0001140361-16-061090.txt : 20160414 0001140361-16-061090.hdr.sgml : 20160414 20160414124941 ACCESSION NUMBER: 0001140361-16-061090 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC. CENTRAL INDEX KEY: 0000857737 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 112481903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-730-0030 MAIL ADDRESS: STREET 1: 1450 BROADWAY, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: CANDIES INC DATE OF NAME CHANGE: 19930604 FORMER COMPANY: FORMER CONFORMED NAME: MILLFELD TRADING CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARCLAYS PLC CENTRAL INDEX KEY: 0000312069 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10593 FILM NUMBER: 161571115 BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 00442031340952 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP FORMER NAME: FORMER CONFORMED NAME: BARCLAYS BANK PLC DATE OF NAME CHANGE: 19850313 FORMER NAME: FORMER CONFORMED NAME: BARCLAYS BANK LTD DATE OF NAME CHANGE: 19820607 3 1 doc1.xml FORM 3 X0206 3 2016-03-10 0 0000857737 ICONIX BRAND GROUP, INC. ICON 0000312069 BARCLAYS PLC 1 CHURCHILL PLACE LONDON X0 E14 5HP UNITED KINGDOM 0 0 1 0 Common Stock 1505733 I By Barclays Capital Inc. Common Stock 375072 I By Barclays Capital Derivative Funding LLC Call 30.7533 2016-03-17 2016-03-17 Common Stock 3000000 I By Barclays Bank plc Call 40.6175 2016-09-06 2016-09-06 Common Stock 3000000 I By Barclays Bank plc Call 30.7533 2016-03-17 2016-03-17 Common Stock 1300000 I By Barclays Bank plc Call 40.6175 2016-09-06 2016-09-06 Common Stock 1300000 I By Barclays Bank plc Warrant 40.6175 2016-09-06 2016-09-06 Common Stock 4918181 I By Barclays Bank plc Warrant 40.6175 2016-09-06 2016-09-06 Common Stock 447107 I By Barclays Bank plc Call 30.8593 2017-12-28 2017-12-28 Common Stock 1000000 I By Barclays Bank plc Call 35.5173 2018-06-18 2018-06-18 Common Stock 1000000 I By Barclays Bank plc Call 30.8593 2017-12-28 2017-12-28 Common Stock 2000000 I By Barclays Bank plc Call 35.5173 2018-06-18 2018-06-18 Common Stock 2000000 I By Barclays Bank plc Call 30.8593 2017-12-28 2017-12-28 Common Stock 1500000 I By Barclays Bank plc Call 35.5173 2018-06-18 2018-06-18 Common Stock 1500000 I By Barclays Bank plc Call 30.8593 2017-12-28 2017-12-28 Common Stock 1000000 I By Barclays Bank plc Call 35.5173 2018-06-18 2018-06-18 Common Stock 1000000 I By Barclays Bank plc Call 30.8593 2017-12-28 2017-12-28 Common Stock 3000000 I By Barclays Bank plc Call 35.5173 2018-06-18 2018-06-18 Common Stock 3000000 I By Barclays Bank plc Warrant 35.5173 2018-06-18 2018-06-18 Common Stock 11341820 I By Barclays Bank plc Warrant 35.5173 2018-06-18 2018-06-18 Common Stock 1620260 I By Barclays Bank plc Equity Swap 6.9577 2017-05-15 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.9472 2017-05-16 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.6829 2017-05-17 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.2822 2017-05-18 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.3887 2017-05-19 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.4802 2017-05-22 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.8793 2017-05-24 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.9081 2017-05-24 Common Stock 19500 I By Barclays Bank plc Equity Swap 7.1124 2017-05-26 Common Stock 19500 I By Barclays Bank plc Equity Swap 7.0537 2017-05-31 Common Stock 19500 I By Barclays Bank plc Equity Swap 6.8803 2017-05-31 Common Stock 19500 I By Barclays Bank plc Equity Swap 7.0316 2017-06-02 Common Stock 19500 I By Barclays Bank plc Call options expire over a period of 50 consecutive business days beginning on the date stated in Table II Call options and Warrants expire over a period of 75 consecutive business days beginning on the date stated in Table II There is no exercisable date for the equity swaps. Part 1 /s/ James Gibson Head of Large Holdings Compliance 2016-04-14