0000858978-15-000004.txt : 20150226
0000858978-15-000004.hdr.sgml : 20150226
20150226082841
ACCESSION NUMBER: 0000858978-15-000004
CONFORMED SUBMISSION TYPE: MA
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAUSEY DEMGEN & MOORE PC/CO/ /ADV
CENTRAL INDEX KEY: 0000858978
IRS NUMBER: 841158905
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: MA
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01683
FILM NUMBER: 15650369
BUSINESS ADDRESS:
STREET 1: 1125 17TH ST SUITE 1450
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 3032962229
MAIL ADDRESS:
STREET 1: 1125 17TH ST SUITE 1450
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: CAUSEY DEMGEN & MOORE /ADV
DATE OF NAME CHANGE: 19910520
FORMER COMPANY:
FORMER CONFORMED NAME: CAUSEY DEMGEN & MOORE INC /CO/ /ADV
DATE OF NAME CHANGE: 19900108
MA
1
primary_doc.xml
MA
0000858978
XXXXXXXX
William Glasso
303-296-2229
wglasso@causeycpas.com
wglasso@causeycpas.com
CAUSEY DEMGEN & MOORE PC/CO/ /ADV
000111115
84-1158905
866-00159-00
801-36051
000111115
1125 17th Street - Suite 1450
DENVER
CO
80202
3032962229
3032963731
Y
1125 17TH ST - STE 1450
DENVER
CO
80202
WWW.CAUSEYCPAS.COM
NATHANAEL
ADAM
KOCH
1125 17th St - Ste 1450
Denver
CO
80202
303-296-2229
303-296-3731
nkoch@causeycpas.com
WILLIAM
DOUGLAS
GLASSO
1125 17th St - Suite 1450
Denver
CO
80202
303-296-2229
303-296-3731
WGLASSO@CAUSEYCPAS.COM
June
CO
01-02-1991
N
43
3
0
0
0
500
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Fixed Fees
Fixed Fees
For most investment bidding agent services, we are paid by the provider of the securities.
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Y
Y
Y
Colorado, California and Texas license; Louisiana, Minnesota and South Dakota permits.
N
Accountant or accounting firm
3
Add
Accountant or accounting firm
WILLIAM D. GLASSO
CAUSEY DEMGEN & MOORE P.C.
Y
Y
N
Add
Accountant or accounting firm
DOUGLAS E. CARLILE, JR.
CAUSEY DEMGEN & MOORE P.C.
Y
Y
N
Add
Accountant or accounting firm
LYLE A. MARTINE
CAUSEY DEMGEN & MOORE P.C.
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
DONN
NMN
AGGELER
VICE PRESIDENT
07-01-2006
A
Y
DOUGLAS
NMN
CARLILE
VICE PRESIDENT
07-01-1996
A
Y
BARRY
EDWARD
KORITZA
TREASURER
01-02-1991
A
Y
CHERYL
ANN
WALTON
SECRETARY
07-01-2005
A
Y
DONALD
DOUGLAS
PAGE
VICE PRESIDENT
01-02-1991
A
Y
LYLE
ANNE
MARTINE
VICE PRESIDENT
07-01-2013
A
Y
MICHAEL
CHRISTIAN
GRAEF
VICE PRESIDENT
07-01-2006
A
Y
NATHANAEL
ADAM
KOCH
VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
07-01-2013
A
Y
PAUL
NMN
DEMGEN
VICE PRESIDENT
01-02-1991
A
Y
STEVEN
LEE
OLTMANS
VICE PRESIDENT
10-16-2007
A
Y
THOMAS
JOHN
RUYGROK
PRESIDENT
11-30-2000
A
Y
WILLIAM
DOUGLAS
GLASSO
VICE PRESIDENT
07-01-2008
A
Y
WILLIAMS
HANES
VINCENT
VICE PRESIDENT
07-01-1999
A
Y
WILLIAM D. GLASSO
WILLIAM D. GLASSO
VICE PRESIDENT
12-30-2014
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
Y
N
N
N
N
N