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BY ORDER OF THE BOARD OF DIRECTORS, |
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![]() Jimmy C. Tallent, President and Chief Executive Officer |
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April 4, 2014 |
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WHETHER OR NOT YOU EXPECT TO BE PRESENT AT THE ANNUAL MEETING, PLEASE VOTE BY TELEPHONE, INTERNET, OR COMPLETE AND RETURN THE ENCLOSED PROXY CARD PROMPTLY SO THAT YOUR VOTE MAY BE RECORDED. |
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Jimmy C. Tallent Age 61 |
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Director since 1988 President and Chief Executive Officer |
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Robert H. Blalock Age 66 |
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Director since 2000 Audit Committee Nominating/Corporate Governance Committee Compensation Committee Risk Committee |
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Clifford V. Brokaw Age 46 |
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Director since 2012 Nominating/Corporate Governance Committee Compensation Committee |
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L. Cathy Cox Age 55 |
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Director since 2008 Audit Committee Nominating/Corporate Governance Committee Chairman Compensation Committee Chairman Risk Committee |
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Steven J. Goldstein Age 62 |
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Director Since 2012 Audit Committee Nominating/Corporate Governance Committee Compensation Committee Risk Committee Chairman |
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W. C. Nelson, Jr. Age 70 |
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Director since 1988 Chairman of the Board Nominating/Corporate Governance Committee Compensation Committee |
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Thomas A. Richlovsky Age 62 |
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Director since 2012 Audit Committee Chairman Nominating/Corporate Governance Committee Compensation Committee Risk Committee |
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Tim R. Wallis Age 62 |
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Director since 1999 Nominating/Corporate Governance Committee Compensation Committee |
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Name |
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Audit |
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Risk |
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Nominating/ Corporate Governance |
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Compensation |
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---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
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W. C. Nelson, Jr. |
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M |
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M |
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Robert H. Blalock |
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M |
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M |
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M |
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M |
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Clifford V. Brokaw |
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M |
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M |
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L. Cathy Cox |
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M |
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M |
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C |
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C |
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Steven J. Goldstein |
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M |
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C |
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M |
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M |
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Thomas A. Richlovsky |
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C |
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M |
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M |
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M |
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Jimmy C. Tallent |
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Tim R. Wallis |
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M |
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M |
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BancorpSouth, Inc |
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Tupelo, MS |
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Northwest Bancshares, Inc. |
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Warren, PA |
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BankUnited, Inc. |
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Miami Lakes, FL |
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Pinnacle Financial Partners, Inc. |
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Nashville, TN |
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Beneficial Mutual Bancorp, Inc. |
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Philadelphia, PA |
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Renasant Corporation |
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Tupelo, MS |
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Community Trust Bancorp, Inc. |
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Pikeville, KY |
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S&T Bancorp, Inc. |
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Indiana, PA |
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F.N.B. Corporation |
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Hermitage, PA |
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TowneBank |
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Portsmouth, VA |
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First Commonwealth Financial Corporation |
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Indiana, PA |
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Trustmark Corporation |
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Jackson, MS |
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First Financial Holdings, Inc. |
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Columbia, SC |
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Union First Market Bankshares Corporation |
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Richmond, VA |
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IBERIABANK Corporation |
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Lafayette, LA |
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United Bankshares, Inc. |
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Charleston, WV |
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National Penn Bancshares, Inc. |
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Boyertown, PA |
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WesBanco, Inc. |
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Wheeling, WV |
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Performance-Based Compensation Elements |
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Annual Base Salary |
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Annual Non-Equity Incentive |
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Long-Term Equity Incentive |
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Chief Executive Officer |
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35 |
% |
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20 |
% |
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45 |
% |
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Other Named Executive Officers |
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45 |
% |
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20 |
% |
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35 |
% |
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Name and Principal Position |
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Year |
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Salary(1) |
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Bonus |
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Stock Awards(2) |
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Option Awards(2) |
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Non-Equity Incentive Plan Compensation(3) |
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Change in Pension Value and Non-Qualified Deferred Compensation Earnings(4) |
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All Other Compensation(5) |
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Total |
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Jimmy C. Tallent |
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2013 |
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$ |
550,000 |
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$ |
— |
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$ |
2,574,000 |
(6)(7) |
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$ |
— |
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$ |
300,000 |
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$ |
51,145 |
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$ |
72,304 |
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$ |
3,547,449 |
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President and Chief |
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2012 |
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500,000 |
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— |
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— |
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— |
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— |
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217,063 |
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68,838 |
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785,901 |
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Executive Officer |
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2011 |
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454,000 |
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— |
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199,998 |
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— |
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— |
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379,746 |
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77,795 |
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1,111,539 |
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H. Lynn Harton |
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2013 |
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475,000 |
(8) |
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— |
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3,183,990 |
(6)(10) |
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— |
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200,000 |
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54,113 |
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35,675 |
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3,948,778 |
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Executive Vice |
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2012 |
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142,200 |
(8) |
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50,000 |
(9) |
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1,297,500 |
(10) |
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— |
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— |
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16,686 |
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12,350 |
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1,518,736 |
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President and Chief |
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2011 |
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— |
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— |
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— |
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— |
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— |
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— |
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— |
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— |
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Operating Officer |
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Rex S. Schuette |
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2013 |
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442,800 |
(11) |
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— |
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1,048,755 |
(6) |
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— |
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100,000 |
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131,274 |
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30,408 |
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1,753,237 |
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Executive Vice |
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2012 |
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483,500 |
(11) |
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— |
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— |
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— |
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— |
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236,723 |
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25,976 |
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746,199 |
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President and Chief |
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2011 |
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410,850 |
(11) |
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— |
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241,490 |
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— |
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— |
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351,246 |
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31,374 |
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1,034,960 |
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Financial Officer |
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David P. Shearrow |
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2013 |
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442,800 |
(11) |
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— |
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1,048,755 |
(6) |
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— |
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100,000 |
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36,061 |
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17,089 |
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1,644,705 |
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Executive Vice |
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2012 |
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483,500 |
(11) |
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— |
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— |
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— |
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— |
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76,486 |
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17,882 |
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577,868 |
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President and Chief |
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2011 |
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410,850 |
(11) |
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— |
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241,490 |
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— |
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— |
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80,778 |
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24,787 |
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757,905 |
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Risk Officer |
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Bill M. Gilbert |
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2013 |
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256,600 |
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— |
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603,600 |
(6) |
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— |
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50,000 |
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36,378 |
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26,506 |
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973,084 |
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Director of Banking |
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2012 |
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200,000 |
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— |
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— |
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— |
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— |
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88,383 |
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26,350 |
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314,733 |
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2011 |
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200,000 |
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65,000 |
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138,375 |
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— |
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— |
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165,475 |
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25,990 |
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594,840 |
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Name |
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Grant Date |
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Estimated Future Payouts Under Non-Equity Incentive Plan Awards |
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Estimated Future Payouts Under Equity Incentive Plan Awards |
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All Other Stock Awards: Number of Shares or Units |
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Grant Date Fair Value of Stock And Option Awards |
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---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
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Threshold |
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Target |
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Maximum |
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Threshold |
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Target |
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Maximum |
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Mr. Tallent |
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6/29/2013 |
(1) |
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$ |
— |
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$ |
— |
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$ |
— |
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— |
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— |
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— |
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25,000 |
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$ |
310,500 |
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8/12/2013 |
(2) |
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— |
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— |
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— |
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52,500 |
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105,000 |
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105,000 |
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45,000 |
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2,263,500 |
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NA |
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— |
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360,000 |
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360,000 |
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— |
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— |
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— |
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— |
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— |
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Mr. Harton |
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8/12/2013 |
(2) |
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— |
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— |
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— |
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47,600 |
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95,200 |
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95,200 |
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40,800 |
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2,052,240 |
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Various |
(3) |
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— |
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— |
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— |
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— |
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— |
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— |
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2,086 |
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24,150 |
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|
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NA |
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|
|
— |
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|
237,500 |
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237,500 |
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— |
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— |
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— |
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— |
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|
|
— |
|
| ||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ||||||||||
|
Mr. Schuette |
|
|
|
|
8/12/2013 |
(2) |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
24,325 |
|
|
|
|
|
48,650 |
|
|
|
|
|
48,650 |
|
|
|
|
|
20,850 |
|
|
|
|
|
1,048,755 |
|
| ||||||||
|
|
|
|
|
Various |
(3) |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
3,629 |
|
|
|
|
|
42,000 |
|
| |||||||||
|
|
|
|
|
NA |
|
|
|
|
|
— |
|
|
|
|
|
150,000 |
|
|
|
|
|
150,000 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
| ||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ||||||||||
|
Mr. Shearrow |
|
|
|
|
8/12/2013 |
(2) |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
24,325 |
|
|
|
|
|
48,650 |
|
|
|
|
|
48,650 |
|
|
|
|
|
20,850 |
|
|
|
|
|
1,048,755 |
|
| ||||||||
|
|
|
|
|
Various |
(3) |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
3,629 |
|
|
|
|
|
42,000 |
|
| |||||||||
|
|
|
|
|
NA |
|
|
|
|
|
— |
|
|
|
|
|
150,000 |
|
|
|
|
|
150,000 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
| ||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ||||||||||
|
Mr. Gilbert |
|
|
|
|
8/12/2013 |
(2) |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
14,000 |
|
|
|
|
|
28,000 |
|
|
|
|
|
28,000 |
|
|
|
|
|
12,000 |
|
|
|
|
|
603,600 |
|
| ||||||||
|
|
|
|
|
NA |
|
|
|
|
|
— |
|
|
|
|
|
110,000 |
|
|
|
|
|
110,000 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
| ||||||||||
|
|
|
Stock Option Awards |
|
|
Restricted Stock Unit Awards |
| |||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Name |
|
|
Number Exercised |
|
|
Value Realized(1) |
|
|
Number Vesting |
|
|
Value Realized(2) |
| ||||||||||||||||
|
Mr. Tallent |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
40,442 |
|
|
|
|
$ |
490,002 |
|
| ||||
|
Mr. Harton |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
| ||||
|
Mr. Schuette |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
15,842 |
|
|
|
|
|
184,949 |
|
| ||||
|
Mr. Shearrow |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
15,842 |
|
|
|
|
|
184,949 |
|
| ||||
|
Mr. Gilbert |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
6,775 |
|
|
|
|
|
79,845 |
|
| ||||
|
|
|
Stock Option Awards |
|
|
Restricted Stock Unit Awards |
| |||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Name |
|
|
Number Exercisable |
|
|
Number Unexercisable |
|
|
Exercise Price |
|
|
Expiration Date(1) |
|
|
Number Not Vested(2) |
|
|
Market Value Not Vested(3) |
| ||||||||||||||||||||||||
|
Mr. Tallent |
|
|
|
|
3,533 |
|
|
|
|
|
— |
|
|
|
|
|
114.25 |
|
|
|
|
|
6/7/14 |
|
| ||||||||||||||||||
|
|
|
|
|
4,240 |
|
|
|
|
|
— |
|
|
|
|
|
111.20 |
|
|
|
|
|
5/16/15 |
|
| |||||||||||||||||||
|
|
|
|
|
6,442 |
|
|
|
|
|
— |
|
|
|
|
|
138.80 |
|
|
|
|
|
4/26/16 |
|
| |||||||||||||||||||
|
|
|
|
|
7,273 |
|
|
|
|
|
— |
|
|
|
|
|
147.60 |
|
|
|
|
|
4/25/17 |
|
| |||||||||||||||||||
|
|
|
|
|
9,352 |
|
|
|
|
|
— |
|
|
|
|
|
66.15 |
|
|
|
|
|
4/30/18 |
|
| |||||||||||||||||||
|
|
|
|
|
30,840 |
|
|
|
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
159,756 |
|
|
|
|
$ |
2,835,669 |
|
| |||||||
|
Mr. Harton |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
286,000 |
|
|
|
|
|
5,076,500 |
|
| ||||||
|
Mr. Schuette |
|
|
|
|
1,871 |
|
|
|
|
|
— |
|
|
|
|
|
114.25 |
|
|
|
|
|
6/7/14 |
|
| ||||||||||||||||||
|
|
|
|
|
2,494 |
|
|
|
|
|
— |
|
|
|
|
|
111.20 |
|
|
|
|
|
5/16/15 |
|
| |||||||||||||||||||
|
|
|
|
|
3,637 |
|
|
|
|
|
— |
|
|
|
|
|
138.80 |
|
|
|
|
|
4/26/16 |
|
| |||||||||||||||||||
|
|
|
|
|
3,845 |
|
|
|
|
|
— |
|
|
|
|
|
147.60 |
|
|
|
|
|
4/25/17 |
|
| |||||||||||||||||||
|
|
|
|
|
4,156 |
|
|
|
|
|
— |
|
|
|
|
|
66.40 |
|
|
|
|
|
5/5/18 |
|
| |||||||||||||||||||
|
|
|
|
|
16,003 |
|
|
|
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
81,280 |
|
|
|
|
|
1,442,720 |
|
| |||||||
|
|
|
Stock Option Awards |
|
|
Restricted Stock Unit Awards |
| |||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Name |
|
|
Number Exercisable |
|
|
Number Unexercisable |
|
|
Exercise Price |
|
|
Expiration Date(1) |
|
|
Number Not Vested(2) |
|
|
Market Value Not Vested(3) |
| ||||||||||||||||||||||||
|
Mr. Shearrow |
|
|
|
|
4,156 |
|
|
|
|
|
— |
|
|
|
|
|
151.15 |
|
|
|
|
|
4/16/17 |
|
| ||||||||||||||||||
|
|
|
|
|
4,156 |
|
|
|
|
|
— |
|
|
|
|
|
66.40 |
|
|
|
|
|
5/5/18 |
|
| |||||||||||||||||||
|
|
|
|
|
8,312 |
|
|
|
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
81,280 |
|
|
|
|
|
1,442,720 |
|
| |||||||
|
Mr. Gilbert |
|
|
|
|
1,454 |
|
|
|
|
|
— |
|
|
|
|
|
115.85 |
|
|
|
|
|
4/28/14 |
|
| ||||||||||||||||||
|
|
|
|
|
935 |
|
|
|
|
|
— |
|
|
|
|
|
111.20 |
|
|
|
|
|
5/16/15 |
|
| |||||||||||||||||||
|
|
|
|
|
1,143 |
|
|
|
|
|
— |
|
|
|
|
|
138.80 |
|
|
|
|
|
4/26/16 |
|
| |||||||||||||||||||
|
|
|
|
|
1,247 |
|
|
|
|
|
— |
|
|
|
|
|
147.60 |
|
|
|
|
|
4/25/17 |
|
| |||||||||||||||||||
|
|
|
|
|
1,559 |
|
|
|
|
|
— |
|
|
|
|
|
66.40 |
|
|
|
|
|
5/5/18 |
|
| |||||||||||||||||||
|
|
|
|
|
1,411 |
|
|
|
|
|
— |
|
|
|
|
|
31.50 |
|
|
|
|
|
6/22/19 |
|
| |||||||||||||||||||
|
|
|
|
|
7,749 |
|
|
|
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
46,750 |
|
|
|
|
|
829,813 |
|
| |||||||
|
|
|
Total Outstanding Options |
|
|
Weighted-Average Exercise Price of Outstanding Options |
|
|
Number Available for Issuance Under Equity Compensation Plans(1) |
| |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Equity compensation plans approved by shareholders |
|
|
|
|
350,772 |
|
|
|
|
$ |
97.87 |
|
|
|
|
|
552,049 |
|
| |||
|
Equity compensation plans not approved by shareholders(2) |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
| |||
|
Total |
|
|
|
|
350,772 |
|
|
|
|
|
97.87 |
|
|
|
|
|
552,049 |
|
| |||
|
Name |
|
|
Plan Name |
|
|
Number of Years of Credited Service |
|
|
Present Value of Accumulated Benefit |
|
|
Payments During 2013 |
| ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Mr. Tallent |
|
|
Modified Retirement Plan |
|
|
|
|
30 |
|
|
|
|
$ |
1,470,160 |
|
|
|
|
|
— |
|
| |||
|
Mr. Harton |
|
|
Modified Retirement Plan |
|
|
|
|
1 |
|
|
|
|
|
70,799 |
|
|
|
|
|
— |
|
| |||
|
Mr. Schuette |
|
|
Modified Retirement Plan |
|
|
|
|
13 |
|
|
|
|
|
1,427,908 |
|
|
|
|
|
— |
|
| |||
|
Mr. Shearrow |
|
|
Modified Retirement Plan |
|
|
|
|
7 |
|
|
|
|
|
288,613 |
|
|
|
|
|
— |
|
| |||
|
Mr. Gilbert |
|
|
Modified Retirement Plan |
|
|
|
|
14 |
|
|
|
|
|
497,546 |
|
|
|
|
|
— |
|
| |||
|
Name |
|
|
Executive Contributions(1) |
|
|
Company Contributions(2) |
|
|
Account Earnings |
|
|
Withdrawals/ Distributions |
|
|
Balance at Year-end |
| ||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Mr. Tallent |
|
|
|
$ |
494,502 |
|
|
|
|
$ |
7,375 |
|
|
|
|
$ |
297,951 |
|
|
|
|
$ |
— |
|
|
|
|
$ |
1,101,523 |
|
| |||||
|
Mr. Harton |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
| |||||
|
Mr. Schuette |
|
|
|
|
184,950 |
|
|
|
|
|
4,695 |
|
|
|
|
|
146,219 |
|
|
|
|
|
— |
|
|
|
|
|
418,869 |
|
| |||||
|
Mr. Shearrow |
|
|
|
|
184,950 |
|
|
|
|
|
4,695 |
|
|
|
|
|
141,345 |
|
|
|
|
|
— |
|
|
|
|
|
415,858 |
|
| |||||
|
Mr. Gilbert |
|
|
|
|
79,583 |
|
|
|
|
|
31 |
|
|
|
|
|
53,458 |
|
|
|
|
|
— |
|
|
|
|
|
238,906 |
|
| |||||
|
Name |
|
|
Termination by United for Cause or by Executive Without Good Reason |
|
|
Termination by United Without Cause or by Executive for Good Reason Prior to Change in Control |
|
|
Termination by United Without Cause or by Executive for Good Reason Following Change in Control(1) |
|
|
Termination due to Death |
|
|
Termination due to Disability |
| ||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
Mr. Tallent |
|
|
|
$ |
— |
|
|
|
|
$ |
173,169 |
(2) |
|
|
|
|
$ |
1,604,817 |
|
|
|
|
$ |
173,169 |
(3) |
|
|
|
|
$ |
— |
|
| |||
|
Mr. Harton |
|
|
|
|
— |
|
|
|
|
|
3,612,500 |
(4) |
|
|
|
|
|
4,933,774 |
(5) |
|
|
|
|
|
2,662,500 |
(6) |
|
|
|
|
|
70,799 |
(7) |
|
| |
|
Mr. Schuette |
|
|
|
|
— |
|
|
|
|
|
209,095 |
(8) |
|
|
|
|
|
1,195,870 |
|
|
|
|
|
209,095 |
(9) |
|
|
|
|
|
— |
|
| |||
|
Mr. Shearrow |
|
|
|
|
— |
|
|
|
|
|
209,095 |
(10) |
|
|
|
|
|
1,258,403 |
|
|
|
|
|
209,095 |
(11) |
|
|
|
|
|
288,613 |
(12) |
|
| ||
|
Mr. Gilbert |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
670,939 |
(13) |
|
|
|
|
|
119,813 |
(14) |
|
|
|
|
|
119,813 |
(15) |
|
| ||
|
Name |
|
|
Fees Earned or Paid in Cash |
|
|
Restricted Stock Unit Awards(1) |
|
|
Nonqualified Deferred Compensation Earnings |
|
|
All Other Compensation(2) |
|
|
Total |
| ||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
W.C. Nelson, Jr. |
|
|
|
$ |
50,000 |
|
|
|
|
$ |
25,004 |
|
|
|
|
$ |
— |
|
|
|
|
$ |
12,000 |
|
|
|
|
$ |
87,004 |
|
| |||||
|
Robert H. Blalock |
|
|
|
|
31,000 |
|
|
|
|
|
25,004 |
|
|
|
|
|
— |
|
|
|
|
|
875 |
|
|
|
|
|
56,879 |
|
| |||||
|
Clifford V. Brokaw(3) |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
| |||||
|
L. Cathy Cox |
|
|
|
|
36,000 |
|
|
|
|
|
25,004 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
61,004 |
|
| |||||
|
Steven J. Goldstein |
|
|
|
|
43,500 |
|
|
|
|
|
25,004 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
68,504 |
|
| |||||
|
Robert L. Head, Jr.(4) |
|
|
|
|
12,500 |
|
|
|
|
|
6,254 |
|
|
|
|
|
12,735 |
|
|
|
|
|
12,000 |
|
|
|
|
|
43,489 |
|
| |||||
|
Thomas A. Richlovsky |
|
|
|
|
41,000 |
|
|
|
|
|
25,004 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
66,004 |
|
| |||||
|
John D. Stephens(5) |
|
|
|
|
12,500 |
|
|
|
|
|
6,254 |
|
|
|
|
|
— |
|
|
|
|
|
2,750 |
|
|
|
|
|
21,504 |
|
| |||||
|
Tim R. Wallis |
|
|
|
|
25,000 |
|
|
|
|
|
25,004 |
|
|
|
|
|
— |
|
|
|
|
|
6,000 |
|
|
|
|
|
56,004 |
|
| |||||
|
Name and Address |
|
|
Number of Shares of Common Stock Owned Directly or Indirectly |
|
|
Number of Shares Underlying Options Exercisable Within 60 Days |
|
|
Number of Shares of Beneficially Owned Restricted Stock |
|
|
Number of Shares Issuable Under the Deferred Compensation Plan |
|
|
Total Number of Shares Beneficially Owned |
|
|
Percentage Beneficially Owned |
| ||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
BlackRock, Inc.(1) 40 East 52nd Street New York, NY 10022 |
|
|
|
|
4,224,099 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
4,224,099 |
|
|
|
|
|
9.13 |
% |
|
| |||||
|
Corsair Capital LLC(2) 717 Fifth Avenue, 24th Floor New York, NY 10022 |
|
|
|
|
4,109,630 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
4,109,630 |
|
|
|
|
|
8.89 |
% |
|
| |||||
|
Wellington Management Company, LLP(3) 280 Congress Street Boston, MA 02210 |
|
|
|
|
3,729,845 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
3,729,845 |
|
|
|
|
|
8.07 |
% |
|
| |||||
|
State Street Corp(4) One Lincoln Street Boston, MA 02111 |
|
|
|
|
2,859,146 |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
2,859,146 |
|
|
|
|
|
6.18 |
% |
|
| |||||
|
Jimmy C. Tallent(5) |
|
|
|
|
132,972 |
|
|
|
|
|
30,840 |
|
|
|
|
|
159,756 |
|
|
|
|
|
46,299 |
|
|
|
|
|
369,867 |
|
|
|
|
|
* |
|
| ||||||
|
W.C. Nelson, Jr.(6) |
|
|
|
|
415,464 |
|
|
|
|
|
— |
|
|
|
|
|
4,903 |
|
|
|
|
|
— |
|
|
|
|
|
420,367 |
|
|
|
|
|
* |
|
| ||||||
|
Robert H. Blalock(7) |
|
|
|
|
27,622 |
|
|
|
|
|
— |
|
|
|
|
|
4,903 |
|
|
|
|
|
— |
|
|
|
|
|
32,525 |
|
|
|
|
|
* |
|
| ||||||
|
Clifford V. Brokaw |
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
— |
|
|
|
|
|
* |
|
| ||||||
|
L. Cathy Cox |
|
|
|
|
2,932 |
|
|
|
|
|
— |
|
|
|
|
|
4,903 |
|
|
|
|
|
— |
|
|
|
|
|
7,835 |
|
|
|
|
|
* |
|
| ||||||
|
Steven J. Goldstein |
|
|
|
|
10,000 |
|
|
|
|
|
— |
|
|
|
|
|
4,903 |
|
|
|
|
|
— |
|
|
|
|
|
14,903 |
|
|
|
|
|
* |
|
| ||||||
|
Thomas A. Richlovsky |
|
|
|
|
5,000 |
|
|
|
|
|
— |
|
|
|
|
|
4,903 |
|
|
|
|
|
— |
|
|
|
|
|
9,903 |
|
|
|
|
|
* |
|
| ||||||
|
Tim R. Wallis(8) |
|
|
|
|
48,787 |
|
|
|
|
|
— |
|
|
|
|
|
4,903 |
|
|
|
|
|
— |
|
|
|
|
|
53,690 |
|
|
|
|
|
* |
|
| ||||||
|
Bill Gilbert(9) |
|
|
|
|
5,347 |
|
|
|
|
|
7,749 |
|
|
|
|
|
46,750 |
|
|
|
|
|
7,341 |
|
|
|
|
|
67,187 |
|
|
|
|
|
* |
|
| ||||||
|
H. Lynn Harton |
|
|
|
|
3,483 |
|
|
|
|
|
— |
|
|
|
|
|
286,000 |
|
|
|
|
|
— |
|
|
|
|
|
289,483 |
|
|
|
|
|
* |
|
| ||||||
|
Rex S. Schuette(10) |
|
|
|
|
41,765 |
|
|
|
|
|
16,003 |
|
|
|
|
|
81,280 |
|
|
|
|
|
20,488 |
|
|
|
|
|
159,536 |
|
|
|
|
|
* |
|
| ||||||
|
David P. Shearrow |
|
|
|
|
20,252 |
|
|
|
|
|
8,312 |
|
|
|
|
|
81,280 |
|
|
|
|
|
20,214 |
|
|
|
|
|
130,058 |
|
|
|
|
|
* |
|
| ||||||
|
All directors and executive officers as a group (14 persons) |
|
|
|
|
720,149 |
|
|
|
|
|
76,271 |
|
|
|
|
|
737,317 |
|
|
|
|
|
97,681 |
|
|
|
|
|
1,631,418 |
|
|
|
|
|
3.24 |
% |
|
| |||||
|
|
|
2013 |
| |||||
---|---|---|---|---|---|---|---|---|---|
|
Audit fees |
|
|
|
$ |
770,000 |
|
| |
|
Audit-related fees |
|
|
|
|
95,000 |
|
| |
|
Tax fees |
|
|
|
|
— |
|
| |
|
All other fees |
|
|
|
|
— |
|
| |
|
Total fees |
|
|
|
$ |
865,000 |
|
| |
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