-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PN5Zvq+cSZYZVTnsA6FU35NHrkQIndfWMQYR3lwDDTh9xbDV+Oe+xJFiQ4ZGT7eT 2pyPQeuWGHcP74ObF6TePg== 0000950137-97-001447.txt : 19970407 0000950137-97-001447.hdr.sgml : 19970407 ACCESSION NUMBER: 0000950137-97-001447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960424 FILED AS OF DATE: 19970404 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DESKTOP DATA INC CENTRAL INDEX KEY: 0000858912 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 043016142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26540 FILM NUMBER: 97574728 BUSINESS ADDRESS: STREET 1: 80 BLANCHARD RD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6172293000 MAIL ADDRESS: STREET 1: DESKTOP DATA INC STREET 2: 80 BLANCHARD RD CITY: BURLINGTON STATE: MA ZIP: 01803 COMPANY DATA: COMPANY CONFORMED NAME: BLAIR WILLIAM VENTURE PARTNERS III LP CENTRAL INDEX KEY: 0001026682 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 363569771 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 222 W ADAMS ST CITY: CHICAGO STATE: IL ZIP: 60606-5307 BUSINESS PHONE: 3122361600 MAIL ADDRESS: STREET 1: 222 W ADAMS ST CITY: CHICAGO STATE: IL ZIP: 60606-5307 4 1 FORM 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
FORM 4 - ------ OMB APPROVAL [ ] Check this box if no longer OMB Number 3235-0287 subject to Section 16. Form 4 Expires: September 30, 1998 or Form 5 obligations may Estimated average burden continue. See Instruction 1(b). hours per response 0.5
(Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) William Blair Venture Partners III Desktop Data, Inc. DTOP Limited Partnership - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ___ Director ___ 10% Owner Number of Reporting Month/Year ___ Officer (give _x_ Other (specify Person (Voluntary) 03/96 title below) below) 222 West Adams Street - ---------------------------------------- ------------------------------------------------------------- (Street) 36-3569771 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) ------------------- Chicago, IL 60606 __Form filed by One Reporting Person - ------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR __Form filed by More than One Reporting BENEFICIALLY OWNED Person - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action Acquired (A) Securities ship of In- Date Code or Disposed of (D) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ (Instr. 3, 4 and 5) End of (D) or ficial Day/ Month Indirect Owner- Year) (I) ship (Instr. 3 and 4) (Instr. 4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Code V Amount (A) or Price (D) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/24/96 S 50,000 D 38 3/8 241,620 I * - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/25/96 S 83,000 D 38 5/8 241,620 I * - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/26/96 S 1,000 D 26 240,620 I * - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 8/2/96 S 7,500 D 26 233,120 I * - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/24/96 S 20,000 D 25 1/8 213,120 I * - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see instruction 4(b) SEC 1474 (7-96) (v).
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FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------------------------------- 1. Title of 2.Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer- Derivative sion or action tion Code ative Securities Ac- cisable and Ex- Securit) Exercise Date (Instr. 8) quired (A) or Dis- piration Date (Instr. 3) Price of posed of (D) (Month/Day/ Deriv- (Month/ (Instr. 3, 4, and 5) Year) ative Day/ Security Year) - --------------------------------------------------------------------------------------------------------- Date Expira Exer- -tion cisable Date Code V (A) (D) - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------------------------------- 7. Title and Amount 8. Price 9. Number 10. Owner- 11. Na- of Under- of of Deriv- ship ture lying Securities Derivative ative Form of In- (Instr. 3 and 4) Secur- Secur- of De- direct ity ities rivative Bene- Benef- Security ficial (Instr. ically Direct Own- Title Amount or 5) Owned at (D) or ership Number of End of Indi- (Instr. 4) Shares Month rect (I) Date (Instr. 4) Instr. 4) - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------
Explanation of Responses: * Reporting person is record and beneficial owner of shares which can be attributed to Ellen Carnahan, a director of the Issuer, pursuant to Rule 13d-3. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. WILLIAM BLAIR VENTURE PARTNERS III LIMITED PARTNERSHIP By: William Blair Venture Management Co. Its: General Partner Ellen Carnahan 4/2/97 - ----------------------------------- ------------------------------ **Signature of Reporting Person Date Ellen Carnahan Page 2 General Partner SEC 1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----