0001144204-11-036495.txt : 20110620 0001144204-11-036495.hdr.sgml : 20110620 20110620160754 ACCESSION NUMBER: 0001144204-11-036495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110617 FILED AS OF DATE: 20110620 DATE AS OF CHANGE: 20110620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC. CENTRAL INDEX KEY: 0000857737 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 112481903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-730-0030 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: CANDIES INC DATE OF NAME CHANGE: 19930604 FORMER COMPANY: FORMER CONFORMED NAME: MILLFELD TRADING CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLE NEIL CENTRAL INDEX KEY: 0000944791 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10593 FILM NUMBER: 11921125 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 v226407_ex.xml X0303 4 2011-06-17 0 0000857737 ICONIX BRAND GROUP, INC. ICON 0000944791 COLE NEIL C/O ICONIX BRAND GROUP, INC. 1450 BROADWAY NEW YORK NY 10018 1 1 0 0 CEO and President Common Stock 2011-06-17 4 A 0 204918 0 A 1717979 D Common Stock 20000 I As custodian for children Common Stock 15194 I By 401(K) Plan These represent shares underlying Restricted Stock Units ("RSUs") that were granted to the reporting person pursuant to the terms of the amendment and extension to his 2008 employment agreement with the issuer and a related RSU Agreement. The RSU's vest in three equal annual installments with the first such installment vesting on December 31, 2013, and each of the three subsequent installments vesting each December 31 thereafter, with a final vesting date of December 31, 2015 (each a "Time Vesting Date") subject to the reporting person's continuous employment with the issuer through each Time Vesting Date and subject to the terms of the RSU Agreement between the issuer and the reporting person. Includes 1,181,684 unissued shares underlying RSUs that were granted to the reporting person pursuant to the terms of his 2008 employment agreement with the issuer and a related RSU Agreement. The filing of this Statement shall not be construed to mean that the reporting person is, for the purposes of Section 16 of the Securities and Exchange Act of 1934 (as amended), the beneficial owner of the common stock of the issuer reported as indirectly owned by the reporting person as custodian for his children. /s/ Neil Cole 2011-06-20