-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V9dbFp+kdg/XfusRkrAr3Rv4BuL+LKMQ0QMmclqFkdqhCDKVww+JPev0g31uzt6n JeZ9NZ+9HlToVZvWTRmQFQ== 0000927016-98-001204.txt : 19980330 0000927016-98-001204.hdr.sgml : 19980330 ACCESSION NUMBER: 0000927016-98-001204 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980327 SROS: NASD GROUP MEMBERS: A. BARON CASS GROUP MEMBERS: BARBARA B. MCLAGAN FOR CHRISTOPHER R. MCLAGAN GROUP MEMBERS: BARBARA B. MCLAGAN FOR MARNIE E. MCLAGAN GROUP MEMBERS: CLIFFORD M. POLLAN GROUP MEMBERS: DANIEL F. X. O'REILLY GROUP MEMBERS: DONALD A. MCLAGAN GROUP MEMBERS: EDWARD R. SIEGFRIED GROUP MEMBERS: ELLEN CARNAHAN GROUP MEMBERS: INDIVIDUAL INC GROUP MEMBERS: JOHN L. MOSS GROUP MEMBERS: JUNE ROKOFF GROUP MEMBERS: RORY COWAN GROUP MEMBERS: WILLIAM BLAIR VENTURE PARTNERS III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWSEDGE CORP CENTRAL INDEX KEY: 0000858912 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 043016142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44899 FILM NUMBER: 98576324 BUSINESS ADDRESS: STREET 1: 80 BLANCHARD RD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6172293000 MAIL ADDRESS: STREET 1: DESKTOP DATA INC STREET 2: 80 BLANCHARD RD CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: DESKTOP DATA INC DATE OF NAME CHANGE: 19950629 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INDIVIDUAL INC CENTRAL INDEX KEY: 0001002536 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 043036959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 8 NEW ENGLAND EXECUTIVE PK W CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6172736000 MAIL ADDRESS: STREET 1: 8 NEW ENGLAND EXECUTIVE PK CITY: BURLINGTON STATE: MA ZIP: 01803 SC 13D/A 1 SCHEDULE 13D/A ----------------------------------- OMB APPROVAL ----------------------------------- |OMB Number: 3235-0145 |Expires: August 31, 1999 |Estimated average burden hours per |response.....................14.90 ----------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 1)/1/ NEWSEDGE CORPORATION (FORMERLY DESKTOP DATA, INC.) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 Par Value Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 65249Q 10 6 (FORMERLY 25057H-10-1) - -------------------------------------------------------------------------------- (CUSIP Number) Edward R. Siegfried, NewsEDGE Corporation, 80 Blanchard Road, Burlington, MA 01803 (781) 229-3000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 24, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [_] NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 32 Pages) - -------------------------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 2 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Individual, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 04-3036959 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 State of Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 0 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 3 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Donald L. McLagan S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 1,719,557 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 414,442 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 1,719,557 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, PERSON 1997 filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 414,442 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 filed as Exhibit 6 to the Schedule 13D) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 2,133,999 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 12.59% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 4 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Barbara B. McLagan as Custodian for Marnie E. McLagan Under the Massachusetts Uniform Transfer to Minors Act S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Massachusetts - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 207,221 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 207,221 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, PERSON 1997 filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 207,221 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 1.22% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 OO - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 5 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Barbara B. McLagan as Custodian for Christopher R. McLagan Under the Massachusetts Uniform Transfer to Minors Act S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Massachusetts - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 207,221 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 207,221 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, PERSON 1997 filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 207,221 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 1.22% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 OO - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 6 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Edward R. Siegfried S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 127,795 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 127,795 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 PERSON filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 127,795 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0.75% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 7 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SCHEDULE 13D - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 A. Baron Cass S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 96,437 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 96,437 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 PERSON filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 96,437 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0.57% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 8 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Rory Cowan S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 12,500 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 12,500 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 PERSON filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 12,500 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0.07% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 9 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Ellen Carnahan S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 2,500 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 213,120 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 2,500 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 PERSON filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 213,120 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 as Exhibit 6 to the Schedule 13D) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 215,620 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 1.27% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 10 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 William Blair Venture Partners III S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Illinois Limited Partnership - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 213,120 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 213,120 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, PERSON 1997 filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 213,120 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 1.26% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 PN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 11 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Daniel F.X. O'Reilly S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 202,678 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 30,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 202,678 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, PERSON 1997 filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 30,000 (subject to the restrictions set forth in that certain Affiliate Agreement Dated November 3, 1997 as Exhibit 6 to the Schedule 13D) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 232,678 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 1.37% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 12 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 Clifford M. Pollan S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 138,017 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 138,017 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, PERSON 1997 filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 138,017 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0.81% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 13 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 June Rokoff S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 10,525 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 10,525 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 PERSON filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 10,525 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0.06% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 14 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 John L. Moss S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 13,880 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 13,880 (subject to the restrictions set forth in that certain Affiliate Agreement dated November 3, 1997 PERSON filed as Exhibit 6 to the Schedule 13D) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 10 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 13,880 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 0.08% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 15 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- This Amendment No. 1 amends the Statement on Schedule 13D filed with the Securities and Exchange Commission on November 13, 1997 (the "Schedule 13D") by Individual, Inc., ("Individual") and Donald L. McLagan, Barbara B. McLagan as Custodian for Marnie E. McLagan Under the Massachusetts Uniform Transfer to Minors Act (the "Marnie E. McLagan Trust"), Barbara B. McLagan as Custodian for Christopher R. McLagan Under the Massachusetts Uniform Transfer to Minors Act (the "Christopher E. McLagan Trust"), Edward R. Siegfried, Daniel F. X. O'Reilly, Clifford M. Pollan, A. Baron Cass, June Rokoff, Rory Cowan, Ellen Carnahan, William Blair Venture Partners III, and John L. Moss (collectively, the "Reporting Persons") with respect to the shares of Common Stock, par value $0.01, (the "Issuer Common Stock") of Desktop Data, Inc. (the "Issuer"), now known as NewsEDGE Corporation. This Amendment No. 1 is filed with respect to the Issuer Common Stock on behalf of Individual and the Reporting Persons. Individual beneficially owned Issuer Common Stock due to the Stock Option Agreement dated November 2, 1997 between Individual and the Issuer, as described in Item 4 of the Schedule 13D. The Reporting Persons beneficially owned Issuer Common Stock subject to the voting and disposition restrictions set forth in the Participation Agreement, dated November 3, 1997 and the Affiliate Agreement dated November 3, 1997, respectively, each between the Reporting Persons and Desktop. The Participation Agreement and Affiliate Agreement are also described in Item 4 of the Schedule 13D. Unless otherwise defined herein, all capitalized terms shall have the meaning ascribed to them in the Schedule 13D. Item 5 of the Schedule 13D is hereby amended in its entirety to read as follows: ITEM 5. INTEREST IN THE SECURITY OF THE ISSUER (a) - (b) The merger (the "Merger") of Individual with and into the Issuer was consummated on February 24, 1998. The Stock Option granted by the Issuer to Individual, pursuant to which Individual had the right, upon the occurrence of certain events, to purchase from the Issuer up to 1,726,398 shares of Issuer Common Stock, terminated at the effective time of the Merger. In addition, the Participation Agreement, which subjected shares beneficially owned by Reporting Persons to certain voting restrictions terminated at the effective time of the Merger. As a result of the Merger, each issued and outstanding share of common stock, par value $0.01, of Individual, Inc. was converted into one-half (1/2) of one share of Issuer Common Stock, par value $0.01 per share, of Desktop, which was renamed as of the effective time of the Merger "NewsEDGE Corporation." - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 16 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- Set forth on Schedule I opposite each Reporting Person's name is (i) the number of shares of Issuer Common Stock beneficially owned by such Reporting Person as of February 25, 1998 (identifying those shares which there is a right to purchase) and (ii) the percentage of issued and outstanding Issuer Common Stock that such shares represent (based on the number of shares of Issuer Common Stock outstanding as of February 27, 1998 and reflecting the change in the Issuer's capitalization resulting from the Merger). The Reporting Persons hold securities of the Issuer for investment purposes only. (c) Except as set forth in Schedule II hereto, each Reporting Person, represents on behalf of itself that it has not affected any transaction in Issuer Common Stock since the previous filing on Schedule 13D. - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 17 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 24, 1998 INDIVIDUAL, INC. By: _____________________________ Michael E. Kolowich Chairman, President and Chief Executive Officer - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 18 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ Donald L. McLagan --------------------- Donald L. McLagan - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 19 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 Barbara B. McLagan as Custodian for Marnie E. McLagan under the Massachusetts Uniform Transfer to Minors Act /s/ Barbara B. McLagan ---------------------- Name: Barbara B. McLagan Title: Trustee - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 20 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 Barbara B. McLagan as Custodian for Christopher R. McLagan under the Massachusetts Uniform Transfer to Minors Act /s/ Barbara B. McLagan ---------------------- Name: Barbara B. McLagan Title: Trustee - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 21 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ Edward R. Siegfried ----------------------- Edward R. Siegfried - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 22 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ Clifford M. Pollan ---------------------- Clifford M. Pollan - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 23 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ John L. Moss ---------------- John L. Moss - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 24 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ Daniel F. X. O'Reilly ------------------------- Daniel F. X. O'Reilly - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 25 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ A. Baron Cass ----------------- A. Baron Cass - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 26 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ June Rokoff --------------- June Rokoff - ----------------------- --------------------- CUSIP NO. 65249Q 10 6 13D PAGE 27 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ Rory Cowan -------------- Rory Cowan - ----------------------- --------------------- CUSIP NO. 25057H-10-1 13D PAGE 28 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 /s/ Ellen Carnahan ------------------ Ellen Carnahan - ----------------------- --------------------- CUSIP NO. 25057H-10-1 13D PAGE 29 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 25, 1998 WILLIAM BLAIR VENTURE PARTNERS III WILLIAM BLAIR VENTURE MANAGEMENT, L.P. /s/ Ellen Carnahan ------------------ Name: Ellen Carnahan Title: General Partner - ----------------------- --------------------- CUSIP NO. 25057H-10-1 13D PAGE 30 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SCHEDULE I
Percentage of Outstanding Number of Shares of Issuer Shares of Issuer Common Individual Common Stock Beneficially Owned Stock as of February 27 1998 - ---------- ------------------------------- ---------------------------- Donald McLagan 2,133,999 12.59% Barbara B. McLagan as 207,221 1.22% Custodian for Marnie E. McLagan under the Massachusetts Uniform Transfer to Minors Act Barbara B. McLagan as 207,221 1.22% Custodian for Christopher R. McLagan under the Massachusetts Uniform Transfer to Minors Act Edward R. Siegfried 127,795 0.75% (includes right to acquire 19,685 shares) Daniel F. X. O'Reilly 232,678 1.37% (includes right to acquire 19,685 shares) Clifford M. Pollan 138,017 0.81% (includes right to acquire 19,685 shares) A. Baron Cass 96,437 0.57% (includes right to acquire 2,500 shares) Rory Cowan 12,500 0.07% (includes right to acquire 2,500 shares) June Rokoff 10,525 0.06%
- ----------------------- --------------------- CUSIP NO. 25057H-10-1 13D PAGE 31 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- ---------------------
John L. Moss 13,880 0.08% (includes right to acquire 13,280 shares) Ellen Carnahan 215,620 1.27% (includes right to acquire 2,500 shares) William Blair Venture 213,120 1.26% Partners III
- ----------------------- --------------------- CUSIP NO. 25057H-10-1 13D PAGE 32 OF 32 PAGES (FORMERLY 25057H-10-1) - ----------------------- --------------------- SCHEDULE II
Name Shares Price Date - ---- ------ ----- ---- Donald L. McLagan 8,800 (A) $8.0471 11/13/97* 1,200 (A) $8.2500 11/18/97* 1,000 (A) $8.0625 11/21/97* 2,600 (A) $8.0000 11/24/97* 500 (A) ** 2/24/98** Daniel F.X O'Reilly 30,000 (A) $8.2500 11/18/97***
* Shares acquired via open market purchases. ** As a result of the Merger, 1,000 shares of common stock of Individual, Inc. held by Mr. McLagan were converted into 500 shares of NewsEDGE Corporation. *** Shares acquired via open market purchases by Mr. O'Reilly's spouse. Mr. O'Reilly disclaims beneficial ownership of such shares. -----END PRIVACY-ENHANCED MESSAGE-----