-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJlpi08O9kYPfMoefceksHx6GerbOiIm5tIQw67JAGWjSXy1fOttbdojCbcFhU7A mHXx6GT7G9/1FjaLRQiUDA== 0000950103-98-000314.txt : 19980326 0000950103-98-000314.hdr.sgml : 19980326 ACCESSION NUMBER: 0000950103-98-000314 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980313 FILED AS OF DATE: 19980323 DATE AS OF CHANGE: 19980325 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ILLINOIS CENTRAL CORP CENTRAL INDEX KEY: 0000859119 STANDARD INDUSTRIAL CLASSIFICATION: 4011 IRS NUMBER: 133545405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-10720 FILM NUMBER: 98571401 BUSINESS ADDRESS: STREET 1: 455 N CITYFRONT PLZ DR STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60611-5504 BUSINESS PHONE: 3127557500 MAIL ADDRESS: STREET 1: 455 NORTH CITYFRONT PLAZA DR STREET 2: 455 NORTH CITYFRONT PLAZA DR CITY: CHICAGO STATE: IL ZIP: 60611 COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN NATIONAL RAILWAY CO CENTRAL INDEX KEY: 0000016868 STANDARD INDUSTRIAL CLASSIFICATION: 4011 OWNER IRS NUMBER: 980018609 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 935 DE LA GAUCHETIERE ST W CITY: MONTREAL QUEBEC CANA STATE: A8 ZIP: 00000 BUSINESS PHONE: 5143996569 MAIL ADDRESS: STREET 1: 935 DE LA GAUCHETIERE ST WEST STREET 2: QUEBEC CANADA CITY: MONTREAL STATE: A8 ZIP: 00000 3 1 FORM 3 UNITED STATES SECURITIES OMB APPROVAL AND EXCHANGE COMMISSION OMB Number: 3235-0104 Washington, D.C. 20549 Expires: September 30, 1998 Estimated average burden hours per response .... 0.5 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* Canadian National Railway Company - - ------------------------------------------ (Last) (First) (Middle) 935 de La Gauchetiere Street West - - ------------------------------------------ (Street) Montreal Quebec Canada H3B 2M9 - - ------------------------------------------ (City) (State) (Zip) 2. Date of Event Re- quiring Statement (Month/Day/Year) March 13, 1998 - - -------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Illinois Central Corporation (IC) - - --------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner - - ---- ---- Officer (give Other (specify - - ---- title below) ---- below) - - ------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person - - ---- X Form filed by More than One Reporting Person - - ---- Table I -- Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - - --------------------------------------------------------------------------------------------------------------------- Common Stock, par value $0.001 46,051,761 I Held by The Bank of New York as per share Trustee for Blackhawk Merger Sub, Inc. and Canadian National Railway Company
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, (Over) see Instruction 5(b)(v). SEC 1473 (7-96) FORM 3 (continued) Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative 2. Date Exer- 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Security cisable and Securities Underlying sion or ship Indirect (Instr. 4) Expiration Derivative Securities Exercise Form of Beneficial Date (Instr. 4) Price of Deriv- Ownership (Month/Day/Year) Deri- ative (Instr. 5) ---------------------------------------------------------- vative Security: Date Expira- Amount Security Direct Exer- tion Title or (D) or cisable Date Number Indirect of (I) Shares (Instr. 5) - - --------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. By: /s/ Brigitte K. Catellier March 23, 1998 - - ------------------------------------ ----------------------- **Signature of Reporting Person Date Page 2 SEC 1473 (7-96) Attachment to Form 3 filed pursuant to Instruction 5(b)(v). This Form 3 is being filed jointly by Canadian National Railway ("CN"), Grand Trunk Corporation ("GTC") and Blackhawk Merger Sub, Inc. ("Merger Sub"). GTC is a wholly-owned subsidiary of CN and Merger Sub is a wholly-owned subsidiary of GTC. The address of the principal office of each of GTC and CN is: 935 de la Gauchetiere Street West Montreal, Quebec, Canada H3B 2M9. BLACKHAWK MERGER SUB, INC. By: /s/ Brigitte K. Catellier ------------------------------ Name: Brigitte K. Catellier Title: Secretary GRAND TRUNK CORPORATION By: /s/ Brigitte K. Catellier ------------------------------ Name: Brigitte K. Catellier Title: Assistant Secretary (page 4 of 4) -----END PRIVACY-ENHANCED MESSAGE-----