0001140361-16-061154.txt : 20160414 0001140361-16-061154.hdr.sgml : 20160414 20160414204359 ACCESSION NUMBER: 0001140361-16-061154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC. CENTRAL INDEX KEY: 0000857737 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 112481903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-730-0030 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: CANDIES INC DATE OF NAME CHANGE: 19930604 FORMER COMPANY: FORMER CONFORMED NAME: MILLFELD TRADING CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARCLAYS PLC CENTRAL INDEX KEY: 0000312069 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10593 FILM NUMBER: 161572927 BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 00442031340952 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP FORMER NAME: FORMER CONFORMED NAME: BARCLAYS BANK PLC DATE OF NAME CHANGE: 19850313 FORMER NAME: FORMER CONFORMED NAME: BARCLAYS BANK LTD DATE OF NAME CHANGE: 19820607 4 1 doc1.xml FORM 4 X0306 4 2016-03-10 1 0000857737 ICONIX BRAND GROUP, INC. ICON 0000312069 BARCLAYS PLC 1 CHURCHILL PLACE LONDON X0 E14 5HP UNITED KINGDOM 0 0 1 0 Common Stock 2016-03-10 4 P 0 1989 8.34 A 4726837 I by Barclays Capital Derivatives Funding LLC Common Stock 2016-03-10 4 P 0 200 8.585 A 4726837 I by Barclays Capital Inc. Common Stock 2016-03-10 4 P 0 24 8.59 A 4726837 I by Barclays Capital Inc. Common Stock 2016-03-10 4 P 0 5000 8.3861 A 4726837 I by Barclays Capital Inc. Common Stock 2016-03-10 4 P 0 300 8.555 A 4726837 I by Barclays Capital Inc. Common Stock 2016-03-10 4 P 0 100 8.555 A 4726837 I by Barclays Capital Inc. Common Stock 2016-03-10 4 P 0 300 8.555 A 4726837 I by Barclays Capital Inc. Common Stock 2016-03-10 4 P 0 100 8.555 A 4726837 I by Barclays Capital Inc. Common Stock 2016-03-10 4 P 0 200 8.555 A 4726837 I by Barclays Capital Inc. ICON April 16 10 Call 10.00 2016-03-14 4 P 0 5 0.50 A 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON April 16 10 Call 10.00 2016-03-14 4 S 0 2 0.40 D 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON April 16 10 Call 10.00 2016-03-14 4 S 0 50 0.40 D 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON April 16 10 Put 5.00 2016-03-14 4 P 0 16 0.15 A 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON April 16 10 Put 5.00 2016-03-14 4 P 0 1 0.15 A 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON April 16 7.5 P 7.50 2016-03-14 4 P 0 20 0.80 A 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc ICON April 16 7.5 P 7.50 2016-03-14 4 P 0 2 0.80 A 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc ICON July 2016 5 Put 5.00 2016-03-14 4 S 0 10 0.65 D 2016-07-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON July 2016 5 Put 5.00 2016-03-14 4 S 0 1 0.65 D 2016-07-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON May 2016 10 Call 10.00 2016-03-14 4 S 0 1 0.70 D 2016-05-20 Common Stock 100 4726837 I by Barclays Capital Inc. ICON May 2016 10 Call 10.00 2016-03-14 4 S 0 1 0.64 D 2016-05-20 Common Stock 100 4726837 I by Barclays Capital Inc. ICON May 2016 10 Call 10.00 2016-03-14 4 S 0 1 0.64 D 2016-05-20 Common Stock 100 4726837 I by Barclays Capital Inc. ICON May 2016 7.5 Call 7.50 2016-03-14 4 P 0 1 1.70 A 2016-05-20 Common Stock 100 4726837 I by Barclays Capital Inc. ICON May 2016 7.5 Call 7.50 2016-03-14 4 P 0 1 1.64 A 2016-05-20 Common Stock 100 4726837 I by Barclays Capital Inc. ICON May 2016 7.5 Call 7.50 2016-03-14 4 P 0 1 1.64 A 2016-05-20 Common Stock 100 4726837 I by Barclays Capital Inc. ICON April 16 10 Call 10.00 2016-03-15 4 S 0 11 0.37 D 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc. ICON March 2016 7.5 Put 7.50 2016-03-15 4 P 0 5 0.15 A 2016-03-18 Common Stock 100 4726837 I by Barclays Capital Inc. ICON Aug 2016 17.5 Call 17.50 2016-03-18 4 P 0 1 0.10 A 2016-08-19 Common Stock 100 4726837 I by Barclays Capital Inc ICON Aug 2016 17.5 Call 17.50 2016-03-18 4 P 0 1 0.10 A 2016-08-19 Common Stock 100 4726837 I by Barclays Capital Inc ICON March 2016 7.5 Call 7.50 2016-03-18 4 P 0 5 0.91 A 2016-03-18 Common Stock 100 4726837 I by Barclays Capital Inc. ICON Aug 2016 5 Put 5.00 2016-03-24 4 P 0 2 0.5 A 2016-08-19 Common Stock 100 4726837 I by Barclays Capital Inc. ICON Aug 2016 5 Put 5.00 2016-03-24 4 P 0 1 0.5 A 2016-08-19 Common Stock 100 4726837 I by Barclays Capital Inc. ICON Aug 2016 7.5 Call 7.50 2016-03-24 4 S 0 7 2.00 D 2016-08-19 Common Stock 100 4726837 I by Barclays Capital Inc. ICON Aug 2016 7.5 Call 7.50 2016-03-24 4 S 0 9 2.00 D 2016-08-19 Common Stock 100 4726837 I by Barclays Capital Inc. ICON Jan 2018 5 Call 5.00 2016-03-24 4 S 0 20 4.38 D 2018-01-19 Common Stock 100 4726837 I by Barclays Capital Inc. ICON Jan 2018 7.5 Call 7.50 2016-03-24 4 P 0 20 3.20 A 2018-01-19 Common Stock 100 4726837 I by Barclays Capital Inc. ICON April 16 10 Call 10.00 2016-03-28 4 S 0 3 0.19 D 2016-04-15 Common Stock 100 4726837 I by Barclays Capital Inc. As of March 10, 2016, the Reporting Persons beneficially owned 5,062,950 shares of common stock of Iconix Brand Group Inc. The amount set forth in column 5 represents the Reporting Persons' beneficial ownership of the common stock of the Issuer as of the close of business on March 28, 2016; ownership information after each reported transaction is not reasonably available to the Reporting Persons. The derivative security is exercisable at any time. (a) Name of Person Filing: (1) Barclays PLC (2) Barclays Capital Inc. (controlled by Barclays PLC) (3) Barclays Capital Derivative Funding (controlled by Barclays Bank PLC) (b) Address of Principal Business Office or, if none, Residence: (1) Barclays PLC 1 Churchill Place, London, E14 5HP, England (2) Barclays Capital Inc 745 Seventh Avenue New York, New York 10019 United States (3) Barclays Capital Derivative Funding LLC c/o Corporation Trust Company, Corporation Trust Center 1209 Orange Street Wilmington, DE 19801 (c) The Reporting Persons will send the Issuer a check promptly following the date of this filing in the amount of profit subject to short-swing recovery as a result of the reported transactions. /s/ James Gibson Head of Large Holdings Compliance 2016-04-14