-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bxc/fZ8Bop+IQ+I7hi+o6BC9JoXMBJCCiRLMsk2tiKJhvAhO67mGO4XfVsGk6ZTj 4gfi/Px/VxId89nq/iOw4Q== 0001144204-09-031774.txt : 20090609 0001144204-09-031774.hdr.sgml : 20090609 20090609203940 ACCESSION NUMBER: 0001144204-09-031774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090609 FILED AS OF DATE: 20090609 DATE AS OF CHANGE: 20090609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC. CENTRAL INDEX KEY: 0000857737 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 112481903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-730-0030 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: CANDIES INC DATE OF NAME CHANGE: 19930604 FORMER COMPANY: FORMER CONFORMED NAME: MILLFELD TRADING CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLE NEIL CENTRAL INDEX KEY: 0000944791 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10593 FILM NUMBER: 09883221 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 v152000_ex.xml X0303 4 2009-06-09 0 0000857737 ICONIX BRAND GROUP, INC. ICON 0000944791 COLE NEIL C/O ICONIX BRAND GROUP, INC. 1450 BROADWAY NEW YORK NY 10018 1 1 0 0 Chairman, President and CEO Common Stock 2009-06-09 4 M 0 25000 0.9688 A 1593704 D Common Stock 2009-06-09 4 M 0 139500 1.1250 A 1733204 D Common Stock 2009-06-09 4 M 0 10125 1.1250 A 1743329 D Common Stock 2009-06-09 4 M 0 162000 1.1250 A 1905329 D Common Stock 2009-06-09 4 M 0 10000 1.1250 A 1915329 D Common Stock 2009-06-09 4 M 0 15134 1.2500 A 1903463 D Common Stock 2009-06-09 4 S 0 361759 15.00 D 1568704 D Common Stock 2009-06-09 4 S 0 288241 15.00 D 1280463 D Common Stock 20000 I As custodian for children Common Stock 15194 I By 401(K) Plan Employee Stock Option (right to buy) 0.9688 2009-06-09 4 M 0 25000 0 D 2000-02-01 2010-02-01 Common Stock 25000 0 D Employee Stock Option (right to buy) 1.1250 2009-06-09 4 M 0 139500 0 D 2000-07-18 2010-07-18 Common Stock 139500 0 D Employee Stock Option (right to buy) 1.1250 2009-06-09 4 M 0 10125 0 D 2000-07-18 2010-07-18 Common Stock 10125 0 D Employee Stock Option (right to buy) 1.1250 2009-06-09 4 M 0 162000 0 D 2000-07-18 2010-07-18 Common Stock 162000 0 D Employee Stock Option (right to buy) 1.1250 2009-06-09 4 M 0 10000 0 D 2000-07-18 2010-07-18 Common Stock 10000 0 D Employee Stock Option (right to buy) 1.2500 2009-06-09 4 M 0 15134 0 D 2000-08-18 2010-08-18 Common Stock 15134 245366 D Includes 1,181,684 unissued shares underlying Restricted Stock Units ("RSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related RSU Agreement. The filing of this Statement shall not be construed to mean that the reporting person is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of the common stock of the issuer reported as indirectly owned by the reporting person as custodian for his children. /s/ Warren Clamen, attorney-in-fact 2009-06-09 -----END PRIVACY-ENHANCED MESSAGE-----