0000858978-17-000004.txt : 20171005 0000858978-17-000004.hdr.sgml : 20171005 20171005175045 ACCESSION NUMBER: 0000858978-17-000004 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAUSEY DEMGEN & MOORE PC/CO/ /ADV CENTRAL INDEX KEY: 0000858978 IRS NUMBER: 841158905 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01683 FILM NUMBER: 171125400 BUSINESS ADDRESS: STREET 1: 1125 17TH ST SUITE 1450 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032962229 MAIL ADDRESS: STREET 1: 1125 17TH ST SUITE 1450 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: CAUSEY DEMGEN & MOORE /ADV DATE OF NAME CHANGE: 19910520 FORMER COMPANY: FORMER CONFORMED NAME: CAUSEY DEMGEN & MOORE INC /CO/ /ADV DATE OF NAME CHANGE: 19900108 MA-A 1 primary_doc.xml MA-A 0000858978 XXXXXXXX Tim R. Knight 303-296-2229 tknight@causeycpas.com wglasso@causeycpas.com tknight@causeycpas.com 06-30-2017 Y CAUSEY DEMGEN & MOORE PC/CO/ /ADV 000111115 84-1158905 866-00159-00 867-01683 801-36051 000111115 1125 17th Street - Suite 1450 DENVER CO 80202 3032962229 3032963731 Y 1125 17TH ST - STE 1450 DENVER CO 80202 WWW.CAUSEYCPAS.COM William Douglas Glasso

1125 17th St - Ste 1450 Denver CO 80202

303-296-2229 303-296-3731 nkoch@causeycpas.com Tim Rouyce Knight

1125 17th St - Suite 1450 Denver CO 80202

303-296-2229 303-296-3731 tknight@CAUSEYCPAS.COM June CO 01-02-1991 N 46 3 0 0 0 500 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Fixed Fees Fixed Fees Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Y Y Y Colorado, California and Texas license; Louisiana, Minnesota and South Dakota permits. N Accountant or accounting firm 3 Add Accountant or accounting firm WILLIAM D. GLASSO CAUSEY DEMGEN & MOORE P.C. Y Y N Add Accountant or accounting firm DOUGLAS E. CARLILE, JR. CAUSEY DEMGEN & MOORE P.C. Y Y N Add Accountant or accounting firm LYLE ANNE MARTINE CAUSEY DEMGEN & MOORE P.C. Y Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N DONN NMN AGGELER VICE PRESIDENT 07-01-2006 A Y DOUGLAS NMN CARLILE VICE PRESIDENT 07-01-1996 A Y BARRY EDWARD KORITZA TREASURER 01-02-1991 A Y CHERYL ANN WALTON SECRETARY 07-01-2005 A Y DONALD DOUGLAS PAGE VICE PRESIDENT 01-02-1991 A Y LYLE ANNE MARTINE VICE PRESIDENT 07-01-2013 A Y MICHAEL CHRISTIAN GRAEF VICE PRESIDENT 07-01-2006 A Y NATHANAEL ADAM KOCH VICE PRESIDENT 07-01-2013 A Y STEVEN LEE OLTMANS VICE PRESIDENT 10-16-2007 A Y THOMAS JOHN RUYGROK PRESIDENT 11-30-2000 A Y WILLIAM DOUGLAS GLASSO VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07-01-2008 A Y WILLIAMS HANES VINCENT VICE PRESIDENT 07-01-1999 A Y ROBB ANDREW STONE VICE PRESIDENT 07-01-2016 A Y Add DONN NMN AGGELER VICE PRESIDENT 07-01-2006 A Y Add DOUGLAS NMN CARLILE VICE PRESIDENT 07-01-1996 A Y Add BARRY EDWARD KORITZA TREASURER 01-02-1991 A Y Add CHERYL ANN WALTON SECRETARY 07-01-2005 A Y Delete DONALD DOUGLAS PAGE VICE PRESIDENT 01-02-1991 A Y Add LYLE ANNE MARTINE VICE PRESIDENT 07-01-2013 A Y Add MICHAEL CHRISTIAN GRAEF VICE PRESIDENT 07-01-2006 A Y Amend NATHANAEL ADAM KOCH VICE PRESIDENT 07-01-2013 A Y Delete STEVEN LEE OLTMANS VICE PRESIDENT 10-16-2007 A Y Add THOMAS JOHN RUYGROK PRESIDENT 11-30-2000 A Y Amend WILLIAM DOUGLAS GLASSO VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 07-01-2008 A Y Add WILLIAMS HANES VINCENT VICE PRESIDENT 07-01-1999 A Y Add ROBB ANDREW STONE VICE PRESIDENT 07-01-2016 A Y Add JAMEY LYNN CAMP VICE PRESIDENT 07-01-2017 A Y Tim R. KNight Tim R. Knight Director of Administration 09-28-2017 N N N N N Y N N Y N N N N N N N N N N N N