The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARBOR REALTY TRUST I | COM | 038923108 | 8,831 | 495,566 | SH | SOLE | 1 | 495,566 | 0 | 0 | |
ALIBABA GROUP HOLDING LTD | SPONSORED ADS | 01609W102 | 3,182 | 14,030 | SH | SOLE | 2 | 14,030 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 5,514 | 2,200 | SH | SOLE | 2 | 2,200 | 0 | 0 | |
AMAZON.COM INC | COM | 023135106 | 4,128 | 1,200 | SH | SOLE | 2 | 1,200 | 0 | 0 | |
ARES CAPITAL CORP | COM | 04010L103 | 8,242 | 420,708 | SH | SOLE | 1 | 420,708 | 0 | 0 | |
ARES COML REAL ESTAT | COM | 04013V108 | 22,935 | 1,561,278 | SH | SOLE | 1 | 1,561,278 | 0 | 0 | |
BLACKROCK MUNIHLDS I | COM | 09254P108 | 1,308 | 88,537 | SH | SOLE | 1 | 88,537 | 0 | 0 | |
BLACKROCK MUNIHOLDIN | COM | 09254C107 | 856 | 61,087 | SH | SOLE | 1 | 61,087 | 0 | 0 | |
BLACKSTONE MTG TR IN | COM CL A | 09257W100 | 265 | 8,300 | SH | SOLE | 1 | 8,300 | 0 | 0 | |
BROOKFIELD REAL ASST INC | SHS BEN INT | 112830104 | 236 | 10,780 | SH | SOLE | 1 | 10,780 | 0 | 0 | |
DWS MUN INCOME TR | COM | 233368109 | 1,277 | 104,452 | SH | SOLE | 1 | 104,452 | 0 | 0 | |
DYNEX CAPITAL REIT ORD | COM | 26817Q886 | 435 | 23,303 | SH | SOLE | 1 | 23,303 | 0 | 0 | |
ENERGY TRANSFER UNT | COM UT LTD PTN | 29273V100 | 53,070 | 4,992,483 | SH | SOLE | 1 | 4,992,483 | 0 | 0 | |
GOLUB CAPITAL BDC ORD | COM | 38173M102 | 906 | 58,746 | SH | SOLE | 1 | 58,746 | 0 | 0 | |
INVESCO ADVANTAGE MU | SH BEN INT | 46132E103 | 122 | 10,016 | SH | SOLE | 1 | 10,016 | 0 | 0 | |
INVESCO CALIF MUN IN | COM | 46132P108 | 2,102 | 127,445 | SH | SOLE | 1 | 127,445 | 0 | 0 | |
INVESCO EXCHANGE-TRA | SR LN ETF | 46138G508 | 2,884 | 130,200 | SH | SOLE | 1 | 130,200 | 0 | 0 | |
INVESCO TR INVT GRAD | COM | 46131M106 | 2,106 | 150,242 | SH | SOLE | 1 | 150,242 | 0 | 0 | |
ISHARES MSCI CHINA ETF | MSCI CHINA ETF | 46429B671 | 11,806 | 143,207 | SH | SOLE | 2 | 143,207 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 900 | 8,000 | SH | SOLE | 1 | 8,000 | 0 | 0 | |
KRANESHARES CSI CHINA INTERNE | CSI CHI INTERNET | 500767306 | 2,860 | 40,990 | SH | SOLE | 2 | 40,990 | 0 | 0 | |
MAIN STREET CAPITAL ORD | COM | 56035L104 | 833 | 20,281 | SH | SOLE | 1 | 20,281 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,389 | 16,200 | SH | SOLE | 2 | 16,200 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 59,961 | 2,025,040 | SH | SOLE | 1,2 | 2,025,040 | 0 | 0 | |
NEW YORK MORTGAGE REIT ORD | COM PAR $.02 | 649604501 | 29,985 | 6,707,963 | SH | SOLE | 1 | 6,707,963 | 0 | 0 | |
NUVEEN AMT FREE QLTY | COM | 670657105 | 6,296 | 401,000 | SH | SOLE | 1 | 401,000 | 0 | 0 | |
NUVEEN QUALITY MUNCP | COM | 67066V101 | 6,363 | 397,452 | SH | SOLE | 1 | 397,452 | 0 | 0 | |
OXFORD LANE CAP CORP | COM | 691543102 | 1,200 | 161,894 | SH | SOLE | 1 | 161,894 | 0 | 0 | |
SIXTH STREET SPECIAL | COM | 83012A109 | 35,771 | 1,612,044 | SH | SOLE | 1 | 1,612,044 | 0 | 0 | |
SPDR S&P CHINA ETF | S&P CHINA ETF | 78463X400 | 4,699 | 35,412 | SH | SOLE | 2 | 35,412 | 0 | 0 | |
VANECK VECTORS ETF T | FALLEN ANGEL HG | 92189F437 | 5,100 | 155,000 | SH | SOLE | 1 | 155,000 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET E | TOTAL STK MKT | 922908769 | 75,929 | 340,567 | SH | SOLE | 2 | 340,567 | 0 | 0 |