8-K 1 d8k.txt FORM 8-K ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0060 ----------------------------- Expires: March 31, 2003 ----------------------------- Estimated average burden hours per response: 1.25 ----------------------------- ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2001 PROTEIN POLYMER TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 0-19724 33-0311631 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 10655 Sorrento Valley Road, San Diego California 92121 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (858) 558-6064 Not Applicable ============== (Former name or former address, if changed since last report) ================================================================================ Item 5. Other Events. (a) Amendment to Articles of Incorporation. (i) On June 12, 2001, the Registrant filed a Certificate of Amendment to its Certificate of Incorporation with the Secretary of State of Delaware, increasing the number of shares of Common Stock, par value $.01 per share, that the Registrant has the authority to issue from 40,000,000 to 60,000,000 shares. The stockholders of the Registrant approved the Certificate of Amendment at the Annual Meeting of Stockholders held on May 18, 2001. The Certificate of Amendment of Certificate of Incorporation is attached hereto as Exhibit 99.1 and incorporated herein in its entirety. Item 7. Financial Statements and Exhibits. (c) Exhibits. Exhibit Number Description of Document -------------- ----------------------- 99.1 Certificate of Amendment of Certificate of Incorporation SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 14, 2001 PROTEIN POLYMER TECHNOLOGIES, INC. By: /s/ J. Thomas Parmeter ----------------------------------- J. Thomas Parmeter Chief Executive Officer INDEX TO EXHIBITS Exhibit Number Description of Document -------------- ----------------------- 99.1 Certificate of Amendment of Certificate of Incorporation