FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/01/2022 |
3. Issuer Name and Ticker or Trading Symbol
CISCO SYSTEMS, INC. [ CSCO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 121,534(1)(2)(3)(4) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Includes: (i) the 2,938 remaining unvested shares of a restricted stock unit award originally granted with respect to 23,500 shares of common stock on July 25, 2018, which award vests in installments, with twenty five percent (25%) of the shares vesting on August 10, 2019 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter; (ii) the 4,097 remaining unvested shares of a restricted stock unit award originally granted with respect to 21,846 shares of common stock on September 18, 2018, which award vests in installments, with twenty five percent (25%) of the shares vesting on November 10, 2019 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter; (Continued on Footnotes 2, 3 and 4) |
2. (Continued from Footnote 1) (iii) the 5,810 remaining unvested shares of a restricted stock unit award originally granted with respect to 18,591 shares of common stock on June 5, 2019, which award vests in installments, with twenty five percent (25%) of the shares vesting on June 10, 2020 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter; (iv) the 11,340 remaining unvested shares of a restricted stock unit award originally granted with respect to 25,918 shares of common stock on September 18, 2019, which award vests in installments, with twenty five percent (25%) of the shares vesting on November 10, 2020 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter; (Continued on Footnotes 3 and 4) |
3. (Continued from Footnotes 1 and 2) (v) the 21,907 remaining unvested shares of a restricted stock unit award originally granted with respect to 31,864 shares of common stock on October 14, 2020, which award vests in installments, with twenty five percent (25%) of the shares vesting on November 10, 2021 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter; (vi) the 49,835 remaining unvested shares of a restricted stock unit award originally granted with respect to 66,446 shares of common stock on February 3, 2021, which award vests in installments, with twenty five percent (25%) of the shares vesting on February 10, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter; and (Continued on Footnote 4) |
4. (Continued from Footnotes 1, 2 and 3) (vii) a restricted stock unit award with respect to 25,607 shares of common stock, which award was granted on September 20, 2021 and which vests in installments, with twenty five percent (25%) of the shares vesting on November 10, 2022 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter. |
Remarks: |
Exhibit 24.1 - Power of Attorney |
/s/ Jeffery S. Sharritts by Evan Sloves, Attorney-in-Fact | 05/05/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |