-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UmK/0kJt6qRCEYao8SGvMwUtYGW7xyhyWosE/f4IiYNzF65WCf6kIuZ8qHr+Par4 EbNA9G7uWLBym6yn+vH6bA== 0000898430-01-501041.txt : 20010618 0000898430-01-501041.hdr.sgml : 20010618 ACCESSION NUMBER: 0000898430-01-501041 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010612 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEIN POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000858155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330311631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-19724 FILM NUMBER: 1661841 BUSINESS ADDRESS: STREET 1: 10655 SORRENTO VALLEY RD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195586064 MAIL ADDRESS: STREET 1: 10655 SORRENTO VALLEY ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 8-K 1 d8k.txt FORM 8-K - ----------------------------- OMB APPROVAL - ----------------------------- OMB Number: 3235-0060 - ----------------------------- Expires: March 31, 2003 - ----------------------------- Estimated average burden hours per response: 1.25 - ----------------------------- ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2001 PROTEIN POLYMER TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 0-19724 33-0311631 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No.) 10655 Sorrento Valley Road, San Diego California 92121 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (858) 558-6064 Not Applicable ============== (Former name or former address, if changed since last report) ================================================================================ Item 5. Other Events. (a) Amendment to Articles of Incorporation. (i) On June 12, 2001, the Registrant filed a Certificate of Amendment to its Certificate of Incorporation with the Secretary of State of Delaware, increasing the number of shares of Common Stock, par value $.01 per share, that the Registrant has the authority to issue from 40,000,000 to 60,000,000 shares. The stockholders of the Registrant approved the Certificate of Amendment at the Annual Meeting of Stockholders held on May 18, 2001. The Certificate of Amendment of Certificate of Incorporation is attached hereto as Exhibit 99.1 and incorporated herein in its entirety. Item 7. Financial Statements and Exhibits. (c) Exhibits. Exhibit Number Description of Document - -------------- ----------------------- 99.1 Certificate of Amendment of Certificate of Incorporation SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 14, 2001 PROTEIN POLYMER TECHNOLOGIES, INC. By: /s/ J. Thomas Parmeter ----------------------------------- J. Thomas Parmeter Chief Executive Officer INDEX TO EXHIBITS Exhibit Number Description of Document - -------------- ----------------------- 99.1 Certificate of Amendment of Certificate of Incorporation EX-99.1 2 dex991.txt CERTIFICATE OF AMENDMENT EXHIBIT 99.1 certificate of amendment of certificate of incorporation of protein polymer technologies, inc., A Delaware Corporation Protein Polymer Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the "Corporation"): ----------- DOES HEREBY CERTIFY: FIRST: That at a meeting of the Board of Directors of the Corporation, resolutions were duly adopted setting forth proposed amendments of the Certificate of Incorporation of the Corporation, declaring said amendments to be advisable and seeking the approval of the stockholders of the Corporation to such amendments. SECOND: The last sentence of subsection (a) of Article IV of the Corporation's Certificate of Incorporation is hereby deleted in its entirety and in lieu thereof is substituted by the following: "The total number of shares of Common Stock authorized to be issued is Sixty Million (60,000,000) and each such share shall have a par value of one cent ($.01)." THIRD: That the foregoing amendments to the Corporation's Certificate of Incorporation were duly adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware. IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be executed on this 12th day of June, 2001. PROTEIN POLYMER TECHNOLOGIES, INC. By: /s/ J. Thomas Parmeter ___________________________________ J. Thomas Parmeter, President Attest: /s/ Janis Neves ____________________________ Janis Neves, Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----