N-PX 1 npx063020ngf.htm THE NEW GERMANY FUND, INC.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-05983

The New Germany Fund, Inc.

(Exact name of registrant as specified in charter)

 

875 Third Avenue

New York, NY 10022-6225

(Address of principal executive offices)             (Zip code)

John Millette
Secretary
One International Place
Boston, MA 02110

(Name and address of agent for service)

Registrant's telephone number, including area code: 212-454-4500

 

Date of fiscal year end: 12/31

Date of reporting period: 7/1/19-6/30/20

 

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-05983
Reporting Period: 07/01/2019 - 06/30/2020
The New Germany Fund, Inc.


========================== The New Germany Fund, Inc. ==========================


AIRBUS SE

Ticker:       AIR            Security ID:  N0280G100
Meeting Date: APR 16, 2020   Meeting Type: Annual
Record Date:  MAR 19, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Open Meeting                            None      None         Management
2.1   Discussion on Company's Corporate       None      None         Management
      Governance Structure
2.2   Receive Report on Business and          None      None         Management
      Financial Statements
2.3   Receive Explanation on Company's        None      None         Management
      Reserves and Dividend Policy
3     Discussion of Agenda Items              None      None         Management
4.1   Adopt Financial Statements              For       For          Management
4.2   Approve Allocation of Income and        None      None         Management
      Dividends of EUR of 1.80 per Share
4.3   Approve Discharge of Non-Executive      For       Against      Management
      Members of the Board of Directors
4.4   Approve Discharge of Executive Members  For       Against      Management
      of the Board of Directors
4.5   Ratify Ernst & Young as Auditors        For       For          Management
4.6   Adopt Remuneration Policy               For       For          Management
4.7   Approve Remuneration Report Containing  For       For          Management
      Remuneration Policy
4.8   Elect Mark Dunkerley as Non-Executive   For       For          Management
      Director
4.9   Elect Stephan Gemkow as Non-Executive   For       For          Management
      Director
4.10  Reelect Ralph D. Crosby, Jr. as         For       For          Management
      Non-Executive Director
4.11  Reelect Lord Drayson (Paul) as          For       For          Management
      Non-Executive Director
4.12  Grant Board Authority to Issue Shares   For       For          Management
      Up To 0.51 Percent of Issued Capital
      and Exclude Preemptive Rights Re: ESOP
      and LTIP Plans
4.13  Grant Board Authority to Issue Shares   For       For          Management
      Up To 1.15 Percent of Issued Capital
      and Exclude Preemptive Rights Re:
      Company Funding
4.14  Authorize Repurchase of Up to 10        For       For          Management
      Percent of Issued Share Capital
4.15  Approve Cancellation of Repurchased     For       For          Management
      Shares
5     Close Meeting                           None      None         Management


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AMADEUS FIRE AG

Ticker:       AAD            Security ID:  D0349N105
Meeting Date: JUN 17, 2020   Meeting Type: Annual
Record Date:  JUN 04, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Ernst & Young GmbH as Auditors   For       Against      Management
      for Fiscal 2020
6     Approve Remuneration Policy             For       For          Management
7     Approve Creation of EUR 1.6 Million     For       For          Management
      Pool of Capital with Partial Exclusion
      of Preemptive Rights
8     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares


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AROUNDTOWN SA

Ticker:       AT1            Security ID:  L0269F109
Meeting Date: DEC 16, 2019   Meeting Type: Special
Record Date:  DEC 02, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Ran Laufer as Director            For       For          Management
2     Elect Simone Runge-Brandner as Director For       For          Management
3     Reelect Jelena Afxentiou as Director    For       For          Management
4     Reelect Oschrie Massatschi as Director  For       For          Management
5     Reelect Frank Roseen as Director        For       For          Management
6     Reelect Markus Leininger as Director    For       For          Management
7     Reelect Markus Kreuter as Director      For       For          Management


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AROUNDTOWN SA

Ticker:       AT1            Security ID:  L0269F109
Meeting Date: DEC 16, 2019   Meeting Type: Special
Record Date:  DEC 02, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights and Amend Articles
      of Association


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AROUNDTOWN SA

Ticker:       AT1            Security ID:  L0269F109
Meeting Date: MAY 06, 2020   Meeting Type: Special
Record Date:  APR 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Authorize Repurchase of Up to 20        For       Against      Management
      Percent of Issued Share Capital


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BECHTLE AG

Ticker:       BC8            Security ID:  D0873U103
Meeting Date: MAY 27, 2020   Meeting Type: Annual
Record Date:  MAY 05, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 1.20 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Ernst & Young GmbH as Auditors   For       Against      Management
      for Fiscal 2020
6     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
7     Amend Articles of Association           For       For          Management


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BRENNTAG AG

Ticker:       BNR            Security ID:  D12459117
Meeting Date: JUN 10, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 1.25 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify PricewaterhouseCoopers GmbH as   For       Against      Management
      Auditors for Fiscal 2020
6.1   Elect Stefanie Berlinger to the         For       For          Management
      Supervisory Board
6.2   Elect Andreas Rittstieg to the          For       For          Management
      Supervisory Board
6.3   Elect Doreen Nowotne to the             For       For          Management
      Supervisory Board
6.4   Elect Richard Ridinger to the           For       For          Management
      Supervisory Board
7     Change of Corporate Form to Societas    For       For          Management
      Europaea (SE)


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COMMERZBANK AG

Ticker:       CBK            Security ID:  D172W1279
Meeting Date: MAY 13, 2020   Meeting Type: Annual
Record Date:  APR 30, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5.1   Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2020
5.2   Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for the First Quarter of Fiscal 2021
6.1   Elect Jutta Doenges to the Supervisory  For       For          Management
      Board
6.2   Elect Frank Czichowski to the           For       For          Management
      Supervisory Board
7     Approve Remuneration Policy             For       For          Management
8     Approve Remuneration of Supervisory     For       For          Management
      Board
9     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
10    Authorize Use of Financial Derivatives  For       For          Management
      when Repurchasing Shares
11    Amend Articles Re: Special Rules for    For       For          Management
      Convening a General Shareholders
      Meeting for the Purpose of a Recovery
12    Amend Articles Re: Participation and    For       For          Management
      Voting Rights


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COMPUGROUP MEDICAL SE

Ticker:       COP            Security ID:  D15813211
Meeting Date: MAY 13, 2020   Meeting Type: Annual
Record Date:  APR 21, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.50 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management
      2020
6.1   Elect Klaus Esser to the Supervisory    For       Against      Management
      Board
6.2   Elect Daniel Gotthardt to the           For       Against      Management
      Supervisory Board
6.3   Elect Ulrike Handel to the Supervisory  For       Against      Management
      Board
6.4   Elect Thomas Seifert to the             For       Against      Management
      Supervisory Board
7     Change of Corporate Form to KGaA        For       Against      Management
8.1   Elect Philipp von Ilberg to the         For       Against      Management
      Supervisory Board of CompuGroup
      Medical SE & Co. KGaA
8.2   Elect Ulrike Handel to the Supervisory  For       Against      Management
      Board of CompuGroup Medical SE & Co.
      KGaA
8.3   Elect Bettina Volkens to the            For       Against      Management
      Supervisory Board of CompuGroup
      Medical SE & Co. KGaA
8.4   Elect Mathias Stoermer to the           For       Against      Management
      Supervisory Board of CompuGroup
      Medical SE & Co. KGaA
8.5   Elect Martin Koehrmann to the           For       Against      Management
      Supervisory Board of CompuGroup
      Medical SE & Co. KGaA
8.6   Elect Michael Fuchs to the Supervisory  For       Against      Management
      Board of CompuGroup Medical SE & Co.
      KGaA


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CORESTATE CAPITAL HOLDING SA

Ticker:       CCAP           Security ID:  L1994V104
Meeting Date: JUN 05, 2020   Meeting Type: Annual
Record Date:  MAY 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive and Approve Board's and         For       Did Not Vote Management
      Auditor's Reports
2     Approve Allocation of Income            For       Did Not Vote Management
3     Approve Discharge of Management Board   For       Did Not Vote Management
4     Approve Discharge of Supervisory Board  For       Did Not Vote Management
5.1   Elect Georg Allendorf to Supervisory    For       Did Not Vote Management
      Board
5.2   Elect Gabriele Apfelbacher to           For       Did Not Vote Management
      Supervisory Board
5.3   Elect Timothy Blackwell to Supervisory  For       Did Not Vote Management
      Board
5.4   Elect Marc Driessen to Supervisory      For       Did Not Vote Management
      Board
5.5   Elect Olaf Klinger to Supervisory Board For       Did Not Vote Management
6     Appoint Ernst & Young as Auditor        For       Did Not Vote Management
7     Approve Remuneration Policy             For       Did Not Vote Management


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DELIVERY HERO SE

Ticker:       DHER           Security ID:  D1T0KZ103
Meeting Date: JUN 18, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4.1   Approve Discharge of Supervisory Board  For       For          Management
      Member Martin Enderle for Fiscal 2019
4.2   Approve Discharge of Supervisory Board  For       For          Management
      Member Hilary Gosher for Fiscal 2019
4.3   Approve Discharge of Supervisory Board  For       For          Management
      Member Patrick Kolek for Fiscal 2019
4.4   Approve Discharge of Supervisory Board  For       For          Management
      Member Bjoern Ljungberg for Fiscal 2019
4.5   Approve Discharge of Supervisory Board  For       For          Management
      Member Vera Stachowiak for Fiscal 2019
4.6   Approve Discharge of Supervisory Board  For       For          Management
      Member Christian Graf von Hardenberg
      for Fiscal 2019
4.7   Approve Discharge of Supervisory Board  For       For          Management
      Member Semih Yalcin for Fiscal 2019
5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management
      2020
6.1   Elect Jeanette Gorgas to the            For       For          Management
      Supervisory Board as Shareholder
      Representative
6.2   Elect Martin Enderle to the             For       For          Management
      Supervisory Board as Shareholder
      Representative
6.3   Elect Patrick Kolek to the Supervisory  For       Against      Management
      Board as Shareholder Representative
6.4   Elect Nils Engvall to the Supervisory   For       For          Management
      Board as Employee Representative
6.5   Elect Gabriella Ardbo to the            For       For          Management
      Supervisory Board as Employee
      Representative
6.6   Elect Gerald Taylor to the Supervisory  For       For          Management
      Board as Employee Representative
6.7   Elect Gabriela Chavez as Alternate      For       For          Management
      Supervisory Board Member
6.8   Elect Vera Stachowiak as Alternate      For       For          Management
      Supervisory Board Member
7     Approve Creation of EUR 20 Million      For       For          Management
      Pool of Capital without Preemptive
      Rights
8     Approve Creation of EUR 18.7 Million    For       For          Management
      Pool of Capital without Preemptive
      Rights
9     Approve Issuance of Warrants/Bonds      For       For          Management
      with Warrants Attached/Convertible
      Bonds without Preemptive Rights up to
      Aggregate Nominal Amount of EUR 2
      Billion; Approve Creation of EUR 20
      Million Pool of Capital to Guarantee
      Conversion Rights
10    Amend Articles Re: Shareholder Register For       For          Management
11    Amend Articles Re: General Meeting      For       For          Management
      Chairman
12    Amend Articles Re: Majority             For       For          Management
      Requirement for Passing Resolutions at
      General Meetings
13    Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
14    Authorize Use of Financial Derivatives  For       Against      Management
      when Repurchasing Shares
15    Approve Remuneration of the             For       For          Management
      Supervisory Board Chairman


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DERMAPHARM HOLDING SE

Ticker:       DMP            Security ID:  D1T0ZJ103
Meeting Date: JUN 17, 2020   Meeting Type: Annual
Record Date:  MAY 26, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.80 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Warth & Klein Grant Thornton AG  For       Against      Management
      as Auditors for Fiscal 2020
6     Amend Articles Re: Annulment of the     For       For          Management
      Notifications and Information Clause
7     Amend Articles Re: Proof of Entitlement For       For          Management


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DEUTSCHE LUFTHANSA AG

Ticker:       LHA            Security ID:  D1908N106
Meeting Date: JUN 25, 2020   Meeting Type: Special
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve EUR 306 Million Increase in     For       For          Management
      Share Capital for Private Placement


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DEUTSCHE WOHNEN SE

Ticker:       DWNI           Security ID:  D2046U176
Meeting Date: JUN 05, 2020   Meeting Type: Annual
Record Date:  MAY 14, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.90 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify KPMG AG as Auditors for Fiscal   For       Against      Management
      2020
6.1   Elect Matthias Huenlein to the          For       Against      Management
      Supervisory Board
6.2   Elect Kerstin Guenther to the           For       For          Management
      Supervisory Board
7.1   Amend Articles Re: Information Sent by  For       For          Management
      Registered Letter
7.2   Amend Articles Re: Transmission of      For       For          Management
      Information by Electronic Means
7.3   Amend Articles Re: Proof of Entitlement For       For          Management


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DEUTZ AG

Ticker:       DEZ            Security ID:  D39176108
Meeting Date: JUN 25, 2020   Meeting Type: Annual
Record Date:  JUN 03, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify PricewaterhouseCoopers GmbH as   For       Against      Management
      Auditors for Fiscal 2020
6     Approve Remuneration Policy             For       Against      Management
7     Approve Affiliation Agreement with      For       For          Management
      DEUTZ China Verwaltungs GmbH
8     Approve Affiliation Agreement with      For       For          Management
      Futavis GmbH
9     Amend Articles Re: Proof of Entitlement For       For          Management


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DIALOG SEMICONDUCTOR PLC

Ticker:       DLG            Security ID:  G5821P111
Meeting Date: APR 30, 2020   Meeting Type: Annual
Record Date:  APR 28, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Remuneration Report             For       For          Management
3     Reappoint Deloitte LLP as Auditors      For       For          Management
4     Authorise Board to Fix Remuneration of  For       For          Management
      Auditors
5     Re-elect Richard Beyer as Director      For       For          Management
6     Re-elect Michael Cannon as Director     For       For          Management
7     Re-elect Mary Chan as Director          For       For          Management
8     Elect Joanne Curin as Director          For       For          Management
9     Authorise Issue of Equity               For       For          Management
10    Authorise Issue of Equity in            For       For          Management
      Connection with a Rights Issue
11    Authorise Issue of Equity without       For       For          Management
      Pre-emptive Rights
12    Authorise Issue of Equity without       For       For          Management
      Pre-emptive Rights in Connection with
      an Acquisition or Other Capital
      Investment
13    Authorise the Company to Enter into a   For       For          Management
      Contingent Forward Share Purchase
      Contract with Barclays Bank plc
14    Authorise the Company to Enter into a   For       For          Management
      Contingent Forward Share Purchase
      Contract with Goldman Sachs
      International
15    Authorise the Company to Enter into a   For       For          Management
      Contingent Forward Share Purchase
      Contract with HSBC Bank plc
16    Authorise the Company to Enter into a   For       For          Management
      Contingent Forward Share Purchase
      Contract with Merrill Lynch
      International
17    Authorise the Company to Call General   For       For          Management
      Meeting with Two Weeks' Notice


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ENCAVIS AG

Ticker:       CAP            Security ID:  D2R4PT120
Meeting Date: MAY 13, 2020   Meeting Type: Annual
Record Date:  APR 30, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       Against      Management
      Dividends of EUR 0.26 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for Fiscal 2020
6     Approve Remuneration of Supervisory     For       For          Management
      Board
7     Amend Articles Re: Participation Right  For       For          Management
8     Approve EUR 440,000 Reduction to        For       For          Management
      Conditional Capital III
9     Cancel 2017 Resolution for Issuance of  For       For          Management
      Warrants/Bonds; Approve Reduction in
      2017 Conditional Pool of Capital
10    Cancel 2018 Resolution for Issuance of  For       For          Management
      Warrants/Bonds; Approve Reduction in
      2018 Conditional Pool of Capital
11    Approve Issuance of Warrants/Bonds      For       Against      Management
      with Warrants Attached/Convertible
      Bonds without Preemptive Rights up to
      Aggregate Nominal Amount of EUR 300
      Million; Approve Creation of EUR 14
      Million Pool of Capital to Guarantee
      Conversion Rights
12    Approve Creation of EUR 34 Million      For       Against      Management
      Pool of Capital without Preemptive
      Rights
13    Approve Affiliation Agreement with      For       For          Management
      Capital Stage Solar IPP GmbH
14    Approve Affiliation Agreement with      For       For          Management
      SOLARPARK NEUHAUSEN GMBH


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EVOTEC SE

Ticker:       EVT            Security ID:  D1646D105
Meeting Date: JUN 16, 2020   Meeting Type: Annual
Record Date:  MAY 25, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
3     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
4     Ratify Ernst & Young GmbH as Auditors   For       Against      Management
      for Fiscal 2020
5     Elect Kasim Kutay to the Supervisory    For       For          Management
      Board
6     Approve Restricted Share Plan; Approve  For       For          Management
      Creation of EUR 1.2 Million Pool of
      Conditional Capital without Preemptive
      Rights
7     Amend Articles Re: Participation Right  For       For          Management


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FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE

Ticker:       FRA            Security ID:  D3856U108
Meeting Date: MAY 26, 2020   Meeting Type: Annual
Record Date:  MAY 04, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify PricewaterhouseCoopers GmbH as   For       Against      Management
      Auditors for Fiscal 2020
6     Elect Michael Boddenberg to the         For       Against      Management
      Supervisory Board
7     Approve Remuneration Policy             For       For          Management
8     Approve Remuneration of Supervisory     For       For          Management
      Board
9.1   Amend Articles Re: Registration         For       For          Management
      Deadline
9.2   Amend Articles Re: Proof of Entitlement For       For          Management
9.3   Amend Articles Re: Online Participation For       For          Management


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HANNOVER RUECK SE

Ticker:       HNR1           Security ID:  D3015J135
Meeting Date: MAY 06, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 4.00 per Share and a
      Special Dividend of EUR 1.50 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
6     Authorize Use of Financial Derivatives  For       For          Management
      when Repurchasing Shares


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HELLA GMBH & CO. KGAA

Ticker:       HLE            Security ID:  D3R112160
Meeting Date: SEP 27, 2019   Meeting Type: Annual
Record Date:  SEP 05, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports for Fiscal 2018/2019
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 3.35 per Share
3     Approve Discharge of Personally Liable  For       For          Management
      Partner for Fiscal 2018/2019
4     Approve Discharge of Supervisory Board  For       Against      Management
      for Fiscal 2018/2019
5     Approve Discharge of Shareholders'      For       Against      Management
      Committee for Fiscal 2018/2019
6     Ratify PricewaterhouseCoopers GmbH as   For       Against      Management
      Auditors for Fiscal 2019/2020
7.1   Elect Juergen Behrend to the            For       Against      Management
      Shareholders' Committee
7.2   Elect Horst Binnig to the               For       Against      Management
      Shareholders' Committee
7.3   Elect Samuel Christ to the              For       Against      Management
      Shareholders' Committee
7.4   Elect Carl-Peter Forster to the         For       Against      Management
      Shareholders' Committee
7.5   Elect Roland Hammerstein to the         For       Against      Management
      Shareholders' Committee
7.6   Elect Klaus Kuehn to the Shareholders'  For       Against      Management
      Committee
7.7   Elect Matthias Roepke to the            For       Against      Management
      Shareholders' Committee
7.8   Elect Konstantin Thomas to the          For       Against      Management
      Shareholders' Committee
8.1   Elect Dietrich Hueck to the             For       Against      Management
      Supervisory Board
8.2   Elect Stephanie Hueck to the            For       Against      Management
      Supervisory Board
8.3   Elect Tobias Hueck to the Supervisory   For       Against      Management
      Board
8.4   Elect Klaus Kuehn to the Supervisory    For       Against      Management
      Board
8.5   Elect Claudia Owen to the Supervisory   For       Against      Management
      Board
8.6   Elect Thomas B. Paul to the             For       Against      Management
      Supervisory Board
8.7   Elect Charlotte Soetje to the           For       Against      Management
      Supervisory Board
8.8   Elect Christoph Thomas to the           For       Against      Management
      Supervisory Board
9     Approve Remuneration of Shareholders'   For       For          Management
      Committee
10    Approve Remuneration of Supervisory     For       For          Management
      Board
11    Approve Creation of EUR 44 Million      For       Against      Management
      Pool of Capital without Preemptive
      Rights
12    Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
13    Authorize Use of Financial Derivatives  For       For          Management
      when Repurchasing Shares


--------------------------------------------------------------------------------

HELLOFRESH SE

Ticker:       HFG            Security ID:  D3R2MA100
Meeting Date: JUN 30, 2020   Meeting Type: Annual
Record Date:  JUN 17, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
3     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
4     Ratify KPMG AG as Auditors for Fiscal   For       Against      Management
      2020
5     Amend Articles Re: Supervisory Board    For       Against      Management
      Term of Office
6.1   Reelect Jeffrey Lieberman to the        For       Against      Management
      Supervisory Board
6.2   Reelect Ugo Arzani to the Supervisory   For       For          Management
      Board
6.3   Reelect Ursula Radeke-Pietsch to the    For       For          Management
      Supervisory Board
6.4   Reelect John Rittenhouse to the         For       For          Management
      Supervisory Board
6.5   Reelect Derek Zissman to the            For       For          Management
      Supervisory Board
7     Approve Creation of EUR 22.3 Million    For       For          Management
      Pool of Capital with Partial Exclusion
      of Preemptive Rights
8     Approve Issuance of Warrants/Bonds      For       For          Management
      with Warrants Attached/Convertible
      Bonds without Preemptive Rights up to
      Aggregate Nominal Amount of EUR 1
      Billion; Approve Creation of EUR 40
      Million Pool of Capital to Guarantee
      Conversion Rights
9     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
10    Amend Articles Re: Proof of Entitlement For       For          Management
11    Amend Articles Re: Supervisory Board    For       For          Management
      Approval of Transactions


--------------------------------------------------------------------------------

HYPOPORT AG

Ticker:       HYQ            Security ID:  D3149E101
Meeting Date: JAN 15, 2020   Meeting Type: Special
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Change of Corporate Form to Societas    For       For          Management
      Europaea (SE)
2     Amend Articles to Reflect Change of     For       For          Management
      Corporate Form


--------------------------------------------------------------------------------

HYPOPORT SE

Ticker:       HYQ            Security ID:  D3149E101
Meeting Date: JUN 09, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3.1   Approve Discharge of Management Board   For       For          Management
      Member Ronald Slabke for Fiscal 2019
3.2   Approve Discharge of Management Board   For       For          Management
      Member Stephan Gawarecki for Fiscal
      2019
3.3   Approve Discharge of Management Board   For       For          Management
      Member Hans Trampe for Fiscal 2019
4.1   Approve Discharge of Supervisory Board  For       For          Management
      Member Dieter Pfeiffenberger for
      Fiscal 2019
4.2   Approve Discharge of Supervisory Board  For       For          Management
      Member Roland Adams for Fiscal 2019
4.3   Approve Discharge of Supervisory Board  For       For          Management
      Member Ottheinz Jung-Senssfelder for
      Fiscal 2019
4.4   Approve Discharge of Supervisory Board  For       For          Management
      Member Martin Krebs for Fiscal 2019
5     Ratify BDO AG as Auditors for Fiscal    For       Against      Management
      2020
6     Approve Affiliation Agreement with      For       For          Management
      EUROPACE AG
7     Approve Affiliation Agreement with      For       For          Management
      Hypoport Holding GmbH
8     Approve Affiliation Agreement with      For       For          Management
      Qualitypool GmbH
9     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
10    Approve Creation of EUR 2.8 Million     For       For          Management
      Pool of Capital with Partial Exclusion
      of Preemptive Rights
11    Amend Articles of Association           For       For          Management


--------------------------------------------------------------------------------

INSTONE REAL ESTATE GROUP AG

Ticker:       INS            Security ID:  D3706C100
Meeting Date: JUN 09, 2020   Meeting Type: Annual
Record Date:  MAY 27, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
4     Approve Discharge of Supervisory Board  For       For          Management
5     Ratify Deloitte GmbH as Auditors        For       Against      Management
6     Approve Affiliation Agreement with      For       For          Management
      Instone Real Estate Property GmbH
7     Amend Articles Re: Proof of Entitlement For       For          Management


--------------------------------------------------------------------------------

KWS SAAT SE & CO. KGAA

Ticker:       KWS            Security ID:  D39062100
Meeting Date: DEC 17, 2019   Meeting Type: Annual
Record Date:  NOV 25, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports for Fiscal 2018/19
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.67 per Share
3     Approve Discharge of the Former         For       For          Management
      Management Board for Fiscal 2018/19
4     Approve Discharge of the Former         For       Against      Management
      Supervisory Board for Fiscal 2018/19
5     Ratify Ernst & Young GmbH as Auditors   For       Against      Management
      for Fiscal 2019/20
6     Approve Remuneration System for         For       For          Management
      Management Board Members of the
      Personally Liable Partner


--------------------------------------------------------------------------------

MORPHOSYS AG

Ticker:       MOR            Security ID:  D55040105
Meeting Date: MAY 27, 2020   Meeting Type: Annual
Record Date:  MAY 05, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
3     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
4     Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for Fiscal 2020
5     Approve Decrease in Size of             For       For          Management
      Supervisory Board to Six Members
6.1   Elect Wendy Johnson to the Supervisory  For       For          Management
      Board
6.2   Elect George Golumbeski to the          For       For          Management
      Supervisory Board
6.3   Elect Michael Brosnan to the            For       For          Management
      Supervisory Board
7     Amend Articles Re: Proof of Entitlement For       For          Management
8     Amend Articles Re: Supervisory Board    For       For          Management
      Attendance at General Meetings
9     Approve Remuneration of Supervisory     For       For          Management
      Board
10    Approve Creation of EUR 3.3 Million     For       For          Management
      Pool of Capital without Preemptive
      Rights
11    Approve Stock Option Plan for Key       For       For          Management
      Employees; Approve Creation of EUR 1.3
      Million Pool of Conditional Capital to
      Guarantee Conversion Rights


--------------------------------------------------------------------------------

NEW WORK SE

Ticker:       NWO            Security ID:  D5S1L6106
Meeting Date: MAY 29, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 2.59 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for Fiscal 2020
6     Elect Martin Weiss to the Supervisory   For       For          Management
      Board


--------------------------------------------------------------------------------

NORDEX SE

Ticker:       NDX1           Security ID:  D5736K135
Meeting Date: MAY 26, 2020   Meeting Type: Annual
Record Date:  MAY 13, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
3     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
4     Approve Creation of EUR 32 Million      For       Against      Management
      Pool of Capital without Preemptive
      Rights
5     Approve Issuance of Warrants/Bonds      For       Against      Management
      with Warrants Attached/Convertible
      Bonds without Preemptive Rights up to
      Aggregate Nominal Amount of EUR 600
      Million; Approve Creation of EUR 32
      Million Pool of Capital to Guarantee
      Conversion Rights
6     Ratify PricewaterhouseCoopers GmbH as   For       Against      Management
      Auditors for Fiscal 2020


--------------------------------------------------------------------------------

OSRAM LICHT AG

Ticker:       OSR            Security ID:  D5963B113
Meeting Date: FEB 18, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2018/19
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3.1   Approve Discharge of Management Board   For       For          Management
      Member Olaf Berlien for Fiscal 2018/19
3.2   Approve Discharge of Management Board   For       For          Management
      Member Ingo Bank for Fiscal 2018/19
3.3   Approve Discharge of Management Board   For       For          Management
      Member Stefan Kampmann for Fiscal
      2018/19
4.1   Approve Discharge of Supervisory Board  For       For          Management
      Member Peter Bauer for Fiscal 2018/19
4.2   Approve Discharge of Supervisory Board  For       For          Management
      Member Klaus Abel (from May 7, 2019)
      for Fiscal 2018/19
4.3   Approve Discharge of Supervisory Board  For       For          Management
      Member Roland Busch for Fiscal 2018/19
4.4   Approve Discharge of Supervisory Board  For       For          Management
      Member Christine Bortenlaenger for
      Fiscal 2018/19
4.5   Approve Discharge of Supervisory Board  For       For          Management
      Member Margarete Haase for Fiscal
      2018/19
4.6   Approve Discharge of Supervisory Board  For       For          Management
      Member Michael Knuth (until May 7,
      2019) for Fiscal 2018/19
4.7   Approve Discharge of Supervisory Board  For       For          Management
      Member Frank Lakerveld for Fiscal
      2018/19
4.8   Approve Discharge of Supervisory Board  For       For          Management
      Member Arunjai Mittal for Fiscal
      2018/19
4.9   Approve Discharge of Supervisory Board  For       For          Management
      Member Alexander Mueller for Fiscal
      2018/19
4.10  Approve Discharge of Supervisory Board  For       For          Management
      Member Ulrike Salb for Fiscal 2018/19
4.11  Approve Discharge of Supervisory Board  For       For          Management
      Member Irene Schulz for Fiscal 2018/19
4.12  Approve Discharge of Supervisory Board  For       For          Management
      Member Irene Weininger for Fiscal
      2018/19
4.13  Approve Discharge of Supervisory Board  For       For          Management
      Member Thomas Wetzel for Fiscal 2018/19
5     Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2019/20


--------------------------------------------------------------------------------

PFEIFFER VACUUM TECHNOLOGY AG

Ticker:       PFV            Security ID:  D6058X101
Meeting Date: MAY 20, 2020   Meeting Type: Annual
Record Date:  APR 28, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 1.25 per Share
3.1   Approve Discharge of Management Board   For       For          Management
      Member Eric Taberlet for Fiscal 2019
3.2   Approve Discharge of Management Board   For       For          Management
      Member Nathalie Benedik for Fiscal 2019
3.3   Approve Discharge of Management Board   For       For          Management
      Member Ulrich von Huelsen for Fiscal
      2019
3.4   Approve Discharge of Management Board   For       For          Management
      Member Matthias Wiemer for Fiscal 2019
4.1   Approve Discharge of Supervisory Board  For       For          Management
      Member Ayla Busch for Fiscal 2019
4.2   Approve Discharge of Supervisory Board  For       For          Management
      Member Filippo Beck for Fiscal 2019
4.3   Approve Discharge of Supervisory Board  For       For          Management
      Member Helmut Bernhardt for Fiscal 2019
4.4   Approve Discharge of Supervisory Board  For       For          Management
      Member Manfred Gath for Fiscal 2019
4.5   Approve Discharge of Supervisory Board  For       For          Management
      Member Matthias Maedler for Fiscal 2019
4.6   Approve Discharge of Supervisory Board  For       For          Management
      Member Henrik Newerla for Fiscal 2019
4.7   Approve Discharge of Supervisory Board  For       For          Management
      Member Goetz Timmerbeil for Fiscal 2019
5     Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for Fiscal 2020
6     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
7     Amend Articles of Association           For       For          Management


--------------------------------------------------------------------------------

PROSIEBENSAT.1 MEDIA SE

Ticker:       PSM            Security ID:  D6216S143
Meeting Date: JUN 10, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2020
6     Elect Antonella Mei-Pochtler to the     For       For          Management
      Supervisory Board
7     Amend Articles Re: Transmission of      For       For          Management
      Notifications


--------------------------------------------------------------------------------

PUMA SE

Ticker:       PUM            Security ID:  D62318148
Meeting Date: MAY 07, 2020   Meeting Type: Annual
Record Date:  APR 24, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Deloitte GmbH as Auditors for    For       Against      Management
      Fiscal 2020
6     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
7     Amend Articles Re: Annulment of the     For       For          Management
      Variable Supervisory Board
      Remuneration Clause
8     Amend Articles Re: Proof of Entitlement For       For          Management


--------------------------------------------------------------------------------

QIAGEN NV

Ticker:       QGEN           Security ID:  N72482123
Meeting Date: JUN 30, 2020   Meeting Type: Annual
Record Date:  JUN 02, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Open Meeting                            None      None         Management
2     Receive Report of Management Board      None      None         Management
      (Non-Voting)
3     Receive Report of Supervisory Board     None      None         Management
      (Non-Voting)
4     Adopt Financial Statements and          For       For          Management
      Statutory Reports
5     Approve Remuneration Report             For       Against      Management
6     Receive Explanation on Company's        None      None         Management
      Reserves and Dividend Policy
7     Approve Discharge of Management Board   For       For          Management
8     Approve Discharge of Supervisory Board  For       For          Management
9.a   Reelect Stephane Bancel to Supervisory  For       For          Management
      Board
9.b   Reelect Hakan Bjorklund to Supervisory  For       For          Management
      Board
9.c   Reelect Metin Colpan to Supervisory     For       For          Management
      Board
9.d   Reelect Ross L. Levine to Supervisory   For       For          Management
      Board
9.e   Reelect Elaine Mardis to Supervisory    For       For          Management
      Board
9.f   Reelect Lawrence A. Rosen to            For       For          Management
      Supervisory Board
9.g   Reelect Elizabeth E. Tallett to         For       For          Management
      Supervisory Board
10.a  Reelect Roland Sackers to Management    For       For          Management
      Board
10.b  Reelect Thierry Bernard to Management   For       For          Management
      Board
11    Adopt Remuneration Policy for           For       Against      Management
      Management Board
12.a  Adopt Remuneration Policy for           For       For          Management
      Supervisory Board
12.b  Approve Remuneration of Supervisory     For       For          Management
      Board
13    Ratify KPMG as Auditors                 For       For          Management
14.a  Grant Board Authority to Issue Shares   For       For          Management
14.b  Authorize Board to Exclude Preemptive   For       For          Management
      Rights from Share Issuances
14.c  Authorize Board to Exclude Preemptive   For       For          Management
      Rights from Share Issuances in
      Connection to Mergers, Acquisitions or
      Strategic Alliances
15    Authorize Repurchase of Issued Share    For       For          Management
      Capital
16    Receive Explanation on the Recommended  None      None         Management
      Offer Made by Thermo Fisher through
      Quebec  B.V
17    Amend Articles of Association (Part I)  For       For          Management
18    Approve Conditional Back-End Resolution For       For          Management
19.a  Approve Conditional Reappointment of    For       For          Management
      Hakan Bjorklund to Supervisory Board
19.b  Approve Conditional Reappointment of    For       For          Management
      Michael A. Boxer to Supervisory Board
19.c  Approve Conditional Reappointment of    For       For          Management
      Paul G. Parker to Supervisory Board
19.d  Approve Conditional Reappointment of    For       For          Management
      Gianluca Pettiti to Supervisory Board
19.e  Approve Conditional Reappointment of    For       For          Management
      Anthony H. Smith to Supervisory Board
19.f  Approve Conditional Reappointment of    For       For          Management
      Barbara W. Wall to Supervisory Board
19.g  Approve Conditional Reappointment of    For       For          Management
      Stefan Wolf to Supervisory Board
20    Accept Conditional Resignation and      For       For          Management
      Discharge of Supervisory Board Members
21    Amend Articles of Association (Part     For       For          Management
      III)
22    Allow Questions                         None      None         Management
23    Close Meeting                           None      None         Management


--------------------------------------------------------------------------------

ROCKET INTERNET SE

Ticker:       RKET           Security ID:  D6S914104
Meeting Date: MAY 15, 2020   Meeting Type: Annual
Record Date:  MAY 02, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2020
6.1   Elect Marcus Englert to the             For       Against      Management
      Supervisory Board
6.2   Elect Norbert Lang to the Supervisory   For       Against      Management
      Board
6.3   Elect Pierre Louette to the             For       Against      Management
      Supervisory Board
6.4   Elect Joachim Schindler to the          For       Against      Management
      Supervisory Board
7     Amend Corporate Purpose                 For       For          Management
8     Amend Articles Re: Rights and Duties    For       For          Management
      of the Supervisory Board
9     Amend Articles Re: Participation and    For       For          Management
      Voting Rights
10    Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
11    Authorize Use of Financial Derivatives  For       Against      Management
      when Repurchasing Shares


--------------------------------------------------------------------------------

SAF-HOLLAND SA

Ticker:       SFQ            Security ID:  L7999A102
Meeting Date: FEB 14, 2020   Meeting Type: Special
Record Date:  JAN 31, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Present and Approve the Report and      For       For          Management
      Conversion Plan of the Company from a
      Public Limited Liability Company into
      a European company (SE)
2     Receive and Approve Auditors' Report    For       For          Management
      Re: Conversion Plan
3     Approve Full Restatement of the         For       For          Management
      Articles of Incorporation and in
      Particular Articles 1 and 10 Re:
      Reflect the Changes Resulting from the
      Conversion of the Company into a
      European Company
4     Approve Conversion of the Company into  For       For          Management
      a European Company (SE) Under the Name
      of SAF-HOLLAND SE
5     Approve Confirmation of the Mandates    For       For          Management
      of the Current Members of the Board of
      Directors
6     Renew Appointment of                    For       Against      Management
      PricewaterhouseCoopers as Auditor


--------------------------------------------------------------------------------

SAF-HOLLAND SA

Ticker:       SFQ            Security ID:  L7999A102
Meeting Date: MAY 20, 2020   Meeting Type: Annual
Record Date:  MAY 06, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive and Approve Board's Reports     For       Did Not Vote Management
2     Receive and Approve Auditor's Reports   For       Did Not Vote Management
3     Approve Financial Statements            For       Did Not Vote Management
4     Approve Consolidated Financial          For       Did Not Vote Management
      Statements
5     Approve Allocation of Income            For       Did Not Vote Management
6     Approve Discharge of Directors          For       Did Not Vote Management
7     Approve Discharge of Auditors           For       Did Not Vote Management
8     Renew Appointment of                    For       Did Not Vote Management
      PricewaterhouseCoopers as Auditor
9     Approve Resignation of Jack Gisinger    For       Did Not Vote Management
      as Director
10    Elect Ingrid Jagering as Director       For       Did Not Vote Management
11    Approve Remuneration Policy             For       Did Not Vote Management
12    Approve Remuneration Report             For       Did Not Vote Management


--------------------------------------------------------------------------------

SAF-HOLLAND SA

Ticker:       SFQ            Security ID:  L7999A102
Meeting Date: MAY 20, 2020   Meeting Type: Special
Record Date:  MAY 06, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Increase Authorized Share Capital       For       Did Not Vote Management
2     Amend Article Re: Reflect Changes       For       Did Not Vote Management
      Resulting from the Capital Increase
3     Acknowledge Board Report Re: Reasons    For       Did Not Vote Management
      for the Creation of a New Authorised
      Capital
4     Approve Cancellation of the Existing    For       Did Not Vote Management
      Authorised Capital on the Creation of
      a New  Authorised Capital and to
      Exclude the Shareholders' Subscription
      Rights
5     Amend Article Re: Reflect Changes       For       Did Not Vote Management
      Resulting from the Cancellation of
      Existing Authorize Capital and
      Creation of New Authorize Capital


--------------------------------------------------------------------------------

SAF-HOLLAND SA

Ticker:       SFQ            Security ID:  L7999A102
Meeting Date: MAY 20, 2020   Meeting Type: Special
Record Date:  MAY 06, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Acknowledge Board Report Re:            For       Did Not Vote Management
      Justifying the Legal and Economic
      Aspects of Proposed Transfer and
      Explaining the Implications of the
      Transfer for Shareholders
2     Amend Article Re: Transfer of           For       Did Not Vote Management
      Company's Registered Office from Grand
      Duchy of Luxembourg to Germany,
      Conversion from Par Value Shares to
      No-Par-Value Shares, and Change of
      Management System
3     Change Location of Registered Office    For       Did Not Vote Management
      from the Grand Duchy of Luxembourg to
      Germany
4.a   Elect Matthias Arleth to Supervisory    For       Did Not Vote Management
      Board
4.b   Elect Ingrid Jagering to Supervisory    For       Did Not Vote Management
      Board
4.c   Elect Martin Kleinschmitt to            For       Did Not Vote Management
      Supervisory Board
4.d   Elect Martina Merz to Supervisory Board For       Did Not Vote Management
4.e   Elect Carsten Reinhardt to Supervisory  For       Did Not Vote Management
      Board
5     Acknowledge Board Report Re: Reasons    For       Did Not Vote Management
      for Granting an Authorization to Issue
      Convertible Bonds, Option Bonds, and
      Income Bonds or Profit Participation
      Rights
6     Authorize Issuance of Convertible       For       Did Not Vote Management
      Bonds, Option Bonds, Income Bonds or
      Profit Participation
7     Amend Article Re: Reflect Changes       For       Did Not Vote Management
      Resulting from the Creation of New
      Conditional Capital
8     Renew Appointment of Auditor            For       Did Not Vote Management


--------------------------------------------------------------------------------

SARTORIUS STEDIM BIOTECH SA

Ticker:       DIM            Security ID:  F8005V210
Meeting Date: JUN 24, 2020   Meeting Type: Annual/Special
Record Date:  JUN 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Financial Statements and        For       For          Management
      Discharge Directors
2     Approve Consolidated Financial          For       For          Management
      Statements and Statutory Reports
3     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.34 per Share
4     Approve Auditors' Special Report on     For       Against      Management
      Related-Party Transactions
5     Approve Remuneration of Directors in    For       For          Management
      the Aggregate Amount of EUR 249,353
6     Approve Compensation of Corporate       For       Against      Management
      Officers
7     Approve Compensation of Joachim         For       Against      Management
      Kreuzburg, Chairman and CEO
8     Approve Remuneration Policy of          For       Against      Management
      Corporate Officers
9     Authorize Repurchase of Up to 10        For       Against      Management
      Percent of Issued Share Capital
10    Authorize Filing of Required            For       For          Management
      Documents/Other Formalities
11    Authorize Issuance of Equity or         For       Against      Management
      Equity-Linked Securities with
      Preemptive Rights up to Aggregate
      Nominal Amount of EUR 4 Million
12    Authorize Issuance of Equity or         For       For          Management
      Equity-Linked Securities without
      Preemptive Rights up to Aggregate
      Nominal Amount of EUR 4 Million
13    Approve Issuance of Equity or           For       For          Management
      Equity-Linked Securities for Reserved
      for Specific Beneficiaries or
      Qualified Investors, up to Aggregate
      Nominal Amount of EUR 4 Million
14    Authorize Board to Increase Capital in  For       For          Management
      the Event of Additional Demand Related
      to Delegation Submitted to Shareholder
      Vote Above
15    Authorize Capital Increase of up to 10  For       Against      Management
      Percent of Issued Capital for
      Contributions in Kind
16    Authorize Capitalization of Reserves    For       Against      Management
      of Up to EUR 4 Million for Bonus Issue
      or Increase in Par Value
17    Authorize Capital Issuances for Use in  For       Against      Management
      Employee Stock Purchase Plans
18    Authorize Decrease in Share Capital     For       For          Management
      via Cancellation of Repurchased Shares
19    Authorize up to 10 Percent of Issued    For       Against      Management
      Capital for Use in Restricted Stock
      Plans Reserved for Employees and
      Corporate Officers
20    Amend Article 15 of Bylaws Re:          For       For          Management
      Employee Representative
21    Authorize Filing of Required            For       For          Management
      Documents/Other Formalities


--------------------------------------------------------------------------------

SCOUT24 AG

Ticker:       G24            Security ID:  D345XT105
Meeting Date: AUG 30, 2019   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2018
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.64 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2018
4     Approve Discharge of Supervisory Board  For       Against      Management
      for Fiscal 2018
5     Ratify KPMG AG as Auditors for Fiscal   For       Against      Management
      2019
6.1   Elect Mathias Hedlund to the            For       For          Management
      Supervisory Board
6.2   Elect Andre Schwaemmlein to the         For       For          Management
      Supervisory Board
6.3   Elect Frank Lutz to the Supervisory     For       For          Management
      Board
7.1   Approve Affiliation Agreement with      For       For          Management
      Consumer First Services GmbH
7.2.1 Amend Affiliation Agreement with        For       For          Management
      Immobilien Scout GmbH
7.2.2 Approve Affiliation Agreement with      For       For          Management
      AutoScout24 GmbH
8     Voting Instructions for Motions or      None      Against      Management
      Nominations by Shareholders that are
      not Made Accessible Before the AGM and
      that are Made or Amended in the Course
      of the AGM


--------------------------------------------------------------------------------

SCOUT24 AG

Ticker:       G24            Security ID:  D345XT105
Meeting Date: JUN 18, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.90 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management
      2020
6.1   Elect Hans-Holger Albrecht to the       For       For          Management
      Supervisory Board
6.2   Elect Christoph Brand to the            For       For          Management
      Supervisory Board
6.3   Elect Elke Frank to the Supervisory     For       For          Management
      Board
6.4   Elect Frank Lutz to the Supervisory     For       For          Management
      Board
6.5   Elect Peter Schwarzenbauer to the       For       For          Management
      Supervisory Board
6.6   Elect Andre Schwaemmlein to the         For       For          Management
      Supervisory Board
6.7   Vote Against Shareholder Election       For       For          Management
      Proposals Submitted Prior to the AGM
7     Approve EUR 30 Million Reduction in     For       For          Management
      Share Capital via Redemption Shares
8     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
9     Approve Creation of EUR 32.3 Million    For       For          Management
      Pool of Capital with Partial Exclusion
      of Preemptive Rights
10    Approve Affiliation Agreement with      For       For          Management
      Scout24 Beteiligungs SE


--------------------------------------------------------------------------------

SHOP APOTHEKE EUROPE NV

Ticker:       SAE            Security ID:  N7975Z103
Meeting Date: APR 30, 2020   Meeting Type: Annual
Record Date:  APR 02, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Open Meeting                            None      None         Management
2.a   Receive Report of Management Board      None      None         Management
      (Non-Voting)
2.b   Discussion on Company's Corporate       None      None         Management
      Governance Structure
3.a   Approve Remuneration Report             For       Did Not Vote Management
3.b   Receive Report of Auditors (Non-Voting) None      None         Management
3.c   Adopt Financial Statements              For       Did Not Vote Management
3.d   Receive Explanation on Company's        None      None         Management
      Reserves and Dividend Policy
3.e   Approve Allocation of Income            For       Did Not Vote Management
4.a   Approve Discharge of Management Board   For       Did Not Vote Management
4.b   Approve Discharge of Supervisory Board  For       Did Not Vote Management
5     Ratify Auditors                         For       Did Not Vote Management
6.a   Receive Information on the Resignation  None      None         Management
      of Ulrich Wandel as Member of Managing
      Board
6.b   Approve Discharge of Ulrich Wandel      For       Did Not Vote Management
      from Management Board
6.c   Elect Jasper Eenhorst to Management     For       Did Not Vote Management
      Board
7.a   Approve Remuneration Policy             For       Did Not Vote Management
8.a   Approve Management and Employee Stock   For       Did Not Vote Management
      Option Plan 2020 Under the
      Remuneration Policy
8.b   Approve Stock Option Grant to Jasper    For       Did Not Vote Management
      Eenhorst
9.a   Revoke Board Authority to Issue Shares  For       Did Not Vote Management
      from Last Meeting on April 30, 2019
9.b   Revoke Board to Exclude Preemptive      For       Did Not Vote Management
      Rights from Share Issuances under Item
      9.a
9.c   Grant Board Authority to Issue Shares   For       Did Not Vote Management
      Up to 20 Percent of Issued Capital
9.d   Authorize Board to Exclude Preemptive   For       Did Not Vote Management
      Rights from Share Issuances under Item
      9.c
9.e   Grant Board Authority to Issue Shares   For       Did Not Vote Management
      Up To 2 Percent of Issued Capital in
      Connection with the 2019 ESOP
10    Authorize Repurchase of Up to 10        For       Did Not Vote Management
      Percent of Issued Share Capital
11    Allow Questions                         None      None         Management
12    Close Meeting                           None      None         Management


--------------------------------------------------------------------------------

SIEMENS HEALTHINEERS AG

Ticker:       SHL            Security ID:  D6T479107
Meeting Date: FEB 12, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.80 per Share
3.1   Approve Discharge of Management Board   For       For          Management
      Member Bernhard Montag for Fiscal 2019
3.2   Approve Discharge of Management Board   For       For          Management
      Member Jochen Schmitz for Fiscal 2019
3.3   Approve Discharge of Management Board   For       For          Management
      Member Michael Reitermann (until Sep.
      30,  2019) for Fiscal 2019
4.1   Approve Discharge of Supervisory Board  For       For          Management
      Member Ralf Thomas for Fiscal 2019
4.2   Approve Discharge of Supervisory Board  For       For          Management
      Member Michael Sen for Fiscal 2019
4.3   Approve Discharge of Supervisory Board  For       For          Management
      Member Norbert Gaus for Fiscal 2019
4.4   Approve Discharge of Supervisory Board  For       For          Management
      Member Marion Helmes for Fiscal 2019
4.5   Approve Discharge of Supervisory Board  For       For          Management
      Member Andreas Hoffmann for Fiscal 2019
4.6   Approve Discharge of Supervisory Board  For       For          Management
      Member Philipp Roesler for Fiscal 2019
4.7   Approve Discharge of Supervisory Board  For       For          Management
      Member Nathalie Von Siemens for Fiscal
      2019
4.8   Approve Discharge of Supervisory Board  For       For          Management
      Member Gregory Sorensen for Fiscal 2019
4.9   Approve Discharge of Supervisory Board  For       For          Management
      Member Karl-Heinz Streibich for Fiscal
      2019
5     Ratify Ernst & Young GmbH as Auditors   For       Against      Management
      for Fiscal 2020
6     Elect Roland Busch to the Supervisory   For       Against      Management
      Board
7     Approve Remuneration of Supervisory     For       For          Management
      Board


--------------------------------------------------------------------------------

SYMRISE AG

Ticker:       SY1            Security ID:  D827A1108
Meeting Date: JUN 17, 2020   Meeting Type: Annual
Record Date:  MAY 26, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.95 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Ernst & Young GmbH as Auditors   For       Against      Management
      for Fiscal 2020
6.1   Elect Michael Koenig to the             For       For          Management
      Supervisory Board
6.2   Elect Peter Vanacker to the             For       For          Management
      Supervisory Board
7     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
8     Amend Articles Re: Participation and    For       For          Management
      Voting Right


--------------------------------------------------------------------------------

TALANX AG

Ticker:       TLX            Security ID:  D82827110
Meeting Date: MAY 07, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 1.50 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019


--------------------------------------------------------------------------------

TEAMVIEWER AG

Ticker:       TMV            Security ID:  D8T895100
Meeting Date: MAY 29, 2020   Meeting Type: Annual
Record Date:  MAY 07, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
3     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
4.1   Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2020
4.2   Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2021 until the Next AGM
5     Amend Articles Re: Proof of Entitlement For       For          Management


--------------------------------------------------------------------------------

TELEFONICA DEUTSCHLAND HOLDING AG

Ticker:       O2D            Security ID:  D8T9CK101
Meeting Date: MAY 20, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.17 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5.1   Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for Fiscal 2020
5.2   Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for the 2021 Interim
      Financial Statements Until the 2021 AGM
6     Elect Peter Loescher to the             For       Against      Management
      Supervisory Board
7     Approve Remuneration of Supervisory     For       For          Management
      Board
8.1   Amend Articles of Association           For       For          Management
8.2   Amend Articles Re: AGM Location         For       For          Management
8.3   Amend Articles Re: Editorial Changes    For       For          Management


--------------------------------------------------------------------------------

THYSSENKRUPP AG

Ticker:       TKA            Security ID:  D8398Q119
Meeting Date: JAN 31, 2020   Meeting Type: Annual
Record Date:  JAN 09, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2018/19
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2018/19
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2018/19
5     Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for Fiscal 2019/20
6.1   Elect Birgit Behrendt to the            For       For          Management
      Supervisory Board
6.2   Elect Wolfgang Colberg to the           For       For          Management
      Supervisory Board
6.3   Elect Angelika Gifford to the           For       For          Management
      Supervisory Board
6.4   Elect Bernhard Guenther to the          For       For          Management
      Supervisory Board
6.5   Elect Friederike Helfer to the          For       For          Management
      Supervisory Board
6.6   Elect Ingrid Hengster to the            For       For          Management
      Supervisory Board
6.7   Elect Martina Merz to the Supervisory   For       For          Management
      Board
6.8   Elect Siegfried Russwurm to the         For       For          Management
      Supervisory Board
6.9   Elect Ingo Luge as Alternate            For       For          Management
      Supervisory Board Member


--------------------------------------------------------------------------------

UNIPER SE

Ticker:       UN01           Security ID:  D8530Z100
Meeting Date: MAY 20, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 1.15 per Share
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2017
4     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2018
5     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
6     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
7     Ratify PricewaterhouseCoopers GmbH as   For       For          Management
      Auditors for Fiscal 2020
8.1   Elect Werner Brinker to the             For       For          Management
      Supervisory Board
8.2   Elect Bernhard Guenther to the          For       For          Management
      Supervisory Board
8.3   Elect Klaus-Dieter Maubach to the       For       Against      Management
      Supervisory Board
8.4   Elect Sirpa-Helena Sormunen to the      For       Against      Management
      Supervisory Board
8.5   Elect Tiina Tuomela to the Supervisory  For       Against      Management
      Board


--------------------------------------------------------------------------------

UNITED INTERNET AG

Ticker:       UTDI           Security ID:  D8542B125
Meeting Date: MAY 20, 2020   Meeting Type: Annual
Record Date:

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Dividends of EUR 0.50 per Share
3.1   Approve Discharge of Management Board   For       For          Management
      Member Ralph Dommermuth for Fiscal 2019
3.2   Approve Discharge of Management Board   For       For          Management
      Member Frank Krause for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2020
6.1   Elect Claudia Borgas-Herold to the      For       For          Management
      Supervisory Board
6.2   Elect Manuel del Castillo-Olivares to   For       For          Management
      the Supervisory Board
6.3   Elect Kurt Dobitsch to the Supervisory  For       For          Management
      Board
7.1   Approve Increase in Size of Board to    For       For          Management
      Six Members
7.2   Approve Creation of Further Delegation  For       Against      Management
      Right for Ralph Dommermuth
8.1   Elect Michael Scheeren to the           For       For          Management
      Supervisory Board
8.2   Elect Philipp von Bismarck to the       For       For          Management
      Supervisory Board
8.3   Elect Yasmin Weiss to the Supervisory   For       For          Management
      Board
9.1   Approve Revocation of May 21, 2015 AGM  For       For          Management
      Resolution on Remuneration
9.2   Approve Remuneration of Supervisory     For       For          Management
      Board
10    Amend Articles Re: Annulment of the     For       For          Management
      Clause Regarding the Form of the
      Transmission of AGM Convocation
      Notices to Credit Institutions
11.1  Amend Articles Re: Online Participation For       For          Management
11.2  Amend Articles Re: Absentee Vote        For       For          Management
11.3  Amend Articles Re: General Meeting      For       For          Management
      Chairman; Participation of Board
      Members
11.4  Amend Articles Re: Supervisory Board    For       For          Management
      Attendance at General Meetings
12    Amend Articles Re: Interim Dividend     For       For          Management
13    Approve Creation of EUR 77.5 Million    For       Against      Management
      Pool of Capital with Partial Exclusion
      of Preemptive Rights
14    Approve Issuance of Warrants/Bonds      For       Against      Management
      with Warrants Attached/Convertible
      Bonds with Partial Exclusion of
      Preemptive Rights up to Aggregate
      Nominal Amount of EUR 900 Million;
      Approve Creation of EUR 25 Million
      Pool of Capital to Guarantee
      Conversion Rights
15    Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares


--------------------------------------------------------------------------------

VOSSLOH AG

Ticker:       VOS            Security ID:  D9494V101
Meeting Date: MAY 27, 2020   Meeting Type: Annual
Record Date:  MAY 05, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5     Ratify Deloitte GmbH as Auditors for    For       Against      Management
      Fiscal 2020
6.1   Elect Ruediger Grube to the             For       Against      Management
      Supervisory Board
6.2   Elect Roland Bosch to the Supervisory   For       For          Management
      Board
6.3   Elect Bettina Volkens to the            For       For          Management
      Supervisory Board
7     Approve Creation of EUR 25 Million      For       For          Management
      Pool of Capital with Partial Exclusion
      of Preemptive Rights
8     Amend Articles Re: Proof of Entitlement For       For          Management


--------------------------------------------------------------------------------

ZALANDO SE

Ticker:       ZAL            Security ID:  D98423102
Meeting Date: JUN 23, 2020   Meeting Type: Annual
Record Date:  JUN 01, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Receive Financial Statements and        None      None         Management
      Statutory Reports for Fiscal 2019
      (Non-Voting)
2     Approve Allocation of Income and        For       For          Management
      Omission of Dividends
3     Approve Discharge of Management Board   For       For          Management
      for Fiscal 2019
4     Approve Discharge of Supervisory Board  For       For          Management
      for Fiscal 2019
5.1   Ratify Ernst & Young GmbH as Auditors   For       For          Management
      for Fiscal 2020
5.2   Ratify Ernst & Young GmbH as Auditors   For       For          Management
      Until the 2021 AGM
6.1   Elect Jennifer Hyman to the             For       For          Management
      Supervisory Board as Shareholder
      Representative
6.2a1 Elect Matti Ahtiainen to the            For       For          Management
      Supervisory Board as Employee
      Representative
6.2a2 Elect Jade Buddenberg to the            For       For          Management
      Supervisory Board as Employee
      Representative
6.2a3 Elect Anika Mangelmann to the           For       For          Management
      Supervisory Board as Employee
      Representative
6.2b1 Elect Anthony Brew to the Supervisory   For       For          Management
      Board as Substitute to Employee
      Representative
6.2b2 Elect Margot Comon to the Supervisory   For       For          Management
      Board as Substitute to Employee
      Representative
6.2b3 Elect Christine Loof to the             For       For          Management
      Supervisory Board as Substitute to
      Employee Representative
7     Amend Articles Re: Proof of Entitlement For       For          Management
8     Authorize Share Repurchase Program and  For       For          Management
      Reissuance or Cancellation of
      Repurchased Shares
9     Authorize Use of Financial Derivatives  For       For          Management
      when Repurchasing Shares
10    Approve Creation of EUR 100.3 Million   For       For          Management
      Pool of Capital with Partial Exclusion
      of Preemptive Rights
11    Approve Issuance of Warrants/Bonds      For       For          Management
      with Warrants Attached/Convertible
      Bonds with Partial Exclusion of
      Preemptive Rights up to Aggregate
      Nominal Amount of EUR 2.4 Billion;
      Approve Creation of EUR 75.2 Million
      Pool of Capital to Guarantee
      Conversion Rights
12    Approve Reduction of Conditional        For       For          Management
      Capital Authorization from EUR 5.1
      Million to EUR 3.6 Million
13    Amend Stock Option Plan 2013 and 2014   For       For          Management

========== END NPX REPORT

 

 
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) The New Germany Fund, Inc.

 

By (Signature and Title) /s/ Hepsen Uzcan
  Hepsen Uzcan, Chief Executive Officer and President


 

Date 8/14/20