Compliance Officer

0001420506-17-000035.txt : 20170124 0001420506-17-000035.hdr.sgml : 20170124 20170124143319 ACCESSION NUMBER: 0001420506-17-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170124 DATE AS OF CHANGE: 20170124 EFFECTIVENESS DATE: 20170124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPHINX TRADING, LP CENTRAL INDEX KEY: 0000857956 IRS NUMBER: 363723624 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16422 FILM NUMBER: 17543481 BUSINESS ADDRESS: STREET 1: 111 W JACKSON BLVD STREET 2: #20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5081 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: # 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: SPHINX TRADING. LP DATE OF NAME CHANGE: 20121031 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID TRADING LP DATE OF NAME CHANGE: 20020213 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID TRADING LP /BD DATE OF NAME CHANGE: 20020213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000857956 XXXXXXXX 12-31-2016 12-31-2016 false SPHINX TRADING, LP

111 WEST JACKSON BLVD # 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16422 N Christopher Kuehner Compliance Officer 312-692-5011 Christopher Kuehner , Compliance Officer CHICAGO IL 01-24-2017 0 105 50397 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR SPHINX TRADING, LP ADEPTUS HEALTH INC CL A 006855100 32 4200 SH Call SOLE 0 0 0 ADEPTUS HEALTH INC CL A 006855100 44 5800 SH Put SOLE 0 0 0 ADEPTUS HEALTH INC CL A 006855100 44 5822 SH SOLE 5822 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 26 300 SH SOLE 300 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 107 2000 SH SOLE 2000 0 0 AMERICAN CAP LTD COM 02503Y103 109 6070 SH SOLE 6070 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 50 3002 SH SOLE 3002 0 0 APOLLO ED GROUP INC CL A 037604105 30 3000 SH Put SOLE 0 0 0 APRICUS BIOSCIENCES INC COM NEW 03832V307 0 126 SH SOLE 126 0 0 AWARE INC MASS COM 05453N100 47 7700 SH SOLE 7700 0 0 B/E AEROSPACE INC COM 073302101 67 1109 SH SOLE 1109 0 0 BANK AMER CORP COM 060505104 111 5000 SH Put SOLE 0 0 0 BANK AMER CORP COM 060505104 170 7672 SH SOLE 7672 0 0 BATS GLOBAL MKTS INC COM 05491G109 167 4976 SH SOLE 4976 0 0 BIOPTIX INC COM 09074N101 0 32 SH SOLE 32 0 0 BLUE NILE INC COM 09578R103 122 3000 SH SOLE 3000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 250 20000 SH SOLE 20000 0 0 CABELAS INC COM 126804301 88 1500 SH SOLE 1500 0 0 CARDINAL FINL CORP COM 14149F109 127 3879 SH SOLE 3879 0 0 CASCADE BANCORP COM NEW 147154207 157 19327 SH SOLE 19327 0 0 CHEMTURA CORP COM NEW 163893209 60 1800 SH SOLE 1800 0 0 COCA COLA CO COM 191216100 0 8 SH SOLE 8 0 0 COWEN GROUP INC NEW CL A NEW 223622606 6 374 SH SOLE 374 0 0 CST BRANDS INC COM 12646R105 144 3000 SH SOLE 3000 0 0 CSX CORP COM 126408103 449 12500 SH Call SOLE 0 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 13745 759400 SH Put SOLE 0 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 21470 1186200 SH Call SOLE 0 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 19 1500 SH SOLE 1500 0 0 EARTHLINK HLDGS CORP COM 27033X101 99 17500 SH SOLE 17500 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 277 3000 SH SOLE 3000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 179 5000 SH SOLE 5000 0 0 EQUITY ONE COM 294752100 280 9121 SH SOLE 9121 0 0 EVERBANK FINL CORP COM 29977G102 195 10000 SH SOLE 10000 0 0 EXELON CORP COM 30161N101 11 300 SH Call SOLE 0 0 0 G & K SVCS INC CL A 361268105 289 3000 SH SOLE 3000 0 0 GREAT ELM CAP GROUP INC COM NEW 39036P209 1 333 SH SOLE 333 0 0 HARMAN INTL INDS INC COM 413086109 167 1500 SH SOLE 1500 0 0 HEADWATERS INC COM 42210P102 212 9000 SH SOLE 9000 0 0 HERITAGE OAKS BANCORP COM 42724R107 152 12295 SH SOLE 12295 0 0 HUNTINGTON BANCSHARES INC COM 446150104 29 2196 SH SOLE 2196 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 66 400 SH SOLE 400 0 0 INTERSIL CORP CL A 46069S109 45 2000 SH SOLE 2000 0 0 INVENSENSE INC COM 46123D205 179 14000 SH SOLE 14000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 257 17000 SH SOLE 17000 0 0 ISLE OF CAPRI CASINOS INC COM 464592104 235 9500 SH SOLE 9500 0 0 ITERIS INC COM 46564T107 10 2708 SH SOLE 2708 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 12 2500 SH SOLE 2500 0 0 KINDER MORGAN INC DEL COM 49456B101 72 3500 SH SOLE 3500 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 22 3000 SH Put SOLE 0 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 44 6000 SH SOLE 6000 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 113 2000 SH SOLE 2000 0 0 LIFELOCK INC COM 53224V100 144 6000 SH SOLE 6000 0 0 LINEAR TECHNOLOGY CORP COM 535678106 156 2500 SH SOLE 2500 0 0 MENTOR GRAPHICS CORP COM 587200106 221 6000 SH SOLE 6000 0 0 MONSANTO CO NEW COM 61166W101 105 1000 SH Call SOLE 0 0 0 MORGAN STANLEY COM NEW 617446448 4 100 SH SOLE 100 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 103 9000 SH SOLE 9000 0 0 NEUSTAR INC CL A 64126X201 100 3000 SH SOLE 3000 0 0 NEWLINK GENETICS CORP COM 651511107 10 1000 SH Put SOLE 0 0 0 NEWLINK GENETICS CORP COM 651511107 31 3000 SH SOLE 3000 0 0 NEWMONT MINING CORP COM 651639106 51 1500 SH SOLE 1500 0 0 NORTH ATLANTIC DRILLING LTD COM G6613P129 5 1600 SH SOLE 1600 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 76 5000 SH SOLE 5000 0 0 NUMEREX CORP PA CL A 67053A102 1 200 SH SOLE 200 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 197 20000 SH SOLE 20000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 167 1700 SH Put SOLE 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 98 1000 SH SOLE 1000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 392 4000 SH Call SOLE 0 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 14 1000 SH SOLE 1000 0 0 POTASH CORP SASK INC COM 73755L107 45 2500 SH SOLE 2500 0 0 PROCTER AND GAMBLE CO COM 742718109 8 100 SH Call SOLE 0 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 18 200 SH SOLE 200 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 107 2625 SH SOLE 2625 0 0 RADISYS CORP COM 750459109 9 2000 SH SOLE 2000 0 0 RITE AID CORP COM 767754104 165 20000 SH Put SOLE 0 0 0 RITE AID CORP COM 767754104 165 20000 SH SOLE 20000 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 1132 66026 SH SOLE 66026 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 44 1512 SH SOLE 1512 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 40 SH SOLE 40 0 0 STARWOOD PPTY TR INC COM 85571B105 66 3000 SH SOLE 3000 0 0 STILLWATER MNG CO COM 86074Q102 371 23000 SH SOLE 23000 0 0 STILLWATER MNG CO COM 86074Q102 161 10000 SH Put SOLE 0 0 0 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 193 10000 SH SOLE 10000 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 174 4000 SH Put SOLE 0 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 435 10000 SH SOLE 10000 0 0 TESLA MTRS INC COM 88160R101 64 300 SH Put SOLE 0 0 0 TESLA MTRS INC COM 88160R101 641 3000 SH Call SOLE 0 0 0 TIME WARNER INC COM NEW 887317303 241 2500 SH SOLE 2500 0 0 TIME WARNER INC COM NEW 887317303 241 2500 SH Put SOLE 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 13 900 SH Put SOLE 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 78 5300 SH SOLE 5300 0 0 TWO HBRS INVT CORP COM 90187B101 87 10000 SH SOLE 10000 0 0 UNILIFE CORP NEW COM NEW 90478E301 0 100 SH SOLE 100 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 105 9000 SH Call SOLE 0 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 3 1000 SH SOLE 1000 0 0 VALSPAR CORP COM 920355104 155 1500 SH SOLE 1500 0 0 VANGUARD NAT RES LLC COM UNIT 92205F106 7 10066 SH SOLE 10066 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 150 6400 SH SOLE 6400 0 0 WELLS FARGO & CO NEW COM 949746101 33 600 SH SOLE 600 0 0 WESTAR ENERGY INC COM 95709T100 169 3000 SH SOLE 3000 0 0 WHIRLPOOL CORP COM 963320106 309 1700 SH Put SOLE 0 0 0 WHITEWAVE FOODS CO COM 966244105 206 3700 SH SOLE 3700 0 0 WHITEWAVE FOODS CO COM 966244105 206 3700 SH Put SOLE 0 0 0 XENCOR INC COM 98401F105 2124 80706 SH SOLE 80706 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 1 53 SH SOLE 53 0 0