0001144204-11-036495.txt : 20110620
0001144204-11-036495.hdr.sgml : 20110620
20110620160754
ACCESSION NUMBER: 0001144204-11-036495
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110617
FILED AS OF DATE: 20110620
DATE AS OF CHANGE: 20110620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC.
CENTRAL INDEX KEY: 0000857737
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 112481903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-730-0030
MAIL ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: CANDIES INC
DATE OF NAME CHANGE: 19930604
FORMER COMPANY:
FORMER CONFORMED NAME: MILLFELD TRADING CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLE NEIL
CENTRAL INDEX KEY: 0000944791
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10593
FILM NUMBER: 11921125
MAIL ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
v226407_ex.xml
X0303
4
2011-06-17
0
0000857737
ICONIX BRAND GROUP, INC.
ICON
0000944791
COLE NEIL
C/O ICONIX BRAND GROUP, INC.
1450 BROADWAY
NEW YORK
NY
10018
1
1
0
0
CEO and President
Common Stock
2011-06-17
4
A
0
204918
0
A
1717979
D
Common Stock
20000
I
As custodian for children
Common Stock
15194
I
By 401(K) Plan
These represent shares underlying Restricted Stock Units ("RSUs") that were granted to the reporting person pursuant to the
terms of the amendment and extension to his 2008 employment agreement with the issuer and a related RSU Agreement. The RSU's
vest in three equal annual installments with the first such installment vesting on December 31, 2013, and each of the three
subsequent installments vesting each December 31 thereafter, with a final vesting date of December 31, 2015 (each a "Time
Vesting Date") subject to the reporting person's continuous employment with the issuer through each Time Vesting Date and
subject to the terms of the RSU Agreement between the issuer and the reporting person.
Includes 1,181,684 unissued shares underlying RSUs that were granted to the reporting person pursuant to the terms of his
2008 employment agreement with the issuer and a related RSU Agreement.
The filing of this Statement shall not be construed to mean that the reporting person is, for the purposes of Section 16 of
the Securities and Exchange Act of 1934 (as amended), the beneficial owner of the common stock of the issuer reported as
indirectly owned by the reporting person as custodian for his children.
/s/ Neil Cole
2011-06-20