0001144204-18-054744.txt : 20181022
0001144204-18-054744.hdr.sgml : 20181022
20181022163025
ACCESSION NUMBER: 0001144204-18-054744
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181015
FILED AS OF DATE: 20181022
DATE AS OF CHANGE: 20181022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galvin Robert
CENTRAL INDEX KEY: 0001553095
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10593
FILM NUMBER: 181132547
MAIL ADDRESS:
STREET 1: 78 GOLF LANE
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC.
CENTRAL INDEX KEY: 0000857737
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 112481903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-730-0030
MAIL ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: CANDIES INC
DATE OF NAME CHANGE: 19930604
FORMER COMPANY:
FORMER CONFORMED NAME: MILLFELD TRADING CO INC
DATE OF NAME CHANGE: 19920703
3
1
tv505219_form3.xml
FORM 3
X0206
3
2018-10-15
0
0000857737
ICONIX BRAND GROUP, INC.
ICON
0001553095
Galvin Robert
C/O ICONIX BRAND GROUP, INC.
1450 BROADWAY
NEW YORK
NY
10018
1
1
0
0
PRESIDENT AND CEO
COMMON STOCK
832179
D
COMMON STOCK
3143783
D
COMMON STOCK
2852162
D
Represents shares of restricted common stock ("RSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related RSU Agreement. The RSUs vest in installments of 277,393, 277, 393 and 277,392, respectively, on March 31, 2019, March 31, 2020 and March 31, 2021 (each a "Time Vesting Date"), subject to the reporting person's continuous employment with the issuer through each Time Vesting Date and subject to the terms of the RSU Agreement between the issuer and the reporting person.
Represents the total amount of shares of RSUs following the grant to the reporting person of 2,311,604 RSUs pursuant to the terms of his employment agreement with the issuer and a related RSU Agreement (the "Employment Inducement RSUs"), 770,535 of which vested immediately on October 15, 2018. The remaining 1,541,069 Employment Inducement RSUs vest on October 15, 2019, subject to the reporting person's continuous employment with the issuer through the vesting date; provided that, if the reporting person's employment terminates for any reason before such vesting date, then all of the Employment Inducement RSUs (whether or not then vested) will be forfeited immediately for no consideration; provided further, that if the reporting person is terminated by the issuer without cause and unrelated to the issuer's or the reporting person's performance, all unvested Employment Inducement RSUs shall vest (and be settled) on October 15, 2019.
Represents the total amount of RSUs following the surrender to the issuer of 291,621 RSUs in payment of tax liability incident to the vesting of the grant of Employment Inducement RSUs referenced under footnote 2.
/s/ Bob Galvin
2018-10-22