-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UDT6yBXX0laND4F8wj/D8/jMbzZVwaNAh2CU8SljF9U7dKZlmCKeaGTvkpmwdHOT z3rL8FnjxFUqNaHdoz8/uA== 0001144204-06-048992.txt : 20061120 0001144204-06-048992.hdr.sgml : 20061120 20061120110855 ACCESSION NUMBER: 0001144204-06-048992 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061120 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEIN POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000858155 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330311631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19724 FILM NUMBER: 061228685 BUSINESS ADDRESS: STREET 1: 10655 SORRENTO VALLEY RD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195586064 MAIL ADDRESS: STREET 1: 10655 SORRENTO VALLEY ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 8-K 1 v058579_8k.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): November 20, 2006
(November 15, 2006)
 
PROTEIN POLYMER TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
0-19724
33-0311631
(State or other jurisdiction of
incorporation or organization)
(Commission
File Number)
(IRS Employer
Identification No.)
 
10655 Sorrento Valley Road, San Diego, California
92121
(Address of principal executive offices)
(Zip Code)
 
Registrant’s telephone number, including area code:
(858) 558-6064
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act ( 17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
ITEM 5.02
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
 
(b) and (c)
On November 15, 2006, Janis Y. Neves, our Director of Finance, Controller, Principal Accounting Officer and Corporate Secretary, was terminated because her position of Director of Finance was eliminated. As of that date, William N. Plamondon, III, our Chief Executive Officer, has assumed the position of Principal Accounting Officer, and we have appointed Erin Davis as our Corporate Secretary. Ms. Davis is an employee of R.I. Heller & Co., LLC and her services will be provided pursuant to a management services agreement that we have with Heller. Mr. Plamondon’s services are also provided pursuant to that agreement. Mr. Plamondon is Heller’s President and Chief Executive Officer. 

 
 
 
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
 
PROTEIN POLYMER TECHNOLOGIES, INC.,
a Delaware corporation
 
 		  
 		  
 
Date: November 20, 2006
 By:   /s/ William N. Plamondon, III
 
William N. Plamondon, III
 
Chief Executive Officer
 
 
 
 
 
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