-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2crl6Hiio3u0fXnQaNVl+vrbI+QtvqFoOLAzon4FEBORnMMDWiqNwvGM/SBH5LE cbGRB6b1mQ113RaIKJr0bA== 0000950130-99-000935.txt : 19990223 0000950130-99-000935.hdr.sgml : 19990223 ACCESSION NUMBER: 0000950130-99-000935 CONFORMED SUBMISSION TYPE: NSAR-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE SEPARATE ACCOUNT UL CENTRAL INDEX KEY: 0000858997 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U SEC ACT: SEC FILE NUMBER: 811-06025 FILM NUMBER: 99547042 BUSINESS ADDRESS: STREET 1: 1 MADISON AVE STREET 2: METROPOLITAN LIFE INSURANCE CO CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125788717 MAIL ADDRESS: STREET 1: 1 MADISON AVENUE STREET 2: LAW DEPARTMENT AREA 7 G CITY: NEW YORK STATE: NY ZIP: 10010 NSAR-U 1 METROPOLITAN SEPARATE ACCOUNT UL FORM N-SAR SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Report for six month period ending: or fiscal year ending: 12/31/98 Is this a transition report?: (Y/N) N ------ Is this an amendment to previous filing? (Y/N) N ------ Those items or sub-items with a box "[/]" after the item number should be completed only if the answer has changed from the previous filing on this form. 1. A. Registrant Name: METROPOLITAN LIFE SEPARATE ACCOUNT UL B. File Number: 811-6025 C. Telephone Number: (212) 578-8717 C/O METROPOLITAN LIFE INSURANCE COMPANY 2. A. Street: ONE MADISON AVE. B. City: NEW YOUR C. State: NY D. Zip Code 10010 Zip Ext: 3690 E. Foreign Country: 3. Is this the first filing on this form by Registrant? (Y/N) N ---------- 4. Is this the last filing on this form by Registrant? (Y/N) N ---------- 5. Is Registrant a small business investment company (SBIC)? (Y/N) N ------- [If answer is "Y" (Yes), complete only items 89 through 110.] 6. Is Registrant a unit investment trust (UIT)? (Y/N) Y ---------- [If answer is "Y" (Yes), complete only items 111 through 132.] 7. A. Is Registrant a series or multiple portfolio company? (Y/N) [If answer is "N" (No), go to item 8.] ______ B. How many separate series or portfolio did Registrant have at the end of the period ___________ SCREEN NUMBER: 01 PAGE NUMBER: 01 SEC2100(5/90) For period ending 12/31/98 -------- ------------------------- If filing more than one File number 811 6025 Page 47, "X" box: [_] ---- ------------------------- UNIT INVESTMENT TRUSTS 111. A. [/] Depositor Name: METROPOLITAN LIFE INSURANCE COMPANY --------------------------------------- B. [/] File Number (If any): __________________________ C. [/] City: NEW YORK State: NY Zip Code: 10010 ------------------ ------ ----- Zip Ext.: 3690 ----- 111. A. [/] Depositor Name: _______________________________________ B. [/] File Number (If any): ___________________ C. [/] City: __________________ State: ______ Zip Code: _____ Zip Ext.: _____ 112. A. [/] Sponsor Name: METROPOLITAN LIFE INSURANCE COMPANY ----------------------------------------- B. [/] File Number (If any): ___________________ C. [/] City: NEW YORK State: NY Zip Code: 10010 ------------------ ------ ----- Zip Ext.: 3690 ----- 112. A. [/] Sponsor Name: _________________________________________ B. [/] File Number (If any): __________________ C. [/] City: __________________ State: ______ Zip Code: _____ Zip Ext.: ________ SCREEN NUMBER: 55 PAGE NUMBER: 47 SEC2100 (5/90) For period ending 12/31/98 -------- ---------------------------------- If filing more than one File number 811 6025 Page 48, "X" box: [_] ---- ---------------------------------- 113 A. [/] Trustee Name: ___________________________________________________ B. [/] City:_________________ State:_______________ Zip Code: _______ Zip Ext.: __________ [/] Foreign Country:______________________ Foreign Postal Code:______ 113. A. [/] Trustee Name: ___________________________________________________ B. [/] City:_________________ State:_______________ Zip Code: _______ Zip Ext.: __________ [/] Foreign Country:______________________ Foreign Postal Code:______ 114. A. [/] Principal Underwriter Name: METROPOLITAN LIFE INSURANCE --------------------------- COMPANY ----------------------------------------------------------------- B. [/] File Number: 8-14901 ------------------------- C. [/] City: NEW YORK State: NY Zip Code: 10010 ----------------- ---------- ----- Zip Ext.: 3690 ---------- [/] Foreign Country:______________________ Foreign Postal Code:______ 114. A. [/] Principal Underwriter Name: _____________________________________ B. [/] File Number: 8-_________________________ C. [/] City:_________________ State:_______________ Zip Code: _______ Zip Ext.: __________ [/] Foreign Country:______________________ Foreign Postal Code:______ 115. A. [/] Independent Public Accountant Name: DELOITTE & TOUCHE LLP ------------------------------ B. [/] City: NEW YORK State: NY Zip Code: 10281 ----------------- ---------- ----- Zip Ext.: __________ [/] Foreign Country:______________________ Foreign Postal Code:______ 115. A. [/] Independent Public Accountant Name:______________________________ B. [/] City:_________________ State:_______________ Zip Code: _______ Zip Ext.: __________ [/] Foreign Country:______________________ Foreign Postal Code:______ SCREEN NUMBER: 56 PAGE NUMBER: 48 SEC2100 (5/90) For period ending 12/31/98 -------- ------------------------------ If filing more than one File number 811 6025 Page 49, "X" box" [_] ---- ------------------------------ 116. Family of investment companies information: A. [/] Is Registrant part of a family of investment companies? (Y/N) N -------- Y/N B. [/] Identify the family in 10 letters (NOTE: In filing this form, use this identification consistently for all investment companies in family. This designation is for purposes of this form only.) 117. A. [/] Is Registrant a separate account of an insurance company? (Y/N) Y -------- Y/N If answer is "Y" (Yes), are any of the following types of contracts funded by the Registrant?: B. [/] Variable annuity contracts? (Y/N) N -------- Y/N C. [/] Scheduled premium variable life contracts? (Y/N) N -------- Y/N D. [/] Flexible premium variable life contracts? (Y/N) Y -------- Y/N E. [/] Other types of insurance products registered under N -------- the Securities Act of 1933? (Y/N) Y/N 118: [/] State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933 1 -------- 119: [/] State the number of new series for which registration statements under the securities Act of 1933 became effective during the period 0 -------- 120. [/] State the total value of the portfolio securities on the date of deposit for the new series included in item 119($000's omitted) $_______ 121. [/] State the number of series for which a current prospectus was in existence at the end of the period 1 -------- 122. [/] State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period 0 -------- SCREEN NUMBER: 57 PAGE NUMBER: 49 SEC2100(5/90) For period ending 12/31/98 -------- ------------------------------ If filing more than one File number 811 6025 Page 50, "X" box: [_] ---- ------------------------------ 123. [/] State the total value of the additional units considered in answering item 122($000's omitted) $______________ 124. [/] State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series) ($000's omitted) $______________ 125. [/] State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant's principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000's omitted) $8,240 --------------- 126. Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant's units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.) ($000's omitted) $ 0 --------------- 127. List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):
Number of Total Assets Total Income Series ($000's Distributions Investing omitted) omitted) --------- -------- -------- A. U.S. Treasury direct issue ________ $____________ $___________ B. U.S. Government agency ________ $____________ $___________ C. State and municipal tax-free ________ $____________ $___________ D. Public utility debt ________ $____________ $___________ E. Brokers or dealers debt or debt of brokers' or dealers' parent ________ $____________ $___________ F. All other corporate intermed. & long-term debt ________ $____________ $___________ G. All other corporate short-term debt ________ $____________ $___________ H. Equity securities of brokers or dealers or parents of brokers or dealers ________ $____________ $___________ I. Investment company equity securities ________ $____________ $___________ J. All other equity securities 1 $ 1,004,543 -------- -------------
K. Other securities $____________ $_________ L. Total assets of all series of registrant 1 $1,004,543 - ---------- SCREEN NUMBER: 58 PAGE NUMBER: 50 SEC2100(5/90) For period ending 12/31/98 -------- ------------------------- If filing more than one File number 811 6025 Page 51, "X" box: [_] ---- ------------------------- 128. [/] Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant's series at the end of the current period insured or guaranteed by an entity other than the issuer? (Y/N) N ---------- Y/N [If answer is "N" (No), go to item 131.] 129. [/] Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period? (Y/N) ---------- Y/N [If answer is "N" (No), go to item 131.] 130. [/] In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees? (Y/N) ---------- Y/N 131. [/] Total expenses incurred by all series of Registrant during the current reporting period ($000's omitted) $7,345 132. [/] List the "811" (Investment Company Act of 1940) registration number for all Series of Registrant that are being included in this filing: 811-6025 811-_____ 811-_____ 811-_____ 811-__ 811-_____ 811-_____ 811-_____ 811-_____ 811-__ 811-_____ 811-_____ 811-_____ 811-_____ 811-__ 811-_____ 811-_____ 811-_____ 811-_____ 811-__ 811-_____ 811-_____ 811-_____ 811-_____ 811-__ 811-_____ 811-_____ 811-_____ 811-_____ 811-__ 811-_____ 811-_____ 811-_____ 811-_____ 811-__ 811-_____ 811-_____ 811-_____ 811-_____ 811-__ SCREEN NUMBER: 59 PAGE NUMBER: 51 SEC2100(5/90) Signature Page The following form of signature shall follow items 79, 85, 88, 104, 110 or 132 as appropriate. This report is signed on behalf of the registrant (or depositor or trustee). City of: New York State of: New York Date: February 26, 1999 Name of Registrant, Depositor, or Trustee: Metropolitan Life Separate Account UL /s/ Harold B. Leff /s/ Robin M. Wagner - -------------------------------- ---------------------------- By (Name and Title): Witness (Name and Title) Harold B. Leff Robin M. Wagner Vice-President and Senior Actuary Assistant General Counsel Metropolitan Life Metropolitan Life Insurance Company Insurance Company PAGE NUMBER: 52 SEC2100(5/90) -----END PRIVACY-ENHANCED MESSAGE-----