0001104659-21-110332.txt : 20210827 0001104659-21-110332.hdr.sgml : 20210827 20210827110232 ACCESSION NUMBER: 0001104659-21-110332 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 EFFECTIVENESS DATE: 20210827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD INTERNATIONAL EQUITY INDEX FUNDS CENTRAL INDEX KEY: 0000857489 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05972 FILM NUMBER: 211215396 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106691000 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD INTERNATIONAL EQUITY INDEX FUND INC DATE OF NAME CHANGE: 19920703 0000857489 S000005786 Vanguard Emerging Markets Stock Index Fund C000015900 Investor Shares VEIEX C000015901 Institutional Shares VEMIX C000015902 ETF Shares VWO C000035633 Admiral Shares VEMAX C000038994 Signal Shares VERSX C000096106 Institutional Plus Shares VEMRX N-PX 1 tm2121858d1_npx.txt N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-5972 NAME OF REGISTRANT: VANGUARD INTERNATIONAL EQUITY INDEX FUNDS ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482 NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON PO BOX 876 VALLEY FORGE, PA 19482 REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000 DATE OF FISCAL YEAR END: OCTOBER 31 DATE OF REPORTING PERIOD: JULY 1, 2020 - JUNE 30, 2021 ******************************* FORM N-Px REPORT ****************************** ICA File Number: 81105972A Reporting Period: 07/01/2020 - 06/30/2021 VANGUARD INTERNATIONAL EQUITY INDEX FUNDS Each investment advisor's votes cast are shown separately below. Sections without an investment advisor listed reflect votes cast at the discretion of the Fund. The votes reported do not reflect any votes cast pursuant to a regulatory requirement. ================== VANGUARD EMERGING MARKETS STOCK INDEX FUND ================== 360 SECURITY TECHNOLOGY, INC. Ticker: 601360 Security ID: Y444T7106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Remuneration of Directors For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Amendments to Articles of For For Management Association 8 Approve Provision of Guarantees For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve Remuneration of Supervisors For For Management 11.1 Elect Zhou Hongyi as Director For For Management 11.2 Elect Zhang Bei as Director For For Management 11.3 Elect Ye Jian as Director For For Management 11.4 Elect Dong Jianming as Director For For Management 12.1 Elect Ming Huang as Director For For Management 12.2 Elect Xu Jingchang as Director For For Management 12.3 Elect Liu Shi'an as Director For For Management 13.1 Elect Shao Xiaoyan as Supervisor For For Management 13.2 Elect Li Yuan as Supervisor For For Management -------------------------------------------------------------------------------- 3M INDIA LIMITED Ticker: 523395 Security ID: Y0904K113 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Amit Laroya as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- 3M INDIA LIMITED Ticker: 523395 Security ID: Y0904K113 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Radhika Govind Rajan as For For Management Director 2 Elect Mamata Janak Gore as Director For For Management 3 Approve Reappointment and Remuneration For For Management of Mamata Janak Gore as Whole-time Director (Designated as Whole-time Director & Chief Financial Officer) 4 Elect James Ernest Falteisek as For For Management Director -------------------------------------------------------------------------------- 3PEAK, INC. Ticker: 688536 Security ID: Y4454Q108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration (Allowance) of For Against Management Directors 2 Approve Remuneration of Supervisor For Against Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Profit Distribution For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Amend Management System for Providing For Against Management External Investments and Controlled Subsidiary Management System -------------------------------------------------------------------------------- 3SBIO, INC. Ticker: 1530 Security ID: G8875G102 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Approve Grant of Awarded Shares to Zhu For For Management Zhenping Pursuant to the Share Award Scheme 1B Approve Grant of Specific Mandate to For For Management Issue Awarded Shares to Zhu Zhenping and Related Transactions 1C Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Awarded Shares to Zhu Zhenping Pursuant to the Share Award Scheme and Grant of Specific Mandate -------------------------------------------------------------------------------- 3SBIO, INC. Ticker: 1530 Security ID: G8875G102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lou Jing as Director For For Management 2B Elect Pu Tianruo as Director For Against Management 2C Elect Yang, Hoi Ti Heidi as Director For For Management 2D Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Junichi Arai as Director For For Management 2 Elect David K. Chao as Director For For Management 3 Elect Li-Lan Cheng as Director For For Management 4 Elect Eric He as Director For For Management 5 Elect Rick Yan as Director For For Management 6 Ratify the Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Independent Auditor -------------------------------------------------------------------------------- 58.COM INC. Ticker: WUBA Security ID: 31680Q104 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Yong as Non-independent For For Shareholder Director 1.2 Elect Wen Bin as Non-independent For For Shareholder Director 1.3 Elect Dai Wenjuan as Non-independent For For Shareholder Director 1.4 Elect Zheng Xiaohai as Non-independent For For Shareholder Director 1.5 Elect Yu Jinjing as Non-independent For For Shareholder Director 1.6 Elect Xie Ping as Non-independent For For Shareholder Director 2.1 Elect Xu Jianjun as Independent For For Management Director 2.2 Elect Chen Suqin as Independent For For Management Director 3.1 Elect Gao Zhiling as Supervisor For For Shareholder 3.2 Elect Liu Zhongxi as Supervisor For For Shareholder 3.3 Elect Liu Hui as Supervisor For For Shareholder -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chang Ming as Independent For For Management Director -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 3.5 Approve Issue Size and Amount of For For Management Raised Funds 3.6 Approve Use of Proceeds For For Management 3.7 Approve Lock-up Period Arrangement For For Management 3.8 Approve Listing Location For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Management System of Raised Funds For Against Management 11 Elect Hua Jiajun as Supervisor For For Management -------------------------------------------------------------------------------- 5I5J HOLDING GROUP CO. LTD. Ticker: 000560 Security ID: Y5053Q100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Use of Own Funds to Invest in For For Management Securities and Financial Products 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 10 Approve Authorization of Board to For For Shareholder Handle All Related Matters 11 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 12 Approve Equity Acquisition and Signing For For Shareholder of Equity Transfer Agreement -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- A-LIVING SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Property For For Management Management Services Agreement, Revised Annual Cap and Related Transactions 2 Approve 2021 Property Management For For Management Services Framework Agreement, Revised Annual Caps and Related Transactions 3 Approve 2021 Property Agency Services For For Management Framework Agreement, Proposed Annual Caps and Related Transactions 4 Approve 2021 Framework Referral For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- A-LIVING SMART CITY SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New CMIG PM Agreement, For For Management Supplemental Agreement, Second Supplemental Agreement and Related Transactions -------------------------------------------------------------------------------- A-LIVING SMART CITY SERVICES CO., LTD. Ticker: 3319 Security ID: Y0038M100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Consolidated For For Management Financial Statements 4 Approve 2020 Annual Report For For Management 5 Approve 2021 Annual Financial Budget For For Management 6 Approve 2020 Final Dividend and For For Management Special Dividend 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares 11 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- AARTI INDUSTRIES LIMITED Ticker: 524208 Security ID: Y0000F133 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Kirit R. Mehta as Director For For Management 4 Reelect Manoj M. Chheda as Director For Against Management 5 Elect Narendra Salvi as Director For For Management 6 Approve Appointment and Remuneration For For Management of Narendra Salvi as Whole-time Director, Designated as Executive Director 7 Approve Revision in Remuneration For For Management Payable to Executive Directors 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Reclassification of Promoter For For Management and Promoter Group to Public Category 10 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- AARTI INDUSTRIES LIMITED Ticker: 524208 Security ID: Y0000F133 Meeting Date: JUN 14, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Bonus Shares For For Management 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AARTI SURFACTANTS LIMITED Ticker: 543210 Security ID: Y020CJ106 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Chandrakant Vallabhaji Gogri as For For Management Director 3 Approve Variation in Terms of For For Management Remuneration of Executive Directors 4 Approve Borrowing Powers For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- AAVAS FINANCIERS LIMITED Ticker: 541988 Security ID: Y0R7TT104 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Manas Tandon as Director For For Management 3 Reelect Kartikeya Dhruv Kaji as For Against Management Director 4 Elect Soumya Rajan as Director For For Management 5 Approve Increase in Borrowing Powers For For Management 6 Approve Pledging of Assets for Debt For For Management 7 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 8 Approve Equity Stock Option Plan For For For Management Employees 2020 ("ESOP-2020") and Issuance of Shares to Eligible Employees Under the Plan -------------------------------------------------------------------------------- ABB INDIA LIMITED Ticker: 500002 Security ID: Y0005K103 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jean-Christophe Deslarzes as For For Management Director 4 Elect V K Viswanathan as Director For For Management 5 Reelect Renu Sud Karnad as Director For For Management 6 Reelect Darius E. Udwadia as Director For For Management 7 Elect Morten Wierod as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ABB INDIA LIMITED Ticker: 500002 Security ID: Y0005K103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Morten Wierod as Director For For Management 4 Elect Maria Rosaria Varsellona as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ABB INDIA LIMITED Ticker: 500002 Security ID: Y0005K103 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gopika Pant as Director For For Management -------------------------------------------------------------------------------- ABDUL MOHSEN AL-HOKAIR GROUP FOR TOURISM & DEVELOPMENT CO. Ticker: 1820 Security ID: M008AQ100 Meeting Date: APR 18, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Majid Al Hukeir as Director None Abstain Management 1.2 Elect Sami Al Hukeir as Director None Abstain Management 1.3 Elect Amr Al Jalal as Director None Abstain Management 1.4 Elect Feisal Shakri as Director None Abstain Management 1.5 Elect Bandar Al Hukeir as Director None Abstain Management 1.6 Elect Khalid Aneeb as Director None Abstain Management 1.7 Elect Iyad Al Binyan as Director None Abstain Management 1.8 Elect Raed Abou Zinadah as Director None Abstain Management 1.9 Elect Ramzi Abou Khadhra as Director None Abstain Management 1.10 Elect Khalid Al Khudheiri as Director None Abstain Management 1.11 Elect Majid Al Suweigh as Director None Abstain Management 1.12 Elect Khalid Hajaj as Director None Abstain Management 1.13 Elect Saoud Al Areefi as Director None Abstain Management 1.14 Elect Ahmed Murad as Director None Abstain Management 1.15 Elect Raad Al Qahtani as Director None Abstain Management 1.16 Elect Al Moatassim Allam as Director None Abstain Management 1.17 Elect Omar Makharish as Director None Abstain Management 1.18 Elect Mujtaba Al Khuneizi as Director None Abstain Management 1.19 Elect Mohammed Shafeea as Director None Abstain Management 1.20 Elect Sultan Abdulsalam as Director None Abstain Management 1.21 Elect Sultan Qaramish as Director None Abstain Management 1.22 Elect Wael Al Bassam as Director None Abstain Management 1.23 Elect Amr Kurdi as Director None Abstain Management 1.24 Elect Nael Fayiz as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- ABDUL MOHSEN AL-HOKAIR GROUP FOR TOURISM & DEVELOPMENT CO. Ticker: 1820 Security ID: M008AQ100 Meeting Date: JUN 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 2,577,000 for FY 2020 7 Approve Remuneration of Audit For For Management Committee Members of SAR 198,000 for FY 2020 8 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 9 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 10 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 11 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 12 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 13 Approve Related Party Transactions Re: For For Management Tabuk Company for Commercial and Entertainment Projects 14 Approve Related Party Transactions Re: For For Management Abdul Mohsen Al Hokair and Sons Holding Company 15 Approve Related Party Transactions Re: For For Management Abdul Mohsen Al Hokair and Sons Holding Company 16 Approve Related Party Transactions Re: For For Management Abdul Mohsen Al Hokair and Sons Holding Company 17 Approve Related Party Transactions Re: For For Management Sami Abdul Mohsen Al Hokair Foundation 18 Approve Related Party Transactions Re: For For Management Arabian Tanami Company Ltd. 19 Approve Related Party Transactions Re: For For Management Riyadh Plastic Factory Company 20 Approve Related Party Transactions Re: For For Management Riyadh Plastic Factory Company 21 Approve Related Party Transactions Re: For For Management Health Recovery Company 22 Approve Related Party Transactions Re: For For Management Sami Abdul Mohsen Al Hokair Establishment 23 Approve Related Party Transactions Re: For For Management Abdul Mohsen Al Hokair Holding Group 24 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 25 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 26 Approve Related Party Transactions Re: For For Management Mussaed Al Hukeir 27 Approve Related Party Transactions Re: For For Management Mussaed Al Hukeir 28 Approve Related Party Transactions Re: For For Management Majid Al Hokair Press 29 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 30 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 31 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 32 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 33 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 34 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 35 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 36 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 37 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 38 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 39 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 40 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 41 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 42 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 43 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 44 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 45 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 46 Approve Related Party Transactions Re: For For Management Golden Tulip 47 Approve Related Party Transactions Re: For For Management Abdul Mohsen Abdulaziz Al Hokair Holding Group 48 Allow Majid Al Hukeir to Be Involved For For Management with Other Companies 49 Allow Sami Al Hukeir to Be Involved For For Management with Other Companies 50 Allow Bandar Al Hukeir to Be Involved For For Management with Other Companies -------------------------------------------------------------------------------- ABDULLAH AL OTHAIM MARKETS CO. Ticker: 4001 Security ID: M008AM109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 6 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 7 Approve Related Party Transactions For For Management with Al Othaim Holdings Re: Trademark Rental Contract 8 Approve Related Party Transactions For For Management with Al Othaim Holdings Re: Administrative Office Lease Contract 9 Approve Related Party Transactions For Against Management with Al Othaim Holdings Re: Joint Services Contract 10 Approve Related Party Transactions For For Management with Al Othaim Holdings Re: Employees Accommodation 11 Approve Related Party Transactions For For Management with Al Othaim Holdings Re: Sanabel Al Khair Card Purchases 12 Approve Related Party Transactions For For Management with Al Othaim Holdings Re: Labor Service Lease 13 Approve Related Party Transactions For For Management with Abdullah Al Othaim Investment Company and its Subsidiaries Re: Administrative Office Lease Contract 14 Approve Related Party Transactions For Against Management with Abdullah Al Othaim Investment Company and its Subsidiaries Re: Common Services 15 Approve Related Party Transactions For For Management with Abdullah Al Othaim Investment Company and its Subsidiaries Re: Marketing Services and Activities 16 Approve Related Party Transactions For For Management with Abdullah Al Othaim Investment Company and its Subsidiaries Re: Labor Service Lease 17 Approve Related Party Transactions For For Management with Abdullah Al Othaim Investment Company and its Subsidiaries Re: Employee Accommodation 18 Approve Related Party Transactions For For Management with Abdullah Al Othaim Investment Company and its Subsidiaries Re: Electricity and Utilities Contract 19 Approve Related Party Transactions For For Management with Abdullah Al Othaim Investment Company and its Subsidiaries Re: Electricity of Billboards in Commercial Malls 20 Approve Related Party Transactions For For Management Between Mueen Human Resources Company and Seven Services Company Re: Labor Service Lease 21 Approve Related Party Transactions For For Management with Mueen Human Resources Company Re: Property Lease Contract 22 Approve Related Party Transactions For For Management with Mueen Human Resources Company Re: Properties Lease Contracts 23 Approve Related Party Transactions For For Management with Mueen Human Resources Company Re: Purchase of Property 24 Approve Related Party Transactions For For Management with Mueen Human Resources Company and its Subsidiaries Re: Recruitment Services of Typical Labors 25 Approve Related Party Transactions For For Management with Riyadh Food Industries Company Re: Supply of Food Products 26 Approve Related Party Transactions For For Management with Seven Services Company Re: Commissions of Selling Goods 27 Approve Related Party Transactions For For Management with Seven Services Company Re: Administrative Office Lease 28 Approve Related Party Transactions For For Management with Shorofat Al Jazira Company Re: Labor Service Lease 29 Approve Related Party Transactions For For Management with Marafiq Al Tashgeel Company Re: Labors Service Lease 30 Approve Related Party Transactions For For Management with Anni and Dani Company Re: Showrooms Lease -------------------------------------------------------------------------------- ABILITY ENTERPRISE CO., LTD. Ticker: 2374 Security ID: Y0008P109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Cash Distributed from the For For Management Additional Paid-in Capital 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ABOITIZ POWER CORP. Ticker: AP Security ID: Y0005M109 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held Last April 27, 2020 2 Approve 2020 Annual Report and For For Management Financial Statements 3 Appoint Company's External Auditor for For For Management 2021 4.1 Elect Sabin M. Aboitiz as Director For For Management 4.2 Elect Luis Miguel O. Aboitiz as For For Management Director 4.3 Elect Mikel A. Aboitiz as Director For For Management 4.4 Elect Emmanuel V. Rubio as Director For For Management 4.5 Elect Edwin Bautista as Director For For Management 4.6 Elect Danel C. Aboitiz as Director For For Management 4.7 Elect Carlos C. Ejercito as Director For For Management 4.8 Elect Raphael Perpetuo M. Lotilla as For For Management Director 4.9 Elect Eric Ramon O. Recto as Director For For Management 5 Approve Increase in the Per Diem of For For Management the Chairman of the Board and Chairmen of the Committees 6 Ratify Acts, Resolutions and For For Management Proceedings of the Board of Directors, Corporate Officers and Management from 2020 Up to April 26, 2021 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors with Ranesh Hariparsad as the Designated Auditor 2 Appoint KPMG Inc as Auditors with For For Management Heather Berrange as the Designated Auditor 3.1 Re-elect Alex Darko as Director For For Management 3.2 Re-elect Daisy Naidoo as Director For For Management 3.3 Re-elect Francis Okomo-Okello as For For Management Director 3.4 Re-elect Sipho Pityana as Director For For Management 3.5 Re-elect Tasneem Abdool-Samad as For For Management Director 4.1 Elect Fulvio Tonelli as Director For For Management 4.2 Re-elect Rene van Wyk as Director For For Management 4.3 Elect Nonhlanhla Mjoli-Mncube as For For Management Director 5.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 5.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 5.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 5.4 Re-elect Swithin Munyantwali as Member For For Management of the Group Audit and Compliance Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Implementation For For Management Report 9 Approve Remuneration of Non-executive For For Management Directors 10 Authorise Repurchase of Issued Share For For Management Capital 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- ABU DHABI COMMERCIAL BANK Ticker: ADCB Security ID: M0152Q104 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Statements for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Internal Shariah Supervisory For For Management Board Report for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Elect Internal Shariah Supervisory For For Management Board Members (Bundled) 6 Approve Dividends Representing 27 For For Management Percent of the Share Capital for FY 2020 7 Approve Remuneration of Directors for For For Management FY 2020 8 Approve Discharge of Directors for FY For For Management 2020 9 Approve Discharge of Auditors for FY For For Management 2020 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 11 Discuss and Note Changes to Board For For Management Composition 12 Approve the Appointing of Two For For Management Representatives for the Shareholders Who Wish to Represent and Vote on Their Behalf 1.1 Amend Article 1 of Bylaws Re: Board of For For Management Directors 1.2 Amend Article 17 clause 9 of Bylaws For For Management Re: Board of Directors 2.1 Authorize Issuance of Debt Tier For For Management Capital Instruments, Notes/Bonds or Trust Certificates Up to USD 2,000,000,000 2.2 Authorize the Update of Abu Dhabi For For Management Commercial Bank PJSC USD 15,000,000,000 Global Medium Term Note Programme (GMTN Programme) 2.3 Authorize Issuance of Non-Convertible For For Management Bonds Up To USD 15,000,000,000 2.4 Authorize Establishing of Debt Funding For For Management Programme Up to Maximum Amount of USD 2,500,000,000 in Addition to GMTN Programme 2.5 Authorize Issuance of Non-Convertible For For Management Bonds Up to USD 2,500,000,000 2.6 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Bonds and Debts Instruments -------------------------------------------------------------------------------- ABU DHABI ISLAMIC BANK Ticker: ADIB Security ID: M0152R102 Meeting Date: APR 04, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Dividends of AED 0.2058 per For For Management Share for FY 2020 6 Approve Remuneration of Directors for For For Management FY 2020 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Discharge of Auditors for FY For For Management 2020 9 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2021 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 11 Approve the Appointing of Two For For Management Representatives for the Shareholders Who Wish to Represent and Vote on Their Behalf and Determine their Fees 12 Approve Related Party Transactions Re: For Against Management National Holding Co -------------------------------------------------------------------------------- ACBEL POLYTECH, INC. Ticker: 6282 Security ID: Y0002J109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Approve Issuance of Restricted For For Management Employee Shares 7.1 Elect Hsu Chieh-Li with Shareholder No. For For Management 102875, as Non-independent Director 7.2 Elect Chen, Wei-Chang, a For Against Management Representative of Kinpo Electronics, Inc. with Shareholder No. 7588, as Non-independent Director 7.3 Elect Wea Chi-Lin with ID No. For Against Management J100196XXX, as Non-independent Director 7.4 Elect Kao Ching-Shang with Shareholder For Against Management No. 3436, as Non-independent Director 7.5 Elect Chiu Ping-Ho with Shareholder No. For Against Management 8074, as Non-independent Director 7.6 Elect Hu Shin-Fang with Shareholder No. For Against Management 202944, as Non-independent Director 7.7 Elect Wang Ho-Fei with Shareholder No. For Against Management 1997, as Non-independent Director 7.8 Elect Liu Chun-Chih with ID No. For Against Management F121884XXX, as Non-independent Director 7.9 Elect Lin Neng-Pai with ID No. For For Management R100981XXX as Independent Director 7.10 Elect Tsai Lien-Sheng with ID No. For For Management D100613XXX as Independent Director 7.11 Elect Huang Chung-Chiu with ID No. For For Management L100765XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ACC LIMITED Ticker: 500410 Security ID: Y0022S105 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Martin Kriegner as Director For For Management 4 Reelect Vijay Kumar Sharma as Director For For Management 5 Elect Neeraj Akhoury as Director For For Management 6 Elect Sridhar Balakrishnan as Director For For Management 7 Approve Appointment and Remuneration For For Management of Sridhar Balakrishnan as Managing Director & Chief Executive Officer 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- ACC LIMITED Ticker: 500410 Security ID: Y0022S105 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jan Jenisch as Director For Against Management 4 Reelect Narotam Sekhsaria as Director For For Management 5 Elect M. R. Kumar as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fu Xiaodong as Non-independent For For Management Director 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ACCELINK TECHNOLOGIES CO., LTD. Ticker: 002281 Security ID: Y00060106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Business For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Services Agreement For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Personal Accident Insurance 11 Approve 2017 Repurchase and For For Management Cancellation of Performance Shares (I) 12 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares (I) 13 Approve 2017 Repurchase and For For Management Cancellation of Performance Shares (II) 14 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares (II) 15 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ACTER CO., LTD. Ticker: 5536 Security ID: Y00113103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect Liang, Chin-Li with Shareholder For For Management No. 00000008, as Non-Independent Director 5.2 Elect Yang,Jung-Tang, with Shareholder For For Management No. 00000001, as Non-Independent Director 5.3 Elect Hu, Tai-Tsen, with Shareholder For For Management No. 00000316, as Non-Independent Director 5.4 Elect Yeh, Hui-Hsin, with Shareholder For Against Management No. 00000465, as Independent Director 5.5 Elect Wang, Mao-Rong, with Shareholder For For Management No. 00023210, as Independent Director 5.6 Elect Yang, Qian, with Shareholder No. For For Management F103802XXX, as Independent Director 5.7 Elect Huang, Tzu-Pei, with Shareholder For For Management No. K222005XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Services For For Management Agreement 2 Approve Guarantee Provision Plan For For Management 3.1 Approve Purpose of Share Repurchase For For Management 3.2 Approve Types of Shares to be For For Management Repurchased 3.3 Approve Method of Repurchasing For For Management 3.4 Approve Price Range For For Management 3.5 Approve Number of Shares to be For For Management Repurchased and their Percentage of the Total Share Capital 3.6 Approve Total Funds to be Used for the For For Management Repurchase 3.7 Approve Source of Funds for the For For Management Repurchase 3.8 Approve Period of Share Repurchasing For For Management 3.9 Approve Specific Authorization for For For Management Share Repurchase Matters 3.10 Approve the Repurchase Plan is in Line For For Management with the Regulations 3.11 Approve Following Matters after the For For Management Completion of the Repurchase Plan -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ge Ming as Independent Director For For Management 2 Approve Change in Usage of Raised Funds For For Management 3 Elect Dong Jiahui as Supervisor For For Management -------------------------------------------------------------------------------- ADAMA LTD. Ticker: 200553 Security ID: Y3746E105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Board of For For Management Directors 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Related Party Transaction For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Repurchase and Cancellation of For For Management Shares and Decrease of Registered Capital 10 Amend Articles of Association For For Management 11.1 Elect Erik Fyrwald as Director For For Management 11.2 Elect Chen Lichtenstein as Director For For Management 11.3 Elect An Liru as Director For For Management 12.1 Elect Ge Ming as Director For For Management 12.2 Elect Xi Zhen as Director For For Management 13.1 Elect Liu Jianhua as Supervisor For For Management 13.2 Elect Yuan Yuan as Supervisor For For Management -------------------------------------------------------------------------------- ADANI GAS LIMITED Ticker: 542066 Security ID: Y0R138119 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name and Amend For For Management Memorandum and Articles of Association 2 Amend Main Object Clause of Memorandum For For Management of Association -------------------------------------------------------------------------------- ADANI GREEN ENERGY LIMITED Ticker: 541450 Security ID: Y0R196109 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Amended and Restated Articles of For For Management Association -------------------------------------------------------------------------------- ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Ticker: 532921 Security ID: Y00130107 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Windy Lakeside Investment Ltd on Preferential Basis -------------------------------------------------------------------------------- ADANI POWER LIMITED Ticker: 533096 Security ID: Y0019Q104 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Delisting of Equity For For Management Shares of the Company from BSE Limited and National Stock Exchange of India Limited -------------------------------------------------------------------------------- ADATA TECHNOLOGY CO. LTD. Ticker: 3260 Security ID: Y00138134 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6.1 Elect Hu, Yao-Jen, with Shareholder NO. For For Management R121624XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ADCOCK INGRAM HOLDINGS LTD. Ticker: AIP Security ID: S00358101 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael Sathekge as Director For For Management 1.2 Re-elect Lulama Boyce as Director For For Management 1.3 Re-elect Dr Claudia Manning as Director For For Management 2.1 Re-elect Debbie Ransby as Chairperson For For Management of the Audit Committee 2.2 Re-elect Lulama Boyce as Member of the For For Management Audit Committee 2.3 Re-elect Matthias Haus as Member of For For Management the Audit Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Keeran Ramnarian as the Designated Auditor and Authorise Their Remuneration 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Remuneration of Non-executive For For Management Directors 3 Amend Memorandum of Incorporation For For Management 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Zhaoyong as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- ADDSINO CO., LTD. Ticker: 000547 Security ID: Y26525108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For Against Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Unfulfilled Performance For For Management Commitments and Compensation Plan 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ADIMMUNE CORP. Ticker: 4142 Security ID: Y0013X105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- ADITYA BIRLA CAPITAL LIMITED Ticker: 540691 Security ID: Y0R14D109 Meeting Date: AUG 31, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Santrupt Misra as Director For Against Management -------------------------------------------------------------------------------- ADITYA BIRLA CAPITAL LIMITED Ticker: 540691 Security ID: Y0R14D109 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Potential Dilution of For For Management Shareholding in Aditya Birla Sun Life AMC Limited to Less than or Equal to Fifty Percent Under Regulation 24(5) of the SEBI Listing Regulations -------------------------------------------------------------------------------- ADITYA BIRLA FASHION AND RETAIL LIMITED Ticker: 535755 Security ID: Y6862N106 Meeting Date: SEP 07, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sushil Agarwal as Director For For Management 3 Elect Himanshu Kapania as Director For For Management 4 Elect Sunirmal Talukdar as Director For For Management 5 Elect Nish Bhutani as Director For For Management 6 Approve Increase in Borrowing Limits For For Management 7 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- ADITYA BIRLA FASHION AND RETAIL LIMITED Ticker: 535755 Security ID: Y6862N106 Meeting Date: NOV 22, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Flipkart Investments Private Limited on Preferential Basis -------------------------------------------------------------------------------- ADLINK TECHNOLOGY, INC. Ticker: 6166 Security ID: Y0014R107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- ADMIE HOLDINGS (IPTO) SA Ticker: ADMIE Security ID: X332A0109 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Approve Director Remuneration For For Management 5 Advisory Vote on Remuneration Report For For Management 6 Approve Auditors and Fix Their For For Management Remuneration 7 Authorize Share Repurchase Program For For Management 8.1 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 8.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 8.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 8.4 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 8.5 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 8.6 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 8.7 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 9 Authorize Board to Participate in For For Management Companies with Similar Business Interests 10 Various Announcements None None Management -------------------------------------------------------------------------------- ADMIE HOLDINGS (IPTO) SA Ticker: ADMIE Security ID: X332A0109 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors (Bundled) For Against Management 2 Other Business For Against Management -------------------------------------------------------------------------------- ADVANCED CERAMIC X CORP. Ticker: 3152 Security ID: Y001AN109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ADVANCED INFO SERVICE PUBLIC CO., LTD. Ticker: ADVANC Security ID: Y0014U183 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment None None Management and Omission of Dividend Payment 4 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co. Ltd. as Auditor and Authorize Board to Fix Their Remuneration 5.1 Elect Somprasong Boonyachai as Director For For Management 5.2 Elect Krairit Euchukanonchai as For For Management Director 5.3 Elect Prasan Chuaphanich as Director For For Management 5.4 Elect Hui Weng Cheong as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Issuance of Debentures For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- ADVANCED INFO SERVICE PUBLIC CO., LTD. Ticker: ADVANC Security ID: Y0014U183 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co. Ltd. (Deloitte) as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Kan Trakulhoon as Director For For Management 5.2 Elect Gerardo C. Ablaza, Jr. as For For Management Director 5.3 Elect Allen Lew Yoong Keong as Director For For Management 5.4 Elect Somchai Lertsutiwong as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- ADVANCED INTERNATIONAL MULTITECH CO. LTD. Ticker: 8938 Security ID: Y00159106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ADVANCED PETROCHEMICAL CO. Ticker: 2330 Security ID: M0182V107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q1,Q2,Q3 and Annual Quarter of FY 2021 and Q1 of FY 2022 5 Approve Dividends of SAR 0.65 Per For For Management Share for FY 2020 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Approve Discontinuing Transfer of 10 For For Management Percent from Net Income to Statutory Reserve 10 Approve Transfer of 10 Percent of Net For For Management Income to Consensual Reserve 11 Amend Article 2 of Bylaws Re: For For Management Company's Name 12 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 13 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 14 Amend Article 22 of Bylaws Re: Boards For For Management Meetings 15 Amend Article 30 of Bylaws Re: General For For Management Meetings Invitation 16 Amend Article 42 of Bylaws Re: For For Management Appointing Auditors 17 Approve Corporate Social For For Management Responsibility Policy -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Working System for Independent For For Management Directors 4.1 Elect Yang Songling as Independent For For Management Director -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Junfeng as Director For For Management 1.2 Elect Bi Linsheng as Director For For Management 1.3 Elect Zhang Jianwu as Director For For Management 1.4 Elect Wang Shejiao as Director For For Management 1.5 Elect Zhao Dongliang as Director For For Management 1.6 Elect Yu Xiaojun as Director For For Management 2.1 Elect Liu Zhaonian as Director For For Management 2.2 Elect Zhou Liguo as Director For For Management 2.3 Elect Yang Songling as Director For For Management 3.1 Elect Tang Jianxin as Supervisor For For Management 3.2 Elect Jin Ge as Supervisor For For Management -------------------------------------------------------------------------------- ADVANCED TECHNOLOGY & MATERIALS CO., LTD. Ticker: 000969 Security ID: Y0015Z108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision for Asset Impairment For For Management 6 Approve Asset Impairment and Write-off For Against Management Management System 7 Approve Daily Operating Related Party For For Management Transaction 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- ADVANCED WIRELESS SEMICONDUCTOR CO. Ticker: 8086 Security ID: Y0016E104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect HSU,HSIU-LAN, Representative of For Against Management SINO-AMERICAN SILICON PRODUCTS INC., with Shareholder No. 172207, as Non-Independent Director 1.2 Elect CHIU,CHUN-HUA, with ID No. For For Management V120280XXX, as Independent Director 2 Approve Release of Restrictions on For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- ADVANCED WIRELESS SEMICONDUCTOR CO. Ticker: 8086 Security ID: Y0016E104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3.1 Elect Kune-Muh Tsai, with ID No. For For Management F12074XXXX (F120740XXX), as Independent Director -------------------------------------------------------------------------------- ADVANTECH CO., LTD. Ticker: 2395 Security ID: Y0017P108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 5 Approve Application for Listing and For For Management OTC Listing of LNC Technology Co., Ltd. , a Subsidiary of the Company and Authorization of the Board to Handle Matters Related to the Issuance of Shares to LNC Prior to the Filing of Application -------------------------------------------------------------------------------- ADVTECH LTD. Ticker: ADH Security ID: S0065B115 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2 Elect Clive Thomson as Director For For Management 3 Elect Monde Nkosi as Director For For Management 4 Re-elect Shirley Zinn as Director For For Management 5 Re-elect Keith Warburton as Chairman For For Management of the Audit and Risk Committee 6 Re-elect Dr Jacqueline Chimhanzi as For For Management Member of the Audit and Risk Committee 7 Re-elect Konehali Gugushe as Member of For For Management the Audit and Risk Committee 8 Elect Clive Thomson as Member of the For For Management Audit and Risk Committee 9 Appoint Ernst & Young Incorporated as For For Management Auditors with C Trollope as the Designated Audit Partner 10 Authorise Board to Issue Shares for For For Management Cash 11 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AECC AERO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600391 Security ID: Y79333103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Provision for Asset Impairment For For Management 6 Approve Business Plan For For Management 7 Approve Investment Plan For For Management 8 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 9 Approve Related Party Transaction For For Management 10 Approve 2020 Expenses of Board of For For Management Directors and 2021 Budget for Board of Directors 11 Approve Allowance of Independent For For Management Directors 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 2 Approve Signing of Conditional Capital For For Management Injection Agreement 3 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Related Loans For For Management 3 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Usage of Raised Funds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve to Sign the Agreement on For For Management Issuance of Shares to Purchase Assets 9 Approve Conditional Shares For For Management Subscription Agreement with Target Subscribers in Connection to the Private Placement 10 Approve Signing of Assets Purchase For For Management Agreement 11 Approve Related Party Transactions in For For Management Connection to Private Placement 12 Approve Relevant Audit Reports and For For Management Asset Appraisal Reports 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Elect Yang Xianfeng as For For Management Non-Independnent Director -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- AECC AERO-ENGINE CONTROL CO., LTD. Ticker: 000738 Security ID: Y6203U108 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Subscribers and For For Management Subscription Method 1.2 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 1.3 Approve Lock-up Period Arrangement For For Management 1.4 Approve Use of Proceeds For For Management 2 Approve Plan for Private Placement of For For Management Shares (Revised Draft) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 4 Approve Signing of Supplementary For For Management Agreement to the Acquisition of Assets by Issuance of Shares in Connection to the Private Placement 5 Approve Conditional Shares For For Management Subscription Agreement in Connection to the Private Placement 6 Approve Signing of Termination For For Management Agreement of the Share Subscription Agreement with Beijing Guofa Aviation Engine Industry Investment Fund Center (Limited Partnership) 7 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Relevant Audit Report in For For Management Connection to the Private Placement -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Implementation For For Management Content and Period of Raised Funds Project -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management Ultimate Controlling Shareholder and Related Parties -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve External Guarantee For For Management 3 Approve Financing Application and For For Management Signing Related Agreements 4 Approve Related Party Transaction in For For Shareholder Connection to Capital Injection Agreement -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Sen as Non-Independent For For Shareholder Director 1.2 Elect Yan Jianxing as Non-Independent For For Shareholder Director 1.3 Elect Zhang Zi as Non-Independent For For Shareholder Director 1.4 Elect Li Jun as Non-Independent For For Shareholder Director 1.5 Elect Sun Hongwei as Non-Independent For For Shareholder Director 1.6 Elect Jia Dafeng as Non-Independent For For Shareholder Director 1.7 Elect Yang Xianfeng as Non-Independent For For Shareholder Director 2.1 Elect Li Jinlin as Independent Director For For Shareholder 2.2 Elect Liu Zhimeng as Independent For For Shareholder Director 2.3 Elect Wang Zhanxue as Independent For For Shareholder Director 2.4 Elect Du Jian as Independent Director For For Shareholder 3.1 Elect Mou Xin as Supervisor For For Shareholder 3.2 Elect Wang Lutang as Supervisor For For Shareholder -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Election of Members of the For For Management Professional Committee of the Board of Directors 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Related Party Transaction For For Management 9 Approve Issuance of Shares and Raising For For Management Supporting Funds as well as Special Report on the Deposit and Usage of Raised Funds 10 Approve Remuneration of Directors For For Management 11 Approve Financial Budget For For Management 12 Approve Signing of Related Party For For Management Transaction Framework Agreement 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- AECC AVIATION POWER CO. LTD. Ticker: 600893 Security ID: Y9730A108 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Elect Zhao Liang as Non-independent For For Shareholder Director and Member of Strategy Committee -------------------------------------------------------------------------------- AECI LTD. Ticker: AFE Security ID: S00660118 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors with Patrick Ndlovu as the Designated Individual Audit Partner 2.1 Re-elect Fikile De Buck as Director For For Management 2.2 Re-elect Godfrey Gomwe as Director For For Management 2.3 Re-elect Philisiwe Sibiya as Director For For Management 3 Elect Marna Roets as Director For For Management 4 Re-elect Mark Dytor as Director For For Management 5.1 Re-elect Fikile De Buck as Member of For For Management the Audit Committee 5.2 Re-elect Godfrey Gomwe as Member of For For Management the Audit Committee 5.3 Elect Marna Roets as Member of the For For Management Audit Committee 5.4 Re-elect Philisiwe Sibiya as Member of For For Management the Audit Committee 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation of Remuneration For Against Management Policy 1.1 Approve Fees of Board Chairman For For Management 1.2 Approve Fees of Non-Executive Directors For For Management 1.3 Approve Fees of Audit Committee For For Management Chairman 1.4 Approve Fees of Audit Committee Members For For Management 1.5 Approve Fees of Other Board For For Management Committees' Chairman 1.6 Approve Fees of Other Board For For Management Committees' Members 1.7 Approve Meeting Attendance Fee For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- AEGEAN AIRLINES SA Ticker: AEGN Security ID: X18035109 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Non-Distribution of Dividends 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Approve Auditors and Fix Their For For Management Remuneration 5 Approve Director Remuneration For For Management 6 Approve Remuneration of Members of For For Management Audit Committee 7 Advisory Vote on Remuneration Report For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- AEON CREDIT SERVICE (M) BERHAD Ticker: 5139 Security ID: Y0018E102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits Payable For For Management 4 Elect Ng Eng Kiat as Director For For Management 5 Elect Tomokatsu Yoshitoshi as Director For For Management 6 Elect S Sunthara Moorthy A/L S For For Management Subramaniam as Director 7 Elect Adinan bin Maning as Director For For Management 8 Elect Khoo Pek Ling as Director For For Management 9 Elect Yasmin Ahmad Merican as Director For For Management 10 Elect Rashidah binti Abu Bakar as For For Management Director 11 Elect Lee Tyan Jen as Director For For Management 12 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- AEON THANA SINSAP (THAILAND) PUBLIC CO. LTD. Ticker: AEONTS Security ID: Y0017D147 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and None None Management Operating Results 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend and For For Management Approve Final Dividend 4.1 Elect Nuntawat Chotvijit as Director For Against Management 4.2 Elect Suriporn Thammawatid as Director For Against Management 4.3 Elect Mongkon Laoworapong as Director For Against Management 4.4 Elect Mitsugu Tamai as Director For Against Management 4.5 Elect Junichi Iwakami as Director For Against Management 4.6 Elect Ittinant Suwanjutha as Director For Against Management 4.7 Approve Decrease of Number of For For Management Directors from 14 to 12 5 Approve Remuneration of Directors For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business None None Management -------------------------------------------------------------------------------- AEROFLOT-RUSSIAN AIRLINES PJSC Ticker: AFLT Security ID: X00096101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Determine Quantity, Nominal Value, For For Management Category, and Rights of Company's Shares 2 Amend Charter Re: Authorized Capital For For Management 3 Approve Increase in Share Capital via For For Management Issuance of Shares -------------------------------------------------------------------------------- AEROSPACE CH UAV CO., LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Entrusted Loan For For Management from Controlling Shareholder 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- AEROSPACE CH UAV CO., LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date and Pricing For For Management Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Raised Funds Investment For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AEROSPACE CH UAV CO., LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Handling of Deposit Business For For Management Risks 2 Elect Wang Xiaolong as Supervisor For For Shareholder 3 Approve Extension of Implementation of For For Shareholder Commitment -------------------------------------------------------------------------------- AEROSPACE CH UAV CO., LTD. Ticker: 002389 Security ID: Y9893Y109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Related Party Transactions For For Management 7 Approve Comprehensive Budget Proposal For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AEROSPACE COMMUNICATIONS HOLDINGS CO., LTD. Ticker: 600677 Security ID: Y0019U105 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan For For Management -------------------------------------------------------------------------------- AEROSPACE COMMUNICATIONS HOLDINGS CO., LTD. Ticker: 600677 Security ID: Y0019U105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Terminate Listing of the For For Management Company's Shares 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For Did Not Vote Management -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Related Party Transaction For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Signing of Financial For For Management Cooperation Agreement 10 Approve Related Financial Services For For Management such as Deposits and Loans -------------------------------------------------------------------------------- AEROSPACE HI-TECH HOLDING GROUP CO., LTD. Ticker: 000901 Security ID: Y0018V104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Related Party Transaction For Did Not Vote Management 8 Approve Appointment of Financial For Did Not Vote Management Auditor and Internal Control Auditor 9 Approve Signing of Financial For Did Not Vote Management Cooperation Agreement 10 Approve Related Financial Services For Did Not Vote Management such as Deposits and Loans -------------------------------------------------------------------------------- AEROSUN CORP. Ticker: 600501 Security ID: Y6203T101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Daily Related Party For For Management Transactions 8.1 Elect Shu Jinlong as Supervisor For For Shareholder 8.2 Approve Resignation of Gong Xinglong For For Management -------------------------------------------------------------------------------- AES BRASIL ENERGIA SA Ticker: AESB3 Security ID: P0R9B6109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Financial Results For For Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- AES BRASIL ENERGIA SA Ticker: AESB3 Security ID: P0R9B6109 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- AES GENER SA Ticker: AESGENER Security ID: P0607L111 Meeting Date: OCT 01, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Extend Authority up to Maximum of 180 For For Management Days to Set Subscription Price of 5 Billion Shares in Connection with Capital Increase Approved by EGM on April 16, 2020 2 Receive Report Regarding Related-Party For For Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AES GENER SA Ticker: AESGENER Security ID: P0607L111 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum and Open Meeting For For Management 2 Designate Shareholders, Chairman and For For Management Secretary to Sign Minutes of Meeting 3 Approve Interim Dividends in Cash of For For Management USD 0.02 Per Share 4 Receive Report Regarding Related-Party For For Management Transactions 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AES GENER SA Ticker: AESGENER Security ID: P0607L111 Meeting Date: APR 23, 2021 Meeting Type: Annual/Special Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum and Open Meeting For For Management 2 Designate Shareholders, Chairman and For For Management Secretary to Sign Minutes of Meeting 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Dividend Policy For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Expenses and Activities 7 Approve Remuneration of Directors and For For Management Advisers 8 Appoint Auditors For For Management 9 Designate Risk Assessment Companies For For Management 10 Receive Report Regarding Related-Party For For Management Transactions 11 Designate Newspaper to Publish For For Management Announcements 12 Other Business For Against Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Verify Quorum and Open Meeting For For Management 2 Designate Shareholders, Chairman and For For Management Secretary to Sign Minutes of Meeting 3 Approve Interim Dividends of USD 0.005 For For Management per Share 4 Change Company Name to AES Andes S.A.; For For Management Amend Article 1 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AES TIETE ENERGIA SA Ticker: TIET4 Security ID: P30641115 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- AES TIETE ENERGIA SA Ticker: TIET4 Security ID: P30641115 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget, Allocation of For For Management Income and Dividends 3 Fix Number of Directors at 11 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Julian Jose Nebreda Marquez as For For Management Director and Vicente Javier Giorgio as Alternate 5.2 Elect Charles Lenzi as Director and For Against Management Ricardo Bull Silvarinho as Alternate 5.3 Elect Susan Pasley Keppelman Harcourt For Against Management as Director and Matthew Theodore Olive as Alternate 5.4 Elect Francisco Jose Morandi Lopez as For Against Management Director and Arminio Francisco Borjas Herrera as Alternate 5.5 Elect Bernerd Raymond Da Santos Avila For Against Management as Director and Marcelo Daniel Aicardi as Alternate 5.6 Elect Leonardo Eleuterio Moreno as For Against Management Director and Kleber Jansen Costa as Alternate 5.7 Elect Krista Sweigart as Director and For Against Management Maria Paz Teresa Cerda Herreros as Alternate 5.8 Elect Franklin Lee Feder as For Against Management Independent Director 5.9 Elect Denise Duarte Damiani as For For Management Independent Director 5.10 Elect Fellipe Agostini Silva as For Abstain Management Director and Daniel de Sousa Melo as Alternate 5.11 Elect Roberto Oliveira de Lima as For Against Management Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Julian Jose Nebreda Marquez as Director and Vicente Javier Giorgio as Alternate 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Charles Lenzi as Director and Ricardo Bull Silvarinho as Alternate 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Susan Pasley Keppelman Harcourt as Director and Matthew Theodore Olive as Alternate 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Jose Morandi Lopez as Director and Arminio Francisco Borjas Herrera as Alternate 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernerd Raymond Da Santos Avila as Director and Marcelo Daniel Aicardi as Alternate 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Eleuterio Moreno as Director and Kleber Jansen Costa as Alternate 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Krista Sweigart as Director and Maria Paz Teresa Cerda Herreros as Alternate 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Franklin Lee Feder as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Denise Duarte Damiani as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Fellipe Agostini Silva as Director and Daniel de Sousa Melo as Alternate 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Oliveira de Lima as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Fix Number of Fiscal Council Members For For Management at Five 11.1 Elect Mario Shinzato as Fiscal Council For For Management Member and Newton Akira Fukumitso as Alternate 11.2 Elect Raimundo Claudio Batista as For For Management Fiscal Council Member and Alberto Iraze Ribeiro as Alternate 11.3 Elect Luiz Eduardo Frisoni Junior as For For Management Fiscal Council Member and Eraldo Soares Pecanha as Alternate 12 As an Ordinary Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- AES TIETE ENERGIA SA Ticker: TIET4 Security ID: P30641115 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Transfer All For For Management Company's Shares to AES Brasil Energia S.A. (AES Brasil) 2 Approve Transfer of All Company's For For Management Shares to AES Brasil Energia S.A. (AES Brasil) with Waiver of the Installation of the Independent Committee 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions 4 Ratify Acquisition of Ventus Holding For For Management de Energia Eolica Ltda. and Shares Representing 51 Percent of the Social Capital of Brasventos Eolo Geradora de Energia S.A., Rei dos Ventos 3 Geradora de Energia S.A. and Brasventos Miassaba 3 Geradora de Energia S.A. 5 Ratify the Granting of Power of For For Management Attorney to the SPEs -------------------------------------------------------------------------------- AFRICAN RAINBOW MINERALS LTD. Ticker: ARI Security ID: S01680107 Meeting Date: DEC 04, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Tom Boardman as Director For For Management 2 Re-elect Anton Botha as Director For For Management 3 Re-elect Joaquim Chissano as Director For For Management 4 Re-elect Dr Rejoice Simelane as For For Management Director 5 Elect Pitsi Mnisi as Director For For Management 6 Elect Tsu Mhlanga as Director For For Management 7 Elect Jongisa Magagula as Director For For Management 8 Reappoint Ernst & Young Inc as For For Management Auditors with PD Grobbelaar as the Designated Auditor 9.1 Re-elect Tom Boardman as Chairman of For For Management the Audit and Risk Committee 9.2 Re-elect Anton Botha as Member of the For For Management Audit and Risk Committee 9.3 Re-elect Alex Maditsi as Member of the For For Management Audit and Risk Committee 9.4 Re-elect Dr Rejoice Simelane as Member For For Management of the Audit and Risk Committee 9.5 Elect Pitsi Mnisi as Member of the For For Management Audit and Risk Committee 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 12 Place Authorised but Unissued Shares For For Management under Control of Directors 13 Authorise Board to Issue Shares for For For Management Cash 14.1 Approve the Annual Retainer Fees for For For Management Non-executive Directors 14.2 Approve the Fees for Attending Board For For Management Meetings 15 Approve the Committee Attendance Fees For For Management for Non-executive Directors 16 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 17 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 18 Authorise Issue of Shares in For For Management Connection with the Share or Employee Incentive Schemes 19 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AG ANADOLU GRUBU HOLDING AS Ticker: AGHOL Security ID: M9879B100 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Allocation of Income For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- AG ANADOLU GRUBU HOLDING AS Ticker: AGHOL.E Security ID: M9879B100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Ratify Director Appointment For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors and Approve Their For Against Management Remuneration 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2020 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Close Meeting None None Management -------------------------------------------------------------------------------- AGILE GROUP HOLDINGS LTD. Ticker: 3383 Security ID: G01198103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chen Zhuo Lin as Director For For Management 4 Elect Luk Sin Fong, Fion as Director For For Management 5 Elect Chan Cheuk Nam as Director For For Management 6 Elect Cheng Hon Kwan as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 9A Authorize Repurchase of Issued Share For For Management Capital 9B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AGILITY PUBLIC WAREHOUSING CO. KSC Ticker: AGLTY Security ID: M8788D124 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Corporate Governance Report For Against Management including the Remuneration Report and Audit Committee Report for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Financial Statements and For Against Management Statutory Reports for FY 2020 5 Approve Special Report on Penalties For For Management and Violations for FY 2020 6 Approve Dividends of KWD 0.010 per For For Management Share for FY 2020 7 Authorize Distribution of Bonus Shares For For Management Representing 10 Percent of Share Capital 8 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve 9 Approve Related Party Transactions Re: For Against Management Directors, Directors' Representatives and Directors' Relatives Transactions 10 Approve Listing of Shares on a Foreign For Against Management Stock Exchange Up to 40 Percent of Company Total Capital and Authorize Board to Take All Procedures and Instructions Needed 11 Approve Remuneration of Directors of For For Management KWD 140,000 for FY 2020 12 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 13 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 14 Authorize Issuance of Bonds/Sukuk and For Against Management Authorize Board to Set Terms of Issuance 15 Approve Discharge of Directors for FY For Against Management 2020 16 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 -------------------------------------------------------------------------------- AGILITY PUBLIC WAREHOUSING CO. KSC Ticker: AGLTY Security ID: M8788D124 Meeting Date: MAY 23, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve The Sale Agreement of For For Management Agility's Global Integrated Logistics Business to DSV Panalpina A/S -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Remuneration of the For For Management Directors 2 Approve 2019 Remuneration of the For For Management Supervisors 3 Elect Zhou Ji as Director For For Management 4 Elect Fan Jianqiang as Supervisor For For Management 5 Approve Additional Donation Budget for For For Shareholder Anti-Pandemic Materials for the Year 2020 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Remuneration of the For For Management Directors 2 Approve 2019 Remuneration of the For For Management Supervisors 3 Elect Zhou Ji as Director For For Management 4 Elect Fan Jianqiang as Supervisor For For Management 5 Approve Additional Donation Budget for For For Shareholder Anti-Pandemic Materials for the Year 2020 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Additional Budget for Poverty For For Management Alleviation Donations -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Financial Accounts For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 6 Elect Lin Li as Director For For Management 7 Approve Fixed Assets Investment Budget For For Management for 2021 8 To Listen to the 2020 Work Report of None None Management Independent Directors of the Bank 9 To Listen to the 2020 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 10 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Financial Accounts For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors 6 Elect Lin Li as Director For For Management 7 Approve Fixed Assets Investment Budget For For Management for 2021 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA LIMITED Ticker: 1288 Security ID: Y00289119 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Additional Budget for Poverty For For Management Alleviation Donations -------------------------------------------------------------------------------- AGUAS ANDINAS SA Ticker: AGUAS.A Security ID: P4171M125 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- AGV PRODUCTS CORP. Ticker: 1217 Security ID: Y0026N102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Issuance of Shares via a For Against Management Private Placement -------------------------------------------------------------------------------- AHLI UNITED BANK BSC Ticker: AUB Security ID: M0403T105 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on 19 March 2020 2 Approve Board Report on Company For For Management Operations for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 5 Approve Allocation of Income and For For Management Dividends for FY 2020 6 Approve Bonus Share Issue of For For Management 482,594,435 Shares Re: 1 for 20 7 Approve Remuneration of Directors of For For Management USD 1,587,125 8 Approve Repurchase of Shares up to 10 For For Management Percent of the Capital 9 Approve Corporate Governance Report For Against Management 10 Approve Discharge of Directors for FY For For Management 2020 11 Approve Decrease in Size of Board from For For Management 10 to 9 Members 12 Elect Shariah Supervisory Board For For Management Members (Bundled) and Fix Their Remuneration 13 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 14 Other Business For Against Management -------------------------------------------------------------------------------- AHLI UNITED BANK BSC Ticker: AUB Security ID: M0403T105 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on 19 March 2020 2 Authorize Renewal of Issuance of For For Management Bonds, Loans and Other Financial Instruments Up to USD 4 Billion 3 Approve the Increase of Authorized For For Management Capital from USD 2.5 Billion to USD 3 Billion 4 Approve the Increase of Issued and For For Management Paid up Capital of USD 2,412,972,177. 25 to USD 2,533,620,786 in Connection to the Bonus Issuance of 482,594,435 Shares 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Legal Procedure for Bylaws Amendment -------------------------------------------------------------------------------- AIA ENGINEERING LIMITED Ticker: 532683 Security ID: Y0028Y106 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Dividend For For Management for the Financial Year 2019-2020 3 Reelect Yashwant M. Patel as Director For For Management 4 Approve Material Related Party For For Management Transactions with Welcast Steels Limited 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Payment of Commission to For For Management Sanjay S. Majmudar as Non-Executive, Independent - Director 7 Reelect Rajan Ramkrishna For Against Management Harivallabhdas as Director -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Equity Distribution Plan For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Articles of Association For Against Management 9 Approve Increase in Registered Capital For For Management and Amendments to Articles of Association 10.1 Approve Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10.2 Approve Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10.3 Approve Working System for Independent For Against Management Directors 10.4 Approve Management System for For Against Management Providing External Guarantees 10.5 Approve Management System for For Against Management Providing External Investments 10.6 Approve Related-Party Transaction For Against Management Management System 10.7 Approve Information Disclosure For Against Management Management System 10.8 Approve Management System of Raised For Against Management Funds 11 Approve Application of Bank Credit For For Management Lines 12 Approve Report of the Board of For For Management Supervisors 13 Approve Remuneration of Supervisors For Against Management 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15.1 Approve Criteria to Select Plan For For Management Participants 15.2 Approve Source, Number and Allocation For For Management of Underlying Stocks 15.3 Approve Duration, Grant Date, Limited For For Management Sale Period, Unlocking the Restricted Period Arrangement, and Lock-up period 15.4 Approve Grant Price and Price-setting For For Management Basis 15.5 Approve Conditions for Granting and For For Management Unlocking 15.6 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 15.7 Approve Accounting Treatment For For Management 15.8 Approve Implementation Procedure For For Management 15.9 Approve Rights and Obligations of the For For Management Plan Participants and the Company 15.10 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 15.11 Approve Resolution Mechanism of For For Management Related disputes between the Company and the Incentive Object 15.12 Approve Principle of Restricted Stock For For Management Repurchase Cancellation 16 Approve Methods to Assess the For For Management Performance of Plan Participants 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- AIER EYE HOSPITAL GROUP CO., LTD. Ticker: 300015 Security ID: Y0029J108 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Basis and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Special Deposit Account for For For Management Raised Funds 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AIR ARABIA PJSC Ticker: AIRARABIA Security ID: M0367N110 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Absence of Dividends for FY For For Management 2020 5 Approve Absence of Remuneration of For For Management Directors for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Discharge of Auditors for FY For For Management 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 9 Approve the Appointment of Two For For Management Representatives for the Shareholders and Fix Their Remuneration 10 Amend Articles of Bylaws For Against Management -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Yanfang as Supervisor For For Management 2 Approve Trademark License Framework For For Management Agreement and Related Transactions 3 Approve Renewal of the Financial For For Management Services Framework Agreement Between the Company and China National Aviation Finance Co., Ltd. and Provision of Deposit Services 4 Approve Renewal of the Financial For For Management Services Framework Agreement Between China National Aviation Finance Co., Ltd. and China National Aviation Holding Corporation Limited -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6138 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Yanfang as Supervisor For For Management 2 Approve Trademark License Framework For For Management Agreement and Related Transactions 3 Approve Renewal of the Financial For For Management Services Framework Agreement Between the Company and China National Aviation Finance Co., Ltd. and Provision of Deposit Services 4 Approve Renewal of the Financial For For Management Services Framework Agreement Between China National Aviation Finance Co., Ltd. and China National Aviation Holding Corporation Limited -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Audited Consolidated For For Management Financial Statements 4 Approve 2020 Profit Distribution For For Management Proposal 5 Approve Deloitte Touche Tohmatsu as For For Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 6 Amend Articles of Association For For Management 7 Approve Grant of General Mandate to For For Management the Board to Issue Debt Financing Instruments -------------------------------------------------------------------------------- AIR CHINA LIMITED Ticker: 753 Security ID: Y002A6138 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Audited Consolidated For For Management Financial Statements 4 Approve 2020 Profit Distribution For For Management Proposal 5 Approve Deloitte Touche Tohmatsu as For For Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 6 Amend Articles of Association For For Management 7 Approve Grant of General Mandate to For For Management the Board to Issue Debt Financing Instruments -------------------------------------------------------------------------------- AIRASIA GROUP BERHAD Ticker: 5099 Security ID: Y0029V101 Meeting Date: JUN 21, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Long Term For Against Management Incentive Scheme (LTIS) 2 Approve Acquisition For For Management -------------------------------------------------------------------------------- AIRASIA GROUP BHD. Ticker: 5099 Security ID: Y0029V101 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For For Management 2 Elect Fam Lee Ee as Director For For Management 3 Elect Mohamed Khadar bin Merican as For For Management Director 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 7 Authorize Share Repurchase Program For For Management 1 Amend Constitution For For Management -------------------------------------------------------------------------------- AIRASIA X BERHAD Ticker: 5238 Security ID: Y002AP102 Meeting Date: SEP 15, 2020 Meeting Type: Annual Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For For Management 2 Elect Asmat bin Kamaludin as Director For For Management 3 Elect Yusli bin Mohamed Yusoff as For For Management Director 4 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 7 Approve Rafidah Aziz to Continue For For Management Office as Senior Independent Non-Executive Chairman 1 Amend Constitution For For Management -------------------------------------------------------------------------------- AIRPORTS OF THAILAND PUBLIC CO. LTD. Ticker: AOT Security ID: Y0028Q137 Meeting Date: JAN 22, 2021 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed None None Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Suttirat Rattanachot as Director For For Management 5.2 Elect Thanin Pa-Em as Director For For Management 5.3 Elect Bhanupong Seyayongka as Director For For Management 5.4 Elect Krit Sesavej as Director For For Management 5.5 Elect Supawan Tanomkieatipume as For For Management Director 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve EY Company Limited as Auditor For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- AISINO CORP. Ticker: 600271 Security ID: Y0050G106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction in For For Management Connection to Loan Provision 7 Approve Adjustment on 2020 Related For For Management Party Transactions 8 Approve 2021 Related Party Transactions For For Management 9 Elect Yang Jiawei as Non-independent For For Management Director 10 Elect Shi Qi as Supervisor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AJANTA PHARMA LIMITED Ticker: 532331 Security ID: Y0R6E1145 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Mannalal B. Agrawal as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Madhusudan B. Agrawal as Vice-Chairman 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- AK MEDICAL HOLDINGS LIMITED Ticker: 1789 Security ID: G02014101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Zhijiang as Director For For Management 3b Elect Zhang Bin as Director For For Management 3c Elect Eric Wang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 3e Elect Wang David Guowei as Director For For Management 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AKBANK TAS Ticker: AKBNK Security ID: M0300L106 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Amend Article 9 Re: Capital Related For For Management 11 Receive Information on Remuneration None None Management Policy 12 Receive Information on Donations Made None None Management in 2020 13 Approve Upper Limit of Donations for For For Management 2021 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- AKCANSA CIMENTO SANAYI VE TICARET AS Ticker: AKCNS Security ID: M03343122 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2020 11 Approve Upper Limit of Donations for For Against Management 2021 12 Amend Company Articles 6 and 13 For Against Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- AKESO, INC. Ticker: 9926 Security ID: G0146B103 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Xia Yu as Director For For Management 2A2 Elect Li Baiyong as Director For For Management 2A3 Elect Wang Zhongmin Maxwell as Director For For Management 2A4 Elect Xie Ronggang as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AKSA AKRILIK KIMYA SANAYI AS Ticker: AKSA Security ID: M0375X100 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For For Management 9 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Receive Information on Share None None Management Repurchases Made in 2020 12 Approve Upper Limit of Donations for For For Management 2021 13 Receive Information on Donations Made None None Management in 2020 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Amend Company Articles 4 and 6 For Against Management -------------------------------------------------------------------------------- AKSA ENERJI URETIM AS Ticker: AKSEN Security ID: M03829104 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Statutory Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Ratify External Auditors For For Management 7 Approve Allocation of Income For For Management 8 Approve Director Remuneration For Against Management 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Close Meeting None None Management -------------------------------------------------------------------------------- AKSA ENERJI URETIM AS Ticker: AKSEN.E Security ID: M03829104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Amend Article 6 Re: Capital Related For Against Management 8 Ratify Director Appointment For For Management 9 Ratify Independent Director Appointment For For Management 10 Approve Director Remuneration For For Management 11 Ratify External Auditors For For Management 12 Approve Allocation of Income For For Management 13 Approve Donation Policy For For Management 14 Receive Information on Donations Made None None Management in 2020 15 Approve Upper Limit of Donations for For For Management 2021 16 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 17 Receive Information in Accordance to None None Management Article 1.3.6 and 1.3.7 of Capital Market Board Corporate Governance Principles 18 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 19 Wishes None None Management -------------------------------------------------------------------------------- AKSIGORTA AS Ticker: AKGRT Security ID: M0376Z104 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2020 12 Approve Upper Limit of Donations for For Against Management 2021 13 Authorize Share Capital Increase For Against Management without Preemptive Rights 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- AL HAMMADI CO. FOR DEVELOPMENT & INVESTMENT Ticker: 4007 Security ID: M0806B107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Related Party Transactions For For Management With Salih Al Hammadi Re: Renting Residential Buildings For Doctors And Administrators 7 Approve Related Party Transactions For For Management With Mohammed Al Hammadi Re: Google Services, Messages And Applications 8 Approve Related Party Transactions For For Management With Salih Al Hammadi Re: Support And Supply Services 9 Approve Related Party Transactions For For Management With Salih Al Hammadi Re: Renting Residential Buildings For Doctors And Administrators 10 Approve Remuneration of Directors of For For Management SAR 1,000,000 for FY 2020 11 Approve Dividends of SAR 0.5 Per Share For For Management for FY 2020 12 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law -------------------------------------------------------------------------------- AL JOUF CEMENT CO. Ticker: 3091 Security ID: M0843T103 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sultan Al Binyan as Director None Abstain Management 1.2 Elect Abdulrahman Al Sultan as Director None Abstain Management 1.3 Elect Turki Al Qibari as Director None Abstain Management 1.4 Elect Yassir Al Harbi as Director None Abstain Management 1.5 Elect Mowafag Al Jafri as Director None Abstain Management 1.6 Elect Ahmed Murad as Director None Abstain Management 1.7 Elect Khalid Al Ghamdi as Director None Abstain Management 1.8 Elect Fahad Al Shamri as Director None Abstain Management 1.9 Elect Heitham Youssef as Director None Abstain Management 1.10 Elect Ali Al Bou Saleh as Director None Abstain Management 1.11 Elect Ahmed Al Dahlawi as Director None Abstain Management 1.12 Elect Nabeel Minqash as Director None Abstain Management 1.13 Elect Mohammed Al Shatwi as Director None Abstain Management 1.14 Elect Mohammed Al Moammar as Director None Abstain Management 1.15 Elect Khalid Al Amoudi as Director None Abstain Management 1.16 Elect Khalid Al Mateiri as Director None Abstain Management 1.17 Elect Talal Al Moammar as Director None Abstain Management 1.18 Elect Mohammed Atiyah as Director None Abstain Management 1.19 Elect Abdulrahman Al Atiyah as Director None Abstain Management 1.20 Elect Fahad Al Mueikil as Director None Abstain Management 1.21 Elect Mohammed Al Anzi as Director None Abstain Management 1.22 Elect Abdulrahman Al Ameem as Director None Abstain Management 1.23 Elect Saad Al Shamri as Director None Abstain Management 1.24 Elect Mureea Habbash as Director None Abstain Management 1.25 Elect Nassir Al Ghosson as Director None Abstain Management 1.26 Elect Mohammed Al Katheeri as Director None Abstain Management 1.27 Elect Abdulillah Kaaki as Director None Abstain Management 1.28 Elect Abdulazeez Kaaki as Director None Abstain Management 1.29 Elect Ibrahim Khashaqji as Director None Abstain Management 1.30 Elect Moussa Al Ruweili as Director None Abstain Management 1.31 Elect Abdulwahab Abou Kweik as Director None Abstain Management 1.32 Elect Saeed Obaid as Director None Abstain Management 1.33 Elect Mazin Abdulsalam as Director None Abstain Management 1.34 Elect Ashri Al Ashri as Director None Abstain Management 1.35 Elect Saad bin Hadeeb as Director None Abstain Management 1.36 Elect Fahad Al Sameeh as Director None Abstain Management 1.37 Elect Feisal Al Khouli as Director None Abstain Management 1.38 Elect Fahad Al Habdan as Director None Abstain Management 1.39 Elect Abdullah Al Hajri as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- AL JOUF CEMENT CO. Ticker: 3091 Security ID: M0843T103 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Related Party Transactions Re: For For Management Above The Sky for Construction 7 Approve Related Party Transactions Re: For For Management Marsh Insurance & Reinsurance Brokers 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Elect Abdulwahab Abid as Member of For For Management Audit Committee 10 Elect Othman Al Suweih as Director For For Management 11 Amend Remuneration Policy of Board For For Management Members, Committees, and Executive Management -------------------------------------------------------------------------------- AL RAJHI BANK Ticker: 1120 Security ID: M0R60D105 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Abdullah Al Rajhi as Director None Abstain Management 1.2 Elect Alaa Al Jabiri as Director None Abstain Management 1.3 Elect Raed Al Tameemi as Director None Abstain Management 1.4 Elect Khalid Al Queiz as Director None Abstain Management 1.5 Elect Ibrahim Al Ghufeili as Director None Abstain Management 1.6 Elect Abdulateef Al Seef as Director None Abstain Management 1.7 Elect Hamzah Khusheim as Director None Abstain Management 1.8 Elect Abdulazeez Al Ghufeili as None Abstain Management Director 1.9 Elect Badr Al Rajhi as Director None Abstain Management 1.10 Elect Stefano Bertamini as Director None Abstain Management 1.11 Elect Ibrahim Al Rumeih as Director None Abstain Management 1.12 Elect Tariq Linjawi as Director None Abstain Management 1.13 Elect Abdullah Al Sheikh as Director None Abstain Management 1.14 Elect Bassim Abou Al Faraj as Director None Abstain Management 1.15 Elect Saad Al Haqeel as Director None Abstain Management 1.16 Elect Abdulrahman Al Khayal as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 3 Amend Shariah Board Charter For For Management -------------------------------------------------------------------------------- AL RAJHI BANK Ticker: 1120 Security ID: M0R60D105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Dividends of SAR 1 Per Share For For Management for FY 2020 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Ratify Auditors and Fix Their For For Management Remuneration for Q1,Q2,Q3 and Annual Statement of FY 2021 8 Approve Remuneration of Directors of For For Management SAR 5,148,125 for FY 2020 9 Approve Remuneration of Audit For For Management Committee of SAR 860,656 for FY 2020 10 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 11 Approve Increase in Audit Committee For For Management Members from 3 to 5 Members by Appointing Abdulateef Al Seef and Raed Al Tameemi as Audit Committee Members 12 Elect Sharia Supervisory Board Members For For Management (Bundled) 13 Approve Related Party Transactions Re: For For Management Berain Company 14 Approve Related Party Transactions Re: For For Management Mohammed Abdulaziz Al-Rajhi and Sons for Investment Co 15 Approve Related Party Transactions Re: For For Management Mohammed Abdulaziz Al-Rajhi and Sons for Investment Co 16 Approve Related Party Transactions Re: For For Management Mohammed Abdulaziz Al-Rajhi and Sons for Investment Co 17 Approve Related Party Transactions Re: For For Management National Gas & Industrialization Company 18 Approve Related Party Transactions Re: For For Management Fursan Travel and Tourism Company 19 Approve Related Party Transactions Re: For For Management Abdullah Al Rajhi 20 Approve Related Party Transactions Re: For For Management Insurance Renewal with Al Rajhi Company for Cooperative Insurance 21 Approve Related Party Transactions Re: For For Management Vehicles Insurance Renewal with Al Rajhi Company for Cooperative Insurance -------------------------------------------------------------------------------- ALARKO HOLDING AS Ticker: ALARK Security ID: M04125106 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Elect Presiding Council of Meeting For For Management 3 Authorize Presiding Council to Sign For For Management Minutes of Meeting 4 Accept Statutory Reports For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Receive Information on Donations Made None None Management in 2019 8 Approve Upper Limit of Donations for For Against Management 2020 9 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 10 Approve Profit Distribution Policy For For Management 11 Approve Allocation of Income For For Management 12 Elect Directors and Approve Their For Against Management Remuneration 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 15 Ratify External Auditors For For Management 16 Amend Article 8 Re: Capital Related For For Management 17 Wishes None None Management -------------------------------------------------------------------------------- ALARKO HOLDING AS Ticker: ALARK Security ID: M04125106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Elect Presiding Council of Meeting For For Management 3 Authorize Presiding Council to Sign For For Management Minutes of Meeting 4 Accept Statutory Reports For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Receive Information on Donations Made None None Management in 2020 8 Approve Upper Limit of Donations for For Against Management 2021 9 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 10 Approve Allocation of Income For For Management 11 Approve Director Remuneration For Against Management 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 14 Ratify External Auditors For Against Management 15 Wishes None None Management -------------------------------------------------------------------------------- ALBARAKA TURK KATILIM BANKASI AS Ticker: ALBRK Security ID: M0478U102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Amend Article 7 Re: Capital Related For Against Management 11 Approve Share Repurchase Program For For Management 12 Ratify Member of Interest Free Banking For For Management Advisory Committee 13 Ratify Director Appointments For Against Management 14 Authorize Board to Distribute For For Management Dividends to Owners of Participation Accounts 15 Approve Standard Accounting Transfers For For Management 16 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 17 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 18 Receive Information on Share None None Management Repurchases Made in 2020 19 Receive Information on Donations Made None None Management in 2020 20 Wishes None None Management -------------------------------------------------------------------------------- ALCHIP TECHNOLOGIES LTD. Ticker: 3661 Security ID: G02242108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ordinary Shares For For Management for Cash to Sponsor the Issuance of Overseas Depositary Receipts -------------------------------------------------------------------------------- ALDAR PROPERTIES PJSC Ticker: ALDAR Security ID: M0517N101 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Chairman of the Meeting to For For Management Appoint a Secretary and Vote Collector to the Meeting 2 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Dividends of AED 0.145 per For For Management Share for FY 2020 6 Approve Remuneration of Directors for For For Management FY 2020 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Discharge of Auditors for FY For For Management 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 10 Elect Khaleefah Al Rumeithi as Director For For Management 11 Approve the Appointment of For For Management Representatives for the Shareholders and Fix Their Remuneration 12 Approve Social Contributions for FY For For Management 2021 13 Amend Articles of Bylaws For For Management -------------------------------------------------------------------------------- ALDREES PETROLEUM & TRANSPORT SERVICES CO. Ticker: 4200 Security ID: M05236100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hamad Al Dreess as Director None Abstain Management 1.2 Elect Abdulmuhsin Al Dreess as Director None Abstain Management 1.3 Elect Abdulilah Al Dreess as Director None Abstain Management 1.4 Elect Eid Al Shamri as Director None Abstain Management 1.5 Elect Adil Al Oteibi as Director None Abstain Management 1.6 Elect Sameer Haddad as Director None Abstain Management 1.7 Elect Hamad Al Fouzan as Director None Abstain Management 1.8 Elect Omar Al Fantookh as Director None Abstain Management 1.9 Elect Tawfeeq Al Muqeet as Director None Abstain Management 1.10 Elect Thamir Al Wadee as Director None Abstain Management 1.11 Elect Abdullah Maqboul as Director None Abstain Management 1.12 Elect Saad Al Haqeel as Director None Abstain Management 1.13 Elect Abdullah Al Rasheedi as Director None Abstain Management 1.14 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.15 Elect Abou Bakr Ba Abbad as Director None Abstain Management 1.16 Elect Abdulilah Al Sheikh as Director None Abstain Management 1.17 Elect Fayiz Al Zaydi as Director None Abstain Management 1.18 Elect Nabeel Mnqash as Director None Abstain Management 1.19 Elect Turki Al Badeen as Director None Abstain Management 1.20 Elect Abdullah Al Husseini as Director None Abstain Management 1.21 Elect Turki Al Oteibi as Director None Abstain Management 1.22 Elect Majid Al Suweigh as Director None Abstain Management 1.23 Elect Ahmed Murad as Director None Abstain Management 1.24 Elect Abdulrahman Al Khayal as Director None Abstain Management 1.25 Elect Abdullah Al Fifi as Director None Abstain Management 1.26 Elect Atif Al Shahri as Director None Abstain Management 1.27 Elect Khalid Al Khudeiri as Director None Abstain Management 1.28 Elect Ghassan Kashmiri as Director None Abstain Management 1.29 Elect Mona Al Shaqhaa as Director None Abstain Management 1.30 Elect Salih Al Yami as Director None Abstain Management 1.31 Elect Tariq Lenjawi as Director None Abstain Management 1.32 Elect Hussam Al Deen Sadaqah as None Abstain Management Director 1.33 Elect Abdulmajeed Al Areeni as Director None Abstain Management 1.34 Elect Omran Al Omrani as Director None Abstain Management 1.35 Elect Muqrin Al Dalbahi as Director None Abstain Management 1.36 Elect Salman Al Suhaibani as Director None Abstain Management 1.37 Elect Shuheil Al Shuheil as Director None Abstain Management 1.38 Elect Hatim Al Wabel as Director None Abstain Management 1.39 Elect Fahad Al Shamri as Director None Abstain Management 1.40 Elect Talal Al Moammar as Director None Abstain Management 1.41 Elect Hatim Al Suhaibani as Director None Abstain Management 1.42 Elect Mohammed Al Naeem as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- ALDREES PETROLEUM & TRANSPORT SERVICES CO. Ticker: 4200 Security ID: M05236100 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:4 from SAR 600,000,000 to SAR 750,000,000 and Amend Article 7 of Bylaws Re: Capital Increase 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Board Report on Company For For Management Operations for FY 2020 5 Approve Dividends of SAR 1 per Share For For Management for FY 2020 6 Approve Remuneration of Directors of For For Management SAR 3,500,000 for FY 2020 7 Approve Remuneration of Audit For For Management Committee of SAR 300,000 for FY 2020 8 Approve Discharge of Chairman and For For Management Directors for FY 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 10 Amend Article 19 of Bylaws Re: Board For For Management Vacancy 11 Amend Article 21 of Bylaws Re: Board For For Management Remuneration 12 Amend Article 22 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Authority 13 Amend Article 46 of Bylaws Re: Profit For For Management Distribution 14 Approve Related Party Transactions Re: For For Management Aldrees Industrial and Trading Company 15 Approve Related Party Transactions Re: For For Management Chairman of the Board of Directors 16 Approve Related Party Transactions Re: For For Management Seven Orbit Trading Company 17 Approve Related Party Transactions Re: For For Management Seven Orbit Trading Company 18 Approve Related Party Transactions Re: For For Management Abdulmuhsin Al Dreess -------------------------------------------------------------------------------- ALEMBIC PHARMACEUTICALS LIMITED Ticker: 533573 Security ID: Y0R76F109 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend (Including For For Management Special Dividend) 3 Reelect Pranav Amin as Director For For Management 4 Approve K. C. Mehta & Co., Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditor For For Management 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Revision in Terms of For For Management Appointment of Udit Amin -------------------------------------------------------------------------------- ALEXANDER FORBES GROUP HOLDINGS LTD. Ticker: AFH Security ID: S0R00C104 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Refiloe Nkadimeng as Director For For Management 1.2 Re-elect Robert Head as Director For For Management 1.3 Re-elect Marilyn Ramplin as Director For For Management 2.1 Elect Thabo Dloti as Member of the For For Management Group Audit and Risk Committee 2.2 Re-elect Robert Head as Member of the For For Management Group Audit and Risk Committee 2.3 Re-elect Nigel Payne as Member of the For For Management Group Audit and Risk Committee 3.1 Re-elect Dawie de Villiers as Member For For Management of the Group Social, Ethics and Transformation Committee 3.2 Re-elect Thabo Dloti as Member of the For For Management Group Social, Ethics and Transformation Committee 3.3 Re-elect Totsie Memela-Khambula as For For Management Member of the Group Social, Ethics and Transformation Committee 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with A du Preez as Designated Audit Partner 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital 5 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- ALEXANDRIA MINERAL OILS CO. Ticker: AMOC Security ID: M0726T105 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Approve Auditors' Report on Corporate For Did Not Vote Management Governance for FY 2020 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 5 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2020 6 Approve Sitting Fees of Chairman and For Did Not Vote Management Directors for FY 2021 7 Approve Discharge of Directors for FY For Did Not Vote Management 2020 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 9 Approve Charitable Donations for FY For Did Not Vote Management 2020 and FY 2021 10 Approve Related Party Transactions for For Did Not Vote Management FY 2020 -------------------------------------------------------------------------------- ALFA SAB DE CV Ticker: ALFAA Security ID: P0156P117 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off of Company and For For Management Subsequent Creation of a New Entity 2 Amend Articles For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions 4 Approve Minutes of Previous Meeting For For Management -------------------------------------------------------------------------------- ALFA SAB DE CV Ticker: ALFAA Security ID: P0156P117 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and Cash For Did Not Vote Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairmen of Audit For Did Not Vote Management and Corporate Practices Committees; Fix Their Remuneration 4 Appoint Legal Representatives For Did Not Vote Management 5 Approve Minutes of Meeting For Did Not Vote Management -------------------------------------------------------------------------------- ALFA SAB DE CV Ticker: ALFAA Security ID: P0156P117 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of 145.9 Million For Did Not Vote Management Repurchased Shares Held in Treasury 2 Appoint Legal Representatives For Did Not Vote Management 3 Approve Minutes of Meeting For Did Not Vote Management -------------------------------------------------------------------------------- ALI CORP. Ticker: 3041 Security ID: Y0034X100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Issuance of Shares via a For For Management Private Placement -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Feitosa Rique as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Hilary Jo Spann as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcela Dutra Drigo as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Maria Guedes Machado Antunes de Oliveira as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Volker Kraft as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Alves Paes de Barros as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Silveira Dias as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For Against Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALIANSCE SHOPPING CENTERS SA Ticker: ALSO3 Security ID: P0R623102 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital, Amend Article 19 and Consolidate Bylaws 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: G01719114 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: 01609W102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Zhu Shunyan as Director For For Management 2a2 Elect Wang Qiang as Director For For Management 2a3 Elect Wu Yongming as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Specific Mandate to Grant For For Management Awards of Options and/or Restricted Share Units Under the Share Award Scheme 8 Adopt New By-Laws For For Management -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Annual Cap Under the For For Management Technical Services Framework Agreement -------------------------------------------------------------------------------- ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED Ticker: 241 Security ID: G0171K101 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2022 Logistics Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 2 Approve 2022 Platform Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 3 Approve 2022 Advertising Services For For Management Framework Agreement, Proposed Annual Cap and Related Transactions 4 Approve 2022 Framework Technical For For Management Services Agreement, Proposed Annual Cap and Related Transactions 5 Authorize the Board to Deal with All For For Management Related Matters in Relation to Resolutions 1 to 4 -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Meng Jun as Director For For Management 2.1b Elect Li Jie as Director For For Management 2.1c Elect Xu Hong as Director For For Management 2.1d Elect Song Lixin as Director For For Management 2.1e Elect Johnny Chen as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Increase in Authorized Share For For Management Capital 8 Amend Bye-Laws of the Company For For Management -------------------------------------------------------------------------------- ALIBABA PICTURES GROUP LIMITED Ticker: 1060 Security ID: G0171W105 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, New For For Management Caps and Related Transactions -------------------------------------------------------------------------------- ALIMTIAZ INVESTMENT GROUP KSCC Ticker: ALIMTIAZ Security ID: M0835J105 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 4 Approve Corporate Governance Report For Against Management and Audit Committee Report for FY 2020 5 Approve External Shariah Auditor For For Management Report for FY 2020 6 Approve Shariah Supervisory Board For For Management Report for FY 2020 7 Approve Special Report on Violations For For Management and Penalties for FY 2020 8 Approve Remuneration Report for FY 2020 For Against Management 9 Approve Absence of Dividends for FY For For Management 2020 10 Approve Absence of Directors For For Management Remuneration for FY 2020 11 Approve Discontinuing the Statutory For For Management and Optional Reserves Transfer for FY 2020 12 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 13 Authorize Board to Conduct Agreements For Against Management with Financial Institutes Re: Funding Operations 14 Approve Shariah Zakat of KWD 29,066. For For Management 228 for FY 2020 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions Re: Shariah Zakat 16 Authorize Share Repurchase Program of For For Management up to 10 Percent of Issued Share Capital 17 Authorize Issuance of Sukuk and For Against Management Authorize Board to Set Terms of Issuance 18 Approve Discharge of Directors for FY For For Management 2020 19 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 20 Ratify External Shariah Auditors and For For Management Fix Their Remuneration for FY 2021 21 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix Their Remuneration for FY 2021 -------------------------------------------------------------------------------- ALINMA BANK Ticker: 1150 Security ID: M0R35G100 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2020 2 Approve Board Report on Company For For Management Operations for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Dividends of SAR 0.30 Per For For Management Share for FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q1,Q2,Q3 and Annual Statement of FY 2021 7 Approve Remuneration of Directors of For For Management SAR 6,508,000 for FY 2020 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Amend Succession Policy for the For For Management Membership of the Board of Directors and its Committees 10 Amend Nomination and Remunerations For For Management Charter 11 Amend Candidacy to the Membership of For For Management the Board of Directors Charter 12 Amend Board, Board Committees, For For Management Secretariat and Executive Committee Compensations and Allowances Policy 13 Amend Shariah Committee Charter For For Management 14 Amend Audit Committee Charter For For Management 15 Elect Sharia Supervisory Board Members For For Management (Bundled) 16 Allow Mutlaq Al Mureishid to Be For For Management Involved with Other Companies 17 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 18 Amend Article 4 of Bylaws Re: For For Management Establishment of Companies 19 Amend Article 6 of Bylaws Re: Company For For Management Headquarter 20 Amend Article 9 of Bylaws Re: Shares For For Management 21 Amend Article 11 of Bylaws Re: Trading For For Management Method 22 Amend Article 12 of Bylaws Re: Share For For Management Lien 23 Amend Article 13 of Bylaws Re:Capital For For Management Increase 24 Amend Article 14 of Bylaws Re: Capital For For Management Reduction 25 Amend Article 15 of Bylaws Re: Share For For Management Purchase 26 Amend Article 16 of Bylaws Re: Bond For For Management Issuance 27 Amend Article 18 of Bylaws Re: For For Management Management 28 Amend Article 19 of Bylaws Re: For For Management Membership Expiry 29 Amend Article 20 of Bylaws Re: For For Management Authorities 30 Amend Article 21 of Bylaws Re: Board For For Management Committees 31 Amend Article 22 of Bylaws Re: For For Management Executive Committee 32 Amend Article 23 of Bylaws Re: Audit For For Management Committee 33 Amend Article 24 of Bylaws Re: Board For For Management Remuneration 34 Amend Article 25 of Bylaws Re: For For Management Chairman of the Board 35 Amend Article 26 of Bylaws Re: Board For For Management Meetings 36 Amend Article 27 of Bylaws Re: Board For For Management Meetings Quorum 37 Amend Article 28 of Bylaws Re: Board For For Management Resolution 38 Amend Article 32 of Bylaws Re: For For Management Extraordinary General Assembly 39 Amend Article 33 of Bylaws Re: For Against Management Convening of Shareholders? General Assemblies 40 Amend Article 35 of Bylaws Re: Quorum For For Management of Ordinary General Assemblies 41 Amend Article 36 of Bylaws Re: Quorum For Against Management of Extraordinary General Assemblies 42 Amend Article 40 of Bylaws Re: General For For Management Assemblies Chairmanship 43 Amend Article 42 of Bylaws Re: Access For For Management to Records 44 Amend Article 44 of Bylaws Re: Annual For For Management Budget and Board of Directors? Report 45 Amend Article 45 of Bylaws Re: For For Management Dividends Distribution 46 Amend Article 48 of Bylaws Re: Losses For For Management of the Company 47 Amend Article 50 of Bylaws Re: For For Management Company's Stamp 48 Amend Article 51 of Bylaws Re: For For Management Companies Law 49 Amend Article 53 of Bylaws Re: Filing For For Management of the Articles of Association 50 Amend Articles of Bylaws Re: Rearrange For For Management Articles of Association 51 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 52 Approve Related Party Transactions Re: For For Management Alinma Tokyo Marine Company -------------------------------------------------------------------------------- ALKEM LABORATORIES LIMITED Ticker: 539523 Security ID: Y0R6P5102 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Dhananjay Kumar Singh as For Against Management Director 4 Reelect Balmiki Prasad Singh as For Against Management Director 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ALKEM LABORATORIES LIMITED Ticker: 539523 Security ID: Y0R6P5102 Meeting Date: DEC 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in the Remuneration For For Management of Sandeep Singh as Managing Director -------------------------------------------------------------------------------- ALKEM LABORATORIES LIMITED Ticker: 539523 Security ID: Y0R6P5102 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Objects Clause of Memorandum of For For Shareholder Association -------------------------------------------------------------------------------- ALLIANCE BANK MALAYSIA BERHAD Ticker: 2488 Security ID: Y0034W102 Meeting Date: AUG 19, 2020 Meeting Type: Annual Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Azhar bin Wan Ahmad as Director For For Management 2 Elect Lee Boon Huat as Director For For Management 3 Elect Lum Piew as Director For For Management 4 Approve Directors' Fees and Board For For Management Committees' Fees for the Financial Year Ended March 31, 2020 5 Approve Directors' Fees and Board For For Management Committees' Fees from April 1, 2020 Until the Next AGM 6 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ALLIANCE GLOBAL GROUP, INC. Ticker: AGI Security ID: Y00334105 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of the Annual Meeting For For Management of Stockholders held on June 20, 2019 5 Approve Amendment of Section 4, For For Management Article II, and Sections 3 and 4 of Article VII of the Amended By-Laws 6 Appoint Independent Auditors For For Management 7 Ratify Acts of the Board of Directors, For For Management Board Committees and Officers 8.1 Elect Andrew L. Tan as Director For For Management 8.2 Elect Kevin Andrew L. Tan as Director For For Management 8.3 Elect Kingson U. Sian as Director For Against Management 8.4 Elect Katherine L. Tan as Director For Against Management 8.5 Elect Winston S. Co as Director For Against Management 8.6 Elect Sergio R. Ortiz-Luis, Jr. as For For Management Director 8.7 Elect Alejo L. Villanueva, Jr. as For For Management Director -------------------------------------------------------------------------------- ALLIANCE GLOBAL GROUP, INC. Ticker: AGI Security ID: Y00334105 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of the Annual Meeting For For Management of Stockholders held on August 6, 2020 5 Appoint Independent Auditors For For Management 6 Ratify Acts of the Board of Directors, For For Management Board Committees and Officers 7.1 Elect Andrew L. Tan as Director For For Management 7.2 Elect Kevin Andrew L. Tan as Director For For Management 7.3 Elect Kingson U. Sian as Director For Against Management 7.4 Elect Katherine L. Tan as Director For Against Management 7.5 Elect Winston S. Co as Director For Against Management 7.6 Elect Sergio R. Ortiz-Luis, Jr. as For Against Management Director 7.7 Elect Jesli A. Lapus as Director For For Management -------------------------------------------------------------------------------- ALLIED ELECTRONICS CORP. LTD. Ticker: AEL Security ID: S02420149 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Antony Ball as Director For Against Management 1.2 Re-elect Brett Dawson as Director For Against Management 1.3 Re-elect Grant Gelink as Director For Against Management 1.4 Re-elect Mike Leeming as Director For Against Management 1.5 Re-elect Mteto Nyati as Director For For Management 1.6 Elect Samuel Sithole as Director For For Management 1.7 Re-elect Stewart van Graan as Director For For Management 1.8 Re-elect Robert Venter as Director For Against Management 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with AM Motaung as the Designated Auditor 3.1 Re-elect Grant Gelink as Member of the For For Management Audit Committee 3.2 Re-elect Stewart van Graan as Member For For Management of the Audit Committee 3.3 Re-elect Berenice Francis as Member of For For Management the Audit Committee 4 Approve Remuneration Policy For Against Management 5 Approve Implementation of Remuneration For Against Management Policy 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Fees of Independent For For Management Non-executive Chairman 2 Approve Fees of Non-executive Directors For For Management 3.1 Approve Fees of Audit Committee For For Management Chairman 3.2 Approve Fees of Audit Committee Member For For Management 3.3 Approve Fees of Remuneration Committee For For Management Chairman 3.4 Approve Fees of Remuneration Committee For For Management Member 3.5 Approve Fees of Risk Management For For Management Committee Chairman 3.6 Approve Fees of Risk Management For For Management Committee Member 3.7 Approve Fees of Nomination Committee For For Management Chairman 3.8 Approve Fees of Nomination Committee For For Management Member 3.9 Approve Fees of Social, Ethics and For For Management Sustainability Committee Chairman 3.10 Approve Fees of Social, Ethics and For For Management Sustainability Committee Member 3.11 Approve Fees of Investment Committee For For Management Chairman 3.12 Approve Fees of Investment Committee For For Management Member 4 Approve Fees Payable to Non-executive For For Management Directors for Participating in Special/Unscheduled Board Meetings and Strategy Sessions 5 Approve Financial Assistance to For For Management Subsidiaries and Related or Inter-related Companies -------------------------------------------------------------------------------- ALLIED ELECTRONICS CORP. LTD. Ticker: AEL Security ID: S02420149 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal as a Category 1 For For Management Transaction in Terms of the JSE Listings Requirements 2 Authorise Ratification of Approved For For Management Resolutions 1 Approve Disposal in Terms of Section For For Management 115(2)(b) of the Companies Act 2 Approve Distribution in Terms of For For Management Section 112 and 115(2)(a) of the Companies Act -------------------------------------------------------------------------------- ALLWINNER TECHNOLOGY CO., LTD. Ticker: 300458 Security ID: Y0036S109 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jianhui as Non-Independent For For Management Director 1.2 Elect Li Longsheng as Non-Independent For For Management Director 1.3 Elect Ding Ran as Non-Independent For For Management Director 1.4 Elect Hou Lirong as Non-Independent For For Management Director 2.1 Elect Zhang Ruizhi as Independent For For Management Director 2.2 Elect Xie Chunpu as Independent For For Management Director 2.3 Elect Ao Jingtao as Independent For For Management Director 3.1 Elect Zhu Zhenhua as Supervisor For For Management 3.2 Elect Cai Min as Supervisor For For Management 4 Approve Remuneration of Directors and For For Management Supervisors 5 Approve Provision of Guarantee For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ALLWINNER TECHNOLOGY CO., LTD. Ticker: 300458 Security ID: Y0036S109 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ALLWINNER TECHNOLOGY CO., LTD. Ticker: 300458 Security ID: Y0036S109 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Special Audit Notes on For For Management Occupancy of Non-operational Funds and Exchanges of Other Related Funds 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ALMARAI CO. LTD. Ticker: 2280 Security ID: M0855N101 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Dividends of SAR 1 per Share For For Management for FY 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 and FY 2022, and Q1 of FY 2023 8 Approve Related Party Transactions Re: For For Management Al Nafoura Catering 9 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Co 10 Approve Related Party Transactions Re: For For Management Mobile Telecommunication Company Saudi Arabia 11 Approve Related Party Transactions Re: For For Management Panda Retail Company 12 Approve Related Party Transactions Re: For For Management United Sugar Co 13 Approve Related Party Transactions Re: For For Management Afia International Company 14 Approve Related Party Transactions Re: For For Management Herfy Food Services 15 Approve Related Party Transactions Re: For For Management National Commercial Bank 16 Approve Related Party Transactions Re: For For Management National Commercial Bank 17 Approve Related Party Transactions Re: For For Management Saudi British Bank 18 Approve Related Party Transactions Re: For For Management Saudi British Bank 19 Approve Related Party Transactions Re: For For Management Banque Saudi Fransi 20 Approve Related Party Transactions Re: For For Management Banque Saudi Fransi 21 Approve Related Party Transactions Re: For For Management Saudi Telecom Company 22 Approve Related Party Transactions Re: For For Management SAMBA Financial Group 23 Elect Waleed Fatani as Director For For Management 24 Allow Suleiman Al Muheidib to Be For For Management Involved with Other Companies 25 Allow Badr Al Issa to Be Involved with For For Management Other Companies 26 Allow Waleed Fatani to Be Involved For For Management with Other Companies 27 Authorize Share Repurchase Program Up For For Management to 10 Million Shares to be Allocated to Employee Share Scheme and Authorize the Board to Execute Approved Resolution 28 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 29 Approve Deletion of Article 27 of For For Management Bylaws Re: Executive Committee -------------------------------------------------------------------------------- ALOK INDUSTRIES LIMITED Ticker: 521070 Security ID: Y0090S177 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For Against Management Statutory Reports 1.b Accept Consolidated Financial For Against Management Statements and Statutory Reports 2 Approve S R B C & Co., LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Hemant Desai as Director For For Management 5 Elect Anil Kumar Rajbanshi as Director For For Management 6 Elect Venkataraman Ramachandran as For For Management Director 7 Elect Samir Chawla as Director For For Management 8 Elect A. Siddharth as Director For For Management 9 Elect Rahul Dutt as Director For For Management 10 Elect Mumtaz Bandukwala as Director For For Management 11 Approve Appointment and Remuneration For For Management of Sunil O. Khandelwal as Manager -------------------------------------------------------------------------------- ALPARGATAS SA Ticker: ALPA4 Security ID: P0246W106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairman of Audit For Against Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPHA BANK SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Approve Director Remuneration for 2019 For For Management 5 Pre-approve Director Remuneration for For For Management 2020 6 Advisory Vote on Remuneration Report For For Management 7 Approve Stock Option Plan For For Management 8.A Receive Information on Director None None Management Appointments 8.B.1 Elect Dimitris C. Tsitsiragos as For For Management Independent Director 8.B.2 Elect Elanor R. Hardwick as For For Management Independent Director 8.C.1 Elect Members of Risk Management For For Management Committee (Bundled) 8.C.2 Elect Members of Remuneration For For Management Committee (Bundled) 8.C.3 Elect Members of Corporate Governance For For Management and Nominations Committee (Bundled) 9.1 Elect Efthimios O. Vidalis as Member For For Management of Audit Committee 9.2 Elect Carolyn G. Dittmeier as Member For For Management of Audit Committee 9.3 Elect Elanor R. Hardwick as Member of For For Management Audit Committee 9.4 Elect Johannes Herman Frederik G. For For Management Umbgrove as Member of Audit Committee 9.5 Elect Jan A. Vanhevel as Member of For For Management Audit Committee 10 Authorize Board to Participate in For For Management Companies with Similar Business Interests -------------------------------------------------------------------------------- ALPHA BANK SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Amend Company Articles For For Management -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Working System for Independent For For Management Directors 2 Amend Management System of Raised Funds For For Management 3 Amend Management System for Providing For For Management External Guarantees 4 Approve Credit Line and Provision of For For Management Guarantee 5 Approve Adjustment of Raised Funds For For Management Investment Plan -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Adjust the Investment Plan For For Management of Raised Funds, Change the Implementation Methods of Partial Raised Funds Investment Projects and Use Raised Funds to Replenish Working Capital 7 Approve to Appoint Auditor For For Management 8 Approve to Adjust the Allowance of For For Management Company's Non-executive Directors -------------------------------------------------------------------------------- ALPHA GROUP (CHINA) Ticker: 002292 Security ID: Y2927R109 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ALPHA NETWORKS, INC. Ticker: 3380 Security ID: Y0093T115 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wen-Fang (April) Huang, a For For Management Representative of Qisda Corporation with Shareholder No. 106580, as Non-Independent Director 1.2 Elect Chi-Hong (Peter) Chen, a For For Management Representative of Qisda Corporation with Shareholder No. 106580, as Non-Independent Director 1.3 Elect Yu-Chin Lin, a Representative of For For Management Qisda Corporation with Shareholder No. 106580, as Non-Independent Director 1.4 Elect Chiu-Chin (Jasmin) Hung, a For For Management Representative of Qisda Corporation with Shareholder No. 106580, as Non-Independent Director 1.5 Elect Shu-Hsing Li with ID No. For For Management R120428XXX as Independent Director 1.6 Elect Cheng-Jung Chiang with ID No. For For Management S101250XXX as Independent Director 1.7 Elect Ming-Der Hsieh with ID No. For For Management D120943XXX as Independent Director 2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Their Representatives -------------------------------------------------------------------------------- ALPHA NETWORKS, INC. Ticker: 3380 Security ID: Y0093T115 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- ALPHA SERVICES & HOLDINGS SA Ticker: ALPHA Security ID: X0085P155 Meeting Date: JUN 15, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For For Management -------------------------------------------------------------------------------- ALPHAMAB ONCOLOGY Ticker: 9966 Security ID: G0330A101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Authorize Repurchase of Issued Share For For Management Capital 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4 Authorize Reissuance of Repurchased For For Management Shares 5.1 Elect Liu Yang as Director For For Management 5.2 Elect Wei Kevin Cheng as Director For For Management 5.3 Elect Wu Dong as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAY 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Allocation of Undistributed For For Management Profit from Previous Years 5 Approve Dividends of RUB 9.54 per Share For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For Against Management Audit Commission 8.1 Elect Mariia Gordon as Director None For Management 8.2 Elect Evgeniia Grigoreva as Director None Against Management 8.3 Elect Igor Danilenko as Director None For Management 8.4 Elect Kirill Dmitriev as Director None Against Management 8.5 Elect Andrei Donets as Director None Against Management 8.6 Elect Vasilii Efimov as Director None Against Management 8.7 Elect Sergei Ivanov as Director None Against Management 8.8 Elect Dmitrii Konov as Director None For Management 8.9 Elect Sergei Mestnikov as Director None Against Management 8.10 Elect Aleksei Moiseev as Director None Against Management 8.11 Elect Aisen Nikolaev as Director None Against Management 8.12 Elect Aleksei Noskov as Directora None For Management 8.13 Elect Vladimir Rashevskii as Director None Against Management 8.14 Elect Anton Siluanov as Director None Against Management 8.15 Elect Aleksandr Cherepanov as Director None Against Management 9.1 Elect Pavel Bagynanov as Member of For For Management Audit Commission 9.2 Elect Nikita Kozhemiakin as Member of For For Management Audit Commission 9.3 Elect Aleksandr Markin as Member of For For Management Audit Commission 9.4 Elect Mariia Turukhina as Member of For For Management Audit Commission 9.5 Elect Nurguiana Romanova as Member of For For Management Audit Commission 10 Ratify PricewaterhouseCoopers as For For Management Auditor 11 Amend Regulations on Board of Directors For For Management 12 Amend Regulations on Management For For Management 13 Amend Regulations on Remuneration of For For Management Directors 14 Amend Company's Corporate Governance For For Management Statement -------------------------------------------------------------------------------- ALSEA SAB DE CV Ticker: ALSEA Security ID: P0212A104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Allocation of Income 2 Approve Annual Report on Operations For For Management Carried by Key Board Committees 3 Elect or Ratify Directors, Key For Against Management Management and Members of Board Committees 4 Approve Remuneration of Directors, Key For For Management Management and Members of Board Committees 5 Set Maximum Amount of Share Repurchase For For Management Reserve; Present Report on Share Repurchase 6 Authorize Company to Carry out All For For Management Actions to Renegotiate Terms and Conditions under Which Liabilities and or Financial Operations are Agreed 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ALTEK CORP. Ticker: 3059 Security ID: Y0094P104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Private Placement of Ordinary For For Management Shares, Domestic or Overseas Convertible Bonds 4 Approve Issuance of Restricted Stocks For For Management 5 Approve Application of Listing in For For Management Overseas Securities Market for Altek Biotechnology Holding (Cayman) Co. Ltd. -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Financial Services For For Management Agreement and the Relevant Caps -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Financial Services For For Management Agreement and the Relevant Caps -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2020 Loss Recovery Plan For For Management 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve 2021 Remuneration of Directors For For Management and Supervisors 8 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Domestic Bonds For For Management 11 Approve Issuance of Overseas Bonds For For Management 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 13.1 Elect Liu Jianping as Director For For Shareholder 13.2 Elect Jiang Tao as Director For For Shareholder 13.3 Elect Ou Xiaowu as Director For For Shareholder 13.4 Elect Zhang Jilong as Director For For Shareholder 14.1 Elect Qiu Guanzhou as Director For For Shareholder 14.2 Elect Yu Jinsong as Director For For Shareholder 14.3 Elect Chan Yuen Sau Kelly as Director For For Shareholder -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: Y0094N125 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Independent Auditor's For For Management Report and Audited Financial Reports 4 Approve 2020 Loss Recovery Plan For For Management 5 Approve Provision of Financing For For Management Guarantees by the Company to Chalco Hong Kong Investment 6 Approve Provision of Financing For For Management Guarantees by the Company and Chalco Shandong to Xinghua Technology 7 Approve 2021 Remuneration of Directors For For Management and Supervisors 8 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Domestic Bonds For For Management 11 Approve Issuance of Overseas Bonds For For Management 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 13.1 Elect Liu Jianping as Director For For Shareholder 13.2 Elect Jiang Tao as Director For For Shareholder 13.3 Elect Ou Xiaowu as Director For For Shareholder 13.4 Elect Zhang Jilong as Director For For Shareholder 14.1 Elect Qiu Guanzhou as Director For For Shareholder 14.2 Elect Yu Jinsong as Director For For Shareholder 14.3 Elect Chan Yuen Sau Kelly as Director For For Shareholder -------------------------------------------------------------------------------- ALUPAR INVESTIMENTO SA Ticker: ALUP11 Security ID: P0R676126 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ALUPAR INVESTIMENTO SA Ticker: ALUP11 Security ID: P0R676126 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven (or For For Management Nine If Separate Minority Election Is Carried Out) 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz de Godoy Pereira as Director and Ana Helena Godoy Pereira de Almeida Pires as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Roberto de Godoy Pereira as Director and Fernando Carvalho de Godoy Pereira as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Tosto de Oliveira Carvalho as Director and Carlos Manuel da Silva Graca as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo de Almeida Pires as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Oswaldo Errerias Ortega as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Rogerio Paulo Calderon Peres as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Humberto Falcao Martins as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMARA RAJA BATTERIES LIMITED Ticker: 500008 Security ID: Y00968142 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Ramachandra N Galla as Director For For Management 4 Approve Brahmayya & Co., Chartered For For Management Accountants and Deloitte Haskins & Sells LLP, Chartered Accountants as Joint Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Ramadevi Gourineni as Director For For Management 7 Elect Bhairavi Tushar Jani as Director For Against Management 8 Approve Reappointment and Remuneration For Against Management of Jayadev Galla as Vice Chairman and Managing Director 9 Approve Payment of Commission to For Against Management Ramachandra N Galla as Non-Executive Chairman -------------------------------------------------------------------------------- AMATA CORP. PUBLIC CO., LTD. Ticker: AMATA Security ID: Y0099Y167 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Increase in Registered Capital For For Management 3 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 4 Approve Allocation of New Ordinary For For Management Shares to Existing Shareholders 5 Approve Waiver from Mandatory Tender For For Management Offer (Whitewash) 6 Amend Articles of Association For Against Management Concerning Financial Management (Treasury Stock) 7 Other Business For Against Management -------------------------------------------------------------------------------- AMATA CORPORATION PUBLIC COMPANY LIMITED Ticker: AMATA Security ID: Y0099Y167 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Annual Report and Board of None None Management Directors' Report 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Chackchai Panichapat as Director For For Management 5.2 Elect Viboon Kromadit as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- AMATA CORPORATION PUBLIC COMPANY LIMITED Ticker: AMATA Security ID: Y0099Y167 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Objective of For For Management Utilization of the Increased Capital from Allotment of New Ordinary Shares to Existing Shareholders 2 Other Business For Against Management -------------------------------------------------------------------------------- AMBER ENTERPRISES INDIA LIMITED Ticker: 540902 Security ID: Y0102T106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amber Enterprises India For Against Management Limited - Employee Stock Option Plan 2017 2 Approve Increase in Total Number of For Against Management Employee Stock Options Reserved under Amber Enterprises India Limited - Employee Stock Option Plan 2017 3 Approve Grant of Stock Options to For Against Management Employees of Subsidiary Companies under Amber Enterprises India Limited - Employee Stock Option Plan 2017 -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3a Elect Fiscal Council Members For Abstain Management 3b Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 4 Approve Remuneration of Company's For Against Management Management 5 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 2 For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Amend Article 21 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For Abstain Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For Against Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Amend Article 21 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBIPAR PARTICIPACOES E EMPREENDIMENTOS SA Ticker: AMBP3 Security ID: P0R77M103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- AMBUJA CEMENTS LIMITED Ticker: 500425 Security ID: Y6140K106 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Jan Jenisch as Director For For Management 4 Reelect Martin Kriegner as Director For For Management 5 Reelect Christof Hassig as Director For For Management 6 Approve Payment of Commission to For For Management Non-Executive Directors 7 Elect Neeraj Akhoury as Director For For Management 8 Approve Appointment and Remuneration For For Management of Neeraj Akhoury as Managing Director & CEO 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- AMBUJA CEMENTS LIMITED Ticker: 500425 Security ID: Y6140K106 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Then Hwee Tan as Director For For Management 4 Reelect Mahendra Kumar Sharma as For For Management Director 5 Elect Ramanathan Muthu as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV Ticker: AMXL Security ID: P0280A101 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect or Ratify Pablo Roberto Gonzalez For For Management Guajardo as Director for Series L Shareholders 1.2 Elect or Ratify David Ibarra Munoz as For For Management Director for Series L Shareholders 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV Ticker: AMXL Security ID: P0280A101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO and Auditors' Report on For For Management Operations and Results and Board's Opinion on CEO and Auditors' Report 1.2 Approve Board's Report on Principal For For Management Policies and Accounting Criteria Followed in Preparation of Financial Information 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board 1.4 Approve Audit and Corporate Practices For For Management Committee's Report on their Activities 1.5 Approve Consolidated Financial For For Management Statements, Allocation of Income and Dividends 1.6 Approve Report on Repurchased Shares For For Management Reserve 2.1 Approve Discharge of Board and CEO For For Management 2.2a Elect or Ratify Carlos Slim Domit as For For Management Board Chairman 2.2b Elect or Ratify Patrick Slim Domit as For For Management Vice-Chairman 2.2c Elect or Ratify Antonio Cosio Pando as For For Management Director 2.2d Elect or Ratify Arturo Elias Ayub as For For Management Director 2.2e Elect or Ratify Daniel Hajj Aboumrad For For Management as Director 2.2f Elect or Ratify Vanessa Hajj Slim as For For Management Director 2.2g Elect or Ratify Rafael Moises Kalach For For Management Mizrahi as Director 2.2h Elect or Ratify Francisco Medina For For Management Chavez as Director 2.2i Elect or Ratify Luis Alejandro Soberon For For Management Kuri as Director 2.2j Elect or Ratify Ernesto Vega Velasco For For Management as Director 2.2k Elect or Ratify Oscar Von Hauske Solis For For Management as Director 2.2l Elect or Ratify Alejandro Cantu For For Management Jimenez as Secretary (Non-Member) of Board 2.2m Elect or Ratify Rafael Robles Miaja as For For Management Deputy Secretary (Non-Member) of Board 2.3 Approve Remuneration of Directors For For Management 3.1 Approve Discharge of Executive For For Management Committee 3.2a Elect or Ratify Carlos Slim Domit as For For Management Chairman of Executive Committee 3.2b Elect or Ratify Patrick Slim Domit as For For Management Member of Executive Committee 3.2c Elect or Ratify Daniel Hajj Aboumrad For For Management as Member of Executive Committee 3.3 Approve Remuneration of Executive For For Management Committee 4.1 Approve Discharge of Audit and For For Management Corporate Practices Committee 4.2a Elect or Ratify Ernesto Vega Velasco For For Management as Chairman of Audit and Corporate Practices Committee 4.2b Elect or Ratify Pablo Roberto Gonzalez For For Management Guajardo as Member of Audit and Corporate Practices Committee 4.2c Elect or Ratify Rafael Moises Kalach For For Management Mizrahi as Member of Audit and Corporate Practices Committee 4.3 Approve Remuneration of Members of For For Management Audit and Corporate Practices Committee 5 Set Amount of Share Repurchase Reserve For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMLOGIC (SHANGHAI) CO., LTD. Ticker: 688099 Security ID: Y009AJ101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AMLOGIC (SHANGHAI) CO., LTD. Ticker: 688099 Security ID: Y009AJ101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 8.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 8.4 Amend Management System of Raised Funds For Against Management 8.5 Amend Management System for Providing For Against Management External Guarantees 8.6 Amend Related-Party Transaction For Against Management Management System 8.7 Amend Management System for Providing For Against Management External Guarantees 8.8 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- AMMB HOLDINGS BERHAD Ticker: 1015 Security ID: Y0122P100 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Voon Seng Chuan as Director For For Management 4 Elect Farina Binti Farikhullah Khan as For For Management Director 5 Elect Hong Kean Yong as Director For For Management 6 Elect Kong Sooi Lin as Director For For Management 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- AMOY DIAGNOSTICS CO., LTD. Ticker: 300685 Security ID: Y0099T101 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Approve Change of Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Major Investment and Transaction For For Management Decision-making System 6 Amend Related Party Transaction For For Management Decision-making System 7 Approve Increase the Use of Partial For For Management Idle Own Funds for Cash Management -------------------------------------------------------------------------------- AMOY DIAGNOSTICS CO., LTD. Ticker: 300685 Security ID: Y0099T101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Amendments to Articles of For For Management Association to Change Business Scope 8 Approve Appointment of Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- AMTRAN TECHNOLOGY CO., LTD. Ticker: 2489 Security ID: Y0124Y109 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Capital Decrease via Cash For For Management 5.1 Elect WU CHUN FA (Alpha Wu), with For For Management SHAREHOLDER NO.6 as Non-independent Director 5.2 Elect a Representative of YU HSUAN For Against Management Investment Co Ltd (Yowshiuan Investments Inc.), with SHAREHOLDER NO. 4 as Non-independent Director 5.3 Elect a Representative of HUA JUNG For Against Management COMPONENTS CO. LTD., with SHAREHOLDER NO.22467 as Non-independent Director 5.4 Elect a Representative of JIN CHUN For Against Management Investment Co Ltd (Jin Chuen Investment Co., Ltd), with SHAREHOLDER NO.5 as Non-independent Director 5.5 Elect a Representative of HSUAN FA Co For Against Management Ltd, with SHAREHOLDER NO.304046 as Non-independent Director 5.6 Elect a Representative of RUI FA Co For Against Management Ltd (Rick Inc), with SHAREHOLDER NO. 280765 as Non-independent Director 5.7 Elect CHOU MING CHIH (David Chou), For For Management with SHAREHOLDER NO.E121550XXX as Non-independent Director 5.8 Elect LIAO WAN CHUN (Wan-Jiun Liao), For For Management with SHAREHOLDER NO.R220281XXX as Independent Director 5.9 Elect CHOU CHENG HU (Cheng-Hu Chow), For For Management with SHAREHOLDER NO.F170118XXX as Independent Director 5.10 Elect CHOU DAI REN (Dah-Jen Chou), For For Management with SHAREHOLDER NO.A120764XXX as Independent Director 5.11 Elect WEI HUNG CHENG (Hong-Jheng Wei), For For Management with SHAREHOLDER NO.T120269XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Ming as Non-Independent For For Management Director 1.2 Elect Luo Taizhong as Non-Independent For For Management Director 2.1 Elect Wei Hongwen as Supervisor For For Management -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AN HUI WENERGY CO., LTD. Ticker: 000543 Security ID: Y0138J106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantees to For For Management Xinjiang Lu'an Xiexin Zhundong Energy Co., Ltd. 9 Approve Provision of Guarantees to For For Management Shanxi Luguang Power Generation Co., Ltd. 10 Approve Issuance of Medium-term Notes For For Management 11 Approve Issuance of Super Short-term For For Management Commercial Papers 12.1 Elect Li Ming as Director For For Management 12.2 Elect Luo Taizhong as Director For For Management 12.3 Elect Shi Dafu as Director For For Management 12.4 Elect Liu Yacheng as Director For For Management 12.5 Elect Liao Xuesong as Director For For Management 12.6 Elect Fang Shiqing as Director For For Management 13.1 Elect Zhang Yunyan as Director For For Management 13.2 Elect Xie Jingdong as Director For For Management 13.3 Elect Yao Wangxin as Director For For Management 14.1 Elect Shao Dehui as Supervisors For For Management 14.2 Elect Chen Xinyi as Supervisors For For Management -------------------------------------------------------------------------------- ANADOLU ANONIM TURK SIGORTA SIRKETI AS Ticker: ANSGR Security ID: M10028104 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Receive Information on Profit For For Management Distribution Policy and Approve Allocation of Income 8 Elect Directors For Against Management 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Receive Information on Donations Made None None Management in 2020 13 Approve Upper Limit of Donations for For Against Management 2021 -------------------------------------------------------------------------------- ANADOLU CAM SANAYII AS Ticker: ANACM Security ID: M1015M108 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Receive Information on Merger None None Management Agreement to be Discussed Under Item 4 4 Approve Merger Agreement For For Management 5 Approve Liquidation For For Management 6 Wishes None None Management -------------------------------------------------------------------------------- ANADOLU EFES BIRACILIK VE MALT SANAYII A.S. Ticker: AEFES Security ID: M10225106 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Approve Dividends For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- ANADOLU EFES BIRACILIK VE MALT SANAYII A.S. Ticker: AEFES.E Security ID: M10225106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors and Approve Their For Against Management Remuneration 9 Ratify External Auditors For For Management 10 Amend Article 7 Re: Capital Related For Against Management 11 Amend Article 14 Re: Board Related For For Management 12 Receive Information on Donations Made None None Management in 2020 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- ANDES TECHNOLOGY CORP. Ticker: 6533 Security ID: Y0R7YV103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect ANDREW CHANG, a Representative For For Management of MediaTek Capital Corp., with Shareholder No. 3, as Non-Independent Director 3.2 Elect Herming Chiueh, a Representative For For Management of National Development Fund, Executive Yuan, with Shareholder No. 8, as Non-Independent Director 3.3 Elect Jyh-Ming Lin, with Shareholder For For Management No. 33, as Non-Independent Director 3.4 Elect HONG-MEN SU, with Shareholder No. For For Management 61, as Non-Independent Director 3.5 Elect Chien-Kuo Yang, with ID No. For For Management J100772XXX, as Independent Director 3.6 Elect Tien-Fu Chen, with ID No. For For Management S121715XXX, as Independent Director 3.7 Elect Jiun-Hao Lai, with ID No. For For Management U120155XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors 5 Approve Issuance of Ordinary Shares For For Management for Cash to Sponsor the Issuance of Overseas Depositary Receipts, Issuance of Ordinary Shares for Cash Domestically 6 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- ANDON HEALTH CO., LTD. Ticker: 002432 Security ID: Y0138G102 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Adjust the Remuneration of For For Management Independent Directors 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Issue Type and Par Value For For Management 10.2 Approve Issue Manner and Period For For Management 10.3 Approve Target Parties and For For Management Subscription Manner 10.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 10.5 Approve Issue Scale For For Management 10.6 Approve Restriction Period Arrangement For For Management 10.7 Approve Listing Location For For Management 10.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.9 Approve Resolution Validity Period For For Management 10.10 Approve Usage of Raised Funds For For Management 11 Approve Plan on Private Placement of For For Management Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controlling Shareholder Regarding Counter-dilution Measures in Connection to the Private Placement 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Shareholder Return Plan For For Management 17 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- ANDON HEALTH CO., LTD. Ticker: 002432 Security ID: Y0138G102 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Weijun as Independent For For Management Director 2 Approve Draft and Summary of Stock For For Management Option Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANDON HEALTH CO., LTD. Ticker: 002432 Security ID: Y0138G102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Provision of Guarantees For For Management 8 Approve Amendments to Articles of For For Management Association 9 Elect Bi Xiaofang as Independent For For Management Director -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132F100 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, the For For Management Proposed Revised Annual Cap and Related Transactions 2 Elect Zhu Keshi as Director For For Management 3 Elect Mu Tiejian as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement, the For For Management Proposed Revised Annual Cap and Related Transactions 2 Elect Zhu Keshi as Director For For Management 3 Elect Mu Tiejian as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For For Management Incentive Scheme of A Shares of the Company (Draft) and Its Summary 2 Approve Performance Appraisal Measures For For Management for the 2020 Restricted Share Incentive Scheme of A Shares 3 Approve Management Measures of the For For Management 2020 Share Incentive Scheme of A Shares 4 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share Incentive Scheme of A Shares of the Company -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132F100 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted Share For For Management Incentive Scheme of A Shares of the Company (Draft) and Its Summary 2 Approve Performance Appraisal Measures For For Management for the 2020 Restricted Share Incentive Scheme of A Shares 3 Approve Management Measures of the For For Management 2020 Share Incentive Scheme of A Shares 4 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 Restricted Share Incentive Scheme of A Shares of the Company -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132F100 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Baojun as Director For For Management 2 Elect Shen Changchun as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Baojun as Director For For Management 2 Elect Shen Changchun as Supervisor For For Management -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132F100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Extracts 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2020 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 347 Security ID: Y0132D105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Extracts 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2020 Remuneration of Directors For For Management and Supervisors 7 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Wholly-owned For For Management Subsidiary and Land Acquisition 2 Approve Establishment of Subsidiary to For For Management Carry Out Related Business 3 Approve Functional Packaging New For For Management Material Project 4 Approve Acquisition of Land Reserve For For Management 5 Approve Establishment of Subsidiary For For Management for Construction of Yeast Production Line Project Phase I -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Manufacturing Project with For For Management Annual Output of Yeast Products -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 2 Approve Spin-off of Subsidiary on the For For Management ChiNext 3.1 Approve Background, Purpose and For For Management Commercial Rationality of Spin-off Listing 3.2 Approve Listing Location For For Management 3.3 Approve Issue Type For For Management 3.4 Approve Par Value For For Management 3.5 Approve Target Parties For For Management 3.6 Approve Listing Period For For Management 3.7 Approve Issue Manner For For Management 3.8 Approve Issue Scale For For Management 3.9 Approve Pricing Basis For For Management 3.10 Approve Other Matters Related to For For Management Issuance 4 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Explanation of Fluctuation of For For Management the Company's Stock Price Does Not Meet Relevant Standards in Article 5 of the Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Yeast Green Production Base For For Management Construction Project 12 Approve Intelligent Chemical Factory For For Management for Healthy Food Raw Materials 13 Approve Adjustment to the 2,000 Tons For For Management of Yeast Product Green Manufacturing Project 14 Approve Change in Accounting Standard For For Management Currency of Overseas Subsidiary -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Management Method of the For For Management Performance Shares Incentive Plan 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Approve Investment in Hongyu Packaging For For Management Materials with Annual Output of 23,000 Tons of Functional Packaging New Materials Project 6 Approve Investment in Hongyu Packaging For For Management Materials with Annual Output of 30,000 Tons of Health Product Packaging Materials Factory Phase II Project -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Carry-out Financial Leasing For For Management Business 10 Approve Foreign Exchange Risk and For For Management Interest Rate Risk Management Business 11 Approve Non-financial Corporate Debt For For Management Financing Instruments 12 Approve Bill Pool Business For For Management 13 Approve Yeast Extract Green For For Management Manufacturing Project 14 Approve Green Manufacturing Project of For For Management High Nucleic Acid Yeast Products Project 15 Approve Amendments to Articles of For Against Management Association 16 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 17 Approve Directors and Senior For For Management Management Remuneration Appraisal Plan 18 Approve Internal Control Evaluation For For Management Report 19 Approve Social Responsibility Report For For Management 20.1 Elect Wang Xishan as Director For For Management -------------------------------------------------------------------------------- ANGEL YEAST CO., LTD. Ticker: 600298 Security ID: Y3746S104 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Adjustment of Provision of For Against Management Guarantee -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD. Ticker: AMS Security ID: S9122P108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Nombulelo Moholi as Director For For Management 1.2 Re-elect Stephen Pearce as Director For For Management 2.2 Elect Thabi Leoka as Director For For Management 2.3 Elect Roger Dixon as Director For For Management 3.1 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.2 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 4 Reappoint PricewaterhouseCoopers (PwC) For For Management as Auditors with JFM Kotze as Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD. Ticker: ANG Security ID: S04255196 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Alan Ferguson as Director For For Management 1.2 Re-elect Christine Ramon as Director For For Management 1.3 Re-elect Jochen Tilk as Director For For Management 2 Elect Dr Kojo Busia as Director For For Management 3.1 Re-elect Alan Ferguson as Member of For For Management the Audit and Risk Committee 3.2 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 3.3 Elect Nelisiwe Magubane as Member of For For Management the Audit and Risk Committee 3.4 Re-elect Maria Richter as Member of For For Management the Audit and Risk Committee 3.5 Re-elect Jochen Tilk as Member of the For For Management Audit and Risk Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 7 Approve Remuneration of Non-Executive For For Management Directors 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- ANHUI ANKE BIOTECHNOLOGY (GROUP) CO., LTD. Ticker: 300009 Security ID: Y01398109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Use of Idle Own Funds and Idle For For Management Raised Funds for Cash Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaorong as Director For For Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373110 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xiaorong as Director For For Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve Profit Appropriation Proposal For For Management and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Elect Wang Cheng as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373110 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve Profit Appropriation Proposal For For Management and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Elect Wang Cheng as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Investors for For For Management Capital Injection and Implementation of Market-oriented Debt-to-Equity Swaps (Phase II) -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Venture in Participation For For Management in PPP Project Bidding and to Jointly Establish a Project Company -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 3 Approve Corporate Bond Issuance For For Management 4 Approve Renewable Corporate Bond For For Management Issuance 5 Approve Authorization of the Board to For For Management Handle All Related Matters for Corporate Bond Issuance 6 Approve Authorization of the Board to For For Management Handle All Related Matters for Renewable Corporate Bond Issuance -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- ANHUI CONSTRUCTION ENGINEERING GROUP CORP. LTD. Ticker: 600502 Security ID: Y0140K109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Investment Plan For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase Short-term Financial Products 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee to For Against Management Subsidiary 11 Approve Provision of Guarantee to For Against Management Controlled Subsidiaries and Related Party Transactions 12 Approve Estimate Related Party For For Management Transaction 13 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- ANHUI EXPRESSWAY COMPANY LIMITED Ticker: 995 Security ID: Y01374100 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisors and Authorize Board to Decide on the Terms of the Service Contracts of the Directors and Supervisors 2.1 Elect Xiang Xiaolong as Director For For Management 2.2 Elect Yang Xiaoguang as Director For For Management 2.3 Elect Tang Jun as Director For For Management 2.4 Elect Xie Xinyu as Director For For Management 2.5 Elect Yang Xudong as Director For For Management 2.6 Elect Du Jian as Director For For Management 3.1 Elect Liu Hao as Director For For Management 3.2 Elect Zhang Jianping as Director For For Management 3.3 Elect Fang Fang as Director For For Management 4.1 Elect Xu Zhen as Supervisor For For Management 4.2 Elect Jiang Yue as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI EXPRESSWAY COMPANY LIMITED Ticker: 995 Security ID: Y01374118 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisors and Authorize Board to Decide on the Terms of the Service Contracts of the Directors and Supervisors 2.1 Elect Xiang Xiaolong as Director For For Management 2.2 Elect Yang Xiaoguang as Director For For Management 2.3 Elect Tang Jun as Director For For Management 2.4 Elect Xie Xinyu as Director For For Management 2.5 Elect Yang Xudong as Director For For Management 2.6 Elect Du Jian as Director For For Management 3.1 Elect Liu Hao as Director For For Management 3.2 Elect Zhang Jianping as Director For For Management 3.3 Elect Fang Fang as Director For For Management 4.1 Elect Xu Zhen as Supervisor For For Management 4.2 Elect Jiang Yue as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI EXPRESSWAY COMPANY LIMITED Ticker: 995 Security ID: Y01374100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- ANHUI EXPRESSWAY COMPANY LIMITED Ticker: 995 Security ID: Y01374118 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- ANHUI EXPRESSWAY COMPANY LIMITED Ticker: 995 Security ID: Y01374100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Working Report of the For For Management Board of Directors 2 Approve 2020 Working Report of the For For Management Supervisory Committee 3 Approve 2020 Audited Financial Report For For Management 4 Approve 2020 Profit Appropriation For For Management Proposal 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Elect Cheng Xijie as Supervisor For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New A Shares and/or H Shares -------------------------------------------------------------------------------- ANHUI GENUINE NEW MATERIALS CO. LTD. Ticker: 603429 Security ID: Y013C0102 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Application of Bank Credit For For Management Lines 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ANHUI GOLDEN SEED WINERY CO., LTD. Ticker: 600199 Security ID: Y0137D100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Elect Yang Hongwen as Non-independent For For Shareholder Director 10 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M118 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Change in Performance For For Management Commitment -------------------------------------------------------------------------------- ANHUI GUJING DISTILLERY CO., LTD. Ticker: 200596 Security ID: Y0137M100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Change in Performance For For Management Commitment -------------------------------------------------------------------------------- ANHUI GUOFENG PLASTIC INDUSTRY CO., LTD. Ticker: 000859 Security ID: Y0137V100 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2.1 Elect Huang Qiongyi as Director For Did Not Vote Management 2.2 Elect Qian Yuanmei as Director For Did Not Vote Management 2.3 Elect Zhu Yibin as Director For Did Not Vote Management 3.1 Elect Bi Gongbing as Director For Did Not Vote Management 3.2 Elect Zhu Dan as Director For Did Not Vote Management 3.3 Elect Wang Feng as Director For Did Not Vote Management 3.4 Elect Li Pengfeng as Director For Did Not Vote Management 4.1 Elect Wang Liya as Supervisor For Did Not Vote Management 4.2 Elect Ruan Li as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- ANHUI GUOFENG PLASTIC INDUSTRY CO., LTD. Ticker: 000859 Security ID: Y0137V100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Annual Report For For Management Auditor and Internal Control Auditor 8 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- ANHUI HELI CO., LTD. Ticker: 600761 Security ID: Y01383101 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Daily Related For For Management Party Transaction -------------------------------------------------------------------------------- ANHUI HELI CO., LTD. Ticker: 600761 Security ID: Y01383101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Provision of Repurchase For For Management Guarantee for the Company's Product Financing Lease Sale and Related Transactions 8 Approve Remuneration of Directors For For Management 9.1 Elect Yang Anguo as Director For For Management 9.2 Elect Xue Bai as Director For For Management 9.3 Elect Zhou Jun as Director For For Management 9.4 Elect Ma Qing Feng as Director For For Management 9.5 Elect Deng Li as Director For For Management 9.6 Elect Zhang Mengqing as Director For For Management 10.1 Elect Wu Peiguo as Director For For Management 10.2 Elect Li Xiaoling as Director For For Management 10.3 Elect Luo Shousheng as Director For For Management 11.1 Elect Du Yunfei as Supervisor For For Management 11.2 Elect Tong Naiqin as Supervisor For For Management 11.3 Elect Xu Yingming as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 600971 Security ID: Y013A3124 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 600971 Security ID: Y013A3124 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Daily Related-party For For Management Transactions 6 Approve Financial Service Agreement For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10 Elect Zhang Lei as Supervisor For For Shareholder 11.1 Elect Fu Kunlan as Director For For Shareholder 11.2 Elect Chen Jiaxuan as Director For For Shareholder -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Comprehensive For For Management Credit Line Application 2 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantees For For Management 3 Approve Capital Injection For For Management -------------------------------------------------------------------------------- ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO., LTD. Ticker: 002541 Security ID: Y013AG109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Adjustment on Remuneration of For For Management Directors and Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Approve Accounts Receivable of For For Management Factoring Business 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Additional Application of Bank For For Management Credit Lines 11 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- ANHUI HUAMAO TEXTILE CO. LTD. Ticker: 000850 Security ID: Y0138D109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Disposal of Financial Assets For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management 10 Amend Related-Party Transaction For For Management Management System 11.1 Elect Jiang Minghua as Supervisor For For Shareholder 11.2 Elect Fang Qiming as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI HUILLONG AGRICULTURAL MEANS OF PRODUCTION CO., LTD. Ticker: 002556 Security ID: Y013AJ103 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Arrangement of Undistributed For For Management Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Shareholder Return Plan For For Management 7 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ANHUI HUILLONG AGRICULTURAL MEANS OF PRODUCTION CO., LTD. Ticker: 002556 Security ID: Y013AJ103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Daily Related-party For For Management Transactions 8 Approve Use of Idle Funds for Cash For For Management Management 9 Approve Provision of Guarantees to For Against Management Controlled Subsidiaries 10 Approve Provision of External Guarantee For For Management 11 Approve Comprehensive Credit Line Bank For Against Management Application 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve to Appoint Auditor For For Management 14 Approve Forward Foreign Exchange For For Management Transactions 15 Approve Use of Idle Own Funds for For For Management Securities Investment 16 Approve Develop Asset Note Pool For For Management Business 17 Approve Employee Share Purchase Plan For For Management 18 Approve Management Method of Employee For For Management Share Purchase Plan 19 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ANHUI HUILLONG AGRICULTURAL MEANS OF PRODUCTION CO., LTD. Ticker: 002556 Security ID: Y013AJ103 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment and Related For For Management Transaction -------------------------------------------------------------------------------- ANHUI JIANGHUAI AUTOMOBILE GROUP CORP. LTD. Ticker: 600418 Security ID: Y0141C106 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loan Application For For Management 2 Approve Capital Injection For For Management -------------------------------------------------------------------------------- ANHUI JIANGHUAI AUTOMOBILE GROUP CORP. LTD. Ticker: 600418 Security ID: Y0141C106 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets For For Management 2 Elect Guo Huaiwei as Non-independent For For Management Director -------------------------------------------------------------------------------- ANHUI JIANGHUAI AUTOMOBILE GROUP CORP. LTD. Ticker: 600418 Security ID: Y0141C106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Land Acquisition and Storage For For Management -------------------------------------------------------------------------------- ANHUI JIANGHUAI AUTOMOBILE GROUP CORP. LTD. Ticker: 600418 Security ID: Y0141C106 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope For For Management 2 Amend Articles of Association For For Management 3 Approve Land Collection and Storage For For Management 4 Elect Sun Jie as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI JIANGHUAI AUTOMOBILE GROUP CORP. LTD. Ticker: 600418 Security ID: Y0141C106 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Credit Line Application For For Management 10 Approve Entrusted Loans For Against Management 11 Approve External Guarantee For Against Management 12 Approve Foreign Exchange Derivatives For For Management Business 13 Approve Deposits and Related For For Management Transactions 14 Approve to Appoint Auditor For For Management 15 Approve Use of Funds to Purchase Bank For For Management Structured Deposits and Financial Products 16 Approve Provision for Asset Impairment For For Management 17 Approve Provision of Car Repurchase For For Management Guarantee 18 Approve Provision of Car Repurchase For For Management Guarantee by Ankai Keche and Zhongan Car Rental Company 19 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line -------------------------------------------------------------------------------- ANHUI JIANGHUAI AUTOMOBILE GROUP CORP. LTD. Ticker: 600418 Security ID: Y0141C106 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Transaction Constitute as For For Management Related-party Transaction 6 Approve Signing of Share Subscription For For Management Agreement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ANHUI JINHE INDUSTRIAL CO., LTD. Ticker: 002597 Security ID: Y013AK100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Daily Related Party Transaction For For Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve Provision of Guarantee For For Management 13 Amend Articles of Association For For Management 14 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Phase 2 Employee Share For For Management Purchase Plan 3 Approve Management Method of Phase 2 For For Management Employee Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Phase 2 Employee Share Purchase Plan 5 Approve Phase 3 Employee Share For For Management Purchase Plan 6 Approve Management Method of Phase 3 For For Management Employee Share Purchase Plan 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Phase 3 Employee Share Purchase Plan 8 Approve Additional Provision of For For Shareholder Guarantee -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Elect Li Qingyang as Independent For For Management Director -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Foreign Exchange Forward For For Management Transactions and Foreign Exchange Options Business 3 Approve External Guarantee For Against Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Terms for Downward Adjustment For For Management of Conversion Price of Convertible Bonds -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ANHUI KORRUN CO., LTD. Ticker: 300577 Security ID: Y013BT100 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Elect Liu Tiantian as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ANHUI KOUZI DISTILLERY CO., LTD. Ticker: 603589 Security ID: Y013BD105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Du Yu as Non-independent Director For For Shareholder 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yuan Qirong as Non-independent For For Shareholder Director 1.2 Elect Yu Long as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Escrow Agreement For For Management -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Cancellation of Performance For For Management and Mining Volume Commitment as well as Relevant Agreements on Share Repurchase 3 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Cancellation of Performance For For Management and Mining Volume Commitment and Relevant Agreements on Share Repurchase 3 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- ANHUI SIERTE FERTILIZER INDUSTRY CO., LTD. Ticker: 002538 Security ID: Y013AH107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve to Appoint Auditor For For Management 9 Elect Niu Haozhe as Independent For For Shareholder Director 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- ANHUI SINONET & XINLONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002298 Security ID: Y013A8107 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association 2 Approve Extension of Resolution For For Management Validity Period and Authorization Period of Board to Handle All Matters Related to the Private Placement of Shares -------------------------------------------------------------------------------- ANHUI SINONET & XINLONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002298 Security ID: Y013A8107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Provision of Guarantee For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- ANHUI SUN-CREATE ELECTRONICS CO., LTD. Ticker: 600990 Security ID: Y013A9113 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- ANHUI SUN-CREATE ELECTRONICS CO., LTD. Ticker: 600990 Security ID: Y013A9113 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Amendment of Articles of Association 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ANHUI TATFOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Wuhao as Non-Independent For For Management Director 1.2 Elect Ma Zhongkang as Non-Independent For For Management Director -------------------------------------------------------------------------------- ANHUI TATFOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Method of Compensation For For Management for Performance Commitment -------------------------------------------------------------------------------- ANHUI TATFOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Idle Raised Fund to For For Management Purchase Financial Products and Related Party Transactions -------------------------------------------------------------------------------- ANHUI TATFOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wan Guangcai as Independent For For Management Director 1.2 Elect Zhou Lei as Independent Director For For Management -------------------------------------------------------------------------------- ANHUI TATFOOK TECHNOLOGY CO., LTD. Ticker: 300134 Security ID: Y77452103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Provision for Asset Impairment For For Management 8 Approve Bank Credit Line Application For For Management as well as Its Relevant Authorizations -------------------------------------------------------------------------------- ANHUI TONGFENG ELECTRONICS CO., LTD. Ticker: 600237 Security ID: Y01394108 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Jiyang as Non-Independent For For Shareholder Director 1.2 Elect Tong Aijun as Non-Independent For For Shareholder Director 1.3 Elect Lian Gang as Non-Independent For For Shareholder Director 2.1 Elect Cheng Zhihui as Independent For For Shareholder Director 3.1 Elect Hu Zengfeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI TRUCHUM ADVANCED MATERIALS & TECHNOLOGY CO., LTD. Ticker: 002171 Security ID: Y013A2100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget and Business For For Management Plan 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Authorization of Chairman of For For Management the Board 10 Approve Related Party Transaction For For Management 11 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- ANHUI WANWEI UPDATED HIGH-TECH MATERIAL INDUSTRY CO., LTD. Ticker: 600063 Security ID: Y0139Q109 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Fusheng as Non-independent For For Shareholder Director 1.2 Elect Gao Shenbao as Non-independent For For Shareholder Director 1.3 Elect Zhang Zhenghe as Non-independent For For Shareholder Director 1.4 Elect Sun Xianwu as Non-independent For For Shareholder Director 1.5 Elect Wu Lin as Non-independent For For Shareholder Director 1.6 Elect Wu Shangyi as Non-independent For For Shareholder Director 2.1 Elect Dai Xinmin as Independent For For Shareholder Director 2.2 Elect You Jia as Independent Director For For Shareholder 2.3 Elect Cui Peng as Independent Director For For Shareholder 3.1 Elect Liu Bangzhu as Supervisor For For Shareholder 3.2 Elect Tang Xiaohong as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI WANWEI UPDATED HIGH-TECH MATERIAL INDUSTRY CO., LTD. Ticker: 600063 Security ID: Y0139Q109 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ANHUI XINHUA MEDIA CO., LTD. Ticker: 601801 Security ID: Y013AD106 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2.1 Elect Wu Wensheng as Non-independent For For Management Director 2.2 Elect Zhang Kewen as Non-independent For For Management Director 2.3 Elect Deng Qiong as Non-independent For For Management Director 2.4 Elect Zheng Chiyan as Non-independent For For Management Director 2.5 Elect Yuan Rongjian as Non-independent For For Management Director 3.1 Elect Hu Yong as Independent Director For For Management 3.2 Elect Zhou Feng as Independent Director For For Management 3.3 Elect Zhou Zejiang as Independent For For Management Director 4.1 Elect Sheng Dawen as Supervisor For For Management 4.2 Elect Fan Min as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI XINHUA MEDIA CO., LTD. Ticker: 601801 Security ID: Y013AD106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- ANHUI YINGLIU ELECTROMECHANICAL CO., LTD. Ticker: 603308 Security ID: Y013B2109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Provision of Guarantee For Against Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Daily Related-party For For Management Transactions 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Amend Articles of Association For For Management 10 Approve Change in Accounting Policies For For Management 11 Approve Appointment of Auditor For For Management 12.1 Elect Xia Dinghu as Non-Independent For For Shareholder Director 12.2 Elect Xia Yingsong as Non-Independent For For Shareholder Director 12.3 Elect Ma Xiaopeng as Non-Independent For For Shareholder Director 12.4 Elect Yi Shanbing as Non-Independent For For Shareholder Director 13.1 Elect Zhai Shengbao as Independent For For Shareholder Director 13.2 Elect Wei Anli as Independent Director For For Shareholder 13.3 Elect Huang Youli as Independent For For Shareholder Director 14.1 Elect Pan Jinjun as Supervisor For For Management 14.2 Elect Yang Jingjun as Supervisor For For Management -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- ANHUI ZHONGDING SEALING PARTS CO., LTD. Ticker: 000887 Security ID: Y01379109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Daily Related Party For For Management Transactions 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Amendments to Articles of For For Management Association 10 Approve Changes in Accounting Policies For For Management 11 Approve Appointment of Auditor For For Management 12 Approve Application of Credit Lines For For Management 13 Approve Foreign Exchange Hedging For For Management Business 14 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 15 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Acquisition of Centro de Ensino For For Management Superior de Vespasiano Ltda. by Brasil Educacao S/A 2 Ratify Acquisition of CESG - Centro de For For Management Educacao Superior de Guanambi S.A. by Insegnare Educacional S/A 3.1 Elect Jose Afonso Alves Castanheira as For For Management Independent Director 3.2 Elect Paula Alexandra de Oliveira For For Management Goncalves Bellizia as Independent Director 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Afonso Alves Castanheira as Independent Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Paula Alexandra de Oliveira Goncalves Bellizia as Independent Director -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Share Capital 2 Approve Increase in Authorized Capital For For Management and Amend Article 5 Accordingly 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Rede For For Management Internacional de Universidades Laureate Ltda. 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Company Headquarters For For Management 2 Amend Article 3 Re: Company For For Management Headquarters 3 Approve 3-for-1 Stock Split For For Management 4 Amend Article 5 to Reflect Changes in For For Management Capital 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Treatment of Net Loss For For Management 4 Approve Remuneration of Company's For For Management Management 5.1 Elect Daniel Faccini Castanho as For For Management Director 5.2 Elect Mauricio Nogueira Escobar as For For Management Director 5.3 Elect Gabriel Ralston Correa Ribeiro For For Management as Director 5.4 Elect Antonoaldo Grangeon Trancoso For For Management Neves as Independent Director 5.5 Elect Silvio Jose Genesini Junior as For For Management Independent Director 5.6 Elect Jose Afonso Alves Castanheira as For For Management Independent Director 5.7 Elect Paula Alexandra de Oliveira For For Management Goncalves Bellizia as Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Faccini Castanho as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Nogueira Escobar as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Gabriel Ralston Correa Ribeiro as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonoaldo Grangeon Trancoso Neves as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Silvio Jose Genesini Junior as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Afonso Alves Castanheira as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paula Alexandra de Oliveira Goncalves Bellizia as Independent Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ANIMA HOLDING SA Ticker: ANIM3 Security ID: P4611H116 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Company For For Management Headquarters 2 Consolidate Bylaws For For Management 3 Amend Long-Term Incentive Plan (ILP1) For For Management Approved at April 25, EGM 2018 -------------------------------------------------------------------------------- ANJI MICROELECTRONICS TECHNOLOGY (SHANGHAI) CO., LTD. Ticker: 688019 Security ID: Y013D8104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Internal Control Evaluation For For Management Report 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisor For For Management 12 Approve to Appoint Auditor and For For Management Internal Auditor 13 Approve Use of Raised Funds for For For Management Expansion and Upgrade R&D Center 14 Approve Use of Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- ANKER INNOVATIONS TECHNOLOGY CO., LTD. Ticker: 300866 Security ID: Y01425100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Raised Funds for For For Management Cash Management 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 10 Approve Special Explanation on For For Management Company's Capital Occupation by Controlling Shareholders and Other Related Parties -------------------------------------------------------------------------------- ANKER INNOVATIONS TECHNOLOGY CO., LTD. Ticker: 300866 Security ID: Y01425100 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Fanghao as Non-independent For For Management Director 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ANTA SPORTS PRODUCTS LIMITED Ticker: 2020 Security ID: G04011105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ding Shijia as Director For For Management 4 Elect Zheng Jie as Director For For Management 5 Elect Yiu Kin Wah Stephen as Director For For Management 6 Elect Lai Hin Wing Henry Stephen as For For Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ANYANG IRON & STEEL CO., LTD. Ticker: 600569 Security ID: Y0149E104 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Registered Capital of For For Management Controlled Subsidiary -------------------------------------------------------------------------------- ANYANG IRON & STEEL CO., LTD. Ticker: 600569 Security ID: Y0149E104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor and to Fix For For Management Its Remuneration 9 Approve Allowance of Independent For For Management Directors 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders and Other Systems 12 Approve Fixed Assets Investment Plan For For Management -------------------------------------------------------------------------------- AOTECAR NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 002239 Security ID: Y4441T108 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Appraisal Measures of the For For Management Stock Option Incentive Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AOTECAR NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 002239 Security ID: Y4441T108 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- AOTECAR NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 002239 Security ID: Y4441T108 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- AOYUAN BEAUTY VALLEY TECHNOLOGY CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- AOYUAN BEAUTY VALLEY TECHNOLOGY CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Chain Accounts Payable For For Management Oriented Asset-backed Bill Trust Business -------------------------------------------------------------------------------- AOYUAN BEAUTY VALLEY TECHNOLOGY CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 2 Approve Amendments to Articles of For For Management Association 3 Approve Draft and Summary on Stock For For Management Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AOYUAN BEAUTY VALLEY TECHNOLOGY CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Its Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Daily Related Party For Did Not Vote Management Transactions 8 Approve Loan from Controlling For Did Not Vote Management Shareholder and Related Party Transactions 9 Approve Payment for Financing For Did Not Vote Management Guarantee Fee 10 Approve Appointment of Auditor For Did Not Vote Management 11 Approve Payment of Employee's For Did Not Vote Management Remuneration (Including Senior Staff Remuneration) and Remuneration Plan 12 Approve Use of Own Funds to Invest in For Did Not Vote Management Financial Products 13 Approve Application of Comprehensive For Did Not Vote Management Credit Lines 14 Approve Provision of Guarantee to For Did Not Vote Management Controlled Subsidiary and Provision of Mutual Guarantee Between Controlled Subsidiaries 15 Approve Guarantee Provision Plan to For Did Not Vote Management Property Buyers -------------------------------------------------------------------------------- AOYUAN BEAUTY VALLEY TECHNOLOGY CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Subsidiary for Its Application of M&A Loan -------------------------------------------------------------------------------- AP (THAILAND) PUBLIC CO. LTD. Ticker: AP Security ID: Y0209X117 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment For For Management and Acknowledge Allocation of Income 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6.1 Elect Kosol Suriyaporn as Director For For Management 6.2 Elect Nontachit Tulayanonda as Director For For Management 6.3 Elect Yokporn Tantisawetrat as Director For For Management 6.4 Elect Siripong Sombutsiri as Director For For Management 6.5 Elect Wason Naruenatpaisan as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Bonus of Directors For For Management 9 Approve Issuance and Offering of For For Management Additional Revolving Debentures 10 Other Business For Against Management -------------------------------------------------------------------------------- AP (THAILAND) PUBLIC CO. LTD. Ticker: AP Security ID: Y0209X117 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Allocation of Income and For For Management Approve Annual and Special Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Elect Anuphong Assavabhokhin as For For Management Director 6.2 Elect Pichet Vipavasuphakorn as For Against Management Director 6.3 Elect Visanu Suchatlumpong as Director For For Management 6.4 Elect Somyod Suteerapornchai as For For Management Director 7 Approve Remuneration of Directors For For Management 8 Approve Bonus of Directors For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- AP MEMORY TECHNOLOGY CORP. Ticker: 6531 Security ID: Y0178L102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Issuance of Employee Stock For For Management Warrants and Share Subscription Plan 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect Liu, Frank, with Shareholder NO. For For Management A110070XXX, as Independent Director 6.2 Elect Wang, Hsuan, with Shareholder NO. For For Management S222315XXX, as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Directors and Newly Appointed Directors -------------------------------------------------------------------------------- APELOA PHARMACEUTICAL CO., LTD. Ticker: 000739 Security ID: Y71710100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantees to For For Management Subsidiaries 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Own Funds for For For Management Financial Investment 10 Elect Qian Juanping as Independent For For Management Director 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- APL APOLLO TUBES LIMITED Ticker: 533758 Security ID: Y0181Q114 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Romi Sehgal as Director For Against Management 3 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants, Gurugram as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Neeru Abrol as Director For For Management -------------------------------------------------------------------------------- APL APOLLO TUBES LIMITED Ticker: 533758 Security ID: Y0181Q114 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sub-Division of Equity Shares For For Management 2 Amend Capital Clause of the Memorandum For For Management of Association Re: Sub-Division of Equity Shares -------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LIMITED Ticker: 508869 Security ID: Y0187F138 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Standalone Financial Statements For For Management and Statutory Reports 1.ii Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Sangita Reddy as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Preetha Reddy as Whole Time Director Designated as Executive Vice-Chairperson 5 Approve Reappointment and Remuneration For For Management of Suneeta Reddy as Managing Director 6 Approve Reappointment and Remuneration For For Management of Sangita Reddy as Joint Managing Director 7 Approve Payment of Remuneration to For For Management Executive Directors 8 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LIMITED Ticker: 508869 Security ID: Y0187F138 Meeting Date: JAN 09, 2021 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LIMITED Ticker: 508869 Security ID: Y0187F138 Meeting Date: MAY 03, 2021 Meeting Type: Special Record Date: MAR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- APOLLO TYRES LTD. Ticker: 500877 Security ID: Y0188S147 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Sunam Sarkar as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Bikram Singh as Director For For Management 6 Elect Francesco Crispino as Director For For Management -------------------------------------------------------------------------------- APOLLO TYRES LTD. Ticker: 500877 Security ID: Y0188S147 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Vishal Mahadevia as Director For For Management 2 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 3 Adopt New Articles of Association For Against Management 4 Approve Issuance of Compulsorily For For Management Convertible Preference Shares on Preferential Basis 5 Approve Revision in the Remuneration For For Management of Satish Sharma as Whole-time Director 6 Reelect Vinod Rai as Director For For Management -------------------------------------------------------------------------------- ARAB NATIONAL BANK Ticker: 1080 Security ID: M1454X102 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Dividends of SAR 0.40 Per For For Management Share for FY 2020 6 Amend Audit Committee Charter For For Management 7 Approve Remuneration of Directors of For For Management SAR 4,860,245 for FY 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for Q1,Q2,Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 9 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Approve Related Party Transactions Re: For For Management Takamul Business Services Company 11 Approve Related Party Transactions Re: For For Management Alrashid Trading and Contracting Company Ltd 12 Approve Related Party Transactions Re: For For Management Al Jabr Investment and Real Estate Company 13 Approve Related Party Transactions Re: For For Management Al Jabr Investment and Real Estate Company 14 Approve Related Party Transactions Re: For For Management Alrashid Trading and Contracting Company Ltd 15 Approve Related Party Transactions Re: For For Management Rashid Abdulrahman Alrashid and Sons Company 16 Approve Related Party Transactions Re: For For Management Al Jabr Investment and Real Estate Company 17 Approve Related Party Transactions Re: For For Management Abana Projects Group Company 18 Approve Related Party Transactions Re: For For Management Alkhaleej Training and Education Company 19 Approve Related Party Transactions Re: For For Management Riyadh Business Gate Company 20 Approve Related Party Transactions Re: For For Management Saudi Financial Support Services Company 21 Approve Related Party Transactions Re: For For Management Al Jabr Holding Group 22 Approve Related Party Transactions Re: For For Management Astra Group 23 Approve Related Party Transactions Re: For For Management Al Touk Group 24 Approve Related Party Transactions Re: For For Management Salah Rashid Alrashid Group 25 Approve Related Party Transactions Re: For For Management the Heirs of Homoud Alobaid Al Rasheed 26 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Marine Shipping Insurance Policy 27 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Private Auto Fleet Insurance Policy 28 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Commercial Fleet Insurance Policy 29 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Property All Risk Insurance Policy 30 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Terrorism Risk Insurance Policy 31 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Directors and Staff Liability Insurance Policy 32 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Directors and Staff Liability Risk Insurance Policy 33 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Third Party Liability Insurance Policy 34 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company, Renewal of Employee Group Life Insurance Policy 35 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company Renewal of Mortgage Credit Insurance Policy 36 Approve Related Party Transactions Re: For For Management Walaa Cooperative Insurance Company Renewal of Auto Financial Lease Fleet Insurance Policy -------------------------------------------------------------------------------- ARABIAN CEMENT CO. Ticker: 3010 Security ID: M1R20A108 Meeting Date: DEC 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Saoud Al Suleiman as Director None Abstain Management 1.2 Elect Moataz Al Azawi as Director None Abstain Management 1.3 Elect Al Waleed Al Dureiaan as Director None Abstain Management 1.4 Elect Turki Al Rajhi as Director None Abstain Management 1.5 Elect Fahad Al Issa as Director None Abstain Management 1.6 Elect Abdullah Raheemi as Director None Abstain Management 1.7 Elect Abdulateef Al Seef as Director None Abstain Management 1.8 Elect Youssef Abalkheil as Director None Abstain Management 1.9 Elect Mohammed Al Kaleebi as Director None Abstain Management 1.10 Elect Ahmed Murad as Director None Abstain Management 1.11 Elect Turki Al Badeen as Director None Abstain Management 1.12 Elect Thamir Al Wadee as Director None Abstain Management 1.13 Elect Jamal Omar as Director None Abstain Management 1.14 Elect Hamad Al Fouzan as Director None Abstain Management 1.15 Elect Khalid Al Khudheiri as Director None Abstain Management 1.16 Elect Saad Al Haqeel as Director None Abstain Management 1.17 Elect Saad Al Ajlan as Director None Abstain Management 1.18 Elect Abdullah Al Fifi as Director None Abstain Management 1.19 Elect Abdullah Al Nimri as Director None Abstain Management 1.20 Elect Azeez Al Qahtani as Director None Abstain Management 1.21 Elect Fahad Al Shamri as Director None Abstain Management 1.22 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.23 Elect Mohammed Al Sakeet as Director None Abstain Management 1.24 Elect Mureea Habbash as Director None Abstain Management 1.25 Elect Nabeel Bin Minqash as Director None Abstain Management 1.26 Elect Natheer Khashaqji Director None Abstain Management 1.27 Elect Khalid Al Nuweisir as Director None Abstain Management 1.28 Elect Fahad Al Sameeh as Director None Abstain Management 1.29 Elect Fawaz Al Qahtani as Director None Abstain Management 1.30 Elect Fayiz Al Zaydi as Director None Abstain Management 1.31 Elect Abdulmajeed Al Bahrani as None Abstain Management Director 1.32 Elect Ahmed Bakhsh as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and the Remuneration of Its Members 3 Approve Competitive Business Standards For For Management Charter -------------------------------------------------------------------------------- ARABIAN CEMENT CO. Ticker: 3010 Security ID: M1R20A108 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 2,000,000 for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 8 Approve Dividends of SAR 1.25 per For For Management Share for Second Half of FY 2020 and Total of SAR 2.25 per Share for FY 2020 9 Approve Related Party Transactions Re: For For Management Ready-Mix Concrete and Construction Supplies Company 10 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law -------------------------------------------------------------------------------- ARABIAN CENTRES CO. Ticker: 4321 Security ID: M0000Y101 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Dividends of SAR 1.4 Per Share For For Management for the First and Second Half of FY 2020 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2021 and Q1 of FY 2022 8 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 9 Elect Ahmed Badrawi as Director For For Management 10 Approve Remuneration and Nomination For For Management Committee Charter 11 Approve Remuneration Policy Re: For For Management Directors, Committees and Management 12 Elect Members of Audit Committee and For For Management Approve its Charter and the Remuneration of Its Members 13 Approve Agreements Between the Company For For Management and Related Parties 14 Approve Related Party Transactions For For Management 15 Approve Related Party Transactions Re: For For Management Fawaz Abdulaziz Al Hokair and Partners Company 16 Approve Related Party Transactions Re: For For Management Food & Entertainment Company 17 Approve Related Party Transactions Re: For For Management Billy Games Company 18 Approve Related Party Transactions Re: For For Management Fawaz Abdulaziz Alhokair Real Estate Company 19 Approve Related Party Transactions Re: For For Management Tadarees Najd Security Establishment 20 Approve Related Party Transactions Re: For For Management NESK Trading Project Company 21 Approve Related Party Transactions Re: For For Management Food Gate Company 22 Approve Related Party Transactions Re: For For Management Etqan Facility Management Company 23 Approve Related Party Transactions Re: For For Management Abdulmohsen Alhokair for Tourism & Development Group 24 Approve Related Party Transactions Re: For For Management Next Generation Limited Company 25 Approve Related Party Transactions Re: For For Management Coffee Centres Trading Company 26 Approve Related Party Transactions Re: For For Management Azal Company 27 Approve Related Party Transactions Re: For For Management Skill Innovative Games Company 28 Approve Related Party Transactions Re: For For Management Innovative Union Company 29 Approve Related Party Transactions Re: For For Management FAS Tech Trading Company 30 Approve Related Party Transactions Re: For For Management Kids Space Company 31 Approve Related Party Transactions Re: For For Management Fashion District 32 Approve Related Party Re: Via Media For For Management Company 33 Approve Related Party Transactions Re: For For Management Nail Place Trading Company 34 Approve Related Party Transactions Re: For For Management Majd Almustaqbal Ltd 35 Approve Related Party Transactions Re: For For Management Ezdihar Sports Company 36 Approve Related Party Transactions Re: For For Management Saaf Trading Company 37 Approve Related Party Transactions Re: For For Management FAS Saudi Holding Company 38 Approve Related Party Transactions Re: For For Management FAS Saudi Holding Company 39 Approve Related Party Transactions Re: For For Management FAS Saudi Holding Company 40 Approve Related Party Transactions Re: For Against Management FAS Saudi Holding Company -------------------------------------------------------------------------------- ARABTEC HOLDING CO. PJSC Ticker: ARTC Security ID: M1491G104 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Appointment of Waleed Al For For Management Muheiri as Director 2.1 Discuss Board Report on Company's For For Management Financial Position and Liabilities 2.2 Discuss All Choices Regarding For For Management Continuation or Dissolving of the Company in Light to the Current Financial Situation 2.3 Approve By Special Decision One of the For For Management Options Above and Authorize Board to Ratify and Execute the Approved Resolution -------------------------------------------------------------------------------- ARABTEC HOLDING CO. PJSC Ticker: ARTC Security ID: M1491G104 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussing All the Procedures Taken by For For Management the Board Until the Present Date to Execute the Special Resolution at the Shareholders Meeting Held on 30 September 2020 1 Authorize Board to Amend the Approved For For Management Time Table Regarding the Approved Resolutions if Needed -------------------------------------------------------------------------------- ARCA CONTINENTAL SAB DE CV Ticker: AC Security ID: P0448R103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report on Results and For For Management Operations of Company, Auditor's Report and Board's Opinion; Approve Board's Report on Activities; Approve Report of Audit and Corporate Practices Committee; Receive Report on Adherence to Fiscal Obligations 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 2.94 Per Share 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors, Verify their For Against Management Independence Classification, Approve their Remuneration and Elect Secretaries 5 Approve Remuneration of Board For Against Management Committee Members; Elect Chairman of Audit and Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ARCADYAN TECHNOLOGY CORP. Ticker: 3596 Security ID: Y02020116 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ARCELIK AS Ticker: ARCLK Security ID: M1490L104 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Article 6 Re: Capital Related For Against Management 8 Approve Share Pledge Program For For Management 9 Elect Directors For For Management 10 Approve Remuneration Policy and For For Management Director Remuneration for 2020 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- ARCHERMIND TECHNOLOGY (NANJING) CO., LTD. Ticker: 300598 Security ID: Y0149S103 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yanping as Non-independent For Did Not Vote Management Director 2 Approve Change of Corporate Form from For Did Not Vote Management Foreign-Investment Limited Company to Domestic Enterprise -------------------------------------------------------------------------------- ARCHERMIND TECHNOLOGY (NANJING) CO., LTD. Ticker: 300598 Security ID: Y0149S103 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- ARCHERMIND TECHNOLOGY (NANJING) CO., LTD. Ticker: 300598 Security ID: Y0149S103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 5 Approve to Appoint Auditor For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Remuneration of Directors For Did Not Vote Management 8 Approve Remuneration of Supervisors For Did Not Vote Management 9 Approve Amendments to Articles of For Did Not Vote Management Association 10 Elect Zhang Liqiong as Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- ARCHOSAUR GAMES INC. Ticker: 9990 Security ID: G0512W103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Qing as Director For For Management 3.2 Elect Bai Wei as Director For For Management 3.3 Elect Liu Ming as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ARCSOFT CORP. LTD. Ticker: 688088 Security ID: Y0149W104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For Against Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Amend Working System for Independent For Against Management Directors 10 Amend Management System for Providing For Against Management External Investments -------------------------------------------------------------------------------- ARCTECH SOLAR HOLDING CO., LTD. Ticker: 688408 Security ID: Y014A3106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Financial Statements For For Management 7 Approve Financial Budget Report For Against Management 8 Approve Provision of Guarantees For For Management 9 Approve Non-credit Notes Business For For Management 10 Approve Remuneration of Directors For Against Management 11 Approve Remuneration of Supervisors For Against Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Amendment of Articles of Association For For Management 14 Approve Use of Excess Raised Funds on For For Management Additional Investment Projects and Investment in Construction of New Projects -------------------------------------------------------------------------------- ARDENTEC CORP. Ticker: 3264 Security ID: Y02028119 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- AREZZO INDUSTRIA E COMERCIO SA Ticker: ARZZ3 Security ID: P04508100 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire For For Management Vamoquevamo Empreendimentos e Participacoes S.A. (VCV) 2 Approve Issuance of Shares in For For Management Connection with the Proposed Transaction 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Ratify Deloitte Touche Tohmatsu For For Management Consultores Ltda. as the Independent Firm to Appraise Proposed Transaction 5 Approve Independent Firm's Appraisal For For Management 6 Approve Acquisition of Vamoquevamo For For Management Empreendimentos e Participacoes S.A. (VCV) 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AREZZO INDUSTRIA E COMERCIO SA Ticker: ARZZ3 Security ID: P04508100 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For For Management and Amend Article 7 Accordingly 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AREZZO INDUSTRIA E COMERCIO SA Ticker: ARZZ3 Security ID: P04508100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Alessandro Giuseppe Carlucci as For For Management Independent Director 6.2 Elect Jose Ernesto Beni Bolonha as For For Management Director 6.3 Elect Alexandre Cafe Birman as Director For For Management 6.4 Elect Guilherme Affonso Ferreira as For For Management Independent Director 6.5 Elect Renata Figueiredo de Moraes For For Management Vichi as Independent Director 6.6 Elect Rony Meisler as Director For For Management 6.7 Elect Juliana Buchaim Correa da For For Management Fonseca as Independent Director 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alessandro Giuseppe Carlucci as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Ernesto Beni Bolonha as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Cafe Birman as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Affonso Ferreira as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Renata Figueiredo de Moraes Vichi as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Rony Meisler as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Juliana Buchaim Correa da Fonseca as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Alessandro Giuseppe Carlucci as For For Management Board Chairman 11 Elect Jose Ernesto Beni Bolonha as For For Management Board Vice-Chairman 12 Approve Classification of Alessandro For For Management Giuseppe Carlucci, Guilherme Affonso Ferreira, Renata Figueiredo de Moraes Vichi, and Juliana Buchaim Correa da Fonseca as Independent Directors 13 Approve Remuneration of Company's For For Management Management 14 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ARRIYADH DEVELOPMENT CO. Ticker: 4150 Security ID: M1R03C105 Meeting Date: APR 18, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 3,757,000 for FY 2020 7 Approve Dividends of SAR 0.50 per For For Management Share for the First Half of FY 2020 8 Approve Dividends of SAR 0.65 per For For Management Share for the Second Half of FY 2020 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- ARVIND LIMITED Ticker: 500101 Security ID: Y02047119 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Kulin Lalbhai as Director For For Management 3 Approve Payment of Commission to For For Management Non-Executive Directors 4 Reelect Bakul H. Dholakia as Director For Against Management 5 Reelect Renuka Ramnath as Director For Against Management 6 Reelect Nilesh Shah as Director For For Management 7 Amend Main Objects Clause of For For Management Memorandum of Association 8 Authorize Issuance of For For Management Secured/Unsecured/Redeemable Non-Convertible Debentures including Subordinated Debentures, Bonds and/or Other Debt Securities on Private Placement Basis 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASCENTAGE PHARMA GROUP INTERNATIONAL CO., LTD. Ticker: 6855 Security ID: G0519B102 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Dajun as Director For For Management 2b Elect Lu Simon Dazhong as Director For For Management 2c Elect Liu Qian as Director For For Management 2d Elect David Sidransky as Director For For Management 3a Authorize Board to Fix Remuneration of For For Management Directors 3b Approve Remuneration Package for Ye For For Management Changqing 3c Approve Remuneration Package for Yin For For Management Zheng 3d Approve Remuneration Package for Ren For For Management Wei 3e Approve Remuneration Package for David For For Management Sidransky 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ASCLETIS PHARMA INC. Ticker: 1672 Security ID: G0520K109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Jinzi Jason Wu as Director For For Management 2.2 Elect Jiong Gu as Director For For Management 2.3 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ASE TECHNOLOGY HOLDING CO., LTD. Ticker: 3711 Security ID: Y0249T100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Lending For Against Management Procedures and Caps 4 Approve Amendments to Articles of For For Management Association 5 Approve Issuance of Restricted Stocks For For Management 6.1 Elect JASON C.S. CHANG, a For For Management Representative of ASE ENTERPRISES LTD. , with SHAREHOLDER NO.00000001, as Non-independent Director 6.2 Elect RICHARD H.P.CHANG, a For Against Management Representative of ASE ENTERPRISES LTD. , with SHAREHOLDER NO.00000001, as Non-independent Director 6.3 Elect CHI-WEN TSAI, a Representative For Against Management of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 6.4 Elect YEN-CHUN CHANG, a Representative For Against Management of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 6.5 Elect TIEN WU, a Representative of ASE For Against Management ENTERPRISES LTD., with SHAREHOLDER NO. 00000001, as Non-independent Director 6.6 Elect JOSEPH TUNG, a Representative of For Against Management ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 6.7 Elect RAYMOND LO, a Representative of For Against Management ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 6.8 Elect TS CHEN, a Representative of ASE For Against Management ENTERPRISES LTD., with SHAREHOLDER NO. 00000001, as Non-independent Director 6.9 Elect JEFFERY CHEN, a Representative For Against Management of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 6.10 Elect RUTHERFORD CHANG, with For Against Management SHAREHOLDER NO.00059235 as Non-independent Director 6.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with For For Management SHAREHOLDER NO.H101915XXX as Independent Director 6.12 Elect MEI-YUEH HO, with SHAREHOLDER NO. For For Management Q200495XXX as Independent Director 6.13 Elect PHILIP WEN-CHYI ONG, with For For Management SHAREHOLDER NO.A120929XXX as Independent Director 7 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ASEER CO. FOR TRADING TOURISM INDUSTRIAL AGRICULT REAL ESTATE Ticker: 4080 Security ID: M1504S103 Meeting Date: MAY 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Related Party Transactions Re: For For Management Hussein Ali Shobokshi Office of Management Consulting 7 Amend Remuneration Policy of Board For Against Management Members, Committees and Executive Management 8 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 -------------------------------------------------------------------------------- ASELSAN ELEKTRONIK SANAYI VE TICARET AS Ticker: ASELS.E Security ID: M1501H100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Receive Information on Related Party None None Management Transactions 12 Approve Upper Limit of Donations for For Against Management 2021 13 Approve Upper Limit of Sponsorships to For Against Management Be Made in 2021 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- ASHOK LEYLAND LIMITED Ticker: 500477 Security ID: Y0266N143 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Dheeraj G Hinduja as Director For For Management 3 Reelect Manisha Girotra as Director For For Management 4 Reelect Andrew C Palmer as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASIA CEMENT CORP. Ticker: 1102 Security ID: Y0275F107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ASIA OPTICAL CO., INC. Ticker: 3019 Security ID: Y0368G103 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASIA PACIFIC TELECOM CO., LTD. Ticker: 3682 Security ID: Y0R895106 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection by Issuance For For Management of Shares via a Private Placement 2.1 Elect LI JUNE CHEN, with Shareholder For For Management No. A220905XXX, as Independent Director 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ASIA PACIFIC TELECOM CO., LTD. Ticker: 3682 Security ID: Y0R895106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect Fang Ming Lu, a Representative For Against Management of Baoxin International Investment Co Ltd, with Shareholder No. 164217, as Non-independent Director 6.2 Elect Nan Ren Huang, a Representative For For Management of Baoxin International Investment Co Ltd, with Shareholder No. 164217, as Non-independent Director 6.3 Elect Wen Lin Kung, a Representative For Against Management of Baoxin International Investment Co Ltd, with Shareholder No. 164217, as Non-independent Director 6.4 Elect Jhe Hong You, a Representative For Against Management of Baoxin International Investment Co Ltd, with Shareholder No. 164217, as Non-independent Director 6.5 Elect Lai Shun Chu, a Representative For Against Management of Taiwan Railways Administration MOTC, with Shareholder No. 15, as Non-independent Director 6.6 Elect Tung Chun Tsao, a Representative For Against Management of Taiwan Railways Administration MOTC, with Shareholder No. 15, as Non-independent Director 6.7 Elect Chung Cheng Tseng, a For Against Management Representative of Yu Sheng Investment CO Ltd, with Shareholder No. 65084, as Non-independent Director 6.8 Elect Min Shiang Lin, a Representative For Against Management of Hua Eng Wire AND Cable Co Ltd, with Shareholder No. 16, as Non-independent Director 6.9 Elect Yi Wen Chen, with Shareholder No. For For Management G100106XXX, as Independent Director 6.10 Elect Shi Nine Yang, with Shareholder For For Management No. F103802XXX, as Independent Director 6.11 Elect Li June Chen, with Shareholder For For Management No. A220905XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ASIA POLYMER CORP. Ticker: 1308 Security ID: Y0371T100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ASIA VITAL COMPONENTS CO., LTD. Ticker: 3017 Security ID: Y0392D100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- ASIAN PAINTS LIMITED Ticker: 500820 Security ID: Y03638114 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports and Audited Consolidated Financial Statements 2 Approve Final Dividend For For Management 3 Reelect Ashwin Dani as Director For For Management 4 Reelect Amrita Vakil as Director For For Management 5 Elect Manish Choksi as Director For For Management 6 Approve Continuation of Directorship For For Management by Ashwin Dani as Non-Executive Director 7 Elect Amit Syngle as Director For For Management 8 Approve Appointment and Remuneration For For Management of Amit Syngle as Managing Director & CEO 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASIAN PAINTS LIMITED Ticker: 500820 Security ID: Y03638114 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports and Audited Consolidated Financial Statements 2 Approve Final Dividend For For Management 3 Reelect Abhay Vakil as Director For For Management 4 Reelect Jigish Choksi as Director For For Management 5 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Reelect R. Seshasayee as Director For For Management 7 Approve R. Seshasayee to Continue For For Management Office as Independent Director 8 Approve Asian Paints Employee Stock For Against Management Option Plan 2021 and Grant of Options to Eligible Employees of the Company 9 Approve Grant of Stock Options to the For Against Management Eligible Employees of the Company's Subsidiaries under the Asian Paints Employee Stock Option Plan 2021 10 Approve Secondary Acquisition of For Against Management Shares Through Trust Route for the Implementation of the Asian Paints Employee Stock Option Plan 2021 11 Approve Grant of Stock Options to Amit For Against Management Syngle as Managing Director and CEO under the Asian Paints Employee Stock Option Plan 2021 12 Approve Maintenance of Register of For For Management Members and Related Books at a Place Other Than the Registered Office of the Company 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASIAN STAR ANCHOR CHAIN CO., LTD. Ticker: 601890 Security ID: Y0370R105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Use of Funds for Bank For For Management Guaranteed Products 10 Approve Use of Funds for Financial For For Management Product 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ASMEDIA TECHNOLOGY INC. Ticker: 5269 Security ID: Y0397P108 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Issuance of Restricted Stock For For Management Awards (For Employees) -------------------------------------------------------------------------------- ASPEED TECHNOLOGY, INC. Ticker: 5274 Security ID: Y04044106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect Chris Lin (LIN HUNG-MING) with For For Management Shareholder No. 1 as Non-independent Director 4.2 Elect Arnold Yu (YU MING-CHANG), a For Against Management Representative of Xian Hua Investment Co. Ltd. with Shareholder No. 22 as Non-independent Director 4.3 Elect Luke Chen (CHEN CHING-HUNG), a For Against Management Representative of Linvest Wealth Corp. with Shareholder No. 38 as Non-independent Director 4.4 Elect Ted Tsai (TSAI YUNG-PING) with For Against Management Shareholder No. 14 as Non-independent Director 4.5 Elect Hungju Huang (HUANG HUNG-JU), a For Against Management Representative of Linvest Fortune Corp. with Shareholder No. 102 as Non-independent Director 4.6 Elect Chyan Yang (YANG CHIEN) with ID For Against Management No. F103802XXX as Independent Director 4.7 Elect Dyi-Chung Hu (HU TI-CHUN) with For Against Management ID No. A102316XXX as Independent Director 4.8 Elect Sheng-Lin Chou (CHOU SHENG-LIN) For For Management with ID No. R120955XXX as Independent Director 4.9 Elect John C. Lin (LIN CHUAN) with ID For For Management No. A111260XXX as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ASPEN PHARMACARE HOLDINGS LTD. Ticker: APN Security ID: S0754A105 Meeting Date: DEC 09, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Year Ended 30 June 2020 2 Receive and Note the Social & Ethics For For Management Committee Report 3.1 Re-elect Linda de Beer as Director For For Management 3.2 Re-elect Chris Mortimer as Director For For Management 3.3 Re-elect David Redfern as Director For For Management 3.4 Re-elect Sindi Zilwa as Director For For Management 4 Appoint Ernst & Young Inc as Auditors For For Management with Derek Engelbrecht as the Individual Registered Auditor 5.1 Re-elect Linda de Beer as Member of For For Management the Audit & Risk Committee 5.2 Re-elect Ben Kruger as Member of the For For Management Audit & Risk Committee 5.3 Re-elect Babalwa Ngonyama as Member of For For Management the Audit & Risk Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1.1a Approve Fees of the Board Chairman For For Management 1.1b Approve Fees of the Board Members For For Management 1.2a Approve Fees of the Audit & Risk For For Management Committee Chairman 1.2b Approve Fees of the Audit & Risk For For Management Committee Members 1.3a Approve Fees of the Remuneration & For For Management Nomination Committee Chairman 1.3b Approve Fees of the Remuneration & For For Management Nomination Committee Members 1.4a Approve Fees of the Social & Ethics For For Management Committee Chairman 1.4b Approve Fees of the Social & Ethics For For Management Committee Members 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASSET WORLD CORP. PCL Ticker: AWC Security ID: Y04022102 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Charoen Sirivadhanabhakdi as For For Management Director 4.2 Elect Khunying Wanna Sirivadhanabhakdi For Against Management as Director 4.3 Elect Nuntawan Sakuntanaga as Director For For Management 4.4 Elect Pongpanu Svetarundra as Director For For Management 4.5 Elect Santi Pongjareanpit as Director For Against Management 5 Elect Rungroj Sangkram as Director and For For Management Approve Amendment of Names and Numbers of Directors Who Have Signing Authority 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Acquisition of Assets For For Management Transactions and the Connected Transactions of the Company 9 Adopt AWC Share Plan 2020 For For Management 10 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 11 Approve Allocation of Newly Issued For For Management Ordinary Shares 12 Amend Articles of Association Re: For For Management Electronic Meeting 13 Other Business For Against Management -------------------------------------------------------------------------------- ASSET WORLD CORP. PCL Ticker: AWC Security ID: Y04022102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect Prasit Kovilaikool as Director For For Management 4.2 Elect Rungson Sriworasat as Director For For Management 4.3 Elect Vachara Tuntariyanond as Director For For Management 4.4 Elect Tithiphan Chuerboonchai as For For Management Director 4.5 Elect Weerawong Chittmittrapap as For For Management Director 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7.1 Approve Investment in TCC Woeng Nakhon For For Management Kasem Company Limited (Woeng Nakhon Kasem Project) 7.2 Approve Investment in Wannasub Pattana For For Management Company Limited 8 Other Business For Against Management -------------------------------------------------------------------------------- ASTRA INDUSTRIAL GROUP Ticker: 1212 Security ID: M1531D103 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Related Party Transactions Re: For For Management Prince Fahad Bin Sultan Hospital 6 Approve Related Party Transactions Re: For For Management Astra Farms Company 7 Approve Related Party Transactions Re: For For Management Arab Supply and Trading Company 8 Approve Related Party Transactions Re: For For Management Arab Supply and Trading Company 9 Approve Related Party Transactions Re: For For Management Nour Net Communications Company 10 Approve Related Party Transactions Re: For For Management Astra Farms Company 11 Approve Related Party Transactions Re: For For Management Astra Food Company 12 Approve Related Party Transactions Re: For For Management Arab Supply and Trading Company 13 Allow Sabeeh Al Masri to Be Involved For For Management with Other Companies 14 Allow Khalid Al Masri to Be Involved For For Management with Other Companies 15 Allow Kameel Saad Aldeen to Be For For Management Involved with Other Companies 16 Allow Ghassan Aqeel to Be Involved For For Management with Other Companies 17 Approve Discharge of Directors for FY For For Management 2020 18 Approve Remuneration of Directors of For For Management SAR 600,000 for FY 2020 19 Approve Dividends of SAR 0.75 Per For For Management Share for FY 2020 20 Amend Board Membership Policies, For For Management Standards and Procedures -------------------------------------------------------------------------------- ASTRAL FOODS LTD. Ticker: ARL Security ID: S0752H102 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2.1 Re-elect Diederik Fouche as Director For For Management 2.2 Re-elect Saleh Mayet as Director For For Management 3.1 Re-elect Diederik Fouche as Member of For For Management the Audit and Risk Management Committee 3.2 Re-elect Saleh Mayet as Member of the For For Management Audit and Risk Management Committee 3.3 Re-elect Tshepo Shabangu as Member of For For Management the Audit and Risk Management Committee 4.1 Elect Tshepo Shabangu as Member of the For For Management Social and Ethics Committee 4.2 Re-elect Dr Theunis Eloff as Member of For For Management the Social and Ethics Committee 4.3 Re-elect Gary Arnold as Member of the For For Management Social and Ethics Committee 4.4 Re-elect Len Hansen as Member of the For For Management Social and Ethics Committee 5 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors with EJ Gerryts as the Individual Designated Auditor 6 Authorise the Audit and Risk For For Management Management Committee to Fix Remuneration of Auditors 7 Approve Remuneration Policy For For Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Authorise Ratification of Approved For For Management Resolutions 10 Approve Fees Payable to Non-executive For For Management Directors 11 Approve Financial Assistance to For For Management Related and Inter-related Companies 12 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ASTRAL POLY TECHNIK LIMITED Ticker: 532830 Security ID: Y0433Q169 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Anil Kumar Jani as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Jagruti Engineer as Whole-Time Director 5 Elect Viral Jhaveri as Director For For Management 6 Elect C K Gopal as Director For For Management 7 Amend Astral Poly Technik Limited For Against Management Employee Stock Option Scheme 2015 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ASTRAL POLY TECHNIK LIMITED Ticker: 532830 Security ID: Y0433Q169 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares For For Management 2 Change Company Name and Amend For For Management Memorandum and Articles of Association -------------------------------------------------------------------------------- ASTRO MALAYSIA HOLDINGS BERHAD Ticker: 6399 Security ID: Y04323104 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yvonne Chia (Yau Ah Lan @ Fara For For Management Yvonne) as Director 2 Elect Renzo Christopher Viegas as For For Management Director 3 Elect Rizal Kamil bin Nik Ibrahim For For Management Kamil as Director 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of Ordinary Shares For For Management Under the Dividend Reinvestment Plan 8 Approve Long Term Incentive Plan For For Management 9 Approve Issuance and Allotment of For For Management Shares to the Group Chief Executive Officer of the Company Pursuant to the Proposed Long Term Incentive Plan 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn Bhd and/or its Affiliates 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Berhad and/or its Affiliates 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its Affiliates 13 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Holdings Sdn Bhd and/or its Affiliates 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Sun TV Network Limited and/or its Affiliates 15 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with GS Home Shopping Inc. and/or its Affiliates 16 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn Bhd and/or its Affiliates 17 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Ultimate Capital Sdn Bhd, Ultimate Technologies Sdn Bhd, Kotamar Holdings Sdn Bhd and/or Dato' Hussamuddin bin Haji Yaacub and/or their respective affiliates -------------------------------------------------------------------------------- ASTRO MALAYSIA HOLDINGS BERHAD Ticker: 6399 Security ID: Y04323104 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Zaki bin Tun Azmi as Director For For Management 3 Elect Lim Ghee Keong as Director For For Management 4 Elect Kenneth Shen as Director For For Management 5 Approve Directors' Fees and Benefits For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Zaki bin Tun Azmi to Continue For For Management Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Ordinary Shares For For Management Under the Dividend Reinvestment Plan 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn Bhd and/or its Affiliates 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Berhad and/or its Affiliates 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its Affiliates 13 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Holdings Sdn Bhd and/or its Affiliates 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Sun TV Network Limited and/or its Affiliates 15 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with GS Home Shopping Inc. and/or its Affiliates 16 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn Bhd and/or its Affiliates 17 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Ultimate Capital Sdn Bhd, Ultimate Technologies Sdn Bhd, Kotamar Holdings Sdn Bhd and/or Hussamuddin bin Haji Yaacub and/or Their Respective Affiliates -------------------------------------------------------------------------------- ASUSTEK COMPUTER, INC. Ticker: 2357 Security ID: Y04327105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issue Manner and Period For For Management 1.3 Approve Target Parties and For For Management Subscription Manner 1.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 1.5 Approve Issue Scale For For Management 1.6 Approve Restriction Period Arrangement For For Management 1.7 Approve Amount and Usage of Raised For For Management Funds 1.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.9 Approve Listing Location For For Management 1.10 Approve Resolution Validity Period For For Management 2 Approve Plan on Private Placement of For For Management Shares 3 Approve Termination of Conditional For For Management Subscription Agreement and Supplemental Agreements 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Agreement For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 2 Approve 2020 Repurchase and For For Management Cancellation of Performance Shares 3 Amend Articles of Association For For Management 4 Approve Signing of Investment For For Management Cooperation Agreement 5.1 Elect HAO HONG as Non-Independent For For Management Director 5.2 Elect YE SONG as Non-Independent For For Management Director 5.3 Elect Yang Rui as Non-Independent For For Management Director 5.4 Elect Hong Liang as Non-Independent For For Management Director 5.5 Elect Zhang Da as Non-Independent For For Management Director 5.6 Elect Zhang Ting as Non-Independent For For Management Director 6.1 Elect Pan Guangcheng as Independent For For Management Director 6.2 Elect Zhang Kun as Independent Director For For Management 6.3 Elect Wang Qingsong as Independent For For Management Director 7.1 Elect Zhi Xinxin as Supervisor For For Shareholder 7.2 Elect Di Shanshan as Supervisor For For Shareholder -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Implementation of Self-check For For Management Internal Control Rules 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve to Change the Use of Partial For For Management Raised Funds and New Fund-raising Projects 11 Approve Foreign Exchange Derivatives For For Management Trading Business 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ASYMCHEM LABORATORIES (TIANJIN) CO., LTD. Ticker: 002821 Security ID: Y0370S103 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Manner of Pricing For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Company's Transformation into For For Management Overseas Raised Fund Company Limited by Shares 4 Approve Resolution Validity Period For For Management 5 Approve Plan on Usage of Raised Funds For For Management 6 Approve Distribution Arrangement of For For Management Earnings 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Elect Li Jiacong as Independent For For Management Director 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Persons Authorized by the For For Management Board of Directors to Handle All Related Matters 11 Approve to Formulate Articles of For For Management Association 12 Approve to Formulate Rules and For For Management Procedures Regarding General Meetings of Shareholders 13 Approve to Formulate Rules and For For Management Procedures Regarding Meetings of Board of Directors 14 Approve to Formulate Rules and For For Management Procedures Regarding Meetings of Board of Supervisors 15 Approve to Formulate Related Party For For Management Transaction Management and Decision-making System 16 Approve to Formulate Measures for the For For Management Administration of External Investment 17 Approve to Formulate Measures for the For For Management Administration of External Guarantees 18 Approve to Formulate the Work System For For Management of Independent Directors 19 Approve to Formulate Raised Funds For For Management Management System 20 Approve to Formulate Standardisation For For Management of Management System for Fund Transactions with Related Parties 21 Approve to Formulate Code of Conduct For For Management for Controlling Shareholders 22 Approve to Appoint Auditor for For For Management Issuance of H Shares and Listing in Hong Kong Stock Exchange -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Fix Number of Directors at Ten For For Management 6 Elect Directors For Against Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Matthieu Dominique Marie Malige as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Edouard Balthazard Bertrand de Chavagnac as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Noel Frederic Georges Prioux as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claire Marie Du Payrat as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerome Alexis Louis Nanty as Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Pongracz Rossi as Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Abilio dos Santos Diniz as Director 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Vendramini Fleury as Independent Director 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pavao Lacerda as Independent Director 9.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Marc-Olivier Pierre Jean Francois Rochu as Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Classification of Marcelo For For Management Pavao Lacerda and Luiz Fernando Vendramini Fleury as Independent Directors 12 Approve Remuneration of Company's For Against Management Management 13 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Consolidate Bylaws For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ATEN INTERNATIONAL CO. LTD. Ticker: 6277 Security ID: Y0433U103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- ATHENS WATER SUPPLY & SEWAGE CO. SA Ticker: EYDAP Security ID: X0257L107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Dividends For For Management 4 Approve Distribution of Share Premium For For Management Account 5 Approve Director Remuneration For For Management 6 Approve Remuneration of Chairman, CEO, For For Management and Vice CEO 7 Advisory Vote on Remuneration Report For For Management 8 Approve Remuneration Policy For For Management 9 Approve Suitability Policy for For For Management Directors 10 Indicate Aggelos Amditis as For For Management Independent Board Member 11 Approve Auditors and Fix Their For For Management Remuneration 12 Receive Information on Activities of None None Management the Audit Committee 13 Various Announcements None None Management -------------------------------------------------------------------------------- ATTACQ LTD. Ticker: ATT Security ID: S1244P108 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young as Auditors of For For Management the Company with Ernest van Rooyen as the Engagement Partner 2 Re-elect Ipeleng Mkhari as Director For For Management 3 Confirm the Retirement of Brett Nagle For For Management as Director 4.1 Re-elect Stewart Shaw-Taylor as For For Management Chairperson of the Audit and Risk Committee 4.2 Re-elect Hellen El Haimer as Member of For For Management the Audit and Risk Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Specific Authority to Issue For For Management Shares Pursuant to a Reinvestment Option 8 Authorise Ratification of Approved For For Management Resolutions 9.1 Approve Remuneration Policy For For Management 9.2 Approve Remuneration Implementation For For Management Report 1 Approve Ad Hoc Non-executive For For Management Directors' Fees for FY 2020 2 Approve Non-executive Directors' Fees For For Management 3.1 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Allotment and Issue of For For Management Shares to Employees Under the Long Term Incentive Plan -------------------------------------------------------------------------------- AU OPTRONICS CORP. Ticker: 2409 Security ID: Y0453H107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Common Shares For For Management for Cash to Sponsor Issuance of the Overseas Depositary Shares and/or for Cash in Public Offering and/or for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets and Amend Procedures for Endorsement and Guarantees 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- AU OPTRONICS CORP. Ticker: 2409 Security ID: 002255107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Approve Business Report and Financial For For Management Statements 3.2 Approve Profit Distribution For For Management 4.1 Approve Issuance of New Common Shares For For Management for Cash to Sponsor Issuance of the Overseas Depositary Shares and/or for Cash in Public Offering and/or for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4.2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets and Amend Procedures for Endorsement and Guarantees 4.3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- AU SMALL FINANCE BANK LIMITED Ticker: 540611 Security ID: Y0R772123 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sanjay Agarwal as Director For For Management 3 Elect Mankal Shankar Sriram (M S For For Management Sriram) as Director 4 Elect Pushpinder Singh as Director For For Management 5 Elect Kannan Gopalaraghavan Vellur (V For For Management G Kannan) as Director 6 Approve Issuance of Debt For For Management Securities/Bonds/Other Permissible Instruments on Private Placement Basis 7 Amend Employee Stock Option Scheme For For Management 2015 Plan A & B 8 Amend Employee Stock Option Scheme 2016 For For Management 9 Amend Employee Stock Option Scheme 2018 For For Management 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AU SMALL FINANCE BANK LIMITED Ticker: 540611 Security ID: Y0R772123 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Variable Pay for FY 2019-20 For For Management and Remuneration for FY 2020-21 of Sanjay Agarwal as Managing Director & CEO 2 Approve Variable Pay for FY 2019-20 For For Management and Remuneration for FY 2020-21 of Uttam Tibrewal as Whole Time Director -------------------------------------------------------------------------------- AU SMALL FINANCE BANK LIMITED Ticker: 540611 Security ID: Y0R772123 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Raj Vikash Verma as Director For For Management 2 Approve AU Small Finance Bank Limited For For Management - Employees Stock Option Plan 2020 -------------------------------------------------------------------------------- AUCMA CO., LTD. Ticker: 600336 Security ID: Y71715109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- AUCMA CO., LTD. Ticker: 600336 Security ID: Y71715109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Daily Related Party For For Management Transactions 8 Approve Financing Business and For Against Management Guarantee Authorization 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Elect Wang Yingfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- AURAS TECHNOLOGY CO., LTD. Ticker: 3324 Security ID: Y0453L116 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholders General Meeting 5 Amend and Rename of Bylaws for the For For Management Election of Directors and Supervisors 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 9.1 Elect Lin Yu-Shen, with Shareholder No. For For Management 1, as Non-Independent Director 9.2 Elect a Representative of Jin Hong For Against Management Investment Co., Ltd. with Shareholder No. 20943, as Non-Independent Director 9.3 Elect Chen Yen-Chun, with Shareholder For For Management No. Y120105XXX, as Non-Independent Director 9.4 Elect Cheng Ho-Pin, with Shareholder For For Management No. 2, as Non-Independent Director 9.5 Elect Liu Fu-Han, with Shareholder No. For For Management 20967, as Independent Director 9.6 Elect Chang Sen-Ho, with Shareholder For For Management No. D120587XXX, as Independent Director 9.7 Elect Fan Hsien-Ta, with Shareholder For For Management No. A120550XXX, as Independent Director 10 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- AUROBINDO PHARMA LIMITED Ticker: 524804 Security ID: Y04527142 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm First Interim Dividend and For For Management Second Interim Dividend 4 Reelect K. Nithyananda Reddy as For For Management Director 5 Reelect M. Madan Mohan Reddy as For For Management Director 6 Approve Revision in the Remuneration For For Management of K. Nithyananda Reddy as Whole-time Director & Vice Chairman 7 Approve Revision in the Remuneration For For Management of N. Govindarajan as Managing Director 8 Approve Revision in the Remuneration For For Management of M. Sivakumaran as Whole-time Director 9 Approve Revision in the Remuneration For For Management of M. Madan Mohan Reddy as Whole-time Director 10 Approve Revision in the Remuneration For For Management of P. Sarath Chandra Reddy as Whole-time Director -------------------------------------------------------------------------------- AUSNUTRIA DAIRY CORPORATION LTD Ticker: 1717 Security ID: G06318102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Ng Siu Hung as Director For For Management 2.2 Elect Shi Liang as Director For Against Management 2.3 Elect Qiao Baijun as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Final Dividend For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- AUSNUTRIA DAIRY CORPORATION LTD. Ticker: 1717 Security ID: G06318102 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve HBC Sale and Purchase For For Management Agreement, Issuance and Allotment of HBC Consideration Shares, Grant the Directors the HBC Specific Mandate and Related Transactions 2 Approve HNC Supplemental Deed, Grant For For Management of Specific Mandate to Issue HNC Subsequent Consideration Shares and Related Transactions -------------------------------------------------------------------------------- AUTOBIO DIAGNOSTICS CO., LTD. Ticker: 603658 Security ID: Y0483B104 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AUTOBIO DIAGNOSTICS CO., LTD. Ticker: 603658 Security ID: Y0483B104 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Cash For For Management Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- AUTOBIO DIAGNOSTICS CO., LTD. Ticker: 603658 Security ID: Y0483B104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration and Allowance of For Against Management Directors and Supervisors 10 Approve Loan from Controlling For For Management Shareholder and Related Party Transaction 11 Approve Amendments to Articles of For For Management Association 12 Approve Company's Controlling For For Management Shareholder's Plan to Set Up an Industrial Investment Fund -------------------------------------------------------------------------------- AUTOHOME INC. Ticker: ATHM Security ID: 05278C107 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Recapitalization Plan For For Management 2 Adopt New Memorandum of Association For For Management and Articles of Association -------------------------------------------------------------------------------- AVANTI FEEDS LTD. Ticker: 512573 Security ID: Y0485G150 Meeting Date: AUG 29, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Bunluesak Sorajjakit as For Against Management Director 4 Reelect N. Ram Prasad as Director For For Management -------------------------------------------------------------------------------- AVARY HOLDING (SHENZHEN) CO., LTD. Ticker: 002938 Security ID: Y0R9JY100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AVENUE SUPERMARTS LIMITED Ticker: 540376 Security ID: Y04895101 Meeting Date: SEP 01, 2020 Meeting Type: Annual Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ramakant Baheti as Director For Against Management 3 Reelect Chandrashekhar Bhave as For Against Management Director 4 Approve Reappointment and Remuneration For For Management of Ignatius Navil Noronha as Managing Director and Designated as Chief Executive Officer 5 Approve Reappointment and Remuneration For For Management of Elvin Machado as Whole-time Director -------------------------------------------------------------------------------- AVI LTD. Ticker: AVI Security ID: S0808A101 Meeting Date: NOV 05, 2020 Meeting Type: Annual Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint Ernst & Young Inc as Auditors For For Management 3 Re-elect Gavin Tipper as Director For For Management 4 Re-elect Mike Bosman as Director For For Management 5 Re-elect Owen Cressey as Director For For Management 6 Re-elect Mike Bosman as Chairman of For For Management the Audit and Risk Committee 7 Re-elect Alexandra Muller as Member of For For Management the Audit and Risk Committee 8 Approve Fees Payable to the Current For For Management Non-executive Directors, Excluding the Chairman of the Board and the Foreign Non-executive Director, Adriaan Nuhn 9 Approve Fees Payable to the Chairman For For Management of the Board 10 Approve Fees Payable to the Foreign For For Management Non-executive Director, Adriaan Nuhn 11 Approve Fees Payable to the Members of For For Management the Remuneration, Nomination and Appointments Committee 12 Approve Fees Payable to the Members of For For Management the Audit and Risk Committee 13 Approve Fees Payable to the Members of For For Management the Social and Ethics Committee 14 Approve Fees Payable to the Chairman For For Management of the Remuneration, Nomination and Appointments Committee 15 Approve Fees Payable to the Chairman For For Management of the Audit and Risk Committee 16 Approve Fees Payable to the Chairman For For Management of the Social and Ethics Committee 17 Authorise Repurchase of Issued Share For For Management Capital 18 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 19 Approve Remuneration Policy For For Management 20 Approve Implementation Report For For Management -------------------------------------------------------------------------------- AVIC AIRCRAFT CO., LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholder Return Plan For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4.1 Elect He Shengqiang as Non-independent For For Shareholder Director 4.2 Elect Wu Zhipeng as Non-independent For For Shareholder Director 4.3 Elect Song Kepu as Non-independent For For Shareholder Director 4.4 Elect Han Yichu as Non-independent For For Shareholder Director 4.5 Elect Lei Yanzheng as Non-independent For For Shareholder Director 4.6 Elect Luo Jide as Non-independent For For Shareholder Director 4.7 Elect Wang Guangya as Non-independent For For Shareholder Director 4.8 Elect Hao Liping as Non-independent For For Shareholder Director 5.1 Elect Yang Naiding as Independent For For Management Director 5.2 Elect Li Bingxiang as Independent For For Management Director 5.3 Elect Song Lin as Independent Director For For Management 5.4 Elect Guo Yajun as Independent Director For For Management 6.1 Elect Wang Zhilai as Supervisor For For Shareholder 6.2 Elect Chen Changfu as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC AIRCRAFT CO., LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Restructuring and For For Management Acquisition by Cash Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Asset Swap Plan For For Management 2.3 Approve Transfer of Asset For For Management 2.4 Approve Acquisition of Asset For For Management 2.5 Approve Manner of Pricing and For For Management Transaction Price of Transfer of Asset 2.6 Approve Manner of Pricing and For For Management Transaction Price of Acquisition of Asset 2.7 Approve Profit and Loss Arrangements For For Management During the Evaluation Base Date to Asset Delivery Date 2.8 Approve Transfer and Liability for For For Management Breach of Contract of Target Assets 3 Approve Transaction Constitute as For For Management Related-party Transaction 4 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 5 Approve Report (Draft) and Summary on For For Management Company's Major Asset Restructuring and Acquisition by Cash 6 Approve Signing of Major Asset For For Management Restructuring and Acquisition by Cash Agreement 7 Approve Signing of Performance For For Management Commitment and Compensation Agreement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 13 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 14 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 15 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 16 Approve Audit Report, Evaluation For For Management Report and Review Report of the Transaction 17 Approve Additional Related Guarantee For For Management for the Transaction 18 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AVIC AIRCRAFT CO., LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Company Name and Stock For For Management Name 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AVIC AVIATION HIGH-TECHNOLOGY CO., LTD. Ticker: 600862 Security ID: Y6203E104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Auditor and Internal For For Management Control Auditor -------------------------------------------------------------------------------- AVIC AVIATION HIGH-TECHNOLOGY CO., LTD. Ticker: 600862 Security ID: Y6203E104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Framework Agreement for For For Management Related Party Transactions 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9 Approve Merger and Absorption of For For Management Wholly-owned Subsidiary 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Li Zhiqiang as Director For For Shareholder 11.2 Elect Wang Jian as Director For For Shareholder 11.3 Elect Jiang Bo as Director For For Shareholder 11.4 Elect Zhang Jian as Director For For Shareholder 11.5 Elect Zhang Jun as Director For For Shareholder 11.6 Elect Cao Zhenghua as Director For For Shareholder 12.1 Elect Pan Lixin as Director For For Shareholder 12.2 Elect Xu Lianghua as Director For For Shareholder 12.3 Elect Chen Ken as Director For For Shareholder 13.1 Elect Zhou Xunwen as Supervisor For For Shareholder 13.2 Elect Liu Junchao as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Par Value, Issue Scale For For Management 3.2 Approve Issue Type, Issue Plan and For For Management Period 3.3 Approve Issue Manner For For Management 3.4 Approve Bond Interest Rate and Method For For Management of Repayment 3.5 Approve Target Parties and Placement For For Management Arrangement to Shareholders 3.6 Approve Redemption and Sale Back Terms For For Management 3.7 Approve Credit Enhancement Mechanism For For Management 3.8 Approve Usage of Raised Funds For For Management 3.9 Approve Underwriting Method and For For Management Listing Arrangement 3.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 3.11 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Adjustment of Daily Related For For Management Party Transaction 3 Approve Supplementary Daily Related For For Management Party Transaction -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yao Jiangtao as Non-Independent For For Management Director -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Guarantee Management For Against Management Regulations 2.1 Elect Li Bin as Supervisor For For Management -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Daily Related-Party For For Management Transactions 2 Approve 2021 Daily Related-Party For For Management Transactions 3 Approve Use of Funds for Entrusted For For Management Asset Management 4 Approve Issuance of Super Short-term For For Management Commercial Papers 5 Approve Comprehensive Credit Line For For Management 6 Approve Capital Injection For For Management 7 Approve Adjustment of Corporate Bond For For Management Issuance 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Internal Control Audit Report For For Management 9 Approve Environmental, Social For For Management Responsibility and Corporate Governance (ESG) Report 10 Approve Usage of Board Funds and Board For Against Management Budget Plan -------------------------------------------------------------------------------- AVIC CAPITAL CO., LTD. Ticker: 600705 Security ID: Y07709101 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Amend Articles of Association For For Management 3.1 Elect Zhou Hua as Director For For Management -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: OCT 22, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Kunhui as Non-independent For For Management Director 1.2 Elect Ji Ruidong as Non-independent For For Management Director 1.3 Elect Wang Jiangang as Non-independent For For Management Director 1.4 Elect Chen Yuanming as Non-independent For For Management Director 1.5 Elect Zhou Chunhua as Non-independent For For Management Director 1.6 Elect Wang Shugang as Non-independent For For Management Director 2.1 Elect Zhang Guohua as Independent For For Management Director 2.2 Elect Jing Xu as Independent Director For For Management 2.3 Elect Zhang Jinchang as Independent For For Management Director 3.1 Elect Wu Xingquan as Supervisor For For Management 3.2 Elect Wang Xuebai as Supervisor For For Management 3.3 Elect Zhang Pengbin as Supervisor For For Management -------------------------------------------------------------------------------- AVIC ELECTROMECHANICAL SYSTEMS CO., LTD. Ticker: 002013 Security ID: Y37456111 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line For For Management Verification and Authorization 7 Approve Financial Budget (Draft) For For Management 8 Approve Related Party Transaction For For Management 9 Approve External Guarantee Provision For Against Management 10 Approve Change in the Implementation For For Management Content of Raised Funds Investment Project 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve to Appoint Financial Auditor For For Management 13.1 Elect Wang Xiaoming as Director For For Management 14.1 Elect Wang Xiufen as Director For For Management -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Increase the Scale of For For Management Interest-Bearing Liabilities in 2020 3 Approve to Appoint Auditor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For Did Not Vote Management 2 Approve Increase the Scale of For Did Not Vote Management Interest-Bearing Liabilities in 2020 3 Approve to Appoint Auditor For Did Not Vote Management 4 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Raised Funds Amount and Issue For For Management Size 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Scale and Usage of Raised Funds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 9 Approve Signing of Conditional Share For For Management Subscription Contract 10 Approve White Wash Waiver and Related For For Management Transactions 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AVIC HEAVY MACHINERY CO., LTD. Ticker: 600765 Security ID: Y0488B109 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Operational Plan For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution Plan For For Management 8 Approve Related Party Transaction For For Management 9 Approve Signing of Financial Services For Against Management Agreement 10 Approve Adjustment of Plan for Private For For Shareholder Placement of New Shares 11 Approve Private Placement of Shares For For Shareholder 12 Approve Signing of Termination For For Shareholder Agreement of Share Subscription Contract 13 Approve Signing of Share Subscription For For Shareholder Contract 14 Approve Related Party Transactions in For For Shareholder Connection to Private Placement 15 Approve Whitewash Waiver and Related For For Shareholder Transactions 16 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xiufen as Independent For For Management Director 1.2 Elect Zhai Guofu as Independent For For Management Director 1.3 Elect Bao Huifang as Independent For For Management Director 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD. Ticker: 002179 Security ID: Y14228103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget For For Management 8 Approve Signing of Financial Services For For Management Agreement with AVIC Finance Co., Ltd. 9 Approve Repurchase and Cancellation of For For Management Performance Shares (Stage 2) 10 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 11 Approve Provision of Guarantee to For For Management Shenzhen Xiangtong Optoelectronics Technology Co., Ltd. 12 Elect Wu Yun as Supervisor For For Management -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO., LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qi Xia as Non-Independent For For Management Director -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO., LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Commodity Supply Framework Agreement 2 Approve Related Party Transaction in For For Management Connection to Signing of Comprehensive Service Framework Agreement -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO., LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management 2.1 Elect Qian Xuesong as Non-independent For For Shareholder Director 2.2 Elect Xing Yixin as Non-independent For For Shareholder Director 2.3 Elect Li Zhangqiang as Non-independent For For Shareholder Director 2.4 Elect Li Keming as Non-independent For For Shareholder Director 2.5 Elect Qi Xia as Non-independent For For Shareholder Director 2.6 Elect Li Juwen as Non-independent For For Shareholder Director 2.7 Elect Liu Zhimin as Non-independent For For Shareholder Director 2.8 Elect Wang Yongqing as Non-independent For For Shareholder Director 3.1 Elect Xing Dongmei as Independent For For Shareholder Director 3.2 Elect Zhu Jun as Independent Director For For Shareholder 3.3 Elect Wang Yanming as Independent For For Shareholder Director 3.4 Elect Zhu Xiumei as Independent For For Shareholder Director 4.1 Elect Nie Xiaoming as Supervisor For For Shareholder 4.2 Elect Xiao Zhiyuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- AVIC SHENYANG AIRCRAFT CO., LTD. Ticker: 600760 Security ID: Y7683G106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For Against Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Credit Line Application For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Adjustment of Financial For For Management Services with AVIC Finance Co., Ltd. 3 Approve 2021 Financial Services with For For Management AVIC Finance Co., Ltd. 4 Approve Daily Related-party For For Management Transactions 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party For For Management Transaction Framework Agreement 9 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD. Ticker: 000768 Security ID: Y9723E109 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Adjustment of Financial For For Management Services 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply For For Management Agreement, Proposed Annual Caps and Related Transactions 2 Approve Mutual Service Supply For For Management Agreement, Proposed Annual Caps and Related Transactions 3 Approve Mutual Product and Service For For Management Supply and Guarantee Agreement, Proposed Annual Caps and Related Transactions 4 Approve Financial Services Framework For For Management Agreement, Proposed Caps and Related Transactions 5 Approve Finance Lease and Factoring For For Management Framework Agreement, Proposed Caps and Related Transactions 6 Approve Revision of the Maximum For For Management Outstanding Daily Balance of Deposit Services for 2020 Under the Existing Financial Services (Supplemental) Framework Agreement and Related Transactions 7 Elect Zhao Hongwei as Director, For For Management Authorize Board to Sign the Relevant Service Contract with Him and Authorize Remuneration Committee to Fix His Remuneration 8 Approve Amendments to Articles of For For Management Association and Related Transactions -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association and Related Transactions -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Distribution of Final Dividend 5 Approve ShineWing Certified Public For For Management Accountant LLP as Domestic Auditors and Authorize Board to Fix Its Remuneration 6 Elect Wang Xuejun as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 7 Elect Zhao Hongwei as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 8 Elect Lian Dawei as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 9 Elect Xu Gang as Director, Authorize For For Management Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 10 Elect Wang Jun as Director, Authorize For For Management Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 11 Elect Li Xichuan as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 12 Elect Liu Weiwu as Director, Authorize For For Management Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 13 Elect Mao Fugen as Director, Authorize For For Management Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 14 Elect Lin Guiping as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 15 Elect Zheng Qiang as Supervisor, For For Management Authorize Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 16 Elect Guo Guangxin as Supervisor, For For Management Authorize Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 17 Other Business by Way of Ordinary For Against Management Resolution 18 Amend Articles of Association For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Repurchase of Issued Share For For Management Capital 21 Other Business by Way of Special For Against Management Resolution -------------------------------------------------------------------------------- AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED Ticker: 2357 Security ID: Y0485Q109 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AVICOPTER PLC Ticker: 600038 Security ID: Y2981F108 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Related Party Transaction For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- AVICOPTER PLC Ticker: 600038 Security ID: Y2981F108 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For Did Not Vote Management Directors 2 Approve Related Party Transaction For Did Not Vote Management 3 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 4 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- AVICOPTER PLC Ticker: 600038 Security ID: Y2981F108 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Internal Control Audit Report For For Management 9 Approve Performance Report of the For For Management Independent Directors 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- AXIATA GROUP BERHAD Ticker: 6888 Security ID: Y0488A101 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ramlah Nik Mahmood as Director For For Management 2 Elect David Robert Dean as Director For For Management 3 Elect Thayaparan S Sangarapillai as For For Management Director 4 Approve Directors' Fees and Benefits For For Management by the Company Payable to Non-Executive Chairman and Non-Executive Directors 5 Approve Directors' Fees and Benefits For For Management by the Subsidiaries Payable to Non-Executive Directors 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Scheme 9 Approve Listing of Robi Axiata For For Management Limited, a Subsidiary Company, on the Dhaka Stock Exchange Limited and the Chittagong Stock Exchange Limited in Bangladesh -------------------------------------------------------------------------------- AXIATA GROUP BERHAD Ticker: 6888 Security ID: Y0488A101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thayaparan S Sangarapillai as For For Management Director 2 Elect Khoo Gaik Bee as Director For For Management 3 Elect Halim Shafie as Director For For Management 4 Elect Ali Syed Salem Alsagoff as For For Management Director 5 Elect Ong King How as Director For For Management 6 Approve Directors' Fees and Benefits For For Management Payable by the Company 7 Approve Directors' Fees and Benefits For For Management Payable by the Subsidiaries 8 Revise Accrued Fees of the NEC and NED For For Management of the Board Risk & Compliance Committee 9 Approve Accrued Payment of Travel For For Management Allowance Benefit Payable to Non-Resident Non-Executive Directors for Attending Meetings of the Board of the Company and Board of Subsidiaries Virtually 10 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 12 Approve Award of Axiata Shares to Mohd For For Management Izzaddin Idris Under the Long-Term Incentive Plan (LTIP) -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect B. Baburao as Director For For Management 3 Reelect Rakesh Makhija as Director For For Management 4 Elect T.C. Suseel Kumar as Director For For Management 5 Authorize Issuance of Debt Securities For For Management on Private Placement Basis 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ketaki Bhagwati as Director For For Management 2 Elect Meena Ganesh as Director For For Management 3 Elect Gopalaraman Padmanabhan as For For Management Director -------------------------------------------------------------------------------- AXIS REAL ESTATE INVESTMENT TRUST Ticker: 5106 Security ID: Y05193100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of New Units For For Management Representing 20 Percent of the Issued Fund Size 2 Approve Issuance of New Units Under For For Management the Income Distribution Reinvestment Plan -------------------------------------------------------------------------------- AXTEL SAB DE CV Ticker: AXTELCPO Security ID: P0606P105 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income; Set For For Management Maximum Amount of Share Repurchase Reserve 3 Elect Directors; Elect Chairman of For Against Management Audit and Corporate Practices Committee; Fix Their Remunerations 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- AYALA CORPORATION Ticker: AC Security ID: Y0486V115 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For Against Management Director 4.3 Elect Cezar P. Consing as Director For Against Management 4.4 Elect Delfin L. Lazaro as Director For Against Management 4.5 Elect Keiichi Matsunaga as Director For Against Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Antonio Jose U. Periquet as For For Management Director 5 Elect SyCip Gorres Velayo & Co. as For For Management External Auditor and Fix Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYALA LAND, INC. Ticker: ALI Security ID: Y0488F100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4 Approve Merger of the Company and Cebu For For Management Holdings, Inc. and Its Other Subsidiaries 5 Approve Amendment of the Company's For For Management Employee Stock Ownership Plan 6.1 Elect Fernando Zobel de Ayala as For For Management Director 6.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 6.3 Elect Bernard Vincent O. Dy as Director For For Management 6.4 Elect Antonino T. Aquino as Director For For Management 6.5 Elect Arturo G. Corpuz as Director For For Management 6.6 Elect Rizalina G. Mantaring as Director For For Management 6.7 Elect Rex Ma. A. Mendoza as Director For For Management 6.8 Elect Sherisa P. Nuesa as Director For For Management 6.9 Elect Cesar V. Purisima as Director For For Management 7 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fixing of Its Remuneration 8 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYGAZ AS Ticker: AYGAZ Security ID: M1548S101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Article 6 Re: Capital Related For Against Management 8 Elect Directors For For Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2020 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: P0R0AQ105 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Terms and Conditions of TAP For For Management Bonds to Remove Conversion Rights 2 Approve Sale of Indirect Participation For For Management in TAP -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: P0R0AQ105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital, For For Management Increase in Business Scope and Amend Articles of Association 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ge Hang as Non-independent For For Management Director 1.2 Elect Zhang Lvzheng as Non-independent For For Management Director 1.3 Elect Hu Yan as Non-independent For For Management Director 1.4 Elect Ying Jing as Non-independent For For Management Director 1.5 Elect Zhao Ye as Non-independent For For Management Director 1.6 Elect Ge Boxiu as Non-independent For For Management Director 2.1 Elect Cai Jiamei as Independent For For Management Director 2.2 Elect Yang Jiangang as Independent For For Management Director 2.3 Elect Tan Qing as Independent Director For For Management 3.1 Elect Ye Jian as Supervisor For For Management 3.2 Elect Jia Chi as Supervisor For For Management 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve Change in Registered Capital For For Management and Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation For For Management Methods of Raised Funds Investment Project and Smart Health Technology Production Industrialization Base 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- B-SOFT CO., LTD. Ticker: 300451 Security ID: Y09850101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Application of Credit Lines For For Management 9 Approve Financial Audit Report For For Management 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11.4 Amend Working System for Independent For Against Management Directors 11.5 Amend Information Disclosure For Against Management Management System 11.6 Amend Management System of Raised Funds For Against Management 11.7 Amend Related-Party Transaction For Against Management Management System 11.8 Amend Management System for Providing For Against Management External Guarantees 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- B.GRIMM POWER PUBLIC CO. LTD. Ticker: BGRIM Security ID: Y0882K127 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 5.1 Elect Caroline Monique Marie Christine For For Management Link as Director 5.2 Elect Somkiat Sirichatchai as Director For For Management 5.3 Elect Sunee Sornchaitanasuk as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- B.GRIMM POWER PUBLIC CO. LTD. Ticker: BGRIM Security ID: Y0882K127 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and None None Management Performance Result 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Anusorn Sangnimnuan as Director For For Management 4.2 Elect Katevalee Napasab as Director For For Management 4.3 Elect Felix Danai Link as Director For For Management 4.4 Elect Pakorn Thavisin as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Fix Number of Directors at Seven For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Gomes Pereira Sarmiento Gutierrez as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Anna Christina Ramos Saicali as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Alves Ferreira Louro as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jorge Felipe Lemann as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Di Sessa Filippetti as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Muratorio Not as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Antunes Veras as Independent Director 8 Approve Remuneration of Company's For For Management Management 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management Without Cancellation of Shares and Amend Article 5 Accordingly 2 Approve Agreement for Partial Spin-Off For For Management of Lojas Americanas S.A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets 3 Ratify XP Investimentos Corretora de For For Management Cambio, Titulos e Valores Mobiliarios S.A. as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Related Party Transaction: For For Management Partial Spin-Off of Lojas Americanas S. A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets With Capital Increase and Issuance of Shares 6 Amend Article 5 to Reflect Changes in For For Management Capital 7 Change Company Name to Americanas S.A. For For Management and Amend Article 1 Accordingly 8 Amend Article 3 Re: Corporate Purpose For For Management 9 Approve Increase in Authorized Capital For For Management and Amend Article 5 Accordingly 10 Consolidate Bylaws For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- B2W COMPANHIA DIGITAL Ticker: BTOW3 Security ID: P19055113 Meeting Date: JUN 10, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For For Management 2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Saggioro Garcia as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alberto da Veiga Sicupira as Director 4.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Moniz Barreto Garcia as Director 4.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Alberto Lemann as Director 4.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Muratorio Not as Independent Director 4.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidney Victor da Costa Breyer as Independent Director 4.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Vanessa Claro Lopes as Independent Director 5 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Amend Article 23 For For Management 8 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: P1909G107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Monteiro de Queiroz Netto as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Carla Abrao Costa as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Quintella as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Farkouh Prado as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Cristina Anne Betts as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Mazzilli de Vassimon as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Florian Bartunek as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Affonso Ferreira as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose de Menezes Berenguer Neto as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Machado de Minas as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Paulo Giubbina Lorenzini as Independent Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: P1909G107 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Amend Articles 5 and 8 to Reflect For For Management Changes in Capital and Authorized Capital and Consolidate Bylaws 4 Amend Articles Re: Competences of For For Management Board of Directors and General Meeting 5 Amend Articles Re: Board Composition For For Management 6 Amend Article 32 Re: Increase Number For For Management of Vice-Chairmen and Executives 7 Amend Articles Re: Statutory For For Management Committees Composition 8 Amend Article 76 Re: Indemnity For Against Management Provision 9 Amend Article 76 Re: Indemnity For Against Management Provision 10 Amend Articles Re: Financing For For Management Restructuring Unit, Remote Voting and Renumbering 11 Consolidate Bylaws For For Management 12 Amend Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BAFANG ELECTRIC (SUZHOU) CO., LTD. Ticker: 603489 Security ID: Y0491Y104 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation For For Management Subject and Location of Project Invested Using Raised Funds 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Use of Idle Own Funds for Cash For For Management Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BAFANG ELECTRIC (SUZHOU) CO., LTD. Ticker: 603489 Security ID: Y0491Y104 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiary's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value and Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate, Method of For For Management Determination and Manner of Repayment of Capital and Interest 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Arrangements For For Management 2.6 Approve Terms of Redemption or For For Management Sell-Back 2.7 Approve Use of Proceeds For For Management 2.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.9 Approve Underwriting Manner For For Management 2.10 Approve Listing Arrangements For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Subsidiary, For For Management Beijing Electric Vehicle Co., Ltd. to Handle All Matters Related to Corporate Bond Issuance -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jianyong as For For Shareholder Non-independent Director 1.2 Elect Liu Yu as Non-independent For For Shareholder Director 2.1 Elect Xu Jinghe as Supervisor For For Shareholder -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional For For Management Subscription Agreement with Beijing Automotive Group Co., Ltd. 7 Approve Signing of Conditional For For Management Subscription Agreement with BAIC (Guangzhou) Automobile Co., Ltd. 8 Approve Signing of Conditional For For Management Subscription Agreement with Bohai Automotive Systems Co., Ltd. 9 Approve Shareholder Return Plan For For Management 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve White Wash Waiver For For Management -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Deyi as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Technology License For For Management Agreement -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Exclusive Platform For For Management Structure License Agreement -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Independent For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Daily Related Party For For Management Transactions 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10.1 Elect Gu Xin as Director For For Shareholder 10.2 Elect Zheng Zheng as Director For For Shareholder 11.1 Elect Sun Zhihua as Supervisor For For Shareholder -------------------------------------------------------------------------------- BAIC BLUEPARK NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 600733 Security ID: Y1306F108 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 4.1 Elect Dai Kangwei as Director For For Shareholder 4.2 Elect Hu Yong as Director For For Shareholder -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Deyi as Director For For Management 2 Elect Liao Zhenbo as Director For For Management -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Deyi as Director For For Management 1.2 Elect Liao Zhenbo as Director For For Management 1.3 Elect Chen Hongliang as Director For For Management 1.4 Elect Hu Hanjun as Director For For Management 1.5 Elect Huang Wenbing as Director For For Management 1.6 Elect Ye Qian as Director For For Management 1.7 Elect Ge Songlin as Director For For Management 1.8 Elect Yin Yuanping as Director For For Management 1.9 Elect Xu Xiangyang as Director For For Management 1.10 Elect Tangjun as Director For For Management 1.11 Elect Edmund Sit as Director For For Management 1.12 Elect Hubertus Troska as Director For For Management 1.13 Elect Harald Emil Wilhelm as Director For For Management 1.14 Elect Jin Wei as Director For For Management 1.15 Elect Sun Li as Director For For Management 2 Approve Remuneration of Independent For For Management Non-Executive Directors 3.1 Elect Sun Zhihua as Supervisor For For Management 3.2 Elect Zhou Xuehui as Supervisor For For Management 3.3 Elect Qiao Yufei as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Approve Provision of Facility For For Management Guarantee to BAIC HK 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profits Distribution and For For Management Dividends Distribution Plan 5 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 6 Elect Gu Tiemin as Director For For Management 7 Approve Grant of General Mandate for For For Management the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIC MOTOR CORPORATION LIMITED Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BAIDU, INC. Ticker: BIDU Security ID: 056752108 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve One-to-Eighty Stock Split For For Management -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2.1 Elect Bai Wei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Support on the Restoration and For For Management Reconstruction of Key Disaster Areas in Chengxian County, Gansu -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Baiyin Nonferrous Industry Group Co., Ltd 1.2 Approve Related Party Transaction with For For Management Gansu Jinghong Storage and Transportation Co., Ltd 1.3 Approve Related Party Transaction with For For Management Qinghai CITIC Guoan Lithium Industry Development Co., Ltd, CITIC Heavy Industry Machinery Co., Ltd and China CITIC Bank Co., Ltd (Lanzhou Branch) 1.4 Approve Related Party Transaction with For For Management Golmud Ankun Logistics Co., Ltd 1.5 Approve Related Party Transaction with For For Management Gansu Xinye Asset Management Co., Ltd and Lhasa Haidingyuan Materials Co., Ltd 2 Approve Credit Line Application For Against Management 3 Approve Guarantee Plan For Against Management 4 Approve Provision of Guarantees to For For Management Lhasa Haidingyuan Materials Co., Ltd 5.1 Elect Wang Bin as Non-Independent For For Management Director 5.2 Elect Du Jun as Non-Independent For For Management Director 6.1 Elect Wang Yumei as Independent For For Management Director 7.1 Elect Wu Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- BAIYIN NONFERROUS METAL (GROUP) CO. LTD. Ticker: 601212 Security ID: Y8077W103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Profit Distribution For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10.1 Elect Ma Xiaoping as Director For For Management -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Madhurkumar Ramkrishnaji Bajaj For Against Management as Director 4 Reelect Shekhar Bajaj as Director For For Management 5 Approve Reappointment and Remuneration For Against Management of Rajivnayan Rahulkumar Bajaj as Managing Director & Chief Executive Officer 6 Reelect Gita Piramal as Director For For Management 7 Elect Abhinav Bindra as Director For For Management -------------------------------------------------------------------------------- BAJAJ CONSUMER CARE LIMITED Ticker: 533229 Security ID: Y05495117 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Objects Clause of Memorandum of For For Management Association 2 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- BAJAJ CONSUMER CARE LIMITED Ticker: 533229 Security ID: Y05495117 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sumit Malhotra as Director For For Management 4 Approve Change in Designation and For For Management Remuneration of Sumit Malhotra as Non-Executive Non-Independent Director 5 Elect Jaideep Nandi as Director For For Management 6 Approve Appointment and Remuneration For For Management of Jaideep Nandi as Managing Director -------------------------------------------------------------------------------- BAJAJ CONSUMER CARE LIMITED Ticker: 533229 Security ID: Y05495117 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2a Confirm Interim Dividend For For Management 2b Declare Final Dividend For For Management 3 Reelect Kushagra Bajaj as Director For For Management 4 Approve Payment of Remuneration to For For Management Sumit Malhotra as Non-Executive, Non-Independent Director -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Madhurkumar Ramkrishnaji Bajaj For Against Management as Director 4 Approve Reappointment and Remuneration For Against Management of Rajeev Jain as Managing Director 5 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- BAJAJ FINANCE LIMITED Ticker: 500034 Security ID: Y0547D112 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Employee Stock Option Scheme, For For Management 2009 2 Approve Grant of Options to Employees For For Management of Holding and/or Subsidiary Company(ies) under the Amended Employee Stock Option Scheme, 2009 -------------------------------------------------------------------------------- BAJAJ FINSERV LIMITED Ticker: 532978 Security ID: Y0548X109 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Rajivnayan Rahulkumar Bajaj as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BAJAJ HOLDINGS & INVESTMENT LIMITED Ticker: 500490 Security ID: Y0546X143 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Manish Kejriwal as Director For Against Management 4 Elect Pradip Panalal Shah as Director For For Management -------------------------------------------------------------------------------- BALKRISHNA INDUSTRIES LIMITED Ticker: 502355 Security ID: Y05506129 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm First and Second Interim For For Management Dividends and Third Interim Dividend as Final Dividend 3 Reelect Vipul Shah as Director For For Management -------------------------------------------------------------------------------- BALKRISHNA INDUSTRIES LIMITED Ticker: 502355 Security ID: Y05506129 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividends and Declare For For Management Final Dividend 3 Reelect Vijaylaxmi Poddar as Director For For Management 4 Approve Reappointment and Remuneration For Against Management of Arvind Poddar as Chairman & Managing Director -------------------------------------------------------------------------------- BALRAMPUR CHINI MILLS LIMITED Ticker: 500038 Security ID: Y0548Y149 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend as Final For For Management Dividend 4 Reelect Naresh Dayal as Director For For Management 5 Reelect Sumit Mazumder as Director For For Management 6 Elect Veena Hingarh as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BANCA TRANSILVANIA SA Ticker: TLV Security ID: X0308Q105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ioana Olanescu, Gabriel Goga, For For Management Flavia Vandor, and Ioan Sumandea Simionescu as Secretary of Meeting 2 Approve Financial Statements and For For Management Statutory Reports for Fiscal Year 2020 3 Approve Allocation of Income For For Management 4 Approve Discharge of Directors For For Management 5 Approve Provisionary Budget and For For Management Investment Program for Fiscal Year 2021 6 Approve Remuneration of Directors and For For Management General Limits for Additional Remuneration of Directors 7 Approve Remuneration Policy For Against Management 8 Approve Meeting's Record Date and For For Management Ex-Date 9 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANCA TRANSILVANIA SA Ticker: TLV Security ID: X0308Q105 Meeting Date: APR 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ioana Olanescu, Gabriel Goga, For For Management Flavia Vandor, and Ioan Sumandea Simionescu to Meeting Secretariat 2 Approve Capital Increase in the For For Management Maximum Amount of RON 573 Million Through Capitalization of Reserves 3 Authorize Share Repurchase Program for For For Management the Purpose of Remuneration Plans 4 Change Location of Registered For For Management Headquarters and Amend Article 4 of Bylaws Accordingly 5 Approve Meeting's Record Date and For For Management Ex-Date 6 Approve Payment Date For For Management 7 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: 059460303 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Elect Cristiana Pereira as Fiscal None For Shareholder Council Member and Ava Cohn as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Paulo Roberto Simoes da Cunha as For Did Not Vote Management Independent Director 2 Approve Cancellation of Treasury For Did Not Vote Management Shares without Reduction in Share Capital and Amend Article 6 Accordingly 3 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue and Amend Article 6 Accordingly -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 9 Re: Amendment of Point For Did Not Vote Management "d" 2 Amend Article 9 Re: Amendment of Point For Did Not Vote Management "g" 3 Amend Article 9 Re: Removing Point "q" For Did Not Vote Management 4 Amend Article 9 Re: Adding Point "s" For Did Not Vote Management 5 Amend Article 23 For Did Not Vote Management -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G109 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Elect Fiscal Council Members Appointed For Did Not Vote Management by Controlling Shareholder 4 In Case One of the Nominees Leaves the None Did Not Vote Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Elect Ivanyra Maura de Medeiros Correa None Did Not Vote Shareholder as Fiscal Council Member and Eduardo Badyr Donni as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For Did Not Vote Management Management 7 Approve Remuneration of Fiscal Council For Did Not Vote Management Members -------------------------------------------------------------------------------- BANCO BRADESCO SA Ticker: BBDC4 Security ID: P1808G117 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cristiana Pereira as Fiscal None Did Not Vote Shareholder Council Member and Ava Cohn as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC5 Security ID: ADPV39929 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sofia de Fatima Esteves as For For Management Independent Director 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC11 Security ID: ADPV39929 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 4-for-1 Stock Split For Did Not Vote Management 2 Approve Increase in Authorized Capital For Did Not Vote Management 3 Amend Articles 5 and 30 and For Did Not Vote Management Consolidate Bylaws -------------------------------------------------------------------------------- BANCO BTG PACTUAL SA Ticker: BPAC11 Security ID: ADPV39929 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Did Not Vote Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Claudio Eugenio Stiller Galeazzi For Did Not Vote Management as Independent Director 4.2 Elect Eduardo Henrique de Mello Motta For Did Not Vote Management Loyo as Director 4.3 Elect Guillermo Ortiz Martinez as For Did Not Vote Management Director 4.4 Elect John Huw Gwili Jenkins as For Did Not Vote Management Director 4.5 Elect Mark Clifford Maletz as For Did Not Vote Management Independent Director 4.6 Elect Nelson Azevedo Jobim as Director For Did Not Vote Management 4.7 Elect Roberto Balls Sallouti as For Did Not Vote Management Director 4.8 Elect Sofia De Fatima Esteves as For Did Not Vote Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Claudio Eugenio Stiller Galeazzi as Independent Director 6.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Eduardo Henrique de Mello Motta Loyo as Director 6.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Guillermo Ortiz Martinez as Director 6.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect John Huw Gwili Jenkins as Director 6.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Mark Clifford Maletz as Independent Director 6.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Nelson Azevedo Jobim as Director 6.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Roberto Balls Sallouti as Director 6.8 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Sofia De Fatima Esteves as Independent Director 7 As an Ordinary Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 As a Preferred Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 In Case Neither Class of Shares None Did Not Vote Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10 Approve Remuneration of Company's For Did Not Vote Management Management 11 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO DE CHILE SA Ticker: CHILE Security ID: P0939W108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 2.18 Per Share c Approve Remuneration of Directors For For Management d Elect Director For Against Management e Approve Remuneration and Budget of For For Management Directors and Audit Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Present Directors and Audit For For Management Committee's Report i Receive Report Regarding Related-Party For For Management Transactions j Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 700 Per Share c Elect Jorge Becerra Urbano as Director For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors' Committee f Receive 2020 Report on Activities from For For Management Directors' Committee g Receive Report Regarding Related-Party For For Management Transactions h Appoint Auditors For For Management i Designate Risk Assessment Companies For For Management j Designate Newspaper to Publish Meeting For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- BANCO DE CREDITO E INVERSIONES SA Ticker: BCI Security ID: P32133111 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor a.1 Authorize Capitalization of CLP 206.56 For For Management Billion via Bonus Stock Issuance a.2 Authorize Capitalization of CLP 27,320 For For Management Without Bonus Stock Issuance b Amend Articles to Reflect Changes in For Against Management Capital c Adopt Necessary Agreements to Legalize For Against Management and Execute Amendments to Articles Approved by this General Meeting -------------------------------------------------------------------------------- BANCO DEL BAJIO SA, INSTITUCION DE BANCA MULTIPLE Ticker: BBAJIOO Security ID: P1R2ZN117 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Report of Audit and Corporate For For Management Practices Committee 1.2 Approve Board's Opinion on CEO's Report For For Management 1.3 Approve Auditor's Report For For Management 1.4 Approve Commissioner's Report For For Management 1.5 Approve Board's Report on Policies and For For Management Accounting Criteria Followed in Preparation of Financial Information 1.6 Approve Report on Operations and For For Management Activities Undertaken by Board 2 Approve Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Approve Cash Dividends For For Management 5 Set Maximum Amount of Share Repurchase For For Management for FY 2021; Approve Board's Report on Share Repurchase for FY 2020 6.1a Elect Salvador Onate Ascencio as For For Management Director 6.1b Elect Gerardo Plascencia Reyes as For For Management Alternate Director 6.1c Elect Hector Armando Martinez Martinez For For Management as Director 6.1d Elect Alejandro Martinez Martinez as For For Management Alternate Director 6.1e Elect Jose Harari Uziel as Director For For Management 6.1f Elect Carlos Minvielle Lagos as For For Management Alternate Director 6.1g Elect Salvador Onate Barron as Director For For Management 6.1h Elect Javier Marina Tanda as Alternate For For Management Director 6.1i Elect Carlos de la Cerda Serrano as For For Management Director 6.1j Elect Fabian Federico Uribe Fernandez For For Management as Alternate Director 6.1k Elect Barbara Jean Mair Rowberry as For For Management Director 6.1l Elect Jorge Arturo Martinez Gonzalez For For Management as Director 6.1m Elect Jose Oliveres Vidal as Director For For Management 6.1n Elect Gabriel Ramirez Fernandez as For For Management Director 6.1o Elect Fernando de Ovando Pacheco as For For Management Director 6.1p Elect Dan Ostrosky Shejet as Director For For Management 6.1q Elect Alfredo Emilio Colin Babio as For For Management Director 6.1r Elect Ramon Santoyo Vazquez as Director For For Management 6.1s Elect Genaro Carlos Leal Martinez as For For Management Honorary Director 6.1t Elect Benjamin Zermeno Padilla as For For Management Honorary Director 6.1u Elect Rolando Uziel Candiotti as For For Management Honorary Director 6.2 Approve Remuneration of Directors For For Management 7.1a Elect Salvador Onate Ascencio as Board For For Management Chairman 7.1b Elect Blanca Veronica Casillas For For Management Placencia as Secretary (Non-Member) of Board 7.1c Elect Eduardo Gomez Navarro as For For Management Commissioner 7.1d Elect Arturo Rabago Fonseca as For For Management Alternate Commissioner 8 Ratify Gabriel Ramirez Fernandez as For For Management Chairman of Audit and Corporate Practices Committee 9 Authorize Joaquin David Dominguez For For Management Cuenca and or Blanca Veronica Casillas Placencia to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joaquim Jose Xavier da Silveira For For Management as Independent Director 1.2 Elect Jose Guimaraes Monforte as For For Management Independent Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Joaquim Jose Xavier da Silveira as Independent Director 3.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Guimaraes Monforte as Independent Director 4.1 Elect Paulo Antonio Spencer Uebel as For For Management Fiscal Council Member 4.2 Elect Samuel Yoshiaki Oliveira For For Management Kinoshita as Fiscal Council Member 4.3 Elect Lena Oliveira de Carvalho as For For Management Alternate Fiscal Council Member 4.4 Elect Rodrigo Brandao de Almeida as For For Management Alternate Fiscal Council Member 5 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Company's For For Management Management 8 Approve Remuneration of Fiscal Council For For Management Members 9 Approve Remuneration of Audit For Against Management Committee Members -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management 2 Amend Articles For Against Management -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Andre Guilherme Brandao as For For Management Director 1.2 Elect Fabio Augusto Cantizani Barbosa For For Management as Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Guilherme Brandao as Director 3.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Augusto Cantizani Barbosa as Director 4 Elect Lucas Pedreira do Couto Ferraz For For Management as Fiscal Council Member 5 Approve Agreement to Absorb BESC For For Management Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval) 6 Ratify Investor Consulting Partners For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 Approve Absorption of BESC For For Management Distribuidora de Titulos e Valores Mobiliarios S.A (Bescval) 9 Approve Capital Increase in Connection For For Management with the Transaction and Amend Article 7 Accordingly 10 Approve Issuance of Shares in For For Management Connection with the Transaction for Bescval's Minority Shareholders 11 Approve Cancellation of Treasury Shares For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Amend Articles 7 and 8 For For Management 14 Amend Articles 9 and 10 For For Management 15 Amend Articles 11 and 16 For For Management 16 Amend Articles For For Management 17 Amend Articles For For Management 18 Amend Articles 33 and 34 For For Management 19 Amend Articles For For Management 20 Amend Articles 47 and 48 For For Management 21 Amend Article 50 For For Management 22 Amend Articles For For Management 23 Amend Article 63 For Against Management -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Matching Plan For Against Management 2 Amend Articles For For Management 3 Amend Article 21 For For Management 4 Amend Articles 26 and 30 For For Management 5 Amend Article 29 For For Management 6 Amend Article 34 For For Management 7 Amend Article 36 For For Management 8 Amend Article 39 For For Management 9 Amend Article 41 For For Management -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aramis Sa de Andrade as Director For Against Management 1.2 Elect Debora Cristina Fonseca as For Against Management Director (Employee Representative) 1.3 Elect Fausto de Andrade Ribeiro as For For Management Director 1.4 Elect Ieda Aparecida de Moura Cagni as For Against Management Director 1.5 Elect Waldery Rodrigues Junior as For Against Management Director 1.6 Elect Walter Eustaquio Ribeiro as For Against Management Director 1.7 Elect Fernando Florencio Campos as None Abstain Shareholder Director as Minority Representative Under Majority Board Election 1.8 Elect Paulo Roberto Evangelista de None For Shareholder Lima as Director as Minority Representative Under Majority Board Election 1.9 Elect Rachel de Oliveira Maia as None For Shareholder Director as Minority Representative Under Majority Board Election 1.10 Elect Robert Jueneman as Director as None Abstain Shareholder Minority Representative Under Majority Board Election 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Aramis Sa de Andrade as Director 3.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Debora Cristina Fonseca as Director (Employee Representative) 3.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fausto de Andrade Ribeiro as Director 3.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ieda Aparecida de Moura Cagni as Director 3.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Waldery Rodrigues Junior as Director 3.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Walter Eustaquio Ribeiro as Director 3.7 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Fernando Florencio Campos as Director Appointed by Minority Shareholder 3.8 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Paulo Roberto Evangelista de Lima as Independent Director Appointed by Minority Shareholder 3.9 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Rachel de Oliveira Maia as Director Appointed by Minority Shareholder 3.10 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Robert Jueneman as Director as Minority Representative Under Majority Board Election 4.1 Elect Lucas Pereira do Couto Ferraz as For For Management Fiscal Council Member 4.2 Elect Rafael Cavalcanti de Araujo as For For Management Fiscal Council Member and Lena Oliveira de Carvalho as Alternate 4.3 Elect Samuel Yoshiaki Oliveira For For Management Kinoshita as Fiscal Council Member 4.4 Elect Aloisio Macario Ferreira de None For Shareholder Souza as Fiscal Council Member and Tiago Brasil Rocha as Alternate as Minority Representative Under Majority Fiscal Council Election 4.5 Elect Carlos Alberto Rechelo Neto as None For Shareholder Fiscal Council Member and Sueli Berselli Marinho as Alternate as Minority Representative Under Majority Fiscal Council Election 5 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Company's For For Management Management 8 Approve Remuneration of Fiscal Council For For Management Members 9 Approve Remuneration of Audit For For Management Committee Members 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO DO ESTADO DO RIO GRANDE DO SUL SA Ticker: BRSR6 Security ID: P12553247 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Adriano Cives Seabra as Director None For Shareholder Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Reginaldo Ferreira Alexandre as None For Shareholder Fiscal Council Member and Paulo Roberto Franceschi as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Article 5 to Reflect Changes in For For Management Capital 1.2 Amend Article 6 to Reflect Changes in For For Management Authorized Capital 1.3 Amend Articles 36, 39 and 41 For For Management 1.4 Amend Article 39 For For Management 1.5 Consolidate Bylaws For For Management 2 Approve Allocation of Income Policy For For Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Carlos Henrique Carneiro de For For Management Medeiros as Independent Director and Ratify the Current Board Term 2.1 Amend Article 5 to Reflect Changes in For For Management Capital 2.2 Amend Article 10 For Against Management 2.3 Amend Articles Re: Audit Committee For For Management 2.4 Amend Article 14 For Against Management 2.5 Amend Articles 36, 39 and 41 For For Management 2.6 Amend Article 39 For For Management 2.7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG155 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Elect Fiscal Council Members For For Management 5 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 6 Approve Remuneration of Company's For For Management Management and Fiscal Council 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Elect Fiscal Council Members For For Management 5 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 6 Approve Remuneration of Company's For For Management Management and Fiscal Council 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG155 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split and Amend For For Management Article 5 Accordingly 2 Amend Article 37 and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split and Amend For For Management Article 5 Accordingly 2 Amend Article 37 and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG155 Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Did Not Vote Management and Amend Article 6 Accordingly 2 Amend Article 41 Re: Increase in For Did Not Vote Management Number of Executives 3 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- BANCO INTER SA Ticker: BIDI4 Security ID: P1S6FG197 Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Did Not Vote Management and Amend Article 6 Accordingly 2 Amend Article 41 Re: Increase in For Did Not Vote Management Number of Executives 3 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- BANCO PAN SA Ticker: BPAN4 Security ID: P14996162 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Marcelo Adilson Tavarone Torresi None For Shareholder as Director Appointed by Preferred Shareholder 2 Elect Peter Edward Cortes Marsden None For Shareholder Wilson as Fiscal Council Member and Marcio Villas Boas Passos as Alternate Appointed by Preferred Shareholder 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions 4 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers For For Management Auditores Independentes as the Independent Firm to Appraise Proposed Transactions 2 Approve Independent Firm's Appraisals For For Management 3 Approve Agreement to Absorb Bosan For For Management Participacoes S.A. (Bosan) 4 Approve Absorption of Bosan For For Management Participacoes S.A. (Bosan) 5 Aprove Agreement to Absorb Banco Ole For For Management Consignado S.A. (Banco Ole) 6 Approve Absorption of Banco Ole For For Management Consignado S.A. (Banco Ole) 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers For For Management Auditores Independentes as the Independent Firm to Appraise Proposed Transactions 2 Approve Independent Firm's Appraisals For For Management 3 Approve Agreement to Absorb Bosan For For Management Participacoes S.A. (Bosan) 4 Approve Absorption of Bosan For For Management Participacoes S.A. (Bosan) 5 Aprove Agreement to Absorb Banco Ole For For Management Consignado S.A. (Banco Ole) 6 Approve Absorption of Banco Ole For For Management Consignado S.A. (Banco Ole) 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers For For Management Auditores Independentes as Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement for Partial Spin-Off For For Management of Banco Santander (Brasil) SA 4 Approve Partial Spin-Off of Banco For For Management Santander (Brasil) SA and Absorption of Partial Spun-Off Assets 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Approve Reduction in Share Capital For For Management without Cancellation of Shares 7 Amend Article 5 to Reflect Changes in For For Management Capital 8 Amend Article 30 For For Management 9 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers For For Management Auditores Independentes as Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement for Partial Spin-Off For For Management of Banco Santander (Brasil) SA 4 Approve Partial Spin-Off of Banco For For Management Santander (Brasil) SA and Absorption of Partial Spun-Off Assets 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Approve Reduction in Share Capital For For Management without Cancellation of Shares 7 Amend Article 5 to Reflect Changes in For For Management Capital 8 Amend Article 30 For For Management 9 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4.1 Elect Directors For For Management 4.2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alvaro Antonio Cardoso de Souza as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Agapito Lires Rial as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Deborah Patricia Wright as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Deborah Stern Vieitas as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Antonio Alvarez Alvarez as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose de Paiva Ferreira as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Marilia Artimonte Rocca as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Augusto de Melo as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Garcia Cantera as Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of CLP 0.88 For For Management Per Share 2 Designate ICR as Risk Assessment For For Management Company 3 Receive Report Regarding Related-Party None None Management Transactions 4 Authorize Board to Ratify and Execute None None Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: 05965X109 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of CLP 0.88 For For Management Per Share 2 Designate ICR as Risk Assessment For For Management Company 3 Receive Report Regarding Related-Party None None Management Transactions 4 Authorize Board to Ratify and Execute None None Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 1.65 Per Share 3 Approve Remuneration of Directors For For Management 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 7 Receive Report Regarding Related-Party None None Management Transactions 8 Other Business None None Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: 05965X109 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 1.65 Per Share 3 Approve Remuneration of Directors For For Management 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 7 Receive Report Regarding Related-Party None None Management Transactions 8 Other Business None None Management -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: SEP 30, 2020 Meeting Type: Extraordinary Shareholders Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Santander For For Management Vivienda S.A. de C.V. SOFOM E.R.; Approve Absorption Agreement and Balance Sheet 2 Grant Special Powers to Formalize For For Management Resolutions Adopted by General Meeting, Including Signing of Absorption Agreement 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Subordinated For Against Management Debentures 2 Authorize Increase in Capital For Against Management Represented by Shares that will be Held in Treasury 3 Amend Articles to Reflect Changes in For Against Management Capital 4 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements For For Management 1.2 Accept Auditor's Report For For Management 2 Approve Allocation of Income For For Management 3 Receive Executive Chairman and CEO's For For Management Reports 4 Receive Report on Board's Opinion on For For Management Executive Chairman and CEO's Reports 5 Receive Board's Report on Principal For For Management Policies and Accounting and Information Criteria 6 Receive Report on Adherence to Fiscal For For Management Obligations 7 Receive Report on Activities and For For Management Operations Undertaken by Board 8 Receive Report on Activities of Audit, For For Management Corporate Practices, Nominations and Compensations Committees 9 Elect and Ratify Directors and Their For For Management Alternates Representatives of Series F and B Shareholders; Fix Their Remuneration 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors and For For Management Commissioners Representing Series B Shareholders 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE Ticker: BSMXB Security ID: P1507S164 Meeting Date: JUN 09, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends For For Management 2 Cancel Registration of Shares in For Against Management National Securities Registry and Delisting from Mexican Stock Exchange 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCOLOMBIA SA Ticker: PFBCOLOM Security ID: P1329P141 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Approve Reallocation of Occasional For For Management Reserves -------------------------------------------------------------------------------- BANCOLOMBIA SA Ticker: PFBCOLOM Security ID: P1329P141 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board and Chairman Reports For For Management 5 Present Corporate Governance Report For For Management 6 Present Audit Committee's Report For For Management 7 Present Individual and Consolidated For For Management Financial Statements 8 Present Auditor's Report For For Management 9 Approve Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income For For Management 11 Elect Directors For For Management 12 Elect Financial Consumer Representative For For Management -------------------------------------------------------------------------------- BANDHAN BANK LIMITED Ticker: 541153 Security ID: Y0567Q100 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ranodeb Roy as Director For Against Management 3 Elect Narayan Vasudeo Prabhutendulkar For For Management as Director 4 Elect Vijay Nautamlal Bhatt as Director For For Management 5 Amend Articles of Association For For Management 6 Approve Increase in Borrowing Limits For For Management -------------------------------------------------------------------------------- BANGCHAK CORP. PUBLIC CO. LTD. Ticker: BCP Security ID: Y0559Y103 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Report None None Management 2 Acknowledge Two Interim Payments None None Management 3 Approve Financial Statements For For Management 4.1 Elect Suthep Wongvorazathe as Director For For Management 4.2 Elect Chaiwat Chotima as Director For For Management 4.3 Elect Thammanoon Withee as Director For For Management 4.4 Elect Prasong Poontaneat as Director For For Management 4.5 Elect Suthi Sukosol as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of New For For Management Ordinary Shares to Directors, Management and Employees of BBGI Public Company Limited and Its Subsidiaries 8 Approve Issuance and Offering of New For For Management Ordinary Shares to Directors, Management and Employees of Bangchak Corporation Public Company Limited and Khon Kaen Sugar Industry Public Company Limited 9 Amend Articles of Association of the For For Management Company 10 Other Business For Against Management -------------------------------------------------------------------------------- BANGCHAK CORP. PUBLIC CO. LTD. Ticker: BCP Security ID: Y0559Y103 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Statement None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Pichai Chunhavajira as Director For For Management 4.2 Elect Teerapong Wongsiwawilas as For For Management Director 4.3 Elect Porametee Vimolsiri as Director For For Management 4.4 Elect Chaiwat Kovavisarach as Director For For Management 4.5 Elect Kulaya Tantitemit as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK AIRWAYS PUBLIC COMPANY LIMITED Ticker: BA Security ID: Y05966117 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed by the Chairman None None Management 2.1 Acknowledge Operating Results None None Management 2.2 Acknowledge Interim Dividend Payment None None Management 3.1 Approve Financial Statements For For Management 3.2.1 Elect Kaset Rochananil as Director For For Management 3.2.2 Elect Sripop Sarasas as Director For For Management 3.2.3 Elect Puttipong Prasarttong-Osoth as For For Management Director 3.2.4 Elect Anawat Leelawatwatana as Director For For Management 3.3 Approve Remuneration of Directors For For Management 3.4 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 3.5 Amend Objectives Regarding the For For Management Utilization of the Proceeds Derived from the Capital Increase 3.6 Amend Company's Objectives For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK AIRWAYS PUBLIC COMPANY LIMITED Ticker: BA Security ID: Y05966117 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Notified to the Meeting None None Management by the Chairman 2.1 Acknowledge Company's Performance None None Management 2.2 Acknowledge Allocation of Investment None None Management Limits 3.1 Approve Financial Statements For For Management 3.2 Approve Allocation of Income and For For Management Omission of Dividend Payment 3.3.1 Elect Narumol Noi-Am as Director For Against Management 3.3.2 Elect Somboon Kitiyansub as Director For Against Management 3.3.3 Elect Pradit Theekakul as Director For Against Management 3.4 Approve Increase in Board Size from 10 For Against Management to 11 and Elect Prasert Prasarttong-Osoth as Director 3.5 Approve Remuneration of Directors For For Management 3.6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK BANK PUBLIC COMPANY LIMITED Ticker: BBL Security ID: Y0606R119 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Acknowledge Audit Committee Report None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Acknowledgement of Interim Dividend Payment 5.1 Elect Arun Chirachavala as Director For For Management 5.2 Elect Singh Tangtatswas as Director For For Management 5.3 Elect Amorn Chandarasomboon as Director For For Management 5.4 Elect Chartsiri Sophonpanich as For For Management Director 5.5 Elect Thaweelap Rittapirom as Director For For Management 6.1 Elect Siri Jirapongphan as Director For For Management 6.2 Elect Pichet Durongkaveroj as Director For For Management 7 Acknowledge Remuneration of Directors None None Management 8 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK BANK PUBLIC COMPANY LIMITED Ticker: BBL Security ID: Y0606R119 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Deja Tulananda as Director For For Management 4.2 Elect Chokechai Niljianskul as Director For For Management 4.3 Elect Suvarn Thansathit as Director For For Management 4.4 Elect Chansak Fuangfu as Director For For Management 4.5 Elect Charamporn Jotikasthirabe as For For Management Director 5.1 Elect Chatchawin Charoen-Rajapark as For For Management Director 5.2 Elect Bundhit Eua-arporn as Director For For Management 5.3 Elect Parnsiree Amatayakul as Director For For Management 6 Acknowledge Remuneration of Directors None None Management 7 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK CHAIN HOSPITAL PUBLIC COMPANY LIMITED Ticker: BCH Security ID: Y060BQ115 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Result None None Management 2 Approve Financial Statements For For Management 3 Approve Dividend Payment For For Management 4.1 Elect Kantaporn Harnphanich as Director For Against Management 4.2 Elect Pornsuda Harnphanich as Director For Against Management 4.3 Elect Siripong Sombutsiri as Director For For Management 4.4 Elect Thawat Suntrajarn as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Pension of Directors For For Management 7 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK COMMERCIAL ASSET MANAGEMENT PUBLIC CO., LTD. Ticker: BAM Security ID: Y060BS103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Business Operation Report None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Tongurai Limpiti as Director For For Management 5.2 Elect Vasant Thienhom as Director For For Management 5.3 Elect Maneerat Srisaovajati as Director For For Management 5.4 Elect Satorn Topothai as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Company Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Debentures 9 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO. LTD. Ticker: BDMS Security ID: Y06071255 Meeting Date: JUL 02, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance None None Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment None None Management 4.1 Elect Sripop Sarasas as Director For Against Management 4.2 Elect Pradit Theekakul as Director For For Management 4.3 Elect Weerawong Chittmittrapap as For For Management Director 4.4 Elect Narumol Noi-am as Director For For Management 4.5 Elect Chuladej Yossundharakul as For Against Management Director 4.6 Elect Subhak Siwaraksa as Director For For Management 4.7 Elect Poramaporn Prasarttong-Osoth as For Against Management Director 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO. LTD. Ticker: BDMS Security ID: Y06071255 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Thongchai Jira-alongkorn as For Against Management Director 4.2 Elect Kan Trakulhoon as Director For For Management 4.3 Elect Puttipong Prasarttong-Osoth as For Against Management Director 4.4 Elect Chavalit Sethameteekul as For Against Management Director 4.5 Elect Prasert Prasarttong-Osoth as For Against Management Director 4.6 Elect Veerathai Santiprabhob as For For Management Director 4.7 Elect Predee Daochai as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK EXPRESSWAY & METRO PUBLIC CO. LTD. Ticker: BEM Security ID: Y0607C111 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Supong Chayutsahakij as Director For Against Management 5.2 Elect Phongsarit Tantisuvanitchkul as For For Management Director 5.3 Elect Sombat Kitjalaksana as Director For For Management 5.4 Elect Payao Marittanaporn as Director For For Management 5.5 Elect Vitoon Tejatussanasoontorn as For For Management Director 5.6 Elect Chetta Thanajaro as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Prescription of Prohibitions For For Management on Acts Constituting Foreign Dominance 9 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK EXPRESSWAY & METRO PUBLIC CO. LTD. Ticker: BEM Security ID: Y0607C111 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Annop Tanlamai as Director For For Management 5.2 Elect Panit Dunnvatanachit as Director For Against Management 5.3 Elect Natamon Bunnak as Director For For Management 5.4 Elect Vallapa Assakul as Director For For Management 5.5 Elect Prasobchai Kasemsant as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Prescription of Prohibitions For For Management on Acts Constituting Foreign Dominance 9 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK LAND PUBLIC COMPANY LIMITED Ticker: BLAND Security ID: Y0608Q416 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements and For For Management Acknowledge Statutory Reports 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Burin Wongsanguan as Director For For Management 5.2 Elect Siriwat Likitnuruk as Director For For Management 5.3 Elect Panya Boonyapiwat as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Karin Audit Co., Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK LIFE ASSURANCE PUBLIC CO., LTD. Ticker: BLA Security ID: Y0608V100 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment For For Management 5.1 Elect Sunthorn Arunanondchai as For Against Management Director 5.2 Elect Praphant Asava-aree as Director For Against Management 5.3 Elect Prapaivan Limsong as Director For For Management 5.4 Elect Chollada Sophonpanich as Director For For Management 5.5 Elect Varawan Vechasut as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Deloitte Touche Tohmatsu For Against Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- BANGKOK LIFE ASSURANCE PUBLIC CO., LTD. Ticker: BLA Security ID: Y0608V100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Savitri Ramyarupa as Director For For Management 5.2 Elect Vetit Assawamangcla as Director For For Management 5.3 Elect Jiraseth Sukhasvasti as Director For For Management 5.4 Elect Kojii Ichiba as Director For For Management 5.5 Elect Yuichi Honda as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Deloitte Touche Tohmatsu For Against Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- BANK ALBILAD Ticker: 1140 Security ID: M1637E104 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Approve Remuneration of Directors of For For Management SAR 3,520,000 for FY 2020 8 Amend Social Responsibility Policy For For Management 9 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 11 Amend Article 4 of Bylaws Re: For For Management Participation and Merger 12 Amend Article 5 of Bylaws Re: For For Management Incorporation Term 13 Amend Article 6 of Bylaws Re: For For Management Company's Headquarter 14 Amend Article 8 of Bylaws Re: For For Management Subscription in Shares 15 Amend Article 9 of Bylaws Re: Shares For For Management 16 Amend Article 10 of Bylaws Re: For For Management Purchase of the company's Shares and Disposal 17 Amend Article 13 of Bylaws Re: Capital For For Management Increase 18 Amend Article 14 of Bylaws Re: Capital For For Management Decrease 19 Amend Article 16 of Bylaws Re: Board For For Management Members 20 Amend Article 17 of Bylaws Re: For For Management Membership Expiry and Replacement 21 Amend Article 18 of Bylaws Re: Powers For For Management and Terms of Reference of the Board 22 Amend Article 19 of Bylaws Re: For For Management Committees of the Board and Audit Committee 23 Amend Article 20 of Bylaws Re: For For Management Remuneration and Rewards 24 Amend Article 21 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Authority 25 Amend Article 22 of Bylaws Re: Board For For Management Meetings 26 Amend Article 23 of Bylaws Re: Board For For Management Meetings Quorum 27 Amend Article 24 of Bylaws Re: For For Management Resolutions of the Board 28 Amend Article 25 of Bylaws Re: For For Management Shareholders Assemblies 29 Amend Article 26 of Bylaws Re: Terms For For Management of Reference of the Constituent Assembly 30 Amend Article 27 of Bylaws Re: For For Management Ordinary General Assembly 31 Amend Article 28 of Bylaws Re: For For Management Extraordinary General Assembly 32 Amend Article 29 of Bylaws Re: For For Management Convention of the General Assemblies of Shareholders 33 Amend Article 30 of Bylaws Re: Method For For Management of Attendance 34 Amend Article 34 of Bylaws Re: For For Management Resolutions 35 Amend Article 40 of Bylaws Re: For For Management Financial Documents 36 Amend Article 41 of Bylaws Re: For For Management Allocation of Dividends 37 Amend Article 44 of Bylaws Re: Company For For Management Losses 38 Amend Article 45 of Bylaws Re: For For Management Mechanisms of Company Liquidation 39 Amend Article 46 of Bylaws Re: For For Management Companies law and Relevant Regulations 40 Amend Article 47 of Bylaws Re: Deposit For For Management of the Articles of Association -------------------------------------------------------------------------------- BANK ALFALAH LTD. Ticker: BAFL Security ID: Y06460102 Meeting Date: MAR 09, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve EY Ford Rhodes as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Other Business For Against Management -------------------------------------------------------------------------------- BANK ALFALAH LTD. Ticker: BAFL Security ID: Y06460102 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2.1 Reelect Nahayan Mabarak Al Nahayan as For For Management Director 2.2 Reelect Abdulla Nasser Hawaileel Al For For Management Mansoori as Director 2.3 Reelect Abdulla Khalil AI Mutawa as For For Management Director 2.4 Reelect Khalid Mana Saeed Al Otaiba as For For Management Director 2.5 Reelect Efstratios Georgios Arapoglou For For Management as Director 2.6 Reelect Ayesha Khan as Director For For Management 2.7 Reelect Gyorgy Tamas Ladics as Director For For Management 2.8 Reelect Khalid Qurashi as Director For For Management 2.9 Reelect Atif Aslam Bajwa as Director For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Audit Committee Charter For For Management 2 Amend Remuneration and Nomination For For Management Committee Charter 3 Elect Khaleefah Al Milhim as Director For For Management 4 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 5 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 6 Amend Directors, Committees, and For For Management Executives Remuneration Policy 7 Approve Allocation of SAR 68 Million For For Management From General Reserve to Retained Earnings 8 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 9 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 10 Amend Article 5 of Bylaws Re: For For Management Company's Headquarters and Other Branches 11 Amend Article 6 of Bylaws Re: For For Management Company's Term 12 Amend Article 7 of Bylaws Re: Issued For For Management Capital 13 Amend Article 8 of Bylaws Re: Issuance For For Management of Shares 14 Amend Article 9 of Bylaws Re: Transfer For For Management of Shares 15 Amend Article 10 of Bylaws Re: For For Management Transferring Records 16 Amend Article 11 of Bylaws Re: Trading For For Management of Shares 17 Amend Article 12 of Bylaws Re: For For Management Reserving and Selling of Reserved Shares 18 Amend Article 13 of Bylaws Re: Capital For For Management Increase 19 Amend Article 14 of Bylaws Re: Capital For For Management Decrease 20 Amend Article 17 of Bylaws Re: Board For For Management of Directors 21 Amend Article 18 of Bylaws Re: For For Management Expiration of Board Membership 22 Amend Article 19 of Bylaws Re: Board For For Management Powers 23 Amend Article 20 of Bylaws Re: For For Management Executive Committee 24 Amend Article 21 of Bylaws Re: Audit For For Management Committee 25 Amend Article 22 of Bylaws Re: Board For For Management Remuneration 26 Amend Article 24 of Bylaws Re: Board For For Management Meetings 27 Adopt New Article 26 Re: Disclosing of For For Management Personal Interests and Company Competition 28 Amend Article 28 of Bylaws Re: For For Management Shareholders Meetings 29 Amend Article 29 of Bylaws Re: General For For Management Meetings Attendance 30 Amend Article 31 of Bylaws Re: For For Management Ordinary General Meetings 31 Amend Article 32 of Bylaws Re: For For Management Extraordinary General Meetings 32 Amend Article 33 of Bylaws Re: General For For Management Meetings 33 Amend Article 37 of Bylaws Re: Voting For For Management Rights 34 Amend Article 38 of Bylaws Re: For For Management Conditions of Shareholders Meetings Decisions 35 Amend Article 39 of Bylaws Re: For For Management Shareholders Rights in Asking Questions at the General Meetings 36 Amend Article 46 of Bylaws Re: For For Management Allocation of Dividends 37 Amend Article 48 of Bylaws Re: For For Management Conflicts 38 Amend Article 49 of Bylaws Re: For For Management Dissolution and Liquidation of the Company 39 Amend Article 51 of Bylaws Re: For For Management Commitment in Maintaining Confidentiality -------------------------------------------------------------------------------- BANK ALJAZIRA Ticker: 1020 Security ID: M0R43T102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 6 Elect Nayif Al Abdulkareem as Director For For Management 7 Approve Related Party Transactions Re: For For Management Aljazira Takaful Taawuni 8 Approve Related Party Transactions Re: For For Management Aljazira Capital -------------------------------------------------------------------------------- BANK OF BARODA Ticker: 532134 Security ID: Y0643L141 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BANK OF BARODA Ticker: 532134 Security ID: Y0643L141 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nitish Gupta as Director For Abstain Management 1.2 Elect Soundara Kumar as Director For For Management 1.3 Elect Ramesh Chandra Agrawal as For Abstain Management Director 1.4 Elect Rekha Somani as Director For Abstain Management 1.5 Elect Neelam Damodharan as Director For Abstain Management -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Bing as Non-independent For For Management Director 2 Approve Grant of Related Credit Line For For Management to Bank of Beijing Leasing Co., Ltd. -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qian Huajie as Non-Independent For For Management Director -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Granting of Credit Lines to For For Management Beijing State-owned Assets Management Co., Ltd. 8 Approve Granting of Credit Lines to For For Management Beijing Energy Group Co., Ltd. 9 Approve Granting of Credit Lines to For For Management China Three Gorges Group Co., Ltd. 10 Approve Granting of Credit Lines to For For Management Beiyin Financial Leasing Co., Ltd. 11 Approve Special Report on For Against Management Related-party Transactions -------------------------------------------------------------------------------- BANK OF CHANGSHA CO., LTD. Ticker: 601577 Security ID: Y0R95D101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Financial Bonds For For Management 2 Elect Huang Zhang as Non-independent For For Management Director 3 Approve External Supervisory System For Against Management -------------------------------------------------------------------------------- BANK OF CHANGSHA CO., LTD. Ticker: 601577 Security ID: Y0R95D101 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Plan 5 Approve Profit Distribution For For Management 6 Approve Special Report of Related For For Management Party Transactions 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Elect He Yi as Non-independent Director For For Management 10 Approve to Adjust the Allowance of For For Management Directors 11 Approve to Adjust the Allowance of For For Management Supervisors 12 Approve Performance Evaluation Report For For Management of Directors 13 Approve Performance Evaluation Report For For Management of Supervisors 14 Approve Performance Evaluation Report For For Management of Senior Management Members -------------------------------------------------------------------------------- BANK OF CHENGDU CO., LTD. Ticker: 601838 Security ID: Y0R95C103 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Hui as Non-Independent For For Management Director 1.2 Elect He Weizhong as Non-Independent For For Management Director 1.3 Elect Guo Linghai as Non-Independent For For Management Director 1.4 Elect Yang Fan as Non-Independent For For Management Director 1.5 Elect Qiao Liyuan as Non-Independent For For Management Director 1.6 Elect Wang Lixin as Non-Independent For For Management Director 1.7 Elect Dong Hui as Non-Independent For For Management Director 1.8 Elect You Zugang as Non-Independent For For Management Director 1.9 Elect Wang Tao as Non-Independent For For Management Director 1.10 Elect Li Ailan as Non-Independent For For Management Director 1.11 Elect Gan Li as Independent Director For For Management 1.12 Elect Shao Chiping as Independent For For Management Director 1.13 Elect Song Chaoxue as Independent For For Management Director 1.14 Elect Fan Bin as Independent Director For For Management 1.15 Elect Chen Cuntai as Independent For For Management Director 2.1 Elect Han Xuesong as Supervisor For For Management 2.2 Elect Liu Shoumin as Supervisor For For Management 2.3 Elect Han Zirong as Supervisor For For Management 2.4 Elect Long Wenbin as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF CHENGDU CO., LTD. Ticker: 601838 Security ID: Y0R95C103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Appointment of Auditor For For Management 7 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 8.1 Approve Issue Type For For Management 8.2 Approve Issue Scale For For Management 8.3 Approve Par Value and Issue Price For For Management 8.4 Approve Bond Maturity For For Management 8.5 Approve Interest Rate For For Management 8.6 Approve Repayment Period and Manner of For For Management Interest 8.7 Approve Conversion Period For For Management 8.8 Approve Determination and Adjustment For For Management of Conversion Price 8.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 8.10 Approve Determination of Number of For For Management Conversion Shares 8.11 Approve Dividend Distribution Post For For Management Conversion 8.12 Approve Terms of Redemption For For Management 8.13 Approve Terms of Sell-Back For For Management 8.14 Approve Issue Manner and Target Parties For For Management 8.15 Approve Placing Arrangement for For For Management Shareholders 8.16 Approve Bondholders and Meetings of For For Management Bondholders 8.17 Approve Usage of Raised Funds For For Management 8.18 Approve Guarantee Matters For For Management 8.19 Approve Resolution Validity Period For For Management 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Company's Capital Management For For Management Planning 13 Approve Shareholder Return Plan For For Management 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Keqiu as Supervisor For For Management 2 Approve 2019 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 3 Approve 2019 Remuneration Distribution For For Management Plan for Chairman of the Board of Supervisors and Shareholder Representative Supervisors -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Keqiu as Supervisor For For Management 2 Approve 2019 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 3 Approve 2019 Remuneration Distribution For For Management Plan for Chairman of the Board of Supervisors and Shareholder Representative Supervisors -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y13905107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of Board of For For Management Directors 2 Approve 2020 Work Report of Board of For For Management Supervisors 3 Approve 2020 Annual Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Annual Budget for Fixed For For Management Assets Investment 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic and External Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Remuneration Distribution For For Management Plan of Supervisors 8 Elect Liu Liange as Director For For Management 9 Elect Liu Jin as Director For For Management 10 Elect Lin Jingzhen as Director For For Management 11 Elect Jiang Guohua as Director For For Management 12 Approve the Application for For For Management Provisional Authorization of Outbound Donations 13 Approve the Bond Issuance Plan For For Management 14 Approve the Issuance of Write-down For For Management Undated Capital Bonds 15 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of Board of For For Management Directors 2 Approve 2020 Work Report of Board of For For Management Supervisors 3 Approve 2020 Annual Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Annual Budget for Fixed For For Management Assets Investment 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic and External Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Remuneration Distribution For For Management Plan of Supervisors 8 Elect Liu Liange as Director For For Management 9 Elect Liu Jin as Director For For Management 10 Elect Lin Jingzhen as Director For For Management 11 Elect Jiang Guohua as Director For For Management 12 Approve the Application for For For Management Provisional Authorization of Outbound Donations 13 Approve the Bond Issuance Plan For For Management 14 Approve the Issuance of Write-down For For Management Undated Capital Bonds 15 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments -------------------------------------------------------------------------------- BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Budget Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Financial Budget Plan For Against Management 6 Approve 2020 Annual Report and For For Management Highlights 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Elect Zhong Xian as Director For For Management 9 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Management 10 Approve Estimated Annual Cap for Daily For Against Management Connected Transactions for 2021 11 Approve 2021 Investment Plan For Against Management 12 Approve Funding of the Establishment For Against Management of Technology Innovation Center 13 Amend Administrative Measures for For Against Management Connected Transactions 14.01 Approve Type of Securities to be Issued For For Management 14.02 Approve Issue Size For For Management 14.03 Approve Par Value and Issue Price For For Management 14.04 Approve Term For For Management 14.05 Approve Interest Rate For For Management 14.06 Approve Timing and Method of Interest For For Management Payment 14.07 Approve Conversion Period For For Management 14.08 Approve Determination and Adjustment For For Management of the CB Conversion Price 14.09 Approve Downward Adjustment to the CB For For Management Conversion Price 14.10 Approve Method for Determining the For For Management Number of Shares for Conversion 14.11 Approve Dividend Rights of the Year of For For Management Conversion 14.12 Approve Terms of Redemption For For Management 14.13 Approve Terms of Sale Back For For Management 14.14 Approve Method of Issuance and Target For For Management Investors 14.15 Approve Subscription Arrangement for For For Management the Existing Shareholders 14.16 Approve Matters Related to the CB For For Management Holders' Meeting 14.17 Approve Use of Proceeds For For Management 14.18 Approve Guarantee and Securities For For Management 14.19 Approve Validity Period of the For For Management Resolution 15 Approve Fulfilling the Conditions for For For Management the Public Issuance of A Share Convertible Corporate Bonds 16 Approve Feasibility Report of the Use For For Management of Proceeds from the Public Issuance of A Share Convertible Corporate Bonds 17 Approve Report Regarding the Use of For For Management Proceeds Previously Raised 18 Approve Dilution of Immediate Returns For For Management and Remedial Measures to the Public Issuance of A Share Convertible Corporate Bonds 19 Approve Authorization to be Granted by For For Management the General Meeting to Manage Matters Related to the Public Issuance of A Share Convertible Corporate Bonds 20 Approve Preliminary Proposal for the For For Management Public Issuance of A Share Convertible Corporate Bonds 21 Approve Rules of A Share Convertible For For Management Corporate Bondholders' Meeting -------------------------------------------------------------------------------- BANK OF CHONGQING CO., LTD. Ticker: 1963 Security ID: Y0R98B102 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of Securities to be Issued For For Management 1.2 Approve Issue Size For For Management 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Term For For Management 1.5 Approve Interest Rate For For Management 1.6 Approve Timing and Method of Interest For For Management Payment 1.7 Approve Conversion Period For For Management 1.8 Approve Determination and Adjustment For For Management of the CB Conversion Price 1.9 Approve Downward Adjustment to the CB For For Management Conversion Price 1.10 Approve Method for Determining the For For Management Number of Shares for Conversion 1.11 Approve Dividend Rights of the Year of For For Management Conversion 1.12 Approve Terms of Redemption For For Management 1.13 Approve Terms of Sale Back For For Management 1.14 Approve Method of Issuance and Target For For Management Investors 1.15 Approve Subscription Arrangement for For For Management the Existing Shareholders 1.16 Approve Matters Related to the CB For For Management Holders' Meeting 1.17 Approve Use of Proceeds For For Management 1.18 Approve Guarantee and Securities For For Management 1.19 Approve Validity Period of the For For Management Resolution 2 Approve Fulfilling the Conditions for For For Management the Public Issuance of A Share Convertible Corporate Bonds 3 Approve Feasibility Report of the Use For For Management of Proceeds from the Public Issuance of A Share Convertible Corporate Bonds 4 Approve Report Regarding the Use of For For Management Proceeds Previously Raised 5 Approve Dilution of Immediate Returns For For Management and Remedial Measures to the Public Issuance of A Share Convertible Corporate Bonds 6 Approve Authorization to be Granted by For For Management the General Meeting to Manage Matters Related to the Public Issuance of A Share Convertible Corporate Bonds 7 Approve Preliminary Proposal for the For For Management Public Issuance of A Share Convertible Corporate Bonds 8 Approve Rules of A Share Convertible For For Management Corporate Bondholders' Meeting -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Linping as Director For For Management 2 Elect Chang Baosheng as Director For For Management 3 Approve Donation of Materials in For For Management Fighting the COVID-19 Pandemic in 2020 4 Approve Remuneration Plan of the For For Shareholder Directors 5 Approve Remuneration Plan of the For For Shareholder Supervisors 6 Elect Cai Yunge as Supervisor For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Linping as Director For For Management 2 Elect Chang Baosheng as Director For For Management 3 Approve Donation of Materials in For For Management Fighting the COVID-19 Pandemic in 2020 4 Approve Remuneration Plan of the For For Shareholder Directors 5 Approve Remuneration Plan of the For For Shareholder Supervisors 6 Elect Cai Yunge as Supervisor For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Management Plan (2021 For For Management - 2025) 2 Approve Issuance of Qualified For For Management Write-down Tier 2 Capital Bonds and Related Transactions -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Management Plan (2021 For For Management - 2025) 2 Approve Issuance of Qualified For For Management Write-down Tier 2 Capital Bonds and Related Transactions -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Assets Investment Plan For For Management 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Assets Investment Plan For For Management 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Subscription For For Management Method 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Scale and Use of Proceeds For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Target Subscribers and For For Management Subscription Situation 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds and Verification Report on the Usage of Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Amend Articles of Association For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BANK OF GUIYANG CO., LTD. Ticker: 601997 Security ID: Y0694A101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Special Report on For For Management Related-party Transactions 7 Approve 2021 Related Party Transactions For For Management 8 Amend Related-party Transaction For Against Management Management Measures 9 Approve Issuance of Special Financial For For Management Bonds for Small and Micro Enterprise Loans 10 Approve Annual Performance Evaluation For For Management Report of the Board of Directors, Senior Management and Their Members 11 Approve Annual Performance Evaluation For For Management Report of the Board of Supervisors and Supervisors 12 Approve General Election of the Board For For Management of Directors 13 Elect Zhang Zhenghai as Director For For Management 14 Elect Xia Yulin as Director For For Management 15 Elect Zhang Wei as Director For For Management 16 Elect Deng Yong as Director For For Management 17 Elect Wang Yong as Director For For Management 18 Elect Yu Shirong as Director For For Management 19 Elect Zhao Yanfei as Director For For Management 20 Elect Lu Jun as Director For For Management 21 Elect Wu Jian as Director For For Management 22 Elect Tang Xiaosong as Director For For Management 23 Elect Dai Guoqiang as Director For For Management 24 Elect Zhu Ciyun as Director For For Management 25 Elect Luo Hong as Director For For Management 26 Elect Yang Xiong as Director For For Management 27 Elect Liu Yunhong as Director For For Management 28 Approve General Election of the Board For For Management of Supervisors 29 Elect Zhang Ruixin as Supervisor For For Management 30 Elect Chen Liming as Supervisor For For Management 31 Elect Zhu Shan as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Determination of Number of For For Management Conversion Shares 2.11 Approve Dividend Distribution Post For For Management Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Issuance of Financial Bonds For For Management and Special Authorization Within Limit 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 10 Elect Li Changqing as Independent For For Shareholder Director -------------------------------------------------------------------------------- BANK OF HANGZHOU CO., LTD. Ticker: 600926 Security ID: Y0R98A104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve Special Report on Related For Against Management Party Transactions 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Issuance of Tier 2 Capital For For Management Bonds and Special Authorizations 9 Approve Issuance of Green Financial For For Management Bonds and Special Authorizations 10 Elect Shen Ming as Non-independent For For Management Director -------------------------------------------------------------------------------- BANK OF INDIA Ticker: 532149 Security ID: Y06949112 Meeting Date: AUG 11, 2020 Meeting Type: Annual Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- BANK OF INDIA Ticker: 532149 Security ID: Y06949112 Meeting Date: SEP 19, 2020 Meeting Type: Special Record Date: SEP 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Accumulated For For Management Losses from Share Premium Account 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BANK OF INDIA Ticker: 532149 Security ID: Y06949112 Meeting Date: MAY 05, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Government of India on Preferential Basis -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2.1 Approve Type and Par Value Per Share For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Proportion and Number of Shares For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.7 Approve Issue Time For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters 8.1 Elect Xia Ping as Non-Independent For For Management Director 8.2 Elect Ji Ming as Non-Independent For For Management Director 8.3 Elect Gu Xian as Non-Independent For For Management Director 8.4 Elect Wu Dianjun as Non-Independent For For Management Director 8.5 Elect Hu Jun as Non-Independent For For Management Director 8.6 Elect Shan Xiang as Non-Independent For For Management Director 8.7 Elect Jiang Jian as Non-Independent For For Management Director 8.8 Elect Tang Jinsong as Non-Independent For For Management Director 8.9 Elect Du Wenyi as Non-Independent For For Management Director 8.10 Elect Ren Tong as Non-Independent For For Management Director 8.11 Elect Yu Chen as Independent Director For For Management 8.12 Elect Yang Tingdong as Independent For For Management Director 8.13 Elect Ding Xiaolin as Independent For For Management Director 8.14 Elect Li Xindan as Independent Director For For Management 8.15 Elect Hong Lei as Independent Director For For Management 9.1 Elect Zheng Gang as Supervisor For For Management 9.2 Elect Xiang Rong as Supervisor For For Management 9.3 Elect Tang Xiaoqing as Supervisor For For Management 9.4 Elect Chen Zhibin as Supervisor For For Management 9.5 Elect Chen Libiao as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF JIANGSU CO., LTD. Ticker: 600919 Security ID: Y0698M101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Evaluation Report For For Management on Directors and Senior Management Members 4 Approve Performance Evaluation Report For For Management on Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements and For Against Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve 2020 Related Party Transactions For For Management 9 Approve 2021 Daily Related-party For For Management Transaction 10 Approve to Appoint Auditor For For Management 11 Approve Adjustment of Authorization For Against Management Plan of the Board of Directors -------------------------------------------------------------------------------- BANK OF KAOHSIUNG CO., LTD. Ticker: 2836 Security ID: Y0694H106 Meeting Date: NOV 11, 2020 Meeting Type: Annual Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Shares through For For Management Capitalization of Earnings 4 Amend Articles of Association For For Management 5.1 Elect Ray-Beam Dawn, a Representative For Against Management of Kaohsiung City Government, with SHAREHOLDER NO.0000001, as Non-Independent Director 5.2 Elect Yung-Sheng Chen, a For Against Management Representative of Kaohsiung City Government, with SHAREHOLDER NO. 0000001, as Non-Independent Director 5.3 Elect Tai-Hsiang Liao, a For Against Management Representative of Kaohsiung City Government, with SHAREHOLDER NO. 0000001, as Non-Independent Director 5.4 Elect Chin-Tsang Ho, a Representative For Against Management of Kaohsiung City Government, with SHAREHOLDER NO.0000001, as Non-Independent Director 5.5 Elect Chun-Chieh Huang, a For Against Management Representative of Kaohsiung City Government, with SHAREHOLDER NO. 0000001, as Non-Independent Director 5.6 Elect Hong-Cheng Liu with SHAREHOLDER For Against Management NO.E122451XXX, as Non-Independent Director 5.7 Elect Chung-Hsin Liu, a Representative For Against Management of JinnHer Enterprise Co., Ltd., with SHAREHOLDER NO.0119988, as Non-Independent Director 5.8 Elect Chien-Tsai Chao, a For Against Management Representative of JinnHer Enterprise Co., Ltd., with SHAREHOLDER NO. 0119988, as Non-Independent Director 5.9 Elect Ming-Chang Wu, a Representative For Against Management of JinnHer Enterprise Co., Ltd., with SHAREHOLDER NO.0119988, as Non-Independent Director 5.10 Elect Chien-Fu Chen, a Representative For Against Management of Chuan Pu Investment Co., Ltd., with SHAREHOLDER NO.0137712, as Non-Independent Director 5.11 Elect Yi-Shun Chang with SHAREHOLDER For For Management NO.E120185XXX, as Independent Director 5.12 Elect Yao-Yung Chang with SHAREHOLDER For For Management NO.E121042XXX, as Independent Director 5.13 Elect Li-Jen Lien with SHAREHOLDER NO. For For Management F122433XXX, as Independent Director 6 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- BANK OF KAOHSIUNG CO., LTD. Ticker: 2836 Security ID: Y0694H106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit and Capital Surplus 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Hu Shengrong as Non-Independent For For Shareholder Director 2.2 Elect Lin Jingran as Non-Independent For For Shareholder Director 2.3 Elect Yang Bohao as Non-Independent For For Shareholder Director 2.4 Elect Chen Zheng as Non-Independent For For Shareholder Director 2.5 Elect Yu Lanying as Non-Independent For For Shareholder Director 2.6 Elect Xu Yimin as Non-Independent For For Shareholder Director 2.7 Elect Liu Lini as Non-Independent For For Shareholder Director 3.1 Elect Chen Donghua as Independent For For Management Director 3.2 Elect Xiao Binqing as Independent For For Management Director 3.3 Elect Shen Yongming as Independent For For Management Director 3.4 Elect Qiang Ying as Independent For For Management Director 4.1 Elect Shen Yongjian as Supervisor For For Management 4.2 Elect Ma Miao as Supervisor For For Management 4.3 Elect Xu Yueping as Supervisor For For Management 4.4 Elect Liu Qilian as Supervisor For For Management 4.5 Elect Zhang Ding as Supervisor For For Management 4.6 Elect Liu Hechun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Interest Payment Period and For For Management Method 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Determination Method of Number For For Management of Shares Converted 2.11 Approve Attributable Dividends Annual For For Management Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Convertible Bondholders and For For Management Matters Relating to Meetings of Convertible Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jiachun as Supervisor For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Financial Budget Report 2 Approve Profit Distribution For For Management 3 Approve Special Report on Related For For Management Party Transactions 4 Approve Related Party Transaction For For Management 5 Approve to Appoint Auditor For For Management 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Capital Planning For For Management 8 Approve Rules and Procedures Regarding For For Management Meetings of Board of Directors 9 Approve Issuance of Financial Bonds For For Management 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Directors and Senior Management Members 13 Approve Evaluation Report on the For For Management Performance Report of the Supervisors -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Issuance of Tier 2 Capital For For Management Bonds 3 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction 2 Approve Company's Eligibility for For For Management Rights Issue 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Subscription For For Management Method 3.3 Approve Base, Proportion and Number of For For Management Shares 3.4 Approve Issue Price and Pricing Basis For For Management 3.5 Approve Target Subscribers For For Management 3.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.7 Approve Scale and Use of Proceeds For For Management 3.8 Approve Issue Time For For Management 3.9 Approve Underwriting Manner For For Management 3.10 Approve Listing Exchange For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Rights Issue For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BANK OF NINGBO CO., LTD. Ticker: 002142 Security ID: Y0698G104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report For For Management 3 Approve Financial Statements and For For Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve 2020 Implementation of Related For For Management Party Transactions and 2021 Work Plan 7 Elect Zhu Nianhui as Non-Independent For For Management Director 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Amend Remuneration Measures for For For Management Chairman and Vice Chairman 10 Amend Remuneration Measures for the For For Management Chairman of the Board of Supervisors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Performance Evaluation Report For For Management of the Board of Directors and Directors 13 Approve Performance Evaluation Report For For Management of the Board of Supervisors and Supervisors 14 Approve Performance Evaluation Report For For Management of the Senior Management and Senior Management Members 15 Approve Capital Management Performance For For Management Evaluation Report -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Tier-Two Capital For For Management Bonds 2 Approve Capital Management Plan for For For Management 2021-2025 -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Issuance Method For For Management 1.3 Approve Base, Proportion and Number of For For Management the Rights Issue 1.4 Approve Pricing Principle and Price For For Management for the Rights Shares 1.5 Approve Target Subscribers for the For For Management Rights Issue 1.6 Approve Distribution Plan for For For Management Accumulated Undistributed Profits Prior to the Rights Issue 1.7 Approve Time of Issuance For For Management 1.8 Approve Method of Underwriting For For Management 1.9 Approve Use of Proceeds in Relation to For For Management the Rights Issue 1.10 Approve Validity Period of the For For Management Resolution in Relation to the Rights Issue 1.11 Approve Listing of the Shares in For For Management Relation to the Rights Issue 2 Approve Plan of Bank of Qingdao Co., For For Management Ltd. on Public Issuance of Shares by the Way of Rights Issue 3 Authorize Board to Deal with All For For Management Matters in Relation to the Rights Issue 4 Approve Change in Registered Capital For For Management and Amend Articles of Association 5 Approve Fulfillment of Issue For For Management Conditions of Rights Issue 6 Approve Report on the Use of For For Management Previously Raised Funds 7 Approve Report on the Feasibility of For For Management Use of Proceeds from Rights Issue 8 Approve Risk Reminder of and Remedial For For Management Measures for the Dilution of Current Returns by Rights Issue to Original Shareholders of Bank of Qingdao Co., Ltd. and Commitments by Relevant Entities 9 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Issuance Method For For Management 1.3 Approve Base, Proportion and Number of For For Management the Rights Issue 1.4 Approve Pricing Principle and Price For For Management for the Rights Shares 1.5 Approve Target Subscribers for the For For Management Rights Issue 1.6 Approve Distribution Plan for For For Management Accumulated Undistributed Profits Prior to the Rights Issue 1.7 Approve Time of Issuance For For Management 1.8 Approve Method of Underwriting For For Management 1.9 Approve Use of Proceeds in Relation to For For Management the Rights Issue 1.10 Approve Validity Period of the For For Management Resolution in Relation to the Rights Issue 1.11 Approve Listing of the Shares in For For Management Relation to the Rights Issue 2 Approve Plan of Bank of Qingdao Co., For For Management Ltd. on Public Issuance of Shares by the Way of Rights Issue 3 Authorize Board to Deal with All For For Management Matters in Relation to the Rights Issue 4 Approve Change of Registered Capital For For Management and Amend Articles of Association 5 Approve Fulfillment of Issue For For Management Conditions of Rights Issue 6 Approve Report on the Feasibility of For For Management Use of Proceeds from Rights Issue 7 Approve Risk Reminder of and Remedial For For Management Measures for the Dilution of Current Returns by Rights Issue to Original Shareholders of Bank of Qingdao Co., Ltd. and Commitments by Relevant Entities -------------------------------------------------------------------------------- BANK OF QINGDAO CO., LTD. Ticker: 3866 Security ID: Y069A1112 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of Board of For For Management Supervisors 3 Approve 2020 Final Financial Accounts For Against Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 6.1 Elect Zhou Yunjie as Director For Against Management 6.2 Elect Rosario Strano as Director For Against Management 6.3 Elect Tan Lixia as Director For Against Management 6.4 Elect Marco Mussita as Director For Against Management 6.5 Elect Deng Youcheng as Director For Against Management 6.6 Elect Choi Chi Kin, Calvin as Director For Against Management 6.7 Elect Guo Shaoquan as Director For Against Management 6.8 Elect Wang Lin as Director For Against Management 6.9 Elect Liu Peng as Director For Against Management 6.10 Elect Lu Lan as Director For Against Management 6.11 Elect Simon Cheung as Director For Against Management 6.12 Elect Fang Qiaoling as Director For Against Management 6.13 Elect Tingjie Zhang as Director For Against Management 6.14 Elect Xing Lecheng as Director For Against Management 6.15 Elect Zhang Xu as Director For Against Management 7.1 Elect He Liangjun as Supervisor For For Management 7.2 Elect Hao Xianjing as Supervisor For For Management 7.3 Elect Jiang Shenglu as Supervisor For For Management 7.4 Elect Lu Kun as Supervisor For For Management 8 Approve 2020 Special Report on Related For For Management Party Transactions 9 Approve 2021 Estimated Amount of the For For Management Ordinary Related Party Transactions 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Jian as Non-Independent For For Management Director 2 Elect Jia Ruijun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Amendments to Articles of For Against Management Association 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 1.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board on Convertible Bond Issuance -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Yu as Non-independent For For Management Director 1.2 Elect Zhu Jian as Non-independent For For Management Director 1.3 Elect Shi Hongmin as Non-independent For For Management Director 1.4 Elect Ye Jun as Non-independent For For Management Director 1.5 Elect Ying Xiaoming as Non-independent For For Management Director 1.6 Elect Gu Jinshan as Non-independent For For Management Director 1.7 Elect Kong Xuhong as Non-independent For For Management Director 1.8 Elect Du Juan as Non-independent For For Management Director 1.9 Elect Tao Hongjun as Non-independent For For Management Director 1.10 Elect Zhuang Zhe as Non-independent For For Management Director 1.11 Elect Guo Xizhi as Non-independent For For Management Director 1.12 Elect Gan Xiangnan as Non-independent For For Management Director 1.13 Elect Li Zhengqiang as Independent For For Management Director 1.14 Elect Yang Dehong as Independent For For Management Director 1.15 Elect Sun Zheng as Independent Director For For Management 1.16 Elect Xue Yunkui as Independent For For Management Director 1.17 Elect Xiao Wei as Independent Director For For Management 1.18 Elect Gong Fangxiong as Independent For For Management Director 2.1 Elect Jia Ruijun as Supervisor For For Management 2.2 Elect Ge Ming as Supervisor For For Management 2.3 Elect Yuan Zhigang as Supervisor For For Management 2.4 Elect Tang Weijun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF SHANGHAI CO., LTD. Ticker: 601229 Security ID: Y0R98R107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Performance Evaluation Report For For Management of Directors 6 Approve Performance Evaluation Report For For Management of Supervisors 7 Approve Performance Evaluation Report For For Management of Senior Managers 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- BANK OF SUZHOU CO., LTD. Ticker: 002966 Security ID: Y0R9AT100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Capital Bonds For For Management 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3 Approve Extension of Validity Period For For Management of the Public Issuance of Convertible Corporate Bonds and Validity Period of the Authorization Scheme 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- BANK OF SUZHOU CO., LTD. Ticker: 002966 Security ID: Y0R9AT100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Plan 4 Approve Profit Distribution For For Management 5 Approve Special Report on For For Management Related-party Transactions 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Strategic Development Plan For For Management 10 Elect Qian Xiaohong as Non-independent For For Management Director 11 Elect Gu Chunhao as Supervisor For Against Management 12 Elect Chen Donghua as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS Ticker: BPI Security ID: Y0967S169 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Romeo L. Bernardo as Director For For Management 4.4 Elect Ignacio R. Bunye as Director For For Management 4.5 Elect Cezar P. Consing as Director For For Management 4.6 Elect Ramon R. del Rosario, Jr. as For For Management Director 4.7 Elect Octavio V. Espiritu as Director For For Management 4.8 Elect Rebecca G. Fernando as Director For For Management 4.9 Elect Jose Teodoro K. Limcaoco as For For Management Director 4.10 Elect Aurelio R. Montinola III as For For Management Director 4.11 Elect Mercedita S. Nolledo as Director For For Management 4.12 Elect Antonio Jose U. Periquet as For For Management Director 4.13 Elect Cesar V. Purisima as Director For For Management 4.14 Elect Eli M. Remolona, Jr. as Director For For Management 4.15 Elect Maria Dolores B. Yuvienco as For For Management Director 5 Elect Isla Lipana & Co. as Independent For For Management Auditors and Fix Their Remuneration 6a Approve Merger of BPI Family Savings For For Management Bank, Inc. into the Bank of the Philippine Islands 6b Approve Increase in Authorized Capital For For Management Stock and Corresponding Amendment of Article VII of the Bank's Articles of Incorporation 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BANK OF XI'AN CO., LTD. Ticker: 600928 Security ID: Y0R9AW103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Financial Budget Report 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve to Appoint Auditor For For Management 6 Approve Special Report of Related For For Management Party Transaction 7 Approve Estimated Related Party For For Management Transaction 8 Approve Capital Plan For Against Management -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Financial Budget For For Management 6 Approve KPMG as Overseas Auditor and For For Management KPMG Huazhen LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Special Report on Related For For Management Party Transactions 8.1 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Construction Investment Group Co., Ltd. and its Associated Corporations 8.2 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Transportation Construction Investment Co., Ltd. and its Associated Corporations 8.3 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Municipal Engineering Corporation and its Associated Corporations 8.4 Approve Estimated Quota on Related For For Management Party Transactions with Henan Investment Group Co., Ltd. and its Associated Corporations 8.5 Approve Estimated Quota on Related For For Management Party Transactions with Henan Zhengyang Construction Engineering Group Co., Ltd. and its Associated Corporations 8.6 Approve Estimated Quota on Related For For Management Party Transactions with Henan Huida Jiarui Real Estate Co., Ltd. and its Associated Corporations 8.7 Approve Estimated Quota on Related For For Management Party Transactions with Zhengzhou Zhongrongchuang Industrial Investment Co., Ltd. and its Associated Corporations 8.8 Approve Estimated Quota on Related For For Management Party Transactions with Henan Asset Management Co., Ltd. and its Associated Corporations 8.9 Approve Estimated Quota on Related For For Management Party Transactions with Zhongyuan Trust Co., Ltd. and its Associated Corporations 8.10 Approve Estimated Quota on Related For For Management Party Transactions with Bridge Trust Co., Ltd. and its Associated Corporations 8.11 Approve Estimated Quota on Related For For Management Party Transactions with Central China Securities Co., Ltd. and its Associated Corporations 8.12 Approve Estimated Quota on Related For For Management Party Transactions with Bank of Lanzhou Co., Ltd. 8.13 Approve Estimated Quota on Related For For Management Party Transactions with Bank of Guizhou Co., Ltd. 8.14 Approve Estimated Quota on Related For For Management Party Transactions with Great Wall Fund Management Co., Ltd. 8.15 Approve Estimated Quota on Related For For Management Party Transactions with Green Fund Management Co., Ltd. 8.16 Approve Estimated Quota on Related For For Management Party Transactions with Bank of Jinzhou Co., Ltd. 8.17 Approve Estimated Quota on Related For For Management Party Transactions with Luoyin Financial Leasing Co., Ltd. 8.18 Approve Estimated Quota on Related For For Management Party Transactions with Subsidiaries of the Bank 8.19 Approve Estimated Quota on Related For For Management Party Transactions with Related Natural Persons of the Bank 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve Report on the Use of For For Management Previously Raised Proceeds 11.1 Elect Wang Tianyu as Director For For Management 11.2 Elect Shen Xueqing as Director For For Management 11.3 Elect Xia Hua as Director For For Management 11.4 Elect Wang Dan as Director For For Management 11.5 Elect Liu Bingheng as Director For For Management 11.6 Elect Su Xiaojun as Director For For Management 11.7 Elect Ji Hongjun as Director For For Management 11.8 Elect Wang Shihao as Director For For Management 11.9 Elect Li Yanyan as Director For For Management 11.10 Elect Li Xiaojian as Director For For Management 11.11 Elect Song Ke as Director For For Management 11.12 Elect Li Shuk Yin as Director For For Management 12.1 Elect Zhu Zhihui as Supervisor For For Management 12.2 Elect Ma Baojun as Supervisor For For Management 12.3 Elect Xu Changsheng as Supervisor For For Management 13 Approve Administrative Measures on For Against Management Remuneration and Performance of Directors and Supervisors at Governance Level 14 Approve Adjustment of Remuneration of For For Management Non-Executive Directors and Independent Non-Executive Directors 15 Approve Adjustment of Remuneration of For For Management Shareholder Representative Supervisors and External Supervisors 16 Approve Profit Distribution and For For Management Capital Reserve Capitalization Plan 17 Approve Amendments to Articles of For Against Management Association 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 19 Approve Issuance of Capital For For Management Replenishment Bonds -------------------------------------------------------------------------------- BANK OF ZHENGZHOU CO., LTD. Ticker: 6196 Security ID: Y0R99B119 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution and For For Management Capital Reserve Capitalization -------------------------------------------------------------------------------- BANPU POWER PUBLIC CO. LTD. Ticker: BPP Security ID: Y069AL126 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Company's Performance and For For Management Approve Financial Statements 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Yokporn Tantisawetrat as Director For For Management 4.2 Elect Bundhit Eua-arporn as Director For For Management 4.3 Elect Metee Auapinyakul as Director For For Management 5 Elect Patchanita Thamyongkit as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Amend Company's Objectives and Amend For For Management Memorandum of Association 9 Other Business None None Management -------------------------------------------------------------------------------- BANPU PUBLIC COMPANY LIMITED Ticker: BANPU Security ID: Y0697Z186 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Company's Performance, For For Management Annual Report and Approve Financial Statements 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Buntueng Vongkusolkit as Director For For Management 4.2 Elect Ongart Auapinyakul as Director For For Management 4.3 Elect Verajet Vongkusolkit as Director For For Management 4.4 Elect Somruedee Chaimongkol as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Amend Memorandum of Association Re: For For Management Company's Objectives 8 Other Business None None Management -------------------------------------------------------------------------------- BANQUE SAUDI FRANSI Ticker: 1050 Security ID: M1R177100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Dividends of SAR 0.40 per For For Management Share for FY 2020 5 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Remuneration of Directors of For For Management SAR 8,070,000 for FY 2020 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 10 Approve to Amend Board Nomination For For Management Membership Assessment and Succession Policy 11 Approve to Amend Audit Committee For For Management Charter 12 Approve to Amend Nomination and For Against Management Remuneration Committee Charter 13 Approve Related Party Transactions Re: For For Management ABANA Enterprise Group 14 Approve Related Party Transactions Re: For For Management ABANA Group 15 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co. 16 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co. 17 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co. 18 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co. 19 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co. 20 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co. 21 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co. 22 Approve Related Party Transactions Re: For For Management Jeddah National Hospital 23 Approve Related Party Transactions Re: For For Management Jeddah National Hospital 24 Approve Related Party Transactions Re: For For Management Panda Retail Company 25 Authorize Share Repurchase Program up For For Management to 3,000,000 Shares to be Allocated to Employees' Long-Term Incentive Plan -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Scientific Research Plan For For Management -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Zhao Jun For For Management 2 Approve Deposits and Loans with For For Management Related Party -------------------------------------------------------------------------------- BAODING TIANWEI BAOBIAN ELECTRIC CO., LTD. Ticker: 600550 Security ID: Y3121W100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development Plan For For Management 2 Approve Research Plan For For Management 3 Approve Provision for Asset Impairment For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Approve Report of the Board of For For Management Independent Directors 9 Approve Report of the Board of For For Management Directors 10 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- BAOJI TITANIUM INDUSTRY CO., LTD. Ticker: 600456 Security ID: Y0698P104 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Raised Funds Investment For For Management Projects 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Second Revision) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Second Revision) 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Second Revision) 7 Approve Signing of Cancellation For For Management Agreement on the Conditional Share Subscription Agreement and Conditional Strategic Cooperation Agreement with Investors 7.1 Approve Signing of Cancellation For For Management Agreement on the Conditional Share Subscription Agreement and Conditional Strategic Cooperation Agreement with Rosefinch Fund Management Co., Ltd. 7.2 Approve Signing of Cancellation For For Management Agreement on the Conditional Share Subscription Agreement and Conditional Strategic Cooperation Agreement with Shaanxi Jinzi Fund Management Co., Ltd. 7.3 Approve Signing of Cancellation For For Management Agreement on the Conditional Share Subscription Agreement and Conditional Strategic Cooperation Agreement with Yan Jianya 7.4 Approve Signing of Cancellation For For Management Agreement on the Conditional Share Subscription Agreement and Conditional Strategic Cooperation Agreement with Shaanxi Growth Enterprise Guidance Fund Management Co., Ltd. 7.5 Approve Signing of Cancellation For For Management Agreement on the Conditional Share Subscription Agreement and Conditional Strategic Cooperation Agreement with Wang Yan 8 Approve Termination of the Additional For For Management Related Party Transactions in Connection to Private Placement 9 Approve Change of Registered Capital For For Management and Amend Articles of Association 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BAOJI TITANIUM INDUSTRY CO., LTD. Ticker: 600456 Security ID: Y0698P104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Report of the Independent For For Management Directors 8 Approve Application of Credit Lines For Against Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Elect Zhang Yandong as Non-independent For For Management Director -------------------------------------------------------------------------------- BAOLI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Baoqing as Non-independent For For Management Director 1.2 Elect Deng Aimin as Non-independent For For Management Director 1.3 Elect Li Jun as Non-independent For For Management Director 2.1 Elect Tian Jin as Independent Director For For Management 2.2 Elect Jin Baochang as Independent For For Management Director 3.1 Elect Zuo Honghui as Supervisor For For Management 3.2 Elect Shi Fengjin as Supervisor For For Management 4 Approve Investment in Establishment of For For Management Sanmenxia People?s New Energy Automobile Investment Partnership (Limited Partnership) 5 Approve to Appoint Auditor For For Management 6 Amend Articles of Association to For For Shareholder Expand Business Scope -------------------------------------------------------------------------------- BAOLI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Amend Measures for the Management of For Against Management Raised Funds 10 Amend Information Disclosure For Against Management Management System 11 Amend Major Operation and Investment For Against Management Decision-making Management System 12 Amend Related Party Transaction For Against Management Management System 13 Approve Revision of Company's Business For For Management Scope and Change of Company's Full English Name 14 Approve Amendments to Articles of For For Management Association 15 Approve Authorization of the Board to For For Management Handle Matters Related to Issuance of Shares to Specific Targets through Simplified Procedures 16 Approve Daily Related Party For For Management Transactions 17 Elect Wei Yijun as Supervisor For For Management 18 Approve Extension of Shareholding For For Shareholder Increase Plan and Increase Holdings -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Short-term Corporate Bond For For Management Issuance 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sheng Genghong as For For Management Non-Independent Director 1.2 Elect Zhou Xuedong as Non-Independent For For Management Director -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO., LTD. Ticker: 600019 Security ID: Y0698U103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve Related Party Transaction For For Management 8 Approve Appointment of Independent For For Management Accountant and Internal Control Auditor 9 Approve Issuance of Bonds For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Zou Jixin as Director For For Management 12.2 Elect Hou Angui as Director For For Management 12.3 Elect Sheng Genghong as Director For For Management 12.4 Elect Yao Linlong as Director For For Management 12.5 Elect Zhou Xuedong as Director For For Management 12.6 Elect Luo Jianchuan as Director For For Management 13.1 Elect Zhang Kehua as Director For For Management 13.2 Elect Lu Xiongwen as Director For For Management 13.3 Elect Xie Rong as Director For For Management 13.4 Elect Bai Yanchun as Director For For Management 13.5 Elect Tian Yong as Director For For Management 14.1 Elect Zhu Yonghong as Supervisor For For Management 14.2 Elect Yu Hansheng as Supervisor For For Management 14.3 Elect Zhu Hanming as Supervisor For For Management 14.4 Elect Wang Zhen as Supervisor For For Management -------------------------------------------------------------------------------- BAOSHENG SCIENCE & TECHNOLOGY INNOVATION CO., LTD. Ticker: 600973 Security ID: Y07049102 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Related For For Management Party Transaction 2 Approve Asset Backed Securitization of For For Management Company's Accounts Receivable 3 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- BAOSHENG SCIENCE & TECHNOLOGY INNOVATION CO., LTD. Ticker: 600973 Security ID: Y07049102 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 100% Equity in For Against Management a Company 2 Approve Acquisition of 52% Equity in a For Against Management Company 3 Approve Acquisition of High Voltage For Against Management Cable Equipment 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BAOSHENG SCIENCE & TECHNOLOGY INNOVATION CO., LTD. Ticker: 600973 Security ID: Y07049102 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Production and Operation Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transactions For For Management 8 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management 9 Approve Application of Bank Credit For Against Management Lines 10 Approve Provision of Guarantee For Against Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Information Disclosure For For Management Management System 2 Amend Code of Conduct for Controlling For For Management Shareholders -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Target Subscribers For Did Not Vote Management 2.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Method 2.5 Approve Issue Size and Subscription For Did Not Vote Management Method 2.6 Approve Lock-up Period Arrangement For Did Not Vote Management 2.7 Approve Listing Exchange For Did Not Vote Management 2.8 Approve Amount and Use of Proceeds For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Cumulative Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan for Private Placement of For Did Not Vote Management New Shares 4 Approve Conditional Shares For Did Not Vote Management Subscription Agreement with Specific Subscribers in Connection to the Private Placement 5 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 6 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 7 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 8 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 9 Approve Shareholder Return Plan For Did Not Vote Management 10 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- BAOTAILONG NEW MATERIALS CO., LTD. Ticker: 601011 Security ID: Y71648102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Bank Financing Plan For For Management 9 Approve Daily Operational Supply and For Against Management Marketing Plan 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Code of Conduct for Controlling For Against Management Shareholders 13 Amend Information Disclosure For Against Management Management System 14 Amend External Guarantee Management For Against Management System 15 Amend Related-party Transaction For Against Management Management Measures 16 Amend Management System for Company For Against Management Shares Held by Directors, Supervisors and Senior Management 17 Approve Company's Eligibility for For For Management Private Placement of Shares 18.1 Approve Share Type and Par Value For For Management 18.2 Approve Issue Manner and Issue Time For For Management 18.3 Approve Target Subscribers and For For Management Subscription Method 18.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 18.5 Approve Issue Size and Amount of For For Management Proceeds 18.6 Approve Lock-up Period For For Management 18.7 Approve Use of Proceeds For For Management 18.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 18.9 Approve Resolution Validity Period For For Management 18.10 Approve Listing Exchange For For Management 19 Approve Plan for Private Placement of For For Management Shares 20 Approve Conditional Shares For For Management Subscription Agreement in Connection to the Private Placement 21 Approve Related Party Transactions in For For Management Connection to Private Placement 22 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 23 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 24 Approve Report on the Usage of For For Management Previously Raised Funds 25 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BAOTOU HUAZI INDUSTRY CO., LTD. Ticker: 600191 Security ID: Y0699X106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Mao as Supervisor For For Shareholder -------------------------------------------------------------------------------- BAOTOU HUAZI INDUSTRY CO., LTD. Ticker: 600191 Security ID: Y0699X106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Write-off of Partial Assets For For Management 7 Approve Provision for Debt Investment For For Management Impairment Loss 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- BAOXINIAO HOLDING CO., LTD. Ticker: 002154 Security ID: Y988AF104 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Haoran as Independent Director For For Management -------------------------------------------------------------------------------- BAOXINIAO HOLDING CO., LTD. Ticker: 002154 Security ID: Y988AF104 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the For For Management Establishment of Professional Wear Intelligent Manufacturing Production Project -------------------------------------------------------------------------------- BAOXINIAO HOLDING CO., LTD. Ticker: 002154 Security ID: Y988AF104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Additional Use of Funds for For For Management Financial Product 8 Approve Related Party Transaction For For Management 9 Approve Optimizing Marketing Network For For Management 10 Approve Remuneration of Directors and For For Management Senior Management Members 11 Approve Remuneration of Supervisors For For Management 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Related Party Transaction For Against Management Decision-making System 15 Approve Securities Investment For For Management Management System -------------------------------------------------------------------------------- BAOXINIAO HOLDING CO., LTD. Ticker: 002154 Security ID: Y988AF104 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Size and Subscription For For Management Target 2.5 Approve Lock-up Period Arrangement For For Management 2.6 Approve Listing Exchange For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 6 Approve Signing of Conditional Shares For For Management Subscription Agreement 7 Approve Whitewash Waiver and Related For For Management Transactions 8 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BAOZUN, INC. Ticker: 9991 Security ID: G0891M106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Fifth Amended and Restated For For Management Memorandum and Articles of Association 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ended December 31, 2020 and Authorize Board to Fix Their Remuneration 3 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ending December 31, 2021 and Authorize Board to Fix Their Remuneration 4 Elect Director Jessica Xiuyun Liu For Against Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BAOZUN, INC. Ticker: 9991 Security ID: 06684L103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Fifth Amended and Restated For For Management Memorandum and Articles of Association 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ended December 31, 2020 and Authorize Board to Fix Their Remuneration 3 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ending December 31, 2021 and Authorize Board to Fix Their Remuneration 4 Elect Director Jessica Xiuyun Liu For Against Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2 Re-elect Hester Hickey as Director For For Management 3 Re-elect Nomavuso Mnxasana as Director For For Management 4 Re-elect Peter Schmid as Director For For Management 5 Elect Hester Hickey as Chairman of the For For Management Audit and Risk Committee 6 Re-elect Michael Lynch-Bell as Member For For Management of the Audit and Risk Committee 7 Re-elect Nomavuso Mnxasana as Member For For Management of the Audit and Risk Committee 8 Elect Hugh Molotsi as Member of the For For Management Audit and Risk Committee 9 Reappoint Ernst & Young as Auditors For For Management with S Sithebe as Individual Registered Auditor and Authorise Their Remuneration 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Chairman of the For For Management Board 1.2 Approve Fees for the Resident For For Management Non-executive Directors 1.3 Approve Fees for the Non-resident For For Management Non-executive Directors 1.4 Approve Fees for the Resident Chairman For For Management of the Audit and Risk Committee 1.5 Approve Fees for the Resident Members For For Management of the Audit and Risk Committee 1.6 Approve Fees for the Non-resident For For Management Members of the Audit and Risk Committee 1.7 Approve Fees for the Non-resident For For Management Chairman of the Remuneration Committee 1.8 Approve Fees for the Resident Chairman For For Management of the Remuneration Committee 1.9 Approve Fees for the Resident Chairman For For Management of the Social, Ethics and Transformation Committee 1.10 Approve Fees for the Resident Chairman For For Management of the Strategy and Investment Committee 1.11 Approve Fees for the Resident Chairman For For Management of the Nomination Committee 1.12 Approve Fees for the Resident Members For For Management of Each of the Board Committees Other than Audit and Risk Committee 1.13 Approve Fees for the Non-resident For For Management Members of Each of the Board Committees Other than Audit and Risk Committee 2.1 Approve Fees for the Resident Chairman For For Management of the Ad hoc Committee 2.2 Approve Fees for the Resident Member For For Management of the Ad hoc Committee 2.3 Approve Fees for the Non-resident For For Management Chairman of the Ad hoc Committee 2.4 Approve Fees for the Non-resident For For Management Member of the Ad hoc Committee 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BASSO INDUSTRY CORP. LTD. Ticker: 1527 Security ID: Y0718G100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Ming-Ta Lai, a Representative of For For Management Ba Wei Holding Inc., with Shareholder No. 5, as Non-independent Director 3.2 Elect Chung-Hsiung Hung, with For Against Management Shareholder No. 313, as Non-independent Director 3.3 Elect Ming-Shing Lai, with Shareholder For Against Management No. 1, as Non-independent Director 3.4 Elect Po-Yen Lai, with Shareholder No. For For Management 311, as Non-independent Director 3.5 Elect Po-Feng Lai, with Shareholder No. For Against Management 312, as Non-independent Director 3.6 Elect Chi-Wen Lin, with Shareholder No. For Against Management 124, as Non-independent Director 3.7 Elect Hung-Yi Chen, with Shareholder For Against Management No. 35409, as Non-independent Director 3.8 Elect Fu-Lo Huang, with Shareholder No. For Against Management 31793, as Non-independent Director 3.9 Elect Chun-Chung Lien, with For For Management Shareholder No. 9107, as Independent Director 3.10 Elect Jen-Nan Sheen, with Shareholder For Against Management No. 4270, as Independent Director 3.11 Elect Kai-Hsin Chang, with Shareholder For For Management No. A124562XXX, as Independent Director 4 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- BATA INDIA LIMITED Ticker: 500043 Security ID: Y07273165 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sandeep Kataria as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Ram Kumar Gupta as Whole-time Director Designated as Director Finance and Chief Financial Officer -------------------------------------------------------------------------------- BATA INDIA LIMITED Ticker: 500043 Security ID: Y07273165 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Remuneration to For For Management Rajeev Gopalakrishnan as Managing Director 2 Approve Payment of Remuneration to For For Management Sandeep Kataria as Whole-time Director and CEO 3 Approve Payment of Remuneration to Ram For For Management Kumar Gupta as Director Finance and Chief Financial Officer 4 Approve Reappointment and Remuneration For For Management of Rajeev Gopalakrishnan as Managing Director 5 Elect Shaibal Sinha as Director For For Management -------------------------------------------------------------------------------- BAWAN CO. Ticker: 1302 Security ID: M1995W118 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Ratify Distributed Dividends of SAR 1 For For Management per Share for the First and Second Half of FY 2020 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 8 Authorize Share Repurchase Program Up For For Management to 3,000,000 of Company's Shares to be Retained as Treasury Shares and Authorize the Board to Ratify and Execute the Approved Resolution 9 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Approve Related Party Transactions For For Management With Madar Building Materials Company Re: Selling and Providing Commercial Services 11 Approve Related Party Transactions For For Management with Masdar Building Materials Company Re: Selling and Providing Commercial Services 12 Approve Related Party Transactions Re: For For Management Thabat Contracting Company 13 Approve Related Party Transactions Re: For For Management Almarai Company 14 Approve Related Party Transactions Re: For For Management Building Construction Company 15 Approve Related Party Transactions For For Management With Madar Building Materials Company Re: Selling Products 16 Approve Related Party Transactions Re: For For Management Al Latifiya Trading and Contracting Company 17 Approve Related Party Transactions Re: For For Management Projects and Supplies Company AUVA 18 Approve Related Party Transactions Re: For For Management Nesaj Real Estate Development Company 19 Approve Related Party Transactions For For Management With Madar Hardware Company Re: Selling and Providing Commercial Services 20 Approve Related Party Transactions For For Management With Masdar Building Materials Company Re: Selling Products 21 Approve Related Party Transactions Re: For For Management Al-Mehbaaj AlShamiah Trading Company 22 Approve Related Party Transactions Re: For For Management Al-Romansiah Company 23 Approve Related Party Transactions Re: For For Management Panda Retail Company 24 Approve Related Party Transactions Re: For For Management Madar Electrical Materials Company 25 Approve Related Party Transactions For For Management With Madar Building Materials Company Re: Selling and Providing Commercial Services 26 Approve Related Party Transactions For For Management With Masdar Building Materials Company Re: Selling and Providing Commercial Services 27 Approve Related Party Transactions For For Management With Madar Hardware Company Re: Buying Materials 28 Approve Related Party Transactions For For Management With Madar Hardware Company Re: Selling and Providing Commercial Services 29 Approve Related Party Transactions Re: For For Management Emdad Company 30 Approve Related Party Transactions For For Management Madar Building Materials Company Re: Buying Materials 31 Approve Related Party Transactions Re: For For Management Masdar Technical Services Industry Company 32 Approve Related Party Transactions Re: For For Management Masdar Technical Supplies Company 33 Approve Related Party Transactions Re: For For Management Madar Electrical Materials Company 34 Approve Related Party Transactions Re: For For Management Springs Water Factory Company 35 Approve Related Party Transactions Re: For For Management Integrated Distribution Solution Company 36 Approve Related Party Transactions Re: For For Management Gulf Riyadah Company 37 Approve Related Party Transactions Re: For For Management Saudi Industrial Machinery Company 38 Approve Related Party Transactions Re: For For Management Al Oula Real Estate Development Company 39 Approve Related Party Transactions Re: For For Management Blom Investment Saudi Company 40 Allow Abdullah Al Fouzan to Be For For Management Involved with Competitor Companies 41 Allow Issam Al Muheidib to Be Involved For For Management with Competitor Companies 42 Allow Fouzan Al Fouzan to Be Involved For For Management with Competitor Companies 43 Allow Raed Al Mudeihin to Be Involved For For Management with Competitor Companies -------------------------------------------------------------------------------- BAYER CROPSCIENCE LIMITED (INDIA) Ticker: 506285 Security ID: Y0761E135 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Jens Hartmann as Director For For Management 4 Elect Sekhar Natarajan as Director For For Management 5 Elect Thomas Hoffmann as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Elect Mauro Ribeiro Neto as Director For For Management 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Ribeiro Neto as Director 6.1 Elect Lucineia Possar as Fiscal For For Management Council Member and Fabiano Macanhan Fontes as Alternate 6.2 Elect Luis Felipe Vital Nunes Pereira For For Management as Fiscal Council Member and Daniel de Araujo e Borges as Alternate 6.3 Elect Francisco Olinto Velo Schmitt as For For Shareholder Fiscal Council Member and Kuno Dietmar Frank as Alternate as Minority Representative Under Majority Fiscal Council Election 7 Approve Remuneration of Fiscal Council For For Management Members 8 Approve Remuneration of Company's For For Management Management 9 Approve Remuneration of Audit For For Management Committee Members and Related Party Transactions Committee Members 10 Ratify Remuneration of Company's For For Management Management, Fiscal Council and Audit Committee from April to July 2020 -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Carlos Motta dos Santos as Board For Against Management Chairman 3.2 Elect Mauro Ribeiro Neto as Board For Against Management Vice-Chairman 3.3 Elect Marcio Hamilton Ferreira as For For Management Director 3.4 Elect Arnaldo Jose Vollet as For For Management Independent Director 3.5 Elect Ricardo Moura de Araujo Faria as For Against Management Director 3.6 Elect Claudio Xavier Seefelder Filho For Against Management as Director 3.7 Elect Isabel da Silva Ramos as None For Shareholder Director as Minority Representative Under Majority Board Election 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Motta dos Santos as Board Chairman 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Ribeiro Neto as Board Vice-Chairman 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Hamilton Ferreira as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Arnaldo Jose Vollet as Independent Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Moura de Araujo Faria as Director 5.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Xavier Seefelder Filho as Director 5.7 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Isabel da Silva Ramos as Director as Minority Representative Under Majority Board Election 6 Elect Bruno Monteiro Martins as For For Management Alternate Fiscal Council Member 7 Approve Remuneration of Fiscal Council For For Management Members 8 Approve Remuneration of Company's For For Management Management 9 Approve Remuneration of Audit For For Management Committee Members and Related Party Transactions Committee Member 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 9 For For Management 2 Amend Article 11 For For Management 3 Amend Articles For For Management 4 Amend Articles For For Management 5 Amend Articles 32 and 33 For For Management 6 Amend Articles 37 and 38 For For Management 7 Add Article 54 For Against Management 8 Approve Share Matching Plan for For Against Management Company's Executives -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3113 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zeng Jing as Director and For For Management Authorize Board to Enter Into Service Contract and/or Appointment Letter with Him -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zeng Jing as Director and For For Management Authorize Board to Enter Into Service Contract and/or Appointment Letter with Him -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Jiang Yingwu as Director For For Management -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3113 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Jiang Yingwu as Director For For Management -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Board 3 Approve 2020 Audited Accounts For For Management 4 Approve 2020 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve 2020 Remuneration Plan of For For Management Directors 7 Approve 2021 Guarantee Authorization For For Management to Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Remuneration Standard of For For Management Directors 10 Approve Remuneration Standard of For For Management Supervisors 11.01 Elect Zeng Jin as Director For For Management 11.02 Elect Jiang Yingwu as Director For For Management 11.03 Elect Wu Dong as Director For For Management 11.04 Elect Zheng Baojin as Director For For Management 11.05 Elect Gu Tiemin as Director For For Management 12.01 Elect Yu Fei as Director For For Management 12.02 Elect Liu Taigang as Director For For Management 12.03 Elect Li Xiaohui as Director For For Management 12.04 Elect Hong Yongmiao as Director For For Management 12.05 Elect Tam Kin Fong as Director For For Management 13.01 Elect Guo Yanming as Supervisor For For Management 13.02 Elect Zhang Qicheng as Supervisor For For Management 13.03 Elect Gao Junhua as Supervisor For For Management 13.04 Elect Yu Kaijun as Supervisor For For Management -------------------------------------------------------------------------------- BBMG CORPORATION Ticker: 2009 Security ID: Y076A3113 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Board 3 Approve 2020 Audited Accounts For For Management 4 Approve 2020 Profit Distribution For For Management Proposal 5 Appoint Ernst & Young Hua Ming For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve 2020 Remuneration Plan of For For Management Directors 7 Approve 2021 Guarantee Authorization For For Management to Subsidiaries 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 9 Approve Remuneration Standard of For For Management Directors 10 Approve Remuneration Standard of For For Management Supervisors 11.01 Elect Zeng Jin as Director For For Management 11.02 Elect Jiang Yingwu as Director For For Management 11.03 Elect Wu Dong as Director For For Management 11.04 Elect Zheng Baojin as Director For For Management 11.05 Elect Gu Tiemin as Director For For Management 12.01 Elect Yu Fei as Director For For Management 12.02 Elect Liu Taigang as Director For For Management 12.03 Elect Li Xiaohui as Director For For Management 12.04 Elect Hong Yongmiao as Director For For Management 12.05 Elect Tam Kin Fong as Director For For Management 13.01 Elect Guo Yanming as Supervisor For For Management 13.02 Elect Zhang Qicheng as Supervisor For For Management 13.03 Elect Gao Junhua as Supervisor For For Management 13.04 Elect Yu Kaijun as Supervisor For For Management -------------------------------------------------------------------------------- BCPG PUBLIC CO., LTD. Ticker: BCPG Security ID: Y0760S127 Meeting Date: JUL 02, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Report None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Vilai Chattanrassamee as Director For For Management 4.2 Elect Suchatvee Suwansawat as Director For For Management 4.3 Elect Bundit Sapianchai as Director For For Management 4.4 Elect Krisada Chinavicharana as For For Management Director 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Co., Ltd. For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- BCPG PUBLIC CO., LTD. Ticker: BCPG Security ID: Y0760S127 Meeting Date: OCT 07, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For Against Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 2 Approve Issuance and Offering of For Against Management Warrants for Newly Issued Ordinary Shares to Shareholders 3 Approve Issuance and Offering of For Against Management Warrants for Newly Issued Ordinary Shares to Investors 4 Approve Issuance and Offering of For Against Management Warrants to Directors, Executives and Employees 5 Approve Allocation of Newly Issued For Against Management Ordinary Shares 6 Other Business For Against Management -------------------------------------------------------------------------------- BCPG PUBLIC CO., LTD. Ticker: BCPG Security ID: Y0760S127 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Pichai Chunhavajira as Director For For Management 4.2 Elect Thammayot Srichuai as Director For For Management 4.3 Elect Sakda Niemkham as Director For For Management 4.4 Elect Thaworn Ngamganokwan as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Co., Ltd. For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting held on June 16, 2020 2 Approve Audited Financial Statements For For Management of BDO as of December 31, 2020 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For For Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For For Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For For Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For For Management Director 5 Approve Amendments to Sections 10 and For For Management 16 of BDO's By-Laws Following the Recommendations of the Bangko Sentral ng Pilipinas 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BEAR ELECTRIC APPLIANCE CO., LTD. Ticker: 002959 Security ID: Y076AG106 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEAR ELECTRIC APPLIANCE CO., LTD. Ticker: 002959 Security ID: Y076AG106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Approve Use of Raised Funds for Cash For For Management Management 9 Approve Credit Line Application For For Management 10 Approve External Guarantee For For Management 11 Approve Remuneration of Directors and For For Management Supervisors 12 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- BEAUTY COMMUNITY PCL Ticker: BEAUTY Security ID: Y0760Q147 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results for 2019 For For Management and Operational Plan for 2020 3 Approve Financial Statements For For Management 4 Approve Allocation of Legal Reserve For For Management and Omission of Dividend Payment 5.1 Approve Remuneration of Monthly Salary For For Management for Executive Directors 5.2 Approve Remuneration of Meeting For For Management Allowance for Directors 5.3 Approve Bonus Remuneration of the For For Management Directors 6 Approve DIA International Audit For For Management Company Limited as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Vichit U-on as Director For For Management 7.2 Elect Attapon Srisangwang as Director For For Management 7.3 Elect Suwin Kraibhubes as Director For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- BEAUTY COMMUNITY PCL Ticker: BEAUTY Security ID: Y0760Q147 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance and For For Management Operational Plan 3 Approve Financial Statements For For Management 4 Approve Non-Allocation of Legal For For Management Reserve and Omission of Dividend Payment 5.1 Approve Meeting Allowance of Directors For For Management 5.2 Approve Meeting Allowance of Audit For For Management Committee 5.3 Approve Remuneration of Meeting For For Management Allowance of Nomination and Remuneration Committee 5.4 Approve Meeting Allowance of Risk For For Management Management Committee 5.5 Approve Bonus Remuneration in the Year For For Management 2021 6 Approve DIA International Audit For For Management Company Limited as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Viboon Pojanalai as Director For For Management 7.2 Elect Tanyapon Kraibhubes as Director For For Management 7.3 Elect Peerapong Kittiveshpokawat as For For Management Director 8 Amend Articles of Association For For Management 9 Amend Company's Objectives and Amend For For Management Memorandum of Association 10 Other Business For Against Management -------------------------------------------------------------------------------- BEC WORLD PUBLIC CO., LTD. Ticker: BEC Security ID: Y0769B133 Meeting Date: AUG 10, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Board of Director's Report None None Management 2 Accept Financial Statements and For For Management Acknowledge Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect Ratana Maleenont as Director For Against Management 4.2 Elect Nipa Maleenont as Director For For Management 4.3 Elect Somprasong Boonyachai as Director For For Management 4.4 Elect Surin Krittayaphongphun as For For Management Director 4.5 Elect Tracy Ann Maleenont as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Dr. Virach & Associates Office For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEC WORLD PUBLIC CO., LTD. Ticker: BEC Security ID: Y0769B133 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Board of Directors' Report None None Management 2 Approve Financial Statements and For For Management Acknowledge Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect Amphorn Maleenont as Director For For Management 4.2 Elect Ratchanee Nipatakusol as Director For For Management 4.3 Elect Prathan Rangsimaporn as Director For For Management 4.4 Elect Manit Boonprakob as Director For For Management 4.5 Elect Tatchapol Poshyanonda as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Dr. Virach & Associates Office For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Board Secretary For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 12 For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- BECLE SAB DE CV Ticker: CUERVO Security ID: P0929Y106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Discharge Directors, Committees and CEO 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income and For For Management Dividends 4.1 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4.2 Approve Report on Policies and For For Management Decisions Adopted by Board on Share Repurchase 5 Elect or Ratify Directors, Secretary For Against Management and Officers 6 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 7 Approve Remuneration of Directors, For For Management Audit and Corporate Practices Committee and Secretary 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BEFAR GROUP CO., LTD. Ticker: 601678 Security ID: Y07710109 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Comprehensive For For Management Carbon Four Utilization Project 2 Approve Loan of Subsidiary and For For Management Provision of Guarantee 3 Approve Change in Registered Address, For For Management Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- BEFAR GROUP CO., LTD. Ticker: 601678 Security ID: Y07710109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision of Guarantee For Against Management 6.1 Approve Related Party Transactions For For Management with Zhonghai Liqing Company Limited 6.2 Approve Related Party Transactions For For Management with Various Companies 6.3 Approve Related Party Transactions For For Management with Shandong Highpower New Energy Technology Co., Ltd. 6.4 Approve Related Party Transactions For For Management with Binzhou Lingang Industrial Park Co., Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Regarding Bondholder For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Safekeeping of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Equity Acquisition and Related For For Management Party Transactions as well as Signing of Conditional Equity Transfer Agreement 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Audit Report and Evaluation For For Management Report 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve to Further Clarify the For For Management Commitment to Prevent Horizontal Competition -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Equity and Related For For Management Party Transactions 2 Approve Decrease in Registered Capital For Against Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Asset Investment Plan For For Management 2 Approve Debt Financing Plan For For Management 3 Approve Provision of Guarantee For For Management 4 Approve Related Party Transaction For For Management 5 Approve to Adjust the Allowance of For For Management Directors, Supervisors and Senior Managers 6 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting 7 Amend Implementing Rules for For For Management Cumulative Voting System 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BEIBU GULF PORT CO., LTD. Ticker: 000582 Security ID: Y0770P105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Financial Statements and For For Management Financial Budget Report 8 Approve Appointment of Auditor For For Management 9 Approve Application of Government For For Management Special Bond Funds and Related Party Transactions 10 Amend Articles of Association For For Management 11 Amend Measures for the Administration For For Management of the Use of Raised Funds 12 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 13.1 Elect Li Yanqiang as Director For For Shareholder 13.2 Elect Huang Baoyuan as Director For For Shareholder 13.3 Elect Chen Silu as Director For For Shareholder 13.4 Elect Mo Nu as Director For For Shareholder 13.5 Elect Zhu Jingrong as Director For For Shareholder 13.6 Elect Hong Jun as Director For For Shareholder 14.1 Elect Qin Jianwen as Director For For Shareholder 14.2 Elect Ling Bin as Director For For Shareholder 14.3 Elect Ye Zhifeng as Director For For Shareholder 15.1 Elect Huang Shengji as Supervisor For For Shareholder 15.2 Elect Liang Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Listing for Transfer of Equity For For Management 3.1 Elect Wen Tao as Non-Independent For For Shareholder Director 3.2 Elect Chen Lei as Non-Independent For For Shareholder Director 3.3 Elect Wang Yanfeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING AEROSPACE CHANGFENG CO., LTD. Ticker: 600855 Security ID: Y0769Y109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Provision for Goodwill For For Management Impairment 8 Approve Provision of Long-term Equity For For Management Investment Impairment of Hangtian Jingyi 9 Approve Provision of Long-term Equity For For Management Investment Impairment of Zhejiang Changfeng 10 Approve Related Party Transaction For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING AOSAIKANG PHARMACEUTICAL CO., LTD. Ticker: 002755 Security ID: Y0R7Z6107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Elect Zhou Suling as Non-independent For For Management Director -------------------------------------------------------------------------------- BEIJING BASHI MEDIA CO., LTD. Ticker: 600386 Security ID: Y07711107 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Amend Articles of Association For For Management 10.1 Elect Sun Jishuang as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares and Cancellation Stock Option 2 Approve Amendments to Articles of For For Management Association 3 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares and Cancellation Stock Option 2 Approve Amendments to Articles of For Did Not Vote Management Association 3 Amend Management System for Providing For Did Not Vote Management External Guarantees -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Core Employees Participation For Against Management in the Investment Group Innovation Business Subsidiary Management Method 2.1 Elect Zhou Ruxin as Non-Independent For For Management Director 2.2 Elect You Yuan as Non-Independent For For Management Director 2.3 Elect Li Yao as Non-Independent For For Management Director 2.4 Elect Gao Peigang as Non-Independent For For Management Director 3.1 Elect Xu Fang as Independent Director For For Management 3.2 Elect Liu Guohua as Independent For For Management Director 3.3 Elect Liu Shengmin ng as Independent For For Management Director 4.1 Elect Wang Jianru as Supervisor For For Management 4.2 Elect Ye Wenda as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING BDSTAR NAVIGATION CO., LTD. Ticker: 002151 Security ID: Y0771F106 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve No Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11 Amend Management System of Raised Funds For Against Management 12 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 13 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 14 Approve External Guarantee For For Management -------------------------------------------------------------------------------- BEIJING BEI MO GAO KE FRICTION MATERIAL CO., LTD. Ticker: 002985 Security ID: Y0S07Q108 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Capital For For Management Injection Agreement 2.1 Approve Change in Voluntary Commitment For For Shareholder of Wang Shumin 2.2 Approve Change in Voluntary Commitment For For Shareholder of Chen Jianfeng 2.3 Approve Change in Voluntary Commitment For For Shareholder of Liu Yang 2.4 Approve Change in Voluntary Commitment For For Shareholder of Li Rongli 2.5 Approve Change in Voluntary Commitment For For Shareholder of Zheng Dan -------------------------------------------------------------------------------- BEIJING BEI MO GAO KE FRICTION MATERIAL CO., LTD. Ticker: 002985 Security ID: Y0S07Q108 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Change in Registered Capital For For Management and Amend Articles of Association 8 Approve Financial Budget Report For For Management 9 Approve Financial Statements For For Management -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management Method for the Usage For For Management of Raised Funds 2 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Conversion Price of Convertible Bonds -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Small-scale Rapid Financing 8 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- BEIJING BEILU PHARMACEUTICAL CO., LTD. Ticker: 300016 Security ID: Y07721106 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING BEWINNER COMMUNICATIONS CO., LTD. Ticker: 002148 Security ID: Y07718102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management 10 Approve Extension of Provision of For For Management Financial Assistance and Related Party Transactions 11 Elect Wang Pengjin as Supervisor For For Management 12 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 13 Approve Methods to Assess the For For Management Performance of Plan Participants 14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING BOHUI INNOVATION BIOTECHNOLOGY CO., LTD. Ticker: 300318 Security ID: Y0R719108 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Target Company For For Management 2.2 Approve Target Asset For For Management 2.3 Approve Transaction Parties For For Management 2.4 Approve Estimated Value and For For Management Transaction Price of Underlying Asset 2.5 Approve Pricing Reference Date and For For Management Issue Price 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Target Parties For For Management 2.10 Approve Amount of Raising Supporting For For Management Funds 2.11 Approve Usage of Raising Supporting For For Management Funds 2.12 Approve Pricing Reference Date and For For Management Issue Price 2.13 Approve Issue Scale For For Management 2.14 Approve Lock-up Period Arrangement For For Management 2.15 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.16 Approve Resolution Validity Period For For Management 3 Approve Issuance of Shares to Purchase For For Management Assets and Raising Supporting Funds and Related Party Transactions 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Transaction Does Not For For Management Constitute as Major Asset Reorganization 6 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Compliance with Article 18 & For For Management 21 of the Measures for the Continuous Supervision of Listed Companies on ChiNext and Articles 7 & 9 of the Shenzhen Stock Exchange's Rules for the Review of Major Asset Reorganizations of Listed Companies on ChiNext 11 Approve Transaction Complies with For For Management Article 11, 12, 55, 56, 57, 59 of the Administrative Measures for the Registration and Administration of Securities Issuance of Companies Listed on the ChiNext 12 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Signing of Conditional For For Management Agreement on Issuance of Shares to Purchase Asset 15 Approve Signing of Conditional For For Management Agreement on Share Subscription Agreement 16 Approve Signing of Supplemental For For Management Conditional Agreement on Issuance of Shares to Purchase Asset 17 Approve Signing of Supplemental For For Management Conditional Agreement on Share Subscription Agreement 18 Approve Performance Commitment and For For Management Compensation Arrangement 19 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 20 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 21 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 22 Approve Shareholder Return Plan For For Management 23 Approve White Wash Waiver For For Management 24 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING BOHUI INNOVATION BIOTECHNOLOGY CO., LTD. Ticker: 300318 Security ID: Y0R719108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management Qujing Blood Products Production Base 2 Approve Provision of Credit Guarantee For Against Management 3 Approve Project Loan Application For For Management -------------------------------------------------------------------------------- BEIJING BOHUI INNOVATION BIOTECHNOLOGY CO., LTD. Ticker: 300318 Security ID: Y0R719108 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Change of Company Name For For Shareholder 8 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Non-Financial For Against Management Guarantee 2 Approve Provision of Domestic For For Management Guarantees and External Loan 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Auditor For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Company's Eligibility for For For Management Corporate Bond Issuance 10.1 Approve Issue Size For For Management 10.2 Approve Par Value and Issue Price For For Management 10.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 10.4 Approve Type and Bond Maturity For For Management 10.5 Approve Bond Interest Rate and Method For For Management for the Repayment of Interest 10.6 Approve Issue Manner For For Management 10.7 Approve Matter of Guarantee For For Management 10.8 Approve Use of Proceeds For For Management 10.9 Approve Arrangement of Listing of the For For Management Bonds 10.10 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 10.11 Approve Lead Underwriter For For Management 10.12 Approve Underwriting Manner For For Management 10.13 Approve Resolution Validity Period For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Registration and Issuance of For For Management Super-short-term Commercial Papers 13 Approve Registration and Issuance of For For Management Perpetual Medium-term Notes 14 Approve Registration and Issuance of For For Management Medium-term Notes -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change and Completion of For For Management Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 2.1 Elect Liu Yongzheng as Director For For Shareholder 2.2 Elect Cao Guoxian as Director For For Shareholder 2.3 Elect Deng Wenbin as Director For For Shareholder 2.4 Elect Zhang Meng as Director For For Shareholder 2.5 Elect Tang Yanan as Director For For Shareholder 2.6 Elect Shi Xiangchen as Director For For Shareholder 2.7 Elect Li Fujing as Director For For Shareholder 3.1 Elect Meng Yan as Director For For Shareholder 3.2 Elect Che Pizhao as Director For For Shareholder 3.3 Elect Liu Qiao as Director For For Shareholder 3.4 Elect Xu Zuxin as Director For For Shareholder 4.1 Elect Li Zhang as Supervisor For For Shareholder 4.2 Elect Liu Huibin as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING CAPITAL CO., LTD. Ticker: 600008 Security ID: Y07716106 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, Stock For For Management Name, Business Scope and Amend Articles of Association 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Issuance of Corporate Bonds 2 Approve Private Issuance of Corporate For For Management Bonds 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Liquidity Support For For Management for Asset Securitization Project 2 Approve Change in Loan Application For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Beijing Jingu Chuangxin Real Estate Co. , Ltd. 2 Approve Provision of Guarantee for For For Management Changshu Yaotai Real Estate Co., Ltd. 3 Approve Provision of Counter Guarantee For For Shareholder 4 Approve Provision of Guarantee for For For Shareholder Beijing Shoukai Longhu Yingtai Real Estate Co., Ltd. 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7.1 Elect Jiang Xiangyu as Non-Independent For For Shareholder Director 8.1 Elect Qin Hong as Independent Director For For Management 9.1 Elect Xian Xiuling as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Application of Loan Extension For For Management 3 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Loan Guarantee to For For Management Beijing Zhongkai Yingtai Real Estate Development Co., Ltd. 5 Approve Provision of For For Management Counter-Guarantees to Beijing Shoucheng Real Estate Co., Ltd. 6 Approve Development of Supply Chain For For Management Asset Securitization Financing Business -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO., LTD. Ticker: 600376 Security ID: Y0772K104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Internal Control Audit Report For For Management 8 Approve Social Responsibility Report For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Payment of Guarantee Fees For For Management 11 Approve Related Party Transaction For For Management 12 Approve Authorization of Guarantee For For Management Matters 13 Approve Authorization of Debt For For Management Financing Matters 14 Amend Articles of Association For For Shareholder 15 Approve Company's Eligibility for For For Shareholder Corporate Bond Issuance 16 Approve Corporate Bond Issuance For For Shareholder 17 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan in Respect of For For Management the Formation of the Joint Venture Company for the Transformation of Technological Achievements 2 Approve International Retail For For Management Management Agreement and Related Transactions 3 Approve Supply of Power and Energy For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Independent Auditors' Report 4 Approve Profit Distribution Proposal For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Asset Management For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Ziquan as Director For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Arrangements in For For Management Respect of Public Issuance of Corporate Bonds in the PRC 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance of Domestic Corporate Bonds 3 Approve Measures to be Implemented in For For Management the Event of Expected Inability to Repay the Principal or Interests of the Domestic Corporate Bonds as Scheduled or the Company is Unable to Repay the Past Due Principal or Interests of the Domestic Corporate Bonds -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Baojie as Director For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Public Issuance of Corporate For For Management Bonds in the PRC 2 Authorize Board to Deal with All For For Management Relevant Matters Relating to the Issuance of Domestic Corporate Bonds 3 Approve Measures to be Implemented in For For Management the Event of Expected Inability to Repay Principal or Interests of the Domestic Corporate Bonds or the Company is Unable to Repay the Past Due Principal or Interests of the Domestic Corporate Bonds -------------------------------------------------------------------------------- BEIJING CAPITAL LAND LTD. Ticker: 2868 Security ID: Y0771C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements and Auditors' Report 4 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BEIJING CAPITAL RETAILING GROUP CO., LTD. Ticker: 600723 Security ID: Y0770Y106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Company's Plan for Share Swap For For Management and Merger by Absorption as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 9.1 Approve Brief Introduction of Plan For For Management 9.2 Approve Related Parties For For Management 9.3 Approve Share Type and Par Value For For Management 9.4 Approve Target Subscribers and Merger For For Management Implementation of Equity Record Date 9.5 Approve Price and Proportion of Share For For Management Swap 9.6 Approve Issue Amount For For Management 9.7 Approve Listing Exchange For For Management 9.8 Approve Lock-Up Period For For Management 9.9 Approve Disposal of the Restricted For For Management Share 9.10 Approve Interest Protection Mechanism For For Management for Dissenting Shareholder of Wangfujing 9.11 Approve Interest Protection Mechanism For For Management for Dissenting Shareholder of Beijing Capital Retailing Group 9.12 Approve Disposal of Debentures For For Management 9.13 Approve Transitional Arrangements For For Management 9.14 Approve Arrangements for Transfer or For For Management Delivery of Assets 9.15 Approve Employee Placement For For Management 9.16 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.17 Approve Amount of Proceeds For For Management 9.18 Approve Share Type and Par Value For For Management 9.19 Approve Target Subscribers and Issue For For Management Manner 9.20 Approve Manner of Pricing and Issue For For Management Price 9.21 Approve Issue Amount For For Management 9.22 Approve Listing Exchange For For Management 9.23 Approve Lock-Up Period For For Management 9.24 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.25 Approve Use of Proceeds For For Management 9.26 Approve Resolution Validity Period For For Management 10 Approve Report (Draft) and Summary on For For Management Company's Share Swap and Merger by Absorption as well as Raising Supporting Funds 11 Approve Signing of Conditional Share For For Management Swap and Merger by Absorption Agreement 12 Approve Transaction Constituted as For For Management Major Asset Restructuring 13 Approve Transaction Constitute as For For Management Related-Party Transaction 14 Approve Valuation Report For For Management 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Transaction Complies with For For Management Article 11 for the Material Asset Reorganizations of Listed Companies 17 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 18 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 19 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 20 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 21 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 22 Approve Authorization of Board to For For Management Handle All Related Matters 23 Approve Transfer of Equity and Related For For Management Transaction 24 Approve Transfer of Property and For For Management Related Transaction 25 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For Against Management 2 Approve Provision of Guarantee for For For Shareholder Comprehensive Credit Line Application of Beijing Huasu Pharmaceutical Co., Ltd. to Bank of Ningbo 3 Approve Provision of Guarantee for For For Shareholder Beijing Huasu Pharmaceutical Co., Ltd. and Shengjing Bank 4 Approve Reduction of Commercial Rent For For Shareholder and Related Party Transactions 5 Approve Reduction of Office Space Rent For For Shareholder and Related Party Transactions -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes and Postponement of For For Management Partial Raised Fund Investment Project 2 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management Amounting to CNY 30 Million 2 Approve Provision of Guarantee For For Management Amounting to CNY 60 Million -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Salary of For Against Management Executives -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For For Management Shandong Huasu Pharmaceutical Co., Ltd. 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING CENTERGATE TECHNOLOGIES (HOLDING) CO., LTD. Ticker: 000931 Security ID: Y07725107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Report For For Management 8 Approve Implementation of New Lease For For Management Standards in Accounting Policies and Adjustment of Fixed Asset Depreciation Period 9 Approve Appointment of Auditor and Its For For Management Remuneration 10 Approve Provision of Guarantee for For For Shareholder Credit Line Application 11 Approve Cancellation of Provision of For For Shareholder Guarantee -------------------------------------------------------------------------------- BEIJING CHUNLIZHENGDA MEDICAL INSTRUMENTS CO., LTD. Ticker: 1858 Security ID: Y0R7YC105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Wuyige Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Financial Report For For Management -------------------------------------------------------------------------------- BEIJING COMPASS TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 300803 Security ID: Y0R71G102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Shareholder Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING COMPASS TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 300803 Security ID: Y0R71G102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Change in Usage of Raised Funds For For Management 12 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 13.1 Elect Leng Xiaoxiang as Director For For Management 14.1 Elect Zhu Xi as Supervisor For For Management 15 Approve Amendments to Articles of For For Management Association 16 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 17 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 18 Amend Related-Party Transaction For Against Management Management System 19 Amend Remuneration Management System For For Management for Directors, Supervisors and Senior Managers 20.1 Elect Sun Manli as Independent Director For For Shareholder -------------------------------------------------------------------------------- BEIJING CTROWELL TECHNOLOGY CORP. LTD. Ticker: 300455 Security ID: Y0R7ZA108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Related Party Transaction For For Management 8 Approve Credit Line Application and For For Management Guarantee Matters 9 Approve to Appoint Auditor For For Management 10 Amend External Guarantee Management For For Management System 11 Amend Related Party Transaction For For Management Management System 12 Amend External Investment Management For Against Management System 13 Amend Information Disclosure For For Management Management System 14 Approve Formulation of Shareholder For For Management Dividend Return Plan -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: JUL 07, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Guarantee Provision Plan -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Guarantee Provision Plan 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Short-term Corporate Bond Issuance via Non-public Issuance 2.1 Approve Par Value, Issue Price and For For Management Issue Scale 2.2 Approve Issue Type and Period For For Management 2.3 Approve Interest Rate and Method of For For Management Payment 2.4 Approve Usage of Raised Funds For For Management 2.5 Approve Target Parties and Issue Manner For For Management 2.6 Approve Placement Arrangement to For For Management Shareholders 2.7 Approve Listing Transfer Method For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Credit Enhancement Mechanism For For Management and Safeguard Measures of Debts Repayment 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Company's Eligibility for For For Management Corporate Bond Issuance via Public Issuance 5.1 Approve Par Value, Issue Price and For For Management Issue Scale 5.2 Approve Issue Type and Bond Period For For Management 5.3 Approve Interest Rate and Method of For For Management Payment 5.4 Approve Usage of Raised Funds For For Management 5.5 Approve Target Parties and Issue Manner For For Management 5.6 Approve Placement Arrangement to For For Management Shareholders 5.7 Approve Listing Arrangement For For Management 5.8 Approve Underwriting Manner For For Management 5.9 Approve Redemption and Resale Clause For For Management 5.10 Approve Resolution Validity Period For For Management 5.11 Approve Credit Enhancement Mechanism For For Management and Safeguard Measures of Debts Repayment 6 Approve Authorization of the Board to For For Management Handle All Related Matters of Corporate Bond Issuance via Public Offering -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Liaoning Dabei Agriculture and Livestock Co., Ltd. 2 Approve Provision of Guarantee to For For Management Changle Dabei Agriculture and Animal Husbandry Food Co., Ltd. 3 Approve Provision of Guarantee to For For Management Beijing Rural Credit Interconnection Data Technology Co., Ltd. -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Changle Dabeinong Agriculture and Animal Husbandry Food Co., Ltd. 2 Approve Guarantee Provision for For For Management Huludao Dabeinong Agriculture and Animal Husbandry Food Co., Ltd. 3 Approve Guarantee Provision for For For Management Qingdao Dabeinong Agriculture and Animal Husbandry Food Co., Ltd. -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees by For For Management Subsidiaries to Clients 2 Approve Provision of Guarantees to For For Management Associate Company -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD. Ticker: 002385 Security ID: Y0772N108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Authorization to the Chairman For Against Management of the Board 9 Approve Provision of Guarantees to For Against Management Controlled Subsidiary 10 Approve Continued Use of Own Idle For For Management Funds to Purchase Low-risk Financial Products 11 Approve Guarantee Provision to For For Management Associate Company and Related Transaction 12 Approve Commodity Futures Hedging For For Management Business -------------------------------------------------------------------------------- BEIJING DAHAO TECHNOLOGY CORP., LTD. Ticker: 603025 Security ID: Y0777M105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Company's Three-year Dividend For For Management Plan 8 Approve Amendments to Articles of For For Management Association to Change Business Scope 9.1 Elect Pan Jia as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING DAHAO TECHNOLOGY CORP., LTD. Ticker: 603025 Security ID: Y0777M105 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2 Approve Transaction Constitute as For For Management Related-party Transaction 3 Approve Transaction Constitute as For For Management Major Asset Restructuring but Does Not Constitute as Restructure for Listing 4.1 Approve Acquisition by Cash and For For Management Issuance of Shares 4.2 Approve Issue Type and Par Value For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Pricing Reference Date and For For Management Issue Price 4.5 Approve Transaction Parties and Issue For For Management Amount 4.6 Approve Lock-Up Period Arrangement For For Management 4.7 Approve Performance Commitments For For Management 4.8 Approve Compensation Arrangement For For Management 4.9 Approve Listing Exchange For For Management 4.10 Approve Attribution of Profit and Loss For For Management During the Transition Period 4.11 Approve Distribution Arrangement of For For Management Cumulative Earnings 4.12 Approve Raising Supporting Funds For For Management 4.13 Approve Issue Type and Par Value For For Management 4.14 Approve Target Subscribers and Issue For For Management Manner 4.15 Approve Pricing Reference Date and For For Management Pricing Basis 4.16 Approve Issue Amount For For Management 4.17 Approve Lock-Up Period Arrangement For For Management 4.18 Approve Use of Proceeds For For Management 5 Approve Transaction Does Not For For Management Constitute as Major Adjustment 6 Approve Signing of Acquisition For For Management Agreement 7 Approve Signing of Supplemental For For Management Agreement of Acquisition and Profit Forecast Compensation Agreement 8 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Audit Report, Remarks Review For For Management Report and Evaluation Report of the Transaction 11 Approve Pricing Basis and Validity For For Management Analysis 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Whitewash Waiver and Related For For Management Transactions 14 Approve Transaction Complies with For For Management Article 38 of the Administrative Measures for the Securities Issuance of Listing Companies 15 Approve Transaction Complies with For For Management Article 11 and Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 16 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 17 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 18 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 19 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 20 Approve Appointment of Intermediary For For Management Institution 21 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Authorization of the Board to For For Management Handle All Related Matters 23 Approve to Appoint Annual Auditor For For Management -------------------------------------------------------------------------------- BEIJING DINGHAN TECHNOLOGY GROUP CO., LTD. Ticker: 300011 Security ID: Y07722104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Related-Party Transaction For For Management Management System 6 Amend Management System of Raised Funds For For Management 7 Amend Management System for Providing For For Management External Guarantees 8 Amend Foreign Investment Management For For Management Method 9 Elect Han Kangyao as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING DINGHAN TECHNOLOGY GROUP CO., LTD. Ticker: 300011 Security ID: Y07722104 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Share Lock-up For For Management Commitment -------------------------------------------------------------------------------- BEIJING DINGHAN TECHNOLOGY GROUP CO., LTD. Ticker: 300011 Security ID: Y07722104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee for For For Management Company 8 Approve External Provision of Guarantee For Against Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Merger by Absorption For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Amend Articles of Association For For Management 5 Approve Review and Handle Business For For Management Registration Changes 6.1 Elect Li Yongjun as Non-Independent For For Shareholder Director 6.2 Elect Yang Xinchen as Non-Independent For For Shareholder Director 6.3 Elect Xu Zhonghua as Non-Independent For For Shareholder Director 6.4 Elect Wang Yan as Non-Independent For For Shareholder Director 6.5 Elect Gao Hui as Non-Independent For For Management Director 6.6 Elect Yan Fang as Non-Independent For For Management Director 7.1 Elect Lyu Benfu as Independent Director For For Management 7.2 Elect Wu Jinmei as Independent Director For For Management 7.3 Elect Li Shangrong as Independent For For Management Director 8.1 Elect Guo Jian as Supervisor For For Management 8.2 Elect Song Chentao as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING E-HUALU INFORMATION TECHNOLOGY CO., LTD. Ticker: 300212 Security ID: Y07737102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Profit Distribution For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Company's Eligibility for For For Management Corporate Bond Issuance 9.1 Approve Issue Size For For Management 9.2 Approve Issue Manner For For Management 9.3 Approve Bond Maturity and Type For For Management 9.4 Approve Par Value and Issue Price For For Management 9.5 Approve Bond Interest Rate and Method For For Management of Determination 9.6 Approve Use of Proceeds For For Management 9.7 Approve Listing Exchange For For Management 9.8 Approve Resolution Validity Period For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management 12 Approve Handling of Business For For Management Registration Changes -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System of Raised Funds For For Management 6 Amend Financing and External Guarantee For For Management Management System 7 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Issuance of For Against Management Shares and Related Party Transaction Complies with Relevant Laws and Regulations 2 Approve Plan for Acquisition by For Against Management Issuance of Shares and Related Party Transaction (Updated) 2.1 Approve the Overall Plan of this For Against Management Transaction 2.2 Approve Transaction Parties For Against Management 2.3 Approve Target Assets For Against Management 2.4 Approve the Underlying Asset Pricing For Against Management Basis and Transaction Price 2.5 Approve Method of Payment for For Against Management Consideration 2.6 Approve Payment Period for For Against Management Consideration 2.7 Approve Contractual Obligations and For Against Management Liability for Breach of Contract for the Transfer of the Ownership of the Underlying Assets 2.8 Approve the Attribution of the Profit For Against Management and Loss of the Underlying Asset from the Pricing Base Date to the Delivery Date 2.9 Approve Arrangement of Claims and For Against Management Debts as well as Employee Placement 2.10 Approve Performance Commitment and For Against Management Compensation 2.11 Approve Resolution Validity Period For Against Management 2.12 Approve Issue Manner For Against Management 2.13 Approve Type and Par Value as well as For Against Management Listing Location 2.14 Approve Target Subscribers and For Against Management Subscription Method 2.15 Approve Price Reference Date and For Against Management Issuance Price 2.16 Approve Issue Size For Against Management 2.17 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.18 Approve Lock-Up Period For Against Management 2.19 Approve Resolution Validity Period For Against Management 3 Approve This Transaction Constitute as For Against Management Related Party Transaction 4 Approve Report (Revised Draft) and For Against Management Summary (Revised) on Company's Acquisition by Issuance of Shares and Related Party Transaction 5 Approve Signing of Agreement for For Against Management Conditional Asset Acquisition by Issuance of Shares 6 Approve Signing of Supplemental For Against Management Agreement for Conditional Asset Acquisition by Issuance of Shares and Performance Compensation Agreement 7 Approve Transaction Does Not For Against Management Constitute with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For Against Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 9 Approve Independence of Appraiser, the For Against Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Relevant Audit Report, Pro For Against Management Forma Review Report and Evaluation Report 11 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Shareholder Return Plan For Against Management 13 Approve Authorization of the Board to For Against Management Handle All Related Matters 14 Approve to Increase the Trading Quota For For Management of Foreign Exchange Derivatives 15 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Independent For For Management Directors 9 Approve Remuneration and Allowance of For For Management Directors, Supervisors 10 Approve Amendments to Articles of For Against Management Association 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Management System of Raised Funds For Against Management 13 Approve Adjustment of Progress of For For Management Usage of Raised Funds 14 Approve Use of Idle Raised Funds for For For Management Cash Management 15 Approve Foreign Exchange Derivatives For For Management Transactions -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Jianzhong as Director For For Management 1.2 Elect Huang Songtao as Director For For Management 1.3 Elect Sheng Zhongyi as Director For For Management 1.4 Elect Li Zhihui as Director For For Management 1.5 Elect Chen Yanbin as Director For For Management 1.6 Elect Zou Chunge as Director For For Management 2.1 Elect Liu Minghui as Director For For Shareholder 2.2 Elect Jia Xiaoliang as Director For For Shareholder 2.3 Elect Shen Ling as Director For For Shareholder 3.1 Elect Ma Jiru as Supervisor For For Management 3.2 Elect Liu Hong as Supervisor For For Management 3.3 Elect Zheng Xiaohu as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING EASPRING MATERIAL TECHNOLOGY CO., LTD. Ticker: 300073 Security ID: Y0772S107 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Scale and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Signing of Share Subscription For For Management Agreement 7 Approve Related Party Transactions in For For Management Connection to the Issuance of Shares 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING EGOVA CO., LTD. Ticker: 300075 Security ID: Y0772V100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Management 8 Approve Decrease in Capital For For Management 9 Approve to Participate in the For For Management Establishment of Industry Funds and Related Party Transactions -------------------------------------------------------------------------------- BEIJING EGOVA CO., LTD. Ticker: 300075 Security ID: Y0772V100 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Wen as Non-independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 2.1 Elect Jiang Kaisheng as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING ELECTRONIC ZONE HIGH-TECH GROUP CO., LTD. Ticker: 600658 Security ID: Y0769Z106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 6 Approve Provision of Mortgage Guarantee For For Management 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING ENLIGHT MEDIA CO., LTD. Ticker: 300251 Security ID: Y0773B103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Draft and Summary on Employee For For Management Share Purchase Plan 10 Approve Management Method of Employee For For Management Share Purchase Plan 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Amendments to Articles of For Against Management Association 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 16 Amend Working System of Independent For Against Management Directors 17 Amend Related Party Transaction For Against Management Management System 18 Amend Financing and External Guarantee For Against Management Management System 19 Amend Raised Funds Management System For Against Management -------------------------------------------------------------------------------- BEIJING ENTERPRISES CLEAN ENERGY GROUP LIMITED Ticker: 1250 Security ID: G1146W105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Hu Xiaoyong as Director For For Management 2a2 Elect Shi Xiaobei as Director For Against Management 2a3 Elect Li Fujun as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Proposed Update to the Terms For For Management of the Share Option Scheme -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LIMITED Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhao Xiaodong as Director For For Management 3.2 Elect Dai Xiaofeng as Director For For Management 3.3 Elect Xiong Bin as Director For For Management 3.4 Elect Tam Chun Fai as Director For For Management 3.5 Elect Yu Sun Say as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BEIJING ENTERPRISES WATER GROUP LTD. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Li Yongcheng as Director For For Management 3a2 Elect Li Haifeng as Director For For Management 3a3 Elect Ke Jian as Director For For Management 3a4 Elect Tung Woon Cheung Eric as Director For For Management 3a5 Elect Zhao Feng as Director For For Management 3a6 Elect Shea Chun Lok Quadrant as For For Management Director 3a7 Elect Chau On Ta Yuen as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Amount and Source of Funds of For For Management Share Repurchase 1.4 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.5 Approve Purpose, Type, Quantity and For For Management Total Share Capital of the Share Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Resolution Validity Period For For Management 1.8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For Did Not Vote Management 1.1 Approve Purpose of Share Repurchase For Did Not Vote Management 1.2 Approve Manner of Share Repurchase For Did Not Vote Management 1.3 Approve Amount and Source of Funds of For Did Not Vote Management Share Repurchase 1.4 Approve Price Range and Pricing For Did Not Vote Management Principle of the Share Repurchase 1.5 Approve Purpose, Type, Quantity and For Did Not Vote Management Total Share Capital of the Share Repurchase 1.6 Approve Implementation Period of the For Did Not Vote Management Share Repurchase 1.7 Approve Resolution Validity Period For Did Not Vote Management 1.8 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of the For Against Management Shareholding Plan of Controlled Subsidiary 2 Approve Directors and Senior For Against Management Executives to Hold Shares in Controlled Subsidiary and Related Party Transctions 3 Approve Authorization of Board to For Against Management Handle Matters Related to the Shareholding Plan 4 Elect Meng Lingjun as Non-independent For For Management Director 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of the For Did Not Vote Management Shareholding Plan of Controlled Subsidiary 2 Approve Directors and Senior For Did Not Vote Management Executives to Hold Shares in Controlled Subsidiary and Related Party Transctions 3 Approve Authorization of Board to For Did Not Vote Management Handle Matters Related to the Shareholding Plan 4 Elect Meng Lingjun as Non-independent For Did Not Vote Management Director 5 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING FOREVER TECHNOLOGY CO., LTD. Ticker: 300365 Security ID: Y0R7V3108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve Remuneration of Supervisors For Did Not Vote Management 8 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 9 Approve Use of Idle Own Funds to For Did Not Vote Management Purchase Financial Products 10 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 11 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING GEHUA CATV NETWORK CO., LTD. Ticker: 600037 Security ID: Y07715108 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Zhangpeng as Director For For Management 1.2 Elect Lu Dongtao as Director For For Management 1.3 Elect Ma Jian as Director For For Management 1.4 Elect Lin Jing as Director For For Management 1.5 Elect Wen Yonggang as Director For For Management 1.6 Elect Fu Lijun as Director For For Management 1.7 Elect Gui Hong as Director For For Management 1.8 Elect Gao Wei as Director For For Management 1.9 Elect Hu Zhipeng as Director For For Management 1.10 Elect Han Jikai as Director For For Management 2.1 Elect Zhang Heng as Director For For Management 2.2 Elect Cui Xin as Director For For Management 2.3 Elect Cui Yeguang as Director For For Management 3.1 Elect Song Wenyu as Supervisor For For Management 3.2 Elect Qi Bin as Supervisor For For Management 3.3 Elect Liang Yi as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING GEHUA CATV NETWORK CO., LTD. Ticker: 600037 Security ID: Y07715108 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Analysis Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management 2 Approve Provision of Guarantee For Against Management 3 Approve Supplementary Agreement of For For Shareholder Investment Agreement -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Issuance of Super Short-term For For Management Commercial Papers 5 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Super Short-term Commercial Papers 6 Amend Investment Decision Management For For Shareholder Method 7 Approve Change in Registered Capital For For Shareholder 8 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Guizhou Gaoneng For For Management Resources Comprehensive Utilization Industrial Park Project Investment Agreement -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees for For For Management Hangzhou High Energy Jiejia Packaging Material Technology Co., Ltd. 2 Approve Provision of Guarantees for For Against Management Ningbo Dadi Chemical Environmental Protection Co., Ltd. -------------------------------------------------------------------------------- BEIJING GEOENVIRON ENGINEERING & TECHNOLOGY, INC. Ticker: 603588 Security ID: Y0R7YT108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Daily Related Party For For Management Transactions 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve External Guarantee For Against Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 12 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fan Weicheng as Non-independent For For Shareholder Director 1.2 Elect Yuan Hongyong as Non-independent For For Shareholder Director 1.3 Elect Xing Xiaorui as Non-independent For For Shareholder Director 1.4 Elect Zhang Chengliang as For For Shareholder Non-independent Director 1.5 Elect Lei Yong as Non-independent For For Shareholder Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jia Hao as Supervisor For For Shareholder 1.2 Elect Yan Yuhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING GLOBAL SAFETY TECHNOLOGY CO., LTD. Ticker: 300523 Security ID: Y0R8J3100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Estimate Related Party For For Management Transaction 8 Approve Credit Line Application For For Management 9 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Subsidiaries -------------------------------------------------------------------------------- BEIJING HAOHUA ENERGY RESOURCE CO., LTD. Ticker: 601101 Security ID: Y0772G103 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Bing as Director For For Shareholder 1.2 Elect Zhu Fangwen as Director For For Shareholder 2 Elect Lyu Jinru as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING HAOHUA ENERGY RESOURCE CO., LTD. Ticker: 601101 Security ID: Y0772G103 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Retrospective Adjustments to For For Management the Financial Statements from 2015 to 2019 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8.1 Approve 2020 and 2021 Daily Related For For Management Party Transactions with Beijing Energy Group Co., Ltd. and its Controlled Subsidiaries 8.2 Approve 2020 Daily Related Party For For Management Transactions with China National Coal Group Corporation 9 Approve Financial Budget Report For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Amend Remuneration Management Measures For For Management for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BEIJING HUAFENG TEST & CONTROL TECHNOLOGY CO., LTD. Ticker: 688200 Security ID: Y0S02Y106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For Against Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 9 Approve List of Incentive Objects For For Management 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve to Appoint Financial and For For Management Internal Control Auditor 13 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BEIJING HUALIAN DEPARTMENT STORE CO., LTD. Ticker: 000882 Security ID: Y0771K113 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Rui as Non-Independent For For Management Director 2 Approve Equity Disposal and Related For For Management Party Transactions 3 Approve Selection of Appraiser, For For Management Independence of Appraiser, the Relevance of Valuation Purpose and the Validity of Hypothesis -------------------------------------------------------------------------------- BEIJING HUALIAN DEPARTMENT STORE CO., LTD. Ticker: 000882 Security ID: Y0771K113 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Daily Related Party For For Management Transactions with Beijing Hualian Supermarket Co., Ltd. 8 Approve Daily Related Party For For Management Transactions with Hualian Costa Coffee (Beijing) Food and Beverage Management Co., Ltd. 9 Approve Daily Related Party For For Management Transactions with BHG Retail REIT 10 Approve Signing of Financing Guarantee For For Management Agreement with Beijing Hualian Group Investment Holdings Co., Ltd. 11 Approve Daily Related Party For For Management Transactions with Hualian Finance Co., Ltd. 12 Approve Daily Related Party For For Management Transactions with Changshanxing (Qingdao) Commercial Assets Investment Center (Limited Partnership) 13 Approve Daily Related Party For For Management Transactions with Beijing Hualian First Pacific Commercial Property Management Co., Ltd. 14 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 15 Elect Liu Ying as Supervisor For For Management 16 Elect Ma Zuoqun as Non-independent For For Management Director 17 Approve Provision of Guarantees to For For Management Controlled Subsidiaries -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO., LTD. Ticker: 600361 Security ID: Y0771K105 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yan Lujun as Independent Director For For Management 2 Approve Adjustment on Related Party For For Management Transactions -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO., LTD. Ticker: 600361 Security ID: Y0771K105 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of Performance For For Management Commitments and Signing of Related Supplementary Agreements -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO., LTD. Ticker: 600361 Security ID: Y0771K105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Application of Financing For For Management 8 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 9 Approve Signing of Financing Guarantee For For Management Agreement with Beijing Hualian Group Investment Holdings Co., Ltd. 10 Approve Application of Credit Lines For For Management 11 Approve Daily Related Party For For Management Transactions with Beijing Hualian Department Store Co., Ltd. 12 Approve Daily Related Party For For Management Transactions with Beijing Hualian Group Investment Holdings Co., Ltd. 13 Approve Transfer of Equity For For Management 14.1 Elect Qiao Feng as Director For For Management 14.2 Elect Feng Xiaoying as Director For For Management 15.1 Elect Hua Yuling as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO., LTD. Ticker: 600361 Security ID: Y0771K105 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Tianyan as Director For For Management 1.2 Elect Zhan Xingtao as Director For For Management -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee 2 Approve to Appoint Auditor For For Management 3 Approve Change in Implementing Entity, For For Management Purpose and Usage of Remaining Raised Funds 4 Amend Related-Party Transaction For For Management Management System 5 Approve Revision of Performance For For Management Appraisal Indicators of Stock Option Plan and Performance Share Plan 6 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan (Revised Draft) 7 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised Draft) -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Revision of Loan Plan Between For Against Management Company and Subsidiaries 4.1 Elect Du Jiang as Director For For Shareholder 4.2 Elect Su Bin as Director For For Shareholder 4.3 Elect Yang Ronghua as Director For For Shareholder 5 Elect Supervisor For For Management 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 7 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 8 Approve Methods to Assess the For For Management Performance of Plan Participants 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application and Guarantee Matters 9 Approve Use of Idle Own Funds for For For Management Investment in Treasury Bond Reverse Repurchase, Currency Funds, Bond Funds, Convertible Bonds and Medium and Short-term Wealth Management Products with Medium and Low Risks 10 Approve Change Business Scope For For Shareholder 11 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Unrecovered Losses Exceed For Did Not Vote Management One-third of the Total Paid-up Share Capital 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Remuneration of Auditor For Did Not Vote Management 8 Approve Comprehensive Credit Line For Did Not Vote Management Application and Guarantee Matters 9 Approve Use of Idle Own Funds for For Did Not Vote Management Investment in Treasury Bond Reverse Repurchase, Currency Funds, Bond Funds, Convertible Bonds and Medium and Short-term Wealth Management Products with Medium and Low Risks 10 Approve Change Business Scope For Did Not Vote Shareholder 11 Amend Articles of Association For Did Not Vote Shareholder -------------------------------------------------------------------------------- BEIJING HUALUBAINA FILM & TV CO., LTD. Ticker: 300291 Security ID: Y0774H109 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Implementation For For Management Subject and Purpose of Part of the Raised Funds and Use of Surplus Raised Funds -------------------------------------------------------------------------------- BEIJING INTERACT TECHNOLOGY CO., LTD. Ticker: 300419 Security ID: Y0R7Z4102 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Target Assets and Transaction For For Management Parties 2.2 Approve Audit and Evaluation Base Date For For Management 2.3 Approve Pricing Method, Pricing Basis For For Management and Transaction Price of the Underlying Asset 2.4 Approve Share Type and Par Value For For Management 2.5 Approve Issue Manner and Target For For Management Subscribers 2.6 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.7 Approve Number of Issued Shares For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Lock-Up Period For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Cash Consideration Payment For For Management Arrangement 2.12 Approve the Attribution of Profit and For For Management Loss of the Underlying Asset from the Valuation Base Date to the Delivery Date 2.13 Approve Personnel Placement For For Management 2.14 Approve Contractual Obligations and For For Management Liability for Breach of Contract for Handling Ownership Transfer of Related Assets 2.15 Approve Resolution Validity Period For For Management 2.16 Approve Performance Commitment and For For Management Compensation Arrangement 2.17 Approve Share Type and Par Value For For Management 2.18 Approve Issue Manner and Target For For Management Subscribers 2.19 Approve Pricing Reference Date and For For Management Issue Price 2.20 Approve Issue Amount For For Management 2.21 Approve Lock-Up Period For For Management 2.22 Approve Listing Location For For Management 2.23 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.24 Approve Use of Proceeds For For Management 2.25 Approve Resolution Validity Period For For Management 3 Approve Transaction Does Not For For Management Constitute as Major Adjustment 4 Approve Acquisition by Cash and For For Management Issuance of Shares as well as Raising Supporting Funds Constitute as Related-Party Transaction 5 Approve Draft and Summary on For For Shareholder Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions (4th Revised Draft) 6 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Compliance with Article 18 & For For Management 21 of the Measures for the Continuous Supervision of Listed Companies on ChiNext and Shenzhen Stock Exchange and Articles 7 & 12 of the Rules for the Review of Major Asset Reorganizations of Listed Companies on ChiNext 11 Approve Transaction Complies with For For Management Article 11, Article 12, Article 55, Article 56, Article 57, Article 58 and Article 59 of the Administrative Measures for the Registration and Administration of Securities Issuance of Companies Listed on the ChiNext 12 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Stock Price Volatility For For Management Achieves the Relevant Standards of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Signing of Conditional For For Management Agreement on Issuance of Shares to Purchase Assets 16 Approve Signing of Conditional For For Management Supplementary Agreement on Issuance of Shares to Purchase Assets (1) 17 Approve Signing of Conditional For For Management Supplementary Agreement on Issuance of Shares to Purchase Assets (2) 18 Approve Signing of Conditional For For Management Supplementary Agreement on Issuance of Shares to Purchase Assets (3) 19 Approve Performance Commitment For For Management Agreement 20 Approve Performance Commitment For For Management Supplemental Agreement 21 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 22 Approve Basis and Fairness of Pricing For For Management for This Transaction 23 Approve Relevant Audit Report, Asset For For Shareholder Evaluation Report and Pro Forma Review Report and Other Documents 24 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 25 Approve Shareholder Dividend Return For For Management Plan 26 Approve Authorization of the Board to For For Management Handle All Related Matters 27 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING INTERACT TECHNOLOGY CO., LTD. Ticker: 300419 Security ID: Y0R7Z4102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend Related-Party Transaction For Against Management Management System 15 Amend Management System for Providing For Against Management External Guarantees and Financing -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mi Xin as Non-Independent For For Management Director -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of For For Management Wholly-Owned Subsidiary and Waiver of Pre-emptive Rights as well as Signing of Transaction Agreements -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Adjustment of Performance For For Management Commitment Compensation Method and Signing of Supplementary Agreement of Equity Transfer Agreement -------------------------------------------------------------------------------- BEIJING JETSEN TECHNOLOGY CO., LTD. Ticker: 300182 Security ID: Y07734109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision for Asset Impairment For For Management 10 Approve Loan Application and Related For For Management Party Transactions 11 Elect Zhu Ge as Supervisor For For Management 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Shares to Specific Targets through Simplified Procedures 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING JIAXUN FEIHONG ELECTRICAL CO. LTD. Ticker: 300213 Security ID: Y0R71U101 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING JIAXUN FEIHONG ELECTRICAL CO. LTD. Ticker: 300213 Security ID: Y0R71U101 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds to For For Management Replenish Working Capital 2.1 Approve Purpose of Share Repurchase For For Management 2.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 2.3 Approve Method and Price Range of For For Management Share Repurchase 2.4 Approve the Type, Purpose, Quantity, For For Management Proportion of the Company's Total Share Capital and Total Funds to be Used for the Repurchase 2.5 Approve Source of Funds for Share For For Management Repurchase 2.6 Approve Implementation Period of the For For Management Share Repurchase 2.7 Approve Resolution Validity Period For For Management 2.8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING JIAXUN FEIHONG ELECTRICAL CO. LTD. Ticker: 300213 Security ID: Y0R71U101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Approve Authorization of the Board to For For Management Handle All Matters Related to Small-scale Rapid Financing -------------------------------------------------------------------------------- BEIJING JIAXUN FEIHONG ELECTRICAL CO. LTD. Ticker: 300213 Security ID: Y0R71U101 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Use of Raised Funds For For Management 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG CLEAN ENERGY CO., LIMITED Ticker: 579 Security ID: Y0R7A0107 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect An Zhenyuan as Director For For Management 2 Elect Sun Li as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG CLEAN ENERGY CO., LIMITED Ticker: 579 Security ID: Y0R7A0107 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Zhang Fusheng as For For Management Director 2 Elect Xu Daping as Director For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG CLEAN ENERGY CO., LIMITED Ticker: 579 Security ID: Y0R7A0107 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Dayu as Director For For Management 2 Elect Gao Yuming as Director For For Management 1 Approve Voluntary Conditional Offer to For For Management Acquire All of the Issued H Shares in the Company, Proposed Voluntary Withdrawal of Listing of the H Shares and Related Transactions 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- BEIJING JINGNENG CLEAN ENERGY CO., LIMITED Ticker: 579 Security ID: Y0R7A0107 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Conditional Offer to For For Management Acquire All of the Issued H Shares in the Company, Proposed Voluntary Withdrawal of Listing of the H Shares and Related Transactions -------------------------------------------------------------------------------- BEIJING JINGNENG CLEAN ENERGY CO., LIMITED Ticker: 579 Security ID: Y0R7A0107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Auditors' Report and Audited For For Management Financial Statements 4 Approve Profit Distribution Proposal For For Management and Distribution of Final Dividends 5 Approve Annual Report For For Management 6 Approve to Appoint Deloitte Touche For For Management Tohmatsu as Auditors and to Fix Their Remuneration 7 Approve Environmental, Social and For For Management Governance Report 8 Approve Budget Report For Against Management 9 Approve Investment Business Plan For Against Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders, Board of Directors, and Board of Supervisors 11 Elect Zhao Jie as Director For For Management 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Phase II Expansion 2X660MW Cogeneration Project 2 Approve Capital Injection For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING JINGNENG POWER CO., LTD. Ticker: 600578 Security ID: Y0771L103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Shareholder Return Plan For For Management 9 Amend Articles of Association For For Management 10 Approve Provision of Entrusted Loans For Against Management to Subsidiary 11 Approve Application of Credit Line For Against Management 12 Approve Provision of Guarantee For For Management 13 Approve Financial Leasing Business For For Management 14.1 Elect Geng Yangmou as Director For For Shareholder 14.2 Elect Jin Shengxiang as Director For For Shareholder 14.3 Elect Ren Qigui as Director For For Shareholder 14.4 Elect Sun Yongxing as Director For For Shareholder 14.5 Elect Wang Xiaohui as Director For For Shareholder 14.6 Elect Zhang Xiaodong as Director For For Shareholder 15.1 Elect Zhao Jie as Director For For Shareholder 15.2 Elect Cui Hongming as Director For For Shareholder 15.3 Elect Liu Hongyue as Director For For Shareholder 16.1 Elect Wang Xiangneng as Supervisor For For Shareholder 16.2 Elect Li Gang as Supervisor For For Shareholder 16.3 Elect Cao Zhenyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yan as Independent Director For For Shareholder -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Accounts For For Management Receivable Factoring Business and Related Party Transactions 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING JINGXI CULTURE & TOURISM CO., LTD. Ticker: 000802 Security ID: Y0771M101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING JINGYUNTONG TECHNOLOGY CO., LTD. Ticker: 601908 Security ID: Y0773E107 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management 24GW Monocrystalline Project 2 Approve External Guarantee For For Management -------------------------------------------------------------------------------- BEIJING JINGYUNTONG TECHNOLOGY CO., LTD. Ticker: 601908 Security ID: Y0773E107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Annual Report and Summary For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management 11 Approve Provision for Asset Impairment For For Management 12 Approve Allowance of Independent For For Management Directors 13 Approve Increase in Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Formulation of Shareholder For For Management Return Plan 16.1 Elect Feng Huanpei as Director For For Management 16.2 Elect Zhu Rende as Director For For Management 16.3 Elect Feng Zhenkun as Director For For Management 16.4 Elect Guan Shujun as Director For For Management 16.5 Elect Li Renjie as Director For For Management 16.6 Elect Zhang Guoming as Director For For Management 17.1 Elect Zheng Limin as Director For For Management 17.2 Elect Jiang Xuanyu as Director For For Management 17.3 Elect Zhao Lei as Director For For Management 18.1 Elect Li Hong as Supervisor For For Management 18.2 Elect Tian Hua as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING JOIN-CHEER SOFTWARE CO., LTD. Ticker: 002279 Security ID: Y0R71W115 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer System Listing For For Management Application 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Working System for Independent For For Management Directors 6 Amend Related Party Transaction For For Management Decision System 7 Amend External Investment Management For For Management System 8 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- BEIJING KINGSOFT OFFICE SOFTWARE, INC. Ticker: 688111 Security ID: Y0R9YP102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Budget Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Use of Funds for Investment in For For Management Financial Products 9 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor as well as Fix Their Remunerations 10 Approve Amendments to Articles of For For Management Association 11 Approve Adjustment to Allowance of For For Management Independent Directors 12 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 13 Approve Methods to Assess the For For Management Performance of Plan Participants 14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Tian as Non-Independent For For Management Director 1.2 Elect Zhou Yahui as Non-Independent For For Management Director 1.3 Elect Fang Han as Non-Independent For For Management Director 1.4 Elect Huang Guoqiang as For For Management Non-Independent Director 2.1 Elect Zhao Baoqing as Independent For For Management Director 2.2 Elect Chen Hao as Independent Director For For Management 2.3 Elect Xue Lei as Independent Director For For Management 3.1 Elect Feng Guorui as Supervisor For For Management 3.2 Elect Zhang Donghai as Supervisor For For Management 4 Approve Provision of Guarantee For For Management 5 Approve Amendments to Articles of For For Management Association 6 Approve External Investment Management For For Management System 7 Amend Management System of Raised Funds For For Management 8 Approve Termination of Equity Transfer For For Management and Opening of Business between Wholly-owned Subsidiary and Related Party -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jin Tian as Non-Independent For Did Not Vote Management Director 1.2 Elect Zhou Yahui as Non-Independent For Did Not Vote Management Director 1.3 Elect Fang Han as Non-Independent For Did Not Vote Management Director 1.4 Elect Huang Guoqiang as For Did Not Vote Management Non-Independent Director 2.1 Elect Zhao Baoqing as Independent For Did Not Vote Management Director 2.2 Elect Chen Hao as Independent Director For Did Not Vote Management 2.3 Elect Xue Lei as Independent Director For Did Not Vote Management 3.1 Elect Feng Guorui as Supervisor For Did Not Vote Management 3.2 Elect Zhang Donghai as Supervisor For Did Not Vote Management 4 Approve Provision of Guarantee For Did Not Vote Management 5 Approve Amendments to Articles of For Did Not Vote Management Association 6 Approve External Investment Management For Did Not Vote Management System 7 Amend Management System of Raised Funds For Did Not Vote Management 8 Approve Termination of Equity Transfer For Did Not Vote Management and Opening of Business between Wholly-owned Subsidiary and Related Party -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Matters Related to Performance Share Incentive Plan 4 Amend Articles of Association For Did Not Vote Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Manners For For Management 2.4 Approve the Pricing Basis and For For Management Transaction Price of the Target Asset 2.5 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.6 Approve Personnel Placement For For Management 2.7 Approve Delivery For For Management 2.8 Approve Transaction Price Payment and For For Management Source of Funds 2.9 Approve Impairment Testing and For For Management Compensation for Asset Impairment 2.10 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related Party Transaction 4 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 5 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition and Related Party Transactions 8 Approve Conditional Asset Purchase For For Management Agreement by Cash Payment 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Fluctuation of the Company's For For Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 11 Approve the Verification Report on the For For Management Difference between the Transaction Standards, the Report on the Implementation of Agreed Procedures, the Valuation Report and Other Documents 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 16 Approve Appointment of Securities For For Management Service Agency for this Transaction 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Major Assets Restructuring 2.1 Approve Transaction Parties For Did Not Vote Management 2.2 Approve Target Assets For Did Not Vote Management 2.3 Approve Transaction Manners For Did Not Vote Management 2.4 Approve the Pricing Basis and For Did Not Vote Management Transaction Price of the Target Asset 2.5 Approve Attribution of Profit and Loss For Did Not Vote Management During the Transition Period 2.6 Approve Personnel Placement For Did Not Vote Management 2.7 Approve Delivery For Did Not Vote Management 2.8 Approve Transaction Price Payment and For Did Not Vote Management Source of Funds 2.9 Approve Impairment Testing and For Did Not Vote Management Compensation for Asset Impairment 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Transaction Constitute as For Did Not Vote Management Related Party Transaction 4 Approve Transaction Does Not For Did Not Vote Management Constitute as Restructure for Listing 5 Approve Transaction Complies with For Did Not Vote Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For Did Not Vote Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Report (Draft) and Summary on For Did Not Vote Management Company's Major Assets Acquisition and Related Party Transactions 8 Approve Conditional Asset Purchase For Did Not Vote Management Agreement by Cash Payment 9 Approve Completeness and Compliance of For Did Not Vote Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Fluctuation of the Company's For Did Not Vote Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 11 Approve the Verification Report on the For Did Not Vote Management Difference between the Transaction Standards, the Report on the Implementation of Agreed Procedures, the Valuation Report and Other Documents 12 Approve Independence of Appraiser, the For Did Not Vote Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Basis and Fairness of Pricing For Did Not Vote Management for This Transaction 15 Approve The Main Body of This For Did Not Vote Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 16 Approve Appointment of Securities For Did Not Vote Management Service Agency for this Transaction 17 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management 2 Approve Authorization of the Board to For For Management Handle Matters Related to Debt Financing Plan -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For Did Not Vote Management 2 Approve Authorization of the Board to For Did Not Vote Management Handle Matters Related to Debt Financing Plan -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3.1 Approve Report of Zhao Baoqing For For Management 3.2 Approve Report of Chen Hao For For Management 3.3 Approve Report of Xue Lei For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Shareholder Return Plan For For Management 10 Approve Change of Company Name For For Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3.1 Approve Report of Zhao Baoqing For Did Not Vote Management 3.2 Approve Report of Chen Hao For Did Not Vote Management 3.3 Approve Report of Xue Lei For Did Not Vote Management 4 Approve Report of the Board of For Did Not Vote Management Supervisors 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Amendments to Articles of For Did Not Vote Management Association 9 Approve Shareholder Return Plan For Did Not Vote Management 10 Approve Change of Company Name For Did Not Vote Shareholder -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jie as Non-independent For For Management Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING KUNLUN TECH CO., LTD. Ticker: 300418 Security ID: Y0R7Z5109 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jie as Non-independent For Did Not Vote Management Director 2 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- BEIJING LANXUM TECHNOLOGY CO., LTD. Ticker: 300010 Security ID: Y07724100 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Signing of Conditional For For Management Subscription Agreement 9.1 Approve Signing of Strategic For For Management Cooperation Agreement with Yuemin Investment (Zhiying Investment, Yunhan Investment, Yunzhan Investment) 9.2 Approve Signing of Strategic For For Management Cooperation Agreement with Fenzhong Chuangxiang 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Commitment from Directors, For For Management Senior Management, Controlling Shareholder and Ultimate Controlling Shareholder Regarding Counter-dilution Measures in Connection to the Private Placement 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Change in Company Name and For For Management Stock Name 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING LIRR HIGH-TEMPERATURE MATERIALS CO., LTD. Ticker: 002392 Security ID: Y0772R109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING LIRR HIGH-TEMPERATURE MATERIALS CO., LTD. Ticker: 002392 Security ID: Y0772R109 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Conditional Shares For For Management Subscription Agreement with Target Subscribers in Connection to the Private Placement 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Termination of Share For For Management Repurchase Program -------------------------------------------------------------------------------- BEIJING LIRR HIGH-TEMPERATURE MATERIALS CO., LTD. Ticker: 002392 Security ID: Y0772R109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Remuneration Management For For Management Measures for Directors, Supervisors, Middle and Senior Management Members -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO. Ticker: 000786 Security ID: Y07708103 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve Provision of Guarantee For For Management 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Elect Fu Jinguang as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO. Ticker: 000786 Security ID: Y07708103 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Payment of Remuneration and For For Management Appointment of Auditor 6 Approve Related Party Transaction For For Management 7 Approve Financing Application For For Management 8 Approve Provision of External For For Management Guarantees 9 Approve Issuance of Non-financial For For Management Corporate Debt Financing Instruments 10 Amend External Guarantee Management For For Management System 11 Amend Related Party Transaction For For Management Management System 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0770G105 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Company's Application to the For For Management Controlling Shareholder for Borrowing Limit and Related Party Transactions 3 Approve Establishing the Legal For For Management Compliance Committee of the Board 4 Elect Gan Peizhong as Director For For Management -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0R729115 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishing the Legal For For Management Compliance Committee of the Board 2 Amend Articles of Association For For Management 3 Elect Gan Peizhong as Director For For Management 4 Approve Company's Application to the For For Management Controlling Shareholder for Borrowing Limit and Related Party Transactions -------------------------------------------------------------------------------- BEIJING NORTH STAR COMPANY LIMITED Ticker: 588 Security ID: Y0R729115 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financial Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Supervisory For For Management Committee 4 Approve 2020 Profit Distribution For For Management Scheme and Capital Reserve Fund Conversion 5 Approve Dividend Distribution Plan for For For Management Shareholders (2021-2023) 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration 9 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 10 Approve Authorization in Relation to For For Management Provision of Guarantee 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Approve Grant of General Mandate for For For Management Issuance of Debt Financing Instruments 13 Approve Registration and Issuance of For For Management Perpetual Medium Term Notes 14 Approve Registration and Issuance of For For Management Medium Term Notes 15.1 Elect Li Wei-Dong as Director For For Management 15.2 Elect Li Yun as Director For For Management 15.3 Elect Chen De-Qi as Director For For Management 15.4 Elect Zhang Wen-Lei as Director For For Management 15.5 Elect Guo Chuan as Director For For Management 16.1 Elect Chow Wing-Kin, Anthony as For For Shareholder Director 16.2 Elect Gan Pei-Zhong as Director For For Shareholder 16.3 Elect Chen De-Qiu as Director For For Shareholder 17.1 Elect Li Xue-Mei as Supervisor For For Management 17.2 Elect Mo Fei as Supervisor For For Management 17.3 Elect Du Yan as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING ORIENT LANDSCAPE & ENVIRONMENT CO., LTD. Ticker: 002310 Security ID: Y0772D100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Report For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve Provision of External For Against Management Guarantees 9 Approve Application of Credit Lines For For Management 10 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management and Capitalization of Capital Reserves 2 Approve Term Expiration of the For For Management Independent Director and Elect Cai Zhaoyun as Independent Director 3 Approve Issuance of Accounts For For Management Receivable Asset-backed Notes 4 Approve Change in Registered Capital For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Working System for Independent For For Management Directors 8 Amend Management System of Raised Funds For For Management 9 Approve Foreign Investment in the For For Management Construction of a Green Building New Material Industrial Park Project 10 Approve Foreign Investment in the For For Management Construction of a Green New Material Comprehensive Industrial Park Project 11 Approve Foreign Investment in the For For Management Construction of a New Building Material Production Base Project -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Appraisal Report on the Usage For For Management of Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Increase in Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Approve Issuance of Asset-backed For For Shareholder Securities -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management a Green Building New Material Production Base Project 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Draft and Summary of Employee For For Management Share Purchase Plan 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Employee Share Purchase Plan For For Shareholder Intent to Raise Funds through Financing and Securities Lending -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by the Subsidiary 12 Approve Provision of External Guarantee For For Management 13 Approve Increase in Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Ticker: 002271 Security ID: Y07729109 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Wholly-owned For For Management Subsidiary and Construction of Green New Type of Building Materials Research and Development and Production Base Project -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Licheng Biyuan Water Environment Treatment Co., Ltd. 2 Approve Guarantee Provision for Suihua For For Management Biqing Water Co., Ltd. 3 Approve Guarantee Provision for Suihua For For Management Bishuiyuan Water Technology Co., Ltd. 4 Approve Guarantee Provision for For For Management Chifeng Jinyuan Environmental Protection Technology Co., Ltd. 5 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 6 Approve to Adjust the Allowance of For For Management Independent Directors 7 Approve Guarantee Provision for For For Management Beijing OriginWater Membrane Technology Co., Ltd. 8 Approve Guarantee Provision for Wuhan For For Management OriginWater Environmental Protection Technology Co., Ltd. 9 Approve Guarantee Provision for For For Management Tianjin Jiyuan Water Treatment Co., Ltd. 10 Approve Early Termination of Guarantee For For Management Provision for Dongfang Bishuiyuan Water Co., Ltd. 11 Approve Guarantee Provision for For For Management Tianjin OriginWater Membrane Material Co., Ltd. 12 Approve Guarantee Provision for For For Management Beijing Liangye Environmental Technology Co., Ltd. (1) 13 Approve Guarantee Provision for For For Management Beijing Liangye Environmental Technology Co., Ltd. (2) 14 Approve Guarantee Provision for For For Management Controlled Subsidiary and Related Party Transactions -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Beijing Liangye Environmental Technology Co., Ltd. 2 Approve Provision of Guarantee for For For Management Beijing Deqingyuan Agricultural Technology Co., Ltd. (I) 3 Approve Provision of Guarantee for For For Management Beijing Deqingyuan Agricultural Technology Co., Ltd. (II) 4 Approve Early Termination of Provision For For Management of Guarantee for Beijing Liangye Environmental Technology Co., Ltd. (I) 5 Approve Early Termination of Provision For For Management of Guarantee for Beijing Liangye Environmental Technology Co., Ltd. (II) -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Elect Fu Tao as Independent Director For For Management 3 Approve Guarantee Provision for For For Management Beijing Hengze Meishun Environmental Technology Co., Ltd. 4 Approve Guarantee Provision for For For Management Nanxian Bishuiyuan Water Co., Ltd. 5 Approve Provision of Guarantee for For For Shareholder Beijing Liangye Environmental Technology Co., Ltd. (I) 6 Approve Provision of Guarantee for For For Shareholder Beijing Liangye Environmental Technology Co., Ltd. (II) -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Beijing OriginWater Membrane Technology Co., Ltd. (1) 2 Approve Guarantee Provision for For For Management Beijing OriginWater Membrane Technology Co., Ltd. (2) 3 Approve Guarantee Provision for For For Management Qinhuangdao OriginWater Environmental Technology Co., Ltd. 4 Elect Li Jie as Supervisor For For Shareholder 5.1 Elect Yu Xiaoxue as Non-Independent For For Shareholder Director 5.2 Elect Du Xiaoming as Non-Independent For For Shareholder Director 5.3 Elect Gao Dehui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Signing of Conditional For For Management Subscription Agreement 10 Approve Signing of Supplemental For For Management Conditional Subscription Agreement 11 Approve Shareholder Return Plan For For Management 12 Amend Management System of Raised Funds For For Management 13 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Beijing Bishuiyuan Broad Water Technology Co., Ltd. 2 Approve Provision of Guarantee for For For Management Chishui Bishui Qingyuan Environmental Technology Co., Ltd. 3 Approve Provision of Guarantee for For For Management Yuanjiang Bishuiyuan Environmental Protection Technology Co., Ltd. 4 Approve Provision of Guarantee for For For Management Beijing Jiu'an Construction Investment Group Co., Ltd. 5 Approve Early Termination of Provision For For Management of Guarantee for Beijing Deqingyuan Agricultural Technology Co., Ltd. 6 Approve Provision of Guarantee for For For Shareholder Anshun Liangchen Guangqi Cultural Tourism Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Type and Par Value For For Management 1.2 Approve Issuance Method and Time For For Management 1.3 Approve Target Parties and For For Management Subscription Manner 1.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 1.5 Approve Issue Size For For Management 1.6 Approve Lock-up Period For For Management 1.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 1.8 Approve Amount and Usage of Raised For For Management Funds 1.9 Approve Listing Location For For Management 1.10 Approve Resolution Validity Period For For Management 2 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Parties 3 Approve Plan on Issuance of Shares to For For Management Specific Parties 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Contract 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Adjustment to the Provision of For For Management Guarantee to the Application of Financial Lease from Related Party 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Provision of Guarantee for For For Management Yiyang Guokai Bishuiyuan Water Co., Ltd. 2 Approve Early Termination of Provision For For Management of Guarantee for Beijing Bishuiyuan Broad Water Technology Co., Ltd. 3 Approve Early Termination of Provision For For Management of Guarantee for Inner Mongolia Dongyuan Water Technology Development Co., Ltd. 4 Approve Loan from Controlling For For Management Shareholder and Related Party Transactions -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wen Jianping as Director For For Shareholder 1.2 Elect Liu Tao as Director For For Shareholder 1.3 Elect Kong Weijian as Director For For Shareholder 1.4 Elect Liu Xiaodan as Director For For Shareholder 1.5 Elect Du Xiaoming as Director For For Shareholder 1.6 Elect Gao Dehui as Director For For Shareholder 2.1 Elect Wang Kaijun as Director For For Shareholder 2.2 Elect Wang Yueyong as Director For For Shareholder 2.3 Elect Fu Tao as Director For For Shareholder 3.1 Elect Li Jie as Supervisor For For Shareholder 3.2 Elect Zheng Guangfeng as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Provision of Guarantee for For For Management Mile Bishuiyuan Environmental Protection Technology Co., Ltd. 6 Approve Provision of Counter Guarantee For For Management 7 Approve Provision of Guarantee for For For Management Taiyuan Bishuiyuan Water Co., Ltd. -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with China Communications Construction Group Co., Ltd. 6.2 Approve Daily Related Party For For Management Transactions with Tianjin Bihai Haimian Chengshi Co., Ltd. 6.3 Approve Daily Related Party For For Management Transactions with Jilin Bishuiyuan Water Technology Co., Ltd. 6.4 Approve Daily Related Party For For Management Transactions with Zhejiang Bishuiyuan Environmental Technology Co., Ltd. 6.5 Approve Daily Related Party For For Management Transactions with Fujian Zhangfa Bishuiyuan Technology Co., Ltd. 6.6 Approve Daily Related Party For For Management Transactions with Guangdong Haiyuan Environmental Protection Technology Co. , Ltd. 6.7 Approve Daily Related Party For For Management Transactions with Xinjiang Bishuiyuan Environmental Resources Co., Ltd. 6.8 Approve Daily Related Party For For Management Transactions with Qingdao Water Bishuiyuan Technology Development Co., Ltd. 6.9 Approve Daily Related Party For For Management Transactions with Xi'an Biyuan Water Co., Ltd. 6.10 Approve Daily Related Party For For Management Transactions with Xinjiang Kunlun New Water Source Technology Co., Ltd. 6.11 Approve Daily Related Party For For Management Transactions with Deyang Jinghui Investment Co., Ltd. 6.12 Approve Daily Related Party For For Management Transactions with Tianjin Kaiying Technology Development Co., Ltd. 6.13 Approve Daily Related Party For For Management Transactions with Bixing Wulian Technology (Shenzhen) Co., Ltd. 6.14 Approve Daily Related Party For For Management Transactions with Gerui Dadongli Co., Ltd. 7 Approve to Appoint Auditor For For Management 8 Approve Adjustment on Performance For For Management Commitment Compensation 9 Approve Provision of Guarantee to For For Management Beijing Bitong Taima Water Environmental Treatment Co., Ltd. 10 Approve Provision of Guarantee to For For Management Xi'an Biyuan Water Co., Ltd. 11 Approve Termination on Guarantee For For Management Provision to Alukerqin Qi Bishuiyuan Water Co., Ltd -------------------------------------------------------------------------------- BEIJING ORIGINWATER TECHNOLOGY CO., LTD. Ticker: 300070 Security ID: Y0772Q101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Beijing Bishuiyuan Environmental Technology Co., Ltd. 2 Approve Signing of Strategic For For Management Cooperation Agreement and Related Party Transactions 3 Approve Provision of Guarantee for For For Management Landsky Technology Group Co., Ltd. 4 Approve Early Termination of Guarantee For For Management for Taiyuan Bishuiyuan Water Co., Ltd. 5 Approve Early Termination of Guarantee For For Management for Urumqi Kefa Tongyuan Environmental Protection Technology Co., Ltd. 6 Approve Early Termination of Guarantee For For Management for Urumqi Midong Kefa Reclaimed Water Co., Ltd. 7 Approve Early Termination of Guarantee For For Management for Urumqi Kefa Industrial Water Treatment Co., Ltd. -------------------------------------------------------------------------------- BEIJING PHILISENSE TECHNOLOGY CO., LTD. Ticker: 300287 Security ID: Y0774E106 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Zhenhua as Non-independent For For Management Director 1.2 Elect Cao Xinjun as Non-independent For For Management Director 1.3 Elect Chen Hongshun as Non-independent For For Management Director 1.4 Elect Shi Quan as Non-independent For For Management Director 1.5 Elect Yue Lu as Non-independent For For Management Director 1.6 Elect Liu Xiao as Non-independent For For Management Director 2.1 Elect Wang Hanpo as Independent For For Management Director 2.2 Elect Li Rong as Independent Director For For Management 2.3 Elect Zhang Mingzhao as Independent For For Management Director 3.1 Elect Yang Huichao as Supervisor For For Management 3.2 Elect Li Shiyu as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING PHILISENSE TECHNOLOGY CO., LTD. Ticker: 300287 Security ID: Y0774E106 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING PHILISENSE TECHNOLOGY CO., LTD. Ticker: 300287 Security ID: Y0774E106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Explanation on the For For Management Occupation of the Company's Funds by the Controlling Shareholders and Other Related Parties 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING ROBOROCK TECHNOLOGY CO., LTD. Ticker: 688169 Security ID: Y077C9108 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds to Purchase For For Management Financial Products 2 Amend External Investment Management For For Shareholder Method -------------------------------------------------------------------------------- BEIJING ROBOROCK TECHNOLOGY CO., LTD. Ticker: 688169 Security ID: Y077C9108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration of Supervisors For Against Management 9 Approve Related Party Transaction For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Controlled Subsidiary 2 Approve Guarantee Provision Plan For For Management 3.1 Elect Liu Lei as Non-Independent For For Shareholder Director 3.2 Elect Li Lin as Non-Independent For For Shareholder Director 3.3 Elect Liang Jian as Non-Independent For For Shareholder Director 3.4 Elect Gao Zhiqiang as Non-Independent For For Shareholder Director 3.5 Elect Bian Jiangrong as For For Shareholder Non-Independent Director 3.6 Elect Sun Yanhong as Non-Independent For For Shareholder Director 3.7 Elect Wang Li as Non-Independent For For Shareholder Director 4.1 Elect Tan Xiangyang as Independent For For Shareholder Director 4.2 Elect Zuo Shiyang as Independent For For Shareholder Director 4.3 Elect Liu Lingli as Independent For For Shareholder Director 4.4 Elect Zhang Wenwu as Independent For For Shareholder Director 5.1 Elect Sun Lihua as Supervisor For For Shareholder 5.2 Elect Du Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Detailed Rules for Online For Against Management Voting of the Shareholders General Meeting 5 Amend Working System for Independent For Against Management Directors 6 Amend Management System for Allowance For For Management Independent Directors 7 Amend Cash Dividends Management System For Against Management 8 Amend Management System of Raised Funds For Against Management 9 Amend Related-Party Transaction For Against Management Management System 10 Amend Accounting Policies and For Against Management Accounting Estimations 11 Approve Implementing Rules for For Against Management Cumulative Voting System 12 Approve External Guarantee Management For Against Management Regulations 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve Provision of Guarantee For For Management 15 Approve Acceptance of Financial For For Shareholder Assistance -------------------------------------------------------------------------------- BEIJING SANJU ENVIRONMENTAL PROTECTION & NEW MATERIALS CO LTD. Ticker: 300072 Security ID: Y0773K103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BEIJING SANLIAN HOPE SHIN-GOSEN TECHNICAL SERVICE CO., LTD. Ticker: 300384 Security ID: Y0776Y100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Manner and Price Range of For For Management Share Repurchase 1.4 Approve Type, Number and Proportion of For For Management the Share Repurchase 1.5 Approve Source of Funds for Share For For Management Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Authorization Matters For For Management -------------------------------------------------------------------------------- BEIJING SANLIAN HOPE SHIN-GOSEN TECHNICAL SERVICE CO., LTD. Ticker: 300384 Security ID: Y0776Y100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Own Funds and For For Management Raised Funds to Invest in Principal-guaranteed Financial Products 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BEIJING SANYUAN FOODS CO., LTD. Ticker: 600429 Security ID: Y0770Z111 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Guorong as Non-Independent For For Shareholder Director 1.2 Elect Yu Yongjie as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- BEIJING SANYUAN FOODS CO., LTD. Ticker: 600429 Security ID: Y0770Z111 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- BEIJING SANYUAN FOODS CO., LTD. Ticker: 600429 Security ID: Y0770Z111 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management and Reversal 7 Approve Excess Related Party For For Management Transactions 8 Approve Daily Related Party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Capital Reduction For For Management 11 Approve Report of the Independent For For Management Directors 12 Approve Application of Comprehensive For For Management Credit Lines 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Amend Working System for Independent For For Management Directors 17 Amend Related-Party Transaction For For Management Management System 18 Approve Provision of Guarantee For For Management 19.1 Elect Yao Fang as Director For For Shareholder -------------------------------------------------------------------------------- BEIJING SCIENCE SUN PHARMACEUTICAL CO., LTD. Ticker: 300485 Security ID: Y0R7ZX108 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For For Management Share Incentive Plan as well as Approve Repurchase and Cancellation of Performance Shares 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING SCIENCE SUN PHARMACEUTICAL CO., LTD. Ticker: 300485 Security ID: Y0R7ZX108 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Purchase For For Management Financial Products 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING SCIENCE SUN PHARMACEUTICAL CO., LTD. Ticker: 300485 Security ID: Y0R7ZX108 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Biao as Non-Independent For For Management Director 1.2 Elect Ma Li as Non-Independent Director For For Management 1.3 Elect Wang Xuefeng as Non-Independent For For Management Director 1.4 Elect Yin Changcheng as For For Management Non-Independent Director 1.5 Elect Xu Wentao as Non-Independent For For Management Director 2.1 Elect Xu Hong as Independent Director For For Management 2.2 Elect Wang Fei as Independent Director For For Management 2.3 Elect Dong Yueyang as Independent For For Management Director 3.1 Elect Zhao Lina as Supervisor For For Management 3.2 Elect Zhang Ning as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SCIENCE SUN PHARMACEUTICAL CO., LTD. Ticker: 300485 Security ID: Y0R7ZX108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members 8 Approve Amendments to Articles of For For Management Association 9 Amend External Investment Management For Against Management Method 10 Amend Management System for Providing For Against Management External Guarantees 11 Amend Related-Party Transaction For Against Management Management System 12 Approve Implementing Rules for For Against Management Cumulative Voting System 13 Approve Completion of Fund Raising For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- BEIJING SDL TECHNOLOGY CO., LTD. Ticker: 002658 Security ID: Y0774Y102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhuang Zhuoran as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD. Ticker: 002153 Security ID: Y0772L102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds to Purchase For For Management Financial Products 8 Approve Remuneration of Senior For For Management Management Members -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overview of the Transaction For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Asset Acquisition For For Management 2.4 Approve Basis of Pricing and For For Management Transaction Price 2.5 Approve Share Type and Par Value For For Management 2.6 Approve Issue Manner and Target For For Management Subscribers 2.7 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.8 Approve Issue Size For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Listing Exchange For For Management 2.11 Approve Profit and Loss During the For For Management Transition Period 2.12 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.13 Approve Resolution Validity Period For For Management 2.14 Approve Share Type and Par Value For For Management 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.17 Approve Issue Size For For Management 2.18 Approve Lock-Up Period Arrangement For For Management 2.19 Approve Use of Raising Funds For For Management 2.20 Approve Listing Exchange For For Management 2.21 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.22 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-party Transaction 4 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement 7 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares Agreement 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Relevant Audit Reports, Review For For Management Report and Evaluation Report of this Transaction 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Amend Management System of Raised Funds For For Management 18 Approve Change in Commitments For For Shareholder -------------------------------------------------------------------------------- BEIJING SHOUGANG CO., LTD. Ticker: 000959 Security ID: Y07713103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related-party Transactions For For Management 9 Approve to Conduct Financial Business For For Management with Finance Company 10 Approve Financial Service Agreement For For Management for the Financial Business 11.1 Elect Liang Wangnan as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Company's Management System For For Management 3 Approve Issuance of Medium-term Notes For For Management 4 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- BEIJING SHUNXIN AGRICULTURE CO., LTD. Ticker: 000860 Security ID: Y0771P104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Daily Related-party For For Management Transactions 9 Elect Xu Meng as Independent Director For For Management -------------------------------------------------------------------------------- BEIJING SIFANG AUTOMATION CO., LTD. Ticker: 601126 Security ID: Y0773N107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- BEIJING SIFANG AUTOMATION CO., LTD. Ticker: 601126 Security ID: Y0773N107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors in For For Management 2020 8 Approve Remuneration Standard of For For Management Directors in 2021 9 Approve Remuneration of Supervisors in For For Management 2020 10 Approve Remuneration Standard of For For Management Supervisors in 2021 11 Approve to Appoint Auditor For For Management 12 Approve Credit Line Application from For For Management China Construction Bank Corporation Beijing Zhongguancun Branch and Provision of Guarantees 13 Approve Credit Line Application from For For Management HSBC Bank (China) Company Limited Beijing Branch and Provision of Guarantees -------------------------------------------------------------------------------- BEIJING SINNET TECHNOLOGY CO., LTD. Ticker: 300383 Security ID: Y0R7V6101 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Carry-out the Application and For For Management Issuance of Infrastructure Public Offering REITs 2 Approve Application of Bank Credit For For Management Lines 3 Approve Provision of Guarantee For For Management 4 Approve Signing of Supplementary For For Shareholder Agreement of Capital Injection Agreement and Financial Assistance Provision -------------------------------------------------------------------------------- BEIJING SINNET TECHNOLOGY CO., LTD. Ticker: 300383 Security ID: Y0R7V6101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Remuneration Incentive System For For Management for Directors and Supervisors 7 Approve to Appoint Auditor For For Management 8.1 Approve Amendments to Articles of For For Management Association 8.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 8.3 Amend Working System for Independent For Against Management Directors 8.4 Amend Management System for Providing For Against Management External Guarantees 8.5 Amend Management System for Providing For Against Management External Investments 8.6 Amend Related-Party Transaction For Against Management Management System 8.7 Amend Management System of Usage of For Against Management Raised Funds 9 Approve Signing of Supplemental For For Management Agreement of Capital Injection Agreement -------------------------------------------------------------------------------- BEIJING SINOHYTEC CO., LTD. Ticker: 688339 Security ID: ADPV49119 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Duty Performance Report of For For Management Audit Committee 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Report of the Independent For For Management Directors 9 Approve Amendments to Articles of For For Management Association 10 Approve Authorization of Board to For For Management Handle All Related Matters of Issuance of Shares to Specific Targets -------------------------------------------------------------------------------- BEIJING SL PHARMACEUTICAL CO., LTD. Ticker: 002038 Security ID: Y0773L119 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Investment in Short-Term Risk For For Management Investment 9 Approve Change in Registered Address, For For Management Amendments to Articles of Association 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13.1 Elect Xu Mingbo as Director For For Management 13.2 Elect Chen Yulin as Director For For Management 13.3 Elect Liang Shujie as Director For For Management 13.4 Elect Wang Wenxin as Director For For Management 14.1 Elect Qian Lingjia as Director For For Management 14.2 Elect Cheng Longyun as Director For For Management 15.1 Elect Zhang Chunlei as Supervisor For For Management 15.2 Elect Qi Yanming as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zou Zuojun as Non-Independent For For Management Director 1.2 Elect Liu Xi as Non-Independent For For Management Director 1.3 Elect Luo Aiping as Non-Independent For For Management Director 1.4 Elect Sun Xiaolin as Non-Independent For For Management Director 1.5 Elect Liang Hongjun as Non-Independent For For Management Director 1.6 Elect SHENG DAN as Non-Independent For For Management Director 2.1 Elect Chen Yonghong as Independent For For Management Director 2.2 Elect Ding Jian as Independent Director For For Management 2.3 Elect Fu Lei as Independent Director For For Management 3.1 Elect Jiang Tao as Supervisor For For Management 3.2 Elect Guo Congzhao as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING STRONG BIOTECHNOLOGIES, INC. Ticker: 300406 Security ID: Y0R7Z7105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Annual Reward Plan of the For For Management Company's Management 9 Approve Cancellation of Repurchased For For Shareholder Company Shares 10 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BEIJING SUMAVISION TECHNOLOGIES CO., LTD. Ticker: 300079 Security ID: Y81861109 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3 Elect Li Binbo as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SUMAVISION TECHNOLOGIES CO., LTD. Ticker: 300079 Security ID: Y81861109 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING SUMAVISION TECHNOLOGIES CO., LTD. Ticker: 300079 Security ID: Y81861109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Amendments to Articles of For For Management Association 8 Amend Working System for Independent For Against Management Directors 9 Amend External Guarantee Management For Against Management Regulations 10 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- BEIJING SUPERMAP SOFTWARE CO., LTD. Ticker: 300036 Security ID: Y0773M109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amend Articles of Association 2.1 Elect Zhong Ershun as Non-independent For For Management Director 2.2 Elect Song Guanfu as Non-independent For For Management Director 2.3 Elect Sun Zaihong as Non-independent For For Management Director 2.4 Elect Huang Wenli as Non-independent For For Management Director 3.1 Elect Guo Renzhong as Independent For For Management Director 3.2 Elect Tang Guoan as Independent For For Management Director 3.3 Elect Li Huajie as Independent Director For For Management 4.1 Elect Zeng Zhiming as Supervisor For For Management 4.2 Elect Zhang Zhiqing as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING SUPERMAP SOFTWARE CO., LTD. Ticker: 300036 Security ID: Y0773M109 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audited Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Articles of Association to For For Shareholder Expand Business Scope -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Weihang as Non-Independent For For Management Director 1.2 Elect Dai Shuangzhu as Non-Independent For For Management Director 1.3 Elect Hao Kai as Non-Independent For For Management Director 1.4 Elect Lian Xu as Non-Independent For For Management Director 1.5 Elect Liu Songjian as Non-Independent For For Management Director 1.6 Elect Cui Chen as Non-Independent For Against Management Director 1.7 Elect Wei Jing as Non-Independent For For Management Director 2.1 Elect Liu Xiaotian as Independent For For Management Director 2.2 Elect Zhao Jinyan as Independent For For Management Director 2.3 Elect You Liqun as Independent Director For For Management 3.1 Elect Fu Quan as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance Standard for the For For Management Board of Directors 2 Approve Allowance Standard for the For For Management Board of Supervisors 3.1 Approve Purpose of Share Repurchase For For Management 3.2 Approve Types of Shares Repurchased For For Management 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Period of the Share Repurchase For For Management 3.5 Approve Price of Repurchased Shares For For Management 3.6 Approve Purpose, Quantity, the For For Management Proportion of the Company's Total Share Capital and the Total Amount of Funds 3.7 Approve Source of Funds Used for For For Management Repurchase 3.8 Approve the Relevant Arrangements for For For Management the Legal Transfer or Cancellation of the Repurchased Shares 3.9 Approve Authorization of the Company's For For Management Management to Handle All Matters Related to this Share Repurchase -------------------------------------------------------------------------------- BEIJING TEAMSUN TECHNOLOGY CO., LTD. Ticker: 600410 Security ID: Y0773Q100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Daily Related-Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Financing Amount For For Management -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary 2 Approve Related Party Transaction in For For Management Connection to Guarantee Provision by Company and the Company's Ultimate Controller for the Comprehensive Credit Line Application of Wholly-Owned Subsidiary 3 Approve Related Party Transaction in For For Management Connection to Supplemental Confirmation on Guarantee Provision by the Company's Senior Management and Its Related Parties for the Comprehensive Credit Line Application of Wholly-Owned Subsidiary 4 Approve Related Party Transaction in For For Management Connection to Guarantee Provision by the Company's Senior Management and Its Related Parties for the Comprehensive Credit Line Application of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Lin as Non-Independent For For Management Director 1.2 Elect Ren Gang as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of For For Management Non-Independent Directors 6.2 Approve Remuneration of Independent For For Management Directors 7.1 Approve Remuneration of Fan Jiaojiao For For Management 7.2 Approve Remuneration of Wang Zhen For For Management 7.3 Approve Remuneration of Gong Wei For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD. Ticker: 600161 Security ID: Y0770S109 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Raised Funds Investment For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Establishment of Special For For Management Raised Funds Account 10 Approve Capital Increase For For Management 11 Approve Capital Increase in For For Management Wholly-owned Subsidiary 12 Approve Formulation of Management For Against Management System of Raised Funds 13 Amend and Renew Financial Service For For Management Agreement -------------------------------------------------------------------------------- BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD. Ticker: 600161 Security ID: Y0770S109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision for Asset Impairment For For Management and Asset Retirement 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING TONGRENTANG CO., LTD. Ticker: 600085 Security ID: Y0771B105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Adjustment of Allowance of For For Management Independent Directors and External Supervisor 8 Amend Articles of Association For Against Management 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10.1 Elect Di Shubing as Director For For Management 10.2 Elect Zang Yi as Director For For Management 10.3 Elect Liu Baigang as Director For For Management 10.4 Elect Man Jie as Director For For Management 10.5 Elect Jia Zetao as Director For For Management 10.6 Elect Wen Kaiting as Director For For Management 10.7 Elect Zhang Zhaohua as Director For For Management 11.1 Elect Qiao Yanjiang as Director For For Management 11.2 Elect Tan Hongxu as Director For For Management 11.3 Elect Wang Guihua as Director For For Management 11.4 Elect Wang Zhao as Director For For Management 12.1 Elect Mao Fuguo as Supervisor For For Management 12.2 Elect Wang Jixiong as Supervisor For For Management 12.3 Elect Kong Weiping as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Total Amount and Use of For For Management Proceeds 2.10 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Private Placement of Shares For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Share Subscription Agreement For For Management 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets (Revised Draft) 4 Approve Plan for Issuance of Shares to For For Management Specific Targets (Revised Draft) 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds (Revised Draft) 6 Approve Signing of Supplemental For For Management Agreement to the Share Subscription Agreement and Related Party Transactions 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Introduction of Strategic For For Management Investors and the Signing of Conditional Strategic Cooperation Agreement 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING TONGTECH CO., LTD. Ticker: 300379 Security ID: Y0776N104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of For For Management Non-independent Directors and Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Management System of External For For Management Investments 11 Amend Related Party Transaction For For Management Management System 12 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING ULTRAPOWER SOFTWARE CO., LTD. Ticker: 300002 Security ID: Y0775T102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Entrusted Asset Management Plan For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption of Company Related For For Management Commitments 2 Approve to Adjust the Investment Scale For For Management of the Original Fundraising Project, Implementation Subject and Change in Partial Usage of Proceeds -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Supplementary Pledges and Mortgages -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Equity Disposal Agreement and For For Management Related Party Transactions 3 Approve Provision of Guarantee and For For Management Related Party Transactions -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Transfer and Repurchase For For Management and Related Party Transaction -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Guo Xinping as Director For For Shareholder 3.2 Elect Wu Yue as Director For For Shareholder 3.3 Elect Wang Zhiqiang as Director For For Shareholder 3.4 Elect Wang Chongxiang as Director For For Shareholder 3.5 Elect Sun Jiugang as Director For For Shareholder 3.6 Elect Li Zhansen as Director For For Shareholder 4.1 Elect Yan Zhongwen as Director For For Shareholder 4.2 Elect Jin Yongjun as Director For For Shareholder 4.3 Elect Gao Zhuo as Director For For Shareholder 5.1 Elect Hou Hongmei as Supervisor For For Shareholder 5.2 Elect Chen Xiaomin as Supervisor For For Shareholder 6 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- BEIJING UNISTRONG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002383 Security ID: Y07762100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- BEIJING UNITED INFORMATION TECHNOLOGY CO., LTD. Ticker: 603613 Security ID: Y077BP103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve Report of the Independent For Did Not Vote Management Directors 8 Approve Remuneration of For Did Not Vote Management Non-Independent Directors 9 Approve Remuneration of Independent For Did Not Vote Management Directors 10 Approve Remuneration of Supervisors For Did Not Vote Management 11 Approve Application of Credit Lines For Did Not Vote Management and Provision of Guarantees 12 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION DESIGN & DEVELOPMENT GROUP CO., LIMITED Ticker: 1599 Security ID: Y0776U108 Meeting Date: OCT 10, 2020 Meeting Type: Special Record Date: OCT 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan and For For Management Dividend Declaration Proposal 2 Elect Wang Tao as Director For For Management 3 Elect Wang Guofeng as Director For For Management -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 600266 Security ID: Y0771Y105 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3 Approve Issuance of Medium-term Notes For For Management 4 Approve Authorization of the Board for For For Management Medium-term Notes -------------------------------------------------------------------------------- BEIJING URBAN CONSTRUCTION INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 600266 Security ID: Y0771Y105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Guarantee Authorization For For Management -------------------------------------------------------------------------------- BEIJING URBAN-RURAL COMMERCIAL (GROUP) CO., LTD. Ticker: 600861 Security ID: Y07704102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Business Work Report For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Use of Own Funds for For For Management Investment in Financial Products 7 Approve Appointment of Auditor For For Management 8 Approve Financial Assistance Provision For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Annual Report and Summary For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING VANTONE REAL ESTATE CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Amend Articles of Association -------------------------------------------------------------------------------- BEIJING VANTONE REAL ESTATE CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Desong as Independent For For Management Director -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan for Issuance of Shares to For For Management Specific Targets 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 7 Approve Authorization of Board or For For Management Board Authorized Person to Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bi Yongdong as Supervisor For For Management 1.2 Elect Yu Wei as Supervisor For For Management 2 Approve Postponement of Raised Funds For For Management Investment Projects -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For Against Management Credit Lines and Related Guarantees -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING VRV SOFTWARE CO., LTD. Ticker: 300352 Security ID: Y0776H107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BEIJING WANJI TECHNOLOGY CO. LTD. Ticker: 300552 Security ID: Y0778F109 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Common Shares (A Shares) 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement of Common Shares (A Shares) 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Special Account for Raised For For Management Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board or For For Management Board Authorized Person to Handle All Matters Related to Private Placement of Common Shares (A Shares) -------------------------------------------------------------------------------- BEIJING WANJI TECHNOLOGY CO. LTD. Ticker: 300552 Security ID: Y0778F109 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhai Jun as Non-Independent For For Management Director 1.2 Elect Cui Xuejun as Non-Independent For For Management Director 1.3 Elect Liu Huixi as Non-Independent For For Management Director 1.4 Elect Deng Yongqiang as For For Management Non-Independent Director 1.5 Elect Zhang Ning as Non-Independent For For Management Director 1.6 Elect Lian Yuan as Non-Independent For For Management Director 2.1 Elect Ju Rongyun as Independent For For Management Director 2.2 Elect Shi Dandan as Independent For For Management Director 2.3 Elect Huang Tao as Independent Director For For Management 3.1 Elect Xiao Liang as Supervisor For For Management 3.2 Elect Fang Yanming as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BEIJING WANJI TECHNOLOGY CO. LTD. Ticker: 300552 Security ID: Y0778F109 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Plan for For For Management Issuance of Shares to Specific Targets 2 Approve Adjustment on Authorization of For For Management the Board or Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- BEIJING WANJI TECHNOLOGY CO. LTD. Ticker: 300552 Security ID: Y0778F109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related Party Transaction For For Management 3 Approve Provision of Guarantee by For For Management Controlling Shareholder and Concerted Parties to the Company's Credit Line -------------------------------------------------------------------------------- BEIJING WANJI TECHNOLOGY CO. LTD. Ticker: 300552 Security ID: Y0778F109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Working System for Independent For Against Management Directors 11 Amend Measures for the Management of For Against Management Raised Funds 12 Amend Measures for the Administration For Against Management of External Investment 13 Amend Management System for Providing For Against Management External Guarantees 14 Amend Related-party Transaction For Against Management Management Measures 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE CO., LTD. Ticker: 603392 Security ID: Y077CK103 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xing Huiqiang as Independent For For Management Director -------------------------------------------------------------------------------- BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE CO., LTD. Ticker: 603392 Security ID: Y077CK103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration Plan of Directors For Against Management and Supervisors 8 Approve Guarantee Provision For Against Management 9.1 Elect Qiu Zixin as Director For For Management 9.2 Elect Ye Xiangzhong as Director For For Management 9.3 Elect Zhao Lingzhi as Director For For Management 9.4 Elect Wang Dan as Director For For Management 10.1 Elect Long Chengfeng as Director For For Management 10.2 Elect Wang Guiqiang as Director For For Management 10.3 Elect Xing Huiqiang as Director For For Management 11.1 Elect Xing Qingchao as Supervisor For For Management 11.2 Elect Chen Cunren as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Purchase Restructure Plan 2.1 Approve Transaction Manner For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Assets For For Management 2.4 Approve Audit and Evaluation Base Date For For Management of this Transaction 2.5 Approve Pricing Method, Pricing Basis For For Management and Transaction Price of the Underlying Asset 2.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.7 Approve Personnel Placement For For Management 2.8 Approve Asset Delivery Obligations and For For Management Liabilities for Breach of Contract 2.9 Approve the Company's Capital For For Management Contribution Obligations 2.10 Approve Resolution Validity Period For For Management 3 Approve This Transaction Does Not For For Management Constitute as Related Party Transaction 4 Approve Major Assets Restructuring For For Management Plan Does Not Constitute as Restructure Listing 5 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Signing of Conditional Equity For For Management Transfer Agreement 8 Approve Report (Revised Draft) and For For Management Summary on Company's Major Asset Purchase 9 Approve Audit Report, Evaluation For For Management Report and Review Report of this Major Asset Purchase 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 14 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Compliance with Article 18 of For For Management the Measures for the Continuous Supervision of Listed Companies on ChiNext and Article 7 of the Rules for the Review of Major Asset Reorganizations of Listed Companies on ChiNext 17 Approve Deferred Payment of Partial For For Management Equity Transfer 18 Approve Debt Restructuring For For Management 19 Approve Provision for Asset Impairment For For Management Losses 20 Approve Use of Idle Own Funds to For For Management Invest in Entrusted Financial Products -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Manner and Price Range of For For Management Share Repurchase 1.4 Approve Type, Usage, Total Funds, For For Management Number and Proportion of the Share Repurchase 1.5 Approve Source of Funds for Share For For Management Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Relevant Authorization to For For Management Handle this Share Repurchase 1.8 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- BEIJING WATER BUSINESS DOCTOR CO., LTD. Ticker: 300055 Security ID: Y07760104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Certain Stock For For Management Options and Performance Shares 2 Elect Wu Yezhou as Supervisor For For Management 3 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Weiqun as Non-Independent For For Management Director 2 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Option For For Management as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Option For For Management and Performance Share -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Weiqun as Director For For Management 1.2 Elect Cai Houfu as Director For For Management 1.3 Elect Jiang Ping as Director For For Management 1.4 Elect Xiong Yan as Director For For Management 2.1 Elect Yu Ming as Director For For Management 2.2 Elect Fan Binbo as Director For For Management 2.3 Elect Zeng Jinlong as Director For For Management 3.1 Elect Wu Yezhou as Supervisor For For Management 3.2 Elect Song Jie as Supervisor For For Management 4.1 Approve Remuneration of Chen Weiqun For For Management 4.2 Approve Remuneration of Cai Fuhou For For Management 4.3 Approve Remuneration of Jiang Ping For For Management 4.4 Approve Remuneration of Xiong Yan For For Management 4.5 Approve Remuneration of Yu Ming For For Management 4.6 Approve Remuneration of Fan Binbo For For Management 4.7 Approve Remuneration of Zeng Jinlong For For Management 5.1 Approve Remuneration of Xia Lin For For Management 5.2 Approve Remuneration of Wu Yezhou For For Management 5.3 Approve Remuneration of Song Jie For For Management 6 Approve Termination of Stock Option For For Management Plan and Performance Share Incentive Plan and Cancellation of Performance Shares and Stock Options -------------------------------------------------------------------------------- BEIJING WATERTEK INFORMATION TECHNOLOGY CO., LTD. Ticker: 300324 Security ID: Y0774W106 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve No Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEIJING WKW AUTOMOTIVE PARTS CO., LTD. Ticker: 002662 Security ID: Y0774Z109 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Bond Interest Rate and Its For For Management Determination Method 2.7 Approve Payment Manner of Capital and For For Management Interest 2.8 Approve Guarantees For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Listing and Transfer of Bonds For For Management Issued 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Underwriting Manner For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Matters Related to the Private Corporate Bond Issuance -------------------------------------------------------------------------------- BEIJING WKW AUTOMOTIVE PARTS CO., LTD. Ticker: 002662 Security ID: Y0774Z109 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Elect Guo Qing as Independent Director For For Management 8 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BEIJING YANJING BREWERY CO., LTD. Ticker: 000729 Security ID: Y0771Z102 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Xiaodong as Non-Independent For For Management Director 1.2 Elect Xie Guangjun as Non-Independent For For Management Director 1.3 Elect Liu Xiangyu as Non-Independent For For Management Director 1.4 Elect Li Guangjun as Non-Independent For For Management Director 1.5 Elect Dong Xuezeng as Non-Independent For For Management Director 1.6 Elect Guo Weiping as Non-Independent For For Management Director 1.7 Elect Jia Fengchao as Non-Independent For For Management Director 1.8 Elect Xiao Guofeng as Non-Independent For For Management Director 1.9 Elect Wu Pei as Non-Independent For For Management Director 1.10 Elect Lin Zhiping as Non-Independent For For Management Director 2.1 Elect Guo Xiaochuan as Independent For For Management Director 2.2 Elect Zhu Liqing as Independent For For Management Director 2.3 Elect Zhang Guiqing as Independent For For Management Director 2.4 Elect Yin Jianjun as Independent For For Management Director 2.5 Elect Zhou Jian as Independent Director For For Management 3.1 Elect Wang Lina as Supervisor For For Management 3.2 Elect Wen Qing as Supervisor For For Management -------------------------------------------------------------------------------- BEIJING YANJING BREWERY CO., LTD. Ticker: 000729 Security ID: Y0771Z102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BEIJING YUANLIU HONGYUAN ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 603267 Security ID: Y0R9T3107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Remuneration of Independent For For Management Directors 8 Approve Remuneration of For For Management Non-Independent Directors 9 Approve Remuneration of Supervisors For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Changes in Business Period and For For Management Amend Articles of Association -------------------------------------------------------------------------------- BEIJING YUANLIU HONGYUAN ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 603267 Security ID: Y0R9T3107 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIJING ZHONG KE SAN HUAN HIGH-TECH CO., LTD. Ticker: 000970 Security ID: Y07728101 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- BEIJING ZHONG KE SAN HUAN HIGH-TECH CO., LTD. Ticker: 000970 Security ID: Y07728101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial Auditor For For Management and Internal Control 9 Elect Wang Yanchao as Independent For For Management Director -------------------------------------------------------------------------------- BEIJING ZHONG KE SAN HUAN HIGH-TECH CO., LTD. Ticker: 000970 Security ID: Y07728101 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue Scheme 2.1 Approve Abbreviation and Code of For For Management Domestic Listed Stocks and Listing Place 2.2 Approve Type and Par Value of For For Management Securities Issuance 2.3 Approve Issue Manner For For Management 2.4 Approve Base, Proportion and Number of For For Management Shares 2.5 Approve Pricing Principle and Rights For For Management Issue Price 2.6 Approve Placing Targets For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Underwriting Method For For Management 2.9 Approve Issue Time For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Special Account Storage for For For Management Raised Funds 2.13 Approve Listing and Circulation of For For Management Securities Issued 3 Approve Plan on Company's Rights Issue For For Management Scheme 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING-SHANGHAI HIGH-SPEED RAILWAY CO., LTD. Ticker: 601816 Security ID: Y0S031107 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Financial Budget Report For Against Management 10.1 Elect Liu Jian as Supervisor For Against Management 10.2 Elect Lin Qiang as Supervisor For For Management -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters 4.1 Approve Related Party Transactions For For Management with Caiaifu Foton Automatic Transmission (Jiaxing) Co., Ltd. 4.2 Approve Related Party Transactions For For Management with Weichai Power Co., Ltd. 4.3 Approve Related Party Transactions For For Management with Beijing Foton Daimler Automotive Co., Ltd. -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Credit Limit For Against Management Application 2 Approve Guarantee Plan For For Management 3.1 Approve Provision of Guarantee to For For Management Beijing Anpeng Zhongrong Automobile New Retail Technology Co., Ltd. and Its Subsidiaries 3.2 Approve Provision of Guarantee to For For Management Beijing Zhicheng Yunli New Energy Technology Co., Ltd. 3.3 Approve Provision of Guarantee to For For Management Hebei Leisa Heavy Construction Machinery Co., Ltd. 4.1 Approve Related Party Transaction with For For Management Zhucheng Yihe Axle Co., Ltd. Including Wholly-Owned Subsidiaries 4.2 Approve Related Party Transaction with For For Management Weichai Power Co., Ltd. Including Wholly-Owned Subsidiaries 4.3 Approve Related Party Transaction with For For Management Shaanxi Fast Gear Co., Ltd. Including Wholly-Owned Subsidiaries 4.4 Approve Related Party Transaction with For For Management Shaanxi Hande Axle Co., Ltd. Including Wholly-Owned Subsidiaries 4.5 Approve Related Party Transaction with For For Management Xugong Group Construction Machinery Co. , Ltd. Including Wholly-Owned Subsidiaries 4.6 Approve Related Party Transaction with For For Management Lovol Heavy Industry Co., Ltd. Including Wholly-Owned Subsidiaries 4.7 Approve Related Party Transaction with For For Management Qingte Group Co., Ltd. Including Wholly-Owned Subsidiaries 4.8 Approve Related Party Transaction with For For Management Qingdao Qingte Zhongli Axle Co., Ltd. 4.9 Approve Related Party Transaction with For For Management Beijing Foton Cummins Engine Co., Ltd. 4.10 Approve Related Party Transaction with For For Management Beijing Foton Daimler Automotive Co., Ltd. 4.11 Approve Related Party Transaction with For For Management ZF Foton Automatic Transmission (Jiaxing) Co., Ltd. 4.12 Approve Related Party Transaction with For For Management Hebei Leisa Heavy Construction Machinery Co., Ltd. 4.13 Approve Related Party Transaction with For For Management Beijing Zhicheng Yunli New Energy Technology Co., Ltd. 4.14 Approve Related Party Transaction with For For Management Beijing Automotive Group Co., Ltd. Including Wholly-Owned Subsidiaries and Controlled Subsidiaries -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chang Rui as Non-independent For For Shareholder Director 1.2 Approve Resignation of Zhang Xiyong as For For Shareholder Non-independent Director 2 Approve Salary Assessment and For Against Management Standards of Chairman of the Board 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Wei Jia as For For Management Supervisor 2 Approve Resignation of Li Yanyan as For For Management Supervisor 3.1 Elect Hao Hailong as Supervisor For For Shareholder 3.2 Elect Ye Qian as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Xin as Non-Independent For For Shareholder Director 1.2 Approve Resignation of Zhang Jianyong For For Shareholder as Director 2.1 Elect Sun Zhihua as Supervisor For For Shareholder 2.2 Approve Resignation of Yin Weijie as For For Shareholder Supervisor -------------------------------------------------------------------------------- BEIQI FOTON MOTOR CO., LTD. Ticker: 600166 Security ID: Y0770V102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Gongbo as Supervisor For For Shareholder 1.2 Approve Resignation of Chen Zhongyi For For Management 2 Approve Related Party Transaction For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Capitalization of Capital For For Management Reserves 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Expense Budget of Independent For For Management Directors -------------------------------------------------------------------------------- BEKEN CORP. Ticker: 603068 Security ID: Y077BF105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Use of Own Funds for Cash For For Shareholder Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For For Management 11 Approve Change in Registered Capital For For Management and Amend Articles of Association 12 Approve Use of Raised Funds for Cash For For Shareholder Management -------------------------------------------------------------------------------- BENGANG STEEL PLATES CO., LTD. Ticker: 200761 Security ID: Y0782P101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Investment Framework Plan For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Financial Service Agreement For For Management 10 Approve Financial Lease Cooperation For For Management Framework Agreement 11 Approve Revisions to the Material and For For Management Service Supply Agreement 12 Approve Provision for Asset Impairment For For Management 13 Approve Use of Short-term Idle Funds For For Management for Entrusted Asset Management 14 Approve Amendments to Articles of For Against Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Elect Zhong Tianli as Independent For For Management Director 17.1 Elect Jiang Guangwei as Director For For Shareholder 17.2 Elect Han Mei as Director For For Shareholder 17.3 Elect Li Dong as Director For For Shareholder 17.4 Elect Wang Donghui as Director For For Shareholder 18.1 Elect Cheng Bin as Supervisor For For Shareholder 18.2 Elect Zhao Zhonghua as Supervisor For For Shareholder -------------------------------------------------------------------------------- BERA HOLDING AS Ticker: BERA Security ID: M6379T102 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Receive Information on Donations Made None None Management in 2019 9 Approve Upper Limit of Donations for For Against Management 2020 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- BERA HOLDING AS Ticker: BERA.E Security ID: M6379T102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Ratify External Auditors For For Management 9 Receive Information on Donations Made None None Management in 2020 10 Approve Upper Limit of Donations for For Against Management 2021 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Director Remuneration For Against Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- BERGER PAINTS INDIA LIMITED Ticker: 509480 Security ID: Y0807G169 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Kuldip Singh Dhingra as For For Management Director 4 Reelect Gurbachan Singh Dhingra as For For Management Director 5 Approve S. R. Batliboi & Co. LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Anoop Kumar Mittal as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BERJAYA CORPORATION BERHAD Ticker: 3395 Security ID: Y08366125 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ratification of the Proposed For For Management Disposal -------------------------------------------------------------------------------- BERJAYA CORPORATION BERHAD Ticker: 3395 Security ID: Y08366125 Meeting Date: DEC 16, 2020 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Remuneration of Directors For For Management (Excluding Directors' Fees) 3 Elect Chan Kien Sing as Director For Against Management 4 Elect Robin Tan Yeong Ching as Director For For Management 5 Elect Robert Yong Kuen Loke as Director For For Management 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Authorize Share Repurchase Program For For Management 10 Approve Robert Yong Kuen Loke to For For Management Continue Office as Independent Non-Executive Director 11 Approve Jayanthi Naidu G. Danasamy to For For Management Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- BERJAYA SPORTS TOTO BHD. Ticker: 1562 Security ID: Y0849N107 Meeting Date: DEC 08, 2020 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) 3 Elect Tan Kok Ping as Director For For Management 4 Elect Oon Weng Boon as Director For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For For Management 9 Approve Robert Yong Kuen Loke to For For Management Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- BERLI JUCKER PUBLIC CO. LTD. Ticker: BJC Security ID: Y0872M174 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4.1 Elect Charoen Sirivadhanabhakdi as For For Management Director 4.2 Elect Khunying Wanna Sirivadhanabhakdi For For Management as Director 4.3 Elect Thirasakdi Nathikanchanalab as For For Management Director 4.4 Elect E. Pirom Kamolratanakul as For For Management Director 4.5 Elect Krisana Polanan as Director For For Management 4.6 Elect Potjanee Thanavaranit as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- BERLI JUCKER PUBLIC CO. LTD. Ticker: BJC Security ID: Y0872M174 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Tevin Vongvanich as Director For For Management 5.2 Elect Prasit Kovilaikool as Director For For Management 5.3 Elect Sithichai Chaikriangkrai as For For Management Director 5.4 Elect Thapanee Techajareonvikul as For For Management Director 5.5 Elect Rungson Sriworasart as Director For For Management 5.6 Elect General Thanadol Surarak as For For Management Director 6 Approve Increase in Number of For For Management Directors from 16 to 17 Directors and Elect Pimpana Srisawadi as Director 7 Approve Remuneration of Directors For For Management 8 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 9 Approve Employee Stock Option Program For For Management and Issuance and Offering of Warrants to Purchase Ordinary Shares to Executives and Employees of the Company and/or Its Subsidiaries 10 Approve Allocation of Ordinary Shares For For Management for the Right to Exercise the Warrants that are Issued to Executives and Employees of the Company and/or Its Subsidiaries 11 Other Business For Against Management -------------------------------------------------------------------------------- BERMAZ AUTO BERHAD Ticker: 5248 Security ID: Y0873J105 Meeting Date: OCT 08, 2020 Meeting Type: Annual Record Date: OCT 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) from October 5, 2019 Until the Next AGM in 2020 3 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) from October 9, 2020 Until the Next AGM in 2021 4 Elect Kalsom Binti Abd. Rahman as For For Management Director 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- BERRY GENOMICS CO., LTD. Ticker: 000710 Security ID: Y1306V103 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Yang as Non-Independent For For Management Director 1.2 Elect Hou Ying as Non-Independent For For Management Director 1.3 Elect ZHOU DAIXING as Non-Independent For For Management Director 1.4 Elect Wang Junfeng as Non-Independent For For Management Director 1.5 Elect WANG HONGXIA as Non-Independent For For Management Director 1.6 Elect Qiu Huixiang as Non-Independent For For Management Director 2.1 Elect Wang Xiuping as Independent For For Management Director 2.2 Elect Li Guangchao as Independent For For Management Director 2.3 Elect Wang Sijia as Independent For For Shareholder Director 3.1 Elect Song Rui as Supervisor For For Management 3.2 Elect Chen Hongyan as Supervisor For For Management 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BERRY GENOMICS CO., LTD. Ticker: 000710 Security ID: Y1306V103 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Raised Funds Investment For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BERRY GENOMICS CO., LTD. Ticker: 000710 Security ID: Y1306V103 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Amend Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Elect Liu Hongfei as Supervisor For For Shareholder -------------------------------------------------------------------------------- BERRY GENOMICS CO., LTD. Ticker: 000710 Security ID: Y1306V103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements and For For Management Financial Budget Report 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BES ENGINEERING CORP. Ticker: 2515 Security ID: Y08736103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- BESALCO SA Ticker: BESALCO Security ID: P1663V100 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 10 Per Share 3 Approve Dividend Policy For For Management 4 Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee 5 Receive Directors' Committee Report For For Management 6 Appoint Auditors and Risk Assessment For For Management Companies 7 Designate Newspaper to Publish Meeting For For Management Announcements 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business For Against Management -------------------------------------------------------------------------------- BESTTONE HOLDING CO., LTD. Ticker: 600640 Security ID: Y7682G107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Jianmin as Independent For For Management Director -------------------------------------------------------------------------------- BESTTONE HOLDING CO., LTD. Ticker: 600640 Security ID: Y7682G107 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BESTTONE HOLDING CO., LTD. Ticker: 600640 Security ID: Y7682G107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Financial Budget and Capital For Against Management Investment Plan 5 Approve Application of Bank Credit For For Management Lines 6 Approve Related Party Transaction For For Management 7 Approve Financial Services Agreement For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Remuneration and Performance For For Management Appraisal of Chairman of the Board 11 Approve Report of the Independent For For Management Directors 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BESTWAY MARINE & ENERGY TECHNOLOGY CO., LTD. Ticker: 300008 Security ID: Y76838104 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Investor's For For Management Rights and Interests in the Reorganization Plan (Draft) -------------------------------------------------------------------------------- BESTWAY MARINE & ENERGY TECHNOLOGY CO., LTD. Ticker: 300008 Security ID: Y76838104 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Xudong as Non-Independent For For Shareholder Director 1.2 Elect Zhan Jinfeng as Non-Independent For For Shareholder Director 1.3 Elect Weng Jiquan as Non-Independent For For Shareholder Director 1.4 Elect Qin Bingjun as Non-Independent For For Shareholder Director 1.5 Elect Li Fang as Non-Independent For For Shareholder Director 1.6 Elect Dong Wenjie as Non-Independent For For Shareholder Director 2.1 Elect Wang Haili as Independent For For Shareholder Director 2.2 Elect Fang Xianli as Independent For For Shareholder Director 2.3 Elect Du Weiyi as Independent Director For For Shareholder 3.1 Elect Huang Qiang as Supervisor For For Management 3.2 Elect Ding Lei as Supervisor For For Management 3.3 Elect Gong Chen as Supervisor For For Management 4 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- BESTWAY MARINE & ENERGY TECHNOLOGY CO., LTD. Ticker: 300008 Security ID: Y76838104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Guarantee For For Management 9 Approve Related Party Transaction For For Management 10 Approve Entrusted Asset Management For For Management 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- BETHEL AUTOMOTIVE SAFETY SYSTEMS CO., LTD. Ticker: 603596 Security ID: Y0875L108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor and For For Management Internal Control Auditor 9 Approve Acquisition of Equity of For For Management Controlled Subsidiary 10 Approve Acquisition of Control Rights For For Management of Associate Company 11 Approve Authorization of Board to For For Management Handle Matters Related to Acquisition of Equity of Controlled Subsidiary 12 Approve Extension of Resolution For Against Management Validity Period in Connection to Convertible Bonds Issuance 13 Approve Extension in Authorization for For Against Management Board to Handle All Matters Related to Convertible Bonds Issuance -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement and For For Management Related Party Transactions 2 Amend Articles of Association For For Management 3 Approve PD-1 and CTLA-4 Projects For For Shareholder -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing in Hong Kong Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Resolution Validity Period For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Use of Proceeds For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Distribution Arrangement of For For Management Cumulative Earnings 8 Elect Tong Jia as Non-Independent For For Management Director 9 Elect Huang Xinqi as Independent For For Management Director 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Prospectus Liability Insurance Matters 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Related Party Transaction For For Management Decision-making System 16 Amend External Investment Management For For Management System 17 Amend External Guarantee System For For Management 18 Amend Working System for Independent For For Management Directors 19 Amend Raised Funds Management System For For Management 20 Approve Use Idle Raised Funds for Cash For For Management Management 21 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- BETTA PHARMACEUTICALS CO., LTD. Ticker: 300558 Security ID: Y0875K100 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase Guaranteed Financial Products 9 Approve Comprehensive Financing For Against Management Application and Guarantee Provision -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Change in Raised Funds For For Management Investment Project 3.1 Elect Wang Tian as Non-Independent For For Management Director 3.2 Elect Yang Fang as Non-Independent For For Management Director 3.3 Elect Shi Qian as Non-Independent For For Management Director 3.4 Elect Li Ruoyu as Non-Independent For For Management Director 3.5 Elect Hao Rui as Non-Independent For For Management Director 3.6 Elect Wang Jing as Non-Independent For For Management Director 4.1 Elect Dai Xiaofeng as Independent For For Management Director 4.2 Elect Tang Hong as Independent Director For For Management 4.3 Elect Liu Chao as Independent Director For For Management 5.1 Elect Qu Weiping as Supervisor For For Management 5.2 Elect Chen Youming as Supervisor For For Management -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Feng Yi as Non-Independent For For Management Director -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Ji'an Xintiandi For For Management Project -------------------------------------------------------------------------------- BETTER LIFE COMMERCIAL CHAIN SHARE CO., LTD. Ticker: 002251 Security ID: Y08812102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Related Party Transaction For For Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BEYONDSOFT CORP. Ticker: 002649 Security ID: Y08814116 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation Method Change, For For Management Postponement and Termination of Raised Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- BEYONDSOFT CORP. Ticker: 002649 Security ID: Y08814116 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Usage of Raised For For Management Funds 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Performance For For Management Guarantee for Huada Gene Health Technology (Hong Kong) Co., Ltd. 2 Approve Provision of Guarantee for For For Management Huada Biotechnology (Wuhan) Co., Ltd. 3 Approve Provision of Counter-Guarantee For For Management 4 Approve Additional Daily Related Party For For Management Transaction 5 Approve Commissioned Research and For For Management Development 6 Approve External Donations For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Working System for Independent For For Management Directors 11 Amend Related-Party Transaction For For Management Management System 12 Amend Management System for Providing For For Management External Guarantees 13 Amend Foreign Investment Management For For Management Method 14 Approve Implementing Rules for For For Management Cumulative Voting System -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Related Party For For Management Transaction 2 Approve Use of Raised Funds for For For Management Capital Increase of Subsidiary and Provision of Loan to Implement Raised Fund Project 3 Approve Credit Line Application For For Management 4 Approve Foreign Exchange Derivatives For For Management Transactions 5 Approve Use of Idle Raised Funds for For For Management Cash Management 6 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve to Adjust the Allowance of For For Management Independent Directors 8 Approve Allowance of Supervisors For For Management 9 Approve Related Party Transaction For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BGI GENOMICS CO., LTD. Ticker: 300676 Security ID: Y0883H107 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jian as Director For For Shareholder 1.2 Elect Yin Ye as Director For For Shareholder 1.3 Elect Zhao Lijian as Director For For Shareholder 1.4 Elect Du Yutao as Director For For Shareholder 1.5 Elect Wang Hongqi as Director For For Shareholder 1.6 Elect Wang Hongtao as Director For For Shareholder 2.1 Elect Cao Ya as Director For For Management 2.2 Elect Du Lan as Director For For Management 2.3 Elect Wu Yuhui as Director For For Management 3.1 Elect Liu Siqi as Supervisor For For Management 3.2 Elect Li Wenqi as Supervisor For For Management 4 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- BHARAT ELECTRONICS LIMITED Ticker: 500049 Security ID: Y0881Q141 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Anandi Ramalingam as Director For Against Management 4 Elect Shikha Gupta as Director For Against Management 5 Elect Dinesh Kumar Batra as Director For Against Management 6 Elect M V Rajasekhar as Director For Against Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARAT FORGE LIMITED Ticker: 500493 Security ID: Y08825179 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividends For For Management 3 Reelect G. K. Agarwal as Director For For Management 4 Reelect S. E. Tandale as Director For For Management 5 Approve Reappointment and Remuneration For Against Management of K. M. Saletore as Executive Director 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARAT HEAVY ELECTRICALS LIMITED Ticker: 500103 Security ID: Y0882L133 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Manoj Kumar Varma as Director For Against Management 3 Reelect Kamalesh Das as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Shashank Priya as Director For Against Management 7 Elect Anil Kapoor as Director For Against Management 8 Elect Raj Kamal Bindal as Director For For Management 9 Elect Manish Kapoor as Director For For Management 10 Elect Amit Mehta as Director For Against Management -------------------------------------------------------------------------------- BHARAT PETROLEUM CORPORATION LIMITED Ticker: 500547 Security ID: Y0882Z116 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect K. Ellangovan as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Rajesh Aggarwal as Director For Against Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Material Related Party For For Management Transactions with Bharat Oman Refineries Limited 8 Approve BPCL Employee Stock Purchase For Against Management Scheme 2020 9 Approve Offer of Shares Under the BPCL For Against Management Employee Stock Purchase Scheme 2020 to the Executive/ Whole-time Director(s) of Subsidiary Company(ies) who are on Lien with the Company 10 Approve Secondary Acquisition of For Against Management Shares Through Trust Route for the Implementation of the BPCL Employee Stock Purchase Scheme 2020 11 Approve Provision of Money for Share For Against Management Repurchase by the Trust for the Benefit of Employees Under the BPCL Employee Stock Purchase Scheme 2020 -------------------------------------------------------------------------------- BHARAT PETROLEUM CORPORATION LIMITED Ticker: 500547 Security ID: Y0882Z116 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disinvestment of the Entire For For Management Equity Shares held in Numaligarh Refinery Limited -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JUL 31, 2020 Meeting Type: Court Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Gopal Vittal as Director For For Management 4 Reelect Shishir Priyadarshi as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: JAN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Rajan Bharti Mittal as Director For For Management 4 Approve Reappointment and Remuneration For For Management of D S Rawat as Managing Director & CEO 5 Reelect Rajinder Pal Singh as Director For For Management -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: NOV 29, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bimal Dayal as Director For For Management 2 Approve Appointment of Bimal Dayal as For For Management Managing Director 3 Approve Special Bonus to Akhil Gupta For For Management as Chairman -------------------------------------------------------------------------------- BHARTI INFRATEL LIMITED Ticker: 534816 Security ID: Y0R86J109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Bimal Dayal as Director For For Management 3 Approve Appointment and Remuneration For For Management of Bimal Dayal as Managing Director & Chief Executive Officer (CEO) -------------------------------------------------------------------------------- BID CORP. LTD. Ticker: BID Security ID: S11881109 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Eben Gerryts as the Individual Registered Auditor 2.1 Re-elect Stephen Koseff as Director For For Management 2.2 Re-elect Paul Baloyi as Director For For Management 2.3 Re-elect Helen Wiseman as Director For For Management 3.1 Re-elect Tasneem Abdool-Samad as For For Management Member of the Audit and Risk Committee 3.2 Re-elect Paul Baloyi as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Nigel Payne as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Helen Wiseman as Chairman of For For Management the Audit and Risk Committee 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Implementation of Remuneration For Against Management Policy 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Pro Rata Reduction of Stated For For Management Capital in lieu of Dividend 8 Authorise Creation and Issuance of For For Management Convertible Debentures or Other Convertible Instruments 9 Authorise Ratification of Approved For For Management Resolutions 10 Authorise Repurchase of Issued Share For For Management Capital 11.1 Approve Fees of the Chairman For For Management 11.2 Approve Fees of the Lead Independent For For Management Non-executive Director (SA) 11.3 Approve Fees of the Lead Independent For For Management Director (International) (AUD) 11.4 Approve Fees of the Non-executive For For Management Directors (SA) 11.5 Approve Fees of the Non-executive For For Management Directors (International) (AUD) 11.6 Approve Fees of the Audit and Risk For For Management Committee Chairman (International) (AUD) 11.7 Approve Fees of the Audit and Risk For For Management Committee Chairman (SA) 11.8 Approve Fees of the Audit and Risk For For Management Committee Member (SA) 11.9 Approve Fees of the Audit and Risk For For Management Committee Member (International) (AUD) 11.10 Approve Fees of the Remuneration For For Management Committee Chairman (SA) 11.11 Approve Fees of the Remuneration For For Management Committee Chairman (International) (AUD) 11.12 Approve Fees of the Remuneration For For Management Committee Member (SA) 11.13 Approve Fees of the Remuneration For For Management Committee Member (International) (AUD) 11.14 Approve Fees of the Nominations For For Management Committee Chairman (SA) 11.15 Approve Fees of the Nominations For For Management Committee Chairman (International) (AUD) 11.16 Approve Fees of the Nominations For For Management Committee Member (SA) 11.17 Approve Fees of the Nominations For For Management Committee Member (International) (AUD) 11.18 Approve Fees of the Acquisitions For For Management Committee Chairman (SA) 11.19 Approve Fees of the Acquisitions For For Management Committee Chairman (International) (AUD) 11.20 Approve Fees of the Acquisitions For For Management Committee Member (SA) 11.21 Approve Fees of the Acquisitions For For Management Committee Member (International) (AUD) 11.22 Approve Fees of the Social and Ethics For For Management Committee Chairman (SA) 11.23 Approve Fees of the Social and Ethics For For Management Committee Chairman (International) (AUD) 11.24 Approve Fees of the Social and Ethics For For Management Committee Member (SA) 11.25 Approve Fees of the Social and Ethics For For Management Committee Member (International) (AUD) 11.26 Approve Fees of the Ad hoc Meetings For For Management (SA) 11.27 Approve Fees of the Ad hoc Meetings For For Management (International) (AUD) 11.28 Approve Fees of the Travel per Meeting For For Management Cycle (SA) 11.29 Approve Fees of the Travel per Meeting For For Management Cycle (International) (AUD) 12 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- BIEM.L.FDLKK GARMENT CO., LTD. Ticker: 002832 Security ID: Y0R8MS101 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Idle Own Funds for Cash Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- BIEM.L.FDLKK GARMENT CO., LTD. Ticker: 002832 Security ID: Y0R8MS101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4.1 Elect Xie Bingzheng as Non-Independent For For Management Director 4.2 Elect Shen Jindong as Non-Independent For For Management Director 4.3 Elect Tang Xinqiao as Non-Independent For For Management Director 4.4 Elect Chen Yang as Non-Independent For For Management Director 5.1 Elect Xu Xiaoxia as Independent For For Management Director 5.2 Elect Xie Qing as Independent Director For For Management 5.3 Elect Zeng Yamin as Independent For For Management Director 6.1 Elect Shi Minqiang as Supervisor For For Management 6.2 Elect Cao Yong as Supervisor For For Management -------------------------------------------------------------------------------- BIEM.L.FDLKK GARMENT CO., LTD. Ticker: 002832 Security ID: Y0R8MS101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5.1 Approve Remuneration of For Against Management Non-independent Directors 5.2 Approve Remuneration of Independent For Against Management Directors 6 Approve Remuneration of Supervisors For For Management 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Meeting Minutes 2 Approve Special Dividend For For Management 3 Receive Information on Share None None Management Repurchase Program 4 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors and Approve Their For For Management Remuneration 8 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 9 Receive Information on Donations Made None None Management in 2020 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Ratify External Auditors For For Management 12 Wishes None None Management -------------------------------------------------------------------------------- BINDAWOOD HOLDING CO. Ticker: 4161 Security ID: M19960109 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 5 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 6 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 7 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 8 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 9 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 10 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 11 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 12 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 13 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 14 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 15 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 16 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 17 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 18 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 19 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 20 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 21 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 22 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 23 Approve Related Party Transactions Re: For For Management National Leader for Real Estate Company Ltd. 24 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 25 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 26 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 27 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 28 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 29 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 30 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 31 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 32 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 33 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 34 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 35 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 36 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 37 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 38 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 39 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 40 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 41 Approve Related Party Transactions Re: For For Management Amwaj for Real Estate Company Ltd. 42 Approve Related Party Transactions Re: For For Management Safa Company Ltd. For Household Ware 43 Approve Related Party Transactions Re: For For Management International Application Company Ltd. 44 Approve Related Party Transactions Re: For For Management BinDawood Trading Company Ltd. 45 Approve Related Party Transactions Re: For For Management Abdul Khaliq BinDawood Establishment 46 Approve Related Party Transactions Re: For For Management Abdul Khaliq BinDawood Establishment 47 Approve Related Party Transactions Re: For For Management Abdul Khaliq BinDawood Establishment 48 Approve Related Party Transactions Re: For For Management Abdul Khaliq BinDawood Establishment 49 Approve Related Party Transactions Re: For For Management Abdul Khaliq BinDawood Establishment 50 Approve Discharge of Directors for FY For For Management 2020 51 Approve the Amendment of the Audit For For Management Committee Charter 52 Approve the Amendment of the For For Management Remuneration Policy of Board Members, Committees, and Executive Management 53 Approve Remuneration of Directors of For For Management SAR 795,457 for FY 2020 54 Amend Article 1 of Bylaws Re: Company For For Management Transformation 55 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 56 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 57 Amend Article 14 of Bylaws Re: For For Management Company's Purchase, Sale and Mortgage of Its Shares 58 Amend Article 17 of Bylaws Re: Board For For Management Membership Expiration 59 Amend Article 18 of Bylaws Re: Vacant For For Management Position in the Board 60 Amend Article 20 of Bylaws Re: For For Management Remuneration of the Board Members 61 Amend Article 21 of Bylaws Re: Powers For For Management of Chairman, Vice Chairman, Managing Director, and Board Secretary 62 Amend Article 22 of Bylaws Re: Board For For Management Meetings 63 Amend Article 23 of Bylaws Re: Board For For Management Meetings Quorum and Decisions 64 Amend Article 25 of Bylaws Re: For For Management Attending General Meetings 65 Amend Article 26 of Bylaws Re: General For For Management Meetings Transformation 66 Amend Article 27 of Bylaws Re: For For Management Specialization of General Meeting Transformation 67 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 68 Amend Article 32 of Bylaws Re: Quorum For For Management of the Ordinary General Meeting 69 Amend Article 33 of Bylaws Re: Quorum For For Management of the Extraordinary General Meeting 70 Amend Article 34 of Bylaws Re: Voting For For Management in General Meetings 71 Amend Article 35 of Bylaws Re: General For For Management Meetings Decisions 72 Amend Article 44 of Bylaws Re: For For Management Financial Year 73 Amend Article 46 of Bylaws Re: For For Management Dividend Distribution 74 Amend Articles of Bylaws Re: Rearrange For For Management Articles of Association and Their Numbering 75 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- BIOCON LIMITED Ticker: 532523 Security ID: Y0905C102 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect John Shaw as Director For For Management 3 Approve Reappointment and Remuneration For For Management of Kiran Mazumdar Shaw as Executive Director and Designated as Executive Chairperson 4 Approve Appointment of Siddharth For For Management Mittal as Managing Director 5 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 6 Approve Biocon Restricted Stock Unit For Against Management Long Term Incentive Plan FY 2020-24 and Grant Restricted Stock Unit to Eligible Employees 7 Approve Grant of Restricted Stock For Against Management Units to Employees of Present and Future Subsidiary Company(ies) under Biocon Restricted Stock Unit Long Term Incentive Plan FY 2020-24 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BIOTEQUE CORP. Ticker: 4107 Security ID: Y08968102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Approve Abolishment of the Provisions For For Management for the Election of Directors and Supervisors and Re-establishing the Procedures for the Election of Directors -------------------------------------------------------------------------------- BIRLASOFT LIMITED Ticker: 532400 Security ID: Y4984R147 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Chandrakant Birla as Director For For Management 5 Approve Reclassification of Promoter For For Management and Promoter Group to Public Category 6 Adopt New Memorandum of Association For For Management 7 Approve Waiver of Recovery of Excess For For Management Remuneration to Anjan Lahiri as Managing Director & CEO During the Financial Year 2019-2020 -------------------------------------------------------------------------------- BITAUTO HOLDINGS LTD. Ticker: BITA Security ID: 091727107 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Authorization of the Board to For For Management Handle All Matters Related to the Merger Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BK BRASIL OPERACAO E ASSESSORIA A RESTAURANTES SA Ticker: BKBR3 Security ID: P1R1WQ107 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BK BRASIL OPERACAO E ASSESSORIA A RESTAURANTES SA Ticker: BKBR3 Security ID: P1R1WQ107 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Capital Budget Approved at For For Management the April 29, 2019, AGM 2 Ratify Election of Directors For For Management 3 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- BK BRASIL OPERACAO E ASSESSORIA A RESTAURANTES SA Ticker: BKBR3 Security ID: P1R1WQ107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly -------------------------------------------------------------------------------- BK BRASIL OPERACAO E ASSESSORIA A RESTAURANTES SA Ticker: BKBR3 Security ID: P1R1WQ107 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Rectify Remuneration of Company's For Against Management Management for 2020 2 Amend Articles 5, 14, and 19 and For Against Management Consolidate Bylaws -------------------------------------------------------------------------------- BK BRASIL OPERACAO E ASSESSORIA A RESTAURANTES SA Ticker: BKBR3 Security ID: P1R1WQ107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Anna Andrea Votta Alves Chaia as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Henrique Jose Fernandes Luz as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos Grodetzky as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paula Alexandra de Oliveira Goncalves Bellizia as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Fernandes Drevon as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Schenker Wajnberg as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Thiago Temer Santelmo as Director and Joshua Arthur Kobza as Alternate 9 Are You Aware That the Equal None Abstain Management Distribution Will Consider the Division of 100% Without Rounding among the Members of Chosen Slate and the Fractions of the Shares Will Not Be Allocated to Any Candidate in Which Case You May Not Vote with All Your Shares? 10 In Case Cumulative Voting Is Adopted, None Abstain Management If One or More of the Candidates That Compose the Chosen Slate Is Not Elected, Can the Votes Corresponding to Your Shares Continue to be Conferred in Equal Percentages to the Other Slate Members 11 Approve Classification of Anna Andrea For For Management Votta Alves Chaia, Henrique Jose Fernandes Luz, Paula Alexandra de Oliveira Goncalves Bellizia, Pedro Fernandes Drevon, and Ricardo Wajnberg as Independent Directors 12 Approve Remuneration of Company's For For Management Management 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BLACK PEONY (GROUP) CO. LTD. Ticker: 600510 Security ID: Y0907Y102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Elect Gu Zhengyi as Non-independent For For Shareholder Director 6 Elect Song Kun as Supervisor For For Management -------------------------------------------------------------------------------- BLACK PEONY (GROUP) CO. LTD. Ticker: 600510 Security ID: Y0907Y102 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Financing Application and For For Management Guarantee Provision Plan 8 Approve Use of Idle Own Funds for For For Management Entrusted Financial Management 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 11 Amend the Senior Management For For Management Remuneration Assessment Measures (Trial) 12 Approve Remuneration of For For Management Non-independent Directors 13 Approve Allowance of Independent For For Management Directors 14 Approve Remuneration of Supervisors For For Management 15 Approve the Company's Development Plan For For Management Outline 16.1 Elect Ge Yafang as Director For For Management 16.2 Elect Ge Weilong as Director For For Management 16.3 Elect Cao Guowei as Director For For Management 16.4 Elect Gu Zhengyi as Director For For Management 16.5 Elect Li Suyue as Director For For Management 17.1 Elect Wang Benzhe as Director For For Management 17.2 Elect Lyu Tianwen as Director For For Management 17.3 Elect Gu Qiang as Director For For Management 18.1 Elect Mei Jiqing as Supervisor For For Management 18.2 Elect Song Kun as Supervisor For For Management 18.3 Elect Huang Guoqing as Supervisor For For Management -------------------------------------------------------------------------------- BLOOMAGE BIOTECHNOLOGY CORP. LTD. Ticker: 688363 Security ID: Y09081103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Remuneration of Directors and For Against Management Supervisors 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BLOOMBERRY RESORTS CORPORATION Ticker: BLOOM Security ID: Y0927M104 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting held on June 18, 2020 2 Approve Audited Financial Statements For For Management 3 Ratify All Acts, Contracts, For For Management Investments and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 4.1 Elect Enrique K. Razon Jr. as Director For For Management 4.2 Elect Jose Eduardo J. Alarilla as For Abstain Management Director 4.3 Elect Donato C. Almeda as Director For Abstain Management 4.4 Elect Thomas Arasi as Director For Abstain Management 4.5 Elect Christian R. Gonzalez as Director For Abstain Management 4.6 Elect Jose P. Perez as Director For For Management 4.7 Elect Octavio Victor R. Espiritu as For For Management Director 5 Appoint External Auditor For For Management -------------------------------------------------------------------------------- BLUE LABEL TELECOMS LTD. Ticker: BLU Security ID: S12461109 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nomavuso Mnxasana as Director For For Management 2 Re-elect Gary Harlow as Director For For Management 3 Re-elect Kevin Ellerine as Director For For Management 4 Re-elect Dean Suntup as Director For For Management 5 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company 6 Elect Nomavuso Mnxasana as Member of For For Management the Audit, Risk and Compliance Committee 7 Re-elect Joe Mthimunye as Chairman of For For Management the Audit, Risk and Compliance Committee 8 Re-elect Gary Harlow as Member of the For For Management Audit, Risk and Compliance Committee 9 Re-elect Jerry Vilakazi as Member of For For Management the Audit, Risk and Compliance Committee 10 Approve Remuneration and Reward Policy For For Management 11 Approve Remuneration Implementation For For Management Report 12 Authorise Ratification of Approved For For Management Resolutions 13 Elect Polelo Zim as Director For For Management 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For Against Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- BLUE MOON GROUP HOLDINGS LTD. Ticker: 6993 Security ID: G1193D109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Final Dividend For Did Not Vote Management 3 Approve PricewaterhouseCoopers as For Did Not Vote Management Auditor and Authorize Board to Fix Their Remuneration 4a1 Elect Pan Dong as Director For Did Not Vote Management 4a2 Elect Luo Qiuping as Director For Did Not Vote Management 4a3 Elect Luo Dong as Director For Did Not Vote Management 4a4 Elect Cao Wei as Director For Did Not Vote Management 4a5 Elect Bruno Robert Mercier as Director For Did Not Vote Management 4a6 Elect Ngan Edith Manling as Director For Did Not Vote Management 4a7 Elect Hu Yebi as Director For Did Not Vote Management 4b Authorize Board to Fix Remuneration of For Did Not Vote Management Directors 5 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For Did Not Vote Management Capital 7 Authorize Reissuance of Repurchased For Did Not Vote Management Shares -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Application of Bank Credit and For For Management Related Authorization 3 Approve Guarantee Provision Plan For For Management 4 Approve Investment in Financial For For Management Products 5 Approve Investment in the Construction For For Management of 20 Billion pieces/year High-end Health Protection Nitrile Gloves Project -------------------------------------------------------------------------------- BLUE SAIL MEDICAL CO., LTD. Ticker: 002382 Security ID: Y767A7100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Target Company of Major Asset For For Management Restructuring and the Cumulative Profit Commitment 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10.1 Approve Remuneration of For For Management Non-independent Directors 10.2 Approve Remuneration of Independent For For Management Directors 10.3 Approve Remuneration of Supervisors For For Management 10.4 Approve Remuneration of Senior For For Management Management Members 11 Approve Formulation of Shareholder For For Management Return Plan 12 Approve Provision for Goodwill For For Management Impairment 13 Approve Performance Compensation Plan For For Management for Major Asset Restructuring Targets 14 Approve Authorization of the Board to For For Management Handle All Subsequent Matters Related to Performance Compensation for Major Asset Restructuring Targets -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Project For For Management 2 Elect Gui Zhenhua as Non-Independent For For Management Director 3 Approve Provision of Guarantee For Against Shareholder -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BLUEDON INFORMATION SECURITY TECHNOLOGIES CO., LTD. Ticker: 300297 Security ID: Y0774K102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD. Ticker: 300058 Security ID: Y091AZ103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Authorization of the Board to For For Management Handle Matters on Issuance of Shares to Specific Targets 9 Approve Change in Business Scope For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Management System for Providing For Against Management External Guarantees 13 Amend Related-Party Transaction For Against Management Management System 14 Amend Management System for Providing For Against Management External Investments 15 Amend Management System of Raised Funds For Against Management 16 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 17 Approve Methods to Assess the For For Management Performance of Plan Participants 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Financial Asset Disposal -------------------------------------------------------------------------------- BLUESTAR ADISSEO CO. Ticker: 600299 Security ID: Y9722Y106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 8 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- BOA VISTA SERVICOS SA Ticker: BOAS3 Security ID: P1R21S105 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Fix Number of Directors at 11 For For Management 6 Elect Directors For Against Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Cotait Neto as Board Chairman 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Miguel Cordeiro Mateo as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Francisco Novelli Viana as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Roberto Goncalves as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nilton Molina as Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Lincoln da Cunha Pereira Filho as Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Edy Luiz Kogut as Director 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Aldo Carlos de Moura Goncalves as Director 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulino Rego Barros Junior as Independent Director 9.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Jean-Claude Ramirez Jonas as Independent Director 9.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Benchimol Saad as Independent Director 10 Install Fiscal Council For For Management 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? -------------------------------------------------------------------------------- BOA VISTA SERVICOS SA Ticker: BOAS3 Security ID: P1R21S105 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management and Fiscal Council 2 Amend Article 6 to Reflect Changes in For For Management Capital 3 Amend Article 36 Re: Fix Number of For For Management Fiscal Council Members 4 Consolidate Bylaws For For Management 5 Approve Indemnification Agreement For For Management between the Company and Company's Management 6 Re-Ratify Remuneration of Company's For Against Management Management for 2020 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BOC INTERNATIONAL (CHINA) CO., LTD. Ticker: 601696 Security ID: Y092BZ100 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Jingzhen as Non-Independent For For Shareholder Director 1.2 Elect Ning Min as Non-Independent For For Shareholder Director 1.3 Elect Wei Hanguang as Non-Independent For For Shareholder Director 1.4 Elect Wen Lan as Non-Independent For For Shareholder Director 1.5 Elect Wang Jun as Non-Independent For For Shareholder Director 1.6 Elect Guo Xuyang as Non-Independent For For Shareholder Director 1.7 Elect Zhao Xuesong as Non-Independent For For Shareholder Director 1.8 Elect Lyu Houjun as Non-Independent For For Shareholder Director 1.9 Elect Li Dan as Non-Independent For For Shareholder Director 1.10 Elect Ai Fuhua as Non-Independent For For Shareholder Director 2.1 Elect Li Jun as Independent Director For For Shareholder 2.2 Elect Lu Xiaoma as Independent Director For For Shareholder 2.3 Elect Ding Wei as Independent Director For For Shareholder 2.4 Elect Wang Yu as Independent Director For For Shareholder 2.5 Elect Wang Xian as Independent Director For For Shareholder 3.1 Elect Xu Chaoying as Supervisor For For Management 3.2 Elect Fan Yin as Supervisor For For Management 3.3 Elect Zhang Lina as Supervisor For For Management 4 Approve Report on the Company's For For Management Additional Equity Proprietary Investment Scale 5 Amend Articles of Association For Against Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- BOC INTERNATIONAL (CHINA) CO., LTD. Ticker: 601696 Security ID: Y092BZ100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Increase in Scale of For For Management Self-operated Corporate Bond Business 9.1 Elect Zhang Jing as Director For For Shareholder -------------------------------------------------------------------------------- BODE ENERGY EQUIPMENT CO., LTD. Ticker: 300023 Security ID: Y0920S108 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption of Chongqing For For Management Zhongxin Sunac Investment Co., Ltd. from Performing the Commitment to Maintain the Status of Zhao Min and Xing Lianxian as Actual Controllers and Not to Obtain Control of the Listed Company 2 Elect Wang Shan as Independent Director For For Management 3 Elect Chang Hai as Supervisor For For Management -------------------------------------------------------------------------------- BODE ENERGY EQUIPMENT CO., LTD. Ticker: 300023 Security ID: Y0920S108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Capitalization of Capital For For Management Reserves 6 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- BODE ENERGY EQUIPMENT CO., LTD. Ticker: 300023 Security ID: Y0920S108 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Assets For For Management 1.2 Approve Transaction Parties/Transferee For For Management 1.3 Approve Transaction Method For For Management 1.4 Approve Pricing Basis and Transaction For For Management Price 1.5 Approve Payment Method For For Management 1.6 Approve Settlement of Asset Sale For For Management 1.7 Approve Transitional Arrangements For For Management 1.8 Approve Disposal of Related Claims and For For Management Debts 1.9 Approve Personnel Arrangement Related For For Management to the Underlying Assets 2.1 Approve Target Assets For For Management 2.2 Approve Transaction Parties/Transferee For For Management 2.3 Approve Transaction Method For For Management 2.4 Approve Pricing Basis and Transaction For For Management Price 2.5 Approve Payment Method For For Management 2.6 Approve Settlement of Sale For For Management 2.7 Approve Transitional Arrangements For For Management 2.8 Approve Disposal of Related Claims and For For Management Debts 2.9 Approve Personnel Arrangement Related For For Management to the Underlying Assets 3 Approve Signing of Conditional For For Management Transfer Agreement for Assets and Related Credits and Debts 4 Approve Transaction Does Not For For Management Constitute as Major Assets Restructuring 5 Approve Transaction Constitute as For For Management Related Party Transactions 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Nanjing For For Management G8.5 and Chengdu G8.6 TFT-LCD Production Line Project -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M119 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Nanjing For For Management G8.5 and Chengdu G8.6 TFT-LCD Production Line Project -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Stock Options and Performance For For Management Share Grant Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M119 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Stock Options and Performance For For Management Share Grant Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Subscription Agreement and For For Management Related Party Transactions 6 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 10 Approve Relevant Audit Report and For For Management Asset Evaluation Report Related to the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M119 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Subscription Agreement and For For Management Related Party Transactions 6 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Private Placement 10 Approve Relevant Audit Report and For For Management Asset Evaluation Report Related to the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products and Structure Deposits 8 Approve Appointment of Auditor For For Management 9 Elect Zhang Xinmin as Independent For For Management Director -------------------------------------------------------------------------------- BOE TECHNOLOGY GROUP CO., LTD. Ticker: 200725 Security ID: Y0920M119 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Business Plan 5 Approve Profit Distribution For For Management 6 Approve Loan And Credit Line For For Management 7 Approve Development of For For Management Principal-guaranteed Financial Products and Structure Deposits 8 Approve Appointment of Auditor For For Management 9 Elect Zhang Xinmin as Independent For For Management Director -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y0927Y108 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor 2 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- BOHAI LEASING CO., LTD. Ticker: 000415 Security ID: Y0927Y108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Related Party Transaction For For Management 9 Approve Loan Amount For For Management 10 Approve Guarantee Amount For For Management 11 Approve Derivatives Trading For For Management 12 Approve Allowance of Directors and For For Management Supervisors 13.1 Elect Jin Chuan as Director For For Shareholder 13.2 Elect Ma Weihua as Director For For Shareholder 13.3 Elect Zhuo Yiqun as Director For For Shareholder 13.4 Elect Li Tiemin as Director For For Shareholder 13.5 Elect Wang Jingran as Director For For Shareholder 13.6 Elect Liu Wenji as Director For For Shareholder 14.1 Elect Zhuang Qishan as Director For For Management 14.2 Elect Ma Chunhua as Director For For Management 14.3 Elect Liu Chao as Director For For Management 15.1 Elect Zhou Peixuan as Supervisor For For Shareholder 15.2 Elect Ma Li as Supervisor For For Shareholder -------------------------------------------------------------------------------- BOLSA MEXICANA DE VALORES SAB DE CV Ticker: BOLSAA Security ID: P17330104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Approve CEO's Report and External For For Management Auditor's Report 1.1.2 Approve Board's Report on Operations For For Management and Results of Company 1.1.3 Approve Board's Opinion on CEO's Report For For Management 1.1.4 Approve to Add Copy of Reports For For Management Mentioned in Previous Items and Opinion to Minutes of Meeting 1.2 Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board 1.4 Approve Individual and Consolidated For For Management Financial Statements 1.5.1 Approve Chairman's Report of Audit For For Management Committee 1.5.2 Approve Chairman's Report of Corporate For For Management Practices Committee 1.6 Approve Reports of Other Committees For For Management 1.7.1 Approve Discharge of Board For For Management 1.7.2 Approve Discharge of Audit Committee For For Management 1.7.3 Approve Discharge of Corporate For For Management Practices Committee 1.8 Approve Report of Statutory Auditors For For Management 1.9 Accept Report on Compliance with For For Management Fiscal Obligations 2.1 Approve Allocation of MXN 74.64 For For Management Million to Increase Legal Reserve 2.2 Approve Allocation of MXN 1.12 Billion For For Management to Reserve of Accumulated Earnings Pending to be Applied 3 Approve Cash Dividends of MXN 2.02 Per For For Management Share 4.1 Approve Discharge of Board For For Management 4.2.a Elect or Ratify Marcos Alejandro For For Management Martinez Gavica as Director 4.2.b Elect or Ratify Eduardo Cepeda For For Management Fernandez as Director 4.2.c Elect or Ratify Carlos Bremer For For Management Gutierrez as Director 4.2.d Elect or Ratify Felipe Garcia-Moreno For For Management Rodriguez as Director 4.2.e Elect or Ratify Francisco Gil Diaz as For For Management Director 4.2.f Elect or Ratify Alfonso Gonzalez For For Management Migoya as Director 4.2.g Elect or Ratify Carlos Hank Gonzalez For For Management as Director 4.2.h Elect or Ratify Ernesto Ortega For For Management Arellano as Director 4.2.i Elect or Ratify Tania Ortiz Mena Lopez For For Management Negrete as Director 4.2.j Elect or Ratify Eduardo Osuna Osuna as For For Management Director 4.2.k Elect or Ratify Clemente Ismael For For Management Reyes-Retana Valdes as Director 4.2.l Elect or Ratify Fernando Ruiz Sahagun For For Management as Director 4.2.m Elect or Ratify Alberto Torrado For For Management Martinez as Director 4.2.n Elect or Ratify Blanca Avelina Trevino For For Management de Vega as Director 4.2.o Elect or Ratify Eduardo Valdes Acra as For For Management Director 4.2.p Elect or Ratify Edgardo Mauricio Cantu For For Management Delgado as Alternate Director 4.2.q Elect or Ratify Tomas Christian For For Management Ehrenberg Aldford as Alternate Director 4.2.r Elect or Ratify Hector Blas Grisi For For Management Checa as Alternate Director 4.2.s Elect or Ratify Claudia Janez Sanchez For For Management as Alternate Director 4.2.t Elect or Ratify Lourdes Melgar For For Management Palacios as Alternate Director 4.2.u Elect or Ratify Marcos Ramirez Miguel For For Management as Alternate Director 4.2.w Elect or Ratify Alvaro Vaqueiro Ussel For For Management as Alternate Director 4.3 Approve Any Alternate Director Can For For Management Replace Director 4.4 Approve Independence Classification of For For Management Independent Directors 4.5 Accept Resignation of Each Person Who For For Management do not Ratify themselves as Director 4.6 Ratify Marcos Alejandro Martinez For For Management Gavica as Board Chairman 4.7 Ratify Rafael Robles Miaja as For For Management Secretary of Board 4.8 Ratify Maria Luisa Petricioli For For Management Castellon as Deputy Secretary of Board 4.9 Ratify Oscar Aguirre Hernandez as For For Management Statutory Auditor 4.10 Ratify Alfonso Gonzalez Migoya as For For Management Chairman and Member of Audit Committee 4.11 Ratify Fernando Ruiz Sahagun as Member For For Management of Audit Committee 4.12 Ratify Clemente Ismael Reyes-Retana For For Management Valdes as Member of Audit Committee 4.13 Ratify Marcos Alejandro Martinez For For Management Gavica as Member of Audit Committee 4.14 Ratify Alfonso Gonzalez Migoya as For For Management Chairman and Member of Corporate Practices Committee 4.15 Ratify Fernando Ruiz Sahagun as Member For For Management of Corporate Practices Committee 4.16 Ratify Tania Ortiz Mena Lopez Negrete For For Management as Member of Corporate Practices Committee 4.17 Ratify Marcos Alejandro Martinez For For Management Gavica as Member of Corporate Practices Committee 4.18 Authorize Board to Elect Rest of For For Management Members and Chairmen of Committees 5.1 Approve Remuneration of Directors and For For Management Company Secretary 5.2 Approve Remuneration of Members of For For Management Audit Committee in the Amount of MXN 60,000 5.3 Approve Remuneration of Members of For For Management Corporate Practices Committees in the Amount of MXN 25,000 6.1 Approve Report of Policies Related to For For Management Repurchase of Shares 6.2 Approve Report on Company Has 503,336 For For Management Series A Class I Repurchase Shares 7.1 Set Amount of Share Repurchase Reserve For For Management at MXN 900 Million 8.1 Authorize Rafael Robles Miaja, Maria For For Management Luisa Petricioli Castellon and Clementina Ramirez de Arellano Moreno to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- BORUSAN YATIRIM VE PAZARLAMA AS Ticker: BRYAT Security ID: M2025K108 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Accept Statutory Reports For Did Not Vote Management 3 Accept Financial Statements For Did Not Vote Management 4 Approve Discharge of Board For Did Not Vote Management 5 Elect Directors For Did Not Vote Management 6 Ratify External Auditors For Did Not Vote Management 7 Approve Director Remuneration For Did Not Vote Management 8 Approve Allocation of Income For Did Not Vote Management 9 Receive Information on Donations Made None None Management in 2020 10 Approve Upper Limit of Donations for For Did Not Vote Management 2021 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Grant Permission for Board Members to For Did Not Vote Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Close Meeting None None Management -------------------------------------------------------------------------------- BOSCH LIMITED Ticker: 500530 Security ID: Y6139L131 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Peter Tyroller as Director For Against Management 4 Approve Reappointment and Remuneration For For Management of Soumitra Bhattacharya as Managing Director 5 Approve Redesignation and Remuneration For For Management of Jan-Oliver Rohrl as Joint Managing Director 6 Elect S.C. Srinivasan as Director and For For Management Approve Appointment and Remuneration of S.C. Srinivasan as Whole-Time Director Designated as Executive Director and Chief Financial Officer 7 Approve Appointment and Remuneration For For Management of Sandeep Nelamangala as Whole-Time Director 8 Elect Bernhard Straub as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- BOSCH LIMITED Ticker: 500530 Security ID: Y6139L131 Meeting Date: DEC 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loans, Guarantees, Security For For Management and Investments to Subsidiaries, Joint Ventures and Associate Companies in Which the Directors of the Company are Interested -------------------------------------------------------------------------------- BOSIDENG INTERNATIONAL HOLDINGS LIMITED Ticker: 3998 Security ID: G12652106 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Gao Dekang as Director For For Management 3.2 Elect Mei Dong as Director For For Management 3.3 Elect Dong Binggen as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BOUBYAN BANK KSC Ticker: BOUBYAN Security ID: M2035S117 Meeting Date: MAR 07, 2021 Meeting Type: Annual/Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Special Report on Penalties For For Management for FY 2020 6 Approve Directors' Loan and Approve For Against Management Transactions with Related Party for FY 2021 7 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve and Discontinue Optional Reserve Transfer 8 Approve Discharge of Directors for FY For For Management 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 10 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix their Remuneration for FY 2021 11 Ratify External Sharia Auditors and For For Management Fix Their Remuneration for FY 2021 12 Authorize Bonus Shares Issue For For Management Representing 5 Percent of the Share Capital 13 Authorize Board to Dispose of Fraction For For Management Shares 14 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 15 Approve Remuneration of Directors of For For Management KWD 450,000 for FY 2020 16 Authorize Issuance of Sukuk or Other For Against Management Shariah Compliant Instruments and Authorize Board to Set Terms of Issuance 17 Elect two independent directors For Against Management (bundled) 1 Authorize Capitalization of Reserves For For Management for Bonus Issue Representing 5 Percent of Share Capital 2 Amend Article 6 of Memorandum of For For Management Association and Article 5 of Bylaws 3 Amend Article 5 of Memorandum of For For Management Association and Article 4 of Bylaws -------------------------------------------------------------------------------- BOUBYAN PETROCHEMICAL CO. KSC Ticker: BPCC Security ID: M2033T109 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Corporate Governance, For For Management Remuneration and Audit Committee Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 5 Approve Special Report on Violations For For Management for FY 2020 6 Approve Dividends of KWD 0.035 per For For Management Share for FY 2020 7 Approve the Transfer of Entire For For Management Optional Reserve to Retained Earnings Account 8 Approve Discontinuing the Optional For For Management Reserve Transfer for FY 2020 9 Approve Discontinuing the Statutory For For Management Reserve Transfer for FY 2020 10 Approve Remuneration of Directors of For For Management KWD 90,000 for FY 2020 11 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 12 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 13 Approve Discharge of Directors for FY For For Management 2020 14 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 15 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- BOUBYAN PETROCHEMICAL CO. KSC Ticker: BPCC Security ID: M2033T109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for the FY Ended 30/04/2021 2 Approve Corporate Governance Report For Did Not Vote Management and Audit Committee Report for the FY Ended 30/04/2021 3 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for the FY Ended 30/04/2021 4 Accept Consolidated Financial For Did Not Vote Management Statements and Statutory Reports for the FY Ended 30/04/2021 5 Approve Special Report on Violations For Did Not Vote Management and Penalties for the FY Ended 30/04/2021 6 Approve Dividends of KWD 0.055 Per For Did Not Vote Management Share for the FY Ended 30/04/2021 7 Discussing Board Recommendation for For Did Not Vote Management Paying Cash Dividends of KWD 0.055 Per Share for FY 2021, 2022 and 2023 8 Discussing Board Recommendation to For Did Not Vote Management Discontinue the Deduction of 10 Percent to Voluntary Reserve for the FY Ended 30/04/2021 9 Discussing Board Recommendation to For Did Not Vote Management Discontinue the Deduction of 10 Percent to Statutory Reserve for the FY Ended 30/04/2021 10 Approve Remuneration of Directors of For Did Not Vote Management KWD 90,000 for the FY Ended 30/04/2021 11 Authorize Share Repurchase Program of For Did Not Vote Management Up to 10 Percent of Issued Share Capital 12 Approve Related Party Transactions for For Did Not Vote Management the FY Ended 30/04/2021 and for the FY Ending on 30/04/2022 13 Approve Discharge of Directors for the For Did Not Vote Management FY Ended 30/04/2021 14 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for the FY Ending on 30/04/2022 -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: NOV 04, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Entrusted For For Management Management Operation Framework Agreement 2 Approve Authorization of the Board on For For Management Entrusted Management Operation Framework Agreement -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Signing of Conditional For For Management Subscription Agreement 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Shareholder Return Plan For For Management 11 Approve White Wash Waiver For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liao Xinxi as Non-Independent For For Shareholder Director 1.2 Elect Liang Xiaoming as For For Shareholder Non-Independent Director 1.3 Elect Zhu Shiyao as Non-Independent For For Shareholder Director 1.4 Elect Zhou Yijun as Non-Independent For For Shareholder Director 2.1 Elect Zhang Weidong as Independent For For Shareholder Director 2.2 Elect Huang Huasheng as Independent For For Shareholder Director 2.3 Elect Zhao Li as Independent Director For For Shareholder 3.1 Elect Ouyang Pingkai as Supervisor For For Shareholder 3.2 Elect Tan Guiling as Supervisor For For Shareholder 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 8 Approve Daily Related Party Transaction For For Management 9 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- BOYA BIO-PHARMACEUTICAL GROUP CO., LTD. Ticker: 300294 Security ID: Y444EJ106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Bank Credit Line For For Management Application 8 Approve Remuneration of Directors For For Management 9 Approve Allowance of Independent For For Management Directors 10 Approve Allowance of Supervisor For For Management 11 Amend Working System for Independent For Against Management Directors 12 Amend Related Party Transaction For Against Management Decision-making System 13 Amend Management System of Raised Funds For Against Management 14 Amend Management System for Providing For Against Management External Investments 15 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES SA Ticker: BRML3 Security ID: P1908S102 Meeting Date: JUL 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Fix Number of Directors at Seven For For Management 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None For Management Elect Silvio Jose Genesini Junior as Independent Director and Marina da Fontoura Azambuja as Alternate 8.2 Percentage of Votes to Be Assigned - None For Management Elect Joao Roberto Goncalves Teixeira as Independent Director and Marina da Fontoura Azambuja as Alternate 8.3 Percentage of Votes to Be Assigned - None For Management Elect Jose Afonso Alves Castanheira as Independent Director and Marina da Fontoura Azambuja as Alternate 8.4 Percentage of Votes to Be Assigned - None For Management Elect Luiz Alberto Quinta as Director and Marina da Fontoura Azambuja as Alternate 8.5 Percentage of Votes to Be Assigned - None For Management Elect Luiz Antonio de Sampaio Campos as Independent Director and Marina da Fontoura Azambuja as Alternate 8.6 Percentage of Votes to Be Assigned - None For Management Elect Mauro Rodrigues da Cunha as Independent Director and Marina da Fontoura Azambuja as Alternate 8.7 Percentage of Votes to Be Assigned - None For Management Elect Gerauld Dinu Reiss as Independent Director and Marina da Fontoura Azambuja as Alternate 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11.1 Elect Helena Penna as Fiscal Council For For Management Member and Joao Pedro Barroso as Alternate 11.2 Elect Ana Siqueira as Fiscal Council For For Management Member and Silvia Maura Rodrigues as Alternate 11.3 Elect Marcelo Otavio Wagner as Fiscal For For Management Council Member and Antonio Carlos Bizzo Lima as Alternate 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES SA Ticker: BRML3 Security ID: P1908S102 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 3 Amend Article 14 For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES SA Ticker: BRML3 Security ID: P1908S102 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Approve Share Matching Plan For For Management 3 Approve Restricted Stock Plan For For Management 4 Authorize Board to Increase the Number For For Management of Shares Granted under the Performance Shares Plan in 2020 and 2021 -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES SA Ticker: BRML3 Security ID: P1908S102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Jorge Roberto Manoel as Fiscal For For Management Council Member and Antonio Carlos Bizzo Lima as Alternate 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES SA Ticker: BRML3 Security ID: P1908S102 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 19 For For Management 2 Add Article 20 For For Management 3 Amend Articles For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BR PROPERTIES SA Ticker: BRPR3 Security ID: P1909V120 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb SPE 61 For For Management Empreendimentos Imobiliarios e Participacoes S.A. (SPE 61) 2 Ratify APSIS Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management Re: SPE 61 Empreendimentos Imobiliarios e Participacoes S.A. (SPE 61) 4 Approve Absorption of SPE 61 For For Management Empreendimentos Imobiliarios e Participacoes S.A. (SPE 61) 5 Approve Agreement for Partial Spin-Off For For Management of PP II SPE Empreendimentos Imobiliarios Ltda. (PP II) and Absorption of Partial Spun-Off Assets 6 Ratify APSIS Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management Re: PP II SPE Empreendimentos Imobiliarios Ltda. (PP II) 8 Approve Partial Spin-Off of PP II SPE For For Management Empreendimentos Imobiliarios Ltda. (PP II) and Absorption of Partial Spun-Off Assets 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BR PROPERTIES SA Ticker: BRPR3 Security ID: P1909V120 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Elect Felipe Francisco Romano as For For Management Director 5 Re-Ratify Remuneration of Company's For Against Management Management Approved at the April 24, 2020 AGM 6 Approve Remuneration of Company's For Against Management Management 7 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BR PROPERTIES SA Ticker: BRPR3 Security ID: P1909V120 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb BRPR PDC 1 For For Management Empreendimentos e Participacoes Ltda. and BRPR PDC 2 Empreendimentos e Participacoes Ltda. 2 Ratify APSIS Consultoria e Avaliacoes For For Management Ltda. as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of BRPR PDC 1 For For Management Empreendimentos e Participacoes Ltda. and BRPR PDC 2 Empreendimentos e Participacoes Ltda. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BRADESPAR SA Ticker: BRAP4 Security ID: P1808W104 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wilfredo Joao Vicente Gomes as None Abstain Shareholder Director Appointed by Preferred Shareholder 1.2 Elect Jose Luiz Osorio de Almeida None For Shareholder Filho as Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Carlos Eduardo Teixeira Taveiros None For Shareholder as Fiscal Council Member and Nilvo Reinoldo Fries as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRADESPAR SA Ticker: BRAP4 Security ID: P1808W104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Reynaldo Passanezi Filho as None Abstain Shareholder Director Appointed by Preferred Shareholder 1.2 Elect Jose Luiz Osorio de Almeida None For Shareholder Filho as Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Wilfredo Joao Vicente Gomes as None For Shareholder Fiscal Council Member and Fabio Guimaraes Vianna as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRAIT SE Ticker: BAT Security ID: L1201E101 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a.1 Re-Elect LL Porter as Director For For Management 2a.2 Re-Elect HRW Troskie as Director For For Management 2a.3 Re-Elect CH Wiese as Director For For Management 2b.1 Elect RA Nelson as Director For For Management 2b.2 Elect PG Joubert as Director For For Management 2b.3 Elect JM Grant as Director For For Management 2b.4 Elect Y Jekwa as Director For For Management 2b.5 Elect PJ Roelofse as Director For For Management 2.c Approve Remuneration of Directors For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Authorize Share Capital Increase For For Management 5 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- BRAIT SE Ticker: BAT Security ID: L1201E101 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Draft Terms for Conversion of For For Management the Company from European Public Limited Liability Company to Public Limited Company 1.2 Approve Conversion of the Company from For For Management European Public Limited Liability Company to Public Limited Company 1.3 Adopt New Memorandum and Articles of For For Management Association 2 Change Location of Registered Office For For Management to Mauritius 3 Adopt New Constitution For For Management 4 Approve Long Term Incentive Plan For For Management (Participation Rights) For Corporate Advisors 5 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: 105532105 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 2 Elect Heloisa Belotti Bedicks as None For Shareholder Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: P18533110 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 2 Elect Heloisa Belotti Bedicks as None For Shareholder Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Remuneration of Company's For For Management Management 3.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Marcus Vinicius Dias Severini as Alternate 3.2 Elect Maria Paula Soares Aranha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 3.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 4 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: P1905C100 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Amend Article 33 For For Management 3 Consolidate Bylaws For For Management 4 Amend Restricted Stock Plan For Against Management 5 Amend Restricted Stock Plan For Against Management 6 Amend Restricted Stock Plan For Against Management 7 Amend Restricted Stock Plan For Against Management 8 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- BRIGHT DAIRY & FOOD CO., LTD. Ticker: 600597 Security ID: Y0970V100 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Hai as Non-independent For For Shareholder Director 2 Elect Mao Huigang as Independent For For Management Director 3 Elect Zhou Wen as Supervisor For For Shareholder 4 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- BRIGHT DAIRY & FOOD CO., LTD. Ticker: 600597 Security ID: Y0970V100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Profit Distribution Policy and For For Management Shareholder Return Plan 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Share Subscription For For Management Agreement 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Independent For For Management Directors 12 Approve Report of the Board of For For Management Supervisors 13 Approve Financial Statements and For For Management Financial Budget Report 14 Approve Profit Distribution For For Management 15 Approve Daily Related Party Transaction For For Management 16 Approve Appointment of Financial For For Management Auditor 17 Approve Appointment of Internal For For Management Control Auditor 18 Approve Amendments to Articles of For For Management Association 19 Elect Jin Jianshan as Supervisor For For Shareholder -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Quota for Equity For For Management Land Reserve of Real Estate Projects 2 Approve External Guarantee For For Management 3 Approve Provision of Loan by For For Management Controlling Shareholder and Related Parties to the Company and its Subsidiaries 4 Approve Issuance of Medium-term Notes For For Management 5 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition of Tonglu Piaoying Real Estate Co., Ltd. and Undertake Corresponding Creditor's Rights 2 Approve Related Party Transaction in For For Management Connection to Equity Acquisition of Bright Food Group Shanghai Dongping Small Town Farm Co., Ltd. and Assuming Corresponding Debts 3 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase Agreement For For Management 2 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- BRIGHT REAL ESTATE GROUP CO., LTD. Ticker: 600708 Security ID: Y7680T101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Approve Payment of Allowance to For For Management Independent Directors 11 Approve Supply Chain Asset-backed For For Management Securities Business (ABS) 12 Approve Supply Chain Asset-backed For For Management Notes Business (ABN) 13 Approve Application for Registration For For Management and Issuance of Super Short-term Commercial Papers -------------------------------------------------------------------------------- BRIGHTGENE BIO-MEDICAL TECHNOLOGY CO., LTD. Ticker: 688166 Security ID: Y0R9YQ100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Financial and For For Management Internal Control Auditor 7 Approve Credit Line Application For Against Management 8 Approve Estimate Related Party For For Management Transaction 9 Approve Provision of Guarantees to For Against Management Controlled Subsidiaries 10 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds to Non-Specific Targets 11.1 Approve Share Type For For Management 11.2 Approve Issue Size For For Management 11.3 Approve Par Value and Issue Price For For Management 11.4 Approve Bond Maturity For For Management 11.5 Approve Bond Interest Rate For For Management 11.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 11.7 Approve Conversion Period For For Management 11.8 Approve Determination and Adjustment For For Management of Conversion Price 11.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 11.10 Approve Method for Determining the For For Management Number of Shares for Conversion and Handling Fractional Shares Upon Conversion 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sell-Back For For Management 11.13 Approve Dividend Distribution Post For For Management Conversion 11.14 Approve Issue Manner and Target For For Management Subscribers 11.15 Approve Placing Arrangement for For For Management Original Shareholders 11.16 Approve Matters Relating to Meetings For For Management of Bond Holders 11.17 Approve Use of Proceeds For For Management 11.18 Approve Matters Relating to Guarantee For For Management 11.19 Approve Deposit of Proceeds For For Management 11.20 Approve Resolution Validity Period For For Management 12 Approve Plan on Issuance of For For Management Convertible Bonds to Non-Specific Targets 13 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds to Non-Specific Targets 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Convertible Bonds to Non-Specific Targets 17 Approve Rules and Procedures Regarding For For Management Meetings of Bond Holders 18 Approve Authorization of Board to For For Management Handle All Related Matters 19 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- BRIGHTON-BEST INTERNATIONAL (TAIWAN), INC. Ticker: 8415 Security ID: Y0974J103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Ticker: 1114 Security ID: G1368B102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Huachen Purchase Framework For For Management Agreement, Huachen Sale Framework Agreement, Huachen Non-Exempted Proposed Caps and Related Transactions -------------------------------------------------------------------------------- BRISA BRIDGESTONE SABANCI LASTIK SANAYI VE TICARET AS Ticker: BRISA Security ID: M2040V105 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointments For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2020 12 Approve Upper Limit of Donations for For Against Management 2021 13 Amend Company Articles 13 and 31 For For Management 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Audited Financial Statements For For Management and Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Nusli N Wadia as Director For For Management 4 Approve Walker Chandiok & Co, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: FEB 15, 2021 Meeting Type: Court Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO MALAYSIA BERHAD Ticker: 4162 Security ID: Y0971P110 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chan Choon Ngai as Director For For Management 2 Elect Eric Ooi Lip Aun as Director For For Management 3 Approve Directors' Fees and Benefits For For Management 4 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- BROGENT TECHNOLOGIES, INC. Ticker: 5263 Security ID: Y0R82N104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation -------------------------------------------------------------------------------- BROS EASTERN CO., LTD. Ticker: 601339 Security ID: Y09788103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Xiaohong as Independent For For Management Director -------------------------------------------------------------------------------- BROS EASTERN CO., LTD. Ticker: 601339 Security ID: Y09788103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Kui as Non-Independent For For Management Director 2 Approve Stock Option Incentive Plan For For Management and Its Summary 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BROS EASTERN CO., LTD. Ticker: 601339 Security ID: Y09788103 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Xin as Supervisor For For Shareholder 2 Approve Draft and Summary of Stock For For Management Option Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BROS EASTERN CO., LTD. Ticker: 601339 Security ID: Y09788103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Related Transactions with For For Management Ningbo Commercial Bank 9 Amend Related-Party Transaction For Against Management Management System 10 Elect Xia Jianming as Independent For For Management Director -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huo Yan as Non-independent For For Management Director 2 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Shouyuan as Non-independent For For Shareholder Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BTG HOTELS (GROUP) CO., LTD. Ticker: 600258 Security ID: Y0771D101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Loan Application For For Management 10 Approve Provision of Financial For Against Management Assistance to Controlled Subsidiaries 11 Approve Financial Assistance from For For Management Controlling Shareholder 12 Approve Daily Related Party For For Management Transactions with Controlling Shareholder 13 Approve Daily Related Party For For Management Transactions with Second Largest Shareholder 14 Approve Remuneration of Director Yuan For For Management Shouyuan -------------------------------------------------------------------------------- BTS GROUP HOLDINGS PUBLIC COMPANY LIMITED Ticker: BTS Security ID: Y0984D252 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Message from the Chairman to the None None Management Meeting 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Anat Arbhabhirama as Director For For Management 6.2 Elect Kavin Kanjanapas as Director For For Management 6.3 Elect Rangsin Kritalug as Director For Against Management 6.4 Elect Charoen Wattanasin as Director For For Management 6.5 Elect Karoon Chandrangsu as Director For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Allocation of Newly Issued For For Management Shares under the General Mandate 9 Approve Reduction in Registered Capital For For Management 10 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 11 Approve Increase in Registered Capital For For Management 12 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 13 Approve Allocation of Newly Issued For For Management Shares to Accommodate the Right Adjustment of Warrants to Purchase Newly Issued Ordinary Shares and Offering to Potential Specific Investors 14 Approve Issuance and Offering of For For Management Debentures 15 Other Business For Against Management -------------------------------------------------------------------------------- BUMI ARMADA BERHAD Ticker: 5210 Security ID: Y10028119 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Elect Ali Redhauddin ibni Tuanku For For Management Muhriz as Director 4 Approve Ali Redhauddin ibni Tuanku For For Management Muhriz to Continue Office as Independent Non-Executive Director 5 Elect Gary Neal Christenson as Director For For Management 6 Elect Donald Allan Chudanov as Director For For Management 7 Approve Alexandra Elisabeth Johanna For For Management Maria Schaapveld to Continue Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Grant of Shares to Gary Neal For For Management Christenson Under the Management Incentive Plan - Annual Incentive 10 Approve Grant of Shares to Gary Neal For For Management Christenson Under the Management Incentive Plan - Completion Incentive -------------------------------------------------------------------------------- BUMRUNGRAD HOSPITAL PUBLIC CO., LTD. Ticker: BH Security ID: Y1002E256 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment and For For Management Acknowledge Interim Dividend Payment 5.1 Elect Linda Lisahapanya as Director For For Management 5.2 Elect Prin Chirathivat as Director For For Management 5.3 Elect Mark Elliott Schatten as Director For For Management 6 Elect Chanond Sophonpanich as Director For For Management 7 Appoint Audit Committee Members For For Management 8 Approve Remuneration of Directors and For For Management Sub-Committees 9 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Amend Memorandum of Association to None None Management Reflect Decrease in Preferred Shares 11 Other Business For Against Management -------------------------------------------------------------------------------- BUPA ARABIA FOR COOPERATIVE INSURANCE CO. Ticker: 8210 Security ID: M20515116 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Elect Nigel Sullivan as Director For For Management 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 and Q1 of FY 2022 6 Approve Remuneration of Directors of For For Management SAR 3,828,000 for FY 2020 7 Approve Discharge of Directors For For Management 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Authorize Share Repurchase Program up For For Management to SAR 21,240,542 to be Allocated to Employees' Long-Term Incentive Plan 10 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 11 Approve Dividends of SAR 3.40 per For For Management Share for FY 2020 12 Approve Updating Corporate Governance For For Management Code 13 Approve Updating Board of Directors For For Management Charter 14 Approve Updating Executive Committee For For Management Charter 15 Approve Updating Investments Committee For For Management Charter 16 Approve Related Party Transactions Re: For For Management Bupa Insurance Limited 17 Approve Related Party Transactions Re: For For Management My Clinic International Medical Company Limited 18 Approve Related Party Transactions Re: For For Management Nazer Medical Clinics 19 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 20 Approve Related Party Transactions Re: For For Management Bupa Investments Overseas Limited 21 Approve Related Party Transactions Re: For For Management Bupa Insurance Limited 22 Approve Related Party Transactions Re: For For Management Bupa Middle East Holdings Two W.L.L. 23 Approve Related Party Transactions Re: For For Management Bupa Arabia for Cooperative Insurance Company 24 Approve Related Party Transactions Re: For For Management Nazer Group Limited 25 Approve Related Party Transactions Re: For For Management Nazer Medical Clinics Company and Nazer Pharmacies businesses 26 Approve Related Party Transactions Re: For For Management Nazer for Dialysis and Advanced Health Services Limited 27 Approve Related Party Transactions Re: For For Management Nawah Healthcare Company 28 Approve Related Party Transactions Re: For For Management Nazer Medical Clinics Company 29 Approve Related Party Transactions Re: For For Management National Commercial Bank 30 Approve Related Party Transactions Re: For For Management Gulf International Bank 31 Approve Related Party Transactions Re: For For Management Etihad Etisalat Company 32 Approve Related Party Transactions Re: For For Management Saudi Arabian Mining Company 33 Approve Related Party Transactions Re: For For Management Bawan Wood Industries Company 34 Approve Related Party Transactions Re: For For Management Bawan Metal Industries Company 35 Approve Related Party Transactions Re: For For Management Al Rajhi Bank 36 Approve Related Party Transactions Re: For For Management Riyadh Cables Group Company 37 Approve Related Party Transactions Re: For For Management Careem 38 Approve Related Party Transactions Re: For For Management Saudi Steel Pipe Company 39 Approve Related Party Transactions Re: For For Management Ahmed Mohammed Baeshen Company -------------------------------------------------------------------------------- BURGAN BANK SAK Ticker: BURG Security ID: M20497109 Meeting Date: JUN 06, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Special Report on Penalties For For Management for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Allocation of 10 Percent to For For Management Statutory Reserve 6 Approve Allocation of 10 Percent to For For Management Optional Reserve 7 Approve Dividends of KWD 0.005 Per For For Management Share 8 Authorize Distribution of 131,250,000 For For Management as Bonus Shares Representing 5 Percent of Share Capital Re: 5:100 Resulting in Increase of Issued and Paid Up Capital to KWD 275,625,000 and Amend Article 6 of Bylaws and Article 5 of Memorandum of Association 9 Authorize Share Repurchase Program of For For Management up to 10 Percent of Issued Share Capital 10 Authorize Issuance of Bonds and For Against Management Authorize Board to Set Terms of Issuance 11 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 12 Approve Remuneration of Directors and For For Management Committees Members of KWD 320,000 for FY 2020 13 Approve Directors' Loans for FY 2021 For Against Management 14 Approve Charitable Donations For Against Management 15 Approve Discharge of Directors for FY For For Management 2020 16 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 17 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- BURSA MALAYSIA BERHAD Ticker: 1818 Security ID: Y1028U102 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Muhamad Umar Swift as Director For For Management 2 Elect Chong Chye Neo as Director For For Management 3 Elect Bazlan bin Osman as Director For For Management 4 Elect Ari Azhar bin Syed Mohamed Adlan For For Management as Director 5 Approve Directors' Fees For For Management 6 Approve Directors' Benefits For For Management 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Provision of Guarantee for For For Management Ningbo Meishan Free Trade Port Area Deang Investment Partnership (Limited Partnership) 3 Approve Provision of Guarantee for For For Management Beijing Haihuyun Computing Data Technology Service Co., Ltd. 4 Approve Provision of Guarantee for For For Management Beijing Jianqiao Changheng Investment Consulting Co., Ltd. -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Credit Line For For Management Application 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORP. LTD. Ticker: 300166 Security ID: Y0918A101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8.1 Elect Guan Lianping as Director For For Management 8.2 Elect Huo Weiping as Director For For Management 8.3 Elect Jin Zhenghao as Director For For Management 9.1 Elect Li Zhengning as Director For For Management 9.2 Elect Liang Junjiao as Director For For Management 9.3 Elect Li Kan as Director For For Management 10 Elect Chang Zhigang as Supervisor For For Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- BY-HEALTH CO., LTD. Ticker: 300146 Security ID: Y2924V103 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Change of Business Scope and For For Management Amend Articles of Association 8 Approve to Appoint Auditor For For Management 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Wang Chuan-Fu as Director For For Management 1b Elect Lv Xiang-Yang as Director For For Management 1c Elect Xia Zuo-Quan as Director For For Management 1d Elect Cai Hong-Ping as Director For For Management 1e Elect Jiang Yan-Bo as Director For For Management 1f Elect Zhang Min as Director For For Management 2a Elect Dong Jun-Ging as Supervisor For For Management 2b Elect Li Yong-Zhao as Supervisor For For Management 2c Elect Huang Jiang-Feng as Supervisor For For Management 2d Authorize Board to Enter into a For For Management Service Contract with Wang Zhen and Yang Dong-Sheng 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R120 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Chuan-Fu as Director For For Management 1.2 Elect Lv Xiang-Yang as Director For For Management 1.3 Elect Xia Zuo-Quan as Director For For Management 2.1 Elect Cai Hong-Ping as Director For For Management 2.2 Elect Jiang Yan-Bo as Director For For Management 2.3 Elect Zhang Min as Director For For Management 3.1 Elect Dong Jun-Ging as Supervisor For For Management 3.2 Elect Li Yong-Zhao as Supervisor For For Management 3.3 Elect Huang Jiang-Feng as Supervisor For For Management 4 Authorize Board to Enter into a For For Management Service Contract with Wang Zhen and Yang Dong-Sheng 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Shareholders' For For Management Deposits Limit -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R120 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase of Shareholders' For For Management Deposits Limit -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Annual Reports and Its For For Management Summary 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Approve Issuance by BYD Electronic For For Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 11 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 12 Approve Increase of Shareholders' For For Management Deposits Limit by the Company 13 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R120 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Annual Reports and Its For For Management Summary 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the For Against Management Group 8 Approve Estimated Cap of Ordinary For For Management Connected Transactions for the Year 2020 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Approve Issuance by BYD Electronic For For Management (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights 11 Approve Provision of Phased Guarantee For For Management for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited 12 Approve Increase of Shareholders' For For Management Deposits Limit by the Company 13 Approve Authorization to the Board to For Against Management Determine the Proposed Plan for the Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R120 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board in Compliance with the Requirements under Relevant Laws and Regulations 2 Approve Plan on the Spin-off and For For Management Listing of BYD Semiconductor Company Limited on the ChiNext Board 3 Approve Proposal of the Spin-off and For For Management Listing of BYD Semiconductor Company Limited on the ChiNext Board 4 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board in Compliance with "Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing" 5 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation 7 Approve Affirmation of Capability of For For Management BYD Semiconductor Company Limited to Implement Regulated Operation 8 Approve Explanation of the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-off and the Validity of Legal Documents Submitted 9 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-off 10 Approve Authorization to the Board of For For Management Directors and Its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing 11 Approve Share Option Scheme of BYD For For Management Semiconductor Company Limited -------------------------------------------------------------------------------- BYD COMPANY LIMITED Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board in Compliance with the Requirements under Relevant Laws and Regulations 2 Approve Plan on the Spin-off and For For Management Listing of BYD Semiconductor Company Limited on the ChiNext Board 3 Approve Proposal of the Spin-off and For For Management Listing of BYD Semiconductor Company Limited on the ChiNext Board 4 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board in Compliance with "Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing" 5 Approve Spin-off and Listing of BYD For For Management Semiconductor Company Limited on the ChiNext Board which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation 7 Approve Affirmation of Capability of For For Management BYD Semiconductor Company Limited to Implement Regulated Operation 8 Approve Explanation of the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-off and the Validity of Legal Documents Submitted 9 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-off 10 Approve Authorization to the Board of For For Management Directors and Its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing 11 Approve Share Option Scheme of BYD For For Management Semiconductor Company Limited -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4 Elect Wang Nian-qiang as Director For For Management 5 Elect Wang Bo as Director For For Management 6 Elect Qian Jing-jie as Director For For Management 7 Elect Antony Francis Mampilly as For For Management Director 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- BYD ELECTRONIC (INTERNATIONAL) CO., LTD. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement and Annual For For Management Caps -------------------------------------------------------------------------------- C&A MODAS SA Ticker: CEAB3 Security ID: P1S6UB100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Fix Number of Directors at Five For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Cristina Presz Palmaka De Luca as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect German Pasquale Quiroga Vilardo as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Antonio De Moraes Carvalho as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Peter Takaharu Furukawa as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Thilo Helmut Georg Mannhardt as Independent Director 9 Elect Luiz Antonio de Moraes Carvalho For For Management as Board Chairman 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- C&A MODAS SA Ticker: CEAB3 Security ID: P1S6UB100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 Re: Corporate Purpose For For Management 2 Consolidate Bylaws For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- C&D INTERNATIONAL INVESTMENT GROUP LIMITED Ticker: 1908 Security ID: G3165D109 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Chengdu Zhaoxinlin Equity For For Management Transfer Agreements and Related Transactions 2 Approve Xiamen Huilong Equity Transfer For For Management Agreements and Related Transactions 3 Approve Xiamen Jingchenglong Equity For For Management Transfer Agreements and Related Transactions -------------------------------------------------------------------------------- C&D INTERNATIONAL INVESTMENT GROUP LIMITED Ticker: 1908 Security ID: G3165D109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Lin Weiguo as Director For For Management 3 Elect Wong Chi Wai as Director For Against Management 4 Elect Wong Tat Yan, Paul as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Grant Thornton Hong Kong For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- C&D INTERNATIONAL INVESTMENT GROUP LIMITED Ticker: 1908 Security ID: G3165D109 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Incentive Scheme For For Management 2 Approve Issuance of Restricted Shares For For Management Under the Incentive Scheme and the Grant of the Restricted Shares -------------------------------------------------------------------------------- C&D PROPERTY MANAGEMENT GROUP CO., LTD. Ticker: 2156 Security ID: G3165E107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Qiao Haixia as Director For For Management 3 Elect Huang Danghui as Director For For Management 4 Elect Zhuang Yuekai as Director For For Management 5 Elect Lin Weiguo as Director For For Management 6 Elect Cheung Kwok Kwan, J.P. as For For Management Director 7 Elect Lee Cheuk Yin Dannis as Director For For Management 8 Elect Li Kwok Tai James as Director For For Management 9 Elect Wu Yat Wai as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors 11 Approve Grant Thornton Hong Kong For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Authorize Repurchase of Issued Share For For Management Capital 14 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Remuneration of For For Management Joint General Managers -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares on the Company's Stock Options and Performance Share Incentive Plan 2 Approve Reduction in Registered For For Management Capital and Amend Articles of Association -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Provision of Guarantee for For For Management Bank Dealer Credit -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deng Yingzhong as For For Shareholder Non-Independent Director 1.2 Elect Deng Guanbiao as Non-Independent For For Shareholder Director 1.3 Elect Deng Guanjie as Non-Independent For For Shareholder Director 1.4 Elect Dai Zhenji as Non-Independent For For Shareholder Director 1.5 Elect Liu Jinfeng as Non-Independent For For Shareholder Director 1.6 Elect Yue Yong as Non-Independent For For Shareholder Director 2.1 Elect He Haidi as Independent Director For For Shareholder 2.2 Elect He Guoquan as Independent For For Shareholder Director 2.3 Elect Liu Die as Independent Director For For Shareholder 3.1 Elect Liang Yongliang as Supervisor For For Shareholder 3.2 Elect Li Youquan as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Household For For Management Paper Project 2 Approve Use of Idle Funds for National For For Management Bonds Reverse Repurchase Investment -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Peng as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Change of Registered Address For For Management and Amendment of Articles of Association -------------------------------------------------------------------------------- C&S PAPER CO., LTD. Ticker: 002511 Security ID: Y1822U100 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Approve Repurchase and Cancellation of For For Management Performance Shares and Stock Options -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Guarantee Provision to Sichuan For For Management Humanwell Pharmaceutical Co., Ltd. and its Subsidiaries -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Plan of Chongqing For For Management Pharmaceutical (Group) Co., Ltd 2 Approve Financing Plan of Subsidiary For For Management of Chongqing Pharmaceutical (Group) Co. , Ltd 3 Approve Guarantee Provision for the For For Management Credit Lines Application 4 Approve Provision of Guarantee between For For Management Controlled Subsidiaries 5 Approve Issuance of Debt Financing For For Management Products 6 Approve Securitization of Company's For For Management Accounts Receivable 7 Approve Development of Accounts For For Management Receivable Factoring Business without Recourse 8 Approve Issuance of Perpetual For For Management Medium-term Notes or Renewable Debt Product -------------------------------------------------------------------------------- C.Q. PHARMACEUTICAL HOLDING CO., LTD. Ticker: 000950 Security ID: Y1584T101 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Internal Control Evaluation For For Management Report 4 Approve Continued Related Party For For Management Transactions 5 Approve to Appoint Auditor For For Management 6 Approve Financial Statements For For Management 7 Approve Financial Budget Report For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Profit Distribution For For Management 10 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CACHET PHARMACEUTICAL CO., LTD. Ticker: 002462 Security ID: Y1072N103 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 2.1 Elect Liang Yu as Director For For Management 2.2 Elect Xiong Yan as Director For For Management 2.3 Elect Xue Jian as Director For For Management -------------------------------------------------------------------------------- CACHET PHARMACEUTICAL CO., LTD. Ticker: 002462 Security ID: Y1072N103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Comprehensive Credit Line Bank For Against Management Application 7 Approve to Appoint Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Related Party Transaction For For Management 10 Approve Annual Report on Amounts For For Management Receivable from Controlling Shareholder and Other Related Parties 11 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- CADILA HEALTHCARE LIMITED Ticker: 532321 Security ID: Y1R73U123 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Sharvil P. Patel as Director For For Management 4 Reelect Pankaj R. Patel as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For Against Management of Ganesh N. Nayak as Whole-time Director Designated as Chief Operating Officer and Executive Director -------------------------------------------------------------------------------- CADILA HEALTHCARE LIMITED Ticker: 532321 Security ID: Y1R73U123 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Animal Health Business For For Management -------------------------------------------------------------------------------- CAHYA MATA SARAWAK BERHAD Ticker: 2852 Security ID: Y1662L103 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Establishment and For Against Management Implementation of Employees' Share Option Scheme (ESOS) 2 Approve Grant of ESOS Options to Isaac For Against Management Lugun 3 Approve Grant of ESOS Options to Mok For Against Management Chek Wei -------------------------------------------------------------------------------- CAHYA MATA SARAWAK BERHAD Ticker: 2852 Security ID: Y1662L103 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Elect Umang Nangku Jabu as Director For Against Management 3 Elect Khor Jaw Huei as Director For For Management 4 Elect Amar (Dr.) Haji Abdul Aziz bin For For Management Dato Haji Husain as Director 5 Elect Ho Heng Chuan as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Remuneration and For For Management Benefits 8 Approve Ernst & Young PLT as Auditors For Against Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Zhi Bingyi as Non-independent For For Management Director 3.1 Elect Gao Qiang as Independent Director For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Weijian as Director For For Management 1.2 Elect Fang Jinghua as Director For For Management 2.1 Elect Zheng Liansheng as Supervisor For For Management -------------------------------------------------------------------------------- CAITONG SECURITIES CO., LTD. Ticker: 601108 Security ID: Y1072S102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Confirmation of Related Party For For Management Transaction 7 Approve Estimated Daily Related Party For For Management Transactions 8 Approve Securities Investment For For Management 9.1 Approve Main Subject and Method For For Management 9.2 Approve Type and Issue Scale For For Management 9.3 Approve Term For For Management 9.4 Approve Issuance Price and Interest For For Management Rate 9.5 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 9.6 Approve Use of Proceeds For For Management 9.7 Approve Target Subscribers and Placing For For Management Arrangements for Shareholders 9.8 Approve Appointment of For For Management Issuance-Related Agency and Other Relevant Matters 9.9 Approve Safeguard Measures for Debt For For Management Repayment 9.10 Approve Listing of Debt Financing For For Management Instruments 9.11 Approve Resolution Validity Period For For Management 10 Approve Company's Eligibility for For For Management Rights Issue 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner For For Management 11.3 Approve Base, Proportion and Number of For For Management Shares 11.4 Approve Pricing Basis and Issue Price For For Management 11.5 Approve Placing Subscribers For For Management 11.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 11.7 Approve Issue Time For For Management 11.8 Approve Underwriting Manner For For Management 11.9 Approve Use of Proceeds For For Management 11.10 Approve Resolution Validity Period For For Management 11.11 Approve Listing Exchange For For Management 12 Approve Plan of Company's Rights Issue For For Management 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Counter-dilution Measures in For For Management Connection to the Rights Issue 16 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CAL-COMP ELECTRONICS (THAILAND) PUBLIC CO., LTD. Ticker: CCET Security ID: Y1062G159 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Financial Statements and For For Management Annual Report 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Hsu, Sheng-Hsiung as Director For Against Management 4.2 Elect Shen, Shyh-Yong as Director For For Management 4.3 Elect Thanasak Chanyapoon as Director For For Management 4.4 Elect Chen, Wei-Chang as Director For For Management 4.5 Elect Chang, Pao-Cheng as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- CAL-COMP ELECTRONICS (THAILAND) PUBLIC CO., LTD. Ticker: CCET Security ID: Y1062G159 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Financial Statements and For For Management Annual Report 3 Approve Allocation of Income and For For Management Dividend Payment 4 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 5 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 6 Approve Allocation of Newly Issued For For Management Ordinary Shares to Support the Stock Dividend Payment and Right Adjustment of ESOP Program 7.1 Elect Hsu, Sheng-Chieh as Director For Against Management 7.2 Elect Khongsit Choukitcharoen as For For Management Director 7.3 Elect Alan Chi Yim Kam as Director For For Management 7.4 Elect Chiang, Tai-Chang as Director For For Management 8 Approve Remuneration of Directors For For Management 9 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Other Business For Against Management -------------------------------------------------------------------------------- CAMBRICON TECHNOLOGIES CORP. LTD. Ticker: 688256 Security ID: Y10823105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Audit Fees and For For Management Appointment of Financial and Internal Control Auditors 7 Approve 2020 Remuneration and For For Management Allowances of Directors 8 Approve 2020 Remuneration and For For Management Allowances of Supervisors 9 Approve 2021 Remuneration and For Against Management Allowances of Directors 10 Approve 2021 Remuneration and For Against Management Allowances of Supervisors -------------------------------------------------------------------------------- CAMEL GROUP CO. LTD. Ticker: 601311 Security ID: Y1083C104 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CAMEL GROUP CO. LTD. Ticker: 601311 Security ID: Y1083C104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointments of Auditor and For For Management Internal Control Auditor 7 Approve Investment Plan For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For For Management 10 Approve Daily Related-party For For Management Transactions 11 Approve Five Year Development For For Management Strategic Plan 12 Elect Huang Yunhui as Independent For For Management Director 13 Approve Change in Registered Capital For For Management and Amend Articles of Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CAMIL ALIMENTOS SA Ticker: CAML3 Security ID: P1R1FL107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Feb. 28, 2021 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Install Fiscal Council For For Management 6.1 Elect Marcos Silveira as Fiscal For Abstain Management Council Member and Fernando Cruchaki De Andrade as Alternate 6.2 Elect Maria Elena Cardoso Figueira as For Abstain Management Fiscal Council Member and Maria Cecilia Rossi as Alternate 6.3 Elect Eduardo Augusto Rocha Pocetti as For Abstain Management Fiscal Council Member and Ademir Jose Scarpin as Alternate 7 As an Ordinary Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 8 Elect Marcos Silveira as Fiscal None For Shareholder Council Member and Fernando Cruchaki De Andrade as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- CAMIL ALIMENTOS SA Ticker: CAML3 Security ID: P1R1FL107 Meeting Date: JUN 30, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Consolidate Bylaws For Against Management 3 Approve Stock Option Plan For For Management 4 Approve Indemnification Agreement For Against Management between the Company and the Company's Management -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Shawn (Xiaohua) Qu For For Management 2.2 Elect Director Karl E. Olsoni For For Management 2.3 Elect Director Harry E. Ruda For For Management 2.4 Elect Director Lauren C. Templeton For For Management 2.5 Elect Director Andrew (Luen Cheung) For For Management Wong 2.6 Elect Director Arthur (Lap Tat) Wong For For Management 2.7 Elect Director Leslie Li Hsien Chang For For Management 2.8 Elect Director Yan Zhuang For For Management 2.9 Elect Director Huifeng Chang For For Management 3 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CANARA BANK Ticker: 532483 Security ID: Y1081F109 Meeting Date: AUG 10, 2020 Meeting Type: Annual Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CANGZHOU DAHUA CO., LTD. Ticker: 600230 Security ID: Y3122C103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Appointment of Auditor and For For Management Payment of Remuneration 5 Approve Report of the Independent For For Management Directors 6 Approve Payment of Remuneration to For For Management Directors, Supervisors and Senior Management Members 7 Approve Report of the Board of For For Management Supervisors 8 Approve Draft and Summary of For For Management Performance Share Incentive Plan 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Management Method of For For Management Performance Shares Incentive Plan 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Related Party Transaction in For For Management Connection to Provision of Financial Services -------------------------------------------------------------------------------- CANGZHOU MINGZHU PLASTIC CO. LTD. Ticker: 002108 Security ID: Y1099L106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Development of Financial For For Management Derivatives Transaction Business 9 Approve to Appoint Auditor For For Management 10 Approve Adjustment of Performance For For Management Commitment and Signing of Supplementary Agreement -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Bill Pool Business For Against Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Use of Own Funds to Purchase For For Management Financial Products 8 Approve Sale and Revitalization of For For Management Real Estate 9 Approve Profit Distribution For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CANNY ELEVATOR CO., LTD. Ticker: 002367 Security ID: Y1099M104 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Working System for Independent For For Management Directors 5 Amend Related Party Transaction For For Management Decision-making System -------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Ticker: 6185 Security ID: Y1099N102 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Change in Use of the For For Management Remaining Unutilized Proceeds Received from the Listing of the Company's H Shares 2 Approve Proposed Use of Part of the For For Management Over-Raised Proceeds Received from the Listing of the Company's A Shares to Permanently Supplement Working Capital -------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Ticker: 6185 Security ID: Y1099N102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Report For For Management 4 Approve 2020 Financial Accounts Report For For Management 5 Approve 2021 Financial Budget For For Management 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Unrecovered Losses Reaching For For Management One Third of the Total Paid-In Capital 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Internal Control Audit Agency and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 9 Elect Zhongqi Shao as Supervisor For For Shareholder 10 Approve Proposed Increase and/or For For Management Renewal of Bank Credit Line 11 Approve Proposed Change in Use of the For For Shareholder Net Proceeds Received from the Company's A Share Offering 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares -------------------------------------------------------------------------------- CANSINO BIOLOGICS INC. Ticker: 6185 Security ID: Y1099N110 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Report For For Management 4 Approve 2020 Financial Accounts Report For For Management and Financial Audit Report 5 Approve 2021 Financial Budget For For Management 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Unrecovered Losses Reaching For For Management One Third of the Total Paid-In Capital 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Internal Control Audit Agency and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 10 Approve Proposed Increase and/or For For Management Renewal of Bank Credit Line 11 Approve Proposed Change in Use of the For For Shareholder Net Proceeds Received from the Company's A Share Offering 12 Elect Zhongqi Shao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CAP SA Ticker: CAP Security ID: P25625107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report, Financial For For Management Statements, Company Status Report and Auditor's Report 2 Approve Dividends of USD 0.69 Per For For Management Share and Interim Dividends of USD 1 per Share; Approve Dividend Policy 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Approve Annual Report, Remuneration For For Management and Budget of Directors' Committee 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish Meeting For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- CAPITAL SECURITIES CORP. Ticker: 6005 Security ID: Y11003103 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- CAPITEC BANK HOLDINGS LTD. Ticker: CPI Security ID: S15445109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Daniel Meintjes as Director For For Management 2 Re-elect Petrus Mouton as Director For For Management 3 Re-elect Jean Pierre Verster as For For Management Director 4 Elect Cora Fernandez as Director For For Management 5 Elect Stan du Plessis as Director For For Management 6 Elect Vusi Mahlangu as Director For For Management 7 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors 8 Reappoint Deloitte & Touche as Auditors For For Management 9 Authorise Specific Issue of Loss For For Management Absorbent Convertible Capital Securities for Cash 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Remuneration Policy For For Management 12 Approve Implementation Report of For Against Management Remuneration Policy 13 Amend Share Trust Deed For For Management 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in For For Management Respect of the Restricted Share Plan -------------------------------------------------------------------------------- CAR INC. Ticker: 699 Security ID: G19021107 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Leping Yan as Director For For Management 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CAR INC. Ticker: 699 Security ID: G19021107 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Convertible Bonds, Grant of Specific Mandate to Issue Conversion Shares and Related Transactions -------------------------------------------------------------------------------- CARABAO GROUP PUBLIC COMPANY LIMITED Ticker: CBG Security ID: Y1820N116 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Board of Directors' Report None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Saowanee Kamolbutr as Director For For Management 5.2 Elect Nutchamai Thanombooncharoen as For Against Management Director 5.3 Elect Kamoldist Smuthkochorn as For For Management Director 5.4 Elect Romtham Setthasit as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8.1 Elect Predee Daochai as Director For For Management 8.2 Elect Wongdao Thanombooncharoen as For For Management Director -------------------------------------------------------------------------------- CARE RATINGS LIMITED Ticker: 534804 Security ID: Y1R7BV106 Meeting Date: SEP 08, 2020 Meeting Type: Annual Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Three Interim Dividends and For For Management Declare Final Dividend 3 Reelect V Chandrasekaran as Director For For Management 4 Approve Increase in Authorized Share For For Management Capital and Amend Memorandum of Association 5 Elect Ajay Mahajan as Director For For Management 6 Approve Appointment and Remuneration For For Management of Ajay Mahajan as Managing Director & Chief Executive Officer 7 Approve Grant of Options to the For Against Management Employees of the Company under the CARE Employee Stock Option Scheme 2020 8 Approve Grant of Options to the For Against Management Employees of the Subsidiary Companies under the CARE Employee Stock Option Scheme 2020 9 Approve Grant of Options Under the For For Management CARE Employee Stock Option Scheme 2020 to Ajay Mahajan as Managing Director and Chief Executive Officer -------------------------------------------------------------------------------- CAREER TECHNOLOGY (MFG.) CO., LTD. Ticker: 6153 Security ID: Y11058107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- CARLSBERG BREWERY MALAYSIA BERHAD Ticker: 2836 Security ID: Y11220103 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4 Elect Roland Arthur Lawrence as For For Management Director 5 Elect Graham James Fewkes as Director For For Management 6 Elect Stefano Clini as Director For For Management 7 Approve Directors' Fees and Benefits For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 11 Approve New Shareholders' Mandate for For For Management Recurrent Related Party Transactions -------------------------------------------------------------------------------- CARLSBERG BREWERY MALAYSIA BERHAD Ticker: 2836 Security ID: Y11220103 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Toh Ah Wah as Director For For Management 3 Elect Michelle Tanya Achuthan as For For Management Director 4 Elect Chan Po Kei Kay as Director For For Management 5 Approve Directors' Fees and Benefits For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- CASETEK HOLDINGS LTD. Ticker: 5264 Security ID: G19303109 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with Pegatron For For Management Corporation and Its One Hundred Percent Shares Subsidiary, PEGASUS ACE LIMITED 2 Approve Delisting from Taiwan Stock For For Management Exchange -------------------------------------------------------------------------------- CASHBUILD LTD. Ticker: CSB Security ID: S16060113 Meeting Date: NOV 30, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Hester Hickey as Director For For Management 2 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors with Andries Rossouw as the Individual Registered Auditor 3.1 Re-elect Marius Bosman as Member of For For Management the Audit Committee 3.2 Re-elect Hester Hickey as Chairperson For For Management of the Audit Committee 3.3 Re-elect Dr Simo Lushaba as Member of For For Management the Audit Committee 3.4 Re-elect Gloria Tapon Njamo as Member For For Management of the Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Implementation of Remuneration For For Management Policy 6 Approve Remuneration of Non-executive For For Management Directors 7 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement on Financial Assistance between Chongqing Xingjie Real Estate Co., Ltd. and Shareholders 2 Approve Signing of Supplementary For For Management Agreement on Financial Assistance between Chongqing Zhongliang Kunwei Real Estate Development Co., Ltd. and Shareholders 3 Approve Signing of Supplementary For For Management Agreement on Financial Assistance between Chongqing Haofang Real Estate Development Co., Ltd. and Shareholders 4 Approve Signing of Supplementary For For Management Agreement on Financial Assistance between Shijiazhuang Rongchuang Caixin Real Estate Development Co., Ltd. and Shareholders 5 Approve Financial Assistance Provision For For Management by Chongqing Xingjie Real Estate Co., Ltd. to Its Shareholders 6 Approve Financial Assistance Provision For For Management by Shijiazhuang Rongchuang Caixin Real Estate Development Co., Ltd. to Its Shareholders 7 Approve Financial Assistance Provision For For Management by Chongqing Zhongliang Kunwei Real Estate Development Co., Ltd. to Its Shareholders 8 Approve Guarantee Provision for For For Management Chongqing Wanxu Landscaping Engineering Co., Ltd. 9 Approve Guarantee Provision for For For Management Chongqing Eke Door and Window Curtain Wall Engineering Co., Ltd. 10 Approve Guarantee Provision for For For Management Chongqing Fanyu Environmental Art Co., Ltd. 11 Approve Change the Recipient of For For Shareholder Financial Assistance -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jia Sen as Non-Independent For For Shareholder Director 2 Elect Zhao Wanyi as Independent For For Management Director 3 Approve Financial Assistance Provision For For Management 4 Elect Xian Xiannian as Supervisor For For Shareholder -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance of Chongqing Haofang Real Estate Development Co., Ltd to its Shareholder 2 Approve Provision of Financial For For Management Assistance of Weihai Guoxing Real Estate Co., Ltd to its Shareholder -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Additional Guarantee For For Management 8 Approve Obtained Authorization for For For Management Land Development 9 Approve Daily Related Party Transaction For For Management 10 Approve Authorization on Provision of For For Management Shareholder Loan to Some Real Estate Project Companies in Proportion to Equity Ownership 11 Approve Use of Funds for Entrusted For For Management Asset Management 12 Approve Remuneration of Chairman of For For Management the Board 13 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2 Elect Liu Shuo as Supervisor For For Shareholder -------------------------------------------------------------------------------- CASIN REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000838 Security ID: Y81166103 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Euqity For For Management -------------------------------------------------------------------------------- CASTROL INDIA LIMITED Ticker: 500870 Security ID: Y1143S149 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rashmi Joshi as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Reappointment and Remuneration For For Management of Omer Dormen as Managing Director 5 Approve Reappointment and Remuneration For Against Management of Jayanta Chatterjee as Wholetime Director 6 Reelect R. Gopalakrishnan as Director For For Management 7 Reelect Uday Khanna as Director For For Management 8 Elect Rakesh Makhija as Director For For Management 9 Elect Sandeep Sangwan as Director For For Management 10 Approve Appointment and Remuneration For For Management of Sandeep Sangwan as Managing Director 11 Approve Payment of Remuneration (Other For For Management than Sitting Fees) to Non-Executive Directors -------------------------------------------------------------------------------- CASTROL INDIA LIMITED Ticker: 500870 Security ID: Y1143S149 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Sandeep Sangwan as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Deepesh Baxi as Director For For Management 6 Approve Appointment and Remuneration For Against Management of Deepesh Baxi as Wholetime Director -------------------------------------------------------------------------------- CATCHER TECHNOLOGY CO., LTD. Ticker: 2474 Security ID: Y1148A101 Meeting Date: OCT 05, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management 2 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- CATCHER TECHNOLOGY CO., LTD. Ticker: 2474 Security ID: Y1148A101 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve to Raise Funds through Issuing For For Management New Shares or GDR -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDINGS CO. LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve to Raise Long-term Capital For For Management -------------------------------------------------------------------------------- CATHAY MEDIA & EDUCATION GROUP, INC. Ticker: 1981 Security ID: G1965A101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Pu Shulin as Director For For Management 3b Elect Sun Haitao as Director For For Management 3c Elect Wu Ye as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CATHAY REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 2501 Security ID: Y11579102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Du Xiaoping as Non-Independent For For Management Director 1.2 Elect Han Wei as Non-Independent For For Management Director 1.3 Elect Hu Mingzhe as Non-Independent For For Management Director 1.4 Elect Chen Tong as Non-Independent For For Management Director 2.1 Elect Wang Mancang as Independent For For Management Director 2.2 Elect Guo Shihui as Independent For For Management Director 2.3 Elect Wang Weidong as Independent For For Management Director 3.1 Elect Chen Xuanzhang as Supervisor For For Management 3.2 Elect Wu Keqin as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- CCOOP GROUP CO., LTD. Ticker: 000564 Security ID: Y97225109 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Hui as Non-Independent For For Management Director 2.1 Approve Daily Related Party For For Management Transactions with HNA Commercial Holdings Co., Ltd. 2.2 Approve Daily Related Party For For Management Transactions with New Cooperation Trade Chain Group Co., Ltd. -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Elect Mauricio Neri Godoy as Alternate For Did Not Vote Management Director 4 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Piedade Mota da Fonseca as For Did Not Vote Management Fiscal Council Member and Ronaldo Pires da Silva as Alternate 5.2 Elect Adalgiso Fragoso de Faria as For Did Not Vote Management Fiscal Council Member and Marcelo de Andrade as Alternate 5.3 Elect Bruno Goncalves Siqueira as For Did Not Vote Management Fiscal Council Member and Daniel da Silva Alves as Alternate 6 Approve Remuneration of Company's For Did Not Vote Management Management 7 Approve Remuneration of Fiscal Council For Did Not Vote Management Members -------------------------------------------------------------------------------- CCR SA Ticker: CCRO3 Security ID: P2170M104 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 22 and Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve External Guarantee For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Appointment of Financial For For Management Report Auditor 12 Approve Appointment of Internal For For Management Control Auditor 13 Approve Derivatives Investment Business For For Management 14 Approve Stock Option Incentive Plan For For Management and Its Summary 15 Approve Methods to Assess the For For Management Performance of Plan Participants 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CCS SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 600180 Security ID: Y7677E109 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- CEAT LIMITED Ticker: 500878 Security ID: Y1229V149 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Pierre E. Cohade as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Reelect Ranjit V. Pandit as Director For For Management 6 Approve Reclassification of Promoter For For Management Category to Public Category 7 Authorize Issuance of For For Management Secured/Unsecured, Non-Convertible Debentures/Bonds or Other Securities on Private Placement Basis -------------------------------------------------------------------------------- CEBU AIR, INC. Ticker: CEB Security ID: Y1234G103 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of Article Seventh For For Management of the Articles of Incorporation to Increase the Authorized Capital Stock of the Corporation and to Create a New Class of Convertible Preferred Shares 2 Approve Amendment of Article Seventh For Against Management of the Articles of Incorporation to Include a Denial of Pre-Emptive Rights for Equity-Linked Instruments 3 Approve Offer for Sale or Subscription For For Management of the Convertible Preferred Shares via a Stock Rights Offering 4 Approve Listing of the (a) Convertible For For Management Preferred Shares and the (b) Underlying Common Shares of the Convertible Preferred Shares with the Philippine Stock Exchange ("PSE") 5 Approve Offer for Sale and Issuance of For Against Management Convertible Bonds, Warrants ("the Warrants"), Bonds with Detachable Warrants (the "Bonds plus Warrants") or Any Other Similar Security Instrument to Such Number of Investors to be Determined by the Board of Directors 6 Approve Listing of the Underlying For Against Management Common Shares of the Convertible Bonds or Warrants or Bonds Plus Warrants with the PSE 7 Approve Listing of the Warrants with For Against Management the PSE 8 Approve Waiver of the Requirement to For Against Management Conduct a Rights or Public Offer 9 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CEBU AIR, INC. Ticker: CEB Security ID: Y1234G103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Minutes of the Annual For For Management Stockholders Meeting held on May 14, 2020 1.2 Approve the Minutes of the Special For For Management Stockholders Meeting held on November 20, 2020 2 Approve Financial Statements for the For For Management Preceding Year 3 Approve Employee Long Term Incentive For Against Management Plan 4.1 Elect James L. Go as Director For For Management 4.2 Elect Lance Y. Gokongwei as Director For For Management 4.3 Elect Frederick D. Go as Director For For Management 4.4 Elect Robina Y. Gokongwei-Pe as For For Management Director 4.5 Elect Jose F. Buenaventura as Director For Against Management 4.6 Elect Lisa Gokongwei-Cheng as Director For For Management 4.7 Elect Bernadine T. Siy as Director For For Management 4.8 Elect Brian Mathew P. Cu as Director For For Management 4.9 Elect Richard B. Tantoco as Director For For Management 5 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 6 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CECEP SOLAR ENERGY CO., LTD. Ticker: 000591 Security ID: Y1584P109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Zhengwu as Non-Independent For For Management Director 2 Approve Draft and Summary of Stock For For Management Option Incentive Plan 3 Approve Management Method of the Stock For For Management Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CECEP SOLAR ENERGY CO., LTD. Ticker: 000591 Security ID: Y1584P109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Daily Related Party For For Management Transactions 8 Approve Additional Guarantee For Against Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Annual Report and Summary For For Management 11 Approve Internal Control For For Management Self-Evaluation Report 12 Approve Remuneration of Directors For For Management 13 Approve Usage of Raised Funds to For For Management Replenish Working Capital 14 Approve to Appoint Financial and For For Management Internal Control Auditor 15.1 Elect Cao Huabin as Director For For Management 15.2 Elect Zhang Huixue as Director For For Management 15.3 Elect Xie Zhengwu as Director For For Management 15.4 Elect Qi Lianpeng as Director For For Management 15.5 Elect Bu Jitian as Director For For Management 15.6 Elect Chen Zhongyi as Director For For Management 16.1 Elect An Liansuo as Director For For Management 16.2 Elect Liu Jipeng as Director For For Management 16.3 Elect Lu Jianping as Director For For Management 17.1 Elect Dang Hongggang as Supervisor For For Management 17.2 Elect Zhu Zuohong as Supervisor For For Management -------------------------------------------------------------------------------- CECEP SOLAR ENERGY CO., LTD. Ticker: 000591 Security ID: Y1584P109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Report For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 7 Approve Daily Related Party For Did Not Vote Management Transactions 8 Approve Additional Guarantee For Did Not Vote Management 9 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 10 Approve Annual Report and Summary For Did Not Vote Management 11 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 12 Approve Remuneration of Directors For Did Not Vote Management 13 Approve Usage of Raised Funds to For Did Not Vote Management Replenish Working Capital 14 Approve to Appoint Financial and For Did Not Vote Management Internal Control Auditor 15.1 Elect Cao Huabin as Director For Did Not Vote Management 15.2 Elect Zhang Huixue as Director For Did Not Vote Management 15.3 Elect Xie Zhengwu as Director For Did Not Vote Management 15.4 Elect Qi Lianpeng as Director For Did Not Vote Management 15.5 Elect Bu Jitian as Director For Did Not Vote Management 15.6 Elect Chen Zhongyi as Director For Did Not Vote Management 16.1 Elect An Liansuo as Director For Did Not Vote Management 16.2 Elect Liu Jipeng as Director For Did Not Vote Management 16.3 Elect Lu Jianping as Director For Did Not Vote Management 17.1 Elect Dang Hongggang as Supervisor For Did Not Vote Management 17.2 Elect Zhu Zuohong as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Financial Leasing Business 2 Approve Provision of Guarantee for For For Management Loan of Zhong Energy Saving Tiantaishan Phase II 100MW Wind Farm Project -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption of Controlling For For Management Shareholder from Making a Tender Offer -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Related Party Transaction on For For Management Purchase of Wind Turbine Equipment -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Equity Incentive Management For For Management Measures 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5.1 Elect Liu Shaojing as Non-independent For For Management Director -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Initial Conversion Price For For Management 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Determination of Number of For For Management Conversion Shares 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Deposit Account for Raised For For Management Funds 2.21 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Principles of Bondholders For For Management Meeting 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Management Method of For For Management Performance Shares Incentive Plan 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 2 Approve Adjustment on Plan on Issuance For For Management of Convertible Bonds 3 Approve Issuance of Convertible Bonds For For Management -------------------------------------------------------------------------------- CECEP WIND-POWER CORP. Ticker: 601016 Security ID: Y12351105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Increase in Registered Capital For For Management 4 Amend Articles of Association For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For Against Management 9 Approve Investment Plan For Against Management 10 Approve to Appoint Auditor For For Management 11 Approve Credit Line Application For For Management 12 Approve Provision of Guarantee For For Management 13 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- CEMENTOS ARGOS SA Ticker: CEMARGOS Security ID: P2216Y112 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and None None Management Chairman's Report 5 Present Financial Statements None None Management 6 Present Auditor's Report None None Management 7 Approve Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends 9 Approve Donations For For Management 10 Elect Directors and Approve Their For For Management Remuneration 11 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- CEMEX HOLDINGS PHILIPPINES, INC. Ticker: CHP Security ID: Y1244L100 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of the Annual Meeting For For Management of Stockholders held on June 24, 2020 5 Approve 2020 Annual Report and Audited For For Management Financial Statements as of December 31, 2020 6 Ratify and Approve Acts of the Board For For Management of Directors and Management 7.1 Elect Pedro Roxas as Director For For Management 7.2 Elect Alfredo S. Panlilio as Director For For Management 7.3 Elect Eleanor M. Hilado as Director For For Management 7.4 Elect Sergio Mauricio Menendez Medina For For Management as Director 7.5 Elect Ignacio Alejandro Mijares For For Management Elizondo as Director 7.6 Elect Alejandro Garcia Cogollos as For For Management Director 7.7 Elect Antonio Ivan Sanchez Ugarte as For For Management Director 7.8 Elect Maria Garcia Villan as Director For For Management 8 Appoint External Auditor for Fiscal For For Management Year 2021 9 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CEMEX LATAM HOLDINGS SA Ticker: CLH Security ID: E28096100 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Treatment of Net Loss For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5.1 Ratify Appointment of and Elect Jesus For For Management Vicente Gonzalez Herrera as Director 5.2 Elect Jose Antonio Gonzalez Flores as For For Management Director 5.3 Elect Marcelo Catala Espinosa as For For Management Director 5.4 Elect Antonio Ivan Sanchez as Director For For Management 6 Advisory Vote on Remuneration Report For Against Management 7 Approve Remuneration Policy For Against Management 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: P2253T133 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 Re: Corporate Purpose For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: P2253T133 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Share Repurchase Report For For Management 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5.a Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020 5.b Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription 6 Elect Directors, Chairman and For For Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENCOSUD SA Ticker: CENCOSUD Security ID: P2205J100 Meeting Date: APR 23, 2021 Meeting Type: Annual/Special Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 28 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee e Receive Report on Expenses of For For Management Directors and Directors' Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Receive Report of Directors' For For Management Committee; Receive Report Regarding Related-Party Transactions i Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings j Designate Newspaper to Publish For For Management Announcements k Other Business For Against Management a Amend Articles Re: Compliance Committee For For Management b Authorize Share Repurchase Program For Against Management c Set Aggregate Nominal Amount of Share For Against Management Repurchase Program d Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENCOSUD SHOPPING CENTERS SA Ticker: CENCOSHOPP Security ID: P2205U105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 12.3 per Share c Elect Directors For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors' Committee and Advisers f Receive Report on Expenses of For For Management Directors and Directors' Committee g Appoint Auditors For For Management h Designate Risk Assessment Companies For For Management i Present Directors' Committee Report on For For Management Activities; Present Board's Report Regarding Related-Party Transactions j Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings k Designate Newspaper to Publish Meeting For For Management Announcements l Other Business For Against Management -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Elect Lucia Maria Martins Casasanta as For For Management Director 4 Elect Hailton Madureira de Almeida as For For Management Fiscal Council Member and Ricardo Takemitsu Simabuku as Alternate 5 Elect Eduardo Coutinho Guerra as For For Management Fiscal Council Member and Marcelo Senna Valle Pioto as Alternate 6 Approve Remuneration of Company's For For Management Management and Fiscal Council 7 Designate Newspapers to Publish For For Management Company Announcements -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Antonio Emilio Bastos de Aguiar None For Shareholder Freire as Alternate Fiscal Council Member Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q207 Meeting Date: JUL 29, 2020 Meeting Type: Annual/Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Elect Lucia Maria Martins Casasanta as For For Management Director 4 Elect Hailton Madureira de Almeida as For For Management Fiscal Council Member and Ricardo Takemitsu Simabuku as Alternate 5 Elect Eduardo Coutinho Guerra as For For Management Fiscal Council Member and Marcelo Senna Valle Pioto as Alternate 7 Approve Remuneration of Company's For For Management Management and Fiscal Council 8 Designate Newspapers to Publish For For Management Company Announcements 1 Amend Articles For For Management -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q108 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 6 Elect Antonio Emilio Bastos de Aguiar None For Shareholder Freire as Alternate Fiscal Council Member Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of 78 Percent Stake in For For Management Sociedade de Proposito Especifico Santa Vitoria do Palmar S/A to Omega Geracao SA 2 Approve Sale of 99.99 Percent Stake in For For Management Sociedades de Proposito Especifico Hermenegildo I S/A, Hermenegido II S/A, Hermenegildo III S/A and Chui IX S/A to Omega Geracao SA -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q207 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of 78 Percent Stake in For For Management Sociedade de Proposito Especifico Santa Vitoria do Palmar S/A to Omega Geracao SA 2 Approve Sale of 99.99 Percent Stake in For For Management Sociedades de Proposito Especifico Hermenegildo I S/A, Hermenegido II S/A, Hermenegildo III S/A and Chui IX S/A to Omega Geracao SA -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q207 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854122 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Lucia Maria Martins Casasanta as For Against Management Director 4.2 Elect Wilson Ferreira Junior as For Against Management Director 4.3 Elect Marcelo de Siqueira Freitas as For Against Management Director 4.4 Elect Bruno Eustaquio Ferreira Castro For Against Management de Carvalho as Director 4.5 Elect Ruy Flaks Schneider as For For Management Independent Director 4.6 Elect Ana Carolina Tannuri Laferte For Against Management Marinho as Director 4.7 Elect Rodrigo Limp Nascimento as For Against Management Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Lucia Maria Martins Casasanta as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Ferreira Junior as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo de Siqueira Freitas as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Eustaquio Ferreira Castro de Carvalho as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Carolina Tannuri Laferte Marinho as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Limp Nascimento as Director 7 Elect Daniel Alves Ferreira as None For Shareholder Director Appointed by Minority Shareholder 8 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 9.1 Elect Thais Marcia Fernandes Matano For Abstain Management Lacerda as Fiscal Council Member and Ricardo Takemitsu Simabuku as Alternate 9.2 Elect Domingos Romeu Andreatta as For Abstain Management Fiscal Council Member and Ingrid Palma Araujo as Alternate 9.3 Elect Rafael Rezende Brigolini as For Abstain Management Fiscal Council Member and Rafael Souza Pena as Alternate 10 Elect Carlos Eduardo Teixeira Taveiros None For Shareholder as Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder 11 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: P22854106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Felipe Villela Dias as Director None For Shareholder Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Antonio Emilio Bastos de Aguiar None For Shareholder Freire as Fiscal Council Member and Giuliano Barbato Wolf as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 9 Elect Felipe Villela Dias as Director None For Shareholder Appointed by Preferred Shareholder 10 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 13 Elect Antonio Emilio Bastos de Aguiar None For Shareholder Freire as Fiscal Council Member and Giuliano Barbato Wolf as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS SA Ticker: ELET6 Security ID: 15234Q207 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Lucia Maria Martins Casasanta as For Against Management Director 4.2 Elect Wilson Ferreira Junior as For Against Management Director 4.3 Elect Marcelo de Siqueira Freitas as For Against Management Director 4.4 Elect Bruno Eustaquio Ferreira Castro For Against Management de Carvalho as Director 4.5 Elect Ruy Flaks Schneider as For For Management Independent Director 4.6 Elect Ana Carolina Tannuri Laferte For Against Management Marinho as Director 4.7 Elect Rodrigo Limp Nascimento as For Against Management Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Lucia Maria Martins Casasanta as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Ferreira Junior as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo de Siqueira Freitas as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Eustaquio Ferreira Castro de Carvalho as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Carolina Tannuri Laferte Marinho as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Limp Nascimento as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Director 7 Elect Daniel Alves Ferreira as None For Shareholder Director Appointed by Minority Shareholder 8 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 11.1 Elect Thais Marcia Fernandes Matano For Abstain Management Lacerda as Fiscal Council Member and Ricardo Takemitsu Simabuku as Alternate 11.2 Elect Domingos Romeu Andreatta as For Abstain Management Fiscal Council Member and Ingrid Palma Araujo as Alternate 11.3 Elect Rafael Rezende Brigolini as For Abstain Management Fiscal Council Member and Rafael Souza Pena as Alternate 12 Elect Carlos Eduardo Teixeira Taveiros None For Shareholder as Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder 14 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- CENTRAL BANK OF INDIA Ticker: 532885 Security ID: Y1243T104 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CENTRAL CHINA LAND MEDIA CO., LTD. Ticker: 000719 Security ID: Y4445A105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CENTRAL CHINA LAND MEDIA CO., LTD. Ticker: 000719 Security ID: Y4445A105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor and For For Management Internal Control Auditor 6 Approve Provision of Guarantee For For Management 7 Approve Amendments to Articles of For For Management Association 8 Elect Li Yanbin as Supervisor For For Shareholder -------------------------------------------------------------------------------- CENTRAL CHINA REAL ESTATE LIMITED Ticker: 832 Security ID: G20768100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wang Jun as Director For For Management 3B Elect Cheung Shek Lun as Director For For Management 3C Elect Xin Luo Lin as Director For For Management 3D Elect Chen Ying as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares 6 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Financial Statements For For Management 6 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Accounting Firm and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision of Guarantee or For For Management Counter Guarantee for Central China International Financial Holdings Company Limited 10 Approve Determination of Business For For Management Scale and Affordable Risk Limits of Securities Proprietary Trading 11.01 Elect Chen Zhiyong as Director For For Management 11.02 Elect Tsang Sung as Director For For Management -------------------------------------------------------------------------------- CENTRAL CHINA SECURITIES CO., LTD. Ticker: 1375 Security ID: Y3R18N115 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Financial Statements For For Management 6 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Accounting Firm and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision of Guarantee or For For Management Counter Guarantee for Central China International Financial Holdings Company Limited 10 Approve Determination of Business For For Management Scale and Affordable Risk Limits of Securities Proprietary Trading 11.01 Elect Chen Zhiyong as Director For For Management 11.02 Elect Tsang Sung as Director For For Management -------------------------------------------------------------------------------- CENTRAL PATTANA PUBLIC COMPANY LIMITED Ticker: CPN Security ID: Y1242U276 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Performance Results None None Management 3 Acknowledge Interim Dividend Payment None None Management 4 Approve Financial Statements For For Management 5.1 Elect Suthichai Chirathivat as Director For For Management 5.2 Elect Paitoon Taveebhol as Director For For Management 5.3 Elect Sudhitham Chirathivat as Director For For Management 5.4 Elect Preecha Ekkunagul as Director For For Management 6 Approve Increase in Size of Board from For For Management 11 to 12 and Elect Nidsinee Chirathivat as Director 7 Approve Remuneration of Directors For For Management 8 Approve KPMG Poomchai Audit Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Debentures For For Management 10 Authorize Issuance of Bill of Exchange For For Management and/or Short-term Debenture 11 Other Business For Against Management -------------------------------------------------------------------------------- CENTRAL PATTANA PUBLIC COMPANY LIMITED Ticker: CPN Security ID: Y1242U276 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Acknowledge Performance Results None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Karun Kittisataporn as Director For For Management 5.2 Elect Jotika Savanananda as Director For For Management 5.3 Elect Suthikiati Chirathivat as For For Management Director 5.4 Elect Prin Chirathivat as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Poomchai Audit Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Commitments Related to For For Management Horizontal Competition -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Zikai as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Commitments Related For For Management to Horizontal Competition -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CENTRAL PLAINS ENVIRONMENT PROTECTION CO., LTD. Ticker: 000544 Security ID: Y9889D101 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management and Super Short-term Commercial Papers 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CENTRAL PLAZA HOTEL PUBLIC CO. LTD. Ticker: CENTEL Security ID: Y12431220 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance and For For Management Results 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Omission of Dividend Payment 5.1 Elect Sopawadee Lertmanaschai as For For Management Director 5.2 Elect Bhisit Kuslasayanon as Director For For Management 5.3 Elect Prin Chirathivat as Director For For Management 5.4 Elect Chaiwat Thongkamkoon as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Company Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- CENTRAL RETAIL CORP. PUBLIC CO. LTD. Ticker: CRC Security ID: Y1244X104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Suthikiati Chirathivat as For For Management Director 4.2 Elect Atchaka Sibunruang as Director For For Management 4.3 Elect Patareeya Benjapolchai as For For Management Director 4.4 Elect Yuwadee Chirathivat as Director For For Management 4.5 Elect Prin Chirathivat as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Poomchai Audit Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheng Haijin as Independent For For Management Director 2 Approve Change in Use of Raised Funds For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Elect Liu Jidi as Non-independent For For Management Director -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Amend Working System for Independent For For Management Directors 3 Amend Management System for External For For Management Guarantees 4 Amend Rules and Procedures Regarding For For Management Investment Decision-making 5 Amend Special System for Selecting and For For Management Hiring Accounting Firms 6 Amend Related Party Transaction For For Management Decision-making System 7 Approve Changes in Accounting Policies For For Management 8 Approve Related Party Transaction in For For Management Connection to the Lease and Sale of Public Rental Housing -------------------------------------------------------------------------------- CENTRE TESTING INTERNATIONAL GROUP CO., LTD. Ticker: 300012 Security ID: Y1252N105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Completion of Part of Raised For For Management Funds Projects and Use of Excess Funds on Other Raised Funds Projects 8 Approve to Appoint Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CENTURY IRON & STEEL INDUSTRIAL CO., LTD. Ticker: 9958 Security ID: Y1248T109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For Against Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 8 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 9 Approve Issuance of Shares via a For For Management Private Placement 10.1 Elect Wen Hsiang Lai, a Representative For For Management of XIANGFENG INVESTMENT CO., LTD., with Shareholder No. 777, as Non-independent Director 10.2 Elect HSING-HSUEH CHEN, a For For Management Representative of XIANGDING INVESTMENT CO., LTD., with Shareholder No. 201, as Non-independent Director 10.3 Elect SHENG-HAO CHOU, a Representative For For Management of GUAN ZENG INVESTMENT CO., LTD., with Shareholder No. 522, as Non-independent Director 10.4 Elect MING-TE SU, with Shareholder No. For For Management A101793XXX, as Non-independent Director 10.5 Elect CHIH-CHANG CHEN, with For For Management Shareholder No. 409, as Non-independent Director 10.6 Elect MING-CHENG LIN, with Shareholder For For Management No. 803, as Non-independent Director 10.7 Elect SHENG-CHUNG LIN, with For For Management Shareholder No. N100131XXX, as Independent Director 10.8 Elect EN-KUANG MAO, with Shareholder For For Management No. F123080XXX, as Independent Director 10.9 Elect CHIN-CHI CHEN, with Shareholder For For Management No. M120811XXX, as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CENTURY PACIFIC FOOD, INC. Ticker: CNPF Security ID: Y1249R102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Ricardo S. Po, Sr. as Director For For Management 4.2 Elect Christopher T. Po as Director For For Management 4.3 Elect Ricardo Gabriel T. Po as Director For For Management 4.4 Elect Teodoro Alexander T. Po as For For Management Director 4.5 Elect Leonardo Arthur T. Po as Director For For Management 4.6 Elect Fernan Victor P. Lukban as For For Management Director 4.7 Elect Frances J. Yu as Director For For Management 4.8 Elect Johnip G. Cua as Director For For Management 4.9 Elect Regina Roberta L. Lorenzana as For For Management Director 5 Elect SGV & Co. as Independent Auditor For For Management and Fixing of Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- CENTURY TEXTILES & INDUSTRIES LTD. Ticker: 500040 Security ID: Y12504125 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajashree Birla as Director For Against Management 4 Approve Rajashree Birla to Continue For Against Management Office as Non-Executive Director 5 Elect Jagdish Chandra Laddha as For For Management Director 6 Approve Appointment and Remuneration For For Management of Jagdish Chandra Laddha as Managing Director 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CESC LIMITED Ticker: 500084 Security ID: Y12652189 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Sanjiv Goenka as Director For For Management 4 Elect Shashwat Goenka as Director For For Management 5 Elect Sunil Mitra as Director For For Management 6 Approve Pradip Kumar Khaitan to For For Management Continue Office as Non-Executive Non-Independent Director 7 Approve Pledging of Assets for Debt For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CESC LIMITED Ticker: 500084 Security ID: Y12652189 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 1.2 Receive Supervisory Board Report None None Management 1.3 Receive Audit Committee Report None None Management 2 Receive Report on Group's Development None None Management Plans 3.1 Approve Financial Statements For For Management 3.2 Approve Consolidated Financial For For Management Statements 3.3 Approve Financial Statements of CEZ For For Management Korporatni sluzby s.r.o 4 Approve Allocation of Income and For For Management Dividends of CZK 52 per Share 5.1 Ratify Ernst & Young Audit s.r.o. as For For Management Auditor 5.2 Ratify Deloitte Audit s.r.o. as Auditor For For Management 6 Approve Volume of Charitable Donations For For Management 7 Recall and Elect Supervisory Board For Against Management Members 8 Recall and Elect Members of Audit For Against Management Committee 9 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- CG POWER & INDUSTRIAL SOLUTIONS LIMITED Ticker: 500093 Security ID: Y1788L144 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares and For For Management Warrants to Tube Investments of India Limited on Preferential Basis -------------------------------------------------------------------------------- CG POWER & INDUSTRIAL SOLUTIONS LIMITED Ticker: 500093 Security ID: Y1788L144 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Tube Investments of India Limited on Preferential Basis/Private Placement Basis -------------------------------------------------------------------------------- CG POWER & INDUSTRIAL SOLUTIONS LIMITED Ticker: 500093 Security ID: Y1788L144 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Allotment / Private Placement Basis to Standard Chartered Bank (Singapore) for Settlement of Company's Liability 2 Elect Vellayan Subbiah as Director For For Management 3 Elect M A M Arunachalam as Director For For Management 4 Elect P S Jayakumar as Director For For Management 5 Elect Shailendra Roy as Director For For Management 6 Elect Sasikala Varadachari as Director For For Management 7 Elect Natarajan Srinivasan as Director For For Management 8 Approve Appointment and Remuneration For For Management of Natarajan Srinivasan as Managing Director 9 Approve Waiver and Ratification of For Against Management Managerial Remuneration Paid to Natarajan Srinivasan as Managing Director for Financial Year 2020-21 -------------------------------------------------------------------------------- CGN NEW ENERGY HOLDINGS CO., LTD. Ticker: 1811 Security ID: G20298108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xia Linquan as Director For For Management 3b Elect Wang Minhao as Director For For Management 3c Elect Leung Chi Ching Frederick as For For Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 3 Approve Extension of the Commitment to For For Management the Asset Disposal Period 4 Approve Guarantee Provision Plan For For Management 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Amend Related Party Transaction For For Management Management System 9 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve to Appoint Financial Auditor For Did Not Vote Management and Internal Control Auditor 3 Approve Extension of the Commitment to For Did Not Vote Management the Asset Disposal Period 4 Approve Guarantee Provision Plan For Did Not Vote Management 5 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 8 Amend Related Party Transaction For Did Not Vote Management Management System 9 Amend Management System of Raised Funds For Did Not Vote Management -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management 2 Approve Exemptions from Partial For For Management Commitments of Defective Real Estate in Major Asset Restructure -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For Did Not Vote Management 2 Approve Exemptions from Partial For Did Not Vote Management Commitments of Defective Real Estate in Major Asset Restructure -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Xiaoyan as Independent For For Management Director -------------------------------------------------------------------------------- CGN NUCLEAR TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000881 Security ID: Y1401E105 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ren Liyong as Non-Independent For For Shareholder Director 2 Elect Liu Yangping as Supervisor For For Shareholder 3 Approve Provision of Guarantee For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Financial Statements For For Management 8 Approve Budget and Investment Plan For For Management 9 Approve Profit Distribution For For Management 10 Approve Credit and Financing Plan For Against Management 11 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Changli as Director For For Shareholder 1.2 Elect Gao Ligang as Director For For Shareholder 1.3 Elect Jiang Dajin as Director For For Shareholder 1.4 Elect Shi Bing as Director For For Shareholder 1.5 Elect Wang Wei as Director For For Shareholder 1.6 Elect Gu Jian as Director For For Shareholder 2.1 Elect Li Fuyou as Director For For Shareholder 2.2 Elect Yang Jiayi as Director For For Shareholder 2.3 Elect Xia Ceming as Director For For Shareholder 3.1 Elect Chen Sui as Supervisor For For Shareholder 3.2 Elect Hu Yaoqi as Supervisor For For Shareholder 3.3 Elect Zhang Baishan as Supervisor For For Shareholder 4.1 Approve Remuneration of Yang Changli For For Management 4.2 Approve Remuneration of Gao Ligang For For Management 4.3 Approve Remuneration of Jiang Dajin For For Management 4.4 Approve Remuneration of Shi Bing For For Management 4.5 Approve Remuneration of Wang Wei For For Management 4.6 Approve Remuneration of Gu Jian For For Management 4.7 Approve Remuneration of Li Fuyou For For Management 4.8 Approve Remuneration of Yang Jiayi For For Management 4.9 Approve Remuneration of Xia Ceming For For Management 4.10 Approve Remuneration of Chen Sui For For Management 4.11 Approve Remuneration of Hu Yaoqi For For Management 4.12 Approve Remuneration of Zhang Baishan For For Management 4.13 Approve Remuneration of Zhu Hui For For Management 4.14 Approve Remuneration of Wang Hongxin For For Management 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C119 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Changli as Director For For Shareholder 1.2 Elect Gao Ligang as Director For For Shareholder 1.3 Elect Jiang Dajin as Director For For Shareholder 1.4 Elect Shi Bing as Director For For Shareholder 1.5 Elect Wang Wei as Director For For Shareholder 1.6 Elect Gu Jian as Director For For Shareholder 2.1 Elect Li Fuyou as Director For For Shareholder 2.2 Elect Yang Jiayi as Director For For Shareholder 2.3 Elect Xia Ceming as Director For For Shareholder 3.1 Elect Chen Sui as Supervisor For For Shareholder 3.2 Elect Hu Yaoqi as Supervisor For For Shareholder 3.3 Elect Zhang Baishan as Supervisor For For Shareholder 4.1 Approve Remuneration of Yang Changli For For Management 4.2 Approve Remuneration of Gao Ligang For For Management 4.3 Approve Remuneration of Jiang Dajin For For Management 4.4 Approve Remuneration of Shi Bing For For Management 4.5 Approve Remuneration of Wang Wei For For Management 4.6 Approve Remuneration of Gu Jian For For Management 4.7 Approve Remuneration of Li Fuyou For For Management 4.8 Approve Remuneration of Yang Jiayi For For Management 4.9 Approve Remuneration of Xia Ceming For For Management 4.10 Approve Remuneration of Chen Sui For For Management 4.11 Approve Remuneration of Hu Yaoqi For For Management 4.12 Approve Remuneration of Zhang Baishan For For Management 4.13 Approve Remuneration of Zhu Hui For For Management 4.14 Approve Remuneration of Wang Hongxin For For Management 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report For For Management 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Dividend Distribution Plan For For Management (2021-2025) 7 Approve 2021 Investment Plan and For For Management Capital Expenditure Budget 8 Approve KPMG Huazhen LLP as Financial For For Management Report Auditor and Authorize Board to Fix their Remuneration 9 Approve Pan-China Certified Public For For Management Accountants LLP as Internal Control Auditor and Authorize Board to Fix their Remuneration 10 Elect Li Mingliang as Director For For Shareholder 11 Elect Tang Chi Cheung as Director For For Shareholder 12.1 Approve Remuneration of Yang Changli For For Management 12.2 Approve Remuneration of Gao Ligang For For Management 12.3 Approve Remuneration of Jiang Dajin For For Management 12.4 Approve Remuneration of Shi Bing For For Management 12.5 Approve Remuneration of Wang Wei For For Management 12.6 Approve Remuneration of Li Mingliang For For Management 12.7 Approve Remuneration of Gu Jian For For Management 12.8 Approve Remuneration of Li Fuyou For For Management 12.9 Approve Remuneration of Yang Jiayi For For Management 12.10 Approve Remuneration of Xia Ceming For For Management 12.11 Approve Remuneration of Chen Sui For For Management 12.12 Approve Remuneration of Hu Yaoqi For For Management 12.13 Approve Remuneration of Zhang Baishan For For Management 12.14 Approve Remuneration of Zhu Hui For For Management 12.15 Approve Remuneration of Wang Hongxin For For Management 13 Approve Remuneration of Tang Chi Cheung For For Shareholder 14 Approve Major Transactions and For For Management Continuing Connected Transactions - 2021-2023 Financial Services Framework Agreement and Proposed Annual Caps 15 Amend Articles of Association For For Shareholder 16 Approve Reformulation of Rules and For For Shareholder Procedures Regarding Meetings of Board of Directors 17 Approve Application for Unified For For Management Registration of Multi-Type Debt Financing Instruments 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares 19 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C119 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report For For Management 4 Approve 2020 Audited Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Dividend Distribution Plan For For Management (2021-2025) 7 Approve 2021 Investment Plan and For For Management Capital Expenditure Budget 8 Approve KPMG Huazhen LLP as Financial For For Management Report Auditor and Authorize Board to Fix their Remuneration 9 Approve Pan-China Certified Public For For Management Accountants LLP as Internal Control Auditor and Authorize Board to Fix their Remuneration 10 Elect Li Mingliang as Director For For Shareholder 11 Elect Tang Chi Cheung as Director For For Shareholder 12.1 Approve Remuneration of Yang Changli For For Management 12.2 Approve Remuneration of Gao Ligang For For Management 12.3 Approve Remuneration of Jiang Dajin For For Management 12.4 Approve Remuneration of Shi Bing For For Management 12.5 Approve Remuneration of Wang Wei For For Management 12.6 Approve Remuneration of Li Mingliang For For Management 12.7 Approve Remuneration of Gu Jian For For Management 12.8 Approve Remuneration of Li Fuyou For For Management 12.9 Approve Remuneration of Yang Jiayi For For Management 12.10 Approve Remuneration of Xia Ceming For For Management 12.11 Approve Remuneration of Chen Sui For For Management 12.12 Approve Remuneration of Hu Yaoqi For For Management 12.13 Approve Remuneration of Zhang Baishan For For Management 12.14 Approve Remuneration of Zhu Hui For For Management 12.15 Approve Remuneration of Wang Hongxin For For Management 13 Approve Remuneration of Tang Chi Cheung For For Shareholder 14 Approve Major Transactions and For For Management Continuing Connected Transactions - 2021-2023 Financial Services Framework Agreement and Proposed Annual Caps 15 Amend Articles of Association For For Shareholder 16 Approve Reformulation of Rules and For For Shareholder Procedures Regarding Meetings of Board of Directors 17 Approve Application for Unified For For Management Registration of Multi-Type Debt Financing Instruments 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares 19 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C119 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CH. KARNCHANG PUBLIC COMPANY LIMITED Ticker: CK Security ID: Y15663142 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payments 5.1 Elect Aswin Kongsiri as Director For For Management 5.2 Elect Thawansak Sukhawun as Director For For Management 5.3 Elect Ratn Santaannop as Director For For Management 5.4 Elect Prasert Marittanaporn as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- CH. KARNCHANG PUBLIC COMPANY LIMITED Ticker: CK Security ID: Y15663142 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Plew Trivisvavet as Director For Against Management 5.2 Elect Supamas Trivisvavet as Director For For Management 5.3 Elect Anukool Tuntimas as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yaokuang as Independent For For Management Director -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters 3 Approve Methods to Assess the For For Management Performance of Plan Participants -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Completion of Raised Funds For For Management Project and Transfer of Remaining Raised Funds to Raised Funds Account 8 Approve Daily Related-Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Use of Raised Funds to For For Management Purchase Financial Products 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Approve Use of Own Funds to Invest in For For Management Financial Products 13 Approve Provision of Guarantee For For Management 14 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHAILEASE HOLDING CO., LTD. Ticker: 5871 Security ID: G20288109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- CHAMBAL FERTILISERS AND CHEMICALS LIMITED Ticker: 500085 Security ID: Y12916139 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chandra Shekhar Nopany as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Gaurav Mathur as Director and For For Management Approve Appointment and Remuneration of Gaurav Mathur as Whole-time Director Designated as Joint Managing Director 5 Elect Pradeep Jyoti Banerjee as For For Management Director 6 Elect Rita Menon as Director For For Management 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Saroj Kumar Poddar to Continue For For Management Office as Director -------------------------------------------------------------------------------- CHANG HWA COMMERCIAL BANK LTD. Ticker: 2801 Security ID: Y1293J105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yang as Non-independent For For Shareholder Director 2 Elect Guo Jianheng as Independent For For Shareholder Director -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Qingjie as Independent For For Management Director 2 Elect Xiang Yi as Non-independent For For Management Director -------------------------------------------------------------------------------- CHANG JIANG SHIPPING GROUP PHOENIX CO., LTD. Ticker: 000520 Security ID: Y97169109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Amendments to Articles of For Against Management Association 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHANG WAH ELECTROMATERIALS, INC. Ticker: 8070 Security ID: Y1295H107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 3 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- CHANGCHAI CO., LTD. Ticker: 200570 Security ID: Y1293B110 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Private Placement of Shares For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGCHUN FAWAY AUTOMOBILE COMPONENTS CO., LTD. Ticker: 600742 Security ID: Y1294B101 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Changqing as Non-independent For For Shareholder Director 2 Elect Li Xiaohong as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHANGCHUN FAWAY AUTOMOBILE COMPONENTS CO., LTD. Ticker: 600742 Security ID: Y1294B101 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Budget Report For Against Management 2 Approve Investment Plan For Against Management 3 Approve Increase in Related Party For For Management Transactions 4 Approve Estimated Related Party For For Management Transactions 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHANGCHUN FAWAY AUTOMOBILE COMPONENTS CO., LTD. Ticker: 600742 Security ID: Y1294B101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Related Party Transaction For For Management 7 Approve Bill Pool Business For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10.1 Elect Zhang Pijie as Director For For Shareholder 10.2 Elect Sun Jingbo as Director For For Shareholder 10.3 Elect Li Peng as Director For For Shareholder 10.4 Elect Liu Changqing as Director For For Management 10.5 Elect Bao Yazhong as Director For For Management 10.6 Elect Chen Peiyu as Director For For Shareholder 10.7 Elect Qu Gang as Director For For Shareholder 10.8 Elect Shen Songdong as Director For For Shareholder 10.9 Elect Chen Shoudong as Director For For Management 11.1 Elect Li Xiaohong as Supervisor For For Management 11.2 Elect Zhang Xujie as Supervisor For For Shareholder 11.3 Elect Li Yuping as Supervisor For For Management -------------------------------------------------------------------------------- CHANGCHUN GAS CO., LTD. Ticker: 600333 Security ID: Y1294W105 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHANGCHUN GAS CO., LTD. Ticker: 600333 Security ID: Y1294W105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Report of the Independent For For Management Directors 8 Approve Disposal of Asset For For Management 9 Approve Authorization of the Board to For For Management Handle All Related Matters for Disposal of Asset 10.1 Elect Ji Weiyi as Director For For Shareholder 10.2 Elect Zhao Xu as Director For For Shareholder -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yongchuan as Supervisor For For Management -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC. Ticker: 000661 Security ID: Y1293Q109 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Ji as Director For For Shareholder 1.2 Elect Jiang Yuntao as Director For For Shareholder 1.3 Elect Ye Peng as Director For For Shareholder 1.4 Elect Wang Zhigang as Director For For Shareholder 1.5 Elect Zhu Xianchao as Director For For Shareholder 1.6 Elect Zhang Yuzhi as Director For For Shareholder 2.1 Elect Li Chunhao as Director For For Management 2.2 Elect Zhang Chunying as Director For For Management 2.3 Elect Zhang Weiming as Director For For Management 3.1 Elect Liu Yongchuan as Supervisor For For Shareholder 3.2 Elect Zhao Shuping as Supervisor For For Shareholder 4 Approve Signing of License Cooperation For For Management Agreement -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantee for For For Management Huayi Compressor (Jingzhou) Co., Ltd 1.2 Approve Provision of Guarantee for For For Management Huayi Compressor Barcelona Co., Ltd 1.3 Approve Provision of Guarantee for For For Management Changhong Gelanbo Technology Co., Ltd 1.4 Approve Provision of Guarantee for For For Management Hunan Gelanbo Intelligent Technology Co., Ltd 1.5 Approve Provision of Guarantee for For For Management Zhejiang Jiaxibeira Technology Service Co., Ltd. 1.6 Approve Provision of Guarantee for For For Management Shanghai Weile Automotive Air Conditioner Co., Ltd. 2.1 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Holding Group Co., Ltd. and its Subsidiaries 2.2 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Co., Ltd and its Subsidiaries 2.3 Approve Related Party Transaction with For For Management Changhong Meiling Co., Ltd and its Subsidiaries 3 Approve Related Party Transaction with For For Management Sichuan Changhong Group Finance Co., Ltd 4 Approve Provision of Entrusted Loan For For Management -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shao Min as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHANGHONG HUAYI COMPRESSOR CO., LTD. Ticker: 000404 Security ID: Y3746C109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Remuneration of Senior For For Management Management 8 Approve Accrual of Credit and Asset For For Management Impairment Losses 9 Approve Provision for Impairment of For For Management Goodwill 10 Approve Handling of Cross-border For For Management Foreign Loans 11 Approve Related Party Transaction For For Management 12 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 13 Approve Changes in the Usage of Raised For For Management Funds 14 Approve Allowance of Independent For For Management Directors 15.1 Elect Yang Xiubiao as Director For For Shareholder 15.2 Elect Zhang Qinjian as Director For For Shareholder 15.3 Elect Wang Guangquan as Director For For Shareholder 15.4 Elect Shi Qiang as Director For For Shareholder 15.5 Elect Zhang Tao as Director For For Shareholder 15.6 Elect Shao Min as Director For For Shareholder 16.1 Elect Zhang Rui as Director For For Shareholder 16.2 Elect Li Yuli as Director For For Shareholder 16.3 Elect Ren Shichi as Director For For Shareholder 17.1 Elect Qiu Jin as Supervisor For For Shareholder 17.2 Elect Zhou Yu as Supervisor For For Shareholder 18 Approve Adjustment of Gambling For For Shareholder Compensation Plan -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Type of Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Usage of Share Repurchase For For Management 1.5 Approve Price Range and Pricing Basis For For Management of Share Repurchase 1.6 Approve Amount and Source of Share For For Management Repurchase 1.7 Approve Scale and Proportion to Total For For Management Share Capital 1.8 Approve Implementation Period For For Management 1.9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Type of Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Usage of Share Repurchase For For Management 1.5 Approve Price Range and Pricing Basis For For Management of Share Repurchase 1.6 Approve Amount and Source of Share For For Management Repurchase 1.7 Approve Scale and Proportion to Total For For Management Share Capital 1.8 Approve Implementation Period For For Management 1.9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Dinggang as Non-independent For For Management Director 1.2 Elect Kou Huameng as Non-independent For For Management Director 1.3 Elect Yong Fengshan as Non-independent For For Management Director 1.4 Elect Zhong Ming as Non-independent For For Management Director 1.5 Elect Hu Zhaogui as Non-independent For For Management Director 1.6 Elect Chen Ye as Non-independent For For Management Director 2.1 Elect Hong Yuanjia as Independent For For Management Director 2.2 Elect Mou Wen as Independent Director For For Management 2.3 Elect Zhao Gang as Independent Director For For Management 3.1 Elect Shao Min as Supervisor For For Shareholder 3.2 Elect He Xintan as Supervisor For For Shareholder 3.3 Elect Huang Hong as Supervisor For For Shareholder 4 Approve Allowance of Independent For For Management Directors 5 Approve Financial Services Agreement For For Management 6 Approve Application of Bill Pool For Against Management Credit Line from Hua Xia Bank Co., Ltd. Hefei Branch 7 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of Bank of Hangzhou Co., Ltd. 8 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of China Zheshang Bank 9 Approve Application of Bill Pool For Against Management Credit Line from Bank of Communications Co., Ltd. Anhui Branch -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Dinggang as Non-independent For For Management Director 1.2 Elect Kou Huameng as Non-independent For For Management Director 1.3 Elect Yong Fengshan as Non-independent For For Management Director 1.4 Elect Zhong Ming as Non-independent For For Management Director 1.5 Elect Hu Zhaogui as Non-independent For For Management Director 1.6 Elect Chen Ye as Non-independent For For Management Director 2.1 Elect Hong Yuanjia as Independent For For Management Director 2.2 Elect Mou Wen as Independent Director For For Management 2.3 Elect Zhao Gang as Independent Director For For Management 3.1 Elect Shao Min as Supervisor For For Shareholder 3.2 Elect He Xintan as Supervisor For For Shareholder 3.3 Elect Huang Hong as Supervisor For For Shareholder 4 Approve Allowance of Independent For For Management Directors 5 Approve Financial Services Agreement For For Management 6 Approve Application of Bill Pool For Against Management Credit Line from Hua Xia Bank Co., Ltd. Hefei Branch 7 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of Bank of Hangzhou Co., Ltd. 8 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of China Zheshang Bank 9 Approve Application of Bill Pool For Against Management Credit Line from Bank of Communications Co., Ltd. Anhui Branch -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Holding Group Co,. Ltd. and its Subsidiaries 1.2 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Co., Ltd and its Subsidiaries 1.3 Approve Related Party Transaction with For For Management Changhong Huayi Compressor Co., Ltd and its Subsidiaries 2 Approve Related Party Transaction with For For Management Sichuan Changhong Group Finance Co., Ltd 3 Approve Guarantee Provision to For For Management Subsidiaries 4 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Holding Group Co,. Ltd and its Subsidiaries 1.2 Approve Related Party Transaction with For For Management Sichuan Changhong Electric Co., Ltd and its Subsidiaries 1.3 Approve Related Party Transaction with For For Management Changhong Huayi Compressor Co., Ltd and its Subsidiaries 2 Approve Related Party Transaction with For For Management Sichuan Changhong Group Finance Co., Ltd 3 Approve Guarantee Provision to For For Management Subsidiaries 4 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 7 Approve Provision for Credit Loss For For Management 8 Approve Withdrawal of Reserves for For For Management Falling Inventory Prices 9 Approve Disposal of Non-current Assets For For Management 10 Approve Provision for Asset For For Management Depreciation 11 Approve Forward Foreign Exchange For For Management Transactions 12 Approve Shareholder Return Plan For For Management 13 Approve Cancellation of Partial Bad For For Management Debt Losses of Subsidiaries 14 Approve Provision of Guarantee of For For Management Controlled Subsidiary to Wholly-owned Subsidiary 15 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of Industrial Bank Co., Ltd. 16 Approve Application of Bill Pool For Against Management Credit Line from Ping An Bank Co., Ltd. Hefei Branch 17 Approve Application of Bill Pool For Against Management Credit Line from Huishang Bank Co., Ltd. Hefei Economic Development Zone Branch 18 Approve Application of Bill Pool For Against Management Credit Line from China Merchants Bank Co., Ltd. Hefei Branch 19 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of China CITIC Bank Co., Ltd. 20 Approve Use of Idle Raised Funds to For For Management Invest in Financial Products 21 Approve Provision of Guarantee to For For Management Subsidiary -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 7 Approve Provision for Credit Loss For For Management 8 Approve Withdrawal of Reserves for For For Management Falling Inventory Prices 9 Approve Disposal of Non-current Assets For For Management 10 Approve Provision for Asset For For Management Depreciation 11 Approve Forward Foreign Exchange For For Management Transactions 12 Approve Shareholder Return Plan For For Management 13 Approve Cancellation of Partial Bad For For Management Debt Losses of Subsidiaries 14 Approve Provision of Guarantee of For For Management Controlled Subsidiary to Wholly-owned Subsidiary 15 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of Industrial Bank Co., Ltd. 16 Approve Application of Bill Pool For Against Management Credit Line from Ping An Bank Co., Ltd. Hefei Branch 17 Approve Application of Bill Pool For Against Management Credit Line from Huishang Bank Co., Ltd. Hefei Economic Development Zone Branch 18 Approve Application of Bill Pool For Against Management Credit Line from China Merchants Bank Co., Ltd. Hefei Branch 19 Approve Application of Bill Pool For Against Management Credit Line from Hefei Branch of China CITIC Bank Co., Ltd. 20 Approve Use of Idle Raised Funds to For For Management Invest in Financial Products 21 Approve Provision of Guarantee to For For Management Subsidiary -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3119R105 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Acquisition of For For Management Asset and Related Transaction -------------------------------------------------------------------------------- CHANGHONG MEILING CO., LTD. Ticker: 200521 Security ID: Y3121Q103 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Acquisition of For For Management Asset and Related Transaction -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reformulation of Articles of For For Management Association 2 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 3 Approve Provision of Financing For For Shareholder Guarantee -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- CHANGJIANG & JINGGONG STEEL BUILDING (GROUP) CO., LTD. Ticker: 600496 Security ID: Y0137U102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Daily Related Party For For Management Transactions with Zhejiang Jinggong Construction Group Co., Ltd. 3 Approve Application of Bank Credit For For Management Lines 4 Approve to Re-formulate Related Party For For Management Transaction System 5 Approve Report of the Board of For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Approve Financial Statements For For Management 9 Approve Profit Distribution For For Management 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Remuneration of Directors and For Against Management Senior Management and Annual Performance Management Implementation Plan 12 Approve Remuneration of Supervisors For Against Management 13 Approve Daily Related Party For For Management Transactions with Qianghuang New Materials Co., Ltd. 14 Approve Core Team Incentive Pilot For For Management 15 Approve Provision of External For For Management Guarantees 16 Approve Provision of Financing For For Management Guarantee -------------------------------------------------------------------------------- CHANGJIANG PUBLISHING & MEDIA CO., LTD. Ticker: 600757 Security ID: Y7683J100 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHANGJIANG PUBLISHING & MEDIA CO., LTD. Ticker: 600757 Security ID: Y7683J100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CHANGJIANG PUBLISHING & MEDIA CO., LTD. Ticker: 600757 Security ID: Y7683J100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Report of Independent Directors For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Application of Credit Line and For For Management Guarantee Provision 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Products -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Semi-annual Risk Control For For Management Indicator Report 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHANGJIANG SECURITIES CO., LTD. Ticker: 000783 Security ID: Y1314J100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7.1 Approve Related Party Transaction with For For Management Guohua Life Insurance Co., Ltd. and Related Enterprises 7.2 Approve Related Party Transaction with For For Management Three Gorges Capital Holdings Co., Ltd. and Related Enterprises 7.3 Approve Related Party Transaction with For For Management Changxin Fund Management Co., Ltd. and Related Enterprises 7.4 Approve Related Party Transaction with For For Management Other Related Parties 8 Approve Risk Control Index Report For For Management 9 Approve Risk Appetite Authorization For For Management 10 Approve Remuneration and Assessment of For For Management Directors 11 Approve Remuneration and Assessment of For For Management Supervisors 12 Approve Performance Appraisal and For For Management Remuneration of Company's Management 13 Elect Hao Wei as Non-independent For For Management Director 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHANGSHA JINGJIA MICROELECTRONICS CO., LTD. Ticker: 300474 Security ID: Y1299Z103 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHANGSHA JINGJIA MICROELECTRONICS CO., LTD. Ticker: 300474 Security ID: Y1299Z103 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4.1 Elect Yu Lili as Director For For Management 4.2 Elect Zeng Wanhui as Director For For Management 4.3 Elect Ji Lu as Director For For Management 4.4 Elect Yu Shengfa as Director For For Management 5.1 Elect Yu Xiaoyou as Director For For Management 5.2 Elect Wu Zhiying as Director For For Management 5.3 Elect Lai Xiangjun as Director For For Management 6.1 Elect Gu Juxiang as Supervisor For For Management 6.2 Elect Han Shuyun as Supervisor For For Management -------------------------------------------------------------------------------- CHANGSHA JINGJIA MICROELECTRONICS CO., LTD. Ticker: 300474 Security ID: Y1299Z103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Report on the Capital For For Management Occupancy of Controlling Shareholders and Other Related Parties 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve Repurchase Cancellation of For For Management Performance Shares 12 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHANGSHU FENGFAN POWER EQUIPMENT CO. LTD. Ticker: 601700 Security ID: Y1297H105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Independent Directors 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For Against Management 10 Approve to Appoint Auditor For For Management 11.1 Elect Fan Liyi as Director For For Management -------------------------------------------------------------------------------- CHANGSHU TIANYIN ELECTROMECHANICAL CO., LTD. Ticker: 300342 Security ID: Y12988104 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Approve Amend Articles of Association For Against Management 4 Amend Implementation Rules for Online For For Management Voting of Shareholder's Meeting 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Management System of Raised Funds For For Management 7 Elect Cai Jianwen as Non-independent For For Management Director -------------------------------------------------------------------------------- CHANGSHU TIANYIN ELECTROMECHANICAL CO., LTD. Ticker: 300342 Security ID: Y12988104 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHANGSHU TIANYIN ELECTROMECHANICAL CO., LTD. Ticker: 300342 Security ID: Y12988104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Shareholder Association 8 Elect Li Heng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHANGYING XINZHI TECHNOLOGY CO., LTD. Ticker: 002664 Security ID: Y97274107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHANGYING XINZHI TECHNOLOGY CO., LTD. Ticker: 002664 Security ID: Y97274107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For Did Not Vote Management 2 Approve Profit Distribution For Did Not Vote Management 3 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 4 Approve to Appoint Auditor For Did Not Vote Management 5 Approve Report of the Board of For Did Not Vote Management Directors 6 Approve Report of the Board of For Did Not Vote Management Supervisors 7 Approve Annual Report and Summary For Did Not Vote Management 8 Approve Application of Comprehensive For Did Not Vote Management Bank Credit Lines 9 Approve Provision of Guarantee For Did Not Vote Management 10 Elect Li Haiqiang as Non-Independent For Did Not Vote Shareholder Director 11 Elect Zhou Yuejiang as Independent For Did Not Vote Management Director 12 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 13 Approve Decrease in Registered Capital For Did Not Vote Management and Amend Articles of Association 14 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shares to be Pledged for Repo For For Management Business 2 Approve Entrusted Loan Application and For For Management Guarantee Provision -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan of Controlled Subsidiary For For Management and Provision of Guarantee 2 Approve Change Name and Amend Articles For For Management of Association 3 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 4 Approve Carry-out Factoring Financing For For Management Business -------------------------------------------------------------------------------- CHANGYUAN GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Urban Renewal Project Cooperative Development Agreement -------------------------------------------------------------------------------- CHANGYUAN TECHNOLOGY GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- CHANGYUAN TECHNOLOGY GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee -------------------------------------------------------------------------------- CHANGYUAN TECHNOLOGY GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Issue Type and Par Value For For Management 4.2 Approve Issue Manner and Period For For Management 4.3 Approve Target Parties and For For Management Subscription Manner 4.4 Approve Issue Price and Pricing Basis For For Management 4.5 Approve Issue Scale For For Management 4.6 Approve Restriction Period Arrangement For For Management 4.7 Approve Usage of Raised Funds For For Management 4.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.9 Approve Listing Location For For Management 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHANGYUAN TECHNOLOGY GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management Provision 2 Approve Loans of Subsidiary and For For Management Provision of Guarantee -------------------------------------------------------------------------------- CHANGYUAN TECHNOLOGY GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHANGYUAN TECHNOLOGY GROUP LTD. Ticker: 600525 Security ID: Y8345T106 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management -------------------------------------------------------------------------------- CHANGZHENG ENGINEERING CO. LTD. Ticker: 603698 Security ID: Y1R999104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANGZHENG ENGINEERING CO. LTD. Ticker: 603698 Security ID: Y1R999104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Comprehensive Credit Line For For Management Application -------------------------------------------------------------------------------- CHANGZHENG ENGINEERING CO. LTD. Ticker: 603698 Security ID: Y1R999104 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Qingjun as Director For For Management 1.2 Elect Zhu Yuying as Director For For Management -------------------------------------------------------------------------------- CHANGZHOU QIANHONG BIOPHARMA CO., LTD. Ticker: 002550 Security ID: Y1297N102 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yaofang as Non-Independent For For Management Director 2 Elect Zhao Gang as Non-Independent For For Management Director 3 Elect Wang Ke as Non-Independent For For Management Director 4 Elect Jiang Jianping as For For Management Non-Independent Director 5 Elect Liu Jun as Non-Independent For For Management Director 6 Elect Zhou Xiang as Non-Independent For For Management Director 7 Elect Ning Ao as Independent Director For For Management 8 Elect Xu Guanghua as Independent For For Management Director 9 Elect Ren Shengxiang as Independent For For Management Director 10 Elect Jiang Wenqun as Supervisor For For Management 11 Elect Hua Juanwei as Supervisor For For Management 12 Approve Remuneration of Independent For For Management Directors 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHANGZHOU QIANHONG BIOPHARMA CO., LTD. Ticker: 002550 Security ID: Y1297N102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Company's Development Plan 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 6 Approve Amendments to Articles of For For Management Association 7 Approve Profit Distribution Policy and For For Management Shareholder Return Plan 8 Approve Profit Distribution For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- CHANGZHOU TRONLY NEW ELECTRONIC MATERIALS CO., LTD. Ticker: 300429 Security ID: Y12995109 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors 2.1 Elect Qian Xiaochun as Non-Independent For For Management Director 2.2 Elect Guan Jun as Non-Independent For For Management Director 2.3 Elect Li Jun as Non-Independent For For Management Director 3.1 Elect Cheng Guisun as Independent For For Management Director 3.2 Elect Wang Bing as Independent Director For For Management 3.3 Elect Liu Jianwen as Independent For For Management Director 3.4 Elect Zhou Shaoxiong as Independent For For Management Director 4.1 Elect Zhang Haixia as Supervisor For For Management 4.2 Elect Zhao Xian as Supervisor For For Management -------------------------------------------------------------------------------- CHANGZHOU TRONLY NEW ELECTRONIC MATERIALS CO., LTD. Ticker: 300429 Security ID: Y12995109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Own Funds for Cash For For Management Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHANGZHOU TRONLY NEW ELECTRONIC MATERIALS CO., LTD. Ticker: 300429 Security ID: Y12995109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisor For For Management 9 Approve Provision of Guarantee For For Management 10 Elect Fan Lin as Independent Director For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Waiver of Pre-emptive Right For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Amend Company System For For Management -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use Idle Funds from For For Management Convertible Bond Issuance for Cash Management -------------------------------------------------------------------------------- CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD. Ticker: 601799 Security ID: Y1297L106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Use of Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- CHAOWEI POWER HOLDINGS LIMITED Ticker: 951 Security ID: G20479104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zhou Longrui as Director For For Management 4 Elect Wang Jiqiang as Director For For Management 5 Elect Lee Conway Kong Wai as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Raised Funds Management System For Against Management 4 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 7 Amend Working System for Independent For Against Management Directors 8 Amend External Guarantee Management For Against Management System 9 Amend Related Party Transaction For Against Management Management System 10 Amend External Investment Management For Against Management System -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD. Ticker: 300408 Security ID: Y1R99A101 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Amendments to Articles of For Against Management Association 10 Approve Company's Eligibility for For For Management Share Issuance 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 11.4 Approve Issue Size For For Management 11.5 Approve Target Subscribers and For For Management Subscription Method 11.6 Approve Lock-up Period For For Management 11.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 11.8 Approve Listing Exchange For For Management 11.9 Approve Amount and Use of Proceeds For For Management 11.10 Approve Resolution Validity Period For For Management 12 Approve Plan for Issuance of Shares For For Management 13 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Authorization of the Board to For For Management Handle All Related Matters 18 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHAROEN POKPHAND ENTERPRISE (TAIWAN) CO., LTD. Ticker: 1215 Security ID: Y1294A103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect Prasert Poongkumarn, a For For Management Representative of CHAROEN POKPHAND (Taiwan) Investment Ltd., Bermuda with SHAREHOLDER NO.30702, as Non-independent Director 4.2 Elect Wu Yeh Cheng, a Representative For For Management of CHAROEN POKPHAND (Taiwan) Investment Ltd., Bermuda with SHAREHOLDER NO.30702, as Non-independent Director 4.3 Elect Chu Hsiung Lin, a Representative For For Management of CHAROEN POKPHAND (Taiwan) Investment Ltd., Bermuda with SHAREHOLDER NO.30702, as Non-independent Director 4.4 Elect Thong Chotirat, a Representative For For Management of CHAROEN POKPHAND (Taiwan) Investment Ltd., Bermuda with SHAREHOLDER NO.30702, as Non-independent Director 4.5 Elect Monchai Leelaharat, a For For Management Representative of CHAROEN POKPHAND (Taiwan) Investment Ltd., Bermuda with SHAREHOLDER NO.30702, as Non-independent Director 4.6 Elect YEN SUNG LI, with SHAREHOLDER NO. For For Management H102119XXX as Independent Director 4.7 Elect TSU M. ONGG, with SHAREHOLDER NO. For For Management A125984XXX as Independent Director 4.8 Elect SHUI-YUNG LIN, with SHAREHOLDER For For Management NO.P102755XXX as Independent Director -------------------------------------------------------------------------------- CHAROEN POKPHAND FOODS PUBLIC CO. LTD. Ticker: CPF Security ID: Y1296K166 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Acquisition of Swine Business For For Management in China by a Subsidiary 3 Other Business None None Management -------------------------------------------------------------------------------- CHAROEN POKPHAND FOODS PUBLIC CO. LTD. Ticker: CPF Security ID: Y1296K166 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Phongthep Chiaravanont as For For Management Director 5.2 Elect Suphachai Chearavanont as For For Management Director 5.3 Elect Rungson Sriworasat as Director For For Management 5.4 Elect Vatchari Vimooktayon as Director For For Management 5.5 Elect Prasit Boondoungprasert as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business None None Management -------------------------------------------------------------------------------- CHAUN-CHOUNG TECHNOLOGY CORP. Ticker: 6230 Security ID: Y12968106 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHAUN-CHOUNG TECHNOLOGY CORP. Ticker: 6230 Security ID: Y12968106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Yen Chun-Yu, with Shareholder No. For For Management 50, as Supervisor -------------------------------------------------------------------------------- CHEMPARTNER PHARMATECH CO., LTD. Ticker: 300149 Security ID: Y443A5102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHEMPARTNER PHARMATECH CO., LTD. Ticker: 300149 Security ID: Y443A5102 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Woo Swee Lian as Non-Independent For For Management Director 2 Approve Lease Contract and Related For For Management Party Transactions -------------------------------------------------------------------------------- CHEMPARTNER PHARMATECH CO., LTD. Ticker: 300149 Security ID: Y443A5102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Performance Commitment For For Management Realization and Compensation Plan as well as Related Party Transactions 7 Approve Daily Related Party For For Management Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Amend Working System for Independent For Against Management Directors 14 Amend Related Party Transaction For Against Management Management System 15 Amend External Guarantee Management For Against Management System 16 Amend External Investment Management For Against Management System 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHENG LOONG CORP. Ticker: 1904 Security ID: Y1306D103 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- CHENG SHIN RUBBER IND. CO., LTD. Ticker: 2105 Security ID: Y1306X109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for For For Management Endorsement/Guarantees and Loaning Funds to Others 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors 7 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHENG UEI PRECISION INDUSTRY CO. LTD. Ticker: 2392 Security ID: Y13077105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements and Profit Distribution -------------------------------------------------------------------------------- CHENGDU CORPRO TECHNOLOGY CO., LTD. Ticker: 300101 Security ID: Y1309N108 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Management System of Raised Funds For For Management 7 Amend Related-Party Transaction For For Management Management System 8 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHENGDU CORPRO TECHNOLOGY CO., LTD. Ticker: 300101 Security ID: Y1309N108 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Audit Financial Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Company's Eligibility for For For Management Share Issuance 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner and Issue Time For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Issue Price and Pricing Basis For For Management 10.5 Approve Issue Size For For Management 10.6 Approve Lock-up Period For For Management 10.7 Approve Amount and Use of Proceeds For For Management 10.8 Approve Listing Exchange For For Management 10.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.10 Approve Resolution Validity Period For For Management 11 Approve Share Issuance For For Management 12 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Shareholder Return Plan For For Management 17 Approve Authorization of Board to For For Management Handle All Related Matters 18 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Use of Idle Own Funds for For For Management Securities Investment 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHENGDU FUSEN NOBLE-HOUSE INDUSTRIAL CO., LTD. Ticker: 002818 Security ID: Y1308N109 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Changes in Limited Partners For Against Management and General Partners of Equity Investment Fund and Related Party Transaction -------------------------------------------------------------------------------- CHENGDU HONGQI CHAIN CO., LTD. Ticker: 002697 Security ID: Y13072106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHENGDU HUASUN TECHNOLOGY GROUP INC., LTD. Ticker: 000790 Security ID: Y1306C105 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU HUASUN TECHNOLOGY GROUP INC., LTD. Ticker: 000790 Security ID: Y1306C105 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Conditional Shares For For Management Subscription Agreement with Target Subscribers in Connection to the Private Placement 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Elect Ding Yali as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHENGDU HUASUN TECHNOLOGY GROUP INC., LTD. Ticker: 000790 Security ID: Y1306C105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU HUASUN TECHNOLOGY GROUP INC., LTD. Ticker: 000790 Security ID: Y1306C105 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Elect Lan Hai as Non-independent For For Management Director 4 Approve Project Undertaken by For For Management Controlled Subsidiary and Related Party Transaction -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002773 Security ID: Y130A3100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Use of Own Funds to Invest in For For Management Financial Products 10 Approve Termination of Private For For Management Placement of Shares and Withdrawal of Application Documents -------------------------------------------------------------------------------- CHENGDU KANGHUA BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300841 Security ID: Y130CL108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Amend Investor Relations Management For Against Management Method 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 12 Approve Methods to Assess the For For Management Performance of Plan Participants 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Elect Zhang Qiangwei as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants in Connection to Performance Shares Incentive Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Shares Incentive Plan -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- CHENGDU LEEJUN INDUSTRIAL CO., LTD. Ticker: 002651 Security ID: Y1309S115 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Yamin as Director For For Shareholder 1.2 Elect He Jia as Director For For Shareholder 1.3 Elect Lin Lin as Director For For Shareholder 1.4 Elect Hu Yijun as Director For For Shareholder 1.5 Elect Xu Zhiping as Director For For Shareholder 1.6 Elect Zong Lei as Director For For Shareholder 2.1 Elect Wang Xue as Director For For Shareholder 2.2 Elect Li Yuedong as Director For For Shareholder 2.3 Elect Wang Lungang as Director For For Shareholder 3.1 Elect Yin Hong as Supervisor For For Shareholder 3.2 Elect Zhang Juanjuan as Supervisor For For Shareholder 4 Approve Remuneration Management System For For Management for Directors, Supervisors and Senior Management Members 5 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Share Long-term For For Management Incentive Plan and First Phase Implementation Plan (Revised Draft) 2 Approve Management Method of For For Management Performance Share Long-term Incentive Plan 3 Approve Implementation Evaluation For For Management Measures for the First Performance Share Incentive Plan 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Elect Chen Xin as Non-independent For For Management Director 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Song as Director For For Management 1.2 Elect Zhong Kai as Director For For Management -------------------------------------------------------------------------------- CHENGDU WESTONE INFORMATION INDUSTRY, INC. Ticker: 002268 Security ID: Y95366103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Related Party Transaction with For For Management China Electronics Technology Finance Co., Ltd. 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHENGDU WINTRUE HOLDING CO., LTD. Ticker: 002539 Security ID: Y77476102 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Application for Credit Line of For For Management No More than CNY 5.5 Billion 7.2 Approve Application for Financial For For Management Leasing of No More than CNY 1 Billion 8.1 Approve Provision of Financial For Against Management Guarantee for No More Than 5 Billion 8.2 Approve Provision of Financial For For Management Guarantee to Dealer Company for No More Than 500 Million 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Shareholder Return Plan For For Management 12 Approve Expand Business Scope and For For Management Amend Articles of Association 13 Approve Draft and Summary of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 15 Approve Management Method of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Benwen as Non-Independent For For Shareholder Director 1.2 Elect Xu Yuhan as Non-Independent For For Shareholder Director 1.3 Elect Zhang Zhenhai as Non-Independent For For Shareholder Director 1.4 Elect Yang Lei as Non-Independent For For Management Director 1.5 Elect Zhao Lu as Non-Independent For For Management Director 1.6 Elect Liu Jie as Non-Independent For For Management Director 2.1 Elect Jiang Yumei as Independent For For Management Director 2.2 Elect Wang Yunchen as Independent For For Management Director 2.3 Elect Pan Xilong as Independent For For Management Director 3.1 Elect Yang Yuqing as Supervisor For For Management 3.2 Elect Li Xiao as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Investment in the Construction For For Management of Fenghuang River Ergou Reclaimed Water Plant Project 1.2 Approve Investment in the Construction For For Management of Chengdu No. 7 Reclaimed Water Plant Phase II Project 1.3 Approve Investment in the Construction For For Management of Chengdu Drainage Company Xiwayan Reclaimed Water Plant and Regulating Storage Tank Project -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Provision of Guarantees to For For Management Chengdu Xingrong Longfeng Environmental Power Generation Co., Ltd. 6 Approve Related Party Transaction in For For Management Connection to Signing of Raw Water Purchase Contract 7 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- CHENGDU XINGRONG ENVIRONMENT CO., LTD. Ticker: 000598 Security ID: Y1R189102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Budget Report For For Management 6 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Guarantee Provision for Credit For For Management Line from Tianfu Bank by Subsidiary 1.2 Approve Guarantee Provision for Credit For For Management Line from China Construction Bank by Subsidiary -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiao Guanghui as Non-independent For For Management Director 1.2 Elect Xia Yulong as Non-independent For For Management Director 1.3 Elect Jia Xiuying as Non-independent For For Management Director 1.4 Elect Zhang Yang as Non-independent For For Management Director 1.5 Elect Zhu Yixia as Non-independent For For Management Director 1.6 Elect Huang Xiaobo as Non-independent For For Management Director 2.1 Elect Luo Min as Independent Director For For Management 2.2 Elect Jiang Tao as Independent Director For For Management 2.3 Elect Luo Zhe as Independent Director For For Management 3.1 Elect Wang Bin as Supervisor For For Management 3.2 Elect Jin Sheng as Supervisor For For Management 3.3 Elect Fu Ruoxue as Supervisor For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Plan For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Elect Ran Quan as Supervisor For For Management 6.1 Approve Provision of Guarantee for For For Management Credit Line Application to China Merchants Bank 6.2 Approve Provision of Guarantee for For For Management Credit Line Application to Everbright Bank 7 Approve Application of Bank Credit For For Management Lines 8 Approve Profit Distribution For For Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGDU XINZHU ROAD & BRIDGE MACHINERY CO., LTD. Ticker: 002480 Security ID: Y1317Z101 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Dong as Non-Independent For For Management Director 1.2 Elect Zhang Zhenpeng as For For Management Non-Independent Director 1.3 Elect Zhou Xianjin as Non-Independent For For Management Director 1.4 Elect Weng Xiong as Non-Independent For For Management Director 2.1 Elect He Shaoping as Independent For For Management Director 2.2 Elect Liu Luhua as Independent Director For For Management 2.3 Elect Ren Li as Independent Director For For Management 3.1 Elect Zhao Yulan as Supervisor For For Management 3.2 Elect Huang Namin as Supervisor For For Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Social Responsibility Report For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Duty Performance Report of For For Management Audit Committee 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Provision of Guarantees For Against Management 10 Approve Foreign Exchange Hedging For For Management Business 11 Approve Commodity Derivatives Trading For For Management Business 12 Approve Performance Commitment and For For Management Compensation Arrangement Supplementary Agreement Two 13 Approve Appointment of Auditor For For Management 14 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- CHENGTUN MINING GROUP CO., LTD. Ticker: 600711 Security ID: Y9722H103 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Amount and Use of Proceeds For For Management 2.11 Approve Implementation Subject and For For Management Investment Method of Fund Raised 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHENGZHI CO., LTD. Ticker: 000990 Security ID: Y1307C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Provision of Guarantee for the For For Management Credit Line Application of Anhui Chengzhi Display Glass Co., Ltd. from Hefei Science and Technology Rural Commercial Bank Co., Ltd. 6.2 Approve Provision of Guarantee for the For For Management Credit Line Application of Anhui Chengzhi Display Glass Co., Ltd. from Industrial and Commercial Bank of China Limited 6.3 Approve Provision of Guarantee for the For Against Management Credit Line Application of Yunnan Hanmeng Pharmaceutical Co., Ltd. from Bank of Communications Co., Ltd. 6.4 Approve Provision of Guarantee for the For Against Management Credit Line Application of Yunnan Hanmeng Pharmaceutical Co., Ltd. from Fudian Bank Co., Ltd. 7.1 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from Bank of Ningbo Co., Ltd. 7.2 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from Bank of China Limited 7.3 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from China CITIC Bank Co., Ltd. 7.4 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from Bank of Communications Co., Ltd. 7.5 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from Shanghai Pudong Development Bank Co., Ltd. 7.6 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from Agricultural Bank of China Co., Ltd. 7.7 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from Bank of Nanjing Co., Ltd. 7.8 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Yongqing Energy Technology Co., Ltd. from Huaxia Bank Co., Ltd. 7.9 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Chemical Trading Co., Ltd. from China CITIC Bank Co., Ltd. 7.10 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Chemical Trading Co., Ltd. from Shanghai Pudong Development Bank Co., Ltd. 7.11 Approve Provision of Guarantee for the For For Management Comprehensive Credit Line Application of Nanjing Chengzhi Chemical Trading Co., Ltd. from Huaxia Bank Co., Ltd. 8 Approve Use of Idle Funds for For For Management Entrusted Financial Management 9 Approve Provision for Asset Impairment For For Management 10 Approve Related Party Transactions For For Management 11 Approve Completed Performance For For Management Commitments of Shares Issuance to Purchase Assets -------------------------------------------------------------------------------- CHIA HSIN CEMENT CORP. Ticker: 1103 Security ID: Y1329H107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Profit Distribution 2 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- CHICONY POWER TECHNOLOGY CO., LTD. Ticker: 6412 Security ID: Y1364D102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Profit Distribution Plan 2 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 3 Amend Procedures for Lending Funds For For Management 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5.1 Elect Lu, Chin-Chung, Representative For For Management of Chicony Electronics Co., Ltd, with Shareholder No. 2, as Non-Independent Director 5.2 Elect Huang,Yueh-Chao, Representative For For Management of Chicony Electronics Co., Ltd, with Shareholder No. 2, as Non-Independent Director 5.3 Elect Tseng, Kuo-Hua, with Shareholder For For Management No. 4, as Non-Independent Director 5.4 Elect Lee, Tse-Ching, with Shareholder For For Management No. 714, as Non-Independent Director 5.5 Elect Tsai, Duh-Kung, with Shareholder For For Management No. L101428XXX, as Independent Director 5.6 Elect Hung, Ching-Shan, with For For Management Shareholder No. T102765XXX, as Independent Director 5.7 Elect Sun, Ching-Feng, with For For Management Shareholder No. J120496XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHIEF TELECOM, INC. Ticker: 6561 Security ID: Y1R854101 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect WU,YEN-HUNG, with SHAREHOLDER NO. For For Management 0000390, a Representative of CHUNGHWA TELECOM CO., LTD, as Non-independent Director 1.2 Elect MA,HUNG-TSAN, with SHAREHOLDER For For Management NO.0000390, a Representative of CHUNGHWA TELECOM CO., LTD, as Non-independent Director 1.3 Elect CHUNG,MING, with SHAREHOLDER NO. For For Management 0000390, a Representative of CHUNGHWA TELECOM CO., LTD, as Non-independent Director 1.4 Elect TAI,CHUNG-HE, with SHAREHOLDER For For Management NO.0000504, a Representative of HSU YANG MANAGEMENT CONSULTANT CO LTD, as Non-independent Director 1.5 Elect CHOU,LING-TAI, with SHAREHOLDER For For Management NO.A202952XXX as Independent Director 1.6 Elect LU,TAO-HUNG, with SHAREHOLDER NO. For For Management H100673XXX as Independent Director 1.7 Elect FENG,AI-CHUN, with SHAREHOLDER For For Management NO.J220394XXX as Independent Director 2 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHIEF TELECOM, INC. Ticker: 6561 Security ID: Y1R854101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- CHIFENG JILONG GOLD MINING CO., LTD. Ticker: 600988 Security ID: Y2931K108 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8.1 Approve Wang Jianhua as Strategic For For Management Investor 8.2 Approve Lv Xiaozhao as Strategic For For Management Investor 8.3 Approve Gao Bo as Strategic Investor For For Management 8.4 Approve Fu Xuesheng as Strategic For For Management Investor 8.5 Approve Zhao Qiang as Strategic For For Management Investor 8.6 Approve Li Jinqian as Strategic For For Management Investor 8.7 Approve Zhou Xinbing as Strategic For For Management Investor 8.8 Approve Wu Zengxiang as Strategic For For Management Investor 8.9 Approve Liang Jianping as Strategic For For Management Investor 8.10 Approve Wang Jinding as Strategic For For Management Investor 8.11 Approve First Seafront Fund Management For For Management Co., Ltd. as Strategic Investor 8.12 Approve ICBC Credit Suisse Asset For For Management Management Co., Ltd. as Strategic Investor 8.13 Approve Qingdao Tiancheng Equity For For Management Investment Fund Management Co., Ltd. as Strategic Investor 8.14 Approve Douhao (Jinan) Investment For For Management Partnership (Limited Partnership) as Strategic Investor 9 Approve Signing of Share Subscription For For Management Agreement 10 Approve Signing of Supplemental For For Management Agreement of Share Subscription Agreement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHIFENG JILONG GOLD MINING CO., LTD. Ticker: 600988 Security ID: Y2931K108 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHIFENG JILONG GOLD MINING CO., LTD. Ticker: 600988 Security ID: Y2931K108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Application for Financing For For Management 9 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- CHIFENG JILONG GOLD MINING CO., LTD. Ticker: 600988 Security ID: Y2931K108 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHILISIN ELECTRONICS CORP. Ticker: 2456 Security ID: Y1369N105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures for For For Management Election of Directors 6.1 Elect CHEN, TIE-MIN, a Representative For Against Management of YAGEO Corporation, with Shareholder No. 00001179, as Non-Independent Director 6.2 Elect LEE, HWEI-JAN, a Representative For Against Management of SHI HEN ENTERPRISE LTD, with Shareholder No. 00002905, as Non-Independent Director 6.3 Elect LAI, YUAN-HO, a Representative For Against Management of SHI HEN ENTERPRISE LTD, with Shareholder No. 00002905, as Non-Independent Director 6.4 Elect CHEN, EN, a Representative of For Against Management SHI HEN ENTERPRISE LTD, with Shareholder No. 00002905, as Non-Independent Director 6.5 Elect CHANG, TA-WEI, a Representative For Against Management of SHI HEN ENTERPRISE LTD, with Shareholder No. 00002905, as Non-Independent Director 6.6 Elect KUO, YAO-CHING, a Representative For For Management of SHI HEN ENTERPRISE LTD, with Shareholder No. 00002905, as Non-Independent Director 6.7 Elect WANG, PAO-YUAN, a Representative For Against Management of SHI HEN ENTERPRISE LTD, with Shareholder No. 00002905, as Non-Independent Director 6.8 Elect WAY, YUNG-DO, a Representative For Against Management of SHI HEN ENTERPRISE LTD, with Shareholder No. 00002905, as Non-Independent Director 6.9 Elect LIN, YU-CHANG, with Shareholder For Against Management No. G120064XXX, as Independent Director 6.10 Elect SHENG, PAO-HSI, with Shareholder For For Management No. A120637XXX, as Independent Director 6.11 Elect TAI, CHUNG-HE, with Shareholder For For Management No. J100192XXX, as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to the Extension of Equity Transfer Payment Collection 2 Approve Related Party Transaction in For For Management Connection to the Transfer of All Equity Related Matters -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Equity Transfer For For Management -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Application of Bank Credit For For Management Lines 9 Approve Renewal and New Borrowing Limit For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- CHIMIN HEALTH MANAGEMENT CO., LTD. Ticker: 603222 Security ID: Y988CK101 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Treatment Plan for Performance For For Management Compensation Matters for Yuncheng New Friendship Hospital Co., Ltd. -------------------------------------------------------------------------------- CHIN-POON INDUSTRIAL CO., LTD. Ticker: 2355 Security ID: Y15427100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Trading Procedures Governing For For Management Derivatives Products -------------------------------------------------------------------------------- CHINA AEROSPACE TIMES ELECTRONICS CO., LTD. Ticker: 600879 Security ID: Y0018W102 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- CHINA AEROSPACE TIMES ELECTRONICS CO., LTD. Ticker: 600879 Security ID: Y0018W102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Work Report For For Management 2 Approve Report of the Independent For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Capitalization of Capital For For Management Reserves 5 Approve Remuneration of Financial For For Management Auditor 6 Approve Remuneration of Internal For For Management Control Auditor 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Annual Report and Summary For For Management 10 Approve Financial Budget Report For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Financial Services Agreement For For Management 13 Approve Appointment of Financial For For Management Auditor 14 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- CHINA AIRLINES LTD. Ticker: 2610 Security ID: Y1374F105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect HSIEH, SU-CHIEN, a For For Management Representative of CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.2 Elect KAO, SHING-HWANG, a For For Management Representative of CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.3 Elect CHEN, HAN-MING, a Representative For Against Management of CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.4 Elect TING, KWANG-HUNG, a For Against Management Representative of CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.5 Elect CHEN, CHIH-YUAN, a For Against Management Representative of CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.6 Elect CHEN, MAO-JEN, a Representative For Against Management of CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.7 Elect WEI, YUNG-YEH, a Representative For Against Management of CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.8 Elect CHAO, KANG, a Representative of For Against Management CHINA AVIATION DEVELOPMENT FOUNDATION, with Shareholder No. 1, as Non-Independent Director 3.9 Elect HUANG, HANK C.C., a For Against Management Representative of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, with Shareholder No. 348715, as Non-Independent Director 3.10 Elect WANG, SHIH-SAI, a Representative For Against Management of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, with Shareholder No. 348715, as Non-Independent Director 3.11 Elect HUANG, CHIN-YUNG, with ID No. For For Management G120051XXX, as Independent Director 3.12 Elect HUANG, HSIEH-HSING, with ID No. For For Management L120657XXX, as Independent Director 3.13 Elect CHANG, GEN-SEN H., with ID No. For For Management A210399XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA ALUMINUM INTERNATIONAL ENGINEERING CORPORATION LIMITED Ticker: 2068 Security ID: Y1413T116 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Jing as Director For For Management -------------------------------------------------------------------------------- CHINA ALUMINUM INTERNATIONAL ENGINEERING CORPORATION LIMITED Ticker: 2068 Security ID: Y1413T116 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Capital Expenditure Plan For For Management 6 Approve Provision for Impairment of For For Management Assets 7 Approve Annual External Guarantee Plan For Against Management of Non-Connected Transactions 8 Approve the Guarantee Provided by the For For Management Holding Subsidiary for Wancheng Company 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Appointment of Auditor For For Management 11 Approve Financial Services Agreement For For Management 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Approve Grant of General Mandate to For For Management Issue Onshore and Offshore Debt Financing Instruments -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Daily Related Party For For Management Transaction with China Animal Husbandry Industry Group Co., Ltd 4 Approve Daily Related Party For For Management Transaction with Xiamen Kingdomway Group Co., Ltd 5 Approve Reduce Lease Asset and Signing For For Management of Lease Contract -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2.1 Approve Listing Location For For Management 2.2 Approve Types of Issued Shares For For Management 2.3 Approve Par Value For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Listing Time For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Issuance Scale For For Management 2.8 Approve Pricing Method For For Management 2.9 Approve Other Matters Related to the For For Management Issuance 3 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 4 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 5 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 6 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 7 Approve the Company's Independence and For For Management Sustainability 8 Approve Corresponding Standard For For Management Operation Ability 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Provision for Asset Impairment 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management -------------------------------------------------------------------------------- CHINA ANIMAL HUSBANDRY INDUSTRY CO., LTD. Ticker: 600195 Security ID: Y13765105 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jiancheng as Director For For Management 1.2 Elect Xue Tingwu as Director For For Management 1.3 Elect Wu Dongxun as Director For For Management 1.4 Elect Li Xuelin as Director For For Management 2.1 Elect Yue Hong as Director For For Management 2.2 Elect Tang Gongyuan as Director For For Management 2.3 Elect Qiao Shiyan as Director For For Management 3.1 Elect Hou Shizhong as Supervisor For For Management 3.2 Elect Zhou Ziyu as Supervisor For For Management -------------------------------------------------------------------------------- CHINA AOYUAN GROUP LIMITED Ticker: 3883 Security ID: G2119Z109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4a Elect Guo Zi Ning as Director For For Management 4b Elect Chan Ka Yeung Jacky as Director For For Management 4c Elect Tsui King Fai as Director For For Management 4d Elect Chen Zhi Bin as Director For For Management 4e Elect Lee Thomas Kang Bor fas Director For For Management 4f Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares 9 Adopt Articles of Association For For Management -------------------------------------------------------------------------------- CHINA AUTOMOTIVE ENGINEERING RESEARCH INSTITUTE CO., LTD. Ticker: 601965 Security ID: Y1R20D109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Related Party Transaction For Did Not Vote Management 7 Approve Guarantee Provision Plan For Did Not Vote Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Change in Registered Capital For Did Not Vote Management and Amend Articles of Association 10 Elect Pan Wang as Non-independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Related Party For For Management Transaction Framework Agreement 2 Approve Increase in Related Party For For Management Transaction 3 Approve Change and Extension of Raised For For Management Funds Projects 4.1 Elect Zhang Kunhui as Non-independent For For Shareholder Director 4.2 Elect Ji Ruidong as Non-independent For For Shareholder Director 4.3 Elect Wang Jiangang as Non-independent For For Shareholder Director 4.4 Elect Chen Yuanming as Non-independent For For Shareholder Director 4.5 Elect Zhou Chunhua as Non-independent For For Shareholder Director 4.6 Elect Yu Zhuo as Non-independent For For Shareholder Director 4.7 Elect Xu Bin as Non-independent For For Shareholder Director 5.1 Elect Yang Youhong as Independent For For Management Directors 5.2 Elect Xiong Huagang as Independent For For Management Directors 5.3 Elect Zhang Jinchang as Independent For For Management Directors 5.4 Elect Wei Fajie as Independent For For Management Directors 6.1 Elect Wu Xingquan as Supervisor For For Shareholder 6.2 Elect Wang Xuebai as Supervisor For For Shareholder 6.3 Elect Yuan Huo as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Sign the Framework For For Management Agreement for the Purchase and Sale of Products and Raw Materials 2 Approve Signing of Comprehensive For For Management Service Framework Agreement 3 Approve Signing of Financial Services For For Management Framework Agreement -------------------------------------------------------------------------------- CHINA AVIONICS SYSTEMS CO., LTD. Ticker: 600372 Security ID: Y44456104 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Internal Control Audit Report For For Management 10 Approve Social Responsibility Report For For Management 11 Approve Report of the Independent For For Management Directors 12 Elect Wang Xiaoming as Non-independent For For Shareholder Director 13 Elect Jing Xu as Independent Director For For Management 14 Approve Appointment of Auditor For For Management 15 Amend Articles of Association For Against Management 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA BAOAN GROUP CO., LTD. Ticker: 000009 Security ID: Y1394W104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Work Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Own Funds for Entrusted For For Management Asset Management 8 Approve Issuance of Medium-term Notes For For Management 9 Elect Xu Biao as Non-independent For For Management Director 10 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA BESTER GROUP TELECOM CO., LTD. Ticker: 603220 Security ID: Y969F5101 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- CHINA BESTER GROUP TELECOM CO., LTD. Ticker: 603220 Security ID: Y969F5101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Application of Bank Credit For For Management Lines 8 Approve Remuneration of Directors For For Management 9 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- CHINA BIOLOGIC PRODUCTS HOLDINGS, INC. Ticker: CBPO Security ID: G21515104 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Authorization of the Board to For For Management Handle All Matters Related to the Merger Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 3983 Security ID: Y14251105 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions 2 Elect Hou Xiaofeng as Director, For For Shareholder Authorize Chairman to Sign the Relevant Service Contract with Him and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 3983 Security ID: Y14251105 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Zhenyu as Director, For For Management Authorize Board to Sign the Relevant Service Contract on Behalf of the Company with Him and Authorize Board to Fix His Remuneration 2 Approve Natural Gas Sale and Purchase For For Management Agreements, Proposed Annual Caps and Related Transactions 3 Approve Comprehensive Services and For For Management Product Sales Agreement and Related Transactions 4 Approve Proposed Annual Caps Under the For For Management Comprehensive Services and Product Sales Agreement and Related Transactions 5 Approve Financial Services Agreement For For Management and Related Transactions 6 Approve Proposed Annual Caps with For For Management Respect to Deposits Under the Financial Services Agreement and Related Transactions 7 Approve Finance Lease Agreement and For For Management Related Transactions 8 Approve Proposed Annual Caps Under the For For Management Finance Lease Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 3983 Security ID: Y14251105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements and Auditors' Report 4 Approve 2020 Profit Distribution and For For Management Declaration of Final Dividends 5 Approve 2021 Budget Proposals For Against Management 6 Approve BDO China Shu Lun Pan CPAs and For For Management BDO Limited as Domestic and Overseas Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 7 Elect Wang Weimin as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 8 Elect Hou Xiaofeng as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 9 Elect Guo Xinjun as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 10 Elect Liu Zhenyu as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 11 Elect Yu Changchun as Director, For For Management Authorize Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 12 Elect Lin Feng as Director, Authorize For For Management Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 13 Elect Xie Dong as Director, Authorize For For Management Board to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 14 Elect Liu Jianyao as Supervisor, For For Management Authorize Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 15 Elect Li Xiaoyu as Supervisor, For For Management Authorize Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 17 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 3983 Security ID: Y14251105 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jilei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Shouming as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA CALXON GROUP CO., LTD. Ticker: 000918 Security ID: Y3768A106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- CHINA CAMC ENGINEERING CO., LTD. Ticker: 002051 Security ID: Y1R252116 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Application of Bank Credit For Against Management Lines 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Remuneration of Directors For For Management 10 Elect Li Xuhong as Independent Director For For Management -------------------------------------------------------------------------------- CHINA CHEMICAL & PHARMACEUTICAL CO., LTD. Ticker: 1701 Security ID: Y13965101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect Wang Hsieh I-Chen, For For Management Representative of Chunghwa Chemical Synthesis & Biotech Co., Ltd with Shareholder NO.9102, as Non-independent Director 5.2 Elect Wang, Hou-Jie, Representative of For For Management Wang Ming-Ning Memorial Foundation, with Shareholder NO.74315, as Non-independent Director 5.3 Elect Chen, Hung-Shou, with For For Management Shareholder NO.F120677XXX, as Independent Director 5.4 Elect Jou, Yen-Pong, with Shareholder For For Management NO.W100013XXX, as Independent Director 5.5 Elect Chow, Dah-Jen, with Shareholder For For Management NO.A120764XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA CIFCO INVESTMENT CO., LTD. Ticker: 000996 Security ID: Y3068B101 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA CIFCO INVESTMENT CO., LTD. Ticker: 000996 Security ID: Y3068B101 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Finance Work Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shaoshuang as Director For For Management -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Onshore Undated For For Management Capital Bonds -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of Preference Shares to For For Management be Issued 1.2 Approve Number of Preference Shares to For For Management be Issued and Issue Size 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Maturity For For Management 1.5 Approve Method of Issuance and Target For For Management Investors 1.6 Approve Lock-Up Period For For Management 1.7 Approve Terms of Dividend Distribution For For Management 1.8 Approve Terms of Mandatory Conversion For For Management 1.9 Approve Terms of Conditional Redemption For For Management 1.10 Approve Limited Voting Rights and For For Management Terms of Restoration of Voting Rights 1.11 Approve Order of Priority in For For Management Liquidation and Methods for Liquidation 1.12 Approve Rating Arrangements For For Management 1.13 Approve Security Arrangements For For Management 1.14 Approve Use of Proceeds For For Management 1.15 Approve Listing/Trading Arrangements For For Management 1.16 Approve Validity Period of the For For Management Resolution for the Issuance of Offshore Preference Shares 1.17 Approve Matters Relating to For For Management Authorization -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Type of Preference Shares to For For Management be Issued 1.2 Approve Number of Preference Shares to For For Management be Issued and Issue Size 1.3 Approve Par Value and Issue Price For For Management 1.4 Approve Maturity For For Management 1.5 Approve Method of Issuance and Target For For Management Investors 1.6 Approve Lock-Up Period For For Management 1.7 Approve Terms of Dividend Distribution For For Management 1.8 Approve Terms of Mandatory Conversion For For Management 1.9 Approve Terms of Conditional Redemption For For Management 1.10 Approve Limited Voting Rights and For For Management Terms of Restoration of Voting Rights 1.11 Approve Order of Priority in For For Management Liquidation and Methods for Liquidation 1.12 Approve Rating Arrangements For For Management 1.13 Approve Security Arrangements For For Management 1.14 Approve Use of Proceeds For For Management 1.15 Approve Listing/Trading Arrangements For For Management 1.16 Approve Validity Period of the For For Management Resolution for the Issuance of Offshore Preference Shares 1.17 Approve Matters Relating to For For Management Authorization -------------------------------------------------------------------------------- CHINA CINDA ASSET MANAGEMENT CO., LTD. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration Settlement Scheme For For Management for the Directors 4 Approve Remuneration Settlement Scheme For For Management for the Supervisors 5 Approve Final Financial Account Plan For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Budget of Investment in For For Management Capital Expenditure 8 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as the Onshore and Offshore Accounting Firms and Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Caps for Asset Transfer For For Management Business with CITIC Group and its Associates for the Years 2021-2023 1.2 Approve Caps for Wealth Management and For For Management Investment Services with CITIC Group and its Associates for the Years 2021-2023 1.3 Approve Caps for Capital Transactions For For Management with CITIC Group and its Associates for the Years 2021-2023 1.4 Approve Caps for Credit Extension For For Management Business with CITIC Group and its Associates for the Years 2021-2023 1.5 Approve Caps for Credit Extension For For Management Related Party Transactions with Yunnan Metropolitan Construction Investment Group Co., Ltd. for the Years 2021-2023 1.6 Approve Caps for Credit Extension For For Management Related Party Transactions with New China Life Insurance Company Ltd. for the Years 2021-2023 1.7 Approve Caps for Credit Extension For For Management Related Party Transactions with China Life Pension Company Limited for the Years 2021-2023 1.8 Approve Caps for Credit Extension For For Management Related Party Transactions with Cinda Securities Co., Ltd. for the Years 2021-2023 1.9 Approve Caps for Credit Extension For For Management Related Party Transactions with Ping An Insurance (Group) Company of China, Ltd. for the Years 2021-2023 2 Approve Issuance of Undated Capital For For Management Bonds 3 Elect Wang Yankang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Caps for Asset Transfer For For Management Business with CITIC Group and its Associates for the Years 2021-2023 1.2 Approve Caps for Wealth Management and For For Management Investment Services with CITIC Group and its Associates for the Years 2021-2023 1.3 Approve Caps for Capital Transactions For For Management with CITIC Group and its Associates for the Years 2021-2023 1.4 Approve Caps for Credit Extension For For Management Business with CITIC Group and its Associates for the Years 2021-2023 1.5 Approve Caps for Credit Extension For For Management Related Party Transactions with Yunnan Metropolitan Construction Investment Group Co., Ltd. for the Years 2021-2023 1.6 Approve Caps for Credit Extension For For Management Related Party Transactions with New China Life Insurance Company Ltd. for the Years 2021-2023 1.7 Approve Caps for Credit Extension For For Management Related Party Transactions with China Life Pension Company Limited for the Years 2021-2023 1.8 Approve Caps for Credit Extension For For Management Related Party Transactions with Cinda Securities Co., Ltd. for the Years 2021-2023 1.9 Approve Caps for Credit Extension For For Management Related Party Transactions with Ping An Insurance (Group) Company of China, Ltd. for the Years 2021-2023 2 Approve Issuance of Undated Capital For For Management Bonds 3 Elect Wang Yankang as Director For For Shareholder -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Rong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Rong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Hexin as Director For For Management 2 Approve Amendments to Articles of For Against Shareholder Association 3 Approve Formulation of Implementation For For Shareholder Rules for the Accumulative Voting Mechanism -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Hexin as Director For For Management 2 Approve Amendments to Articles of For Against Shareholder Association 3 Approve Formulation of Implementation For For Shareholder Rules for the Accumulative Voting Mechanism -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Report For For Management 3 Approve Profit Distribution Plan For For Management 4 Approve Financial Budget Plan For For Management 5 Approve Engagement of Accounting Firms For For Management and Their Fees 6 Approve Special Report of Related For For Management Party Transactions 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Director Allowance Policy of For For Management Board of Directors 10 Approve Supervisor Allowance Policy of For For Management Board of Supervisors 11.01 Elect Zhu Hexin as Director For For Management 11.02 Elect Cao Guoqiang as Director For For Management 11.03 Elect Huang Fang as Director For For Management 11.04 Elect Wang Yankang as Director For For Management 12.01 Elect Fang Heying as Director For For Management 12.02 Elect Guo Danghuai as Director For For Management 13.01 Elect He Cao as Director For For Management 13.02 Elect Chen Lihua as Director For For Management 13.03 Elect Qian Jun as Director For For Management 13.04 Elect Yan Lap Kei Isaac as Director For For Management 14.01 Elect Wei Guobin as Supervisor For For Management 14.02 Elect Sun Qixiang as Supervisor For For Management 14.03 Elect Liu Guoling as Supervisor For For Management 15.01 Elect Li Rong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Report For For Management 3 Approve Profit Distribution Plan For For Management 4 Approve Financial Budget Plan For For Management 5 Approve Engagement of Accounting Firms For For Management and Their Fees 6 Approve Special Report of Related For For Management Party Transactions 7 Approve Report of the Board of For For Management Directors 8 Approve Report of the Board of For For Management Supervisors 9 Approve Director Allowance Policy of For For Management Board of Directors 10 Approve Supervisor Allowance Policy of For For Management Board of Supervisors 11.01 Elect Zhu Hexin as Director For For Management 11.02 Elect Cao Guoqiang as Director For For Management 11.03 Elect Huang Fang as Director For For Management 11.04 Elect Wang Yankang as Director For For Management 12.01 Elect Fang Heying as Director For For Management 12.02 Elect Guo Danghuai as Director For For Management 13.01 Elect He Cao as Director For For Management 13.02 Elect Chen Lihua as Director For For Management 13.03 Elect Qian Jun as Director For For Management 13.04 Elect Yan Lap Kei Isaac as Director For For Management 14.01 Elect Wei Guobin as Supervisor For For Management 14.02 Elect Sun Qixiang as Supervisor For For Management 14.03 Elect Liu Guoling as Supervisor For For Management 15.01 Elect Li Rong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L100 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For For Management the Year 2021 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8 Approve Controlling Shareholder's For For Management Change of Commitments Related to Horizontal Competition 9.01 Elect Wang Shudong as Director For For Management 10.01 Elect Zhang Qiaoqiao as Supervisor For For Management -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 1898 Security ID: Y1434L118 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For For Management the Year 2021 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Emoluments of Directors and For For Management Supervisors 8 Approve Controlling Shareholder's For For Management Change of Commitments Related to Horizontal Competition 9.01 Elect Wang Shudong as Director For For Management 10.01 Elect Zhang Qiaoqiao as Supervisor For For Management -------------------------------------------------------------------------------- CHINA COAL XINJI ENERGY CO., LTD. Ticker: 601918 Security ID: Y7543B107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-Party For For Management Transactions with Anhui Chuyuan Industry and Trade Co., Ltd. 8 Approve Daily Related-Party For For Management Transactions with China National Coal Energy Group Co., Ltd. 9 Approve to Appoint Auditor For For Management 10 Approve Financing For For Management 11 Approve Provision, Reversal and For For Management Write-off for Asset Impairment 12 Approve Extension on the Performance For For Management of Horizontal Competition Preventive Agreement 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 16 Approve Related Party Transaction For Against Management Decision-making System 17 Amend Information Disclosure For Against Management Management System 18 Approve Financial Services Framework For For Management Agreement -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: OCT 22, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Tongzhou as Director For For Management -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36A107 Meeting Date: OCT 22, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Tongzhou as Director For For Management -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED Ticker: 552 Security ID: Y1436A102 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Xiaoqing as Director, For For Management Authorize Board to Sign on Behalf of the Company the Director's Service Contract with Him and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED Ticker: 552 Security ID: Y1436A102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Plan and For For Management Payment of Dividend 3 Appoint PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 5 Authorize Board to Increase Registered For For Management Capital of the Company and Amend Articles of Association to Reflect Such Increase 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Ji Qinying as Director For For Management 3b Elect Li Daming as Director For For Management 3c Elect Chang Zhangli as Director For Against Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jiajin as Director For For Management 2 Elect Shao Min as Director For For Management 3 Elect Liu Fang as Director For For Management 4 Elect William (Bill) Coen as Director For For Management 5 Approve Remuneration Distribution and For For Management Settlement Plan for Directors 6 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors 7 Approve Issuance of Qualified For For Management Write-Down Tier 2 Capital Instruments -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Jiajin as Director For For Management 2 Elect Shao Min as Director For For Management 3 Elect Liu Fang as Director For For Management 4 Elect William (Bill) Coen as Director For For Management 5 Approve Remuneration Distribution and For For Management Settlement Plan for Directors 6 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors 7 Approve Issuance of Qualified For For Management Write-Down Tier 2 Capital Instruments -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jiang as Director For For Management 2 Approve Confirmation of the Donations For For Management of Anti-Pandemic Materials Made in 2020 3 Approve Additional Limit on Poverty For For Management Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jiang as Director For For Management 2 Approve Confirmation of the Donations For For Management of Anti-Pandemic Materials Made in 2020 3 Approve Additional Limit on Poverty For For Management Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Final Financial Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Budget for Fixed Assets For For Management Investment 6 Elect Kenneth Patrick Chung as Director For For Management 7 Elect Leung Kam Chung, Antony as For For Management Director 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N119 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Final Financial Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Budget for Fixed Assets For For Management Investment 6 Elect Kenneth Patrick Chung as Director For For Management 7 Elect Leung Kam Chung, Antony as For For Management Director 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA CSSC HOLDINGS LTD. Ticker: 600150 Security ID: Y1414Q103 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve to Appoint Auditor For For Management 3 Approve to Establish a Joint Venture For For Management and Related Transactions 4 Approve Equity Transfer For For Shareholder -------------------------------------------------------------------------------- CHINA CSSC HOLDINGS LTD. Ticker: 600150 Security ID: Y1414Q103 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiang Huiming as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA CSSC HOLDINGS LTD. Ticker: 600150 Security ID: Y1414Q103 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- CHINA CSSC HOLDINGS LTD. Ticker: 600150 Security ID: Y1414Q103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Daily Related-Party Transaction For For Management 6 Approve Provision of Guarantee Amount For Against Management and Framework Quota 7 Approve to Entrust China Shipping For For Management Finance Co., Ltd. to Carry Out Fund Management Business 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Elect Wang Ying as Independent Director For For Shareholder 10 Approve Horizontal Competition For For Shareholder Preventive Agreement -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Guarantee Provision Plan For Against Management 8.1 Approve Related Party Transaction with For For Management Beijing Gubei Water Town Tourism Co., Ltd. 8.2 Approve Related Party Transaction with For For Management CYTS Hongqi (Hengqin) Fund Management Co., Ltd. 8.3 Approve Related Party Transaction with For For Management CYTS Yaoyue (Beijing) Travel Co., Ltd. 8.4 Approve Related Party Transaction with For For Management Chengdu Qingcheng Mountain Dujiangyan Tourism Co., Ltd. 8.5 Approve Related Party Transaction with For For Management China Everbright Group Corporation and its Subsidiaries 9 Amend Articles of Association For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution Plan For Did Not Vote Management 6 Approve Report of the Independent For Did Not Vote Management Directors 7 Approve Guarantee Provision Plan For Did Not Vote Management 8.1 Approve Related Party Transaction with For Did Not Vote Management Beijing Gubei Water Town Tourism Co., Ltd. 8.2 Approve Related Party Transaction with For Did Not Vote Management CYTS Hongqi (Hengqin) Fund Management Co., Ltd. 8.3 Approve Related Party Transaction with For Did Not Vote Management CYTS Yaoyue (Beijing) Travel Co., Ltd. 8.4 Approve Related Party Transaction with For Did Not Vote Management Chengdu Qingcheng Mountain Dujiangyan Tourism Co., Ltd. 8.5 Approve Related Party Transaction with For Did Not Vote Management China Everbright Group Corporation and its Subsidiaries 9 Amend Articles of Association For Did Not Vote Management 10 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- CHINA CYTS TOURS HOLDING CO., LTD. Ticker: 600138 Security ID: Y1400N106 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Hui as Non-independent For For Management Director -------------------------------------------------------------------------------- CHINA DEVELOPMENT FINANCIAL HOLDING CORP. Ticker: 2883 Security ID: Y1460P108 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Trading Procedures Governing For For Management Derivatives Products 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Issuance of Restricted Stocks For For Management 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Information Disclosure For For Management Management System -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Confirmation and For For Shareholder 2020 Estimated Related Party Transaction -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Inventory Loss For For Management 3 Elect Wang Zhitao as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Chunguo as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines and Provision of Guarantees 8 Approve Cancellation of Partial Stock For For Management Options of the Stock Option Incentive Plan 9 Approve Special Explanation of the For For Management Company's Non-operating Capital Occupation and Other Related Capital Transactions 10 Approve Correction of Inventory Loss For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Related Party Transaction For Against Management Management System -------------------------------------------------------------------------------- CHINA DIVE CO. LTD. Ticker: 300526 Security ID: Y1460T100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management 7 Approve Application of Bank Credit For Did Not Vote Management Lines and Provision of Guarantees 8 Approve Cancellation of Partial Stock For Did Not Vote Management Options of the Stock Option Incentive Plan 9 Approve Special Explanation of the For Did Not Vote Management Company's Non-operating Capital Occupation and Other Related Capital Transactions 10 Approve Correction of Inventory Loss For Did Not Vote Management 11 Approve Amendments to Articles of For Did Not Vote Management Association 12 Amend Related Party Transaction For Did Not Vote Management Management System -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO., LTD. Ticker: 3818 Security ID: G2112Y109 Meeting Date: AUG 19, 2020 Meeting Type: Annual Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Chen Yihong as Director For For Management 3a2 Elect Lyu Guanghong as Director For For Management 3a3 Elect Gao Yu as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO., LTD. Ticker: 3818 Security ID: G2112Y109 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement, Proposed Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- CHINA EAST EDUCATION HOLDINGS LIMITED Ticker: 667 Security ID: G2120T100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a1 Elect Wu Wei as Director For For Management 3a2 Elect Wu Junbao as Director For For Management 3a3 Elect Hung Ka Hai, Clement as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Catering and Aircraft On-board For For Management Supplies Support Continuing Connected Transactions and Proposed Annual Caps 2 Approve Exclusive Operation Agreement For For Management and the Exclusive Operation of Passenger Aircraft Cargo Business Continuing Connected Transactions 3 Approve Proposed Annual Caps of the For For Management Exclusive Operation of Passenger Aircraft Cargo Business Continuing Connected Transactions -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Catering and Aircraft On-board For For Management Supplies Support Continuing Connected Transactions and Proposed Annual Caps 2 Approve Exclusive Operation Agreement For For Management and the Exclusive Operation of Passenger Aircraft Cargo Business Continuing Connected Transactions 3 Approve Proposed Annual Caps of the For For Management Exclusive Operation of Passenger Aircraft Cargo Business Continuing Connected Transactions -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance with the Conditions For For Management of the Non-Public Issuance of A Shares 2.01 Approve Type and Par Value of Shares For For Management to be Issued 2.02 Approve Method and Time of Issuance For For Management 2.03 Approve Subscriber and Method of For For Management Subscription 2.04 Approve Pricing Benchmark Date, For For Management Pricing Principles and Issue Price 2.05 Approve Number of Shares to be Issued For For Management 2.06 Approve Amount and Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement of Accumulated For For Management Undistributed Profits Before the Non-Public Issuance of A Shares 2.10 Approve Validity Period of the For For Management Resolutions of Non-Public Issuance of A Shares 3 Approve Proposal for the Non-Public For For Management Issuance of A Shares 4 Approve Report on the Use of Proceeds For For Management from the Previous Fund Raising Activities 5 Approve Feasibility Analysis on the For For Management Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Conditional Share Subscription For For Management Agreement of the Non-Public Issuance Entered into with a Specific Subscriber 7 Approve Connected Transactions For For Management Involved in the Non-Public Issuance of A Shares 8 Approve Dilution of Current Returns by For For Management the Non-Public Issuance of A Shares and Remedial Measures and the Undertakings thereof by the Controlling Shareholder, the Director and the Senior Management 9 Approve Future Plan for Return to the For For Management Shareholders for the Coming Three Years (2021-2023) 10 Approve Waiver of the Offer Obligation For For Management to Increase the Shareholdings by the Controlling Shareholder in Accordance with the PRC Laws and Regulations 11 Approve Application to the SFC for the For For Management Whitewash Waiver for Exemption from the General Offer Obligation by the Controlling Shareholder in Accordance with the Takeovers Code 12 Authorize Board to Amend Relevant For For Management Provisions of the Articles of Association upon the Completion of the Non-Public Issuance of A Shares 13 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance of A Shares 14 Elect Guo Lijun as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Par Value of Shares For For Management to be Issued 1.02 Approve Method and Time of Issuance For For Management 1.03 Approve Subscriber and Method of For For Management Subscription 1.04 Approve Pricing Benchmark Date, For For Management Pricing Principles and Issue Price 1.05 Approve Number of Shares to be Issued For For Management 1.06 Approve Amount and Use of Proceeds For For Management 1.07 Approve Lock-Up Period For For Management 1.08 Approve Place of Listing For For Management 1.09 Approve Arrangement of Accumulated For For Management Undistributed Profits Before the Non-Public Issuance of A Shares 1.10 Approve Validity Period of the For For Management Resolutions of Non-Public Issuance of A Shares 2 Approve Proposal for the Non-Public For For Management Issuance of A Shares 3 Approve Feasibility Analysis on the For For Management Use of Proceeds from the Non-Public Issuance of A Shares 4 Approve Conditional Share Subscription For For Management Agreement of the Non-Public Issuance Entered into with a Specific Subscriber 5 Approve Connected Transactions For For Management Involved in the Non-Public Issuance of A Shares 6 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance with the Conditions For For Management of the Non-Public Issuance of A Shares 2.01 Approve Type and Par Value of Shares For For Management to be Issued 2.02 Approve Method and Time of Issuance For For Management 2.03 Approve Subscriber and Method of For For Management Subscription 2.04 Approve Pricing Benchmark Date, For For Management Pricing Principles and Issue Price 2.05 Approve Number of Shares to be Issued For For Management 2.06 Approve Amount and Use of Proceeds For For Management 2.07 Approve Lock-Up Period For For Management 2.08 Approve Place of Listing For For Management 2.09 Approve Arrangement of Accumulated For For Management Undistributed Profits Before the Non-Public Issuance of A Shares 2.10 Approve Validity Period of the For For Management Resolutions of Non-Public Issuance of A Shares 3 Approve Proposal for the Non-Public For For Management Issuance of A Shares 4 Approve Report on the Use of Proceeds For For Management from the Previous Fund Raising Activities 5 Approve Feasibility Analysis on the For For Management Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Conditional Share Subscription For For Management Agreement of the Non-Public Issuance Entered into with a Specific Subscriber 7 Approve Connected Transactions For For Management Involved in the Non-Public Issuance of A Shares 8 Approve Dilution of Current Returns by For For Management the Non-Public Issuance of A Shares and Remedial Measures and the Undertakings thereof by the Controlling Shareholder, the Director and the Senior Management 9 Approve Future Plan for Return to the For For Management Shareholders for the Coming Three Years (2021-2023) 10 Approve Waiver of the Offer Obligation For For Management to Increase the Shareholdings by the Controlling Shareholder in Accordance with the PRC Laws and Regulations 11 Approve Application to the SFC for the For For Management Whitewash Waiver for Exemption from the General Offer Obligation by the Controlling Shareholder in Accordance with the Takeovers Code 12 Authorize Board to Amend Relevant For For Management Provisions of the Articles of Association upon the Completion of the Non-Public Issuance of A Shares 13 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance of A Shares 14 Elect Guo Lijun as Supervisor For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Par Value of Shares For For Management to be Issued 1.02 Approve Method and Time of Issuance For For Management 1.03 Approve Subscriber and Method of For For Management Subscription 1.04 Approve Pricing Benchmark Date, For For Management Pricing Principles and Issue Price 1.05 Approve Number of Shares to be Issued For For Management 1.06 Approve Amount and Use of Proceeds For For Management 1.07 Approve Lock-Up Period For For Management 1.08 Approve Place of Listing For For Management 1.09 Approve Arrangement of Accumulated For For Management Undistributed Profits Before the Non-Public Issuance of A Shares 1.10 Approve Validity Period of the For For Management Resolutions of Non-Public Issuance of A Shares 2 Approve Proposal for the Non-Public For For Management Issuance of A Shares 3 Approve Feasibility Analysis on the For For Management Use of Proceeds from the Non-Public Issuance of A Shares 4 Approve Conditional Share Subscription For For Management Agreement of the Non-Public Issuance Entered into with a Specific Subscriber 5 Approve Connected Transactions For For Management Involved in the Non-Public Issuance of A Shares 6 Authorize Board to Deal with All For For Management Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1406M102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Reports For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For Against Management Issue Bonds 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 8.1 Elect Lin Wanli as Director For For Management 9.1 Elect Sun Zheng as Director For For Management 9.2 Elect Lu Xiongwen as Director For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 670 Security ID: Y1407D101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Reports For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Appointment of PRC Domestic For For Management Auditors, International Auditors for Financial Reporting and Auditors for Internal Control 6 Approve Grant of General Mandate to For For Management Issue Bonds 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 8.1 Elect Lin Wanli as Director For For Management 9.1 Elect Sun Zheng as Director For For Management 9.2 Elect Lu Xiongwen as Director For For Management -------------------------------------------------------------------------------- CHINA EDUCATION GROUP HOLDINGS LIMITED Ticker: 839 Security ID: G2163M103 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xie Ketao as Director For For Management 3b Elect Gerard A. Postiglione as Director For For Management 3c Elect Rui Meng as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA ELECTRIC MFG CORP. Ticker: 1611 Security ID: Y1419C109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA ENTERPRISE CO., LTD. Ticker: 600675 Security ID: Y1420S101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Financial Budget Report For For Management 8 Approve External Guarantee Plan For For Management 9 Approve Financing Plan For For Management 10 Approve Related Party Transaction For For Management 11 Approve Project Reserve Plan For Against Management 12 Approve Adjustment of Commitment For For Management 13.1 Elect Li Zhong as Director For For Shareholder 13.2 Elect Cai Shunming as Director For For Shareholder 13.3 Elect Wang Zheng as Director For For Shareholder 13.4 Elect Yan Mingyong as Director For For Shareholder 14.1 Elect Xia Ling as Director For For Management 14.2 Elect Shao Ruiqing as Director For For Management 14.3 Elect Shi Jianmei as Director For For Management 15.1 Elect Shen Lei as Supervisor For For Shareholder 15.2 Elect Huang Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fu Wanjun as Director For For Shareholder 2 Elect Yao Wei as Director For For Shareholder 3 Elect Yao Zhongyou as Director For For Management 4 Elect Qu Liang as Director For For Management 5 Approve Remuneration of the Chairman For For Management of the Board of Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fu Wanjun as Director For For Shareholder 2 Elect Yao Wei as Director For For Shareholder 3 Elect Yao Zhongyou as Director For For Management 4 Elect Qu Liang as Director For For Management 5 Approve Remuneration of the Chairman For For Management of the Board of Supervisors -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Fuling as Director For For Management 2 Elect Liu Shiping as Director For For Management 3 Elect Lu Hong as Supervisor For For Management 1 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Fuling as Director For For Management 2 Elect Liu Shiping as Director For For Management 3 Elect Lu Hong as Supervisor For For Management 4 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Budget Plan of Fixed Asset For For Management Investment 4 Approve Audited Accounts Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Elect Li Wei as Director For For Shareholder 1 Approve Issuance of Tier 2 Capital For For Management Bonds -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U116 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Budget Plan of Fixed Asset For For Management Investment 4 Approve Audited Accounts Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Accounting Firm For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Issuance of Tier 2 Capital For For Management Bonds 10 Elect Li Wei as Director For For Shareholder -------------------------------------------------------------------------------- CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hu Yanguo as Director For For Management 3.2 Elect Qian Xiaodong as Director For For Management 3.3 Elect Zhai Haitao as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT GREENTECH LTD. Ticker: 1257 Security ID: G2R55E103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Tianyi as Director For Against Management 3a2 Elect Yang Zhiqiang as Director For For Management 3a3 Elect Guo Ying as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of English Name and For For Management Chinese Name of the Company -------------------------------------------------------------------------------- CHINA EVERBRIGHT LIMITED Ticker: 165 Security ID: Y1421G106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhao Wei as Director For For Management 3b Elect Tang Chi Chun Richard as Director For For Management 3c Elect Lin Zhijun as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Shi Junping as Director For For Management 4 Elect Pan Darong as Director For For Management 5 Elect Huang Xiangui as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares 11 Approve Refreshment of Scheme Mandate For For Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Option Scheme of For For Management Evergrande Property Services Group Limited 2 Approve Share Option Scheme of For For Management Evergrande Fairyland Group Limited 3 Approve Share Option Scheme of New For For Management Gains Group Limited 4 Approve Share Option Scheme of For For Management Evergrande Charging Technology Co., Ltd. 5 Approve Share Option Scheme of Star For For Management Network Cloud IoT Technology Co., Ltd. 6 Approve Share Option Scheme of Star For For Management Network Community Cloud IoT Technology Co., Ltd. -------------------------------------------------------------------------------- CHINA EVERGRANDE GROUP Ticker: 3333 Security ID: G2119W106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chau Shing Yim, David as Director For For Management 4 Elect He Qi as Director For For Management 5 Elect Xie Hongxi as Director For For Management 6 Elect Lai Lixin as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA EXPRESS AIRLINES CO., LTD. Ticker: 002928 Security ID: Y1R7E3105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For Against Management 7 Approve Provision of Guarantee For For Management 8 Approve Additional Crude Oil Hedging For For Management Business 9 Approve Additional Foreign Exchange For For Management and Interest Rates Hedging Business 10 Approve to Appoint Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Hedging Business Management For Against Management System -------------------------------------------------------------------------------- CHINA FANGDA GROUP CO., LTD. Ticker: 200055 Security ID: Y7742N100 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Guarantee Provision Plan for For For Management Credit Line Application 7 Approve to Appoint Auditor For For Management 8 Approve Repurchase and Cancellation of For For Management B Shares, Decrease in Registered Capital and Amend Articles of Association -------------------------------------------------------------------------------- CHINA FEIHE LTD. Ticker: 6186 Security ID: G2121Q105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Liu Jinping as Director For For Management 3b Elect Song Jianwu as Director For For Management 3c Elect Fan Yonghong as Director For For Management 3d Elect Jacques Maurice Laforge as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA FILM CO., LTD. Ticker: 600977 Security ID: Y1R8AC107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Guarantee Management For Against Management System 2.1 Elect Wang Bei as Non-Independent For For Shareholder Director 3.1 Elect Ding Li as Supervisor For For Management 3.2 Elect Zhao Xia as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FILM CO., LTD. Ticker: 600977 Security ID: Y1R8AC107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Signing of Entrusted Operation For For Management and Management Agreement and Related Party Transactions 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Related Party Transactions For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- CHINA FIRST HEAVY INDUSTRIES Ticker: 601106 Security ID: Y148AA106 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management 2 Approve Related Party Transaction in For For Management Connection to Asset Disposal -------------------------------------------------------------------------------- CHINA FIRST HEAVY INDUSTRIES Ticker: 601106 Security ID: Y148AA106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of External Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Estimated Related Party For For Management Transaction 9 Approve Joint Capital Injection For For Management Constitute as Related Party Transaction 10 Approve Investment Plan For For Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Amend the Interim Measures for the For For Management Administration of Independent Directors' Duty Performance and Business Expenses 13.1 Elect Liu Xinyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 COFCO Mutual Provision For For Management Agreement, Annual Caps and Related Transactions 2 Elect Chen Zhigang as Director For For Management -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Shen Peng as Director For For Management 4 Elect Mok Wai Bun, Ben as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA FOODS LIMITED Ticker: 506 Security ID: G2154F109 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Financial Services For For Management Agreement, Proposed Daily Deposit Cap and Related Transactions -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Overseas Bonds of For For Management Subsidiary and Company's Guarantee Provision 2 Approve Perpetual Debt Financing For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Securitization Project For For Management 2 Approve Corporate Bond Issuance For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve to Adjust the Guarantee For For Management Authorization -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y98912101 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y1507B104 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction for For For Management Deposit and Settlement Transactions 2 Approve Guarantee Plan For Against Management 3 Approve Cancellation of Stock Options For For Management and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA FORTUNE LAND DEVELOPMENT CO., LTD. Ticker: 600340 Security ID: Y1507B104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisor For For Management 10 Approve Cancellation of Stock Option For For Management and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Final Accounts Plan For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Capital Expenditure Budget For For Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan 9 Approve Remuneration Plan of Chen Jing For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 13 Approve Amendments to the Working For For Management Rules for Independent Directors 14 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 15 Approve Amendments to the For For Management Administrative Measures for External Investment 16 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 17 Amend Articles of Association For Against Management 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 19.1 Elect Chen Gongyan as Director For For Management 19.2 Elect Chen Liang as Director For For Management 19.3 Elect Liu Dingping as Director For For Management 19.4 Elect Yang Tijun as Director For For Management 19.5 Elect Liu Chang as Director For For Management 19.6 Elect Liu Zhihong as Director For For Management 20.1 Elect Liu Ruizhong as Director For Against Management 20.2 Elect Wang Zhenjun as Director For Against Management 20.3 Elect Liu Chun as Director For Against Management 20.4 Elect Law Cheuk Kin Stephen as Director For Against Management 21.1 Elect Chen Jing as Supervisor For For Management 21.2 Elect Tao Libin as Supervisor For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J117 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Final Accounts Plan For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Capital Expenditure Budget For For Management 7 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 8 Approve Remuneration Plan of Chen For For Management Gongyan 9 Approve Remuneration Plan of Chen Jing For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 13 Approve Amendments to the Working For For Management Rules for Independent Directors 14 Approve Amendments to the For For Management Administrative Measures for Connected Transactions 15 Approve Amendments to the For For Management Administrative Measures for External Investment 16 Approve Amendments to the For For Management Administrative Measures for Provision of Guarantees to Third Parties 17 Amend Articles of Association For Against Management 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 19.1 Elect Chen Gongyan as Director For For Management 19.2 Elect Chen Liang as Director For For Management 19.3 Elect Liu Dingping as Director For For Management 19.4 Elect Yang Tijun as Director For For Management 19.5 Elect Liu Chang as Director For For Management 19.6 Elect Liu Zhihong as Director For For Management 20.1 Elect Liu Ruizhong as Director For Against Management 20.2 Elect Wang Zhenjun as Director For Against Management 20.3 Elect Liu Chun as Director For Against Management 20.4 Elect Law Cheuk Kin Stephen as Director For Against Management 21.1 Elect Chen Jing as Supervisor For For Management 21.2 Elect Tao Libin as Supervisor For For Management -------------------------------------------------------------------------------- CHINA GALAXY SECURITIES CO., LTD. Ticker: 6881 Security ID: Y1R92J117 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA GAS HOLDINGS LIMITED Ticker: 384 Security ID: G2109G103 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Liu Ming Hui as Director For For Management 3a2 Elect Zhu Weiwei as Director For For Management 3a3 Elect Liu Chang as Director For For Management 3a4 Elect Chen Yanyan as Director For For Management 3a5 Elect Zhang Ling as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA GENERAL PLASTICS CORP. Ticker: 1305 Security ID: Y1430L104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audit Report For For Management 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Competitive Activities of For For Management Directors -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: JUL 07, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jifeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Lixin as Non-independent For For Management Director 2.1 Elect Liu Aijun as Supervisor For For Management 2.2 Elect Zhu Shengtao as Supervisor For For Management -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size and Issue Manner For For Management 1.2 Approve Bond Type For For Management 1.3 Approve Bond Maturity For For Management 1.4 Approve Payment of Capital and Interest For For Management 1.5 Approve Bond Interest Rate and Method For For Management of Determination 1.6 Approve Target Subscribers For For Management 1.7 Approve Placing Arrangement for For For Management Shareholders 1.8 Approve Use of Proceeds For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Guarantee Arrangement For For Management 1.11 Approve Listing Arrangement For For Management 1.12 Approve Underwriting Manner For For Management 1.13 Approve Resolution Validity Period For For Management 1.14 Approve Authorization of the Board to For For Management Handle All Related Matters 2 Approve Signing of Financial Services For For Management Agreement 3 Approve Financing Guarantee Plan For Against Management 4 Approve Signing of Daily Operation For For Management Related Transaction Agreement -------------------------------------------------------------------------------- CHINA GEZHOUBA GROUP CO., LTD. Ticker: 600068 Security ID: Y1495L114 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption Merger via Share For For Management Swap and Related Party Transactions Complies with Relevant Laws and Regulations 2.1 Approve Overview of this Merger Plan For For Management 2.2 Approve Merging Parties For For Management 2.3 Approve Method of Merger For For Management 2.4 Approve Type and Par Value For For Management 2.5 Approve Share Swap Target and Merger For For Management Implementation Equity Registration Date 2.6 Approve Conversion Price and Issuance For For Management Price 2.7 Approve Conversion Ratio For For Management 2.8 Approve Number of Shares Issued for For For Management Conversion 2.9 Approve Listing Circulation of A Shares For For Management 2.10 Approve Fractional Shares Processing For For Management Method 2.11 Approve Treatment of Gezhouba Shares For For Management with Restricted Rights 2.12 Approve Lock-Up Period Arrangement For For Management 2.13 Approve the Rights Protection For For Management Mechanism of Dissenting Shareholders 2.14 Approve the Creditor's Rights and Debt For For Management Disposal as well as Creditor's Rights Protection Mechanism Involved in this Merger 2.15 Approve Transitional Arrangements For For Management 2.16 Approve Arrangements for the Transfer For For Management or Delivery of Related Assets Involved in this Merger 2.17 Approve Staff Placement For For Management 2.18 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.19 Approve Resolution Validity Period For For Management 3 Approve Draft Report and Summary on For For Management Absorption Merger via Share Swap and Related Party Transactions 4 Approve Signing of Conditional For For Management Absorption Merger via Share Swap Agreement 5 Approve the Merger Constitutes as For For Management Major Asset Restructuring and Related Party Transactions 6 Approve the Audit Report Related to For For Management this Merger 7 Approve the Relevant Valuation Report For For Management of this Merger 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 9 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures on Material Asset Restructuring of Listed Companies 10 Approve Transaction Complies with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Does Not For For Management Constitute Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies 12 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Special Self-Inspection Report For For Management and Related Commitments of the Company's Real Estate Business 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Annual Report and Summary For For Management 17 Approve Financial Statements For For Management 18 Approve Report of the Board of For For Management Directors 19 Approve Report of the Independent For For Management Directors 20 Approve Report of the Board of For For Management Supervisors 21 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 22 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Convertible Bonds 2 Approve Extension of Authorization of For For Management the Board on Convertible Bonds -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Ao as Non-Independent Director For For Management -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Xing as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization on Guarantee For Against Management Provision Plan 9 Approve Authorization on Provision of For For Management Guarantee to Clients 10 Approve Authorization on Financing Plan For Against Management 11 Approve Use of Own Funds to Conduct For For Management Entrusted Asset Management 12 Approve Remuneration of Directors and For For Management Senior Management Members 13 Approve Remuneration of Supervisors For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 16 Approve Amendments to Articles of For Against Management Association 17 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 18 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 19 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- CHINA GRAND AUTOMOTIVE SERVICES GROUP CO., LTD. Ticker: 600297 Security ID: Y1495U106 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Placing Arrangement for For For Management Shareholders 2.4 Approve Issue Manner and Target For For Management Subscribers 2.5 Approve Bond Maturity and Type For For Management 2.6 Approve Bond Interest Rate and Method For For Management of Determination 2.7 Approve Guarantee Method For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Listing Arrangement For For Management 2.10 Approve Underwriting Manner For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Special Account for Raised For For Management Funds 5 Approve Provision of Counter Guarantee For Against Management -------------------------------------------------------------------------------- CHINA GRAND PHARMACEUTICAL & HEALTHCARE HOLDINGS LTD. Ticker: 512 Security ID: G210A7101 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Tang Wei Kun as Director For For Management 3b Elect Shi Lin as Director For For Management 3c Elect Hu Yebi as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve HLB Hodgson Impey Cheng For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5.1 Elect Zhang Wei as Non-independent For For Management Director 5.2 Elect Zhou Chaohui as Non-independent For For Management Director 5.3 Elect Duan Yiping as Non-independent For For Management Director 5.4 Elect Zhu Jianxin as Non-independent For For Management Director 5.5 Elect Duan Xinye as Non-independent For For Management Director 5.6 Elect Lu Xiaoping as Non-independent For For Management Director 5.7 Elect Su Min as Non-independent For For Management Director 5.8 Elect Peng Lei as Non-independent For For Management Director 6.1 Elect Ma Qingquan as Independent For For Management Director 6.2 Elect Wang Huacheng as Independent For For Management Director 6.3 Elect He Jie as Independent Director For For Management 6.4 Elect Li Jianhui as Independent For For Management Director 7.1 Elect Mi Aidong as Supervisor For For Management 7.2 Elect Gu Wenjun as Supervisor For For Management 7.3 Elect Li Xiaofei as Supervisor For For Management -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA GREAT WALL SECURITIES CO., LTD. Ticker: 002939 Security ID: Y14394103 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with Various Companies 6.2 Approve Daily Related Party For For Management Transactions with Great Wall Fund Management Co., Ltd. and Jingshun Great Wall Fund Management Co., Ltd. 6.3 Approve Daily Related Party For For Management Transactions with Shenzhen Energy Group Co., Ltd. 6.4 Approve Daily Related Party For For Management Transactions with Shenzhen New Jiangnan Investment Co., Ltd. 6.5 Approve Daily Related Party For For Management Transactions with Boshi Fund Management Co., Ltd. and China Merchants Bank Co., Ltd. 6.6 Approve Daily Related Party For For Management Transactions with China Merchants Securities Co., Ltd. 6.7 Approve Daily Related Party For For Management Transactions with Hua Xia Bank Co., Ltd. 6.8 Approve Daily Related Party For For Management Transactions with Other Related Legal Persons and Natural Persons 7 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Shenzhen Nanshan District Urban Renewal Unit House Relocation Compensation and Resettlement Agreement -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee For Against Management 3 Approve Application of Loan of For For Management Subsidiary 4 Approve Adjust the Deposit and Loan For For Management Limit and Extension of Agreement Period of Comprehensive Financial Cooperation Agreement -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Peiwu as Independent For For Management Director -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Raised Funds Investment For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve White Wash Waiver For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Shareholder Return Plan For For Management 12 Approve Change in Implementing Entity For For Management of the Urban Renewal Project Relocation Compensation Agreement -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Management Method of the Stock For For Management Option Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Amend Articles of Association For Against Management 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Entrusted Loan from For For Management Controlling Shareholder Involving Guarantee Method and Related Transaction 8 Approve Application of Bank Credit For For Management Lines and Change Guarantee Method 9 Approve Application of Bank Credit For For Management Line by Subsidiary -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Jiantang as Non-Independent For For Shareholder Director 1.2 Elect Chen Kuanyi as Non-Independent For For Shareholder Director 2 Approve Continued Use of Part of For For Management State-owned Capital and Related Transactions 3 Approve Related Party Transaction in For For Management Connection to Prerequisites for State-owned Capital Injection to be Used by Companies 4 Approve Credit Line Application of For For Management Subsidiary -------------------------------------------------------------------------------- CHINA GREATWALL TECHNOLOGY GROUP CO., LTD. Ticker: 000066 Security ID: Y14392107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Credit Line and For For Management Provision of Guarantees 8 Approve Guarantee Provision Plan For For Management 9 Approve Use of Idle Own Funds to For For Management Improve Financial Efficiency and Related Party Transactions 10 Approve Provision of State-owned For For Management Capital for Use by the Company before Capital Injection and Related Party Transactions 11 Approve Adjustment of Deposit and Loan For For Management Quota and Extension of Agreement Period of Comprehensive Financial Cooperation Agreement and Related Party Transactions 12 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- CHINA HAINAN RUBBER INDUSTRY GROUP CO., LTD. Ticker: 601118 Security ID: Y1497E100 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement 2 Approve Signing of Conditional Share For For Management Subscription Agreement -------------------------------------------------------------------------------- CHINA HAINAN RUBBER INDUSTRY GROUP CO., LTD. Ticker: 601118 Security ID: Y1497E100 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ai Yilun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA HAINAN RUBBER INDUSTRY GROUP CO., LTD. Ticker: 601118 Security ID: Y1497E100 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Share For For Management Subscription Agreement and Strategic Cooperation Agreement 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA HAINAN RUBBER INDUSTRY GROUP CO., LTD. Ticker: 601118 Security ID: Y1497E100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Financial Budget Report For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Financing Plan For For Management 10 Approve Provision of Financing For For Management Guarantee 11 Approve Financial Derivatives For For Management Investment Quota 12.1 Elect Li Xiaoping as Director For For Shareholder -------------------------------------------------------------------------------- CHINA HARMONY AUTO HOLDING LIMITED Ticker: 3836 Security ID: G2118N107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Feng Changge as Director For For Management 3b Elect Han Yang as Director For Against Management 3c Elect Wang Nengguang as Director For Against Management 3d Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve Zhonghui Anda CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA HARZONE INDUSTRY CORP., LTD. Ticker: 300527 Security ID: Y1R9AD103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 8 Approve Daily Related Party Transaction For For Management 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA HI-TECH GROUP CO., LTD. Ticker: 600730 Security ID: Y1455A108 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment of Controlling Shareholders -------------------------------------------------------------------------------- CHINA HI-TECH GROUP CO., LTD. Ticker: 600730 Security ID: Y1455A108 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Kang Sen as Supervisor For For Management -------------------------------------------------------------------------------- CHINA HI-TECH GROUP CO., LTD. Ticker: 600730 Security ID: Y1455A108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Guarantee Provision For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Purchase in Financial Products For For Management -------------------------------------------------------------------------------- CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD. Ticker: 658 Security ID: G2112D105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Hu Jichun as Director For For Management 2b Elect Zhou Zhijin as Director For For Management 2c Elect Fang Jian as Director For For Management 2d Elect Jiang Xihe as Director For For Management 2e Elect Nathan Yu Li as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Baker Tilly Hong Kong Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Comprehensive For For Management Credit Extension and Conduct Financial Service Transactions such as Deposit Settlement with SDIC Finance Co., Ltd. -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- CHINA HIGH-SPEED RAILWAY TECHNOLOGY CO., LTD. Ticker: 000008 Security ID: Y1R9C1107 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhiquan as Director For For Shareholder 1.2 Elect Lou Silu as Director For For Shareholder 1.3 Elect Zhu Bingqing as Director For For Shareholder 1.4 Elect Hong Mingjun as Director For For Shareholder 1.5 Elect Wang Xiang as Director For For Shareholder 1.6 Elect Chang Zhizhen as Director For For Shareholder 2.1 Elect Zhou Xiaoqin as Director For For Shareholder 2.2 Elect Li Hongwei as Director For For Shareholder 2.3 Elect Gao Yongjun as Director For For Shareholder 3.1 Elect Liu Yang as Supervisor For For Shareholder 3.2 Elect Sa Shuli as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA HONGQIAO GROUP LIMITED Ticker: 1378 Security ID: G21150100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Zhang Bo as Director For For Management 2.2 Elect Zheng Shuliang as Director For For Management 2.3 Elect Zhang Ruilian as Director For For Management 2.4 Elect Yang Congsen as Director For For Management 2.5 Elect Zhang Jinglei as Director For For Management 2.6 Elect Li Zimin (Zhang Hao) as Director For For Management 2.7 Elect Sun Dongdong as Director For For Management 2.8 Elect Wen Xianjun as Director For For Management 2.9 Elect Xing Jian as Director For For Management 2.10 Elect Han Benwen as Director For For Management 2.11 Elect Dong Xinyi as Director For For Management 2.12 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Shinewing (HK) CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Wenjie as Director For For Management 2 Elect Xu Nuo as Director For For Management -------------------------------------------------------------------------------- CHINA HUARONG ASSET MANAGEMENT CO., LTD. Ticker: 2799 Security ID: Y149A8109 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hung Ka Hai Clement as Director For For Management -------------------------------------------------------------------------------- CHINA INDUSTRIAL SECURITIES CO. LTD. Ticker: 601377 Security ID: Y3994T101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management 7 Approve Authorization of Domestic Debt For For Management Financing Instruments 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Elect Ye Yuanhang as Non-independent For For Shareholder Director 14 Approve Performance Evaluation and For For Management Remuneration of Directors 15 Approve Performance Evaluation and For For Management Remuneration of Supervisors -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Amendments to the Plan on For For Management Authorization of the Shareholders' General Meeting to the Board of Directors 3 Approve 2020 Work Report of the Board For For Management of Directors 4 Approve 2020 Work Report of the For For Management Supervisory Committee 5 Approve 2020 Annual Report For For Management 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 8 Amend Rules of Procedures Regarding For For Management Meetings of Board of Directors 9 Approve the Establishment of the Asset For For Management Management Subsidiary 10.01 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Tan Lixia 10.02 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Duan Wenwu 10.03 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Xiong Lianhua 10.04 Approve Estimated Related-Party For For Management Transactions with Zheshang Jinhui Trust Co., Ltd. 10.05 Approve Estimated Related-Party For For Management Transactions with Other Related Legal Persons 10.06 Approve Estimated Related-Party For For Management Transactions with Other Related Natural Persons -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: OCT 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Capital Injection For For Management into Shenzhen CIMC Industry & City Development Group Co., Ltd. by Country Garden Real Estate Group Co., Ltd 2 Approve Introduction of Strategic For For Management Investor Xi'an Qujiang Cultural Industry Investment (Group) Co., Ltd. by Shenzhen CIMC Industry & City Development Group Co., Ltd. 3 Approve Capital Flow between Shenzhen For Against Management CIMC Industry & City Development Group Co., Ltd. and the Company and Provision of Related Guarantees after the Introduction of the Strategic Investor 4 Approve Update on Financial For For Management Institutions Facility and Project Guarantee Provided to Subsidiaries 5 Approve Update of the Provision of For For Management Financing Guarantee by CIMC Enric Holdings Limited and its Subsidiaries for Clients and Minority Shareholders 6 Approve Update of the Application by For For Management CIMC Finance Company Limited to Provide External Guarantees Business for the Group's Subsidiaries 7 Approve Update of the Provision of For For Management Credit Guarantee by Shaanxi CIMC Vehicle Industrial Park Investment and Development Co., Ltd. for its Clients 8 Approve Update of the Provision of For For Management Credit Guarantee by Shenyang CIMC Industrial Park Investment and Development Co., Ltd. for its Clients 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 13.01 Elect Deng Weidong as Director For For Management 13.02 Elect Gao Xiang as Director For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Capital Injection For For Management into Shenzhen CIMC Industry & City Development Group Co., Ltd. by Country Garden Real Estate Group Co., Ltd 2 Approve Introduction of Strategic For For Management Investor Xi'an Qujiang Cultural Industry Investment (Group) Co., Ltd. by Shenzhen CIMC Industry & City Development Group Co., Ltd. 3 Approve Capital Flow between Shenzhen For Against Management CIMC Industry & City Development Group Co., Ltd. and the Company and Provision of Related Guarantees after the Introduction of the Strategic Investor 4 Approve Update on Financial For For Management Institutions Facility and Project Guarantee Provided to Subsidiaries 5 Approve Update of the Provision of For For Management Financing Guarantee by CIMC Enric Holdings Limited and its Subsidiaries for Clients and Minority Shareholders 6 Approve Update of the Application by For For Management CIMC Finance Company Limited to Provide External Guarantees Business for the Group's Subsidiaries 7 Approve Update of the Provision of For For Management Credit Guarantee by Shaanxi CIMC Vehicle Industrial Park Investment and Development Co., Ltd. for its Clients 8 Approve Update of the Provision of For For Management Credit Guarantee by Shenyang CIMC Industrial Park Investment and Development Co., Ltd. for its Clients 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 13.01 Elect Deng Weidong as Director For For Management 13.02 Elect Gao Xiang as Director For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Further Update on Bank For For Management Facility and Project Guarantee Provided to Subsidiaries of the Company in 2020 -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Further Update on Bank For For Management Facility and Project Guarantee Provided to Subsidiaries of the Company in 2020 -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhu Zhiqiang as Director For For Management 1.02 Elect Kong Guoliang as Director For For Management 2 Elect Shi Lan as Supervisor For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhu Zhiqiang as Director For For Management 1.02 Elect Kong Guoliang as Director For For Management 2 Elect Shi Lan as Supervisor For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Proposal 5 Approve Appointment of Accounting Firm For For Management 6 Approve Guarantee Plan of CIMC For Against Management 7 Approve Provision of Guarantees for For Against Management Shenzhen CIMC Industry & City Development Group Co., Ltd. 8 Approve Application for Registration For For Management Issuance of Debt Financing Instrument 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Proposal 5 Approve Appointment of Accounting Firm For For Management 6 Approve Guarantee Plan of CIMC For Against Management 7 Approve Provision of Guarantees for For Against Management Shenzhen CIMC Industry & City Development Group Co., Ltd. 8 Approve Application for Registration For For Management Issuance of Debt Financing Instrument 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J115 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext with Relevant Laws and Regulations 2 Approve Plan on the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 3 Approve Proposal on the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 4 Approve Compliance of the Spin-off and For For Management Listing of the Controlling Subsidiary with Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Spin-off and Listing of the For For Management Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation of the Company 7 Approve Capability of CIMC-TianDa For For Management Holdings Company Limited to Implement Regulated Operation 8 Approve Explanation on the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext and the Validity of Legal Documents Submitted 9 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Handle Matters Relating to the Spin-off and Listing -------------------------------------------------------------------------------- CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD. Ticker: 2039 Security ID: Y1457J123 Meeting Date: JUN 18, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext with Relevant Laws and Regulations 2 Approve Plan on the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 3 Approve Proposal on the Spin-off and For For Management Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 4 Approve Compliance of the Spin-off and For For Management Listing of the Controlling Subsidiary with Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Spin-off and Listing of the For For Management Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation of the Company 7 Approve Capability of CIMC-TianDa For For Management Holdings Company Limited to Implement Regulated Operation 8 Approve Explanation on the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext and the Validity of Legal Documents Submitted 9 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-off and Listing of the Controlling Subsidiary CIMC-TianDa Holdings Company Limited on ChiNext 10 Approve Authorization to the Board and For For Management Its Authorized Persons to Handle Matters Relating to the Spin-off and Listing -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Grant For For Management of Specific Mandate to Issue Subscription Shares and Related Transactions 2 Approve Deposit Services Under the For For Management Renewed Framework Financial Service Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA JINMAO HOLDINGS GROUP LIMITED Ticker: 817 Security ID: Y1500V107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Song Liuyi as Director For For Management 3B Elect Cheng Yong as Director For For Management 3C Elect Wang Wei as Director For For Management 3D Elect Suen Man Tak as Director For For Management 3E Elect Zhong Wei as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Implementation of For For Management Horizontal Competition Preventive Commitment -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: Y5642X103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Capitalization of Capital For For Management Reserves 7 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 8.1 Approve Related Party Transaction with For For Management CNBM International Corporation 8.2 Approve Related Party Transaction with For For Management Lianyungang Zhongfu Lianzhong Composites Group Co., Ltd. 8.3 Approve Related Party Transaction with For For Management Beixin Group Building Materials Co., Ltd. 8.4 Approve Related Party Transaction with For For Management Zhenshi Holding Group Co., Ltd. 8.5 Approve Related Party Transaction with For For Management Zhejiang Hengshi Fiber Foundation Co., Ltd. 9 Approve Authorization of Company and For For Management Subsidiaries for Financing Credit 10 Approve Provision of Guarantees For Against Management 11 Approve Issuance of Corporate Bonds For For Management and Debt Financing Instruments 12 Approve Forward Foreign Exchange For For Management Settlement and Sale, Currency Interest Rate Swap and Precious Metals Futures Trading 13 Approve Technical Transformation For For Management Project of Glass Fiber Kiln Drawing Production Line 14 Approve Technical Transformation For For Management Project of High Performance Glass Fiber Kiln Drawing Production Line 15 Approve Adjustment on the Construction For For Management Plan for Production Line of Electronic Cloth 16 Approve Construction Project of Glass For For Management Fiber Chopped Strand Production Line 17 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- CHINA KEPEI EDUCATION GROUP LIMITED Ticker: 1890 Security ID: G2122A109 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Xiangwei as Director For For Management 3a2 Elect Wang Chuanwu as Director For For Management 3a3 Elect Deng Feiqi as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA LESSO GROUP HOLDINGS LIMITED Ticker: 2128 Security ID: G2157Q102 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Luo Jianfeng as Director For For Management 3b Elect Lin Dewei as Director For For Management 3c Elect Lan Fang as Director For For Management 3d Elect Tao Zhigang as Director For For Management 3e Elect Lu Jiandong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6b Authorize Repurchase of Issued Share For For Management Capital 6c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LTD. (TAIWAN) Ticker: 2823 Security ID: Y1478C107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Wang Bin as Director For For Shareholder 7 Elect Su Hengxuan as Director For For Shareholder 8 Elect Li Mingguang as Director For For Shareholder 9 Elect Huang Xiumei as Director For For Shareholder 10 Elect Yuan Changqing as Director For Against Shareholder 11 Elect Wu Shaohua as Director For For Shareholder 12 Elect Sheng Hetai as Director For For Shareholder 13 Elect Wang Junhui as Director For For Shareholder 14 Elect Tang Xin as Director For For Shareholder 15 Elect Leung Oi-Sie Elsie as Director For For Management 16 Elect Lam Chi Kuen as Director For For Management 17 Elect Zhai Haitao as Director For For Management 18 Elect Jia Yuzeng as Supervisor For For Shareholder 19 Elect Han Bing as Supervisor For For Shareholder 20 Elect Niu Kailong as Supervisor For For Shareholder 21 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 22 Approve Continued Donations to China For For Management Life Foundation 23 Approve PricewaterhouseCoopers Zhong For For Shareholder Tian LLP as PRC Auditor and PricewaterhouseCoopers as Hong Kong Auditor and Authorize Board to Fix Their Remuneration 24 Approve Issuance of Equity or For For Shareholder Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: Y1477R220 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Wang Bin as Director For For Shareholder 7 Elect Su Hengxuan as Director For For Shareholder 8 Elect Li Mingguang as Director For For Shareholder 9 Elect Huang Xiumei as Director For For Shareholder 10 Elect Yuan Changqing as Director For Against Shareholder 11 Elect Wu Shaohua as Director For For Shareholder 12 Elect Sheng Hetai as Director For For Shareholder 13 Elect Wang Junhui as Director For For Shareholder 14 Elect Tang Xin as Director For For Shareholder 15 Elect Leung Oi-Sie Elsie as Director For For Management 16 Elect Lam Chi Kuen as Director For For Management 17 Elect Zhai Haitao as Director For For Management 18 Elect Jia Yuzeng as Supervisor For For Shareholder 19 Elect Han Bing as Supervisor For For Shareholder 20 Elect Niu Kailong as Supervisor For For Shareholder 21 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 22 Approve Continued Donations to China For For Management Life Foundation 23 Approve PricewaterhouseCoopers Zhong For For Shareholder Tian LLP as PRC Auditor and PricewaterhouseCoopers as Hong Kong Auditor and Authorize Board to Fix Their Remuneration 24 Approve Issuance of Equity or For For Shareholder Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CHINA LILANG LTD. Ticker: 1234 Security ID: G21141109 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3.1 Elect Wang Dong Xing as Director For For Management 3.2 Elect Cai Rong Hua as Director For Against Management 3.3 Elect Pan Rong Bin as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Documents, Grant For For Management of Specific Mandate to Issue Consideration Shares and Related Transactions 2 Approve 2021 Distribution Framework For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Ticker: 772 Security ID: G2121R103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Hou Xiaonan as Director For For Management 2b Elect Cao Huayi as Director For For Management 2c Elect Liu Junmin as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares 5 Approve Grant of Mandate to Issue For For Management Shares Under the Restricted Share Unit Scheme 6 Adopt Share Option Plan For For Management -------------------------------------------------------------------------------- CHINA LOGISTICS PROPERTY HOLDINGS CO., LTD Ticker: 1589 Security ID: G21209104 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Bonds, Grant of Specific Mandate to Issue Conversion Shares and Related Transactions -------------------------------------------------------------------------------- CHINA LOGISTICS PROPERTY HOLDINGS CO., LTD Ticker: 1589 Security ID: G21209104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Cheuk Shun Wah as Director None None Management 3 Elect Shi Lianghua as Director For For Management 4 Elect Wu Guozhou as Director For For Management 5 Elect Fu Bing as Director For For Management 6 Elect Guo Jingbin as Director For For Management 7 Elect Wang Tianye as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments Overseas -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement for For For Management Purchase and Sale of Comprehensive Products and Services and Proposed Annual Caps -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tian Shaolin as Director For For Management 2 Elect Shao Junjie as Supervisor For For Management -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory Board For For Management 3 Approve Independent Auditor's Report For For Management and Audited Financial Statements 4 Approve Final Financial Accounts Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Financial Budget Plan For Against Management 7 Elect Tang Jian as Director For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Ernst & Young as International For For Management Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration 10 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC 11 Approve General Mandate to Apply for For For Management Registration and Issuance of Debt Financing Instruments Overseas 12 Approve General Mandate to Carry Out For For Management Financial Derivative Business 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Ticker: 916 Security ID: Y1501T101 Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhongjun as Director For For Management 2 Elect Tang Chaoxiong as Director For For Management -------------------------------------------------------------------------------- CHINA MACHINERY ENGINEERING CORPORATION Ticker: 1829 Security ID: Y1501U108 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ma Jian as Director For For Management 2 Elect Zhang Zhiyu as Director For For Management 3 Elect Wang Yuqi as Director For For Management 4 Elect Zhang Hong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MACHINERY ENGINEERING CORPORATION Ticker: 1829 Security ID: Y1501U108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ai Wei as Director For For Management 2 Approve 2021-2023 Provision of For For Management Engineering Services and Products Agreement, Related Annual Caps and Related Transactions 3 Approve 2021-2023 Receipt of For For Management Engineering Services and Products Agreement, Related Annual Caps and Related Transactions 4 Approve 2021-2023 Financial Services For For Management Agreement, Related Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA MACHINERY ENGINEERING CORPORATION Ticker: 1829 Security ID: Y1501U108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Board 3 Approve Audited Consolidated Financial For For Management Statements and Independent Auditor's Report 4 Approve No Profits Distribution Plan For For Management 5 Approve Ernst & Young and Ernst & For For Management Young Hua Ming LLP (Special General Partnership) as International Auditor and Domestic Auditor, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Proposals Put Forward by Any For Against Management Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote -------------------------------------------------------------------------------- CHINA MAN-MADE FIBER CORP. Ticker: 1718 Security ID: Y1488M103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- CHINA MAPLE LEAF EDUCATIONAL SYSTEMS LIMITED Ticker: 1317 Security ID: G21151116 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jingxia Zhang as Director For For Management 2b Elect James William Beeke as Director For For Management 2c Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MEDICAL SYSTEM HOLDINGS LTD. Ticker: 867 Security ID: G21108124 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Yanling as Director For For Management 3b Elect Leung Chong Shun as Director For For Management 3c Elect Luo, Laura Ying as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yadong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees For Against Management 9 Approve Appointment of Auditor For For Management 10 Elect Tong Chaoyin as Non-independent For For Shareholder Director 11 Approve Daily Related Party For For Management Transactions 12 Approve Application of Credit Lines For For Management 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA MEHECO GROUP CO., LTD. Ticker: 600056 Security ID: Y16635107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Report of the Independent For Did Not Vote Management Directors 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Application of Bank Credit For Did Not Vote Management Lines 8 Approve Provision of Guarantees For Did Not Vote Management 9 Approve Appointment of Auditor For Did Not Vote Management 10 Elect Tong Chaoyin as Non-independent For Did Not Vote Shareholder Director 11 Approve Daily Related Party For Did Not Vote Management Transactions 12 Approve Application of Credit Lines For Did Not Vote Management 13 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Fan as Director For For Management 2.1b Elect Wang Michael Chou as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY COMPANY LIMITED Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Niu Gensheng as Director and For For Management Authorize Board to Fix His Remuneration 3b Elect Yau Ka Chi as Director and For Against Management Authorize Board to Fix His Remuneration 3c Elect Simon Dominic Stevens as For For Management Director and Authorize Board to Fix His Remuneration 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Miao Jianmin as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896107 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Miao Jianmin as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896115 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Profit Appropriation Plan For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration 7 Approve Related Party Transaction For For Management Report 8 Elect Li Chaoxian as Director For For Management 9 Elect Shi Yongdong as Director For For Management 10 Elect Guo Xikun as Supervisor For For Shareholder 11 Approve Medium-Term Capital Management For For Management Plan for 2021-2023 12 Approve Redemption of Capital Bonds For For Management 13 Approve Authorization to Issue Capital For For Management Bonds 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: Y14896107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Profit Appropriation Plan For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration 7 Approve Related Party Transaction For For Management Report 8 Elect Li Chaoxian as Director For For Management 9 Elect Shi Yongdong as Director For For Management 10 Elect Guo Xikun as Supervisor For For Shareholder 11 Approve Medium-Term Capital Management For For Management Plan for 2021-2023 12 Approve Redemption of Capital Bonds For For Management 13 Approve Authorization to Issue Capital For For Management Bonds 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 4.1 Elect Xie Chunlin as Non-independent For For Shareholder Director 4.2 Elect Wu Bo as Non-independent Director For For Shareholder 4.3 Elect Song Dexing as Non-independent For For Shareholder Director 4.4 Elect Wang Yongxin as Non-independent For For Shareholder Director 4.5 Elect Su Xingang as Non-independent For For Shareholder Director 4.6 Elect Zhao Yaoming as Non-independent For For Shareholder Director 4.7 Elect Deng Weidong as Non-independent For For Shareholder Director 4.8 Elect Zhong Fuliang as Non-independent For For Shareholder Director 5.1 Elect Zhang Liang as Independent For For Shareholder Director 5.2 Elect Sheng Muxian (Luosheng Muxian) For For Shareholder as Independent Director 5.3 Elect Wu Shuxiong as Independent For For Shareholder Director 5.4 Elect Quan Zhongguang as Independent For For Shareholder Director 6.1 Elect Cao Hong as Supervisor For For Management 6.2 Elect Jiang Hongmei as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS ENERGY SHIPPING CO., LTD. Ticker: 601872 Security ID: Y15039129 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Financial Auditor and Internal For For Management Control Auditor 8.1 Approve Daily Related Party For For Management Transactions with Shekou Youlian Shipyard 8.2 Approve Daily Related Party For For Management Transactions with Zhongshihua 8.3 Approve Daily Related Party For For Management Transactions with China Merchants Haitong Trading Co., Ltd. 8.4 Approve Daily Related Party For For Management Transactions with Shenzhen Haishun Maritime Service Co., Ltd. 8.5 Approve Daily Related Party For For Management Transactions with Zhongwaiyun Changhai Group 8.6 Approve Daily Related Party For For Management Transactions with Zhongguo Waiyun Co., Ltd. 8.7 Approve Daily Related Party For For Management Transactions with Liaoning Port Group Co., Ltd. 9 Approve Renewal of Loans For For Management 10 Approve Authorization of Guarantee For Against Management -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application 2 Approve Issuance of Perpetual For For Management Medium-term Notes and Authorization of Board to Handle All Related Matters -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Related Party Transaction with For For Management China Merchants Bank -------------------------------------------------------------------------------- CHINA MERCHANTS EXPRESSWAY NETWORK TECHNOLOGY HLDS CO., LTD. Ticker: 001965 Security ID: Y1504Y107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Fix Their Remuneration 9 Elect Liu Weiwu as Non-Independent For For Management Director 10 Approve Issuance of Medium-term Notes For For Management and Authorization of the Board to Handle All Related Matters 11 Approve Issuance of Super Short-term For For Management Commercial Papers and Authorization of the Board to Handle All Related Matters 12 Approve Issuance of Shelf-type For For Management Corporate Bonds and Authorization of the Board to Handle All Related Matters 13 Amend Related-Party Transaction For For Management Management System 14 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS LAND LIMITED Ticker: 978 Security ID: G210AW106 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- CHINA MERCHANTS LAND LIMITED Ticker: 978 Security ID: G210AW106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Huang Junlong as Director For Against Management 2b Elect Liu Ning as Director For For Management 2c Elect Wong King Yuen as Director For For Management 2d Elect Shi Xinping as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4b Authorize Repurchase of Issued Share For For Management Capital 4c Authorize Reissuance of Repurchased For For Management Shares 5a Approve Final Dividends For For Management 5b Authorize Board to Handle All Matters For For Management in Relation to the Payment of Final Dividend -------------------------------------------------------------------------------- CHINA MERCHANTS PORT GROUP CO., LTD. Ticker: 201872 Security ID: Y1565S114 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Plan 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Deposit and Loan with China For For Management Merchants Bank 8 Approve External Guarantee Provision For Against Management 9 Approve Credit Line and Financing For For Management Application 10 Approve Authorization Matters on For For Management Corporate Bond Issuance 11 Approve to Appoint Auditor For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Use of Idle Funds for For For Management Entrusted Asset Management 14 Approve Provision of Financial For For Management Assistance 15.1 Elect Liu Weiwu as Director For For Shareholder 16.1 Elect Zheng Yongkuan as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Liu Weiwu as Director For For Management 3Ab Elect Xiong Xianliang as Director For For Management 3Ac Elect Ge Lefu as Director For For Management 3Ad Elect Wang Zhixian as Director For For Management 3Ae Elect Zheng Shaoping as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For For Management Share Option Scheme 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor 2 Approve Issuance of Medium-term Notes For For Management and Super Short-term Commercial Papers -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan For For Management 2 Elect Chen Haizhao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Deposit and Loan Business For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Financial Auditor and Internal For For Management Control Auditor 9 Approve Daily Related Party For For Management Transactions 10 Approve Shareholder Return Plan For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12.1 Elect Yuan Jiahua as Director For For Management 12.2 Elect Xie Shuiqing as Director For For Management 12.3 Elect Wang Suwang as Director For For Management 13.1 Elect Li Shifang as Supervisor For For Management 13.2 Elect Zeng Ding as Supervisor For For Management 13.3 Elect Tang Jian as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan For For Management 2.01 Elect Huo Da as Director For For Shareholder 2.02 Elect Su Jian as Director For For Shareholder 2.03 Elect Xiong Xianliang as Director For For Shareholder 2.04 Elect Su Min as Director For For Shareholder 2.05 Elect Xiong Jiantao as Director For For Shareholder 2.06 Elect Peng Lei as Director For For Shareholder 2.07 Elect Gao Hong as Director For For Shareholder 2.08 Elect Huang Jian as Director For For Shareholder 2.09 Elect Wang Daxiong as Director For For Shareholder 2.10 Elect Wang Wen as Director For For Shareholder 3.01 Elect Xiang Hua as Director For For Shareholder 3.02 Elect Xiao Houfa as Director For For Shareholder 3.03 Elect Xiong Wei as Director For For Shareholder 3.04 Elect Hu Honggao as Director For For Shareholder 4.01 Elect Zhou Linda Lei as Supervisor For For Shareholder 4.02 Elect Li Xiaofei as Supervisor For For Shareholder 4.03 Elect Wang Zhangwei as Supervisor For For Shareholder 4.04 Elect Ma Yunchun as Supervisor For For Shareholder 4.05 Elect Zhang Zhen as Supervisor For For Shareholder 4.06 Elect Zou Qun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan For For Management 2.01 Elect Huo Da as Director For For Shareholder 2.02 Elect Su Jian as Director For For Shareholder 2.03 Elect Xiong Xianliang as Director For For Shareholder 2.04 Elect Su Min as Director For For Shareholder 2.05 Elect Xiong Jiantao as Director For For Shareholder 2.06 Elect Peng Lei as Director For For Shareholder 2.07 Elect Gao Hong as Director For For Shareholder 2.08 Elect Huang Jian as Director For For Shareholder 2.09 Elect Wang Daxiong as Director For For Shareholder 2.10 Elect Wang Wen as Director For For Shareholder 3.01 Elect Xiang Hua as Director For For Shareholder 3.02 Elect Xiao Houfa as Director For For Shareholder 3.03 Elect Xiong Wei as Director For For Shareholder 3.04 Elect Hu Honggao as Director For For Shareholder 4.01 Elect Zhou Linda Lei as Supervisor For For Shareholder 4.02 Elect Li Xiaofei as Supervisor For For Shareholder 4.03 Elect Wang Zhangwei as Supervisor For For Shareholder 4.04 Elect Ma Yunchun as Supervisor For For Shareholder 4.05 Elect Zhang Zhen as Supervisor For For Shareholder 4.06 Elect Zou Qun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904117 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Duty Report of Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Final Accounts Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Budget for Proprietary For For Management Investment 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as Auditors and Internal Control Auditor and Authorize Board to Fix Their Remuneration 9.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. and Its Subsidiaries 9.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 9.03 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China Merchants Group Limited 9.04 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited and Its Associates 9.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China COSCO Shipping Corporation Limited 9.06 Approve Contemplated Ordinary Related For For Management Party Transactions with The People's Insurance Company (Group) of China Limited and Its Related Parties 9.07 Approve Contemplated Ordinary Related For For Management Party Transactions with the Directors, Supervisors and Senior Management of the Company 9.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Natural Persons 9.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 10 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited and Its Wholly-Owned Subsidiaries 11 Approve Shareholders' Return Plan For For Management 12 Elect Liu Weiwu as Director For For Shareholder 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional H Shares -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: Y14904109 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Duty Report of Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Final Accounts Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Budget for Proprietary For For Management Investment 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as Auditors and Internal Control Auditor and Authorize Board to Fix Their Remuneration 9.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. and Its Subsidiaries 9.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Associates 9.03 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China Merchants Group Limited 9.04 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited and Its Associates 9.05 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties of China COSCO Shipping Corporation Limited 9.06 Approve Contemplated Ordinary Related For For Management Party Transactions with The People's Insurance Company (Group) of China Limited and Its Related Parties 9.07 Approve Contemplated Ordinary Related For For Management Party Transactions with the Directors, Supervisors and Senior Management of the Company 9.08 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Natural Persons 9.09 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 10 Approve Provision of Guarantees by For For Management China Merchants Securities International Company Limited and Its Wholly-Owned Subsidiaries 11 Approve Shareholders' Return Plan For For Management 12 Elect Liu Weiwu as Non-executive For For Shareholder Director 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional H Shares -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance with Relevant Laws For For Management and Regulations of Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets and Raise Supporting Funds 2.1 Approve Transaction Parties For For Management 2.2 Approve Underlying Asset For For Management 2.3 Approve Transaction Price For For Management 2.4 Approve Payment Method For For Management 2.5 Approve Issue Type and Par Value For For Management 2.6 Approve Pricing Reference Date and For For Management Issue Price 2.7 Approve Issue Scale For For Management 2.8 Approve Lock-up Period For For Management 2.9 Approve Listing Arrangement For For Management 2.10 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.11 Approve Interim Profit and Loss For For Management Arrangement 2.12 Approve Asset Delivery For For Management 2.13 Approve Issue Type and Par Value of For For Management Convertible Bonds 2.14 Approve Issue Manner and Target For For Management Parties of Convertible Bonds 2.15 Approve Issue Scale of Convertible For For Management Bonds 2.16 Approve Determination and Adjustment For For Management of Conversion Price of Convertible Bonds 2.17 Approve Bond Duration and Conversion For For Management Period of Convertible Bonds 2.18 Approve Lock-up Period of Convertible For For Management Bonds 2.19 Approve Mandatory Conversion Clause of For For Management Convertible Bonds 2.20 Approve Method on Handling Fractional For For Management Shares Upon Conversion of Convertible Bonds 2.21 Approve Interest Rate of Convertible For For Management Bonds 2.22 Approve Source of Shares of For For Management Convertible Bonds 2.23 Approve Other Matters of Convertible For For Management Bonds 2.24 Approve Issue Type and Par Value of For For Management Raising Supporting Funds 2.25 Approve Issue Manner and Period of For For Management Raising Supporting Funds 2.26 Approve Target Parties and For For Management Subscription Manner of Raising Supporting Funds 2.27 Approve Issue Scale and Amount of For For Management Raised Funds of Raising Supporting Funds 2.28 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis of Raising Supporting Funds 2.29 Approve Lock-up Arrangement of Raising For For Management Supporting Funds 2.30 Approve Usage of Raised Funds of For For Management Raising Supporting Funds 2.31 Approve Distribution Arrangement of For For Management Cumulative Earnings of Raising Supporting Funds 2.32 Approve Listing Location of Raising For For Management Supporting Funds 2.33 Approve Resolution Validity Period of For For Management Raising Supporting Funds 3 Approve Draft and Summary of Issuance For For Management of Shares, Convertible Bonds and Cash Payment and Raising Supporting Funds 4 Approve Transaction Does Not For For Management Constitute as Related Party Transactions 5 Approve Transaction Does Not For For Management Constitute as Major Asset Restructure 6 Approve Transaction Does Not For For Management Constitute as Restructure and Listing 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Fluctuation of Company's Stock For For Management Price Does Not Meet the Relevant Standards of Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 15 Approve Signing of Conditional For For Management Agreement Regarding Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets 16 Approve Signing of Supplemental For For Management Conditional Agreement Regarding Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets 17 Approve Introduction of Strategic For For Management Investor and Signing of Strategic Cooperation Agreement 18 Approve Signing of Supplemental For For Management Agreement on Issuance of Shares Subscription Agreement 19 Approve Self-inspection Report on For For Management Company's Real Estate Business and Related Commitments of the Transaction 20 Approve Letter of Commitment For For Management 21 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Leaseback Financial For For Management Leasing Business Constitute as Related Transaction and Provision of Its Guarantee -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve General Authorization to Issue For For Management Bond Products 9 Approve Deposit and Loan Transactions For For Management 10 Approve Provision of Guarantees for For Against Management Controlled Subsidiaries 11 Approve Provision of Guarantees for For For Management Joint Ventures Company 12 Approve Financial Assistance Provision For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Financial Services Agreement For For Management 15 Approve Charitable Donations For For Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA METAL PRODUCTS CO., LTD. Ticker: 1532 Security ID: Y14954104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- CHINA METAL RESOURCES UTILIZATION LIMITED Ticker: 1636 Security ID: G31622106 Meeting Date: SEP 05, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and None None Management Statutory Reports 2 Elect Kwong Wai Sun, Wilson as Director For For Management 3 Elect Pan Liansheng as Director For For Management 4 Elect Ren Ruxian as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA METAL RESOURCES UTILIZATION LIMITED Ticker: 1636 Security ID: G31622106 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, Grant For For Management of Specific Mandate to Issue Subscription Shares and Related Transactions -------------------------------------------------------------------------------- CHINA METAL RESOURCES UTILIZATION LIMITED Ticker: 1636 Security ID: G31622106 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports -------------------------------------------------------------------------------- CHINA MINMETALS RARE EARTH CO. LTD. Ticker: 000831 Security ID: Y1521G105 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Adjustment on Related Party For For Management Transactions -------------------------------------------------------------------------------- CHINA MINMETALS RARE EARTH CO. LTD. Ticker: 000831 Security ID: Y1521G105 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- CHINA MINMETALS RARE EARTH CO., LTD. Ticker: 000831 Security ID: Y1521G105 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- CHINA MINMETALS RARE EARTH CO., LTD. Ticker: 000831 Security ID: Y1521G105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Hongwei as Director For For Management 1.02 Elect Lu Zhiqiang as Director For For Management 1.03 Elect Liu Yonghao as Director For For Management 1.04 Elect Shi Yuzhu as Director For For Management 1.05 Elect Wu Di as Director For For Management 1.06 Elect Song Chunfeng as Director For For Management 1.07 Elect Weng Zhenjie as Director For For Management 1.08 Elect Zhao Peng as Director For For Management 1.09 Elect Yang Xiaoling as Director For For Management 1.10 Elect Liu Jipeng as Director For For Management 1.11 Elect Li Hancheng as Director For For Management 1.12 Elect Xie Zhichun as Director For For Management 1.13 Elect Peng Xuefeng as Director For For Management 1.14 Elect Liu Ningyu as Director For For Management 1.15 Elect Qu Xinjiu as Director For For Management 1.16 Elect Gao Yingxin as Director For For Management 1.17 Elect Zheng Wanchun as Director For For Management 2.01 Elect Lu Zhongnan as Supervisor For For Management 2.02 Elect Zhao Huan John as Supervisor For For Management 2.03 Elect Li Yu as Supervisor For For Management 2.04 Elect Wang Yugui as Supervisor For For Management 2.05 Elect Zhao Fugao as Supervisor For For Management 2.06 Elect Zhang Liqing as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Hongwei as Director For For Management 1.02 Elect Lu Zhiqiang as Director For For Management 1.03 Elect Liu Yonghao as Director For For Management 1.04 Elect Shi Yuzhu as Director For For Management 1.05 Elect Wu Di as Director For For Management 1.06 Elect Song Chunfeng as Director For For Management 1.07 Elect Weng Zhenjie as Director For For Management 1.08 Elect Zhao Peng as Director For For Management 1.09 Elect Yang Xiaoling as Director For For Management 1.10 Elect Liu Jipeng as Director For For Management 1.11 Elect Li Hancheng as Director For For Management 1.12 Elect Xie Zhichun as Director For For Management 1.13 Elect Peng Xuefeng as Director For For Management 1.14 Elect Liu Ningyu as Director For For Management 1.15 Elect Qu Xinjiu as Director For For Management 1.16 Elect Gao Yingxin as Director For For Management 1.17 Elect Zheng Wanchun as Director For For Management 2.01 Elect Lu Zhongnan as Supervisor For For Management 2.02 Elect Zhao Huan John as Supervisor For For Management 2.03 Elect Li Yu as Supervisor For For Management 2.04 Elect Wang Yugui as Supervisor For For Management 2.05 Elect Zhao Fugao as Supervisor For For Management 2.06 Elect Zhang Liqing as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Guijun as Director For For Management 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Administrative Measures of For For Management Related Party Transactions 5 Approve Capital Management Plan for For For Management 2021 to 2023 -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Guijun as Director For For Management 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Administrative Measures of For For Management Related Party Transactions 5 Approve Capital Management Plan for For For Management 2021 to 2023 -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Final Financial Report For For Management 3 Approve Profit Distribution Plan For For Management 4 Approve Annual Budgets For For Management 5 Approve Work Report of the Board For For Management 6 Approve Work Report of the Board of For For Management Supervisors 7 Approve Report of Remuneration of For For Management Directors 8 Approve Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Extension of the Validity For For Management Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Final Financial Report For For Management 3 Approve Profit Distribution Plan For For Management 4 Approve Annual Budgets For For Management 5 Approve Work Report of the Board For For Management 6 Approve Work Report of the Board of For For Management Supervisors 7 Approve Report of Remuneration of For For Management Directors 8 Approve Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Extension of the Validity For For Management Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M104 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MODERN DAIRY HOLDINGS LTD. Ticker: 1117 Security ID: G21579100 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Gao Lina as Director For For Management 3B Elect Zhao Jiejun as Director For For Management 3C Elect Li Shengli as Director For For Management 3D Elect Lee Kong Wai, Conway as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA MODERN DAIRY HOLDINGS LTD. Ticker: 1117 Security ID: G21579100 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement, For For Management Grant of Specific Mandate to Issue Consideration Shares and Related Transactions 2 Approve Whitewash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Budget Report For For Management 2 Approve 2020 Financial Report and For For Management Financial Statements 3 Approve Appointment of 2021 External For For Management Auditor 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Report of the Board of For For Management Directors 6 Approve 2020 Report of the Supervisory For For Management Committee 7 Approve 2020 Annual Report For For Management 8 Approve Purchase of Structured Deposit For For Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Fund 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Provision of Supply Chain For For Management Financing Guarantee by IXM (a Wholly-Owned Subsidiary of the Company) to Suppliers 12 Approve Provision of Financing For For Management Guarantee to a Joint Venture of the Company 13 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 14 Approve Purchasing Liability Insurance For For Management for Directors, Supervisors and Senior Management 15a Elect Sun Ruiwen as Director For For Management 15b Elect Li Chaochun as Director For For Management 15c Elect Yuan Honglin as Director For For Management 15d Elect Guo Yimin as Director For For Management 15e Elect Cheng Yunlei as Director For For Management 15f Elect Wang Gerry Yougui as Director For For Management 15g Elect Yan Ye as Director For For Management 15h Elect Li Shuhua as Director For For Management 16a Elect Zhang Zhenhao as Supervisor For For Management 16b Elect Kou Youmin as Supervisor For For Management 17 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 18 Amend Articles of Association and For For Management Other Internal Management Systems 19 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2013 20 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of Interim Dividend and Quarterly Dividend for the Year 2021 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares 22 Authorize Repurchase of Issued H Share For For Management Capital 23 Approve 2021 First Phase of the For For Shareholder Employee Share Ownership Plan of the Company (Draft) and Its Summary 24 Approve Administrative Measures for For For Shareholder the 2021 First Phase of the Employee Share Ownership Plan of the Company 25 Authorize Board to Deal with All For For Shareholder Matters in Relation to the 2021 First Phase of the Employee Share Ownership Plan of the Company -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 3993 Security ID: Y1503Z113 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Budget Report For For Management 2 Approve 2020 Financial Report and For For Management Financial Statements 3 Approve Appointment of 2021 External For For Management Auditor 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Report of the Board of For For Management Directors 6 Approve 2020 Report of the Supervisory For For Management Committee 7 Approve 2020 Annual Report For For Management 8 Approve Purchase of Structured Deposit For For Management with Internal Idle Fund 9 Approve Purchase of Wealth Management For For Management or Entrusted Wealth Management Products with Internal Idle Fund 10 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiaries 11 Approve Provision of Supply Chain For For Management Financing Guarantee by IXM (a Wholly-Owned Subsidiary of the Company) to Suppliers 12 Approve Provision of Financing For For Management Guarantee to a Joint Venture of the Company 13 Approve and Authorize the Board of For Against Management Directors to Decide on the Issuance of Debt Financing Instruments 14 Approve Purchasing Liability Insurance For For Management for Directors, Supervisors and Senior Management 15.1 Elect Sun Ruiwen as Director For For Management 15.2 Elect Li Chaochun as Director For For Management 15.3 Elect Yuan Honglin as Director For For Management 15.4 Elect Guo Yimin as Director For For Management 15.5 Elect Cheng Yunlei as Director For For Management 15.6 Elect Wang Gerry Yougui as Director For For Management 15.7 Elect Yan Ye as Director For For Management 15.8 Elect Li Shuhua as Director For For Management 16.1 Elect Zhang Zhenhao as Supervisor For For Management 16.2 Elect Kou Youmin as Supervisor For For Management 17 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 18 Amend Articles of Association and For For Management Other Internal Management Systems 19 Approve Forfeiture of Uncollected For For Management Dividend of H Shareholders for the Year 2013 20 Authorize Board to Deal with All For For Management Matters in Relation to the Distribution of Interim Dividend and Quarterly Dividend for the Year 2021 21 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares 22 Authorize Repurchase of Issued H Share For For Management Capital 23 Approve 2021 First Phase of the For For Shareholder Employee Share Ownership Plan of the Company (Draft) and Its Summary 24 Approve Administrative Measures for For For Shareholder the 2021 First Phase of the Employee Share Ownership Plan of the Company 25 Authorize Board to Deal with All For For Shareholder Matters in Relation to the 2021 First Phase of the Employee Share Ownership Plan of the Company -------------------------------------------------------------------------------- CHINA MOTOR CORP. Ticker: 2204 Security ID: Y1499J107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Bank Credit Line For For Management and Guarantee Provision Arrangment 2.1 Elect Wu Yijian as Non-independent For For Shareholder Director 2.2 Elect Lin Min as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422106 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Bank Credit Line For For Management and Guarantee Provision Arrangment 2.1 Elect Wu Yijian as Non-independent For For Shareholder Director 2.2 Elect Lin Min as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y1570W118 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Approve Daily Related Party Transaction For For Management 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Related-Party Transaction For For Management Management System 11 Approve Provision of Guarantee For Against Management 12 Approve Entrusted Loans for Fund For For Management Allocation 13 Approve Financial Assistance Provision For For Management 14 Approve Financial Services Agreement For For Management 15 Approve Accounts Receivable Factoring For For Management Business -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y1570W100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Approve Daily Related Party Transaction For For Management 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Related-Party Transaction For For Management Management System 11 Approve Provision of Guarantee For Against Management 12 Approve Entrusted Loans for Fund For For Management Allocation 13 Approve Financial Assistance Provision For For Management 14 Approve Financial Services Agreement For For Management 15 Approve Accounts Receivable Factoring For For Management Business -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y1570W118 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yong as Director For For Shareholder 1.2 Elect Lian Wanyong as Director For For Shareholder 1.3 Elect Li Xiaojuan as Director For For Shareholder 1.4 Elect Zhou Song as Director For For Shareholder 1.5 Elect Wu Yijian as Director For For Shareholder 1.6 Elect Lin Zhaoxiong as Director For For Shareholder 1.7 Elect Lin Min as Director For For Shareholder 2.1 Elect Chen Honghui as Director For For Management 2.2 Elect Ou Yongliang as Director For For Management 2.3 Elect Chen Shengqun as Director For For Management 2.4 Elect Su Weiwei as Director For For Management 3.1 Elect Wen Deyong as Supervisor For For Shareholder 3.2 Elect Liu Jingyun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y1570W100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yong as Director For For Shareholder 1.2 Elect Lian Wanyong as Director For For Shareholder 1.3 Elect Li Xiaojuan as Director For For Shareholder 1.4 Elect Zhou Song as Director For For Shareholder 1.5 Elect Wu Yijian as Director For For Shareholder 1.6 Elect Lin Zhaoxiong as Director For For Shareholder 1.7 Elect Lin Min as Director For For Shareholder 2.1 Elect Chen Honghui as Director For For Management 2.2 Elect Ou Yongliang as Director For For Management 2.3 Elect Chen Shengqun as Director For For Management 2.4 Elect Su Weiwei as Director For For Management 3.1 Elect Wen Deyong as Supervisor For For Shareholder 3.2 Elect Liu Jingyun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fu Jinguang as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CNBM Indicative Agreement, For For Management CNBM Supplemental Agreement, Restructuring and Related Transactions -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED Ticker: 3323 Security ID: Y15045100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Auditors' Report and For For Management Audited Financial Statements 4 Approve 2020 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 5 Authorize Board to Deal With All For For Management Matters in Relation to the Company's Distribution of Interim Dividend 6 Approve Baker Tilly China Certified For For Management Public Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Unlisted Shares and H Shares 8 Approve Issuance of Debt Financing For Against Management Instruments and Related Transactions 9a Amend Articles of Association For For Management 9b Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing and Related For For Management Party Transactions -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lei Dianwu as Non-Independent For For Shareholder Director 2 Approve the Company's Related Party For For Management Transaction Management System 3 Approve the Directors' Remuneration For For Management Management Measures 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD. Ticker: 601117 Security ID: Y1504G106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Profit Distribution For For Management 4 Approve Provision of Guarantees For Against Management 5 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 6 Approve Annual Report For For Management 7 Approve Investment Plan For Against Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Signing of Related-party For For Management Transaction Framework Agreement 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 12 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 13 Approve Report of the Board of For For Management Directors 14 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- CHINA NATIONAL COMPLETE PLANT IMPORT & EXPORT CORP. LTD. Ticker: 000151 Security ID: Y1499T105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA NATIONAL COMPLETE PLANT IMPORT & EXPORT CORP. LTD. Ticker: 000151 Security ID: Y1499T105 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Zhaogang as For For Management Non-Independent Director -------------------------------------------------------------------------------- CHINA NATIONAL COMPLETE PLANT IMPORT & EXPORT CORP. LTD. Ticker: 000151 Security ID: Y1499T105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Profit Distribution Policy For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Related Party Transaction in For For Management Connection to Signing of Entrusted Agreement 10 Approve Appointment of Financial and For For Management Internal Control Auditor 11 Approve Forward Foreign Exchange For For Management Business 12 Approve Extension of Resolution For For Shareholder Validity Period for Private Placement of New Shares 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Extension of Resolution Validity Period for Private Placement of New Shares -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For For Management Handle Deposit Certificate Business 2 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Xudong as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Entrusted Loan For For Management from Controlled Subsidiary 8 Approve Credit Line Application For Against Management 9 Approve Issuance of Internal Loan to For Against Management Wholly-Owned Subsidiaries and Controlled Subsidiaries 10 Approve Issuance of Internal Loan to For Against Management Controlled Subsidiary Beijing Tianxing Puxin Bio-Pharmaceutical Co., Ltd and Related Party Transaction 11 Approve Issuance of Internal Loan to For Against Management Controlled Subsidiary Beijing Medical Technology Co., Ltd and Related Party Transaction 12 Approve Provision of Guarantees For For Management 13 Approve Financial Service Agreement For For Management 14 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 15 Approve Internal Control Audit Report For For Management and Company's Internal Control Self-Evaluation Report 16 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINES CO., LTD. Ticker: 600511 Security ID: Y1499V100 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Scale and Usage of Raised Funds For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Conditional For For Management Subscription Agreement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11.1 Elect Du Yunbin as Non-independent For For Management Director -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Investment and Related Party For For Management Transactions 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan For Against Management 2 Approve Financial Budget Report For Against Management 3 Amend Articles of Association For For Management 4 Approve Related Party Transaction Plan For For Management 5.1 Elect Guan Jielin as Non-Independent For For Management Director 5.2 Elect Tang Liang as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA NATIONAL NUCLEAR POWER CO., LTD. Ticker: 601985 Security ID: Y1507R109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Allowance of Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Dividend Distribution Plan For For Management 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management 2 Approve Related Party Transaction in For For Management Connection to Leasing of Office Space -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Did Not Vote Management 2 Approve Related Party Transaction in For Did Not Vote Management Connection to Leasing of Office Space -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Intangible Assets For For Management 2 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Guiwu as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Shares For For Management -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimate Related Party For For Management Transaction -------------------------------------------------------------------------------- CHINA NATIONAL SOFTWARE & SERVICE CO., LTD. Ticker: 600536 Security ID: Y1503P107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report For For Management 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHINA NEW HIGHER EDUCATION GROUP LIMITED Ticker: 2001 Security ID: G2163K107 Meeting Date: JAN 22, 2021 Meeting Type: Annual Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Li Xiaoxuan as Director For For Management 3 Elect Shen Chunmei as Director For For Management 4 Elect Hu Jianbo as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dong Changqing as For For Shareholder Non-independent Director 1.2 Elect Liang Lei as Non-independent For For Shareholder Director 1.3 Elect Xu Hanzhou as Non-independent For For Shareholder Director 1.4 Elect Qin Junman as Non-independent For For Shareholder Director 1.5 Elect Guan Dayuan as Non-independent For For Shareholder Director 1.6 Elect Chen Xuejun as Non-independent For For Shareholder Director 2.1 Elect Zhou Keping as Independent For For Management Director 2.2 Elect Xie Zhihua as Independent For For Management Director 2.3 Elect Sun Hao as Independent Director For For Management 3.1 Elect Zhang Xiangnan as Supervisor For For Shareholder 3.2 Elect Lu Weiding as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Da Hua CPAs as For For Management Financial and Internal Control Auditor -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Sign the Supplemental For For Management Agreement of the Financial Services Agreement -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Daily Related-Party Transaction For For Management -------------------------------------------------------------------------------- CHINA NONFERROUS METAL INDUSTRY'S FOREIGN ENG. & CONSTR. Ticker: 000758 Security ID: Y1499Z101 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yu as Non-Independent For For Shareholder Director 2 Elect Wen Xiaoli as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y1500E105 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Adjust the Company's Business Scope 2 Amend Financial Guarantee Management For Against Management Measures -------------------------------------------------------------------------------- CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD. Ticker: 600111 Security ID: Y1500E105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Investment Plan For Against Management 8 Approve Profit Distribution For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Signing of Rare Earth For For Management Concentrate Supply Contract 11 Approve Application of Credit Lines For For Management 12 Approve Provision of Guarantee For Against Management 13 Approve Appointment of Auditor For For Management 14 Approve Acquisition of Equity For For Management 15 Elect Qu Yedong as Non-Independent For For Shareholder Director 16 Elect Du Ying as Independent Director For For Management -------------------------------------------------------------------------------- CHINA NUCLEAR ENGINEERING CORP. LTD. Ticker: 601611 Security ID: Y1518T102 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.2 Approve Issue Size For For Management 2.3 Approve Amount and Usage of Raised For For Management Funds 2.4 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 5 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 8 Approve Report on the Usage of For For Management Previously Raised Funds and Its Verification Report 9 Approve Shareholder Return Plan For For Management 10 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Private Placement of Shares 11 Approve White Wash Waiver and Related For For Management Transactions 12 Approve Guarantee Provision for Daqing For For Management Huibopu Petroleum Machinery Equipment Manufacturing Co., Ltd. 13 Approve Guarantee Provision for For For Management Beijing Huibopu Energy Technology Co., Ltd. 14 Approve Guarantee Provision for Henan For Against Management Woodpecker Underground Pipeline Inspection Co., Ltd. 15 Approve Guarantee Provision for Hong For For Management Kong Huihua Global Technology Co., Ltd. 16 Approve Guarantee Provision for For For Management Beijing Zhongjia Integrity Pipeline Technology Co., Ltd. -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Counter Guarantee 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Counter Guarantee Provision -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Guarantee Provision Plan For For Management 9 Amend Articles of Association For Against Management 10 Amend External Investment Management For Against Management Method 11 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- CHINA OIL HBP SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002554 Security ID: Y1505V102 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Shunqiang as Director For For Management 2 Elect Peng Wen as Supervisor For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhao Shunqiang as Director For For Management 2.01 Elect Peng Wen as Supervisor For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xu Yugao as Director For For Management 1.02 Elect Zhao Baoshun as Director For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002119 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xu Yugao as Director For For Management 1.02 Elect Zhao Baoshun as Director For For Management -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financial Statements and For For Management Statutory Reports 2 Approve 2020 Profit Distribution Plan For For Management and Annual Dividend Plan 3 Approve 2020 Report of the Directors For For Management 4 Approve 2020 Report of the Supervisory For For Management Committee 5 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantees for For Against Management Other Parties 7 Elect Chiu Lai Kuen, Susanna as For For Management Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LIMITED Ticker: 2883 Security ID: Y15002101 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- CHINA ORIENTAL GROUP COMPANY LIMITED Ticker: 581 Security ID: G2108V101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Han Jingyuan as Director For For Management 3b Elect Han Li as Director For For Management 3c Elect Ondra Otradovec as Director For Against Management 3d Elect Zhu Hao as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LIMITED Ticker: 81 Security ID: Y1505S117 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperation Agreement and the For For Management JV Transactions 2 Approve New Master Engagement For For Management Agreement, the Construction Works Transactions and the New Construction Works Caps 3 Approve Framework Agreement, the For For Management Supply of Materials Transactions and the Supply of Materials Caps -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LIMITED Ticker: 81 Security ID: Y1505S117 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Lin as Director For For Management 3b Elect Guo Guanghui as Director For For Management 3c Elect Yung Kwok Kee, Billy as Director For For Management 3d Elect Lam Kin Fung, Jeffrey as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve BDO Limited as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS GRAND OCEANS GROUP LTD. Ticker: 81 Security ID: Y1505S117 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve JV Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yan Jianguo as Director For For Management 3b Elect Luo Liang as Director For For Management 3c Elect Chang Ying as Director For For Management 3d Elect Chan Ka Keung, Ceajer as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS PROPERTY HOLDINGS LIMITED Ticker: 2669 Security ID: G2118M109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Pang Jinying as Director For For Management 3B Elect Yung, Wing Ki Samuel as Director For For Management 3C Elect Lim, Wan Fung Bernard Vincent as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9 Amend the Existing Articles of For For Management Association and Adopt the New Amended and Restated Articles of Association -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Ran as Director For For Management 2 Elect John Robert Dacey as Director For For Management 3 Elect Liang Hong as Director For For Management 4 Amend Articles of Association For For Management 5 Approve Establishment of CPIC Fintech For For Management Co., Ltd. -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Reports For For Management 4 Approve 2020 Financial Statements and For For Management Report 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 7 Approve 2020 Due Diligence Report For For Management 8 Approve 2020 Report on Performance of For For Management Independent Directors 9 Approve 2021 Donations For For Management 10 Approve Change of Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Reports For For Management 4 Approve 2020 Financial Statements and For For Management Report 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 7 Approve 2020 Due Diligence Report For For Management 8 Approve 2020 Report on Performance of For For Management Independent Directors 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Change of Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve 2021 Donations For For Management -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Establishment of CPIC Fintech For For Management Co., Ltd. 3.1 Elect Chen Ran as Director For For Management 3.2 Elect John Robert Dacey as Director For For Management 3.3 Elect Liang Hong as Director For For Management -------------------------------------------------------------------------------- CHINA PETROCHEMICAL DEVELOPMENT CORP. Ticker: 1314 Security ID: Y1500N105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Domestic Capital Raising by For For Management Public Share Issuance 4.1 Elect Yun-Peng Chu, with SHAREHOLDER For For Management NO.H100450XXX as Independent Director 4.2 Elect Wen-Yen Pan, with SHAREHOLDER NO. For For Management J100291XXX as Independent Director 4.3 Elect Song-Nian Ye, with SHAREHOLDER For For Management NO.C101287XXX as Independent Director 4.4 Elect Ruey-Long Chen, a Representative For For Management of Core Pacific Co., Ltd, with SHAREHOLDER NO.158659, as Non-independent Director 4.5 Elect Shaw-Shin Yang, a Representative For For Management of Core Pacific Co., Ltd., with SHAREHOLDER NO.158659, as Non-independent Director 4.6 Elect Jiun-Nan Bai, a Representative For For Management of BES Machinery Co., Ltd, with SHAREHOLDER NO.316573, as Non-independent Director 4.7 Elect Kueng-Ming Lin, a Representative For For Management of C.P. Leasing Co., Ltd., with SHAREHOLDER NO.101177, as Non-independent Director 4.8 Elect Hui-Ting Shen, a Representative For For Management of Yao Chuen Co., Ltd., with SHAREHOLDER NO.848471, as Non-independent Director 4.9 Elect Hui-Lan Chu, a Representative of For For Management Jen Huei Enterprise Co., Ltd, with SHAREHOLDER NO.101204, as Non-independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Assets and For For Management External Investment 2 Approve Special Interim Dividend For For Shareholder Distribution Plan for 2020 3 Elect Zhang Shaofeng as Director For For Shareholder -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors of Sinopec Corp. (including the Report of the Board of Directors of for 2020) 2 Approve Report of the Board of For For Management Supervisors of Sinopec Corp. (including the Report of the Board of Supervisors for 2020) 3 Approve 2020 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2020 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2021 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve KPMG Huazhen (Special General For For Management Partnership) and KPMG as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Authorize Board to Determine the For Against Management Proposed Plan for Issuance of Debt Financing Instruments 8 Approve Grant to the Board a General For For Management Mandate to Issue New Domestic Shares and/or Overseas-Listed Foreign Shares of Sinopec Corp. 9 Approve Service Contracts of Directors For For Management and Supervisors of Sinopec Corp. 10.01 Elect Zhang Yuzhuo as Director For For Management 10.02 Elect Ma Yongsheng as Director For For Management 10.03 Elect Zhao Dong as Director For For Management 10.04 Elect Yu Baocai as Director For Against Management 10.05 Elect Liu Hongbin as Director For For Management 10.06 Elect Ling Yiqun as Director For Against Management 10.07 Elect Li Yonglin as Director For For Management 11.01 Elect Cai Hongbin as Director For For Management 11.02 Elect Ng, Kar Ling Johnny as Director For For Management 11.03 Elect Shi Dan as Director For For Management 11.04 Elect Bi Mingjian as Director For For Management 12.01 Elect Zhang Shaofeng as Supervisor For For Management 12.02 Elect Jiang Zhenying as Supervisor For For Management 12.03 Elect Zhang Zhiguo as Supervisor For For Management 12.04 Elect Yin Zhaolin as Supervisor For For Management 12.05 Elect Guo Hongjin as Supervisor For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010112 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors of Sinopec Corp. (including the Report of the Board of Directors of for 2020) 2 Approve Report of the Board of For For Management Supervisors of Sinopec Corp. (including the Report of the Board of Supervisors for 2020) 3 Approve 2020 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2020 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2021 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve KPMG Huazhen (Special General For For Management Partnership) and KPMG as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Authorize Board to Determine the For Against Management Proposed Plan for Issuance of Debt Financing Instruments 8 Approve Grant to the Board a General For For Management Mandate to Issue New Domestic Shares and/or Overseas-Listed Foreign Shares of Sinopec Corp. 9 Approve Service Contracts of Directors For For Management and Supervisors of Sinopec Corp. 10.01 Elect Zhang Yuzhuo as Director For For Management 10.02 Elect Ma Yongsheng as Director For For Management 10.03 Elect Zhao Dong as Director For For Management 10.04 Elect Yu Baocai as Director For Against Management 10.05 Elect Liu Hongbin as Director For For Management 10.06 Elect Ling Yiqun as Director For Against Management 10.07 Elect Li Yonglin as Director For For Management 11.01 Elect Cai Hongbin as Director For For Management 11.02 Elect Ng, Kar Ling Johnny as Director For For Management 11.03 Elect Shi Dan as Director For For Management 11.04 Elect Bi Mingjian as Director For For Management 12.01 Elect Zhang Shaofeng as Supervisor For For Management 12.02 Elect Jiang Zhenying as Supervisor For For Management 12.03 Elect Zhang Zhiguo as Supervisor For For Management 12.04 Elect Yin Zhaolin as Supervisor For For Management 12.05 Elect Guo Hongjin as Supervisor For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORPORATION Ticker: 386 Security ID: Y15010104 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Assets and For For Management External Investment 2 Approve Special Interim Dividend For For Shareholder Distribution Plan for 2020 3 Elect Zhang Shaofeng as Director For For Shareholder -------------------------------------------------------------------------------- CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect He Xi as Director For For Management 4 Elect Zhou Jie as Director For For Management 5 Elect Li Fang as Director For For Management 6 Elect Hui Hon Chung, Stanley as For For Management Director 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 9A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9B Authorize Repurchase of Issued Share For For Management Capital 9C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Onshore Construction EPC For For Management Agreement, the Offshore Construction EPC Agreement, Preliminary Development and Technical Consultancy Agreement, Construction Engineering Survey Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Deqiu as Independent For For Management Director 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mao Yuansheng as Non-Independent For For Management Director 1.2 Elect Zhang Jichen as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA PUBLISHING & MEDIA HOLDINGS CO., LTD. Ticker: 601949 Security ID: Y1508V109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Related Party Transactions For For Management 8 Approve Remuneration of Directors and For Against Management Supervisors 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve External Guarantee Provision For For Management 11 Approve Credit Line Bank Application For For Management 12 Approve Use of Idle Own Funds and Idle For For Management Raised Funds to Conduct Entrusted Asset Management 13 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHINA QUANJUDE (GROUP) CO. LTD. Ticker: 002186 Security ID: Y1508N107 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Fang as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P110 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jianping as Director For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED Ticker: 1186 Security ID: Y1508P102 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Jianping as Director For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the Science and Technology Innovation Board of the Shanghai Stock Exchange 2 Approve Preliminary Plan for the For For Management Spin-off and Listing on the STAR Market of China Railway High-Speed Electrification Equipment Corporation Limited 3 Approve Certain Provisions on Pilot For For Management Domestic Listing of Spin-off Subsidiaries of Listed Companies 4 Approve Spin-off and Listing of China For For Management Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 5 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability 6 Approve Standardized Operation Ability For For Management of China Railway High-Speed Electrification Equipment Corporation Limited 7 Authorize Board to Handle Matters in For For Management Relation to the Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market at their Sole Discretion 8 Approve Analysis of the Background, For For Management Objective, Commercial Rationale, Necessity and Feasibility of the Spin-off and Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market 9 Approve Statutory Procedures For For Management Undertaken and the Validity of the Documents Submitted for the Spin-off and Listing of a Subsidiary of the Company 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initial Public Offering and For For Management Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the Science and Technology Innovation Board of the Shanghai Stock Exchange 2 Approve Preliminary Plan for the For For Management Spin-off and Listing on the STAR Market of China Railway High-Speed Electrification Equipment Corporation Limited 3 Approve Certain Provisions on Pilot For For Management Domestic Listing of Spin-off Subsidiaries of Listed Companies 4 Approve Spin-off and Listing of China For For Management Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market which Benefits the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 5 Approve Ability to Maintain For For Management Independence and Sustainable Operation Ability 6 Approve Standardized Operation Ability For For Management of China Railway High-Speed Electrification Equipment Corporation Limited 7 Authorize Board to Handle Matters in For For Management Relation to the Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market at their Sole Discretion 8 Approve Analysis of the Background, For For Management Objective, Commercial Rationale, Necessity and Feasibility of the Spin-off and Listing of China Railway High-Speed Electrification Equipment Corporation Limited on the STAR Market 9 Approve Statutory Procedures For For Management Undertaken and the Validity of the Documents Submitted for the Spin-off and Listing of a Subsidiary of the Company 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Yun as Director For For Management 1.2 Elect Chen Wenjian as Director For For Management 1.3 Elect Wang Shiqi as Director For For Management 1.4 Elect Wen Limin as Director For For Management 2.1 Elect Zhang Cheng as Director For For Management 2.2 Elect Chung Shui Ming Timpson as For Against Management Director 2.3 Elect Xiu Long as Director For For Management 3 Elect Jia Huiping as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Yun as Director For For Management 1.2 Elect Chen Wenjian as Director For For Management 1.3 Elect Wang Shiqi as Director For For Management 1.4 Elect Wen Limin as Director For For Management 2.1 Elect Zhang Cheng as Director For For Management 2.2 Elect Chung Shui Ming Timpson as For Against Management Director 2.3 Elect Xiu Long as Director For For Management 3 Elect Jia Huiping as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Work Report of Independent For For Management Directors 4 Approve A Share Annual Report and the For For Management Abstract, H Share Annual Report and Results Announcement 5 Approve Audited Consolidated Financial For For Management Statements 6 Approve Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Work Report of Independent For For Management Directors 4 Approve A Share Annual Report and the For For Management Abstract, H Share Annual Report and Results Announcement 5 Approve Audited Consolidated Financial For For Management Statements 6 Approve Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 8 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Purchase of Liabilities For For Management Insurance for Directors, Supervisors and Senior Management of the Company 11 Approve Provision of External For Against Management Guarantee by the Company -------------------------------------------------------------------------------- CHINA RAILWAY HI-TECH INDUSTRY CORP. LTD. Ticker: 600528 Security ID: Y1502C107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Financial Services Framework For For Management Agreement 5 Approve Change of Performance Period For For Management in the Commitment of Contigency -------------------------------------------------------------------------------- CHINA RAILWAY HI-TECH INDUSTRY CORP. LTD. Ticker: 600528 Security ID: Y1502C107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of External For Against Management Guarantees 9 Approve Financial Auditor and Internal For For Management Control Auditor 10 Approve Application of Credit Lines For For Management 11 Elect Wang Fuzhang as Independent For For Management Director 12 Elect Zhuo Puzhou as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Guo Yonghong as Director For For Management -------------------------------------------------------------------------------- CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Financial Report For For Management 5 Approve Profits Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP and For For Management Baker Tilly China Certified Public Accountants as Financial Statements Auditors and Ernst & Young Hua Ming LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve General Authorization for the For For Management Issuance of Debt Financing Instruments -------------------------------------------------------------------------------- CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD. Ticker: 600125 Security ID: Y2364B104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Issuance of Short-term For For Management Commercial Papers 8 Approve Use of Temporary Idle Funds to For For Management Purchase Short-Term Low Risk Financial Products 9.1 Elect Li Jianping as Director For For Shareholder 9.2 Elect Bai Huitao as Director For For Shareholder -------------------------------------------------------------------------------- CHINA REFORM HEALTH MANAGEMENT & SERVICES GROUP CO., LTD. Ticker: 000503 Security ID: Y29815100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and Fix For For Management the Remuneration 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Shareholder Return Plan For For Management 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiong Lianhua as Supervisor For For Management 2 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- CHINA REINSURANCE (GROUP) CORPORATION Ticker: 1508 Security ID: Y1R0AJ109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhuang Qianzhi as Director For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Final Financial Accounts Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Investment Budget for Fixed For For Management Assets 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve JV Agreement and Related For For Management Transactions 1b Approve Authorization of the Provision For For Management of Additional Capital Commitment, Shareholder's Loans and/or Guarantee by the Group Pursuant to the JV Agreement 1c Approve Relocation Compensation For For Management Agreement and Related Transactions 1d Approve New Relocation Compensation For For Management Agreement and Related Transactions 1e Approve Construction Agreement and For For Management Related Transactions 1f Authorize Board to Handle All Matters For For Management in Relation to the JV Agreement, the Relocation Compensation Agreement, the New Relocation Compensation Agreement and the Construction Agreement 2 Elect Richard Raymond Weissend as For For Management Director -------------------------------------------------------------------------------- CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lai Ni Hium as Director For For Management 3.2 Elect Houang Tai Ninh as Director For For Management 3.3 Elect Chan Bernard Charnwut as Director For For Management 3.4 Elect Siu Kwing Chue, Gordon as For For Management Director 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD. Ticker: 1313 Security ID: G2113L106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Fuli as Director For For Management 3.2 Elect Chen Ying as Director For For Management 3.3 Elect Wang Yan as Director For Against Management 3.4 Elect Wan Suet Fei as Director For For Management 3.5 Elect Jing Shiqing as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Appoint Ernst and Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Shunting as Non-Independent For For Shareholder Director 2 Amend Articles of Association For For Management 3 Approve Application of Loan For For Management -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Business Scope For For Management 2 Amend Articles of Association For For Management 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CHINA RESOURCES DOUBLE-CRANE PHARMACEUTICAL CO., LTD. Ticker: 600062 Security ID: Y07701108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Application of Bank Credit For For Management Lines and Loans -------------------------------------------------------------------------------- CHINA RESOURCES GAS GROUP LIMITED Ticker: 1193 Security ID: G2113B108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ge Bin as Director For Against Management 3.2 Elect Wan Suet Fei as Director For For Management 3.3 Elect Yang Yuchuan as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES LAND LIMITED Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chen Rong as Director For For Management 3.2 Elect Wang Yan as Director For For Management 3.3 Elect Li Xin as Director For For Management 3.4 Elect Guo Shiqing as Director For For Management 3.5 Elect Wan Kam To, Peter as Director For For Management 3.6 Elect Yan Y. Andrew as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES MEDICAL HOLDINGS COMPANY LIMITED Ticker: 1515 Security ID: G2133W108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Song Qing as Director For Against Management 4 Elect Wu Ting Yuk, Anthony as Director For For Management 5 Elect Ren Yuan as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES MICROELECTRONICS LTD. Ticker: 688396 Security ID: G210B1103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Independent For For Management Directors 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA RESOURCES MICROELECTRONICS LTD. Ticker: 688396 Security ID: G210B1103 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2.1 Elect Tang Shujun as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED Ticker: 3320 Security ID: Y1511B108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wang Chuncheng as Director For Against Management 3.2 Elect Yu Zhongliang as Director For For Management 3.3 Elect Hou Bo as Director For For Management 3.4 Elect Qing Mei Ping Cuo as Director For For Management 3.5 Elect Fu Tingmei as Director For For Management 3.6 Elect Zhang Kejian as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES POWER HOLDINGS COMPANY LIMITED Ticker: 836 Security ID: Y1503A100 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Tang Yong as Director For For Management 3.2 Elect Wang Xiao Bin as Director For For Management 3.3 Elect Ch'ien K.F., Raymond as Director For For Management 3.4 Elect Leung Oi-sie, Elsie as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Purchase of Bank Financial For For Management Products -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Independent For For Management Directors 7.1 Elect Wang Chuncheng as Director For For Shareholder 7.2 Elect Han Yuewei as Director For For Shareholder 7.3 Elect Wei Xing as Director For For Shareholder 7.4 Elect Guo Wei as Director For For Shareholder 7.5 Elect Deng Ronghui as Director For For Shareholder 7.6 Elect Qiu Huawei as Director For For Management 7.7 Elect Zhou Hui as Director For For Management 8.1 Elect Yao Xingtian as Director For For Management 8.2 Elect Tu Pengfei as Director For For Management 8.3 Elect Xu Fang as Director For For Management 8.4 Elect Liu Junyong as Director For For Management 9.1 Elect Tao Ran as Supervisor For For Shareholder 9.2 Elect Weng Jingwen as Supervisor For For Shareholder 9.3 Elect Tang Na as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SATELLITE COMMUNICATIONS CO., LTD. Ticker: 601698 Security ID: Y1R121105 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhongbao as Non-Independent For For Shareholder Director 1.2 Elect Sun Jing as Non-Independent For For Shareholder Director 1.3 Elect Zhu Jiazheng as Non-Independent For For Shareholder Director 1.4 Elect Cheng Guangren as For For Shareholder Non-Independent Director 1.5 Elect Li Haidong as Non-Independent For For Shareholder Director 1.6 Elect He Xing as Non-Independent For For Shareholder Director 2.1 Elect Lv Tingjie as Independent For For Management Director 2.2 Elect Lei Shiwen as Independent For For Management Director 2.3 Elect Li Minggao as Independent For For Management Director 3.1 Elect Hu Xiaochuan as Supervisor For For Shareholder 3.2 Elect Liu Fuyou as Supervisor For For Shareholder 3.3 Elect Feng Jianxun as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA SATELLITE COMMUNICATIONS CO., LTD. Ticker: 601698 Security ID: Y1R121105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan for For For Management the First Three Quarters of 2020 2 Approve Related Party Transaction of For For Management Controlled Subsidiary 3 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- CHINA SATELLITE COMMUNICATIONS CO., LTD. Ticker: 601698 Security ID: Y1R121105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Comprehensive Budget Report For Against Management 6 Approve Related Party Transactions and For For Management Financial Services Agreement 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Report of the Independent For For Management Directors 9 Approve Daily Related Party For For Management Transactions 10 Approve Profit Distribution For For Management 11 Approve Company's Eligibility for For For Management Private Placement of Shares 12.1 Approve Share Type and Par Value For For Management 12.2 Approve Issue Manner and Issue Time For For Management 12.3 Approve Target Subscribers and For For Management Subscription Method 12.4 Approve Pricing Reference Date and For For Management Pricing Principle 12.5 Approve Issue Size For For Management 12.6 Approve Lock-up Period For For Management 12.7 Approve Amount and Use of Proceeds For For Management 12.8 Approve Listing Exchange For For Management 12.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 12.10 Approve Resolution Validity Period For For Management 13 Approve Plan on Private Placement of For For Management Shares 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Shareholder Dividend Return For For Management Plan 18 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA SCE GROUP HOLDINGS LIMITED Ticker: 1966 Security ID: G21190106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Yuanlai as Director For For Management 3b Elect Huang Youquan as Director For For Management 3c Elect Ting Leung Huel Stephen as For Against Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate to Repurchase For For Management H Shares and Related Transactions -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate to Repurchase For For Management H Shares and Related Transactions -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate to Repurchase For For Management H Shares and Related Transactions -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate to Repurchase For For Management H Shares and Related Transactions -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 7 Approve 2021-2023 Financial Services For For Management Agreement with China Energy Finance Co. , Ltd., Proposed Annual Caps and Related Transactions 8 Elect Yang Rongming as Director For For Management 9 Approve Decrease of Registered Capital For Against Management and Amend Articles of Association 10 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C121 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 7 Approve 2021-2023 Financial Services For For Management Agreement with China Energy Finance Co. , Ltd., Proposed Annual Caps and Related Transactions 8 Elect Yang Rongming as Director For For Management 9 Approve Decrease of Registered Capital For Against Management and Amend Articles of Association 10 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- CHINA SHINEWAY PHARMACEUTICAL GROUP LIMITED Ticker: 2877 Security ID: G2110P100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Li Huimin as Director For For Management 2B Elect Chen Zhong as Director For For Management 2C Elect Cheung Chun Yue Anthony as For For Management Director 2D Elect Zhou Wencheng as Director For For Management 2E Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY CO., LTD. Ticker: 601989 Security ID: Y1504X109 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2.1 Elect Wang Liang as Non-independent For For Management Director 2.2 Elect Yao Zuhui as Non-independent For For Management Director 2.3 Elect Ke Wangjun as Non-independent For For Management Director 2.4 Elect Yang Zhizhong as Non-independent For For Management Director 2.5 Elect Chen Qing as Non-independent For For Management Director 2.6 Elect Zhang Delin as Non-independent For For Management Director 3.1 Elect Zhang Xiangmu as Independent For For Management Director 3.2 Elect Zhou Jianping as Independent For For Management Director 3.3 Elect Wang Yongli as Independent For For Management Director 3.4 Elect Chen Ying as Independent Director For For Management 3.5 Elect Zhang Daguang as Independent For For Management Director 4.1 Elect Cheng Jingmin as Supervisor For For Management 4.2 Elect Yang Weizan as Supervisor For For Management 4.3 Elect Xu Jian as Supervisor For For Management 4.4 Elect Yu Hao as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY CO., LTD. Ticker: 601989 Security ID: Y1504X109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Related Party Transaction on For For Management Signing of Product Purchase and Sale Principle Agreement 6.2 Approve Related Party Transaction on For For Management Signing of Service Provision Principle Agreement 6.3 Approve Related Party Transaction on For For Management Asset Lease Principle Agreement 6.4 Approve Related Party Transaction on For For Management Financial Service Framework Agreement 7 Approve Guarantee Provision Plan For Against Management 8 Approve Provision of Guarantee to For Against Management Related Parties 9 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Change in Raised Funds For For Management Investment Project 3.1 Approve to Adjust Investment in the For For Management Construction Project of Automotive Power Supply R&D Center 3.2 Approve to Adjust Investment in the For For Management Construction Project to Improve the Production Capacity of Marine Chemical Power Sources 3.3 Approve to Adjust Investment of the For For Management Transformation and Upgrading of Key Nuclear Power Equipment and Supporting Production Lines 3.4 Approve to Terminate the For For Management High-performance Lead Storage Battery Technology Upgrade and Transformation Construction Project of Qingyuan Branch 3.5 Approve Use of Raised Funds to Invest For For Management in the Production Capacity of Silver Series Products to Improve Construction Projects 3.6 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2.1 Elect Zhou Zongzi as Non-Independent For For Management Director 2.2 Elect Yao Zuhui as Non-Independent For For Management Director 2.3 Elect Gui Wenbin as Non-Independent For For Management Director 2.4 Elect Gao Xiaomin as Non-Independent For For Management Director 2.5 Elect Zhang Delin as Non-Independent For For Management Director 2.6 Elect Li Yong as Non-Independent For For Management Director 2.7 Elect Shi Xueting as Non-Independent For For Shareholder Director 3.1 Elect Gao Mingxiang as Independent For For Management Director 3.2 Elect Zhang Xuebing as Independent For For Management Director 3.3 Elect Shao Zhigang as Independent For For Management Director 3.4 Elect Lin He as Independent Director For For Management 4.1 Elect Chen Weiyang as Supervisor For For Management 4.2 Elect Liu Qian as Supervisor For For Management 4.3 Elect He Zhijian as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SHIPBUILDING INDUSTRY GROUP POWER CO., LTD. Ticker: 600482 Security ID: Y2481T111 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7.1 Approve Daily Related-party For For Management Transactions 7.2 Approve Product Purchase and Sale For For Management Principle Agreement and Related Sale Quota 7.3 Approve Product Purchase and Sale For For Management Principle Agreement and Related Party Procurement Quota 7.4 Approve Comprehensive Financial For For Management Services Framework Agreement and Other Related Transactions 7.5 Approve Asset Leasing Principle For For Management Agreement 8.1 Approve Provision of Guarantee to For For Management Subsidiaries Including Wholly-owned Subsidiaries and Some Controlled Indirect Subsidiaries 8.2 Approve Provision of Guarantee of For For Management Wholly-owned Subsidiaries to its Subsidiaries 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Amendments to Articles of For Against Management Association 11 Approve Appointment of Financial For For Shareholder Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CHINA SOUTH CITY HOLDINGS LIMITED Ticker: 1668 Security ID: Y1515Q101 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Ka Man Carman as Director For For Management 3b Elect Cheng Tai Po as Director For For Management 3c Elect Leung Kwan Yuen Andrew as For Against Management Director 3d Elect Wu Guangquan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA SOUTH PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 601098 Security ID: Y15174108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Statements For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Financial Services Agreement For For Management 11 Approve Related Party Transaction For For Management 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13.1 Elect Yang Zhuang as Director For For Management -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Allowance Standard of the For For Management Independent Non-Executive Directors 3.01 Elect Ma Xu Lun as Director For For Management 3.02 Elect Han Wen Sheng as Director For For Management 4.01 Elect Liu Chang Le as Director For For Management 4.02 Elect Gu Hui Zhong as Director For For Management 4.03 Elect Guo Wei as Director For For Management 4.04 Elect Yan Yan as Director For For Management 5.01 Elect Li Jia Shi as Supervisor For For Management 5.02 Elect Lin Xiao Chun as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Allowance Standard of the For For Management Independent Non-Executive Directors 3.01 Elect Ma Xu Lun as Director For For Management 3.02 Elect Han Wen Sheng as Director For For Management 4.01 Elect Liu Chang Le as Director For For Management 4.02 Elect Gu Hui Zhong as Director For For Management 4.03 Elect Guo Wei as Director For For Management 4.04 Elect Yan Yan as Director For For Management 5.01 Elect Li Jia Shi as Supervisor For For Management 5.02 Elect Lin Xiao Chun as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1503W102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Directors For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements 4 Approve Profit Distribution Proposal For For Management 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Domestic and Internal Control Auditors and KPMG as International Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Issue Debt For Against Management Financing Instruments Under the General Mandate 8 Approve Authorization to Xiamen For Against Shareholder Airlines Company Limited on the Provision of Guarantees to Its Subsidiaries -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES COMPANY LIMITED Ticker: 1055 Security ID: Y1R16E111 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Directors For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements 4 Approve Profit Distribution Proposal For For Management 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Domestic and Internal Control Auditors and KPMG as International Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Issue Debt For For Management Financing Instruments Under the General Mandate 8 Approve Authorization to Xiamen For Against Shareholder Airlines Company Limited on the Provision of Guarantees to Its Subsidiaries -------------------------------------------------------------------------------- CHINA SPORTS INDUSTRY GROUP CO., LTD. Ticker: 600158 Security ID: Y1503X100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Zhiping as Supervisor For For Shareholder 2 Amend Subsidy Management Method of For Against Management Directors and Supervisors -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Zhaoxiang as For For Shareholder Non-Independent Director 2 Amend Management System of Raised Funds For Against Management 3 Approve External Guarantee Management For Against Management Regulations 4.1 Approve Purpose For For Management 4.2 Approve Criteria to Select Plan For For Management Participants 4.3 Approve Source and Number of For For Management Underlying Stocks and Motivational Tool 4.4 Approve Grant Situation For For Management 4.5 Approve Resolution Validity Period, For For Management Lock-up Period and Unlock Period 4.6 Approve Grant Date, Grant Price of For For Management Restricted Stocks 4.7 Approve Grant and Unlocking Conditions For For Management 4.8 Approve Non-transferable and For For Management Prohibitive Restrictions 4.9 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 4.10 Approve Procedures to Grant and Unlock For For Management 4.11 Approve Accounting Treatment and the For For Management Impact on Company Performance 4.12 Approve Rights and Obligations of the For For Management Plan Participants and the Company 4.13 Approve Handling Under Special For For Management Circumstances 4.14 Approve Management, Amendment and For For Management Termination of this Plan 4.15 Approve Mechanism for Disputes or For For Management Disputes Between the Company and Incentive Object 4.16 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve List of Plan Participants and For For Management Granting Situation 7 Approve Repurchase of Performance For For Management Shares Phase II and III -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Working System for Independent For For Management Directors 2 Approve Share Repurchase of For For Management Performance Share Incentive Objects 3 Approve Signing of Comprehensive For For Management Service Framework Agreement 4 Approve Signing of Financial Services For For Management Framework Agreement -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD. Ticker: 601668 Security ID: Y1R16Z106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management 7 Approve Financial Budget Report For For Management 8 Approve Implementation of Investment For Against Management Budget in 2020 and Proposed Investment Budget in 2021 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve to Appoint Financial Auditor For For Management 11 Approve Provision of Guarantees For Against Management 12 Approve Domestic Bond Quota for 2021 For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14.1 Elect Zhou Naixiang as Director For For Management 14.2 Elect Zheng Xuexuan as Director For For Management 14.3 Elect Zhang Zhaoxiang as Director For For Management 15.1 Elect Xu Wenrong as Director For For Management 15.2 Elect Jia Chen as Director For For Management 15.3 Elect Sun Chengming as Director For For Management 15.4 Elect Li Ping as Director For For Management 16.1 Elect Shi Zhiping as Supervisor For For Management 16.2 Elect Li Jianbo as Supervisor For For Management 16.3 Elect Tian Shifang as Supervisor For For Management -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New CSCECL Construction For For Management Engagement Agreement, CSCECL Construction Engagement Cap, CSC Construction Engagement Cap and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Master Engagement For For Management Agreement, New COGO Works Caps and Related Transactions -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhang Haipeng as Director For For Management 3B Elect Tian Shuchen as Director For For Management 3C Elect Raymond Leung Hai Ming as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperation Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- CHINA STEEL CORP. Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan For For Management 2 Appoint Ernst & Young Hua Ming LLP as For For Management PRC Auditor 3.01 Elect Gao Jun as Supervisor For For Management 3.02 Elect Zhang Dong Sheng as Supervisor For For Management -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Public Offering and For For Management Registration by the Company of RMB3 Billion Renewable Green Corporate Bonds 2 Elect Guo Ying Jun as Director For For Management 3 Approve Unified Use of the CASBE by For For Shareholder the Company 4 Approve Termination of Appointment of For For Shareholder International Auditor of the Company 5 Amend Articles of Association For For Shareholder 6 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Criteria For For Management for the Non-Public Issuance of A Shares 2.1 Approve Class and Par Value of the For For Management Shares to be Issued 2.2 Approve Method and Time of the Issuance For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 2.5 Approve Number of Shares to be Issued For For Management 2.6 Approve Arrangements for Lock-Up Period For For Management 2.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-public Issuance 2.8 Approve Place of Listing of Shares For For Management Under the Issuance 2.9 Approve Amount to be Raised and Use of For For Management Proceeds 2.10 Approve Effective Period of the For For Management Resolution 3 Approve Proposal for Non-Public For For Management Issuance of A Shares 4 Approve Conditional Subscription For For Management Agreement and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd. 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Report on the Use of the For For Management Previously-Raised Proceeds 7 Approve Dilution of Current Returns, For For Management Adoption of Remedial Measures and Related Subject Undertakings of the Non-Public Issuance of A Shares 8 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) of the Non-Public Issuance 9 Authorize Board to Handle Matters in For For Management Relation to the Non-Public Issuance of A Shares 10 Approve Specific Mandate For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Approve Amendments to the Policy on For For Management Management of Provision of External Guarantees 15 Approve Renewal of the Asset Financing For For Management Services Framework Agreement -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of the Issuance For For Management 1.3 Approve Target Subscriber and For For Management Subscription Method 1.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Arrangements for Lock-Up Period For For Management 1.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-public Issuance 1.8 Approve Place of Listing of Shares For For Management Under the Issuance 1.9 Approve Amount to be Raised and Use of For For Management Proceeds 1.10 Approve Effective Period for the For For Management Resolution 2 Approve Proposal for Non-Public For For Management Issuance of A Shares 3 Approve Conditional Subscription For For Management Agreement and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd. 4 Authorize Board to Handle Matters in For For Management Relation to the Non-Public Issuance of A Shares 5 Approve Specific Mandate For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Criteria For For Management for the Non-Public Issuance of A Shares by the Company 2.1 Approve Class and Par Value of Shares For For Management to be Issued 2.2 Approve Method and Time of the Issuance For For Management 2.3 Approve Target Subscriber and For For Management Subscription Method 2.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 2.5 Approve Number of Shares to be Issued For For Management 2.6 Approve Arrangements for Lock-Up Period For For Management 2.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-Public Issuance 2.8 Approve Place of Listing of the Shares For For Management Under the Issuance 2.9 Approve Amount to be Raised and Use of For For Management Proceeds 2.10 Approve Effective Period for this For For Management Resolution on the Non-Public Issuance of Shares 3 Approve Proposal for Non-Public For For Management Issuance of A Shares of the Company 4 Approve Conditional Subscription For For Management Agreement and the Connected Transaction Between the Company and Hebei Construction & Investment Group Co., Ltd. 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares of the Company 6 Approve Report on the Use of the For For Management Previously-Raised Proceeds of the Company 7 Approve Dilution of Current Returns, For For Management Adoption of Remedial Measures and Undertakings by Relevant Entities of the Non-Public Issuance of A Shares 8 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) of the Non-Public Issuance 9 Approve Waiver from the Obligation of For For Management the Controlling Shareholder to Make a General Offer in Respect of its Acquisition of the Shares of the Company 10 Authorize Board to Handle All Matters For For Management in Relation the Non-Public Issuance of A Shares 11 Approve Specific Mandate For For Management -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of Shares For For Management to be Issued 1.2 Approve Method and Time of the Issuance For For Management 1.3 Approve Target Subscriber and For For Management Subscription Method 1.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing Method 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Arrangements for Lock-Up Period For For Management 1.7 Approve Arrangements for the For For Management Accumulated Profit Prior to the Non-Public Issuance 1.8 Approve Place of Listing of the Shares For For Management Under the Issuance 1.9 Approve Amount to be Raised and Use of For For Management Proceeds 1.10 Approve Effective Period for this For For Management Resolution on the Non-Public Issuance of Shares 2 Approve Proposal for Non-Public For For Management Issuance of A Shares of the Company 3 Approve Conditional Subscription For For Management Agreement and the Connected Transaction between the Company and Hebei Construction & Investment Group Co., Ltd. 4 Authorize Board to Handle All Matters For For Management in Relation the Non-Public Issuance of A Shares 5 Approve Specific Mandate For For Management -------------------------------------------------------------------------------- CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED Ticker: 956 Security ID: Y15207106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Board of For For Management Supervisors 4 Approve 2020 Financial Report For For Management 5 Approve 2020 Final Accounts Report For For Management 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Appointment of Auditors For For Management 8 Approve Report on the Use of Proceeds For For Management Previously Raised 9 Approve Estimated Connected For For Management Transactions 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Amend Articles of Association For For Management 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Approve Provision of Guarantee for For For Shareholder Hebei Suntien Guohua Gas Co., Ltd. -------------------------------------------------------------------------------- CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED Ticker: 966 Security ID: Y1456Z151 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Sidong as Director For For Management 3a2 Elect Yin Zhaojun as Director For For Management 3a3 Elect Hong Bo as Director For For Management 3a4 Elect Xiao Xing as Director For For Management 3a5 Elect Wu Ting Yuk Anthony as Director For For Management 3a6 Elect Xie Zhichun as Director For For Management 3a7 Elect Law FAN Chiu Fun Fanny as For For Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA TELEVISION MEDIA LTD. Ticker: 600088 Security ID: Y97178100 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Impairment of For For Management Partial Accounts Receivable and the Carry-over of Main Business Costs of Partial Inventories -------------------------------------------------------------------------------- CHINA TELEVISION MEDIA LTD. Ticker: 600088 Security ID: Y97178100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5.1 Approve Appointment of Auditor For For Management 5.2 Approve Payment of Audit Fees For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Entrusted Asset Management For For Management 9 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- CHINA TIAN LUN GAS HOLDINGS LIMITED Ticker: 1600 Security ID: G84396103 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Share Option Scheme and For For Management Related Transactions -------------------------------------------------------------------------------- CHINA TIAN LUN GAS HOLDINGS LIMITED Ticker: 1600 Security ID: G84396103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Elect Xian Zhenyuan as Director For For Management 4b Elect Li Tao as Director For For Management 4c Elect Li Liuqing as Director For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yan Shengjun as Non-Independent For For Management Director 1.2 Elect Cao Debiao as Non-Independent For For Management Director 1.3 Elect Mao Hongju as Non-Independent For For Management Director 1.4 Elect Guo Fengwei as Non-Independent For For Management Director 2.1 Elect Hong Jianqiao as Independent For For Management Director 2.2 Elect Wu Haisuo as Independent Director For For Management 2.3 Elect Zhao Yajuan as Independent For For Management Director 3.1 Elect Liu Lanying as Supervisor For For Management 3.2 Elect Ding Kunmin as Supervisor For For Management 4 Approve Investment in the For For Management Establishment of Environmental Protection Industry Investment Fund Partnership 5 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisors and the Allowance of Independent Directors 2 Approve to Appoint Auditor For For Management 3 Approve Change of Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA TIANYING, INC. Ticker: 000035 Security ID: Y1475H109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHINA TOBACCO INTERNATIONAL (HK) CO., LTD. Ticker: 6055 Security ID: Y14571106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Xuemei as Director For For Management 3b Elect Chow Siu Lui as Director For For Management 3c Elect Chau Kwok Keung as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Guarantee Plan For For Management 8 Elect Wang Xuan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Guarantee Plan For Did Not Vote Management 8 Elect Wang Xuan as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: Y149A3100 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Manner of Pricing For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Plan on Usage of Raised Funds For For Management 4 Approve Distribution Arrangement of For For Management Cumulative Earnings 5 Approve Resolution Validity Period For For Management 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Elect Ge Ming as Independent Director For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Rules and Procedure of the Audit For For Management Committee of Board of Directors 14 Amend Rules and Procedure of the For For Management Nomination Committee of Board of Directors 15 Amend Rules and Procedure of the For For Management Remuneration and Appraisal Committee of Board of Directors 16 Amend Rules and Procedure of the For For Management Strategy Committee of Board of Directors -------------------------------------------------------------------------------- CHINA TOWER CORPORATION LIMITED Ticker: 788 Security ID: Y15076105 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: OCT 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Tongqing as Director and For For Management Authorize to Sign on behalf of the Company the Director's Service Contract with Gao Tongqing 2 Elect Li Zhangting as Supervisor and For For Management Authorize to Sign on behalf of the Company the Director's Service Contract with Li Zhangting -------------------------------------------------------------------------------- CHINA TOWER CORPORATION LIMITED Ticker: 788 Security ID: Y15076105 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions Contemplated under the 2021-2023 Service Supply Framework Agreement with China Telecommunications Corporation, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHINA TOWER CORPORATION LIMITED Ticker: 788 Security ID: Y15076105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Proposal For For Management and Declaration of Final Dividend 3 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 4 Approve Change in Registered Address For For Management 5 Approve Amendments to Articles of For Against Management Association, Rules of Procedures Regarding Meetings of Board of Directors and Related Transactions 6 Approve Grant of General Mandate to For For Management Issue Debt Financing Instruments Denominated in Local or Foreign Currencies 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect Increase in the Registered Capital -------------------------------------------------------------------------------- CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Ticker: 570 Security ID: Y1507S107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Li Ru as Director For For Management 2a2 Elect Yang Binghua as Director For For Management 2a3 Elect Kui Kaipin as Director For For Management 2a4 Elect Li Weidong as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds to Invest in For For Management Financial Products 2 Amend Management System of Raised Funds For For Management 3 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xia Shudong as Non-Independent For For Management Director 1.2 Elect Xu Shijun as Non-Independent For For Management Director 1.3 Elect Zhang Pengguo as Non-Independent For For Management Director 1.4 Elect Pan Fan as Non-Independent For For Management Director 1.5 Elect Wang Yeqiang as Non-Independent For For Management Director 1.6 Elect Xia Shufeng as Non-Independent For For Management Director 2.1 Elect Huang Feng as Independent For For Management Director 2.2 Elect Chen Ronggen as Independent For For Management Director 2.3 Elect Yang Dongrui as Independent For For Management Director 3 Approve Allowance of Independent For For Management Directors 4.1 Elect Sun Dayong as Supervisor For For Management 4.2 Elect Sun Lin as Supervisor For For Management -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xia Shudong as Non-Independent For Did Not Vote Management Director 1.2 Elect Xu Shijun as Non-Independent For Did Not Vote Management Director 1.3 Elect Zhang Pengguo as Non-Independent For Did Not Vote Management Director 1.4 Elect Pan Fan as Non-Independent For Did Not Vote Management Director 1.5 Elect Wang Yeqiang as Non-Independent For Did Not Vote Management Director 1.6 Elect Xia Shufeng as Non-Independent For Did Not Vote Management Director 2.1 Elect Huang Feng as Independent For Did Not Vote Management Director 2.2 Elect Chen Ronggen as Independent For Did Not Vote Management Director 2.3 Elect Yang Dongrui as Independent For Did Not Vote Management Director 3 Approve Allowance of Independent For Did Not Vote Management Directors 4.1 Elect Sun Dayong as Supervisor For Did Not Vote Management 4.2 Elect Sun Lin as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Related Party Transaction For For Management Management System 6 Amend External Guarantee Management For For Management System 7 Amend Investment Management System For For Management 8 Amend Raised Funds Management System For For Management 9 Amend Management System of For For Management Standardization and Related Party Funds 10 Amend Detailed Implementation Rules For For Management for Cumulative Voting 11 Amend Implementation Rules for Online For For Management Voting 12 Amend Remuneration and Assessment For For Management Management System of Directors and Senior Management Members 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve the Company's Compliance with For For Management the Conditions for the Registration of Medium-term Notes 15.1 Approve Total Issuance and Scale For For Management 15.2 Approve Medium-term Notes Maturity For For Management 15.3 Approve Issuance Method For For Management 15.4 Approve Issuance Rate For For Management 15.5 Approve Target Subscribers For For Management 15.6 Approve Use of Proceeds For For Management 15.7 Approve Resolution Validity Period For For Management 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds for Equity Acquisition -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For Did Not Vote Management Funds for Equity Acquisition -------------------------------------------------------------------------------- CHINA TRANSINFO TECHNOLOGY CO., LTD. Ticker: 002373 Security ID: Y8310S109 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Comprehensive Credit Line For For Management 6 Approve External Guarantee For Against Management 7.1 Approve Daily Related Party For For Management Transactions with Alibaba Group 7.2 Approve Daily Related Party For For Management Transactions with CCB Trust Co., Ltd. 7.3 Approve Daily Related Party For For Management Transactions with Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Use of Funds for Foreign For For Management Exchange Hedging Business 10.1 Approve Repurchase and Cancellation of For For Management Performance Shares (August 2020) 10.2 Approve Repurchase and Cancellation of For For Management Performance Shares (October 2020) 10.3 Approve Repurchase and Cancellation of For For Management Performance Shares (March 2021) 11 Approve Amendments to Articles of For For Management Association 12 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary 13 Approve Use of Own Funds for For For Management Investment and Financial Management 14 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- CHINA TUNGSTEN & HIGHTECH MATERIALS CO., LTD. Ticker: 000657 Security ID: Y2982R101 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Approve Acquisition of Equity For For Management 6 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA TUNGSTEN & HIGHTECH MATERIALS CO., LTD. Ticker: 000657 Security ID: Y2982R101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Daily Related Party For For Management Transactions with China Minmetals Corporation 1.2 Approve Daily Related Party For For Management Transactions with Xiamen Tungsten Co., Ltd. -------------------------------------------------------------------------------- CHINA TUNGSTEN & HIGHTECH MATERIALS CO., LTD. Ticker: 000657 Security ID: Y2982R101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- CHINA TUNGSTEN & HIGHTECH MATERIALS CO., LTD. Ticker: 000657 Security ID: Y2982R101 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA UNITED NETWORK COMMUNICATIONS LTD. Ticker: 600050 Security ID: Y15075107 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 6 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 8 Elect Huang Liping as Director For For Management 9 Approve Dividend Distribution Plan For For Management 10 Approve Scrip Dividend Scheme for H For For Management Shares 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued Share For For Management Capital 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Approve Iterative Non-Property For For Shareholder Development Business Co-Investment Mechanism -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scrip Dividend Scheme for H For For Management Shares 2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 6 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 8 Elect Huang Liping as Director For For Management 9 Approve Dividend Distribution Plan For For Management 10 Approve Scrip Dividend Scheme for H For For Management Shares 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued Share For For Management Capital 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Approve Iterative Non-Property For For Shareholder Development Business Co-Investment Mechanism -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scrip Dividend Scheme for H For For Management Shares 2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA WAFER LEVEL CSP CO., LTD. Ticker: 603005 Security ID: Y7748D106 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Kun as Non-Independent For For Shareholder Director 1.2 Elect Zhang Shuai as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA WAFER LEVEL CSP CO., LTD. Ticker: 603005 Security ID: Y7748D106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- CHINA WAFER LEVEL CSP CO., LTD. Ticker: 603005 Security ID: Y7748D106 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Implementation of Related For For Management Party Transaction 7 Approve Remuneration of Directors, For For Management Supervisors 8 Approve 2021 Related Party Transaction For For Management 9 Approve Forward Foreign Exchange For For Management Settlement and Sale 10 Approve Use of Idle Funds to Purchase For For Management Financial Products 11 Approve Application of Bank Credit For Against Management Lines 12 Approve to Appoint Auditor For For Management 13 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- CHINA WAFER LEVEL CSP CO., LTD. Ticker: 603005 Security ID: Y7748D106 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Acquisition of Assets For For Management 5 Approve Change of Investment Fund For For Management Partner -------------------------------------------------------------------------------- CHINA WATER AFFAIRS GROUP LIMITED Ticker: 855 Security ID: G21090124 Meeting Date: SEP 04, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Duan Jerry Linnan as Director For For Management 3.2 Elect Makoto Inoue as Director For Against Management 3.3 Elect Chau Kam Wing as Director For For Management 3.4 Elect Ho Ping as Director For For Management 3.5 Elect Zhou Nan as Director For For Management 3.6 Elect Chan Wai Cheung as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Financial Services Agreement -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve Non-recourse Accounts For For Management Receivable Factoring Business -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Zhiqi as Non-Independent For For Management Director 1.2 Elect Tao Zhi as Non-Independent For For Management Director 1.3 Elect Wang Lei as Non-Independent For For Management Director 1.4 Elect Lin Bin as Non-Independent For For Management Director 1.5 Elect Guo Jianke as Non-Independent For For Management Director 2.1 Elect Li Daming as Independent Director For For Management 2.2 Elect Zhang Haixia as Independent For For Management Director 2.3 Elect Ni Xiaobin as Independent For For Management Director 3.1 Elect Zeng Honghua as Supervisor For For Management 3.2 Elect Jiang Gaofeng as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope 5 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Related-Party Transaction For For Management Management System 2 Amend Management System of Raised Funds For For Management 3 Amend Management System of Profit For For Management Distribution 4 Amend Management System for Financing For For Management and Providing External Guarantees 5 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bai Jianjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Application of Financing from For For Management Financial Institutions 9 Approve Provision of Guarantees For Against Management 10 Approve Application of Financing For For Management Credit from China State Construction Finance Co., Ltd. 11 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- CHINA WEST CONSTRUCTION CO., LTD. Ticker: 002302 Security ID: Y97252103 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CHINA WORLD TRADE CENTER CO., LTD. Ticker: 600007 Security ID: Y1516H100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Remuneration of Auditor For For Management 5 Approve Annual Report For For Management 6 Approve Remuneration Plan of the For For Management Company's Chairman and Vice Chairman 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Resignation of Chen Yanping as For For Shareholder Non-Independent Director 10 Elect Wu Xiangren as Non-Independent For For Shareholder Director 11 Approve Resignation of Luan Richeng as For For Shareholder Supervisor 12 Elect Yuan Fei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.5 Approve Bond Maturity and Type For For Management 2.6 Approve Bond Interest Rate and Method For For Management of Determination 2.7 Approve Manner of Repayment of Capital For For Management and Interest 2.8 Approve Use of Proceeds For For Management 2.9 Approve Credit Enhancement Mechanism For For Management 2.10 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Underwriting Manner and For For Management Listing Arrangements 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Repurchase of Shares Granted For For Management Under the Performance Shares Incentive Plan -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Chain Financial Asset For For Management Securitization Business 2 Approve Guarantee Provision Plan For For Management 3 Approve Repurchase of Shares Granted For For Management Under the Performance Shares Incentive Plan 4 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Adjustment of Allowance of For For Management Independent Directors 3 Approve Provision of Guarantee by For For Management Shareholders to the Company 4.1 Elect Lin Zhiying as Non-Independent For For Shareholder Director 4.2 Elect Zheng Jianxin as Non-Independent For For Shareholder Director 4.3 Elect Zheng Jingchang as For For Shareholder Non-Independent Director 4.4 Elect Chen Jiandong as Non-Independent For For Shareholder Director 4.5 Elect Tang Furong as Non-Independent For For Shareholder Director 4.6 Elect Huang Mingyao as Non-Independent For For Shareholder Director 5.1 Elect Cai Ning as Independent Director For For Shareholder 5.2 Elect Luo Yuanqing as Independent For For Shareholder Director 5.3 Elect Chen Bin as Independent Director For For Shareholder 6.1 Elect Peng Jiaqing as Supervisor For For Shareholder 6.2 Elect Cheng Jian as Supervisor For For Shareholder 6.3 Elect Chen Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA WUYI CO., LTD. Ticker: 000797 Security ID: Y1516L101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management 7 Approve Internal Guarantee For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- CHINA XD ELECTRIC CO., LTD. Ticker: 601179 Security ID: Y1565A105 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Dongli as Supervisor For For Management -------------------------------------------------------------------------------- CHINA XD ELECTRIC CO., LTD. Ticker: 601179 Security ID: Y1565A105 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ban Jian as Supervisor For For Management -------------------------------------------------------------------------------- CHINA XD ELECTRIC CO., LTD. Ticker: 601179 Security ID: Y1565A105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Foreign Exchange Financial For For Management Derivatives Business Plan 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve Provision of Guarantees For For Management 10 Approve Securities Investment Business For For Management 11 Approve Accounts Receivable Asset For For Management Securitization 12 Amend Measures for the Management and For Against Management Use of Raised Funds -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Co-Investors For Against Management for Power Distribution Project -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xingliao as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Short-term Fixed Income For For Management Investment 8 Approve Signing of Financial Service For For Management Framework Agreement 9 Approve Changes in Registered Capital For For Management and Amend Articles of Association 10.1 Elect Wang Shiping as Director For For Shareholder 10.2 Elect Su Jingsong as Director For For Shareholder 11.1 Elect Zeng Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED Ticker: 3669 Security ID: G2162W102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cai Yingjie as Director For For Management 4 Elect Wang Zhigao as Director For For Management 5 Elect Wang Liqun as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8B Authorize Repurchase of Issued Share For For Management Capital 8C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA YUHUA EDUCATION CORPORATION LIMITED Ticker: 6169 Security ID: G2120K109 Meeting Date: FEB 01, 2021 Meeting Type: Annual Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Li Guangyu as Director For For Management 3a2 Elect Li Hua as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINA ZHENGTONG AUTO SERVICES HOLDINGS LIMITED Ticker: 1728 Security ID: G215A8108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Connected Grant For For Management Shares to Wang Kunpeng Pursuant to the Scheme and Related Transactions 2 Approve Issuance of Connected Grant For For Management Shares to Li Zhubo Pursuant to the Scheme and Related Transactions 3 Approve Issuance of Connected Grant For For Management Shares to Wan To Pursuant to the Scheme and Related Transactions -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management China Electronics Finance Co., Ltd. -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statement Report For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Elect Chen Gang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000733 Security ID: Y1516T104 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Benchmark For For Management Companies for Stock Option Incentive Plan -------------------------------------------------------------------------------- CHINA ZHESHANG BANK CO., LTD. Ticker: 2016 Security ID: Y1R658114 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Jianhua as Supervisor For For Management 2 Approve Issuance of Write-Down Undated For For Management Capital Bonds -------------------------------------------------------------------------------- CHINA ZHESHANG BANK CO., LTD. Ticker: 2016 Security ID: Y1R658114 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report and Its Summary For For Management 4 Approve Final Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Budget Report For Against Management 7 Approve Appointment of Accounting Firms For For Management 8 Approve 2020 Report of Connected For For Management Transaction Management System Implementation and Information of Connected Transactions 9 Approve Estimate 2021 Annual Caps for For For Management Connected Transactions Entered into in the Ordinary Course -------------------------------------------------------------------------------- CHINA ZHONGWANG HOLDINGS LIMITED Ticker: 1333 Security ID: G215AT102 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve the Disposal, the Compensation For For Management Agreement and Related Transactions 1b Authorize Board to Deal with All For For Management Matters in Relation to the Disposal and the Compensation Agreement 2a Approve Proposed Spin-Off and Related For For Management Transactions 2b Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Spin-Off -------------------------------------------------------------------------------- CHINA ZHONGWANG HOLDINGS LIMITED Ticker: 1333 Security ID: G215AT102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Lu Changqing as Director For For Management 2.1b Elect Ma Qingmei as Director For For Management 2.1c Elect Wong Chun Wa as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Authorization of For For Management Company's Internal Management Organization 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Related-Party Transaction For For Management Management System 7 Amend Working System for Independent For For Management Directors 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Subordinated Bonds For For Management 2 Approve Issuance of Short-term For For Management Corporate Bonds -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Proprietary Investment Scale For For Management 8 Approve Establishment of Fund For For Management Management Subsidiary -------------------------------------------------------------------------------- CHINALIN SECURITIES CO., LTD. Ticker: 002945 Security ID: Y1R02S108 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Elect Zhu Wenjin as Non-independent For For Management Director 5 Amend Related Transaction Management For Against Management Measures -------------------------------------------------------------------------------- CHINASOFT INTERNATIONAL LIMITED Ticker: 354 Security ID: G2110A111 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Gavriella Schuster as Director For For Management 2.2 Elect Mo Lai Lan as Director For For Management 2.3 Elect Lai Guanrong as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Refreshment of Scheme Mandate For For Management Limit 9 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Xingen as Non-Independent For For Shareholder Director 2 Approve Appointment of Financial For For Management Auditor 3 Approve Appointment of Internal For For Management Control Auditor 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Xingen as Non-Independent For Did Not Vote Shareholder Director 2 Approve Appointment of Financial For Did Not Vote Management Auditor 3 Approve Appointment of Internal For Did Not Vote Management Control Auditor 4 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Independent For For Management Directors 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Issuance of Medium-term Notes For For Management 9 Approve Change in Registered Address For Against Management and Amend Articles of Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHINESE UNIVERSE PUBLISHING & MEDIA GROUP CO., LTD. Ticker: 600373 Security ID: Y4445Q100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Independent For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Related Party Transaction For Did Not Vote Management 8 Approve Issuance of Medium-term Notes For Did Not Vote Management 9 Approve Change in Registered Address For Did Not Vote Management and Amend Articles of Association 10 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CHIPBOND TECHNOLOGY CORP. Ticker: 6147 Security ID: Y15657102 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fei Jain Wu, with SHAREHOLDER NO. For For Management 0000009 as Non-independent Director 1.2 Elect Huoo Wen Gou, with SHAREHOLDER For For Management NO.0000094 as Non-independent Director 1.3 Elect Jong Fa Lee, with SHAREHOLDER NO. For For Management 0000013 as Non-independent Director 1.4 Elect Dang Hsing Yiu, with SHAREHOLDER For For Management NO.A102759XXX as Independent Director 1.5 Elect Philips Wei, with SHAREHOLDER NO. For For Management D100211XXX as Independent Director 1.6 Elect Ting Rong Huang, with For Against Management SHAREHOLDER NO.A221091XXX as Independent Director 1.7 Elect Wen Feng Cheng, with SHAREHOLDER For For Management NO.X100131XXX as Independent Director 2 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHIPBOND TECHNOLOGY CORP. Ticker: 6147 Security ID: Y15657102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Capital Increase in Cash for For For Management Issuance of Shares via a Private Placement, Preferred A Shares and Preferred B Shares -------------------------------------------------------------------------------- CHIPMOS TECHNOLOGIES, INC. Ticker: 8150 Security ID: Y1566L100 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors and Independent Director 6.1 Elect Shih-Jye Cheng, with Shareholder For For Management No. 00000001, as Non-Independent Director 6.2 Elect Kun-Yi Chien, a Representative For For Management of Siliconware Precision Industries Co. , Ltd, with Shareholder No. 00000602, as Non-Independent Director 6.3 Elect Bright Yeh, a Representative of For For Management Siliconware Precision Industries Co., Ltd, with Shareholder No. 00000602, as Non-Independent Director 6.4 Elect Silvia Su, with Shareholder No. For For Management 00005089, as Non-Independent Director 6.5 Elect Chin-Shyh Ou, with Shareholder For For Management No. M120853XXX, as Independent Director 6.6 Elect Kuei-Ann Wen, with Shareholder For For Management No. J220092XXX, as Independent Director 6.7 Elect Hui-Fen Chan, with Shareholder For For Management No. J220207XXX, as Independent Director 6.8 Elect Yeong-Her Wang, with Shareholder For For Management No. R103155XXX, as Independent Director 6.9 Elect Hong-Tzer Yang, with Shareholder For For Management No. R122158XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHLITINA HOLDING LTD. Ticker: 4137 Security ID: G21164101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4.1 Elect CHEN, PI-HUA with Shareholder No. For For Management J220224XXX as Non-independent Director 4.2 Elect CHEN,PEI-WEN, a Representative For For Management of WEALTHY GARDEN INVESTMENT LIMITED with Shareholder No. 7204 as Non-independent Director 4.3 Elect WU,SIZONG with Shareholder No. For For Management WU19520XXX as Non-independent Director 4.4 Elect TSAI,YU-LING with Shareholder No. For For Management L201303XXX as Non-independent Director 4.5 Elect CHAO, CHEN-YU with Shareholder For For Management No. 73 as Non-independent Director 4.6 Elect TSAI,YU-CHIN with Shareholder No. For For Management R222143XXX as Independent Director 4.7 Elect KAO,PENG-WEN with Shareholder No. For For Management H221058XXX as Independent Director 4.8 Elect YU,HUNG-DING with Shareholder No. For For Management E100962XXX as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHOLAMANDALAM FINANCIAL HOLDINGS LIMITED Ticker: 504973 Security ID: Y9001B157 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Sridharan Rangarajan as For For Management Director 4 Approve S.R. Batliboi & Associates For For Management LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Vasudha Sundararaman as Director For For Management 6 Approve Reappointment and Remuneration For For Management of N Ganesh as Manager -------------------------------------------------------------------------------- CHOLAMANDALAM INVESTMENT AND FINANCE COMPANY LIMITED Ticker: 511243 Security ID: Y1R849143 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend and Second For For Management Interim Dividend as Final Dividend 3 Reelect M.M. Murugappan as Director For For Management 4 Elect Bhama Krishnamurthy as Director For For Management 5 Approve Appointment and Remuneration For Against Management of Arun Alagappan as Managing Director 6 Approve Appointment and Remuneration For Against Management of Ravindra Kumar Kundu as Executive Director 7 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- CHONG HONG CONSTRUCTION CO., LTD. Ticker: 5534 Security ID: Y1582T103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Major Asset Purchase For For Management and Joint Venture Capital Increase and Related Party Transactions 1.1 Approve Overall Plan For For Management 1.2 Approve Transaction Parties For For Management 1.3 Approve Target Asset For For Management 1.4 Approve Evaluation and Pricing of For For Management Underlying Assets of Transaction 1.5 Approve Performance Commitment and For For Management Performance Compensation for the Transaction 1.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 1.7 Approve Transfer of Ownership of the For For Management Underlying Asset and the Liability for Breach of Contractual Obligations 1.8 Approve Resolution Validity Period For For Management 2 Approve Company's Major Asset Purchase For For Management and Joint Venture Capital Increase and Related Party Transactions Draft and Summary 3 Approve Company's Eligibility for For For Management Major Asset Restructure 4 Approve Transaction Constitutes as For For Management Related Party Transaction 5 Approve Transaction Constitutes as For For Management Major Asset Restructure 6 Approve Transaction Complies with For For Management Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 8 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Fairness of Pricing of For For Management Transaction Price 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 13 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve Authorization of the Board to For For Management Handle All Related Matters 17 Approve Signing of Conditional For For Management Agreement on Major Asset Purchase and Joint Venture Capital Increase and Related Party Transactions 18 Approve Signing of Conditional For For Management Agreement on Equity Transfer with Chongqing Jia Brewing Beer Co., Ltd. 19 Approve Signing of Conditional For For Management Agreement on Capital Increase with Chongqing Jia Brewing Beer Co., Ltd. 20 Approve Signing of Conditional For For Management Agreement on Equity Transfer with Xinjiang Wusu Beer Co., Ltd. 21 Approve Signing of Conditional For For Management Agreement on Equity Transfer with Ningxia Xixiajia Brewing Beer Co., Ltd. 22 Approve Signing of Profit Forecast For For Management Compensation Agreement 23 Approve Financing Plan Involved in For For Management this Transaction 24 Approve Financing and Guarantee For For Management Provision 25 Approve Amendments to Articles of For For Management Association 26 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 27 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Remuneration of For For Management Auditor 2 Approve Adjustment on Daily Related For For Management Party Transaction 3 Approve Daily Related Party Transaction For For Management 4 Approve Investment in Short-Term For For Management Financial Products 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9 Amend Working System for Independent For Against Management Directors 10 Amend Management System for Providing For Against Management External Guarantees 11.1 Elect Philip A. Hodges as For For Management Non-Independent Director 11.2 Elect Ulrik Andersen as For For Management Non-Independent Director -------------------------------------------------------------------------------- CHONGQING BREWERY CO., LTD. Ticker: 600132 Security ID: Y15846101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Adjustment of Related Party For For Management Transaction 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 9 Approve Change of Company Name For For Management 10 Approve to Elect Kuang Qi as Supervisor For For Shareholder 11.1 Elect Kuang Qi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Private Placement of Shares For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1583S104 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Private Placement of Shares For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Service For For Management Agreement with Bingqi Equipment Group Finance Co., Ltd. 2 Approve Signing of Financial Service For For Management Agreement with Changan Auto Finance Co. , Ltd. -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1583S104 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial Service For For Management Agreement with Bingqi Equipment Group Finance Co., Ltd. 2 Approve Signing of Financial Service For For Management Agreement with Changan Auto Finance Co. , Ltd. -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised Draft) 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Investment Plan For For Management 5.1 Elect Zhang Bo as Non-Independent For For Shareholder Director 5.2 Elect Liu Gang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1583S104 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised Draft) 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Investment Plan For For Management 5.1 Elect Zhang Bo as Non-Independent For For Shareholder Director 5.2 Elect Liu Gang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1R84W100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Description 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Renewal of Daily Related Party For For Management Transaction Framework Agreement and Comprehensive Service Agreement 9 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- CHONGQING CHANGAN AUTOMOBILE CO. LTD. Ticker: 200625 Security ID: Y1583S104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Description 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Renewal of Daily Related Party For For Management Transaction Framework Agreement and Comprehensive Service Agreement 9 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Signing For For Management of Asset Purchase Agreement of Chongqing Hechuan Bubugao Plaza Project -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2.1 Elect Zhang Wenzhong as For For Shareholder Non-independent Director 2.2 Elect Zhang Lumin as Non-independent For Against Shareholder Director 2.3 Elect Yang Yusong as Non-independent For Against Shareholder Director 2.4 Elect Tian Shanbin as Non-independent For Against Shareholder Director 2.5 Elect Wang Tian as Non-independent For For Shareholder Director 2.6 Elect He Qian as Non-independent For For Shareholder Director 2.7 Elect Zhao Guoqing as Non-independent For For Shareholder Director 3.1 Elect Liang Yugu as Independent For For Shareholder Director 3.2 Elect Ye Ming as Independent Director For For Shareholder 3.3 Elect Sheng Xuejun as Independent For For Shareholder Director 3.4 Elect Liu Bin as Independent Director For For Shareholder 3.5 Elect Chen Xujiang as Independent For For Shareholder Director 4.1 Elect Qin Wei as Supervisor For For Shareholder 4.2 Elect Guo Tuwei as Supervisor For For Shareholder 4.3 Elect Wang Yue as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Signing of Termination For For Management Agreement of Entrusted Management Agreement -------------------------------------------------------------------------------- CHONGQING DEPARTMENT STORE CO., LTD. Ticker: 600729 Security ID: Y1583U109 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Loan and Related Transactions For For Management 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Amount and Scale For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7.1 Approve Signing of Share Subscription For For Management Agreement with Fuling State Investment 7.2 Approve Signing of Share Subscription For For Management Agreement with Zhou Binquan 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve White Wash Waiver For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Establishment of Special For For Management Deposit Account for Raised Funds 12 Approve Shareholder Return Plan For For Management 13 Approve Amendments to Articles of For Against Management Association 14 Amend Working System for Independent For For Management Directors 15 Amend Management System for Providing For For Management External Guarantees 16 Amend Related-Party Transaction For For Management Management System 17 Approve Formulation of Management For For Management System of Raised Funds 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 21 Amend Detailed Rules for Online Voting For For Management -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Issue Scale For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Binquan as Non-Independent For For Shareholder Director 1.2 Elect Li Jing as Non-Independent For For Shareholder Director 1.3 Elect Zhao Ping as Non-Independent For For Shareholder Director 1.4 Elect Yuan Guosheng as Non-Independent For For Shareholder Director 1.5 Elect Wei Yongsheng as Non-Independent For For Shareholder Director 2.1 Elect Jiang Heti as Independent For For Shareholder Director 2.2 Elect Shi Jinsong as Independent For For Shareholder Director 2.3 Elect Cheng Xianquan as Independent For For Shareholder Director 2.4 Elect Zhang Zhihong as Independent For For Shareholder Director 2.5 Elect Wang Guanqun as Independent For For Shareholder Director 3.1 Elect Xiao Dabo as Supervisor For For Shareholder 3.2 Elect Guan Minghui as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING FULING ZHACAI GROUP CO., LTD. Ticker: 002507 Security ID: Y1588V102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Formulate Management System For For Management for Financial Investments 9 Approve Use of Idle Raised Funds for For For Management to Purchase Financial Product -------------------------------------------------------------------------------- CHONGQING GANGJIU CO., LTD. Ticker: 600279 Security ID: Y2101M108 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- CHONGQING GANGJIU CO., LTD. Ticker: 600279 Security ID: Y2101M108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Investment Budget For Against Management -------------------------------------------------------------------------------- CHONGQING IRON & STEEL COMPANY LIMITED Ticker: 1053 Security ID: Y1R91N119 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Zhang Jingang as Director For For Management 1.02 Elect Liu Jianrong as Director For For Management 1.03 Elect Zou An as Director For For Management 1.04 Elect Zhou Ping as Director For For Management 2.01 Elect Wu Xiaoping as Supervisor For For Management 2.02 Elect Wang Cunlin as Supervisor For For Management 2.03 Elect Xu Xudong as Supervisor For For Management -------------------------------------------------------------------------------- CHONGQING IRON & STEEL COMPANY LIMITED Ticker: 1053 Security ID: Y1R91N119 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lease Renewal and the Final For For Management Purchase of the Assets of Changshou Iron and Steel -------------------------------------------------------------------------------- CHONGQING IRON & STEEL COMPANY LIMITED Ticker: 1053 Security ID: Y1R91N119 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Service and Supply Agreement, For For Management Supplemental Agreement, Proposed Caps and Related Transactions 2 Elect Zhang Wenxue as Director For For Management 3 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CHONGQING IRON & STEEL COMPANY LIMITED Ticker: 1053 Security ID: Y1R91N119 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Accounts Report For For Management 2 Approve Annual Report For For Management 3 Approve Profit Distribution Plan For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Supervisory For For Management Committee 6 Approve Appointment of the Financial For For Management and Internal Control Auditor 7 Approve Financial Budget For Against Management 8 Approve Financial Services Agreement For For Management with Baowu Finance Company 9 Approve 2021- 2023 Service and Supply For For Management Agreement with Baowu Finance Company, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- CHONGQING PHARSCIN PHARMACEUTICAL CO., LTD. Ticker: 002907 Security ID: Y1594B108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Amend Articles of Association For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- CHONGQING ROAD & BRIDGE CO., LTD. Ticker: 600106 Security ID: Y15843108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Annual Report and Summary For For Management 8 Approve Deposits and Loan as well as For For Management Wealth Management Business 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yin Xianglin as Director For For Management 2 Elect Li Jiaming as Director For For Management 3 Elect Bi Qian as Director For For Management 4 Elect Huang Qingqing as Supervisor For For Shareholder 5 Elect Zhang Jinruo as Supervisor For For Management 6 Elect Hu Yuancong as Supervisor For For Management 7 Elect Zhang Yingyi as Supervisor For For Management 8 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Chongqing Yufu Holding Group Co., Ltd. 9 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Chongqing City Construction Investment (Group) Company Limited 10 Approve Related Party Transaction of For For Management Chongqing Development Investment Co., Ltd. 11 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Chongqing Huayu Group Co., Ltd. 12 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Loncin Holding Co., Ltd. 13 Approve Related Party Transaction of For For Management Loncin Holding Co., Ltd. and USUM Investment Group Limited 14 Approve Related Party Transaction For For Shareholder Regarding Lease of Properties of Chongqing Development Investment Co., Ltd. 15 Approve Issuance of Singapore Green For For Management Financial Bonds -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G115 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yin Xianglin as Director For For Management 2 Elect Li Jiaming as Director For For Management 3 Elect Bi Qian as Director For For Management 4 Elect Huang Qingqing as Supervisor For For Shareholder 5 Elect Zhang Jinruo as Supervisor For For Management 6 Elect Hu Yuancong as Supervisor For For Management 7 Elect Zhang Yingyi as Supervisor For For Management 8 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Chongqing Yufu Holding Group Co., Ltd. 9 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Chongqing City Construction Investment (Group) Company Limited 10 Approve Related Party Transaction of For For Management Chongqing Development Investment Co., Ltd. 11 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Chongqing Huayu Group Co., Ltd. 12 Approve Related Party Transaction For For Management Regarding Group Credit Limits of Loncin Holding Co., Ltd. 13 Approve Related Party Transaction of For For Management Loncin Holding Co., Ltd. and USUM Investment Group Limited 14 Approve Issuance of Singapore Green For For Management Financial Bonds 15 Approve Related Party Transaction For For Shareholder Regarding Lease of Properties of Chongqing Development Investment Co., Ltd. -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Xiaoxu as Director For For Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G115 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Xiaoxu as Director For For Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Financial Final Proposal For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Financial Budget Proposal For For Management 6 Approve 2020 Annual Report For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Fix Their Remuneration 8 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- CHONGQING RURAL COMMERCIAL BANK CO. LTD. Ticker: 3618 Security ID: Y1594G115 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Financial Final Proposal For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Financial Budget Proposal For For Management 6 Approve 2020 Annual Report For For Management 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Fix Their Remuneration 8 Approve Issuance of Financial Bonds For For Management -------------------------------------------------------------------------------- CHONGQING SANFENG ENVIRONMENTAL GROUP CORP., LTD. Ticker: 601827 Security ID: Y1587L105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee to For For Management Subsidiaries and Associate Company 10 Approve Estimated Related Party For For Management Transactions -------------------------------------------------------------------------------- CHONGQING SANFENG ENVIRONMENTAL GROUP CORP., LTD. Ticker: 601827 Security ID: Y1587L105 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHONGQING SANSHENG INDUSTRIAL CO., LTD. Ticker: 002742 Security ID: Y15866109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Receiving Financial Assistance For For Management and Guarantee from Related Party and Related Transaction 10 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve to Establish a Special Account For For Management for Funds Raised from the Private Placement of Shares 8 Approve Authorization of Board and For For Management Persons Authorized by the Board to Handle All Related Matters 9.1 Elect Zhang Zhengping as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of EVAP Factory For For Management -------------------------------------------------------------------------------- CHONGQING SOKON INDUSTRY GROUP CO., LTD. Ticker: 601127 Security ID: Y1586E102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantees For Against Management 9 Approve Application of Financing For Against Management Credit Line 10 Approve Appointment of Auditor For For Management 11 Approve Achievement of Annual For For Management Performance Commitments of Assets Acquired via Major Asset Restructuring and Partial Postponement of Performance Commitments 12 Approve Partial Postponement of For For Management Performance Commitment -------------------------------------------------------------------------------- CHONGQING TAIJI INDUSTRY (GROUP) CO., LTD. Ticker: 600129 Security ID: Y1584J103 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Transfer of Land Use Right of For For Management B7 Plot of Land 3 Approve Provision of Financial Support For For Management by Controlling Shareholder to the Company 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- CHONGQING TAIJI INDUSTRY (GROUP) CO., LTD. Ticker: 600129 Security ID: Y1584J103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee for For Against Management Taiji Group Co., Ltd. 8 Approve Provision of Guarantee For Against Management 9 Approve to Appoint Financial Auditor For For Management 10 Approve Appoint of Internal Control For For Management Auditor 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For For Management 13 Approve Application of Bank Credit For For Management Lines 14.1 Elect Li Yangchun as Director For For Shareholder 14.2 Elect Yang Shanhua as Director For For Shareholder 14.3 Elect Wang Xiaochun as Director For For Shareholder 14.4 Elect Yu Min as Director For For Shareholder 14.5 Elect Li Zejun as Director For For Shareholder 14.6 Elect Chen Zhongyou as Director For For Shareholder 14.7 Elect Yang Binghua as Director For For Shareholder 14.8 Elect Wang Kan as Director For For Shareholder 14.9 Elect Zhao Dongji as Director For For Shareholder 14.10 Elect Zhang Zhongxi as Director For For Shareholder 15.1 Elect Shen Ling as Director For For Management 15.2 Elect Tian Weixing as Director For For Management 15.3 Elect He Hongtao as Director For For Management 15.4 Elect Yu Tongsheng as Director For For Management 15.5 Elect Xiong Shaoxi as Director For For Management 16.1 Elect Wang Yongquan as Supervisor For For Shareholder 16.2 Elect Li Ru as Supervisor For For Shareholder 16.3 Elect Wan Rongguo as Supervisor For For Shareholder 16.4 Elect Xian Ya as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Adjustment of Business Plan For For Management 3 Approve Adjustment of Financing from For Against Management Financial Institutions 4 Approve Daily Related Party For For Management Transaction Plan 5 Approve Issuance of Debt Financing For For Management Instruments 6 Amend Management System of Special For Against Management Storage and Use of Raised Funds -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2 Approve Adjustment of Business Plan For Did Not Vote Management 3 Approve Adjustment of Financing from For Did Not Vote Management Financial Institutions 4 Approve Daily Related Party For Did Not Vote Management Transaction Plan 5 Approve Issuance of Debt Financing For Did Not Vote Management Instruments 6 Amend Management System of Special For Did Not Vote Management Storage and Use of Raised Funds -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Stock in For For Management Shenzhen Stock Exchange and Related Transactions 2 Approve to Appoint Financial Auditor For For Management 3 Approve Appointment of Internal For For Management Control Auditor 4 Amend Management Measures for Annual For Against Management Salaries of Senior Managers -------------------------------------------------------------------------------- CHONGQING THREE GORGES WATER CONSERVANCY & ELECT PWR CO. LTD. Ticker: 600116 Security ID: Y1584L108 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Business Plan For For Management 6 Approve Financing Application For For Management 7 Approve Guarantee Plan For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Appointment of Financial For For Management Auditor 10 Approve Appointment of Internal For For Management Control Auditor 11 Approve Strategic Development Plan For For Management 12 Approve Shareholder Return Plan For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- CHONGQING WATER GROUP CO., LTD. Ticker: 601158 Security ID: Y15967105 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Rubin as Non-Independent For For Shareholder Director 1.2 Elect Liao Gaoshang as Non-Independent For For Shareholder Director 1.3 Elect Fu Chaoqing as Non-Independent For For Shareholder Director 1.4 Elect Huang Jiaying as Non-Independent For For Shareholder Director 2.1 Elect Zhang Zhi as Independent Director For For Shareholder 2.2 Elect Fu Daqing as Independent Director For For Shareholder 2.3 Elect Shi Hui as Independent Director For For Shareholder 3.1 Elect Su Enyu as Supervisor For For Shareholder 3.2 Elect Cao Jing as Supervisor For For Shareholder 3.3 Elect Huang Jing as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHONGQING WATER GROUP CO., LTD. Ticker: 601158 Security ID: Y15967105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Budget Performance and For For Management Financial Budget Report 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Appointment of Internal For For Management Control Auditor -------------------------------------------------------------------------------- CHONGQING YUKAIFA CO., LTD. Ticker: 000514 Security ID: Y15844106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan from Controlling For For Management Shareholder to the Company and Related Party Transactions -------------------------------------------------------------------------------- CHONGQING YUKAIFA CO., LTD. Ticker: 000514 Security ID: Y15844106 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Change Agreement For For Management and Provision of Guarantee -------------------------------------------------------------------------------- CHONGQING YUKAIFA CO., LTD. Ticker: 000514 Security ID: Y15844106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Chairman of For For Management the Board 6 Approve Remuneration of Chairman of For For Management the Supervisory Board 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- CHONGQING ZAISHENG TECHNOLOGY CO., LTD. Ticker: 603601 Security ID: Y1R020109 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Company's For For Management Shares by Auction Trading 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Re-examination and For For Management Postponement of Raised Funds Investment Project 4 Approve Completion of Partial Raised For For Management Funds Project and Replenish Working Capital with Remaining Funds 5 Approve to Appoint Auditor For For Management 6 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHONGQING ZAISHENG TECHNOLOGY CO., LTD. Ticker: 603601 Security ID: Y1R020109 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Duration of Convertible Bonds For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Interest Payment For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Number of For For Management Conversion Shares 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Guarantee For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Bondholder Meeting Rules For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Formulation of Internal Audit For For Management Management System 11 Approve Profit Distribution for the For For Management First Three Quarters of 2020 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Amend Working System for Independent For Against Management Directors 17 Amend Related-party Transaction For Against Management Decision Management System 18 Amend Information Disclosure Affairs For Against Management Management System -------------------------------------------------------------------------------- CHONGQING ZAISHENG TECHNOLOGY CO., LTD. Ticker: 603601 Security ID: Y1R020109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Financial Statements and For Against Management Financial Budget Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantee For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300122 Security ID: Y1601T100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audited Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management 10 Elect Chen Xujiang as Independent For For Shareholder Director -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CHONGQING ZONGSHEN POWER MACHINERY CO., LTD. Ticker: 001696 Security ID: Y1307H103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Daily Related-Party For For Management Transactions 7 Approve 2021 Daily Related-Party For For Management Transactions 8 Approve Internal Control Evaluation For For Management Report 9 Approve Special Report on For For Management Non-operational Fund Occupancy and Related Fund Transactions 10 Approve Report on the Usage of Raised For For Management Funds 11 Approve Appointment of Auditor For For Management 12 Approve Appointment of Internal For For Management Control Auditor 13 Approve Credit Line Bank Application For For Management and Financing Plan 14 Approve Provision of Guarantee For For Management 15 Approve Investment in Financial For For Management Products 16.1 Approve Provision of Financial For Against Management Assistance to Zongshen Small Loan Company and Zongshen Asset Management Company 16.2 Approve Provision of Financial For Against Management Assistance to Zongshen Factoring Company and Zongshen Financial Leasing Company 17 Approve Provision of Entrusted Loans For For Management 18 Approve Provision for Credit and Asset For For Management Impairment 19 Approve Forward Foreign Exchange For For Management Transactions 20 Approve Related Party Transaction on For For Management Framework Agreement 21 Approve Financial Services Framework For For Management Agreement 22 Approve Sale of Assets of Subsidiary For For Management -------------------------------------------------------------------------------- CHONGYI ZHANGYUAN TUNGSTEN CO., LTD. Ticker: 002378 Security ID: Y1601S102 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CHONGYI ZHANGYUAN TUNGSTEN CO., LTD. Ticker: 002378 Security ID: Y1601S102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Application of Comprehensive For For Management Credit Lines 10.1 Approve Adjustment of Remuneration of For For Management Huang Zelan 10.2 Approve Adjustment of Remuneration of For For Management Huang Shichun 10.3 Approve Adjustment of Remuneration of For For Management Fan Diyao 10.4 Approve Adjustment of Remuneration of For For Management Liu Ji 10.5 Approve Adjustment of Remuneration of For For Management Chen Bangming 10.6 Approve Adjustment of Remuneration of For For Management Pan Feng 10.7 Approve Adjustment of Remuneration of For For Management Wang Anjian 10.8 Approve Adjustment of Remuneration of For For Management Zhang Hongfa 10.9 Approve Adjustment of Remuneration of For For Management Wu Wenguang 10.10 Approve Adjustment of Remuneration of For For Management Supervisors -------------------------------------------------------------------------------- CHOW TAI SENG JEWELRY CO. LTD. Ticker: 002867 Security ID: Y16024104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Annual Report and Summary For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Change of Business Type For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Detailed Rules for Online Voting For Against Management of the Shareholders General Meeting 14.1 Elect Zhou Zongwen as Director For For Management 14.2 Elect Zhou Huazhen as Director For For Management 14.3 Elect Zhou Feiming as Director For For Management 14.4 Elect Xiang Gang as Director For For Management 14.5 Elect Bian Ling as Director For For Management 14.6 Elect Guan Peiwei as Director For For Management 14.7 Elect Xia Hongchuan as Director For For Management 15.1 Elect Chen Shaoxiang as Director For For Management 15.2 Elect Shen Haipeng as Director For For Management 15.3 Elect Ge Dingkun as Director For For Management 15.4 Elect Yi Longxin as Director For For Management 16.1 Elect Dai Yanju as Supervisor For For Management 16.2 Elect Chen Te as Supervisor For For Management -------------------------------------------------------------------------------- CHROMA ATE, INC. Ticker: 2360 Security ID: Y1604M102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CHULARAT HOSPITAL PCL Ticker: CHG Security ID: Y1613L145 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Kriengsak Plussind as Director For For Management 5.2 Elect Apirum Panyapol as Director For For Management 5.3 Elect Suchai Laoveerawat as Director For For Management 5.4 Elect Kobkul Panyapol as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- CHULARAT HOSPITAL PCL Ticker: CHG Security ID: Y1613L145 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5 Approve Dividend Payment For For Management 6.1 Elect Wichit Siritattamrong as Director For For Management 6.2 Elect Kannikar Plussind as Director For For Management 6.3 Elect Manit Jeeradit as Director For For Management 6.4 Elect Chayawat Pisessith as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- CHUNG HUNG STEEL CORP. Ticker: 2014 Security ID: Y98400107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect Lin-Lin Lee, with ID NO. For For Management D220549XXX, as Independent Director 4.2 Elect Juh-Shan Chiou, with ID NO. For For Management R100737XXX, as Independent Director 4.3 Elect Hsien-Tang Tsai, with ID NO. For For Management R103145XXX, as Independent Director 4.4 Elect Min-Hsiung Liu, a Representative For For Management of China Steel Corporation, with SHAREHOLDER NO.00192090, as Non-Independent Director 4.5 Elect Chao-Tung Wong, a Representative For For Management of China Steel Corporation, with SHAREHOLDER NO.00192090, as Non-Independent Director 4.6 Elect Kuei-Sung Tseng, a For For Management Representative of China Steel Corporation, with SHAREHOLDER NO. 00192090, as Non-Independent Director 4.7 Elect Kai-Ming Huang, a Representative For For Management of China Steel Corporation, with SHAREHOLDER NO.00192090, as Non-Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHUNG HWA PULP CORP. Ticker: 1905 Security ID: Y1612Y106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Lending For For Management Procedures and Caps 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- CHUNG-HSIN ELECTRIC & MACHINERY MFG. CORP. Ticker: 1513 Security ID: Y1612A108 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHUNGHWA PRECISION TEST TECH CO., LTD. Ticker: 6510 Security ID: Y1612W100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Roberval Vieira as Eligibility For For Management Committee Member 2 Elect Fabio Leandro Tokars as For For Management Eligibility Committee Member 3 Elect Robson Augusto Pascoallini as For For Management Eligibility Committee Member 4 Elect Joao Biral Junior as Eligibility For For Management Committee Member 5 Elect Valquiria Aparecida de Carvalho For For Management as Eligibility Committee Member 6 Elect Thais Cercal Dalmina Losso as For For Management Eligibility Committee Member 7 Amend Articles For For Management -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Elect Joisa Campanher Dutra Saraiva as None For Shareholder Director Appointed by Preferred Shareholder 5 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 6.1 Elect Ricardo Cansian Netto as Fiscal For Abstain Management Council Member and Joao Elias de Oliveira as Alternate 6.2 Elect Luis Otavio Dias da Fonseca as For Abstain Management Fiscal Council Member and Daniel Ricardo Andreatta Filho as Alternate 6.3 Elect Laerzio Chiesorin Junior as For Abstain Management Fiscal Council Member and Enzo Molinari as Alternate 7 Elect Marco Antonio Mayer Foletto as None For Shareholder Fiscal Council Member and Gilberto Carlos Monticelli as Alternate Appointed by Minority Shareholder 8 Elect Paulo Roberto Franceschi as None For Shareholder Fiscal Council Member and Ricardo Bertucci as Alternate Appointed by Preferred Shareholder 9 Keep Diario Oficial do Estado do For For Management Parana, Folha de Londrina, and Valor Economico as the Newspapers to Publish Company's Legal Announcements -------------------------------------------------------------------------------- CIA ENERGETICA DE SAO PAULO Ticker: CESP6 Security ID: P25784193 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Felipe Dutra Cancado as Director None For Shareholder Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Paulo Roberto Franceschi as None For Shareholder Fiscal Council Member and Bruno Shigueyoshi Oshiro as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CIA HERING SA Ticker: HGTX3 Security ID: P25849160 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Andrea Oliveira Mota Baril as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Luis Loducca as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Worms Sciama as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo de Queiros Cabrera Nasser as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Haroldo Luiz Rodrigues Filho as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Patrick Charles Morin Junior as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Hering as Director 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Approve Minutes of Meeting Summary For For Management 12 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CIA HERING SA Ticker: HGTX3 Security ID: P25849160 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increases Approved at For For Management the May 17 and August 30, 2019 Board Meetings and Amend Article 5 Accordingly 2 Amend Articles For For Management 3 Consolidate Bylaws For For Management 4 Terminate Stock Option Plan and For For Management Share-Based Incentive Plan Approved at the Dec. 4, 2017 EGM 5 Approve Stock Option Plan and For Against Management Share-Based Incentive Plan 6 Approve Minutes of Meeting Summary For For Management 7 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CIELO SA Ticker: CIEL3 Security ID: P2859E100 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Aldo Luiz Mendes as Independent For For Management Director 5.2 Elect Carlos Hamilton Vasconcelos For For Management Araujo as Director 5.3 Elect Carlos Motta dos Santos as For For Management Director 5.4 Elect Edson Marcelo Moreto as Director For For Management 5.5 Elect Edson Rogerio da Costa as For For Management Director 5.6 Elect Francisco Augusto da Costa e For For Management Silva as Independent Director 5.7 Elect Francisco Jose Pereira Terra as For For Management Director 5.8 Elect Gilberto Mifano as Independent For For Management Director 5.9 Elect Marcelo de Araujo Noronha as For For Management Director 5.10 Elect Mauro Ribeiro Neto as Director For For Management 5.11 Elect Vinicius Urias Favarao as For For Management Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Aldo Luiz Mendes as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Hamilton Vasconcelos Araujo as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Motta dos Santos as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Edson Marcelo Moreto as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Edson Rogerio da Costa as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Augusto da Costa e Silva as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Jose Pereira Terra as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mifano as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo de Araujo Noronha as Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Ribeiro Neto as Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Vinicius Urias Favarao as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10 Fix Number of Fiscal Council Members For For Management at Five 11.1 Elect Marcos Aparecido Galede as For For Management Fiscal Council Member and Carlos Roberto Mendonca da Silva as Alternate 11.2 Elect Herculano Anibal Alves as Fiscal For For Management Council Member and Fabiana Pinto Fonseca as Alternate 11.3 Elect Felipe Guimaraes Geissler Prince For For Management as Fiscal Council Member and Adelar Valentim Dias as Alernate 11.4 Elect Julio Cesar Rodrigues da Silva For For Management as Fiscal Council Member and Raimundo Moreira as Alternate 11.5 Elect Haroldo Reginaldo Levy Neto as For For Management Fiscal Council Member and Milton Luiz Milioni as Alternate 12 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- CIELO SA Ticker: CIEL3 Security ID: P2859E100 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 Re: Corporate Purpose For For Management and Articles 35 and 36 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- CIELO SA Ticker: CIEL3 Security ID: P2859E100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Fix Number of Fiscal Council Members For For Management at Five 5.1 Elect Marcos Aparecido Galende as For Abstain Management Fiscal Council Member and Arthur Jose Andre Neto as Alternate 5.2 Elect Herculano Anibal Alves as Fiscal For Abstain Management Council Member and Fabiana Pinto Fonseca as Alternate 5.3 Elect Felipe Guimaraes Geissler Prince For Abstain Management as Fiscal Council Member and Adelar Valentim Dias as Alternate 5.4 Elect Julio Cesar Rodrigues da Silva For Abstain Management as Fiscal Council Member and Raimundo Moreira as Alternate 5.5 Elect Haroldo Reginaldo Levy Neto as For Abstain Management Independent Fiscal Council Member and Milton Luiz Milioni as Alternate 6 As an Ordinary Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 7 Approve Remuneration of Company's For For Management Management and Fiscal Council 8 Elect Gustavo de Souza Fosse as For Against Management Director -------------------------------------------------------------------------------- CIELO SA Ticker: CIEL3 Security ID: P2859E100 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhong as Director For For Management 3.2 Elect Yang Xin as Director For For Management 3.3 Elect Zhang Yongyue as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Increase in Authorized Share For For Management Capital -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: 1023 Security ID: Y1636J101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Nasir Ahmad as Director For For Management 2 Elect Robert Neil Coombe as Director For For Management 3 Elect Afzal Abdul Rahim as Director For For Management 4 Elect Abdul Rahman Ahmad as Director For For Management 5 Elect Serena Tan Mei Shwen as Director For For Management 6 Approve Director's Fees For For Management 7 Approve Directors' Allowances and For For Management Benefits 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: 1023 Security ID: Y1636J101 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Establishment of Long For For Management Term Incentive Plan 2 Approve Allocation of LTIP Awards to For For Management Abdul Rahman Ahmad -------------------------------------------------------------------------------- CIMC ENRIC HOLDINGS LIMITED Ticker: 3899 Security ID: G2198S109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Yu Yuqun as Director For For Management 3.2 Elect Zeng Han as Director For For Management 3.3 Elect Zhang Xueqian as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CIMC ENRIC HOLDINGS LIMITED Ticker: 3899 Security ID: G2198S109 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off of CIMC Safeway For For Management Technologies Co., Ltd., Separate Listing of the Shares of CIMC Safeway Technologies Co., Ltd on The Stock Exchange of People's Republic of China and Related Transactions -------------------------------------------------------------------------------- CIMSA CIMENTO SANAYI VE TICARET AS Ticker: CIMSA Security ID: M2422Q104 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2020 11 Approve Upper Limit of Donations for For Against Management 2021 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Amend Company Articles 6 and 9 For Against Management 14 Wishes None None Management -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Guarantee Matters For For Management 2.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.7 Approve Use of Proceeds For For Management 2.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.9 Approve Underwriting Manner and For For Management Circulation Arrangement 2.10 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: SEP 14, 2020 Meeting Type: Annual Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ye Fangming as Supervisor For For Shareholder -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Limin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Limin as Non-independent For For Shareholder Director 1.2 Elect Zheng Yi as Non-independent For For Shareholder Director 1.3 Elect Liu Shemei as Non-independent For For Shareholder Director 1.4 Elect Zhang Ning as Non-independent For For Shareholder Director 1.5 Elect Chen Yongzhao as Non-independent For For Shareholder Director 1.6 Elect Liang Zhiai as Non-independent For For Shareholder Director 2.1 Elect Liu Hongxia as Independent For For Management Director 2.2 Elect Huo Wenying as Independent For For Management Director 2.3 Elect Lu Taiping as Independent For For Management Director 2.4 Elect Zhong Weiguo as Independent For For Management Director 3.1 Elect Ye Fangming as Supervisor For For Shareholder 3.2 Elect Zhang Wei as Supervisor For For Shareholder 3.3 Elect Li Na as Supervisor For For Management -------------------------------------------------------------------------------- CINDA REAL ESTATE CO. LTD. Ticker: 600657 Security ID: Y07703104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve External Guarantee For Against Management Authorization 8 Approve Related Party Transactions for For For Management Debt Reorganization, Entrusted Loans, Trust Loans, Finance Lease, Guaranteed Credit Enhancement, Acquisition and Sale of Assets, Co-Investment and Other Related Transaction Authorizations 9 Approve Special Authorization for For For Management Related Transactions with Nanyang Commercial Bank 10 Approve the Achievement of the For For Management Company's Major Asset Restructuring Performance Commitments and the Results of the Impairment Test at the End of the Commitment Period 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Guo Wei as Director For For Shareholder 12.2 Elect Mu Hongbo as Director For For Shareholder -------------------------------------------------------------------------------- CIPLA LIMITED Ticker: 500087 Security ID: Y1633P142 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect S Radhakrishnan as Director For For Management 4 Confirm Interim and Special Dividend For For Management as Final Dividend 5 Reelect Naina Lal Kidwai as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Samina Hamied as Wholetime Director Designated as Executive Vice-Chairperson 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CIPLA LIMITED Ticker: 500087 Security ID: Y1633P142 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cipla Employee Stock For For Management Appreciation Rights Scheme 2021 and Grant of Stock Appreciation Rights to Eligible Employees of the Company 2 Approve Extension of Benefits of Cipla For For Management Employee Stock Appreciation Rights Scheme 2021 to the Employees of Subsidiary Company(ies) -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan Guarantee For For Management for Hainan Gaofa Real Estate Investment Co., Ltd. from Haikou Rural Credit Cooperatives 2 Approve Provision of Loan Guarantee For For Management for Hainan Gaofa Real Estate Investment Co., Ltd. from Rural Credit Cooperative Association of Lingshui Li Autonomous County -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Zhe as Director For For Shareholder 1.2 Elect Xia Guilan as Director For For Shareholder 1.3 Elect Liu Xin as Director For For Shareholder 1.4 Elect Wan Zhong as Director For For Shareholder 2.1 Elect Zeng Huiming as Director For For Management 2.2 Elect Zhang Nengkun as Director For For Management 3.1 Elect Liu Xin as Supervisor For For Shareholder 3.2 Elect Li Xiaoshan as Supervisor For For Shareholder 4 Approve Remuneration of Directors and For For Management Allowance Plan of Independent Directors 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CITIC GUOAN INFORMATION INDUSTRY CO., LTD. Ticker: 000839 Security ID: Y1636B108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8.1 Approve Provision of Call Centre For For Management Services by Beijing Honglian Jiuwu Information Industry Co., Ltd. 8.2 Approve Purchase of Commercial For For Management Insurance by Beijing Honglian Jiuwu Information Industry Co., Ltd. 8.3 Approve Conducting of Deposit Business For For Management by Beijing Honglian Jiuwu Information Industry Co., Ltd. 8.4 Approve Provision of Angola KK Project For For Management Services by Beijing Guoan Information Technology Co., Ltd. 8.5 Approve Purchase of System Integration For For Management Project Equipment by Beijing Guoan Information Technology Co., Ltd. 8.6 Approve Purchase of Equipment for Data For For Management Processing Service Cluster Project of the Broadcasting and Television Planning Institute by Beijing Guoan Information Technology Co., Ltd. 8.7 Approve Purchase of Luzhong Prison and For For Management Other Project Equipment by Beijing Guoan Information Technology Co., Ltd. 8.8 Approve Provision of Technical For For Management Services by Beijing Guoan Guangshi Network Co., Ltd. to Changsha Guoan Broadcasting and Television Broadband Network Co., Ltd. 8.9 Approve Provision of Technical For For Management Services by Beijing Guoan Guangshi Network Co., Ltd. to Liuyang Guoan Broadcasting and TV Broadband Network Co., Ltd. 8.10 Approve Provision of Technical For For Management Services and OTT Value-added Business Services by Beijing Guoan Guangshi Network Co., Ltd. 8.11 Approve Provision of Marketing For For Management Services by Hubei Radio and Television Information Network Co., Ltd. 8.12 Approve Provision of Technical For For Management Operation and Maintenance Services by Changsha Guoan Broadcasting and Television Broadband Network Co., Ltd. 8.13 Approve Provision of Technical For For Management Operation and Maintenance Services by Liuyang Guoan Broadcasting and TV Broadband Network Co., Ltd. 8.14 Approve Loan Business with China CITIC For For Management Bank Co., Ltd. 8.15 Approve Daily Related Party For For Management Transactions with CITIC Group Co., Ltd. and CITIC Guoan Group Co., Ltd. 9 Approve Provision of Guarantee to For Against Management Controlled Subsidiary for its Application of Financing from China Foreign Trade Financial Leasing Co., Ltd. 10 Approve Provision of Guarantee to For Against Management Controlled Subsidiary for its Application of Financing from Far East Horizon (Tianjin) Financial Leasing Co. , Ltd. 11 Approve Provision of Guarantee to For For Management Controlled Subsidiary for its Loan Application 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CITIC HEAVY INDUSTRIES CO., LTD. Ticker: 601608 Security ID: Y163AK103 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Zhangfa as Non-Independent For For Management Director 1.2 Elect Zhang Zhiyong as Non-Independent For For Management Director 1.3 Elect Wang Hua as Non-Independent For For Management Director 1.4 Elect Wang Meng as Non-Independent For For Management Director 2.1 Elect Lin Gang as Independent Director For For Management 2.2 Elect Li Yibin as Independent Director For For Management 2.3 Elect Yin Tian as Independent Director For For Management 3.1 Elect Liu Baoyang as Supervisor For For Management 3.2 Elect Yang Huaijun as Supervisor For For Management -------------------------------------------------------------------------------- CITIC HEAVY INDUSTRIES CO., LTD. Ticker: 601608 Security ID: Y163AK103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Allowance of Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Budget Report For Against Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Approve Shareholder Return Plan For For Management 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CITIC HEAVY INDUSTRIES CO., LTD. Ticker: 601608 Security ID: Y163AK103 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Relationship with the Company 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need of Report on the Usage For For Management of Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 7 Approve Signing of Conditional Shares For For Management Subscription Agreement 8 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CITIC LIMITED Ticker: 267 Security ID: Y1639J116 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Xi Guohua as Director For For Management 4 Elect Song Kangle as Director For For Management 5 Elect Liu Zhuyu as Director For For Management 6 Elect Peng Yanxiang as Director For For Management 7 Elect Yu Yang as Director For For Management 8 Elect Liu Zhongyuan as Director For For Management 9 Elect Xu Jinwu as Director For For Management 10 Elect Toshikazu Tagawa as Director For For Management 11 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 13 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CITIC OFFSHORE HELICOPTER CO., LTD. Ticker: 000099 Security ID: Y1637P106 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yao Xu as Non-independent For For Management Director 1.2 Elect Jiang Wenchang as For For Management Non-independent Director 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Subscription Manner For For Management 3.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 3.5 Approve Target Parties For For Management 3.6 Approve Issue Scale For For Management 3.7 Approve Usage of Raised Funds For For Management 3.8 Approve Restriction Period Arrangement For For Management 3.9 Approve Listing Location For For Management 3.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.11 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Signing of Conditional For For Management Subscription Agreement 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve White Wash Waiver For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve CITIC Securities as For For Management Underwriting Sponsor of this Private Placement 13 Approve Amendments to Articles of For For Management Association 14 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CITIC OFFSHORE HELICOPTER CO., LTD. Ticker: 000099 Security ID: Y1637P106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Financial Services Agreement For For Management 8 Amend Articles of Association For Against Management 9.1 Elect Gu Xiaoshan as Director For For Management 9.2 Elect Ma Shaohua as Director For For Management -------------------------------------------------------------------------------- CITIC PACIFIC SPECIAL STEEL GROUP CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions 2 Approve Provision of Guarantee For Against Management 3 Approve Entrusted Loans and Related For For Management Party Transactions 4 Approve Additional Daily Related Party For For Management Transaction 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CITIC PACIFIC SPECIAL STEEL GROUP CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees or For For Management Financial Assistance After Successfully Participating in the Bid for the Equity of Shanghai Electric Group Steel Pipe Co., Ltd. 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- CITIC PACIFIC SPECIAL STEEL GROUP CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Financial Statements For For Management 7 Approve Deposits and Loans For For Management 8 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CITIC PACIFIC SPECIAL STEEL GROUP CO., LTD. Ticker: 000708 Security ID: Y2022S101 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type and Listing Exchange For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Management and Deposit of For For Management Raised Funds 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 2.21 Approve Rating Matters For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Controlling For For Management Shareholder and their Concerted Actors, Indirect Controlling Shareholders, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Issuance of Convertible Bonds 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- CITIC PRESS CORP. Ticker: 300788 Security ID: Y163EE103 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For Against Management 3 Amend Management System for Providing For Against Management External Guarantees 4 Amend Related-Party Transaction For Against Management Management System 5 Amend Management System of Raised Funds For Against Management 6 Amend Information Disclosure For Against Management Management System -------------------------------------------------------------------------------- CITIC PRESS CORP. Ticker: 300788 Security ID: Y163EE103 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Use of Idle Own Funds for Cash For For Management Management 8 Amend Articles of Association For Against Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Elect Chen Wei as Non-independent For For Management Director -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments and Improvements to For Against Shareholder the Articles of Association -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments and Improvements to For Against Shareholder the Articles of Association -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2021 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Approve Amendments to Articles of For Against Management Association 10.01 Approve Issuing Entity, Size of For For Management Issuance and Method of Issuance 10.02 Approve Type of the Debt Financing For For Management Instruments 10.03 Approve Term of the Debt Financing For For Management Instruments 10.04 Approve Interest Rate of the Debt For For Management Financing Instruments 10.05 Approve Security and Other Arrangements For For Management 10.06 Approve Use of Proceeds For For Management 10.07 Approve Issuing Price For For Management 10.08 Approve Targets of Issue and the For For Management Placement Arrangements of the RMB Debt Financing Instruments to the Shareholders 10.09 Approve Listing of the Debt Financing For For Management Instruments 10.10 Approve Resolutions Validity Period For For Management 10.11 Approve Authorization for the For For Management Issuances of the Onshore and Offshore Corporate Debt Financing Instruments 11 Approve Related Party Transactions For For Management Involved in the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments by the Company 12 Elect Li Qing as Director For For Management 13 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 14.01 Approve Type and Nominal Value of the For For Management Rights Shares 14.02 Approve Method of Issuance For For Management 14.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 14.04 Approve Pricing Principle and For For Management Subscription Price 14.05 Approve Target Subscribers for the For For Management Rights Issue 14.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 14.07 Approve Time of Issuance For For Management 14.08 Approve Underwriting Method For For Management 14.09 Approve Use of Proceeds to be Raised For For Management 14.10 Approve Effective Period of the For For Management Resolutions 14.11 Approve Listing of the Rights Share For For Management 15 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 17 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 18 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue 19 Approve Shareholders' Return Plan for For For Management 2021-2023 20 Approve Use of Previous Proceeds For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N117 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 2.01 Approve Type and Nominal Value of the For For Management Rights Shares 2.02 Approve Method of Issuance For For Management 2.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 2.04 Approve Pricing Principle and For For Management Subscription Price 2.05 Approve Target Subscribers for the For For Management Rights Issue 2.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 2.07 Approve Time of Issuance For For Management 2.08 Approve Underwriting Method For For Management 2.09 Approve Use of Proceeds to be Raised For For Management Under the Rights Issue 2.10 Approve Effective Period of the For For Management Resolutions in Relation to the Rights Issue 2.11 Approve Listing of the Rights Shares For For Management 3 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 5 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 6 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For Against Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2021 Estimated Investment For For Management Amount for Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies in Which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 10% Equity Interest in an Important Subsidiary 8.04 Approve Contemplated Related Party For For Management Transactions Between the Company and Its Subsidiaries and Companies Holding More Than 5% Equity Interest 9 Approve Amendments to Articles of For Against Management Association 10.01 Approve Issuing Entity, Size of For For Management Issuance and Method of Issuance 10.02 Approve Type of the Debt Financing For For Management Instruments 10.03 Approve Term of the Debt Financing For For Management Instruments 10.04 Approve Interest Rate of the Debt For For Management Financing Instruments 10.05 Approve Security and Other Arrangements For For Management 10.06 Approve Use of Proceeds For For Management 10.07 Approve Issuing Price For For Management 10.08 Approve Targets of Issue and the For For Management Placement Arrangements of the RMB Debt Financing Instruments to the Shareholders 10.09 Approve Listing of the Debt Financing For For Management Instruments 10.10 Approve Resolutions Validity Period For For Management 10.11 Approve Authorization for the For For Management Issuances of the Onshore and Offshore Corporate Debt Financing Instruments 11 Approve Related Party Transaction For For Management Involved in Issuance of Onshore and Offshore Corporate Debt Financing Instruments 12 Elect Li Qing as Director For For Management 13 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 14.01 Approve Type and Nominal Value of the For For Management Rights Shares 14.02 Approve Method of Issuance For For Management 14.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 14.04 Approve Pricing Principle and For For Management Subscription Price 14.05 Approve Target Subscribers for the For For Management Rights Issue 14.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 14.07 Approve Time of Issuance For For Management 14.08 Approve Underwriting Method For For Management 14.09 Approve Use of Proceeds to be Raised For For Management 14.10 Approve Effective Period of the For For Management Resolutions 14.11 Approve Listing of the Rights Share For For Management 15 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 17 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 18 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue 19 Approve Shareholders' Return Plan for For For Management 2021-2023 20 Approve Use of Previous Proceeds For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: Y1639N109 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Rights Issue of the Company 2.01 Approve Type and Nominal Value of the For For Management Rights Shares 2.02 Approve Method of Issuance For For Management 2.03 Approve Basis of the Rights Issue and For For Management Number of Rights Share to be Issued 2.04 Approve Pricing Principle and For For Management Subscription Price 2.05 Approve Target Subscribers for the For For Management Rights Issue 2.06 Approve Arrangement for Accumulated For For Management Undistributed Profits Prior to the Rights Issue 2.07 Approve Time of Issuance For For Management 2.08 Approve Underwriting Method For For Management 2.09 Approve Use of Proceeds to be Raised For For Management Under the Rights Issue 2.10 Approve Effective Period of the For For Management Resolutions in Relation to the Rights Issue 2.11 Approve Listing of the Rights Shares For For Management 3 Approve Public Issuance of Securities For For Management by Way of the Rights Issue 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Rights Issue of the Company 5 Approve Resolution on the Risk Warning For For Management of the Dilution of Immediate Return Under the Rights Issue to Existing Shareholders and Remedial Measures to be Taken in this Respect 6 Authorize Board to Handle All Matters For For Management in Relation to the Rights Issue -------------------------------------------------------------------------------- CITY CEMENT CO. Ticker: 3003 Security ID: M2057M105 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital and For For Management Amend Articles of Bylaws 2 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 3 Amend Article 5 of Bylaws Re: Shares For For Management Repurchase 4 Amend Article 10 of Bylaws Re: Selling For For Management Treasury Shares 5 Amend Article 11 of Bylaws Re: For For Management Mortgage of Shares 6 Amend Article 19 of Bylaws Re: Board For For Management Powers 7 Amend Article 30 of Bylaws Re: For For Management Committees Reports 8 Amend Article 34 of Bylaws Re: General For For Management Meetings Invitation 9 Amend Article 45 of Bylaws Re: For For Management Financial Documents 10 Approve Reorder of Amended Articles of For For Management Bylaws -------------------------------------------------------------------------------- CITY CEMENT CO. Ticker: 3003 Security ID: M2057L115 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Amend Board Membership Policy For For Management Standards and Procedures 8 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2020 -------------------------------------------------------------------------------- CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties -------------------------------------------------------------------------------- CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Zhengzhou Qidi Zero Carbon Technology Co., Ltd. 2 Approve Acquisition of Equity of Wuhan For For Management Tus Eco-Environmental Protection Technology Co., Ltd. 3 Approve Authorization of the Board to For For Management Handle Matters Related to Equity Acquisitions 4 Approve Signing of EPC Project General For For Management Contract for Centralized Disposal and Resource Utilization of Restaurant Waste and Sludge in Hebi City -------------------------------------------------------------------------------- CITY LODGE HOTELS LTD. Ticker: CLH Security ID: S1714M114 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Par Value Shares For For Management to No Par Value Shares 2 Approve Increase in Authorised Share For For Management Capital 3 Amend Memorandum of Incorporation For For Management 4 Authorise Issue of Shares for the For For Management Purposes of the Rights Offer 5 Approve Financial Assistance in For For Management Relation to the Collateral Deposit 6 Place Authorised but Unissued Shares For For Management under Control of Directors Pursuant to the Rights Offer 7 Approve Rights Offer Waiver For For Management 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- CITY UNION BANK LIMITED Ticker: 532210 Security ID: Y1659F135 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Approve Sundaram & Srinivasan, For For Management Chartered Accountants, Chennai as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5a Approve Revision in Remuneration of N. For For Management Kamakodi as Managing Director and CEO 5b Approve Reappointment and Remuneration For For Management of N. Kamakodi as Managing Director & CEO 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Issuance of Unsecured For For Management Perpetual Debt Instruments (Part of Additional Tier I Capital), Tier II Debt Capital Instruments (Subordinated Bonds) on Private Placement Basis -------------------------------------------------------------------------------- CITYCHAMP DARTONG CO., LTD. Ticker: 600067 Security ID: Y2677T107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Payment of Remuneration for For For Management Financial Auditors and Internal Control Auditors 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Provision of Guarantee For For Management 10 Approve Authorization of Company's For For Management Chairman and President to Handle All Related Matters -------------------------------------------------------------------------------- CIWEN MEDIA CO., LTD. Ticker: 002343 Security ID: Y988AZ100 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Min as Supervisor For For Management -------------------------------------------------------------------------------- CIWEN MEDIA CO., LTD. Ticker: 002343 Security ID: Y988AZ100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Credit Line Application and For Against Management Provision of Guarantee 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CK POWER PUBLIC COMPANY LIMITED Ticker: CKP Security ID: Y166AG147 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment and Acknowledge Interim Dividend Payment 5.1 Elect Jon Wongswan as Director For Against Management 5.2 Elect Prasert Marittanaporn as Director For Against Management 5.3 Elect Supamas Trivisvavet as Director For For Management 5.4 Elect Vorapote Uchoepaiboonvong as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Extension of Credit Limit for For For Management Issuance and Offering of Debentures 9 Other Business For Against Management -------------------------------------------------------------------------------- CK POWER PUBLIC COMPANY LIMITED Ticker: CKP Security ID: Y166AG147 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Thanong Bidaya as Director For For Management 5.2 Elect Vicharn Aramvareekul as Director For For Management 5.3 Elect Chaiwat Utaiwan as Director For For Management 5.4 Elect David Van Dau as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Acquisition of Shares in Xayaburi For For Management Power Company Limited (XPCL) from PT (Sole) Company Limited (PTS) 9 Other Business For Against Management -------------------------------------------------------------------------------- CLEANAWAY CO., LTD. Ticker: 8422 Security ID: Y16688106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CLEVO CO. Ticker: 2362 Security ID: Y1661L104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect HSU, KUN-TAI, with Shareholder For For Management No. 1, as Non-independent Director 5.2 Elect TSAI, MING-HSIEN, with For For Management Shareholder No. 13, as Non-independent Director 5.3 Elect LU, JIN-ZONG, with Shareholder For For Management No. F122978XXX, as Non-independent Director 5.4 Elect CHIEN,YIH-LONG, with Shareholder For For Management No. 20204, as Non-independent Director 5.5 Elect CHOU, PO-CHIAO with ID No. For For Management D101101XXX as Independent Director 5.6 Elect CHEN,TSUNG-MING with ID No. For For Management D100378XXX as Independent Director 5.7 Elect LAI, LING-MING with ID No. For For Management N222682XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2020 2 Reappoint Ernst & Young Inc as For For Management Auditors with Anthony Cadman as the Individual Registered Auditor 3 Elect Mfundiso Njeke as Director For For Management 4 Re-elect John Bester as Director For For Management 5 Re-elect Bertina Engelbrecht as For For Management Director 6 Re-elect Michael Fleming as Director For For Management 7.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 7.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 7.3 Elect Mfundiso Njeke as Member of the For For Management Audit and Risk Committee 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Authorise Repurchase of Issued Share For For Management Capital 11 Approve Directors' Fees For For Management 12 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 13 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- CLIENT SERVICE INTERNATIONAL, INC. Ticker: 300663 Security ID: Y1R5CK103 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan of Wholly-owned For For Management Subsidiary and Provision of Mortgage Guarantee 2 Approve Guarantee Provision to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- CLIENT SERVICE INTERNATIONAL, INC. Ticker: 300663 Security ID: Y1R5CK103 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CLIENT SERVICE INTERNATIONAL, INC. Ticker: 300663 Security ID: Y1R5CK103 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Working System for Independent For For Management Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Management Method of Raised Funds For For Management 8 Amend Information Disclosure For For Management Management System 9 Amend Management System for Financing For For Management and External Guarantees 10 Amend Related-Party Transaction For For Management Management System 11 Amend Management System for Investment For For Management Decision-making 12 Amend Management System for Funding For For Management Activity 13 Amend System of Record Filing For For For Management Insider Information 14 Amend Accountability System of For For Management Significant Errors in Annual Information Disclosure -------------------------------------------------------------------------------- CLIENT SERVICE INTERNATIONAL, INC. Ticker: 300663 Security ID: Y1R5CK103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee by For For Management Controlling Shareholder for the Company 9 Approve Loan Application For For Management 10 Approve Provision of Guarantee to For Against Management Subsidiary 11 Approve Repurchase and Cancellation of For For Management Performance Shares and Adjust Share Repurchase Price and Number -------------------------------------------------------------------------------- CLIENT SERVICE INTERNATIONAL, INC. Ticker: 300663 Security ID: Y1R5CK103 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds to Non-Specific Targets 2.1 Approve Type and Listing For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Existence Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Par Value Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Original Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matter For For Management 2.20 Approve Rating Matter For For Management 2.21 Approve Deposit of Proceeds For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds to Non-Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds to Non-Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Convertible Bonds to Non-Specific Targets 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve to Formulate the Bondholder For For Management Meeting Rules of the Company's Convertible Corporate Bonds 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- CMBC CAPITAL HOLDINGS LIMITED Ticker: 1141 Security ID: G2233G102 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Proposed Revised Annual For For Management Caps under the Service Agreement -------------------------------------------------------------------------------- CMC MAGNETICS CORP. Ticker: 2323 Security ID: Y1661J109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect WONG, MING-SEN, with Shareholder For For Management No. 00000001, as Non-independent Director 6.2 Elect YANG, YA-HSIU, with Shareholder For Against Management No. 00000097, as Non-independent Director 6.3 Elect KUO, JUNEE-HUEY, with For Against Management Shareholder No. 00596506, as Non-independent Director 6.4 Elect TSAI WONG, YA-LI, with For Against Management Shareholder No. 00000003, as Non-independent Director 6.5 Elect TSENG, YI-AN, with Shareholder For Against Management No. 00001299, as Non-independent Director 6.6 Elect TSAI, TSUNG-HAN, with For Against Management Shareholder No. 00000362, as Non-independent Director 6.7 Elect SHIAU, FUNG-SHYUNG, with For Against Management Shareholder No. S101476XXX, as Independent Director 6.8 Elect WU, CHENG-HSIU, with Shareholder For Against Management No. A102225XXX, as Independent Director 6.9 Elect LEE, MING-YEN, with Shareholder For For Management No. A221955XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Change of Registered Address For For Management 3 Approve Provision of Guarantee For For Management 4 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for CMST For For Management Nanjing Logistics Co., Ltd. 2 Approve Guarantee Provision for China For For Management Chengtong Commodity Trading Co., Ltd. 3 Approve Change of Auditor For For Management 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan (Revised) 3 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised) 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Allocation of Income and For For Management Dividends 5 Approve Annual Report For For Management 6 Approve Financial Statements For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantee For Against Management 9 Approve Application of Credit Lines For For Management 10 Approve Financial Service Agreement For For Management 11 Amend Related-Party Transaction For For Shareholder Management System -------------------------------------------------------------------------------- CMST DEVELOPMENT CO., LTD. Ticker: 600787 Security ID: Y9908M108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Independent For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Annual Report For Did Not Vote Management 6 Approve Financial Statements For Did Not Vote Management 7 Approve Daily Related Party For Did Not Vote Management Transactions 8 Approve Provision of Guarantee For Did Not Vote Management 9 Approve Application of Credit Lines For Did Not Vote Management 10 Approve Financial Service Agreement For Did Not Vote Management 11 Amend Related-Party Transaction For Did Not Vote Shareholder Management System -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qu Hongkun as Non-Independent For For Management Director 1.2 Elect Yun Qingtian as Non-Independent For For Management Director 2.1 Elect Jia Shengxin as Supervisor For For Management 2.2 Elect Yan Jingren as Supervisor For For Management 2.3 Elect Li Yalu as Supervisor For For Management 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Share Type and Par Value For For Management 4.2 Approve Issue Manner and Issue Time For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 4.5 Approve Issue Size For For Management 4.6 Approve Lock-up Period For For Management 4.7 Approve Listing Exchange For For Management 4.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.9 Approve Resolution Validity Period For For Management 4.10 Approve Use of Proceeds For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board and Its For For Management Authorized Person to Handle All Related Matters 11 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Liangjie as Supervisor For For Management 2 Approve Related Party Transaction For For Management 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financing Credit Plan For Against Management 6 Approve Provision of Guarantee For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Working System for Independent For Against Management Directors 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- CNHTC JINAN TRUCK CO., LTD. Ticker: 000951 Security ID: Y7680V106 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xia as Director For For Management 2 Approve Change of Registered Address For For Management and Amendment of Articles of Association -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Management System of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Management System of Raised Funds For For Management 3.1 Elect Liang Juanxian as Supervisor For For Shareholder 3.2 Elect Wang Danni as Supervisor For For Management 4.1 Elect Yu Yikun as Non-independent For For Management Director 4.2 Elect Han Yuchen as Non-independent For For Management Director -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Fund for Cash For For Management Management 2 Approve Credit Line and Guarantee For Against Management Provision 3 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ren Piyi as Non-Independent For For Shareholder Director 2 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Investment and Construction of For For Management Comprehensive Utilization of Resources Project 3 Approve Investment and Construction of For For Management Recycled Titanium Dioxide Deep Processing Project 4 Approve Investment and Construction of For For Management Lithium Iron Phosphate Project 5 Approve Investment and Construction of For For Management Water-soluble Monoammonium Phosphate (Water-soluble Fertilizer) Resource Recycling Project -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Formulation of Remuneration For For Management Assessment Measures for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- CNNC HUA YUAN TITANIUM DIOXIDE CO., LTD. Ticker: 002145 Security ID: Y16669106 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Raised Funds Investment For For Management Projects 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CNOOC ENERGY TECHNOLOGY & SERVICES LTD. Ticker: 600968 Security ID: Y1R6MD106 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2.1 Elect Guo Benguang as Supervisor For For Management -------------------------------------------------------------------------------- CNOOC ENERGY TECHNOLOGY & SERVICES LTD. Ticker: 600968 Security ID: Y1R6MD106 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2.1 Elect Cao Shujie as Non-Independent For For Management Director 2.2 Elect Dai Zhaohui as Non-Independent For For Management Director -------------------------------------------------------------------------------- CNOOC ENERGY TECHNOLOGY & SERVICES LTD. Ticker: 600968 Security ID: Y1R6MD106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of External For Against Management Guarantees and Application of Credit Line 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement and For For Management Amendments to the Existing Non-Compete Undertaking and Related Transactions -------------------------------------------------------------------------------- CNSIG INNER MONGOLIA CHEMICAL INDUSTRY CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- CNSIG INNER MONGOLIA CHEMICAL INDUSTRY CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- CNSIG INNER MONGOLIA CHEMICAL INDUSTRY CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Implementing Regulations of the For Against Management Remuneration and Evaluation Committee of Board of Directors 5 Amend Implementation Rules of the For Against Management Board Nomination Committee 6 Amend Implementation Rules of Board For Against Management Strategy Committee -------------------------------------------------------------------------------- CNSIG INNER MONGOLIA CHEMICAL INDUSTRY CO., LTD. Ticker: 600328 Security ID: Y4085V104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision of Guarantee for For For Management Zhongyan Qinghai Kunlun Alkali Industry Co., Ltd. 10 Approve Provision of Guarantee for For For Management Zhongyan Jiangxi Lantai Chemical Co., Ltd. 11 Approve Provision of Guarantee for For For Management Inner Mongolia Lantai Sodium Industry Co., Ltd. 12 Approve Provision of Guarantee for For For Management Zhongyan Jilantai Chlor-Alkali Chemical Co., Ltd. 13 Approve Amendments to Articles of For For Management Association 14 Approve to Appoint Auditor For For Management 15 Approve to Adjust the Performance For For Management Commitment and Compensation Plan of the Counterparty of Major Asset Restructuring Transactions 16 Approve Signing the Secondary For For Management Supplementary Agreement on Performance Commitment and Compensation Agreement -------------------------------------------------------------------------------- CO-TECH DEVELOPMENT CORP. Ticker: 8358 Security ID: Y1770R109 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Cash from For For Management Additional Paid-in Capital -------------------------------------------------------------------------------- COAL INDIA LTD. Ticker: 533278 Security ID: Y1668L107 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Binay Dayal as Director For Against Management 4 Approve Creation of Board Level Post For For Management of Director (Business Development) 5 Elect Pramod Agrawal as Director and For For Management Approve Appointment of Pramod Agrawal as Whole time Director designated as Chairman-cum-Managing Director 6 Elect V.K. Tiwari as Director and For Against Management Approve Appointment of V.K. Tiwari as Official Part Time Director 7 Elect S.N. Tiwary as Director and For Against Management Approve Appointment of S.N. Tiwary as Whole time Director designated as Director (Marketing) 8 Elect Yatinder Prasad as Director and For Against Management Approve Appointment of Yatinder Prasad as Official Part Time Director 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- COCA-COLA FEMSA SAB DE CV Ticker: KOFUBL Security ID: P2861Y177 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries; For For Management Verify Director's Independence Classification; Approve Their Remuneration 5 Elect Members of Planning and For For Management Financing Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- COCA-COLA ICECEK AS Ticker: CCOLA Security ID: M2R39A121 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Approve Dividends For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- COCA-COLA ICECEK AS Ticker: CCOLA Security ID: M2R39A121 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify Director Appointment For For Management 8 Elect Directors and Approve Their For Against Management Remuneration 9 Amend Article 8 Re: Board Related For For Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2020 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Close Meeting None None Management -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amendment of Articles of Association For For Management -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Elect Ren Xiaodong as Non-Independent For For Management Director -------------------------------------------------------------------------------- COFCO BIOTECHNOLOGY CO., LTD. Ticker: 000930 Security ID: Y0137R109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Credit Line 7 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- COFCO CAPITAL HOLDINGS CO., LTD. Ticker: 002423 Security ID: Y98943106 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Luo Jiamang as For For Management Non-independent Director 2.1 Elect Ren Xiaodong as Non-independent For For Management Director -------------------------------------------------------------------------------- COFCO CAPITAL HOLDINGS CO., LTD. Ticker: 002423 Security ID: Y98943106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Report For For Management and Internal Control Auditor 7 Approve Related Party Transaction in For For Management Connection to Handling of Deposit and Loan Business 8 Approve Related Party Transaction For For Management 9.1 Approve Amendments to Articles of For For Management Association 9.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9.4 Amend Working System for Independent For Against Management Directors 10.1 Elect Wu Haojun as Director For For Management 10.2 Elect Yu Ning as Director For For Management -------------------------------------------------------------------------------- COFCO JOYCOME FOODS LIMITED Ticker: 1610 Security ID: G22692100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xu Jianong as Director For For Management 3b Elect Cui Guiyong as Director For For Management 3c Elect Ju Jiandong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COFCO MEAT HOLDINGS LIMITED Ticker: 1610 Security ID: G22692100 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company and Related Transactions -------------------------------------------------------------------------------- COFCO SUGAR HOLDING CO. LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Minghua as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- COFCO SUGAR HOLDING CO. LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Provision for Asset Impairment For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Application of Financing For For Management 9 Approve Handling of Deposit and Loan For For Management Business 10 Approve Daily Related-party For For Management Transactions 11 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- COFCO SUGAR HOLDING CO. LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Jing as Non-independent For For Management Director -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2.1 Elect Dong Yu as Independent Director For For Management 2.2 Elect Ye Kangtao as Independent For For Management Director -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Amend Articles of Association -------------------------------------------------------------------------------- COFCO TUNHE SUGAR CO., LTD. Ticker: 600737 Security ID: Y9722G105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- COFORGE LIMITED Ticker: 532541 Security ID: Y62769107 Meeting Date: MAY 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For For Management 2 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate -------------------------------------------------------------------------------- COGNA EDUCACAO SA Ticker: COGN3 Security ID: P6S43Y203 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Fix Number of Fiscal Council Members For For Management at Four 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? -------------------------------------------------------------------------------- COGNA EDUCACAO SA Ticker: COGN3 Security ID: P6S43Y203 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 Approve Remuneration of Fiscal Council For For Management Members 3 Amend Articles 5 and 6 to Reflect For For Management Changes in Capital and Authorized Capital Respectively -------------------------------------------------------------------------------- COGNA EDUCACAO SA Ticker: COGN3 Security ID: P6S43Y203 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- COGNA EDUCACAO SA Ticker: COGN3 Security ID: P6S43Y203 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For For Management Management 4 Install Fiscal Council For For Management 5 Fix Number of Fiscal Council Members For For Management at Four 6 Elect Fiscal Council Members For For Management 7 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 8 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- COGNA EDUCACAO SA Ticker: COGN3 Security ID: P6S43Y203 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COLBUN SA Ticker: COLBUN Security ID: P2867K130 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Current Company Standing For For Management Report and Reports of External Auditors and Supervisory Account Inspectors 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of USD 0.004 Per Share 4 Approve Investment and Financing Policy For For Management 5 Approve Dividend Policy and For For Management Distribution Procedures 6 Appoint Auditors For For Management 7 Elect Supervisory Account Inspectors; For For Management Approve their Remunerations 8 Elect Directors For Against Management 9 Approve Remuneration of Directors For For Management 10 Present Report on Activities Carried For For Management Out by Directors' Committee 11 Approve Remuneration and Budget of For For Management Directors' Committee 12 Receive Report Regarding Related-Party For For Management Transactions 13 Designate Newspaper to Publish Meeting For For Management Announcements 14 Other Business For Against Management -------------------------------------------------------------------------------- COLGATE-PALMOLIVE (INDIA) LIMITED Ticker: 500830 Security ID: Y1673X104 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect M.S. Jacob as Director For For Management 3 Elect Sekhar Natarajan as Director For For Management 4 Elect Gopika Pant as Director For For Management 5 Approve Appointment and Remuneration For For Management of Surender Sharma as Whole-time Director 6 Reelect Shyamala Gopinath as Director For For Management -------------------------------------------------------------------------------- COLOUR LIFE SERVICES GROUP CO., LIMITED Ticker: 1778 Security ID: G22915105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Adopt Scrip Dividend Scheme For For Management 4 Elect Zhu Guogang as Director For For Management 5 Elect Wu Qingbin as Director For For Management 6 Elect Zheng Hongyan as Director For For Management 7 Elect Sun Dongni as Director For For Management 8 Elect Tam Chun Hung, Anthony as For For Management Director 9 Elect Xu Xinmin as Director For For Management 10 Elect Zhu Wuxiang as Director For For Management 11 Authorize Board to Fix the For For Management Remuneration of the Directors 12 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 13 Authorize Repurchase of Issued Share For For Management Capital 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COM7 PUBLIC CO. LTD. Ticker: COM7 Security ID: Y12352111 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Result None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Somboon Aueatchasai as Director For For Management 5.2 Elect Sura Khanittaweekul as Director For For Management 5.3 Elect Aree Preechanukul as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- COMBA TELECOM SYSTEMS HOLDINGS LIMITED Ticker: 2342 Security ID: G22972114 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Yue Jun as Director For For Management 2b Elect Xu Huijun as Director For For Management 2c Elect Huo Xinru as Director For For Management 2d Elect Lau Siu Ki, Kevin as Director For Against Management 2e Elect Lin Jin Tong as Director For For Management 2f Elect Ng Yi Kum as Director For For Management 2g Elect Wong Lok Lam as Director For For Management 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 1.b Approve Corporate Governance Report For Did Not Vote Management and Related Auditors' Report for FY 2020 1.c Address Shareholders Questions and For Did Not Vote Management Requests 2 Approve Auditors' Report on Company For Did Not Vote Management Standalone and Consolidated Financial Statements for FY 2020 3 Accept Standalone and Consolidated For Did Not Vote Management Financial Statements and Statutory Reports for FY 2020 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2020 and Authorize the Board to set the Guidelines for the Staff Profit Share Distribution 5 Ratify Changes in the Composition of For Did Not Vote Management the Board for FY 2020 6 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2020 7 Approve Remuneration and Allowance of For Did Not Vote Management Non-Executive Directors and Committee Members for FY 2021 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 9 Approve Charitable Donations for FY For Did Not Vote Management 2020 and Above EGP 1000 for FY 2021 10 Allow Non Executive Directors to be For Did Not Vote Management Involved with Other Companies -------------------------------------------------------------------------------- COMPAL ELECTRONICS, INC. Ticker: 2324 Security ID: Y16907100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect Sheng-Hsiung Hsu, with For For Management Shareholder No. 23, as Non-Independent Director 4.2 Elect Jui-Tsung Chen, with Shareholder For For Management No. 83, as Non-Independent Director 4.3 Elect Wen-Being Hsu, a Representative For Against Management of Binpal Investment Co., Ltd., with Shareholder No. 632194, as Non-Independent Director 4.4 Elect Chieh-Li Hsu, a Representative For Against Management of Kinpo Electronics Inc., with Shareholder No. 85, as Non-Independent Director 4.5 Elect Charng-Chyi Ko, with Shareholder For Against Management No. 55, as Non-Independent Director 4.6 Elect Sheng-Chieh Hsu, with For Against Management Shareholder No .3, as Non-Independent Director 4.7 Elect Yen-Chia Chou, with Shareholder For Against Management No. 60, as Non-Independent Director 4.8 Elect Chung-Pin Wong, with Shareholder For Against Management No. 1357, as Non-Independent Director 4.9 Elect Chiung-Chi Hsu, with Shareholder For Against Management No. 91, as Non-Independent Director 4.10 Elect Ming-Chih Chang, with For Against Management Shareholder No. 1633, as Non-Independent Director 4.11 Elect Anthony Peter Bonadero, with For Against Management Shareholder No. 548777XXX, as Non-Independent Director 4.12 Elect Sheng-Hua Peng, with Shareholder For Against Management No. 375659, as Non-Independent Director 4.13 Elect Min Chih Hsuan, with Shareholder For For Management No. F100588XXX, as Independent Director 4.14 Elect Duei Tsai, with Shareholder No. For For Management L100933XXX, as Independent Director 4.15 Elect Wen-Chung Shen, with Shareholder For For Management No. 19173, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: 20440T300 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management Re: Sendas Distribuidora S.A. (Sendas) 3 Approve Agreement for Partial Spin-Off For For Management of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 4 Approve Partial Spin-Off of Sendas For For Management Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 6 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management Re: Companhia Brasileira de Distribuicao (CBD) 8 Approve Agreement for Partial Spin-Off For For Management of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 9 Approve Partial Spin-Off of Companhia For For Management Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 10 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 11 Amend Article 4 to Reflect Changes in For For Management Capital 12 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management Re: Sendas Distribuidora S.A. (Sendas) 3 Approve Agreement for Partial Spin-Off For For Management of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 4 Approve Partial Spin-Off of Sendas For For Management Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 6 Ratify Magalhaes Andrade S/S Auditores For For Management Independentes as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management Re: Companhia Brasileira de Distribuicao (CBD) 8 Approve Agreement for Partial Spin-Off For For Management of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 9 Approve Partial Spin-Off of Companhia For For Management Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas) 10 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 11 Amend Article 4 to Reflect Changes in For For Management Capital 12 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management without Issuance of Shares and Amend Article 4 Accordingly 2 Add Article 39 Re: Indemnity Provision For Against Management 3 Consolidate Bylaws For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: 20440T300 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 1 Authorize Capitalization of Reserves For For Management without Issuance of Shares and Amend Article 4 Accordingly 2 Add Article 39 Re: Indemnity Provision For Against Management 3 Consolidate Bylaws For For Management 1 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement between the For For Management Company and Localiza Rent A Car S.A. (Localiza) 2 Approve Merger between the Company and For For Management Localiza Rent A Car S.A. (Localiza) 3 Authorize Executives to Ratify and For For Management Execute Approved Resolutions 4 Approve Interim Dividends For For Management 5 Waive Mandatory Offer Requirement for For For Management Localiza Rent A Car S.A. (Localiza) 6 Amend Article 3 Re: Corporate Purpose For For Management 7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Unidas For For Management Agro Locacao de Veiculos S.A. (Unidas Agro) 2 Ratify Valore Consultoria Empresarial For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Unidas Agro For For Management Locacao de Veiculos S.A. (Unidas Agro) 5 Ratify Agreement to Acquire ITer For For Management Telecomunicacao Ltda. (ITer) by Agile Gestao de Frotas e Servicos S.A. (Agile) 6 Amend Article 2 Re: Company For For Management Headquarters and Remove Article 55 Accordingly 7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 Re: Company For For Management Headquarters and Remove Article 55 Accordingly 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Solange Sobral Targa as For For Management Independent Director -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management and Fiscal Council 4 Designate "Hoje em Dia" and "Diario For For Management Oficial do Estado de Minas Gerais" as Newspapers to Publish Company Announcements 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA DE LOCACAO DAS AMERICAS Ticker: LCAM3 Security ID: P2R93B103 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 2 Amend Articles Re: Statutory For For Management Committees Composition 3 Amend Article 14 Re: Classification as For For Management Independent Director 4 Amend Article 14 Re: Classification as For For Management Independent Director 5 Amend Article 18 Re: Quarterly For For Management Meetings of the Board 6 Article 19 Re: Internal Regulations of For For Management Committees 7 Article 19 Re: Company's Code of For For Management Conduct 8 Article 19 Re: Competences of Board of For For Management Directors 9 Amend Article 26 Re: Company For For Management Representation 10 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ernesto Mascellani Neto as For For Management Fiscal Council Member -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ernesto Mascellani Neto as For For Management Fiscal Council Member -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: P2R268136 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Election of Luis Eduardo de For For Management Assis as Independent Director 2 Amend Articles Re: Competences of For For Management Executive Directors 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Ratify Election of Luis Eduardo de For For Management Assis as Independent Director 2 Amend Articles Re: Competences of For For Management Executive Directors 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividends For For Management 2 Authorize Issuance of Non-Convertible For For Management Debentures Re: Long-term Loan Operation 3 Approve 3-for-1 Stock Split For For Management 4 Amend Article 6 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Germano Luiz Gomes Vieira and For For Management Igor Mascarenhas Eto as Fiscal Council Members and Roberto Bastianetto as Alternate 2.1 Elect Fernando Scharlack Marcato as For For Management Fiscal Council Member 2.2 Elect Marilia Carvalho de Melo as For For Management Fiscal Council Member 2.3 Elect Felipe Oliveira de Carvalho as For For Management Alternate Fiscal Council Member -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 6 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Initiation of Bidding Process For For Management Regarding the Acquisition of Electricity from the Free Contracting Environment (ACL) for Five Units of High Voltage: ETA Rio das Velhas, EAT-2 Vargem das Flores, ETA Rio Manso, ETE Arrudas and EAT-5 Sistema Serra Azul -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interest-on-Capital-Stock For For Management Payment Date 4 Approve Investment Plan For For Management -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management and Fiscal Council 2 Dismiss Carlos Eduardo Tavares de For For Management Castro as Director 3 Elect Reynaldo Passanezi Filho as For For Management Director -------------------------------------------------------------------------------- COMPANHIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA Ticker: TRPL4 Security ID: P30576113 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Raquel Mazal Krauss as Alternate None For Shareholder Fiscal Council Member Appointed by Preferred Shareholder -------------------------------------------------------------------------------- COMPANHIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA Ticker: TRPL4 Security ID: P30576113 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Costa Amancio Negrao as None For Shareholder Fiscal Council Member and Raquel Mazal Krauss as Alternate Appointed by Preferred Shareholder 2 Elect Roberto Brigido do Nascimento as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R102 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4.1 Elect Marcio Luiz Simoes Utsch as For For Management Independent Director 4.2 Elect Antonio Rodrigues dos Santos e For For Management Junqueira as Independent Director 4.3 Elect Cledorvino Belini as Director For For Management 4.4 Elect Jose Reinaldo Magalhaes as For For Management Independent Director 4.5 Elect Afonso Henriques Moreira Santos For For Management as Director 4.6 Elect Marcelo Gasparino da Silva as None For Shareholder Director as Minority Representative Under Majority Board Election 4.7 Elect Paulo Cesar de Souza e Silva as None For Shareholder Director as Minority Representative Under Majority Board Election 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Luiz Simoes Utsch as Independent Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Rodrigues dos Santos e Junqueira as Independent Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Cledorvino Belini as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Reinaldo Magalhaes as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Afonso Henriques Moreira Santos as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Gasparino da Silva as Independent Director Appointed by Minority Shareholder 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Cesar de Souza e Silva as Director Appointed by Minority Shareholder 7 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10.1 Elect Gustavo de Oliveira Barbosa as For For Management Fiscal Council Member and Igor Mascarenhas Eto as Alternate 10.2 Elect Marco Aurelio de Barcelos Silva For For Management as Fiscal Council Member and Carlos Eduardo Amaral Pereira da Silva as Alternate 10.3 Elect Elizabeth Juca e Mello Jacometti For For Management as Fiscal Council Member and Fernando Passalio de Avelar as Alternate 10.4 Elect Claudio Morais Machado as Fiscal None For Shareholder Council Member and Carlos Roberto de Albuquerque Sa as Alternate as Minority Representative Under Majority Fiscal Council Election -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R102 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue and Amend Article 4 Accordingly -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R110 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jose Joao Abdalla Filho as None For Shareholder Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Michele da Silva Gonsales Torres None For Shareholder as Fiscal Council Member and Ronaldo Dias as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: 204409601 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Elect Jose Joao Abdalla Filho as None For Shareholder Director Appointed by Preferred Shareholder 11 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 13 Elect Michele da Silva Gonsales Torres None For Shareholder as Fiscal Council Member and Ronaldo Dias as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- COMPANHIA ENERGETICA DE MINAS GERAIS SA Ticker: CMIG4 Security ID: P2577R102 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 2.1 Percentage of Votes to Be Assigned - None For Management Elect Marcio Luiz Simoes Utsch as Independent Director 2.2 Percentage of Votes to Be Assigned - None For Management Elect Carlos Eduardo Tavares de Castro as Director 2.3 Percentage of Votes to Be Assigned - None For Management Elect Cledorvino Belini as Director 2.4 Percentage of Votes to Be Assigned - None For Management Elect Jose Reinaldo Magalhaes as Independent Director 2.5 Percentage of Votes to Be Assigned - None For Management Elect Afonso Henriques Moreira Santos as Director 2.6 Percentage of Votes to Be Assigned - None For Shareholder Elect Marcelo Gasparino da Silva as Independent Director 2.7 Percentage of Votes to Be Assigned - None For Shareholder Elect Paulo Cesar de Souza e Silva as Director 3 Elect Julia Figueiredo Goytacaz For For Management Sant'Anna as Alternate Fiscal Council Member 4 Authorize Capitalization of Reserves For For Management for Bonus Issue and Amend Article 4 Accordingly -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: P30557105 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Did Not Vote Management 2 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: 20441B407 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Marco Antonio Bologna as None For Shareholder Director Appointed by Preferred Shareholder 4a Elect Fiscal Council Member Appointed None Abstain Shareholder by Preferred Shareholder -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: P30557105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Marcel Martins Malczewski as For For Management Director 3.2 Elect Daniel Pimentel Slaviero as For For Management Director 3.3 Elect Carlos Biedermann as Director For For Management 3.4 Elect Gustavo Bonini Guedes as Director For For Management 3.5 Elect Marco Antonio Barbosa Candido as For For Management Director 3.6 Elect Fausto Augusto de Souza as For For Management Director (Employee Representative) 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcel Martins Malczewski as Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Pimentel Slaviero as Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Biedermann as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Bonini Guedes as Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Antonio Barbosa Candido as Director 5.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Fausto Augusto de Souza as Director (Employee Representative) 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7.1 Elect Demetrius Nichele Macei as For Abstain Management Fiscal Council Member and Joao Luiz Giona Junior as Alternate 7.2 Elect Harry Francoia Junior as Fiscal For Abstain Management Council Member and Otamir Cesar Martins as Alternate 7.3 Elect Jose Paulo da Silva Filho as For Abstain Management Fiscal Council Member and Veronica Peixoto Coelho as Alternate 8 Elect Nomination and Evaluation For Abstain Management Committee Members 9 Approve Remuneration of Company's For For Management Management and Fiscal Council 10 Elect Ana Silvia Corso Matte as None For Shareholder Nomination and Evaluation Committee Member Appointed by Minority Shareholder 11.1 Elect Leila Abraham Loria as Director None For Shareholder Appointed by Minority Shareholder 11.2 Elect Andriei Jose Beber as Director None For Shareholder Appointed by Minority Shareholder 12 Elect Eduardo Badyr Donni as Fiscal None For Shareholder Council Member and Estevao de Almeida Accioly as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: P30557139 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Marco Antonio Bologna as None For Shareholder Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- COMPANHIA SIDERURGICA NACIONAL Ticker: CSNA3 Security ID: P8661X103 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws -------------------------------------------------------------------------------- COMPANHIA SIDERURGICA NACIONAL Ticker: CSNA3 Security ID: P8661X103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Five For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Benjamin Steinbruch as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Bernardo Vieira Maia as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Yoshiaki Nakano as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Ethel Sobrinho as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANIA CERVECERIAS UNIDAS SA Ticker: CCU Security ID: P24905104 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Chairman's Report For For Management 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of CLP 139.17 per Share 4 Present Dividend Policy and For For Management Distribution Procedures 5 Elect Directors For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Budget of For For Management Directors' Committee 8 Approve Remuneration and Budget of For For Management Audit Committee 9 Appoint Auditors For For Management 10 Designate Risk Assessment Companies For For Management 11 Receive Directors' Committee Report on For For Management Activities 12 Receive Report Regarding Related-Party For For Management Transactions 13 Other Business For Against Management -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA SAA Ticker: BUENAVC1 Security ID: P66805147 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Remuneration of Directors For Did Not Vote Management 4 Amend Articles For Did Not Vote Management 5 Amend Remuneration Policy For Did Not Vote Management 6 Appoint Auditors For Did Not Vote Management 7 Elect Directors For Did Not Vote Management -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA SAA Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Remuneration of Directors For For Management 4 Amend Articles For For Management 5 Amend Remuneration Policy For Against Management 6 Appoint Auditors For For Management 7.1 Elect Roque Benavides as Director For For Management 7.2 Elect Felipe Ortiz de Zevallos as For For Management Director 7.3 Elect Nicole Bernex as Director For For Management 7.4 Elect William Champion as Director For For Management 7.5 Elect Diego de La Torre as Director For For Management 7.6 Elect Jose Miguel Morales as Director For For Management 7.7 Elect Marco Antonio Zaldivar as For For Management Director -------------------------------------------------------------------------------- COMPANIA SUD AMERICANA DE VAPORES SA Ticker: VAPORES Security ID: P3064M101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Approve Remuneration of Directors for For For Management FY 2021 and Present Their Report on Expenses 4 Approve Remuneration and Budget of For For Management Directors' Committee for FY 2021 and Present Their Report on Activities and Expenses for FY 2020 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Approve Report Regarding Related-Party For For Management Transactions 8 Designate Newspaper to Publish For For Management Announcements 9 Other Business For Against Management -------------------------------------------------------------------------------- COMPEQ MANUFACTURING CO., LTD. Ticker: 2313 Security ID: Y1690B101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For Against Management Technical Committee 4 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 5 Ratify Leverage Requirements For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Gui Kai as Director For For Management 2B Elect Yap Fat Suan, Henry as Director For For Management 2C Elect Huang Jian as Director For For Management 2D Elect Zhang Zhong as Director For For Management 2E Elect Shang Jia as Director For For Management 2F Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Final Dividend For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CONCORD NEW ENERGY GROUP LIMITED Ticker: 182 Security ID: G2345T109 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Rights Transfer Agreement I, For For Management Finance Lease Agreement I and Related Transactions 2 Approve Rights Transfer Agreement II, For For Management Finance Lease Agreement II and Related Transactions -------------------------------------------------------------------------------- CONCRAFT HOLDING CO., LTD. Ticker: 4943 Security ID: G2346M103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- CONSTRUTORA TENDA SA Ticker: TEND3 Security ID: P31432100 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Number of Executives For For Management 2 Amend Articles Re: Creation of Board For For Management Vice-Chairman Position 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CONSTRUTORA TENDA SA Ticker: TEND3 Security ID: P31432100 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CONSTRUTORA TENDA SA Ticker: TEND3 Security ID: P31432100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Jose Carvalho de Andrade as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Luis Luchetti as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Mario Mello Freire Neto as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Uchoa Teles de Menezes as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodolpho Amboss as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonoaldo Grangeon Trancoso Neves as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Michele Corrochano Robert as Independent Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CONSUN PHARMACEUTICAL GROUP LIMITED Ticker: 1681 Security ID: G2524A103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhu Quan as Director For For Management 2b Elect Chen Yujun as Director For For Management 2c Elect An Meng as Director For For Management 2d Elect Xu Hanxing as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Final Dividend For For Management 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CONTAINER CORPORATION OF INDIA LTD. Ticker: 531344 Security ID: Y1740A152 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Pradip K. Agrawal as Director For Against Management 4 Reelect Sanjay Swarup as Director For Against Management 5 Approve S. N. Nanda & Co., Chartered For For Management Accountants, New Delhi as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Ashutosh Gangal as Director For Against Management -------------------------------------------------------------------------------- CONTEC MEDICAL SYSTEMS CO. LTD. Ticker: 300869 Security ID: Y1R48H108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisor For For Management 10 Approve Use of Idle Own Funds to For For Management Purchase Short-term Guaranteed Financial Products 11 Approve Change Business Scope and For For Management Amend Articles of Association 12 Approve Signing of Investment For For Management Cooperation Agreement -------------------------------------------------------------------------------- CONTEC MEDICAL SYSTEMS CO. LTD. Ticker: 300869 Security ID: Y1R48H108 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: Y1R48E105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Adjustment to Allowance of For For Management Independent Directors 10 Approve Related Party Transaction For For Management 11 Approve Guarantee Plan For Against Management 12 Approve Application of Credit Lines For Against Management 13 Approve to Appoint Auditor For For Management 14 Approve Proposal on Repurchase and For For Management Cancellation of Performance Shares Deliberated at the 21st Meeting of the Board of Directors 15 Approve Proposal on Repurchase and For For Management Cancellation of Performance Shares Deliberated at the 28th Meeting of the Board of Directors 16 Amend Articles of Association For For Management 17 Approve Additional Raised Funds For For Management Investment Project and Change in Usage of Raised Funds -------------------------------------------------------------------------------- CONTROLADORA NEMAK SAB DE CV Ticker: NMKA Security ID: P3100T102 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Directors and Chairman of Audit For Against Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- CONTROLADORA VUELA COMPANIA DE AVIACION SAB DE CV Ticker: VOLARA Security ID: P30987104 Meeting Date: SEP 18, 2020 Meeting Type: Extraordinary Shareholders Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Treasury Shares For Did Not Vote Management 2 Approve Issuance of Debt Securities For Did Not Vote Management and or Convertible Debentures; Approve Issuance of Shares to be Kept in Treasury; Approve Increase in Share Capital; Approve Public and or Private Offering of Shares 3 Approve Granting of Powers to For Did Not Vote Management Implement Resolutions Adopted by General Meeting 4 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- CONTROLADORA VUELA COMPANIA DE AVIACION SAB DE CV Ticker: VOLARA Security ID: P30987104 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Did Not Vote Management Statutory Reports and Discharge of Directors, Committees and CEO 2 Resolutions on Allocation of Income For Did Not Vote Management 3 Set Aggregate Nominal Amount of Share For Did Not Vote Management Repurchase Reserve; Present Report on Policies and Decision Adopted by Board Related to Repurchase of Shares 4 Elect or Ratify Members of Board, For Did Not Vote Management Secretary, Alternate Secretary and Other Officers 5 Elect or Ratify Chairman of Audit For Did Not Vote Management Committee and Corporate Practices Committee 6 Approve Remuneration of Directors, For Did Not Vote Management Members of Audit and Corporate Practices, Remuneration and Nomination Committees and Secretary 7 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- CORETRONIC CORP. Ticker: 5371 Security ID: Y1756P150 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- COROMANDEL INTERNATIONAL LIMITED Ticker: 506395 Security ID: Y1754W140 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect M M Venkatachalam as Director For For Management 5 Approve Payment of Remuneration to M M For For Management Murugappan as Non-Executive Chairman 6 Reelect Sumit Bose as Director For For Management 7 Approve Reappointment and Remuneration For For Management of Sameer Goel as Managing Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CORONATION FUND MANAGERS LTD. Ticker: CML Security ID: S19537109 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Re-elect Judith February as Director For For Management 1b Re-elect Anton Pillay as Director For For Management 1c Re-elect Jock McKenzie as Director For For Management 2a Elect Neil Brown as Director For For Management 2b Elect Phakamani Hadebe as Director For For Management 2c Elect Saks Ntombela as Director For For Management 3 Appoint KPMG Incorporated as Auditors For For Management with Zola Beseti as the Designated Audit Partner 4a Re-elect Alexandra Watson as Member of For For Management the Audit and Risk Committee 4b Re-elect Lulama Boyce as Member of the For For Management Audit and Risk Committee 4c Re-elect Jock McKenzie as Member of For For Management the Audit and Risk Committee 4d Re-elect Hugo Nelson as Member of the For For Management Audit and Risk Committee 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Policy For For Management Implementation Report 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Remuneration of Non-executive For For Management Directors 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CORPORACION FINANCIERA COLOMBIANA SA Ticker: CORFICOLCF Security ID: P3138W200 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Individual and Consolidated For For Management Financial Statements 6 Present Auditor's Report For For Management 7 Approve Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income For For Management 9 Present Report on Internal Control For For Management System and on Activities of Audit Committee 10 Present Corporate Governance Report For For Management 11 Present Financial Consumer For For Management Representative's Report 12 Elect Directors and Approve Their For Against Management Remuneration 13 Approve Donations For For Management -------------------------------------------------------------------------------- CORPORACION INMOBILIARIA VESTA SAB DE CV Ticker: VESTA Security ID: P9781N108 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report For For Management 2 Approve Board's Report For For Management 3 Approve Report of Audit, Corporate For For Management Practices, Investment, Ethics, Debt and Capital, and Social and Environmental Responsibility Committees 4 Receive Report on Adherence to Fiscal For For Management Obligations 5 Approve Audited and Consolidated For For Management Financial Statements 6 Approve Cash Dividends, Considering For For Management Current Dividend Policy and Board's Recommendation 7 Approve New Dividend Policy For For Management 8 Approve Report on Share Repurchase For For Management 9 Authorize Share Repurchase Reserve For For Management 10 Elect or Ratify Directors; Elect For For Management Chairmen of Audit and Corporate Practices Committees, and Approve their Remuneration 11 Increase Company's Indebtedness Limit For For Management by Financing from Banking Institutions, Issuance of Debt Securities or Loan with or without Guarantees 12 Appoint Legal Representatives For For Management 1 Approve Issuance of Debt Securities or For For Management Shares under Financing Program; Approve Public and or Private Placement of Debt Securities or Shares 2 Authorize Increase in Variable Portion For For Management of Capital via Issuance of Shares without Preemptive Rights via Public or Private Placement of Shares 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions 4 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- COSAN LOGISTICA SA Ticker: RLOG3 Security ID: P3R67S106 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Fix Number of Fiscal Council Members For For Management at Three 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Ratify Remuneration of Company's For Against Management Management and Fiscal Council for 2019 8 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- COSAN LOGISTICA SA Ticker: RLOG3 Security ID: P3R67S106 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Risk Management Policy for the For Against Management Company's Management -------------------------------------------------------------------------------- COSAN LOGISTICA SA Ticker: RLOG3 Security ID: P3R67S106 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Add Article 46 Re: Independent Special For For Management Committee 2 Consolidate Bylaws For For Management 3 Approve Agreement to Absorb and For For Management Absorption of Cosan Logistica S.A. by Cosan S.A., Ratify Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction and Authorize Executives to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- COSAN SA Ticker: CSAN3 Security ID: P31573101 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Fix Number of Fiscal Council Members For For Management at Three 5.1 Elect Marcelo Curti as Fiscal Council For Abstain Management Member and Henrique Ache Pillar as Alternate 5.2 Elect Vanessa Claro Lopes as Fiscal For Abstain Management Council Member and Carla Alessandra Trematore as Alternate 6 Elect Edison Carlos Fernandes as None For Shareholder Fiscal Council Member and Francisco Silverio Morales Cespede as Alternate Appointed by Minority Shareholder 7 Ratify Remuneration of Company's For Against Management Management and Fiscal Council for 2019 8 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- COSAN SA Ticker: CSAN3 Security ID: P31573101 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Cancellation of Treasury Shares For For Management and Amend Article 5 Accordingly 2 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 3 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 4 Approve Risk Management Policy for the For Against Management Company's Management -------------------------------------------------------------------------------- COSAN SA Ticker: CSAN3 Security ID: P31573101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Fix Number of Directors at Nine For For Management 3 Approve Classification of Dan Ioschpe, For For Management Jose Alexandre Scheinkman, Ana Paula Pessoa and Vasco Augusto Pinto da Fonseca Dias Junior as Independent Directors 4 Elect Directors For For Management 5 Approve Agreement to Absorb and For For Management Absorption of Cosan Limited (CZZ), Ratify Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction, Approve Issuance of Shares in Connection with the Transaction and Amend Article 5 6 Approve Agreement to Absorb and For For Management Absorption of Cosan Logistica S.A., Ratify Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction, Approve Capital Increase in Connection with the Transaction and Amend Article 5 7 Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- COSAN SA Ticker: CSAN3 Security ID: P31573101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Fix Number of Fiscal Council Members For For Management at Three 5.1 Elect Marcelo Curti as Fiscal Council For Abstain Management Member and Henrique Ache Pillar as Alternate 5.2 Elect Vanessa Claro Lopes as Fiscal For Abstain Management Council Member and Carla Alessandra Trematore as Alternate 6 Elect Edison Carlos Fernandes as None For Shareholder Fiscal Council Member and Francisco Silverio Morales Cespede as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- COSAN SA Ticker: CSAN3 Security ID: P31573101 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Indemnity Policy For Against Management 3 Approve 4-for-1 Stock Split and Amend For For Management Article 5 Accordingly -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transaction Overview For For Management 1b Approve Transaction Method For For Management 1c Approve Target Assets For For Management 1d Approve Transaction Counterparties For For Management 1e Approve Transaction Price and Pricing For For Management Basis 1f Approve Method of Payment of the For For Management Consideration 1g Approve Share Transfer Registration of For For Management the Target Assets 1h Approve the Restructuring Not For For Management Constituting a Connected Transaction 1i Approve the Restructuring Constituting For For Management a Material Asset Restructuring; and 1j Approve Validity Period of the For For Management Resolutions 2 Approve the Share Transfer Agreement For For Management 3 Approve the Report on the Material For For Management Asset Disposal of COSCO SHIPPING Development Co., Ltd. (Draft) 4 Approve the Restructuring being in For For Management Compliance with the Relevant Laws and Regulations 5 Approve the Completeness and For For Management Compliance of the Legal Procedures and the Validity of the Legal Documentation in Respect of the Restructuring 6 Approve the Restructuring complying For For Management with Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 7 Approve the Restructuring Complying For For Management with Article 11 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 8 Approve the Review Report and the For For Management Valuation Report in Respect of the Restructuring 9 Approve the Independence of Valuation For For Management Agency, Reasonableness of the Assumptions of the Valuation, Correlation between the Approach and Purpose of the Valuation and Fairness of the Basis of the Consideration 10 Authorize Board to Handle With All For For Management Matters in Relation to Restructuring 11 Approve Shareholder Return Plan in the For For Management Next Three Years (2020-2022) 12 Approve the Dilution on Current For For Management Returns and the Remedial Measures of the Company 13 Elect Ip Sing Chi as Director For For Shareholder 14 Elect Zhu Mei as Supervisor For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Transaction Overview For For Management 1.2 Approve Transaction Method For For Management 1.3 Approve Target Assets For For Management 1.4 Approve Transaction Counterparties For For Management 1.5 Approve Transaction Price and Pricing For For Management Basis 1.6 Approve Method of Payment of the For For Management Consideration 1.7 Approve Share Transfer Registration of For For Management the Target Assets 1.8 Approve the Restructuring Not For For Management Constituting a Connected Transaction 1.9 Approve the Restructuring Constituting For For Management a Material Asset Restructuring 1.10 Approve Validity Period of the For For Management Resolutions 2 Approve the Share Transfer Agreement For For Management 3 Approve the Report on the Material For For Management Asset Disposal of COSCO SHIPPING Development Co., Ltd. (Draft) 4 Approve the Restructuring being in For For Management Compliance with the Relevant Laws and Regulations 5 Approve the Completeness and For For Management Compliance of the Legal Procedures and the Validity of the Legal Documentation in Respect of the Restructuring 6 Approve the Restructuring complying For For Management with Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 7 Approve the Restructuring Complying For For Management with Article 11 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 8 Approve the Review Report and the For For Management Valuation Report in Respect of the Restructuring 9 Approve the Independence of Valuation For For Management Agency, Reasonableness of the Assumptions of the Valuation, Correlation between the Approach and Purpose of the Valuation and Fairness of the Basis of the Consideration 10 Authorize Board to Handle With All For For Management Matters in Relation to Restructuring 11 Approve Shareholder Return Plan in the For For Management Next Three Years (2020-2022) 12 Approve the Dilution on Current For For Management Returns and the Remedial Measures of the Company 13 Elect Ip Sing Chi as Director For For Shareholder 14 Elect Zhu Mei as Supervisor For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assignment and Novation For For Management Agreements 2 Approve Shipbuilding Contracts For For Management -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assignment and Novation For For Management Agreements 2 Approve Shipbuilding Contracts For For Management -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Vessel Leasing Service Master For For Management Agreement -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Vessel Leasing Service Master For For Management Agreement -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assignment and Novation For For Management Agreements 2 Approve Adjustment of Caps for For For Management Provisions of Guarantees -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assignment and Novation For For Management Agreements 2 Approve Adjustment of Caps for For For Management Provisions of Guarantees -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Proposed Mandate and Potential For For Management Capital Increase -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Proposed Mandate and Potential For For Management Capital Increase -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Overall Proposal of the For For Management Restructuring 1.2 Approve Consideration and Method of For For Management Payment of the Proposed Acquisition 1.3 Approve Class and Par Value of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.4 Approve Pricing Benchmark Date, For For Management Pricing Basis and Issue Price Under the Proposed Acquisition 1.5 Approve Target Subscribers and Number For For Management of Consideration Shares to be Issued Under the Proposed Acquisition 1.6 Approve Lock-Up Period Arrangement For For Management Under the Proposed Acquisition 1.7 Approve Profit or Loss Arrangement For For Management During the Transitional Period Under the Proposed Acquisition 1.8 Approve Performance Compensation For For Management Arrangement Under the Proposed Acquisition 1.9 Approve Place of Listing of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.10 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Acquisition 1.11 Approve Class and Par Value of A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.12 Approve Target Subscribers and Number For For Management of A Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.13 Approve Price Determination Date, For For Management Pricing Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares 1.14 Approve Lock-Up Period Arrangement For For Management Under the Proposed Non-Public Issuance of A Shares 1.15 Approve Place of Listing of the A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.16 Approve Use of Proceeds from the For For Management Proposed Non-Public Issuance of A Shares 1.17 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Non-Public Issuance of A Shares 1.18 Approve Restructuring Constituting a For For Management Connected Transaction 1.19 Approve Restructuring Not Constituting For For Management a Material Asset Restructuring 1.20 Approve Restructuring Not Constituting For For Management a Restructuring and Listing 1.21 Approve Validity Period of the For For Management Resolutions 2 Approve Restructuring Being in For For Management Compliance with the Relevant Laws and Regulations 3 Approve Report on Acquisition of For For Management Assets and Raising Ancillary Funds Through Issuance of Shares and Connected Transaction of COSCO Shipping Development Co., Ltd. (Draft) and Its Summary 4a Approve Acquisition Agreement For For Management 4b Approve Supplemental Agreement For For Management 4c Approve Compensation Agreement For For Management 4d Approve CS Subscription Agreement For For Management 5 Approve Restructuring Complying with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 6 Approve Restructuring Complying with For For Management Article 11 and Article 43 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 7 Approve Waiver of the Obligation of For For Management COSCO Shipping Investment, China Shipping and Its Concert Parties to Make a General Offer of the Securities of the Company Under the Relevant PRC Laws and Regulations 8 Approve Whitewash Waiver For For Management 9 Approve Dilution on Current Returns For For Management and Remedial Measures of the Company 10 Approve Audit Reports, Pro Forma For For Management Review Report and Asset Valuation Reports in Respect of the Restructuring 11 Approve Independence of Valuation For For Management Agency, Reasonableness of the Assumptions of the Valuation, Correlation Between the Approach and Purpose of the Valuation and Fairness of the Basis of the Consideration 12 Approve Completeness and Compliance of For For Management the Legal Procedures and the Validity of the Legal Documentation in Respect of the Restructuring 13 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Restructuring -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Overall Proposal of the For For Management Restructuring 1.2 Approve Consideration and Method of For For Management Payment of the Proposed Acquisition 1.3 Approve Class and Par Value of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.4 Approve Pricing Benchmark Date, For For Management Pricing Basis and Issue Price Under the Proposed Acquisition 1.5 Approve Target Subscribers and Number For For Management of Consideration Shares to be Issued Under the Proposed Acquisition 1.6 Approve Lock-Up Period Arrangement For For Management Under the Proposed Acquisition 1.7 Approve Profit or Loss Arrangement For For Management During the Transitional Period Under the Proposed Acquisition 1.8 Approve Performance Compensation For For Management Arrangement Under the Proposed Acquisition 1.9 Approve Place of Listing of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.10 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Acquisition 1.11 Approve Class and Par Value of A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.12 Approve Target Subscribers and Number For For Management of A Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.13 Approve Price Determination Date, For For Management Pricing Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares 1.14 Approve Lock-Up Period Arrangement For For Management Under the Proposed Non-Public Issuance of A Shares 1.15 Approve Place of Listing of the A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.16 Approve Use of Proceeds from the For For Management Proposed Non-Public Issuance of A Shares 1.17 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Non-public Issuance of A Shares 1.18 Approve Restructuring Constituting For For Management Connected Transaction 1.19 Approve Restructuring Not Constituting For For Management Material Asset Restructuring 1.20 Approve Restructuring Not Constituting For For Management Restructuring and Listing 1.21 Approve Validity Period of the For For Management Resolutions 2a Approve Acquisition Agreement For For Management 2b Approve Supplemental Agreement For For Management 2c Approve Compensation Agreement For For Management 2d Approve CS Subscription Agreement For For Management 3 Approve Special Deal For For Management 4 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Restructuring -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Overall Proposal of the For For Management Restructuring 1.2 Approve Consideration and Method of For For Management Payment of the Proposed Acquisition 1.3 Approve Class and Par Value of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.4 Approve Pricing Benchmark Date, For For Management Pricing Basis and Issue Price Under the Proposed Acquisition 1.5 Approve Target Subscribers and Number For For Management of Consideration Shares to be Issued Under the Proposed Acquisition 1.6 Approve Lock-Up Period Arrangement For For Management Under the Proposed Acquisition 1.7 Approve Profit or Loss Arrangement For For Management During the Transitional Period Under the Proposed Acquisition 1.8 Approve Performance Compensation For For Management Arrangement Under the Proposed Acquisition 1.9 Approve Place of Listing of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.10 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Acquisition 1.11 Approve Class and Par Value of A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.12 Approve Target Subscribers and Number For For Management of A Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.13 Approve Price Determination Date, For For Management Pricing Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares 1.14 Approve Lock-Up Period Arrangement For For Management Under the Proposed Non-Public Issuance of A Shares 1.15 Approve Place of Listing of the A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.16 Approve Use of Proceeds from the For For Management Proposed Non-Public Issuance of A Shares 1.17 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Non-Public Issuance of A Shares 1.18 Approve Restructuring Constituting a For For Management Connected Transaction 1.19 Approve Restructuring Not Constituting For For Management a Material Asset Restructuring 1.20 Approve Restructuring Not Constituting For For Management a Restructuring and Listing 1.21 Approve Validity Period of the For For Management Resolutions 2 Approve Restructuring Being in For For Management Compliance with the Relevant Laws and Regulations 3 Approve Report on Acquisition of For For Management Assets and Raising Ancillary Funds Through Issuance of Shares and Connected Transaction of COSCO Shipping Development Co., Ltd. (Draft) and Its Summary 4.1 Approve Acquisition Agreement For For Management 4.2 Approve Supplemental Agreement For For Management 4.3 Approve Compensation Agreement For For Management 4.4 Approve CS Subscription Agreement For For Management 5 Approve Restructuring Complying with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 6 Approve Restructuring Complying with For For Management Article 11 and Article 43 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 7 Approve Waiver of the Obligation of For For Management COSCO Shipping Investment, China Shipping and Its Concert Parties to Make a General Offer of the Securities of the Company Under the Relevant PRC Laws and Regulations 8 Approve Whitewash Waiver For For Management 9 Approve Dilution on Current Returns For For Management and Remedial Measures of the Company 10 Approve Audit Reports, Pro Forma For For Management Review Report and Asset Valuation Reports in Respect of the Restructuring 11 Approve Independence of Valuation For For Management Agency, Reasonableness of the Assumptions of the Valuation, Correlation Between the Approach and Purpose of the Valuation and Fairness of the Basis of the Consideration 12 Approve Completeness and Compliance of For For Management the Legal Procedures and the Validity of the Legal Documentation in Respect of the Restructuring 13 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Restructuring -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Overall Proposal of the For For Management Restructuring 1.2 Approve Consideration and Method of For For Management Payment of the Proposed Acquisition 1.3 Approve Class and Par Value of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.4 Approve Pricing Benchmark Date, For For Management Pricing Basis and Issue Price Under the Proposed Acquisition 1.5 Approve Target Subscribers and Number For For Management of Consideration Shares to be Issued Under the Proposed Acquisition 1.6 Approve Lock-Up Period Arrangement For For Management Under the Proposed Acquisition 1.7 Approve Profit or Loss Arrangement For For Management During the Transitional Period Under the Proposed Acquisition 1.8 Approve Performance Compensation For For Management Arrangement Under the Proposed Acquisition 1.9 Approve Place of Listing of the For For Management Consideration Shares to be Issued Under the Proposed Acquisition 1.10 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Acquisition 1.11 Approve Class and Par Value of A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.12 Approve Target Subscribers and Number For For Management of A Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.13 Approve Price Determination Date, For For Management Pricing Basis and Issue Price Under the Proposed Non-Public Issuance of A Shares 1.14 Approve Lock-Up Period Arrangement For For Management Under the Proposed Non-Public Issuance of A Shares 1.15 Approve Place of Listing of the A For For Management Shares to be Issued Under the Proposed Non-Public Issuance of A Shares 1.16 Approve Use of Proceeds from the For For Management Proposed Non-Public Issuance of A Shares 1.17 Approve Arrangement for Cumulative For For Management Undistributed Profits of the Company Prior to the Proposed Non-public Issuance of A Shares 1.18 Approve Restructuring Constituting For For Management Connected Transaction 1.19 Approve Restructuring Not Constituting For For Management Material Asset Restructuring 1.20 Approve Restructuring Not Constituting For For Management Restructuring and Listing 1.21 Approve Validity Period of the For For Management Resolutions 2.1 Approve Acquisition Agreement For For Management 2.2 Approve Supplemental Agreement For For Management 2.3 Approve Compensation Agreement For For Management 2.4 Approve CS Subscription Agreement For For Management 3 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Restructuring -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Work Report of the Independent For For Management Non-Executive Directors 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Annual Report For For Management 6 Approve Profit Distribution Plan and For For Management Final Dividend 7 Approve Remuneration of Directors and For For Management Supervisors 8a Approve ShineWing Certified Public For For Management Accountants as Domestic Auditor and Authorize Board to Fix Their Remuneration 8b Approve ShineWing Certified Public For For Management Accountants as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8c Approve Ernst & Young, Hong Kong For For Management Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve Provisions of Guarantees For Against Management 10 Elect Shao Ruiqing as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING DEVELOPMENT CO., LTD. Ticker: 2866 Security ID: Y1513C112 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Work Report of the Independent For For Management Non-Executive Directors 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Annual Report For For Management 6 Approve Profit Distribution Plan and For For Management Final Dividend 7 Approve Remuneration of Directors and For For Management Supervisors 8.1 Approve ShineWing Certified Public For For Management Accountants as Domestic Auditor and Authorize Board to Fix Their Remuneration 8.2 Approve ShineWing Certified Public For For Management Accountants as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8.3 Approve Ernst & Young, Hong Kong For For Management Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve Provisions of Guarantees For Against Management 10 Elect Shao Ruiqing as Director For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Audited Financial Statements For For Management 3 Approve Shareholders' Return Plan for For For Management 2020-2022 4 Approve Final Dividend For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Supervisory For For Management Committee 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 9 Approve Provision of Guarantees for For For Management the Guaranteed Wholly-Owned Subsidiaries and Related Transactions 10.1 Elect Liu Hanbo as Director For For Shareholder 10.2 Elect Zhu Maijin as Director For For Shareholder 10.3 Elect Zhang Qinghai as Director For For Management 10.4 Elect Liu Zhusheng as Director For For Management 11.1 Elect Teo Siong Seng as Director For For Management 11.2 Elect Victor Huang as Director For For Management 11.3 Elect Li Runsheng as Director For For Management 11.4 Elect Zhao Jinsong as Director For For Management 11.5 Elect Wang Zuwen as Director For For Management 12.1 Elect Weng Yi as Supervisor For For Shareholder 12.2 Elect Yang Lei as Supervisor For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD. Ticker: 1138 Security ID: Y1765K119 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Audited Financial Statements For For Management 3 Approve Shareholders' Return Plan for For For Management 2020-2022 4 Approve Final Dividend For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Supervisory For For Management Committee 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 9 Approve Provision of Guarantees for For For Management the Guaranteed Wholly-Owned Subsidiaries and Related Transactions 10.1 Elect Liu Hanbo as Director For For Shareholder 10.2 Elect Zhu Maijin as Director For For Shareholder 10.3 Elect Zhang Qinghai as Director For For Management 10.4 Elect Liu Zhusheng as Director For For Management 11.1 Elect Teo Siong Seng as Director For For Management 11.2 Elect Victor Huang as Director For For Management 11.3 Elect Li Runsheng as Director For For Management 11.4 Elect Zhao Jinsong as Director For For Management 11.5 Elect Wang Zuwen as Director For For Management 12.1 Elect Weng Yi as Supervisor For For Shareholder 12.2 Elect Yang Lei as Supervisor For For Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Amend For Did Not Vote Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 2 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Supervisory Committee 3.1 Approve Registration of Debt Financing For Did Not Vote Management Instruments of the Company (as Issuer) with the China Association of Financial Market Institutional Investors 3.2 Approve Registration of Corporate For Did Not Vote Management Bonds of the Company (as Issuer) with the Shanghai Stock Exchange 3.3 Approve Authorization to the Board or For Did Not Vote Management Person(s) Authorized by the Board to Handle Matters in Connection with Such Issuance 4 Approve Shareholders' Return Plan for For Did Not Vote Management the Years 2020-2022 5 Approve Seven Shipbuilding Contracts For Did Not Vote Shareholder 6 Approve Vessel Leasing Service Master For Did Not Vote Shareholder Agreement 7.1 Approve Remuneration of the Members of For Did Not Vote Shareholder the Sixth Session of the Board and the Members of the Sixth Session of the Supervisory Committee 7.2 Approve Purchase of Liability For Did Not Vote Shareholder Insurance for the Board, the Supervisory Committee and the Senior Management of the Company and Relevant Authorization to the Board and Person(s) Authorized by the Board 8.1 Elect Xu Lirong as Director For Did Not Vote Shareholder 8.2 Elect Huang Xiaowen as Director For Did Not Vote Shareholder 8.3 Elect Yang Zhijian as Director For Did Not Vote Shareholder 8.4 Elect Feng Boming as Director For Did Not Vote Shareholder 9.1 Elect Wu Dawei as Director For Did Not Vote Shareholder 9.2 Elect Zhou Zhonghui as Director For Did Not Vote Shareholder 9.3 Elect Teo Siong Seng as Director For Did Not Vote Shareholder 9.4 Elect Frederick Si-hang Ma as Director For Did Not Vote Shareholder 10.1 Elect Yang Shicheng as Supervisor For Did Not Vote Shareholder 10.2 Elect Meng Yan as Supervisor For Did Not Vote Shareholder 10.3 Elect Zhang Jianping as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Amend For Did Not Vote Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 2 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Supervisory Committee 3.1 Approve Registration of Debt Financing For Did Not Vote Management Instruments of the Company (as Issuer) with the China Association of Financial Market Institutional Investors 3.2 Approve Registration of Corporate For Did Not Vote Management Bonds of the Company (as Issuer) with the Shanghai Stock Exchange 3.3 Approve Authorization to the Board or For Did Not Vote Management Person(s) Authorized by the Board to Handle Matters in Connection with Such Issuance 4 Approve Shareholders' Return Plan for For Did Not Vote Management the Years 2020-2022 5 Approve Seven Shipbuilding Contracts For Did Not Vote Shareholder 6 Approve Vessel Leasing Service Master For Did Not Vote Shareholder Agreement 7.1 Approve Remuneration of the Members of For Did Not Vote Shareholder the Sixth Session of the Board and the Members of the Sixth Session of the Supervisory Committee 7.2 Approve Purchase of Liability For Did Not Vote Shareholder Insurance for the Board, the Supervisory Committee and the Senior Management of the Company and Relevant Authorization to the Board and Person(s) Authorized by the Board 8.1 Elect Xu Lirong as Director For Did Not Vote Shareholder 8.2 Elect Huang Xiaowen as Director For Did Not Vote Shareholder 8.3 Elect Yang Zhijian as Director For Did Not Vote Shareholder 8.4 Elect Feng Boming as Director For Did Not Vote Shareholder 9.1 Elect Wu Dawei as Director For Did Not Vote Shareholder 9.2 Elect Zhou Zhonghui as Director For Did Not Vote Shareholder 9.3 Elect Teo Siong Seng as Director For Did Not Vote Shareholder 9.4 Elect Frederick Si-hang Ma as Director For Did Not Vote Shareholder 10.1 Elect Yang Shicheng as Supervisor For Did Not Vote Shareholder 10.2 Elect Meng Yan as Supervisor For Did Not Vote Shareholder 10.3 Elect Zhang Jianping as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Statements and For For Management Statutory Report 4 Approve Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- COSCO SHIPPING HOLDINGS CO., LTD. Ticker: 1919 Security ID: Y1839M117 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Statements and For For Management Statutory Report 4 Approve Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the For For Management Company and Its Subsidiaries for the Provision of External Guarantees 6 Approve PricewaterhouseCoopers as For For Management International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- COSCO SHIPPING PORTS LIMITED Ticker: 1199 Security ID: G2442N104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Zhang Wei as Director For Against Management 2.1b Elect Chen Dong as Director For Against Management 2.1c Elect Lam Yiu Kin as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COSCO SHIPPING SPECIALIZED CARRIERS CO., LTD. Ticker: 600428 Security ID: Y17651103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to the Operating Lease of the Company's 10 New Multi-purpose Pulp Ships 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COSCO SHIPPING SPECIALIZED CARRIERS CO., LTD. Ticker: 600428 Security ID: Y17651103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of External For For Management Guarantees -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2.1 Approve Financial Assistance Provision For For Management to Hangzhou Xingcheng Business Consulting Co., Ltd. 2.2 Approve Financial Assistance Provision For For Management to Hangzhou Yuhui Enterprise Management Co., Ltd. 2.3 Approve Financial Assistance Provision For For Management to Minority Shareholders of the Holding Project Company -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Subsidiary and Related Party Transactions -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Operational Land For Against Management and Establishment of a New Project Company 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend the Follow-Up Investment For For Management Management Measures -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee for For For Management Mortgage Loans 9 Approve Provision of Guarantee for For For Management Controlled Subsidiaries 10 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 11 Elect Hu Jian as Supervisor For For Management 12.1 Approve Financial Assistance Provision For For Management for Hangzhou Yuzhu Enterprise Management Co., Ltd. and Its Subsidiaries 12.2 Approve Financial Assistance Provision For For Management for Minority Shareholders -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jia Shenghua as Independent For For Management Director -------------------------------------------------------------------------------- COSMOS GROUP CO., LTD. Ticker: 002133 Security ID: Y1769Q104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- COUNTRY GARDEN HOLDINGS COMPANY LIMITED Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yeung Kwok Keung as Director For For Management 3a2 Elect Yang Ziying as Director For For Management 3a3 Elect Song Jun as Director For For Management 3a4 Elect Tong Wui Tung as Director For For Management 3a5 Elect Huang Hongyan as Director For For Management 3b Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Scheme For For Management -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Property Management Services For For Management Framework Agreement, Annual Caps and Related Transactions 2 Approve Sales and Leasing Agency For For Management Services Framework Agreement, Annual Caps and Related Transactions 3 Approve Consultancy and Other Services For For Management Framework Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED Ticker: 6098 Security ID: G2453A108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Xiao Hua as Director For For Management 3a2 Elect Wu Bijun as Director For For Management 3a3 Elect Mei Wenjue as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CP ALL PUBLIC COMPANY LIMITED Ticker: CPALL Security ID: Y1772K169 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Prasert Jarupanich as Director For For Management 4.2 Elect Narong Chearavanont as Director For For Management 4.3 Elect Pittaya Jearavisitkul as Director For Against Management 4.4 Elect Piyawat Titasattavorakul as For Against Management Director 4.5 Elect Umroong Sanphasitvong as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Amend Clause 3 (Objectives) of the For For Management Company's Memorandum of Association -------------------------------------------------------------------------------- CP ALL PUBLIC COMPANY LIMITED Ticker: CPALL Security ID: Y1772K169 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Soopakij Chearavanont as Director For Against Management 4.2 Elect Korsak Chairasmisak as Director For Against Management 4.3 Elect Suphachai Chearavanont as For Against Management Director 4.4 Elect Adirek Sripratak as Director For Against Management 4.5 Elect Tanin Buranamanit as Director For Against Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of Bonds For For Management -------------------------------------------------------------------------------- CPFL ENERGIA SA Ticker: CPFE3 Security ID: P3179C105 Meeting Date: JUL 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Approve Classification of Antonio For For Management Kandir and Marcelo Amaral Moraes as Independent Directors 5.1 Elect Bo Wen as Director For For Management 5.2 Elect Shirong Lyu as Director For For Management 5.3 Elect Gustavo Estrella as Director For For Management 5.4 Elect Antonio Kandir as Independent For For Management Director 5.5 Elect Marcelo Amaral Moraes as For For Management Independent Director 5.6 Elect Li Hong as Director For For Management 5.7 Elect Anselmo Henrique Seto Leal as For For Management Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bo Wen as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Shirong Lyu as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Estrella as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Kandir as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Amaral Moraes as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Li Hong as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Anselmo Henrique Seto Leal as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Would You like to Elect One of the None Against Management Management Independent Candidates Under a Separate Board Election for Minority Shareholders? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12.1 Elect Vinicius Nishioka as Fiscal For For Management Council Member and Chenggang Liu as Alternate 12.2 Elect Ran Zhang as Fiscal Council For For Management Member and Jia Jia as Alternate 12.3 Elect Ricardo Florence dos Santos as For For Management Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate 13 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 14 Would You like to Elect One of the None Against Management Management Fiscal Council Candidates Under a Separate Election for Minority Shareholders? 15 Approve Remuneration of Fiscal Council For For Management Members 16 Ratify Remuneration of Company's For For Management Management and Fiscal Council for 2019 17 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CPFL ENERGIA SA Ticker: CPFE3 Security ID: P3179C105 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Consolidate Bylaws For Against Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CPFL ENERGIA SA Ticker: CPFE3 Security ID: P3179C105 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management 3 Elect Yuehui Pan as Director For For Management 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5 Percentage of Votes to Be Assigned - None Abstain Management Elect Yuehui Pan as Director 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CPFL ENERGIA SA Ticker: CPFE3 Security ID: P3179C105 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CPFL ENERGIA SA Ticker: CPFE3 Security ID: P3179C105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Approve Classification of Antonio For For Management Kandir and Marcelo Amaral Moraes as Independent Directors 6.1 Elect Bo Wen as Director For For Management 6.2 Elect Yuehui Pan as Director For For Management 6.3 Elect Gustavo Estrella as Director For For Management 6.4 Elect Antonio Kandir as Independent For For Management Director 6.5 Elect Marcelo Amaral Moraes as For For Management Independent Director 6.6 Elect Li Hong as Director For For Management 6.7 Elect Anselmo Henrique Seto Leal as For For Management Director 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bo Wen as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Yuehui Pan as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Estrella as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Kandir as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Amaral Moraes as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Li Hong as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Anselmo Henrique Seto Leal as Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Antonio Kandir as Director None Against Shareholder Appointed by Minority Shareholder 11 Elect Marcelo Amaral Moraes as None Against Shareholder Director Appointed by Minority Shareholder 12 Approve Remuneration of Company's For For Management Management 13.1 Elect Ricardo Florence dos Santos as For Abstain Management Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate 13.2 Elect Vinicius Nishioka as Fiscal For Abstain Management Council Member and Luiz Claudio Gomes do Nascimento as Alternate 13.3 Elect Ran Zhang as Fiscal Council For Abstain Management Member and Li Ruijuan as Alternate 14 As an Ordinary Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 Elect Ricardo Florence dos Santos as None Against Shareholder Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Minority Shareholder 16 Elect Marcio Prado as Fiscal Council None For Shareholder Member and Paulo Nobrega Frade as Alternate Appointed by Minority Shareholder 17 Approve Remuneration of Fiscal Council For For Management Members 18 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CPMC HOLDINGS LIMITED Ticker: 906 Security ID: Y17739106 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve COFCO Packaging Materials For For Management Agreement, Relevant Annual Caps and Related Transactions 2 Approve ORG Technology Materials For For Management Agreement, Relevant Annual Caps and Related Transactions -------------------------------------------------------------------------------- CPMC HOLDINGS LIMITED Ticker: 906 Security ID: Y17739106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3a Elect Zhang Xin as Director For For Management 3b Elect Zhang Ye as Director For For Management 3c Elect Pun Tit Shan as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CPN RETAIL GROWTH LEASEHOLD REIT Ticker: CPNREIT Security ID: Y17742100 Meeting Date: APR 30, 2021 Meeting Type: Written Consent Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Summary of Significant None None Management Questions and Answers from Inquiries of Trust Unitholders in Relation to the 2020 Annual General Meeting of Trust Unitholders 2 Acknowledge Operating Performance None None Management 3 Acknowledge Financial Statements None None Management 4 Acknowledge Distribution of Returns None None Management and/or Capital Reduction 5 Acknowledge Appointment of Auditors None None Management and Fixing Their Remuneration 6 Approve Amendment of the Trust Deed For For Management -------------------------------------------------------------------------------- CREATE TECHNOLOGY & SCIENCE CO., LTD. Ticker: 000551 Security ID: Y83175102 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Ning as Supervisor For For Shareholder 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CREATE TECHNOLOGY & SCIENCE CO., LTD. Ticker: 000551 Security ID: Y83175102 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CREATE TECHNOLOGY & SCIENCE CO., LTD. Ticker: 000551 Security ID: Y83175102 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xun Shubin as Non-independent For For Management Director -------------------------------------------------------------------------------- CREATE TECHNOLOGY & SCIENCE CO., LTD. Ticker: 000551 Security ID: Y83175102 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Service Agreement For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Provision of Guarantee For For Management 9 Approve Authorization of Management For For Management for Disposal of Equity Instrument Investment -------------------------------------------------------------------------------- CREATE TECHNOLOGY & SCIENCE CO., LTD. Ticker: 000551 Security ID: Y83175102 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Weimin as Non-independent For For Management Director -------------------------------------------------------------------------------- CREDIT BANK OF MOSCOW PJSC Ticker: CBOM Security ID: X1757A104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Ratify AKG RBS as RAS Auditor and KPMG For For Management as IFRS Auditor 5 Fix Number of Directors For For Management 6.1 Elect Roman Avdeev as Director None Against Management 6.2 Elect Andrew Gazitua as Director None For Management 6.3 Elect Thomas Grasse as Director None Against Management 6.4 Elect Lord Daresbury (Peter) as None For Management Director 6.5 Elect Andreas Klingen as Director None For Management 6.6 Elect Sergei Menzhinskii as Director None Against Management 6.7 Elect William Owens as Director None For Management 6.8 Elect Ilkka Salonen as Director None For Management 6.9 Elect Aleksei Stepanenko as Director None Against Management 6.10 Elect Vladimir Chubar as Director None Against Management 7 Approve Remuneration of Directors For For Management 8.1 Elect Evgenii Gudkov as Member of For For Management Audit Commission 8.2 Elect Aleksandra Vastianova as Member For For Management of Audit Commission 8.3 Elect Viacheslav Osipov as Member of For For Management Audit Commission 9 Approve Regulations on Management For For Management 10 Approve Company's Membership in UNEP FI For For Management -------------------------------------------------------------------------------- CREDITO REAL SA DE CV Ticker: CREAL Security ID: P32486105 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Operations for FY For Against Management 2021 2 Authorize Cancellation of Repurchased For For Management Shares without Reduction in Share Capital 3 Amend Resolution V.2. of AGM Held on For For Management April 3, 2020 Re: Extend Date of Dividend Payment 4 Ratify Directors; Qualify Independent For For Management Directors; Ratify Members and Chairmen of Audit and Corporate Practices Committees 5 Appoint Legal Representatives For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CREDITO REAL SAB DE CV SOFOM ER Ticker: CREAL Security ID: P32486105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports; Approve Discharge of Directors, Board Committees and CEO 2 Approve Allocation of Income For For Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Receive Report on Board's Decision on Share Repurchase 4 Elect or Ratify Members of Board, For For Management Secretary and Deputy Secretary; Qualify Independent Directors; Elect Members of Board Committees Including Chairmen of Audit and Corporate Practices Committees; Fix Their Remuneration 5 Appoint Legal Representatives For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CREDITO REAL SAB DE CV SOFOM ER Ticker: CREAL Security ID: P32486105 Meeting Date: JUN 30, 2021 Meeting Type: Ordinary Shareholders Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Resolution V.2. of AGM Held on For For Management April 3, 2020 Re: Extend Settlement Date of Dividend Payment 2 Appoint Legal Representatives For For Management 3 Close Meeting None None Management -------------------------------------------------------------------------------- CRISIL LIMITED Ticker: 500092 Security ID: Y1791U115 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Three Interim Dividends 3 Reelect John Berisford as Director For For Management -------------------------------------------------------------------------------- CROMPTON GREAVES CONSUMER ELECTRICALS LIMITED Ticker: 539876 Security ID: Y1786D102 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Promeet Ghosh as Director For For Management 3 Approve Reappointment and Remuneration For For Management of Shantanu Khosla as Managing Director 4 Reelect P. M. Murty as Director For For Management 5 Reelect D. Sundaram as Director For For Management 6 Reelect H. M. Nerurkar as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CROMPTON GREAVES CONSUMER ELECTRICALS LIMITED Ticker: 539876 Security ID: Y1786D102 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Crompton Employee Stock Option For For Management Plan 2019 2 Increase Authorized Share Capital and For For Management Amend Memorandum of Association -------------------------------------------------------------------------------- CROMPTON GREAVES CONSUMER ELECTRICALS LIMITED Ticker: 539876 Security ID: Y1786D102 Meeting Date: MAY 02, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mathew Job as Director For For Management 2 Approve Appointment and Remuneration For For Management of Mathew Job as Executive Director & Chief Executive Officer -------------------------------------------------------------------------------- CSBC CORP. TAIWAN Ticker: 2208 Security ID: Y1R21K110 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding General Meetings of Shareholders 2 Elect Wang Xiaolin as Director For For Shareholder -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management 2 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management 2 Amend Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Po Wai Kwong as Director For For Management 2 Elect Lai Guanrong as Director For For Management 3 Approve Establishment of Asset For For Management Management Subsidiary 5 Approve Change of Business Scope For For Management 4 Approve Provision of Net Capital For For Management Guarantee Commitment for the Asset Management Subsidiary 6 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Po Wai Kwong as Director For For Management 2 Elect Lai Guanrong as Director For For Management 3 Approve Establishment of Asset For For Management Management Subsidiary 4 Approve Provision of Net Capital For For Management Guarantee Commitment for the Asset Management Subsidiary 5 Approve Change of Business Scope For For Management 6 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Accounts Plan For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report For For Management 6 Elect Zhang Wei as Director For For Shareholder 7 Elect Wang Hua as Director For For Shareholder 8 Approve Amendments to Articles of For Against Management Association 9 Approve Cap on Investment Amount for For For Management Proprietary Business of the Company 10.1 Approve Expected Related Party For For Management Transactions of the Company with Beijing Financial Holdings Group Limited 10.2 Approve Expected Related Party For For Management Transactions of the Company with CITIC Securities 10.3 Approve Expected Related Party For For Management Transactions of the Company with Everbright Group 10.4 Approve Expected Related Party For For Management Transactions of the Company with Evergrowing Bank 11 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSC FINANCIAL CO., LTD. Ticker: 6066 Security ID: Y1R11K104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Accounts Plan For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report For For Management 6 Elect Zhang Wei as Director For For Shareholder 7 Elect Wang Hua as Director For For Shareholder 8 Approve Amendments to Articles of For Against Management Association 9 Approve Cap on Investment Amount for For For Management Proprietary Business of the Company 10.1 Approve Expected Related Party For For Management Transactions of the Company with Beijing Financial Holdings Group Limited 10.2 Approve Expected Related Party For For Management Transactions of the Company with CITIC Securities 10.3 Approve Expected Related Party For For Management Transactions of the Company with Everbright Group 10.4 Approve Expected Related Party For For Management Transactions of the Company with Evergrowing Bank 11 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1823S104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CSG HOLDING CO., LTD. Ticker: 200012 Security ID: Y1R16V105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- CSG SMART SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300222 Security ID: Y76857104 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Scale For For Management 2.5 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CSG SMART SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300222 Security ID: Y76857104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve External Guarantee For For Management 9 Elect Jiang Yaodong as Non-independent For For Management Director 10 Approve Amendments to Articles of For For Management Association 11 Elect Lyu Yongjun as Independent For For Shareholder Director -------------------------------------------------------------------------------- CSHG LOGISTICA FUNDO INVESTIMOBILIARIO FII Ticker: HGLG11 Security ID: P458BY106 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Item I.c Approved at the March For Did Not Vote Management 16, 2021 EGM to Correct the Value of the Issuance Per Quota and Ratify the Other Terms of the Primary Distribution of the Seventh Issuance 2 Authorize Administrator of the Fund to For Did Not Vote Management Carry Out the Capital Reduction or Liquidation and or Dissolution of a Special Purpose Entity Whose Shares Can Be Acquired by the Fund -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: OCT 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares and For For Management Related Transactions -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Domestic Issue and For For Management the Specific Mandate 2 Authorize Board to Deal with All For For Management Matters in Relation to the Proposed Domestic Issue 3 Approve Plan for Distribution of For For Management Profits Accumulated Before the Proposed Domestic Issue 4 Approve Policy for Stabilization of For For Management the Price of the RMB Shares for the Three Years After the Proposed Domestic Issue 5 Approve Profits Distribution Policy For For Management and Dividend Return Plan for the Three Years After the Proposed Domestic Issue 6 Approve Use of Proceeds from the For For Management Proposed Domestic Issue 7 Approve Remedial Measures for the For For Management Potential Dilution of Immediate Returns by the Proposed Domestic Issue 8 Approve Undertakings and Corresponding For For Management Binding Measures in Connection with the Proposed Domestic Issue 9 Adopt Rules and Procedures Regarding For For Management Shareholder's General Meeting 10 Adopt Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.1 Elect Jiang Hao as Director For For Management 11.2 Elect Wang Hongguang as Director For For Management 11.3 Elect Au Chun Kwok Alan as Director For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CSPC PHARMACEUTICAL GROUP LIMITED Ticker: 1093 Security ID: Y1837N109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Cai Dongchen as Director For For Management 3a2 Elect Zhang Cuilong as Director For For Management 3a3 Elect Pan Weidong as Director For For Management 3a4 Elect Li Chunlei as Director For For Management 3a5 Elect Wang Qingxi as Director For For Management 3a6 Elect Law Cheuk Kin Stephen as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H107 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of the Management For For Management Rules for the Remuneration of the Directors, Supervisors and Senior Management of the Company 2 Approve Supplemental Agreement to 2020 For For Shareholder to 2022 Framework Agreement, Revised Annual Caps and Related Transactions 3.01 Elect Han Guangde as Director For For Management 3.02 Elect Chen Liping as Director For For Management 3.03 Elect Sheng Jigang as Director For For Management 3.04 Elect Xiang Huiming as Director For For Management 3.05 Elect Chen Zhongqian as Director For For Management 3.06 Elect Chen Ji as Director For For Management 3.07 Elect Gu Yuan as Director For For Management 4.01 Elect Yu Shiyou as Director For For Management 4.02 Elect Lin Bin as Director For For Management 4.03 Elect Nie Wei as Director For For Management 4.04 Elect Li Zhijian as Director For For Management 5.01 Elect Chen Shuofan as Supervisor For For Management 5.02 Elect Chen Shu as Supervisor For For Management 5.03 Elect Zhu Weibin as Supervisor For For Management -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H115 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of the Management For For Management Rules for the Remuneration of the Directors, Supervisors and Senior Management of the Company 2 Approve Supplemental Agreement to 2020 For For Shareholder to 2022 Framework Agreement, Revised Annual Caps and Related Transactions 3.1 Elect Han Guangde as Director For For Management 3.2 Elect Chen Liping as Director For For Management 3.3 Elect Sheng Jigang as Director For For Management 3.4 Elect Xiang Huiming as Director For For Management 3.5 Elect Chen Zhongqian as Director For For Management 3.6 Elect Chen Ji as Director For For Management 3.7 Elect Gu Yuan as Director For For Management 4.1 Elect Yu Shiyou as Director For For Management 4.2 Elect Lin Bin as Director For For Management 4.3 Elect Nie Wei as Director For For Management 4.4 Elect Li Zhijian as Director For For Management 5.1 Elect Chen Shuofan as Supervisor For For Management 5.2 Elect Chen Shu as Supervisor For For Management 5.3 Elect Zhu Weibin as Supervisor For For Management -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) CO., LTD. Ticker: 317 Security ID: Y1824H115 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report and Financial For For Management Statements 4 Approve Profit Distribution Plan For For Management 5 Approve Framework for the Guarantee For Against Management and Its Subsidiaries for the Year Ending 2021 and Its Amounts -------------------------------------------------------------------------------- CSSC OFFSHORE & MARINE ENGINEERING (GROUP) COMPANY LIMITED Ticker: 317 Security ID: Y1824H107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report and Financial For For Management Statements 4 Approve Profit Distribution Plan For For Management 5 Approve Framework for the Guarantee For Against Management and Its Subsidiaries for the Year Ending 2021 and Its Amounts -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Party Transaction 2 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity Through For For Management Public Listing -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Fund Management Business by For For Management Entrusted Related Parties and Related Party Transactions 8 Approve Appointment of Financial For For Management Auditor 9 Approve Lowering of Transfer Price of For For Management 100% Equity of Jiangnan TTS (Nantong) Ship Equipment Manufacturing Co., Ltd. and Related Party Transactions 10.1 Elect Hu Mingwei as Supervisor For For Management -------------------------------------------------------------------------------- CSSC SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600072 Security ID: Y4445C101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Hui as Director For For Management 1.2 Elect Sun Weijun as Director For For Management 1.3 Elect Ren Fangde as Director For For Management 1.4 Elect Gu Yuan as Director For For Management 1.5 Elect Zhou Zhong as Director For For Management 1.6 Elect Zhao Baohua as Director For For Management 2.1 Elect Yan Zhen as Director For For Management 2.2 Elect Shi Donghui as Director For For Management 2.3 Elect Liu Xiangdong as Director For For Management 3.1 Elect Shen Liang as Supervisor For For Management 3.2 Elect Yao Li as Supervisor For For Management 3.3 Elect Hu Mingwei as Supervisor For For Management -------------------------------------------------------------------------------- CSTONE PHARMACEUTICALS CO. LTD. Ticker: 2616 Security ID: G2588M100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Wei Li as Director For For Management 2.2 Elect Xianghong Lin as Director For For Management 2.3 Elect Paul Herbert Chew as Director For For Management 2.4 Elect Hongbin Sun as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- CTCI CORP. Ticker: 9933 Security ID: Y18229107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Legal For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- CTS INTERNATIONAL LOGISTICS CORP. LTD. Ticker: 603128 Security ID: Y18234107 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3 Approve Private Placement of Shares For For Management 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Use of Proceeds For For Management 3.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.9 Approve Listing Exchange For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares (Revised) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 8 Approve Signing of Conditional For For Management Strategic Cooperation Agreement 9 Approve Signing of Conditional Share For For Management Subscription Agreement 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CTS INTERNATIONAL LOGISTICS CORP. LTD. Ticker: 603128 Security ID: Y18234107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operational Plan and Financial For Against Management Budget Report 5 Approve Profit Distribution For For Management 6 Approve Financial Services Framework For For Management Agreement 7 Approve Daily Related Party For For Management Transactions 8 Elect Lin Shu as Independent Director For For Management 9 Elect Han Gang as Independent Director For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Adjustment on Remuneration of For For Management Independent Directors 12 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- CUB ELECPARTS, INC. Ticker: 2231 Security ID: Y1R23F101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Profit For For Management Distribution Plan 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Amend Method for Lending Funds to For For Management Other Parties 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- CULTURAL INVESTMENT HOLDINGS CO., LTD. Ticker: 600715 Security ID: Y8070U104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- CULTURAL INVESTMENT HOLDINGS CO., LTD. Ticker: 600715 Security ID: Y8070U104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Participate in the Capital For For Management Injection and Share Expansion 2 Approve Extension of the Transfer of For For Shareholder Jincheng Capital No. 020 Collective Fund Trust Plan -------------------------------------------------------------------------------- CULTURAL INVESTMENT HOLDINGS CO., LTD. Ticker: 600715 Security ID: Y8070U104 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Provision for Asset Impairment For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital 7 Approve Profit Distribution For For Management 8 Approve Appointment of Financial For For Management Auditor 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Internal Control For For Management Self-Evaluation Report 11 Approve Social Responsibility Report For For Management 12 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 13 Approve Debt Financing Plan For For Management 14 Approve Use of Funds for Investment in For For Management Financial Products 15 Amend Remuneration Management System For Against Management for Directors and Senior Management Members 16 Approve Report of the Board of For For Management Supervisors 17 Approve Loan and Related Party For For Management Transaction -------------------------------------------------------------------------------- CUMMINS INDIA LIMITED Ticker: 500480 Security ID: Y4807D150 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Declare Final Dividend and Confirm For For Management Interim Dividend 4 Reelect Antonio Leitao as Director For For Management 5 Elect Ashwath Ram as Director and For For Management Approve Appointment and Remuneration of Ashwath Ram as Managing Director 6 Elect Lorraine Alyn Meyer as Director For For Management 7 Elect Rama Bijapurkar as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Material Related Party For For Management Transaction(s) with Cummins Limited, UK 10 Approve Material Related Party For For Management Transaction(s) with Tata Cummins Private Limited -------------------------------------------------------------------------------- CURRO HOLDINGS LTD. Ticker: COH Security ID: S20461109 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Douglas Ramaphosa as Director For For Management 2 Re-elect KK Combi as Director For For Management 3 Re-elect Piet Mouton as Director For For Management 4 Re-elect Nan Mankai as Chairperson of For For Management the Audit and Risk Committee 5 Re-elect KK Combi as Member of the For For Management Audit and Risk Committee 6 Re-elect Tsholo Molefe as Member of For For Management the Audit and Risk Committee 7 Reappoint PricewaterhouseCoopers Inc For Against Management as Auditors of the Company with D de Jager as the Designated Registered Auditor 8 Authorise Board to Issue Shares for For For Management Cash 9 Approve Remuneration Policy For For Management 10 Approve Implementation Report of the For For Management Remuneration Policy 1.1 Approve Remuneration of the For For Management Chairperson of the Board 1.2 Approve Remuneration of the Board For For Management Members 1.3 Approve Remuneration of the Audit and For For Management Risk Committee Chairperson 1.4 Approve Remuneration of the Audit and For For Management Risk Committee Members 1.5 Approve Remuneration of the For For Management Remuneration and Nominations Committee Chairperson 1.6 Approve Remuneration of the For For Management Remuneration and Nominations Committee Members 1.7 Approve Remuneration of the Social, For For Management Ethics and Transformation Committee Chairperson 1.8 Approve Remuneration of the Social, For For Management Ethics and Transformation Committee Members 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CURRO HOLDINGS LTD. Ticker: COH Security ID: S20461109 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Rights Offer Shares For For Management in Terms of Section 41(3) of the Companies Act 2 Approve Increase in Authorised For For Management Ordinary Share Capital -------------------------------------------------------------------------------- CURRO HOLDINGS LTD. Ticker: COH Security ID: S20461109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Themba Baloyi as Director For For Management 2 Re-elect Nan Mankai as Director For For Management 3 Re-elect Tsholo Molefe as Director For For Management 4 Re-elect Santie Botha as Director For For Management 5 Re-elect Nan Mankai as Chairperson of For For Management the Audit and Risk Committee 6 Elect Themba Baloyi as Member of the For For Management Audit and Risk Committee 7 Re-elect Tsholo Molefe as Member of For For Management the Audit and Risk Committee 8 Elect Douglas Ramaphosa as Member of For For Management the Audit and Risk Committee 9 Reappoint PricewaterhouseCoopers Inc For Against Management as Auditors with D de Jager as the Registered Auditor and Partner 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Remuneration Policy For Against Management 12 Approve Implementation Report on the For For Management Remuneration Policy 13 Adopt Executive Long-Term Incentive For For Management Scheme 14 Amend the Share Incentive Trust Deed For For Management 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: OCT 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements, with For Against Management Qualifications, for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for Against Against Management Fiscal Year Ended Dec. 31, 2019 3 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 4 Approve Treatment of Net Loss For For Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6.1 Elect Sergio Citeroni as Fiscal For For Management Council Member and Luiz Carlos Nannini as Alternate 6.2 Elect Evelyn Veloso Trindade as Fiscal For For Management Council Member and Carlos Augusto Sultanum Cordeiro as Alternate 6.3 Elect Leonardo Guimaraes Pinto as For For Management Fiscal Council Member and Anderson Nunes da Silva as Alternate 7 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Adopt Cumulative Voting None Did Not Vote Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2.1 Elect Valdecyr Maciel Gomes as For Did Not Vote Management Independent Director 2.2 Elect Sandoval Martins Pereira as For Did Not Vote Management Independent Director 2.3 Elect Lilian Maria Ferezim Guimaraes For Did Not Vote Management as Independent Director 2.4 Elect Eduardo de Britto Pereira For Did Not Vote Management Azevedo as Independent Director 2.5 Elect Rachel de Oliveira Maia as For Did Not Vote Management Independent Director 2.6 Elect Flavio Uchoa Teles de Menezes as For Did Not Vote Management Independent Director 2.7 Elect Felipe Villela Dias as For Did Not Vote Management Independent Director 3 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Valdecyr Maciel Gomes as Independent Director 4.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Sandoval Martins Pereira as Independent Director 4.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Lilian Maria Ferezim Guimaraes as Independent Director 4.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Eduardo de Britto Pereira Azevedo as Independent Director 4.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Rachel de Oliveira Maia as Independent Director 4.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Flavio Uchoa Teles de Menezes as Independent Director 4.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Felipe Villela Dias as Independent Director 5 Elect Valdecyr Maciel Gomes as Board For Did Not Vote Management Chairman and Eduardo de Britto Pereira Azevedo as Vice-Chairman 6 Approve Classification of Eduardo de For Did Not Vote Management Britto Pereira Azevedo, Flavio Uchoa Teles de Menezes, Felipe Villela Dias, Valdecyr Maciel Gomes, Sandoval Martins Pereira, Lilian Maria Ferezim Guimaraes, and Rachel de Oliveira Maia as Independent Directors -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements, with For For Management Qualifications, for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for Against Against Management Fiscal Year Ended Dec. 31, 2020 3 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 4 Approve Treatment of Net Loss For For Management 5 Install Fiscal Council For For Management 6.1 Elect Sergio Citeroni as Fiscal For For Management Council Member and Luiz Carlos Nannini as Alternate 6.2 Elect Evelyn Veloso Trindade as Fiscal For For Management Council Member and Carlos Augusto Sultanum Cordeiro as Alternate 6.3 Elect Leonardo Guimaraes Pinto as For For Management Fiscal Council Member and Anderson Nunes da Silva as Alternate 7 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Ticker: CVCB3 Security ID: P3R154102 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Filing of Lawsuit Against For For Management Company's Former Managers Responsible for Accounting Distortions Identified in the Company's Financial Statements for Previous Fiscal Years 2 Rectify Resolution of the Annual For For Management General Meetings that Approved the Management Statements for Fiscal Years 2015, 2016, 2017, and 2018 3 Re-Ratify Remuneration of Company's For Against Management Management for 2020 4 Re-Ratify Share-Based Incentive Plan For For Management for CEO Approved at March 24, 2020 EGM 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CYBERLINK CORP. Ticker: 5203 Security ID: Y1853F105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- CYBERTAN TECHNOLOGY, INC. Ticker: 3062 Security ID: Y1702V103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect Teddy Chen, a Representative of For For Management Foxconn Technology Co., Ltd. with Shareholder No. 36152, as Non-independent Director 4.2 Elect Kuoliang. Ho, a Representative For For Management of Foxconn Technology Co., Ltd. with Shareholder No. 36152, as Non-independent Director 4.3 Elect Roger Wu, with Shareholder No. For For Management 158969, as Non-independent Director 4.4 Elect Lin Shih-Mei with ID No. For For Management F223335XXX as Independent Director 4.5 Elect Judy Y.C. Chang with ID No. For Against Management P200042XXX as Independent Director 4.6 Elect Lin Ying-Shan with ID No. For Against Management S120817XXX as Independent Director 4.7 Elect Ting Hung-Hsun with ID No. For For Management H121452XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CYIENT LIMITED Ticker: 532175 Security ID: Y4082D131 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Alain De Taeye as Director For For Management 4 Elect Ramesh Abhishek as Director For For Management 5 Elect Karthikeyan Natarajan as Director For For Management 6 Elect Ajay Aggarwal as Director For For Management 7 Approve Appointment and Remuneration For Against Management of Karthikeyan Natarajan as Executive Director & Chief Operating Officer 8 Approve Appointment and Remuneration For For Management of Ajay Aggarwal as Executive Director & Chief Financial Officer 9 Reelect Vikas Sehgal as Director For For Management 10 Approve Payment of Remuneration to B.V. For Against Management R. Mohan Reddy as Non-Executive Director -------------------------------------------------------------------------------- CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIPACOES Ticker: CYRE3 Security ID: P34085103 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For Against Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Elie Horn as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Rogerio Frota Melzi as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Rafael Novelino as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect George Zauzner as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Goldsztein as Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Guimaraes Monforte as Independent Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cesar de Queiroz Tourinho as Independent Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Two Board Chairman For For Management 12 Approve Classification of Joao Cesar For For Management de Queiroz Tourinho and Jose Guimaraes Monforte as Independent Directors 13 Approve Remuneration of Company's For Against Management Management 14 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIPACOES Ticker: CYRE3 Security ID: P34085103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Eight For For Management 5 Elect Ricardo Cunha Sales as For For Management Independent Director 6 Approve Classification of Ricardo For For Management Cunha Sales as Independent Director 7 Approve Remuneration of Company's For Against Management Management and Fiscal Council 8 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- D&L INDUSTRIES, INC. Ticker: DNL Security ID: Y1973T100 Meeting Date: SEP 18, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of Previous Meeting For For Management 4 Approve Annual Report For For Management 5 Approve Amendment to By-Laws For For Management 6 Ratify All Acts of the Board of For For Management Directors and Officers Beginning June 11, 2019 to Date 7 Appoint Isla Lipana & Co. as External For For Management Auditor 8.1 Elect Mercedita S. Nolledo as Director For For Management 8.2 Elect Filemon T. Berba, Jr. as Director For For Management 8.3 Elect Corazon S. de la Paz-Bernardo as For For Management Director 8.4 Elect Lydia R. Balatbat-Echauz as For For Management Director 8.5 Elect Yin Yong L. Lao as Director For For Management 8.6 Elect John L. Lao as Director For For Management 8.7 Elect Alvin D. Lao as Director For For Management -------------------------------------------------------------------------------- D&L INDUSTRIES, INC. Ticker: DNL Security ID: Y1973T100 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of Previous Meeting For For Management 4 Approve Annual Report For For Management 5 Approve Issuance of Philippine-Peso For For Management Denominated Fixed-Rate Bonds 6 Approve Amendments to Management For For Management Agreements and New Management Agreements 7 Ratify All Acts of the Board of For For Management Directors and Officers Beginning September 19, 2020 to Date 8 Appoint Isla Lipana & Co. as External For For Management Auditor 9.1 Elect Mercedita S. Nolledo as Director For For Management 9.2 Elect Filemon T. Berba, Jr. as Director For For Management 9.3 Elect Corazon S. de la Paz-Bernardo as For For Management Director 9.4 Elect Lydia R. Balatbat-Echauz as For For Management Director 9.5 Elect Yin Yong L. Lao as Director For For Management 9.6 Elect John L. Lao as Director For For Management 9.7 Elect Alvin D. Lao as Director For For Management -------------------------------------------------------------------------------- D&O GREEN TECHNOLOGIES BERHAD Ticker: 7204 Security ID: Y2105L106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cheam Dau Peng as Director For For Management 2 Elect Jesper Bjoern Madsen as Director For For Management 3 Elect Goh Chin San as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Wong Meng Tak to Continue For For Management Office as Independent Director 8 Approve Yeow See Yuen to Continue For For Management Office as Independent Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- D-LINK CORP. Ticker: 2332 Security ID: Y2013S102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect CHU, CHUN-HSIUNG, with ID NO. For For Management N120092XXX, as Independent Director 4 Approve Capital Decrease via Cash For For Management 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the Use of Idle For For Management Own Funds to Purchase Structured Deposits and Guaranteed Financial Products -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees for For For Management the Financing Business of Controlled Subsidiaries -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wei Dianhan as Non-Independent For For Shareholder Director 2.1 Elect Zhu Wanyu as Supervisor For For Shareholder 2.2 Elect Hu Teng as Supervisor For For Shareholder -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Listing of For For Management Associate Indirect Company on National Equities Exchange and Quotations -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Financial Budget Report For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Change of Company Name For For Management 11 Approve Amendments to Articles of For Against Management Association 12 Approve Adjustment to Allowance of For For Management Independent Directors 13 Approve Use of Idle Own Funds to For For Management Invest in Structured Deposits and Principal-Guaranteed Wealth Management Products -------------------------------------------------------------------------------- DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY Ticker: 002030 Security ID: Y1856D115 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the For For Management Management to Handle All Related Matters of Disposal of Equity -------------------------------------------------------------------------------- DABUR INDIA LIMITED Ticker: 500096 Security ID: Y1855D140 Meeting Date: SEP 03, 2020 Meeting Type: Annual Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Amit Burman as Director For For Management 5 Reelect Saket Burman as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DALI FOODS GROUP COMPANY LIMITED Ticker: 3799 Security ID: G2743Y106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Xu Shihui as Director For For Management 3b Elect Zhuang Weiqiang as Director For For Management 3c Elect Xu Yangyang as Director For For Management 3d Elect Huang Jiaying as Director For For Management 3e Elect Xu Biying as Director For For Management 3f Elect Hu Xiaoling as Director For For Management 3g Elect Cheng Hanchuan as Director For For Management 3h Elect Liu Xiaobin as Director For For Management 3i Elect Lin Zhijun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve the Progress of Arbitration For For Management between China World Trade Corporation and DFA and Debt Restructuring -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines and Provision of Guarantee to Subsidiaries 2 Approve Related Party Transaction For For Management 3.1 Elect Tang Ruiming as Independent For For Management Director 3.2 Elect Wang Guofeng as Independent For For Management Director -------------------------------------------------------------------------------- DALIAN HUARUI HEAVY INDUSTRY GROUP CO., LTD. Ticker: 002204 Security ID: Y1965Z106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DALIAN PORT (PDA) COMPANY LIMITED Ticker: 2880 Security ID: Y1966Y108 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve that Possible Merger, A Share For For Management Specific Mandate and Related Transactions are in Line with Relevant Laws and Regulations on Major Asset Restructuring of Listed Issuer 2.01 Approve Introduction For For Management 2.02 Approve Possible Merger - Parties For For Management 2.03 Approve Possible Merger - Type and For For Management Value 2.04 Approve Possible Merger - Target For For Management Company and Registration Date for the Possible Merger 2.05 Approve Possible Merger - Basis of For For Management Price and Exchange Ratio 2.06 Approve Possible Merger - Numbers of For For Management Shares 2.07 Approve Possible Merger - Market For For Management 2.08 Approve Possible Merger - Mechanism For For Management for Dalian Dissenting Shareholders and TC Dissenting Shareholders 2.09 Approve Possible Merger - Mechanism For For Management for Liabilities, Debts and Creditors' Right 2.10 Approve Possible Merger - Arrangements For For Management for Transitional Period 2.11 Approve Possible Merger - Arrangements For For Management for Transfer or Delivery of Assets Involved 2.12 Approve Possible Merger - Arrangements For For Management for Employees 2.13 Approve Possible Merger - Arrangements For For Management for Accumulated Undistributed Profits 2.14 Approve A Share Specific Mandate - For For Management Amount and Use of Proceeds 2.15 Approve A Share Specific Mandate - For For Management Type and Value 2.16 Approve A Share Specific Mandate - For For Management Investors and Method 2.17 Approve A Share Specific Mandate - For For Management Price and Its Basis 2.18 Approve A Share Specific Mandate - For For Management Numbers 2.19 Approve A Share Specific Mandate - For For Management Market 2.20 Approve A Share Specific Mandate - For For Management Lock Up Period 2.21 Approve A Share Specific Mandate - For For Management Arrangements for Accumulated Undistributed Profits 2.22 Approve Validity Period for Resolutions For For Management 3 Approve Draft Report for the Possible For For Management Merger, A Share Specific Mandate and Related Transactions 4 Approve Merger Agreement For For Management 5 Approve Supplemental Agreement to the For For Management Merger Agreement 6 Authorize Board to Issue New A Shares For For Management Under the A Share Specific Mandate 7 Approve that Possible Merger, A Share For For Management Specific Mandate and Related Transactions Constitute Major Asset Restructuring and Connected Transactions 8 Approve Accountant's Report and For For Management Unaudited Pro Forma Financial Statement in Relation to the Possible Merger, A Share Specific Mandate and Related Transactions 9 Approve Valuation Report in Relation For For Management to the Possible Merger, A Share Specific Mandate and Related Transactions 10 Approve Independence of Valuation For For Management Institution, Reasonableness of Valuation Assumptions, Relevance of Valuation Means and Ends and Fairness of Valuation 11 Approve Possible Merger, A Share For For Management Specific Mandate and Related Transactions are in Line with Administrative Measures for Major Assets Restructuring of Listed Companies 12 Approve Possible Merger, A Share For For Management Specific Mandate and Related Transactions are in Line with Regulations on Major Assets Restructuring of Listed Companies 13 Approve that Possible Merger, A Share For For Management Specific Mandate and Related Transactions Do Not Constitute Listing by Restructuring Under Article 13 of Administrative Measures for Major Assets Restructuring of Listed Companies 14 Approve that Share Price Fluctuation For For Management Does Not Meet Relevant Threshold in Article 5 of Notice on Standardizing Information Disclosure of Listed Companies and Relevant Parties 15 Approve that Possible Merger, A Share For For Management Specific Mandate and Related Transactions Do Not Dilute the Company's Spot Return 16 Approve Report on the Use of Previous For For Management Proceeds 17 Authorize Board and Its Authorized For For Management Person to Handle All Matters Related to the Possible Merger, A Share Specific Mandate and Related Transactions -------------------------------------------------------------------------------- DALIAN PORT (PDA) COMPANY LIMITED Ticker: 2880 Security ID: Y1966Y108 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Introduction For For Management 1.02 Approve Possible Merger - Parties For For Management 1.03 Approve Possible Merger - Type and For For Management Value 1.04 Approve Possible Merger - Target For For Management Company and Registration Date for the Possible Merger 1.05 Approve Possible Merger - Basis of For For Management Price and Exchange Ratio 1.06 Approve Possible Merger - Numbers of For For Management Shares 1.07 Approve Possible Merger - Market For For Management 1.08 Approve Possible Merger - Mechanism For For Management for Dalian Dissenting Shareholders and TC Dissenting Shareholders 1.09 Approve Possible Merger - Mechanism For For Management for Liabilities, Debts and Creditors' Right 1.10 Approve Possible Merger - Arrangements For For Management for Transitional Period 1.11 Approve Possible Merger - Arrangements For For Management for Transfer or Delivery of Assets Involved 1.12 Approve Possible Merger - Arrangements For For Management for Employees 1.13 Approve Possible Merger - Arrangements For For Management for Accumulated Undistributed Profits 1.14 Approve A Share Specific Mandate - For For Management Amount and Use of Proceeds 1.15 Approve A Share Specific Mandate - For For Management Type and Value 1.16 Approve A Share Specific Mandate - For For Management Investors and Method 1.17 Approve A Share Specific Mandate - For For Management Price and Its Basis 1.18 Approve A Share Specific Mandate - For For Management Numbers 1.19 Approve A Share Specific Mandate - For For Management Market 1.20 Approve A Share Specific Mandate - For For Management Lock Up Period 1.21 Approve A Share Specific Mandate - For For Management Arrangements for Accumulated Undistributed Profits 1.22 Approve Validity Period for Resolutions For For Management 2 Approve Merger Agreement For For Management 3 Approve Supplemental Agreement to the For For Management Merger Agreement 4 Authorize Board to Issue New A Shares For For Management Under the A Share Specific Mandate -------------------------------------------------------------------------------- DALIAN PORT (PDA) COMPANY LIMITED Ticker: 2880 Security ID: Y1966Y108 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DALLAH HEALTHCARE CO. Ticker: 4004 Security ID: M2057N103 Meeting Date: SEP 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue from SAR 750,000,000 to SAR 900,000,000 and Amend Article 7 of Bylaws Re: Capital Increase 2 Amend Purpose of Repurchased Shares to For For Management be Used to Fund Share Swap Agreement with Kingdom Investment and Development Company 3 Amend Article 19 of Bylaws Re: Board For For Management Powers 4 Amend Article 21 of Bylaws Re: For For Management Chairman of the Board 5 Delete Article 25 of Bylaws Re: For For Management Executive Committee 6 Delete Article 27 of Bylaws Re: For For Management Nominations and Remuneration Committee 7 Adding Article 25 to Bylaws Re: For For Management Formation of Committees -------------------------------------------------------------------------------- DALLAH HEALTHCARE CO. Ticker: 4004 Security ID: M2057N103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 7 Approve Related Party Transactions Re: For Against Management Tariq Al Qassabi 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- DALMIA BHARAT LIMITED Ticker: 542216 Security ID: Y6S3J2117 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Dividend For For Management for the Financial Year Ended March 31, 2020 3 Reelect Jai Hari Dalmia as Director For For Management 4 Approve the Continuation of For For Management Appointment of Jai Hari Dalmia as Non-Executive Director -------------------------------------------------------------------------------- DAMAC PROPERTIES DUBAI CO. PJSC Ticker: DAMAC Security ID: M0858Z101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Chairman to Appoint the For For Management Meeting Secretary and Vote Collector 2 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Discharge of Auditors for FY For For Management 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 8 Elect Ali Binjab as Director For For Management -------------------------------------------------------------------------------- DANA GAS PJSC Ticker: DANA Security ID: M27014105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4.1 Approve Transfer of Optional Reserve For For Management to Retained Earnings 4.2 Approve Dividends of AED 0.055 per For For Management Share for FY 2020 5 Approve Directors Remuneration Policies For For Management 6 Approve Dividend Distribution Policy For For Management 7 Approve Discharge of Directors and For For Management Executive Management for FY 2020 8 Approve Discharge of Auditors for FY For For Management 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 10 Approve the Appointment of For For Management Representatives for the Shareholders to attend the General Meeting and Fix Their Remuneration 11 Amend Articles of Bylaws For For Management 12.1 Elect Abdulhameed Jaafar as Directors None For Management 12.2 Elect Rashid Al Shamsi as Director None For Management 12.3 Elect Varoujan Nerguizian as Director None For Management 12.4 Elect Abdulamjeed Jaafar as Director None For Management 12.5 Elect Hani Al Tarkeit as Director None For Management 12.6 Elect Jassim Al Ansari as Director None For Management 12.7 Elect Ziyad Kaldari as Director None For Management 12.8 Elect Noureddin Sehweil as Director None For Management 12.9 Elect Shaheen Al Muheiri as Director None For Management 12.10 Elect Younis Al Khouri as Director None Abstain Management 12.11 Elect Najla Al Midfaa as Director None Abstain Management 12.12 Elect Hussniyah Hashim as Director None For Management 12.13 Elect Ali Al Jassim as Director None Abstain Management 12.14 Elect Marwan Qattan as Director None Abstain Management 12.15 Elect Ajit Anant as Director None Abstain Management 12.16 Elect Fatimah Al Naeemi as Director None For Management -------------------------------------------------------------------------------- DAQIN RAILWAY CO., LTD. Ticker: 601006 Security ID: Y1997H108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8.1 Elect Wang Daokuo as Director For For Shareholder 9.1 Elect Hao Shengyue as Director For For Management 10.1 Elect Yu Feng as Supervisor For Against Management -------------------------------------------------------------------------------- DAR AL ARKAN REAL ESTATE DEVELOPMENT CO. Ticker: 4300 Security ID: M2723D109 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Related Party Transactions Re: For For Management Saudi Housing Finance 6 Approve Related Party Transactions Re: For For Management Al Khair Capital 7 Approve Discharge of Directors for FY For For Management 2020 8 Amend Nomination and Remuneration For For Management Committee Charter -------------------------------------------------------------------------------- DARE POWER DEKOR HOME CO., LTD. Ticker: 000910 Security ID: Y44434101 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jingjing as For For Shareholder Non-Independent Director 2 Approve to Adjust the Repurchase Price For For Management of the 2017 Performance Shares Incentive Plan and Repurchase Cancellation of Performance Shares 3 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- DARE POWER DEKOR HOME CO., LTD. Ticker: 000910 Security ID: Y44434101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Summary of Audit Work For For Management 8 Approve to Formulate the Shareholder For For Management Return Plan -------------------------------------------------------------------------------- DARFON ELECTRONICS CORP. Ticker: 8163 Security ID: Y1997G126 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kuen-Yao Lee, with Shareholder For For Management No. 2, as Non-Independent Director 1.2 Elect Kai-Chien Su, with Shareholder For For Management No. 535, as Non-Independent Director 1.3 Elect Yao-Kun Tsai, with Shareholder For For Management No. 946, as Non-Independent Director 1.4 Elect Chi-Hong Chen, Representative of For For Management Qisda Corporation, with Shareholder No. 1, as Non-Independent Director 1.5 Elect Chiu-Chin Hung, Representative For For Management of Qisda Corporation, with Shareholder No. 1, as Non-Independent Director 1.6 Elect Neng-Pai Lin, with Shareholder For Against Management NO.R100981XXX, as Independent Director 1.7 Elect Kun-Ming Li, with Shareholder NO. For For Management P102231XXX, as Independent Director 1.8 Elect Yu-Tien Li, with Shareholder NO. For For Management F104022XXX, as Independent Director 1.9 Elect Hsiang-Niang Hu, with For For Management Shareholder NO.C120750XXX, as Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Profit Distribution For For Management 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- DARWIN PRECISIONS CORP. Ticker: 6120 Security ID: Y25909105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect Huei-Shih Lung, with Shareholder For For Management No. A210160XXX, as Independent Director 4 Approve Release of Restrictions on For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- DASHANG CO., LTD. Ticker: 600694 Security ID: Y19973117 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tian Debin as Non-Independent For For Management Director 2 Elect Zhao Xijin as Independent For For Management Director -------------------------------------------------------------------------------- DASHANG CO., LTD. Ticker: 600694 Security ID: Y19973117 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For Against Management Relevant Rules of Procedure -------------------------------------------------------------------------------- DASHANG CO., LTD. Ticker: 600694 Security ID: Y19973117 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Payment of Audit Fees For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Independent Directors 8 Approve Related Party Transaction For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Elect Li Nana as Supervisor For For Management 11.1 Elect Li Hongsheng as Director For For Management 11.2 Elect Chen Jingxia as Director For For Management -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Implementation For For Management Subject for Raised Funds Project -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change and Extension of For For Management Partial Raised Funds Project 2 Approve Additional Implementing Party For For Management to Partial Raised Funds Project 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Relevant Commitments For For Management of Controlling Shareholder and Ultimate Controlling Shareholder -------------------------------------------------------------------------------- DASHENLIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 603233 Security ID: Y19984106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- DATANG HUAYIN ELECTRIC POWER CO., LTD. Ticker: 600744 Security ID: Y37686105 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Assessment of Company's For For Management Leadership Team 2 Approve to Appoint Auditor For For Management 3 Approve Remuneration of Auditor For For Management 4.1 Elect Peng Yong as Non-Independent For For Management Director 5.1 Elect Xie Li as Independent Director For For Management 5.2 Elect Peng Jiangang as Independent For For Management Director -------------------------------------------------------------------------------- DATANG HUAYIN ELECTRIC POWER CO., LTD. Ticker: 600744 Security ID: Y37686105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Internal Control Audit Report For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Yongxing as Director For Did Not Vote Management 1.2 Approve Retirement of Zhang Ping as For Did Not Vote Management Director 2 Approve Engagement of Accounting Firms For Did Not Vote Management for the Year 2020 3 Approve Increasing Annual Caps of For Did Not Vote Management Certain Connected Transactions Under the Comprehensive Product and Service Framework Agreement (2019-2021) 4 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020122 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Yongxing as Director For Did Not Vote Management 1.2 Approve Retirement of Zhang Ping as For Did Not Vote Management Director 2 Approve Engagement of Accounting Firms For Did Not Vote Management for the Year 2020 3 Approve Increasing Annual Caps of For Did Not Vote Management Certain Connected Transactions Under the Comprehensive Product and Service Framework Agreement (2019-2021) 4 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Proposal of Datang For Against Management International as the Parent Company for the Year of 2021 2 Approve Replacement of Financing For Against Management Guarantee of Yuncheng Power Company -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020122 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Proposal of Datang For For Management International as the Parent Company for the Year of 2021 2 Approve Replacement of Financing For Against Management Guarantee of Yuncheng Power Company -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Engagement of Accounting Firms For For Management -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO., LTD. Ticker: 991 Security ID: Y20020122 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Engagement of Accounting Firms For For Management -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Real Estate For For Management -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Leasing Business For For Management -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Major Asset For For Management Restructuring Complies with Relevant Laws and Regulations 2 Approve Capital Increase and Share For For Management Expansion of Datang NXP Semiconductors Co., Ltd. Constitute as Related Party Transaction 3 Approve This Transaction Does Not For For Management Constitute as Related Party Transaction 4 Approve This Transaction Constitutes For For Management as Major Asset Restructure but Does Not Constitute as Major Restructure Listing 5.1 Approve Overall Plan For For Management 5.2 Approve Capital Increase Target in For For Management Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.3 Approve Transaction Parties in For For Management Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.4 Approve Pricing Basis and Transaction For For Management Price of the Capital Increase Target in Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.5 Approve Method of Capital Increase in For For Management Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.6 Approve Attribution of Transitional For For Management Profit and Loss of the Capital Increase Target in Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.7 Approve Delivery of Capital Increase For For Management Target and Liability for Breach of Contract in Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.8 Approve Early Termination in For For Management Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.9 Approve Resolution Validity Period in For For Management Connection to Datang NXP's Capital Increase and Share Expansion Plan 5.10 Approve Capital Increase Target in For For Management Connection to Jiansu I-Front's Capital Increase and Share Expansion Plan 5.11 Approve Transaction Parties in For For Management Connection to Jiansu I-Front's Capital Increase and Share Expansion Plan 5.12 Approve Pricing Basis and Transaction For For Management Price of the Capital Increase Target in Connection to Jiansu I-Front's Capital Increase and Share Expansion Plan 5.13 Approve Method of Capital Increase in For For Management Connection to Jiansu I-Front's Capital Increase and Share Expansion Plan 5.14 Approve Attribution of Transitional For For Management Profit and Loss of the Capital Increase Target in Connection to Jiansu I-Front's Capital Increase and Share Expansion Plan 5.15 Approve Delivery of Capital Increase For For Management Target and Liability for Breach of Contract in Connection to Jiansu I-Front's Capital Increase and Share Expansion Plan 5.16 Approve Other Matters in Connection to For For Management Jiansu I-Front's Capital Increase and Share Expansion Plan 5.17 Approve Resolution Validity Period in For For Management Connection to Jiansu I-Front's Capital Increase and Share Expansion Plan 5.18 Approve Transfer Target in Connection For For Management to Chenxin Technology Equity Transfer Plan 5.19 Approve Transaction Parties in For For Management Connection to Chenxin Technology Equity Transfer Plan 5.20 Approve Pricing Basis and Transaction For For Management Price of the Transfer Target in Connection to Chenxin Technology Equity Transfer Plan 5.21 Approve Transfer Method in Connection For For Management to Chenxin Technology Equity Transfer Plan 5.22 Approve Attribution of Transitional For For Management Profit and Loss of the Transfer Target in Connection to Chenxin Technology Equity Transfer Plan 5.23 Approve Delivery of Transfer Target For For Management and Liability for Breach of Contract in Connection to Chenxin Technology Equity Transfer Plan 5.24 Approve Resolution Validity Period in For For Management Connection to Chenxin Technology Equity Transfer Plan 6 Approve Signing of Conditional For For Management Transaction Agreement 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Evaluation Report 9 Approve Related Party Transaction For For Management Report (Draft) and Summary on Major Asset Restructure in Connection to Capital Injection and Equity Transfer 10 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 11 Approve the Notion that the For For Management Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 12 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Restructuring of Listed Companies 13 Approve the Explanation on Whether or For For Management Not the Stock Price Volatility Achieve the Relevant Standards in Article 5 Stated in the Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Counter Guarantee Provision For For Management 4 Approve to Adjust the Related Party For For Management Transactions -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Daily Related-party For For Management Transaction with Datang Telecom Group Finance Co., Ltd. 9.1 Elect Lei Xinsheng as Director For For Management 9.2 Elect Ma Jiancheng as Director For For Management 9.3 Elect Ma Chao as Director For For Management 9.4 Elect Xie Deping as Director For For Management 10.1 Elect Zong Wenlong as Director For For Management 10.2 Elect Li Kejie as Director For For Management 10.3 Elect Yang Fangchun as Director For For Management 11.1 Elect Duan Maozhong as Supervisor For For Management 11.2 Elect Shao Xiaoxia as Supervisor For For Management -------------------------------------------------------------------------------- DATANG TELECOM TECHNOLOGY CO., LTD. Ticker: 600198 Security ID: Y2002K102 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- DATATEC LTD. Ticker: DTC Security ID: S2100Z123 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Stephen Davidson as Director For For Management 2 Re-elect John McCartney as Director For For Management 3 Re-elect Ekta Singh-Bushell as Director For For Management 4 Elect Rick Medlock as Director For For Management 5 Appoint PricewaterhouseCoopers For For Management Incorporated as Auditors with Berno Niebuhr as the Designated Auditor 6.1 Re-elect Johnson Njeke as Member of For For Management the Audit, Risk and Compliance Committee 6.2 Re-elect Ekta Singh-Bushell as Member For For Management of the Audit, Risk and Compliance Committee 6.3 Elect Rick Medlock as Member of the For For Management Audit, Risk and Compliance Committee 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and/or 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- DATONG COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Song Yinlin as Non-independent For For Management Director 3 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- DATONG COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Company Name and Amend For For Management Articles of Association -------------------------------------------------------------------------------- DAZHONG TRANSPORTATION (GROUP) CO., LTD. Ticker: 600611 Security ID: Y2023E119 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Scale and Par Value For For Management 1.2 Approve Bond Maturity For For Management 1.3 Approve Bond Interest Rate and For For Management Determination Method 1.4 Approve Issue Manner For For Management 1.5 Approve Target Parties For For Management 1.6 Approve Redemption and Resale Terms For For Management 1.7 Approve Guarantee Arrangement For For Management 1.8 Approve Use of Proceeds and Special For For Management Raised Funds Deposit Account 1.9 Approve Underwriting Method and For For Management Listing Arrangement 1.10 Approve Safeguard Measures of Debts For For Management Repayment 1.11 Approve Authorization of the Board to For For Management Handle All Related Matters 1.12 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- DAZHONG TRANSPORTATION (GROUP) CO., LTD. Ticker: 600611 Security ID: Y2023E119 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6.1 Elect Yang Guoping as Director For For Management 6.2 Elect Liang Jiawei as Director For For Management 6.3 Elect Zhao Siyuan as Director For For Management 6.4 Elect Zhang Jing as Director For For Management 6.5 Elect Zhuo Fumin as Director For For Management 6.6 Elect Jiang Guofang as Director For For Management 6.7 Elect Cao Yongqin as Director For For Management 7.1 Elect Yuan Limin as Supervisor For For Management 7.2 Elect Xu Guoxiang as Supervisor For For Management 7.3 Elect Jiang Yun as Supervisor For For Management 8 Approve Provision of Guarantee For Against Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Related Party Transaction For For Management 11 Approve Use of Idle Funds for Cash For For Management Management 12 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- DBAPPSECURITY CO. LTD. Ticker: 688023 Security ID: Y202K6109 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 10.573% of For For Management Equity of Hangzhou Franco Information Security Technology Co., Ltd. 2 Approve Acquisition of 10% of Equity For For Management of Hangzhou Franco Information Security Technology Co., Ltd. -------------------------------------------------------------------------------- DBAPPSECURITY CO. LTD. Ticker: 688023 Security ID: Y202K6109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Daily Related Party For For Management Transactions 11 Amend Articles of Association For For Management 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Shares to Specific Targets through Simplified Procedures 13 Amend the Company's Basic Management For Against Management Systems 13.1 Amend the Company's Authorization For Against Management Management System 13.2 Amend Related-party Transaction For Against Management Management System 13.3 Amend External Investment Management For Against Management System 13.4 Amend Information Disclosure For Against Management Management System -------------------------------------------------------------------------------- DBG TECHNOLOGY CO., LTD. Ticker: 300735 Security ID: Y202HK102 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Lugang as Non-Independent For For Management Director 2 Approve Additional Guarantee Provision For Against Management Plan 3 Approve External Investment and For For Management Related Party Transactions -------------------------------------------------------------------------------- DBG TECHNOLOGY CO., LTD. Ticker: 300735 Security ID: Y202HK102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve to Appoint Auditor For For Management 11 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 12 Approve Methods to Assess the For For Management Performance of Plan Participants 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Provision of Guarantee and For Against Management Cancellation of Early Guarantees -------------------------------------------------------------------------------- DCB BANK LIMITED Ticker: 532772 Security ID: Y2051L134 Meeting Date: JUL 11, 2020 Meeting Type: Annual Record Date: JUL 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Jamal Pradhan as Director For For Management 3 Approve S R Batliboi & Associates LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Reelect Rupa Devi Singh as Director For For Management 5 Elect Amyn Jassani as Director For For Management 6 Elect Shabbir Merchant as Director For For Management 7 Elect Somasundaram PR as Director For For Management 8 Elect Rafiq Somani as Director For For Management 9 Approve Increase in Borrowing Powers For For Management 10 Approve Issuance of For For Management Bonds/Debentures/Securities on Private Placement Basis 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DCM SHRIRAM LTD. Ticker: 523367 Security ID: Y2023T132 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect K.K. Kaul as Director For For Management 4 Reelect Sharad Shrivastva as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Reappointment and Remuneration For Against Management of Ajit S. Shriram as Joint Managing Director 7 Reelect Ramni Nirula as Director For For Management -------------------------------------------------------------------------------- DEHUA TB NEW DECORATION MATERIAL CO., LTD. Ticker: 002043 Security ID: Y2027G110 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Adjustment on Guarantee For Against Management Provision Plan -------------------------------------------------------------------------------- DEHUA TB NEW DECORATION MATERIAL CO., LTD. Ticker: 002043 Security ID: Y2027G110 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage For For Management 1.2 Approve Repurchase Manner For For Management 1.3 Approve Repurchase Price, Price Range For For Management and Pricing Basis 1.4 Approve Repurchase Type, Scale and For For Management Proportion to Share Capital 1.5 Approve Capital Source For For Management 1.6 Approve Implementation Period For For Management 1.7 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DEHUA TB NEW DECORATION MATERIAL CO., LTD. Ticker: 002043 Security ID: Y2027G110 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For Against Management 10 Approve Use of Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED Ticker: DELTA Security ID: Y20266154 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operational Results None None Management 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Dividend Payment For For Management 4.1 Elect Anusorn Muttaraid as Director For For Management 4.2 Elect Boonsak Chiempricha as Director For For Management 4.3 Elect Tipawan Chayutimand as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Other Business None None Management -------------------------------------------------------------------------------- DELTA ELECTRONICS, INC. Ticker: 2308 Security ID: Y20263102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect YANCEY HAI, with SHAREHOLDER NO. For For Management 38010, as Non-Independent Director 3.2 Elect MARK KO, with Shareholder No. For For Management 15314, as Non-Independent Director 3.3 Elect BRUCE CH CHENG, with SHAREHOLDER For For Management NO.1, as Non-Independent Director 3.4 Elect PING CHENG, with SHAREHOLDER NO. For For Management 43, as Non-Independent Director 3.5 Elect SIMON CHANG, with SHAREHOLDER NO. For For Management 19, as Non-Independent Director 3.6 Elect VICTOR CHENG, with SHAREHOLDER For For Management NO.44, as Non-Independent Director 3.7 Elect JI-REN LEE, with ID NO. For For Management Y120143XXX, as Independent Director 3.8 Elect SHYUE-CHING LU, with ID NO. For For Management H100330XXX, as Independent Director 3.9 Elect ROSE TSOU, with ID NO. For For Management E220471XXX, as Independent Director 3.10 Elect JACK J.T. HUANG, with ID NO. For For Management A100320XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- DELUXE FAMILY CO., LTD. Ticker: 600503 Security ID: Y9584H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Directors For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Provision of Guarantee For For Management 9 Approve Provision of Mortgage Loans For For Management Guarantee 10 Approve Financing Schemes of the For For Management Company and Subsidiary as well as Relevant Authorization 11 Approve Change of Registered Address For For Management and Amend Articles of Association 12.1 Elect Lou Xin as Director For For Shareholder 13.1 Elect Wu Wangjia as Supervisor For For Management -------------------------------------------------------------------------------- DEPO AUTO PARTS INDUSTRIAL CO., LTD. Ticker: 6605 Security ID: Y2032B106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- DEPPON LOGISTICS CO., LTD. Ticker: 603056 Security ID: Y2034J107 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- DER FUTURE SCIENCE & TECHNOLOGY HOLDING GROUP CO., LTD. Ticker: 002631 Security ID: Y20332105 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Related Party Transaction in For For Management Connection to Joint Investment in Establishment of a Company -------------------------------------------------------------------------------- DER FUTURE SCIENCE & TECHNOLOGY HOLDING GROUP CO., LTD. Ticker: 002631 Security ID: Y20332105 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Liquidation and Cancellation For For Management of Subsidiaries 2 Approve Related Party Transaction in For For Management Connection to Financial Assistance Provision 3 Approve Related Party Transaction in For For Management Connection to Signing of Housing Lease Contract and Property Management Contract -------------------------------------------------------------------------------- DER FUTURE SCIENCE & TECHNOLOGY HOLDING GROUP CO., LTD. Ticker: 002631 Security ID: Y20332105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration or Allowance of For For Management Directors 7 Approve Remuneration or Allowance of For For Management Supervisors 8 Approve Remuneration and Appraisal For For Management Measures of Directors, Supervisors and Senior Management 9 Approve Use of Own Idle Funds to For For Management Conduct Low-risk Short-term Financial Investment 10 Approve Use of Idle Raised Funds to For For Management Invest in Short-term Guaranteed Financial Products 11 Approve Application of Bank Credit For For Management Lines 12 Approve Guarantee Provision Plan For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Amendments to Articles of For For Management Association 15 Approve Report on the Deposit and For For Management Usage of Raised Funds 16 Approve Estimated Related Party For For Management Transaction 17 Approve Shareholder Return Plan For For Management 18 Approve Signing of House Leasing For For Management Contract and Property Management Contract and Related Party Transaction 19 Approve Signing of Supplemental For For Management Agreement of House Leasing Contract and Property Management Contract and Related Party Transaction -------------------------------------------------------------------------------- DETSKY MIR PJSC Ticker: DSKY Security ID: X1810L113 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 2.50 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- DETSKY MIR PJSC Ticker: DSKY Security ID: X1810L113 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: NOV 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 5.08 For For Management per Share for First Nine Months of Fiscal 2020 2 Fix Number of Directors For Against Management 3 Approve New Edition of Charter For Against Management -------------------------------------------------------------------------------- DETSKY MIR PJSC Ticker: DSKY Security ID: X1810L113 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: JAN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Andrei Anishchenko as Director None For Management 2.2 Elect Pavel Boiarinov as Director None Against Management 2.3 Elect Mariia Gordon as Director None For Management 2.4 Elect Pavel Grachev as Director None Against Management 2.5 Elect Mariia Davydova as Director None Against Management 2.6 Elect Dmitrii Klenov as Director None Against Management 2.7 Elect Vladimir Klimanov as Director None Against Management 2.8 Elect Stanislav Kotomkin as Director None For Management 2.9 Elect Tony Maher as Director None Against Management 2.10 Elect Mikhail Stiskin as Director None Against Management 2.11 Elect Michael Foss as Director None For Management 2.12 Elect Aleksandr Shevchuk as Director None For Management 3 Approve New Edition of Regulations on For For Management Remuneration of Directors -------------------------------------------------------------------------------- DETSKY MIR PJSC Ticker: DSKY Security ID: X1810L113 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 6.07 per Share 4.1 Elect Andrei Anishchenko as Director None For Management 4.2 Elect Mariia Gordon as Director None For Management 4.3 Elect Pavel Grachev as Director None Against Management 4.4 Elect Dmitrii Klenov as Director None Against Management 4.5 Elect Vladimir Klimanov as Director None Against Management 4.6 Elect Tony Maher as Director None Against Management 4.7 Elect David Roennberg as Director None For Management 4.8 Elect Mikhail Stiskin as Director None Against Management 4.9 Elect Michael Foss as Director None For Management 4.10 Elect Aleksandr Shevchuk as Director None For Management 5 Approve New Edition of Charter For For Management 6.1 Elect Iurii Vikulin as Member of Audit For For Management Commission 6.2 Elect Nadezhda Voskresenskaia as For For Management Member of Audit Commission 6.3 Elect Arkadii Suprunov as Member of For For Management Audit Commission 7 Ratify Deloitte & Touche CIS as Auditor For Against Management 8 Approve New Edition of Regulations on For For Management Remuneration of Directors -------------------------------------------------------------------------------- DEYAAR DEVELOPMENT PJSC Ticker: DEYAAR Security ID: M28055115 Meeting Date: APR 04, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Absence of Dividends for FY For For Management 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Discharge of Auditors for FY For For Management 2020 7 Ratify Auditors and Fix Their For For Management Remuneration 8 Approve the Appointment of For For Management Representatives for the Shareholders and Fix Their Remuneration 9 Approve Remuneration Policy of For For Management Attending Committees' Meetings and additional Tasks of Directors 10.1 Amend Articles of Bylaws For For Management 10.2 Approve to Cease the Capital Reduction For For Management Procedures which was Approved in the Previous General Meeting Held on 08 April 2020 -------------------------------------------------------------------------------- DEZHAN HEALTHCARE CO., LTD. Ticker: 000813 Security ID: Y97245107 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Phase 1 For For Management Equity Incentive Plan 2 Approve Formulation of Implementation For For Management Assessment Management Method of Phase 1 Equity Incentive Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Phase 1 Equity Incentive Plan -------------------------------------------------------------------------------- DHANI SERVICES LIMITED Ticker: 532960 Security ID: Y3912B109 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Dhani Services Limited - For Against Management Employee Stock Benefit Scheme 2021 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees/Directors 3 Approve Extension of Benefits of Dhani For Against Management Services Limited - Employee Stock Benefit Scheme 2021 to Employees and Directors of Subsidiaries 4 Approve Trust to Implement and For Against Management Administer Dhani Services Limited - Employee Stock Benefit Scheme 2021 and Other Schemes and Secondary Market Acquisition 5 Amend Objects Clause of Memorandum of For For Management Association 6 Approve Extension of Time for Making For For Management Third and Final Call on Partly Paid Up Equity Shares Allotted Under Rights Issue -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Amendments to Articles of For For Management Association 4 Approve Credit Line Application and For For Management Provision of Guarantee -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines and Provision of Guarantee -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Extension of Resolution For For Management Validity Period 8 Approve Extension of Authorization of For For Management the Board to Handles Matters Related to Private Placement of Shares 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DHC SOFTWARE CO., LTD. Ticker: 002065 Security ID: Y2080B107 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee 2 Approve Estimated Related Party For For Management Transaction -------------------------------------------------------------------------------- DIALOG GROUP BERHAD Ticker: 7277 Security ID: Y20641109 Meeting Date: NOV 18, 2020 Meeting Type: Annual Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Chan Yew Kai as Director For For Management 3 Elect Mohamad Hafiz Bin Kassim as For For Management Director 4 Elect Juniwati Rahmat Hussin as For For Management Director 5 Approve Directors' Fees and Board For For Management Committees' Fees 6 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 7 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Kamariyah Binti Hamdan to For For Management Continue Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Guarantee For For Management Provision 2 Elect Liu Yang as Supervisor For For Management 3.1 Elect Chen Haibin as Non-independent For For Management Director 3.2 Elect Huang Boxing as Non-independent For For Management Director 3.3 Elect Shen Lijun as Non-independent For For Management Director 3.4 Elect Guo Sanhui as Non-independent For For Management Director 3.5 Elect Jiang Tang as Non-independent For For Management Director 3.6 Elect Ye Xiaoping as Non-independent For For Management Director 4.1 Elect Chen Weiru as Independent For For Management Director 4.2 Elect Ding Guoqi as Independent For For Management Director 4.3 Elect Li Tiantian as Independent For For Management Director -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase of Controlled For For Management Subsidiary and Introduction of Investors -------------------------------------------------------------------------------- DIAN DIAGNOSTICS GROUP CO. LTD. Ticker: 300244 Security ID: Y988BG101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantees 9 Approve Daily Related-party For For Management Transactions 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- DIGI.COM BERHAD Ticker: 6947 Security ID: Y2070F100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yasmin Binti Aladad Khan as For For Management Director 2 Elect Randi Wiese Heirung as Director For For Management 3 Elect Wenche Marie Agerup as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Guarantee For For Management 2 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Digital China Holdings Co., Ltd 1.2 Approve Related Party Transaction with For For Management Digital China Information Services Co. , Ltd -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of M&A Loans For For Management -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Derivative Investment For For Management 9 Approve Securities Investment For For Management 10 Approve Guarantees For For Management 11.1 Elect Guo Wei as Director For For Shareholder 11.2 Elect Xin Xin as Director For For Shareholder 12.1 Elect Zhu Jinmei as Director For For Shareholder 12.2 Elect Zhang Lianqi as Director For For Shareholder 12.3 Elect Ling Zhenwen as Director For For Shareholder 13.1 Elect Zhang Mei as Supervisor For For Shareholder 13.2 Elect Sun Danmei as Supervisor For For Shareholder -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- DIGITAL CHINA GROUP CO., LTD. Ticker: 000034 Security ID: Y77411109 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yin Shiming as Director For For Shareholder 2 Approve Equity Disposal For For Shareholder -------------------------------------------------------------------------------- DIGITAL CHINA HOLDINGS LIMITED Ticker: 861 Security ID: G2759B107 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Share Options to Guo For For Management Wei Under the Share Option Scheme 2 Approve Grant of Share Options to Wong For For Management Man Chung, Francis Under the Share Option Scheme 3 Approve Grant of Share Options to Ni For For Management Hong (Hope) Under the Share Option Scheme 4 Approve Grant of Share Options to Liu For For Management Yun, John Under the Share Option Scheme 5 Approve Grant of Share Options to Yan For For Management Xiaoyan Under the Share Option Scheme 6 Approve Grant of Share Options to King For For Management William Under the Share Option Scheme -------------------------------------------------------------------------------- DIGITAL CHINA HOLDINGS LIMITED Ticker: 861 Security ID: G2759B107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Liu Yun, John as Director For For Management 3.2 Elect King William as Director For For Management 3.3 Elect Zeng Shuigen as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Shinewing (HK) CPA Limited as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Additional Guarantee For For Shareholder -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 3.4 Amend Management System for Providing For For Management External Guarantees 3.5 Amend Financial Aid Management System For For Management 3.6 Amend Management System of Raised Funds For For Management 4 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 2 Approve Amendments to Articles of For Did Not Vote Management Association 3.1 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 3.2 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 3.3 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 3.4 Amend Management System for Providing For Did Not Vote Management External Guarantees 3.5 Amend Financial Aid Management System For Did Not Vote Management 3.6 Amend Management System of Raised Funds For Did Not Vote Management 4 Approve Additional Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee For Against Management 2 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- DIGITAL CHINA INFORMATION SERVICE CO., LTD. Ticker: 000555 Security ID: Y2943B104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8.1 Approve Related Party Transaction with For For Management Shenzhou Holdings 8.2 Approve Related Party Transaction with For For Management Shenzhou Digital 8.3 Approve Related Party Transaction with For For Management Shenzhou Bangbang 9 Approve Change in the Use of Raised For For Management Funds to Replenish Working Capital 10 Amend Articles of Association For For Management 11 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- DIGIWIN SOFTWARE CO., LTD. Ticker: 300378 Security ID: Y2071V104 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jie Xiaoxiao as Non-Independent For For Management Director 1.2 Elect Tang Shigang as Non-Independent For For Management Director -------------------------------------------------------------------------------- DIGIWIN SOFTWARE CO., LTD. Ticker: 300378 Security ID: Y2071V104 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DIGIWIN SOFTWARE CO., LTD. Ticker: 300378 Security ID: Y2071V104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Elect Zhang Yuanyi as Director For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Working System for Independent For For Management Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Management System of Raised Funds For For Management 14 Amend Management System for Providing For For Management External Guarantees 15 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- DILIP BUILDCON LIMITED Ticker: 540047 Security ID: Y2073Z103 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Devendra Jain as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 6 Approve Issuance of Commercial Paper For For Management on Private Placement Basis 7 Approve Loans/Guarantees/Securities to For Against Management Subsidiaries Companies/Associates Companies/Joint Ventures/Trust and/or Body Corporate(s) 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Asset-backed Plan For For Management 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Chain Financial Asset For For Management Backed Notes Project 2 Approve Adjustment of Daily Related For For Management Party Transaction 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Overseas Listing in For For Management Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2 Approve Overseas Listing For For Management 3 Approve Full Circulation of Shares For For Management Application 4 Approve Commitment of Upholding the For For Management Independent Listing Status 5 Approve Statement on and Prospect of For For Management the Continuing Profitability 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Adjustment of Allowance of For For Management Independent Directors and Payment Method 7 Approve to Appoint Auditor For For Management 8 Approve Authorization of Management For Against Management and Subsidiaries for Additional Land Reserve 9 Approve Financing Application For Against Management 10 Approve Mortgage and Pledge of Assets For Against Management for Financing 11 Approve Guarantee Provision Plan For Against Management 12 Approve Provision of Guarantee to For For Management Joint Venture 13 Approve Lending Funds to Controlled For For Management and Associate Company 14 Approve Related Party Transaction For For Management 15 Amend Management System for Real For For Management Estate Project 16 Approve Key Management Members For For Management Participate in Real Estate Project and Increase in Related Party Transaction 17 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DIMA HOLDINGS CO., LTD. Ticker: 600565 Security ID: Y18427107 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination and Cancellation For For Management of Stock Option 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DIRECIONAL ENGENHARIA SA Ticker: DIRR3 Security ID: P3561Q100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4.1 Elect Bruno Lage De Araujo Paulino as For For Management Fiscal Council Member and Roberto Tavares Pinto Coelho as Alternate 4.2 Elect Paulo Savio Bicalho as Fiscal For For Management Council Member and Larissa Campos Breves as Alternate 5 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- DIS-CHEM PHARMACIES LTD. Ticker: DCP Security ID: S2266H107 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 29 February 2020 2 Reappoint Ernst and Young Inc as For Against Management Auditors with Derek Engelbrecht as the Designated Auditor 3 Re-elect Mark Bowman as Director For For Management 4 Re-elect Mahomed Gani as Director For For Management 5 Re-elect Anuschka Coovadia as Member For For Management of the Audit and Risk Committee 6 Re-elect Mark Bowman as Member of the For For Management Audit and Risk Committee 7 Re-elect Mahomed Gani as Member of the For For Management Audit and Risk Committee 8 Re-elect Joe Mthimunye as Member of For For Management the Audit and Risk Committee 9.1 Approve Remuneration Philosophy and For For Management Policy 9.2 Approve Implementation Report For For Management 1 Approve Non-Executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- DISCOVERY LTD. Ticker: DSY Security ID: S2192Y109 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Andrew Taylor as the Individual Registered Auditor 3.1 Re-elect Sindi Zilwa as Director For For Management 3.2 Re-elect Mark Tucker as Director For For Management 3.3 Elect David Macready as Director For For Management 4.1 Elect David Macready as Chairperson of For For Management the Audit Committee 4.2 Re-elect Sindi Zilwa as Member of the For For Management Audit Committee 4.3 Re-elect Sonja De Bruyn as Member of For For Management the Audit Committee 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation of the For For Management Remuneration Policy 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Authorise Directors to Allot and Issue For For Management A Preference Shares 7.2 Authorise Directors to Allot and Issue For For Management B Preference Shares 7.3 Authorise Directors to Allot and Issue For For Management C Preference Shares 1 Approve Remuneration of Non-Executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- DISH TV INDIA LTD. Ticker: 532839 Security ID: Y2076S114 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Anil Kumar Dua as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Reappointment and Remuneration For Against Management of Jawahar Lal Goel as Managing Director for the Period from December 17, 2019 to March 31, 2020 5 Approve Reappointment and Remuneration For Against Management of Jawahar Lal Goel as Managing Director for the Period from April 1, 2020 to March 31, 2022 -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 21, 2020 Meeting Type: Annual Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Rika Labuschaigne as the Individual Designated Auditor 3.1 Re-elect Gugu Dingaan as Director For For Management 3.2 Re-elect Chris Otto as Director For For Management 3.3 Re-elect Catharina Sevillano-Barredo For For Management as Director 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Re-elect Ethel Matenge-Sebesho as For For Management Member of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report on the For For Management Company's Remuneration Policy 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Remuneration of Non-executive For For Management Directors for Additional Services Performed on Behalf of the Company 3 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- DIVI'S LABORATORIES LIMITED Ticker: 532488 Security ID: Y2076F112 Meeting Date: SEP 14, 2020 Meeting Type: Annual Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Dividend For For Management 3 Reelect N.V. Ramana as Director For Against Management 4 Reelect Madhusudana Rao Divi as For Against Management Director -------------------------------------------------------------------------------- DIXON TECHNOLOGIES (INDIA) LIMITED Ticker: 540699 Security ID: Y2R8FN106 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Atul B. Lall as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Variation in the Utilization For For Management of Initial Public Offering Proceeds 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Approve Dixon Technologies (India) For Against Management Limited - Employee Stock Option Plan, 2020 7 Approve Grant of Options Under the For Against Management Dixon Technologies (India) Limited - Employee Stock Option Plan, 2020 to Subsidiary Companies -------------------------------------------------------------------------------- DIXON TECHNOLOGIES (INDIA) LIMITED Ticker: 540699 Security ID: Y2R8FN106 Meeting Date: MAR 07, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sub-Division of Equity Shares For For Management 2 Amend Capital Clause of the Memorandum For For Management of Association Re: Sub-Division of Equity Shares -------------------------------------------------------------------------------- DIXON TECHNOLOGIES (INDIA) LIMITED Ticker: 540699 Security ID: Y2R8Y5112 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- DLF LIMITED Ticker: 532868 Security ID: Y2089H105 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Ashok Kumar Tyagi as Director For For Management 4 Reelect Devinder Singh as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Appointment and Remuneration For For Management of Savitri Devi Singh as Executive Director-London Office -------------------------------------------------------------------------------- DLG EXHIBITIONS & EVENTS CORP. LTD. Ticker: 600826 Security ID: Y7686H101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Funds for For For Management Financial Management 8.1 Elect Zhou Jin as Director For For Shareholder 8.2 Elect Chen Huifeng as Director For For Shareholder 8.3 Elect Chen Xiaohong as Director For For Shareholder 8.4 Elect Zhang Zheng as Director For For Shareholder 8.5 Elect Li Yifeng as Director For For Shareholder 9.1 Elect Li Haige as Director For For Management 9.2 Elect Lyu Yong as Director For For Management 9.3 Elect Zhang Min as Director For For Management 10.1 Elect Chen Weiquan as Supervisor For For Shareholder 10.2 Elect Gu Zhaohui as Supervisor For For Shareholder 10.3 Elect Chen Xiangyang as Supervisor For For Shareholder -------------------------------------------------------------------------------- DMCI HOLDINGS, INC. Ticker: DMC Security ID: Y2088F100 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Stockholders' Meeting Held on May 21, 2019 2 Approve the Management Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4 Appoint SGV & Co. as Independent For For Management External Auditors 5.1 Elect Isidro A. Consunji as Director For Withhold Management 5.2 Elect Cesar A. Buenaventura as Director For Withhold Management 5.3 Elect Jorge A. Consunji as Director For Withhold Management 5.4 Elect Herbert M. Consunji as Director For Withhold Management 5.5 Elect Ma. Edwina C. Laperal as Director For Withhold Management 5.6 Elect Luz Consuelo A. Consunji as For Withhold Management Director 5.7 Elect Maria Cristina C. Gotianun as For Withhold Management Director 5.8 Elect Antonio Jose U. Periquet as For For Management Director 5.9 Elect Honorio O. Reyes-Lao as Director For For Management -------------------------------------------------------------------------------- DMCI HOLDINGS, INC. Ticker: DMC Security ID: Y2088F100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting Held on July 14, 2020 2 Approve Management Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4 Appoint SGV & Co. as Independent For For Management External Auditors 5 Elect Antonio Jose U. Periquet as For For Management Independent Director 6 Elect Honorio O. Reyes-Lao as For For Management Independent Director 7.1 Elect Isidro A. Consunji as Director For For Management 7.2 Elect Cesar A. Buenaventura as Director For Withhold Management 7.3 Elect Jorge A. Consunji as Director For Withhold Management 7.4 Elect Herbert M. Consunji as Director For Withhold Management 7.5 Elect Ma. Edwina C. Laperal as Director For Withhold Management 7.6 Elect Luz Consuelo A. Consunji as For Withhold Management Director 7.7 Elect Maria Cristina C. Gotianun as For Withhold Management Director 7.8 Elect Antonio Jose U. Periquet as For For Management Director 7.9 Elect Honorio O. Reyes-Lao as Director For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties, Subscription For For Management Manner and Placement Arrangement to Shareholders 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Amendments to Articles of For For Management Association 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal Agreement For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DO-FLUORIDE CHEMICALS CO., LTD. Ticker: 002407 Security ID: Y2090T106 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve External Investment and For For Management Establishment of Joint Venture Companies and Related Party Transaction -------------------------------------------------------------------------------- DOGAN SIRKETLER GRUBU HOLDING AS Ticker: DOHOL Security ID: M2810S100 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Ratify Director Appointments For For Management 4 Accept Board Report For For Management 5 Accept Audit Report For For Management 6 Accept Financial Statements For For Management 7 Approve Discharge of Board For For Management 8 Approve Allocation of Income For For Management 9 Elect Directors For Against Management 10 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2020 11 Approve Director Remuneration For Against Management 12 Approve Upper Limit of Donations for For For Management 2021 13 Ratify External Auditors For Against Management 14 Authorize Issuance of Bonds For Against Management 15 Authorize Board to Distribute Advance For For Management Dividends 16 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 17 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 18 Receive Information on Donations Made None None Management in 2020 19 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- DOGUS OTOMOTIV SERVIS VE TICARET AS Ticker: DOAS Security ID: M28191100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2020 11 Receive Information on Related Party None None Management Transactions 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information on Share None None Management Repurchases 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- DOGUS OTOMOTIV SERVIS VE TICARET AS Ticker: DOAS.E Security ID: M28191100 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Receive Information on Spin-Off None None Management Agreement to be Discussed Under Item 5 3 Receive Information in Accordance to None None Management the Communique on Mergers and Demergers 4 Receive Information on Absence of None None Management Right of Withdrawal 5 Approve Spin-Off Agreement For For Management 6 Wishes None None Management -------------------------------------------------------------------------------- DONG FENG ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 600081 Security ID: Y2096X101 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of the Transaction For For Management Plan Constitutes as Major Adjustment of the Restructuring Plan 2 Approve that the Transaction Complies For For Management with Relevant Laws and Regulations 3.1 Approve this Transaction Plan For For Management 3.2 Approve Pricing Principles and For For Management Transaction Prices 3.3 Approve Transaction Methods and For For Management Payment Arrangements 3.4 Approve Types of Issued Shares and Par For For Management Value Per Share 3.5 Approve Issuance Method and Target For For Management Subscribers 3.6 Approve Issue Price For For Management 3.7 Approve Number of Issued Shares For For Management 3.8 Approve Issuance Price Adjustment For For Management Mechanism 3.9 Approve Listing Location For For Management 3.10 Approve Lock-up Period of the Share For For Management Issuance 3.11 Approve Lock-up Arrangement for the For For Management Shares of Listed Companies Held before the Parts and Components Group Transaction 3.12 Approve Distribution of Cumulative For For Management Earnings 3.13 Approve Transitional Arrangements For For Management 3.14 Approve Resolution Validity Period For For Management 4 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 5 Approve Transaction Constitute as For For Management Related Party Transaction 6 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares 7 Approve Draft and Summary of For For Management Acquisition by Issuance of Shares and Related Party Transactions 8 Approve Signing of Conditional For For Management Agreement on Acquisition by Issuance of Shares and Its Supplementary Agreement 9 Approve Signing the Performance For For Management Commitment Compensation Agreement for the Acquisition by Issuance of Shares 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 12 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Article 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 13 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 14 Approve Purchase and Sale of Assets For For Management within the First 12 Months 15 Approve Relevant Audit Reports, Review For For Management Reports and Asset Evaluation Reports 16 Approve the Extended Audit Report and For For Management Review Report of this Transaction 17 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 18 Approve Basis and Fairness of Pricing For For Management for This Transaction 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Authorization of Board to For For Management Handle All Related Matters 21 Approve Disposal of Fixed Assets and For For Management Write-off Bad Debts 22 Approve to Appoint Auditor For For Management 23 Approve External Guarantees For For Management 24 Approve Disposal of Inventory For For Management -------------------------------------------------------------------------------- DONG FENG ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 600081 Security ID: Y2096X101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5.1 Approve Financial Statements For For Management 5.2 Approve Financial Budget Report For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Credit Lines For For Management 8 Approve Factory and House Lease For For Management 9 Approve Land Lease For For Management 10 Approve Disposal of Fixed Assets and For For Management Write-off of Bad Debts 11 Approve Provision of Socialization For For Management Expenses for Retirees 12 Approve Expenditures for the For For Management Transformation of Three Supplies and One Industry Project 13 Approve Use of Own Idle Funds to For For Management Invest in Financial Products 14 Approve Investment Plan For For Management 15 Approve Appointment of Auditor and For For Management Formulation of Its Remuneration Standards 16 Approve Appointment of Internal For For Management Control Auditor and Formulation of Its Remuneration Standards 17 Approve Postponement of Change of For For Management Terms for Directors, Supervisors and Senior Management Members 18 Approve Appointment of Auditor to For For Management Revise Company's Internal Control Manual 19.1 Elect Chen Xinglin as Director For For Shareholder 19.2 Elect Cai Shilong as Director For For Shareholder 19.3 Elect Han Li as Director For For Shareholder 19.4 Elect Li Zhiguang as Director For For Shareholder 19.5 Elect Yuan Danwei as Director For For Shareholder 19.6 Elect Ye Zhengwu as Director For For Shareholder 20.1 Elect Zhang Jizhou as Director For For Shareholder 20.2 Elect Zhu Guoyang as Director For For Shareholder 20.3 Elect Wang Shuai as Director For For Shareholder 21.1 Elect Zhou Wei as Supervisor For For Shareholder 21.2 Elect Wang Ping as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONG-E-E-JIAO CO., LTD. Ticker: 000423 Security ID: Y7689C109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Duty Performance Report of the For For Management Independent Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Investment in Financial For For Management Products 8 Approve to Appoint Auditor For For Management 9 Approve Allowance of Independent For For Management Directors 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11.1 Elect Han Yuewei as Director For For Management 11.2 Elect Wu Jun as Director For For Management 11.3 Elect Weng Jingwen as Director For For Management 11.4 Elect Yue Hu as Director For For Management 11.5 Elect Gao Dengfeng as Director For For Management 11.6 Elect Deng Rong as Director For For Management 12.1 Elect Zhang Yuanxing as Director For For Management 12.2 Elect Wen Guangwei as Director For For Management 12.3 Elect Guo Dean as Director For For Management 13.1 Elect Tao Ran as Supervisor For For Shareholder 13.2 Elect Tang Na as Supervisor For For Shareholder 13.3 Elect Ding Hongyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares 2 Approve Da Hua Certified Public For For Management Accounts LLP as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares 2 Approve Da Hua Certified Public For For Management Accounts LLP as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Profit Distribution Plan For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Dahua Certified Public For For Management Accountants as Auditors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Zhang Jilie as Supervisor For For Management 9 Approve Feng Yong as Supervisor For For Management 10 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares 11.1 Elect Yu Peigen as Director For For Management 11.2 Elect Xu Peng as Director For For Management 11.3 Elect Bai Yong as Director For For Management 11.4 Elect Zhang Yanjun as Director For For Management 12.1 Elect Liu Dengqing as Director For For Management 12.2 Elect Huang Feng as Director For For Management 12.3 Elect Ma Yongqiang as Director For For Management -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958107 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Profit Distribution Plan For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Dahua Certified Public For For Management Accountants as Auditors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Zhang Jilie as Supervisor For For Management 9 Approve Feng Yong as Supervisor For For Management 10 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares 11.1 Elect Yu Peigen as Director For For Management 11.2 Elect Xu Peng as Director For For Management 11.3 Elect Bai Yong as Director For For Management 11.4 Elect Zhang Yanjun as Director For For Management 12.1 Elect Liu Dengqing as Director For For Management 12.2 Elect Huang Feng as Director For For Management 12.3 Elect Ma Yongqiang as Director For For Management -------------------------------------------------------------------------------- DONGFANG ELECTRIC CO., LTD. Ticker: 1072 Security ID: Y20958115 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Certain Restricted Shares -------------------------------------------------------------------------------- DONGFENG AUTOMOBILE CO., LTD. Ticker: 600006 Security ID: Y2096J102 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of M9T Project For For Management Technology Transfer Contract 2 Approve Acceptance of Commissioned For For Management Processing 3.1 Elect Zhao Shuliang as Non-Independent For For Shareholder Director 3.2 Elect Li Jun as Non-Independent For For Shareholder Director 3.3 Elect Francois Bailly as For For Shareholder Non-Independent Director 3.4 Elect Chen Bin as Non-Independent For For Shareholder Director 3.5 Elect Li Xiangping as Non-Independent For For Shareholder Director 3.6 Elect Fan Qicai as Non-Independent For For Shareholder Director 4.1 Elect Zhang Guoming as Independent For For Shareholder Director 4.2 Elect Qin Zhihua as Independent For For Shareholder Director 4.3 Elect Zhang Dunli as Independent For For Shareholder Director 5.1 Elect He Wei as Supervisor For For Shareholder 5.2 Elect Hu Weidong as Supervisor For For Shareholder -------------------------------------------------------------------------------- DONGFENG AUTOMOBILE CO., LTD. Ticker: 600006 Security ID: Y2096J102 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2.1 Elect Li Junzhi as Non-independent For For Shareholder Director 2.2 Elect Xi Linlong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- DONGFENG AUTOMOBILE CO., LTD. Ticker: 600006 Security ID: Y2096J102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Leung Wai Lap, Philip as Director For For Shareholder 2 Approve Remuneration of Candidates for For For Management Director 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan of the Initial Public For For Management Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 2 Authorize Board and Persons Authorized For For Management to Deal With All Matters in Relation to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 3 Approve Use of Proceeds Raised from For For Management the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Its Feasibility Analysis Report 4 Approve Accumulated Profits For For Management Distribution Plan Prior to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 5 Approve Three-Year Dividend For For Management Distribution Plan for Shareholders After the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 6 Approve Dilution of Immediate Returns For For Management Due to Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Remedial Measures 7 Approve A Share Price Stabilization For For Management Plan within Three Years After the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 8 Amend Articles of Association For For Management 9 Approve Undertakings as to the Initial For For Management Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 10 Approve Formulation of the For For Management Administrative System for A Share Connected Transactions 11 Approve Formulation of the For For Management Administrative System for External Guarantees 12 Approve Formulation of the For For Management Administrative System for A Share Proceeds 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 16 Approve Formulation of the Working For For Management Rules of Independent Non-Executive Directors 17 Approve Adjusting the Work Subsidy For For Management Standard Plan for the Relevant External Directors 18.1 Elect Zhu Yanfeng as Director For For Management 18.2 Elect Li Shaozhu as Director For For Management 18.3 Elect You Zheng as Director For For Management 18.4 Elect Yang Qing as Director For For Management 18.5 Elect Leung Wai Lap, Philip as Director For For Management 18.6 Elect Zong Qingsheng as Director For For Management 18.7 Elect Hu Yiguang as Director For For Management 19.1 Elect He Wei as Supervisor For For Management 19.2 Elect Bao Hongxiang as Supervisor For For Management -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan of the Initial Public For For Management Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 2 Authorize Board and Persons Authorized For For Management to Deal With All Matters in Relation to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 3 Approve Use of Proceeds Raised from For For Management the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Its Feasibility Analysis Report 4 Approve Accumulated Profits For For Management Distribution Plan Prior to the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 5 Approve Dilution of Immediate Returns For For Management Due to Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM and Remedial Measures 6 Approve A Share Price Stabilization For For Management Plan within Three Years After the Initial Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM 7 Approve Undertakings as to the Initial For For Management Public Offering of Renminbi Ordinary Shares (A Shares) and Listing on GEM -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Proportion of Cash For For Management Dividends within Three Years Upon A Share Offering and Listing -------------------------------------------------------------------------------- DONGFENG MOTOR GROUP COMPANY LIMITED Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Independent Auditor's Report For For Management and Audited Financial Statements 4 Approve Profit Distribution Proposal For For Management and Authorize Board to Deal with Issues in Relation to the Distribution of Final Dividend 5 Authorize Board to Deal with All For For Management Issues in Relation to the Distribution of Interim Dividend 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Elect Huang Wai as Director For For Management 9 Approve Re-Designation of Yang Qing For For Management from Non-Executive Director to Executive Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Related Transactions -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Chongen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONGGUAN DEVELOPMENT (HOLDINGS) CO., LTD. Ticker: 000828 Security ID: Y2924E101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Financial Budget For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- DONGGUAN KINGSUN OPTOELECTRONIC CO., LTD. Ticker: 002638 Security ID: Y209D9106 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Termination of Equity For For Management Acquisition Agreement -------------------------------------------------------------------------------- DONGGUAN KINGSUN OPTOELECTRONIC CO., LTD. Ticker: 002638 Security ID: Y209D9106 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of the Raised For For Management Funds Investment Project -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Financial Service For For Management Agreement and Related Party Transactions 2 Approve Issuance of Super Short-Term For For Management Financing Bonds -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tan Kan as Director For For Shareholder 1.2 Elect Lin Peifeng as Director For For Shareholder 1.3 Elect Tang Yi as Director For For Shareholder 1.4 Elect Shan Xiaomin as Director For For Shareholder 1.5 Elect Jin Yongfu as Director For For Shareholder 2.1 Elect Li Jinhui as Director For For Management 2.2 Elect Siu Chi Hung as Director For For Management 2.3 Elect Guo Suyi as Director For For Management 3.1 Elect Huang Haiping as Supervisor For For Management 3.2 Elect Jiang Ping as Supervisor For For Shareholder 4 Authorize Board to Determine the For For Management Remuneration of Directors and Supervisory Committee -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Loan Provided by For For Management Controlling Shareholder to the Company and Related Transactions 2 Approve Estimation of Routine Related For For Management Transactions for 2021 3 Approve Remuneration and Assessment For For Management Plan for the Chairman and Senior Management 4 Approve Performance Appraisal Scheme For For Management for the Chairman and Senior Management 5 Approve Application of Integrated Bank For For Management Credit Facilities for 2021 -------------------------------------------------------------------------------- DONGJIANG ENVIRONMENTAL COMPANY LIMITED Ticker: 895 Security ID: Y1973Q106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Its Extract For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Annual Final Financial Report For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Shareholders' Return Plan for For For Management the Next Three Years 8 Approve Extension of Loan Provided by For For Management Controlling Shareholder to the Company and Related Party Transactions 9 Approve Zhongshen Zhonghuan Certified For For Management Public Accountants (Special General Partnership) as Domestic and Internal Control Auditor and Mazars CPA Limited as Overseas Auditor and Authorize the President of the Company to Fix Their Remuneration -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Securities For For Management Investment Fund Custody Business 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Foreign USD Bonds For For Management and Provision of Guarantee -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Issue Type and Par Value For For Management 3.2 Approve Issue Manner and Period For For Management 3.3 Approve Target Parties and For For Management Subscription Manner 3.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 3.5 Approve Issue Scale For For Management 3.6 Approve Restriction Period Arrangement For For Management 3.7 Approve Amount and Usage of Raised For For Management Funds 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Listing Location For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- DONGXING SECURITIES CO., LTD. Ticker: 601198 Security ID: Y209G1100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4.1 Approve Related Party Transactions For For Management with China Orient Asset Management Co. , Ltd. 4.2 Approve Related Party Transactions For For Management with Other Related Legal Entities 4.3 Approve Related Party Transactions For For Management with Related Natural Persons 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Securities Investment Scale For For Management 8.1 Approve Issuer For For Management 8.2 Approve Type For For Management 8.3 Approve Period For For Management 8.4 Approve Issue Price and Interest Rate For For Management 8.5 Approve Issue Size For For Management 8.6 Approve Currency For For Management 8.7 Approve Guarantees and Other Credit For For Management Enhancement Arrangements 8.8 Approve Use of Proceeds For Against Management 8.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 8.10 Approve Safeguard Measures of Debts For For Management Repayment 8.11 Approve Listing For For Management 8.12 Approve Authorization of Board to For For Management Handle All Related Matters 8.13 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Provision of Guarantee For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Compensation Shares 9 Approve Daily Related-party For For Shareholder Transactions 10 Elect Xu Mingxin as Independent For For Shareholder Director 11 Elect Wang Qing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line of Wholly-owned For For Management Subsidiary and Provision of Guarantee -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Projects and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Agreement For For Management 2 Approve Provision of Equity Pledge For For Management Guarantee -------------------------------------------------------------------------------- DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- DONGYUE GROUP LIMITED Ticker: 189 Security ID: G2816P107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Fu Kwan as Director For Against Management 2B Elect Zhang Jian as Director For For Management 2C Elect Wang Weidong as Director For For Management 2D Elect Ma Zhizhong as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Elite Partners CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- DOUSHEN (BEIJING) EDUCATION & TECHNOLOGY INC. Ticker: 300010 Security ID: Y07724100 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Implementing Rules of Related-party Transactions -------------------------------------------------------------------------------- DOUSHEN (BEIJING) EDUCATION & TECHNOLOGY INC. Ticker: 300010 Security ID: Y07724100 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 5.1 Approve Share Type and Par Value For For Management 5.2 Approve Issue Manner and Issue Time For For Management 5.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 5.4 Approve Target Subscribers and For For Management Subscription Method 5.5 Approve Issue Size and Subscription For For Management Amount 5.6 Approve Lock-up Period For For Management 5.7 Approve Listing Location For For Management 5.8 Approve Usage of Raised Funds For For Management 5.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.10 Approve Resolution Validity Period For For Management 6 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets (Second Revised Draft) 7 Approve Plan for Issuance of Shares to For For Management Specific Targets (Second Revised Draft) 8 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds (Second Revised Draft) 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Second Revised Draft) 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Issuance of Shares to Specific Targets (Second Revised Draft) 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- DOUSHEN (BEIJING) EDUCATION & TECHNOLOGY INC. Ticker: 300010 Security ID: Y07724100 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Equity Transfer For For Management Agreement 2 Approve Removal of Horizontal For For Shareholder Competition Preventive Agreement -------------------------------------------------------------------------------- DOUSHEN (BEIJING) EDUCATION & TECHNOLOGY INC. Ticker: 300010 Security ID: Y07724100 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds to Replenish Working Capital -------------------------------------------------------------------------------- DOUSHEN (BEIJING) EDUCATION & TECHNOLOGY INC. Ticker: 300010 Security ID: Y07724100 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Supervisors For For Management 7 Approve Profit Distribution For For Management 8 Approve Adjustment of Performance For For Shareholder Commitment and Signing of Supplementary Agreement 9 Approve Unrecovered Losses Reached a For For Shareholder Total of One-third of Paid-up Share Capital 10 Approve Formulation of Funding System For For Shareholder for Preventing the Use of Funds by Controlling Shareholder and Related Parties 11 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Small Fast Financing -------------------------------------------------------------------------------- DOUSHEN (BEIJING) EDUCATION & TECHNOLOGY INC. Ticker: 300010 Security ID: Y07724100 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- DR. LAL PATHLABS LIMITED Ticker: 539524 Security ID: Y2R0AQ143 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Om Prakash Manchanda as For Against Management Director 3 Approve Appointment and Remuneration For For Management of Arvind Lal as Executive Chairman and Whole-Time Director 4 Approve Appointment and Remuneration For For Management of Om Prakash Manchanda as Managing Director 5 Approve Reappointment and Remuneration For For Management of Vandana Lal as Whole-Time Director 6 Approve Payment of Remuneration to For For Management Rahul Sharma as Non-Executive Director 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4.1 Approve Related Party Transactions to For For Management Shenzhen Xinpengyun Technology Co., Ltd. 4.2 Approve Related Party Transactions to For For Management Shenzhen Yunyihui Investment Co., Ltd. 4.3 Approve Related Party Transactions to For For Management Shenzhen Heguang Yizhi Technology Co., Ltd. 5.1 Approve Share Subscription Agreement For For Management with Shenzhen Xinpengyun Technology Co. , Ltd. 5.2 Approve Share Subscription Agreement For For Management with Shenzhen Yunyihui Investment Co., Ltd. 5.3 Approve Share Subscription Agreement For For Management with Shenzhen Heguang Yizhi Technology Co., Ltd. 5.4 Approve Share Subscription Agreement For For Management with Zhongan International Investment Co., Ltd. 6 Approve Signing of Strategic For For Management Cooperation Agreement 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 10 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 12 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 13 Approve Methods to Assess the For For Management Performance of Plan Participants 14 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4.1 Approve Related Party Transactions to For For Management Shenzhen Xinpengyun Technology Co., Ltd. 4.2 Approve Related Party Transactions to For For Management Shenzhen Yunyihui Investment Co., Ltd. 4.3 Approve Related Party Transactions to For For Management Shenzhen Heguang Yizhi Technology Co., Ltd. 5.1 Approve Share Subscription Agreement For For Management with Shenzhen Xinpengyun Technology Co. , Ltd. 5.2 Approve Share Subscription Agreement For For Management with Shenzhen Yunyihui Investment Co., Ltd. 5.3 Approve Share Subscription Agreement For For Management with Shenzhen Heguang Yizhi Technology Co., Ltd. 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Employee Share For For Management Purchase Plan 2 Approve Termination on Transfer of For For Management Assets 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- DR. PENG TELECOM & MEDIA GROUP CO., LTD. Ticker: 600804 Security ID: Y13067106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Own Funds for Cash For For Management Management 7 Approve Application of Financing and For For Management Provision of Guarantee by Related Party 8 Approve Provision of Guarantees and For For Management Authorization 9 Approve Appointment of Auditor For For Management 10 Approve Asset Transfer For For Shareholder -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: Y21089159 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect K Satish Reddy as Director For For Management 4 Approve Reappointment and Remuneration For For Management of G V Prasad as Whole-time Director Designated as Co-Chairman and Managing Director 5 Approve Prasad R Menon to Continue For For Management Office as Non-Executive Independent Director 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: 256135203 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect K Satish Reddy as Director For For Management 4 Approve Reappointment and Remuneration For For Management of G V Prasad as Whole-time Director Designated as Co-Chairman and Managing Director 5 Approve Prasad R Menon to Continue For For Management Office as Non-Executive Independent Director 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- DR. SULAIMAN AL-HABIB MEDICAL SERVICES GROUP CO. Ticker: 4013 Security ID: M28438105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Approve Dividends of SAR 1.50 per For For Management Share for Q1, Q2, and Q3 of FY 2020 8 Approve Dividends of SAR 0.60 per For For Management Share for Q4 of FY 2020 and Total of SAR 2.10 per Share for FY 2020 9 Approve Discharge of Directors for FY For For Management 2020 10 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 11 Approve Related Party Transactions Re: For For Management Muhammad Abdulaziz Al Habib for Real Estate Investment Company 12 Approve Related Party Transactions Re: For For Management Dr. Sulaiman Al Habib Hospital FZ-LLC (Subsidiary in Dubai) and Suleiman Al Habeeb 13 Approve Related Party Transactions Re: For For Management Dr. Sulaiman Al Habib Hospital FZ-LLC (Subsidiary in Dubai) and Suleiman Al Habeeb 14 Approve Related Party Transactions Re: For For Management Dr. Sulaiman Al Habib Hospital FZ-LLC (Subsidiary in Dubai) and Suleiman Al Habeeb 15 Approve Related Party Transactions Re: For For Management Shamal Al Riydh for Healthcare Company (Subsidiary) and Masah Construction Company 16 Approve Related Party Transactions Re: For For Management Shamal Al Riydh for Healthcare Company (Subsidiary) and Masah Construction Company 17 Approve Related Party Transactions Re: For For Management Shamal Al Riydh for Healthcare Company (Subsidiary) and Masah Construction Company 18 Approve Related Party Transactions Re: For For Management Shamal Al Riydh for Healthcare Company (Subsidiary) and Masah Construction Company 19 Approve Related Party Transactions Re: For For Management Gharb Al-Takhassusi Hospital for Healthcare (Subsidiary) and Masah Construction Company 20 Approve Related Party Transactions Re: For For Management Shamal Al Riydh for Healthcare Company (Subsidiary) and Masah Construction Company 21 Approve Related Party Transactions Re: For For Management Namara Specialized Trading Establishment 22 Approve Related Party Transactions Re: For For Management Rawafed Health International Company 23 Approve Related Party Transactions Re: For For Management Al-Andalus Real Estate Company 24 Approve Related Party Transactions Re: For For Management Arabian Healthcare Supply Company 25 Allow Suleiman Al Habeeb to Be For For Management Involved with Other Companies 26 Allow Salih Al Habeeb to Be Involved For For Management with Other Companies -------------------------------------------------------------------------------- DRAKE & SCULL INTERNATIONAL PJSC Ticker: DSI Security ID: M2852F107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Chairman to Appoint the For For Management Meeting Secretary and Vote Collector 2 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Financial Statements and For Against Management Statutory Reports for FY 2020 5 Approve Discharge of Directors for FY For Against Management 2020 6 Approve Discharge of Auditors for FY For For Management 2020 7 Elect Abdulhadi Al Saadi as Director For Against Management 8.1 Elect Shafeeq Abdulhameed as Director None Abstain Management 8.2 Elect Ahmed Al Sarkal as Director None Abstain Management 8.3 Elect Abdullah Atatreh as Director None Abstain Management 8.4 Elect Abdulhadi Al Saadi as Director None Abstain Management 8.5 Elect Ahmed Al Keelani as Director None Abstain Management 8.6 Elect Ahmed Al Hameeri as Director None Abstain Management 8.7 Elect Suheir Al Ali as Director None Abstain Management 8.8 Elect Ali Al Jassim as Director None Abstain Management 8.9 Elect Mohammed Al Ali as Director None Abstain Management 8.10 Elect Mustafa Hamid as Director None Abstain Management 9 Approve the Appointment of For For Management Representatives for the Shareholders and Fix Their Remuneration 10 Ratify Auditors and Fix Their For For Management Remuneration 11 Authorize the Company and Subsidiaries For For Management to Submit Court Request Regarding Debt Restructuring and Financial Plan 12 Notify Shareholders About the Latest For For Management Development in the Investigation Conducted on the Previous Executive Management 13 Notify Shareholders of the Latest For For Management Development Related to the Restructuring Plan 1 Approve Amendment of Memorandum of For Against Management Association -------------------------------------------------------------------------------- DRB-HICOM BERHAD Ticker: 1619 Security ID: Y21077113 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Elect Mohammad Zainal Shaari as For For Management Director 3 Elect Sharifah Sofia Syed Mokhtar Shah For For Management as Director 4 Approve Directors' Fees from July 23, For For Management 2020 Until the Conclusion of the Next AGM 5 Approve Directors' Benefits (Excluding For For Management Directors' Fees) from July 23, 2020 Until the Conclusion of the Next AGM 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Ooi Teik Huat to Continue For For Management Office as Independent Director 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- DRB-HICOM BERHAD Ticker: 1619 Security ID: Y21077113 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Elect Faisal Albar Syed A.R Albar as For For Management Director 3 Elect Ibrahim Taib as Director For For Management 4 Elect Zulkiflee Wan Ariffin as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Ooi Teik Huat to Continue For For Management Office as Independent Director 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- DRDGOLD LTD. Ticker: DRD Security ID: S22362107 Meeting Date: DEC 01, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint KPMG Inc as Auditors with For For Management Riegert Stoltz as the Designated External Audit Partner 2 Elect Tim Cumming as Director For For Management 3 Elect Charmel Flemming as Director For For Management 4 Re-elect Niel Pretorius as Director For For Management 5 Re-elect Johan Holtzhausen as Director For For Management 6 Re-elect Jean Nel as Director For For Management 7 Re-elect Toko Mnyango as Director For Against Management 8 Authorise Board to Issue Shares for For For Management Cash 9.1 Re-elect Johan Holtzhausen as Chairman For For Management of the Audit Committee 9.2 Re-elect Jean Nel as Member of the For For Management Audit Committee 9.3 Re-elect Prudence Lebina as Member of For For Management the Audit Committee 9.4 Elect Charmel Flemming as Member of For For Management the Audit Committee 10 Approve Remuneration Policy For For Management 11 Approve Implementation Report For For Management 12 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Approve Non-executive Directors' For For Management Remuneration -------------------------------------------------------------------------------- DUBAI FINANCIAL MARKET PJSC Ticker: DFM Security ID: M28814107 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: MAR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2021 and Ratify the Appointment of Two Members during FY 2020 6 Approve Absence of Dividends for FY For For Management 2020 7 Approve Remuneration of Directors for For For Management FY 2020 8 Approve Discharge of Directors for FY For For Management 2020 9 Approve Discharge of Auditors for FY For For Management 2020 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 11 Approve the Appointment of Two For For Management Representatives for the Shareholders and Fix Their Remuneration 12 Approve Related Party Transactions, For Against Management provided that, Those Transactions do not Exceed 30 Percent of the Company's Capital and Presented for Approval in the Next General Meeting -------------------------------------------------------------------------------- DUBAI INVESTMENTS PJSC Ticker: DIC Security ID: M2888H101 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 4 Approve Dividends of AED 0.08 per For For Management Share for FY 2020 5 Approve Remuneration of Directors For For Management 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Discharge of Auditors for FY For For Management 2020 8 Allow Directors to Engage in For For Management Commercial Transactions with Company 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 10 Approve the Appointment of Two For For Management Representatives for the Shareholders and Fix Their Remuneration 1 Amend Articles of Bylaws For For Management 2 Approve Charitable Donations for FY For For Management 2019, FY 2020 and FY 2021 -------------------------------------------------------------------------------- DUBAI ISLAMIC BANK PJSC Ticker: DIB Security ID: M2888J107 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Dividends Representing 20 For For Management Percent of Share Capital 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Discharge of Auditors for FY For For Management 2020 9 Elect Sharia Supervisory Board Members For For Management (Bundled) for FY 2021 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 11 Appointment of Representatives of For For Management Shareholders Who Wish to Represent and Vote on Their Behalf 12 Authorize Issuance of Non Convertible For For Management Bonds/Sukuk Up to USD 7.5 Billion 13 Authorize Issuance of Tier 1 Sukuk For For Management Program Up to USD 1.5 Billion 14.1 Amend Articles of Bylaws For Against Management 14.2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DUOLUN TECHNOLOGY CORP. LTD. Ticker: 603528 Security ID: Y62043107 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- DUOLUN TECHNOLOGY CORP. LTD. Ticker: 603528 Security ID: Y62043107 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Reduction of Registered For For Management Capital from Repurchase and Cancellation of Performance Shares 3 Amend Articles of Association For For Management 4 Approve Adjustment to Performance For For Management Shares Incentive Plan 5 Approve Draft and Summary of Stock For For Shareholder Option Incentive Plan 6 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 7 Approve Authorization of Board to For For Shareholder Handle All Related Matters 8.1 Elect Zhang Anqiang as Non-independent For For Management Director 8.2 Elect Zhang Tiemin as Non-independent For For Management Director 8.3 Elect Deng Liyun as Non-independent For For Management Director 8.4 Elect Li Yi as Non-independent Director For For Management 9.1 Elect Ye Bangyin as Independent For For Management Director 9.2 Elect Zhan Dechuan as Independent For For Management Director 9.3 Elect Wang Hao as Independent Director For For Management 10.1 Elect Li Xiaolin as Supervisor For For Management 10.2 Elect Zhang Tao as Supervisor For For Management -------------------------------------------------------------------------------- DUOLUN TECHNOLOGY CORP. LTD. Ticker: 603528 Security ID: Y62043107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget 6 Approve Allocation of Income and For For Management Dividends 7 Approve to Appoint Auditor For For Management 8 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 9 Elect Jeffrey Zhang as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- DUR HOSPITALITY CO. Ticker: 4010 Security ID: M8235P100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Consolidated Financial For Against Management Statements and Statutory Reports for FY 2020 4 Approve Absence of Dividends for FY For For Management 2020 5 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 6 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 8 Approve Remuneration Policy of For For Management Directors and Its Committees 9 Approve Competitive Business Standards For For Management Policy 10 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 -------------------------------------------------------------------------------- DURATEX SA Ticker: DTEX3 Security ID: P3593G146 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Number of Directors at Nine For For Management 2 Elect Marcio Froes Torres as For For Management Independent Director and Ratify Alexandre de Barros as Alternate Director -------------------------------------------------------------------------------- DURATEX SA Ticker: DTEX3 Security ID: P3593G146 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Long-Term Incentive Plan For Against Management 2 Approve Minutes of Meeting Summary For For Management 3 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- DURATEX SA Ticker: DTEX3 Security ID: P3593G146 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Egydio Arruda Villela Filho as Director and Alexandre de Barros as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Egydio Setubal as Director and Paula Lucas Setubal as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Andrea Laserna Seibel as Director and Alex Laserna Seibel as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Seibel as Director and Alex Laserna Seibel as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Juliana Rozenbaum Munemori as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Froes Torres as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Raul Calfat as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Egydio Setubal as Director and Paula Lucas Setubal as Alternate 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodolfo Villela Marino as Director and Alexandre de Barros as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Director Appointed by Minority None Abstain Shareholder Shareholder 11 Ratify Remuneration of Company's For Against Management Management for 2020 and Approve Remuneration of Company's Management for 2021 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 Approve Minutes of Meeting Summary For For Management 14 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- DUZHE PUBLISHING & MEDIA CO., LTD. Ticker: 603999 Security ID: Y2R0F9104 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- DUZHE PUBLISHING & MEDIA CO., LTD. Ticker: 603999 Security ID: Y2R0F9104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve Use of Funds for Cash For For Management Management 9 Approve Credit Line Application For For Management 10 Approve Change in Accounting Policies For For Management 11 Approve Shareholder Return Plan For For Management 12 Approve Extension of Construction For For Management Period of Raised Funds Project -------------------------------------------------------------------------------- DXB ENTERTAINMENTS PJSC Ticker: DXBE Security ID: M2888V100 Meeting Date: OCT 25, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors (Cumulative Voting) For Against Management -------------------------------------------------------------------------------- DYACO INTERNATIONAL INC. Ticker: 1598 Security ID: Y2182S107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- DYNAMIC ELECTRONICS CO. LTD. Ticker: 6251 Security ID: Y2185L109 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Case of Capital Reduction for For For Management Making Up the Losses -------------------------------------------------------------------------------- DYNAMIC ELECTRONICS CO. LTD. Ticker: 6251 Security ID: Y2185L109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Individual For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Ken Huang, with Shareholder No. For For Management 32 as Non-Independent Director 4.2 Elect Representative of Hung-Li For Against Management Investments Co. Ltd, with Shareholder No.36180 as Non-Independent Director 4.3 Elect Representative of Chien-Hung For Against Management Investments Co. Ltd, with Shareholder No.87191 as Non-Independent Director 4.4 Elect Representative of Ming-Ji For Against Management Investments Co Ltd, with Shareholder No.1391 as Non-Independent Director 4.5 Elect Yi-Chia Chiu, with Shareholder For For Management No.H121906XXX, as Independent Director 4.6 Elect Vincent Lin, with Shareholder No. For For Management A122038XXX, as Independent Director 4.7 Elect Cheryl Chien, with Shareholder For For Management No.H223478XXX, as Independent Director 4.8 Elect Vincent Weng, with Shareholder For For Management No.A120487XXX, as Independent Director -------------------------------------------------------------------------------- DYNAPACK INTERNATIONAL TECHNOLOGY CORP. Ticker: 3211 Security ID: Y2185V107 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- E INK HOLDINGS, INC. Ticker: 8069 Security ID: Y2266Z100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets -------------------------------------------------------------------------------- E-HOUSE (CHINA) ENTERPRISE HOLDINGS LIMITED Ticker: 2048 Security ID: G2955A101 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement I, For For Management Grant of Specific Mandate to Issue Consideration Shares and Related Transactions 2 Approve Equity Transfer Agreement II, For For Management Grant of Specific Mandate to Issue Consideration Shares and Related Transactions 3 Approve Share Subscription Agreement, For For Management Grant of Specific Mandate to Issue Subscription Shares and Related Transactions 4 Approve Note Subscription Agreement, For For Management Grant of Specific Mandate to Issue Conversion Shares and Related Transactions -------------------------------------------------------------------------------- E-HOUSE (CHINA) ENTERPRISE HOLDINGS LIMITED Ticker: 2048 Security ID: G2955A101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Silong as Director For For Management 3b Elect Zhang Hai as Director For For Management 3c Elect Xie Mei as Director For For Management 3d Elect Huang Haojun as Director For For Management 3e Elect Zhang Bang as Director For Against Management 3f Elect Zhu Hongchao as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- E.I.D.-PARRY (INDIA) LIMITED Ticker: 500125 Security ID: Y67828163 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Limits of For Against Management Investments, Loans, Guarantees and/or Securities to Other Body Corporate -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Carry Out Financing Matters For For Management and Provision of Guarantee -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing of Controlled For For Management Subsidiary and Provision of Guarantee 2 Elect Zhou Peng as Supervisor For For Management 3.1 Elect Xiao Dazhi as Non-independent For For Management Director 3.2 Elect Niu Hong as Non-independent For For Management Director 3.3 Elect He Jia as Non-independent For For Management Director 3.4 Elect Zhao Jiuhong as Non-independent For For Management Director 4.1 Elect Guan Yibo as Independent Director For For Management 4.2 Elect Wang Bing as Independent Director For For Management 4.3 Elect Lin Dandan as Independent For For Management Director -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Price and Pricing Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 5 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Type and Par Value For For Management 1.2 Approve Issue Manner and Issue Time For For Management 1.3 Approve Issue Price and Pricing Method For For Management 1.4 Approve Issue Size For For Management 1.5 Approve Target Subscribers For For Management 1.6 Approve Lock-up Period Arrangement For For Management 1.7 Approve Total Amount and Use of For For Management Proceeds 1.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.9 Approve Listing Exchange For For Management 1.10 Approve Resolution Validity Period For For Management 2 Approve Share Issuance For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- EAST GROUP CO., LTD. Ticker: 300376 Security ID: Y2925R101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Application of Credit Lines For For Management 6 Approve Use of Own Funds for For For Management Investment in Financial Products 7 Approve Provision of Guarantees by For For Management Related Parties 8.1 Approve Remuneration of Chairman He Jia For For Management 8.2 Approve Remuneration of Director Xiao For For Management Dazhi 8.3 Approve Remuneration of Director Niu For For Management Hong 8.4 Approve Remuneration of Director and For For Management Secretary of the Board of Directors Zhao Jiuhong 8.5 Approve Allowance of Independent For For Management Director Wang Bing 8.6 Approve Allowance of Independent For For Management Director Guan Yibo 8.7 Approve Allowance of Independent For For Management Director Lin Dandan 8.8 Approve Remuneration of Vice Chairman For For Management and Deputy General Manager Xu Haibo 8.9 Approve Remuneration of Director and For For Management Deputy General Manger Yu Wei 8.10 Approve Remuneration of Director Dai For For Management Baofeng 8.11 Approve Allowance of Independent For For Management Director Gao Xianglin 8.12 Approve Allowance of Independent For For Management Director Wei Long 8.13 Approve Allowance of Independent For For Management Director Zhou Runshu 9 Approve Appointment of Auditor For For Management 10 Approve Report of the Board of For For Management Supervisors 11 Approve Remuneration of Supervisors For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve External Investment Management For For Management System 6 Approve Related Party Transaction For For Management Decision System 7 Amend Working System for Independent For For Management Directors 8 Amend Management System for Providing For For Management External Guarantees 9 Amend Management System of Raised Funds For For Management 10 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Issuance of Convertible Bonds For For Management 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Related to Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 9 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting -------------------------------------------------------------------------------- EAST MONEY INFORMATION CO., LTD. Ticker: 300059 Security ID: Y2234B102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Application of Credit Line and For For Management Provision of Guarantees 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend External Investment Management For Against Management System 10.1 Elect Zheng Likun as Director For For Management 10.2 Elect Huang Jianhai as Director For For Management -------------------------------------------------------------------------------- EASTCOMPEACE TECHNOLOGY CO., LTD. Ticker: 002017 Security ID: Y98923116 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zhongguo as Non-Independent For Did Not Vote Management Director 1.2 Elect Zhang Xiaochuan as For Did Not Vote Management Non-Independent Director 1.3 Elect Lou Shuiyong as Non-Independent For Did Not Vote Management Director 1.4 Elect Li Zhen as Non-Independent For Did Not Vote Management Director 1.5 Elect Wang Xin as Non-Independent For Did Not Vote Management Director 1.6 Elect Tang Liang as Non-Independent For Did Not Vote Management Director 2.1 Elect Deng Chuan as Independent For Did Not Vote Management Director 2.2 Elect Zheng Xiaodong as Independent For Did Not Vote Management Director 2.3 Elect Xin Yang as Independent Director For Did Not Vote Management 3.1 Elect Pan Lijun as Supervisor For Did Not Vote Management 3.2 Elect Ding Xiaoming as Supervisor For Did Not Vote Management 4 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope -------------------------------------------------------------------------------- EASTCOMPEACE TECHNOLOGY CO., LTD. Ticker: 002017 Security ID: Y98923116 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- EASTCOMPEACE TECHNOLOGY CO., LTD. Ticker: 002017 Security ID: Y98923116 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Completion of Fund Raising For Did Not Vote Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital as well as Termination of Implementation of Fund Raising Investment Project 7 Approve Shareholder Return Plan For Did Not Vote Management 8 Elect Guo Wei as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- EASTERN CO. (EGYPT) Ticker: EAST Security ID: M2932V106 Meeting Date: OCT 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Employee Raise Starting For Did Not Vote Management 1/7/2020 6 Approve Board Decisions and Discharge For Did Not Vote Management of Chairman and Directors for FY 2020 7 Approve Remuneration of Directors for For Did Not Vote Management FY 2021 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 9 Approve Related Party Transactions Re: For Did Not Vote Management SAP Company, Zaki Hisham & Partners, Atlas Copco Company and All other Related Party Transactions for FY 2020/2021 10 Approve Writing Off Lands That are no For Did Not Vote Management Longer Owned by the Company Due to Judicial Ruling and Waiving Off Company's Land in Arish City to a Sovereign Authority Due to Expiration of License 11 Approve Charitable Donations for FY For Did Not Vote Management 2020 and FY 2021 -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S102 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S110 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S110 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- EASTERN COMMUNICATIONS CO., LTD. Ticker: 900941 Security ID: Y2096S102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- EASTERN PIONEER DRIVING SCHOOL CO., LTD. Ticker: 603377 Security ID: Y209GA100 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Cancellation of Subsidiaries 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EASTERN PROVINCE CEMENT CO. Ticker: 3080 Security ID: M2R25J102 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mohammed Al Farraj as Director None Abstain Management 1.2 Elect Waleed Al Jaafari as Director None Abstain Management 1.3 Elect Saad Al Moaajil Director None Abstain Management 1.4 Elect Ibrahim Al Ruweiss as Director None Abstain Management 1.5 Elect Zamil Al Muqrin as Director None Abstain Management 1.6 Elect Mohammed Al Harbi as Director None Abstain Management 1.7 Elect Abdulazeez Al Khaneen as Director None Abstain Management 1.8 Elect Ahmed Al Shathri as Director None Abstain Management 1.9 Elect Sheikhah Al Jubeir as Director None Abstain Management 1.10 Elect Majid Al Rajhi as Director None Abstain Management 1.11 Elect Jassim Al Rumeihi as Director None Abstain Management 1.12 Elect Hamad Al Fouzan as Director None Abstain Management 1.13 Elect Ahmed Murad as Director None Abstain Management 1.14 Elect Shakir Al Oteibi as Director None Abstain Management 1.15 Elect Yassir Al Qadhi as Director None Abstain Management 1.16 Elect Ghassan Kashmiri as Director None Abstain Management 1.17 Elect Mohammed Al Anzi as Director None Abstain Management 1.18 Elect Majid Al Suweigh as Director None Abstain Management 1.19 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.20 Elect Mohammed Al Maashouq as Director None Abstain Management -------------------------------------------------------------------------------- EASTERN PROVINCE CEMENT CO. Ticker: 3080 Security ID: M2R25J102 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Dividends of SAR 2.50 Per For For Management Share for FY 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 1,800,000 of FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Approve Related Party Transactions Re: For For Management the Arab Yemen Cement Company Ltd 10 Approve Related Party Transactions Re: For For Management Al-Dawaa Medical Services Company Ltd 11 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members 12 Amend Remuneration and Nomination For For Management Committee Charter 13 Amend Directors, Committees, and For For Management Executives Remuneration Policy -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Management System for Providing For For Management External Guarantees 4 Amend Related-Party Transaction For For Management Management System 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 6 Amend Management System for Special For For Management Deposit and Usage of Raised Funds 7 Amend Management System for Providing For For Management External Investment 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Zhen as Supervisor For For Shareholder 1.2 Elect Shen Rongzhen as Supervisor For For Shareholder -------------------------------------------------------------------------------- EASTONE CENTURY TECHNOLOGY CO., LTD. Ticker: 300310 Security ID: Y2925G105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Provision of Counter Guarantee -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2.1 Elect Kan Yougang as Non-Independent For For Shareholder Director 2.2 Elect Shao Ling as Non-Independent For For Shareholder Director 2.3 Elect Wu Jiang as Non-Independent For For Shareholder Director 2.4 Elect Leng Tianqing as Non-Independent For For Shareholder Director 2.5 Elect Ding Jiayi as Non-Independent For For Shareholder Director 2.6 Elect Su Lijun as Non-Independent For For Shareholder Director 3.1 Elect Wang Jianxin as Independent For For Shareholder Director 3.2 Elect Gao Wei as Independent Director For For Shareholder 3.3 Elect Liu Xuanzhe as Independent For For Shareholder Director 4.1 Elect Wu Yu as Supervisor For For Shareholder 4.2 Elect Fan Hongping as Supervisor For For Shareholder 4.3 Elect Zhang Jihang as Supervisor For For Shareholder -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Counter Guarantee 2 Approve Allowance of Independent For For Management Directors 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Code of Conduct of Controlling For For Management Shareholder and Ultimate Controlling Shareholder 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Counter Guarantee -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Fuxing as Non-independent For For Shareholder Director 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Backed Securitization For For Management -------------------------------------------------------------------------------- EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO. LTD. Ticker: 600093 Security ID: Y79329101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of External For Against Management Guarantees 3 Approve Use of Own Funds for Cash For For Management Management 4 Approve Daily Related Party For For Management Transactions 5 Elect Shi Shun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ECLAT TEXTILE CO., LTD. Ticker: 1476 Security ID: Y2237Y109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Cheng-Hai Hung, with Shareholder For For Management NO.1, as Non-Independent Director 5.2 Elect Li-Chen Wang, with Shareholder For For Management NO.2, as Non-Independent Director 5.3 Elect Kun-Tang Chen, with Shareholder For For Management NO.10640, as Non-Independent Director 5.4 Elect Representative of Xin-xin For Against Management Limited Company, with Shareholder NO. 70933, as Non-Independent Director 5.5 Elect Shu-Wen Wang, with Shareholder For For Management NO.9931, as Non-Independent Director 5.6 Elect Shou-Chun Yeh, with Shareholder For For Management NO.4546, as Non-Independent Director 5.7 Elect Jen-Chieh Lo, with Shareholder For For Management NO.9399, as Non-Independent Director 5.8 Elect Kuo-Sung Hsieh, Representative For For Management of Yih-Yuan Investment Corp, with Shareholder NO.14, as Non-Independent Director 5.9 Elect Ya-Kang Wang, with Shareholder For For Management NO.R102735XXX, as Independent Director 5.10 Elect Cheng-Ping Yu, with Shareholder For For Management NO.V120386XXX, as Independent Director 5.11 Elect Nai-Ming Liu, with Shareholder For For Management NO.H121219XXX, as Independent Director 5.12 Elect Chiu-Chun Lai, with Shareholder For For Management NO.D220237XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ECLERX SERVICES LIMITED Ticker: 532927 Security ID: Y22385101 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Anjan Malik as Director For For Management 4 Approve Pradeep Kapoor to Continue For For Management Office as Non-Executive Independent Director -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: P3661P101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Amend Articles For For Management 9 Present Board of Directors' Report on None None Management its Operation, Development and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Board of Directors' Report on For For Management its Operation, Development and Compliance with the Corporate Governance Code 14 Approve Management Reports For For Management 15 Approve Individual and Consolidated For For Management Financial Statements 16 Approve Allocation of Income For For Management 17 Elect Directors For For Management 18 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 19 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ECOPETROL SA Ticker: ECOPETROL Security ID: 279158109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Meeting Approval Committee For For Management 8 Amend Articles For For Management 9 Present Board of Directors' Report on None None Management its Operation, Development and Compliance with the Corporate Governance Code 10 Present Board of Directors and None None Management Chairman's Report 11 Present Individual and Consolidated None None Management Financial Statements 12 Present Auditor's Report None None Management 13 Approve Board of Directors' Report on For For Management its Operation, Development and Compliance with the Corporate Governance Code 14 Approve Management Reports For For Management 15 Approve Individual and Consolidated For For Management Financial Statements 16 Approve Allocation of Income For For Management 17 Elect Directors For For Management 18 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 19 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA Ticker: ECOR3 Security ID: P3661R107 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sonia Julia Sulzbeck Villalobos For For Management as Independent Director -------------------------------------------------------------------------------- ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA Ticker: ECOR3 Security ID: P3661R107 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly -------------------------------------------------------------------------------- ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA Ticker: ECOR3 Security ID: P3661R107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ECOVACS ROBOTICS CO., LTD. Ticker: 603486 Security ID: Y2234K102 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4.1 Elect Ma Jianjun as Non-independent For For Management Director 5.1 Elect Sang Hai as Independent Director For For Management -------------------------------------------------------------------------------- ECOVACS ROBOTICS CO., LTD. Ticker: 603486 Security ID: Y2234K102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ECOVACS ROBOTICS CO., LTD. Ticker: 603486 Security ID: Y2234K102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 10.1 Approve Issue Type For For Management 10.2 Approve Issue Scale For For Management 10.3 Approve Par Value and Issue Price For For Management 10.4 Approve Bond Maturity For For Management 10.5 Approve Bond Interest Rate For For Management 10.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 10.7 Approve Conversion Period For For Management 10.8 Approve Determination and Adjustment For For Management of Conversion Price 10.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 10.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 10.11 Approve Terms of Redemption For For Management 10.12 Approve Terms of Sell-Back For For Management 10.13 Approve Dividend Distribution Post For For Management Conversion 10.14 Approve Issue Manner and Target For For Management Subscribers 10.15 Approve Placing Arrangement for For For Management Shareholders 10.16 Approve Matters Related to the For For Management Bondholder Meeting 10.17 Approve Use of Proceeds For For Management 10.18 Approve Guarantee Matters For For Management 10.19 Approve Depository of Raised Funds For For Management 10.20 Approve Validity Period For For Management 11 Approve Issuance of Convertible Bonds For For Management 12 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Meeting Rules of the Company's For For Management Convertible Corporate Bonds 17 Approve Shareholder Return Plan For For Management 18 Approve Provision of Guarantee for For For Management Indirect Subsidiaries 19 Approve Guarantee Provision Plan For For Management 20 Approve Application of Bank Credit For For Management Lines 21 Approve Amendments to Articles of For For Management Association 22 Approve Financial Derivatives Trading For For Management Business 23.1 Elect Zhou Yanghua as Supervisor For For Management -------------------------------------------------------------------------------- EDAN INSTRUMENTS, INC. Ticker: 300206 Security ID: Y2247R102 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Use of Funds for Short-term For For Management Capital Guaranteed Financial Products 9 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- EDELWEISS FINANCIAL SERVICES LIMITED Ticker: 532922 Security ID: Y22490208 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rujan Panjwani as Director For For Management 3 Reelect Vidya Shah as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Rujan Panjwani as Executive Director 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- EDIFIER TECHNOLOGY CO. LTD. Ticker: 002351 Security ID: Y2249H102 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital, For For Management Registered Address and Amend Articles of Association 2 Approve Increase in Use of Idle Funds For For Management to Purchase Financial Products -------------------------------------------------------------------------------- EDIFIER TECHNOLOGY CO. LTD. Ticker: 002351 Security ID: Y2249H102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Use of Own Idle Funds to For For Management Invest in Financial Products 9 Approve Use of Own Idle Funds for Risk For For Management Investment 10 Elect Wang Ying as Non-independent For For Management Director and Member of the Nomination, Remuneration and Appraisal Committee of the Board -------------------------------------------------------------------------------- EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management 3 Fix Number of Directors at Nine For For Management 4 Elect Ana Paula Garrido Pina Marques For For Management as Director 5 Elect Rui Manuel Rodrigues Lopes For For Management Teixeira and Vera de Morais Pinto Pereira Carneiro as Directors 6 Elect Miguel Nuno Simoes Nunes For For Management Ferreira Setas as Board Chairman and Joao Manuel Verissimo Marques da Cruz as Vice-Chairman 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2021 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Approve Capital Budget For Did Not Vote Management 4 Approve Remuneration of Company's For Did Not Vote Management Management and Fiscal Council 5 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 24 and 25 For Did Not Vote Management 2 Consolidate Bylaws For Did Not Vote Management 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- EGE ENDUSTRI VE TICARET AS Ticker: EGEEN Security ID: M3057F108 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 8 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 9 Elect Directors and Approve Their For Against Management Remuneration 10 Ratify External Auditors For For Management 11 Receive Information on Remuneration None None Management Policy 12 Receive Information on Related Party None None Management Transactions 13 Authorize Board to Distribute Advance For For Management Dividends 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 16 Close Meeting None None Management -------------------------------------------------------------------------------- EGING PHOTOVOLTAIC TECHNOLOGY CO., LTD. Ticker: 600537 Security ID: Y9892A102 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For For Management 2 Approve Loan from Controlling For For Management Shareholder and Related Party Transactions 3.1 Elect Li Jingwu as Non-Independent For For Management Director 3.2 Elect Liu Qiang as Non-Independent For For Management Director 3.3 Elect Zhang Ting as Non-Independent For For Management Director 3.4 Elect Chen Fang as Non-Independent For For Management Director 3.5 Elect Zhu Li as Non-Independent For For Management Director 3.6 Elect Xun Yao as Non-Independent For For Management Director 4.1 Elect Yuan Xiao as Independent Director For For Management 4.2 Elect Shen Xianfeng as Independent For For Management Director 4.3 Elect Xie Yongnan as Independent For For Management Director 5.1 Elect Luan Yongming as Supervisor For For Management 5.2 Elect Zhou Suping as Supervisor For For Management -------------------------------------------------------------------------------- EGING PHOTOVOLTAIC TECHNOLOGY CO., LTD. Ticker: 600537 Security ID: Y9892A102 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- EGING PHOTOVOLTAIC TECHNOLOGY CO., LTD. Ticker: 600537 Security ID: Y9892A102 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Funds for For For Management Entrusted Asset Management 7 Approve Remuneration of Directors For Against Management Other Than Independent Directors 8 Approve Allowance of Independent For Against Management Directors 9 Approve Remuneration of Supervisors For Against Management -------------------------------------------------------------------------------- EGIS TECHNOLOGY, INC. Ticker: 6462 Security ID: Y2R53R106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Rules and Method for Election of For For Management Directors and Independent Director -------------------------------------------------------------------------------- EGLS CO., LTD. Ticker: 002619 Security ID: Y988BM108 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Fei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- EGLS CO., LTD. Ticker: 002619 Security ID: Y988BM108 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Investment For For Management Fund and Signing of Partnership Agreement 2.1 Elect Zhu Xiongchun as Director For For Shareholder 2.2 Elect Yao Yanshuang as Director For For Shareholder 3.1 Elect Hu Yongling as Director For For Shareholder 3.2 Elect Wang Pengpeng as Director For For Shareholder 3.3 Elect Yu Songjuan as Director For For Shareholder 4.1 Elect Zhou Zhuo as Supervisor For For Management 4.2 Elect Zhu Qiangchun as Supervisor For For Management -------------------------------------------------------------------------------- EGLS CO., LTD. Ticker: 002619 Security ID: Y988BM108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- EGYPT KUWAIT HOLDING CO. SAE Ticker: EKHO Security ID: M3400B101 Meeting Date: DEC 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For Did Not Vote Management Standalone Financial Statements for the Period Ended on 30 September 2020 2 Accept Standalone Financial Statements For Did Not Vote Management and Statutory Reports for the Period Ended on 30 September 2020 3 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue as a Stock Dividend Program Re: 1:10 for the Period Ended on 30 September 2020 -------------------------------------------------------------------------------- EGYPT KUWAIT HOLDING CO. SAE Ticker: EKHO Security ID: M3400B101 Meeting Date: DEC 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue Up to USD 281,721,321. 75 2 Amend Articles 6 and 7 of Bylaws For Did Not Vote Management 3 Authorize Chairman and Managing For Did Not Vote Management Director to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- EGYPT KUWAIT HOLDING CO. SAE Ticker: EKHO Security ID: M3400B101 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations and Corporate Governance Report for FY 2020 2 Approve Auditor's Reports on Company For Did Not Vote Management Consolidated and Standalone Financial Statements for FY 2020 3 Accept Standalone and Consolidated For Did Not Vote Management Financial Statements and Statutory Reports for FY 2020 4 Approve Allocation of Income and For Did Not Vote Management Dividends of Share Bonus for FY 2020 5 Approve Discharge of Directors for FY For Did Not Vote Management 2020 6 Approve Remuneration, Sitting Fees and For Did Not Vote Management Travel Allowances of Directors for FY 2021 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 8 Approve Charitable Donations for FY For Did Not Vote Management 2021 9 Elect Directors (Cumulative Voting) For Did Not Vote Management -------------------------------------------------------------------------------- EGYPT KUWAIT HOLDING CO. SAE Ticker: EKHO Security ID: M3400B101 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Trading Currency of the For Did Not Vote Management Shares Listed in Egyptian Exchange to Egyptian Pound 2 Authorize Chairman to Start Accepting For Did Not Vote Management Requests of Changing the Trading Currency of the Shares from USD to EGP 3 Authorize Chairman to Ratify and For Did Not Vote Management Execute the Necessary Procedures Relating to the Amendment of Trading Currency of the Shares -------------------------------------------------------------------------------- EGYPTIAN FINANCIAL GROUP-HERMES HOLDING CO. Ticker: HRHO Security ID: M3047P109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Approve Corporate Governance Report For Did Not Vote Management for FY 2020 5 Approve Allocation of EGP 768,618,225 For Did Not Vote Management From Retained Earnings to Capital Increase to be Distributed as Bonus Shares Re 1:5 6 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2020 7 Amend Article 6 and 7 of Bylaws to For Did Not Vote Management Reflect Changes in Capital 8 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2020 9 Approve Remuneration of Non-Executive For Did Not Vote Management Directors for FY 2020 and Fix Directors Remuneration, Sitting Fees and Travelling Allowances for FY 2021 10 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 11 Approve Charitable Donations for FY For Did Not Vote Management 2020 and Above EGP 1000 for FY 2021 -------------------------------------------------------------------------------- EGYPTIAN FINANCIAL GROUP-HERMES HOLDING CO. Ticker: HRHO Security ID: M3047P109 Meeting Date: MAY 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Incentive Bonus Shares Plan of For Did Not Vote Management Employees, Management and Executive Directors and Authorize the Board to Complete the Required Procedures and Approvals Required by the Authority 2.a Amend Articles 10, 16, 40 and 49 of For Did Not Vote Management Bylaws Re: Equity Related 2.b Amend Article 37 of Bylaws Re: General For Did Not Vote Management Assembly 2.c Amend Article 19 of Bylaws Re: Board For Did Not Vote Management Elections -------------------------------------------------------------------------------- EICHER MOTORS LIMITED Ticker: 505200 Security ID: Y2251M114 Meeting Date: AUG 10, 2020 Meeting Type: Annual Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vinod Kumar Aggarwal as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management 4 Reelect Manvi Sinha as Director For For Management 5 Reelect S. Sandilya as Director For For Management 6 Approve Payment of Remuneration to S. For For Management Sandilya as Chairman (Non-Executive & Independent Director) 7 Adopt New Articles of Association For For Management 8 Approve Sub-Division of Equity Shares For For Management 9 Amend Capital Clause of the Memorandum For For Management of Association Re: Sub-Division of Equity Shares -------------------------------------------------------------------------------- EIH LIMITED Ticker: 500840 Security ID: Y2233X154 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vikramjit Singh Oberoi as For For Management Director -------------------------------------------------------------------------------- EIH LIMITED Ticker: 500840 Security ID: Y2233X154 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Minimum For For Management Remuneration to Prithvi Raj Singh Oberoi as Executive Chairman 2 Approve Payment of Minimum For For Management Remuneration to Shib Sanker Mukherji as Executive Vice Chairman 3 Approve Payment of Minimum For For Management Remuneration to Vikramjit Singh Oberoi as Managing Director and Chief Executive Officer 4 Approve Payment of Minimum For For Management Remuneration to Arjun Singh Oberoi as Managing Director- Development -------------------------------------------------------------------------------- EIS ECZACIBASI ILAC, SINAI VE FINANSAL YATIRIM SAN VE TIC AS Ticker: ECILC Security ID: M3007V104 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Receive Information on Remuneration None None Management Policy 8 Elect Directors and Approve Their For Against Management Remuneration 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made For Against Management in 2020, Approve Donation Policy and the Upper Limit of Donations for 2021 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 13 Wishes None None Management -------------------------------------------------------------------------------- EIT ENVIRONMENTAL DEVELOPMENT GROUP CO. LTD. Ticker: 300815 Security ID: Y2253B108 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2 Approve Issuance of Shares to Specific For For Management Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors 14 Approve Adjustment on Guarantee For For Management Provision Plan 15 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EIT ENVIRONMENTAL DEVELOPMENT GROUP CO. LTD. Ticker: 300815 Security ID: Y2253B108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution and High For For Management Delivery Plan 4 Approve Annual Report and Summary For For Management 5 Approve Related Party Transaction For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Use of Idle Raised Funds and For For Management Idle Own Funds to Invest in Financial Products 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Remuneration of For For Management Non-Independent Directors 10 Approve Amendments to Articles of For Against Management Association 11 Amend Management System of Raised Funds For Against Management 12 Approve External Financial Assistance For For Management Provision 13 Approve Report of the Board of For For Management Supervisors 14 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- EL PUERTO DE LIVERPOOL SAB DE CV Ticker: LIVEPOLC.1 Security ID: P36918137 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Board of Directors and CEO None None Management Report 2 Present Financial Statements and None None Management Statutory Reports 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Shareholders Committee Members 5 Elect Directors For Against Management 6 Elect Members of Shareholders Committee For Against Management 7 Ratify and Set Maximum Amount of Share For For Management Repurchase Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ELECTRIC CONNECTOR TECHNOLOGY CO., LTD. Ticker: 300679 Security ID: Y2272L103 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ELECTRIC CONNECTOR TECHNOLOGY CO., LTD. Ticker: 300679 Security ID: Y2272L103 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Work Rules for Secretary of the For For Management Board of Directors 6 Amend Management System for Providing For For Management External Investments 7 Amend Related-Party Transaction For For Management Management System 8 Amend Administrative Measures on For For Management Financing and External Guarantees 9 Amend Major Information Internal For For Management Reporting System 10 Approve Shareholder Return Plan For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Change and Extension in For For Management Partial Raised Funds Investment Project -------------------------------------------------------------------------------- ELECTRIC CONNECTOR TECHNOLOGY CO., LTD. Ticker: 300679 Security ID: Y2272L103 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Qing as Independent Director For For Management -------------------------------------------------------------------------------- ELECTRIC CONNECTOR TECHNOLOGY CO., LTD. Ticker: 300679 Security ID: Y2272L103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Special Audit Report on the For For Management Usage of Funds by Controlling Shareholders and Other Related Parties 9 Approve Remuneration of Directors and For For Management Senior Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ELECTRICITY GENERATING PUBLIC COMPANY LIMITED Ticker: EGCO Security ID: Y22834116 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 5 Approve PricewaterhouseCoopers ABAS For Against Management Limited as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7.1 Elect Anya Khanthavit as Director For Against Management 7.2 Elect Paisan Mahapunnaporn as Director For Against Management 7.3 Elect Toshiro Kudama as Director For For Management 7.4 Elect Tomoyuki Ochiai as Director For For Management 7.5 Elect Naoki Tsutsumi as Director For For Management 8.1 Approve Amendment of the Company's For For Management Objective No. 6 8.2 Approve Addition of the Company's New For For Management Objective 9 Other Business For Against Management -------------------------------------------------------------------------------- ELECTRICITY GENERATING PUBLIC COMPANY LIMITED Ticker: EGCO Security ID: Y22834116 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5 Approve PricewaterhouseCoopers ABAS For Against Management Limited as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7.1 Elect Wannipa Bhakdibutr as Director For For Management 7.2 Elect Poomjai Attanun as Director For For Management 7.3 Elect Pasu Loharjun as Director For For Management 7.4 Elect Kulit Sombatsiri as Director For For Management 7.5 Elect Pisut Painmanakul as Director For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- ELEFIRST SCIENCE & TECH CO., LTD. Ticker: 300356 Security ID: Y2272C103 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer Agreement For For Management -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Lease Contract and For For Management Related Party Transactions -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Ruifeng as Non-Independent For For Shareholder Director 2 Elect Wang Jin as Independent Director For For Management -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- ELION ENERGY CO., LTD. Ticker: 600277 Security ID: Y4084U107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Guarantee Provision Plan For For Management 8 Approve to Appoint Auditor and For For Management Internal Control Auditor 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Elect Zhang Yongchun as For For Management Non-Independent Director 11 Elect Li Xingguo as Independent For For Management Director -------------------------------------------------------------------------------- ELITE ADVANCED LASER CORP. Ticker: 3450 Security ID: Y22878113 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ELITE SEMICONDUCTOR MEMORY TECHNOLOGY, INC. Ticker: 3006 Security ID: Y2287H105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- ELITEGROUP COMPUTER SYSTEMS CO., LTD. Ticker: 2331 Security ID: Y22877107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect I-Wen Chung, Representative of For For Management Tatung Co, with Shareholder NO.179917, as Non-Independent Director 5.2 Elect Chun-Sheng Ho, Representative of For For Management Tatung Co, with Shareholder NO.179917, as Non-Independent Director 5.3 Elect Ching-Hsiang Lin, Representative For For Management of Tatung Co, with Shareholder NO. 179917, as Non-Independent Director 5.4 Elect Pan-Tsu Wu, Representative of For For Management Song Ming Investment Co., Ltd, with Shareholder NO.64514, as Non-Independent Director 5.5 Elect Yue-Ming Ho, Representative of For For Management Song Ming Investment Co., Ltd, with Shareholder NO.64514, as Non-Independent Director 5.6 Elect Chih-Hung Shih, with Shareholder For For Management NO.N125302XXX, as Non-Independent Director 5.7 Elect I-Yin Hsu, Representative of None Against Shareholder Shuang Ping Technology Investment Advisor Co., Ltd, with Shareholder NO. 353076, as Non-Independent Director 5.8 Elect Maw-In Tsai, with Shareholder NO. For For Management P121135XXX, as Independent Director 5.9 Elect Jen-Two Liu, with Shareholder NO. For For Management P100237XXX, as Independent Director 5.10 Elect Chin-Fu Ho, with Shareholder NO. For For Management A111144XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ELLAKTOR SA Ticker: ELLAKTOR Security ID: X1959E102 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Advisory Vote on Remuneration Report For For Management 5 Authorize Board to Participate in For For Management Companies with Similar Business Interests 6 Authorize Share Repurchase Program For For Management 7 Approve Stock Option Plan For Against Management 8 Ratify Director Appointment For For Management 9 Receive Audit Committee's Activity None None Management Report 10 Various Announcements None None Management -------------------------------------------------------------------------------- ELLAKTOR SA Ticker: ELLAKTOR Security ID: X1959E102 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Capital Reduction via For For Management Decrease in Par Value 2 Approve Capital Increase with For For Management Preemptive Rights 3 Removal of Existing Board Directors Against Against Shareholder 4 Elect Directors (Bundled Dissident Against Against Shareholder Slate) 5 Removal of Existing Members of the Against Against Shareholder Audit Committee 6 Elect Members of the Audit Committee Against Against Shareholder -------------------------------------------------------------------------------- ELLAKTOR SA Ticker: ELLAKTOR Security ID: X1959E102 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Removal of Existing Board Directors Against Against Shareholder 2 Elect Directors (Bundled Dissident Against Against Shareholder Slate) 3 Removal of Existing Members of the Against Against Shareholder Audit Committee 4 Elect Members of the Audit Committee Against Against Shareholder 5 Approve Share Capital Reduction via For For Management Decrease in Par Value 6 Approve Capital Raising For For Management -------------------------------------------------------------------------------- ELLAKTOR SA Ticker: ELLAKTOR Security ID: X1959E102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Approve Discharge of Auditors For For Management 3 Approve Auditors and Fix Their For For Management Remuneration 4 Advisory Vote on Remuneration Report For Against Management 5 Receive Audit Committee's Activity None None Management Report 6 Authorize Board to Participate in For For Management Companies with Similar Business Interests 7 Amend Remuneration Policy For For Management 8 Approve Stock Option Plan For For Management 9 Approve Suitability Policy for For For Management Directors 10 Elect Directors (Bundled) For For Management 11 Authorize Share Capital Increase For Against Management 12 Announcement of Director Appointment None None Management -------------------------------------------------------------------------------- ELSEWEDY ELECTRIC CO. Ticker: SWDY Security ID: M398AL106 Meeting Date: APR 04, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Standalone and Consolidated Financial Statements for FY 2020 3 Accept Standalone and Consolidated For Did Not Vote Management Financial Statements and Statutory Reports for FY 2020 4 Approve Corporate Governance Report For Did Not Vote Management for FY 2020 5 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2020 6 Approve Related Party Transactions for For Did Not Vote Management FY 2020 and FY 2021 7 Approve Minutes of Previous Meeting For Did Not Vote Management Held During FY 2020 8 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2020 9 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2021 10 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 11 Approve Charitable Donations for FY For Did Not Vote Management 2020 and FY 2021 12 Elect Directors (Bundled) For Did Not Vote Management -------------------------------------------------------------------------------- ELSEWEDY ELECTRIC CO. Ticker: SWDY Security ID: M398AL106 Meeting Date: APR 04, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- EMAAR DEVELOPMENT PJSC Ticker: EMAARDEV Security ID: M4100K102 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Absence of Dividends For For Management 5 Approve Board Remuneration Policy For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Discharge of Auditors for FY For For Management 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 10 Allow Directors to Engage in For For Management Commercial Transactions with Company 11 Approve the Appointment of For For Management Representatives for the Shareholders to attend the General Meeting and Fix Their Remuneration -------------------------------------------------------------------------------- EMAAR MALLS PJSC Ticker: EMAARMALLS Security ID: M4026J106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Absence of Dividends For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Board Remuneration Policy For For Management 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Discharge of Auditors for FY For For Management 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 10 Elect Ahmed Al Ansari as Director For For Management 11 Allow Directors to Carry on Activities For For Management Included in the Objects of the Company 12 Approve the Appointment of For For Management Representatives for the Shareholders and Fix Their Remuneration 13 Amend Article 1 of Bylaws Re: Related For For Management Parties -------------------------------------------------------------------------------- EMAAR PROPERTIES PJSC Ticker: EMAAR Security ID: M4025S107 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Dividends of AED 0.10 per Share For For Management 5 Approve Board Remuneration Policy For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Discharge of Auditors for FY For For Management 2020 9 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 10.1 Elect Mohammed Al Abbar as Director None Abstain Management 10.2 Elect Jammal bin Thaniyah as Director None Abstain Management 10.3 Elect Ahmed Jawa as Director None Abstain Management 10.4 Elect Ahmed Al Matroushi as Director None Abstain Management 10.5 Elect Jassim Al Ali as Director None Abstain Management 10.6 Elect Hilal Al Mari as Director None Abstain Management 10.7 Elect Sultan Al Mansouri as Director None Abstain Management 10.8 Elect Buti Al Mulla as Director None Abstain Management 10.9 Elect Iman Abdulrazzaq as Director None Abstain Management 10.10 Elect Anoud Al Marzouqi as Director None Abstain Management 10.11 Elect Hanaa Al Bustani as Director None Abstain Management 10.12 Elect Naylah Mousawi as Director None Abstain Management 10.13 Elect Abdulwahid Al Ulamaa as Director None Abstain Management 10.14 Elect Feisal Shah Kuttiyil as Director None Abstain Management 10.15 Elect Iman Al Suweidi as Director None Abstain Management 10.16 Elect Abdullah Al Shamsi as Director None Abstain Management 11 Allow Directors to Engage in For For Management Commercial Transactions with Company 12 Approve the Appointment of For For Management Representatives for the Shareholders to attend the General Meeting and Fix Their Remuneration 13 Approve Charitable Donations up to 2 For For Management Percent of Average Net Profits for the last Two Fiscal Years 14 Amend Article of Bylaws Re: Related For For Management Parties -------------------------------------------------------------------------------- EMAAR, THE ECONOMIC CITY Ticker: 4220 Security ID: M4018S106 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jamal Bin Thinyah as Director None Abstain Management 1.2 Elect Ahmed Al Matroushi as Director None Abstain Management 1.3 Elect Arif Al Harmi as Director None Abstain Management 1.4 Elect Mohamed Hafni as Director None Abstain Management 1.5 Elect Mohamed Al Hindi as Director None Abstain Management 1.6 Elect Ahmed Bushnak as Director None Abstain Management 1.7 Elect Falih Hajaj as Director None Abstain Management 1.8 Elect Abdullah Al Fifi as Director None Abstain Management 1.9 Elect Oussama Barayan as Director None Abstain Management 1.10 Elect Tariq Al Saoudi as Director None Abstain Management 1.11 Elect Mohamed Al Badr as Director None Abstain Management 1.12 Elect Waleed Al Musfir as Director None Abstain Management 1.13 Elect Salih Al Yami as Director None Abstain Management 1.14 Elect Yasir Al Qadi as Director None Abstain Management 1.15 Elect as Khalid Al Ajlan Director None Abstain Management 1.16 Elect Mohamed Al Suweid as Director None Abstain Management 1.17 Elect Mohamed Al Ghamdi as Director None Abstain Management 1.18 Elect as Ahmed Al Sanoussi Director None Abstain Management 1.19 Elect Jassim Al rumeihi as Director None Abstain Management 1.20 Elect Amr Saqr as Director None Abstain Management 1.21 Elect Ramzi Ali as Director None Abstain Management 1.22 Elect Bayat Al Ouweid as Director None Abstain Management 1.23 Elect Ahmed Al Ouweid as Director None Abstain Management 1.24 Elect Abdulilah Al Sheikh as Director None Abstain Management 1.25 Elect Sultan Al Saadoun as Director None Abstain Management 1.26 Elect Mohamed Al Moammar as Director None Abstain Management 1.27 Elect Abdullah Al Huweish as Director None Abstain Management 1.28 Elect Riyadh Al Kharashi as Director None Abstain Management 1.29 Elect Hamad Al Fouzan as Director None Abstain Management 1.30 Elect Saad Al Haqeel as Director None Abstain Management 1.31 Elect Talal Al Moammar as Director None Abstain Management 1.32 Elect Ahmed Murad as Director None Abstain Management 1.33 Elect Omar Makharish as Director None Abstain Management 1.34 Elect Shakir Al Khanani as Director None Abstain Management 1.35 Elect Ghaith Fayiz as Director None Abstain Management 1.36 Elect Tariq Lenjawi as Director None Abstain Management 1.37 Elect Nouf Al Haqbani as Director None Abstain Management 1.38 Elect Abdulrahman Al Khayal as Director None Abstain Management 1.39 Elect Thamir Al Wadee as Director None Abstain Management 1.40 Elect Waleed Bamaarouf as Director None Abstain Management 1.41 Elect Turki Al Oteibi as Director None Abstain Management 1.42 Elect Mohamed Badhrees as Director None Abstain Management 1.43 Elect Fayiz Al Zaydi as Director None Abstain Management 1.44 Elect Abdullah Maqboul as Director None Abstain Management 1.45 Elect Bandar Al Dalji as Director None Abstain Management 1.46 Elect Ahmed Saleem as Director None Abstain Management 1.47 Elect Badr Ridha as Director None Abstain Management 2 Amend Audit Committee Charter For For Management -------------------------------------------------------------------------------- EMAAR, THE ECONOMIC CITY Ticker: 4220 Security ID: M4018S106 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Elect Hani Baothman as Director For For Management 6 Elect Oussama Barayan as Member of For For Management Audit Committee 7 Elect Mazin Al Shorfan as Member of For For Management Audit Committee 8 Elect Abdulmajeed Al Dakheel as Member For For Management of Audit Committee 9 Amend the Audit Committee Charter For For Management 10 Amend the Nomination and Remuneration For For Management Committee Charter 11 Approve Remuneration of Directors of For For Management SAR 4,105,738 for FY 2020 12 Approve Discharge of Directors for FY For For Management 2020 -------------------------------------------------------------------------------- EMAMI LIMITED Ticker: 531162 Security ID: Y22891132 Meeting Date: SEP 18, 2020 Meeting Type: Annual Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Two Interim Dividends For For Management 3 Reelect Mohan Goenka as Director For For Management 4 Reelect Prashant Goenka as Director For For Management 5 Reelect Priti A Sureka as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Priti A Sureka as Whole-time Director 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- EMBASSY OFFICE PARKS REIT Ticker: 542602 Security ID: Y2R9YR104 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Valuation Report For For Management 3 Appoint CBRE South Asia Private For For Management Limited and Manish Gupta, Partner, iVAS Partners as Valuer 4 Approve Unit-Based Employee Incentive For Against Management Plan 2020 5 Authorize the Employee Welfare Trust For Against Management for Secondary Market Acquisition of Units -------------------------------------------------------------------------------- EMBASSY OFFICE PARKS REIT Ticker: 542602 Security ID: Y2R9YR104 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Embassy TechVillage Acquisition For For Management 2 Approve Borrowing Limits For For Management 3 Approve Institutional Placement(s) of For For Management Units to Institutional Investors 4 Approve Preferential Issue of Units to For For Management Vasudev Garg, Chaitanya Garg and Radhika Garg -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA Ticker: ANDINA.B Security ID: P3697S103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee, their Annual Reports and Expenses Incurred by both Committees 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish For For Management Announcements 10 Other Business For Against Management -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: P3700H201 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 34 For For Management 2 Amend Article 33 For For Management 3 Amend Article 41 For For Management 4 Consolidate Bylaws For For Management 5 Approve Agreement to Absorb SAVIS For For Management Tecnologia e Sistemas S.A. (Savis) 6 Ratify Premiumbravo Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 9 Approve Absorption of SAVIS Tecnologia For For Management e Sistemas S.A. (Savis) -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: P3700H201 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Goncalves Silva as Independent Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Raul Calfat as Independent Vice-Chairman 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Sender Ramirez as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan Ioschpe as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cox Neto as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Leticia de Freitas Costa as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Wongtschowski as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Guillinet Fajerman as Independent Director 8 Elect Fiscal Council Members For For Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Approve Remuneration of Company's For For Management Management 11 Approve Remuneration of Fiscal Council For For Management Members 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 13 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: 29082A107 Meeting Date: APR 26, 2021 Meeting Type: Annual/Special Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 Elect Fiscal Council Members For For Management 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 34 For For Management 2 Amend Article 33 For For Management 3 Amend Article 41 For For Management 4 Consolidate Bylaws For For Management 5 Approve Agreement to Absorb SAVIS For For Management Tecnologia e Sistemas S.A. (Savis) 6 Ratify Premiumbravo Auditores For For Management Independentes as Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 Approve Absorption of SAVIS Tecnologia For For Management e Sistemas S.A. (Savis) -------------------------------------------------------------------------------- EMEI SHAN TOURISM CO., LTD. Ticker: 000888 Security ID: Y2288Y107 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Jinlong as Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- EMEI SHAN TOURISM CO., LTD. Ticker: 000888 Security ID: Y2288Y107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Dequan as Non-Independent For For Shareholder Director 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Signing of Environmental For For Management Sanitation Maintenance Costs in Emeishan Scenic Area Settlement Agreement 10 Approve Expand Business Scope For For Management 11 Approve Compliance with Business Scope For For Management Registration 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- EMIRA PROPERTY FUND LTD. Ticker: EMI Security ID: S1311K198 Meeting Date: DEC 01, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Incorporated For For Management as Auditors with Ernest van Rooyen as the Individual Registered Auditor and Authorise Their Remuneration 2.1 Elect Berlina Moroole as Director For For Management 2.2 Elect James Templeton as Director For For Management 2.3 Re-elect Vuyisa Nkonyeni as Director For For Management 2.4 Re-elect Vusi Mahlangu as Director For For Management 2.5 Re-elect Gerhard van Zyl as Director For For Management 3.1 Re-elect Vuyisa Nkonyeni as Chairman For For Management of the Audit Committee 3.2 Re-elect Vusi Mahlangu as Member of For For Management the Audit Committee 3.3 Elect Berlina Moroole as Member of the For For Management Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation Report For For Management 5 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairperson For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit and Risk For For Management Committee Chairperson 1.4 Approve Fees of the Audit and Risk For For Management Committee Member 1.5 Approve Fees of the Remuneration For For Management Committee Chairperson 1.6 Approve Fees of the Remuneration For For Management Committee Member 1.7 Approve Fees of the Finance Committee For For Management Chairperson 1.8 Approve Fees of the Finance Committee For For Management Member 1.9 Approve Fees of the Investment For For Management Committee Chairperson 1.10 Approve Fees of the Investment For For Management Committee Member 1.11 Approve Fees of the Environmental, For For Management Social and Governance Committee Chairperson 1.12 Approve Fees of the Environmental, For For Management Social and Governance Committee Member 1.13 Approve Fees for Ad Hoc Meetings (per For For Management hour) 2 Approve Financial Assistance in For For Management Connection with the Domestic Medium Term Note Programme 3 Approve Financial Assistance to For For Management Subsidiaries, Associates and Joint Venture Entities -------------------------------------------------------------------------------- EMIRATES NBD PJSC Ticker: EMIRATESNBD Security ID: M4029Z107 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Internal Sharia Supervisory For For Management Committee Report for FY 2019 and FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Elect Internal Sharia Supervisory For For Management Committee Members (Bundled) 6 Approve Dividends of AED 0.40 per For For Management Share for FY 2020 7 Approve Remuneration of Directors For For Management 8 Approve Discharge of Directors for FY For For Management 2020 9 Approve Discharge of Auditors for FY For For Management 2020 10 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 11 Appoint Two Representatives for the For For Management Shareholders and Determine their Fees 12 Amend Articles of Bylaws For Against Management 13 Approve Board Proposal Re: For For Management Non-convertible Securities to be Issued by the Company -------------------------------------------------------------------------------- EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC Ticker: ETISALAT Security ID: M4040L103 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Appointment of Group For For Management Corporate Secretary as Rapporteur of the Meeting and First Abu Dhabi Bank as Collector of Votes 2 Approve Board Report on Company For For Management Operations and Its Financial Position for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 5 Approve Final Dividends of AED 1.20 For For Management per Share for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Discharge of Auditors for FY For For Management 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 9 Approve Remuneration of Directors for For Against Management FY 2020 10 Approve Board Remuneration Policy For For Management 11 Authorize the Board to Appoint Two For For Management Representatives for the Shareholders Who Wish to Represent and Vote on Their Behalf in Future Annual General Assembly Meetings and Determine their Fees 1 Approve Charitable Donations Up to 1 For For Management Percent of Average Net Profits for FY 2019 and FY 2020 2.a Amend Articles of Bylaws Re: Ownership For For Management and Participation 2.b Amend Articles of Bylaws Re: For For Management Appointing of External Auditors 3 Approve Cancelling of Share Repurchase For For Management Program 1 Elect Directors (Cumulative Voting) For Against Management -------------------------------------------------------------------------------- EMLAK KONUT GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: EKGYO Security ID: M4030U105 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting; Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 14 Receive Information on Director None None Management Remuneration Made in 2019 15 Receive Information on Share None None Management Repurchase Program 16 Wishes None None Management -------------------------------------------------------------------------------- EMLAK KONUT GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: EKGYO Security ID: M4030U105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting; Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Receive Information on Share None None Management Repurchases Made in 2020 13 Approve Share Repurchase Program For For Management 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 16 Receive Information on Director None None Management Remuneration Made in 2020 17 Receive Information in Accordance to None None Management Article 21 of Communique on Principles Regarding Real Estate Investment Trusts 18 Wishes None None Management -------------------------------------------------------------------------------- EMPRESA NACIONAL DE TELECOMUNICACIONES SA Ticker: ENTEL Security ID: P37115105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 139 Per Share 3 Approve Dividend Policy For For Management 4 Approve Investment and Financing Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Appoint Auditors and Account Inspectors For For Management 8 Designate Risk Assessment Companies For For Management 9 Receive Report Regarding Related-Party For For Management Transactions 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS CMPC SA Ticker: CMPC Security ID: P3712V107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Dividend Distribution of CLP 3 For For Management per Share c Receive Report Regarding Related-Party For For Management Transactions d Appoint Auditors and Designate Risk For For Management Assessment Companies e Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee f Receive Dividend Policy and For For Management Distribution Procedures g Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS COPEC SA Ticker: COPEC Security ID: P7847L108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.05 Per Share For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Activities 6 Appoint PwC as Auditors For For Management 7 Designate Fitch Chile Clasificadora de For For Management Riesgo Limitada and Feller Rate Clasificadora de Riesgo Limitada as Risk Assessment Companies 8 Receive Report Regarding Related-Party None None Management Transactions 9 Other Business None None Management -------------------------------------------------------------------------------- EMPRESAS ICA SAB DE CV Ticker: ICA Security ID: P37149104 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Discharge Board, Committees and CEO 2 Present Report on Compliance with For Did Not Vote Management Fiscal Obligations 3 Approve Allocation of Income For Did Not Vote Management 4 Elect or Ratify Directors and Chairmen For Did Not Vote Management of Audit and Corporate Practices Committees 5 Approve Remuneration of Directors and For Did Not Vote Management Officers 6 Approve Cancellation of Treasury Shares For Did Not Vote Management 7 Ratify Resolutions Approved by AGM on For Did Not Vote Management May 20, 2019 8 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- EMPRESAS ICA SAB DE CV Ticker: ICA Security ID: P37149104 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Discharge Board, Committees and CEO 2 Present Report on Compliance with For Against Management Fiscal Obligations 3 Approve Allocation of Income For Against Management 4 Elect or Ratify Directors and Chairmen For Against Management of Key Committees 5 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- ENAUTA PARTICIPACOES SA Ticker: ENAT3 Security ID: P3762E104 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENAUTA PARTICIPACOES SA Ticker: ENAT3 Security ID: P3762E104 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Re-ratify Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 3 Elect Lincoln Rumenos Guardado as For Against Management Director -------------------------------------------------------------------------------- ENC DIGITAL TECHNOLOGY CO. LTD. Ticker: 603869 Security ID: Y0777J102 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity of Wholly-owned For For Management Subsidiary 2 Approve Sale of Guarantee of Subsidiary For For Management 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ENC DIGITAL TECHNOLOGY CO. LTD. Ticker: 603869 Security ID: Y0777J102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Daily Related Party Transaction For For Management 11 Approve Amendments to Articles of For For Management Association and Related Rules of Procedure 12 Elect Hu Fang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ENDURANCE TECHNOLOGIES LIMITED Ticker: 540153 Security ID: Y2R9QW102 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Naresh Chandra as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Appointment and Remuneration For Against Management of Rhea Jain to Office or Place of Profit as Vice President - HR and Strategic Projects -------------------------------------------------------------------------------- ENDURANCE TECHNOLOGIES LIMITED Ticker: 540153 Security ID: Y2R9QW102 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Soumendra Basu as Director For For Management 2 Reelect Roberto Testore as Director For Against Management 3 Reelect Anjali Seth as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Anurang Jain as Managing Director 5 Elect Varsha Jain as Director For For Management 6 Approve Appointment and Remuneration For For Management of Varsha Jain as Executive Director designated as Director and Head CSR and Facility Management 7 Elect Indrajit Banerjee as Director For For Management -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of EGP For For Management Americas SpA 2 Approve Related-Party Transaction Re: For For Management Merger by Absorption of EGP Americas SpA 3 Amend Articles; Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Receive Report Regarding Related-Party None None Management Transactions -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: 29274F104 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of EGP For For Management Americas SpA 2 Approve Related-Party Transaction Re: For For Management Merger by Absorption of EGP Americas SpA 3 Amend Articles; Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Receive Report Regarding Related-Party None None Management Transactions -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: 29274F104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3.A Elect Borja Acha B. as Director For For Management Nominated by Enel S.p.A. 3.B Elect Domingo Cruzat A. as Director For For Management Nominated by Enel S.p.A. 3.C Elect Giulia Genuardi as Director For For Management Nominated by Enel S.p.A. 3.D Elect Patricio Gomez S. as Director For For Management Nominated by Enel S.p.A. 3.E Elect Francesca Gostinelli as Director For For Management Nominated by Enel S.p.A. 3.F Elect Hernan Somerville S. as Director For For Management Nominated by Enel S.p.A. 3.G Elect Jose Antonio Vargas as Director For For Management Nominated by Enel S.p.A. 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget for FY 2021 6 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3.a Elect Borja Acha B. as Director For For Management Nominated by Enel S.p.A. 3.b Elect Domingo Cruzat A. as Director For For Management Nominated by Enel S.p.A. 3.c Elect Giulia Genuardi as Director For For Management Nominated by Enel S.p.A. 3.d Elect Patricio Gomez S. as Director For For Management Nominated by Enel S.p.A. 3.e Elect Francesca Gostinelli as Director For For Management Nominated by Enel S.p.A. 3.f Elect Hernan Somerville S. as Director For For Management Nominated by Enel S.p.A. 3.g Elect Jose Antonio Vargas as Director For For Management Nominated by Enel S.p.A. 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget for FY 2021 6 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: 29278D105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3.A Elect Herman Chadwick Pinera as For For Management Director Nominated by Enel S.p.A. 3.B Elect Isabella Alessio as Director For For Management Nominated by Enel S.p.A. 3.C Elect Salvatore Bernabei as Director For For Management Nominated by Enel S.p.A. 3.D Elect Monica Girardi as Director For For Management Nominated by Enel S.p.A. 3.E Elect Fernan Gazmuri Plaza as Director For For Management Nominated by Enel S.p.A. 3.F Elect Pablo Cabrera Gaete as Director For For Management Nominated by Enel S.p.A. 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 6 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 7 Appoint Auditors For For Management 8 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 9 Designate Risk Assessment Companies For For Management 10 Approve Investment and Financing Policy For For Management 11 Present Dividend Policy and None None Management Distribution Procedures 12 Receive Report Regarding Related-Party None None Management Transactions 13 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 14 Other Business For Against Management 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: P3762G109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3.a Elect Herman Chadwick Pinera as For For Management Director Nominated by Enel S.p.A. 3.b Elect Isabella Alessio as Director For For Management Nominated by Enel S.p.A. 3.c Elect Salvatore Bernabei as Director For For Management Nominated by Enel S.p.A. 3.d Elect Monica Girardi as Director For For Management Nominated by Enel S.p.A. 3.e Elect Fernan Gazmuri Plaza as Director For For Management Nominated by Enel S.p.A. 3.f Elect Pablo Cabrera Gaete as Director For For Management Nominated by Enel S.p.A. 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 6 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 7 Appoint Auditors For For Management 8 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 9 Designate Risk Assessment Companies For For Management 10 Approve Investment and Financing Policy For For Management 11 Present Dividend Policy and None None Management Distribution Procedures 12 Receive Report Regarding Related-Party None None Management Transactions 13 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 14 Other Business For Against Management 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL RUSSIA PJSC Ticker: ENRU Security ID: X2232L103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4.1 Elect Simone Mori as Director None Against Management 4.2 Elect Flaminia Ceribelli as Director None Against Management 4.3 Elect Maria Giannelli as Director None Against Management 4.4 Elect Andrea Palazzolo as Director None For Management 4.5 Elect Andrea Guaccero as Director None For Management 4.6 Elect Giuseppe Ferrara as Director None Against Management 4.7 Elect Giorgio Callegari as Director None For Management 4.8 Elect Giuseppe Luzzio as Director None Against Management 4.9 Elect Luca Noviello as Director None Against Management 4.10 Elect Lea Tarchioni as Director None Against Management 4.11 Elect Irina Dushina as Director None Against Management 4.12 Elect Laurent Souviron as Director None Against Management 4.13 Elect Tagir Sitdekov as Director None Against Management 4.14 Elect Anatolii Braverman as Director None Against Management 4.15 Elect Vitalii Zarkhin as Director None For Management 5 Ratify Auditor For For Management 6 Approve New Edition of Regulations on For For Management General Meetings 7 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Elect Franklin Jambin Ma as Alternate None For Shareholder Director Appointed by Preferred Shareholder 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Elect Vania Andrade de Souza as Fiscal None For Shareholder Council Member and Antonio Eduardo Bertolo as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ENERGY ABSOLUTE PUBLIC CO. LTD. Ticker: EA Security ID: Y2290P144 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Report of Board of None None Management Directors and Annual Report 3 Approve Financial Statements For For Management 4 Approve Cancellation of the Remaining For For Management Unissued Debenture 5 Approve Issuance and Offering of For For Management Debentures 6 Approve Allocation of Income and For For Management Dividend Payment 7 Amend Company's Objectives and Amend For For Management Memorandum of Association 8 Approve Remuneration of Directors For For Management 9.1 Elect Amorn Sapthaweekul as Director For Against Management 9.2 Elect Sutham Songsiri as Director For For Management 9.3 Elect Somboon Ahunai as Director For For Management 10 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ENERJISA ENERJI AS Ticker: ENJSA Security ID: M4049T107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Amend Company Articles 7 and 10 For Against Management 12 Approve Donation Policy For For Management 13 Approve Profit Distribution Policy For For Management 14 Receive Information on Disclosure None None Management Policy 15 Receive Information on Donations Made None None Management in 2020 16 Approve Upper Limit of Donations for For For Management 2021 17 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 18 Wishes None None Management -------------------------------------------------------------------------------- ENEVA SA Ticker: ENEV3 Security ID: P3719N116 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 4-for-1 Stock Split For Did Not Vote Management 2 Amend Articles 5 and 6 to Reflect For Did Not Vote Management Changes in Capital and Authorized Capital and Consolidate Bylaws 3 Amend Stock Option Plan Re: Clause 11 For Did Not Vote Management and 12 4 Amend Stock Option Plan Re: Clause 11 For Did Not Vote Management 5 Approve Long-Term Incentive Plan For Did Not Vote Management -------------------------------------------------------------------------------- ENEVA SA Ticker: ENEV3 Security ID: P3719N116 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income For For Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerson Kelman as Independent Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pereira Lopes de Medeiros as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Bottura as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Antonio Secondo Mazzola as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Felipe Gottlieb as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Elena Landau as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Henri Philippe Reichstul as Independent Director 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENEVA SA Ticker: ENEV3 Security ID: P3719N116 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For Against Management Management Between April 2020 and April 2021 -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Manoel Eduardo Lima Lopes as For For Management Independent Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3 Percentage of Votes to Be Assigned - None Abstain Management Elect Manoel Eduardo Lima Lopes as Independent Director -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Increase Number of For For Management Statutory Executives from Seven to Eight Members -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Employees' Bonuses For For Management 5 Approve Remuneration of Company's For For Management Management 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENGIE ENERGIA CHILE SA Ticker: ECL Security ID: P3762T101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of USD 0.05 Per Share 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Present Directors' Committee Report on For For Management Activities and Expenses 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business For Against Management -------------------------------------------------------------------------------- ENGINEERS INDIA LIMITED Ticker: 532178 Security ID: Y2294S136 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Rakesh Kumar Sabharwal as For Against Management Director 4 Reelect Sunil Bhatia as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Sunil Kumar as Director For Against Management 7 Elect Ashok Kumar Kalra as Director For Against Management 8 Elect Vartika Shukla as Director For Against Management -------------------------------------------------------------------------------- ENGINEERS INDIA LIMITED Ticker: 532178 Security ID: Y2294S136 Meeting Date: DEC 20, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- ENGRO CORPORATION LIMITED Ticker: ENGRO Security ID: Y2295N102 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve A.F. Ferguson and Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Elect Directors For Against Management -------------------------------------------------------------------------------- ENGRO FERTILIZERS LIMITED Ticker: EFERT Security ID: Y229A3100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve A.F. Ferguson and Co. as For Against Management Auditors and Fix Their Remuneration 4 Approve Loan Agreement in Favor of For Against Management Engro Corporation Limited -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Management System for Providing For For Management External Investments 7 Amend System for Preventing Capital For For Management Occupation by Controlling Shareholders, Ultimate Controlling Shareholder and Related Parties 8 Amend Related Party Transaction Fair For For Management Decision Making System 9 Amend Management System of Raised Funds For For Management 10 Amend Information Disclosure For For Management Management System 11 Amend Working System for Independent For For Management Directors 12 Amend Management System of Holding For For Management Subsidiaries 13 Approve Adjust Scale of Industrial For Against Management Funds and Related Party Transactions 14.1 Elect Luo Jihua as Independent Director For For Management -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization of Board to Handle All Related Matters -------------------------------------------------------------------------------- ENJOYOR CO., LTD. Ticker: 300020 Security ID: Y988AV109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Non-distribution of Profit For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Comprehensive Credit Line Bank For For Management Application 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ENKA INSAAT VE SANAYI AS Ticker: ENKAI Security ID: M4055T108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Meeting Minutes 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Receive Information on Donations Made None None Management in 2020 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Elect Directors For For Management 8 Approve Director Remuneration For For Management 9 Ratify External Auditors For For Management 10 Approve Allocation of Income For For Management 11 Authorize Share Capital Increase For Against Management without Preemptive Rights 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Authorize Board to Distribute Advance For For Management Dividends 14 Approve Advance Dividend Payment for For For Management 2021 15 Receive Information on Share None None Management Repurchases 16 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 17 Wishes None None Management -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding Meetings of Board of Directors and Amend Rules and Procedures Regarding General Meetings of Shareholders 2 Amend Working System for Independent For For Management Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve Adjustment of Guarantee For Against Management 5 Approve Provision of Guarantee for For For Management Overseas Wholly-owned Subsidiary 6 Approve Adjustment of Provision of For For Management Guarantee for Controlled Subsidiary 7 Approve Adjustment of Foreign Exchange For For Management and Interest Rate Hedging Business -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Counter Guarantee For For Management Provision 2 Amend Management System for Providing For For Management External Guarantees 3 Approve Amendments to Articles of For For Management Association 4 Approve Provision of Guarantee For Against Management 5 Approve Carry Out Commodity Hedging For For Management Business 6 Approve Entrusted Asset Management For For Management 7 Approve Related Party Transaction For For Management 8.1 Elect Han Jishen as Non-independent For For Management Director 8.2 Elect Zheng Hongtao as Non-independent For For Management Director -------------------------------------------------------------------------------- ENN ECOLOGICAL HOLDINGS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Jiang Chenghong as For For Management Non-Independent Director 2.2 Elect Zhang Jin as Non-Independent For For Management Director 3.1 Elect Zhang Yu as Independent Director For For Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Yusuo as Director For For Management 3a2 Elect Zheng Hongtao as Director For For Management 3a3 Elect Wang Zizheng as Director For For Management 3a4 Elect Ma Zhixiang as Director For For Management 3a5 Elect Yuen Po Kwong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ENN NATURAL GAS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Related Party For For Management Transaction 2 Approve 2021 Related Party Transaction For For Management 3 Approve Guarantee Provision Plan For Against Management 4 Approve to Develop Foreign Exchange For For Management Hedging Business -------------------------------------------------------------------------------- ENN NATURAL GAS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ENN NATURAL GAS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Equity Transfer For For Management Agreement and Related Transaction -------------------------------------------------------------------------------- ENN NATURAL GAS CO., LTD. Ticker: 600803 Security ID: Y3119Q107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Provision of Guarantee and For For Management Related Transaction -------------------------------------------------------------------------------- ENNOCONN CORP. Ticker: 6414 Security ID: Y229BK101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Approve Issuance of Unsecured For For Management Convertible Bonds Via Private Placement 7 Approve Transfer of Shares to For For Management Employees at a Price Lower Than Actual Average Repurchase Price 8 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- EOPTOLINK TECHNOLOGY INC., LTD. Ticker: 300502 Security ID: Y2303H105 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust Performance Shares For For Management Repurchase Price, Number of Repurchase and Cancellation and Total Capital Reduction Due to Equity Distribution 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- EOPTOLINK TECHNOLOGY INC., LTD. Ticker: 300502 Security ID: Y2303H105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Guangrong as Non-Independent For For Management Director 1.2 Elect Huang Xiaolei as Non-Independent For For Management Director 1.3 Elect Luo Yuming as Non-Independent For For Management Director 1.4 Elect Michael Xiaoyan Wei as For For Management Non-Independent Director 2.1 Elect Shao Huaizong as Independent For For Management Director 2.2 Elect Yang Chuanping as Independent For For Management Director 2.3 Elect Liao Jian as Independent Director For For Management 3.1 Elect Zhang Zhiqiang as Supervisor For For Shareholder 3.2 Elect Xing Rong as Supervisor For For Shareholder 4 Approve Capital Injection For For Management 5 Approve Use of Raised Funds for Cash For For Management Management 6 Approve Use of Own Funds for Cash For For Management Management 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EOPTOLINK TECHNOLOGY INC., LTD. Ticker: 300502 Security ID: Y2303H105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Special Explanation on the For For Management Capital Occupation of the Company's Controlling Shareholders and Other Related Parties 10 Approve Comprehensive Credit Line or For For Management Loan and Provision of Guarantee 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- EPISIL HOLDINGS, INC. Ticker: 3707 Security ID: Y229CB100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Deficit Compensation For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve the Issuance Plan of Private For For Management Placement for Common Shares 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EPISTAR CORP. Ticker: 2448 Security ID: Y2298F106 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Swap Agreement and For For Management Delisting of Company 2 Approve Revocation of Public Issuing For For Management Company Status 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 9.1 Elect Non-Independent Director No. 1 None For Shareholder 9.2 Elect Non-Independent Director No. 2 None For Shareholder 9.3 Elect Non-Independent Director No. 3 None For Shareholder 9.4 Elect Non-Independent Director No. 4 None For Shareholder 9.5 Elect Non-Independent Director No. 5 None For Shareholder 9.6 Elect Supervisor No. 1 None For Shareholder 9.7 Elect Supervisor No. 2 None For Shareholder 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EPP NV Ticker: EPP Security ID: N2061M108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discussion on Company's Corporate None None Management Governance Structure 3 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 4 Receive Explanation on Dividend Policy None None Management 5 Discuss Allocation of Income and None None Management Dividends 6 Approve Discharge of Directors For For Management 7a Elect Sandra van Loon as Director For For Management 7b Re-elect Robert Weisz as Director For Against Management 7c Re-elect Dionne Ellerine as Director For For Management 7d Re-elect Pieter Prinsloo as Director For Against Management 7e Re-elect Taco de Groot as Director For For Management 8a Authorise Board to Issue Shares For For Management 8b Authorise Board to Issue Shares for For For Management Cash 9 Authorise Board to Limit or Exclude For For Management Pre-emptive Rights from Share Issuances under Items 8a and 8b 10 Authorise Repurchase of Issued Share For For Management Capital 11 Discuss Implementation of Remuneration None None Management Policy 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For Against Management Report 14 Reappoint Ernst & Young Accountants For For Management LLP as Auditors 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Approve Remuneration of Fiscal Council For For Management Members 6 Elect Fiscal Council Members For For Management 7 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 6 to Reflect Changes in For For Management Capital 2 Amend Article 26 For For Management 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Consolidate Bylaws For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4.1 Elect Carlos Augusto Leone Piani as For Against Management Director 4.2 Elect Guilherme Mexias Ache as Director For Against Management 4.3 Elect Tania Sztamfater Chocolat as For For Management Independent Director 4.4 Elect Paulo Jeronimo Bandeira de Mello For For Management Pedrosa as Independent Director 4.5 Elect Luis Henrique de Moura Goncalves For For Management as Independent Director 4.6 Elect Eduardo Haiama as Director For Against Management 4.7 Elect Augusto Miranda da Paz Junior as For For Management Director 4.8 Elect Tiago de Almeida Noel as Director For Against Management 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Augusto Leone Piani as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Mexias Ache as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Tania Sztamfater Chocolat as Independent Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Jeronimo Bandeira de Mello Pedrosa as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Henrique de Moura Goncalves as Independent Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Haiama as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Augusto Miranda da Paz Junior as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Tiago de Almeida Noel as Director 7 Approve Remuneration of Company's For Against Management Management 8 Install Fiscal Council For For Management 9 Fix Number of Fiscal Council Members For For Management at Three 10.1 Elect Saulo de Tarso Alves de Lara as For For Management Fiscal Council Member and Claudia Luciana Ceccatto de Trotta as Alternate 10.2 Elect Maria Salete Garcia Pinheiro as For For Management Fiscal Council Member and Paulo Roberto Franceschi as Alternate 10.3 Elect Vanderlei Dominguez da Rosa as For For Management Fiscal Council Member and Ricardo Bertucci as Alternate 11 Approve Remuneration of Fiscal Council For For Management Members 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 6 Accordingly 2 Consolidate Bylaws For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUITAS HOLDINGS LTD. Ticker: 539844 Security ID: Y2R9D8109 Meeting Date: AUG 10, 2020 Meeting Type: Annual Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Bhaskar S as Director For For Management 3 Approve T R Chadha & Co LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Elect John Alex as Director For For Management 5 Approve Appointment and Remuneration For For Management of John Alex as Whole-Time Director Designated as Executive Director & Chief Executive Officer 6 Elect Jayaraman Chandrasekaran as For For Management Director 7 Reelect Rangachary N as Director For For Management 8 Reelect Rajaraman P V as Director For For Management 9 Reelect Arun Ramanathan as Director For For Management -------------------------------------------------------------------------------- EQUITES PROPERTY FUND LTD. Ticker: EQU Security ID: S2755Y108 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Chairman of the Board For For Management Remuneration 2 Approve Non-executive Directors' For For Management Remuneration (Excluding the Chairman of the Board) 3 Approve Audit Committee Remuneration For For Management 4 Approve Other Sub-Committee For For Management Remuneration 5 Authorise Repurchase of Issued Share For For Management Capital 6 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 7 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 29 February 2020 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Anton Wentzel as the Designated Registered Auditor 3 Re-elect Leon Campher as Director For For Management 4 Re-elect Nazeem Khan as Director For For Management 5 Re-elect Andre Gouws as Director For For Management 6 Elect Eunice Cross as Director For For Management 7 Elect Keabetswe Ntuli as Director For For Management 8 Elect Laila Razack as Director For For Management 9 Re-elect Ruth Benjamin-Swales as Chair For For Management of the Audit Committee 10 Re-elect Leon Campher as Member of the For For Management Audit Committee 11 Re-elect Mustaq Brey as Member of the For For Management Audit Committee 12 Elect Keabetswe Ntuli as Member of the For For Management Audit Committee 13 Approve Report of the Social, Ethics For For Management and Transformation Committee 14 Place Authorised but Unissued Shares For For Management under Control of Directors 15 Authorise Board to Issue Shares for For For Management Cash 16 Authorise Directors to Issue Shares For For Management Pursuant to a Reinvestment Option 17 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- EREGLI DEMIR VE CELIK FABRIKALARI TAS Ticker: EREGL Security ID: M40710101 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For For Management 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Approve Share Repurchase Program For For Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- EREGLI DEMIR VE CELIK FABRIKALARI TAS Ticker: EREGL Security ID: M40710101 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Ratify Director Appointment For For Management 7 Approve Discharge of Board For For Management 8 Approve Allocation of Income For For Management 9 Elect Directors For For Management 10 Approve Director Remuneration For Against Management 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Ratify External Auditors For Against Management 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 15 Close Meeting None None Management -------------------------------------------------------------------------------- ESCORTS LIMITED Ticker: 500495 Security ID: Y2296W127 Meeting Date: AUG 24, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Hardeep Singh as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Tanya Dubash as Director For For Management 6 Elect Harish N. Salve as Director For For Management 7 Elect Dai Watanabe as Director For For Management 8 Elect Yuji Tomiyama as Director For For Management -------------------------------------------------------------------------------- ESCORTS LIMITED Ticker: 500495 Security ID: Y2296W127 Meeting Date: FEB 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management -------------------------------------------------------------------------------- ESSO (THAILAND) PUBLIC COMPANY LIMITED Ticker: ESSO Security ID: Y23188124 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Business Operations Report For For Management and Approve Financial Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Adisak Jangkamolkulchai as For For Management Director 4.2 Elect Pachara Sungkhapan as Director For Against Management 4.3 Elect Taweesak Bunluesin as Director For For Management 4.4 Elect Pajaree Meekangvan as Director For Against Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- ESSO (THAILAND) PUBLIC COMPANY LIMITED Ticker: ESSO Security ID: Y23188124 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Business Operations Report For For Management and Annual Report and Approve Financial Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Wattana Chantarasorn as Director For For Management 4.2 Elect Ratrimani Pasiphol as Director For For Management 4.3 Elect Manoch Munjitjuntra as Director For For Management 4.4 Elect Pantip Sripimol as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Ltd as Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- ESTACIO PARTICIPACOES SA Ticker: YDUQ3 Security ID: P3784E132 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Install Fiscal Council For For Management 5 Fix Number of Fiscal Council Members For For Management at Three 6 Elect Fiscal Council Members For For Management 7 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 8 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management and Fiscal Council 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ESTACIO PARTICIPACOES SA Ticker: YDUQ3 Security ID: P3784E132 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 6 and 7 For For Management 2 Amend Articles 8 and 12 For For Management 3 Amend Articles 15, 16, and 18 For For Management 4 Amend Articles 21 and 22 For For Management 5 Amend Articles 26 and 27 For For Management 6 Amend Article 38 For For Management 7 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Bo as Non-Independent Director For For Management 1.2 Elect Wu Kan as Non-Independent For For Management Director 1.3 Elect Yuan Qin as Non-Independent For For Management Director 1.4 Elect Zhu Chunhua as Non-Independent For For Management Director 1.5 Elect Zhou Ailin as Non-Independent For For Management Director 1.6 Elect Qian Wei as Non-Independent For For Management Director 2.1 Elect Tang Wencheng as Independent For For Management Director 2.2 Elect Feng Hutian as Independent For For Management Director 2.3 Elect Li Xiang as Independent Director For For Management 3.1 Elect Gu Xiaoxia as Supervisor For For Management 3.2 Elect Wang Jiamin as Supervisor For For Management 4 Approve Allowance Standard of For For Management Independent Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5.1 Approve China General Technology For For Management (Group) Holding Co., Ltd. as Strategic Investor 5.2 Approve National Manufacturing For For Management Transformation and Upgrade Fund Co., Ltd. as Strategic Investor 5.3 Approve Hubei Xiaomi Changjiang For For Management Industrial Fund Partnership (Limited Partnership) as a Strategic Investor 6 Approve Signing of Strategic For For Management Cooperation Agreement 7 Approve Signing of Share Subscription For For Management Agreement 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Amend Management System of Use of For For Management Raised Funds -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Land Use Right For For Management Recovery Agreement 2 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: Y6196S102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Credit Lines For Against Management 8 Approve Use of Own Funds for Cash For For Management Management 9 Amend Working System for Independent For Against Management Directors 10 Amend Management Method for Providing For Against Management External Guarantees 11 Amend Related-Party Transaction For Against Management Management Method 12 Amend Information Disclosure For Against Management Management System 13 Amend Major Event Disposal System For Against Management 14 Amend System for Important Information For Against Management Internal Report 15 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Against Management Shandong Yida Xintong Supply Chain Management Co., Ltd. 2 Approve Provision of Guarantee by For Against Management Company and Wholly-owned Subsidiary for Xinjiang Chengshuo Supply Chain Management Co., Ltd. 3 Approve Provision of Guarantee for For Against Management Xinjiang Chengshuo Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee for For Against Management Xinjiang Jiaheng Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee for For Against Management Xinjiang Yiyatong Jiale Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Hangzhou Wanhong Supply Chain Management Co., Ltd. to China Everbright Bank 7 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Hangzhou Wanhong Supply Chain Management Co., Ltd. to Industrial Bank Co., Ltd. 8 Approve Provision of Guarantee for For Against Management Anhui Haoshun Business Development Co. , Ltd. 9 Approve Provision of Guarantee for For Against Management Shaoxing Jishi Network Technology Co., Ltd. 10 Approve Provision of Guarantee for For Against Management Henan Yima Food Co., Ltd. 11 Approve Provision of Guarantee for For For Management Changsha Yiyatong Supply Chain Co., Ltd.. 12 Approve Provision of Guarantee for For Against Management Nantong Xinmengsheng Network Technology Co., Ltd. 13 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Nanchang Zunmei Trading Co., Ltd. to Bank of Ganzhou Co., Ltd. 14 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Nanchang Zunmei Trading Co., Ltd. to Bank of Beijing Co., Ltd. 15 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Jiangxi Xiangan Trading Co., Ltd. to Bank of Ganzhou Co., Ltd. 16 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Jiangxi Xiangan Trading Co., Ltd. to Bank of Beijing Co., Ltd. 17 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Jiangxi Meixin Trading Co., Ltd. to Bank of Ganzhou Co., Ltd. 18 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Jiangxi Meixin Trading Co., Ltd. to Bank of Beijing Co., Ltd. 19 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. to Bank of Ganzhou Co., Ltd. 20 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. to China Construction Bank 21 Approve Provision of Guarantee for For Against Management Guangxi Yijia Weili Trading Co., Ltd. 22 Approve Provision of Guarantee for For Against Management Mianyang Yilian Shitong Supply Chain Management Co., Ltd. 23 Approve Provision of Guarantee for For Against Management Shenzhen Zhuoyou Data Technology Co., Ltd. 24 Approve Provision of Guarantee for For Against Management Beijing Zhuoyou Yunzhi Technology Co., Ltd. 25 Approve Provision of Guarantee for For Against Management Zhejiang Zhuocheng Digital Electric Co. , Ltd. 26 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Zhejiang Baicheng Weilai Environmental Integration Co., Ltd. to Industrial Bank 27 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Zhejiang Baicheng Weilai Environmental Integration Co., Ltd. to China Minsheng Banking Co., Ltd. 28 Approve Provision of Guarantee for For Against Management Zhejiang Baicheng Network Technology Development Co., Ltd. 29 Approve Provision of Guarantee for For For Management Shenzhen Yiyatong Shendu Supply Chain Management Co., Ltd. 30 Approve Provision of Guarantee for For For Management Shenzhen Qianhai Yiyatong Supply Chain Co., Ltd. 31 Approve Provision of Operating For For Management Guarantee for Shanghai Yiyatong Supply Chain Co., Ltd. 32 Approve Bank Guarantee for Shenzhen For For Management Tengfei Healthy Life Industrial Co., Ltd. 33 Approve Amendments to Articles of For Against Management Association 34 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 35 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 36 Approve Related Party Transaction For For Management Decision System 37 Approve Shares of the Company Held by For For Management Directors, Supervisors and Senior Management Members and Change of its Management System 38 Approve External Investment Management For For Management System 39 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Did Not Vote Management Shandong Yida Xintong Supply Chain Management Co., Ltd. 2 Approve Provision of Guarantee by For Did Not Vote Management Company and Wholly-owned Subsidiary for Xinjiang Chengshuo Supply Chain Management Co., Ltd. 3 Approve Provision of Guarantee for For Did Not Vote Management Xinjiang Chengshuo Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee for For Did Not Vote Management Xinjiang Jiaheng Supply Chain Management Co., Ltd. 5 Approve Provision of Guarantee for For Did Not Vote Management Xinjiang Yiyatong Jiale Supply Chain Management Co., Ltd. 6 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Hangzhou Wanhong Supply Chain Management Co., Ltd. to China Everbright Bank 7 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Hangzhou Wanhong Supply Chain Management Co., Ltd. to Industrial Bank Co., Ltd. 8 Approve Provision of Guarantee for For Did Not Vote Management Anhui Haoshun Business Development Co. , Ltd. 9 Approve Provision of Guarantee for For Did Not Vote Management Shaoxing Jishi Network Technology Co., Ltd. 10 Approve Provision of Guarantee for For Did Not Vote Management Henan Yima Food Co., Ltd. 11 Approve Provision of Guarantee for For Did Not Vote Management Changsha Yiyatong Supply Chain Co., Ltd.. 12 Approve Provision of Guarantee for For Did Not Vote Management Nantong Xinmengsheng Network Technology Co., Ltd. 13 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Nanchang Zunmei Trading Co., Ltd. to Bank of Ganzhou Co., Ltd. 14 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Nanchang Zunmei Trading Co., Ltd. to Bank of Beijing Co., Ltd. 15 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Jiangxi Xiangan Trading Co., Ltd. to Bank of Ganzhou Co., Ltd. 16 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Jiangxi Xiangan Trading Co., Ltd. to Bank of Beijing Co., Ltd. 17 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Jiangxi Meixin Trading Co., Ltd. to Bank of Ganzhou Co., Ltd. 18 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Jiangxi Meixin Trading Co., Ltd. to Bank of Beijing Co., Ltd. 19 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. to Bank of Ganzhou Co., Ltd. 20 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Xiamen Diwei Yixin Supply Chain Management Co., Ltd. to China Construction Bank 21 Approve Provision of Guarantee for For Did Not Vote Management Guangxi Yijia Weili Trading Co., Ltd. 22 Approve Provision of Guarantee for For Did Not Vote Management Mianyang Yilian Shitong Supply Chain Management Co., Ltd. 23 Approve Provision of Guarantee for For Did Not Vote Management Shenzhen Zhuoyou Data Technology Co., Ltd. 24 Approve Provision of Guarantee for For Did Not Vote Management Beijing Zhuoyou Yunzhi Technology Co., Ltd. 25 Approve Provision of Guarantee for For Did Not Vote Management Zhejiang Zhuocheng Digital Electric Co. , Ltd. 26 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Zhejiang Baicheng Weilai Environmental Integration Co., Ltd. to Industrial Bank 27 Approve Provision of Guarantee for For Did Not Vote Management Comprehensive Credit Line Application of Zhejiang Baicheng Weilai Environmental Integration Co., Ltd. to China Minsheng Banking Co., Ltd. 28 Approve Provision of Guarantee for For Did Not Vote Management Zhejiang Baicheng Network Technology Development Co., Ltd. 29 Approve Provision of Guarantee for For Did Not Vote Management Shenzhen Yiyatong Shendu Supply Chain Management Co., Ltd. 30 Approve Provision of Guarantee for For Did Not Vote Management Shenzhen Qianhai Yiyatong Supply Chain Co., Ltd. 31 Approve Provision of Operating For Did Not Vote Management Guarantee for Shanghai Yiyatong Supply Chain Co., Ltd. 32 Approve Bank Guarantee for Shenzhen For Did Not Vote Management Tengfei Healthy Life Industrial Co., Ltd. 33 Approve Amendments to Articles of For Did Not Vote Management Association 34 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 35 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 36 Approve Related Party Transaction For Did Not Vote Management Decision System 37 Approve Shares of the Company Held by For Did Not Vote Management Directors, Supervisors and Senior Management Members and Change of its Management System 38 Approve External Investment Management For Did Not Vote Management System 39 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2 Approve Private Placement of Shares For Did Not Vote Management 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Principle 2.4 Approve Issue Size For Did Not Vote Management 2.5 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.6 Approve Use of Proceeds For Did Not Vote Management 2.7 Approve Lock-up Period For Did Not Vote Management 2.8 Approve Listing Exchange For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Signing of Conditional Share For Did Not Vote Management Subscription Agreement 7 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 8 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 10 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 2 Approve Guarantee Provision Plan For Against Management 3 Approve Guarantee Provision for Dalian For Against Management Wangda Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For Did Not Vote Management Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 2 Approve Guarantee Provision Plan For Did Not Vote Management 3 Approve Guarantee Provision for Dalian For Did Not Vote Management Wangda Supply Chain Management Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Eternal Asia For For Management (Yibin) Supply Chain Integration Center Investment Agreement with People's Government of Cuiping District, Yibin City 2 Approve Wholly-owned Subsidiary For For Management Shandong Eternal Asia Supply Chain Industrial Park Management Co., Ltd., to Invest in the Construction of Shandong Eternal Asia Supply Chain Industrial Park and Sign a Project Cooperation Agreement with the Local Government 3 Approve Application of Bank Credit For For Management Lines of Company and Provision of Guarantee of Wholly-owned Subsidiary 4 Approve Application of Credit Line of For For Management Wholly-owned Subsidiary Shenzhen Yijia Yiju Supply Chain Co., Ltd. and Company's Guarantee Provision 5 Approve Application of Credit Line of For For Management Wholly-owned Subsidiary Shenzhen Eternal Asia Logistics Co., Ltd. and Company's Guarantee Provision 6 Approve Application of Credit Line of For For Management Xianning Yiyatong Xiangcheng Pharmaceutical Supply Chain Co., Ltd. and Company's Guarantee Provision -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Eternal Asia For Did Not Vote Management (Yibin) Supply Chain Integration Center Investment Agreement with People's Government of Cuiping District, Yibin City 2 Approve Wholly-owned Subsidiary For Did Not Vote Management Shandong Eternal Asia Supply Chain Industrial Park Management Co., Ltd., to Invest in the Construction of Shandong Eternal Asia Supply Chain Industrial Park and Sign a Project Cooperation Agreement with the Local Government 3 Approve Application of Bank Credit For Did Not Vote Management Lines of Company and Provision of Guarantee of Wholly-owned Subsidiary 4 Approve Application of Credit Line of For Did Not Vote Management Wholly-owned Subsidiary Shenzhen Yijia Yiju Supply Chain Co., Ltd. and Company's Guarantee Provision 5 Approve Application of Credit Line of For Did Not Vote Management Wholly-owned Subsidiary Shenzhen Eternal Asia Logistics Co., Ltd. and Company's Guarantee Provision 6 Approve Application of Credit Line of For Did Not Vote Management Xianning Yiyatong Xiangcheng Pharmaceutical Supply Chain Co., Ltd. and Company's Guarantee Provision -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for the Company 2 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Shenzhen Eternal Asia Logistics Co. , Ltd. from Shanghai Pudong Development Bank Co., Ltd. 3 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Shenzhen Eternal Asia Logistics Co. , Ltd. from Industrial Bank Co., Ltd. 4 Approve Guarantee Provision for For For Management Guizhou Eternal Asia In-Depth Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For For Management Shanghai Eternal Asia Supply Chain Co. , Ltd. 6 Approve Guarantee Provision by Eternal For Against Management Asia (S) Pte Ltd. for Eternal Asia (Malaysia) SDN.BHD 7 Approve Guarantee Provision by Lianyi For Against Management (Hong Kong) Co., Ltd. for Eternal Asia (Malaysia) SDN.BHD 8 Approve Guarantee Provision by Eternal For For Management Asia (S) Pte Ltd. for Eternal Asia Distribution (Thailand) Co., Ltd. 9 Approve Guarantee Provision by Lianyi For For Management (Hong Kong) Co., Ltd. for Eternal Fortune Fashion LLC. 10 Approve Guarantee Provision by the For For Management Company's Three Wholly-Owned Subsidiaries for the Company 11 Approve Guarantee Provision by the For For Management Company's Five Wholly-Owned Subsidiaries for the Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For Did Not Vote Management Wholly-Owned Subsidiary for the Company 2 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shenzhen Eternal Asia Logistics Co. , Ltd. from Shanghai Pudong Development Bank Co., Ltd. 3 Approve Guarantee Provision for the For Did Not Vote Management Comprehensive Credit Line Application of Shenzhen Eternal Asia Logistics Co. , Ltd. from Industrial Bank Co., Ltd. 4 Approve Guarantee Provision for For Did Not Vote Management Guizhou Eternal Asia In-Depth Supply Chain Management Co., Ltd. 5 Approve Guarantee Provision for For Did Not Vote Management Shanghai Eternal Asia Supply Chain Co. , Ltd. 6 Approve Guarantee Provision by Eternal For Did Not Vote Management Asia (S) Pte Ltd. for Eternal Asia (Malaysia) SDN.BHD 7 Approve Guarantee Provision by Lianyi For Did Not Vote Management (Hong Kong) Co., Ltd. for Eternal Asia (Malaysia) SDN.BHD 8 Approve Guarantee Provision by Eternal For Did Not Vote Management Asia (S) Pte Ltd. for Eternal Asia Distribution (Thailand) Co., Ltd. 9 Approve Guarantee Provision by Lianyi For Did Not Vote Management (Hong Kong) Co., Ltd. for Eternal Fortune Fashion LLC. 10 Approve Guarantee Provision by the For Did Not Vote Management Company's Three Wholly-Owned Subsidiaries for the Company 11 Approve Guarantee Provision by the For Did Not Vote Management Company's Five Wholly-Owned Subsidiaries for the Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for the Company 2 Approve Guarantee Provision for Shanxi For Against Management Yiyatong Xinde Supply Chain Management Co., Ltd. 3 Approve Guarantee Provision for Bengbu For For Management Jiahua FMCG Trading Co., Ltd. 4 Approve Guarantee Provision for For Against Management Beijing Zhuoyou Yunzhi Technology Co., Ltd. 5 Approve Provision of Counter Guarantee For For Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope 7 Approve Formulation of the Company's For For Management Independent Director System 8 Approve Formulation of External For For Management Guarantee Management System 9 Amend Company's Raised Funds For For Management Management System 10 Approve Formulation of Company's For For Management Internal Control System for Securities Investment and Derivatives Transactions 11 Amend Management System of Controlled For For Management Subsidiaries -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For Did Not Vote Management Wholly-Owned Subsidiary for the Company 2 Approve Guarantee Provision for Shanxi For Did Not Vote Management Yiyatong Xinde Supply Chain Management Co., Ltd. 3 Approve Guarantee Provision for Bengbu For Did Not Vote Management Jiahua FMCG Trading Co., Ltd. 4 Approve Guarantee Provision for For Did Not Vote Management Beijing Zhuoyou Yunzhi Technology Co., Ltd. 5 Approve Provision of Counter Guarantee For Did Not Vote Management 6 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope 7 Approve Formulation of the Company's For Did Not Vote Management Independent Director System 8 Approve Formulation of External For Did Not Vote Management Guarantee Management System 9 Amend Company's Raised Funds For Did Not Vote Management Management System 10 Approve Formulation of Company's For Did Not Vote Management Internal Control System for Securities Investment and Derivatives Transactions 11 Amend Management System of Controlled For Did Not Vote Management Subsidiaries -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Lease Application For For Management 2 Approve Accounts Receivable of For For Management Factoring Business Application 3 Approve Provision of Guarantee for For For Management Shenzhen Yiyatong Shendu Supply Chain Management Co., Ltd. 4 Approve Provision of Guarantee for For For Management Shenzhen Yiyatong Logistics Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Private For For Management Placement of Shares 2 Approve Amendment of Private Placement For For Management of Shares 3 Approve Private Placement of Shares For For Management 4 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Guarantee For Against Management 2 Approve Letter of Credit For For Management 3 Approve Provision of Guarantee for For For Management Tariff Guarantee Insurance Coverage of Shanghai Yiyatong Asia Supply Chain Co. , Ltd. 4 Approve Comprehensive Credit Line For For Management Application 5 Approve Comprehensive Credit Line For For Management Application by Hong Kong Wholly-owned Subsidiary 6 Approve Provision of Guarantee for For For Management Lianyi International (Hong Kong) Co., Ltd. and Lianyi Global Sourcing Co., Ltd. 7 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Application of Shanghai Yiyatong Asia Supply Chain Co., Ltd. 8 Approve Credit Line Guarantee For Against Management 9 Approve Provision of Guarantee for For Against Management Xinjiang Chengshuo Supply Chain Management Co., Ltd. 10 Approve Provision of Guarantee for For Against Management Liuzhou Youcheng Heye Supply Chain Management Co., Ltd. 11 Approve Provision of Guarantee for For Against Management Fuzhou Shengshi Hanggang Trading Co., Ltd. 12 Approve Provision of Guarantee for For Against Management Shanghai Fengyi Supply Chain Management Co., Ltd. 13 Approve Provision of Guarantee for For For Management Qingdao Chengfa Yiyatong Supply Chain Service Co., Ltd. 14 Approve Provision of Guarantee for For For Management Loan Application of Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 15 Approve Provision of Guarantee for For For Management Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 16 Approve Provision of Guarantee for For Against Management Xinjiang Jiaheng Supply Chain Management Co., Ltd. 17 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Xinjiang Jiaheng Supply Chain Management Co., Ltd. 18 Approve Additional Daily Related Party For For Management Transaction for Guangxi Dongrong Yiyatong Supply Chain Co., Ltd. 19 Approve Additional Daily Related Party For For Management Transaction for Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 20 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Private For For Management Placement of Shares 2 Amend Plan for Private Placement of For For Management Shares (Revised Draft) 3 Approve Private Placement of Shares For For Management (Second Revision) 4 Approve Signing of Conditional Share For For Management Subscription Agreement 5 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 6 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transaction with Shandong Jiaoyun Eternal Asia Supply Chain Management Co., Ltd. 2 Approve Daily Related Party For For Management Transaction with Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 3 Approve Provision of Counter-Guarantee For For Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For Did Not Vote Management Transaction with Shandong Jiaoyun Eternal Asia Supply Chain Management Co., Ltd. 2 Approve Daily Related Party For Did Not Vote Management Transaction with Guangxi Ronggui Yiyatong Supply Chain Co., Ltd. 3 Approve Provision of Counter-Guarantee For Did Not Vote Management 4 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Provision of Counter-Guarantee For For Management for Associate Company -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-owned Subsidiary for the Company 2 Approve Application of Comprehensive For Against Management Credit Line and Provision of Guarantees to Chongqing Gaole Trade Development Co., Ltd. 3 Approve Application of Comprehensive For Against Management Credit Line and Provision of Guarantees to Chongqing Yifei Liquor Marketing Co., Ltd. 4 Approve Application of Comprehensive For For Management Credit Line from Huishang Bank Co., Ltd. Hefei Huayuan Street Sub-branch and Provision of Guarantees to Anhui Yicheng Deep Supply Chain Management Co., Ltd. 5 Approve Application of Comprehensive For For Management Credit Line from China CITIC Bank Co., Ltd. Hefei Huangshan Building Sub-branch and Provision of Guarantees to Anhui Yicheng Deep Supply Chain Management Co., Ltd. 6 Approve Application of Comprehensive For Against Management Credit Line from Huishang Bank Co., Ltd. Hefei Huayuan Street Sub-branch and Provision of Guarantees to Anhui Haoshun Business Development Co., Ltd. 7 Approve Application of Comprehensive For Against Management Credit Line from China CITIC Bank Co., Ltd. Hefei Huangshan Building Sub-branch and Provision of Guarantees to Anhui Haoshun Business Development Co., Ltd. 8 Approve Application of Comprehensive For Against Management Credit Line and Provision of Guarantees to Qingdao Yitong Zhonghe Economic and Trade Development Co., Ltd. 9 Approve Provision of Counter For For Management Guarantees to Sichuan Gaotou Eternal Asia Supply Chain Management Co., Ltd. for Loan Application from Luzhou Rural Commercial Bank Co., Ltd. High-tech Sub-branch 10 Approve Provision of Counter For For Management Guarantees to Sichuan Gaotou Eternal Asia Supply Chain Management Co., Ltd. for Loan Application from Industrial Bank Co., Ltd. Luzhou Branch 11 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Chengdu Rongou Yiyatong Supply Chain Co., Ltd. 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For Against Management Controlled Subsidiaries for Application of Credit Line 2 Approve Provision of Guarantees to For Against Management Jiangxi Xiangan Trading Co., Ltd. 3 Approve Provision of Guarantees to For Against Management Nanchang Zunmei Trading Co., Ltd. 4 Approve Provision of Guarantees to For Against Management Jiangxi Meixin Trading Company for Application of Credit Line from Bank of Ganzhou Co., Ltd. 5 Approve Provision of Guarantees to For Against Management Jiangxi Meixin Trading Company for Application of Credit Line from China Everbright Bank Co., Ltd. 6 Approve Provision of Guarantees to For Against Management Xiamen Zhonglian Baotian Trading Co., Ltd. 7 Approve Provision of Guarantees to For Against Management Fujian Zhongyinxing Trading Co., Ltd. 8 Approve Provision of Guarantees to For For Management Shenzhen Qianhai Xintong Construction Supply Chain Co., Ltd. 9 Approve Provision of Guarantees to For Against Management Shenzhen Zhuoyou Data Technology Co., Ltd. for Application of Credit Line from International Business Machine Finance Leasing Co., Ltd. 10 Approve Provision of Guarantees to For Against Management Shenzhen Zhuoyou Data Technology Co., Ltd. for Application of Bank Guarantee 11 Approve Provision of Guarantees to For For Management Shenzhen Yihui Supply Chain Co., Ltd. 12 Approve Provision of Guarantees to For For Management Anhui Dayu Yiyatong Supply Chain Co., Ltd. 13 Approve Financial Derivatives Trading For For Management 14 Approve Purchase of Low-risk Financial For For Management Products from Bank -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management and Provision of Guarantee by Wholly-owned Subsidiary Shenzhen Qianhai Eternal Asia Supply Chain Co., Ltd. 2 Approve Application of Credit Lines by For Against Management Wuhan Dahongyan Supply Chain Management Co., Ltd. and Provision of Guarantee 3 Approve Application of Credit Lines by For Against Management Nantong Xinsheng Supply Chain Management Co., Ltd. and Provision of Guarantee 4 Approve Application of Credit Lines by For Against Management Xinxiang Yifeng Supply Chain Management Co., Ltd. and Provision of Guarantee 5 Approve Application of Credit Lines by For Against Management Henan Yima Food Co., Ltd. and Provision of Guarantee 6 Approve Application of Credit Lines by For For Management Changsha Eternal Asia Supply Chain Co. , Ltd. and Provision of Guarantee 7 Approve Application of Credit Lines by For For Management Guangxi Dongrong Eternal Asia Supply Chain Co., Ltd. and Provision of Guarantee 8 Approve Provision of Guarantee for For For Management Dongguan Port Eternal Asia Supply Chain Management Co., Ltd. 9 Approve Provision of Counter Guarantee For For Management for Tangshan Cultural Tourism Investment Eternal Asia Supply Chain Co., Ltd. 10 Approve Provision of Counter Guarantee For For Management for Henan Xinggang Eternal Asia Supply Chain Service Co., Ltd. -------------------------------------------------------------------------------- ETERNAL ASIA SUPPLY CHAIN MANAGEMENT LTD. Ticker: 002183 Security ID: Y2346W101 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For Did Not Vote Management and Provision of Guarantee by Wholly-owned Subsidiary Shenzhen Qianhai Eternal Asia Supply Chain Co., Ltd. 2 Approve Application of Credit Lines by For Did Not Vote Management Wuhan Dahongyan Supply Chain Management Co., Ltd. and Provision of Guarantee 3 Approve Application of Credit Lines by For Did Not Vote Management Nantong Xinsheng Supply Chain Management Co., Ltd. and Provision of Guarantee 4 Approve Application of Credit Lines by For Did Not Vote Management Xinxiang Yifeng Supply Chain Management Co., Ltd. and Provision of Guarantee 5 Approve Application of Credit Lines by For Did Not Vote Management Henan Yima Food Co., Ltd. and Provision of Guarantee 6 Approve Application of Credit Lines by For Did Not Vote Management Changsha Eternal Asia Supply Chain Co. , Ltd. and Provision of Guarantee 7 Approve Application of Credit Lines by For Did Not Vote Management Guangxi Dongrong Eternal Asia Supply Chain Co., Ltd. and Provision of Guarantee 8 Approve Provision of Guarantee for For Did Not Vote Management Dongguan Port Eternal Asia Supply Chain Management Co., Ltd. 9 Approve Provision of Counter Guarantee For Did Not Vote Management for Tangshan Cultural Tourism Investment Eternal Asia Supply Chain Co., Ltd. 10 Approve Provision of Counter Guarantee For Did Not Vote Management for Henan Xinggang Eternal Asia Supply Chain Service Co., Ltd. -------------------------------------------------------------------------------- ETERNAL MATERIALS CO. LTD. Ticker: 1717 Security ID: Y23471108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ETIHAD ETISALAT CO. Ticker: 7020 Security ID: M4100E106 Meeting Date: MAY 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Related Party Transactions Re: For For Management Emirates Telecommunications Group Company 7 Approve Related Party Transactions Re: For For Management Public Pension Agency 8 Approve Related Party Transactions Re: For For Management Saudi Basic Industries Corp 9 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Approve Dividends of SAR 0.5 Per Share For For Management for FY 2020 -------------------------------------------------------------------------------- ETRON TECHNOLOGY, INC. Ticker: 5351 Security ID: Y2347N100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect Nicky Lu (LU CHAO QUN), with For For Management Shareholder No. 2, as Non-independent Director 3.2 Elect Elvis Deng (DENG MAO SONG), with For For Management Shareholder No. 182238, as Non-independent Director 3.3 Elect a Representative of Chiu Chiang For Against Management Investment Co., Ltd. (JIUJIANG INVESTMENT CO LTD) with Shareholder No. 316, as Non-independent Director 3.4 Elect Mei-Ling, Hsu (XU MEI LING), a For For Management Representative of Kai Chun Investment Corp. (KAIJUN INVESTMENT CO LTD) with Shareholder No. 138892, as Non-independent Director 3.5 Elect Bor-Doou Rong (RONG BO DOU), a For For Management Representative of Kai Chun Investment Corp. (KAIJUN INVESTMENT CO LTD) with Shareholder No. 138892, as Non-independent Director 3.6 Elect Ai-Chen,Wang (WANG AI ZHEN) with For For Management ID No. Q220043XXX as Independent Director 3.7 Elect Jen-Hung, Tseng (ZENG REN HONG) For For Management with ID No. S101566XXX as Independent Director 3.8 Elect Yun-Chieh, Huang (HUANG YUN JIE) For For Management with ID No. T200240XXX as Independent Director 3.9 Elect Teng-Wei, Wang (WANG TENG WEI) For For Management with Shareholder No. 135829 as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EUROBANK ERGASIAS SERVICES & HOLDINGS SA Ticker: EUROB Security ID: X2321W101 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Approve Remuneration Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Stock Option Plan For For Management 8 Approve Reduction in Share Capital, For For Management Shareholders Remuneration In-Kind, Capitalization of Reserves, and Sale of Fractional Balances of Shares Issued 9 Amend Article 11: General Meeting For For Management 10 Announce Election of Independent None None Management Directors 11 Elect Members of Audit Committee For For Management (Bundled) -------------------------------------------------------------------------------- EVA AIRWAYS CORP. Ticker: 2618 Security ID: Y2361Y107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 4 Amend Articles of Association For For Management 5 Approve Proposal to Release of For For Management Evergreen Aviation Technologies Corporation Stock -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Working System for Independent For For Management Directors 2 Amend Management System for Special For For Management Deposit and Usage of Raised Funds 3 Amend Foreign Investment Management For For Management System 4 Amend Related Party Transaction For For Management Decision-making System 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend External Guarantee Management For For Management System 8 Approve Amendments to Articles of For For Management Association 9 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Change the Implementation For For Management Entity of the Partial Raised Funds Investment Project 2 Approve Changes in Usage of Raised For For Management Funds 3 Approve Guarantee Provision Plan For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change to Joint-Venture For For Management Investment and Provision of Guarantee 2 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Passenger Vehicle Lithium-Ion Power Battery Project (Phase II) 2 Approve Provision of Guarantees For Against Management 3 Approve Daily Related Party For For Management Transactions 4 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 5 Approve Authorization of Board to For For Shareholder Handle All Related Matters 6 Approve Provision of Guarantee for For For Shareholder Yiwei Asia -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Joint Venture For For Management Company -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Audit Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration and Assessment For For Management Plan of Directors and Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Stock Options and Performance Shares 10 Approve Amendments to Articles of For For Management Association 11 Approve to Formulate Management System For For Management of External Financial Assistance Provision 12 Approve Report of the Board of For For Management Supervisors 13 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- EVE ENERGY CO., LTD. Ticker: 300014 Security ID: Y2303F109 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business For For Management 2 Approve Provision of Guarantees For For Management 3 Approve Change of Use of Part of For For Management Raised Funds -------------------------------------------------------------------------------- EVEN CONSTRUTORA E INCORPORADORA SA Ticker: EVEN3 Security ID: P3904U107 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Minutes of the Meeting of For For Management the May 13, 2020 EGM Re: Amendment of Article 5 to Reflect Changes in Capital 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Consolidate Bylaws For For Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EVEN CONSTRUTORA E INCORPORADORA SA Ticker: EVEN3 Security ID: P3904U107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Five For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Geraldi Arruy as Independent Board Chairman 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Leandro Melnick as Board Vice-Chairman 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Ferreira Martins Assumpcao as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Elisa de Pinho Soares as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Zaffari as Independent Director and Guibson Zaffari as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For For Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED Ticker: 1995 Security ID: G3313W108 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Property For For Management Management Services Master Agreement, Revised Annual Cap and Related Transactions 2 Approve 2021 UCS Property Management For For Management Services Master Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED Ticker: 1995 Security ID: G3313W108 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Property For For Management Management Services Master Agreement, Revised Annual Caps and Related Transactions -------------------------------------------------------------------------------- EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED Ticker: 1995 Security ID: G3313W108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ma Yongyi as Director For For Management 3.2 Elect Wang Peng as Director For For Management 3.3 Elect Cheung Wai Chung as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9 Approve Change of English Name and For For Management Chinese Name of the Company and Related Transactions -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve External Financing and Related For For Management Party Transactions 1.2 Approve Provision of Guarantee For For Management 2.1 Approve External Financing For For Management 2.2 Approve Provision of Guarantee for For Against Management External Financing of Guangda Anshi Hongqiao Center Project -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issuance of For For Management Project Income Notes 2 Approve Issuance of Asset-backed For For Management Special Plan 3 Approve Loan For For Management -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve to Abolish the Interim For For Management Provisions on Establishing Long-term Incentive and Constraint Mechanisms for Directors, Supervisors and Senior Managers 3 Approve Application of Bank Financing For For Management 4.1 Approve Resignation of Yang Liping as For For Management Supervisor 4.2 Elect Chen Yunzhu as Supervisor For For Management -------------------------------------------------------------------------------- EVERBRIGHT JIABAO CO., LTD. Ticker: 600622 Security ID: Y7686A106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4.1 Approve Financial Statements For For Management 4.2 Approve Financial Budget For For Management 5.1 Approve Profit Distribution Plan (No For For Management Distribution) 5.2 Approve Capitalization of Capital For For Management Reserves (No Capitalization) 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Amendments to Articles of For For Management Association and Rules and Procedures Regarding General Meetings of Shareholders 8.1 Approve Loans For For Management 8.2 Approve Registration and Issuance of For For Management Asset-backed Notes 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope and For For Management Amend Articles of Association 2 Approve Ernst & Young Hua Ming LLP For For Management (Special General Partnership) and Ernst & Young as Domestic External Auditors and Overseas External Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Rules Governing the Management of Related Party Transactions 2.1 Elect Yan Jun as Director For For Management 2.2 Elect Liu Qiuming as Director For For Management 2.3 Elect Song Bingfang as Director For For Management 2.4 Elect Fu Jianping as Director For For Management 2.5 Elect Yin Lianchen as Director For For Management 2.6 Elect Chan Ming Kin as Director For For Management 2.7 Elect Tian Wei as Director For For Management 2.8 Elect Yu Mingxiong as Director For For Management 3.1 Elect Wang Yong as Director For For Management 3.2 Elect Po Wai Kwong as Director For For Management 3.3 Elect Ren Yongping as Director For For Management 3.4 Elect Yin Junming as Director For For Management 3.5 Elect Liu Yunhong as Director For For Management 4.1 Elect Liu Jiping as Supervisor For For Management 4.2 Elect Wu Chunsheng as Supervisor For For Management 4.3 Elect Wang Hongyang as Supervisor For For Management 4.4 Elect Yang Weirong as Supervisor For For Management 4.5 Elect Zhu Wuxiang as Supervisor For For Management 4.6 Elect Cheng Fengchao as Supervisor For For Management -------------------------------------------------------------------------------- EVERBRIGHT SECURITIES COMPANY LIMITED Ticker: 6178 Security ID: Y2357S106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2021 Expected Ordinary Related For For Management Party (Connected) Transactions in 2021 6 Approve Proposal of Proprietary For For Management Trading Businesses Scale in 2021 7.1 Approve Issuer For For Management 7.2 Approve Type of Debt Financing For For Management Instruments 7.3 Approve Size of Issuance For For Management 7.4 Approve Method of Issuance For For Management 7.5 Approve Term of Debt Financing For For Management Instruments 7.6 Approve Interest Rates of Debt For For Management Financing Instruments 7.7 Approve Guarantees and Other Credit For For Management Enhancement Arrangements 7.8 Approve Purpose of Proceeds For For Management 7.9 Approve Issue Price For For Management 7.10 Approve Target Subscribers and For For Management Arrangements for Placement to the Shareholders of the Company 7.11 Approve Listing of the Debt Financing For For Management Instruments 7.12 Approve Measures for Guaranteeing Debt For For Management Repayment of the Debt Financing Instruments 7.13 Approve Authorization of Matters For For Management Relating to the Issuance of the Onshore and Offshore Debt Financing Instruments of the Company 7.14 Approve Validity Period of the For For Management Resolution 8 Approve Adjustment of the Allowances For For Management of the Independent Directors and External Supervisors -------------------------------------------------------------------------------- EVERCHINA INT'L HOLDINGS COMPANY LIMITED Ticker: 202 Security ID: Y4099K128 Meeting Date: SEP 11, 2020 Meeting Type: Annual Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Ho Yiu Yue, Louis as Director For For Management 2b Elect Ko Ming Tung, Edward as Director For For Management 2c Elect Shan Zhemin as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve HLB Hodgson Impey Cheng For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4b Authorize Repurchase of Issued Share For For Management Capital 4c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- EVERGREEN INTERNATIONAL STORAGE & TRANSPORT CORP. Ticker: 2607 Security ID: Y2376C108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EVERGREEN MARINE CORP. (TAIWAN) LTD. Ticker: 2603 Security ID: Y23632105 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Chairman CHANG, YEN-I -------------------------------------------------------------------------------- EVERLIGHT CHEMICAL INDUSTRIAL CORP. Ticker: 1711 Security ID: Y2367J104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 3 Amend Rules and Procedures for For For Management Election of Directors 4.1 Elect CHEN,CHIEN-HSIN, with For For Management Shareholder No. 3, as Non-Independent Director 4.2 Elect CHEN,DING-CHUAN, a For Against Management Representative of ETHICAL INVESTMENT CORP., with Shareholder No. 20500, as Non-Independent Director 4.3 Elect CHEN,DING-CHI, with Shareholder For Against Management No. 6, as Non-Independent Director 4.4 Elect CHEN,WEI-WANG, with Shareholder For For Management No. 4, as Non-Independent Director 4.5 Elect CHEN,CHIEN-MING, with For Against Management Shareholder No. 9449, as Non-Independent Director 4.6 Elect LEE,YUNG-LONG, with Shareholder For Against Management No. 29, as Non-Independent Director 4.7 Elect KEN,WEN-YUEN, with Shareholder For Against Management No. 7549, as Non-Independent Director 4.8 Elect CHAO, RONG SHIANG, with For Against Management Shareholder No. 83001, as Non-Independent Director 4.9 Elect WU,CHUNG-FERN, with ID No. For For Management Y220399XXX, as Independent Director 4.10 Elect YANG, WAY-WEN, with ID No. For For Management F120922XXX, as Independent Director 4.11 Elect CHANG, YUAN-JAN, with ID No. For For Management G120130XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- EVERLIGHT ELECTRONICS CO. LTD. Ticker: 2393 Security ID: Y2368N104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect YIN-FU YEH, with Shareholder No. For For Management 1, as Non-independent Director 5.2 Elect BO-WEN ZHOU, with Shareholder No. For For Management 3, as Non-independent Director 5.3 Elect BANG-YAN LIU, with Shareholder For For Management No. 45, as Non-independent Director 5.4 Elect TING-WEI YEH, a Representative For For Management of SHINH WUM INTERNATIONAL INVESTMENT LTD with Shareholder No. 169591, as Non-independent Director 5.5 Elect WU-LIU TSAI, with Shareholder No. For For Management 218432, as Non-independent Director 5.6 Elect CHEN-EN KO with ID No. For For Management U100056XXX as Independent Director 5.7 Elect JOHNSEE LEE with ID No. For For Management P100035XXX as Independent Director 5.8 Elect RONG-CHUN LIN with ID No. For For Management S101261XXX as Independent Director 5.9 Elect CHEN, LIANG-GEE with ID No. For For Management P102057XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- EVERYDAY NETWORK CO., LTD. Ticker: 300295 Security ID: Y1973P108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- EXIDE INDUSTRIES LIMITED Ticker: 500086 Security ID: Y2383M131 Meeting Date: SEP 15, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm First and Second Interim For For Management Dividend 3 Reelect Rajan B. Raheja as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- EXXARO RESOURCES LTD. Ticker: EXX Security ID: S26949107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Likhapha Mbatha as Director For For Management 1.2 Re-elect Isaac Mophatlane as Director For For Management 1.3 Elect Chanda Nxumalo as Director For For Management 1.4 Elect Mandlesilo Msimang as Director For For Management 1.5 Elect Nombasa Tsengwa as Director For For Management 1.6 Elect Mvuleni Qhena as Director For For Management 2.1 Re-elect Mark Moffett as Member of the For Abstain Management Audit Committee 2.2 Re-elect Isaac Mophatlane as Member of For For Management the Audit Committee 2.3 Re-elect Ras Myburgh as Member of the For For Management Audit Committee 2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 2.5 Elect Chanda Nxumalo as Member of the For For Management Audit Committee 3.1 Re-elect Geraldine Fraser-Moleketi as For For Management Member of the Social, Ethics and Responsibility Committee 3.2 Re-elect Likhapha Mbatha as Member of For For Management the Social, Ethics and Responsibility Committee 3.3 Re-elect Isaac Mophatlane as Member of For For Management the Social, Ethics and Responsibility Committee 3.4 Re-elect Peet Snyders as Member of the For For Management Social, Ethics and Responsibility Committee 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with TD Shango as the Independent External Auditor 5 Appoint KPMG Consortium as Auditors of For For Management the Company with Safeera Loonat as the Designated Audit Partner 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Amendment to the Deferred For For Management Bonus Plan Rules to include Malus Provisions 8 Approve Amendment to the Long-Term For For Management Incentive Plan Rules to include Malus Provisions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report of the For For Management Remuneration Policy -------------------------------------------------------------------------------- EYEBRIGHT MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 688050 Security ID: Y2386C106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisor For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Internal Control Systems For Against Management 11 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 12 Approve Methods to Assess the For For Management Performance of Plan Participants 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Change in Raised Funds For For Management Investment Project 15 Approve Establishment of Investment For For Management Funds and Related Transaction 16 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- EZ TEC EMPREENDIMENTOS E PARTICIPACOES SA Ticker: EZTC3 Security ID: P3912H106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ernesto Zarzur as Board Chairman 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Samir Zakkhour El Tayar as Vice-Chairman 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Ernesto Zarzur as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Silvio Ernesto Zarzur as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos Ernesto Zarzur as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Antonio dos Santos Pretti as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Mario Guy de Faria Mariz as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson de Sampaio Bastos as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Anis Chacur Neto as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For Against Management Management 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- EZZ STEEL Ticker: ESRS Security ID: M07095108 Meeting Date: AUG 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Approve Auditors' Report on Corporate For Did Not Vote Management Governance Report for FY 2019 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Approve Sitting Fees of Chairman and For Did Not Vote Management Directors for FY 2020 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Related Party Transactions for For Did Not Vote Management FY 2019 and FY 2020 and Authorize The Board to Issue Guarantees for Subsidiaries and Sister Companies 9 Approve Charitable Donations for FY For Did Not Vote Management 2019 and FY 2020 -------------------------------------------------------------------------------- FALABELLA SA Ticker: FALABELLA Security ID: P3880F108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Consolidated Balance Sheet For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Auditors' Report For For Management 5 Approve Dividends of CLP 5 Per Share For For Management 6 Approve Allocation of Income Which are For For Management no Distributable to Shareholders 7 Approve Dividend Policy For For Management 8 Approve Remuneration of Directors For For Management 9 Appoint Auditors For For Management 10 Designate Risk Assessment Companies For For Management 11 Receive Report Regarding Related-Party For For Management Transactions 12 Receive Directors Committee's Report For For Management 13 Approve Remuneration of Directors' For For Management Committee 14 Approve Budget of Directors' Committee For For Management 15 Designate Newspaper to Publish For For Management Announcements -------------------------------------------------------------------------------- FAMOUS BRANDS LTD. Ticker: FBR Security ID: S2699W101 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Alexander Maditse as Director For For Management 2.1 Re-elect Norman Adami as Director For For Management 2.2 Re-elect John Halamandres as Director For For Management 3.1 Re-elect Deon Fredericks as Chairman For For Management of the Audit and Risk Committee 3.2 Re-elect Emma Mashilwane as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Norman Adami as Member of the For For Management Audit and Risk Committee 4 Appoint KPMG SA as Auditors with N For For Management Southon as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Remuneration Policy For Against Management 8 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related and Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman of the Board 2.3 Approve Remuneration Payable to the For For Management Chairman of the Audit and Risk Committee 2.4 Approve Remuneration Payable to the For For Management Members of the Audit and Risk Committee 2.5 Approve Remuneration Payable to the For For Management Chairman of the Remuneration Committee 2.6 Approve Remuneration Payable to the For For Management Members of the Remuneration Committee 2.7 Approve Remuneration Payable to the For For Management Chairman of the Nomination Committee 2.8 Approve Remuneration Payable to the For For Management Members of the Nomination Committee 2.9 Approve Remuneration Payable to the For For Management Chairman of the Social and Ethics Committee 2.10 Approve Remuneration Payable to the For For Management Members of the Social and Ethics Committee 2.11 Approve Remuneration Payable to For For Management Non-executive Directors attending Investment Committee or Unscheduled Committee Meetings 2.12 Approve Remuneration Payable to a For For Management Non-executive Director who sits as Chairman of a Principal Operating Subsidiary 2.13 Approve Remuneration Payable to a For For Management Non-executive Director who sits on the Board for a Partially Owned Subsidiary or Associate Company 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Issuance of Shares for Cash For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Securities For For Management Investment 2 Approve Mutual Guarantee For For Management -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Purchase For For Management Financial Products -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve Application for Comprehensive For For Management Credit Business -------------------------------------------------------------------------------- FANGDA CARBON NEW MATERIAL CO., LTD. Ticker: 600516 Security ID: Y51720103 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2.1 Elect Dang Xijiang as Director For For Shareholder 2.2 Elect Yan Kuixing as Director For For Shareholder 2.3 Elect Huang Zhihua as Director For For Shareholder 2.4 Elect Liu Yinan as Director For For Shareholder 2.5 Elect Xu Zhixin as Director For For Shareholder 2.6 Elect Qiu Yapeng as Director For For Shareholder 2.7 Elect Shu Wenbo as Director For For Shareholder 3.1 Elect Wei Yanheng as Director For For Management 3.2 Elect Wu Li as Director For For Management 3.3 Elect Huang Juan as Director For For Management 3.4 Elect Peng Shuyuan as Director For For Management 4.1 Elect Li Xin as Supervisor For For Management 4.2 Elect Shi Jinhua as Supervisor For For Management 4.3 Elect Lu Lu as Supervisor For For Management -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor 2 Elect Wei Yan as Independent Director For For Management -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Signing of Relevant Agreements -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Incentive Compensation of For For Management Senior Management Members 9 Approve Use of Idle Funds to Invest in For For Management Financial Products 10 Approve Daily Related Party For For Management Transactions 11 Elect Li Chengsheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- FANGDA SPECIAL STEEL TECHNOLOGY CO. LTD. Ticker: 600507 Security ID: Y4S42L108 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For Against Management Method 2 Approve Use of Own Funds for For For Management Securities Investment -------------------------------------------------------------------------------- FANTASIA HOLDINGS GROUP CO. LTD. Ticker: 1777 Security ID: G3311L104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Zeng Jie, Baby as Director For For Management 4 Elect Liao Qian as Director For For Management 5 Elect Ho Man as Director For For Management 6 Elect Wong Pui Sze, Priscilla as For For Management Director 7 Elect Guo Shaomu as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FAR EAST HORIZON LTD. Ticker: 3360 Security ID: Y24286109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Fanxing as Director For For Management 3b Elect Wang Mingzhe as Director For For Management 3c Elect Yang Lin as Director For For Management 3d Elect Liu Haifeng David as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For Against Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registration For For Management Information 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Handling of Asset Impairment For For Management for First Half of 2020 -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Related For For Management Debts Receivable 2 Approve Continued Guarantee Provision For For Management Plan 3 Approve Handling of Various Asset For For Management Impairment Reserves 4 Approve Guarantee Provision for For For Management Baoding Yiyuanda Electrical Equipment Co., Ltd. -------------------------------------------------------------------------------- FAR EAST SMARTER ENERGY CO., LTD. Ticker: 600869 Security ID: Y7689M107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Audited Financial Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Related Party Transaction For For Management 8 Approve External Guarantee For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Use of Own Funds to Purchase For For Management Financial Product 11 Approve Investment in Establishment of For For Management Intelligent Industrial Park Project -------------------------------------------------------------------------------- FAR EASTERN DEPARTMENT STORES LTD. Ticker: 2903 Security ID: Y24315106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect Douglas Tong Hsu, with For For Management Shareholder NO.0000008, as Non-Independent Director 3.2 Elect Nancy Hsu, a Representative of For For Management Ding Ding Management Consultant Corporation, with Shareholder NO. 0136279, as Non-Independent Director 3.3 Elect Nicole Hsu, a Representative of For Against Management Far Eastern New Century Co., Ltd, with Shareholder NO.0000010, as Non-Independent Director 3.4 Elect Philby Lee, a Representative of For Against Management Yue Li Investment Corporation, with Shareholder NO.0111468, as Non-Independent Director 3.5 Elect Edward Yung Do Way, with For Against Management Shareholder NO.A102143XXX, as Independent Director 3.6 Elect Eugene You-Hsin Chien, with For Against Management Shareholder NO.R100061XXX, as Independent Director 3.7 Elect Dong, Ding Yu, with Shareholder For For Management NO.F120944XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities for Directors in Article 209 of the Company Act -------------------------------------------------------------------------------- FAR EASTERN INTERNATIONAL BANK Ticker: 2845 Security ID: Y7540U108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Issuance of New Shares to For For Management Capitalize Shareholder Dividends 6 Approve Issuance of Common Shares, For Against Management Preferred Shares, Convertible Bonds or a Combination of Above Securities to Specific Parties 7.1 Elect HSIAO HUI WANG, with SHAREHOLDER For For Management NO.Y200242XXX as Independent Director 7.2 Elect SUSAN S. CHANG, with SHAREHOLDER For For Management NO.E201595XXX as Independent Director 7.3 Elect BAO-SHUH PAUL LIN, with For For Management SHAREHOLDER NO.T101825XXX as Independent Director 7.4 Elect CHING-ING HOU, a Representative For For Management of YUE DING INDUSTRY CO., LTD., with SHAREHOLDER NO.0029779, as Non-independent Director 7.5 Elect DOUGLAS TONG HSU, with For Against Management SHAREHOLDER NO.0000033 as Non-independent Director 7.6 Elect SHAW Y. WANG, a Representative For Against Management of FAR EASTERN NEW CENTURY CORPORATION, with SHAREHOLDER NO. 0000001, as Non-independent Director 7.7 Elect JAMES WU, a Representative of For Against Management FAR EASTERN NEW CENTURY CORPORATION, with SHAREHOLDER NO.0000001 as Non-independent Director 7.8 Elect HUMPHREY CHENG, a Representative For Against Management of FAR EASTERN NEW CENTURY CORPORATION, with SHAREHOLDER NO. 0000001, as Non-independent Director 7.9 Elect TSUNG-MING CHUNG, a For Against Management Representative of ASIA CEMENT CORPORATION, with SHAREHOLDER NO. 0000002, as Non-independent Director 7.10 Elect SHI-CHUN HSU, a Representative For Against Management of ASIA CEMENT CORPORATION, with SHAREHOLDER NO.0000002, as Non-independent Director 7.11 Elect MIN-TEH YU, a Representative of For Against Management U-MING MARINE TRANSPORT CORP., with SHAREHOLDER NO.0176537, as Non-independent Director 8 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FAR EASTERN NEW CENTURY CORP. Ticker: 1402 Security ID: Y24374103 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect Douglas Tong Hsu, with None For Shareholder Shareholder No. 8, as Non-independent Director 3.2 Elect Johnny Hsi, a Representative of None Against Shareholder Asia Cement Corp. with Shareholder No. 319, as Non-independent Director 3.3 Elect Peter Hsu, a Representative of None Against Shareholder Asia Cement Corp., with Shareholder No. 319, as Non-independent Director 3.4 Elect Shaw Y. Wang, a Representative None Against Shareholder of Asia Cement Corp., with Shareholder No. 319, as Non-independent Director 3.5 Elect Jeff Hsu, a Representative of None Against Shareholder Asia Cement Corp., with Shareholder No. 319, as Non-independent Director 3.6 Elect Richard Yang, a Representative None Against Shareholder of Far Eastern Department Stores Ltd., with Shareholder No. 844, as Non-independent Director 3.7 Elect Tonia Katherine Hsu, a None Against Shareholder Representative of Far Eastern Department Stores Ltd., with Shareholder No. 844, as Non-independent Director 3.8 Elect Kwan-Tao Li, a Representative of None Against Shareholder U-Ming Marine Transport Corp., with Shareholder No. 21778, as Non-independent Director 3.9 Elect Alice Hsu, a Representative of None Against Shareholder U-Ming Marine Transport Corp., with Shareholder No. 21778, as Non-independent Director 3.10 Elect Champion Lee, a Representative None Against Shareholder of Yue Ding Investment Co., Ltd., with Shareholder No. 118441, as Independent Director 3.11 Elect Chen-En Ko, with Shareholder No. None For Shareholder U100056XXX, as Independent Director 3.12 Elect Johnsee Lee, with Shareholder No. None For Shareholder P100035XXX, as Independent Director 3.13 Elect Raymond R. M. Tai, with None For Shareholder Shareholder No. Q100220XXX, as Independent Director 4 Approve Release of Relevant Directors For For Management from the Non-competition Restriction under Article 209 of the Company Act -------------------------------------------------------------------------------- FAR EASTONE TELECOMMUNICATIONS CO., LTD. Ticker: 4904 Security ID: Y7540C108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Douglas Hsu, a Representative of None For Shareholder Yuan Ding Investment Co., Ltd., with SHAREHOLDER NO.0000001, as Non-Independent Director 5.2 Elect Peter Hsu, a Representative of None Against Shareholder Yuan Ding Investment Co., Ltd., with SHAREHOLDER NO.0000001, as Non-Independent Director 5.3 Elect Jan Nilsson, a Representative of None Against Shareholder Yuan Ding Investment Co., Ltd., with SHAREHOLDER NO.0000001, as Non-Independent Director 5.4 Elect Champion Lee, a Representative None Against Shareholder of Yuan Ding Co., Ltd., with SHAREHOLDER NO.0017366, as Non-Independent Director 5.5 Elect Jeff Hsu, a Representative of None Against Shareholder Yuan Ding Co., Ltd., with SHAREHOLDER NO.0017366, as Non-Independent Director 5.6 Elect Toon Lim, a Representative of None Against Shareholder Ding Yuan International Investment Co. , Ltd., with SHAREHOLDER NO.0001212, as Non-Independent Director 5.7 Elect Nobutaka Kurata, a None Against Shareholder Representative of U-Ming Marine Transport Corp., with SHAREHOLDER NO. 0051567, as Non-Independent Director 5.8 Elect Bonnie Peng, a Representative of None Against Shareholder Asia Investment Corp., with SHAREHOLDER NO.0015088, as Non-Independent Director 5.9 Elect Lawrence Juen-Yee LAU, with ID None For Shareholder NO.1944121XXX, as Independent Director 5.10 Elect Jyuo-Min Shyu, with ID NO. None For Shareholder F102333XXX, as Independent Director 5.11 Elect Ta-Sung Lee, with ID NO. None For Shareholder F120669XXX, as Independent Director 6 Approve to Release the Non-competition For Against Management Restriction on Directors in Accordance with Article 209 of the Company Law -------------------------------------------------------------------------------- FARADAY TECHNOLOGY CORP. Ticker: 3035 Security ID: Y24101100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Elect CHIA-TSUNG HUNG, a For For Management Representative of UNITED MICROELECTRONICS CORPORATION, with SHAREHOLDER NO.1, as Non-independent Director 3.2 Elect YING-SHENG SHEN, a For For Management Representative of UNITED MICROELECTRONICS CORPORATION, with SHAREHOLDER NO.1, as Non-independent Director 3.3 Elect TSAI-SHENG SHEN, a For For Management Representative of UNIMICRON ,SHAREHOLDER NO.159397, as Non-independent Director 3.4 Elect KUO-YUNG WANG, with SHAREHOLDER For For Management NO.10713 as Non-independent Director 3.5 Elect SHIH-CHIN LIN, with SHAREHOLDER For For Management NO.203280 as Non-independent Director 3.6 Elect WEN-JU TSENG, with SHAREHOLDER For For Management NO.955 as Non-independent Director 3.7 Elect NING-HAI JIN, with SHAREHOLDER For For Management NO.F103809XXX as Independent Director 3.8 Elect BING-KUAN LUO, with SHAREHOLDER For For Management NO.E120444XXX as Independent Director 3.9 Elect WOAN-FEN CHOW, with SHAREHOLDER For For Management NO.D220018XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- FARASIS ENERGY (GAN ZHOU) CO., LTD. Ticker: 688567 Security ID: Y240AL107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- FARGLORY LAND DEVELOPMENT CO., LTD. Ticker: 5522 Security ID: Y2642L106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3.1 Elect CHAO,WEN-CHIA, a Representative For Against Management of FAREAST LAND CO LTD, with Shareholder No. 195, as Non-Independent Director 3.2 Elect CHAO,TENG-HSIUNG, a For Against Management Representative of FAREAST LAND CO LTD, with Shareholder No. 195, as Non-Independent Director 3.3 Elect HSU,HUNG-CHANG (Hsu, For Against Management Hong-Zhang), a Representative of FAREAST LAND CO LTD, with Shareholder No. 195, as Non-Independent Director 3.4 Elect HSU,TZU-CHIANG (Hsu, For Against Management Chih-Chiang), with ID No. X120246XXX, as Non-Independent Director 3.5 Elect CHANG,CHENG-SHENG (Chang, For Against Management Cheng-Shang), with ID No. P100022XXX, as Independent Director 3.6 Elect YEH,MING-FENG, with ID No. For For Management J100294XXX, as Independent Director 3.7 Elect CHEN,HSIU-TSU (Chen, Xiu-Zu), For For Management with ID No. E201561XXX, as Independent Director 4 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- FAUJI FERTILIZER COMPANY LTD. Ticker: FFC Security ID: Y24695101 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 1 Approve Acquisition of Shares in Fauji For For Management Fertilizer Bin Qasim Limited, Associated Company 1 Other Business For Against Management -------------------------------------------------------------------------------- FAUJI FERTILIZER COMPANY LTD. Ticker: FFC Security ID: Y24695101 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Remuneration of Directors For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Approve Additional Related Party For For Management Transactions 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Related Party Transactions -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Debt Transfer -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Management Method of For For Management Performance Share Incentive Plan 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Financial Business For For Management -------------------------------------------------------------------------------- FAW JIEFANG GROUP CO., LTD. Ticker: 000800 Security ID: Y24745104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Increase in Registered Capital For For Management 7 Amend Articles of Association For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- FAWAZ ABDULAZIZ ALHOKAIR CO. Ticker: 4240 Security ID: M4206V101 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mansour Qadi as Director None Abstain Management 1.2 Elect Abdullah Al Fifi as Director None Abstain Management 1.3 Elect Hani Al Hameedi as Director None Abstain Management 1.4 Elect Raed Al Haqeel as Director None Abstain Management 1.5 Elect Abdulsalam Al Suneidi as Director None Abstain Management 1.6 Elect Abdulrahman Al Zahrani as None Abstain Management Director 1,7 Elect Tariq Al Al Tuweijiri as Director None Abstain Management 1.8 Elect Mohammed Al Qarni as Director None Abstain Management 1.9 Elect Othman Al Orabi as Director None Abstain Management 1.10 Elect Abdulwahab Abu kweek as Director None Abstain Management 1.11 Elect Mohammed Al Naeem as Director None Abstain Management 1.12 Elect Omar Al Mohammadi as Director None Abstain Management 1.13 Elect Ahmed Al Sultan as Director None Abstain Management 1.14 Elect Ahmed Al Muzeini as Director None Abstain Management 1.15 Elect Fawaz Al Hukeir as Director None Abstain Management 1.16 Elect Thamir Al Wadee as Director None Abstain Management 1.17 Elect Abdullah Al Balawi as Director None Abstain Management 1.18 Elect Fahad Al Naheet as Director None Abstain Management 1.19 Elect Talal Al Moammar as Director None Abstain Management 1.20 Elect Khalid Al Shakhsheer as Director None Abstain Management 1.21 Elect Rayan Jamjoum as Director None Abstain Management 1.22 Elect Abdullah Matar as Director None Abstain Management 1.23 Elect Khalid Al Khudheiri as Director None Abstain Management 1.24 Elect Khalid Al Houshan as Director None Abstain Management 1.25 Elect Salah Mohammed as Director None Abstain Management 1.26 Elect Salih Al Yami as Director None Abstain Management 1.27 Elect Abdulmajeed Al Hukeir as Director None Abstain Management 1.28 Elect Abdulmajeed Al Bassri as Director None Abstain Management 1.29 Elect Saad Al Haqeel as Director None Abstain Management 1.30 Elect Sultan Abulraouf as Director None Abstain Management 1.31 Elect Abdullah Al Jureesh as Director None Abstain Management 1.32 Elect Eid Al Shamiri as Director None Abstain Management 1.33 Elect Ahmed Murad as Director None Abstain Management 1.34 Elect Abou Bakr Ba Abbad as Director None Abstain Management 1.35 Elect Al Waleed Al Haidar as Director None Abstain Management 1.36 Elect Ayman Al Jabir as Director None Abstain Management 1.37 Elect Bassim Al Saloum as Director None Abstain Management 1.38 Elect Omar Al Jameea as Director None Abstain Management 1.39 Elect Bandar Al Rasheed as Director None Abstain Management 1.40 Elect Bandar Al Ghafees as Director None Abstain Management 1.41 Elect Turki Al Subaie as Director None Abstain Management 1.42 Elect Jihad Al Naqlah as Director None Abstain Management 1.43 Elect Saad Al Mushawah as Director None Abstain Management 1.44 Elect Suleiman Al Sakran as Director None Abstain Management 2 Elect Members of Audit Committee and For For Management Approve its Charter and the Remuneration of Its Members 3 Authorize Board to Operate from June For For Management 30, 2020 until the Date of the Annual General Meeting August 12, 2020 4 Elect Eid Al Shamri as Director For For Management -------------------------------------------------------------------------------- FAWAZ ABDULAZIZ ALHOKAIR CO. Ticker: 4240 Security ID: M4206V101 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 2,160,000 for FY 2020 7 Approve Related Party Transactions Re: For For Management Arabian Centers Company 8 Approve Related Party Transactions Re: For For Management Warehouse food and entertainment Company 9 Approve Related Party Transactions Re: For For Management Saudi Fas Holding Company 10 Approve Related Party Transactions Re: For For Management Al Farida Company for Commercial Agencies 11 Approve Related Party Transactions Re: For For Management Nujoom Arena Trading Company 12 Approve Related Party Transactions Re: For For Management Haagen Company -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Zhangqing as Non-independent For Did Not Vote Shareholder Director 2 Elect Liu Weiguo as Non-independent For Did Not Vote Shareholder Director 3 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Budget Report For Did Not Vote Management 2 Approve Investment Budget Report For Did Not Vote Management 3 Approve Related Party Transaction with For Did Not Vote Management China FAW Group Co., Ltd. 4 Approve Increase Related Party For Did Not Vote Management Transaction with Associate Company 5 Approve Related Party Transaction with For Did Not Vote Management China FAW Group Co., Ltd. and its Subsidiaries 6 Approve Related Party Transaction with For Did Not Vote Management Changchun FAW Fuwei Car Parts Co., Ltd. 7 Approve Related Party Transaction with For Did Not Vote Management Associate Company -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Did Not Vote Management Option Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- FAWER AUTOMOTIVE PARTS LTD. CO. Ticker: 200030 Security ID: Y2931L106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Annual Report and Summary For Did Not Vote Management 3 Approve Financial Statement (Audit) For Did Not Vote Management Report 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Asset Disposal For Did Not Vote Management 6 Approve Appointment of Financial and For Did Not Vote Management Internal Control Auditor 7 Elect Directors For Did Not Vote Management 8 Elect Supervisors For Did Not Vote Management 9 Approve Report of the Board of For Did Not Vote Management Supervisors 10 Elect Bai Xugui as Non-Independent For Did Not Vote Shareholder Director 11 Elect Zhang Pijie as Non-Independent For Did Not Vote Shareholder Director 12 Elect Gan Xianguo as Non-Independent For Did Not Vote Shareholder Director 13 Elect Zhou Xiaofeng as Non-Independent For Did Not Vote Shareholder Director 14 Elect Li Xiao as Independent Director For Did Not Vote Shareholder 15 Elect Ma Xinyan as Independent Director For Did Not Vote Shareholder 16 Elect Ma Yechi as Independent Director For Did Not Vote Shareholder 17 Elect Liu Changqing as Non-Independent For Did Not Vote Shareholder Director 18 Elect Liu Weiguo as Non-Independent For Did Not Vote Shareholder Director 19 Elect Sun Jingbo as Supervisor For Did Not Vote Shareholder 20 Elect Chu Jianing as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- FEDERAL CORP. Ticker: 2102 Security ID: Y8548Z107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Business Operations Report 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Dismissal of Nankang Rubber For For Shareholder Tire Corp., Ltd. and its Representatives (Including the Current Representative Zhao, Guo-Shuai and the Representatives to be Appointed Subsequently) as Directors 6 Approve Exercise of the Disgorgement For For Shareholder Right over the Company's Corporate Shareholder Nankang Rubber Tire Corp., Ltd. 7 Approve Dismissal of Independent Against Against Shareholder Director Li, Tian-Hsiang and Appointment of External Professionals to Conduct Due Diligence Processes 8 Approve Dismissal of Independent Against Against Shareholder Director Tso, Wei-Li and Appointment of External Professionals to Conduct Due Diligence Processes 9 Approve Dismissal of Independent Against Against Shareholder Director Zhou, Xin-Ru and Appointment of External Professionals to Conduct Due Diligence Processes 10 Approve Public Issuance of Common For For Management Stock via Book Building 11 Approve Private Placement of Common For For Management Stock -------------------------------------------------------------------------------- FEDERAL HYDRO-GENERATING CO. RUSHYDRO PJSC Ticker: HYDR Security ID: X2393H107 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.03568039 For For Management per Share 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7.1 Elect Maksim Bystrov as Director None Against Management 7.2 Elect Pavel Grachev as Director None For Management 7.3 Elect Aleksei Kozlov as Director None Against Management 7.4 Elect Lev Kuznetsov as Director None For Management 7.5 Elect Iurii Manevich as Director None Against Management 7.6 Elect Viacheslav Pivovarov as Director None Against Management 7.7 Elect Mikhail Rasstrigin as Director None Against Management 7.8 Elect George Rizhinashvili as Director None Against Management 7.9 Elect Nikolai Rogalev as Director None Against Management 7.10 Elect Dmitrii Snesar as Director None Against Management 7.11 Elect Iurii Trutnev as Director None Against Management 7.12 Elect Natalia Filippova as Director None Against Management 7.13 Elect Aleksei Chekunkov as Director None Against Management 7.14 Elect Andrei Shishkin as Director None Against Management 7.15 Elect Nikolai Shulginov as Director None Against Management 8.1 Elect Nataliia Annikova as Member of For For Management Audit Commission 8.2 Elect Andrei Gabov as Member of Audit For For Management Commission 8.3 Elect Tatiana Zobkova as Member of For For Management Audit Commission 8.4 Elect Iakub Malsagov as Member of For For Management Audit Commission 8.5 Elect Igor Repin as Member of Audit For For Management Commission 9 Ratify PricewaterhouseCoopers as For For Management Auditor 10 Approve New Edition of Charter For For Management 11 Approve New Edition of Regulations on For For Management General Meetings 12 Approve New Edition of Regulations on For For Management Board of Director Meetings 13 Approve New Edition of Regulations on For For Management Management 14 Approve New Edition of Regulations on For For Management Remuneration of Members of Audit Commission -------------------------------------------------------------------------------- FEDERAL HYDRO-GENERATING CO. RUSHYDRO PJSC Ticker: HYDR Security ID: X2393H107 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.0530482 per For For Management Share 5.1 Elect Maksim Bystrov as Director None For Management 5.2 Elect Pavel Grachev as Director None Against Management 5.3 Elect Aleksei Kozlov as Director None Against Management 5.4 Elect Aleksei Pavlov as Director None Against Management 5.5 Elect Viacheslav Pivovarov as Director None For Management 5.6 Elect Nikolai Rogalev as Director None Against Management 5.7 Elect Dmitrii Snesar as Director None Against Management 5.8 Elect Pavel Snikkars as Director None Against Management 5.9 Elect Iurii Trutnev as Director None Against Management 5.10 Elect Natalia Filippova as Director None Against Management 5.11 Elect Viktor Khmarin as Director None Against Management 5.12 Elect Aleksei Chekunkov as Director None Against Management 5.13 Elect Aleksandr Shevchuk as Director None For Management 5.14 Elect Nikolai Shulginov as Director None Against Management 6.1 Elect Nataliia Annikova as Member of For For Management Audit Commission 6.2 Elect Aleksei Kulagin as Member of For For Management Audit Commission 6.3 Elect Iakub Malsagov as Member of For For Management Audit Commission 6.4 Elect Igor Repin as Member of Audit For For Management Commission 6.5 Elect Ilia Khazov as Member of Audit For For Management Commission 7 Ratify PricewaterhouseCoopers as For For Management Auditor 8 Approve New Edition of Charter For For Management 9 Approve New Edition of Regulations on For For Management Remuneration of Directors -------------------------------------------------------------------------------- FEITIAN TECHNOLOGIES CO., LTD. Ticker: 300386 Security ID: Y2R8S0102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Change in Commitment of For For Management Shareholder 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Draft and Summary of For For Management Performance Share Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- FENG TAY ENTERPRISE CO., LTD. Ticker: 9910 Security ID: Y24815105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect CHIEN-HUNG, WANG, with None For Shareholder Shareholder No. 3, as Non-independent Director 4.2 Elect CHIEN-RONG, WANG, with None Against Shareholder Shareholder No. 4, as Non-independent Director 4.3 Elect CHAO-CHI, CHEN, with Shareholder None For Shareholder No. 38202, as Non-independent Director 4.4 Elect HUI-LIN, CHEN, with Shareholder None Against Shareholder No. 17, as Non-independent Director 4.5 Elect PETER DALE NICKERSON, with None Against Shareholder Shareholder No. 57128, as Non-independent Director 4.6 Elect SHI-JIN, TSAI, with Shareholder None Against Shareholder No. Q100694XXX, as Non-independent Director 4.7 Elect SHI-RONG, CHEN, with Shareholder None Against Shareholder No. 16, as Non-independent Director 4.8 Elect TSUNG-DA, LU, with Shareholder None Against Shareholder No. 18, as Non-independent Director 4.9 Elect YI-HUA, CHUNG, with Shareholder None Against Shareholder No. Q120042XXX, as Non-independent Director 4.10 Elect LI-CHUAN, WANG, with Shareholder None Against Shareholder No. 5, as Non-independent Director 4.11 Elect HAO-CHIEN, HUANG, with None For Shareholder Shareholder No. P101154XXX, as Independent Director 4.12 Elect YOU-SHENG, LU, with Shareholder None For Shareholder No. V120131XXX, as Independent Director 4.13 Elect CHUNG-YI, LIN, with Shareholder None For Shareholder No. S120772XXX, as Independent Director 4.14 Elect HSUEH-CHENG, LI, with None For Shareholder Shareholder No. F121943XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- FGV HOLDINGS BERHAD Ticker: 5222 Security ID: Y2477B108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees for the For For Management Non-Executive Chairman (NEC) 2 Approve Directors' Fees for the For For Management Non-Executive Directors (NED) 3 Approve Directors' Benefits for the For For Management Non-Executive Chairman (NEC) 4 Approve Directors' Benefits for the For For Management Non-Executive Deputy Chairman (NEDC) and Non-Executive Directors (NED) 5 Approve Increase of Meeting Allowances For For Management 6 Elect Amiruddin Abdul Satar as Director For For Management 7 Elect Shahrol Anuwar Sarman as Director For For Management 8 Elect Dzulkifli Abd Wahab as Director For For Management 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Guoqing as Non-Independent For For Management Director 1.2 Elect Liu Huiya as Non-Independent For For Management Director 1.3 Elect He Shuping as Non-Independent For For Management Director 1.4 Elect Chen Shanzhi as Non-Independent For For Management Director 1.5 Elect Ge Jun as Non-Independent For For Management Director 1.6 Elect Wang Weihua as Non-Independent For For Management Director 1.7 Elect Tao Jun as Non-Independent For For Management Director 2.1 Elect Tian Zhilong as Independent For For Management Director 2.2 Elect Wang Xiongyuan as Independent For For Management Director 2.3 Elect Guo Yuemei as Independent For For Management Director 2.4 Elect Chen Zhen as Independent Director For For Management 3.1 Elect Yu Shaohua as Supervisor For For Management 3.2 Elect Ding Feng as Supervisor For For Management 3.3 Elect Wu Haibo as Supervisor For For Management 3.4 Elect Zhang Haiyan as Supervisor For For Management -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination in the For For Management Implementation of Performance Share Incentive Plan as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Terms for Downward Adjustment For For Management of Conversion Price -------------------------------------------------------------------------------- FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD. Ticker: 600498 Security ID: Y2482T102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Financial Service Agreement For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- FIBOCOM WIRELESS, INC. Ticker: 300638 Security ID: Y2488F106 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Use of Idle Raised Funds and For For Management Partial Idle Funds for Cash Management 4 Approve Application Credit Line and For For Management Provision of Guarantee 5 Elect Ye Weiping as Independent For For Shareholder Director -------------------------------------------------------------------------------- FIBOCOM WIRELESS, INC. Ticker: 300638 Security ID: Y2488F106 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FIBOCOM WIRELESS, INC. Ticker: 300638 Security ID: Y2488F106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Special Explanation of Capital For For Management Occupation from Company's Controlling Shareholders and Other Related Parties 9 Approve Appointment of Auditor For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Termination of For For Management Industrialization Project of Ultra-high-speed Wireless Communication Modules and Adjustment of the Use Plan of Raised Funds 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FIBOCOM WIRELESS, INC. Ticker: 300638 Security ID: Y2488F106 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Tianyu as Director For For Shareholder 1.2 Elect Ying Lingpeng as Director For For Shareholder 1.3 Elect Xu Ning as Director For For Shareholder 2.1 Elect Zhang Xuebin as Director For For Shareholder 2.2 Elect Ye Weiping as Director For For Shareholder 3.1 Elect Shu Min as Supervisor For For Shareholder 3.2 Elect Chen Qihua as Supervisor For For Shareholder -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Approve Multi-Value Program of For For Management Issuance of CBFIs and Long and or Short-Term Debt Certificates (Cebures); Set Form and Terms of Issuance of Preventively Registered CBFIs and Cebures will be Carried out via Public or Private Offers in or outside Mexico 5 Approve Increase in Indebtedness For For Management 6 Ratify Juan Antonio Salazar Rigal as For For Management Independent Member of Technical Committee 7 Ratify Alvaro de Garay Arellano as For For Management Independent Member of Technical Committee 8 Ratify Luis Alberto Aziz Checa as For For Management Independent Member of Technical Committee 9 Ratify Jaime de la Garza as For For Management Independent Member of Technical Committee 10 Ratify Michael Brennan as Independent For For Management Member of Technical Committee 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3 Ratify Ignacio Trigueros Legarreta as For For Management Member of Technical Committee 4 Ratify Antonio Hugo Franck Cabrera as For For Management Member of Technical Committee 5 Ratify Ruben Goldberg Javkin as Member For For Management of Technical Committee 6 Ratify Herminio Blanco Mendoza as For For Management Member of Technical Committee 7 Ratify Alberto Felipe Mulas Alonso as For For Management Member of Technical Committee 8 Approve Remuneration of Technical For For Management Committee Members 9 Receive Controlling's Report on For Against Management Ratification of Members and Alternates of Technical Committee 10 Appoint Legal Representatives For For Management 11 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FILINVEST LAND, INC. Ticker: FLI Security ID: Y24916101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Proof of Notice of Meeting For For Management 3 Certification of Quorum For For Management 4 Approve Minutes of the Annual For For Management Stockholders' Meeting held on June 11, 2020 5 Approve Presentation of the For For Management President's Report 6 Approve Audited Financial Statements For For Management for the year ended December 31, 2020 7 Ratify Acts and Resolutions of the For For Management Board of Directors, Board Committees and Management from the Date of the Last Annual Stockholders' Meeting up to April 23, 2021 8.1 Elect Jonathan T. Gotianun as Director For Against Management 8.2 Elect Lourdes Josephine Gotianun-Yap For For Management as Director 8.3 Elect Nelson M. Bona as Director For For Management 8.4 Elect Francis Nathaniel C. Gotianun as For Against Management Director 8.5 Elect Michael Edward T. Gotianun as For Against Management Director 8.6 Elect Efren C. Gutierrez as Director For Against Management 8.7 Elect Ernesto S. De Castro, Jr. as For Against Management Director 8.8 Elect Gemilo J. San Pedro as Director For Against Management 8.9 Elect Val Antonio B. Suarez as Director For Against Management 9 Appoint External Auditor For For Management 10 Approve Other Matters For Against Management 11 Adjournment For For Management -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Zhenyu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Jing as Non-independent For For Shareholder Director 1.2 Elect Yang Yang as Non-independent For For Shareholder Director 1.3 Elect Lv Hongbin as Non-independent For For Shareholder Director 1.4 Elect Bai Li as Non-independent For For Shareholder Director 1.5 Elect Zhao Peng as Non-independent For For Shareholder Director 1.6 Elect Dong Zhenyu as Non-independent For For Shareholder Director 2.1 Elect Yang Xiaozhou as Independent For For Management Director 2.2 Elect Zhang Wei as Independent Director For For Management 2.3 Elect Zhu Yan as Independent Director For For Management 3.1 Elect Li Qian as Supervisor For For Shareholder 3.2 Elect Xie Xin as Supervisor For For Shareholder -------------------------------------------------------------------------------- FINANCIAL STREET HOLDINGS CO., LTD. Ticker: 000402 Security ID: Y2496E109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Provision of Guarantees For For Management 7 Approve Additional Financial Aid For For Management 8 Approve Financial Services Agreement For For Management 9 Approve Related Party Transactions For For Management with Beijing Financial Street Investment (Group) Co., Ltd. 10 Approve Financial Auditor and Internal For For Management Control Auditor 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Working System for Independent For For Management Directors 16 Elect Wang Kaiguo as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- FINOLEX CABLES LIMITED Ticker: 500144 Security ID: Y24953146 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Shishir Lall as Director For For Management 4 Elect Devender Kumar Vasal as Director For For Management 5 Elect Jayaram Rajasekara Reddy as For For Management Director 6 Elect Yatin Yashwant Redkar as Director For For Management 7 Elect Kavita Bhaskar Upadhyay as For For Management Director 8 Elect Devender Kumar Vasal as For For Management Independent Director 9 Elect Jayaram Rajasekara Reddy as For For Management Independent Director 10 Elect Kavita Bhaskar Upadhyay as For For Management Independent Director 11 Approve Remuneration of Cost Auditors For For Management 12 Approve Issuance of Secured/Unsecured For For Management Redeemable Non-Convertible Debentures on Private Placement Basis 13 Approve Material Related Party For For Management Transaction(s) with Corning Finolex Optical Fibre Private Limited -------------------------------------------------------------------------------- FIRICH ENTERPRISES CO. LTD. Ticker: 8076 Security ID: Y2496F106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation -------------------------------------------------------------------------------- FIRST ABU DHABI BANK PJSC Ticker: FAB Security ID: M7080Z114 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Ownership of For Against Management Legacy First Gulf Bank Banking License to ADQ Holding to Establish a Fully Digitalized UAE Bank in Exchange of 10% of the Proposed Bank and an Additional 10% in it's Initial Public Offering -------------------------------------------------------------------------------- FIRST ABU DHABI BANK PJSC Ticker: FAB Security ID: M7080Z114 Meeting Date: FEB 28, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Allocation of Income and For For Management Dividends of 74 Percent of Share Capital for FY 2020 5 Approve Remuneration of Directors For For Management 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Discharge of Auditors for FY For For Management 2020 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 9 Elect Director For Against Management 10 Approve Shariah Supervisory Board For For Management Report and Elect Shariah Supervisory Board Members 10 Approve The Renewal of the Issuing For For Management Programs/Islamic Sukuk/Bonds or Other Non-Convertible Securities or Create New Programs Up to USD 10 Billion 11 Authorize the Board to Issue Islamic For For Management Sukuk/Bonds or Other Non-Convertible Securities, Update or Create New Programs Up to USD 10 Billion -------------------------------------------------------------------------------- FIRST CAPITAL SECURITIES CO., LTD. Ticker: 002797 Security ID: Y2R9TR100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Approve Related Party Transactions For For Management with Beijing Capital Group Co., Ltd. and Related Parties 6.2 Approve Related Party Transactions For For Management with Huaxi Xinyu Investment Co., Ltd. and Related Parties 6.3 Approve Related Party Transactions For For Management with Zhejiang Hangmin Industry Group Co., Ltd. and Related Parties 6.4 Approve Related Party Transactions For For Management with Yinhua Fund Management Co., Ltd. and Its Subsidiaries within the Scope of Consolidated Statements 6.5 Approve Related Party Transactions For For Management with Other Related Parties 7 Approve Proprietary Investment Scale For For Management Application 8 Approve Issuance of Commercial Papers For For Management 9 Amend Selection and Appointment System For For Management of Accounting Firms 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Supervisors For For Management 13.1 Elect Liu Xuemin as Director For For Management 13.2 Elect Wang Fang as Director For For Management 13.3 Elect Deng Wenbin as Director For For Management 13.4 Elect Yang Weibin as Director For For Management 13.5 Elect Xu Jian as Director For For Management 13.6 Elect Liang Wangnan as Director For For Management 13.7 Elect Zang Ying as Director For For Management 13.8 Elect Gao Tianxiang as Director For For Management 14.1 Elect Long Yifei as Director For For Management 14.2 Elect Luo Fei as Director For For Management 14.3 Elect Peng Peiran as Director For For Management 14.4 Elect Li Xudong as Director For For Management 14.5 Elect Liu Xiaolei as Director For For Management 15.1 Elect Qian Longhai as Supervisor For For Management 15.2 Elect Li Zhang as Supervisor For For Management 15.3 Elect Chen Zhicheng as Supervisor For For Management 15.4 Elect Wang Xuefeng as Supervisor For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDING CO. LTD. Ticker: 2892 Security ID: Y2518F100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4.1 Elect YE-CHIN CHIOU, a Representative For For Shareholder of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.2 Elect FEN-LEN CHEN, a Representative For For Shareholder of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.3 Elect SHANG-CHIH WANG, a For For Shareholder Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.4 Elect SHING-RONG LO, a Representative For For Shareholder of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.5 Elect CHIH-CHUAN CHEN, a For For Shareholder Representative of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.6 Elect HSIN-LU CHANG, a Representative For For Shareholder of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.7 Elect TUNG-FU LIN, a Representative of For For Shareholder MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.8 Elect CHIA-CHEN LEE, a Representative Against Against Shareholder of MINISTRY OF FINANCE, with SHAREHOLDER NO.1250015, as Non-Independent Director 4.9 Elect MING-JEN YAO, a Representative For For Shareholder of BANK OF TAIWAN, with SHAREHOLDER NO. 1250012, as Non-Independent Director 4.10 Elect SU-CHU HSU, a Representative of For For Shareholder BANK OF TAIWAN, with SHAREHOLDER NO. 1250012, as Non-Independent Director 4.11 Elect TIEN-YUAN CHEN, a Representative Against Against Shareholder of GOLDEN GATE INVESTMENT CO.,LTD, with SHAREHOLDER NO.4675749, as Non-Independent Director 4.12 Elect AN-FU CHEN, a Representative of For For Shareholder GLOBAL VISION INVESTMENT CO.,LTD, with SHAREHOLDER NO.4562879, as Non-Independent Director 4.13 Elect CHUN-HUNG LIN, with ID NO. For For Management J120418XXX, as Independent Director 4.14 Elect RACHEL J. HUANG, with ID NO. For For Management J221239XXX, as Independent Director 4.15 Elect YEN-LIANG CHEN, with ID NO. For For Management D120848XXX, as Independent Director 4.16 Elect WEN-LING HUNG, with ID NO. For For Management F220614XXX, as Independent Director 4.17 Elect HUNG-YU LIN, with ID NO. For For Management N223608XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FIRST GEN CORPORATION Ticker: FGEN Security ID: Y2518H114 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the 2019 Annual For For Management General Meeting 2 Approve the Annual Report and Audited For For Management Consolidated Financial Statements 3 Ratify Acts of the Board of Directors For For Management and Management 4.1 Elect Federico R. Lopez as Director For For Management 4.2 Elect Oscar M. Lopez as Director For Against Management 4.3 Elect Francis Giles B. Puno as Director For For Management 4.4 Elect Richard B. Tantoco as Director For For Management 4.5 Elect Peter D. Garrucho Jr. as Director For For Management 4.6 Elect Eugenio L. Lopez III as Director For For Management 4.7 Elect Jaime I. Ayala as Director For For Management 4.8 Elect Cielito F. Habito as Director For For Management 4.9 Elect Alicia Rita L. Morales as For For Management Director 5 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditors 6 Approve Amendment of Article Seven of For For Management the Articles of Incorporation to Increase the Authorized Capital Stock 7 Other Matters For Against Management -------------------------------------------------------------------------------- FIRST GEN CORPORATION Ticker: FGEN Security ID: Y2518H114 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the 2020 Annual For For Management General Meeting 2 Approve Annual Report and Audited For For Management Consolidated Financial Statements 3 Ratify Acts of the Board of Directors For For Management and Management 4.1 Elect Federico R. Lopez as Director For For Management 4.2 Elect Francis Giles B. Puno as Director For For Management 4.3 Elect Richard Raymond B. Tantoco as For For Management Director 4.4 Elect Peter D. Garrucho Jr. as Director For For Management 4.5 Elect Manuel L. Lopez Jr. as Director For For Management 4.6 Elect Elvira L. Bautista as Director For For Management 4.7 Elect Cielito F. Habito as Director For For Management 4.8 Elect Alicia Rita L. Morales as For For Management Director 4.9 Elect Edgar O. Chua as Director For For Management 5 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditors 6 Other Matters For Against Management -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714117 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Proposed A Shares Issue 2.1 Approve Class and Par Value of A For For Shareholder Shares to be Issued 2.2 Approve Method and Time of Issue For For Shareholder 2.3 Approve Target Subscriber and Method For For Shareholder of Subscription 2.4 Approve Pricing Benchmark Date, Issue For For Shareholder Price and Pricing Principles 2.5 Approve Number of A Shares to be Issued For For Shareholder 2.6 Approve Amount and Use of Proceeds For For Shareholder 2.7 Approve Lock-Up Period For For Shareholder 2.8 Approve Place of Listing For For Shareholder 2.9 Approve Distribution of Retained Profit For For Shareholder 2.10 Approve Validity Period of the For For Shareholder Resolution 3 Approve Revised Proposal for the For For Shareholder Proposed A Shares Issue 4 Approve Revised Feasibility Analysis For For Shareholder Report on the Use of Proceeds from the Proposed A Shares Issue 5 Approve Resolution that the Company is For For Management Not Required to Prepare the Report on the Use of the Previous Proceeds 6 Approve Conditional A Share For For Management Subscription Agreement Between the Company and YTO Group Corporation 7 Approve Subscription of A Shares Under For For Management the Proposed A Shares Issue which Constitutes Connected Transaction of the Company 8 Approve Application of the Waiver in For For Management Respect of the General Offer Obligation Over the A Shares by YTO Group Corporation 9 Approve Application for the Whitewash For For Management Waiver 10 Approve Dilution of Current Return as For For Management a Result of the Proposed A Shares Issue and the Adoption of Remedial Measures 11 Approve Undertakings to the For For Management Implementation of the Remedial Measures 12 Approve Shareholders' Return Plan for For For Management the Next Three Years 13 Approve Specific Mandate of the Board For For Shareholder to Deal with Matters in Relation to the Proposed A Shares Issue 14 Approve Formulation of the Working For For Management Rules of Independent Directors 15 Approve Amendments to the Decision For For Management Making Principles on Investments -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714117 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of A For For Shareholder Shares to be Issued 1.2 Approve Method and Time of Issue For For Shareholder 1.3 Approve Target Subscriber and Method For For Shareholder of Subscription 1.4 Approve Pricing Benchmark Date, Issue For For Shareholder Price and Pricing Principles 1.5 Approve Number of A Shares to be Issued For For Shareholder 1.6 Approve Amount and Use of Proceeds For For Shareholder 1.7 Approve Lock-Up Period For For Shareholder 1.8 Approve Place of Listing For For Shareholder 1.9 Approve Distribution of Retained Profit For For Shareholder 1.10 Approve Validity Period of the For For Shareholder Resolution 2 Approve Revised Proposal for the For For Shareholder Proposed A Shares Issue 3 Approve Subscription of A Shares Under For For Management the Proposed A Shares Issue which Constitutes Connected Transaction of the Company 4 Approve Conditional A Share For For Management Subscription Agreement Between the Company and YTO Group Corporation 5 Approve Specific Mandate of the Board For For Shareholder to Deal with Matters in Relation to the Proposed A Shares Issue -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714109 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed A Shares Issue For For Management 2 Approve Dilution of Current Return as For For Management a Result of the Proposed A Shares Issue and the Adoption of Remedial Measures 3 Approve Undertakings by the For For Management Controlling Shareholder, Actual Controller, Directors and Senior Management of the Company to the Implementation of the Remedial Measures 4 Approve Shareholders' Return Plan for For For Management the Next Three Years 5 Approve Resolution that the Company is For For Management Not Required to Prepare the Report on the Use of the Previous Proceeds 6 Approve Formulation of the Working For For Management Rules of Independent Directors 7 Approve Amendments to the Decision For For Management Making Principles on Investments 4 Approve Subscription of A Shares Under For For Management the Proposed A Shares Issue which Constitutes Connected Transaction of the Company 5 Approve Conditional A Share For For Management Subscription Agreement Between the Company and YTO Group Corporation 7 Approve Application for the Whitewash For For Management Waiver 8 Approve Application of the Waiver in For For Management Respect of the General Offer Obligation Over the A Shares by YTO Group Corporation 9.1 Approve Class and Par Value of A For For Shareholder Shares to be Issued 9.2 Approve Method and Time of Issue For For Shareholder 9.3 Approve Target Subscriber and Method For For Shareholder of Subscription 9.4 Approve Pricing Benchmark Date, Issue For For Shareholder Price and Pricing Principles 9.5 Approve Number of A Shares to be Issued For For Shareholder 9.6 Approve Amount and Use of Proceeds For For Shareholder 9.7 Approve Lock-Up Period For For Shareholder 9.8 Approve Place of Listing For For Shareholder 9.9 Approve Distribution of Retained Profit For For Shareholder 9.10 Approve Validity Period of the For For Shareholder Resolution 10 Approve Revised Proposal for the For For Shareholder Proposed A Shares Issue 11 Approve Revised Feasibility Analysis For For Shareholder Report on the Use of Proceeds from the Proposed A Shares Issue 12 Approve Specific Mandate of the Board For For Shareholder to Deal with Matters in Relation to the Proposed A Shares Issue -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714109 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Subscription of A Shares Under For For Management the Proposed A Shares Issue which Constitutes Connected Transaction of the Company 4 Approve Conditional A Share For For Management Subscription Agreement Between the Company and YTO Group Corporation 6.1 Approve Class and Par Value of A For For Shareholder Shares to be Issued 6.2 Approve Method and Time of Issue For For Shareholder 6.3 Approve Target Subscriber and Method For For Shareholder of Subscription 6.4 Approve Pricing Benchmark Date, Issue For For Shareholder Price and Pricing Principles 6.5 Approve Number of A Shares to be Issued For For Shareholder 6.6 Approve Amount and Use of Proceeds For For Shareholder 6.7 Approve Lock-Up Period For For Shareholder 6.8 Approve Place of Listing For For Shareholder 6.9 Approve Distribution of Retained Profit For For Shareholder 6.10 Approve Validity Period of the For For Shareholder Resolution 7 Approve Revised Proposal for the For For Shareholder Proposed A Shares Issue 8 Approve Specific Mandate of the Board For For Shareholder to Deal with Matters in Relation to the Proposed A Shares Issue -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714109 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Dongxing as Supervisor For For Management 2 Amend Decision Making Principles on For For Management Investments and Operation -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714117 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Dongxing as Supervisor For For Management 2 Amend Decision Making Principles on For For Management Investments and Operation -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Provisions for Impairment of For For Management Assets 4 Approve Audited Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 1 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- FIRST TRACTOR COMPANY LIMITED Ticker: 38 Security ID: Y25714117 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Provisions for Impairment of For For Management Assets 4 Approve Audited Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Auditor and Internal Control Auditor and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- FIRSTRAND LTD. Ticker: FSR Security ID: S5202Z131 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Russell Loubser as Director For For Management 1.2 Re-elect Thandie Mashego as Director For For Management 1.3 Elect Zelda Roscherr as Director For For Management 2.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Financial Assistance to For For Management Directors and Prescribed Officers as Employee Share Scheme Beneficiaries 2.2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Remuneration of Non-Executive For For Management Directors -------------------------------------------------------------------------------- FITTECH CO., LTD. Ticker: 6706 Security ID: Y2R7FD100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Cash Distribution from Capital For For Management Reserve 6.1 Elect a Representative of KAI RUI For Against Management Investment Corp, with SHAREHOLDER NO. 110, as Non-Independent Director 6.2 Elect XU QIU-TIAN, a Representative of For For Management WANG HOU MANAGEMENT CONSULTING CO LTD, with SHAREHOLDER NO.193, as Non-Independent Director 6.3 Elect HE ZHAO-HUI, a Representative of For For Management GUANG LUE MANAGEMENT CONSULTING CO LTD, with SHAREHOLDER NO.108, as Non-Independent Director 6.4 Elect YANG SHANG-RU, with ID NO. For For Management B121846XXX, as Non-Independent Director 6.5 Elect ZHUANG KUN-NAN, with SHAREHOLDER For For Management NO.118, as Non-Independent Director 6.6 Elect FU PEI-WEN, with SHAREHOLDER NO. For For Management 15759, as Non-Independent Director 6.7 Elect XU YI-FANG, with ID NO. For For Management K220536XXX, as Independent Director 6.8 Elect LIN XIN-WU, with ID NO. For For Management M120777XXX, as Independent Director 6.9 Elect LIN SHI-JIE, with ID NO. For For Management R120108XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage For For Management 1.2 Approve Manner of Repurchase For For Management 1.3 Approve Price Range and Pricing For For Management Principles 1.4 Approve Type, Total Capital Quantity For For Management and Proportion to Total Share Capital 1.5 Approve Source of Funds For For Management 1.6 Approve Implementation Period For For Management 1.7 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zhibiao as Non-Independent For For Shareholder Director 1.2 Elect Xiao Yi as Non-Independent For For Shareholder Director 1.3 Elect Li Peiyin as Non-Independent For For Shareholder Director 1.4 Elect Pan Bo as Non-Independent For For Shareholder Director 2.1 Elect Zheng Qiyuan as Supervisor For For Shareholder 2.2 Elect Cao Zhen as Supervisor For For Shareholder 3 Approve Repurchase and Cancellation of For For Management Performance Shares (Phase I) 4 Approve Repurchase and Cancellation of For For Management Performance Shares (Phase II) -------------------------------------------------------------------------------- FIYTA PRECISION TECHNOLOGY CO., LTD. Ticker: 200026 Security ID: Y7740Q113 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Application for Bank Loan For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors and For For Management Senior Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares (Phase 1) 11 Approve Repurchase and Cancellation of For For Management Performance Shares (Phase 2) -------------------------------------------------------------------------------- FLAT GLASS GROUP CO., LTD. Ticker: 6865 Security ID: Y2575W103 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Authorize Board to Make Changes in For For Management Industrial and Commercial Registration and Make Relevant Adjustments and Revision to the Articles of Association 3 Approve Interim Dividend For For Management 4 Approve Report on Use of Previous For Against Management Proceeds -------------------------------------------------------------------------------- FLAT GLASS GROUP CO., LTD. Ticker: 6865 Security ID: Y2575W103 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class and Par Value of the For For Management Shares to be Issued 1b Approve Method and Time of Issuance For For Management 1c Approve Target Placees and For For Management Subscription Method 1d Approve Issue Price and Pricing Method For For Management 1e Approve Number of New H Shares to be For For Management Issued 1f Approve Accumulated Profits Before the For For Management Issuance 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Validity Period of the For For Management Resolutions 2 Authorize Board to Handle All Matters For For Management in Relation to the Issuance with Full Authority -------------------------------------------------------------------------------- FLAT GLASS GROUP CO., LTD. Ticker: 6865 Security ID: Y2575W103 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class and Par Value of the For For Management Shares to be Issued 1b Approve Method and Time of Issuance For For Management 1c Approve Target Placees and For For Management Subscription Method 1d Approve Issue Price and Pricing Method For For Management 1e Approve Number of New H Shares to be For For Management Issued 1f Approve Accumulated Profits Before the For For Management Issuance 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Validity Period of the For For Management Resolutions 2 Authorize Board to Handle All Matters For For Management in Relation to the Issuance with Full Authority -------------------------------------------------------------------------------- FLAT GLASS GROUP CO., LTD. Ticker: 6865 Security ID: Y2575W103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Consolidated For For Management Financial Statements and Its Subsidiaries 4 Approve 2020 Annual Report and Annual For For Management Results 5 Approve 2020 Final Accounts Report For For Management 6 Approve 2021 Financial Budget Report For Against Management 7 Approve 2020 Profit Distribution Plan For For Management 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve 2020 Environmental, Social and For For Management Governance Report 12 Approve Investment in the Construction For For Management of 6 PV Modules Glass Projects 13 Approve 2020 Daily Related-party For For Management Transactions and Estimate on 2021 Daily Related-party Transactions 14 Approve Provision of Guarantees for For For Management Its Potential Credit Facility and Authorize the Chairman and Its Authorized Persons to Deal With All Matters in Relation to the Credit Facilities and Validity Period of This Resolution 15.1 Elect Ruan Hongliang as Director For For Management 15.2 Elect Jiang Jinhua as Director For Against Management 15.3 Elect Wei Yezhong as Director For For Management 15.4 Elect Shen Qifu as Director For For Management 16.1 Elect Xu Pan as Director For For Management 16.2 Elect Hua Fulan as Director For For Management 16.3 Elect Ng Yau Kuen Carmen as Director For For Management 17.1 Elect Zheng Wenrong as Supervisor For For Management 17.2 Elect Zhu Quanming as Supervisor For For Management 17.3 Elect Shen Fuquan as Supervisor For For Management -------------------------------------------------------------------------------- FLAT GLASS GROUP CO., LTD. Ticker: 6865 Security ID: Y2575W111 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Consolidated For For Management Financial Statements and Its Subsidiaries 4 Approve 2020 Annual Report and Annual For For Management Results 5 Approve 2020 Final Accounts Report For For Management 6 Approve 2021 Financial Budget Report For Against Management 7 Approve 2020 Profit Distribution Plan For For Management 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve 2020 Environmental, Social and For For Management Governance Report 12 Approve Investment in the Construction For For Management of 6 PV Modules Glass Projects 13 Approve 2020 Daily Related-party For For Management Transactions and Estimate on 2021 Daily Related-party Transactions 14 Approve Provision of Guarantees for For For Management Its Potential Credit Facility and Authorize the Chairman and Its Authorized Persons to Deal With All Matters in Relation to the Credit Facilities and Validity Period of This Resolution 15.1 Elect Ruan Hongliang as Director For For Management 15.2 Elect Jiang Jinhua as Director For Against Management 15.3 Elect Wei Yezhong as Director For For Management 15.4 Elect Shen Qifu as Director For For Management 16.1 Elect Xu Pan as Director For For Management 16.2 Elect Hua Fulan as Director For For Management 16.3 Elect Ng Yau Kuen Carmen as Director For For Management 17.1 Elect Zheng Wenrong as Supervisor For For Management 17.2 Elect Zhu Quanming as Supervisor For For Management 17.3 Elect Shen Fuquan as Supervisor For For Management -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Ratify Dividends and For For Management Interest-on-Capital-Stock Payment 3 Approve Allocation of Income and For For Management Dividends 4 Ratify Dividends Payment Date For For Management 5 Approve Remuneration of Company's For For Management Management and Fiscal Council 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increase Re: Exercise For For Management of Stock Options and Amend Article 5 Accordingly 2 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 and Consolidate Bylaws 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Ratify Dividends and For For Management Interest-on-Capital-Stock 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Ten For For Management 5 Approve Classification of Andrea For For Management Cristina de Lima Rolim as Independent Director 6 Approve Classification of Rachel For For Management Ribeiro Horta as Independent Director 7 Approve Classification of Joao Roberto For For Management Goncalves Teixeira as Independent Director 8 Approve Classification of Raul Calfat For For Management as Independent Director 9 Elect Directors For For Management 10 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 11 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 12.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Pinheiro Mendes as Director 12.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Lopes Alberto as Director 12.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Rui M. de Barros Maciel as Director 12.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Trabuco Cappi as Director and Mauricio Machado de Minas as Alternate 12.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Samuel Monteiro dos Santos Junior as Director and Octavio de Lazari Junior as Alternate 12.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Luiz Gontijo Junior as Director and Manoel Antonio Peres as Alternate 12.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Andrea Cristina de Lima Rolim as Independent Director 12.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Rachel Ribeiro Horta as Independent Director 12.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Roberto Goncalves Teixeira as Independent Director 12.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Raul Calfat as Independent Director 13 Elect Marcio Pinheiro Mendes as Board For For Management Chairman and Fernando Lopes Alberto as Vice-Chairman 14 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 15 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 16 Approve Remuneration of Company's For Against Management Management 17 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 18 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FLEXIUM INTERCONNECT, INC. Ticker: 6269 Security ID: Y2573J104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors 5 Approve to Conduct Public Offerings of For Against Management Ordinary Shares, or Issue New Shares to Participate in GDRs, or Private Placements of Ordinary Shares, or Overseas or Domestic Convertible Bonds 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Amend Procedures for Lending Funds to For For Management Other Parties 8 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- FOCALTECH SYSTEMS CO., LTD. Ticker: 3545 Security ID: Y2576H105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327106 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Venture Capital Management System For For Management 2 Approve to Adjust the Relevant Matters For For Management on Appointment of Auditor -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327114 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management 2 Approve Management Method of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: Y29327114 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Own Funds to Purchase For For Management Financial Products 8 Approve Use of Own Funds for Venture For For Management Capital 9 Approve Daily Related Party For For Management Transactions 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FOCUS TECHNOLOGY CO., LTD. Ticker: 002315 Security ID: Y2574G109 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOCUS TECHNOLOGY CO., LTD. Ticker: 002315 Security ID: Y2574G109 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Related Party Transaction For Against Management Control System 2 Approve Change of Registered Address For For Management and Amendment of Articles of Association -------------------------------------------------------------------------------- FOCUS TECHNOLOGY CO., LTD. Ticker: 002315 Security ID: Y2574G109 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- FOCUSED PHOTONICS (HANGZHOU), INC. Ticker: 300203 Security ID: Y2574T101 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- FOCUSED PHOTONICS (HANGZHOU), INC. Ticker: 300203 Security ID: Y2574T101 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Signing of Shareholder For For Management Agreement -------------------------------------------------------------------------------- FOCUSED PHOTONICS (HANGZHOU), INC. Ticker: 300203 Security ID: Y2574T101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Director and For For Management Senior Management Members 8 Elect Liu Jing as Independent Director For For Management 9 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2018 Financial Statements and For Against Management Statutory Reports 2 Approve Management of Company for the Against Against Management Fiscal Year 2018 and Discharge Board 3 Approve Management of Company and For Against Management Grant Discharge to Auditors in Relation to Drafting and Special Audit of Restated 2018 Financial Statements 4 Approve Auditors and Fix Their For Against Management Remuneration for 2019 5 Approve Director Remuneration for 2018 Against Against Management 6 Ratify Director Appointments For For Management 7 Ratify Rules on Audit Committee's For For Management Nature, Composition, and Membership 8 Presentation of Audit Committee's None None Management Activity Report 9 Various Announcements None None Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2019 Financial Statements For For Management 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Current Management of Company For For Management and Grant Discharge to Auditors in Relation to Drafting and Ordinary Audit of 2019 Financial Statements 4 Approve Auditors and Fix Their For For Management Remuneration 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Director Remuneration for 2019 For For Management 8 Pre-approve Director Remuneration for For For Management 2020 9 Various Announcements None None Management -------------------------------------------------------------------------------- FOLLI FOLLIE SA Ticker: FFGRP Security ID: X1890Z115 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Rehabilitation Agreement For For Management -------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO SAB DE CV Ticker: FEMSAUBD Security ID: P4182H115 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries, For For Management Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration 5 Elect Members and Chairmen of Planning For For Management and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FORAN ENERGY GROUP CO., LTD. Ticker: 002911 Security ID: Y2384C108 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yan Hongmei as Non-Independent For For Shareholder Director 1.2 Elect Xiong Shaoqiang as For For Shareholder Non-Independent Director 1.3 Elect Li Lifang as Non-Independent For For Shareholder Director 1.4 Elect Chen Yongjian as Non-Independent For For Shareholder Director 1.5 Elect He Hanming as Non-Independent For For Shareholder Director 1.6 Elect Yin Xiang as Non-Independent For For Shareholder Director 2.1 Elect Zhou Linbin as Independent For For Shareholder Director 2.2 Elect Chen Qiuxiong as Independent For For Shareholder Director 2.3 Elect Liao Zhongmin as Independent For For Shareholder Director 3.1 Elect Qiu Jianhang as Supervisor For For Shareholder 3.2 Elect Liang Wenhua as Supervisor For For Shareholder 4 Approve Change in the Use of Raised For For Management Funds 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- FORAN ENERGY GROUP CO., LTD. Ticker: 002911 Security ID: Y2384C108 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FORAN ENERGY GROUP CO., LTD. Ticker: 002911 Security ID: Y2384C108 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- FORAN ENERGY GROUP CO., LTD. Ticker: 002911 Security ID: Y2384C108 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Profit Distribution For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Application of Credit Line and For Against Management M&A Loan 11 Approve Provision of Guarantees For For Management 12 Approve Issuance of Debt Financing For For Management Instruments 13 Approve Debt Financing Plan For For Management 14 Approve Termination in Raised Funds For For Management Investment Project 15 Approve Financial Assistance Provision For For Management 16 Approve Provision of Guarantees for For For Management Controlled Subsidiaries 17 Approve Remuneration of Directors For For Management 18 Approve Remuneration Assessment Plan For For Management for Directors 19 Approve Formulation of Remuneration For Against Management Performance Management System for Internal Directors and Senior Management Members 20 Approve Formulation of Remuneration For For Management Implementation Plan of Director 21 Approve Amendments to Articles of For For Management Association 22 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- FORD OTOMOTIV SANAYI AS Ticker: FROTO Security ID: M7608S105 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointments For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Amend Articles 6 Re: Capital Related For Against Management 9 Elect Directors For Against Management 10 Approve Remuneration Policy and For For Management Director Remuneration for 2020 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- FORMOSA CHEMICALS & FIBRE CORP. Ticker: 1326 Security ID: Y25946107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 5.1 Elect WEN YUAN, WONG, with SHAREHOLDER None For Shareholder NO. 327181, as Non-Independent Director 5.2 Elect FU YUAN, HONG, with SHAREHOLDER None For Shareholder NO. 498, as Non-Independent Director 5.3 Elect WILFRED WANG, with SHAREHOLDER None Against Shareholder NO. 8, as Non-Independent Director 5.4 Elect RUEY YU, WANG, a Representative None Against Shareholder of NAN YA PLASTICS CORPORATION, with SHAREHOLDER NO. 3354, as Non-Independent Director 5.5 Elect WALTER WANG, a Representative of None Against Shareholder FORMOSA PETROCHEMICAL CORPORATION, with SHAREHOLDER NO. 234888, as Non-Independent Director 5.6 Elect WEN CHIN, LU, with SHAREHOLDER None Against Shareholder NO. 289911, as Non-Independent Director 5.7 Elect ING DAR, FANG, with SHAREHOLDER None Against Shareholder NO. 298313, as Non-Independent Director 5.8 Elect CHING FEN, LEE, with ID NO. None Against Shareholder A122251XXX, as Non-Independent Director 5.9 Elect TSUNG YUAN, CHANG, with ID NO. None Against Shareholder C101311XXX, as Non-Independent Director 5.10 Elect WEI KENG, CHIEN, with ID NO. None Against Shareholder M120163XXX, as Non-Independent Director 5.11 Elect CHUN HSIUNG, SU, with None Against Shareholder SHAREHOLDER NO. 293409, as Non-Independent Director 5.12 Elect HORNG MING, JUANG, with None Against Shareholder SHAREHOLDER NO. 289875, as Non-Independent Director 5.13 Elect RUEY LONG, CHEN, with ID No. None For Shareholder Q100765XXX, as Independent Director 5.14 Elect HWEI CHEN, HUANG, with ID No. None For Shareholder N103617XXX, as Independent Director 5.15 Elect TAI LANG, CHIEN, with ID No. None For Shareholder T102591XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- FORMOSA INTERNATIONAL HOTELS CORP. Ticker: 2707 Security ID: Y2603W109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures for Lending Funds to For For Management Other Parties and Endorsement and Guarantees 6 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 7 Amend Rules and Method for Election of For For Management Directors and Supervisors, and Rename as Rules and Method for Election of Directors 8.1 Elect PAN, SY-LIAN, a Representative For For Management of QING CHENG CORPORATION, with SHAREHOLDER NO.00026774, as Non-independent Director 8.2 Elect CHIANG, CONSTANCE, a For For Management Representative of QING CHENG CORPORATION, with SHAREHOLDER NO. 00026774, as Non-independent Director 8.3 Elect WANG, RONG-WEI, a Representative For For Management of QING CHENG CORPORATION, with SHAREHOLDER NO.00026774, as Non-independent Director 8.4 Elect LIN, MING-YUEA, a Representative For For Management of QING CHENG CORPORATION, with SHAREHOLDER NO.00026774, as Non-independent Director 8.5 Elect LEE, KUNG-WEN, a Representative For For Management of FORMOSA INTERNATIONAL DEVELOPMENT CORPORATION, with SHAREHOLDER NO. 00026175, as Non-independent Director 8.6 Elect KAO, CHIH-SHANG, a For For Management Representative of FORMOSA INTERNATIONAL DEVELOPMENT CORPORATION, with SHAREHOLDER NO.00026175, as Non-independent Director 8.7 Elect LAI, SEH-JEN, with SHAREHOLDER For For Management NO.N201297XXX as Independent Director 8.8 Elect CHANG, KUO-CHUN, with For For Management SHAREHOLDER NO.A110805XXX as Independent Director 8.9 Elect WANG, WEN-JEH, with SHAREHOLDER For For Management NO.X100029XXX as Independent Director -------------------------------------------------------------------------------- FORMOSA PETROCHEMICAL CORP. Ticker: 6505 Security ID: Y2608S103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect Bao Lang Chen, a Representative For For Management of Formosa Plastics Corp. with Shareholder No. 1, as Non-Independent Director 5.2 Elect William Wong, a Representative For Against Management of Formosa Chemicals & Fibre Corp. (FORMOSA CHEMICALS AND FIBRE CORP) with Shareholder No. 3, as Non-Independent Director 5.3 Elect Susan Wang, a Representative of For Against Management Formosa Plastics Corp. with Shareholder No. 1, as Non-Independent Director 5.4 Elect Wilfred Wang, a Representative For Against Management of NAN YA PLASTICS CORP. with Shareholder No. 2, as Non-Independent Director 5.5 Elect Walter Wang, with ID NO. For Against Management A123114XXX, as Non-Independent Director 5.6 Elect Mihn Tsao, a Representative of For For Management NAN YA PLASTICS CORP. with Shareholder No. 2, as Non-Independent Director 5.7 Elect Keh-Yen Lin, with SHAREHOLDER NO. For Against Management 1446, as Non-Independent Director 5.8 Elect Jui-Shih Chen, with SHAREHOLDER For Against Management NO.20122, as Non-Independent Director 5.9 Elect Te-Hsiung Hsu, with SHAREHOLDER For Against Management NO.19974, as Non-Independent Director 5.10 Elect Yu-Lang Chien, with SHAREHOLDER For Against Management NO.3428, as Non-Independent Director 5.11 Elect Song-Yueh Tsay, with ID NO. For Against Management B100428XXX, as Non-Independent Director 5.12 Elect Chia-Hsien Hsu, with ID NO. For Against Management M120594XXX, as Non-Independent Director 5.13 Elect C.P. Chang, with ID NO. For For Management N102640XXX, as Independent Director 5.14 Elect Yu Cheng, with ID NO. For For Management P102776XXX, as Independent Director 5.15 Elect Sush-der Lee, with ID NO. For For Management N100052XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 5.1 Elect Jason Lin, with Shareholder No. For For Management D100660XXX, as Non-independent Director 5.2 Elect William Wong, a Representative For Against Management of Formosa Chemicals & Fibre Corporation with Shareholder No. 6400, as Non-independent Director 5.3 Elect Susan Wang, a Representative of For Against Management Nanya Plastics Corporation with Shareholder No. 6145, as Non-independent Director 5.4 Elect Wilfred Wang, a Representative For Against Management of Formosa Petrochemical Corporation with Shareholder No. 558432, as Non-independent Director 5.5 Elect C.T. Lee, with Shareholder No. For Against Management 6190, as Non-independent Director 5.6 Elect Cher Wang, with Shareholder No. For Against Management 771725, as Non-independent Director 5.7 Elect Ralph Ho, with Shareholder No. For Against Management 38, as Non-independent Director 5.8 Elect K.H. Wu, with Shareholder No. For Against Management 55597, as Non-independent Director 5.9 Elect Sang-Chi Lin, with Shareholder For Against Management No. P102757XXX, as Non-independent Director 5.10 Elect Jerry Lin, with Shareholder No. For Against Management R121640XXX, as Non-independent Director 5.11 Elect Cheng-Chung Cheng, with For Against Management Shareholder No. A102215XXX, as Non-independent Director 5.12 Elect C.L. Wei with ID No. J100196XXX For For Management as Independent Director 5.13 Elect C.J. Wu with ID No. R101312XXX For For Management as Independent Director 5.14 Elect Yen-Shiang Shih with ID No. For For Management B100487XXX as Independent Director 5.15 Elect Wen-Chyi Ong with ID No. For For Management A120929XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- FORMOSA SUMCO TECHNOLOGY CORP. Ticker: 3532 Security ID: Y26036114 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect William Wang with ID No. For Against Management A125073XXX as Non-independent Director 5.2 Elect Jason Lin, a Representative of For Against Management Formosa Plastics Corporation with Shareholder No. 1 as Non-independent Director 5.3 Elect Susan Wang with ID No. For Against Management A220199XXX as Non-independent Director 5.4 Elect Michiharu Takii, a For Against Management Representative of SUMCO TECHXIV Corporation with Shareholder No. 3 as Non-independent Director 5.5 Elect Kazuo Hiramoto, a Representative For Against Management of SUMCO TECHXIV Corporation with Shareholder No. 3 as Non-independent Director 5.6 Elect Keiichi Tanaka, a Representative For For Management of SUMCO TECHXIV Corporation with Shareholder No. 3 as Non-independent Director 5.7 Elect Akira Inoue with Shareholder No. For Against Management 1963121XXX as Non-independent Director 5.8 Elect Chih Kang, Wang with ID No. For For Management F103335XXX as Independent Director 5.9 Elect Norikazu Hatanaka with For For Management Shareholder No. 1953022XXX as Independent Director 5.10 Elect Hidemi Sumiya with Shareholder For For Management No. 1951010XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- FORMOSA TAFFETA CO., LTD. Ticker: 1434 Security ID: Y26154107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- FORMOSAN RUBBER GROUP, INC. Ticker: 2107 Security ID: Y2604N108 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- FORTIS HEALTHCARE LIMITED Ticker: 532843 Security ID: Y26160104 Meeting Date: AUG 31, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shirish Moreshwar Apte as For For Management Director 3 Elect Chi Keon Kelvin Loh as Director For For Management 4 Elect Heng Joo Joe Sim as Director For For Management 5 Elect Farid Bin Mohamed Sani as For For Management Director 6 Elect Dilip Kadambi as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Payment of Commission to For For Management Independent Directors -------------------------------------------------------------------------------- FORTIS HEALTHCARE LIMITED Ticker: 532843 Security ID: Y26160104 Meeting Date: DEC 12, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment in Loan Agreement For For Management Between Fortis Healthcare Limited and Fortis Hospitals Limited to Enable Issuance of Equity Shares Pursuant to the Conversion of Loan 2 Approve Amendment in Terms of Intra For For Management Group Compulsory Convertible Preference Shares 3 Approve Amendment in Loan Agreement For For Management Between Fortis Hospitals Limited and Fortis C-Doc Healthcare Limited to Enable Issuance of Optionally Convertible Redeemable Preference Shares Pursuant to the Conversion of Loan 4 Approve Investment in a Step-Down For For Management Subsidiary of the Company -------------------------------------------------------------------------------- FORTIS HEALTHCARE LIMITED Ticker: 532843 Security ID: Y26160104 Meeting Date: MAR 14, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity Shares For For Management of DDRC SRL Diagnostics Private Limited 2 Approve Issuance of Listed For For Management Non-Convertible Debentures by SRL Limited on Private Placement Basis 3 Approve Sale of Immovable Properties For For Management by Hiranandani Healthcare Private Limited 4 Approve Amendment of Shareholder For For Management Agreement and Terminate Exit Agreement 5 Approve Conversion of Export For For Management Receivables into Equity Shares -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253108 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation For For Management 1 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253116 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation For For Management 1 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253116 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation For For Management 1 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253108 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ina Lopion as Director For For Management 2.1 Re-elect Steven Brown as Director For For Management 2.2 Re-elect Robin Lockhart-Ross as For For Management Director 2.3 Re-elect Jan Potgieter as Director For For Management 3 Re-elect Djurk Venter as Director For For Management 4.1 Re-elect Robin Lockhart-Ross as Member For For Management of the Audit Committee 4.2 Re-elect Susan Ludolph as Member of For For Management the Audit Committee 4.3 Re-elect Jan Potgieter as Member of For For Management the Audit Committee 4.4 Re-elect Djurk Venter as Member of the For For Management Audit Committee 5 Reappoint Deloitte & Touche as For For Management Auditors with L Taljaard as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Non-executive Directors' For For Management Remuneration 4 Approve Non-executive Directors' For Against Management Additional Special Payments 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- FORTRESS REIT LTD. Ticker: FFA Security ID: S30253116 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ina Lopion as Director For For Management 2.1 Re-elect Steven Brown as Director For For Management 2.2 Re-elect Robin Lockhart-Ross as For For Management Director 2.3 Re-elect Jan Potgieter as Director For For Management 3 Re-elect Djurk Venter as Director For For Management 4.1 Re-elect Robin Lockhart-Ross as Member For For Management of the Audit Committee 4.2 Re-elect Susan Ludolph as Member of For For Management the Audit Committee 4.3 Re-elect Jan Potgieter as Member of For For Management the Audit Committee 4.4 Re-elect Djurk Venter as Member of the For For Management Audit Committee 5 Reappoint Deloitte & Touche as For For Management Auditors with L Taljaard as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Non-executive Directors' For For Management Remuneration 4 Approve Non-executive Directors' For Against Management Additional Special Payments 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report -------------------------------------------------------------------------------- FORTUNE NG FUNG FOOD (HEBEI) CO., LTD. Ticker: 600965 Security ID: Y2616T101 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension and Change of For For Management Employee Share Purchase Plan 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Methods to Assess the For For Management Performance of Plan Participants -------------------------------------------------------------------------------- FORTUNE NG FUNG FOOD (HEBEI) CO., LTD. Ticker: 600965 Security ID: Y2616T101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Duty Performance Report of the For For Management Audit Committee of the Board of Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Related Party Transaction For For Management 9 Approve Profit Distribution For For Management 10 Approve Use of Idle Funds to Purchase For For Management Financial Products 11 Approve Application of Bank Credit For Against Management Lines 12 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 13 Approve Non-extension of M&A Funds For For Management 14 Approve Sale of Idle Land Assets and For For Management Related Transactions 15 Elect Wu Xuecheng as Non-independent For For Management Director -------------------------------------------------------------------------------- FOSHAN ELECTRICAL & LIGHTING CO., LTD. Ticker: 200541 Security ID: Y2618H105 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Wu Shenghui as Non-Independent For For Management Director 2.2 Elect Lei Zihe as Non-Independent For For Management Director 2.3 Elect Zhang Xianfeng as For For Management Non-Independent Director 2.4 Elect Cheng Ke as Non-Independent For For Management Director 2.5 Elect Huang Zhiyong as Non-Independent For For Management Director 2.6 Elect Zhuang Jianyi as Non-Independent For For Management Director 3.1 Elect Zhang Nan as Independent Director For For Management 3.2 Elect Lu Rui as Independent Director For For Management 3.3 Elect Dou Linping as Independent For For Management Director 4.1 Elect Li Huashan as Supervisor For For Management 4.2 Elect Li Yizhi as Supervisor For For Management 4.3 Elect Zhuang Junjie as Supervisor For For Management -------------------------------------------------------------------------------- FOSHAN ELECTRICAL & LIGHTING CO., LTD. Ticker: 200541 Security ID: Y2618H105 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- FOSHAN ELECTRICAL & LIGHTING CO., LTD. Ticker: 200541 Security ID: Y2618H105 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Partial RMB For For Management Ordinary Shares (A Shares) and Domestically Listed Foreign Shares (B Shares) 2 Approve Equity Acquisition and Related For For Management Party Transactions -------------------------------------------------------------------------------- FOSHAN ELECTRICAL & LIGHTING CO., LTD. Ticker: 200541 Security ID: Y2618H105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Formulation of Staff For For Management Leadership Salary Management Measures 9 Approve Daily Related Party Transaction For For Management 10 Approve Equity Acquisition For For Shareholder -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD. Ticker: 603288 Security ID: Y23840104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Remuneration of Director and For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Own Funds for For For Management Entrusted Financial Management 10 Approve Related Party Transactions For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Approve to Invest in the Construction For Did Not Vote Management of the Nationstar Optoelectronics Jili Industrial Park Project 3.1 Elect Wang Guangjun as Non-Independent For Did Not Vote Management Director 3.2 Elect Wang Sen as Non-Independent For Did Not Vote Management Director 3.3 Elect Cheng Ke as Non-Independent For Did Not Vote Management Director 3.4 Elect Li Jinkun as Non-Independent For Did Not Vote Management Director 3.5 Elect Chen Zhao as Non-Independent For Did Not Vote Management Director 4.1 Elect Rao Pingui as Independent For Did Not Vote Management Director 4.2 Elect Li Boqiao as Independent Director For Did Not Vote Management 4.3 Elect Tang Yong as Independent Director For Did Not Vote Management 5.1 Elect Li Jingwei as Supervisor For Did Not Vote Management 5.2 Elect Li Guohua as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Working System for Independent For For Management Directors 1.4 Amend Related-Party Transaction For For Management Management System 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Purchase of For For Management Liability Insurance for Directors, Supervisors and Senior Management Members 2 Approve Remuneration Appraisal Plan For For Management for Directors and Senior Management Members -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 7 Approve Related Party Transaction For Did Not Vote Management 8 Approve Annual Budget Plan For Did Not Vote Management 9 Approve Continued Use of Own Funds for For Did Not Vote Management Entrusted Financial Products 10 Approve Loan Application For Did Not Vote Management 11 Approve Formulation of Remuneration of For Did Not Vote Management Supervisors 12 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- FOSHAN NATIONSTAR OPTOELECTRONICS CO., LTD. Ticker: 002449 Security ID: Y261GP108 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wen Jihong as Supervisor For For Management -------------------------------------------------------------------------------- FOSUN INTERNATIONAL LIMITED Ticker: 656 Security ID: Y2618Y108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Qunbin as Director For For Management 3b Elect Xu Xiaoliang as Director For For Management 3c Elect Zhang Shengman as Director For For Management 3d Elect David T. Zhang as Director For For Management 3e Elect Zhuang Yuemin as Director For For Management 3f Elect Yu Qingfei as Director For For Management 3g Elect Tsang King Suen Katherine as For For Management Director 3h Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Grant of Options and Issuance For For Management of Shares Under the Share Option Scheme and Old Share Option Scheme 9a Approve Grant of Specific Mandate to For For Management Issue New Award Shares to Computershare Hong Kong Trustees Limited to Hold on Trust For Selected Participants For Participation in the Share Award Scheme and Related Transactions 9b Approve Grant of Award Shares to Chen For For Management Qiyu Under the Share Award Scheme 9c Approve Grant of Award Shares to Xu For For Management Xiaoliang Under the Share Award Scheme 9d Approve Grant of Award Shares to Qin For For Management Xuetang Under the Share Award Scheme 9e Approve Grant of Award Shares to Gong For For Management Ping Under the Share Award Scheme 9f Approve Grant of Award Shares to For For Management Zhuang Yuemin Under the Share Award Scheme 9g Approve Grant of Award Shares to Yu For For Management Qingfei Under the Share Award Scheme 9h Approve Grant of Award Shares to Zhang For For Management Shengman Under the Share Award Scheme 9i Approve Grant of Award Shares to Zhang For For Management Huaqiao Under the Share Award Scheme 9j Approve Grant of Award Shares to David For For Management T. Zhang Under the Share Award Scheme 9k Approve Grant of Award Shares to Lee For For Management Kai-Fu Under the Share Award Scheme 9l Approve Grant of Award Shares to Tsang For For Management King Suen Katherine Under the Share Award Scheme 9m Approve Grant of Award Shares to Pan For For Management Donghui Under the Share Award Scheme 9n Approve Grant of Award Shares to Zhang For For Management Houlin Under the Share Award Scheme 9o Approve Grant of Award Shares to Li For For Management Tao Under the Share Award Scheme 9p Approve Grant of Award Shares to Jorge For For Management Magalhaes Correia Under the Share Award Scheme 9q Approve Grant of Award Shares to Wang For For Management Jiping Under the Share Award Scheme 9r Approve Grant of Award Shares to Yao For For Management Fang Under the Share Award Scheme 9s Approve Grant of Award Shares to Jin For For Management Hualong Under the Share Award Scheme 9t Approve Grant of Award Shares to Peng For For Management Yulong Under the Share Award Scheme 9u Approve Grant of Award Shares to Gao For For Management Min Under the Share Award Scheme 9v Approve Grant of Award Shares to Shi For For Management Kun Under the Share Award Scheme 9w Approve Grant of Award Shares to For For Management Selected Participants, Other Than those Persons Named in Resolutions 9b-9v, Under the Share Award Scheme 9x Authorize Board to Deal With All For For Management Matters in Relation to the Issuance of the New Award Shares Under the Share Award Scheme -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Authorization to Issue For For Management Domestic and Foreign Debt Financing Instruments -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cao Shinan as Independent For For Shareholder Director 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- FOUNDER SECURITIES CO., LTD. Ticker: 601901 Security ID: Y261GX101 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Performance Appraisal and For For Management Remuneration of Directors 8 Approve Performance Appraisal and For For Management Remuneration of Supervisors 9 Approve Performance Appraisal and For For Management Remuneration of Senior Management Members 10 Approve Application of Credit Lines For For Management 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- FOUNDER TECHNOLOGY GROUP CO., LTD. Ticker: 600601 Security ID: Y9740M100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Fixed Asset For For Management Impairment and Estimated Liabilities 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Loan Application For For Management 10 Approve Related Party Transaction For For Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Use of Idle Funds to Conduct For For Management Entrusted Asset Management -------------------------------------------------------------------------------- FOUNDER TECHNOLOGY GROUP CORP. Ticker: 600601 Security ID: Y9740M100 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Investment in the For For Management Construction of High-end Intelligent Industrial Base Project 2 Approve Loan of Subsidiary and For For Management Provision of Mortgage and Guarantee -------------------------------------------------------------------------------- FOUNDER TECHNOLOGY GROUP CORP. Ticker: 600601 Security ID: Y9740M100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment of Controlling Shareholders -------------------------------------------------------------------------------- FOUNDER TECHNOLOGY GROUP CORP. Ticker: 600601 Security ID: Y9740M100 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of for Loan For For Management Extension of Wholly-owned Subsidiary -------------------------------------------------------------------------------- FOURLIS HOLDINGS SA Ticker: FOYRK Security ID: X29966177 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Increase in Par Value 2 Amend Articles 9, 10, 11, and 16, For For Management Regarding Remote Participation in General Meetings -------------------------------------------------------------------------------- FOURLIS HOLDINGS SA Ticker: FOYRK Security ID: X29966177 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Non-Distribution of Dividends For For Management 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Approve Auditors and Fix Their For Against Management Remuneration 5 Approve Director Remuneration For For Management 6 Amend Remuneration Policy For For Management 7 Advisory Vote on Remuneration Report For Against Management 8 Receive Audit Committee's Activity For For Management Report 9 Elect Independent Director For For Management 10 Approve Type, Term and Composition of For For Management the Audit Committee 11 Approve Suitability Policy for For For Management Directors 12 Approve Stock Option Plan For Against Management 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Junqi as Non-independent For For Management Director 1.2 Elect Zheng Hongmeng as For For Management Non-independent Director 1.3 Elect Zhou Taiyu as Non-independent For For Management Director 1.4 Elect Wang Jianmin as Non-independent For For Management Director 2.1 Elect Xue Jian as Independent Director For For Management 2.2 Elect Sun Zhongliang as Independent For For Management Director 3.1 Elect Hu Guohui as Supervisor For For Management 3.2 Elect Li Yingxin as Supervisor For For Management 4 Approve Issuance of Super Short-term For For Management Commercial Papers 5 Approve Company's Eligibility for For For Management Corporate Bond Issuance 6.1 Approve Issue Size For For Management 6.2 Approve Par Value and Issue Price For For Management 6.3 Approve Bond Type and Maturity For For Management 6.4 Approve Bond Interest Rate, For For Management Determination Method and Repayment of Capital and Interest 6.5 Approve Issue Manner For For Management 6.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 6.7 Approve Use of Proceeds For For Management 6.8 Approve Terms of Sell-Back or Terms of For For Management Redemption 6.9 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 6.10 Approve Underwriting Manner and For For Management Listing of the Bonds 6.11 Approve Resolution Validity Period For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Provision of Guarantee For For Management 9 Amend Financial Aid Management System For For Management 10 Amend Director Remuneration System For Against Management -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Adjustment, Modification and For For Management Extension of Raised Funds Investment Project 8 Approve Appointment of Auditor For For Shareholder 9 Approve Provision of Guarantee For For Shareholder 10.1 Approve Issuer, Issue Size and Issue For For Shareholder Manner 10.2 Approve Issue Type For For Shareholder 10.3 Approve Period For For Shareholder 10.4 Approve Issuance Interest Rate For For Shareholder 10.5 Approve Guarantee and Other For For Shareholder Arrangements 10.6 Approve Use of Proceeds For For Shareholder 10.7 Approve Issue Price For For Shareholder 10.8 Approve Target Subscribers For For Shareholder 10.9 Approve Listing Exchange For For Shareholder 10.10 Approve Resolution Validity Period For For Shareholder 10.11 Approve Authorization of Board to For For Shareholder Handle All Related Matters 11 Approve Purchase of Liability For For Shareholder Insurance for Directors, Supervisors and Senior Management Members 12.1 Elect Yang Feifei as Supervisor For For Management -------------------------------------------------------------------------------- FOXCONN TECHNOLOGY CO., LTD. Ticker: 2354 Security ID: Y3002R105 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FOXSEMICON INTEGRATED TECHNOLOGY, INC. Ticker: 3413 Security ID: Y2630J139 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Rules and Procedures for For For Management Election of Directors 6.1 Elect HUANG,YA-HUI, with ID No. For For Management J220331XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FRASER & NEAVE HOLDINGS BHD. Ticker: 3689 Security ID: Y26429103 Meeting Date: JAN 19, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Aida binti Md Daud as Director For For Management 3 Elect Faridah binti Abdul Kadir as For For Management Director 4 Elect Mohd Anwar bin Yahya as Director For For Management 5 Elect Tan Fong Sang as Director For For Management 6 Approve Directors' Fees and Benefits For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Share Repurchase Program For For Management 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- FRASER & NEAVE HOLDINGS BHD. Ticker: 3689 Security ID: Y26429103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Establishment and For For Management Implementation of Employees' Grant Plan (SGP2021) -------------------------------------------------------------------------------- FRASERS PROPERTY THAILAND INDUSTRIAL FREEHOLD & LEASEHOLD REIT Ticker: FTREIT Security ID: Y8812J110 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting None None Management 2 Approve Investment in Additional For For Management Investment Assets 3.1 Approve Long Term and/or Short Term For For Management Loan Transaction 3.2 Approve Entering into Transaction For For Management which is a Conflict of Interest between FTREIT and the Trustee 4 Other Business For Against Management -------------------------------------------------------------------------------- FRASERS PROPERTY THAILAND INDUSTRIAL FREEHOLD & LEASEHOLD REIT Ticker: FTREIT Security ID: Y8812J110 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Acknowledge Financial Statements None None Management 3 Acknowledge KPMG Poomchai Audit None None Management Limited as Auditor and Authorize Board to Fix Their Remuneration 4 Approve Increase in Registered Capital For For Management by Means of the General Mandate 5 Approve Allocation of Additional Trust For For Management Units by Means of a General Mandate 6 Approve Amendment of Trust Deed to be For For Management in Line with the Capital Increase 7 Approve Short-Term Loan and/or For For Management Long-Term Loan 8 Approve Entering into a Transaction For For Management Which is a Conflict of Interest between FTREIT and the Trustee 9 Other Business For Against Management -------------------------------------------------------------------------------- FRONTKEN CORPORATION BERHAD Ticker: 0128 Security ID: Y26510100 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Johar Bin Murat @ Murad as For For Management Director 2 Elect Gerald Chiu Yoong Chian as For For Management Director 3 Elect Ng Chee Whye as Director For For Management 4 Approve Directors' Fees and Benefits For For Management 5 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management 8 Approve Johar Bin Murat @ Murad to For For Management Continue Office as Independent Non-Executive Director 9 Amend Constitution Re: Issuance of For For Management Securities -------------------------------------------------------------------------------- FRONTKEN CORPORATION BERHAD Ticker: 0128 Security ID: Y26510100 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bonus Issue of New For For Management Ordinary Shares 2 Approve Proposed Bonus Issue of Free For For Management Warrants -------------------------------------------------------------------------------- FRONTKEN CORPORATION BERHAD Ticker: 0128 Security ID: Y26510100 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ng Wai Pin as Director For For Management 2 Elect Tay Kiang Meng as Director For For Management 3 Approve Directors' Fees and Benefits For For Management 4 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Share Repurchase Program For For Management 7 Approve Johar Bin Murat @ Murad to For For Management Continue Office as Independent Non-Executive Director -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tang Qiang as Director For For Management 1.2 Elect Ma Pingsan as Director For For Management -------------------------------------------------------------------------------- FSPG HI-TECH CO., LTD. Ticker: 000973 Security ID: Y2657S103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Provision for Credit and Asset For For Management Impairment 6 Approve Shareholder Return Plan For For Management 7 Amend Implementing Rules for For Against Management Cumulative Voting System 8 Amend Implementing Rules for For Against Management Soliciting Voting Rights -------------------------------------------------------------------------------- FU SHOU YUAN INTERNATIONAL GROUP LIMITED Ticker: 1448 Security ID: G37109108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Tan Leon Li-an as Director For For Management 3B Elect Lu Hesheng as Director For For Management 3C Elect Zhou Lijie as Director For For Management 3D Elect Chen Qunlin as Director For For Management 3E Elect Chen Xin as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FUAN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 300194 Security ID: Y2664L109 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Performance For For Management Commitment 2 Elect Xu Peng as Supervisor For For Management -------------------------------------------------------------------------------- FUAN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 300194 Security ID: Y2664L109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Termination of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Capital Reserve 4 Approve Plan to Raise Long-term Capital For For Management 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- FUFENG GROUP LIMITED Ticker: 546 Security ID: G36844119 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Guangyu as Director For For Management 3.2 Elect Xu Zheng Hong as Director For For Management 3.3 Elect Zhang Youming as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FUJIAN ANJOY FOODS CO. LTD. Ticker: 603345 Security ID: Y265F3109 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Convertible For For Management Corporate Bond Fundraising Projects -------------------------------------------------------------------------------- FUJIAN ANJOY FOODS CO. LTD. Ticker: 603345 Security ID: Y265F3109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Work Report of the Independent For For Management Directors 5 Approve Performance Report of Audit For For Management Committee 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Idle Raised Funds and For For Management Idle Own Funds for Cash Management 10 Approve to Appoint Auditor For For Management 11 Approve Credit Line Bank Application For For Management and Guarantee 12 Approve Internal Control Evaluation For For Management Report 13 Approve Daily Related Party Transaction For For Management 14 Approve Changes in Registered Capital For For Management and Amend Articles of Association 15 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Company's Eligibility for For For Management Private Placement of Shares 18.1 Approve Share Type and Par Value For For Management 18.2 Approve Issue Manner and Issue Time For For Management 18.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 18.4 Approve Issue Size For For Management 18.5 Approve Target Subscribers and For For Management Subscription Method 18.6 Approve Amount and Use of Proceeds For For Management 18.7 Approve Lock-Up Period Arrangement For For Management 18.8 Approve Listing Exchange For For Management 18.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 18.10 Approve Resolution Validity Period For For Management 19 Approve Plan on Private Placement of For For Management Shares 20 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 21 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 22 Approve Shareholder Return Plan For For Management 23 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Implementation For For Management Content of the Raised Funds Investment Project 2 Approve Signing of Investment For For Management Cooperation Agreement and External Guarantee Provision Plan -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve External Guarantee For For Management 4 Approve Guarantee Provision Plan For For Management 5 Approve Signing of Investment Project For For Management Contract 6 Approve Additional Related Party For For Management Transaction -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Capital Increase in Controlled For For Management Subsidiary by Subsidiary 3 Approve External Guarantee Matters For For Management 4 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 5.1 Approve Issue Type For For Management 5.2 Approve Issue Scale For For Management 5.3 Approve Par Value and Issue Price For For Management 5.4 Approve Bond Period For For Management 5.5 Approve Interest Rate For For Management 5.6 Approve Repayment Period and Manner For For Management 5.7 Approve Conversion Period For For Management 5.8 Approve Determination and Adjustment For For Management of Conversion Price 5.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 5.10 Approve Determination of Number of For For Management Conversion Shares 5.11 Approve Terms of Redemption For For Management 5.12 Approve Terms of Sell-Back For For Management 5.13 Approve Dividend Distribution Post For For Management Conversion 5.14 Approve Issue Manner and Target Parties For For Management 5.15 Approve Placing Arrangement for For For Management Shareholders 5.16 Approve Matters Relating to Meetings For For Management of Bond Holders 5.17 Approve Usage of Raised Funds For For Management 5.18 Approve Guarantee Matters For For Management 5.19 Approve Raised Funds Management For For Management 5.20 Approve Resolution Validity Period For For Management 6 Approve Plan on Convertible Bond For For Management Issuance 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 11 Approve Principles of Bondholders For For Management Meeting 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Signing of Cooperation For For Shareholder Agreement and Provision of External Guarantee 14 Approve Adjustment of Credit Line For For Shareholder Application -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision to Company-level For For Management Performance Evaluation Indicators of Performance Share Incentive Plan 2 Approve Provision of Guarantee For For Management 3 Approve Related Party Transaction For For Management 4 Approve Signing of Cooperation For For Shareholder Agreement and Provision of External Guarantee 5 Approve Equity Transfer and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Mutual Guarantee For Against Management Provision 2 Approve Change in Registered Capital For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Waiver of Pre-emptive Right For For Management and Related Party Transactions 5 Approve Increase in Related Party For For Management Transactions 6 Approve Credit Line Application For For Shareholder 7 Approve Signing of Cooperation For For Shareholder Agreement and Provision of External Guarantee 8 Approve Additional Guarantee For For Shareholder -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve External Guarantees For For Management 4 Approve Increase of Guarantee Method For For Management for External Guarantees 5 Approve Guarantee Provision for For For Management Downstream Customers and Some Suppliers -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantees for For For Management Business Partners 5 Approve Provision of Guarantees For Against Management 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Annual Report and Summary For For Management 9 Approve Financial Statements and For Against Management Financial Budget Report 10 Approve Profit Distribution For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Daily Related Party For For Management Transactions 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUJIAN AONONG BIOLOGICAL TECHNOLOGY GROUP, INC. LTD. Ticker: 603363 Security ID: Y265EY102 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Whitewash Waiver and Related For For Management Transactions 8 Approve Conditional Shares For For Management Subscription Agreement in Connection to the Private Placement 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- FUJIAN APEX SOFTWARE CO., LTD. Ticker: 603383 Security ID: Y265EZ109 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds for Cash For For Management Management 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- FUJIAN APEX SOFTWARE CO., LTD. Ticker: 603383 Security ID: Y265EZ109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration and Remuneration For Against Management Plan of Directors and Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Funds for Cash For For Management Management 9.1 Elect Yan Mengyu as Director For For Management 9.2 Elect Zhao Wei as Director For For Management 9.3 Elect Lei Shipan as Director For For Management 9.4 Elect Huang Yiqing as Director For For Management 9.5 Elect Li Jun as Director For For Management 10.1 Elect Xu Qing as Director For For Management 10.2 Elect Su Xiaorong as Director For For Management 10.3 Elect He Peipei as Director For For Management 11.1 Elect Ou Yong as Supervisor For For Management 11.2 Elect Xiao Jinfeng as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN CEMENT, INC. Ticker: 600802 Security ID: Y26523103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Financing Plan For For Management 8 Approve Guarantee Plan For For Management 9 Approve Financing from Actual For For Management Controller and Its Related Parties 10 Approve Related Party Transaction For For Management 11 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- FUJIAN DONGBAI (GROUP) CO., LTD. Ticker: 600693 Security ID: Y2676U105 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- FUJIAN EXPRESSWAY DEVELOPMENT CO., LTD. Ticker: 600033 Security ID: Y26524101 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Ying as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN EXPRESSWAY DEVELOPMENT CO., LTD. Ticker: 600033 Security ID: Y26524101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Adjustment of Allowance of For Against Management Independent Directors 10.1 Elect Cheng Xinqian as Director For For Management 10.2 Elect Shi Xiuli as Director For For Management 10.3 Elect Hou Yueping as Director For For Management 10.4 Elect Xu Meng as Director For For Management 10.5 Elect Lian Xiong as Director For For Management 10.6 Elect Yang Jie as Director For For Management 10.7 Elect He Gaowen as Director For For Management 11.1 Elect Chen Jianhua as Director For For Management 11.2 Elect Liu Ning as Director For For Management 11.3 Elect Wu Yujiang as Director For For Management 11.4 Elect Lin Jing as Director For For Management 12.1 Elect Chen Jianzhong as Supervisor For For Management 12.2 Elect Gao Ying as Supervisor For For Management 12.3 Elect Yu Genhua as Supervisor For For Management 12.4 Elect Ye Guochang as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Equity Transfer For For Management Agreement 2 Approve Amendments to Articles of For For Management Association 3 Elect Wen Buying as Independent For For Management Director 4 Elect Miao Yongbao as Non-Independent For For Shareholder Director 5 Approve Controlling Shareholder For For Management Changes in Commitments of Major Asset Restructuring 6 Approve Signing of Coal Purchase and For For Management Sale Contract -------------------------------------------------------------------------------- FUJIAN FUNENG CO., LTD. Ticker: 600483 Security ID: Y2653G111 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Comprehensive Budget For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9 Approve Credit Plan For For Management 10 Approve Financial Services Agreement For For Management 11 Approve Formulation of Shareholder For For Management Dividend Return Plan -------------------------------------------------------------------------------- FUJIAN GREEN PINE CO., LTD. Ticker: 300132 Security ID: Y26565104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines and Relevant Authorization -------------------------------------------------------------------------------- FUJIAN KUNCAI MATERIAL TECHNOLOGY CO., LTD. Ticker: 603826 Security ID: Y265F1103 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Allowance of Independent For For Management Directors 2.1 Elect Xie Bingkun as Non-independent For For Management Director 2.2 Elect Zhicheng Cao as Non-independent For For Management Director 2.3 Elect Xie Chao as Non-independent For For Management Director 3.1 Elect Fang Taojun as Independent For For Management Director 3.2 Elect Yining Zhang as Independent For For Management Director 4.1 Elect Dai Yingjie as Supervisor For For Management 4.2 Elect Zhang Qiang as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN KUNCAI MATERIAL TECHNOLOGY CO., LTD. Ticker: 603826 Security ID: Y265F1103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan and For For Management Related Party Transactions -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Division of Level 1 For For Management Qualifications for General Contracting of Municipal Public Works -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Mei as Non-Independent For For Shareholder Director 1.2 Elect Lyu Jianbo as Non-Independent For For Shareholder Director 1.3 Elect Wen Nengquan as Non-Independent For For Shareholder Director 1.4 Elect Lin Yihui as Non-Independent For For Shareholder Director 1.5 Elect Lin Bing as Non-Independent For For Shareholder Director 1.6 Elect Liao Jianfeng as Non-Independent For For Shareholder Director 1.7 Elect Wu Shinong As Independent For For Shareholder Director 1.8 Elect Li Wenli as Independent Director For For Shareholder 1.9 Elect Qi Jianwei as Independent For For Shareholder Director 2.1 Elect Lin Wenhui as Supervisor For For Shareholder 2.2 Elect Wu Yilong as Supervisor For For Shareholder -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price or Pricing Basis 2.5 Approve Subscription Amount and Issue For For Management Size 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Transaction Constitute as For For Management Related-party Transaction 5 Approve Share Subscription Agreement For For Management and Related Transactions 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUJIAN LONGKING CO., LTD. Ticker: 600388 Security ID: Y2653E108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Employee Share Purchase Plan For Against Management 6 Approve Credit Line Application For Against Management 7 Approve Provision of Guarantee For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 10 Approve Separation of Grade A For For Management Qualifications for Engineering Design and Environmental Engineering 11 Approve Separation of Grade B For For Management Qualifications for Solid Waste in Environmental Engineering Design 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- FUJIAN LONGMA ENVIRONMENTAL SANITATION EQUIPMENT CO., LTD. Ticker: 603686 Security ID: Y265CD100 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Scale and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUJIAN LONGMA ENVIRONMENTAL SANITATION EQUIPMENT CO., LTD. Ticker: 603686 Security ID: Y265CD100 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Resolution For For Management Validity Period of Private Placement 2 Approve Adjustment in Issuance of For For Management Shares via Private Placement 3 Approve Adjustment in Authorization of For For Management the Board to Handle Matters on Private Placement -------------------------------------------------------------------------------- FUJIAN LONGMA ENVIRONMENTAL SANITATION EQUIPMENT CO., LTD. Ticker: 603686 Security ID: Y265CD100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Financing Application and For For Management Provision of Guarantee 11 Approve Use of Raised Funds for Cash For For Management Management 12 Approve Use of Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- FUJIAN LONGXI BEARING (GROUP) CO., LTD. Ticker: 600592 Security ID: Y2653H101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Company's External Donation For For Management Management System 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Ji Qiumei as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN LONGXI BEARING (GROUP) CO., LTD. Ticker: 600592 Security ID: Y2653H101 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Investment For For Management and Financing 2.1 Elect Liu Mingfu as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN LONGXI BEARING (GROUP) CO., LTD. Ticker: 600592 Security ID: Y2653H101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Financing Application For For Management 8 Approve Formulation of Shareholder For For Management Dividend Return Plan -------------------------------------------------------------------------------- FUJIAN LONGXI BEARING (GROUP) CO., LTD. Ticker: 600592 Security ID: Y2653H101 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- FUJIAN LONGXI BEARING (GROUP) CO., LTD. Ticker: 600592 Security ID: Y2653H101 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2.1 Elect Chen Jinhui as Director For For Management 2.2 Elect Lin Liuqiang as Director For For Management 2.3 Elect Li Wenping as Director For For Management 2.4 Elect Chen Zhixiong as Director For For Management 2.5 Elect Zheng Changhong as Director For For Management 2.6 Elect Zeng Sixin as Director For For Management 3.1 Elect Zhou Yu as Director For For Management 3.2 Elect Yang Yichuan as Director For For Management 3.3 Elect Shen Weitao as Director For For Management 4.1 Elect Liu Mingfu as Supervisor For For Management 4.2 Elect Cai Yuling as Supervisor For For Management 4.3 Elect Ji Qiumei as Supervisor For For Management -------------------------------------------------------------------------------- FUJIAN QINGSHAN PAPER INDUSTRY CO., LTD. Ticker: 600103 Security ID: Y2655D108 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Partial Idle Raised For For Management Funds to Replenish Working Capital 2 Approve Use of Partial Idle Raised For For Management Funds for Cash Management 3.1 Approve the Purpose of Share Repurchase For For Management 3.2 Approve Type of Share Repurchase For For Management 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Implementation Period of the For For Management Share Repurchase 3.5 Approve Usage, Number, Total Amount For For Management and Total Proportion of the Share Repurchase 3.6 Approve Price Range of Share Repurchase For For Management 3.7 Approve Capital Source Used for the For For Management Share Repurchase 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Elect Lin Jianping as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- FUJIAN QINGSHAN PAPER INDUSTRY CO., LTD. Ticker: 600103 Security ID: Y2655D108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Authorization to Carry-out For For Management Bank Loan and Mortgage 9 Approve Provision for Impairment of For For Management Intangible Assets 10 Approve Shareholder Return Plan For For Management 11 Approve Daily Related-Party Transaction For For Management 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- FUJIAN RONGJI SOFTWARE CO., LTD. Ticker: 002474 Security ID: Y26563109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Credit Line Application For For Management 11 Approve Remuneration Plan of Directors For For Management and Senior Management 12 Approve Use of Idle Raised Funds to For For Management Invest in Bank Financial Products 13 Approve Use of Own Funds to Purchase For For Management Bank Financial Products 14 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUJIAN RONGJI SOFTWARE CO., LTD. Ticker: 002474 Security ID: Y26563109 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for For For Management Investment in Construction of Big Data Basic Service Platform 2 Approve Use of Raised Funds for For For Management Investment in Construction of Rongji Technical Capability Support Service Platform -------------------------------------------------------------------------------- FUJIAN SEPTWOLVES INDUSTRY CO., LTD. Ticker: 002029 Security ID: Y2653T105 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration Assessment Method For For Management for Directors, Supervisors and Senior Management Members 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For For Management 11 Approve Investment in Financial For For Management Products -------------------------------------------------------------------------------- FUJIAN SNOWMAN CO., LTD. Ticker: 002639 Security ID: Y2657E104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- FUJIAN SNOWMAN CO., LTD. Ticker: 002639 Security ID: Y2657E104 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Fujian Snowman Refrigeration Equipment Co., Ltd. 2 Approve Provision of Guarantee to For For Management Fujian Snowman Engineering Co., Ltd. -------------------------------------------------------------------------------- FUJIAN SNOWMAN CO., LTD. Ticker: 002639 Security ID: Y2657E104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Company's Eligibility for For For Management Private Placement of Shares 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Target For For Management Subscribers 9.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 9.4 Approve Amount of Proceeds and Issue For For Management Size 9.5 Approve Raised Funds Investment For For Management 9.6 Approve Lock-up Period For For Management 9.7 Approve Listing Exchange For For Management 9.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 9.9 Approve Resolution Validity Period For For Management 10 Approve Plan on Private Placement of For For Management Shares 11 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Shares Subscription Agreement For For Management 16 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- FUJIAN STAR-NET COMMUNICATION CO., LTD. Ticker: 002396 Security ID: Y2655W106 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary on the For For Management ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 7 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 8 Approve Proposal on the Company's For For Management Independence and Sustainability 9 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off -------------------------------------------------------------------------------- FUJIAN STAR-NET COMMUNICATION CO., LTD. Ticker: 002396 Security ID: Y2655W106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Idle Own Funds to For For Management Invest in Principal-guaranteed or Low-Risk Financial Products 7 Approve to Appoint Auditor For For Management 8 Approve Credit Use and Bill Pledge For For Management Plan Arrangement 9 Approve Internal Control For For Management Self-evaluation Report 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Profit For For Management Distribution Plan for the First Three Quarters of 2020 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Decrease of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- FUJIAN SUNNER DEVELOPMENT CO., LTD. Ticker: 002299 Security ID: Y2655H109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Budget Report For Against Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Related Party Transactions For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Profit Distribution For For Management 10 Approve Use of Idle Own Funds to For For Management Invest in Entrusted Financial Products 11 Approve Increase in Registered Capital For For Management and Amend Articles of Association 12 Elect Ding Xiao as Non-independent For For Management Director -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Share For For Management Expansion as well as Equity Transfer -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2 Approve Spin-off to be Listed on the For For Management SSE STAR Market 3 Approve Draft on Spin-off to be Listed For For Management on the SSE STAR Market 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital -------------------------------------------------------------------------------- FUJIAN TORCH ELECTRON TECHNOLOGY CO., LTD. Ticker: 603678 Security ID: Y2665P109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application and For Against Management Provision of Guarantee 7 Approve Appointment of Auditor For For Management 8 Approve Formulation of Remuneration For For Management Management System of Directors, Supervisors and Senior Management Members 9 Approve Formulation of Remuneration of For For Management Directors 10 Approve Formulation Remuneration of For For Management Supervisors -------------------------------------------------------------------------------- FUJIAN ZHANGZHOU DEVELOPMENT CO. LTD. Ticker: 000753 Security ID: Y2654D109 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- FULGENT SUN INTERNATIONAL (HOLDING) CO., LTD. Ticker: 9802 Security ID: G36889106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Du Wei as Director For For Management 2b Elect Chow Siu Lui as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Baker Tilly Hong Kong Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- FULLSHARE HOLDINGS LIMITED Ticker: 607 Security ID: G3690U105 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement, the For For Management Disposal, Grant of Put Option and Related Transactions -------------------------------------------------------------------------------- FUSHENG PRECISION CO., LTD. Ticker: 6670 Security ID: Y2676J100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect TAI-HENG CHEN, with ID No. For For Management D101194XXX, as Non-independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- FUTURE CONSUMER LIMITED Ticker: 533400 Security ID: Y2677P113 Meeting Date: AUG 06, 2020 Meeting Type: Court Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- FUTURE CONSUMER LIMITED Ticker: 533400 Security ID: Y2677P113 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect K K Rathi as Director For For Management 3 Reelect Narendra Baheti as Director For Against Management 4 Elect Neelam Chhiber as Director For For Management -------------------------------------------------------------------------------- FUTURE RETAIL LIMITED Ticker: 540064 Security ID: Y0R8CN111 Meeting Date: DEC 30, 2020 Meeting Type: Annual Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rahul Garg as Director For For Management 3 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management 3.01 Elect Cho Tak Wong as Director For For Management 3.02 Elect Tso Fai as Director For For Management 3.03 Elect Ye Shu as Director For For Management 3.04 Elect Chen Xiangming as Director For For Management 3.05 Elect Zhu Dezhen as Director For For Management 3.06 Elect Wu Shinong as Director For For Management 4.01 Elect Cheung Kit Man Alison as Director For For Management 4.02 Elect Liu Jing as Director For For Management 4.03 Elect Qu Wenzhou as Director For For Management 5.01 Elect Ma Weihua as Supervisor For For Shareholder 5.02 Elect Chen Mingsen as Supervisor For For Shareholder -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing Method For For Management 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Distribution Plan for the For For Management Accumulated Profits Before the Issuance 1.7 Approve Place of Listing of Shares For For Management Under the Issuance 1.8 Approve Use of Proceeds For For Management 1.9 Approve Validity Period of the For For Management Resolution in Relation to the Issuance 2 Approve Grant of Mandate to the Board For For Management of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing Method For For Management 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Distribution Plan for the For For Management Accumulated Profits Before the Issuance 1.7 Approve Place of Listing of Shares For For Management Under the Issuance 1.8 Approve Use of Proceeds For For Management 1.9 Approve Validity Period of the For For Management Resolution in Relation to the Issuance 2 Approve Grant of Mandate to the Board For For Management of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing Method For For Management 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Distribution Plan for the For For Management Accumulated Profits Before the Issuance 1.7 Approve Place of Listing of Shares For For Management Under the Issuance 1.8 Approve Use of Proceeds For For Management 1.9 Approve Validity Period of the For For Management Resolution in Relation to the Issuance 2 Approve Grant of Mandate to the Board For For Management of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of the For For Management Shares to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing Method For For Management 1.5 Approve Number of Shares to be Issued For For Management 1.6 Approve Distribution Plan for the For For Management Accumulated Profits Before the Issuance 1.7 Approve Place of Listing of Shares For For Management Under the Issuance 1.8 Approve Use of Proceeds For For Management 1.9 Approve Validity Period of the For For Management Resolution in Relation to the Issuance 2 Approve Grant of Mandate to the Board For For Management of Directors and Its Authorized Persons to Handle Matters Regarding the Issuance of H Shares 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y2680G100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution 8 Approve 2020 Duty Report of For For Management Independent Non-Executive Directors 9 Approve Formulation of the Dividend For For Management Distribution Plan of Fuyao Glass Industry Group Co., Ltd. for the Shareholders for the Upcoming Three Years (2021-2023) 10 Amend Rules for Management of Related For For Management Transactions 11 Approve Issuance of Ultra Short-Term For For Management Financing Notes by the Company -------------------------------------------------------------------------------- FUYAO GLASS INDUSTRY GROUP CO., LTD. Ticker: 3606 Security ID: Y26783103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Final Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Annual Report and Its For For Management Summary 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution 7 Approve PricewaterhouseCoopers as For For Management Overseas Audit Institution 8 Approve 2020 Duty Report of For For Management Independent Non-Executive Directors 9 Approve Formulation of the Dividend For For Management Distribution Plan of Fuyao Glass Industry Group Co., Ltd. for the Shareholders for the Upcoming Three Years (2021-2023) 10 Amend Rules for Management of Related For For Management Transactions 11 Approve Issuance of Ultra Short-Term For For Management Financing Notes by the Company -------------------------------------------------------------------------------- G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD. Ticker: 603444 Security ID: Y2688G102 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Elect Lin Runyuan as Supervisor For For Management -------------------------------------------------------------------------------- G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD. Ticker: 603444 Security ID: Y2688G102 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription to Investment For For Management Fund and Related Party Transactions -------------------------------------------------------------------------------- G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD. Ticker: 603444 Security ID: Y2688G102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Funds for Cash For For Management Management 7 Elect Huang Shuling as Supervisor For For Shareholder -------------------------------------------------------------------------------- GAIL (INDIA) LIMITED Ticker: 532155 Security ID: Y2R78N114 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Ashish Chatterjee as Director For Against Management 4 Reelect A.K. Tiwari as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Joint Statutory Auditors 6 Elect E.S. Ranganathan as Director For Against Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Material Related Party For For Management Transactions with Petronet LNG Limited -------------------------------------------------------------------------------- GAMANIA DIGITAL ENTERTAINMENT CO. LTD. Ticker: 6180 Security ID: Y2679W108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- GAMUDA BERHAD Ticker: 5398 Security ID: Y2679X106 Meeting Date: DEC 08, 2020 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Remuneration of Directors For For Management (Excluding Directors' Fees) 3 Elect Mohammed Hussein as Director For For Management 4 Elect Eleena binti Almarhum Sultan For For Management Azlan Muhibbuddin Shah Al-Maghfur-lah as Director 5 Elect Ambrin bin Buang as Director For For Management 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- GAN & LEE PHARMACEUTICALS CO., LTD. Ticker: 603087 Security ID: Y267F7106 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yi as Supervisor For For Shareholder 2.1 Elect Jiao Jiao as Director For For Shareholder 2.2 Elect Yin Lei as Director For For Shareholder -------------------------------------------------------------------------------- GAN & LEE PHARMACEUTICALS CO., LTD. Ticker: 603087 Security ID: Y267F7106 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Investment in Wealth For For Management Management Products with Self-Owned Funds 2 Approve Proposed Construction Project For For Management of Research and Development and Production Base of High-End Polymer Lithium Batteries by Huizhou Ganfeng Lithium Battery Technology Co., Ltd. 3 Approve Application for Bank For For Management Facilities and Provision of Guarantees by the Company and Its Wholly-Owned Subsidiaries 4 Approve Proposed Provision of For For Management Financial Assistance to Australia-Based RIM Company by GFL International, a Wholly-Owned Subsidiary and Related Party Transaction 5 Elect Shen Haibo as Director For For Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Investment in Wealth For For Management Management Products with Self-Owned Funds 2 Approve Proposed Construction Project For For Management of Research and Development and Production Base of High-End Polymer Lithium Batteries by Huizhou Ganfeng Lithium Battery Technology Co., Ltd. 3 Approve Application for Bank For For Management Facilities and Provision of Guarantees by the Company and Its Wholly-Owned Subsidiaries 4 Approve Proposed Provision of For For Management Financial Assistance to Australia-Based RIM Company by GFL International, a Wholly-Owned Subsidiary and Related Party Transaction 5 Elect Shen Haibo as Director For For Management -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Capital For For Management Increase and Share Expansion and the Introduction of an Employee Shareholding Platform by Ganfeng Lithium Battery -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Capital For For Management Increase and Share Expansion and the Introduction of an Employee Shareholding Platform by Ganfeng Lithium Battery -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of the For For Management Shares to be Issued 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Target Subscribers For For Management 1.04 Approve Number to be Issued For For Management 1.05 Approve Method of Pricing For For Management 1.06 Approve Accumulated Profits Before the For For Management Issuance 1.07 Approve Use of Proceeds For For Management 1.08 Approve Validity Period of the For For Management Resolution 1.09 Approve Application for Listing For For Management 2 Approve Proposed Grant of Specific For For Management Mandate 3 Approve Application for Bank For Against Management Facilities and Provision of Guarantees by the Company and Its Subsidiaries 4 Approve Provision of Guarantees to the For Against Management Controlled Subsidiary -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of the For For Management Shares to be Issued 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Target Subscribers For For Management 1.04 Approve Number to be Issued For For Management 1.05 Approve Method of Pricing For For Management 1.06 Approve Accumulated Profits Before the For For Management Issuance 1.07 Approve Use of Proceeds For For Management 1.08 Approve Validity Period of the For For Management Resolution 1.09 Approve Application for Listing For For Management 2 Approve Proposed Grant of Specific For For Management Mandate -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bank For Against Management Facilities and Provision of Guarantees by the Company and Its Subsidiaries 2 Approve Provision of Guarantees to the For Against Management Controlled Subsidiary 3.01 Approve Type and Nominal Value of the For For Management Shares to be Issued 3.02 Approve Method and Timing of Issuance For For Management 3.03 Approve Target Subscribers For For Management 3.04 Approve Number to be Issued For For Management 3.05 Approve Method of Pricing For For Management 3.06 Approve Accumulated Profits Before the For For Management Issuance 3.07 Approve Use of Proceeds For For Management 3.08 Approve Validity Period of the For For Management Resolution 3.09 Approve Application for Listing For For Management 4 Approve Proposed Grant of Specific For For Management Mandate -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of the For For Management Shares to be Issued 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Target Subscribers For For Management 1.04 Approve Number to be Issued For For Management 1.05 Approve Method of Pricing For For Management 1.06 Approve Accumulated Profits Before the For For Management Issuance 1.07 Approve Use of Proceeds For For Management 1.08 Approve Validity Period of the For For Management Resolution 1.09 Approve Application for Listing For For Management 2 Approve Proposed Grant of Specific For For Management Mandate -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Capital Increase in Its For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Capital Increase in Its For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report, Summary of the For For Management Annual Report and Annual Results Announcement 4 Approve Financial Report For For Management 5 Approve Ernst & Young Hua Ming as For For Management Domestic Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor 6 Approve Determination of Directors' For For Management Emoluments 7 Approve Determination of Supervisors' For For Management Emoluments 8 Approve Profit Distribution Proposal For For Management 9 Approve Capital Increase of For For Management Wholly-owned Subsidiary 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve General Mandate to Issue For For Management Domestic and Overseas Debt Financing Instruments 3 Approve Engagement in Foreign Exchange For For Management Hedging Business by the Company and Its Subsidiaries 4 Approve Continuing Related-Party For For Management Transactions 5 Approve Provision of Guarantees to For Against Management Controlled Subsidiary 6 Adopt Share Option Incentive Scheme For For Management 7 Approve Assessment Management Measures For For Management of the Implementation of the Share Option Incentive Scheme 8 Approve Authorization to Board to For For Management Handle All Related Matters in Relation to Share Option Incentive Scheme -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report, Summary of the For For Management Annual Report and Annual Results Announcement 4 Approve Financial Report For For Management 5 Approve Ernst & Young Hua Ming as For For Management Domestic Auditor and Internal Control Auditor and Ernst & Young as Overseas Auditor 6 Approve Determination of Directors' For For Management Emoluments 7 Approve Determination of Supervisors' For For Management Emoluments 8 Approve Profit Distribution Proposal For For Management 9 Approve Continuing Related-Party For For Management Transactions 10 Approve Engagement in Foreign Exchange For For Management Hedging Business by the Company and Its Subsidiaries 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Approve General Mandate to Issue For For Management Domestic and Overseas Debt Financing Instruments 13 Approve Capital Increase of For For Management Wholly-owned Subsidiary 14 Adopt Share Option Incentive Scheme For For Management 15 Approve Assessment Management Measures For For Management of the Implementation of the Share Option Incentive Scheme 16 Approve Authorization to Board to For For Management Handle All Related Matters in Relation to Share Option Incentive Scheme 17 Approve Provision of Guarantees to For Against Management Controlled Subsidiary -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt 2021 Share Option Incentive For For Management Scheme 2 Approve Assessment Management Measures For For Management in Respect of the Implementation of the 2021 Share Option Incentive Scheme 3 Authorize Board to Handle All Matters For For Management in Relation to the 2021 Share Option Incentive Scheme -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt 2021 Share Option Incentive For For Management Scheme 2 Approve Assessment Management Measures For For Management in Respect of the Implementation of the 2021 Share Option Incentive Scheme 3 Authorize Board to Handle All Matters For For Management in Relation to the 2021 Share Option Incentive Scheme -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y2690M105 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Continuing Related For For Management Party Transactions Forecast 2 Approve Offer for Bacanora by Shanghai For For Management Ganfeng Involving Mining Rights Investment and Related-Party Transaction -------------------------------------------------------------------------------- GANFENG LITHIUM CO., LTD. Ticker: 1772 Security ID: Y444B3104 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Offer for Bacanora by Shanghai For For Management Ganfeng Involving Mining Rights Investment and Related-Party Transaction 2 Approve Increase in Continuing Related For For Management Party Transactions Forecast -------------------------------------------------------------------------------- GANSU JINGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 000552 Security ID: Y2681L108 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Sheng as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association, Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- GANSU JINGYUAN COAL INDUSTRY & ELECTRICITY POWER CO., LTD. Ticker: 000552 Security ID: Y2681L108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9 Approve Increase in Raised Funds and For For Management Own Funds for Cash Management 10 Approve Application of Bank Credit For For Management Lines 11 Elect Chen Jianzhong as Independent For For Management Director -------------------------------------------------------------------------------- GANSU JIU STEEL GROUP HONGXING IRON & STEEL CO., LTD. Ticker: 600307 Security ID: Y2682D105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 5 Approve Amendments to Articles of For Against Management Association to Expand Business Scope 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Daily Related Party Transaction For For Management 8 Approve Profit Distribution For For Management 9 Approve Application of Comprehensive For For Management Credit Line 10 Approve Appointment of Auditor For For Management 11 Approve Provision of Guarantee For For Management 12 Approve Merger by Absorption of Shanxi For For Management Jiugang Jialijin Trading Co., Ltd. 13 Approve Merger by Absorption of For For Management Jiayuguan Tianyuan New Material Co., Ltd. 14 Approve Merger by Absorption of Haian For For Management Jiugang Trading Co., Ltd. 15 Approve Signing of Merger by For For Management Absorption Agreement 16.1 Elect Ma Dingbin as Director For For Shareholder 17.1 Elect Tian Biaopeng as Director For For Management 18.1 Elect Li Yueqiang as Supervisor For For Shareholder 18.2 Elect Jiang Wenwu as Supervisor For For Shareholder -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Related Party Transactions For For Management 3.1 Elect Fu Jinguang as Non-Independent For For Shareholder Director 4.1 Elect Su Kui as Supervisor For For Shareholder 4.2 Elect Yu Yuehua as Supervisor For For Shareholder -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Change the Performance For For Management Period of Horizontal Competition Commitments -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tuo Licheng as Non-Independent For For Shareholder Director 1.2 Elect Fu Jinguang as Non-Independent For For Shareholder Director 1.3 Elect Liu Jibin as Non-Independent For For Shareholder Director 1.4 Elect Cai Junheng as Non-Independent For For Shareholder Director 1.5 Elect Li Shengyu as Non-Independent For For Shareholder Director 1.6 Elect Yang Hu as Non-Independent For For Shareholder Director 2.1 Elect Liu Zhijun as Independent For For Management Director 2.2 Elect Bo Lixin as Independent Director For For Management 2.3 Elect Zhao Xinmin as Independent For For Management Director 3.1 Elect Su Kui as Supervisor For For Shareholder 3.2 Elect Yu Yuehua as Supervisor For For Shareholder 3.3 Elect Deng Yusheng as Supervisor For For Shareholder 3.4 Elect Zhang Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT GROUP CO., LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Loan Application and For For Management Provision of Pledge and Mortgage Guarantee -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Development of Bill For For Management Pool Business 2 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the External For For Management Guarantees -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional External Guarantee For For Management Provision -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds for For For Management Securities Investment -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For Against Management Plan -------------------------------------------------------------------------------- GANSU SHANGFENG CEMENT CO., LTD. Ticker: 000672 Security ID: Y8070R101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Project Investment Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve External Provision of For For Management Entrusted Loan 7 Approve Report of the Board of For For Management Supervisors 8 Elect Xie Shuorong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GANSU YASHENG INDUSTRIAL (GROUP) CO., LTD. Ticker: 600108 Security ID: Y2684Y107 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Expand Business Scope 2 Elect Niu Jijun as Non-Independent For Against Management Director 3 Elect Zhao Duotang as Supervisor For For Shareholder 4 Approve Provision of Loan Guarantee For For Management -------------------------------------------------------------------------------- GANSU YASHENG INDUSTRIAL (GROUP) CO., LTD. Ticker: 600108 Security ID: Y2684Y107 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 2.1 Elect Wang Huajun as Independent For For Management Director 2.2 Elect Yin Fangyan as Independent For For Management Director -------------------------------------------------------------------------------- GANSU YASHENG INDUSTRIAL (GROUP) CO., LTD. Ticker: 600108 Security ID: Y2684Y107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset For For Management Impairment, Asset Retirement and Asset Write-off 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10.1 Elect Li Keshu as Director For For Management 10.2 Elect Li Zongwen as Director For For Management 10.3 Elect Li Kehua as Director For For Management 10.4 Elect Li Youbao as Director For For Management 10.5 Elect Niu Binbin as Director For For Management 10.6 Elect Niu Jijun as Director For For Management 10.7 Elect Zhao Rongchun as Director For For Management 10.8 Elect Wang Huajun as Director For For Management 10.9 Elect Yin Fangyan as Director For For Management 11.1 Elect Zhao Duotang as Supervisor For For Shareholder 11.2 Elect Cui Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Against Management 2.2 Approve Issue Manner and Period For Against Management 2.3 Approve Subscription Manner For Against Management 2.4 Approve Reference Date, Issue Price For Against Management and Pricing Basis 2.5 Approve Target Parties For Against Management 2.6 Approve Issue Scale For Against Management 2.7 Approve Restriction Period Arrangement For Against Management 2.8 Approve Listing Location For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Amount and Usage of Raised For Against Management Funds 2.11 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Demonstration Analysis Report For Against Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 6 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For Against Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Report on the Usage of For Against Management Previously Raised Funds 9 Approve Shareholder Return Plan For Against Management 10 Approve Related Party Transactions in For Against Management Connection to Private Placement 11 Approve Signing of Conditional For Against Management Subscription Agreement 12 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Period For Did Not Vote Management 2.3 Approve Subscription Manner For Did Not Vote Management 2.4 Approve Reference Date, Issue Price For Did Not Vote Management and Pricing Basis 2.5 Approve Target Parties For Did Not Vote Management 2.6 Approve Issue Scale For Did Not Vote Management 2.7 Approve Restriction Period Arrangement For Did Not Vote Management 2.8 Approve Listing Location For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Amount and Usage of Raised For Did Not Vote Management Funds 2.11 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For Did Not Vote Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 9 Approve Shareholder Return Plan For Did Not Vote Management 10 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 11 Approve Signing of Conditional For Did Not Vote Management Subscription Agreement 12 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve White Wash Waiver For For Management -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets and Capital For For Management Increase to Subsidiary -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: Y07726105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Credit Line and Provision of For For Management Guarantee 8.1 Elect Ai Lei as Director For For Management 8.2 Elect Tian Zhiling as Director For For Management 8.3 Elect Wang Shejiao as Director For For Management 8.4 Elect Zhou Wuping as Director For For Management 8.5 Elect Shao Chong as Director For For Management 8.6 Elect Wang Xinglei as Director For For Management 9.1 Elect Liu Hongde as Director For For Management 9.2 Elect Wang Tianyi as Director For For Management 9.3 Elect Wu Changhai as Director For For Management 10.1 Elect Li Han as Supervisor For For Shareholder 10.2 Elect Jin Ge as Supervisor For For Shareholder 10.3 Elect Jiang Jingfeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- GATEWAY DISTRIPARKS LIMITED Ticker: 532622 Security ID: Y26839103 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Mamta Gupta as Director For For Management 4 Elect Shukla Wassan as Director For For Management 5 Elect Samvid Gupta as Director For For Management -------------------------------------------------------------------------------- GCI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002544 Security ID: Y26858103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Application of Bank Credit For For Management Lines 9 Approve Change in Registered Capital For For Management 10 Amend Articles of Association For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of the EPC General Contract for the 300MW Photovoltaic Parity Grid Demonstration Project -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Counter Guarantee Provision For Did Not Vote Management 2 Approve Termination of Shareholding For Did Not Vote Management Increase Plan -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Chengyong as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Agreement 2 Approve Equity Transfer Agreement For For Management 3 Approve Equity Transfer and Capital For For Management Reduction -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Gongshan as Non-Independent For For Management Director 1.2 Elect Luo Xin as Non-Independent For For Management Director 1.3 Elect Sun Wei as Non-Independent For For Management Director 1.4 Elect Sheng Yuxin as Non-Independent For For Management Director 1.5 Elect Dong Fang as Non-Independent For For Management Director 1.6 Elect Hu Zemiao as Non-Independent For For Management Director 2.1 Elect Wang Qing as Independent Director For For Management 2.2 Elect Wang Qingyou as Independent For For Management Director 2.3 Elect Ren Jianbiao as Independent For For Management Director 3.1 Elect Liang Wenzhang as Supervisor For For Management 3.2 Elect Zhang Qiang as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Credit Line and For Against Management Provision of Guarantees 8 Approve Daily Related Party For For Management Transactions 9 Approve Foreign Exchange Forward For For Management Settlement and Sale 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD. Ticker: 002506 Security ID: Y7684Q103 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Chengyong as For For Shareholder Non-independent Director 2 Elect Gu Zengcai as Independent For For Shareholder Director -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Phase Share Purchase For For Management Agreements in Relation to the Second Phase Disposal, Grant of the Second Phase Put Options and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Second Phase Share Purchase For For Management Agreements, Second Phase Disposals and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Phase Share Purchase For For Management Agreements in Relation to the Third Phase Disposal, Grant of the Third Phase Put Options and Related Transactions -------------------------------------------------------------------------------- GCL-POLY ENERGY HOLDINGS LIMITED Ticker: 3800 Security ID: G3774X108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Three Gorges Second Phase For For Management Share Purchase Agreements in Relation to the Three Gorges Second Phase Disposals and Related Transactions 2 Approve Weining Third Phase Share For For Management Purchase Agreements in Relation to the Weining Third Phase Disposals and Related Transactions -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Short-term Corporate Bond Issuance 2.1 Approve Issuance Scale and Elements For For Management 2.2 Approve Placement Arrangement to For For Management Shareholders 2.3 Approve Bond Maturity For For Management 2.4 Approve Interest Rate and For For Management Determination Method 2.5 Approve Repayment Method For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Issue Manner and Target Parties For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Guarantee Manner For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Repurchase Purpose For For Management 1.2 Approve Type of Share Repurchase For For Management 1.3 Approve Share Repurchase Method For For Management 1.4 Approve Period of Share Repurchase For For Management 1.5 Approve Share Repurchase Price For For Management 1.6 Approve Total Amount, Size, Usage and For For Management Proportion of the Company's Total Share Capital 1.7 Approve Source of Funds of Share For For Management Repurchase 1.8 Approve Authorization of Board and For For Management Authorized Persons of the Board of Directors to Handle All Related Matters 2 Approve Amendments to Articles of For Against Management Association 3 Approve Signing of Financial Services For For Management Agreement 4 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Assets For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Liquidation For For Management 2 Approve Changes in Use of Repurchase For For Management of the Company's Shares by Auction Trading 3.1 Approve Purpose of Share Repurchase For For Management 3.2 Approve Type of Share Repurchase For For Management 3.3 Approve Manner of Share Repurchase For For Management 3.4 Approve Period of the Share Repurchase For For Management 3.5 Approve Price of Share Repurchase For For Management 3.6 Approve Total Amount, Quantity, Usage For For Management and Proportion of the Total Share Capital and Total Capital of the Share Repurchase 3.7 Approve Source of Funds for Share For For Management Repurchase 3.8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Application of Financing by For For Management Company's Headquarters 7 Approve Application of Financing For For Management 8 Approve Provision of Guarantees For For Management 9 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Impairment For For Management -------------------------------------------------------------------------------- GD POWER DEVELOPMENT CO., LTD. Ticker: 600795 Security ID: Y2685C112 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Reorganization For For Management 2 Approve Capital Injection For For Management 3.1 Elect Liu Guoyue as Director For For Management 3.2 Elect Jia Yanbing as Director For For Management 3.3 Elect Lyu Zhiren as Director For For Management 3.4 Elect Luan Baoxing as Director For For Management 3.5 Elect Yang Qin as Director For For Management 3.6 Elect Liu Yan as Director For For Management 4.1 Elect Wu Ge as Director For For Management 4.2 Elect Lyu Yuegang as Director For For Management 4.3 Elect Liu Chaoan as Director For For Management 5.1 Elect Liu Xuehai as Supervisor For For Management 5.2 Elect Wang Dong as Supervisor For For Management -------------------------------------------------------------------------------- GDS HOLDINGS LIMITED Ticker: GDS Security ID: 36165L108 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gary J. Wojtaszek For Against Management 2 Elect Director Satoshi Okada For Against Management 3 Ratify KPMG Huazhen LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GDS HOLDINGS LIMITED Ticker: 9698 Security ID: G3902L109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lim Ah Doo For For Management 2 Elect Director Chang Sun For For Management 3 Elect Director Judy Qing Ye For For Management 4 Ratify KPMG Huazhen LLP as Auditors For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Amend Certificate of Incorporation For For Management 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GDS HOLDINGS LIMITED Ticker: 9698 Security ID: 36165L108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lim Ah Doo For For Management 2 Elect Director Chang Sun For For Management 3 Elect Director Judy Qing Ye For For Management 4 Ratify KPMG Huazhen LLP as Auditors For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Amend Certificate of Incorporation For For Management 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GE POWER INDIA LIMITED Ticker: 532309 Security ID: Y0003P112 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Vijay Sharma as Director and For For Management Approve Appointment and Remuneration of Vijay Sharma as Whole-time Director Designated as Whole-time Director & Chief Financial Officer 5 Elect Mahesh Shrikrishna Palashikar as For For Management Director 6 Approve Material Related Party For For Management Transactions -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Proposed RMB Share Issue For For Management and the Specific Mandate 2 Approve Authorization to the Board to For For Management Exercise Full Powers to Deal with Matters Relating to the Proposed RMB Share Issue 3 Approve the Plan for Distribution of For For Management Profits Accumulated Before the Proposed RMB Share Issue 4 Approve the Dividend Return Plan for For For Management the Three Years After the Proposed RMB Share Issue 5 Approve Undertakings and the For For Management Corresponding Binding Measures in Connection with the Proposed RMB Share Issue 6 Approve the Policy for Stabilization For For Management of the Price of the RMB Shares for the Three Years After the Proposed RMB Share Issue 7 Approve the Use of Proceeds from the For For Management Proposed RMB Share Issue 8 Approve the Remedial Measures for the For For Management Potential Dilution of Immediate Returns by the Proposed RMB Share Issue 9 Approve the Adoption of Policy For For Management Governing the Procedures for the Holding of General Meetings 10 Approve the Adoption of Policy For For Management Governing the Procedures for the Holding of Board Meetings 11 Amend Memorandum and Articles of For For Management Association and Adopt Amended and Restated Memorandum and Articles of Association -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master CKDs and Automobile For For Management Components Sales Agreement, Annual Caps and Related Transactions 2 Approve Master CKDs and Automobile For For Management Components Purchase Agreement, Annual Caps and Related Transactions 3 Approve New Powertrain Sales For For Management Agreement, Annual Caps and Related Transactions 4 Approve LYNK & CO Finance Cooperation For For Management Agreement, Annual Caps and Related Transactions 5 Approve Fengsheng Finance Cooperation For For Management Agreement, Annual Caps and Related Transactions 6 Approve Geely Holding Finance For For Management Cooperation Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- GEELY AUTOMOBILE HOLDINGS LIMITED Ticker: 175 Security ID: G3777B103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Gui Sheng Yue as Director For For Management 4 Elect An Cong Hui as Director For For Management 5 Elect Wei Mei as Director For For Management 6 Elect An Qing Heng as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Grant Thornton Hong Kong For For Management Limited as Auditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GEK TERNA HOLDING REAL ESTATE CONSTRUCTION SA Ticker: GEKTERNA Security ID: X3125P102 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company For For Management 3 Approve Discharge of Auditors For For Management 4 Approve Auditors and Fix Their For For Management Remuneration 5 Advisory Vote on Remuneration Report For For Management 6 Authorize Share Repurchase Program For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Elect Tang Xinbing as Non-Independent For Against Management Director 3 Elect Pan Feng as Independent Director For Against Management 4 Approve Credit Line Application For For Management 5 Approve Provision of Guarantee for For For Management Credit Line Application 6 Approve Provision of Guarantee for For For Management Credit Line Application and Related Party Transactions of Associate Company 7 Approve Adjustment of Repurchase Price For For Management of Performance Shares and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Tang Xinbing as Non-Independent For For Management Director 3 Elect Pan Feng as Independent Director For For Management 4 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision for For For Management Subsidiaries 3 Approve Application of Bank Credit For Against Management Lines and Guarantee Provision for Subsidiaries 4 Approve Application of Financial For For Management Leasing Business and Guarantee Provision for Subsidiaries 5 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- GEM CO., LTD. Ticker: 002340 Security ID: Y7744C102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Financial Auditor For For Management 8 Approve Provision of Counter Guarantee For For Management 9 Approve Spin-off of Subsidiary on For For Shareholder ChiNext in Accordance with Relevant Laws and Regulations 10.1 Approve Type and Par Value For For Shareholder 10.2 Approve Issue Amount For For Shareholder 10.3 Approve Target Subscribers For For Shareholder 10.4 Approve Issue Manner For For Shareholder 10.5 Approve Listing Time For For Shareholder 10.6 Approve Manner of Pricing For For Shareholder 10.7 Approve Underwriting Manner For For Shareholder 10.8 Approve Underwriting Expenses For For Shareholder 10.9 Approve Distribution Arrangement For For Shareholder Before Issuance of Cumulative Earnings 10.10 Approve Listing Exchange For For Shareholder 10.11 Approve Resolution Validity Period For For Shareholder 10.12 Other Matter Related to the Transaction For For Shareholder 11 Approve Spin-off of Subsidiary to be For For Shareholder Listed on ChiNext 12 Approve Compliance with Provisions on For For Shareholder Pilot Domestic Listing of Subsidiaries of Listed Companies 13 Approve Listing to Safeguard the For For Shareholder Legitimate Rights and Interests of Shareholders and Creditors 14 Approve Company's Maintaining For For Shareholder Independence and Continuous Operation Ability 15 Approve Corresponding Standard For For Shareholder Operation Ability 16 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve Purpose, Commercial For For Shareholder Rationality, Necessity and Feasibility Analysis of this Transaction 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters 19 Approve Preparatory Work for the For For Shareholder Spin-off and Listing 20 Approve Free License to Use of For For Shareholder Registered Trademark 21 Approve Change in the Raised Funds For For Shareholder Investment Project 22 Approve Adjustment of Daily Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Use of Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Did Not Vote Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 4 Approve Use of Funds to Invest in For Did Not Vote Management Financial Products -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Investment in the Construction For For Management of Original Scale Technological Upgrading Project -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines and Authorization to Handle Related Matters -------------------------------------------------------------------------------- GEM-YEAR INDUSTRIAL CO., LTD. Ticker: 601002 Security ID: Y2684V103 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Long term Incentive System For For Management Implementation Plan -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bian Xuemei as Non-Independent For For Management Director -------------------------------------------------------------------------------- GEMDALE CORP. Ticker: 600383 Security ID: Y2685G105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Annual Report For For Management 7 Approve External Guarantee For Against Management 8 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- GEMDALE PROPERTIES & INVESTMENT CORPORATION LIMITED Ticker: 535 Security ID: G3911S103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wei Chuanjun as Director and For For Management Authorize Board to Fix His Remuneration 3B Elect Loh Lian Huat as Director and For For Management Authorize Board to Fix His Remuneration 3C Elect Zhang Feiyun as Director and For For Management Authorize Board to Fix Her Remuneration 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GEMTEK TECHNOLOGY CO., LTD. Ticker: 4906 Security ID: Y2684N101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP COMPANY LIMITED Ticker: 2666 Security ID: Y2774E102 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions under the 2021 Deposit Service Framework Agreement and Proposed Annual Caps 2 Approve Continuing Connected For For Management Transactions under the 2021 Construction Service Framework Agreement and Proposed Annual Caps 3 Approve ShineWing Certified Public For For Management Accountants (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP COMPANY LIMITED Ticker: 2666 Security ID: Y2774E102 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Convertible Bonds, Grant of Unconditional Specific Mandate to Issue Conversion Shares and Related Transactions -------------------------------------------------------------------------------- GENERTEC UNIVERSAL MEDICAL GROUP COMPANY LIMITED Ticker: 2666 Security ID: Y2774E102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Liu Zhiyong as Director For For Management 3b Elect Li Yinquan as Director For Against Management 3c Elect Chow Siu Lui as Director For Against Management 3d Elect Tong Chaoyin as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Overseas For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve ShineWing Certified Public For For Management Accountants (Special General Partnership) as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Authorize Repurchase of Issued Share For For Management Capital 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of the Performance For For Management Share Incentive Plan and Repurchase Cancellation of Performance Shares 2 Approve Termination of the Stock For For Management Option Incentive Plan and Cancellation of Granted Stock Options -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Zhifeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Hongda as Non-Independent For For Shareholder Director 1.2 Elect Lan Jia as Non-Independent For For Shareholder Director 1.3 Elect Sun Jing as Non-Independent For For Shareholder Director 1.4 Elect Chen Zhifeng as Non-Independent For For Shareholder Director 2.1 Elect Xu Lianyi as Independent Director For For Management 2.2 Elect Liu Guangfei as Independent For For Management Director 3.1 Elect Xiao Huan as Supervisor For For Shareholder 3.2 Elect Zeng Zhihong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GENIMOUS TECHNOLOGY CO., LTD. Ticker: 000676 Security ID: Y3121S109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of New Shares 9 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GENIUS ELECTRONIC OPTICAL CO., LTD. Ticker: 3406 Security ID: Y2692U113 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors -------------------------------------------------------------------------------- GENOMMA LAB INTERNACIONAL SAB DE CV Ticker: LABB Security ID: P48318102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For Against Management Statutory Reports, Allocation of Income and Discharge Directors 2 Elect or Ratify Directors, For For Management Secretaries, and Chairman of Audit and Corporate Governance Committee 3 Approve Remuneration of Directors, For For Management Secretaries and Members of Board Committees 4 Accept Report on Share Repurchase; Set For Against Management Maximum Amount of Share Repurchase Reserve 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GENSCRIPT BIOTECH CORP. Ticker: 1548 Security ID: G3825B105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Meng Jiange as Director For For Management 2A2 Elect Zhu Li as Director For For Management 2A3 Elect Wang Jiafen as Director For For Management 2A4 Elect Pan Jiuan as Director For For Management 2A5 Elect Wang Xuehai as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GENTERA SAB DE CV Ticker: GENTERA Security ID: P4831V101 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GENTERA SAB DE CV Ticker: GENTERA Security ID: P4831V101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Allocation of Income For For Management 3 Approve Report on Share Repurchase For For Management Reserve; Authorize Share Repurchase Reserve 4 Approve Cancellation of Treasury Shares For For Management 5 Approve Report on Adherence to Fiscal For For Management Obligations 6 Elect or Ratify Directors, Chairmen of For For Management Audit and Corporate Practices Committees; Approve their Remuneration; Verify Independence Classification 7 Elect or Ratify Chairman, Secretary For For Management and Deputy Secretary of Board 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GERDAU SA Ticker: GGBR4 Security ID: P2867P113 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Carlos Jose da Costa Andre as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Carlos Roberto Cafareli as None For Shareholder Fiscal Council Member and Maria Izabel Gribel de Castro as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- GERDAU SA Ticker: GGBR4 Security ID: P2867P113 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Augusto Brauna Pinheiro as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Carlos Roberto Cafareli as None For Shareholder Fiscal Council Member and Maelcio Mauricio Soares as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- GETAC TECHNOLOGY CORP. Ticker: 3005 Security ID: Y6084L102 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve to Transform into an For For Management Investment Holding Corporation and Change Company's Name 4 Approve to Spin-off the Rugged For For Management Solutions Business Group 5 Approve to Spin-off the Mechatronic & For For Management Energy Solutions Business Group 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management Shareholders General Meeting and Procedures for Election of Directors 8 Amend Procedures for Lending Funds to For For Management Other Parties, Procedures for Endorsement and Guarantees, Procedures for Acquisition and Disposal of Assets and Procedures for Derivatives Trading 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- GETBACK SA Ticker: GBK Security ID: X3209Y110 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Remuneration Policy For Against Management 6 Amend Regulations on Supervisory Board For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- GETBACK SA Ticker: GBK Security ID: X3209Y110 Meeting Date: FEB 11, 2021 Meeting Type: Annual Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Receive Management Board Report on None None Management Group's Operations for Fiscal 2018 5.2 Receive Consolidated Financial None None Management Statements for Fiscal 2018 5.3 Receive Supervisory Board Report for None None Management Fiscal 2019 5.4 Receive Management Board Report on None None Management Company's and Group's Operations for Fiscal 2019 5.5 Receive Financial Statements for None None Management Fiscal 2019 5.6 Receive Consolidated Financial None None Management Statements for Fiscal 2019 6.1 Approve Management Board Report on For For Management Group's Operations for Fiscal 2018 6.2 Approve Consolidated Financial For For Management Statements for Fiscal 2018 6.3 Approve Supervisory Board Report for For For Management Fiscal 2019 6.4 Approve Management Board Report on For For Management Company's and Group's Operations for Fiscal 2019 6.5 Approve Financial Statements for For For Management Fiscal 2019 6.6 Approve Consolidated Financial For For Management Statements for Fiscal 2019 7 Approve Treatment of Net Loss For For Management 8 Approve Continuation of the Company For For Management 9.1 Approve Discharge of Przemyslaw For For Management Dabrowski (CEO) 9.2 Approve Discharge of Magdalena Nawloka For For Management (Management Board Member) 9.3 Approve Discharge of Paulina For For Management Pietkiewicz (Management Board Member) 9.4 Approve Discharge of Marcin Tokarek For For Management (Management Board Member) 9.5 Approve Discharge of Tomasz Strama For For Management (Deputy CEO) 9.6 Approve Discharge of Jerzy Swirski For For Management (Supervisory Board Chairman) 9.7 Approve Discharge of Przemyslaw For For Management Schmidt (Supervisory Board Deputy Chairman) 9.8 Approve Discharge of Krzysztof Bornos For For Management (Supervisory Board Member) 9.9 Approve Discharge of Jaroslaw Dubinski For For Management (Supervisory Board Member) 9.10 Approve Discharge of Paulina For For Management Pietkiewicz (Supervisory Board Member) 9.11 Approve Discharge of Radoslaw For For Management Barczynski (Supervisory Board Member) 9.12 Approve Discharge of Wojciech Lukawski For For Management (Supervisory Board Member) 9.13 Approve Discharge of Piotr Rybicki For For Management (Supervisory Board Member) 9.14 Approve Discharge of Pawel Pasternak For For Management (Supervisory Board Member) 10 Approve Claims for Damages Caused by For For Management Former Management Board Members 11.1 Fix Number of Supervisory Board For Against Management Members; Elect Supervisory Board Member 11.2 Approve Terms of Remuneration of For For Management Supervisory Board Members 12 Close Meeting None None Management -------------------------------------------------------------------------------- GETBACK SA Ticker: GBK Security ID: X3209Y110 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Receive Management Board Report on None None Management Company's and Group's Operations 5.2 Receive Financial Statements None None Management 5.3 Receive Consolidated Financial None None Management Statements 5.4 Receive Supervisory Board Report for None None Management Fiscal 2020 6.1 Approve Management Board Report on For For Management Company's and Group's Operations 6.2 Approve Financial Statements For For Management 6.3 Approve Consolidated Financial For For Management Statements 6.4 Approve Supervisory Board Report For For Management 7 Approve Treatment of Net Loss For For Management 8 Approve Continuation of the Company For For Management 9.1 Approve Discharge of Magdalena Nawloka For For Management (CEO) 9.2 Approve Discharge of Paulina For For Management Pietkiewicz (Management Board Member) 9.3 Approve Discharge of Tomasz Strama For For Management (Deputy CEO) 9.4 Approve Discharge of Radoslaw For For Management Barczynski (Management Board Member) 9.5 Approve Discharge of Przemyslaw For For Management Schmidt (Supervisory Board Deputy Chairman) 9.6 Approve Discharge of Krzysztof Bornos For For Management (Supervisory Board Member) 9.7 Approve Discharge of Jaroslaw Dubinski For For Management (Supervisory Board Member) 9.8 Approve Discharge of Radoslaw For For Management Barczynski (Supervisory Board Chairman) 9.9 Approve Discharge of Wojciech Lukawski For For Management (Supervisory Board Member) 9.10 Approve Discharge of Piotr Rybicki For For Management (Supervisory Board Member) 9.11 Approve Discharge of Pawel Pasternak For For Management (Supervisory Board Member) 10.1 Fix Number of Supervisory Board Members For For Management 10.2 Elect Supervisory Board Member For Against Management 10.3 Elect Supervisory Board Member For Against Management 10.4 Elect Supervisory Board Member For Against Management 10.5 Elect Supervisory Board Member For Against Management 10.6 Elect Supervisory Board Member For Against Management 10.7 Elect Supervisory Board Member For Against Management 11 Amend Statute Re: Change Company Name For Against Management 12 Approve Remuneration Report For Against Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Jingyi as Director For For Shareholder -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Chuanhui as Director For For Management -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF115 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Directors' Report For For Management 2 Approve 2020 Supervisory Committee's For For Management Report 3 Approve 2020 Final Financial Report For For Management 4 Approve 2020 Annual Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2021 Proprietary Investment For For Management Quota 8 Approve 2021 Expected Daily Related For For Management Party/Connected Transactions -------------------------------------------------------------------------------- GF SECURITIES CO., LTD. Ticker: 1776 Security ID: Y270AF107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Directors' Report For For Management 2 Approve 2020 Supervisory Committee's For For Management Report 3 Approve 2020 Final Financial Report For For Management 4 Approve 2020 Annual Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Domestic Auditor and Ernst & Young as Overseas Auditor and to Authorize Management to Fix Their Remuneration 7 Approve 2021 Proprietary Investment For For Management Quota 8 Approve 2021 Expected Daily Related For For Management Party/Connected Transactions -------------------------------------------------------------------------------- GFH FINANCIAL GROUP BSC Ticker: GFH Security ID: M5246W108 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on 06 April 2020 2 Ratify and Authorize the Agreements For For Management with Khaleeji Commercial Bank 3 Approve Treatment of Losses by For For Management Transferring of USD 110,273,000 From Statutory Reserve 4 Approve Corporate Governance Report For For Management for FY 2019 5 Approve Appointing Ali Murad and Ahmed For For Management Al Ahmadi as Directors 6.1 Elect Jassim Al Sadeeqi as Director None For Management 6.2 Elect Ahmed Al Khaleefa as Director None For Management 6.3 Elect Hisham Al Rayis as Director None For Management 6.4 Elect Rashid Al Kabi as Director None For Management 6.5 Elect Ghazi Al Hajri as Director None For Management 6.6 Elect Mustafa Khareebah as Director None For Management 6.7 Elect Ahmed Al Ahmadi as Director None For Management 6.8 Elect Ali Murad as Director None For Management 6.9 Elect Musabbah Al Muteiri as Director None For Management 6.10 Elect Amr Al Minhali as Director None For Management 6.11 Elect Fawaz Al Tameemi as Director None Abstain Management 6.12 Elect Abulazeez Al Aqeel as Director None Abstain Management 6.13 Elect Mohammed Al Rashid as Director None Abstain Management 6.14 Elect Nadir Al Massqati as Director None Abstain Management 6.15 Elect Alia Al Falassi as Director None Abstain Management 7 Other Business For Against Management -------------------------------------------------------------------------------- GFH FINANCIAL GROUP BSC Ticker: GFH Security ID: M5246W108 Meeting Date: APR 06, 2021 Meeting Type: Annual/Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on 30 September 2020 2 Approve Board Report on Company For For Management Operations for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 5 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Directors of For For Management USD 1,050,000 8 Approve Corporate Governance Report For For Management for FY 2020 9 Approve Related Party Transactions For Against Management 10 Approve Discharge of Directors for FY For For Management 2020 11 Approve Delisting of Shares from For For Management Boursa Kuwait 12 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 13 Elect Idrees Al Rafeea as Director For For Management 14 Other Business For Against Management 1 Approve Minutes of Previous Meeting For For Management Held on 28 March 2019 2 Approve the Reduction of Capital by For For Management Canceling Treasury Share up to 141,335,000 Shares 3 Approve the Increase of Capital from For For Management USD 975,637,367 to USD 1,000,637,367 in Connection to the Bonus Issuance of 94,339,626 Shares 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GFPT PUBLIC CO. LTD. Ticker: GFPT Security ID: Y27087165 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Dividend Payment For For Management 4.1 Elect Thanathip Pichedvanichok as For For Management Director 4.2 Elect Wannee Sirimongkolkasem as For For Management Director 4.3 Elect Sujin Sirimongkolkasem as For Against Management Director 5 Approve Remuneration of Directors For For Management 6 Approve Sam Nak-Ngan A.M.C. Company For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Loan Provision -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Provision and Related For For Management Party Transactions -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve No Implementation of For For Management Allocation of Income and Capitalization of Capital Reserves 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GI TECHNOLOGIES GROUP CO., LTD. Ticker: 300309 Security ID: Y2383H108 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets (Revised Draft) 4 Approve Signing of Subscription For For Management Agreement (Supplemental Agreement) for Issuance of Shares to Specific Targets 5 Approve Signing of Subscription For For Management Strategic Cooperation Agreement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 7 Approve Report on the Usage of For For Management Previously Raised Funds (Revised Draft) 8 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Shares to Specific Targets 9 Approve Issuance of Shares to Specific For For Management Targets Constitutes as Related Party Transaction (Revised Draft) 10 Approve Authorization of Board to For For Management Handle All Related Matters of Issuance of Shares to Specific Targets 11 Approve Shareholder Return Plan For For Management 12 Approve Establishment of Special For For Management Deposit Account for Raised Funds 13 Approve Investment in Establishment of For For Management Fund -------------------------------------------------------------------------------- GIANT MANUFACTURING CO., LTD. Ticker: 9921 Security ID: Y2708Z106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve the Application of D.MAG For For Management (KUNSHAN) NEW MATERIAL TECHNOLOGY CO. ,LTD., a Subsidiary of the Company, for its A-share Initial Public Offering (IPO) and Listing in an Overseas Securities Market 6.1 Elect THO, TU HSIU-CHEN (Bonnie Tu), For For Management with Shareholder No. 2, as Non-Independent Director 6.2 Elect LIU, YUON-CHAN (Young Liu), with For For Management Shareholder No. 22, as Non-Independent Director 6.3 Elect LIU, CHIN-PIAO (King Liu), with For For Management Shareholder No. 4, as Non-Independent Director 6.4 Elect CHIU,TA-PENG, with Shareholder For Against Management No. 8, as Non-Independent Director 6.5 Elect YANG,HUAI-CHING, with For Against Management Shareholder No. 110, as Non-Independent Director 6.6 Elect CHIU,TA-WEI, with Shareholder No. For Against Management 435, as Non-Independent Director 6.7 Elect THO,TZU CHIEN, with Shareholder For Against Management No. 98, as Non-Independent Director 6.8 Elect a Representative of Kinabalu For Against Management Holding Company, with Shareholder No. 105810, as Non-Independent Director 6.9 Elect CHEN,HONG-SO (Hilo Chen), with For For Management ID No. F120677XXX, as Independent Director 6.10 Elect LO,JUI-LIN, with ID No. For For Management L120083XXX, as Independent Director 6.11 Elect HO, CHUN-SHENG (Chaney Ho), with For For Management ID No. M100733XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GIGA SOLAR MATERIALS CORP. Ticker: 3691 Security ID: Y270AA108 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares via a For For Management Private Placement -------------------------------------------------------------------------------- GIGA SOLAR MATERIALS CORP. Ticker: 3691 Security ID: Y270AA108 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect CHEN JI MING, a Representative For For Management of GIGASTORAGE CORPORATION, with Shareholder No. 1, as Non-Independent Director 3.2 Elect CHEN JI XING, a Representative For For Management of GIGASTORAGE CORPORATION, with Shareholder No. 1, as Non-Independent Director 3.3 Elect LIN JIANG QING, a Representative For For Management of GIGASTORAGE CORPORATION, with Shareholder No. 1, as Non-Independent Director 3.4 Elect CHEN SU HUI, a Representative of For For Management CHUN RU INVESTMENT LIMITED, with Shareholder No. 11519, as Non-Independent Director 3.5 Elect HUANG WEN RUI, with Shareholder For For Management No. 553, as Non-Independent Director 3.6 Elect XU JIN RONG, a Representative of For For Management SHENG XI INVESTMENT CO LTD, with Shareholder No. 36671, as Non-Independent Director 3.7 Elect LUO SHI WEI, with ID No. For For Management K120955XXX, as Independent Director 3.8 Elect ZHANG WEN MING, with ID No. For For Management J120061XXX, as Independent Director 3.9 Elect QIU XIN FU, with ID No. For For Management R123523XXX, as Independent Director 3.10 Elect LI HUI LONG, with ID No. For For Management N120698XXX, as Independent Director 4 Approve Release of Restrictions of For Against Management Competitive Activities of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GIGABYTE TECHNOLOGY CO., LTD. Ticker: 2376 Security ID: Y2711J107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Pei-Cheng Yeh, with Shareholder For For Management No. 1, as Non-independent Director 5.2 Elect Ming-Hsiung Liu, a For For Management Representative of Ming Wei Investments Co., Ltd. with Shareholder No. 143343, as Non-independent Director 5.3 Elect Mou-Ming Ma, a Representative of For For Management Shija Investments Co., Ltd. with Shareholder No. 143342, as Non-independent Director 5.4 Elect Chun-Ming Tseng, a For For Management Representative of Yuei-yei Kai Fa Investment Limited with Shareholder No. 164617, as Non-independent Director 5.5 Elect Cong-Yuan Ko, a Representative For For Management of Shi Da Investment Limited with Shareholder No. 162973, as Non-independent Director 5.6 Elect E-Tay Lee, a Representative of For For Management Xi Wei Investment Co., Ltd. with Shareholder No. 143344, as Non-independent Director 5.7 Elect Hwei-Min Wang with ID No. For For Management F120036XXX as Independent Director 5.8 Elect Yi-Hung Chan with ID No. For For Management N120740XXX as Independent Director 5.9 Elect Cheng-Li Yang with ID No. For For Management R121469XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Cash For For Management Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Cash For Did Not Vote Management Management 2 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Signing of Supplementary For For Management Agreements for Related Party Transaction 4 Approve Signing of Supplementary For For Management Agreement to the Convertible Bonds Investment Agreement 5 Approve Investment in Ruili Integrated For For Management Circuit Co., Ltd. 6 Approve Supplementary Agreement to the For For Management Cooperation Agreement -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Signing of Supplementary For Did Not Vote Management Agreements for Related Party Transaction 4 Approve Signing of Supplementary For Did Not Vote Management Agreement to the Convertible Bonds Investment Agreement 5 Approve Investment in Ruili Integrated For Did Not Vote Management Circuit Co., Ltd. 6 Approve Supplementary Agreement to the For Did Not Vote Management Cooperation Agreement -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Did Not Vote Management Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Framework Purchase For For Management Agreement and Daily Related Party Transactions 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Framework Purchase For Did Not Vote Management Agreement and Daily Related Party Transactions 2 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Annual Report and Summary For For Management 7 Approve Use of Idle Raised Funds in For For Management 2019 for Cash Management 8 Approve Use of Idle Raised Funds in For For Management 2020 for Cash Management 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GIGADEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: Y270BL103 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amendment of Articles of Association 2.1 Elect Zhang Shuai as Director For For Shareholder 2.2 Elect He Wei as Director For For Shareholder -------------------------------------------------------------------------------- GIGASTORAGE CORP. Ticker: 2406 Security ID: Y2712P102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Articles of Association For For Management 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- GILLETTE INDIA LIMITED Ticker: 507815 Security ID: Y3958N124 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Pramod Agarwal as Director For For Management 4 Reelect Sonali Dhawan as Director For Against Management -------------------------------------------------------------------------------- GINKO INTERNATIONAL CO., LTD. Ticker: 8406 Security ID: G39010106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 6 Approve Termination of Scope and Rules For For Management for the Functions and Powers of Supervisors 7.1 Elect Kuo-Chou Tsai, with Shareholder For For Management No. 48, as Non-independent Director 7.2 Elect Kuo-Yuan Tsai, with Shareholder For For Management No. 14, as Non-independent Director 7.3 Elect a Representative of New Path For Against Management International Co., Ltd., with Shareholder No. 1, as Non-independent Director 7.4 Elect a Representative of Hydron For Against Management International Co., Ltd., with Shareholder No. 2, as Non-independent Director 7.5 Elect a Representative of Ocean Heart For Against Management International Limited, with Shareholder No. 5, as Non-independent Director 7.6 Elect a Representative of MIGHTY STAR For Against Management INVESTMENT LIMITED., with Shareholder No. 12, as Non-independent Director 7.7 Elect Ken-Cheng Wu, with Shareholder For For Management No. G120325XXX, as Independent Director 7.8 Elect Jui-Lung Tung, with Shareholder For For Management No. L101232XXX, as Independent Director 7.9 Elect Chia-Chung Chan, with For For Management Shareholder No. K120410XXX, as Independent Director 8 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GINLONG TECHNOLOGIES CO., LTD. Ticker: 300763 Security ID: Y6367E106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Application of Bank Credit For For Management Lines 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision and Distribution of For For Management External Guarantees 11 Approve Forward Foreign Exchange For For Management Transactions 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 14.1 Approve Type For For Management 14.2 Approve Issue Size For For Management 14.3 Approve Par Value and Issue Price For For Management 14.4 Approve Bond Maturity For For Management 14.5 Approve Bond Coupon Rate For For Management 14.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 14.7 Approve Conversion Period For For Management 14.8 Approve Determination and Adjustment For For Management of Conversion Price 14.9 Approve Method on Handling Fractional For For Management Shares Upon Conversion 14.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 14.11 Approve Terms of Redemption For For Management 14.12 Approve Terms of Sell-Back For For Management 14.13 Approve Dividend Distribution Post For For Management Conversion 14.14 Approve Issue Manner and Target For For Management Subscribers 14.15 Approve Placing Arrangement for For For Management Shareholders 14.16 Approve Matters Relating to Meetings For For Management of Bondholders 14.17 Approve Use of Proceeds For For Management 14.18 Approve Special Storage Account for For For Management Raised Funds 14.19 Approve Guarantee Matters For For Management 14.20 Approve Rating Matters For For Management 14.21 Approve Resolution Validity Period For For Management 15 Approve Issuance of Convertible Bonds For For Management 16 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 17 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Management 20 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 21 Approve Report on the Usage of For For Management Previously Raised Funds 22 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GINLONG TECHNOLOGIES CO., LTD. Ticker: 300763 Security ID: Y6367E106 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- GLARUN TECHNOLOGY CO., LTD. Ticker: 600562 Security ID: Y4446U100 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Financial Budget For Against Management 2 Approve Adjustment on Related Party For For Management Transactions 3 Approve Adjustment on Application of For Against Management Comprehensive Credit Lines and Bank Loan Scale 4 Approve Adjustment on Remuneration of For For Management Auditor 5 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GLARUN TECHNOLOGY CO., LTD. Ticker: 600562 Security ID: Y4446U100 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Langping as Non-independent For For Management Director -------------------------------------------------------------------------------- GLARUN TECHNOLOGY CO., LTD. Ticker: 600562 Security ID: Y4446U100 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- GLARUN TECHNOLOGY CO., LTD. Ticker: 600562 Security ID: Y4446U100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Financial Services Agreement For For Management 9 Approve Application of Bank Credit For For Management Lines and Bank Loan 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PHARMACEUTICALS LIMITED Ticker: 500660 Security ID: Y2709V112 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Transfer of Business For For Management Undertaking -------------------------------------------------------------------------------- GLENMARK PHARMACEUTICALS LIMITED Ticker: 532296 Security ID: Y2711C144 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect V S Mani as Director For For Management 5 Approve Suresh Surana & Associates For For Management LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Rajesh Desai as Director For For Management 7 Elect Dipankar Bhattacharjee as For For Management Director 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Increase in Borrowing Limits For For Management 10 Approve Pledging of Assets for Debt For For Management 11 Approve Issuance of Debt Securities For For Management -------------------------------------------------------------------------------- GLOBAL BRANDS MANUFACTURE LTD. Ticker: 6191 Security ID: Y2714U117 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Chiao Yu-Heng 4 Approve Release of Restrictions of For For Management Competitive Activities of Lai Wei-Chen 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 7 Approve Capital Reduction by Cash For For Management Refund -------------------------------------------------------------------------------- GLOBAL INFOTECH CO., LTD. Ticker: 300465 Security ID: Y2711G103 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- GLOBAL INFOTECH CO., LTD. Ticker: 300465 Security ID: Y2711G103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Own Funds for Cash For For Management Management 8 Approve Provision for Goodwill For For Management Impairment 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Amend Related-Party Transaction For Against Management Management Method 14 Amend Management System of Raised Funds For Against Management 15 Amend Management System for Providing For Against Management External Guarantees 16 Amend Management System for Providing For Against Management External Investments 17 Approve Extension of Resolution For For Management Validity Period of Issuance of Shares to Specific Targets on the ChiNext 18 Approve Extension of Authorization of For For Management the Board Relating to the Issuance of Shares to Specific Targets on the ChiNext -------------------------------------------------------------------------------- GLOBAL MIXED-MODE TECHNOLOGY, INC. Ticker: 8081 Security ID: Y2717S101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED Ticker: GPSC Security ID: Y2715Q123 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Approve Allocation of Income and For For Management Dividend Payment 3 Approve Remuneration of Directors For For Management 4 Approve PricewaterhouseCoopers ABAS For For Management Company Limited as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Pailin Chuchottaworn as Director For For Management 5.2 Elect Pakorn Apaphant as Director For For Management 5.3 Elect Nicha Hiranburana Thuvatham as For For Management Director 5.4 Elect Pongpun Amornvivat as Director For For Management 5.5 Elect Worawat Pitayasiri as Director For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Bond Period and Type For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 2.12 Approve Underwriting Method For For Management 2.13 Approve Bond Trading Circulation For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Corporate Bond Issuance 2.1 Approve Issue Scale For Did Not Vote Management 2.2 Approve Par Value and Issue Price For Did Not Vote Management 2.3 Approve Issue Manner For Did Not Vote Management 2.4 Approve Target Subscribers For Did Not Vote Management 2.5 Approve Bond Interest Rate For Did Not Vote Management 2.6 Approve Bond Period and Type For Did Not Vote Management 2.7 Approve Guarantee Matters For Did Not Vote Management 2.8 Approve Usage of Raised Funds For Did Not Vote Management 2.9 Approve Listing Location For Did Not Vote Management 2.10 Approve Safeguard Measures of Debts For Did Not Vote Management Repayment 2.11 Approve Resolution Validity Period For Did Not Vote Management 2.12 Approve Underwriting Method For Did Not Vote Management 2.13 Approve Bond Trading Circulation For Did Not Vote Management 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption and Change of For For Management Commitments Related to Horizontal Competition of Zhou Min 2 Approve Exemption and Change of For For Management Commitments Related to Horizontal Competition of Li Kan and Chen Qiaoyun -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption and Change of For Did Not Vote Management Commitments Related to Horizontal Competition of Zhou Min 2 Approve Exemption and Change of For Did Not Vote Management Commitments Related to Horizontal Competition of Li Kan and Chen Qiaoyun -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For Did Not Vote Management 2 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External For For Management Guarantees -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Chengbin as Director For For Management 1.2 Elect Ji Penglong as Director For For Management 1.3 Elect Li Yong as Director For For Management 1.4 Elect Jia Runping as Director For For Management 1.5 Elect Zhang Hongxia as Director For For Management 2 Elect Su Changling as Independent For For Management Director 3 Elect Zhang Qian as Supervisor For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Chengbin as Director For Did Not Vote Management 1.2 Elect Ji Penglong as Director For Did Not Vote Management 1.3 Elect Li Yong as Director For Did Not Vote Management 1.4 Elect Jia Runping as Director For Did Not Vote Management 1.5 Elect Zhang Hongxia as Director For Did Not Vote Management 2 Elect Su Changling as Independent For Did Not Vote Management Director 3 Elect Zhang Qian as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 7 Approve Provision of Guarantee For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GLOBAL TOP E-COMMERCE CO., LTD. Ticker: 002640 Security ID: Y7699W103 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Company's For For Management Shares -------------------------------------------------------------------------------- GLOBAL UNICHIP CORP. Ticker: 3443 Security ID: Y2724H114 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- GLOBALWAFERS CO., LTD. Ticker: 6488 Security ID: Y2722U109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements and Profit Distribution 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Amendments to Trading Procedures For For Management Governing Derivatives Products 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5 Approve Issuance of Shares Through For For Management Public Offering to Fund Working Capital 6.1 Elect Hsiu-Lan Hsu, with SHAREHOLDER For For Management NO.0000009 as Non-independent Director 6.2 Elect Ming-Kuang Lu, a Representative For For Management of Sino-American Silicon Products Inc. , with SHAREHOLDER NO.0000001, as Non-independent Director 6.3 Elect Tan-Liang Yao, a Representative For For Management of Sino-American Silicon Products Inc. , with SHAREHOLDER NO.0000001, as Non-independent Director 6.4 Elect Kuo-Chow Chen, with SHAREHOLDER For For Management NO.0000039 as Non-independent Director 6.5 Elect Jeng-Ywan Jeng, with SHAREHOLDER For For Management NO.R122108XXX as Independent Director 6.6 Elect Chung-Yu Wang, with SHAREHOLDER For For Management NO.A101021XXX as Independent Director 6.7 Elect Ming-Ren Yu, with SHAREHOLDER NO. For For Management V120031XXX as Independent Director 7 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- GLOBE TELECOM, INC. Ticker: GLO Security ID: Y27257149 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Stockholders' For For Management Meeting held on April 21, 2020 2 Approve the Annual Report of Officers For For Management and Audited Financial Statements 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management Adopted During the Preceding Year 4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management Director 4.2 Elect Lang Tao Yih, Arthur as Director For Against Management 4.3 Elect Fernando Zobel de Ayala as For Against Management Director 4.4 Elect Samba Natarajan as Director For Against Management 4.5 Elect Ernest L. Cu as Director For For Management 4.6 Elect Delfin L. Lazaro as Director For Against Management 4.7 Elect Romeo L. Bernardo as Director For Against Management 4.8 Elect Cezar P. Consing as Director For Against Management 4.9 Elect Rex Ma. A. Mendoza as Director For For Management 4.10 Elect Saw Phaik Hwa as Director For For Management 4.11 Elect Cirilo P. Noel as Director For For Management 5 Approve Independent Auditors and For For Management Fixing of Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Capital Injection and Share For For Management Expansion -------------------------------------------------------------------------------- GLODON CO., LTD. Ticker: 002410 Security ID: Y2726S100 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Independent For For Management Directors 7 Approve Allowance of External For For Management Supervisors 8 Approve Amendments to Articles of For For Management Association 9 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 10 Approve 2020 Repurchase and For For Management Cancellation of Performance Shares 11 Approve to Appoint Auditor For For Management 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Working System for Independent For Against Management Directors 16 Amend Management System for Providing For Against Management External Guarantees 17 Amend Related-Party Transaction For Against Management Management System 18 Amend External Investment Management For Against Management Method 19 Amend Investment Risk Management System For Against Management 20 Amend Management System of Raised Funds For Against Management 21 Amend Information Management and For Against Management Disclosure System -------------------------------------------------------------------------------- GLORIA MATERIAL TECHNOLOGY CORP. Ticker: 5009 Security ID: Y2726B107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- GMR INFRASTRUCTURE LIMITED Ticker: 532754 Security ID: Y2730E121 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect G.B.S. Raju as Director For Against Management 3 Elect Suresh Lilaram Narang as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GODREJ AGROVET LIMITED Ticker: 540743 Security ID: Y2R34W109 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Nadir B. Godrej as Director For For Management 4 Reelect Tanya A. Dubash as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Vijay M. Crishna as Director For Against Management -------------------------------------------------------------------------------- GODREJ CONSUMER PRODUCTS LIMITED Ticker: 532424 Security ID: Y2732X135 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Pirojsha Godrej as Director For For Management 4 Reelect Tanya Dubash as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Appointment and Remuneration For For Management of Nisaba Godrej as Managing Director -------------------------------------------------------------------------------- GODREJ INDUSTRIES LIMITED Ticker: 500164 Security ID: Y2733G164 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Adi Godrej as Director For For Management 3 Reelect Vijay Crishna as Director For For Management 4 Elect Monaz Noble as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GODREJ INDUSTRIES LTD. Ticker: 500164 Security ID: Y2733G164 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Pyxis Holdings For For Management Private Limited 2 Approve Increase in Borrowing Powers For For Management 3 Approve Issuance of Non-Convertible For For Management Debentures / Bonds / Other Instrument on Private Placement Basis -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Pirojsha Godrej as Director For For Management 3 Elect Sutapa Banerjee as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Remuneration to For Against Management Pirojsha Godrej as Whole Time Director Designated as Executive Chairman in Excess of the Limits 2 Approve Payment of Remuneration to For Against Management Mohit Malhotra as Managing Director & Chief Executive Officer in Excess of the Limits 3 Approve Payment of Commission to For Against Management Non-Executive Directors -------------------------------------------------------------------------------- GODREJ PROPERTIES LIMITED Ticker: 533150 Security ID: Y2735G139 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GOERTEK INC. Ticker: 002241 Security ID: Y27360109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Financial Derivates For For Management Transactions 10 Approve Guarantee Provision Plan For For Management 11 Approve Provision of Guarantee for For For Management Subsidiaries 12 Approve Amendments to Articles of For For Management Association 13 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 14 Approve Methods to Assess the For For Shareholder Performance of Plan Participants Regarding Employee Share Purchase Plan 15 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Employee Share Purchase Plan 16 Approve Draft and Summary of Stock For For Shareholder Option Incentive Plan 17 Approve Methods to Assess the For For Shareholder Performance of Plan Participants Regarding Stock Option Incentive Plan 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Stock Option Incentive Plan -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee to For For Management Credit Line 3 Approve Provision of Guarantee to For For Management Commercial Credit Line Applied by Subsidiaries for Suppliers 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Issue Type and Par Value For For Management 5.2 Approve Issue Manner and Period For For Management 5.3 Approve Target Parties and For For Management Subscription Manner 5.4 Approve Issue Price and Pricing Basis For For Management 5.5 Approve Issue Scale For For Management 5.6 Approve Amount and Usage of Raised For For Management Funds 5.7 Approve Restriction Period Arrangement For For Management 5.8 Approve Listing Location For For Management 5.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.10 Approve Resolution Validity Period For For Management 6 Approve Plan on Private Placement of For For Management Shares 7 Approve Signing of Conditional For For Management Subscription Agreement 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Penalties or Regulatory For For Management Measures taken by Securities Regulatory Authorities and Exchanges in the Past Five Years and Rectification 13 Approve Establishment of Special For For Management Raised Funds Deposit Account 14 Approve Self-inspection Report on For For Management Company's Real Estate Business 15 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fu Jinglin as Non-Independent For For Shareholder Director 1.2 Elect Chen Lei as Non-Independent For For Shareholder Director 2.1 Elect Liang Wenyong as Independent For For Management Director 2.2 Elect Zhang Tianxi as Independent For For Management Director 2.3 Elect Li Keqiang as Independent For For Management Director 2.4 Elect Sun Chuang as Independent For For Management Director 2.5 Elect Wan Yan as Independent Director For For Management 3 Elect Duan Maozhong as Supervisor For For Shareholder 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Remuneration of Directors For For Management 3 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Credit Line Application For For Management 3 Approve Guarantee and Mutual Guarantee For For Management 4 Approve Lease of Property For For Management -------------------------------------------------------------------------------- GOHIGH DATA NETWORKS TECHNOLOGY CO., LTD. Ticker: 000851 Security ID: Y2945N106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Related Party Transaction For For Management 8 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- GOL LINHAS AEREAS INTELIGENTES SA Ticker: GOLL4 Security ID: P491AF117 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For Did Not Vote Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For Did Not Vote Management -------------------------------------------------------------------------------- GOL LINHAS AEREAS INTELIGENTES SA Ticker: GOLL4 Security ID: P491AF117 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- GOLD CIRCUIT ELECTRONICS LTD. Ticker: 2368 Security ID: Y27431108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Chen-Tse Yang, with SHAREHOLDER For For Management NO.3 as Non-independent Director 5.2 Elect Chang-Chi Yang, with SHAREHOLDER For For Management NO.1 as Non-independent Director 5.3 Elect Lien-Mei Lin, with SHAREHOLDER For For Management NO.71172 as Non-independent Director 5.4 Elect Jung-Tung Tsai, a Representative For For Management of King Hsiang Investment Co. with SHAREHOLDER NO.23783, as Non-independent Director 5.5 Elect Chang-Chin Yang, with For For Management SHAREHOLDER NO.8 as Non-independent Director 5.6 Elect Chen-Jung Yang, with SHAREHOLDER For For Management NO.4 as Non-independent Director 5.7 Elect Jen-Jou Hsieh, with SHAREHOLDER For For Management NO.J100244XXX as Independent Director 5.8 Elect Wen-Shih Chiang, with For For Management SHAREHOLDER NO.186 as Independent Director 5.9 Elect Tzu-Ying Lin, with SHAREHOLDER For For Management NO.T220067XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GOLD FIELDS LTD. Ticker: GFI Security ID: S31755101 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 2.1 Re-elect Terence Goodlace as Director For For Management 2.2 Re-elect Nick Holland as Director For For Management 2.3 Re-elect Richard Menell as Director For For Management 2.4 Re-elect Yunus Suleman as Director For For Management 3.1 Re-elect Yunus Suleman as Chairperson For For Management of the Audit Committee 3.2 Re-elect Alhassan Andani as Member of For For Management the Audit Committee 3.3 Re-elect Peter Bacchus as Member of For For Management the Audit Committee 3.4 Re-elect Richard Menell as Member of For For Management the Audit Committee 4 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GOLD FIELDS LTD. Ticker: GFI Security ID: S31755101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 2.1 Elect Chris Griffith as Director For For Management 2.2 Elect Philisiwe Sibiya as Director For For Management 2.3 Re-elect Cheryl Carolus as Director For For Management 2.4 Re-elect Steven Reid as Director For For Management 2.5 Re-elect Carmen Letton as Director For For Management 3.1 Re-elect Yunus Suleman as Chairperson For For Management of the Audit Committee 3.2 Re-elect Alhassan Andani as Member of For For Management the Audit Committee 3.3 Re-elect Peter Bacchus as Member of For For Management the Audit Committee 3.4 Elect Philisiwe Sibiya as Member of For For Management the Audit Committee 4 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GOLDCARD SMART GROUP CO., LTD. Ticker: 300349 Security ID: Y9896F107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve External Guarantee For For Management 8 Approve Use of Funds for Cash For For Management Management 9 Approve to Appoint Auditor For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GOLDENMAX INTERNATIONAL TECHNOLOGY LTD. Ticker: 002636 Security ID: Y2751A107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Formulation of Shareholder For For Management Return Plan 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Comprehensive Credit Line For For Management Application and Guarantee Provision 10 Approve Bill Pool Business For For Management 11 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 12 Approve Adjustment of Performance For For Management Commitment 13 Approve Waiver of Pre-emptive Right For For Shareholder 14 Approve Asset Pool Business For For Shareholder 15.1 Elect Han Tao as Director For For Shareholder 15.2 Elect Han Wei as Director For For Shareholder 15.3 Elect Cheng Jing as Director For For Shareholder 15.4 Elect Zhu Chenggang as Director For For Shareholder 15.5 Elect Hu Ruiping as Director For For Shareholder 15.6 Elect Cheng Aixian as Director For For Shareholder 16.1 Elect Zhou Changsheng as Director For For Shareholder 16.2 Elect Sun Wei as Director For For Shareholder 16.3 Elect Fang Chun as Director For For Shareholder 17.1 Elect Fang Yanan as Supervisor For For Shareholder 17.2 Elect Xia Wenyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- GOLDENMAX INTERNATIONAL TECHNOLOGY LTD. Ticker: 002636 Security ID: Y2751A107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Formulation of Shareholder For Did Not Vote Management Return Plan 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 9 Approve Comprehensive Credit Line For Did Not Vote Management Application and Guarantee Provision 10 Approve Bill Pool Business For Did Not Vote Management 11 Approve Use of Idle Own Funds to For Did Not Vote Management Conduct Cash Management 12 Approve Adjustment of Performance For Did Not Vote Management Commitment 13 Approve Waiver of Pre-emptive Right For Did Not Vote Shareholder 14 Approve Asset Pool Business For Did Not Vote Shareholder 15.1 Elect Han Tao as Director For Did Not Vote Shareholder 15.2 Elect Han Wei as Director For Did Not Vote Shareholder 15.3 Elect Cheng Jing as Director For Did Not Vote Shareholder 15.4 Elect Zhu Chenggang as Director For Did Not Vote Shareholder 15.5 Elect Hu Ruiping as Director For Did Not Vote Shareholder 15.6 Elect Cheng Aixian as Director For Did Not Vote Shareholder 16.1 Elect Zhou Changsheng as Director For Did Not Vote Shareholder 16.2 Elect Sun Wei as Director For Did Not Vote Shareholder 16.3 Elect Fang Chun as Director For Did Not Vote Shareholder 17.1 Elect Fang Yanan as Supervisor For Did Not Vote Shareholder 17.2 Elect Xia Wenyu as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- GOLDSUN BUILDING MATERIALS CO., LTD. Ticker: 2504 Security ID: Y50552101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- GOME RETAIL HOLDINGS LIMITED Ticker: 493 Security ID: G3978C124 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Huang Xiu Hong as Director For For Management 3 Elect Yu Sing Wong as Director For For Management 4 Elect Liu Hong Yu as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GONGNIU GROUP CO., LTD. Ticker: 603195 Security ID: Y2R0MK101 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Types and Amount For For Management of Entrusted Financial Product Investments with Own Funds 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GONGNIU GROUP CO., LTD. Ticker: 603195 Security ID: Y2R0MK101 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Ruan Liping as Non-Independent For For Shareholder Director 2.2 Elect Ruan Xueping as Non-Independent For For Shareholder Director 2.3 Elect Cai Yingfeng as Non-Independent For For Shareholder Director 2.4 Elect Liu Shengsong as Non-Independent For For Shareholder Director 2.5 Elect Zhou Zhenghua as Non-Independent For For Shareholder Director 2.6 Elect Cao Wei as Non-Independent For For Shareholder Director 3.1 Elect Xie Tao as Independent Director For For Shareholder 3.2 Elect Zhang Zeping as Independent For For Shareholder Director 3.3 Elect He Hao as Independent Director For For Shareholder 4.1 Elect Shen Huiyuan as Supervisor For For Shareholder 4.2 Elect Guan Xuejun as Supervisor For For Shareholder -------------------------------------------------------------------------------- GONGNIU GROUP CO., LTD. Ticker: 603195 Security ID: Y2R0MK101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Own Funds for Entrusted For For Management Financial Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Draft and Summary of For For Shareholder Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Matters Related to the Performance Shares Incentive Plan 13 Approve Amendments to Articles of For For Management Association 14 Elect Zhou Wenchuan as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Share Incentive Plan 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Stock Option Incentive Plan and Cancellation of Related Stock Options 2 Approve Guarantee For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Related Party Transaction For Against Management Decision System 5 Amend External Guarantee System For Against Management -------------------------------------------------------------------------------- GOSUNCN TECHNOLOGY GROUP CO., LTD. Ticker: 300098 Security ID: Y2924U105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of Chairman of For For Management the Board of Directors Liu Shuangguang 6.2 Approve Remuneration of Director Jia For For Management Youyao 6.3 Approve Remuneration of Director Fang For For Management Yingjie 6.4 Approve Remuneration of Director Kan For For Management Yulun 6.5 Approve Allowance of Independent For For Management Director Niu Yanping 6.6 Approve Allowance of Independent For For Management Director Jiang Bin 6.7 Approve Allowance of Independent For For Management Director Hu Zhiyong 7.1 Approve Remuneration of Chairman of For For Management the Board of Supervisors Huang Haitao 7.2 Approve Remuneration of Supervisor Liu For For Management Yingying 7.3 Approve Remuneration of Supervisor For For Management Zhou Jieying 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Provision of Guarantee For For Management 10 Approve Termination of Implementation For For Management of Performance Share Incentive Plan and Repurchase and Cancellation of Performance Shares 11 Amend Articles of Association For For Management 12 Approve Provision of Guarantee between For For Shareholder Company and Subsidiary Company 13 Approve Unrecovered Losses Reached a For For Shareholder Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: Y4439F110 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 3 Approve External Investment as well as For For Management Capital Injection 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: Y4439F110 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Provision for Credit and Asset For For Management Impairment 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Credit Line Application For Against Management 9 Approve Guarantee For For Management 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: Y4439F110 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- GOURMET MASTER CO. LTD. Ticker: 2723 Security ID: G4002A100 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 21 For For Management 2 Amend Article 25 For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Restricted Stock Plan For Against Management 5 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- GR SARANTIS SA Ticker: SAR Security ID: X7583P132 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Audit Committee's Report For For Management 3 Approve Management of Company For For Management 4 Approve Discharge of Auditors For For Management 5 Approve Auditors and Fix Their For Against Management Remuneration 6 Advisory Vote on Remuneration Report For Against Management 7 Amend Remuneration Policy For Against Management 8 Approve Increase in Size of Board For For Management 9 Elect Directors (Bundled) For For Management 10 Elect Members of Audit Committee For Against Management (Bundled) 11 Other Business For Against Management -------------------------------------------------------------------------------- GRAND BAOXIN AUTO GROUP LIMITED Ticker: 1293 Security ID: G4134L107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Lu Wei as Director For For Management 2b Elect Wang Xinming as Director For For Management 2c Elect Lu Ao as Director For For Management 2d Elect Xu Xing as Director For For Management 2e Elect Diao Jianshen as Director For For Management 2f Elect Chan Wan Tsun Adrian Alan as For For Management Director 2g Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GRAND INDUSTRIAL HOLDING CO., LTD. Ticker: 000626 Security ID: Y52793109 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Grand Energy Co., Ltd. 2 Approve Provision of Guarantee for For For Management Yuandasheng Water Resources Co., Ltd. 3 Approve Provision of Guarantee for For For Management Ningbo Yuanda International Trade Co., Ltd. -------------------------------------------------------------------------------- GRAND INDUSTRIAL HOLDING CO., LTD. Ticker: 000626 Security ID: Y52793109 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GRAND INDUSTRIAL HOLDING CO., LTD. Ticker: 000626 Security ID: Y52793109 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For Did Not Vote Management -------------------------------------------------------------------------------- GRAND INDUSTRIAL HOLDING CO., LTD. Ticker: 000626 Security ID: Y52793109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Capital Injection of For For Management Wholly-owned Subsidiary 8.1 Elect Jin Bo as Director For For Management 8.2 Elect Shi Yingchun as Director For For Management 8.3 Elect Bai Xinhua as Director For For Management 8.4 Elect Zhang Mian as Director For For Management 8.5 Elect Yu Yan as Director For For Management 8.6 Elect Jiang Huafu as Director For For Management 8.7 Elect Zhao Liangxing as Director For For Management 8.8 Elect Zhang Yong as Director For For Management 9.1 Elect Zheng Yanchen as Director For For Management 9.2 Elect Zhang Shuanggen as Director For For Management 9.3 Elect Xie Huisheng as Director For For Management 9.4 Elect Xu Xiangshun as Director For For Management 9.5 Elect Wu Jiabao as Director For For Management 10.1 Elect Zhou Yanwu as Supervisor For For Management 10.2 Elect Fang Haijin as Supervisor For For Management -------------------------------------------------------------------------------- GRAND PACIFIC PETROCHEMICAL CORP. Ticker: 1312 Security ID: Y2846G101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- GRANDBLUE ENVIRONMENT CO., LTD. Ticker: 600323 Security ID: Y6204L107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Issuance of Super Short-term For For Management Commercial Papers 8 Approve Shareholder Return Plan For For Management 9 Elect Wang Weirong as Director For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Company's Eligibility for For For Management Corporate Bond Issuance 13.1 Approve Issue Scale For For Management 13.2 Approve Par Value and Issue Price For For Management 13.3 Approve Bond Period For For Management 13.4 Approve Interest Rate and For For Management Determination Method 13.5 Approve Target Parties and Issue Manner For For Management 13.6 Approve Placing Arrangement for For For Management Shareholders 13.7 Approve Guarantee Situation For For Management 13.8 Approve Terms of Redemption and Resale For For Management 13.9 Approve Safeguard Measures of Debts For For Management Repayment 13.10 Approve Underwriting Method, Listing For For Management Arrangement and Resolution Validity Period 13.11 Approve Usage of Raised Funds For For Management 14 Approve Plan on Corporate Bond Issuance For For Management 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Lijun as Supervisor For For Management -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect You Wei as Director For For Management 1.2 Elect Liu Yun as Director For For Management -------------------------------------------------------------------------------- GRANDJOY HOLDINGS GROUP CO., LTD. Ticker: 000031 Security ID: Y7740B108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Application of Loan Credit For For Management Lines 7 Approve Provision of Guarantees to For Against Management Controlled Subsidiaries 8 Approve Provision of Guarantees to For For Management Joint Ventures 9 Approve Provision of External For For Management Financial Assistance 10 Approve Provision of Financial For For Management Assistance to Project Companies 11 Approve Daily Related Party For For Management Transactions for 2021 12 Approve Deposit and Loan Transactions For For Management with COFCO Finance Co., Ltd. and Related Party Transaction 13 Approve Renewal of Loans from COFCO For For Management Land Management Co., Ltd. and Related Party Transaction 14 Approve Renewal of Loans from Yu Chuan For For Management Co., Ltd. and Related Party Transaction 15 Approve Renewal of Loans from Pengli For For Management International Group Co., Ltd. and Related Party Transaction 16 Approve Application of Credit Lines For For Management and Related Party Transaction 17 Approve Authorization of the Board to For For Management Issue Debt Financing Products 18 Approve Change in Use of Raised Funds For For Management -------------------------------------------------------------------------------- GRAPE KING BIO LTD. Ticker: 1707 Security ID: Y2850Y105 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares via a For For Management Private Placement -------------------------------------------------------------------------------- GRAPE KING BIO LTD. Ticker: 1707 Security ID: Y2850Y105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8.1 Elect Tseng, Sheng-Lin (Andrew), with For For Management Shareholder No. 5, as Non-Independent Director 8.2 Elect Tseng, Mei-Ching (Grace), with For For Management Shareholder No. 4, as Non-Independent Director 8.3 Elect Chang, Jue-Jia (Barry) with For For Management Shareholder No. 16, as Non-Independent Director 8.4 Elect Huang, Yen-Shiang (James), with For For Management Shareholder No. 94724, as Non-Independent Director 8.5 Elect Lai, Chih-Wei, with Shareholder For For Management No. 99831, as Non-Independent Director 8.6 Elect Chang, Chih-Sheng, with For For Management Shareholder No. 15, as Non-Independent Director 8.7 Elect Chen, Hsing-Chun, with For For Management Shareholder No. 68613, as Non-Independent Director 8.8 Elect Kao Shiow-Ling, a Representative For For Management of Uni-President Enterprises Corp, with Shareholder No. 180130, as Non-Independent Director 8.9 Elect Lin, Feng- I, with Shareholder For For Management No. V101038XXX, as Independent Director 8.10 Elect Chen, Ching-Pu, with Shareholder For For Management No. E120946XXX, as Independent Director 8.11 Elect Miao, I-Fan, with Shareholder No. For For Management V220086XXX, as Independent Director 8.12 Elect Chen, Jing Ning (Jenny), with For For Management Shareholder No. A221575XXX, as Independent Director 9 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- GRAPHITE INDIA LIMITED Ticker: 509488 Security ID: Y2851J149 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect K K Bangur as Director For For Management 4 Reelect Gaurav Swarup as Director For For Management 5 Elect Ashutosh Dixit as Director For For Management 6 Approve Appointment and Remuneration For Against Management of Ashutosh Dixit as Whole-time Director designated as Executive Director 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Issuance of Secured/ For For Management Unsecured, Redeemable, Cumulative/ Non-Cumulative, Non-Convertible Debentures/Bonds on Private Placement Basis 9 Approve Pledging of Assets for Debt For For Management 10 Approve Borrowing Powers For For Management -------------------------------------------------------------------------------- GRASIM INDUSTRIES LIMITED Ticker: 500300 Security ID: Y2851U102 Meeting Date: SEP 14, 2020 Meeting Type: Annual Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Rajashree Birla as Director For Against Management 4 Reelect Shailendra K. Jain as Director For For Management 5 Amend Object Clause of Memorandum of For For Management Association 6 Amend Articles of Association For For Management 7 Elect Santrupt Misra as Director For For Management 8 Elect Vipin Anand as Director For For Management 9 Approve Rajashree Birla to Continue For Against Management Office as Non-Executive Director 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GRASIM INDUSTRIES LIMITED Ticker: 500300 Security ID: Y2851U102 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- GRASIM INDUSTRIES LIMITED Ticker: 500300 Security ID: Y2851U102 Meeting Date: APR 16, 2021 Meeting Type: Court Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- GREAT CHINASOFT TECHNOLOGY CO., LTD. Ticker: 002453 Security ID: Y83166101 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association 2 Amend Major Business Decision-making For For Management Procedures 3 Amend External Guarantee Management For For Management System 4 Amend Related Party Transaction System For For Management 5.1 Elect Li Xiaoxi as Supervisor For For Management 5.2 Elect Shan Hongdi as Supervisor For For Management -------------------------------------------------------------------------------- GREAT CHINASOFT TECHNOLOGY CO., LTD. Ticker: 002453 Security ID: Y83166101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GREAT EASTERN SHIPPING CO. LTD. Ticker: 500620 Security ID: Y2857Q154 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect K. M. Sheth as Director For For Management 3 Reelect Rita Bhagwati as Director For For Management 4 Reelect Shankar Acharya as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Bharat K. Sheth as Whole-time Director Designated as Deputy Chairman & Managing Director 6 Approve Reappointment and Remuneration For For Management of G. Shivakumar as Whole-time Director Designated as Executive Director -------------------------------------------------------------------------------- GREAT WALL ENTERPRISE CO., LTD. Ticker: 1210 Security ID: Y2866P106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ordinary Related Party For For Management Transaction of the Group and Spotlight Automotive Ltd -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Ordinary Related Party For For Management Transaction of the Group and Spotlight Automotive Ltd -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase and Related For For Management Party Transaction -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase and Related For For Management Party Transaction -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Public Issuance of A Share Convertible Corporate Bonds of the Company 2.01 Approve Type of Securities to be Issued For For Management 2.02 Approve Size of the Issuance For For Management 2.03 Approve Par Value and Issue Price For For Management 2.04 Approve Bonds Term For For Management 2.05 Approve Coupon Rate For For Management 2.06 Approve Term and Method of Repayment For For Management of Principal and Interest Payment 2.07 Approve Conversion Period For For Management 2.08 Approve Determination and Adjustment For For Management of the Conversion Price 2.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 2.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds which is Insufficient to be Converted into One A Share 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sale Back For For Management 2.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 2.14 Approve Method of the Issuance and For For Management Target Subscribers 2.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 2.16 Approve Bondholders and Bondholders' For For Management Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating For For Management 2.19 Approve Management and Deposit for For For Management Proceeds Raised 2.20 Approve Guarantee and Security For For Management 2.21 Approve Validity Period of the For For Management Resolution 3 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 4 Approve Feasibility Report on the For For Management Project Funded by the Proceeds in the Public Issuance of A Share Convertible Corporate Bonds of the Company 5 Approve Exemption from the Preparation For For Management of the Reports on the Use of Proceeds Previously Raised 6 Approve Recovery Measures and For For Management Undertakings by Relevant Parties in Relation to Dilutive Impact on Immediate Returns of the Public Issuance of A Share Convertible Corporate Bonds of the Company 7 Approve Formulation of the For For Management Shareholders' Return Plan for the Next Three Years (Year 2020-2022) of the Company 8 Approve Formulation of Rules for A For For Management Share Convertible Corporate Bondholders' Meetings of the Company 9 Approve Amendments on the For For Management Administrative Rules for Use of Proceeds from Fund Raisings of Great Wall Motor Company Limited (Revised) 10 Approve Connected Transactions of For For Management Possible Subscriptions of A Share Convertible Corporate Bonds under the Public Issuance by the Company's Controlling Shareholder, Director or General Manager of Certain Significant Subsidiaries 11 Approve Authorization from For For Management Shareholders' General Meeting to the Board or Its Authorized Persons to Handle in Full Discretion Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of the Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Bonds Term For For Management 1.05 Approve Coupon Rate For For Management 1.06 Approve Term and Method of Repayment For For Management of Principal and Interest Payment 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 1.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds which is Insufficient to be Converted into One A Share 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 1.14 Approve Method of the Issuance and For For Management Target Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Bondholders and Bondholders' For For Management Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Rating For For Management 1.19 Approve Management and Deposit for For For Management Proceeds Raised 1.20 Approve Guarantee and Security For For Management 1.21 Approve Validity Period of the For For Management Resolution 2 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 3 Approve Authorization from For For Management Shareholders' General Meeting to the Board or Its Authorized Persons to Handle in Full Discretion Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Public Issuance of A Share Convertible Corporate Bonds of the Company 2.01 Approve Type of Securities to be Issued For For Management 2.02 Approve Size of the Issuance For For Management 2.03 Approve Par Value and Issue Price For For Management 2.04 Approve Bonds Term For For Management 2.05 Approve Coupon Rate For For Management 2.06 Approve Term and Method of Repayment For For Management of Principal and Interest Payment 2.07 Approve Conversion Period For For Management 2.08 Approve Determination and Adjustment For For Management of the Conversion Price 2.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 2.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds which is Insufficient to be Converted into One A Share 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sale Back For For Management 2.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 2.14 Approve Method of the Issuance and For For Management Target Subscribers 2.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 2.16 Approve Bondholders and Bondholders' For For Management Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating For For Management 2.19 Approve Management and Deposit for For For Management Proceeds Raised 2.20 Approve Guarantee and Security For For Management 2.21 Approve Validity Period of the For For Management Resolution 3 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 4 Approve Feasibility Report on the For For Management Project Funded by the Proceeds in the Public Issuance of A Share Convertible Corporate Bonds of the Company 5 Approve Exemption from the Preparation For For Management of the Reports on the Use of Proceeds Previously Raised 6 Approve Recovery Measures and For For Management Undertakings by Relevant Parties in Relation to Dilutive Impact on Immediate Returns of the Public Issuance of A Share Convertible Corporate Bonds of the Company 7 Approve Formulation of the For For Management Shareholders' Return Plan for the Next Three Years (Year 2020-2022) of the Company 8 Approve Formulation of Rules for A For For Management Share Convertible Corporate Bondholders' Meetings of the Company 9 Approve Amendments on the For For Management Administrative Rules for Use of Proceeds from Fund Raisings of Great Wall Motor Company Limited (Revised) 10 Approve Connected Transactions of For For Management Possible Subscriptions of A Share Convertible Corporate Bonds under the Public Issuance by the Company's Controlling Shareholder, Director or General Manager of Certain Significant Subsidiaries 11 Approve Authorization from For For Management Shareholders' General Meeting to the Board or Its Authorized Persons to Handle in Full Discretion Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y28741109 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of the Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Bonds Term For For Management 1.05 Approve Coupon Rate For For Management 1.06 Approve Term and Method of Repayment For For Management of Principal and Interest Payment 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 1.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds which is Insufficient to be Converted into One A Share 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 1.14 Approve Method of the Issuance and For For Management Target Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Bondholders and Bondholders' For For Management Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Rating For For Management 1.19 Approve Management and Deposit for For For Management Proceeds Raised 1.20 Approve Guarantee and Security For For Management 1.21 Approve Validity Period of the For For Management Resolution 2 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 3 Approve Authorization from For For Management Shareholders' General Meeting to the Board or Its Authorized Persons to Handle in Full Discretion Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan for Registration and For For Management Issuance of Super Short-Term Commercial Papers -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Proposal For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Reserved Restricted For For Management Shares to Directors and Connected Transaction -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Audited Financial Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Profit Distribution For For Management Proposal 4 Approve 2020 Annual Report and Its For For Management Summary Report 5 Approve 2020 Report of the Independent For For Management Directors 6 Approve 2020 Report of the Supervisory For For Management Committee 7 Approve 2021 Operating Strategies For For Management 8 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2021 Plan of Guarantees to be For For Management Provided by the Company 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 11 Approve Authorization of the Board to For For Management Repurchase A Shares and H Shares of the Company -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LIMITED Ticker: 2333 Security ID: Y2882P106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Board to For For Management Repurchase A Shares and H Shares of the Company -------------------------------------------------------------------------------- GREATEK ELECTRONICS, INC. Ticker: 2441 Security ID: Y2858G106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect D.K.Tsai, a Representative of For For Management Powertech Technology Inc., with SHAREHOLDER NO.0107422, as Non-independent Directors 4.2 Elect Boris Hsieh, a Representative of For For Management Powertech Technology Inc., with SHAREHOLDER NO.0107422, as Non-independent Director 4.3 Elect Louis Ning, a Representative of For For Management Powertech Technology Inc., with SHAREHOLDER NO.0107422, as Non-independent Director 4.4 Elect J.S. Leu, a Representative of For For Management Powertech Technology Inc., with SHAREHOLDER NO.0107422, as Non-independent Director 4.5 Elect Yu-Chin Chen, a Representative For For Management of Powertech Technology Inc., with SHAREHOLDER NO.0107422, as Non-independent Director 4.6 Elect Jr-Neng Chang, a Representative For For Management of Hung-Wei Venture Capital Co., Ltd., with SHAREHOLDER NO.0047414, as Non-independent Director 4.7 Elect Chi-Yung Wu, with SHAREHOLDER NO. For For Management H101098XXX as Independent Director 4.8 Elect Chu-Chien Feng, with SHAREHOLDER For For Management NO.A100895XXX as Independent Director 4.9 Elect M.J. Chuang, with SHAREHOLDER NO. For For Management B122895XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- GREATOO INTELLIGENT EQUIPMENT, INC. Ticker: 002031 Security ID: Y2925C112 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GREATOO INTELLIGENT EQUIPMENT, INC. Ticker: 002031 Security ID: Y2925C112 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statement For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Remuneration of Wu Chaozhong For For Management 7.2 Approve Remuneration of Zheng Xuxu For For Management 7.3 Approve Remuneration of Li Lixuan For For Management 7.4 Approve Remuneration of Lin Ruibo For For Management 7.5 Approve Remuneration of Wu Hao For For Management 7.6 Approve Remuneration of Yang Yujun For For Management 7.7 Approve Remuneration of Yao Shuren For For Management 7.8 Approve Remuneration of Zhang Tiemin For For Management 7.9 Approve Remuneration of Zheng Jinghua For For Management 7.10 Approve Remuneration of Chen Zhiyong For For Management 7.11 Approve Remuneration of Chen Qingxiang For For Management 7.12 Approve Remuneration of Wu Yingxiong For For Management 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Yu Peidi as Non-independent For For Shareholder Director 2.2 Elect Yu Jin as Non-independent For For Shareholder Director 2.3 Elect Yu Li as Non-independent Director For For Shareholder 2.4 Elect Yu Kai as Non-independent For For Shareholder Director 2.5 Elect Leng Wenbin as Non-independent For For Shareholder Director 2.6 Elect Zheng Guoqiang as For For Shareholder Non-independent Director 3.1 Elect Lu Shihua as Independent Director For For Management 3.2 Elect Chen Ling as Independent Director For For Management 3.3 Elect Zheng Qifu as Independent For For Management Director 4.1 Elect Dong Yunxiong as Supervisor For For Management 4.2 Elect Liang Jing as Supervisor For For Management -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Project Income For For Management Notes 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Surplus Funds of For For Management Project Company According to the Proportion of Equity of the Company and its Partners -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Surplus Funds of For Did Not Vote Management Project Company According to the Proportion of Equity of the Company and its Partners -------------------------------------------------------------------------------- GREATTOWN HOLDINGS LTD. Ticker: 600094 Security ID: Y7697S104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Financial Assistance Provision For For Management to the Company 8 Approve Purchase of Low-Risk For For Management Short-Term Structured Deposit Products 9 Approve Securities Investment Plan For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Completed Fund-raising For For Shareholder Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- GREATVIEW ASEPTIC PACKAGING COMPANY LIMITED Ticker: 468 Security ID: G40769104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Chang Fuquan as Director For For Management 3a2 Elect Hong Gang as Director For For Management 3a3 Elect Zhu Jia as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares 6A Approve the Proposed Amendments to For For Management Existing Amended and Restated Articles of Association 6B Adopt Second Amended and Restated For For Management Articles of Association -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Elect Cheng Min as Supervisor For For Shareholder -------------------------------------------------------------------------------- GREE REAL ESTATE CO., LTD. Ticker: 600185 Security ID: Y9722B106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Social Responsibility Report For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Additional Loan Application For For Management and Credit Line 10 Approve Guarantee For Against Management 11 Approve Additional Provision of For Against Management Guarantee 12 Approve Loan Application to Related For For Management Party 13 Approve External Investment For Against Management 14 Approve Land Acquisition For Against Management 15 Approve Issuance of Debt Financing For For Management Instruments 16 Approve Asset Disposal For Against Management 17 Approve Change in the Usage of Share For For Management Repurchase 18 Approve Amendments to Articles of For For Management Association 19 Approve Formulation of Shareholder For For Management Return Plan 20 Approve Termination of Implementation For For Management and Transfer of Raised Funds Investment Project -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Ratify Auditors For For Management 4 Approve Dividend Distribution For For Management 5 Approve Annual Bonus by Means of For For Management Profit Distribution to Executives and Key Personnel 6 Advisory Vote on Remuneration Report For Against Management 7 Amend Remuneration Policy For Against Management 8 Approve Suitability Policy for For For Management Directors 9.1 Ratify Director Appointment None None Management 9.2.1 Elect Nicole Conrad-Forker as For For Management Independent Director 9.2.2 Elect Vasiliki Karagianni as For For Management Independent Director 10 Approve Type, Composition, and Term of For For Management the Audit Committee 11 Authorize Share Repurchase Program For For Management 12 Receive Audit Committee's Activity None None Management Report -------------------------------------------------------------------------------- GREENLAND HOLDINGS CORP. LTD. Ticker: 600606 Security ID: Y2883S109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Investment Amount of the For Against Management Company's Real Estate Reserves 8 Approve Guarantee Provision For Against Management 9 Elect Hu Xin as Non-independent For For Shareholder Director 10 Elect Yang Lyubo as Supervisor For For Shareholder -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- GREENLAND HONG KONG HOLDINGS LIMITED Ticker: 337 Security ID: G4587S104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Chen Jun as Director For For Management 2B Elect Wu Zhengkui as Director For For Management 2C Elect Wang Xuling as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LIMITED Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wu Wende as Director For For Management 3B Elect Geng Zhongqiang as Director For For Management 3C Elect Li Jun as Director For For Management 3D Elect Hong Lei as Director For For Management 3E Elect Jia Shenghua as Director For For Management 3F Elect Hui Wan Fai as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LIMITED Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- GREENTOWN SERVICE GROUP CO. LTD. Ticker: 2869 Security ID: G41012108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Wu Zhihua as Director For For Management 3.2 Elect Chen Hao as Director For For Management 3.3 Elect Xia Yibo as Director For For Management 3.4 Elect Wong Ka Yi as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- GRENDENE SA Ticker: GRND3 Security ID: P49516100 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Elect Directors For Against Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Grendene Bartelle as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Grendene Bartelle as Board Vice-Chairman 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Ochman as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Oswaldo de Assis Filho as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Mailson Ferreira da Nobrega as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Walter Janssen Neto as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Alexandre Licariao Rocha as Independent Director 8 Approve Classification of Walter For For Management Janssen Neto as Independent Director 9 Approve Classification of Bruno For For Management Alexandre Licariao Rocha as Independent Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For For Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- GRENDENE SA Ticker: GRND3 Security ID: P49516100 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes on Relevant For For Management Performance Commitments Due to the Spin-off of Zhongke Jiangnan on ChiNext 2 Elect Chen Wei as Supervisor For For Management -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Use and Amount of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6.1 Approve Signing of Strategic For For Management Cooperation Agreement with China State-owned Enterprise Structural Adjustment Fund Co., Ltd. 6.2 Approve Signing of Strategic For For Management Cooperation Agreement with Guangzhou City Development Investment Fund Management Co., Ltd. 6.3 Approve Signing of Strategic For For Management Cooperation Agreement with Guangzhou Development District Financial Holding Group Co., Ltd. 6.4 Approve Signing of Strategic For For Management Cooperation Agreement with Zhuhai Gree Group Co., Ltd. 7.1 Approve Signing of Conditional Share For For Management Subscription Agreement with China State-owned Enterprise Structural Adjustment Fund Co., Ltd. 7.2 Approve Signing of Conditional Share For For Management Subscription Agreement with Guangzhou China Life City Development Industry Investment Enterprise (Limited Partnership) 7.3 Approve Signing of Conditional Share For For Management Subscription Agreement with Guangzhou Development District Financial Holding Group Co., Ltd. 7.4 Approve Signing of Conditional Share For For Management Subscription Agreement with Zhuhai Gree Financial Investment Management Co., Ltd. 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Formulation of Shareholder For For Management Return Plan 10 Approve Special Self-inspection Report For For Management on Company's Real Estate Business 11 Approve Commitments of Controlling For For Management Shareholders, Directors and Senior Management Related to the Special Self-inspection Report on Company's Real Estate Business 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Subsidiary's Initial Public For For Management Offering and Listing on the ChiNext of the Shenzhen Stock Exchange 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle Matters on Spin-off 9 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Allowance of For For Management Independent Directors 2 Approve Adjustment of Resolution For For Management Validity Period 3 Approve Private Placement of Shares For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters 5.1 Elect Huang Yuezhen as Non-Independent For For Management Director 5.2 Elect Qian Zhe as Non-Independent For For Management Director 5.3 Elect Yang Wenfeng as Non-Independent For For Management Director 5.4 Elect Chen Jianliang as For For Management Non-Independent Director 5.5 Elect Luo Panfeng as Non-Independent For For Management Director 5.6 Elect Lin Yaojun as Non-Independent For For Management Director 6.1 Elect Zhu Guilong as Independent For For Management Director 6.2 Elect Xing Liangwen as Independent For For Management Director 6.3 Elect Li Jinyi as Independent Director For For Management 7.1 Elect Chen Wei as Supervisor For For Shareholder 7.2 Elect Zhang Xiaoli as Supervisor For For Shareholder -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size For For Management 1.2 Approve Target Subscribers and For For Management Subscription Method 1.3 Approve Scale and Use of Raised Funds For For Management 2 Approve Plan on Private Placement of For For Management Shares (Second Revision) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 5 Approve Related Party Transaction in For For Management Connection to Private Placement of Shares -------------------------------------------------------------------------------- GRG BANKING EQUIPMENT CO., LTD. Ticker: 002152 Security ID: Y2889S103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Change Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GRINDROD LTD. Ticker: GND Security ID: S3302L128 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Repurchase of For For Management Grindrod Shares from BEE SPV 2 Approve Revocation of Special For For Management Resolution 1 in the Event that Any Grindrod Shareholders Exercise their Appraisal Rights 1 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- GRINM ADVANCED MATERIALS CO., LTD. Ticker: 600206 Security ID: Y2889R105 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Xuan as Non-Independent For For Management Director -------------------------------------------------------------------------------- GRINM ADVANCED MATERIALS CO., LTD. Ticker: 600206 Security ID: Y2889R105 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Xuan as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GRINM ADVANCED MATERIALS CO., LTD. Ticker: 600206 Security ID: Y2889R105 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Li Yanli as Director For Against Management 11.2 Elect Wang Xingquan as Director For Against Management 11.3 Elect Jiang Xuan as Director For Against Management 11.4 Elect Yang Hai as Director For Against Management 12.1 Elect Wu Ling as Director For Against Management 12.2 Elect Cao Lei as Director For Against Management 12.3 Elect Xia Peng as Director For Against Management 13.1 Elect Liu Xianqing as Supervisor For Against Management 13.2 Elect Yin Jiao as Supervisor For Against Management -------------------------------------------------------------------------------- GROUP LEASE PUBLIC CO. LTD. Ticker: GL Security ID: Y2892V267 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Annual Report, Approve For For Management Financial Statements and Acknowledge Statutory Reports 3 Approve Omission of Dividend Payment For For Management 4.1 Elect Troy Schooneman as Director For Against Management 4.2 Elect Tomohiko Shoji as Director For For Management 4.3 Elect Kaname Hashimoto as Director For Against Management 4.4 Elect Skol Harnsuthivarin as Director For For Management 5 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Amend Articles of Association For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- GROWTHPOINT PROPERTIES LTD. Ticker: GRT Security ID: S3373C239 Meeting Date: DEC 08, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Elect Rhidwaan Gasant as Director For For Management 1.1.2 Elect Prudence Lebina as Director For For Management 1.1.3 Elect Andile Sangqu as Director For For Management 1.2.1 Elect Rhidwaan Gasant as Chairman of For For Management the Audit Committee 1.2.2 Re-elect Frank Berkeley as Member of For For Management the Audit Committee 1.2.3 Elect John van Wyk as Member of the For For Management Audit Committee 1.2.4 Elect Prudence Lebina as Member of the For For Management Audit Committee 1.3 Reappoint Ernst & Young as Auditors For For Management 1.4.1 Approve Remuneration Policy For For Management 1.4.2 Approve Implementation of Remuneration For For Management Policy 1.5 Place Authorised but Unissued Shares For For Management under Control of Directors 1.6 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 1.7 Authorise Board to Issue Shares for For For Management Cash 1.8 Approve Social, Ethics and For For Management Transformation Committee Report 2.1 Approve Non-executive Directors' Fees For For Management 2.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of 11.29 For For Management Million Series B Class I Repurchased Shares and Consequently Reduction in Fixed Portion of Capital; Amend Article 6 2 Amend Articles 11 (Purchase and Sale For Against Management of Company's Shares) and 37 (Attendance Right) 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve and Present Report of Operations with Treasury Shares 4 Elect Directors, Secretary, and For For Management Alternates, Verify Independence Classification of Directors and Approve Their Remuneration; Approve Remuneration of Audit and Corporate Practices Committees 5 Elect Chairmen of Audit and Corporate For For Management Practices Committees 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Ticker: OMAB Security ID: P49530101 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Board of Directors' Reports in For For Management Compliance with Article 28, Section IV (D and E) of Stock Market Law 2 Present CEO and External Auditor For For Management Report in Compliance with Article 28, Section IV (B) of Stock Market Law 3 Present Board of Directors' Reports in For For Management Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report 4 Approve Allocation of Income For For Management 5 Set Aggregate Nominal Amount of Share For For Management Repurchase 6 Discharge, Elect or Ratify Directors; For For Management Elect or Ratify Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration 7 Appoint Legal Representatives For For Management 1 Approve Cancellation of Series B For For Management Repurchased Shares and Consequently Reduction in Fixed Portion of Share Capital and Amend Article 6 2 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Ticker: OMAB Security ID: P49530101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Board of Directors' Reports in For For Management Compliance with Article 28, Section IV (D and E) of Stock Market Law 2 Present CEO and External Auditor For For Management Report in Compliance with Article 28, Section IV (B) of Stock Market Law 3 Present Board of Directors' Reports in For For Management Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report 4 Approve Allocation of Income For For Management 5 Set Aggregate Nominal Amount of Share For For Management Repurchase 6 Discharge, Elect or Ratify Directors; For For Management Elect or Ratify Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration 7 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV Ticker: OMAB Security ID: P49530101 Meeting Date: JUN 11, 2021 Meeting Type: Ordinary Shareholders Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Series B Shares For For Management to be Held in Treasury to Support Possible Conversion of Series BB Shares 2 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Ticker: GAPB Security ID: P4959P100 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reports in Compliance with For For Management Article 28, Section IV of Mexican Securities Market Law 2 Approve Discharge of Directors and For For Management Officers 3 Approve Individual and Consolidated For For Management Financial Statements and Approve External Auditors' Report on Financial Statements 4 Approve Allocation of Income in the For For Management Amount of MXN 5.25 Billion 5 Cancel Pending Amount of MXN 1.55 For For Management Billion of Share Repurchase Approved at AGM on April 23, 2019; Set Share Repurchase Maximum Amount of MXN 1.55 Billion 6 Information on Election or None None Management Ratification of Four Directors and Their Alternates of Series BB Shareholders 7 Elect or Ratify Directors of Series B None None Management Shareholders that Hold 10 Percent of Share Capital 8 Elect or Ratify Directors of Series B For For Management Shareholders 9 Elect or Ratify Board Chairman For For Management 10 Approve Remuneration of Directors for For For Management Years 2019 and 2020 11 Elect or Ratify Director of Series B For For Management Shareholders and Member of Nominations and Compensation Committee 12 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committee 13 Present Report Regarding Individual or None None Management Accumulated Operations Greater Than USD 3 Million 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Ticker: GAPB Security ID: P4959P100 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of 35.42 Million For For Management Treasury Shares 2 Approve Reduction in Capital by MXN 2 For For Management Billion 3 Amend Articles to Reflect Changes in None None Management Capital 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Ticker: GAPB Security ID: P4959P100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reports in Compliance with For For Management Article 28, Section IV of Mexican Securities Market Law 2 Approve Discharge of Directors and For For Management Officers 3 Approve Individual and Consolidated For For Management Financial Statements and Approve External Auditors' Report on Financial Statements 4 Approve Allocation of Income in the For For Management Amount of MXN 1.85 Billion 5 Cancel Pending Amount of Share For For Management Repurchase Approved at AGM on July 1, 2020; Set Share Repurchase Maximum Amount of MXN 3 Billion 6 Information on Election or None None Management Ratification of Four Directors and Their Alternates of Series BB Shareholders 7 Elect or Ratify Directors of Series B None None Management Shareholders that Hold 10 Percent of Share Capital 8 Elect or Ratify Directors of Series B For For Management Shareholders 9 Elect or Ratify Board Chairman For For Management 10 Approve Remuneration of Directors for For For Management Years 2020 and 2021 11 Elect or Ratify Director of Series B For For Management Shareholders and Member of Nominations and Compensation Committee 12 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committee 13 Present Report Regarding Individual or None None Management Accumulated Operations Greater Than USD 3 Million 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Ticker: ASURB Security ID: P4950Y100 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO's and Auditor's Reports on For For Management Operations and Results of Company, and Board's Opinion on Reports 1b Approve Board's Report on Accounting For For Management Policies and Criteria for Preparation of Financial Statements 1c Approve Report on Activities and For For Management Operations Undertaken by Board 1d Approve Individual and Consolidated For For Management Financial Statements 1e Approve Report of Audit Committee's For For Management Activities and Report on Company's Subsidiaries 1f Approve Report on Adherence to Fiscal For For Management Obligations 2a Approve Increase in Legal Reserve by For For Management MXN 98.88 Million 2b Set Maximum Amount of MXN 1.88 Billion For For Management for Share Repurchase; Approve Policy Related to Acquisition of Own Shares 3a Approve Discharge of Board of For For Management Directors and CEO 3b.1 Elect/Ratify Fernando Chico Pardo as For For Management Director 3b.2 Elect/Ratify Jose Antonio Perez Anton For For Management as Director 3b.3 Elect/Ratify Pablo Chico Hernandez as For For Management Director 3b.4 Elect/Ratify Aurelio Perez Alonso as For For Management Director 3b.5 Elect/Ratify Rasmus Christiansen as For For Management Director 3b.6 Elect/Ratify Francisco Garza Zambrano For For Management as Director 3b.7 Elect/Ratify Ricardo Guajardo Touche For For Management as Director 3b.8 Elect/Ratify Guillermo Ortiz Martinez For For Management as Director 3b.9 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Director 3b.10 Elect/Ratify Heliane Steden as Director For For Management 3b.11 Elect/Ratify Diana M. Chavez as For For Management Director 3b.12 Elect/Ratify Rafael Robles Miaja as For For Management Secretary (Non-Member) of Board 3b.13 Elect/Ratify Ana Maria Poblanno For For Management Chanona as Alternate Secretary (Non-Member) of Board 3c.1 Elect/Ratify Ricardo Guajardo Touche For For Management as Chairman of Audit Committee 3d.1 Elect/Ratify Barbara Garza Laguera For For Management Gonda as Member of Nominations and Compensations Committee 3d.2 Elect/Ratify Fernando Chico Pardo as For For Management Member of Nominations and Compensations Committee 3d.3 Elect/Ratify Jose Antonio Perez Anton For For Management of Nominations and Compensations Committee 3e.1 Approve Remuneration of Directors in For For Management the Amount of MXN 72,600 3e.2 Approve Remuneration of Operations For For Management Committee in the Amount of MXN 72,600 3e.3 Approve Remuneration of Nominations For For Management and Compensations Committee in the Amount of MXN 72,600 3e.4 Approve Remuneration of Audit For For Management Committee in the Amount of MXN 102,850 3e.5 Approve Remuneration of Acquisitions For For Management and Contracts Committee in the Amount of MXN 24,200 4a Authorize Claudio Ramon Gongora For For Management Morales to Ratify and Execute Approved Resolutions 4b Authorize Rafael Robles Miaja to For For Management Ratify and Execute Approved Resolutions 4c Authorize Ana Maria Poblanno Chanona For For Management to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- GRUPO ARGOS SA Ticker: GRUPOARGOS Security ID: P0275K122 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and None None Management Chairman's Report 5 Present Financial Statements None None Management 6 Present Auditor's Report None None Management 7 Approve Financial Statements and For For Management Management Reports 8 Approve Allocation of Income and For For Management Dividends 9 Elect Directors and Approve Their For For Management Remuneration 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 11.1 Amend Article 36 For Against Management 11.2 Amend Articles 45 and 56 For Against Management -------------------------------------------------------------------------------- GRUPO BIMBO SAB DE CV Ticker: BIMBOA Security ID: P4949B104 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Reduction in Share Capital via For For Management Cancellation of 169.44 Million Series A Repurchased Shares Held in Treasury 2 Amend Article 6 to Reflect Changes in For For Management Capital 3 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO BIMBO SAB DE CV Ticker: BIMBOA Security ID: P4949B104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividends of MXN 1 Per Share For For Management 4 Elect or Ratify Directors and Approve For For Management their Remuneration 5 Elect or Ratify Chairman and Members For For Management of Audit and Corporate Practices Committee and Approve their Remuneration 6 Approve Report on Repurchase of Shares For For Management and Set Aggregate Nominal Amount of Share Repurchase Reserve 7 Ratify Reduction in Share Capital and For For Management Consequently Cancellation of 17.43 Million Series A Repurchased Shares Held in Treasury 8 Amend Articles For For Management 9 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO CARSO SAB DE CV Ticker: GCARSOA1 Security ID: P46118108 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Replace Chair of Corporate Practices For Did Not Vote Management and Audit Committee 2 Present Report on Adherence to Fiscal For Did Not Vote Management Obligations 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO CARSO SAB DE CV Ticker: GCARSOA1 Security ID: P46118108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 0.96 per Share to be Distributed in Two Installments of MXN 0.48 per Share 3 Approve Discharge of Board of For For Management Directors and CEO 4 Elect or Ratify Directors, Chairman For Against Management and Members of Audit and Corporate Practices Committee; Verify Independence of Directors; Approve Their Respective Remuneration 5 Set Maximum Amount of Share Repurchase For For Management Reserve 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO CARSO SAB DE CV Ticker: GCARSOA1 Security ID: P46118108 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Repurchased For Did Not Vote Management Shares in Fixed Portion of Capital 2 Amend Article 6 For Did Not Vote Management 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO CEMENTOS DE CHIHUAHUA SAB DE CV Ticker: GCC Security ID: P4948S124 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name and Amend Article For For Management 1 Accordingly 2 Authorize Issuance of Senior Unsecured For For Management Notes for up to USD 500 Million 3 Approve Granting of Powers to Carry For For Management out Issuance of Senior Unsecured Notes for up to USD 500 Million 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO CEMENTOS DE CHIHUAHUA SAB DE CV Ticker: GCC Security ID: P4948S124 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Directors and For For Management Executives 3 Approve Allocation of Income and For For Management Dividends 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5 Elect Directors and Approve their For Against Management Remuneration 6 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 7 Appoint Legal Representatives For For Management 8 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO COMERCIAL CHEDRAUI SAB DE CV Ticker: CHDRAUIB Security ID: P4612W104 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Report on Activities and For For Management Operations Undertaken by Board 2 Present Report on Operations Carried For For Management Out by Audit and Corporate Practices Committee 3 Approve Financial Statements, For For Management Allocation of Income and Increase Legal Reserve 4 Approve Dividends of MXN 0.48 Per Share For For Management 5 Present Report on Share Repurchase For For Management Reserve and Set Maximum Amount of Share Repurchase Reserve 6 Approve Discharge of Board of For For Management Directors and CEO 7 Elect or Ratify Directors, Officers For Against Management and Audit and Corporate Practice Committee Members; Approve Their Remuneration 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO DE INVERSIONES SURAMERICANA SA Ticker: GRUPOSURA Security ID: P4950L132 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Meeting Approval Committee For For Management 4 Present Board of Directors and For For Management Chairman's Report 5 Present Individual and Consolidated For For Management Financial Statements 6 Present Auditor's Report For For Management 7 Approve Board of Directors and For For Management Chairman's Report 8 Approve Individual and Consolidated For For Management Financial Statements 9 Approve Allocation of Income, For For Management Constitution of Reserves and Donations 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Auditors For For Management -------------------------------------------------------------------------------- GRUPO DE MODA SOMA SA Ticker: SOMA3 Security ID: P4R53J118 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Verdus Auditores Independentes For Did Not Vote Management as Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For Did Not Vote Management 3 Approve Acquisition of ByNV Comercio For Did Not Vote Management Varejista de Artigos de Vestuario SA 4 Approve Issuance of Shares in For Did Not Vote Management Connection with the Acquisition 5 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 6 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 7 Change Location of Company Headquarters For Did Not Vote Management 8 Amend Article 2 Re: Company For Did Not Vote Management Headquarters 9 Amend Article 12 For Did Not Vote Management 10 Ratify Election of Rachel de Oliveira For Did Not Vote Management Maia as Independent Director -------------------------------------------------------------------------------- GRUPO DE MODA SOMA SA Ticker: SOMA3 Security ID: P4R53J118 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- GRUPO DE MODA SOMA SA Ticker: SOMA3 Security ID: P4R53J118 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Executives and For For Management Consolidate Bylaws -------------------------------------------------------------------------------- GRUPO ELEKTRA SAB DE CV Ticker: ELEKTRA Security ID: P3642B213 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board's Report For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Report of Audit Committee For For Management 4 Approve Report of Corporate Practices For For Management Committee 5 Approve Board's Report on Share For Against Management Repurchase Policy and Share Repurchase Reserve 6 Elect and or Ratify Directors, For Against Management Secretary, Deputy Secretary, and Members of Audit, Corporate Practices and Integrity Committees; Verify Independence Classification; Approve Their Remuneration 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Other Business For Against Management -------------------------------------------------------------------------------- GRUPO ENERGIA BOGOTA SA ESP Ticker: GEB Security ID: P37100107 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Chairman of Meeting For For Management 4 Elect Meeting Approval Committee For For Management 5 Amend Guarantee to Trecsa For For Management -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report on Financial For For Management Statements and Statutory Reports 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Board's Report on Operations For For Management and Activities Undertaken by Board 1.d Approve Report on Activities of Audit For For Management and Corporate Practices Committee 1.e Approve All Operations Carried out by For For Management Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee 2 Approve Allocation of Income For For Management 3 Receive Auditor's Report on Tax None None Management Position of Company 4.a1 Elect Carlos Hank Gonzalez as Board For For Management Chairman 4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management Director 4.a3 Elect David Juan Villarreal Montemayor For For Management as Director 4.a4 Elect Jose Marcos Ramirez Miguel as For For Management Director 4.a5 Elect Carlos de la Isla Corry as For For Management Director 4.a6 Elect Everardo Elizondo Almaguer as For For Management Director 4.a7 Elect Carmen Patricia Armendariz For For Management Guerra as Director 4.a8 Elect Clemente Ismael Reyes Retana For For Management Valdes as Director 4.a9 Elect Alfredo Elias Ayub as Director For For Management 4.a10 Elect Adrian Sada Cueva as Director For For Management 4.a11 Elect David Penaloza Alanis as Director For For Management 4.a12 Elect Jose Antonio Chedraui Eguia as For For Management Director 4.a13 Elect Alfonso de Angoitia Noriega as For For Management Director 4.a14 Elect Thomas Stanley Heather Rodriguez For For Management as Director 4.a15 Elect Graciela Gonzalez Moreno as For For Management Alternate Director 4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management Alternate Director 4.a17 Elect Alberto Halabe Hamui as For For Management Alternate Director 4.a18 Elect Gerardo Salazar Viezca as For For Management Alternate Director 4.a19 Elect Alberto Perez-Jacome Friscione For For Management as Alternate Director 4.a20 Elect Diego Martinez Rueda-Chapital as For For Management Alternate Director 4.a21 Elect Roberto Kelleher Vales as For For Management Alternate Director 4.a22 Elect Cecilia Goya de Riviello Meade For For Management as Alternate Director 4.a23 Elect Isaac Becker Kabacnik as For For Management Alternate Director 4.a24 Elect Jose Maria Garza Trevino as For For Management Alternate Director 4.a25 Elect Carlos Cesarman Kolteniuk as For For Management Alternate Director 4.a26 Elect Humberto Tafolla Nunez as For For Management Alternate Director 4.a27 Elect Guadalupe Phillips Margain as For For Management Alternate Director 4.a28 Elect Ricardo Maldonado Yanez as For For Management Alternate Director 4.b Elect Hector Avila Flores (Non-Member) For For Management as Board Secretary 4.c Approve Directors Liability and For For Management Indemnification 5 Approve Remuneration of Directors For For Management 6 Elect Thomas Stanley Heather Rodriguez For For Management as Chairman of Audit and Corporate Practices Committee 7.1 Approve Report on Share Repurchase For For Management 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2; Approve Certification For For Management of the Company's Bylaws 2 Approve Modifications of Sole For For Management Responsibility Agreement 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors and Company For Against Management Secretary 2 Set Amount of Share Repurchase Reserve For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO INBURSA SAB DE CV Ticker: GFINBURO Security ID: P4950U165 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report and Auditor's For For Management Report; Board's Opinion on Reports 1.2 Approve Board's Report on Accounting For For Management Policies and Criteria Followed in Preparation of Financial Statements 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board 1.4 Approve Individual and Consolidated For For Management Financial Statements 1.5 Approve Report on Activities For For Management Undertaken by Audit and Corporate Practices Committees 2 Approve Allocation of Income For For Management 3 Elect or Ratify Directors and Company For Against Management Secretary 4 Approve Remuneration of Directors and For For Management Company Secretary 5 Elect or Ratify Members of Corporate For Against Management Practices and Audit Committees 6 Approve Remuneration of Members of For For Management Corporate Practices and Audit Committees 7 Set Maximum Amount of Share Repurchase For For Management Reserve; Approve Share Repurchase Report 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO HERDEZ SAB DE CV Ticker: HERDEZ Security ID: P4951Q155 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Financial Statements For For Management 1.2 Approve Audit and Corporate Practices For For Management Committees' Reports 1.3 Approve CEO's Report, Including For For Management Auditor's Report 1.4 Approve Board's Opinion on CEO's Report For For Management 1.5 Approve Report on Principal Policies For For Management and Accounting Criteria Followed in Preparation of Financial Information 1.6 Approve Report on Activities and For For Management Operations Undertaken by Board 2 Approve Allocation of Income and For For Management Dividends of MXN 1.20 per Share 3 Elect or Ratify Directors and Verify For Against Management their Independence Classification; Elect or Ratify Secretary and Deputy Secretary (Non-Members) 4 Approve Remuneration of Directors, For For Management Secretary, Deputy Secretary and Members of Audit and Corporate Practices Committees 5 Set Maximum Amount of Share Repurchase For For Management Reserve at MXN 1.5 Billion 6 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committees 7 Present Report on Compliance with For For Management Fiscal Obligations 8 Appoint Legal Representatives For For Management 9 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO LALA SAB DE CV Ticker: LALAB Security ID: P49543104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Board of Directors' Report on For For Management Principal Accounting Policies and Criteria, and Disclosure Policy 1.2 Approve Report on Activities and For For Management Operations Undertaken by Board 1.3 Approve CEO's Report, Auditor's Report For For Management and Board's Opinion on CEO's Report 1.4 Approve Financial Statements For For Management 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 1.6 Approve Report on Acquisition and For For Management Placing of Own Shares 1.7 Approve Report on Adherence to Fiscal For For Management Obligations 2 Approve Allocation of Income For For Management 2.1 Approve Cash Dividends of MXN 0.62 Per For For Management Share 2.2 Set Maximum Amount of Share Repurchase For Against Management Reserve 3 Approve Discharge Board of Directors For For Management and CEO 4.1 Elect Eduardo Tricio Haro as Board For For Management Chairman 4.2 Elect Juan Carlos Larrinaga Sosa as For For Management Director 4.3 Elect Marcelo Fulgencio Gomez Ganem as For For Management Director 4.4 Elect Jose Manuel Tricio Cerro as For For Management Director 4.5 Elect Arquimedes Adriano Celis Ordaz For For Management as Director 4.6 Elect Rafael Robles Miaja as Director For For Management 4.7 Elect Pablo Roberto Gonzalez Guajardo For For Management as Director 4.8 Elect Blanca Avelina Trevino de Vega For For Management as Director 4.9 Elect Carlos Antonio Danel Cendoya as For For Management Director 4.10 Elect Andres Gutierrez Fernandez as For For Management Secretary Non-Member of Board 4.11 Elect Rafael Robles Miaja as Chairman For For Management of Audit and Corporate Practices Committee 4.12 Elect Pablo Roberto Gonzalez Guajardo For For Management as Member of Audit and Corporate Practices Committee 4.13 Elect Blanca Avelina Trevino de Vega For For Management as Member of Audit and Corporate Practices Committee 4.14 Elect Carlos Antonio Danel Cendoya as For For Management Member of Audit and Corporate Practices Committee 4.15 Elect Pablo Roberto Gonzalez Guajardo For For Management as Chairman of Compensation Committee 4.16 Elect Eduardo Tricio Haro as Member of For For Management Compensation Committee 4.17 Elect Carlos Antonio Danel Cendoya as For For Management Member of Compensation Committee 4.18 Elect Carlos Antonio Danel Cendoya as For For Management Member of Finance Committee 4.19 Elect Juan Eduardo Gomez Gonzalez as For For Management Member of Finance Committee 4.20 Elect Eduardo Tricio Gomez as Member For For Management of Finance Committee 4.21 Elect Carlos Villarreal Tricio as For For Management Member of Finance Committee 4.22 Elect Carlos Gerardo Valdes Bohigas as For For Management Member of Finance Committee 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO MEXICO S.A.B. DE C.V. Ticker: GMEXICOB Security ID: P49538112 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Approve Policy Related to Acquisition For For Management of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve 5 Approve Discharge of Board of For For Management Directors, Executive Chairman and Board Committees 6 Ratify Auditors For For Management 7 Elect or Ratify Directors; Verify For Against Management Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees 8 Approve Remuneration of Directors and For For Management Members of Board Committees 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO ROTOPLAS SA DE CV Ticker: AGUA Security ID: P49842100 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of Capital to For For Management Distribute Dividends to Shareholders 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO ROTOPLAS SA DE CV Ticker: AGUA Security ID: P49842100 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Reduction of Capital to For For Management Distribute Dividends to Shareholders 4a1 Ratify Carlos Roberto Rojas Mota For For Management Velasco as Director 4a2 Ratify Gonzalo Uribe Lebrija as For For Management Director 4a3 Ratify Mario Antonio Romero Orozco as For For Management Director 4a4 Ratify Carlos Roberto Rojas Aboumrad For For Management as Director 4a5 Ratify Francisco Jose Gonzalez Gurria For For Management as Director 4a6 Ratify Alfredo Elias Ayub as Director For For Management 4a7 Ratify Pablo Iturbe Fernandez as For For Management Director 4a8 Ratify John G. Sylvia as Director For For Management 4a9 Ratify Francisco Amaury Olsen as For For Management Director 4a10 Ratify Jose Maria Tomas Gonzalez Lorda For For Management as Director 4a11 Ratify Alejandro Aboumrad Gabriel as For For Management Director 4a12 Ratify Luis Fernando Reyes Pacheco as For For Management Director 4a13 Ratify Marina Diaz Ibarra as Director For For Management 4a14 Ratify Jeronimo Marcos Gerard Rivero For For Management as Director 4a15 Ratify Alberto Esteban Arizu as For For Management Director 4b Elect Mauricio Romero Orozco For For Management (Non-Member) as Board Secretary 4c1 Ratify John G. Sylvia as Chairman of For For Management Audit Committee 4c2 Ratify Jose Maria Tomas Gonzalez Lorda For For Management as Secretary of Audit Committee 4c3 Ratify Marina Diaz Ibarra as Member of For For Management Audit Committee 4d1 Ratify Jeronimo Marcos Gerard Rivero For For Management as Chairman of Corporate Practices Committee 4d2 Ratify Luis Fernando Reyes Pacheco as For For Management Secretary of Corporate Practices Committee 4d3 Ratify John G. Sylvia as Member of For For Management Corporate Practices Committee 4e1 Ratify Luis Fernando Reyes Pacheco as For For Management Chairman of Remuneration Committee 4e2 Ratify Jose Maria Tomas Gonzalez Lorda For For Management as Secretary of Remuneration Committee 4e3 Ratify Jose Luis Mantecon Garcia as For For Management Member of Remuneration Committee 5 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Compensation Committees 6 Set Maximum Amount of Share Repurchase For Against Management Reserve; Approve Report Related to Acquisition of Own Shares 7 Appoint Legal Representatives For For Management 8 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO SBF SA Ticker: SBFG3 Security ID: P49796116 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Fix Number of Directors at Seven For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For Against Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Sebastiao Vicente Bomfim Filho as Director and Rizza Furletti Bomfim as Alternate 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Larissa Furletti Bomfim as Director and Lucas Mota Oliveira Ebaid as Alternate 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fersen Lamas Lambranho as Director and Caio Myrrha de Toledo Cesar as Alternate 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Henrique Braga Junqueira as Director and Tiago Pedro Cordeiro de Andrade as Alternate 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Luiz Simoes Utsch as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Alberto Quinta as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect German Pasquale Quiroga Vilardo as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- GRUPO SBF SA Ticker: SBFG3 Security ID: P49796116 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Acquisition of FISIA Comercio For For Management de Produtos Esportivos Ltda. 2 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- GRUPO SER EDUCACIONAL SA Ticker: SEER3 Security ID: P8T84T100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Against Management Dividends 3 Approve Capital Budget For For Management 4 Fix Number of Directors at Six For For Management 5 Approve Classification of Herbert For For Management Steinberg, Flavio Cesar Maia Luz, and Sidney Levy as Independent Directors 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Janguie Bezerra Diniz as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Muniz Barreto as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Janyo Janguie Bezerra Diniz as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Herbert Steinberg as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Cesar Maia Luz as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidney Levy as Independent Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Install Fiscal Council For For Management 13.1 Elect Fernando Eduardo Ramos dos For Abstain Management Santos as Fiscal Council Member and Antonio Carlos Moreira Ventura as Alternate 13.2 Elect Nazareno Habib Ouvidor Bichara For Abstain Management as Fiscal Council Member and Francisco de Assis Gomes Silva as Alternate 14 Elect Reginaldo Ferreira Alexandre as None For Shareholder Fiscal Council Member and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder 15 Approve Remuneration of Company's For Against Management Management and Fiscal Council 16 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: P4987V137 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Financial Statements and For For Management Statutory Reports 2 Present Board's Report on Principal For For Management Policies and Accounting Criteria Followed in Preparation of Financial Information 3 Present Report on Activities and For For Management Operations Undertaken by Board 4 Present Report of Audit Committee For For Management 5 Present Report of Corporate Practices For For Management Committee 6 Present Report on Compliance with For For Management Fiscal Obligations 7 Approve Allocation of Income and For For Management Dividends 8 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve; Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares 9.1 Elect or Ratify Emilio Fernando For For Management Azcarraga Jean as Director Representing Series A Shareholders 9.2 Elect or Ratify Alfonso de Angoitia For For Management Noriega as Director Representing Series A Shareholders 9.3 Elect or Ratify Alberto Bailleres For Against Management Gonzalez as Director Representing Series A Shareholders 9.4 Elect or Ratify Eduardo Tricio Haro as For For Management Director Representing Series A Shareholders 9.5 Elect or Ratify Michael T. Fries as For Against Management Director Representing Series A Shareholders 9.6 Elect or Ratify Fernando Senderos For Against Management Mestre as Director Representing Series A Shareholders 9.7 Elect or Ratify Bernardo Gomez For For Management Martinez as Director Representing Series A Shareholders 9.8 Elect or Ratify Jon Feltheimer as For For Management Director Representing Series A Shareholders 9.9 Elect or Ratify Enrique Krauze For For Management Kleinbort as Director Representing Series A Shareholders 9.10 Elect or Ratify Guadalupe Phillips For For Management Margain as Director Representing Series A Shareholders 9.11 Elect or Ratify Carlos Hank Gonzalez For For Management as Director Representing Series A Shareholders 9.12 Elect or Ratify Lorenzo Alejandro For For Management Mendoza Gimenez as Director Representing Series B Shareholders 9.13 Elect or Ratify Salvi Rafael Folch For For Management Viadero as Director Representing Series B Shareholders 9.14 Elect or Ratify Guillermo Garcia For For Management Naranjo Alvarez as Director Representing Series B Shareholders 9.15 Elect or Ratify Francisco Jose Chevez For For Management Robelo as Director Representing Series B Shareholders 9.16 Elect or Ratify Jose Luis Fernandez For For Management Fernandez as Director Representing Series B Shareholders 9.17 Elect or Ratify Julio Barba Hurtado as For For Management Alternate Director 9.18 Elect or Ratify Jorge Agustin For For Management Lutteroth Echegoyen as Alternate Director 9.19 Elect or Ratify Joaquin Balcarcel For For Management Santa Cruz as Alternate Director 9.20 Elect or Ratify Luis Alejandro Bustos For For Management Olivares as Alternate Director 9.21 Elect or Ratify Felix Jose Araujo For For Management Ramirez as Alternate Director 10 Elect or Ratify Members of Executive For For Management Committee; Discharge them 11 Elect or Ratify Chairman of Audit For For Management Committee; Discharge them 12 Elect or Ratify Chairman of Corporate For For Management Practices Committee; Discharge them 13 Approve Remuneration of Board Members, For For Management Executive, Audit and Corporate Practices Committees, and Secretaries 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: P4987V137 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Shares and For For Management Consequently Reduction in Share Capital; Amend Article 6 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: P4987V137 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Corporate Restructuring with Univision Holdings, Inc. 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GSX TECHEDU, INC. Ticker: GOTU Security ID: 36257Y109 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Gaotu Techedu For For Management Inc. -------------------------------------------------------------------------------- GT CAPITAL HOLDINGS, INC. Ticker: GTCAP Security ID: Y29045104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Annual For For Management Stockholders' Meeting Held on June 5, 2020 2 Approve Annual Report for the Year 2020 For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors, Executive Committee and Management from the Date of the Last Annual Stockholders' Meeting up to May 17, 2021 4 Appoint External Auditor For For Management 5.1 Elect Arthur Vy Ty as Director For For Management 5.2 Elect Francisco C. Sebastian as For For Management Director 5.3 Elect Alfred Vy Ty as Director For For Management 5.4 Elect Carmelo Maria Luza Bautista as For For Management Director 5.5 Elect Renato C. Valencia as Director For For Management 5.6 Elect Wilfredo A. Paras as Director For For Management 5.7 Elect Rene J. Buenaventura as Director For For Management 5.8 Elect Pascual M. Garcia III as Director For For Management 5.9 Elect David T. Go as Director For For Management 5.10 Elect Regis V. Puno as Director For For Management 5.11 Elect Consuelo D. Garcia as Director For For Management -------------------------------------------------------------------------------- GUANGDONG ADVERTISING GROUP CO. LTD. Ticker: 002400 Security ID: Y2924R102 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG ADVERTISING GROUP CO. LTD. Ticker: 002400 Security ID: Y2924R102 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee For Against Management -------------------------------------------------------------------------------- GUANGDONG ADVERTISING GROUP CO. LTD. Ticker: 002400 Security ID: Y2924R102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8.1 Approve Daily Related Party Shengguang For For Management Bobaotang Integrated Marketing Co., Ltd. 8.2 Approve Daily Related Party For For Management Transaction with Guangdong Guangdai Sibo Baotang Advertising Co., Ltd. 8.3 Approve Daily Related Party For For Management Transaction with Zhuhai Guangxing Meida Cultural Media Co., Ltd. 8.4 Approve Daily Related Party For For Management Transaction with Zhuhai Guangsheng Shitiyan Marketing Co., Ltd. 8.5 Approve Daily Related Party For For Management Transaction with Guangzhou Duochu E-Commerce Media Co., Ltd. 8.6 Approve Daily Related Party For For Management Transaction with Guangdong Film Industry Co., Ltd. 8.7 Approve Daily Related Party For For Management Transaction with Zhuhai Bonasi Brand Management Consulting Co., Ltd. 8.8 Approve Daily Related Party For For Management Transaction with Zhuhai Guangna Sibo Baotang Advertising Co., Ltd. 8.9 Approve Daily Related Party For For Management Transaction with Zhuhai Guangkaiku Media Co., Ltd. 8.10 Approve Daily Related Party For For Management Transaction with Zhuhai Guangzhongshuo Digital Marketing Co., Ltd. 8.11 Approve Daily Related Party For For Management Transaction with Guangdong Zhujiang Bridge Biotechnology Co., Ltd. 8.12 Approve Daily Related Party For For Management Transaction with Shengguang Hanwei (Shanghai) Advertising Co., Ltd. 8.13 Approve Daily Related Party For For Management Transaction with Guangdong Guangxin Holding Group Co., Ltd. 8.14 Approve Daily Related Party For For Management Transaction with Guangdong Yangcheng Great Health Pharmaceutical Co., Ltd. 8.15 Approve Daily Related Party For For Management Transaction with Guangdong Guangxin Kuajing New Retail (Hong Kong) Co., Ltd. 8.16 Approve Daily Related Party For For Management Transaction with Shenzhen Yuwen Culture Media Co., Ltd. 8.17 Approve Daily Related Party For For Management Transaction with Youmei International Electronic Commerce (Guangzhou) Co., Ltd. 8.18 Approve Daily Related Party For For Management Transaction with Guangdong Qinggong Import & Export Co., Ltd. 8.19 Approve Daily Related Party For For Management Transaction with Guangdong Foreign Trade Development Co., Ltd. 8.20 Approve Daily Related Party For For Management Transaction with Guangdong Guangzhou Automobile Digital Marketing Co., Ltd 8.21 Approve Daily Related Party For For Management Transaction with Guangdong Guanghe (Beijing) Digital Technology Co., Ltd. 8.22 Approve Daily Related Party For For Management Transaction with Shenzhen Dongxin Shidai Information Technology Co., Ltd. 9 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- GUANGDONG ANJUBAO DIGITAL TECHNOLOGY CO., LTD. Ticker: 300155 Security ID: Y2927S107 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Bo as Director For Did Not Vote Management 1.2 Elect Zhang Pin as Director For Did Not Vote Management 1.3 Elect Li Leni as Director For Did Not Vote Management 2.1 Elect Han Wensheng as Director For Did Not Vote Management 2.2 Elect Wang Lijuan Director For Did Not Vote Management 3.1 Elect Fan Wenmei as Supervisor For Did Not Vote Management 3.2 Elect Li Zhigong as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG ANJUBAO DIGITAL TECHNOLOGY CO., LTD. Ticker: 300155 Security ID: Y2927S107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Report of the Board of For For Management Supervisors 10 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- GUANGDONG ANJUBAO DIGITAL TECHNOLOGY CO., LTD. Ticker: 300155 Security ID: Y2927S107 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Elect Deng Mo as Independent Director For For Shareholder -------------------------------------------------------------------------------- GUANGDONG AOFEI DATA TECHNOLOGY CO., LTD. Ticker: 300738 Security ID: Y2927T105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Manner of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Raised Funds Management For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Shareholder Issuance 4 Approve Demonstration Analysis Report For For Shareholder in Connection to Convertible Bond Issuance 5 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 6 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Report of the Board of For For Management Directors 12 Approve Annual Report and Summary For For Management 13 Approve Internal Control For For Management Self-Evaluation Report 14 Approve Report on the Deposit and For For Management Usage of Raised Funds 15 Approve Report on the Usage of Funds For For Management by Controlling Shareholder and Related Parties 16 Approve Financial Statements For For Management 17 Approve Provision of Guarantee For Against Management 18 Approve Allocation of Income and For For Management Dividends 19 Approve Amendments to Articles of For For Management Association 20 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- GUANGDONG AOFEI DATA TECHNOLOGY CO., LTD. Ticker: 300738 Security ID: Y2927T105 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Langfang Gu'an For For Management Data Center Project by Controlled Subsidiary -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Guarantee Provision For For Management Plan 2 Approve Related Party Transaction in For For Management Connection to Continued Handling of Deposit and Clearing Business in Meizhou Hakka Bank -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Profit Distribution 4 Approve Business Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association and Its Annexes 8 Approve Employee Share Purchase Plan For Against Management -------------------------------------------------------------------------------- GUANGDONG BAOLIHUA NEW ENERGY STOCK CO., LTD. Ticker: 000690 Security ID: Y2921Q107 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Zhenzhen as Non-Independent For For Management Director 2 Elect Ye Lin as Non-Independent For For Management Director 3 Elect Liu Feng as Non-Independent For For Management Director 4 Elect Zou Menghong as Non-Independent For For Management Director 5 Elect Zou Jinkai as Non-Independent For For Management Director 6 Elect Wen Hui as Non-Independent For For Management Director 7 Elect Liu Dacheng as Independent For For Management Director 8 Elect Wu Shinong as Independent For For Management Director 9 Elect Jonathan Jun Yan as Independent For For Management Director 10 Elect Yang Jing as Supervisor For For Management 11 Elect Hu Diyuan as Supervisor For For Management 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- GUANGDONG CHAOHUA TECHNOLOGY CO., LTD. Ticker: 002288 Security ID: Y2924N101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Total Amount and Use of For For Management Proceeds 2.8 Approve Arrangements on Roll-forward For For Management Profits 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG CHAOHUA TECHNOLOGY CO., LTD. Ticker: 002288 Security ID: Y2924N101 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liang Jianfeng as For For Management Non-independent Director 1.2 Elect Liang Hong as Non-independent For For Management Director 1.3 Elect Zhang Shibao as Non-independent For For Management Director 1.4 Elect Liang Wei as Non-independent For For Management Director 1.5 Elect Liang Hietong as Non-independent For For Management Director 1.6 Elect Meng Jizhong as Non-independent For For Management Director 2.1 Elect Shao Xijuan as Independent For For Management Director 2.2 Elect Xu Jinhuan as Independent For For Management Director 2.3 Elect Qiang Changwen as Independent For For Management Director 3.1 Elect Wang Xudong as Supervisor For For Management 3.2 Elect Liu Sidan as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GUANGDONG CHAOHUA TECHNOLOGY CO., LTD. Ticker: 002288 Security ID: Y2924N101 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Copper Foil For For Management Industry Base Project Investment Cooperation Agreement -------------------------------------------------------------------------------- GUANGDONG CHAOHUA TECHNOLOGY CO., LTD. Ticker: 002288 Security ID: Y2924N101 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Guarantee Provision Plan For Against Management 6 Approve Financing Application For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transactions in For For Management Connection with Deposit, Settlement and Integrated Credit Business 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- GUANGDONG CREATE CENTURY INTELLIGENT EQUIPMENT CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Credit Line and For For Management Guarantee Provision 2 Approve Guarantee Provision for For For Management Financial Leasing of Subsidiary 3 Approve Investment in Construction of For For Management Intelligent Manufacturing Project and Provision of Guarantee 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Approve Implementing Rules for For For Management Cumulative Voting System 7 Amend Management System for Providing For For Management External Guarantees 8 Amend Related-Party Transaction For For Management Management System 9 Amend Major Investment Management For For Management System 10 Amend Administrative Measures for For For Management Information Disclosure of Major Contracts in Daily Operations -------------------------------------------------------------------------------- GUANGDONG CREATE CENTURY INTELLIGENT EQUIPMENT CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Qiu Zhengwei as Independent For For Shareholder Director 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Management System of Raised Funds For For Management 5 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG CREATE CENTURY INTELLIGENT EQUIPMENT CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Change of Company Name For For Management 5 Amend Articles of Association For For Management 6 Approve Share Issuance Constitute as For For Management Management Buyout 7 Approve Company Management Buyout For For Management Report 8 Approve Acceleration of Integration of For For Management Precision Structural Parts Business and Asset Disposal 9 Approve Additional Credit Line and For For Management Guarantee 10 Approve Additional Provision of For For Management Performance Guarantee -------------------------------------------------------------------------------- GUANGDONG CREATE CENTURY INTELLIGENT EQUIPMENT CORP. LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right in For Against Management Subsidiary upon National Manufacturing Transformation and Upgrade Fund's Investment in Subsidiary 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGDONG CREATE CENTURY INTELLIGENT EQUIPMENT GROUP CORP LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Guarantee to For For Management Clients 3 Approve Related Party Transactions and For For Management Guarantees 4 Approve Signing of Supplementary For For Management Agreement of Convertible Bond Investment Agreement and Related Guarantees -------------------------------------------------------------------------------- GUANGDONG CREATE CENTURY INTELLIGENT EQUIPMENT GROUP CORP LTD. Ticker: 300083 Security ID: Y4254K103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-in Share Capital 8 Amend Articles of Association For For Management 9 Elect Wei Libing as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG DELIAN GROUP CO., LTD. Ticker: 002666 Security ID: Y2925B106 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Management System for External For For Management Guarantees -------------------------------------------------------------------------------- GUANGDONG DELIAN GROUP CO., LTD. Ticker: 002666 Security ID: Y2925B106 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Work Rules for Independent For Against Management Directors 3 Amend Related Party Transaction For Against Management Management Method 4 Approve Guarantee Provision by Company For For Management to Its Subsidiary 5 Approve Guarantee Provision Plan For For Management 6 Elect Tan Zhaoqiang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG DELIAN GROUP CO., LTD. Ticker: 002666 Security ID: Y2925B106 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Application For For Management 8 Approve External Guarantee For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Allowance of Independent For For Management Directors 11 Approve Shareholder Return Plan For Against Management 12 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 13 Approve Report of the Board of For For Management Supervisors 14 Amend Implementing Rules for For Against Management Cumulative Voting System 15 Amend Remuneration and Performance For For Management Appraisal System of Directors, Supervisors and Senior Management Members 16.1 Elect Xu Xianda as Director For For Management 16.2 Elect Xu Tuanhua as Director For For Management 16.3 Elect Xu Qingfang as Director For For Management 16.4 Elect Yang Yue as Director For For Management 16.5 Elect Guo Rongna as Director For For Management 17.1 Elect Kuang Tongchun as Director For For Management 17.2 Elect Lei Yu as Director For For Management 17.3 Elect Shen Yunqiao as Director For For Management 18.1 Elect Meng Chenying as Supervisor For For Management 18.2 Elect Tan Zhaoqiang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tang Zhuolin as Non-Independent For For Management Director 1.2 Elect Qiu Yezhi as Non-Independent For For Management Director 1.3 Elect Xie Weiwei as Non-Independent For For Management Director 1.4 Elect Zhou Wenhui as Non-Independent For For Management Director 2.1 Elect Mai Zhirong as Independent For For Management Director 2.2 Elect Peng Xiaowei as Independent For For Management Director 2.3 Elect He Weifeng as Independent For For Management Director 3.1 Elect Chen Huiyi as Supervisor For For Management 3.2 Elect He Baohua as Supervisor For For Shareholder 4 Approve Allowance of Independent For For Management Directors 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association to Change Business Scope 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGDONG DONGFANG PRECISION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002611 Security ID: Y2924Z104 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Report of the Independent Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve to Appoint Auditor For For Management 10 Approve Use of Own Funds to Invest in For For Management Securities -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Hydrogen For For Management Energy Asset Integration -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Hydrogen For Did Not Vote Management Energy Asset Integration -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rong Jihua as Director For For Management 1.2 Elect Zhang Yi as Director For For Management 1.3 Elect Zhang Chen as Director For For Management 2.1 Elect Qin Wei as Director For For Management 2.2 Elect Liu Lianzao as Director For For Management 2.3 Elect Jiang Yanbo as Director For For Management 3.1 Elect Yu Zudeng as Supervisor For For Management 3.2 Elect Wang Jian'an as Supervisor For For Management 4 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rong Jihua as Director For Did Not Vote Management 1.2 Elect Zhang Yi as Director For Did Not Vote Management 1.3 Elect Zhang Chen as Director For Did Not Vote Management 2.1 Elect Qin Wei as Director For Did Not Vote Management 2.2 Elect Liu Lianzao as Director For Did Not Vote Management 2.3 Elect Jiang Yanbo as Director For Did Not Vote Management 3.1 Elect Yu Zudeng as Supervisor For Did Not Vote Management 3.2 Elect Wang Jian'an as Supervisor For Did Not Vote Management 4 Approve Change in the Use of Proceeds For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 8 Amend the Company's Systems For Against Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Appointment of Auditor For Did Not Vote Management 6 Approve Application of Bank Credit For Did Not Vote Management Lines 7 Approve Remuneration and Assessment For Did Not Vote Management Plan of Directors, Supervisors and Senior Management Members 8 Amend the Company's Systems For Did Not Vote Management 9 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Nie Zurong as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG DOWSTONE TECHNOLOGY CO., LTD. Ticker: 300409 Security ID: Y2925Z103 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2 Elect Nie Zurong as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantees For For Management -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantees For For Management -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Signing of Financial Services For For Management Framework Agreement with Guangdong Energy Group Finance Co., Ltd 3 Approve Signing of Financial Leasing For For Management Cooperation Framework Agreement with Guangdong Energy Financial Leasing Co. , Ltd 4 Approve Signing of Insurance and Risk For For Management Management Service Cooperation Framework Agreement with Guangdong Energy Property Insurance Co., Ltd 5 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Signing of Financial Services For For Management Framework Agreement with Guangdong Energy Group Finance Co., Ltd 3 Approve Signing of Financial Leasing For For Management Cooperation Framework Agreement with Guangdong Energy Financial Leasing Co. , Ltd 4 Approve Signing of Insurance and Risk For For Management Management Service Cooperation Framework Agreement with Guangdong Energy Property Insurance Co., Ltd 5 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Plan 5 Approve Annual Report and Summary For For Management 6 Approve Budget Plan For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Application for Registration For For Management and Issuance of Shelf-type Corporate Bonds 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG ELECTRIC POWER DEVELOPMENT CO., LTD. Ticker: 200539 Security ID: Y2923E110 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Plan 5 Approve Annual Report and Summary For For Management 6 Approve Budget Plan For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Application for Registration For For Management and Issuance of Shelf-type Corporate Bonds 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG ELLINGTON ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 603328 Security ID: Y2923F109 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGDONG ELLINGTON ELECTRONICS TECHNOLOGY CO., LTD. Ticker: 603328 Security ID: Y2923F109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Amend Public Information Disclosure For For Management Management System -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Liu Wei as Non-independent For For Management Director 2.2 Elect Xu Jing as Non-independent For For Management Director 2.3 Elect Cheng Ke as Non-independent For For Management Director 2.4 Elect Li Jinkun as Non-independent For For Management Director 2.5 Elect Tang Yi as Non-independent For For Management Director 2.6 Elect Cui Chengqiang as Independent For For Management Director 2.7 Elect Xiao Shengfang as Independent For For Management Director 2.8 Elect Zhang Rongwu as Independent For For Management Director 3.1 Elect Wang Xuehua as Supervisor For For Management 3.2 Elect Li Yizhi as Supervisor For For Management 4 Approve Termination of Mid-term For For Management Incentive Plan for Senior Managers 5 Approve Termination of Public Listing For For Management Transfer of Equity 6 Approve Use of Idle Funds for For For Management Entrusted Asset Management -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Investment in Chip Resistor For For Management Technological Transformation and Expansion Project 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Share Subscription For For Management Agreement 6 Approve Transaction Constitute as For For Management Related-party Transaction 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management and Assessment System of Directors, Supervisors and Senior Management Members 2 Elect Liu Weibin as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG FENGHUA ADVANCED TECHNOLOGY (HOLDING) CO., LTD. Ticker: 000636 Security ID: Y29249102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Vice Chairman For For Management -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Vice Chairman For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For Did Not Vote Management Transactions -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of For For Management Non-independent Directors, Supervisors and Senior Management Members 8 Approve Remuneration of Independent For For Management Directors 9 Approve Company's Eligibility for For For Management Private Placement of Shares 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner and Issue Time For For Management 10.3 Approve Target Subscribers and For For Management Subscription Method 10.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 10.5 Approve Issue Size For For Management 10.6 Approve Lock-up Period For For Management 10.7 Approve Listing Exchange For For Management 10.8 Approve Amount and Use of Proceeds For For Management 10.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.10 Approve Resolution Validity Period For For Management 11 Approve Plan for Private Placement of For For Management Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Conditional Shares For For Management Subscription Agreement 14 Approve Related Party Transactions in For For Management Connection to Private Placement 15 Approve Whitewash Waiver and Related For For Management Transactions 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Shareholder Return Plan For For Management 18 Approve Authorization of Board to For For Management Handle All Related Matters 19 Approve Application of Loan For For Management 20.1 Elect Zhang Dandan as Director For For Management 20.2 Elect Wang Tianguang as Director For For Management 20.3 Elect Zhang Haimei as Director For For Management 20.4 Elect Zeng Kunlin as Director For For Management 20.5 Elect Chen Zhifeng as Director For For Management 20.6 Elect Luo Xuhao as Director For For Management 21.1 Elect Tang Haipeng as Director For For Management 21.2 Elect Zhao Lili as Director For For Management 21.3 Elect Nie Zhijin as Director For For Management 22.1 Elect Yang Tianshu as Supervisor For For Management 22.2 Elect Guo Jinqiu as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG GOLDEN DRAGON DEVELOPMENT, INC. Ticker: 000712 Security ID: Y2926P104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Appointment of Auditor For Did Not Vote Management 7 Approve Remuneration of For Did Not Vote Management Non-independent Directors, Supervisors and Senior Management Members 8 Approve Remuneration of Independent For Did Not Vote Management Directors 9 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 10.1 Approve Share Type and Par Value For Did Not Vote Management 10.2 Approve Issue Manner and Issue Time For Did Not Vote Management 10.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 10.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Basis 10.5 Approve Issue Size For Did Not Vote Management 10.6 Approve Lock-up Period For Did Not Vote Management 10.7 Approve Listing Exchange For Did Not Vote Management 10.8 Approve Amount and Use of Proceeds For Did Not Vote Management 10.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 10.10 Approve Resolution Validity Period For Did Not Vote Management 11 Approve Plan for Private Placement of For Did Not Vote Management Shares 12 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 13 Approve Conditional Shares For Did Not Vote Management Subscription Agreement 14 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 15 Approve Whitewash Waiver and Related For Did Not Vote Management Transactions 16 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Shareholder Return Plan For Did Not Vote Management 18 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 19 Approve Application of Loan For Did Not Vote Management 20.1 Elect Zhang Dandan as Director For Did Not Vote Management 20.2 Elect Wang Tianguang as Director For Did Not Vote Management 20.3 Elect Zhang Haimei as Director For Did Not Vote Management 20.4 Elect Zeng Kunlin as Director For Did Not Vote Management 20.5 Elect Chen Zhifeng as Director For Did Not Vote Management 20.6 Elect Luo Xuhao as Director For Did Not Vote Management 21.1 Elect Tang Haipeng as Director For Did Not Vote Management 21.2 Elect Zhao Lili as Director For Did Not Vote Management 21.3 Elect Nie Zhijin as Director For Did Not Vote Management 22.1 Elect Yang Tianshu as Supervisor For Did Not Vote Management 22.2 Elect Guo Jinqiu as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG GOWORLD CO., LTD. Ticker: 000823 Security ID: Y2924G106 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board of Convertible Bonds -------------------------------------------------------------------------------- GUANGDONG GOWORLD CO., LTD. Ticker: 000823 Security ID: Y2924G106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve to Appoint Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Temporary Idle Raised For For Management Funds to Conduct Cash Management 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Implementation For For Management Content of Fund Raising Investment Project 2 Approve Use of Idle Funds for Cash For For Management Management 3 Approve to Appoint Auditor For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Management System for Providing For For Management External Investments 6 Amend Management System for Providing For For Management External Guarantees 7 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Proceeds 7 Approve Credit Line of Subsidiary and For For Management Company's Provision of Guarantee 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGDONG GREAT RIVER SMARTER LOGISTICS CO., LTD. Ticker: 002930 Security ID: Y2926J108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Haichuan as Director For For Management 1.2 Elect Lin Nantong as Director For For Management 1.3 Elect Huang Yuntao as Director For For Management 1.4 Elect Gan Yi as Director For For Management 2.1 Elect Qiu Xiaohua as Director For For Management 2.2 Elect Wang Kaitian as Director For For Management 2.3 Elect Guo Leiming as Director For For Management 3.1 Elect Liu Yan as Supervisor For For Management 3.2 Elect Zhong Xiao as Supervisor For For Management 4 Approve Application of Bank Credit For For Management Lines and Provision of Guarantees by Subsidiaries and Related Parties -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xia Bin as Non-Independent For For Shareholder Director 1.2 Elect Miao Anmin as Non-Independent For For Shareholder Director 2.1 Elect Guo Tianwu as Independent For For Shareholder Director 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Land Acquisition and Storage For For Management Compensation Matters as well as Signing of State-owned Land Use Right Recovery and Compensation Agreement 2 Approve to Adjust the Allowance of For For Management Independent Directors 3 Approve to Appoint Financial Auditor For For Management 4 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cai Biao as Non-Independent For For Shareholder Director 1.2 Elect Gao Hongbo as Non-Independent For For Shareholder Director 1.3 Elect Miao Anmin as Non-Independent For For Shareholder Director 1.4 Elect Huang Wanxing as Non-Independent For For Shareholder Director 1.5 Elect Chen Chusheng as Non-Independent For For Shareholder Director 1.6 Elect Xia Bin as Non-Independent For For Shareholder Director 2.1 Elect Li Shenglan as Independent For For Shareholder Director 2.2 Elect Guo Tianwu as Independent For For Shareholder Director 2.3 Elect Hu Zhiyong as Independent For For Shareholder Director 3.1 Elect Ou Limin as Supervisor For For Shareholder 3.2 Elect Pan Ruijun as Supervisor For For Shareholder 3.3 Elect Shen Weihan as Supervisor For For Management 3.4 Elect Zeng Jinyan as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Receipt of Financial For For Management Assistance from Controlling Shareholder -------------------------------------------------------------------------------- GUANGDONG GUANGHONG HOLDINGS CO., LTD. Ticker: 000529 Security ID: Y2929V108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line and Provision of For For Management Guarantee -------------------------------------------------------------------------------- GUANGDONG GUANGHUA SCI-TECH CO., LTD. Ticker: 002741 Security ID: Y2925S109 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGHUA SCI-TECH CO., LTD. Ticker: 002741 Security ID: Y2925S109 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peng Chaohui as Independent For For Management Director 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGHUA SCI-TECH CO., LTD. Ticker: 002741 Security ID: Y2925S109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7.1 Approve Remuneration of Chen Hanzhao For For Management 7.2 Approve Remuneration of Yang Yingxi For For Management 7.3 Approve Allowance of Independent For For Management Directors 7.4 Approve Remuneration of Chen Hanzhao For For Management 7.5 Approve Remuneration of Yang Yingxi For For Management 7.6 Approve Allowance of Independent For For Management Directors 8 Approve Credit Line Application and For For Management Guarantee Provision -------------------------------------------------------------------------------- GUANGDONG GUANGZHOU DAILY MEDIA CO., LTD. Ticker: 002181 Security ID: Y2924K123 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Idle Funds to For For Management Conduct Entrusted Asset Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Investment Management System For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGZHOU DAILY MEDIA CO., LTD. Ticker: 002181 Security ID: Y2924K123 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Tongwu as Non-Independent For For Shareholder Director 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Working System for Independent For For Management Directors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Management System of Raised Funds For For Management 7 Approve Dividends Management System For For Management -------------------------------------------------------------------------------- GUANGDONG GUANGZHOU DAILY MEDIA CO., LTD. Ticker: 002181 Security ID: Y2924K123 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Disposal of Fixed Asset For For Management 11 Approve Remuneration of Directors For Against Management -------------------------------------------------------------------------------- GUANGDONG GUANHAO HIGH-TECH CO., LTD. Ticker: 600433 Security ID: Y2924H104 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption via Share For For Management Swap and Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Overview of the Plan For For Management 2.2 Approve Subject Merger For For Management 2.3 Approve Method of Merger For For Management 2.4 Approve Merger Effective Date and For For Management Completion Date 2.5 Approve Share Type and Par Value For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Merger Implementation Equity For For Management Registration Date 2.8 Approve Conversion Price and For For Management Conversion Ratio 2.9 Approve Issue Size For For Management 2.10 Approve Fractional Shares Processing For For Management Method 2.11 Approve Handling of Limited Rights of For For Management Shares 2.12 Approve Protection Mechanism of For For Management Dissenting Shareholders Involved in the Transaction of Guanhao High-tech 2.13 Approve Protection Mechanism of For For Management Dissenting Shareholders Involved in the Transaction of Yuehua Bao 2.14 Approve Debt Settlement of this For For Management Transaction 2.15 Approve Employee Placement For For Management 2.16 Approve Related Asset Transfer or For For Management Delivery Arrangements 2.17 Approve Lock-Up Period For For Management 2.18 Approve Transitional Arrangements For For Management 2.19 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.20 Approve Amount and Use of Raising For For Management Supporting Funds 2.21 Approve Share Type and Par Value For For Management 2.22 Approve Target Subscribers and Issue For For Management Manner 2.23 Approve Basis of Pricing and Issue For For Management Price 2.24 Approve Issue Size For For Management 2.25 Approve Listing Exchange For For Management 2.26 Approve Lock-Up Period For For Management 2.27 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.28 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Merger by For For Management Absorption via Share Swap and Raising Supporting Funds 4 Approve Signing of Merger by For For Management Absorption via Share Swap 5 Approve Transaction Constitute as For For Management Major Asset Restructuring 6 Approve Relevant Audit Report and For For Management Remarks Review Report of the Transaction 7 Approve Evaluation Report of the For For Management Transaction 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 9 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Shareholder Return Plan For For Management 15 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve Whitewash Waiver and Related For For Management Transactions 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG GUANHAO HIGH-TECH CO., LTD. Ticker: 600433 Security ID: Y2924H104 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements and For Against Management Financial Budget Report 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantees For For Management 9 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve Issuance of Medium-term Notes For For Management and Super Short-term Commercial Papers 3 Approve Provision of Guarantee For For Management 4 Approve External Guarantee For For Management 5 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Hua as Supervisor For For Management 1.2 Elect Mu Yongfang as Supervisor For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Securities Investment and For For Management Derivatives Transactions 5 Approve External Financial Assistance For Against Management -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2 Approve Comprehensive Credit Line For For Management Application 3 Approve External Guarantee For For Management 4 Approve Foreign Exchange Hedging For For Management Business 5 Elect Qian Xueqiao as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG HAID GROUP CO., LTD. Ticker: 002311 Security ID: Y29255109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Daily Related Party For For Management Transactions 8 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 9 Approve Application of Syndicated Loan For For Management and Provision of Guarantees 10 Approve Provision of External For For Management Guarantees 11 Approve to Adjust the Application of For For Management Bank Credit Lines 12 Approve Draft and Summary of Employee For For Management Share Purchase Plan 13 Approve Draft and Summary of Stock For For Management Option Incentive Plan (Revised Draft) 14 Approve Methods to Assess the For For Management Performance of Plan Participants 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management 2 Approve Amendment of Horizontal For For Management Competition Commitment by Ultimate Controlling Shareholders and Controlling Shareholders -------------------------------------------------------------------------------- GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD. Ticker: 600673 Security ID: Y13066108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Financial Auditor and Internal For For Management Control Auditor 9 Approve Provision of Guarantees For Against Management 10 Approve Bill Pool Business For Against Management 11 Approve Allowance of Independent For For Management Directors 12.1 Elect Zhang Hongwei as Director For For Management 12.2 Elect Tang Xinfa as Director For For Management 12.3 Elect Li Yitao as Director For For Management 12.4 Elect Zhang Guangmang as Director For For Management 12.5 Elect Zhong Zhangbao as Director For For Management 12.6 Elect Wang Wenjun as Director For For Management 13.1 Elect Qin Jiwei as Director For For Management 13.2 Elect Xie Juan as Director For For Management 13.3 Elect Fu Hailiang as Director For For Management 14.1 Elect Li Baoliang as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG HIGHSUN GROUP CO., LTD. Ticker: 000861 Security ID: Y5825W104 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGDONG HIGHSUN GROUP CO., LTD. Ticker: 000861 Security ID: Y5825W104 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- GUANGDONG HIGHSUN GROUP CO., LTD. Ticker: 000861 Security ID: Y5825W104 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG HIGHSUN GROUP CO., LTD. Ticker: 000861 Security ID: Y5825W104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction of For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Chairman's Remuneration Plan For For Management 2 Approve Formulation of the Chairman's For For Management Remuneration Assessment Responsibility Letter 3 Elect Sun Fangwei as Non-Independent For For Shareholder Director 4 Approve Guarantee Provision for Hongda For For Management Lianshao Mining Co., Ltd. 5 Approve Guarantee Provision for Hongda For For Management Pakistan Engineering Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amend Articles of Association 2 Approve Use of Partial Raised Funds For For Management for Cash Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- GUANGDONG HONGDA BLASTING CO., LTD. Ticker: 002683 Security ID: Y2925L104 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For Against Management 7.1 Approve Related Party Transactions For For Management with Ultimate Controlling Shareholder and Its Controlled Companies 7.2 Approve Related Party Transactions For For Management with Associate Company 8 Approve to Authorize the Use of Idle For For Management Own Funds to Invest in Financial Products 9 Amend Management System of Raised Funds For Against Management 10 Amend Related Party Transaction For Against Management Management System -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Approve to Adjust the Remuneration For For Management Base of Company Directors -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Additional Comprehensive For Against Management Credit Line Application and Guarantee 3 Elect Li Yuqing as Non-Independent For For Shareholder Director 4 Elect Geng Chao as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Terminate the For For Management Implementation of the Stock Option Incentive Plan and Cancellation of Granted Stock Options -------------------------------------------------------------------------------- GUANGDONG HUATIE TONGDA HIGH-SPEED RAILWAY EQUIPMENT CORP. Ticker: 000976 Security ID: Y2931H105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve External Guarantee Plan For Against Management -------------------------------------------------------------------------------- GUANGDONG HYBRIBIO BIOTECH CO., LTD. Ticker: 300639 Security ID: Y292A7109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Special Report on Usage of For For Management Funds by Controlling Shareholder and Other Related Parties 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Amend Articles of Association For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Comprehensive Credit Line For Against Management Application -------------------------------------------------------------------------------- GUANGDONG HYBRIBIO BIOTECH CO., LTD. Ticker: 300639 Security ID: Y292A7109 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG HYBRIBIO BIOTECH CO., LTD. Ticker: 300639 Security ID: Y292A7109 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wen Yinheng as Director For For Management 3.2 Elect Liang Yuanjuan as Director For For Management 3.3 Elect Lan Runing as Director For For Management 3.4 Elect Feng Qingchun as Director For For Management 3.5 Elect Chan Cho Chak, John as Director For For Management 3.6 Elect Li Man Bun, Brian David as For For Management Director 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GUANGDONG JIA YUAN TECHNOLOGY SHARES CO., LTD. Ticker: 688388 Security ID: Y292AA102 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Jiayuan Science and Technology Park Additional High-performance Electrolytic Copper Foil Project -------------------------------------------------------------------------------- GUANGDONG JIA YUAN TECHNOLOGY SHARES CO., LTD. Ticker: 688388 Security ID: Y292AA102 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve to Confirm the Remuneration of For For Management the Company's Directors in 2020 8 Approve to Confirm the Remuneration of For For Management the Company's Supervisors in 2020 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- GUANGDONG KINLONG HARDWARE PRODUCTS CO., LTD. Ticker: 002791 Security ID: Y29347104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG KINLONG HARDWARE PRODUCTS CO., LTD. Ticker: 002791 Security ID: Y29347104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Working System for Independent For Against Management Directors 16 Amend Related-Party Transaction For Against Management Management System 17 Amend External Guarantee Management For Against Management Regulations 18 Approve Draft and Summary of Stock For For Management Option Incentive Plan 19 Approve Methods to Assess the For For Management Performance of Plan Participants 20 Approve Authorization of the Board to For For Management Handle All Related Matters 21 Approve Authorization of the Board to For For Management Remove Huang Qiang as Independent Director 22 Elect Gao Gang as Independent Director For For Management -------------------------------------------------------------------------------- GUANGDONG MARUBI BIOTECHNOLOGY CO., LTD. Ticker: 603983 Security ID: Y292AB100 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG MARUBI BIOTECHNOLOGY CO., LTD. Ticker: 603983 Security ID: Y292AB100 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association 2.1 Elect Sun Huaiqing as Director For For Management 2.2 Elect Sun Yunqi as Director For For Management 2.3 Elect Wang Kaihui as Director For For Management 2.4 Elect Zeng Lingchun as Director For For Management 2.5 Elect Shen Yi as Director For For Management 2.6 Elect Guo Chaowan as Director For For Management 3.1 Elect Bi Yalin as Director For For Management 3.2 Elect Ji Hengling as Director For For Management 3.3 Elect Qin Xin as Director For For Management 4.1 Elect Liang Huanqiu as Supervisor For For Shareholder 4.2 Elect Chen Jiayang as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG MARUBI BIOTECHNOLOGY CO., LTD. Ticker: 603983 Security ID: Y292AB100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG MEIYAN JIXIANG HYDROPOWER CO., LTD. Ticker: 600868 Security ID: Y2929U100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- GUANGDONG MINGZHU GROUP CO., LTD. Ticker: 600382 Security ID: Y2930F100 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peng Sheng as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For Against Management 2 Approve Related Party Transaction For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association 5 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For For Management and Guarantee Provision Plan 7 Approve Additional Related Party For For Management Transaction 8 Approve Shareholder Return Plan For For Management 9 Approve Proposal on the Unrecovered For For Management Loss Reaching 1/3 of the Total Paid-in Capital -------------------------------------------------------------------------------- GUANGDONG ORIENT ZIRCONIC IND SCI & TECH CO., LTD. Ticker: 002167 Security ID: Y29318105 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bankruptcy Reorganization Plan For For Management and Related Party Transactions -------------------------------------------------------------------------------- GUANGDONG PAISHENG INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 300176 Security ID: Y29256107 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Credit Line Application of Wholly-owned Subsidiary 2 Approve Provision of Guarantee by For For Management Company and Related Party for Credit Line Application of Wholly-owned Subsidiary -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y29303107 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect You Xiaocong as Non-Independent For For Management Director 1.2 Elect Wu Hao as Non-Independent For For Management Director 2 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y2929W106 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect You Xiaocong as Non-Independent For For Management Director 1.2 Elect Wu Hao as Non-Independent For For Management Director 2 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y29303107 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y2929W106 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y29303107 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Eligibility of Major Asset For For Management Restructuring Plan 2.1 Approve Major Asset Purchase For For Management 2.2 Approve Transaction Price For For Management 2.3 Approve Payment Arrangement for For For Management Transaction Consideration 2.4 Approve Performance Commitment and For For Management Compensation Arrangements; 2.5 Approve Delivery of the Underlying For For Management Asset 2.6 Approve Transitional Arrangements For For Management 2.7 Approve Liability for Breach of For For Management Contract 2.8 Approve Resolution Validity Period For For Management 3 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition 4 Approve Signing of Asset Purchase For For Management Agreement and Profit Compensation Agreement 5 Approve Transaction Constitutes as For For Management Related Party Transaction 6 Approve Transaction Does Not For For Management Constitute as Major Adjustment 7 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 10 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y2929W106 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Eligibility of Major Asset For For Management Restructuring Plan 2.1 Approve Major Asset Purchase For For Management 2.2 Approve Transaction Price For For Management 2.3 Approve Payment Arrangement for For For Management Transaction Consideration 2.4 Approve Performance Commitment and For For Management Compensation Arrangements; 2.5 Approve Delivery of the Underlying For For Management Asset 2.6 Approve Transitional Arrangements For For Management 2.7 Approve Liability for Breach of For For Management Contract 2.8 Approve Resolution Validity Period For For Management 3 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition 4 Approve Signing of Asset Purchase For For Management Agreement and Profit Compensation Agreement 5 Approve Transaction Constitutes as For For Management Related Party Transaction 6 Approve Transaction Does Not For For Management Constitute as Major Adjustment 7 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 10 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y29303107 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management 2 Approve Increase in Audit Fees For For Management 3 Elect Lu Ming as Non-independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y2929W106 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management 2 Approve Increase in Audit Fees For For Management 3 Elect Lu Ming as Non-independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG PROVINCIAL EXPRESSWAY DEVELOPMENT CO. LTD. Ticker: 200429 Security ID: Y2929W106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Full Budget Report For Against Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Financial Auditor For For Management 8 Approve to Appoint Internal Control For For Management Auditor 9 Elect Ren Hua as Non-Independent For For Management Director 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGDONG RONGTAI INDUSTRY CO., LTD. Ticker: 600589 Security ID: Y2930U107 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For Against Management 6 Approve Report of the Independent For For Management Directors 7 Approve Application of Credit Lines For For Management 8 Approve Continued Use of Idle Own For For Management Funds to Invest in Financial Products 9 Approve Provision for Goodwill For For Management Impairment 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Liu Xiaoxuan as Independent For For Shareholder Director 11.2 Elect Huang Futian as Independent For For Shareholder Director 12.1 Elect Yang Haitao as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGDONG RONGTAI INDUSTRY CO., LTD. Ticker: 600589 Security ID: Y2930U107 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Share Subscription For For Management Agreement 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Whitewash Waiver and Related For For Management Transactions 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Laiquan as Non-Independent For For Management Director 1.2 Elect Chen Lin as Non-Independent For For Management Director 1.3 Elect Cheng Jinggang as For For Management Non-Independent Director 1.4 Elect Xiao Nangui as Non-Independent For For Management Director 1.5 Elect Hu Qijin as Non-Independent For For Management Director 1.6 Elect Su Yunfa as Independent Director For For Management 1.7 Elect Yang Xiangyu as Independent For For Management Director 1.8 Elect Zhang Liyan as Independent For For Management Director 2 Approve Remuneration of Directors For For Management 3 Approve Allowance of Independent For For Management Directors 4.1 Elect Qiao Zongli as Supervisor For For Management 4.2 Elect Meng Lili as Supervisor For For Management 4.3 Elect Lin Dongjun as Supervisor For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Provision of Guarantee for For For Management Shaoneng Group Oasis Ecological (Xinfeng) Technology Co., Ltd. 7 Approve Provision of Guarantee for For For Management Shaoguan Qujianghui New Energy Co., Ltd. 8 Approve Provision of Guarantee for For For Management Shaoneng Group Leiyang Cailun Paper Products Co., Ltd. 9 Approve Provision of Guarantee for For For Management Shaoneng Group Guangdong Oasis Ecological Technology Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Xiaofan as Director For For Shareholder 1.2 Elect Tian Yuanyuan as Director For For Shareholder 2.1 Elect Luo Xiaoyong as Supervisor For For Shareholder 2.2 Elect Bian Feng as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG SHAONENG GROUP CO., LTD. Ticker: 000601 Security ID: Y29304105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Management 8 Elect Zhou Kaitang as Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Hua as Non-independent For For Management Director 1.2 Elect Li Yibing as Non-independent For For Management Director 1.3 Elect Zhu Zhengping as Non-independent For For Management Director 1.4 Elect Han Sanping as Non-independent For For Management Director 2.1 Elect Chu Qingxin as Independent For For Management Director 2.2 Elect Fu Hengshan as Independent For For Management Director 2.3 Elect Zhou Runshu as Independent For For Management Director 3.1 Elect Luo Jianhua as Supervisor For For Shareholder 3.2 Elect Yuan Jianping as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Approve Equity Disposal For Against Shareholder -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to External Financial Assistance Provision -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change Usage of Proceeds For For Management -------------------------------------------------------------------------------- GUANGDONG SHENGLU TELECOMMUNICATION TECH CO., LTD. Ticker: 002446 Security ID: Y2931Q105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Financial For For Management Auditor 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 10 Approve Shareholder Return Plan For For Management 11 Approve Repossession Plan For For Shareholder -------------------------------------------------------------------------------- GUANGDONG SHIRONGZHAOYE CO., LTD. Ticker: 002016 Security ID: Y2930N111 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Funds for Low-risk For For Management Short-term Investment and Financial Management 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG SHUNNA ELECTRIC CO., LTD. Ticker: 000533 Security ID: Y2929P101 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Zhixiong as For For Management Non-Independent Director 1.2 Elect Zhang Yicheng as Non-Independent For For Management Director 1.3 Elect Zhang Yijun as Non-Independent For For Management Director 1.4 Elect Wei Henggang as Non-Independent For For Management Director 1.5 Elect Wu Hao as Non-Independent For For Management Director 1.6 Elect Pan Guigang as Non-Independent For For Management Director 1.7 Elect Qi Huaijin as Independent For For Management Director 1.8 Elect Xiao Jian as Independent Director For For Management 1.9 Elect Qiu Xin as Independent Director For For Shareholder 2.1 Elect Fan Junhui as Supervisor For For Shareholder 2.2 Elect Wu Libin as Supervisor For For Shareholder 2.3 Elect Liu Ge as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGDONG SILVER AGE SCI & TECH CO., LTD. Ticker: 300221 Security ID: Y2931X100 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tan Songbin as Non-independent For For Shareholder Director 1.2 Elect Zhou Juan as Non-independent For For Shareholder Director 1.3 Elect Lin Dengcan as Non-independent For For Shareholder Director 1.4 Elect Huang Jingdong as For For Shareholder Non-independent Director 2.1 Elect Xie Jun as Independent Director For For Shareholder 2.2 Elect Zhang Mingqiu as Independent For For Shareholder Director 2.3 Elect Xiao Xiaokang as Independent For For Shareholder Director 3.1 Elect Luo Danfeng as Supervisor For For Shareholder 3.2 Elect Wang Zhiping as Supervisor For For Shareholder 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- GUANGDONG SILVER AGE SCI & TECH CO., LTD. Ticker: 300221 Security ID: Y2931X100 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tan Songbin as Non-independent For Did Not Vote Shareholder Director 1.2 Elect Zhou Juan as Non-independent For Did Not Vote Shareholder Director 1.3 Elect Lin Dengcan as Non-independent For Did Not Vote Shareholder Director 1.4 Elect Huang Jingdong as For Did Not Vote Shareholder Non-independent Director 2.1 Elect Xie Jun as Independent Director For Did Not Vote Shareholder 2.2 Elect Zhang Mingqiu as Independent For Did Not Vote Shareholder Director 2.3 Elect Xiao Xiaokang as Independent For Did Not Vote Shareholder Director 3.1 Elect Luo Danfeng as Supervisor For Did Not Vote Shareholder 3.2 Elect Wang Zhiping as Supervisor For Did Not Vote Shareholder 4 Approve Allowance of Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- GUANGDONG SILVER AGE SCI & TECH CO., LTD. Ticker: 300221 Security ID: Y2931X100 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Subscription For For Management in Collective Asset Management Plan Share 2 Approve Usage of Share Repurchase and For For Management Cancellation of Repurchased Shares 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For Against Management 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGDONG SKY DRAGON PRINTING INK GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Business Scope 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3 Approve Signing of Cooperation For For Management Agreement -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Approve to Appoint Auditor For Did Not Vote Management 3 Approve Signing of Cooperation For Did Not Vote Management Agreement -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Funds For For Management Project Investment Plan -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Funds For Did Not Vote Management Project Investment Plan -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase For For Management -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Use of Idle Raised and Own For For Management Funds to Conduct Cash Management 9 Approve Optimization of Disposal of For For Management Retirement Compensation Plan 10 Approve Optimization of Long-term For For Management Incentive plan 11 Approve Adjustment to Allowance of For For Management Independent Directors 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Yi'an as Non-Independent For For Management Director 2 Elect Chen Yinsong as Supervisor For For Management -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application and For For Management Provision of Guarantees 9.1 Approve Provision of Guarantee by For For Shareholder Tai'an (Bozhou) Real Estate Co., Ltd. 9.2 Approve Provision of Guarantee by For For Shareholder Shantou Tai'an Investment Development Co., Ltd. 9.3 Approve Provision a Guarantee with For For Shareholder Termination Conditions by Tai'an (Bozhou) Real Estate Co., Ltd. 9.4 Approve Provision a Guarantee with For For Shareholder Termination Conditions -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Sale Meets the For For Management Conditions for Major Asset Restructuring of Listed Companies 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Pricing Basis and Transaction For For Management Price 2.4 Approve Transaction Price Payment For For Management Method 2.5 Approve Delivery of Underlying Assets For For Management 2.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.7 Approve Delegation of Voting Rights For For Management 2.8 Approve Liability for Breach of For For Management Contract 2.9 Approve Resolution Validity Period For For Management 3 Approve Transaction Does Not For For Management Constitute as Related Party Transaction 4 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures on Material Asset Restructuring of Listed Companies and Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 5 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies 6 Approve Report (Draft) and Summary on For For Management Company's Major Assets Sale 7 Approve Signing of Conditional Equity For For Management Transfer Agreement 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 9 Approve Relevant Audit Reports, Pro For For Management Forma Review Report and Asset Appraisal Report of this Transaction 10 Approve Basis and Fairness of Pricing For For Management for This Transaction 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 13 Approve Fluctuation of the Company's For For Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 14.1 Approve Financial Assistance Provision For For Management 14.2 Approve Provision of Guarantees For For Management 14.3 Approve Daily Related Party For For Management Transactions 15 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG TAIANTANG PHARMACEUTICAL CO., LTD. Ticker: 002433 Security ID: Y2931N102 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO., LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Amend Articles of Association to For For Shareholder Expand Business Scope -------------------------------------------------------------------------------- GUANGDONG TAPAI GROUP CO., LTD. Ticker: 002233 Security ID: Y2931B108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction in For For Management Connection with Handling Deposit and Settlement Business 8 Amend the Remuneration Management For For Management System of Directors, Supervisors and Senior Management Members 9 Amend the Management System of For For Management Employee Share Purchase Plan 10 Amend the Draft and Summary on For For Management 2018-2023 Employee Share Purchase Plan 11 Approve the Phase 4 Employee Share For For Management Purchase Plan -------------------------------------------------------------------------------- GUANGDONG TLOONG TECHNOLOGY GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Management System of External For For Management Guarantees 3 Approve Adjustment on Guarantee For Against Management Provision Plan -------------------------------------------------------------------------------- GUANGDONG TLOONG TECHNOLOGY GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Participation of Wang Na in For For Management the Equity Incentive Plan, the Cumulative Number of Shares to be Granted to Exceed 1% of Company's Total Share Capital 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG TLOONG TECHNOLOGY GROUP CO., LTD. Ticker: 300063 Security ID: Y2931J101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Financial Report For For Management 6 Approve Financial Statements For For Management 7 Approve Financial Budget Report For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Increase Financing For For Management 10 Approve Adjustment of Allowance of For For Management Independent Directors 11 Amend Remuneration and Performance For For Management Appraisal Plan of Director 12 Approve Company's Eligibility for For For Management Issuance of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner and Issue Time For For Management 13.3 Approve Pricing Reference Date, For For Management Approve Issue Price and Pricing Basis 13.4 Approve Issue Amount For For Management 13.5 Approve Target Subscribers and For For Management Subscription Method 13.6 Approve Lock-up Period Arrangement For For Management 13.7 Approve Amount and Use of Proceeds For For Management 13.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 13.9 Approve Listing Exchange For For Management 13.10 Approve Resolution Validity Period For For Management 14 Approve Plan for Issuance of Shares For For Management 15 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 16 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 17 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Management 20 Approve Authorization of Board to For For Management Handle All Related Matters for Issuance of Shares -------------------------------------------------------------------------------- GUANGDONG TOPSTAR TECHNOLOGY CO., LTD. Ticker: 300607 Security ID: Y29351106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Financial Auditor For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Adjustment of Allowance of For For Management Independent Directors 9 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 10 Approve Provision of Guarantee For For Management 11 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- GUANGDONG VANWARD NEW ELECTRIC CO., LTD. Ticker: 002543 Security ID: Y2931T109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management 7 Approve Foreign Exchange Hedging For For Management Business 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- GUANGDONG WEIHUA CORP. Ticker: 002240 Security ID: Y2931D104 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For Did Not Vote Management 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Listing Exchange For Did Not Vote Management 2.8 Approve Amount and Use of Proceeds For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Private Placement of Shares For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 7.1 Approve Signing of Share Subscription For Did Not Vote Management Agreement with Shenzhen Shengtun Huize Trading Co., Ltd. 7.2 Approve Signing of Share Subscription For Did Not Vote Management Agreement with Shenzhen Shengtun Yixing Technology Co., Ltd. 7.3 Approve Signing of Share Subscription For Did Not Vote Management Agreement with Xiamen Tunchu Investment Partnership (Limited Partnership) 8 Approve Signing of Supplemental For Did Not Vote Management Agreement of Share Subscription Agreement 9.1 Approve Signing of Strategic For Did Not Vote Management Cooperation Agreement and Share Subscription Agreement with Jiangsu Ruihua Investment Holdings Group Co., Ltd. 9.2 Approve Signing of Strategic For Did Not Vote Management Cooperation Agreement and Share Subscription Agreement with Chengdu Kechuang Jiayuan Investment Management Center (Limited Partnership) 9.3 Approve Signing of Strategic For Did Not Vote Management Cooperation Agreement and Share Subscription Agreement with Various Companies 10 Approve Signing of Supplemental For Did Not Vote Management Agreement of Strategic Cooperation Agreement and Share Subscription Agreement 11 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 13 Approve Change of Registered Address For Did Not Vote Management 14 Elect Zhao Yulan as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- GUANGDONG WEIHUA CORP. Ticker: 002240 Security ID: Y2931D104 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Performance Shares Incentive Plan 4 Approve Company's Eligibility for For Did Not Vote Management Major Assets Restructuring 5.1 Approve Transaction Objects For Did Not Vote Management 5.2 Approve Target Assets For Did Not Vote Management 5.3 Approve Transaction Manner For Did Not Vote Management 5.4 Approve Transaction Price and Pricing For Did Not Vote Management Basis 5.5 Approve Transaction Consideration For Did Not Vote Management Payment 5.6 Approve Profit and Loss During the For Did Not Vote Management Transition Period 5.7 Approve Prerequisites of the For Did Not Vote Management Transaction 5.8 Approve Delivery Arrangement For Did Not Vote Management 5.9 Approve Liability for Breach of For Did Not Vote Management Contract 5.10 Approve Resolution Validity Period For Did Not Vote Management 6 Approve Transaction Constitute as For Did Not Vote Management Related-party Transaction 7 Approve Signing of Major Asset Sale For Did Not Vote Management Agreement 8 Approve Report (Draft) and Summary on For Did Not Vote Management Company's Major Assets Restructure 9 Approve Transaction Complies with For Did Not Vote Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 10 Approve Transaction Complies with For Did Not Vote Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Does Not Comply For Did Not Vote Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 12 Approve Relevant Entities Does Not For Did Not Vote Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 13 Approve Stock Price Volatility Does For Did Not Vote Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 14 Approve Assessment Report, Audit For Did Not Vote Management Report and Remarks Review Report of the Transaction 15 Approve Independence of Appraiser, the For Did Not Vote Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Pricing Basis of the For Did Not Vote Management Transaction and Its Fairness 17 Approve Completeness and Compliance of For Did Not Vote Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 18 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Major Assets Restructuring 20 Approve Related Guarantee after the For Did Not Vote Management Completion of the Transaction 21 Approve Waiver of Pre-emptive Right For Did Not Vote Management -------------------------------------------------------------------------------- GUANGDONG WEIHUA CORP. Ticker: 002240 Security ID: Y2931D104 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For Did Not Vote Management Securities Short Name 2 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD. Ticker: 002705 Security ID: Y2932M103 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Special Account for Raised For For Management Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Formulation of Shareholder For For Management Dividend Return Plan 11 Elect Song Tiebo as Independent For For Management Director and Committee Members of the Board of Directors -------------------------------------------------------------------------------- GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD. Ticker: 002705 Security ID: Y2932M103 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Jiangang as Non-Independent For For Shareholder Director 1.2 Elect Guo Jianqiang as Non-Independent For For Shareholder Director 1.3 Elect Zeng Zhanhui as Non-Independent For For Shareholder Director 1.4 Elect Yang Fangxin as Non-Independent For For Shareholder Director 1.5 Elect Wang Wei as Non-Independent For For Shareholder Director 1.6 Elect Zhu Xiaomei as Non-Independent For For Shareholder Director 2.1 Elect Song Tiebo as Independent For For Management Director 2.2 Elect Cao Xiaodong as Independent For For Management Director 2.3 Elect Tan Youchao as Independent For For Management Director 3.1 Elect Li Yaping as Supervisor For For Management 3.2 Elect Wan Aimin as Supervisor For For Management 4 Approve Allowance of Independent For For Management Director -------------------------------------------------------------------------------- GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO., LTD. Ticker: 002705 Security ID: Y2932M103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Raised Funds for For For Management Cash Management 10 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management Business 11 Approve Derivatives Investment Business For For Management 12 Approve Remuneration of For For Management Non-independent Directors and Supervisors 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Related Party Transaction For Against Management Management System 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Performance For For Management Commitment of Holding Subsidiaries and Signing of Supplemental Agreements 2.1 Approve Amendments to Articles of For For Management Association 2.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.4 Amend Management System for Providing For For Management External Investment 2.5 Amend Management System for Providing For For Management External Guarantee 2.6 Amend Related-Party Transaction For For Management Management System 2.7 Amend Management System of Raised Funds For For Management 2.8 Amend Information Disclosure For For Management Management System 2.9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Fudong as Independent For For Management Director 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 4 Amend Performance Shares Incentive Plan For For Management -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Performance Shares Incentive Plan For For Management -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association 2 Amend Management System for Providing For Against Management External Investments -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- GUANGDONG ZHENGYE TECHNOLOGY CO., LTD. Ticker: 300410 Security ID: Y292A5103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Provision for Asset Impairment For For Management and Write-off Assets 6 Approve Profit Distribution For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of External For For Management Guarantees 9 Approve Appointment of Auditor For For Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management 12 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 13 Approve Special Explanation for the For For Management Elimination of the Affected Part of the Matters Described in the Qualified Opinions of the 2019 Annual Audit Report -------------------------------------------------------------------------------- GUANGDONG ZHONGSHENG PHARMACEUTICAL CO., LTD. Ticker: 002317 Security ID: Y2931F109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Company Dividend Management For For Management System 3 Amend Shareholder Return Plan For For Management 4 Amend Management System of Raised Funds For Against Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Profit Distribution For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y9724D100 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y2949A100 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Faxian as Non-independent For For Management Director 1.2 Elect Han Shifa as Non-independent For For Management Director 1.3 Elect Liang Xiao as Non-independent For For Management Director 1.4 Elect Ni Juan as Non-independent For For Management Director 1.5 Elect Ma Xiaoyan as Non-independent For For Management Director 1.6 Elect Liu Changjin as Non-independent For For Management Director 1.7 Elect Tan Bai as Non-independent For Against Management Director 1.8 Elect Zhou Jiangyu as Non-independent For For Management Director 2.1 Elect Ma Fengyun as Independent For For Management Director 2.2 Elect Sun Jian as Independent Director For For Management 2.3 Elect Tan Xue as Independent Director For For Management 2.4 Elect Cai Zhenjiang as Independent For For Shareholder Director 3.1 Elect Wang Guolin as Supervisor For For Management 3.2 Elect Li Jianghong as Supervisor For For Management 3.3 Elect Li Xu as Supervisor For For Management 3.4 Elect Luo Zhijian as Supervisor For Against Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y2949A100 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Directors for For For Management Internal Accounting Committee 2 Approve Remuneration of Directors For For Management 3 Approve Adjustment of Remuneration of For For Management Senior Management Members 4 Approve Additional Scope of Guarantee For For Management and Provision of Guarantee 5 Approve Appointment of Supervisor for For For Management Internal Accounting Committee 6 Approve Adjustment of Remuneration of For For Management Supervisors 7 Approve Provision of Guarantees for For For Management Controlled Subsidiary 8 Approve Provision of Counter For For Management Guarantees for Jiuquan Iron And Steel (Group) Co., Ltd. -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y2949A100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan and Financial For For Management Plan 2 Approve External Guarantee Plan For Against Management 3 Approve Daily Related Party Transaction For For Management 4 Approve Write-off of Accounts For For Management Receivable 5 Approve External Equity Investment For For Management 6 Approve Provision of Counter Guarantee For For Management 7 Amend Articles of Association For For Management 8 Approve Increase in the Scope of For Against Shareholder Guarantee -------------------------------------------------------------------------------- GUANGHUI ENERGY CO., LTD. Ticker: 600256 Security ID: Y2949A100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditors and the For For Management 2021 Audit Fee Standard -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profits Distribution Proposal For For Management 5 Approve Financial Budget For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Fix Their Remuneration 7 Approve Removal of Liu Mengshu as For For Shareholder Supervisor 8 Approve Removal of Wang Bin as Director For For Shareholder 9 Approve Removal of Guo Xiangdong as For For Shareholder Director 10 Elect Lei Chunliang as Supervisor For For Shareholder 11.1 Elect Hu Dan as Director For For Shareholder 11.2 Elect Zhou Shangde as Director For Against Shareholder -------------------------------------------------------------------------------- GUANGSHEN RAILWAY COMPANY LIMITED Ticker: 525 Security ID: Y2930P116 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profits Distribution Proposal For For Management 5 Approve Financial Budget For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Fix Their Remuneration 7 Approve Removal of Liu Mengshu as For For Shareholder Supervisor 8 Approve Removal of Wang Bin as Director For For Shareholder 9 Approve Removal of Guo Xiangdong as For For Shareholder Director 10 Elect Lei Chunliang as Supervisor For For Shareholder 11.1 Elect Hu Dan as Director For For Shareholder 11.2 Elect Zhou Shangde as Director For For Shareholder -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overall Plan of Acquisition by For For Management Cash and Issuance of Shares 2.2 Approve Overall Plan of Raising For For Management Supporting Funds 2.3 Approve Share Type, Par Value and For For Management Listing Exchange 2.4 Approve Transaction Parties For For Management 2.5 Approve Manner of Pricing and Price - For For Management Pricing Reference Date 2.6 Approve Manner of Pricing and Price - For For Management Issue Price 2.7 Approve Target Assets Transaction For For Management Valuation 2.8 Approve Payment Manner and Payment For For Management Consideration 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Profit and Loss During the For For Management Transition Period 2.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.12 Approve Horizontal Competition For For Management Preventive Commitment 2.13 Approve Resolution Validity Period For For Management 2.14 Approve Share Type, Par Value and For For Management Listing Exchange 2.15 Approve Target Subscribers For For Management 2.16 Approve Manner of Pricing and Price - For For Management Pricing Reference Date 2.17 Approve Manner of Pricing and Price - For For Management Issue Price 2.18 Approve Issue Size For For Management 2.19 Approve Lock-Up Period Arrangement For For Management 2.20 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.21 Approve Use of Raising Supporting Funds For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement 6 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares Agreement 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Relevant Wealth Assessment For For Management Report of the Transaction 16 Approve Relevant Audit Report of the For For Management Transaction 17 Approve Relevant Pro forma Financial For For Management Statements and Its Review Report of the Transaction 18 Approve Shareholder Return Plan For For Management 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve White Wash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Debt Financing Plan For For Management 5 Approve Additional Credit Line For For Management Application 6 Approve Provision of Guarantee For For Management 7.1 Elect Qin Min as Non-Independent For For Shareholder Director 7.2 Elect Pan Xuemei as Non-Independent For For Shareholder Director 7.3 Elect Li Cong as Non-Independent For For Shareholder Director 7.4 Elect Lei Yu as Non-Independent For For Shareholder Director 7.5 Elect Zhao Baishun as Non-Independent For For Shareholder Director 8.1 Elect Nong Chuqin as Independent For For Shareholder Director 8.2 Elect Li Changjia as Independent For For Shareholder Director 8.3 Elect Feng Liuyu as Independent For For Shareholder Director 9.1 Elect Mo Xuemei as Supervisor For For Shareholder 9.2 Elect Lan Min as Supervisor For For Shareholder 9.3 Elect Liang Zhenqiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Amend Articles of Association For Against Management 8 Approve Provision of Guarantee for For For Management Guangxi Yongsheng 9 Approve Provision of Guarantee for For For Management Guixu Energy Company 10 Approve Provision of Guarantee for For Against Management Xidian Power Company 11 Approve Provision of Guarantee for For For Management Chaochao Xincai 12 Approve Provision of Guarantee for For For Management Minshang Shiye 13 Approve Provide Financial Support For Against Management 14 Approve Daily Related Party Transaction For For Management 15 Approve Loan Application For For Management -------------------------------------------------------------------------------- GUANGXI GUIDONG ELECTRIC POWER CO. LTD. Ticker: 600310 Security ID: Y2931E102 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yao Ruojun as Director For For Shareholder 2.1 Elect Yuan Chunli as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction 2 Approve Signing of Financial Services For For Management Agreement 3 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Zibo as Non-independent For For Shareholder Director 1.2 Elect Sun Yanwen as Non-independent For For Shareholder Director 2.1 Elect Pan Bin as Independent Director For For Shareholder -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget (Draft) Report 5 Approve Profit Distribution For For Management 6 Approve Financing and Guarantee For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor and Payment of Remuneration 8 Approve Issuance of Super Short-term For For Management Commercial Papers 9 Approve Equity Transfer For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Rural Revitalization Aid For For Management Funding Plan 12.1 Elect Zhang Kaiyue as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Plan For For Management 2 Approve Financial Budget For For Management 3 Approve Provision of Guarantee For For Management 4 Approve Marketing Business Guarantee For For Management Plan 5.1 Approve Related Party Transaction For For Management Amounting to CNY 1.60 Billion and CNY 61.83 Million 5.2 Approve Related Party Transaction For For Management Amounting to CNY 1.26 Billion and CNY 5.32 Million 5.3 Approve Related Party Transaction For For Management Amounting to CNY 245.23 Million and CNY 24.40 Million 5.4 Approve Related Party Transaction For For Management Amounting to CNY 128.88 Million and CNY 2.11 Million 5.5 Approve Related Party Transaction For For Management Amounting to CNY 767.55 Million and CNY 117.96 Million 6 Approve Loan from Controlling For For Management Shareholder -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exempting the Company's For For Management Controlling Shareholder and Indirect Controlling Shareholder from Fulfilling Relevant Commitments -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO. LTD. Ticker: 000528 Security ID: Y29302109 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor 6 Approve Amendments to Articles of For For Management Association 7.1 Approve Related Party Transaction on For For Management Purchase of Goods and Receipt of Labor Amounting to CNY 461.83 Million and Sale of Goods and Provision of Services Amounting to CNY 22.76 Million 7.2 Approve Related Party Transaction on For For Management Purchase of Goods and Receipt of Labor Amounting to CNY 150.97 Million 7.3 Approve Related Party Transaction on For For Management Sale of Goods and Provision of Services Amounting to CNY 2.15 Million 7.4 Approve Related Party Transaction on For For Management Sale of Goods and Provision of Services Amounting to CNY 13.55 Million 8.1 Elect Li Jiaming as Director For For Management 8.2 Elect Chen Xueping as Director For For Management 9 Approve Merger by Absorption Complies For For Shareholder with Relevant Laws and Regulations 10.1 Approve Manner of the Transaction For For Shareholder 10.2 Approve Target Assets and Transaction For For Shareholder Parties 10.3 Approve Transaction Price and Pricing For For Shareholder Basis 10.4 Approve Share Type and Par Value For For Shareholder 10.5 Approve Issue Manner and Target For For Shareholder Subscribers 10.6 Approve Pricing Reference Date For For Shareholder 10.7 Approve Issue Price For For Shareholder 10.8 Approve Issue Size For For Shareholder 10.9 Approve Listing Exchange For For Shareholder 10.10 Approve Lock-Up Period Arrangement For For Shareholder 10.11 Approve Protection Mechanism of For For Shareholder Dissenting Shareholders Involved in the Transaction 10.12 Approve Disposal of Creditor's Rights For For Shareholder and Debts as well as Related Arrangement for the Protection of Creditor's Rights 10.13 Approve Staff Placement For For Shareholder 10.14 Approve Profit and Loss Arrangements For For Shareholder During the Transition Period 10.15 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 10.16 Approve Delivery and Liability for For For Shareholder Breach of Contract of Target Assets 10.17 Approve Performance Commitment and For For Shareholder Compensation Arrangements 10.18 Approve Resolution Validity Period For For Shareholder 11 Approve Transaction Constitute as For For Shareholder Related-party Transaction 12 Approve Transaction Does Not For For Shareholder Constitute as Restructure for Listing 13 Approve Draft and Summary of Merger by For For Shareholder Absorption 14 Approve Signing of Merger by Absorption For For Shareholder 15 Approve Signing of Supplementary For For Shareholder Agreement of Merger by Absorption 16 Approve Performance Commitment For For Shareholder Compensation Agreement 17 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 18 Approve Transaction Complies with For For Shareholder Article 11 and 43 of the Administrative Measures on Material Asset Restructuring of Listed Companies 19 Approve Audit Report, Review Report For For Shareholder and Evaluation Report of the Transaction 20 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 21 Approve Fairness and Validity of the For For Shareholder Pricing Basis 22 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 23 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 24 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GUANGXI LIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603368 Security ID: Y2R38X103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Financing by For For Management the Company and its Subsidiaries and Receipt of Guarantee from Related Parties 8 Approve Provision of Guarantee For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yan Hongbing as Supervisor For Did Not Vote Management 2 Approve to Appoint Financial and For Did Not Vote Management Internal Control Auditor -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Raw Water and For For Management Related Party Transaction 2 Approve Corporate Bond Issuance For For Management 3 Approve Issuance of Medium-term Notes For For Management 4 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For Did Not Vote Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGXI NANNING WATERWORKS CO., LTD. Ticker: 601368 Security ID: Y2R399105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Application of Credit Lines For Did Not Vote Management -------------------------------------------------------------------------------- GUANGXI RADIO & TELEVISION INFORMATION NETWORK CORP. LTD. Ticker: 600936 Security ID: Y2R3DX107 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Formation of For For Management China Guangdian Wangluo Co., Ltd. -------------------------------------------------------------------------------- GUANGXI RADIO & TELEVISION INFORMATION NETWORK CORP. LTD. Ticker: 600936 Security ID: Y2R3DX107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGXI RADIO & TELEVISION INFORMATION NETWORK CORP. LTD. Ticker: 600936 Security ID: Y2R3DX107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Financing Application For For Management 9.1 Elect Yang Yaoqing as Director For For Shareholder 9.2 Elect He Lu as Director For For Shareholder 9.3 Elect Qin Yican as Director For For Shareholder 10.1 Elect Wang Yong as Director For For Shareholder 11.1 Elect Huang Qiancheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGXI WUZHOU COMMUNICATIONS CO., LTD. Ticker: 600368 Security ID: Y29308106 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial For For Management Statements and Internal Control Auditor 2 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- GUANGXI WUZHOU COMMUNICATIONS CO., LTD. Ticker: 600368 Security ID: Y29308106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Litigation and Large Asset For For Management Impairment 5 Approve Annual Report For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For Against Management 9 Approve Application of Daily Working For For Management Capital Loans 10 Approve Related Party Transaction For For Management 11 Approve Change of Net Residual Value For For Management Rate, Depreciation Period and Accounting Estimates of Fixed Assets and Real Estate Investment 12 Approve Change in Accounting Policy For For Management 13 Approve Provision of Guarantee to For For Management Subsidiary for Loans Applied from Nanning Urban Rural Credit Cooperatives 14 Approve Provision of Guarantee to For For Management Subsidiary for Loans Applied from Guangxi Beibu Gulf Bank Co., Ltd. -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Donation Budget For For Management 3 Approve Risk Control and Compliance For For Management Committee under the Board of Directors 4 Amend Guangxi Wuzhou Zhongheng Group For For Management Co., Ltd. Subsidiary Management System 5 Approve Formulation of Guangxi Wuzhou For For Management Zhongheng Group Co., Ltd. Investor Relations Management Work System -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Approve Donation Budget For Did Not Vote Management 3 Approve Risk Control and Compliance For Did Not Vote Management Committee under the Board of Directors 4 Amend Guangxi Wuzhou Zhongheng Group For Did Not Vote Management Co., Ltd. Subsidiary Management System 5 Approve Formulation of Guangxi Wuzhou For Did Not Vote Management Zhongheng Group Co., Ltd. Investor Relations Management Work System -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business and For Did Not Vote Management Guarantee Provision Plan as well as Related Party Transactions 2 Approve Increase the Comprehensive For Did Not Vote Management Credit Line to Apply for Credit Lines from Financial Institutions 3 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For Did Not Vote Management Connection to Participation in the Subscription of Private Placement of Shares 2 Amend Related Party Transaction For Did Not Vote Management Management System 3 Approve Change in the Use of Proceeds For Did Not Vote Management and Related Party Transactions -------------------------------------------------------------------------------- GUANGXI WUZHOU ZHONGHENG GROUP CO., LTD. Ticker: 600252 Security ID: Y2930E103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Donations Budget For Did Not Vote Management 7 Approve Application of Credit Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- GUANGXI YUEGUI GUANGYE HOLDINGS CO., LTD. Ticker: 000833 Security ID: Y29300103 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGXI YUEGUI GUANGYE HOLDINGS CO., LTD. Ticker: 000833 Security ID: Y29300103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Guarantee 2 Approve Formulation of Remuneration For For Management Management System of Chairman of the Board and Senior Management Members 3 Approve Signing of Relocation For For Management Compensation Termination Agreement as well as Relocation of Sugar and Financial Industry Support Agreement -------------------------------------------------------------------------------- GUANGXI YUEGUI GUANGYE HOLDINGS CO., LTD. Ticker: 000833 Security ID: Y29300103 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- GUANGYUYUAN CHINESE HERBAL MEDICINE CO., LTD. Ticker: 600771 Security ID: Y7170Z104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ji Zhanlu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGYUYUAN CHINESE HERBAL MEDICINE CO., LTD. Ticker: 600771 Security ID: Y7170Z104 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGYUYUAN CHINESE HERBAL MEDICINE CO., LTD. Ticker: 600771 Security ID: Y7170Z104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7.1 Approve to Appoint Financial Auditor For For Management 7.2 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 A Share Option and For For Management Restricted Share Incentive Scheme (Draft) and Summary 2 Approve Appraisal Management Measures For For Management for Implementation of the 2020 A Share Option and Restricted Share Incentive Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 A Share Option and Restricted Share Incentive Scheme 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 A Share Option and For For Management Restricted Share Incentive Scheme (Draft) and Summary 2 Approve Appraisal Management Measures For For Management for Implementation of the 2020 A Share Option and Restricted Share Incentive Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 A Share Option and Restricted Share Incentive Scheme -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318105 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 A Share Option and For For Management Restricted Share Incentive Scheme (Draft) and Summary 2 Approve Appraisal Management Measures For For Management for Implementation of the 2020 A Share Option and Restricted Share Incentive Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 A Share Option and Restricted Share Incentive Scheme 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318105 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 A Share Option and For For Management Restricted Share Incentive Scheme (Draft) and Summary 2 Approve Appraisal Management Measures For For Management for Implementation of the 2020 A Share Option and Restricted Share Incentive Scheme 3 Authorize Board to Deal with All For For Management Matters in Relation to the 2020 A Share Option and Restricted Share Incentive Scheme -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report and Its For For Management Summary Report 2 Approve 2020 Work Report of the Board For For Management of Directors 3 Approve 2020 Work Report of the For For Management Supervisory Committee 4 Approve 2020 Financial Report For For Management 5 Approve 2020 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Formulation of Dividend For For Management Distribution Plan for Shareholders (2021-2023) 9 Approve Grant of General Mandate to For For Management the Board of Directors to Issue Shares 10 Approve Grant of General Mandate to For Against Management the Board of Directors to Issue Debt Financing Instruments -------------------------------------------------------------------------------- GUANGZHOU AUTOMOBILE GROUP CO., LTD. Ticker: 2238 Security ID: Y2R318105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report and Its For For Management Summary Report 2 Approve 2020 Work Report of the Board For For Management of Directors 3 Approve 2020 Work Report of the For For Management Supervisory Committee 4 Approve 2020 Financial Report For For Management 5 Approve 2020 Profit Distribution For For Management 6 Approve Appointment of Auditors For For Management 7 Approve Appointment of Internal For For Management Control Auditors 8 Approve Formulation of Dividend For For Management Distribution Plan for Shareholders (2021-2023) 9 Approve Grant of General Mandate to For For Management the Board of Directors to Issue Shares 10 Approve Grant of General Mandate to For Against Management the Board of Directors to Issue Debt Financing Instruments -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price For For Management 2.5 Approve Issue Amount For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Related Party Transactions in For For Management Connection to Private Placement 5 Approve Signing of Share Subscription For For Management Agreement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Special Arrangements for For For Management Future Cash Dividends -------------------------------------------------------------------------------- GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600004 Security ID: Y2930J102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9 Approve Realization of Asset Swap For For Management Transaction Performance Commitments and Adjustment of Performance Commitment Period 10 Elect Yu Xinhui as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate for For Against Management Issuing Medium-Term Notes 2 Approve Grant of General Mandate to For Against Management Guangzhou Pharmaceutical Co., Ltd. for Issuing Medium-Term Notes and Super-Short-Term Debentures 3 Approve WUYIGE Certified Public For For Management Accountants LLP as Auditors 4 Approve WUYIGE Certified Public For For Management Accountants LLP as Internal Control Auditor -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate for For Against Management Issuing Medium-Term Notes 2 Approve Grant of General Mandate to For Against Management Guangzhou Pharmaceutical Co., Ltd. for Issuing Medium-Term Notes and Super-Short-Term Debentures 3 Approve WUYIGE Certified Public For For Management Accountants LLP as Auditors 4 Approve WUYIGE Certified Public For For Management Accountants LLP as Internal Control Auditor -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Use of Proceeds For For Management from the Fund Raising of the Company 2 Approve Closing of Investment Project For For Management Using Proceeds from the Fund Raising, and the Surplus of Which to be Used to Supplement the Working Capital Permanently 3 Approve Initial Public Offering of For For Management Overseas Listed Foreign Capital Shares (H Shares) Regarding and the Proposal in Relation to the Overseas Listing of Guangzhou Pharmaceuticals Company Limited 4 Approve Compliance of the Overseas For For Management Listing of Guangzhou Pharmaceuticals Company Limited with the "Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of the PRC Listed Companies" 5 Approve Undertaking of Maintaining the For For Management Independent Listing Status of the Company 6 Approve Explanations on the For For Management Sustainable Profitability Statement and Prospects of the Company 7 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters in Relation to the Spin-Off and Listing of Guangzhou Pharmaceuticals Company Limited 8 Approve Provision of Assured For For Management Entitlement to the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Assured For For Management Entitlement to the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Use of Proceeds For For Management from the Fund Raising of the Company 2 Approve Closing of Investment Project For For Management Using Proceeds from the Fund Raising, and the Surplus of Which to be Used to Supplement the Working Capital Permanently 3 Approve Initial Public Offering of For For Management Overseas Listed Foreign Capital Shares (H Shares) Regarding and the Proposal in Relation to the Overseas Listing of Guangzhou Pharmaceuticals Company Limited 4 Approve Compliance of the Overseas For For Management Listing of Guangzhou Pharmaceuticals Company Limited with the "Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of the PRC Listed Companies" 5 Approve Undertaking of Maintaining the For For Management Independent Listing Status of the Company 6 Approve Explanations on the For For Management Sustainable Profitability Statement and Prospects of the Company 7 Approve Authorization to the Board and For For Management Its Authorized Persons to Deal with Matters in Relation to the Spin-Off and Listing of Guangzhou Pharmaceuticals Company Limited 8 Approve Provision of Assured For Against Management Entitlement to the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Assured For Against Management Entitlement to the H Shareholder(s) of the Company Only for the Spin-Off and Overseas Listing of Guangzhou Pharmaceuticals Company Limited -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report and Its For For Management Summary 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Supervisory For For Management Committee 4 Approve 2020 Financial Report For For Management 5 Approve 2020 Auditors' Report For For Management 6 Approve 2020 Profit Distribution and For For Management Dividend Payment 7 Approve 2021 Financial and Operational For Against Management Targets and Annual Budget 8 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Auditors for 2021 9 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Internal Control Auditors for 2021 10.1 Approve Emoluments of Li Chuyuan For For Management 10.2 Approve Emoluments of Yang Jun For For Management 10.3 Approve Emoluments of Cheng Ning For For Management 10.4 Approve Emoluments of Liu Juyan For For Management 10.5 Approve Emoluments of Li Hong For For Management 10.6 Approve Emoluments of Wu Changhai For For Management 10.7 Approve Emoluments of Zhang Chunbo For For Management 10.8 Approve Emoluments of Wong Hin Wing For For Management 10.9 Approve Emoluments of Wang Weihong For For Management 10.10 Approve Emoluments of Chen Yajin For For Management 10.11 Approve Emoluments of Huang Min For For Management 11.1 Approve Emoluments of Cai Ruiyu For For Management 11.2 Approve Emoluments of Gao Yanzhu For For Management 11.3 Approve Emoluments of Cheng Jinyuan For For Management 12 Approve Application for General For For Management Banking Facilities 13 Approve Application for the Amounts of For For Management Bank Borrowings by Guangzhou Pharmaceuticals Company Limited 14 Approve Cash Management of Part of the For For Management Temporary Internal Idle Funds of the Company and Its Subsidiaries 15 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) 16 Elect Jian Huidong as Supervisor and For For Management Approve Emoluments to be Paid to Him -------------------------------------------------------------------------------- GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD. Ticker: 874 Security ID: Y2932P114 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report and Its For For Management Summary 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Supervisory For For Management Committee 4 Approve 2020 Financial Report For For Management 5 Approve 2020 Auditors' Report For For Management 6 Approve 2020 Profit Distribution and For For Management Dividend Payment 7 Approve 2021 Financial and Operational For Against Management Targets and Annual Budget 8 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Auditors for 2021 9 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Internal Control Auditors for 2021 10.1 Approve Emoluments of Li Chuyuan For For Management 10.2 Approve Emoluments of Yang Jun For For Management 10.3 Approve Emoluments of Cheng Ning For For Management 10.4 Approve Emoluments of Liu Juyan For For Management 10.5 Approve Emoluments of Li Hong For For Management 10.6 Approve Emoluments of Wu Changhai For For Management 10.7 Approve Emoluments of Zhang Chunbo For For Management 10.8 Approve Emoluments of Wong Hin Wing For For Management 10.9 Approve Emoluments of Wang Weihong For For Management 10.10 Approve Emoluments of Chen Yajin For For Management 10.11 Approve Emoluments of Huang Min For For Management 11.1 Approve Emoluments of Cai Ruiyu For For Management 11.2 Approve Emoluments of Gao Yanzhu For For Management 11.3 Approve Emoluments of Cheng Jinyuan For For Management 12 Approve Application for General For For Management Banking Facilities 13 Approve Application for the Amounts of For For Management Bank Borrowings by Guangzhou Pharmaceuticals Company Limited 14 Approve Cash Management of Part of the For For Management Temporary Internal Idle Funds of the Company and Its Subsidiaries 15 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) 16.1 Elect Jian Huidong as Supervisor and For For Management Approve Emoluments to be Paid to Him -------------------------------------------------------------------------------- GUANGZHOU DEVELOPMENT GROUP, INC. Ticker: 600098 Security ID: Y29312108 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU DEVELOPMENT GROUP, INC. Ticker: 600098 Security ID: Y29312108 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- GUANGZHOU DEVELOPMENT GROUP, INC. Ticker: 600098 Security ID: Y29312108 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Company's Eligibility for For For Management Private Placement of Shares 13.1 Approve Share Type and Par Value For For Management 13.2 Approve Issue Manner For For Management 13.3 Approve Target Subscribers and For For Management Subscription Method 13.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 13.5 Approve Issue Size For For Management 13.6 Approve Lock-up Period For For Management 13.7 Approve Listing Exchange For For Management 13.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 13.9 Approve Resolution Validity Period For For Management 13.10 Approve Amount and Use of Proceeds For For Management 14 Approve Plan on Private Placement of For For Management Shares 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 17 Approve Establishment of Special For For Management Account for Raised Funds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Signing of Shares Subscription For For Management Agreement 21 Approve Transaction Constitutes as For For Management Related Party Transaction -------------------------------------------------------------------------------- GUANGZHOU GRANDBUY CO., LTD. Ticker: 002187 Security ID: Y29326108 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions Complies with Relevant Laws and Regulations 2.1 Approve the Overall Plan of this For For Management Transaction 2.2 Approve Target Assets For For Management 2.3 Approve Price Basis and Transaction For For Management Price 2.4 Approve Consideration Payment Method For For Management 2.5 Approve Profit and Loss Attribution For For Management During the Transition Period 2.6 Approve Transfer of Ownership of the For For Management Underlying Asset and the Liability for Breach of Contractual Obligations 2.7 Approve Target Subscribers and Issue For For Management Manner 2.8 Approve Issue Type and Par Value For For Management 2.9 Approve Subscription Method For For Management 2.10 Approve Pricing Reference Date and For For Management Issue Price 2.11 Approve Issue Size For For Management 2.12 Approve Lock-up Period Arrangement For For Management 2.13 Approve Listing Location For For Management 2.14 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.15 Approve Profit Commitment and For For Management Compensation 2.16 Approve Impairment Test and For For Management Compensation 2.17 Approve Resolution Validity Period For For Management 2.18 Approve Issue Manner For For Management 2.19 Approve Issue Type and Par Value For For Management 2.20 Approve Target Subscribers and For For Management Subscription Method 2.21 Approve Issue Price and Pricing For For Management Principle 2.22 Approve Amount of Raised Funds For For Management 2.23 Approve Issue Size For For Management 2.24 Approve Usage of Raised Funds For For Management 2.25 Approve Lock-up Period For For Management 2.26 Approve Listing Location For For Management 2.27 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.28 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related Party Transaction 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 5 Approve the Notion that the For For Management Transaction Does not Constitute as Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Introduction of Strategic For For Management Investors 7 Approve Signing of Strategic For For Management Cooperation Agreement 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement 10 Approve Signing of Profit Forecast For For Management Compensation Agreement 11 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 12 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 13 Approve the Notion that the For For Management Transaction Complies with Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 14 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Major Asset Reorganizations of Listed Companies Article 13 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Relevant Audit Report, Pro For For Management Forma Review Report and Evaluation Report 17 Approve the Explanation on Whether or For For Management Not the Stock Price Volatility Achieve the Relevant Standards in Article 5 Stated in the Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 18 Approve Shareholder Return Plan For For Management 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU GRANDBUY CO., LTD. Ticker: 002187 Security ID: Y29326108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Lease Renewal For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU GREAT POWER ENERGY & TECHNOLOGY CO., LTD. Ticker: 300438 Security ID: Y29331108 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xia Xinde as Non-Independent For For Management Director 1.2 Elect Zhen Shaoqiang as For For Management Non-Independent Director 1.3 Elect Lu Hongli as Non-Independent For For Management Director 1.4 Elect Liang Chaohui as Non-Independent For For Management Director 1.5 Elect Xia Yang as Non-Independent For For Management Director 1.6 Elect Lan Fengchong as Non-Independent For For Management Director 2.1 Elect Chen Qian as Independent Director For For Management 2.2 Elect Song Xiaoning as Independent For For Management Director 2.3 Elect Zan Tingquan as Independent For For Management Director 3.1 Elect Wei Zhongkui as Supervisor For For Management 3.2 Elect Liu Aijiao as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU GREAT POWER ENERGY & TECHNOLOGY CO., LTD. Ticker: 300438 Security ID: Y29331108 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management 5 Approve Medium and Long-term Business For For Shareholder Partners' Shareholding Plan (Draft) and Summary 6 Approve Authorization of the Board to For For Shareholder Handle All Related Matters Regarding Medium and Long-term Business Partners' Shareholding Plan -------------------------------------------------------------------------------- GUANGZHOU GREAT POWER ENERGY & TECHNOLOGY CO., LTD. Ticker: 300438 Security ID: Y29331108 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation For For Management Subject and Implementation Manner of Raised Funds Investment Project as well as Change in Use of Proceeds -------------------------------------------------------------------------------- GUANGZHOU GREAT POWER ENERGY & TECHNOLOGY CO., LTD. Ticker: 300438 Security ID: Y29331108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Credit Lines For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Remunerations of Directors, For For Management Supervisors and Senior Management Members 9 Approve Authorization of the Board to For For Management Handle All Matters Related to Share Issuance 10 Approve to Adjust the Scale of Foreign For For Management Exchange Hedging Business 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Change in Registered Capital For For Management 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 16 Amend the Independent Director System For Against Management 17 Amend Related Party Transaction For Against Management Decision-making System 18 Amend External Guarantee For Against Management Decision-making System -------------------------------------------------------------------------------- GUANGZHOU GRG METROLOGY & TEST CO., LTD. Ticker: 002967 Security ID: ADPV46053 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Pricing Principle For Did Not Vote Management 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Amount and Usage of Raised For Did Not Vote Management Funds 2.8 Approve Listing Exchange For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Cumulative Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For Did Not Vote Management 8 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 9 Amend Management System of Raised Funds For Did Not Vote Management 10 Approve Amendments to Articles of For Did Not Vote Management Association 11 Elect Li Yu as Non-Independent Director For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU GRG METROLOGY & TEST CO., LTD. Ticker: 002967 Security ID: ADPV46053 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For Did Not Vote Management Establishment of Equity Investment Fund Partnership (Limited Partnership) and Related Transactions -------------------------------------------------------------------------------- GUANGZHOU GRG METROLOGY & TEST CO., LTD. Ticker: 002967 Security ID: ADPV46053 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Yuezhen as Non-independent For Did Not Vote Management Director 1.2 Elect Yang Haizhou as Non-independent For Did Not Vote Management Director 1.3 Elect Li Yu as Non-independent Director For Did Not Vote Management 1.4 Elect Huang Dunpeng as Non-independent For Did Not Vote Management Director 1.5 Elect Zeng Xin as Non-independent For Did Not Vote Management Director 1.6 Elect Zhong Yong as Non-independent For Did Not Vote Management Director 2.1 Elect Liang Tongying as Independent For Did Not Vote Management Director 2.2 Elect Li Weining as Independent For Did Not Vote Management Director 2.3 Elect Zhou Xin as Independent Director For Did Not Vote Management 3.1 Elect Bai Ziwu as Supervisor For Did Not Vote Management 3.2 Elect Yang Yongming as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU GRG METROLOGY & TEST CO., LTD. Ticker: 002967 Security ID: ADPV46053 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Loan Application For For Management 9 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- GUANGZHOU GUANGRI STOCK CO., LTD. Ticker: 600894 Security ID: Y29325100 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Zhu Yixia as Non-independent For For Management Director 3 Approve Adjust the Allowance of For For Management External Directors -------------------------------------------------------------------------------- GUANGZHOU GUANGRI STOCK CO., LTD. Ticker: 600894 Security ID: Y29325100 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGZHOU GUANGRI STOCK CO., LTD. Ticker: 600894 Security ID: Y29325100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Plan For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bai Ziwu as Supervisor For For Shareholder 1.2 Elect Chen Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Own Funds for For For Management Low-risk Short-term Financial Product Investment 8 Approve Credit Line Application For For Management 9 Approve Daily Related Party Transaction For For Management 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Issuance of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Appointment of Intermediary For For Management Agency 11 Approve Audit Report and Verification For For Management Report of the Transaction 12 Approve Matters Related to Internal For For Management Accounting Control System 13 Approve Provision of Performance For For Management Guarantee 14 Approve Adjustment of Remuneration of For For Management Directors -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Remuneration of Directors and For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve to Appoint Financial Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Financial Assistance Provision For For Management and Signing of Shareholder Loan Agreement -------------------------------------------------------------------------------- GUANGZHOU HANGXIN AVIATION TECHNOLOGY CO., LTD. Ticker: 300424 Security ID: Y2932X109 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Jun as Director For For Management 1.2 Elect Yu Houshu as Director For For Management 1.3 Elect Yang Hanbo as Director For For Management 2.1 Elect Li Nan as Director For For Management 2.2 Elect Tan Yue as Director For For Management 2.3 Elect Tang Mingqin as Director For For Management 3.1 Elect Wang Qi as Supervisor For For Management 3.2 Elect Zhang Xiaohui as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU HENGYUN ENTERPRISES HOLDING LTD. Ticker: 000531 Security ID: Y29315101 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUANGZHOU HENGYUN ENTERPRISES HOLDING LTD. Ticker: 000531 Security ID: Y29315101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Yinghong as Independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU HENGYUN ENTERPRISES HOLDING LTD. Ticker: 000531 Security ID: Y29315101 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Hongsheng as Non-Independent For For Shareholder Director 1.2 Elect Chen Yue as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUANGZHOU HENGYUN ENTERPRISES HOLDING LTD. Ticker: 000531 Security ID: Y29315101 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Hongsheng as Director For For Shareholder 1.2 Elect Zhang Cunsheng as Director For For Shareholder 1.3 Elect Zhu Xiaowen as Director For For Shareholder 1.4 Elect Xiao Rendi as Director For For Shareholder 1.5 Elect Wang Yibiao as Director For For Shareholder 1.6 Elect Lin Yijian as Director For For Shareholder 1.7 Elect Chen Yue as Director For For Shareholder 2.1 Elect Chen Qian as Director For For Management 2.2 Elect Xie Xiaoyao as Director For For Management 2.3 Elect Yuan Yinghong as Director For For Management 2.4 Elect Ma Xiaoqian as Director For For Management 3.1 Elect Yi Wu as Supervisor For For Management 3.2 Elect Ye Zhihua as Supervisor For For Management 3.3 Elect Zhuang Tuo as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU HENGYUN ENTERPRISES HOLDING LTD. Ticker: 000531 Security ID: Y29315101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGZHOU HOLIKE CREATIVE HOME CO., LTD. Ticker: 603898 Security ID: Y2932R102 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds to Purchase For For Management Financial Products 2 Approve Use of Idle Raised Funds to For For Management Purchase Financial Products 3 Amend Articles of Association and For For Management Handle Industrial and Commercial Change Registration 4 Approve to Appoint Auditor For For Management 5.1 Elect Shen Hanbiao as Non-independent For For Management Director 5.2 Elect Shen Junyu as Non-independent For For Management Director 5.3 Elect Guo Liming as Non-independent For For Management Director 6.1 Elect Li Xinhang as Independent For For Management Director 6.2 Elect Li Shenglan as Independent For For Management Director 7.1 Elect Li Zeli as Supervisor For For Management 7.2 Elect Guo Jirong as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU HOLIKE CREATIVE HOME CO., LTD. Ticker: 603898 Security ID: Y2932R102 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- GUANGZHOU HOLIKE CREATIVE HOME CO., LTD. Ticker: 603898 Security ID: Y2932R102 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Partial Raised For For Management Funds Project and Use Remaining Raised Funds to Replenish Working Capital 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGZHOU HOLIKE CREATIVE HOME CO., LTD. Ticker: 603898 Security ID: Y2932R102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7.1 Approve Remuneration of Shen Hanbiao For For Management 7.2 Approve Remuneration of Shen Junyu For For Management 7.3 Approve Remuneration of Guo Liming For For Management 7.4 Approve Remuneration of Li Xinhang For For Management 7.5 Approve Remuneration of Li Shenglan For For Management 7.6 Approve Remuneration of Lin Changsheng For For Management 7.7 Approve Remuneration of Duanmu Zirong For For Management 8 Approve 2021 Remuneration of Directors For For Management and Senior Management Members 9.1 Approve Remuneration of Li Zeli For For Management 9.2 Approve Remuneration of Guo Jirong For For Management 9.3 Approve Remuneration of Zhang Yanan For For Management 9.4 Approve Remuneration of Zeng Jianrong For For Management 10 Approve 2021 Remuneration of Supervisor For For Management 11.1 Approve Related Party Transaction with For For Management Guangdong Haotaitai Technology Group Co., Ltd. 11.2 Approve Related Party Transaction with For For Management Zhejiang Leituo Home Furnishing Co., Ltd. 11.3 Approve Related Party Transaction with For For Management Chengdu Qianchuan Wood Co., Ltd. 12 Approve Provision of Guarantee For For Management 13 Approve Source of Convertible Bonds For For Management -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Principles For For Management 1.2 Approve Management Agency For For Management 1.3 Approve Criteria to Select Plan For For Management Participants 1.4 Approve Source, Quantity and For For Management Distribution 1.5 Approve Time Arrangements For For Management 1.6 Approve Exercise Price and For For Management Price-setting Basis 1.7 Approve Conditions for Granting and For For Management Exercising Stock Options 1.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.9 Approve Accounting Treatment For For Management 1.10 Approve Implementation Procedure For For Management 1.11 Approve Rights and Obligations of the For For Management Plan Participants and the Company 1.12 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 2 Approve Formulation of Methods to For For Management Assess the Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Xie Qiang as Non-independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD. Ticker: 603882 Security ID: Y2935F105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor and For For Management Internal Control Auditor 7 Approve Remuneration of Directors and For Against Management Senior Management Members 8 Approve Remuneration of Supervisors For Against Management 9 Approve Changes in Registered Capital For For Management and Amend Articles of Association 10.1 Approve Purpose and Principle For For Management 10.2 Approve Management Agency For For Management 10.3 Approve Criteria to Select Plan For For Management Participants 10.4 Approve Source, Number and Allocation For For Management of Underlying Stocks 10.5 Approve Time Arrangements For For Management 10.6 Approve Exercise Price and For For Management Price-setting Basis 10.7 Approve Conditions for Granting and For For Management Exercising Rights 10.8 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 10.9 Approve Accounting Treatment For For Management 10.10 Approve Implementation Procedures For For Management 10.11 Approve Rights and Obligations For For Management 10.12 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU KINGTELLER TECHNOLOGY CO., LTD. Ticker: 002177 Security ID: Y2932W101 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Use of Funds for Securities For For Management Investment 8 Amend Related Party Transaction For Against Management Decision-making System 9 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- GUANGZHOU KINGTELLER TECHNOLOGY CO., LTD. Ticker: 002177 Security ID: Y2932W101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tan Hua as Director For For Management 1.2 Elect Chen Guojun as Director For For Management 1.3 Elect Liang Xing as Director For For Management 2.1 Elect Liu Guochang as Director For For Management 2.2 Elect Zhang Hua as Director For For Management 3.1 Elect Liang Xiaoqin as Supervisor For For Management 3.2 Elect Qiu Miao as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Provision of Debt For For Management Investment 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Guangzhou For For Management Tianchen Real Estate Development Co., Ltd. 2 Approve Related Party Transaction in For For Management Connection to Equity Transfer Agreement 3 Approve Related Party Transaction in For For Management Connection to Loans from Controlling Shareholders -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 2 Approve Plan on Issuance of Corporate For For Management Bonds 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Safeguard Measures of Debts For For Management Repayment 5 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Land Auction Real Estate For For Management Equity Investment 2 Approve Purchase of Real Estate For For Management Investment 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600684 Security ID: Y29339101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Authorization on External For Against Management Guarantee -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER PIANO GROUP CO., LTD. Ticker: 002678 Security ID: Y2925N100 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER PIANO GROUP CO., LTD. Ticker: 002678 Security ID: Y2925N100 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Idle Funds for Cash Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER PIANO GROUP CO., LTD. Ticker: 002678 Security ID: Y2925N100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Audit Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGZHOU PEARL RIVER PIANO GROUP CO., LTD. Ticker: 002678 Security ID: Y2925N100 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Li Jianning as Director For For Management 3.2 Elect Xiao Wei as Director For For Management 3.3 Elect Huang Xianxing as Director For For Management 4.1 Elect Chen Qian as Director For For Management 4.2 Elect Nie Tieliang as Director For For Management 4.3 Elect Zhou Yanfeng as Director For For Management 4.4 Elect Liu Tao as Director For For Management 5.1 Elect Tang Heping as Supervisor For For Management 5.2 Elect Lin Jianqing as Supervisor For For Management -------------------------------------------------------------------------------- GUANGZHOU PORT CO., LTD. Ticker: 601228 Security ID: Y2R39Z107 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For Did Not Vote Management 2 Approve to Appoint Auditor For Did Not Vote Management 3.1 Elect Ji Zhengxiong as Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GUANGZHOU PORT CO., LTD. Ticker: 601228 Security ID: Y2R39Z107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Debt Financing Plan For Did Not Vote Management 8 Approve Related Party Transaction For Did Not Vote Management 9 Approve Related Party Transaction with For Did Not Vote Management China COSCO Shipping Group Co., Ltd. 10 Approve Entrusted Loan Application For Did Not Vote Management 11 Approve Provision of Guarantee For Did Not Vote Management 12 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 13 Approve to Appoint Auditor For Did Not Vote Management 14 Approve Amendments to Articles of For Did Not Vote Management Association, Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiang Lijun as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements and Statutory Reports 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Decide on Matters For For Management Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2021 7a Elect Li Sze Lim as Director and For For Management Authorize Board to Fix Her Remuneration 7b Elect Zhang Li as Director and For For Management Authorize Board to Fix His Remuneration 7c Elect Ng Yau Wah, Daniel as Director For For Management and Authorize Board to Fix His Remuneration 8 Authorize Legal Representative(s) or For For Management Authorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents 9 Approve Extension of Guarantees by the For Against Management Company on Behalf of Subsidiaries, Associates, Joint Ventures and Other Investee Companies 10 Approve Extension of Guarantees on For Against Management Behalf of Subsidiaries, Associates and Joint Ventures in 2020 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Approve Issuance of Direct Debt For For Management Financing Products and Asset Securitization Products in 2021 13 Authorize Board or Its Authorized For For Management Person(s) to Handle All Matters in Relation to the Issuance of Direct Debt Financing Products and Asset Securitization Products in 2021 14 Approve Increase in Registered Capital For For Management and the Proposed Amendments to the Articles of Association -------------------------------------------------------------------------------- GUANGZHOU RESTAURANT GROUP CO., LTD. Ticker: 603043 Security ID: Y2936P102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGZHOU RESTAURANT GROUP CO., LTD. Ticker: 603043 Security ID: Y2936P102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGZHOU SHANGPIN HOME COLLECTION CO., LTD. Ticker: 300616 Security ID: Y29354100 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- GUANGZHOU SHANGPIN HOME COLLECTION CO., LTD. Ticker: 300616 Security ID: Y29354100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allowance of Independent For For Management Directors 6 Approve Remuneration of Directors, For For Management Senior Management Members and Supervisors 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Major Investment Management For Against Management System 11 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 12 Approve Methods to Assess the For For Management Performance of Plan Participants 13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yiran as Non-Independent For For Management Director 1.2 Elect Huang Zhengcong as For For Management Non-Independent Director 1.3 Elect Yu Wei as Non-Independent For For Management Director 1.4 Elect You Tianyuan as Non-Independent For For Management Director 1.5 Elect Wang Yang as Non-Independent For For Management Director 1.6 Elect Yang Ming as Non-Independent For For Management Director 2.1 Elect Lin Bin as Independent Director For For Management 2.2 Elect Liu Heng as Independent Director For For Management 2.3 Elect Huang Jiwu as Independent For For Management Director 3.1 Elect Ren Rui as Supervisor For For Management 3.2 Elect Lin Weichou as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Comprehensive For For Management Bank Credit Lines 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Amendments to Articles of For For Management Association 10 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 11.1 Approve Share Type and Par Value For For Shareholder 11.2 Approve Issue Manner and Issue Time For For Shareholder 11.3 Approve Target Subscribers and For For Shareholder Subscription Method 11.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 11.5 Approve Issue Size For For Shareholder 11.6 Approve Lock-up Period For For Shareholder 11.7 Approve Listing Exchange For For Shareholder 11.8 Approve Use of Proceeds For For Shareholder 11.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 11.10 Approve Resolution Validity Period For For Shareholder 12 Approve Private Placement of Shares For For Shareholder 13 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 14 Approve Report on the Usage of For For Shareholder Previously Raised Funds 15 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of Board to For For Shareholder Handle All Related Matters 17 Approve That There is No Punishment or For For Shareholder Regulatory Measures Taken by Securities Regulatory Authorities and Exchanges in the Past Five Years 18 Approve Shareholder Return Plan For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD. Ticker: 002841 Security ID: Y29355107 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Formulation of Management For For Management Method for Supporting Innovation and Entrepreneurship -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Corresponding For For Management Standard Coefficient of the Assessment Result at Departmental Level of Business Unit and Individual Level of Incentive Objects of Stock Option and Performance Share Incentive Plan 2 Approve Investment in Construction of For For Management Lithium Battery Electrolyte Project 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Scale and Use of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement of Shares 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Principle 2.4 Approve Issue Size For Did Not Vote Management 2.5 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Listing Location For Did Not Vote Management 2.8 Approve Scale and Use of Raised Funds For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 4 Approve Plan on Private Placement of For Did Not Vote Management Shares 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For Did Not Vote Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement of Shares 8 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Financing Application For For Management 9 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD. Ticker: 002709 Security ID: Y2R33P105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Audit Report For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Financing Application For Did Not Vote Management 9 Approve Provision of Guarantees For Did Not Vote Management -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Performance For For Management Shares Repurchase Price and Repurchase and Cancellation of Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kuang Lijun as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Raised Funds and For For Management Idle Own Funds for Cash Management 9 Approve Related Party Transaction For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve to Adjust the Repurchase Price For For Management and Repurchase Cancellation of Performance Shares 14 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- GUANGZHOU WONDFO BIOTECH CO., LTD. Ticker: 300482 Security ID: Y2933U104 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jihua as Director For For Management 1.2 Elect Li Wenmei as Director For For Management 1.3 Elect He Xiaowei as Director For For Management 1.4 Elect Chen Zhijie as Director For For Management 2.1 Elect Chen Jinqi as Director For For Management 2.2 Elect Li Congdong as Director For For Shareholder 2.3 Elect Duan Chaohui as Director For For Management 3.1 Elect Wu Cuiling as Supervisor For For Management 3.2 Elect Kuang Lijun as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Revision to Super Performance For For Management Reward Fund Plan of Wholly-owned Subsidiary 6 Approve Revision to Core Staff For For Management Shareholding Plan 7 Approve to Amend Management Measures For For Management for Core Personnel's Shareholding Plan -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Shuhui as Non-Independent For For Management Director 1.2 Elect Li Feng as Non-Independent For For Management Director 1.3 Elect He Yuping as Non-Independent For For Management Director 1.4 Elect Liu Yan as Non-Independent For For Management Director 1.5 Elect Yao Pu as Non-Independent For For Management Director 1.6 Elect Zhu Xiaowen as Non-Independent For For Management Director 2.1 Elect Yang Chunlin as Independent For For Management Director 2.2 Elect Shen Hongtao as Independent For For Management Director 2.3 Elect Wang Xi as Independent Director For For Management 2.4 Elect Xie Shisong as Independent For For Management Director 3.1 Elect Li Hong as Supervisor For For Management 3.2 Elect Yao Xiaosheng as Supervisor For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors 5 Approve Issuance of Super Short-term For For Management Commercial Papers 6 Approve Issuance of Super Short-term For For Management Commercial Papers of Guangzhou Asset Management Co., Ltd. 7 Approve Issuance of Corporate Bonds For For Management 8 Approve Issuance of Asset-backed For For Management Securities -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Xiaomin as Non-Independent For For Management Director 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fund Borrowings to Controlling For For Management Shareholder 2 Approve Financial Assistance Provision For Against Management to Yuexiu Financial Capital 3 Approve Financial Assistance Provision For Against Management to Yuexiu Leasing 4 Approve Financial Assistance Provision For For Management to Shanghai Yuexiu Leasing 5 Approve Daily Related Party Transaction For For Management 6 Approve External Guarantee For Against Management 7 Approve Medium-term Notes For For Management 8 Approve Issuance of Super Short-term For For Management Commercial Papers 9 Approve Asset Securitization Instrument For For Management 10 Approve Issuance of Short-term For For Management Commercial Papers 11 Approve Capital Injection For For Management 12 Approve Capital Injection for Shanghai For For Management Yuexiu Leasing -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Own Funds for Entrusted For For Management Asset Management 2 Approve Issuance of Short-term Bond For For Management 3 Approve Issuance of Medium-term Notes For For Management 4 Approve Issuance of Offshore Bond For For Management 5 Approve Issuance of Corporate Bond For For Management 6 Approve Securitization of Company's For For Management Accounts Receivable 7 Approve Accounts Receivable For For Management Asset-backed Bill Business 8 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 000987 Security ID: Y29314104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves -------------------------------------------------------------------------------- GUANGZHOU ZHIGUANG ELECTRIC CO., LTD. Ticker: 002169 Security ID: Y2933L104 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yongxi as Non-independent For For Management Director 2 Elect Shao Xijuan as Independent For For Management Director -------------------------------------------------------------------------------- GUANGZHOU ZHIGUANG ELECTRIC CO., LTD. Ticker: 002169 Security ID: Y2933L104 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yongxi as Non-independent For Did Not Vote Management Director 2 Elect Shao Xijuan as Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- GUANGZHOU ZHIGUANG ELECTRIC CO., LTD. Ticker: 002169 Security ID: Y2933L104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Postponement of Partial Raised For For Management Funds Investment Projects 8 Approve Application of Credit Line and For Against Management Provision of Guarantee 9 Approve Remuneration of For For Management Non-independent Directors and Senior Management Members 10 Approve Allowance of Independent For For Management Directors 11 Approve Remuneration of Supervisors For For Management 12 Approve Appointment of Auditor For For Management 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUANGZHOU ZHUJIANG BREWERY CO., LTD. Ticker: 002461 Security ID: Y2933N100 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jan Craps as Non-independent For For Shareholder Director 1.2 Elect Yu Longtao as Non-independent For For Shareholder Director 2 Elect Han Zhenping as Independent For For Management Director 3 Elect Hou Kanghua as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU ZHUJIANG BREWERY CO., LTD. Ticker: 002461 Security ID: Y2933N100 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3 Approve Investment in Guangzhou For For Management State-owned Mixed Reform Fund 4 Approve Adjustment on the Feasibility For For Management Study Report of the Production of Brewing and Bottling Bear Projects 5 Approve Adjustment on the Feasibility For For Management Study Report of the Renovation and Upgrade Project of the Beer Cultural and Creative Park 6 Approve Adjustment on the Investment For For Management Amount and Implementation Period of Fund Raising Investment Projects -------------------------------------------------------------------------------- GUANGZHOU ZHUJIANG BREWERY CO., LTD. Ticker: 002461 Security ID: Y2933N100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and 2021 Work Plan 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Application of Bank Credit For For Management Lines 7 Approve Use of Idle Funds to Invest in For For Management Financial and Deposit Products 8 Approve Profit Distribution For For Management 9 Elect Craig Katerberg (Chinese Name: For For Shareholder Ke Ruige) as Non-Independent Director -------------------------------------------------------------------------------- GUARARAPES CONFECCOES SA Ticker: GUAR3 Security ID: P5012L101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Fix Number of Directors at Five For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Directors For Against Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Gurgel Rocha as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Lisiane Gurgel Rocha as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Elvio Gurgel Rocha as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Aparecida Fonseca as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Alexandre Figueiredo Clemente as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10 Fix Number of Fiscal Council Members For For Management at Three 11 Elect Fiscal Council Members For For Management 12 Approve Remuneration of Company's For Against Management Management 13 Approve Remuneration of Fiscal Council For For Management Members 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- GUARARAPES CONFECCOES SA Ticker: GUAR3 Security ID: P5012L101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 11 Re: Fix Maximum For For Management Number of Board Members to Nine 2 Amend Article 12 Re: Fix Number of For For Management Executive Board Members 3 Amend Article 12 For For Management 4 Amend Article 14 For For Management 5 Consolidate Bylaws For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- GUBRE FABRIKALARI TAS Ticker: GUBRF Security ID: M5246E108 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Elect Directors For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Sogut Mining None None Management Field 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Receive Information on Donations Made None None Management in 2020 14 Approve Remuneration Policy For For Management 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- GUDENG PRECISION INDUSTRIAL CO., LTD. Ticker: 3680 Security ID: Y2941Y106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Formulation of Rules and For For Management Procedures for Election of Directors 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Procedures for Lending Funds to For For Management Other Parties 9.1 Elect CHIU, MING-CHIEN, with For For Management Shareholder No. 00000001, as Non-Independent Director 9.2 Elect LIN, TIEN-JUI, with Shareholder For For Management No. 00000004, as Non-Independent Director 9.3 Elect HUANG, CHUNG-PENG, with For For Management Shareholder No. 00000008, as Non-Independent Director 9.4 Elect WEI, CHIH-FANG, with Shareholder For For Management No. L121297XXX, as Non-Independent Director 9.5 Elect LO, WEN-HAO, with Shareholder No. For For Management 00002681, as Independent Director 9.6 Elect CHIU, KUANG-HUI, with For For Management Shareholder No. 00002687, as Independent Director 9.7 Elect HU, HUI-SEN, with Shareholder No. For For Management F121533XXX, as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- GUI ZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Conditional For For Management Subscription Agreement 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association 10 Amend Raised Funds Special Deposit and For For Management Usage Management System 11 Amend Management System for Providing For For Management External Guarantees 12 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- GUIRENNIAO CO., LTD. Ticker: 603555 Security ID: Y2942J108 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tian Dan as Non-independent For For Management Director 2 Approve Signing of Business For For Shareholder Cooperation Agreement -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Provision of Financial For Against Management Assistance 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Amend Working System for Independent For Against Management Directors 14 Amend Related-Party Transaction For Against Management Management System 15 Amend Management System for Providing For Against Management External Guarantees 16 Amend Management System for Providing For Against Management External Investments 17 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Approve Appointment of Auditor For Did Not Vote Management 7 Approve Related Party Transaction For Did Not Vote Management 8 Approve Provision of Guarantee For Did Not Vote Management 9 Approve Provision of Financial For Did Not Vote Management Assistance 10 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 13 Amend Working System for Independent For Did Not Vote Management Directors 14 Amend Related-Party Transaction For Did Not Vote Management Management System 15 Amend Management System for Providing For Did Not Vote Management External Guarantees 16 Amend Management System for Providing For Did Not Vote Management External Investments 17 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- GUIYANG LONGMASTER INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300288 Security ID: Y29464107 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Shares to Specific Targets 2 Approve Extension of Authorization of For For Management the Board on Issuance of Shares to Specific Targets -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes and Completion of For For Management Partial Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Restoration of Voting Rights For For Management of Major Shareholders -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Kuang Xunhua as For For Management Non-Independent Director and Elect Song Kai as Non-Independent Director -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Property Transfer For For Management Agreement with Related Party 2 Approve Signing of Equity Transfer For For Management Agreement with Related Party -------------------------------------------------------------------------------- GUIZHOU BAILING GROUP PHARMACEUTICAL CO., LTD. Ticker: 002424 Security ID: Y2945M108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Appointment of Financial For For Management Auditor and Internal Control Attestation Auditor 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Hongbin as Independent For For Management Director 2 Amend Articles of Association For Against Management 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments of Non-financial Enterprises -------------------------------------------------------------------------------- GUIZHOU BROADCASTING & TV INFORMATION NETWORK CO., LTD. Ticker: 600996 Security ID: Y2948R104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Daily Related Party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- GUIZHOU GAS GROUP CORP., LTD. Ticker: 600903 Security ID: Y29494104 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUIZHOU GAS GROUP CORP., LTD. Ticker: 600903 Security ID: Y29494104 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Issuance of Convertible Bonds 2.1 Approve Type For Did Not Vote Management 2.2 Approve Issue Size For Did Not Vote Management 2.3 Approve Par Value and Issue Price For Did Not Vote Management 2.4 Approve Bond Maturity For Did Not Vote Management 2.5 Approve Bond Interest Rate For Did Not Vote Management 2.6 Approve Period and Manner of Repayment For Did Not Vote Management of Capital and Interest 2.7 Approve Conversion Period For Did Not Vote Management 2.8 Approve Determination and Adjustment For Did Not Vote Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For Did Not Vote Management of Conversion Price 2.10 Approve Method on Handling Fractional For Did Not Vote Management Shares Upon Conversion 2.11 Approve Terms of Redemption For Did Not Vote Management 2.12 Approve Terms of Sell-Back For Did Not Vote Management 2.13 Approve Attribution of Profit and Loss For Did Not Vote Management During the Conversion Period 2.14 Approve Issue Manner and Target For Did Not Vote Management Subscribers 2.15 Approve Placing Arrangement for For Did Not Vote Management Shareholders 2.16 Approve Matters Relating to Meetings For Did Not Vote Management of Bondholders 2.17 Approve Use of Proceeds For Did Not Vote Management 2.18 Approve Guarantee Matters For Did Not Vote Management 2.19 Approve Rating Matters For Did Not Vote Management 2.20 Approve Depository of Raised Funds For Did Not Vote Management 2.21 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Issuance of Convertible Bonds For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 7 Approve Rules and Procedures Regarding For Did Not Vote Management General Meetings of Convertible Bondholders 8 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For Did Not Vote Management -------------------------------------------------------------------------------- GUIZHOU GAS GROUP CORP., LTD. Ticker: 600903 Security ID: Y29494104 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Financing Plan For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Remuneration of Directors and For For Management Supervisors 11 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- GUIZHOU GAS GROUP CORP., LTD. Ticker: 600903 Security ID: Y29494104 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Report For Did Not Vote Management 5 Approve Financing Plan For Did Not Vote Management 6 Approve Daily Related Party For Did Not Vote Management Transactions 7 Approve Profit Distribution For Did Not Vote Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Annual Report and Summary For Did Not Vote Management 10 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 11 Amend Management System for Providing For Did Not Vote Management External Investments -------------------------------------------------------------------------------- GUIZHOU GAS GROUP CORP., LTD. Ticker: 600903 Security ID: Y29494104 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUIZHOU GUIHANG AUTOMOTIVE COMPONENTS CO., LTD. Ticker: 600523 Security ID: Y2948E103 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qin Kun as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU GUIHANG AUTOMOTIVE COMPONENTS CO., LTD. Ticker: 600523 Security ID: Y2948E103 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Report of the Independent For Did Not Vote Management Directors 5 Approve Financial Statements and For Did Not Vote Management Financial Budget 6 Approve Withdrawal of Discretionary For Did Not Vote Management Surplus Provident Fund 7 Approve Allocation of Income and For Did Not Vote Management Dividends 8 Approve Related Party Transactions For Did Not Vote Management 9 Approve Financial Services Agreement For Did Not Vote Management and Related Party Transactions 10 Approve Bank Loan and Entrusted Loan For Did Not Vote Management Applications 11 Approve Set-up of Wholly-owned For Did Not Vote Management Subsidiary -------------------------------------------------------------------------------- GUIZHOU PANJIANG REFINED COAL CO., LTD. Ticker: 600395 Security ID: Y2946P100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve 3 Supply 1 Industry Water For For Management Supply Transformation Transfer 7 Approve Remuneration of Directors For For Management 8 Approve Profit Distribution For For Management 9 Approve Financial Budget Report For For Management 10 Approve Daily Related-Party For For Management Transactions 11 Approve Signing of Financial Service For For Management Agreement and Related Party Transaction 12 Approve Investment in Construction of For For Management Panjiang Xinguang Power Generation Project 13 Approve Signing of EPC Contract For For Management 14 Approve Investment Plan For Against Management 15 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 16 Approve Amendments to Articles of For Against Management Association 17 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 18 Approve Company's Eligibility for For For Management Private Placement of Shares 19.1 Approve Share Type and Par Value For For Management 19.2 Approve Issue Manner and Issue Time For For Management 19.3 Approve Target Subscribers and For For Management Subscription Method 19.4 Approve Issue Size For For Management 19.5 Approve Amount and Use of Proceeds For For Management 19.6 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 19.7 Approve Lock-up Period For For Management 19.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 19.9 Approve Resolution Validity Period For For Management 19.10 Approve Listing Exchange For For Management 20 Approve Plan on Private Placement of For For Management Shares 21 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 22 Approve No Need to Edit a Report on For For Management Previous Usage of Raised Funds 23 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 24 Approve Establishment of Special For For Management Deposit Account for Raised Fund 25 Approve Shareholder Return Plan For For Management 26 Approve Authorization of Board to For For Management Handle All Related Matters 27.1 Elect Bao Qinglin as Director For For Shareholder 28.1 Elect Li Shoubing as Director For For Management -------------------------------------------------------------------------------- GUIZHOU SALVAGE PHARMACEUTICAL CO., LTD. Ticker: 600227 Security ID: Y2947Q107 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ding Linhong as Non-Independent For For Management Director 1.2 Elect Zhou Junsheng as Non-Independent For For Management Director 1.3 Elect Lei Jin as Non-Independent For For Management Director 1.4 Elect Ding Linhui as Non-Independent For For Management Director 1.5 Elect Gao Minhong as Non-Independent For For Management Director 1.6 Elect Yang Yang as Non-Independent For For Management Director 2.1 Elect Shi Yucheng as Independent For For Management Director 2.2 Elect Liu Jian as Independent Director For For Management 2.3 Elect Wang Pu as Independent Director For For Management 3.1 Elect Dai Xuanzhong as Supervisor For For Shareholder 3.2 Elect Ye Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUIZHOU SALVAGE PHARMACEUTICAL CO., LTD. Ticker: 600227 Security ID: Y2947Q107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Plan For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantees For For Management 9 Approve to Appoint Auditors and For For Management Authorizing Management to Fix Their Remuneration 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUIZHOU SPACE APPLIANCE CO., LTD. Ticker: 002025 Security ID: Y2945E122 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Transaction Constitutes as For For Management Related Party Transactions 2.8 Approve Lock-up Period For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve the Notion that the Company For For Management Does Not Need to Prepare Report on the Usage of Previously Raised Funds 6 Approve Signing of Asset Purchase For For Management Agreement 7 Approve Signing of Loan Agreement For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Management Method of Raised Funds For Against Management 12 Elect Wei Xinhui as Non-Independent For For Management Director -------------------------------------------------------------------------------- GUIZHOU SPACE APPLIANCE CO., LTD. Ticker: 002025 Security ID: Y2945E122 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Plan For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Related Party Transaction For For Management 8 Approve Renewal of Financial For For Management Cooperation Agreement 9 Approve the Company Chairman's Annual For For Management Performance Remuneration 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- GUIZHOU SPACE APPLIANCE CO., LTD. Ticker: 002025 Security ID: Y2945E122 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Allowance of Independent For For Management Directors 3.1 Elect Wang Yuexuan as Director For For Management 3.2 Elect Li Lingzhi as Director For For Management 3.3 Elect Wei Xinhui as Director For For Management 3.4 Elect Zhang Chen as Director For For Management 3.5 Elect Yu Sijing as Director For For Management 3.6 Elect Chen Yong as Director For For Management 4.1 Elect Shi Jichun as Director For For Management 4.2 Elect Liu Qiao as Director For For Management 4.3 Elect Hu Beizhong as Director For For Management 5.1 Elect Cai Jingyuan as Supervisor For For Shareholder 5.2 Elect Feng Zhenggang as Supervisor For For Management -------------------------------------------------------------------------------- GUIZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUIZHOU TYRE CO., LTD. Ticker: 000589 Security ID: Y2943C102 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Rui as Non-Independent For For Management Director 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Working System for Independent For Against Management Directors 5 Amend Management System of Deposit and For Against Management Usage of Raised Funds 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend the Directors, Supervisors and For For Management Senior Management Remuneration and Performance Appraisal Management System -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Signing of Conditional For For Management Subscription Agreement 9 Approve Private Placement Constitutes For For Management as Management Buyout 10 Approve Report of Board of Directors For For Management to All Shareholders Regarding Management Acquisition of the Company 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project and Permanently Supplementing Working Capital -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Ran as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Guarantees 2 Approve Provision of Financial For For Management Assistance to Subsidiaries 3 Approve Use of Own Funds to Invest in For For Management Financial Products 4 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- GUIZHOU XINBANG PHARMACEUTICAL CO., LTD. Ticker: 002390 Security ID: Y2945K102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transaction with For For Management Yuheng Pharmaceutical and Its Subsidiaries 7.2 Approve Related Party Transaction with For For Management Guangzheng Pharmaceutical and Its Subsidiaries 8 Approve Related Party Transaction in For For Management Connection to External Investment -------------------------------------------------------------------------------- GUIZHOU YIBAI PHARMACEUTICAL CO., LTD. Ticker: 600594 Security ID: Y2945D124 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUIZHOU YIBAI PHARMACEUTICAL CO., LTD. Ticker: 600594 Security ID: Y2945D124 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8.1 Elect Jiang Tao as Supervisor For For Shareholder 8.2 Elect Pu Jian as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUJARAT GAS LIMITED Ticker: 539336 Security ID: Y2943Q176 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Milind Torawane as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Elect Anil Mukim as Director and For For Management Chairman 6 Elect Sunaina Tomar as Director For For Management 7 Elect Sanjeev Kumar as Director and For For Management Approve His Appointment as Managing Director 8 Approve Remuneration of Cost Auditors For For Management 9 Elect Manjula Subramaniam as Director For For Management -------------------------------------------------------------------------------- GUJARAT PIPAVAV PORT LIMITED Ticker: 533248 Security ID: Y2946J104 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Pradeep Mallick as Director For For Management 2 Reelect Hina Shah as Director For For Management 3 Reelect Tejpreet Singh Chopra as For For Management Director -------------------------------------------------------------------------------- GUJARAT PIPAVAV PORT LIMITED Ticker: 533248 Security ID: Y2946J104 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Keld Pedersen as Director For Against Management 4 Approve Price Waterhouse Chartered For For Management Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Timothy Smith as Director For For Management -------------------------------------------------------------------------------- GUJARAT PIPAVAV PORT LIMITED Ticker: 533248 Security ID: Y2946J104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Samir Chaturvedi as Director For For Management 2 Elect Soren Brandt as Director For For Management 3 Elect Maarten Degryse as Director For For Management -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LIMITED Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjeev Kumar as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Elect Anil Mukim as Director For For Management 6 Elect Pankaj Joshi as Director For For Management 7 Elect Sunaina Tomar as Director For For Management 8 Reelect Sudhir Kumar Jain as Director For For Management 9 Reelect Bhadresh Mehta as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- GULF ENERGY DEVELOPMENT PUBLIC CO. LTD. Ticker: GULF Security ID: Y2957T132 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 3 Approve Allocation of Newly Issued For For Management Ordinary Shares to Existing Shareholders 4 Other Business For Against Management -------------------------------------------------------------------------------- GULF ENERGY DEVELOPMENT PUBLIC CO. LTD. Ticker: GULF Security ID: Y2957T132 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Viset Choopiban as Director For For Management 4.2 Elect Kasem Snidvongs as Director For For Management 4.3 Elect Raweporn Kuhirun Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures 8 Other Business For Against Management -------------------------------------------------------------------------------- GULF ENERGY DEVELOPMENT PUBLIC CO. LTD. Ticker: GULF Security ID: Y2957T132 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in All Ordinary For For Management Shares of Intouch Holdings Public Company Limited and Tender Offer for All Securities of Advanced Info Service Public Company Limited 2 Other Business For Against Management -------------------------------------------------------------------------------- GUNKUL ENGINEERING PUBLIC CO. LTD. Ticker: GUNKUL Security ID: Y2959S165 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Determination Criteria for the For For Management Dividend Payment 5 Approve Allocation of Income and For For Management Dividend Payment 6.1 Elect Panarat Panmanee as Director For For Management 6.2 Elect Tarakorn Angpubate as Director For For Management 6.3 Elect Somboon Aueatchasai as Director For For Management 6.4 Elect Areewan Chaloemdan as Director For For Management 7 Approve Remuneration of Directors and For For Management Sub-Committees 8 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Li Wubo as Non-independent For For Management Director 2.2 Elect Wu Binhong as Non-independent For For Management Director -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application to Change For For Management Shareholder Horizontal Competition Commitment 2 Approve Change of Period of Asset For For Management Injection 3 Approve Application for Exemption from For For Management Fulfilling Obligation of Asset Injection Commitment in Bayannaoer Huafeng Zinc Oxide Co., Ltd. 4 Approve Application for Exemption from For For Management Fulfilling Obligation of Asset Injection Commitment in Wulatehouqi Ruifeng Lead Smelting Co., Ltd. 5 Approve Application for Exemption from For For Management Fulfilling Obligation of Asset Injection Commitment in Shanxi Jindechengxin Mining Co., Ltd. -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint of Auditor and For For Management Internal Auditor 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11 Amend Related Party Transaction For Against Management Decision-making System 12 Amend Management System for Providing For Against Management External Guarantees -------------------------------------------------------------------------------- GUOCHENG MINING CO., LTD. Ticker: 000688 Security ID: Y2666C107 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Wu Cheng as Non-independent For For Management Director -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Invest in the Construction For For Management of Hubei Suizhou 2x660MW Thermal Power Project 2 Elect Li Liang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Confirmation of Deposit and For For Management Loan Related Transactions in First Half of the Year and Re-estimation of Deposit and Loan Related Transactions in 2020 3 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Guangfu as Non-Independent For For Shareholder Director 2 Amend Articles of Association For Against Management 3 Approve Financial Services Agreement For For Management 4 Approve Deposit and Loan Related For For Management Transaction -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Zhiqiang as Non-Independent For For Shareholder Director 1.2 Elect Zhu Hong as Non-Independent For For Shareholder Director 2.1 Elect Wang Zongjun as Independent For For Management Director 3 Amend Articles of Association For Against Management 4 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5.1 Approve Overall Plan For For Management 5.2 Approve Transaction Manners and For For Management Transaction Parties 5.3 Approve Consideration and Payment For For Management Method of Target Assets 5.4 Approve Type and Par Value For For Management 5.5 Approve Pricing For For Management 5.6 Approve Issue Amount For For Management 5.7 Approve Lock-Up Period Arrangement For For Management 5.8 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 5.9 Approve Profit and Loss During the For For Management Transition Period 5.10 Approve Arrangements on Roll-forward For For Management Profits 5.11 Approve Listing Exchange For For Management 5.12 Approve Resolution Validity Period For For Management 5.13 Approve Type, Par Value and Listing For For Management Exchange 5.14 Approve Target Subscribers For For Management 5.15 Approve Basis and Manner of Pricing For For Management 5.16 Approve Issue Amount For For Management 5.17 Approve Lock-Up Period Arrangement For For Management 5.18 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.19 Approve Use of Proceeds For For Management 5.20 Approve Resolution Validity Period For For Management 6 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 7 Approve Transaction Constitute as For For Management Related-party Transaction 8 Approve Transaction Constitute as For For Management Major Asset Restructuring 9 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement 12 Approve Relevant Audit Report, Remarks For For Management Review Report and Evaluation Report of the Transaction 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Fairness and Validity of the For For Management Pricing Basis 15 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 16 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 17 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 18 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 19 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 20 Approve Whitewash Waiver and Related For For Management Transactions 21 Approve that the Transaction Does Not For For Management Constitute as Major Adjustment 22 Approve Operating Performance of the For For Management Underlying Assets of the Reorganization Affected by the New Coronavirus Epidemic 23 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overall Plan For For Management 2.2 Approve Transaction Manners and For For Management Transaction Parties 2.3 Approve Consideration of Target Asset For For Management and Payment Method 2.4 Approve Share Type and Par Value For For Management 2.5 Approve Pricing For For Management 2.6 Approve Issue Size For For Management 2.7 Approve Lock-Up Period Arrangement For For Management 2.8 Approve Profit and Loss During the For For Management Transition Period 2.9 Approve Impairment Compensation For For Management Arrangement 2.10 Approve Distribution Arrangement of For For Management Earnings 2.11 Approve Listing Exchange For For Management 2.12 Approve Resolution Validity Period For For Management 2.13 Approve Share Type, Par Value and For For Management Approve Listing Exchange 2.14 Approve Target Subscribers For For Management 2.15 Approve Manner of Pricing and Price For For Management 2.16 Approve Issue Size For For Management 2.17 Approve Lock-Up Period Arrangement For For Management 2.18 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.19 Approve Use of Proceeds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 4 Approve Transaction Constitute as For For Management Related-party Transaction 5 Approve Transaction Constitute as For For Management Major Asset Restructuring 6 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Acquisition by Cash and For For Management Issuance of Shares Agreement 9 Approve Impairment Compensation For For Management Agreement of Acquisition by Cash and Issuance of Shares Agreement 10 Approve Remarks Review Report and For For Management Evaluation Report of the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Fairness and Validity of the For For Management Pricing Basis 13 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 14 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 15 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 17 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 18 Approve Whitewash Waiver and Related For For Management Transactions 19 Approve Operating Performance Affected For For Management by the Epidemic 20 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Daily Related Party Transaction For For Management 3 Approve Deposit and Load Related Party For For Management Transactions 4 Approve Related Party Transaction on For For Management Rental Properties 5 Approve Construction and Investment of For For Management Jingzhou Thermal Power Phase II Expansion Project and Capital Injection 6 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- GUODIAN CHANGYUAN ELECTRIC POWER CO., LTD. Ticker: 000966 Security ID: Y2960B102 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-estimation of Deposit and For For Management Loan Related-party Transactions for 2021 2 Approve Financial Services For For Management Supplementary Agreement -------------------------------------------------------------------------------- GUODIAN NANJING AUTOMATION CO., LTD. Ticker: 600268 Security ID: Y2959L103 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Ming as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- GUODIAN NANJING AUTOMATION CO., LTD. Ticker: 600268 Security ID: Y2959L103 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7.1 Approve Sale Power Automation Products For For Management and Provide Information Services 7.2 Approve Acceptance of Technical For For Management Transformation Projects or Subcontracted Projects 7.3 Approve Sale of Primary Equipment For For Management 7.4 Approve Sale of Power Grid Automation For For Management Products to Yangzhou Guodian Nanzi Switchgear Co., Ltd. 7.5 Approve Sale of Power Grid Automation For For Management Products to Nanjing Guodian Nanzi Technology Park Development Co., Ltd. 7.6 Approve Financial Service Agreement For For Management with China Huadian Group Finance Co., Ltd. 7.7 Approve Financial Service Agreement For For Management with China Huadian Overseas Asset Management Co., Ltd. 7.8 Approve Financial Service Agreement For For Management with Huadian Commercial Factoring (Tianjin) Co., Ltd. 7.9 Approve Purchase of Goods and For For Management Materials with China Huadian Group Co. , Ltd. 7.10 Approve Purchase of Goods and For For Management Materials with Yangzhou Guodian Nanzi Switch Co., Ltd. 7.11 Approve Acceptance of Labor Services For For Management with China Huadian Group Co., Ltd. 7.12 Approve Provision of Labor Services For For Management with Nanjing Guodian Nanzi Science and Technology Park Development Co., Ltd. 7.13 Approve Provision of Leasing Services For For Management with China Huadian Group Co., Ltd. 7.14 Approve Provision of Leasing Services For For Management with Yangzhou Guodian Nanzi Switch Co. , Ltd. 8 Approve Application of Bank Credit For For Management Lines 9.1 Approve to Appoint Financial Auditor For For Management 9.2 Approve Appointment of Internal For For Management Control Auditor 10 Elect Huang Xueliang as Independent For For Management Director -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Transfer of Industrial Investment Fund Shares -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Remuneration of Directors and For For Management Supervisors 4.1 Elect Lu Hongda as Non-Independent For For Management Director 4.2 Elect Lan Jia as Non-Independent For For Management Director 4.3 Elect He Weicheng as Non-Independent For For Management Director 4.4 Elect Zheng Yamin as Non-Independent For For Management Director 5.1 Elect Wang Lu as Independent Director For For Management 5.2 Elect Yang Ge as Independent Director For For Management 5.3 Elect Ji Zhibin as Independent Director For For Management 6.1 Elect Yang Liujiang as Supervisor For For Management 6.2 Elect Peng Jing as Supervisor For For Management -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- GUOGUANG ELECTRIC CO., LTD. Ticker: 002045 Security ID: Y2960H109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Self-inspection Form on For For Management Implementation of Internal Control Rules 7 Approve Financing from Financial For For Management Institutions and Related Authorizations 8 Approve Provision of External Guarantee For Against Management 9 Approve Foreign Exchange Derivatives For For Management Trading Business 10 Approve Use of Own Funds to Purchase For For Management Entrusted Asset Management 11 Approve Use of Idle Raised Funds for For For Management Cash Management 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GUOLIAN SECURITIES CO., LTD. Ticker: 1456 Security ID: Y2960K110 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Amendments to Articles of For Did Not Vote Management Association 1.2 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 1.3 Amend Rules and Procedures of the Board For Did Not Vote Management 1.4 Amend Rules and Procedures of the For Did Not Vote Management Supervisory Committee -------------------------------------------------------------------------------- GUOLIAN SECURITIES CO., LTD. Ticker: 1456 Security ID: Y2960K110 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfilment of Conditions for For Did Not Vote Management the Non-Public Issuance of A Shares 2.1 Approve Class and Nominal Value of For Did Not Vote Management Shares to be Issued 2.2 Approve Method and Time of Issuance For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Issue Size For Did Not Vote Management 2.5 Approve Issue Price and Pricing For Did Not Vote Management Principles 2.6 Approve Amount and the Use of Proceeds For Did Not Vote Management 2.7 Approve Lock-Up Period For Did Not Vote Management 2.8 Approve Listing Venue For Did Not Vote Management 2.9 Approve Arrangement of Accumulated For Did Not Vote Management Undistributed Profits Prior to Completion of the Issuance 2.10 Approve Validity Period of the For Did Not Vote Management Resolutions 3 Approve Plan for the Non-Public For Did Not Vote Management Issuance of A Shares 4 Approve Feasibility Report for the Use For Did Not Vote Management of Proceeds from the Non-Public Issuance of the A Shares 5 Approve Report on the Use of Proceeds For Did Not Vote Management Previously Raised by the Company 6 Authorize Board to Deal with All For Did Not Vote Management Matters in Relation to the Non-Public Issuance of A Shares 7 Approve Plans of the Shareholders' For Did Not Vote Management Return in the Next Three Years 8 Approve Dilution of Current Returns by For Did Not Vote Management the Non-Public Issuance of A Shares and Remedial Measures -------------------------------------------------------------------------------- GUOLIAN SECURITIES CO., LTD. Ticker: 1456 Security ID: Y2960K110 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Nominal Value of For Did Not Vote Management Shares to be Issued 1.2 Approve Method and Time of Issuance For Did Not Vote Management 1.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 1.4 Approve Issue Size For Did Not Vote Management 1.5 Approve Issue Price and Pricing For Did Not Vote Management Principles 1.6 Approve Amount and the Use of Proceeds For Did Not Vote Management 1.7 Approve Lock-Up Period For Did Not Vote Management 1.8 Approve Listing Venue For Did Not Vote Management 1.9 Approve Arrangement of Accumulated For Did Not Vote Management Undistributed Profits Prior to Completion of the Issuance 1.10 Approve Validity Period of the For Did Not Vote Management Resolutions 2 Approve Plan for the Non-Public For Did Not Vote Management Issuance of A Shares 3 Approve Feasibility Report for the Use For Did Not Vote Management of Proceeds from the Non-Public Issuance of the A Shares 4 Approve Dilution of Current Returns by For Did Not Vote Management the Non-Public Issuance of A Shares and Remedial Measures 5 Authorize Board to Deal with All For Did Not Vote Management Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- GUOLIAN SECURITIES CO., LTD. Ticker: 1456 Security ID: Y2960K110 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Annual Report For For Management 4 Approve 2020 Final Accounts Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Remuneration Distribution of For For Management Directors 7 Approve Remuneration Distribution of For For Management Supervisors 8 Approve Deloitte Touche Tohmatsu as For Against Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Management to Determine Their Remuneration 9 Approve 2021 Proprietary Business Scale For For Management 10.01 Approve Estimated Related Party For For Management Transactions with Wuxi Guolian Development (Group) Co., Ltd. and its Related Enterprises 10.02 Approve Estimated Related Party For For Management Transactions with Other Related Legal Persons and Related Natural Persons 11 Elect Xu Faliang as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds for For For Management Repayment of Bank Loans and Replenish Working Capital 2 Amend Securities Investment and For For Management Derivatives Trading Management System 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Fengping as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GUOMAI TECHNOLOGIES, INC. Ticker: 002093 Security ID: Y2652R100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Use of Own Funds for For For Management Securities Investment and Derivatives Trading 6 Approve Acceptance of Financial For For Management Assistance 7 Approve Provision of Guarantee For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- GUORUI PROPERTIES LIMITED Ticker: 2329 Security ID: G39407104 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Guangdong Hongtai Guotong, Beijing Guoxing Real Estate Limited and Chongqing Longsha and Related Transactions 2 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Guangdong Hongtai Guotong and Guangdong Guosha Real Estate Co., Ltd. and Related Transactions 3 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Tianjin Guoxing Real Estate Co. , Ltd. and Tianjin Tianfu Rongsheng Real Estate Development Co., Ltd. and Related Transactions 4 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Guangdong Guosha Investment and Sanya Jingheng Properties Co., Ltd. and Related Transactions 5 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Shijiazhuang Guorui and Handan Guoxia Real Estate Development Co., Ltd. and Related Transactions 6 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Chongqing Longsha and Chongqing Guosha Real Estate Development Co., Ltd. and Related Transactions 7 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Heshan Tengyue Real Estate Development Co., Ltd., Guangdong Guosha Investment and Jiangmen Yinghuiwan Real Estate Co., Ltd. and Related Transactions 8 Approve Termination Agreement Among For For Management the Company, Garden Group, Guoxing Wanxun, Shijiazhuang Guorui, Shijiazhuang Guosha Real Estate Development Co., Ltd. and Related Transactions -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments for Domestic and Foreign Companies -------------------------------------------------------------------------------- GUOSEN SECURITIES CO., LTD. Ticker: 002736 Security ID: Y295A2103 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6.1 Approve Related Party Transaction with For For Management State-owned Assets Supervision and Administration Commission of the People's Government of Shenzhen Municipal, Shenzhen Investment Holdings Co., Ltd. and Other Affiliated Companies 6.2 Approve Related Party Transaction with For For Management China Resources SZITIC Trust Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Yunnan Hehe (Group) Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Penghua Fund Management Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Other Related Parties 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Proprietary Investment Scale For For Management 9 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiaries 10 Elect Zhang Nasha as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Zhao Cen For Against Management -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- GUOSHENG FINANCIAL HOLDING INC. Ticker: 002670 Security ID: Y2976X106 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Funds to Invest in For For Management Financial Products 7 Approve to Appoint Auditor For For Management 8 Elect Zheng Xu as Independent Director For For Shareholder -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adoption of the Restricted For For Management Share Incentive Scheme of A Shares (Draft) and its summary 2 Approve the Adoption of the Measures For For Management for the Implementation, Appraisal and Management of the Restricted Share Incentive scheme of A Shares 3 Authorize Board to Deal with matters For For Management in Relation to the Restricted Share Incentive Scheme of A Shares -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Adoption of the Restricted For For Management Share Incentive Scheme of A Shares (Draft) and its summary 2 Approve the Adoption of the Measures For For Management for the Implementation, Appraisal and Management of the Restricted Share Incentive scheme of A Shares 3 Authorize Board to Deal with matters For For Management in Relation to the Restricted Share Incentive Scheme of A Shares -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614115 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Profit Distribution Proposal For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors and Authorize Board to Fix Their Remuneration 5 Approve Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7 Approve Potential Related Party For For Management Transactions Involved in the Issuances of the Onshore and Offshore Debt Financing Instruments and the Asset-Backed Securities 8 Approve Remuneration of Directors and For For Management Supervisors 9.1 Elect He Qing as Director For For Management 9.2 Elect Wang Song as Director For For Management 9.3 Elect Yu Jian as Director For For Management 9.4 Elect Liu Xinyi as Director For For Management 9.5 Elect Guan Wei as Director For For Management 9.6 Elect Zhong Maojun as Director For For Management 9.7 Elect Chen Hua as Director For For Management 9.8 Elect Wang Wenjie as Director For For Management 9.9 Elect Zhang Zhan as Director For For Management 9.10 Elect Fan Renyi as Director For For Management 9.11 Elect An Hongjun as Director For For Management 10.1 Elect Xia Dawei as Director For Against Management 10.2 Elect Ding Wei as Director For For Management 10.3 Elect Li Renjie as Director For For Management 10.4 Elect Bai Wei as Director For For Management 10.5 Elect Zhu Ning as Director For For Management 10.6 Elect Lee Conway Kong Wai as Director For Against Management 11.1 Elect Li Zhongning as Supervisor For For Management 11.2 Elect Zhou Zhaohui as Supervisor For For Management 11.3 Elect Shen Yun as Supervisor For For Management 11.4 Elect Zuo Zhipeng as Supervisor For For Management 12.1 Approve Issuer in Relation to the For For Management Mandate to Issue Onshore and Offshore Debt Financing Instruments 12.2 Approve Size of Issuance in Relation For For Management to the Mandate to Issue Onshore and Offshore Debt Financing Instruments 12.3 Approve Method of Issuance For For Management 12.4 Approve Type of the Onshore and For For Management Offshore Debt Financing Instruments 12.5 Approve Term of the Onshore and For For Management Offshore Debt Financing Instruments 12.6 Approve Interest Rate of the Onshore For For Management and Offshore Debt Financing Instruments 12.7 Approve Guarantee and Other For For Management Arrangements 12.8 Approve Use of Proceeds in Relation to For For Management the Mandate to Issue Onshore and Offshore Debt Financing Instruments 12.9 Approve Issue Price For For Management 12.10 Approve Targets of Issuance and For For Management Placement Arrangements to Shareholders 12.11 Approve Listing of the Onshore and For For Management Offshore Debt Financing Instruments 12.12 Approve Debt Repayment Protective For For Management Measures for Onshore and Offshore Debt Financing Instruments 12.13 Approve Authorization in Relation to For For Management the Issuance of Onshore and Offshore Debt Financing Instruments 12.14 Approve Validity Period of the For For Management Resolution in Relation to the Mandate to Issue Onshore and Offshore Debt Financing Instruments 13.1 Approve Original Beneficial Owner For For Management 13.2 Approve Issuer in Relation to the For For Management General Mandate to Issue Asset-Backed Securities 13.3 Approve Size of Issuance in Relation For For Management to the General Mandate to Issue Asset-Backed Securities 13.4 Approve Use of Proceeds in Relation to For For Management the General Mandate to Issue Asset-Backed Securities 13.5 Approve Underlying Assets of the For For Management Special Purpose Vehicle 13.6 Approve Validity Period of the Special For For Management Purpose Vehicle 13.7 Approve Expected Yield For For Management 13.8 Approve Listing Venue For For Management 13.9 Approve Guarantee For For Management 13.10 Approve Measures to Ensure Debt For For Management Repayment 13.11 Approve Authorization For For Management 13.12 Approve Validity Period of the For For Management Resolution in Relation to the General Mandate to Issue Asset-Backed Securities 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares -------------------------------------------------------------------------------- GUOTAI JUNAN SECURITIES CO., LTD. Ticker: 2611 Security ID: Y2R614107 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Profit Distribution Proposal For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management External Auditors and Authorize Board to Fix Their Remuneration 5 Approve Annual Report For For Management 6.1 Approve Potential Related Party For For Management Transactions Between the Group and International Group and Its Related Enterprises 6.2 Approve Potential Related Party For For Management Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises 6.3 Approve Potential Related Party For For Management Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company 6.4 Approve Potential Related Party For For Management Transactions Between the Group and the Related Natural Persons 7.1 Approve Issuer in Relation to the For For Management Mandate to Issue Onshore and Offshore Debt Financing Instruments 7.2 Approve Size of Issuance in Relation For For Management to the Mandate to Issue Onshore and Offshore Debt Financing Instruments 7.3 Approve Method of Issuance For For Management 7.4 Approve Type of the Onshore and For For Management Offshore Debt Financing Instruments 7.5 Approve Term of the Onshore and For For Management Offshore Debt Financing Instruments 7.6 Approve Interest Rate of the Onshore For For Management and Offshore Debt Financing Instruments 7.7 Approve Guarantee and Other For For Management Arrangements 7.8 Approve Use of Proceeds in Relation to For For Management the Mandate to Issue Onshore and Offshore Debt Financing Instruments 7.9 Approve Issue Price For For Management 7.10 Approve Targets of Issuance and For For Management Placement Arrangements to Shareholders 7.11 Approve Listing of the Onshore and For For Management Offshore Debt Financing Instruments 7.12 Approve Debt Repayment Protective For For Management Measures for Onshore and Offshore Debt Financing Instruments 7.13 Approve Authorization in Relation to For For Management the Issuance of Onshore and Offshore Debt Financing Instruments 7.14 Approve Validity Period of the For For Management Resolution in Relation to the Mandate to Issue Onshore and Offshore Debt Financing Instruments 8.1 Approve Original Beneficial Owner For For Management 8.2 Approve Issuer in Relation to the For For Management General Mandate to Issue Asset-Backed Securities 8.3 Approve Size of Issuance in Relation For For Management to the General Mandate to Issue Asset-Backed Securities 8.4 Approve Use of Proceeds in Relation to For For Management the General Mandate to Issue Asset-Backed Securities 8.5 Approve Underlying Assets of the For For Management Special Purpose Vehicle 8.6 Approve Validity Period of the Special For For Management Purpose Vehicle 8.7 Approve Expected Yield For For Management 8.8 Approve Listing Venue For For Management 8.9 Approve Guarantee For For Management 8.10 Approve Measures to Ensure Debt For For Management Repayment 8.11 Approve Authorization For For Management 8.12 Approve Validity Period of the For For Management Resolution in Relation to the General Mandate to Issue Asset-Backed Securities 9 Approve Potential Related Party For For Management Transactions Involved in the Issuances of the Onshore and Offshore Debt Financing Instruments and the Asset-Backed Securities 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares 11 Approve Remuneration of Directors and For For Management Supervisors 12.1 Elect He Qing as Director For For Management 12.2 Elect Wang Song as Director For For Management 12.3 Elect Yu Jian as Director For For Management 12.4 Elect Liu Xinyi as Director For For Management 12.5 Elect Guan Wei as Director For For Management 12.6 Elect Zhong Maojun as Director For For Management 12.7 Elect Chen Hua as Director For For Management 12.8 Elect Wang Wenjie as Director For For Management 12.9 Elect Zhang Zhan as Director For For Management 12.10 Elect Fan Renyi as Director For For Management 12.11 Elect An Hongjun as Director For For Management 13.1 Elect Xia Dawei as Director For Against Management 13.2 Elect Ding Wei as Director For For Management 13.3 Elect Li Renjie as Director For For Management 13.4 Elect Bai Wei as Director For For Management 13.5 Elect Zhu Ning as Director For For Management 13.6 Elect Lee Conway Kong Wai as Director For Against Management 14.1 Elect Li Zhongning as Supervisor For For Management 14.2 Elect Zhou Zhaohui as Supervisor For For Management 14.3 Elect Shen Yun as Supervisor For For Management 14.4 Elect Zuo Zhipeng as Supervisor For For Management -------------------------------------------------------------------------------- GUOXUAN HIGH-TECH CO., LTD. Ticker: 002074 Security ID: Y4439F110 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Frank Engel as Non-Independent For For Management Director 2 Approve Formulation of Related Party For For Management Transaction Management System 3 Amend Management System for Providing For For Management External Guarantees 4 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Working System for Independent For For Management Directors 5 Approve Change in the Use of Proceeds For For Management -------------------------------------------------------------------------------- GUOYUAN SECURITIES CO., LTD. Ticker: 000728 Security ID: Y0771H102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration and Assessment of For For Management Directors 7 Approve Remuneration and Assessment of For For Management Supervisors 8 Approve Remuneration and Assessment of For For Management Senior Management Members 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Cancellation of Value-added For For Management Telecommunications Business License 12 Approve to Appoint Auditor For For Management 13.1 Approve Related Party Transaction with For For Management Anhui Guoyuan Financial Holding Group Co., Ltd. 13.2 Approve Related Party Transaction with For For Management Jian'an Investment Holding Group Co., Ltd. 13.3 Approve Related Party Transaction with For For Management Changsheng Fund Management Co., Ltd. 13.4 Approve Related Party Transaction with For For Management Huishang Bank Co., Ltd. 13.5 Approve Related Party Transaction with For For Management Other Related Parties -------------------------------------------------------------------------------- H&R CENTURY UNION CORP. Ticker: 000892 Security ID: Y1584B100 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Change in Usage of Raised For For Management Funds and Use of Raised Funds to Replenish Working Capital 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- H&R CENTURY UNION CORP. Ticker: 000892 Security ID: Y1584B100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve No Profit Distribution and No For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- HABIB BANK LTD. Ticker: HBL Security ID: Y2974J109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve KPMG Taseer Hadi & Co as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Final Cash Dividend For For Management 4 Elect Directors For Against Management 5 Approve Investment in The First For For Management MicroFinanceBank Ltd 6 Other Business For Against Management -------------------------------------------------------------------------------- HACI OMER SABANCI HOLDING AS Ticker: SAHOL Security ID: M8223R100 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Amend Company Articles 10 and 16 For For Management 11 Receive Information on Donations Made None None Management in 2020 12 Approve Upper Limit of Donations for For Against Management 2021 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewed Yihai Master Purchase For For Management Agreement and Related Transactions 2 Approve Proposed Annual Caps Under For For Management Renewed Yihai Master Purchase Agreement and Related Transactions 3 Approve Renewed Warehouse Storage and For For Management Logistic Service Agreement and Related Transactions 4 Approve Renewed Shuhai Master Purchase For For Management Agreement, Renewed Shuhai Agreements and Related Transactions 5 Approve Proposed Annual Caps Under For For Management Renewed Shuhai Agreements and Related Transactions 6 Approve Renewed Master Decoration For For Management Project Management Service Agreement and Related Transactions 7 Approve Renewed Master Decoration For For Management Project General Contract Service Agreement, Renewed Shuyun Dongfang Agreements and Related Transactions 8 Approve Proposed Annual Caps Under For For Management Renewed Shuyun Dongfang Agreements and Related Transactions 9 Authorize Board to Deal with All For For Management Matters in Relation to the Renewed Yihai Master Purchase Agreement, Renewed Shuhai Agreements and Renewed Shuyun Dongfang Agreements -------------------------------------------------------------------------------- HAIDILAO INTERNATIONAL HOLDING LTD. Ticker: 6862 Security ID: G4290A101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Zhang Yong as Director For For Management 3 Elect Zhou Zhaocheng as Director For For Management 4 Elect Gao Jie as Director For For Management 5 Elect Chua Sin Bin as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 8 Approve Final Dividend For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares 12 Approve Grant of Specific Mandate for For For Management the Issuance of the Connected Shares to Computershare Hong Kong Trustees Limited to Hold on Trust for Selected Participants Who are Connected Grantees and Related Transactions 13 Approve Grant of Connected Shares to For For Management the Connected Grantees Pursuant to the Scheme -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in the Issued Share For For Management Capital of the Company by Way of a Cancellation of Fractional Shares 2 Approve Scheme of Arrangement and For For Management Implementation of the Scheme, Including the Related Reduction of the Issued Share Capital of the Company, Cancellation of Share Premium of the Company and Issuance of New Shares in the Company -------------------------------------------------------------------------------- HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: DEC 09, 2020 Meeting Type: Court Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Restructure For For Management Complies with Relevant Laws and Regulations 2.1 Approve Transaction Overview For For Management 2.2 Approve Regulatory Approval For For Management 2.3 Approve Transaction Parties For For Management 2.4 Approve Target Assets For For Management 2.5 Approve Underlying Asset Valuation and For For Management Transaction Price 2.6 Approve Issue Type and Par Value For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Issue Period For For Management 2.9 Approve Target Parties For For Management 2.10 Approve Pricing Reference Date, Issue For For Management Price and Pricing Manner of H Shares 2.11 Approve Issue Scale of H Shares For For Management 2.12 Approve Conversion Ratio For For Management 2.13 Approve Cash Payment Consideration For For Management 2.14 Approve Fragment Stock Processing For For Management Method 2.15 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.16 Approve Lock-up Period Arrangement For For Management 2.17 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Related Party Transactions 4 Approve Transaction Constitutes as For For Management Major Asset Restructure 5 Approve Transaction Does Not For For Management Constitutes as Reorganization and Listing 6 Approve Draft and Summary Major Asset For For Management Acquisition and Related Party Transaction 7 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies and Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Relevant Audit Report, Review For For Management Report of the Transaction 9 Approve Relevant Audit Report of For For Management Underlying Assets of Transaction and Review Report 10 Approve Valuation Reports Related to For For Management Underlying Assets of Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Report on the Deposit and For For Management Usage of Raised Funds 15 Approve Shareholder Return Plan For For Management 16 Approve Amendments to Articles of For For Management Association of H Shares 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders of H Shares 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors of H Shares 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors of H Shares 20 Amend Management System of Raised For For Management Funds of H Shares 21 Amend Related Party Transaction Fair For For Management Decision Making System of H Shares 22 Amend Working System for Independent For For Management Directors of H Shares 23 Amend Investment Management System of For For Management H Shares 24 Amend External Guarantee Management For For Management System of H Shares 25 Amend Confidentiality and File For For Management Management System Related to Overseas Securities Issuance and Listing of H Shares 26 Approve Authorization on Daily Related For For Management Party Transaction 27 Approve Authorization of the Board to For For Management Handle All Related Matters 28 Approve Adjustment Plan on For For Management Exchangeable Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries 29 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Transaction Overview For For Management 1.2 Approve Regulatory Approval For For Management 1.3 Approve Transaction Parties For For Management 1.4 Approve Target Assets For For Management 1.5 Approve Underlying Asset Valuation and For For Management Transaction Price 1.6 Approve Issue Type and Par Value For For Management 1.7 Approve Listing Location For For Management 1.8 Approve Issue Period For For Management 1.9 Approve Target Parties For For Management 1.10 Approve Pricing Reference Date, Issue For For Management Price and Pricing Manner of H Shares 1.11 Approve Issue Scale of H Shares For For Management 1.12 Approve Conversion Ratio For For Management 1.13 Approve Cash Payment Consideration For For Management 1.14 Approve Fragment Stock Processing For For Management Method 1.15 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.16 Approve Lock-up Period Arrangement For For Management 1.17 Approve Resolution Validity Period For For Management 2 Approve Adjustment Plan on For For Management Exchangeable Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y298BN100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Appointment of International For For Management Accounting Standards Auditor for 2020 3 Approve General Mandate for the For For Management Repurchase of H Shares 4.1 Elect Xie Ju Zhi as Director For For Management 4.2 Elect Yu Hon To, David as Director For For Management 4.3 Elect Eva Li Kam Fun as Director For For Management 5 Elect Li Shipeng as Director For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y298BN100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate for the For For Management Repurchase of H Shares -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Appointment of International For For Management Accounting Standards Auditor for 2020 3 Approve General Mandate for the For For Management Repurchase of H Shares 4.1 Elect Xie Ju Zhi as Director For For Management 4.2 Elect Yu Hon To, David as Director For For Management 4.3 Elect Eva Li Kam Fun as Director For For Management 5.1 Elect Li Shipeng as Director For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate for the For For Management Repurchase of H Shares -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y298BN100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financial Statements For For Management 2 Approve 2020 Annual Report and Its For For Management Summary 3 Approve 2020 Report on the Work of the For For Management Board of Directors 4 Approve 2020 Report on the Work of the For For Management Board of Supervisors 5 Approve 2020 Audit Report on Internal For For Management Control 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Anticipated Provision of For For Management Guarantees for Its Subsidiaries in 2021 8 Approve Conduct of Foreign Exchange For For Management Fund Derivatives Business 9 Approve Adjustment of Allowances of For For Management Directors 10 Approve Closing Centain Fund-Raising For For Management Investment Projects from Convertible Corporate Bonds and Permanently Supplementing the Working Capital with the Surplus Funds 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional Issuance of H Shares 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional Issuance of D Shares 13 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 14 Approve Grant of General Mandate to For For Management the Board to Repurchase D Shares of the Company 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Amend External Guarantee Management For For Management System 19 Approve Appointment of PRC Accounting For For Shareholder Standards Auditor 20 Approve Appointment of International For For Shareholder Accounting Standards Auditor 21 Approve Renewal of the Financial For For Shareholder Services Framework Agreement and Related Transactions 22 Approve A Share Core Employee Stock For For Shareholder Ownership Plan (2021-2025) (Draft) and Its Summary 23 Approve H Share Core Employee Stock For For Shareholder Ownership Plan (2021-2025) (Draft) and Its Summary 24 Authorize Board to Deal with All For For Shareholder Matters in Relation to the Core Employee Stock Ownership Plan of the Company 25 Approve H Share Restricted Share Unit For For Shareholder Scheme (2021-2025) (Draft) 26 Authorize Board to Deal with All For For Shareholder Matters in Relation to the Restricted Share Unit Scheme 27.1 Elect Wu Qi as Director For For Management 28.1 Elect Liu Dalin as Supervisor For For Management 28.2 Elect Ma Yingjie as Supervisor For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Financial Statements For For Management 2 Approve 2020 Annual Report and Its For For Management Summary 3 Approve 2020 Report on the Work of the For For Management Board of Directors 4 Approve 2020 Report on the Work of the For For Management Board of Supervisors 5 Approve 2020 Audit Report on Internal For For Management Control 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Anticipated Provision of For For Management Guarantees for Its Subsidiaries in 2021 8 Approve Conduct of Foreign Exchange For For Management Fund Derivatives Business 9 Approve Adjustment of Allowances of For For Management Directors 10 Approve Closing Certain Fund-Raising For For Management Investment Projects from Convertible Corporate Bonds and Permanently Supplementing the Working Capital with the Surplus Funds 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional Issuance of H Shares 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Additional Issuance of D Shares 13 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 14 Approve Grant of General Mandate to For For Management the Board to Repurchase D Shares of the Company 15 Amend Articles of Association For For Management 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Amend External Guarantee Management For For Management System 19 Approve Appointment of PRC Accounting For For Shareholder Standards Auditor 20 Approve Appointment of International For For Shareholder Accounting Standards Auditor 21 Approve Renewal of the Financial For For Shareholder Services Framework Agreement and Related Transactions 22 Approve A Share Core Employee Stock For For Shareholder Ownership Plan (2021-2025) (Draft) and Its Summary 23 Approve H Share Core Employee Stock For For Shareholder Ownership Plan (2021-2025) (Draft) and Its Summary 24 Authorize Board to Deal with All For For Shareholder Matters in Relation to the Core Employee Stock Ownership Plan of the Company 25 Approve H Share Restricted Share Unit For For Shareholder Scheme (2021-2025) (Draft) 26 Authorize Board to Deal with All For For Shareholder Matters in Relation to the Restricted Share Unit Scheme 27.1 Elect Wu Qi as Director For For Management 28.1 Elect Liu Dalin as Supervisor For For Management 28.2 Elect Ma Yingjie as Supervisor For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 2 Approve Grant of General Mandate to For For Management the Board to Repurchase D Shares of the Company -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y298BN100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 2 Approve Grant of General Mandate to For For Management the Board to Repurchase D Shares of the Company -------------------------------------------------------------------------------- HAIL CEMENT CO. Ticker: 3001 Security ID: M52474109 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 2 Amend Article 49 of Bylaws Re: For For Management Allocation of Dividends -------------------------------------------------------------------------------- HAIL CEMENT CO. Ticker: 3001 Security ID: M52474109 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2,Q3, Annual Quarter of FY 2021 and Q1 of FY 2022 6 Allow Jihad Al Rasheed to Be Involved For For Management with Other Companies 7 Approve Allocation of SAR 1,200,000 For For Management for Corporate Social Responsibility for FY 2021 8 Approve Remuneration of Directors of For For Management SAR 1,750,000 for FY 2020 9 Approve Dividends of SAR 0.50 Per For For Management Share for FY 2020 10 Approve Dividend Distribution Policy For For Management 11 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- HAINAN DEVELOPMENT HOLDINGS NANHAI CO., LTD. Ticker: 002163 Security ID: Y77439100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Company's Eligibility for For For Management Private Placement of Shares 7.1 Approve Share Type and Par Value For For Management 7.2 Approve Issue Manner and Issue Time For For Management 7.3 Approve Subscription Method For For Management 7.4 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 7.5 Approve Target Subscribers For For Management 7.6 Approve Issue Size For For Management 7.7 Approve Use of Proceeds For For Management 7.8 Approve Lock-up Period For For Management 7.9 Approve Listing Exchange For For Management 7.10 Approve Distribution Arrangement of For For Management Cumulative Earnings 7.11 Approve Resolution Validity Period For For Management 8 Approve Plan on Private Placement of For For Management Shares 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 12 Approve Related Party Transactions in For For Management Connection to Private Placement 13 Approve Signing of Conditional Share For For Management Subscription Agreement 14 Approve White Wash Waiver and Related For For Management Transactions 15 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Provision of Guarantee For Against Management 18 Approve Related Party Transaction For For Management 19 Approve to Appoint Auditor For For Management 20 Approve Related Party Transaction in For For Management Connection to Financial Services Agreement 21 Approve Annual Report and Summary For For Management 22 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 23 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 24 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 25 Amend the Special System for For Against Management Appointment of Auditor 26 Amend the Dividend Management System For For Management 27 Amend Working System for Independent For Against Management Directors 28 Approve Formulation of Remuneration For For Management Management System for Directors, Supervisors and Senior Management Members 29 Approve Remuneration Plan for For For Management Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of Shares in a For For Management Company -------------------------------------------------------------------------------- HAINAN EXPRESSWAY CO., LTD. Ticker: 000886 Security ID: Y2982C104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Own Funds for Cash For For Management Management 7 Elect Hao Xiangli as Independent For Against Management Director -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Debt Transfer Agreement 2 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Change the Usage of For For Management Repurchased Shares and Cancellation Matters 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cai Haojie as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed Fund-raising For For Management Investment Project and Use Its Raised Funds to Replenish Working Capital 2 Approve Disposal of Trading Financial For For Management Asset Share 3 Approve Signing of Financial Services For For Management Agreement 4 Approve Deposit and Loan Related For For Management Transaction 5 Approve Loan Application For For Management -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Loan Application For For Management 3 Approve Cancellation of Agreement and For For Management Related Party Transaction -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Credit Line Application from For For Management Financial Institution 8 Approve Unrecovered Losses Reached a For For Shareholder Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- HAINAN HAIYAO CO., LTD. Ticker: 000566 Security ID: Y2981U105 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan For For Management -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED Ticker: 357 Security ID: Y3245V103 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Financial Statements For Against Management of the Company and Its Subsidiaries 4 Approve Non-Distribution of Final For For Management Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Proposals Put Forward by Any For Against Management Shareholder(s) Holding Three Percent or More of the Shares Entitled to Vote 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares or H Shares 9 Other Business For Against Management -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size and Issue Manner For For Management 2.2 Approve Bond Maturity and Type For For Management 2.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.4 Approve Bond Interest Rate and Payment For For Management Method 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantee Arrangements For For Management 2.7 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.8 Approve Listing and Trading For For Management Arrangements 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Special Storage Account for For For Management Raised Funds 2.11 Approve Lead Underwriter and For For Management Underwriting Manner 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Extension of Resolution For For Management Validity Period 5 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Debt Financing Instruments -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Corporate Bond Issuance 2.1 Approve Issue Size and Issue Manner For Did Not Vote Management 2.2 Approve Bond Maturity and Type For Did Not Vote Management 2.3 Approve Target Subscribers and Placing For Did Not Vote Management Arrangement for Shareholders 2.4 Approve Bond Interest Rate and Payment For Did Not Vote Management Method 2.5 Approve Use of Proceeds For Did Not Vote Management 2.6 Approve Guarantee Arrangements For Did Not Vote Management 2.7 Approve Terms of Redemption or Terms For Did Not Vote Management of Sell-Back 2.8 Approve Listing and Trading For Did Not Vote Management Arrangements 2.9 Approve Safeguard Measures of Debts For Did Not Vote Management Repayment 2.10 Approve Special Storage Account for For Did Not Vote Management Raised Funds 2.11 Approve Lead Underwriter and For Did Not Vote Management Underwriting Manner 2.12 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 4 Approve Extension of Resolution For Did Not Vote Management Validity Period 5 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters Regarding Debt Financing Instruments -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Service Agreement For Did Not Vote Management -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Issue Manner and Issue Time For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Price and Pricing Method For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Size For Did Not Vote Management 2.3 Approve Issue Manner and Issue Time For Did Not Vote Management 2.4 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.5 Approve Issue Price and Pricing Method For Did Not Vote Management 2.6 Approve Amount and Usage of Raised For Did Not Vote Management Funds 2.7 Approve Lock-up Period For Did Not Vote Management 2.8 Approve Listing Exchange For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For Did Not Vote Management 8 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2.1 Elect Li Peng as Independent Director For For Shareholder 2.2 Elect Chen Yongping as Independent For For Shareholder Director -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For Did Not Vote Management 2.1 Elect Li Peng as Independent Director For Did Not Vote Shareholder 2.2 Elect Chen Yongping as Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Remuneration of For For Management Chairman of the Board and Performance Appraisal Plan 2 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Remuneration of For Did Not Vote Management Chairman of the Board and Performance Appraisal Plan 2 Amend Related-Party Transaction For Did Not Vote Management Management System -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Leasing and Sale For For Management Framework Agreement and Related Party Transaction -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Related Party Transaction For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Financial and For For Management Internal Control Auditor 9 Approve Application for Financing For For Management -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity of For For Management Overseas Company by Overseas Controlled Subsidiary 2 Approve Unrecovered Losses Reached a For For Shareholder Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- HAINAN MINING CO., LTD. Ticker: 601969 Security ID: Y29845107 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Existence Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Coupon Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of the For For Management Conversion Price 2.9 Approve Conversion Price Adjustment For For Management and Calculation Method 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Related to Bondholders For For Management Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Safekeeping of Raised Funds For For Management 2.22 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Carry-out Foreign Exchange For For Management Derivatives Trading -------------------------------------------------------------------------------- HAINAN POLY PHARM. CO., LTD. Ticker: 300630 Security ID: Y2985Q100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve External Guarantees For For Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Management System for Company's For For Management External Guarantee 7 Amend Company's Related Party For For Management Transaction Management System 8 Amend Company's Investment Decision For For Management Management System 9 Amend Corporate Financing Decision For For Management Management System 10 Amend Working System for Independent For For Management Directors 11 Amend Management System of For For Management Remuneration of Directors and Supervisors 12 Amend Detailed Rules for Online Voting For For Management of the Company Shareholders' General Meeting 13 Amend Corporate Profit Distribution For For Management Management System 14 Amend Company's Raised Funds For For Management Management System -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Hailin as Non-independent For For Shareholder Director 1.2 Elect Wu Yueliang as Non-independent For For Shareholder Director 1.3 Elect Chen Hongzhe as Non-independent For For Shareholder Director 1.4 Elect Yu Qingchi as Non-independent For For Shareholder Director 1.5 Elect Chen Jianfu as Non-independent For For Shareholder Director 1.6 Elect Zhang Kui as Non-independent For For Shareholder Director 2.1 Elect Bai Jing as Independent Director For For Management 2.2 Elect Mao Huiqing as Independent For For Management Director 2.3 Elect Wang Lihai as Independent For For Management Director 3.1 Elect Sheng Hui as Supervisor For For Shareholder 3.2 Elect Gao Xu as Supervisor For For Shareholder 3.3 Elect Chen Guowen as Supervisor For For Shareholder -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Special Audit Report on the For For Management Usage of Non-operational Funds with Controlling Shareholders and Other Related Parties as well as Funding Transaction with Other Related Parties 7 Approve Guarantee Provision Plan For For Management 8 Approve Debt Financing Plan For Against Management -------------------------------------------------------------------------------- HAINAN RUIZE NEW BUILDING MATERIAL CO., LTD. Ticker: 002596 Security ID: Y29833103 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Shanhe as Non-Independent For For Shareholder Director 1.2 Elect Zhu Huomeng as Non-Independent For For Shareholder Director 1.3 Elect Li Jianchun as Non-Independent For For Shareholder Director 1.4 Elect Li Hua as Non-Independent For For Shareholder Director 2.1 Elect Wang Zhihan as Supervisor For For Shareholder 2.2 Elect Zeng Xiangyan as Supervisor For For Shareholder 3 Elect Hu Zhengliang as Independent For For Management Director 4 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 2 Approve Completion of Raised Funds For For Management Investment Project of Xinhaigang Phase 1 and Use of Remaining Raised Funds to Replenish Working Capital 3 Approve Investment in the Construction For For Management of Xinhai Comprehensive Passenger Transport Hub Project -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Related Party Transaction For For Management Decision System 6 Approve Management Rules of Profit For For Management Distribution -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Plan For For Management 5 Approve Investment Plan For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction For For Management Continuation 9 Approve Appointment of Auditor For For Management 10 Approve Financing Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Provision for Asset Impairment For For Management 13 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- HAINAN STRAIT SHIPPING CO., LTD. Ticker: 002320 Security ID: Y2982U104 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of the For For Management Second-phase Terminal Asset Acquisition Project of the Automobile Passenger and Cargo Ro-ro Terminal in Xinhai Port District 2 Approve Capital Injection Agreement For For Management -------------------------------------------------------------------------------- HAINING CHINA LEATHER MARKET CO., LTD. Ticker: 002344 Security ID: Y2982V102 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 1.1 Approve Company Meets the Conditions For For Management for Corporate Bond Issuance 1.2 Approve Issue Scale For For Management 1.3 Approve Issue Manner For For Management 1.4 Approve Target Subscribers and For For Management Placement Arrangement to Shareholders 1.5 Approve Bond Period For For Management 1.6 Approve Bond Interest Rate and For For Management Determination Manner 1.7 Approve Bond Interest Payment Method For For Management 1.8 Approve Redemption and Resale Terms For For Management 1.9 Approve Usage of Raised Funds For For Management 1.10 Approve Safeguard Measures of Debts For For Management Repayment 1.11 Approve Guarantee Matters For For Management 1.12 Approve Underwriting Method and For For Management Listing Arrangement 1.13 Approve Resolution Validity Period For For Management 1.14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAINING CHINA LEATHER MARKET CO., LTD. Ticker: 002344 Security ID: Y2982V102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HAINING CHINA LEATHER MARKET CO., LTD. Ticker: 002344 Security ID: Y2982V102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Use of Private Placement of For For Management Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Resolution For For Management Validity Period of Private Placement 2 Approve Issuance of Private Placement For For Management (Revised Draft) 3 Approve Adjustment to Authorization For For Management Period of Private Placement 4 Approve Amendments to Articles of For For Management Association 5 Approve Provision of Financial For For Management Assistance 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope 7 Approve Repurchase and Cancellation of For For Shareholder Performance Shares -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Change of Registered Capital For For Management and Amend Articles of Association 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Share Type and Par Value For For Management 5.2 Approve Issue Manner For For Management 5.3 Approve Target Subscribers and For For Management Subscription Method 5.4 Approve Pricing Reference Date, Issue For For Management Price or Pricing Principle 5.5 Approve Issue Size For For Management 5.6 Approve Lock-up Period For For Management 5.7 Approve Listing Exchange For For Management 5.8 Approve Use of Proceeds For For Management 5.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.10 Approve Resolution Validity Period For For Management 6 Approve Plan on Private Placement of For For Management Shares 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal Agreement For For Management 2 Approve Amendments to Articles of For For Management Association to Change Business Scope 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Working System for Independent For Against Management Directors 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 7 Amend Fund-raising Management System For Against Management 8 Amend Management System for External For Against Management Guarantees 9 Amend Entrusted Financial Management For Against Management System 10 Amend External Investment Management For Against Management System -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve to Appoint Auditor For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Use of Own Funds to Invest in For For Management Non-Guaranteed Financial Products 8 Approve Use of Own Funds to Invest in For For Management Guaranteed Financial Products 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HAISCO PHARMACEUTICAL GROUP CO., LTD. Ticker: 002653 Security ID: Y9726U100 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Transfer of Equity of For For Management Entrusted Asset Shares of Tonghui No. 66 Directional Asset Management Plan and Related Party Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HAITIAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1882 Security ID: G4232C108 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Framework Agreement, For For Management Related Annual Caps and Related Transactions -------------------------------------------------------------------------------- HAITIAN INTERNATIONAL HOLDINGS LIMITED Ticker: 1882 Security ID: G4232C108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Chen Weiqun as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Zhang Bin as Director and For For Management Authorize Board to Fix His Remuneration 4 Elect Guo Mingguang as Director and For For Management Authorize Board to Fix His Remuneration 5 Elect Yu Junxian as Director and For For Management Authorize Board to Fix Her Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Interim Profit For For Management Distribution Plan 2 Elect Dong Xiaochun as Supervisor For For Management 3 Amend Articles of Association, Amend For Against Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Supervisory Committee 4 Elect Ruan Feng as Supervisor For For Shareholder -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Final Accounts Report For For Management 5 Approve Profit Distribution Proposal For For Management 6 Approve Appointment of Auditing Firms For For Management 7.01 Approve Related Party Transactions For For Management with Shanghai Guosheng (Group) Co., Ltd. 7.02 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 7.03 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 7.04 Approve Related Party Transaction with For For Management Related Natural Persons 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HAITONG SECURITIES CO. LTD. Ticker: 6837 Security ID: Y7443K108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Final Accounts Report For For Management 5 Approve Profit Distribution Proposal For For Management 6 Approve Appointment of Auditing Firms For For Management 7.01 Approve Related Party Transactions For For Management with Shanghai Guosheng (Group) Co., Ltd. 7.02 Approve Related Party Transactions For For Management with Shanghai Shengyuan Real Estate (Group) Co., Ltd. 7.03 Approve Related Party Transaction with For For Management the Companies (Other than the Company and Its Subsidiaries) Where the Company's Directors, Supervisors and Senior Management Hold Positions as Directors or Senior Management, and Other Related Corporate Entities 7.04 Approve Related Party Transaction with For For Management Related Natural Persons 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HAITONG SECURITIES CO., LTD. Ticker: 6837 Security ID: Y2988F101 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Interim Profit For For Management Distribution Plan 2 Elect Dong Xiaochun as Supervisor For For Management 3 Elect Ruan Feng as Supervisor For For Shareholder 1 Amend Articles of Association, Amend For Against Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Supervisory Committee -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Asset For For Management -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary on For For Management ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Authorization of the Board to For For Management Handle Matters on Spin-off 9 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 10 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 11 Approve Implementation of Employee For For Management Share Purchase Plan 12 Approve Spin-off of Directors, Senior For For Management Managers and Core Employees of Subsidiary 13 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Ticker: 002008 Security ID: Y3063F107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Funds for Investment For For Management and Financial Management 7 Approve Appointment of Auditor For For Management 8 Approve Use of Raised Funds for Cash For For Management Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Adjustment on Allowance of For For Management Independent Directors 11 Approve Adjustment on Remuneration of For For Management Directors 12.1 Elect Gao Yunfeng as Director For For Management 12.2 Elect Zhang Jianqun as Director For For Management 12.3 Elect Lyu Qitao as Director For For Management 12.4 Elect Hu Dianjun as Director For For Management 12.5 Elect Zhou Huiqiang as Director For For Management 12.6 Elect Chen Junya as Director For For Management 12.7 Elect Zhang Yonglong as Director For For Management 13.1 Elect Xie Jiawei as Director For For Shareholder 13.2 Elect Wang Tianguang as Director For For Shareholder 13.3 Elect Zhou Shengming as Director For For Shareholder 13.4 Elect Zhu Xiaoguo as Director For For Shareholder 14.1 Elect Wang Lei as Supervisor For For Management 14.2 Elect Yang Shuo as Supervisor For For Management -------------------------------------------------------------------------------- HANA MICROELECTRONICS PUBLIC CO., LTD. Ticker: HANA Security ID: Y29974188 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Richard David Han as Director For For Management 5.2 Elect Yingsak Jenratha as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For Against Management -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Appraisal Measures of the For For Management Stock Option Incentive Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Super Performance Incentive For For Management Fund Program (Draft) 5 Approve Management Method of Project For Against Management Partners Co-investment Plan -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Related Party Transaction For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Related Party Transaction For For Management Decision-making System 15 Amend Usage Management Method of For For Management Raised Funds 16 Amend Decision-making System for For For Management Providing External Guarantees 17 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- HAND ENTERPRISE SOLUTIONS CO., LTD. Ticker: 300170 Security ID: Y3001F102 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2017 Performance Shares 2 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares -------------------------------------------------------------------------------- HANG ZHOU GREAT STAR INDUSTRIAL CO. LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qiu Jianping as Non-independent For For Management Director 1.2 Elect Chi Xiaoheng as Non-independent For For Management Director 1.3 Elect Li Zheng as Non-independent For For Management Director 1.4 Elect Wang Lingling as Non-independent For For Management Director 1.5 Elect Xu Zheng as Non-independent For For Management Director 1.6 Elect Cen Zhengping as For For Management Non-independent Director 2.1 Elect Wang Gang as Independent Director For For Management 2.2 Elect Shi Hong as Independent Director For For Management 2.3 Elect Chen Zhimin as Independent For For Management Director 3.1 Elect Jiang Saiping as Supervisor For For Management 3.2 Elect Fu Yajuan as Supervisor For For Management -------------------------------------------------------------------------------- HANGCHA GROUP CO., LTD. Ticker: 603298 Security ID: Y30038106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Estimated Related Party For For Management Transaction 7 Approve External Guarantee Plan For Against Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGJIN TECHNOLOGY CO., LTD. Ticker: 000818 Security ID: Y4443E109 Meeting Date: NOV 04, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Unlocking Conditions of the For For Management Second Unlocking Period of Performance Shares Plan are not Fulfilled as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- HANGJIN TECHNOLOGY CO., LTD. Ticker: 000818 Security ID: Y4443E109 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- HANGJIN TECHNOLOGY CO., LTD. Ticker: 000818 Security ID: Y4443E109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Qing as Independent Director For For Shareholder 2 Elect Xu Yongtao as Independent For For Shareholder Director 3 Elect Dong Kaihan as Independent For For Shareholder Director 4 Elect Yao Ke as Non-independent For For Shareholder Director 5 Elect Dong Jun as Non-independent For For Shareholder Director 6 Elect Wang Ming as Non-independent For For Shareholder Director 7 Elect Zhang Bo as Non-independent For For Shareholder Director 8 Elect Liu Shuwu as Non-independent For For Shareholder Director 9 Elect Gao Zhichao as Supervisor For For Shareholder 10 Elect Chen Min as Supervisor For For Shareholder 11 Elect Ying Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANGJIN TECHNOLOGY CO., LTD. Ticker: 000818 Security ID: Y4443E109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantees For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- HANGXIAO STEEL STRUCTURE CO., LTD. Ticker: 600477 Security ID: Y9892R105 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HANGXIAO STEEL STRUCTURE CO., LTD. Ticker: 600477 Security ID: Y9892R105 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size and Issuance of For For Management Scale 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Arrangements on Roll-forward For For Management Profits 2.9 Approve Raised Funds Investment For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Special Report on the Usage of For For Management Previously Raised Funds 6 Approve Verification Report on the For For Management Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Working System for Independent For For Management Directors 11 Approve External Investment Management For For Management System 12 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- HANGXIAO STEEL STRUCTURE CO., LTD. Ticker: 600477 Security ID: Y9892R105 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Financial Guarantee For For Management -------------------------------------------------------------------------------- HANGXIAO STEEL STRUCTURE CO., LTD. Ticker: 600477 Security ID: Y9892R105 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- HANGZHOU ADVANCE GEARBOX GROUP CO. LTD. Ticker: 601177 Security ID: Y3032B104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Elect Wang Yongjian as Non-Independent For For Shareholder Director 3 Elect Gong Fuqin as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANGZHOU ADVANCE GEARBOX GROUP CO., LTD. Ticker: 601177 Security ID: Y3032B104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Report For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Appointment of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- HANGZHOU ADVANCE GEARBOX GROUP CO., LTD. Ticker: 601177 Security ID: Y3032B104 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Related Party For For Management Transaction 2 Elect Peng Binbin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Board for For For Management Guarantee Provision 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Controlled Subsidiary 2 Approve Provision of Guarantee for For For Management Associate Company 3 Approve Issuance of Supply Chain For For Shareholder Asset-Backed Notes -------------------------------------------------------------------------------- HANGZHOU BINJIANG REAL ESTATE GROUP CO., LTD. Ticker: 002244 Security ID: Y30328101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Financial For For Management Assistance by Controlled Subsidiary for Its Shareholders 9 Approve Authorization of Board of For For Management Directors in the Provision of Financial Assistance to Associate Company 10 Approve Provision of Financial For For Management Assistance to Associate Company 11 Elect Yu Yongsheng as Independent For For Management Director 12 Approve Special Plan for Asset-backed For For Shareholder Issuance of Final Payment -------------------------------------------------------------------------------- HANGZHOU BOILER GROUP CO., LTD. Ticker: 002534 Security ID: Y3032C102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For Against Management 7 Approve Use of Funds for Financial For For Management Management, Investment Trust Product and Entrusted Loan Business 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration Plan of Directors For For Management and Senior Management Members 10 Elect Luo Shiquan as Director For For Management -------------------------------------------------------------------------------- HANGZHOU BOILER GROUP CO., LTD. Ticker: 002534 Security ID: Y3032C102 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Securities Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Conversion Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Downward Adjustment of For For Management Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution of For For Management Conversion Year 2.14 Approve Issue Manner, Target For For Management Subscribers and Placing Arrangement for Original Shareholders 2.15 Approve Matters Relating to Meetings For For Management of Bond Holders 2.16 Approve Use of Proceeds For For Management 2.17 Approve Guarantee Matter For For Management 2.18 Approve Deposit of Raised Funds For For Management 2.19 Approve Resolution Validity Period For For Management 2.20 Approve Liability for Breach of For For Management Contract 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need to Edit Report on the For For Management Usage of Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Convertible Bonds 7 Approve to Formulate the Bondholder For For Management Meeting Rules of the Company's Convertible Corporate Bonds 8 Approve Shareholder Return Plan For For Management 9 Amend Usage and Management System of For For Management Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HANGZHOU CABLE CO., LTD. Ticker: 603618 Security ID: Y3032H101 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Guarantee Provision Plan -------------------------------------------------------------------------------- HANGZHOU CABLE CO., LTD. Ticker: 603618 Security ID: Y3032H101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Its Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration and Allowance for For Against Management Directors and Senior Management Members 8 Approve Payment of Audit Fee and For For Management Appointment of Auditor 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For Against Management 11 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Related For For Management Commitments 2 Elect Hua Songyuan as Non-Independent For For Management Director 3 Elect Hu Kaiyan as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU CENTURY CO., LTD. Ticker: 300078 Security ID: Y3032A106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Amend Articles of Association For For Management 9 Approve Asset Acquisition For For Shareholder -------------------------------------------------------------------------------- HANGZHOU DPTECH TECHNOLOGIES CO., LTD. Ticker: 300768 Security ID: Y3032V100 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU DPTECH TECHNOLOGIES CO., LTD. Ticker: 300768 Security ID: Y3032V100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 2 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for Cash For For Management Management 2 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU ELECTRONIC SOUL NETWORK TECHNOLOGY CO., LTD. Ticker: 603258 Security ID: Y3032M100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve to Appoint Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Meijuan as Independent For For Management Director 2 Elect Yang Chufeng as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration Plan of Chairman For Against Management of Board 6.2 Approve Allowance of Independent For Against Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Projects For For Management Invested by Raised Funds and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- HANGZHOU FIRST APPLIED MATERIAL CO., LTD. Ticker: 603806 Security ID: Y29846105 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Implementation For For Management Subject and Implementation Location of Raised Funds Investment Project -------------------------------------------------------------------------------- HANGZHOU GREAT STAR INDUSTRIAL CO., LTD. Ticker: 002444 Security ID: Y3037V105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Bank Credit Line Application For For Management 9 Approve Appointment of Financial For For Management Auditor 10 Approve Related Party Transaction For For Management 11 Approve Foreign Exchange Derivatives For For Management Transactions 12 Approve Financial Assistance Provision For For Management 13 Approve Use of Idle Own Funds for For For Management Entrusted Financial Management 14 Approve Shareholder Return Plan For For Management 15 Approve Amendments to Articles of For For Management Association 16 Approve to Change the Implementation For For Management Subject and Location of Fundraising Projects, to Adjust the Investment Structure of Fundraising Projects and Extend the Implementation Period 17 Approve to Change the Partial Usage of For For Management the Raised Funds for Equity Acquisition -------------------------------------------------------------------------------- HANGZHOU HAOYUE PERSONAL CARE CO., LTD. Ticker: 605009 Security ID: Y30391109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Application For For Management 8 Approve Use of Idle Own Funds for Cash For For Management Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU HAOYUE PERSONAL CARE CO., LTD. Ticker: 605009 Security ID: Y30391109 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Construction of For For Management Zhejiang Cloud Computing Data Center Project -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 2 Approve Interim Profit Distribution For For Management 3 Elect Zhu Lijian as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal Agreement For For Management -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HANGZHOU IRON & STEEL CO., LTD. Ticker: 600126 Security ID: Y30422102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Investment Plan for For For Management Technological Transformation of Wholly-owned Subsidiary 9 Approve Related Party Transaction with For For Management Related Parties 10 Approve 2021 Related Party Transaction For For Management 11 Approve Guarantee Plan For For Management 12 Approve Provision of Loan For For Management 13 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 14 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- HANGZHOU JIEBAI GROUP CO., LTD. Ticker: 600814 Security ID: Y3042B102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Remuneration Assessment of For For Management Directors and Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Use of Funds for Investment in For For Management Financial Products 9 Approve Appointment of Auditor For For Management 10 Amend Partial Management Systems For Against Management -------------------------------------------------------------------------------- HANGZHOU LIAISON INTERACTIVE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002280 Security ID: Y3041Y103 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- HANGZHOU LIAISON INTERACTIVE INFORMATION TECHNOLOGY CO., LTD. Ticker: 002280 Security ID: Y3041Y103 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap and Related Party For For Management Transactions -------------------------------------------------------------------------------- HANGZHOU LION ELECTRONICS CO., LTD. Ticker: 605358 Security ID: Y3044G109 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Pricing Reference Date and For For Management Issue Price 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- HANGZHOU LION ELECTRONICS CO., LTD. Ticker: 605358 Security ID: Y3044G109 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control Evaluation For For Management Report 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Loan Credit Line Application For For Management 10 Approve Provision of Guarantee For For Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU ONECHANCE TECH CORP. Ticker: 300792 Security ID: Y3042D108 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 1.2 Amend Management System for Providing For For Management External Guarantees 1.3 Amend Related-Party Transaction For For Management Management System 1.4 Amend Management System for Providing For For Management External Investments 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Use of Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- HANGZHOU ONECHANCE TECH CORP. Ticker: 300792 Security ID: Y3042D108 Meeting Date: NOV 04, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Subscription Target and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Lease of Venues For For Management 4 Approve Share Issuance For For Management 5 Approve Demonstration Analysis Report For For Management 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- HANGZHOU ONECHANCE TECH CORP. Ticker: 300792 Security ID: Y3042D108 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU ONECHANCE TECH CORP. Ticker: 300792 Security ID: Y3042D108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Application of Bank Credit For For Management Lines 7 Approve Daily Related Party For For Management Transactions 8 Approve Use of Raised Funds for Cash For For Management Management 9 Approve Use of Own Funds for Cash For For Management Management 10 Approve Appointment of Auditor For For Management 11.1 Elect Deng Xu as Director For For Management 11.2 Elect Zheng Sufa as Director For For Management 12 Amend Articles of Association For For Management 13 Approve Remuneration of Directors For For Management 14 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- HANGZHOU OXYGEN PLANT GROUP CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jiang Ming as Non-Independent For For Shareholder Director 1.2 Elect Zheng Wei as Non-Independent For For Shareholder Director 1.3 Elect Mao Shaorong as Non-Independent For For Shareholder Director 1.4 Elect Mo Zhaoyang as Non-Independent For For Shareholder Director 1.5 Elect Han Yisong as Non-Independent For For Shareholder Director 1.6 Elect Hua Wei as Non-Independent For For Shareholder Director 2.1 Elect Ren Qilong as Independent For For Management Director 2.2 Elect Guo Bin as Independent Director For For Management 2.3 Elect Liu Jing as Independent Director For For Management 3.1 Elect Zhou Saijun as Supervisor For For Shareholder 3.2 Elect Hu Baozhen as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANGZHOU OXYGEN PLANT GROUP CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination of Number of For For Management Conversion Shares 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Bondholders and Matters For For Management Relating to Meetings of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Raised Funds Deposit Account For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Principles of Bondholders For For Management Meeting 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Raised Fund Usage and For Against Management Management System -------------------------------------------------------------------------------- HANGZHOU OXYGEN PLANT GROUP CO., LTD. Ticker: 002430 Security ID: Y30390101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Annual Report and Summary For For Management 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Shareholder Return Plan For For Management 12 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ren Jianhua as Non-independent For For Management Director 1.2 Elect Ren Fujia as Non-independent For For Management Director 1.3 Elect Zhao Jihong as Non-independent For For Management Director 1.4 Elect Ren Luozhong as Non-independent For For Management Director 1.5 Elect Wang Gang as Non-independent For For Management Director 1.6 Elect Shen Guoliang as Non-independent For For Management Director 2.1 Elect Ma Guoxin as Independent Director For For Management 2.2 Elect He Yuanfu as Independent Director For For Management 2.3 Elect Chen Yuanzhi as Independent For For Management Director 3.1 Elect Zhang Linyong as Supervisor For For Management 3.2 Elect Zhang Songnian as Supervisor For For Management 3.3 Elect Shen Yueming as Supervisor For For Management -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Business For For Management Partner Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Business Partner Share Purchase Plan 3 Approve Stock Option Incentive Plan For For Management and Its Summary 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Stock Option Incentive Plan 6 Approve Repurchase of the Company's For For Management Shares 7 Approve Authorization of the Board to For For Management Handle All Related Matters of Share Repurchase 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU ROBAM APPLIANCES CO., LTD. Ticker: 002508 Security ID: Y3041Z100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Idle Funds for For For Management Investment in Financial Products 8 Approve Application of Bank Credit For For Management Lines 9 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal of Jiangsu For For Management Guorui Xinan Technology Co., Ltd. 2 Approve Equity Disposal of Quanxun For For Management Convergence Network Technology (Beijing) Co., Ltd. -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU SHUNWANG TECHNOLOGY CO., LTD. Ticker: 300113 Security ID: Y30419108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Amend Related-Party Transaction For Against Management Management System 9 Elect Rong Songyi as Supervisor For For Shareholder -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overall Plan on Issuance of For For Management Shares to Purchase Assets 2.2 Approve Overall Plan on Raising For For Management Supporting Funds 2.3 Approve Issue Type, Par Value and For For Management Listing Location 2.4 Approve Issue Manner and Target Parties For For Management 2.5 Approve Pricing Principle and For For Management Transaction Price of Underlying Asset 2.6 Approve Method of Payment For For Management 2.7 Approve Pricing Basis and Issue Price For For Management 2.8 Approve Issue Scale For For Management 2.9 Approve Price Adjustment Mechanism For For Management 2.10 Approve Lock-up Period For For Management 2.11 Approve Ownership of the Equity of the For For Management Target Company After Delivery 2.12 Approve Performance Compensation For For Management Commitment 2.13 Approve Issue Type, Par Value and For For Management Listing Location Regarding Raising Supporting Funds 2.14 Approve Issue Manner and Target For For Management Parties Regarding Raising Supporting Funds 2.15 Approve Pricing Basis and Issue Price For For Management Regarding Raising Supporting Funds 2.16 Approve Issue Scale Regarding Raising For For Management Supporting Funds 2.17 Approve Lock-up Period Regarding For For Management Raising Supporting Funds 2.18 Approve Usage of Raised Funds For For Management 3 Approve Transaction Does Not For For Management Constitute as Major Adjustment 4 Approve Transaction Constitute as For For Management Related-Party Transaction 5 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Does Not For For Management Constitute Stipulations of Article 13 of Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Report (Draft) and Summary on For For Management Company's Acquisition Issuance of Shares as well as Raising Supporting Funds 8 Approve Signing of Conditional For For Management Agreement on Issuance of Shares to Purchase Assets 9 Approve Signing of Supplementary For For Management Conditional Agreement on Issuance of Shares to Purchase Assets 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 12 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 16 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: Y30432101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management with Hangzhou Youwang Electronics Co., Ltd. 7 Approve Related Party Transactions For For Management with Xiamen Silan Jike Microelectronics Co., Ltd. 8 Approve Related Party Transactions For For Management with Xiamen Silan Ming Gallium Compound Semiconductor Co., Ltd. 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Approve Provision of Guarantees For Against Management 12 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- HANGZHOU STEAM TURBINE CO., LTD. Ticker: 200771 Security ID: Y30436102 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Subscription of Convertible Bonds of Bank of Hangzhou 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Related Party Transaction For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HANGZHOU STEAM TURBINE CO., LTD. Ticker: 200771 Security ID: Y30436102 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Change of Registered Address For For Management 9 Approve Remuneration Management System For For Management for Directors and Senior Management Members 10 Elect Pan Xiaohui as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- HANGZHOU SUNRISE TECHNOLOGY CO., LTD. Ticker: 300360 Security ID: Y3R424109 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Xiaosong as Independent For For Management Director 1.2 Elect Guo Junfeng as Independent For For Management Director -------------------------------------------------------------------------------- HANGZHOU SUNRISE TECHNOLOGY CO., LTD. Ticker: 300360 Security ID: Y3R424109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Bank Application For For Management 7 Approve to Appoint Auditor For For Management 8.1 Approve Amendments to Articles of For For Management Association 8.2 Amend Related Party Transaction For Against Management Decision-making System 8.3 Amend External Guarantees For Against Management Decision-making Management System 8.4 Amend Management System of Raised Funds For Against Management 8.5 Amend Management System for Investment For Against Management Decision-making 8.6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8.7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 8.8 Amend Working System for Independent For Against Management Directors 8.9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Approve Termination of Acquisition of For For Management Property -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management 3 Approve Change of Registered Address For For Management 4 Amend Articles of Association For Against Management 5 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Amend Management Rules for A Share For For Management Proceeds of Hangzhou Tigermed Consulting Co., Ltd. -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Subsidiary Share Option Scheme For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G118 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Subsidiary Share Option Scheme For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G118 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Supervisory For For Management Committee 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Final Financial Report For For Management 6 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditors and BDO Limited as Overseas Auditors 7 Approve Application to the Bank for For For Management the Integrated Credit Facility 8 Approve Purchase of Short-Term Bank For For Management Principal-Guaranteed Wealth Management Products with Self-Owned Idle Funds 1 Approve Partial Repurchase and For For Management Cancellation of 2019 Restricted Shares 2 Approve Change of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G118 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of 2019 Restricted Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report For For Management 2 Approve 2020 Report of the Board of For For Management Directors 3 Approve 2020 Report of the Supervisory For For Management Committee 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Final Financial Report For For Management 6 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditors and BDO Limited as Overseas Auditors 7 Approve Application to the Bank for For For Management the Integrated Credit Facility 8 Approve Purchase of Short-Term Bank For For Management Principal-Guaranteed Wealth Management Products with Self-Owned Idle Funds 9 Approve Partial Repurchase and For For Management Cancellation of 2019 Restricted Shares 10 Approve Change of Registered Capital For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: Y3043G100 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of 2019 Restricted Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HANGZHOU WEIGUANG ELECTRONIC CO., LTD. Ticker: 002801 Security ID: Y2984Y104 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Carry-out Commodity Futures For For Management Hedging Business 2 Approve Develop Forward Foreign For For Management Exchange Settlement and Sales 3 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HANGZHOU WEIGUANG ELECTRONIC CO., LTD. Ticker: 002801 Security ID: Y2984Y104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution For For Management 8 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HANGZHOU ZHONGHENG ELECTRIC CO., LTD. Ticker: 002364 Security ID: Y3042Y102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Financial For For Management Auditor 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- HANNSTAR BOARD CORP. Ticker: 5469 Security ID: Y3062R102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Director - WALSIN TECHNOLOGY CORPORATION 4 Approve Release of Restrictions of For For Management Competitive Activities of Director - CHIAO, YU-HENG 5 Approve Release of Restrictions of For For Management Competitive Activities of Director - CHOU, CHIH-CHUNG 6 Approve Release of Restrictions of For For Management Competitive Activities of Director - LU, CHI-CHANT 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors 8 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- HANNSTAR DISPLAY CORP. Ticker: 6116 Security ID: Y3062S100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Common Shares Issuance for For For Management Cash Capital Increase through Private Placement and/or Public Issuance 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 5.1 Elect Yu-Chi Chiao with Shareholder No. For For Management 8, as Non-independent Director 5.2 Elect a Representative of Walsin Lihwa For Against Management Corporation with Shareholder No. 2, as Non-independent Director 5.3 Elect Wei-Shin Ma with Shareholder No. For Against Management 663422, as Non-independent Director 5.4 Elect Cynthia Wu with ID No. For Against Management A227701XXX, as Non-independent Director 5.5 Elect Hsin-Che Chao with ID No. For Against Management A103389XXX as Independent Director 5.6 Elect Lu-Yun Sun with ID No. For Against Management A201699XXX as Independent Director 5.7 Elect Ching-Shan Hung with ID No. For For Management T102765XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Director, a Representative of Walsin Lihwa Corporation 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Yu-Chi Chiao 8 Approve Release of Restrictions of For Against Management Competitive Activities of Director Wei-Shin Ma 9 Approve Release of Restrictions of For Against Management Competitive Activities of Director Cynthia Wu 10 Approve Release of Restrictions of For Against Management Competitive Activities of Independent Director Hsin-Che Chao 11 Approve Release of Restrictions of For For Management Competitive Activities of Independent Director Ching-Shan Hung -------------------------------------------------------------------------------- HANNSTOUCH SOLUTION, INC. Ticker: 3049 Security ID: Y3080C103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Shares via Private For For Management Placement or Public Offering or a Combination of Both 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect WEIHSIN MA, with SHAREHOLDER NO. For For Management 340469 and ID No. A220***684 as Non-independent Director 6.2 Elect YUCHI CHIAO, a Representative of For For Management HUA LI INVESTMENT CORPORATION with SHAREHOLDER NO.273727 and ID No. A120***036, as Non-independent Director 6.3 Elect TSUKANG YU, with SHAREHOLDER NO. For For Management A100452XXX and A100***818 as Non-independent Director 6.4 Elect CHIHCHUNG, CHOU, with For For Management SHAREHOLDER NO.A123076XXX and A123***218 as Non-independent Director 6.5 Elect TIENSHANG CHANG, with For For Management SHAREHOLDER NO.A100590XXX and A100***626 as Independent Director 6.6 Elect TINGWONG, CHENG, with For For Management SHAREHOLDER NO.R100800XXX and R100***701 as Independent Director 6.7 Elect JINFU, CHANG, with SHAREHOLDER For For Management NO.F100724XXX and F100***832 as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of WEIHSIN MA 8 Approve Release of Restrictions of For For Management Competitive Activities of YUCHI CHIAO 9 Approve Release of Restrictions of For For Management Competitive Activities of TSUKANG YU 10 Approve Release of Restrictions of For For Management Competitive Activities of CHIHCHUNG, CHOU 11 Approve Release of Restrictions of For For Management Competitive Activities of TIENSHANG CHANG 12 Approve Release of Restrictions of For For Management Competitive Activities of TINGWONG, CHENG 13 Approve Release of Restrictions of For For Management Competitive Activities of JINFU, CHANG -------------------------------------------------------------------------------- HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED Ticker: 3692 Security ID: G54958106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lyu Aifeng as Director For Against Management 3b Elect Ma Cuifang as Director For For Management 3c Elect Lin Guoqiang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HANWANG TECHNOLOGY CO., LTD. Ticker: 002362 Security ID: Y30661105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Additional Implementation For For Management Subject and Implementation Location of the Raised Funds Investment Project 3 Approve Use of Raised Funds for For Against Management Capital Injection of Implementation Entity or Provision of Loans in Implementation of Raised Funds Projects 4 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- HANWANG TECHNOLOGY CO., LTD. Ticker: 002362 Security ID: Y30661105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve 2020 Remuneration of Directors For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve 2020 Remuneration of For For Management Supervisors 10 Approve Financial Assistance Provision For For Management 11 Approve Additional Implementation For For Management Subject and Implementation Location of Fund-raising Investment Project 12 Approve Use of Raised Funds to Provide For For Management Loans to the Implementation Subject of the Raised Funds Investment Project 13.1 Elect Liu Yingjian as Director For For Management 13.2 Elect Zhu Deyong as Director For For Management 13.3 Elect Liu Qiutong as Director For For Management 13.4 Elect Li Zhifeng as Director For For Management 13.5 Elect Wang Xiaolan as Director For For Management 13.6 Elect Liu Chenglin as Director For For Management 13.7 Elect Li Yuanzhi as Director For For Management 14.1 Elect Yang Jinguan as Director For For Management 14.2 Elect Li Jianwei as Director For For Management 14.3 Elect Hong Mei as Director For For Management 14.4 Elect Su Dan as Director For For Management 15.1 Elect Wang Chaoying as Supervisor For For Shareholder 15.2 Elect Jiang Jing as Supervisor For For Shareholder 16 Approve Remuneration of Directors For For Management 17 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- HANWEI ELECTRONICS GROUP CORP. Ticker: 300007 Security ID: Y3122J108 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Raised Funds Investment For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Management System of Raised Funds For For Management 13 Amend Related-Party Transaction For For Management Control and Management System 14 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- HANWEI ELECTRONICS GROUP CORP. Ticker: 300007 Security ID: Y3122J108 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Elect Li Zhigang as Non-Independent For For Management Director -------------------------------------------------------------------------------- HANWEI ELECTRONICS GROUP CORP. Ticker: 300007 Security ID: Y3122J108 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Bank Credit For For Management Business 9 Approve to Appoint Auditor For For Management 10 Amend Management System for the Use of For Against Management Raised Funds 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANYU GROUP JOINT STOCK CO., LTD. Ticker: 300403 Security ID: Y444KF107 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association to Expand Business Scope -------------------------------------------------------------------------------- HANYU GROUP JOINT STOCK CO., LTD. Ticker: 300403 Security ID: Y444KF107 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line For For Management Application 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HANYU GROUP JOINT STOCK CO., LTD. Ticker: 300403 Security ID: Y444KF107 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Working System for Independent For Against Management Directors 5 Amend External Guarantee Management For Against Management Regulations 6 Amend Related Party Transaction For Against Management Internal Control and Decision-making System 7 Amend Information Disclosure For Against Management Management System 8 Amend Investor Relations Management For Against Management Method 9 Amend Management Method of Raised Funds For Against Management 10 Approve Formulation of Forward Foreign For For Management Exchange Transactions, Foreign Exchange Options and Swap Business Internal Control System 11 Approve Foreign Exchange Forward For For Management Transactions, Foreign Exchange Options Business and Foreign Exchange Swap Business -------------------------------------------------------------------------------- HAOHUA CHEMICAL SCIENCE & TECHNOLOGY CORP. LTD. Ticker: 600378 Security ID: Y7932E100 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- HAOHUA CHEMICAL SCIENCE & TECHNOLOGY CORP. LTD. Ticker: 600378 Security ID: Y7932E100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 8 Approve Fixed Assets Investment Plan For For Management 9 Approve Financing Plan For For Management 10 Approve Financing Guarantee Plan For For Management 11 Approve Amendments to Articles of For Against Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend Related-Party Transaction For Against Management Management System 15 Amend Management System for Providing For Against Management External Guarantees 16 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- HAOXIANGNI HEALTH FOOD CO., LTD. Ticker: 002582 Security ID: Y3068A103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Huajun as Supervisor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend the Independent Director System For For Management 7 Amend the Related Party Transaction For For Management Management System 8 Approve Foreign Investment Management For For Management System 9 Amend the Management System of Raised For For Management Funds 10 Amend the External Guarantee For For Management Management System 11 Amend the Management System of For For Management Controlled Subsidiaries 12 Approve the Implementation Rules for For For Management Cumulative Voting System 13 Amend the Remuneration and Performance For For Management Appraisal Management System for Directors, Supervisors and Senior Managers -------------------------------------------------------------------------------- HAOXIANGNI HEALTH FOOD CO., LTD. Ticker: 002582 Security ID: Y3068A103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Related Party Transaction For For Management 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HAOXIANGNI HEALTH FOOD CO., LTD. Ticker: 002582 Security ID: Y3068A103 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Repurchase of For For Management the Company's Shares -------------------------------------------------------------------------------- HAP SENG CONSOLIDATED BERHAD Ticker: 3034 Security ID: Y6579W100 Meeting Date: JUL 02, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Simon Shim Kong Yip as Director For Against Management 2 Elect Cheah Yee Leng as Director For For Management 3 Elect Thomas Karl Rapp as Director For For Management 4 Elect Tan Boon Peng as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- HAP SENG CONSOLIDATED BERHAD Ticker: 3034 Security ID: Y6579W100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Edward Lee Ming Foo as Director For For Management 2 Elect Leow Ming Fong @ Leow Min Fong For For Management as Director 3 Elect Mohd Fadzmi Bin Che Wan Othman For For Management Fadzilah as Director 4 Elect Wong Yoke Nyen as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Abdul Aziz Bin Hasan to For For Management Continue Office as Independent Non-Executive Director 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Igor Xavier Correia Lima as For For Management Independent Director 2 Approve 5-for-1 Stock Split For For Management 3.a Amend Article 6 For For Management 3.b Amend Article 24 For For Management 3.c Amend Article 32 For For Management -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement between Notre For Did Not Vote Management Dame Intermedica Participacoes S.A. and Hapvida Participacoes e Investimentos II S.A. (HapvidaCo) and Absorption of HapvidaCo by the Company 2 Ratify BDO RCS Auditores Independentes For Did Not Vote Management SS as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Merger between Notre Dame For Did Not Vote Management Intermedica Participacoes S.A. and Hapvida Participacoes e Investimentos II S.A. (HapvidaCo) and Absorption of HapvidaCo by the Company 5 Approve Issuance of Shares in For Did Not Vote Management Connection with the Merger 6 Amend Articles For Did Not Vote Management 7 Approve Stock Option Plan For Did Not Vote Management 8 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 9 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10 In the Event of a Second Call, the None Did Not Vote Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Approve Remuneration of Company's For Did Not Vote Management Management 4 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None Did Not Vote Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted Stock Plan For Did Not Vote Management 2 Approve Stock Option Plan For Did Not Vote Management 3 Approve Agreement to Acquire All For Did Not Vote Management Shares of Vida Saude Gestao S.A. (Vida Saude) by Ultra Som Servicos Medicos S. A. (Ultra Som) and Acquisition of All Shares of Ultra Som Servicos Medicos S. A. (Ultra Som) by the Company 4 Ratify Apsis Consultoria Empresarial For Did Not Vote Management Ltda. as Independent Firm to Appraise Proposed Transaction 5 Approve Independent Firm's Appraisal For Did Not Vote Management 6 Approve Capital Increase in Connection For Did Not Vote Management with the Transaction 7 Amend Article 6 to Reflect Changes in For Did Not Vote Management Capital 8 Authorize Executives to Ratify and For Did Not Vote Management Execute Approved Resolutions 9 In the Event of a Second Call, the None Did Not Vote Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Ticker: HAPV3 Security ID: P5R526106 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Licio Tavares Angelo Cintra as For Did Not Vote Management Director 2 Amend Article 32 For Did Not Vote Management 3 Fix Number of Directors at Nine For Did Not Vote Management 4 Approve Classification of Marcio Luis For Did Not Vote Management Simoes Utsch and Plinio Villares Musetti as Independent Directors 5 Elect Directors For Did Not Vote Management 6 In Case There is Any Change to the None Did Not Vote Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Candido Pinheiro Koren de Lima as Director 8.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Jorge Fontoura Pinheiro Koren de Lima as Director 8.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Candido Pinheiro Koren de Lima Junior as Director 8.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Geraldo Luciano Mattos Junior as Director 8.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Licio Tavares Angelo Cintra as Director 8.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Irlau Machado Filho as Director 8.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Christopher Riley Gordon as Director 8.8 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Marcio Luiz Simoes Utsch as Independent Director 8.9 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Plinio Villares Musetti as Independent Director 9 As an Ordinary Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Did Not Vote Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12 In the Event of a Second Call, the None Did Not Vote Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HARBIN BOSHI AUTOMATION CO., LTD. Ticker: 002698 Security ID: Y30693108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Own Production Reserves For For Management Idle Funds to Conduct Cash Management Investment 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Working System for Independent For Against Management Directors 13 Elect Zhang Chunguang as Independent For For Management Director 14.1 Elect Liu Yaojie as Director For For Shareholder 14.2 Elect Zhang Fan as Director For For Shareholder -------------------------------------------------------------------------------- HARBIN ELECTRIC CO. LTD. Ticker: 1133 Security ID: Y30683109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Si Ze-fu as Director and For For Management Authorize Board to Fix His Remuneration 1.2 Elect Wu Wei-zhang as Director and For For Management Authorize Board to Fix His Remuneration 1.3 Elect Sun Zhi-yong as Director and For For Management Authorize Board to Fix His Remuneration 1.4 Elect He Yu as Director and Authorize For For Management Board to Fix His Remuneration 1.5 Elect Hu Jian-min as Director and For For Management Authorize Board to Fix His Remuneration 1.6 Elect Chen Guo-qing as Director and For For Management Authorize Board to Fix His Remuneration 1.7 Elect Tang Zhi-hong as Director and For For Management Authorize Board to Fix His Remuneration 2.1 Elect Qu Zhe as Supervisor and For For Management Authorize Board to Fix His Remuneration 2.2 Elect Liu Wei-min as Supervisor and For For Management Authorize Board to Fix His Remuneration 2.3 Elect Zhang Jun as Supervisor and For For Management Authorize Board to Fix His Remuneration 3 Approve Share Appreciation Rights For For Management Incentive Plan and the Grant Scheme 4 Authorize Board to Handle All Matters For For Management in Relation to the Grant Scheme -------------------------------------------------------------------------------- HARBIN ELECTRIC COMPANY LIMITED Ticker: 1133 Security ID: Y30683109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Audited Accounts and For For Management Auditor's Report 4 Approve Special Dividend For For Management 5 Approve Da Hua Certified Public For For Management Accountants (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Appoint Any Person For For Management to Fill In a Casual Vacancy in the Board of Directors or as an Additional Director 7 Authorize Repurchase of Issued H Share For For Management Capital 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HARBIN ELECTRIC COMPANY LIMITED Ticker: 1133 Security ID: Y30683109 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HARBIN HATOU INVESTMENT CO., LTD. Ticker: 600864 Security ID: Y3067Z109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Report of the Independent For For Management Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Internal Control Audit Report For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve Disposal of Financial Assets For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Related Party Transaction For For Management 13 Approve Amendments to Articles of For For Management Association 14 Approve Provision of Guarantee For Against Management 15.1 Elect Zhao Hongbo as Director For For Management 15.2 Elect Zhang Xianjun as Director For For Management 15.3 Elect Zuo Chen as Director For For Management 15.4 Elect Zhang Mingjia as Director For For Management 15.5 Elect Jiang Baolin as Director For For Management 15.6 Elect Ren Yi as Director For For Shareholder 16.1 Elect Peng Yanmin as Director For For Management 16.2 Elect Yao Hong as Director For For Management 16.3 Elect Zhang Tiewei as Director For For Management 17.1 Elect Jin Longquan as Supervisor For For Shareholder 17.2 Elect Cai Suyan as Supervisor For For Shareholder 17.3 Elect Zhang Peng as Supervisor For For Shareholder -------------------------------------------------------------------------------- HARBIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600664 Security ID: Y3067Y102 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Loan Application For For Management -------------------------------------------------------------------------------- HARBIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600664 Security ID: Y3067Y102 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Adjust the Allowance of For For Management Independent Directors 3.1 Elect Zhang Yichen as Non-Independent For For Shareholder Director 3.2 Elect Xu Haiying as Non-Independent For For Shareholder Director 3.3 Elect Zhang Zhenping as For For Shareholder Non-Independent Director 3.4 Elect Hu Xiaoping as Non-Independent For For Shareholder Director 3.5 Elect Huang Rongkai as Non-Independent For For Shareholder Director 4.1 Elect Pan Guangcheng as Independent For For Shareholder Director 4.2 Elect Lu Weihong as Independent For For Shareholder Director 4.3 Elect Lou Aidong as Independent For For Shareholder Director 4.4 Elect Li Zhaohua as Independent For For Shareholder Director 5.1 Elect Bian Ke as Supervisor For For Management 5.2 Elect Zhang Tianjiao as Supervisor For For Management -------------------------------------------------------------------------------- HARBIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600664 Security ID: Y3067Y102 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve "Three Systems" Reform and For For Management Implementation of Labor Relations Adjustments, Provision and Dismissal Benefits -------------------------------------------------------------------------------- HARBIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600664 Security ID: Y3067Y102 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Application for Working For For Management Capital Loans -------------------------------------------------------------------------------- HARBIN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600664 Security ID: Y3067Y102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Appointment of Auditor and For For Management Summary Report of Audit Work 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HARMONY GOLD MINING CO. LTD. Ticker: HAR Security ID: S34320101 Meeting Date: NOV 20, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Boipelo Lekubo as Director For For Management 2 Re-elect Patrice Motsepe as Director For For Management 3 Re-elect John Wetton as Director For For Management 4 Re-elect Joaquim Chissano as Director For For Management 5 Re-elect Modise Motloba as Director For For Management 6 Re-elect Mavuso Msimang as Director For Against Management 7 Re-elect Fikile De Buck as Member of For For Management the Audit and Risk Committee 8 Re-elect Karabo Nondumo as Member of For For Management the Audit and Risk Committee 9 Re-elect Simo Lushaba as Member of the For For Management Audit and Risk Committee 10 Re-elect John Wetton as Member of the For For Management Audit and Risk Committee 11 Re-elect Given Sibiya as Member of the For For Management Audit and Risk Committee 12 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors 13 Approve Remuneration Policy For For Management 14 Approve Implementation Report For For Management 15 Authorise Board to Issue Shares for For For Management Cash 1 Approve Non-executive Directors' For For Management Remuneration -------------------------------------------------------------------------------- HARTALEGA HOLDINGS BERHAD Ticker: 5168 Security ID: Y31139101 Meeting Date: SEP 15, 2020 Meeting Type: Annual Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management for the Financial Year Ended March 31, 2020 3 Approve Directors' Fees and Benefits For For Management from April 1, 2020 until the next Annual General Meeting 4 Elect Kuan Mun Leong as Director For For Management 5 Elect Rebecca Fatima Sta. Maria as For For Management Director 6 Elect Nurmala Binti Abdul Rahim as For For Management Director 7 Elect Loo Took Gee as Director For For Management 8 Approve DELOITTE PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Tan Guan Cheong to Continue For For Management Office as Independent Non-Executive Director 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- HAVELLS INDIA LTD. Ticker: 517354 Security ID: Y3116C119 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Payment of Interim Dividend For For Management 3 Declare Final Dividend For For Management 4 Reelect Ameet Kumar Gupta as Director For For Management 5 Reelect Surjit Kumar Gupta as Director For For Management 6 Approve Price Waterhouse & Co For For Management Chartered Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Cost Auditors For For Management 8 Elect Namrata Kaul as Director For For Management 9 Elect Ashish Bharat Ram as Director For For Management 10 Reelect Jalaj Ashwin Dani as Director For For Management 11 Reelect Upendra Kumar Sinha as Director For For Management 12 Reelect T. V. Mohandas Pai as Director For For Management 13 Reelect Puneet Bhatia as Director For For Management 14 Approve Reappointment and Remuneration For For Management of Siddhartha Pandit as Whole-time Director -------------------------------------------------------------------------------- HC SEMITEK CORP. Ticker: 300323 Security ID: Y2983J108 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Related-Party Transaction For For Management Management System 6 Amend Management System for Providing For For Management External Guarantees 7 Amend Management System for Providing For For Management External Investments 8 Amend Management System of Raised Funds For For Management 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 10 Approve Project Loan Application and For For Shareholder Provision of Guarantee -------------------------------------------------------------------------------- HC SEMITEK CORP. Ticker: 300323 Security ID: Y2983J108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantees For For Management 3 Amend Articles of Association For For Management 4 Approve to Formulate the Remuneration For For Management Management System for Directors, Supervisors and Senior Managers 5 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 6 Approve Methods to Assess the For For Management Performance of Plan Participants 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HC SEMITEK CORP. Ticker: 300323 Security ID: Y2983J108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Elect Sui Jing as Supervisor For For Shareholder 9 Approve Amendments to Articles of For For Shareholder Association 10.1 Elect Li Guangning as Director For For Shareholder 10.2 Elect Guo Jin as Director For For Shareholder 10.3 Elect Yu Xinhua as Director For For Shareholder 10.4 Elect Jianhui Zhou as Director For For Shareholder 10.5 Elect Hu Zhengran as Director For For Shareholder 10.6 Elect Liu Feihong as Director For For Shareholder 11.1 Elect Lin Jintong as Director For For Shareholder 11.2 Elect Zhong Ruiqing as Director For For Shareholder 11.3 Elect Qi Weihong as Director For For Shareholder -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Roshni Nadar Malhotra as For For Management Director 4 Elect Mohan Chellappa as Director For For Management 5 Elect Simon John England as Director For For Management 6 Elect Shikhar Neelkamal Malhotra as For For Management Director 7 Reelect Thomas Sieber as Director For For Management -------------------------------------------------------------------------------- HDFC ASSET MANAGEMENT COMPANY LIMITED Ticker: 541729 Security ID: Y3R1AG299 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Dividend For For Management 3 Reelect James Aird as Director For Against Management 4 Reelect Deepak Parekh as Director For For Management 5 Authorize Board to Fix Remuneration of For Against Management B S R & Co. LLP, Chartered Accountants as Auditors 6 Elect Shashi Kant Sharma as Director For For Management 7 Approve Employees Stock Option Scheme For For Management - 2020 and Issuance of Shares to Eligible Employees Under the Scheme 8 Approve Reappointment and Remuneration For For Management of Milind Barve as Managing Director -------------------------------------------------------------------------------- HDFC LIFE INSURANCE COMPANY LIMITED Ticker: 540777 Security ID: Y3R1AP109 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Renu Sud Karnad as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Price Waterhouse Chartered Accountants LLP and G. M. Kapadia & Co. as Joint Auditors 4 Elect Stephanie Bruce as Director For For Management -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Zhijun as Director For For Shareholder 1.2 Elect Li Yuanlong as Director For For Shareholder -------------------------------------------------------------------------------- HE BEI CHENG DE LOLO CO., LTD. Ticker: 000848 Security ID: Y3120K107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Signing of Financial Services For For Management Framework Agreement 7 Approve Financial and Internal Control For For Management Auditor 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HEALTH AND HAPPINESS (H&H) INTERNATIONAL HOLDINGS LIMITED Ticker: 1112 Security ID: G4387E107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Laetitia Marie Edmee Jehanne For For Management Albertini ep. Garnier as Director 3a2 Elect Wang Yidong as Director For For Management 3a3 Elect Zhang Wenhui as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HEBEI CONSTRUCTION GROUP CORPORATION LIMITED Ticker: 1727 Security ID: Y3125B102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Report For For Management 3 Approve Work Report of the Board For For Management 4 Approve Work Report of the Board of For For Management Supervisors 5 Approve Profit Distribution Proposal For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Financing Plan For For Management 9 Approve Guarantee Arrangement For Against Management 10 Approve Domestic Auditor and For For Management Determination of Its Remuneration 11 Approve Issuance of Debt Financing For For Management Instruments 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HEBEI HENGSHUI LAOBAIGAN LIQUOR CO., LTD. Ticker: 600559 Security ID: Y3119U108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Internal Control Audit Report For For Management 10 Approve Use of Own Funds for Cash For For Management Management 11 Amend the Information Disclosure For For Management Management System 12 Amend the Registration Management For For Management System for Insiders of Inside Information 13 Approve Formulation of Internal For For Management Reporting System for Major Events 14 Approve Provision for Goodwill For For Management Impairment 15 Elect Song Xuebao as Indepenent For For Management Director 16 Approve to Appoint Auditor For For Management 17 Approve Land Purchase and Storage For For Shareholder -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Amend Articles of Association For Against Management 3 Approve Provision of Guarantee to For For Management Controlled Subsidiary 4 Approve Provision of Guarantee of For For Management Controlling Shareholder to the Company 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Transfer of Accounts For For Management Receivables and Related Transactions -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Company Name For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- HEBEI HUIJIN ELECTROMECHANICAL CO., LTD. Ticker: 300368 Security ID: Y3124E107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Use of Idle Own Funds for For For Management Investment in Financial Products 8 Approve Provision of Guarantees to For For Management Shenzhen Qianhai Huijin Tianyuan Digital Technology Co., Ltd. 9 Approve Provision of Guarantees to For For Management Shijiazhuang Huijin Supply Chain Management Co., Ltd. and Its Subsidiaries 10 Approve Provision of Guarantees by For For Management Controlling Shareholder Handan City Construction Investment Group Co., Ltd. 11 Approve Application of Loans from For For Management Controlling Shareholder Handan Construction Investment Group Co., Ltd. and its Related Parties and Related Party Transactions 12 Approve Remuneration of Directors For Against Management 13 Approve Remuneration of Supervisors For Against Management 14 Approve Appointment of Financial For For Management Auditor 15 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Shares to Specific Targets through Simplified Procedures 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HEBEI YANGYUAN ZHIHUI BEVERAGE CO., LTD. Ticker: 603156 Security ID: Y311CN100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Completion of Raised Funds For For Management Projects and Use of Excess Raised Funds to Replenish Working Capital 7 Approve Use of Idle Own Funds for Cash For For Management Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HEFEI DEPARTMENT STORE GROUP CO., LTD. Ticker: 000417 Security ID: Y3121A108 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Guarantee Management System For For Management -------------------------------------------------------------------------------- HEFEI DEPARTMENT STORE GROUP CO., LTD. Ticker: 000417 Security ID: Y3121A108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Comprehensive Credit Line For For Management Application 7 Approve Amendments to Articles of For Against Management Association 8 Approve the Allowance of Independent For For Management Directors 9.1 Elect Liu Hao as Director For For Management 9.2 Elect Wang Hao as Director For For Management 9.3 Elect Zhao Wei as Director For For Management 9.4 Elect Chen Xiaobei as Director For For Management 10.1 Elect Fang Fuqian as Director For For Management 10.2 Elect Li Shu as Director For For Management 10.3 Elect Ding Bin as Director For For Management 10.4 Elect Zhou Shaoyuan as Director For For Management 11.1 Elect Wu Wenxiang as Supervisor For For Management 11.2 Elect Deng Hong as Supervisor For For Management -------------------------------------------------------------------------------- HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Idle Excess Raised For For Management Funds and Own Funds for Cash Management 10 Approve Appointment of Auditor For For Management 11 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HEG LIMITED Ticker: 509631 Security ID: Y3119F119 Meeting Date: SEP 11, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Vinita Singhania as Director For Against Management 4 Elect Jayant Davar as Director For For Management 5 Approve Waiver of Recovery of For For Management Remuneration Paid to Ravi Jhunjhunwala as Chairman, Managing Director & CEO 6 Approve Payment of Remuneration to For Against Management Ravi Jhunjhunwala as Chairman, Managing Director & CEO 7 Elect Manish Gulati as Director For For Management 8 Approve Appointment and Remuneration For For Management of Manish Gulati as Whole Time Director Designated as Executive Director 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HEG LIMITED Ticker: 509631 Security ID: Y3119F119 Meeting Date: MAR 14, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of Mekima For For Management Corporation from Promoter and Promoter Group Category to Public Category 2 Reelect Satish Chand Mehta as Director For For Management -------------------------------------------------------------------------------- HEILONGJIANG AGRICULTURE CO., LTD. Ticker: 600598 Security ID: Y3120A109 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Shoucong as Non-Independent For For Management Director 1.2 Elect He Tianyuan as Non-Independent For For Management Director 1.3 Elect Peng Rongjun as Non-Independent For For Management Director 1.4 Elect Wang Shoujiang as For For Management Non-Independent Director 2.1 Elect Zhu Qizhen as Independent For For Management Director 2.2 Elect Wang Jiheng as Independent For For Management Director 2.3 Elect Zhao Shijun as Independent For For Management Director 2.4 Elect Guo Dan as Independent Director For For Management 3.1 Elect Yang Xianjun as Supervisor For For Management 3.2 Elect Feng Yubin as Supervisor For For Management -------------------------------------------------------------------------------- HEILONGJIANG AGRICULTURE CO., LTD. Ticker: 600598 Security ID: Y3120A109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Budget For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of the Company's For For Management Person in Charge 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HEILONGJIANG INTERCHINA WATER TREATMENT CO. LTD. Ticker: 600187 Security ID: Y3120C105 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Major Asset For For Management Restructuring 2 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- HEILONGJIANG INTERCHINA WATER TREATMENT CO. LTD. Ticker: 600187 Security ID: Y3120C105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Report of the Board of For For Management Supervisors 10.1 Elect Zhang Yan as Director For For Shareholder 10.2 Elect Ding Hongwei as Director For For Management 10.3 Elect Yan Dongming as Director For For Shareholder 10.4 Elect Yan Yinzhu as Director For For Shareholder 11.1 Elect Wu Hao as Director For For Shareholder 11.2 Elect Jin Zhongde as Director For For Shareholder 11.3 Elect Chen Xiangfeng as Director For For Shareholder 12.1 Elect Wang Bing as Supervisor For For Shareholder 12.2 Elect Liu Guohu as Supervisor For For Shareholder -------------------------------------------------------------------------------- HEILONGJIANG INTERCHINA WATER TREATMENT CO. LTD. Ticker: 600187 Security ID: Y3120C105 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Franchise Contract For For Management and Related Party Transaction -------------------------------------------------------------------------------- HEILONGJIANG ZBD PHARMACEUTICAL CO., LTD. Ticker: 603567 Security ID: Y3R2DB105 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Evaluation Report and For For Management Evaluation Instructions Issued by the Asset Evaluation Agency in Connection to Private Placement of Shares 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis and Conclusion as well as Applicability of the Appraisal Method 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Equity Disposal For For Shareholder -------------------------------------------------------------------------------- HEILONGJIANG ZBD PHARMACEUTICAL CO., LTD. Ticker: 603567 Security ID: Y3R2DB105 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HEILONGJIANG ZBD PHARMACEUTICAL CO., LTD. Ticker: 603567 Security ID: Y3R2DB105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines and Financing 8 Approve Provision of Guarantee For For Management 9 Elect Lin Ruichao as Independent For For Management Director 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HEINEKEN MALAYSIA BERHAD Ticker: 3255 Security ID: Y29432104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Elect Roland Bala as Director For For Management 3 Elect Ngiam Pick Ngoh, Linda as For For Management Director 4 Elect Seng Yi-Ying as Director For For Management 5 Elect Choo Tay Sian, Kenneth as For For Management Director 6 Approve Directors' Fees and Benefits For For Management 7 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Ngiam Pick Ngoh, Linda to For For Management Continue Office as Independent Non-Executive Director 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- HEKTAS TICARET TAS Ticker: HEKTS Security ID: M5297Q109 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Reports For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For Against Management 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 14 Authorize Share Capital Increase For Against Management without Preemptive Rights 15 Approve Related Party Transactions For Against Management 16 Authorize Formalities in Accordance to For Against Management CMB Circular 17 Approve Upper Limit of Compensation to For Against Management Shareholders in Relation to the Exercise of Rights of Withdrawal 18 Wishes None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- HELIOPOLIS HOUSING Ticker: HELI Security ID: M52987100 Meeting Date: NOV 28, 2020 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019/2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Approve Implementation Plan and For Did Not Vote Management Evaluation of Financial Statements Reports for FY 2020 4 Accept Financial and Analytical For Did Not Vote Management Statements for FY 2019/2020 5 Approve Employees' Raise on 1/7/2020 For Did Not Vote Management 6 Approve Charitable Donations for FY For Did Not Vote Management 2019/2020 7 Approve Discharge of Directors for FY For Did Not Vote Management 2019/2020 8 Approve Allocation of Income and For Did Not Vote Management Dividends 9 Elect Directors (Bundled) For Did Not Vote Management 10 Approve Remuneration of Directors For Did Not Vote Management 1 Amend Article 20 of Bylaws For Did Not Vote Management 2 Authorize the Managing Director, CEO For Did Not Vote Management or Assigned Delegate to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Ticker: EXAE Security ID: X3247C104 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Receive Information on Activities of None None Management the Audit Committee 4 Approve Discharge of Board and Auditors For For Management 5 Approve Director Remuneration for 2020 For For Management 6 Pre-approve Director Remuneration for For For Management 2021 7 Approve Auditors and Fix Their For For Management Remuneration 8 Advisory Vote on Remuneration Report For Against Management 9.1 Elect Dimitrios Dosis as Director For For Management 9.2 Elect Vassilis Karatzas as Director For For Management 9.3 Elect Theano Karpodini as Director For For Management 9.4 Elect Pantelis Tzortzakis as Director For For Management 10 Approve Rules on Audit Committee's For For Management Type, Term, Size and Qualities of Members 11 Approve Suitability Policy for For For Management Directors 12 Authorize Share Repurchase Program For For Management 13 Authorize Board to Participate in For For Management Companies with Similar Business Interests 14 Amend Corporate Purpose For For Management 15 Approve Share Capital Reduction via For For Management Decrease in Par Value -------------------------------------------------------------------------------- HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Ticker: EXAE Security ID: X3247C104 Meeting Date: JUN 16, 2021 Meeting Type: Ordinary Shareholders Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Approve Share Capital Reduction via For For Management Decrease in Par Value -------------------------------------------------------------------------------- HELLENIC PETROLEUM SA Ticker: ELPE Security ID: X3234A111 Meeting Date: MAY 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Information on Strategic None None Management Transformation Project of ELPE Group 2.a Amend Company Articles 4, 6, 7, 9, 10, For For Management 13, 14, 17, 19, 21, 22, 24, 26, 29, and 30 2.b.1 Amend Article 20 For For Management 2.b.2 Amend Article 20 None Against Shareholder 3.1 Approve Suitability Policy for For For Management Directors 3.2 Approve Suitability Policy for None Against Shareholder Directors -------------------------------------------------------------------------------- HELLENIC PETROLEUM SA Ticker: ELPE Security ID: X3234A111 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Statutory Reports For For Management 2 Accept Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Receive Audit Committee's Activity None None Management Report 5 Advisory Vote on Remuneration Report For Against Management 6 Approve Management of Company and For For Management Grant Discharge to Auditors 7 Approve Auditors and Fix Their For Against Management Remuneration 8.1 Elect Andreas Shiamishis as Director For For Management 8.2 Elect George Alexopoulos as Director For For Management 8.3 Elect Theodoros-Achilleas Vardas as For For Management Director 8.4 Elect Iordanis Aivazis as Independent For For Management Director 8.5 Elect Nikos Vrettos as Independent For For Management Director 8.6 Elect Lorraine Scaramanga as For For Management Independent Director 8.7 Elect Panagiotis Tridimas as For For Management Independent Director 9 Approve Type, Term and Composition of For For Management the Audit Committee 10 Amend Remuneration Policy For For Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft Demergers Agreement For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Approve Confidentiality Agreement with For For Management Ernst & Young 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5.1 Elect Dimitrios Georgoutsos as Director For For Management 5.2 Elect a Shareholder-Nominee to the Against Abstain Shareholder Board 5.3 Elect a Shareholder-Nominee to the Against Abstain Shareholder Board 6 Announce Election of Director None None Management 7 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Audit Committee's Activity None None Management Report 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration of Directors and For For Management Members of Committees 6 Approve Remuneration of Certain Board For For Management Members 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director and Officer Liability For For Management Contracts 9 Announcement on Related Party None None Management Transactions 10 Approve Reduction in Issued Share For For Management Capital 11 Approve Suitability Policy for For For Management Directors 12.1 Elect Michael Tsamaz as Director None For Shareholder 12.2 Elect Charalampos Mazarakis as Director None For Shareholder 12.3 Elect Robert Hauber as Director None Abstain Shareholder 12.4 Elect Kyra Orth as Director None Abstain Shareholder 12.5 Elect Dominique Leroy as Director None Abstain Shareholder 12.6 Elect Michael Wilkens as Director None Abstain Shareholder 12.7 Elect Gregory Zarifopoulos as Director None Abstain Shareholder 12.8 Elect Eelco Blok as Independent None For Shareholder Director 12.9 Elect Dimitris Georgoutsos as None For Shareholder Independent Director 12.10 Elect Catherine Dorlodot as None For Shareholder Independent Director 13 Approve Type, Composition and Tenure None For Shareholder of the Audit Committee 14 Authorize Board to Participate in For For Management Companies with Similar Business Interests 15 Various Announcements None None Management -------------------------------------------------------------------------------- HEMISPHERE PROPERTIES INDIA LTD. Ticker: 543242 Security ID: Y3127U108 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Amit Kataria as Director For Against Management 3 Authorize Board to Fix Remuneration of For Against Management Auditors 4 Elect Diwakar Kumar Barnwal as Director For Against Management -------------------------------------------------------------------------------- HENAN ANCAI HI-TECH CO., LTD. Ticker: 600207 Security ID: Y3121D102 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption Application and For For Management Change in Commitment of Controlling Shareholder -------------------------------------------------------------------------------- HENAN ANCAI HI-TECH CO., LTD. Ticker: 600207 Security ID: Y3121D102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Signing of Daily Related Party For For Management Transaction Agreement 7 Approve Daily Related Party For For Management Transactions for 2021 8 Approve Provision of Guarantees For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Report of the Independent For For Management Directors 11 Approve Provision for Asset Impairment For For Management and Asset Write-off 12 Approve External Investment and For For Management Related Party Transaction -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Dewei as Non-Independent For For Shareholder Director 1.2 Elect Liu Zonghu as Non-Independent For For Shareholder Director 2.1 Elect Pan Guangtao as Supervisor For For Shareholder 2.2 Elect Li Yong as Supervisor For For Shareholder 3 Approve Extension of Resolution For For Management Validity Period and Authorization Period in Connection to Rights Issuance -------------------------------------------------------------------------------- HENAN CITY DEVELOPMENT ENVIRONMENT CO., LTD. Ticker: 000885 Security ID: Y5362G108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Signing of General Contract of For For Management Luohe City Magou Wastewater Treatment Project (Phase II) Project 3 Approve Change of Company Name For For Management -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Raised Funds Investment For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Indirect Subsidiary 2 Approve Application of Bank Credit For For Management Lines 3 Approve Related Party Transaction For For Management 4 Approve Use of Idle Funds to Purchase For For Management Financial Products 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENAN HENGXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002132 Security ID: Y31221107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HENAN HUANGHE WHIRLWIND CO., LTD. Ticker: 600172 Security ID: Y3121L104 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENAN HUANGHE WHIRLWIND CO., LTD. Ticker: 600172 Security ID: Y3121L104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Disposal of Fixed Assets For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HENAN MINGTAI AL. INDUSTRIAL CO., LTD. Ticker: 601677 Security ID: Y3122Z102 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection Agreement For Did Not Vote Management and Related Party Transactions -------------------------------------------------------------------------------- HENAN MINGTAI AL. INDUSTRIAL CO., LTD. Ticker: 601677 Security ID: Y3122Z102 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- HENAN MINGTAI AL. INDUSTRIAL CO., LTD. Ticker: 601677 Security ID: Y3122Z102 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Profit Distribution Plan For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Credit Line Application For Did Not Vote Management 8 Approve Appointment of Financial and For Did Not Vote Management Internal Control Auditor 9 Approve Estimated Related Party For Did Not Vote Management Transaction -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Funding System of Board of For For Management Directors and Supervisors 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Related-Party Transaction For For Management Management System 4 Amend Governance Outline For For Management 5.1 Elect Cheng Wei as Non-Independent For For Shareholder Director 5.2 Elect Cheng Limin as Non-Independent For For Shareholder Director 5.3 Elect Shi Dan as Non-Independent For For Shareholder Director 5.4 Elect Pang Qingping as Non-Independent For For Shareholder Director 5.5 Elect Han Shumo as Non-Independent For For Shareholder Director 5.6 Elect Xu Guanghui as Non-Independent For For Shareholder Director 6.1 Elect Lv Wendong as Independent For For Shareholder Director 6.2 Elect Wu Yi as Independent Director For For Shareholder 6.3 Elect He Pinglin as Independent For For Shareholder Director 7.1 Elect Li Juntao as Supervisor For For Shareholder 7.2 Elect Liu Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HENAN PINGGAO ELECTRIC CO., LTD. Ticker: 600312 Security ID: Y3122A107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Financial Business Services For For Management Agreement 8 Approve Annual Report and Summary For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Provision for Credit and Asset For For Management Impairment 11 Approve to Appoint Financial and For For Management Internal Control Auditor 12 Approve Amendments to Articles of For For Management Association 13 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- HENAN REBECCA HAIR PRODUCTS CO., LTD. Ticker: 600439 Security ID: Y3122E125 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Heling as Non-independent For For Management Director 1.2 Elect Cao Hong as Non-independent For For Management Director 1.3 Elect Yang Hongzhao as Non-independent For For Management Director 1.4 Elect Zhao Zhongting as For For Management Non-independent Director 1.5 Elect Zhang Xiaowei as Non-independent For For Management Director 1.6 Elect Chen Xiangyu as Non-independent For For Management Director 2.1 Elect Pei Wenqian as Independent For For Management Director 2.2 Elect Song Gongli as Independent For For Management Director 2.3 Elect Huang Bin as Independent Director For For Management 2.4 Elect Yuan Dalu as Independent Director For For Management 2.5 Elect Li Guangcun as Independent For For Management Director 3.1 Elect Zhang Yuxia as Supervisor For For Management 3.2 Elect Liu Yibin as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Working System for Independent For For Management Directors 8 Amend Information Disclosure For For Management Management System 9 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For Against Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HENAN SENYUAN ELECTRIC CO., LTD. Ticker: 002358 Security ID: Y3122L103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Application of Bank Credit For Did Not Vote Management Lines -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Acquisition For For Management Complies with Relevant Laws and Regulations 2.1 Other Programs For For Management 2.2 Approve Transaction Subjects For For Management 2.3 Approve Capital Increase Price and For For Management Pricing Basis 2.4 Approve Equity Transfer Payment and For For Management Payment Method for Capital Increase 2.5 Approve Source of Funds For For Management 2.6 Approve Delivery For For Management 2.7 Approve Valuation Base Date For For Management 2.8 Approve Corporate Governance after the For For Management Completion of the Transaction 3 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 4 Approve Transaction Constitute as For For Management Related-party Transaction 5 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 8 Approve Signing of Major Assets For For Management Acquisition Related Agreements 9 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition 10 Approve Audit Report, Review Report For For Management and Evaluation Report of the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Approve Appointment of Independent For For Management Financial Advisor, Special Audit Agency, Special Valuation Agencies and Special Legal Counsel 15 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve Purchase and Sale of Assets of For For Management the First 12 Months of this Transaction 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Related Party For For Management Transactions 2 Approve Guarantee Provision Plan For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- HENAN SHEN HUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Extension of Resolution For For Management Validity Period 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENAN SHENHUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Provision for Inventory For For Management Impairment and Asset Impairment 5 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 6 Approve Financial Statements For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8.1 Approve Provision of Guarantee to For For Management Henan Xuchang Xinlong Mining Co., Ltd. 8.2 Approve Provision of Guarantee to For For Management Henan Shenhuo Xinglong Mining Co., Ltd. 8.3 Approve Provision of Guarantee to For For Management Henan Shenhuo Power Generation Co., Ltd. 8.4 Approve Provision of Guarantee to For For Management Xinjiang Shenhuo Coal and Electricity Co., Ltd. 8.5 Approve Provision of Guarantee to For For Management Xinjiang Shenhuo Carbon Products Co., Ltd. 8.6 Approve Provision of Guarantee to For For Management Henan Shenhuo International Trade Co., Ltd. 8.7 Approve Provision of Guarantee to For For Management Shenlong Baoding New Material Co., Ltd. 8.8 Approve Provision of Guarantee to For For Management Shanghai Shenhuo Aluminum Foil Co., Ltd. 8.9 Approve Provision of Guarantee to For For Management Yunnan Shenhuo Aluminum Co., Ltd. 8.10 Approve Provision of Guarantee to For For Management Shanghai Shenhuo International Trade Co., Ltd. 9.1 Approve Sales of Aluminum Products to For For Management Henan Shenhuo Group Co., Ltd. 9.2 Approve Procurement and Sales of For For Management Materials to Henan Shenhuo Group Xinlida Co., Ltd. 9.3 Approve Acceptance of Labor Services For For Management from Henan Shenhuo Construction and Installation Engineering Co., Ltd. 10 Approve Provision of Guarantees from For For Management Controlling Shareholders 11 Approve Annual Report and Summary For For Management 12 Approve Remuneration Plan of Directors For For Management and Supervisors 13 Amend Remuneration Plan for Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- HENAN SHENHUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HENAN SHENHUO COAL & POWER CO., LTD. Ticker: 000933 Security ID: Y3122G104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan for For For Management First Three Quarters of 2020 2 Approve Daily Related Party For For Shareholder Transactions -------------------------------------------------------------------------------- HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD. Ticker: 000895 Security ID: Y3121R101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Adjustment of Remuneration of For For Management the Chairman of Board of Supervisors -------------------------------------------------------------------------------- HENAN SPLENDOR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002296 Security ID: Y3122H102 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tan Xiancai as Independent For Did Not Vote Management Director 2 Approve Change of Registered Address For Did Not Vote Management -------------------------------------------------------------------------------- HENAN SPLENDOR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002296 Security ID: Y3122H102 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Share Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- HENAN TALOPH PHARMACEUTICAL STOCK CO., LTD. Ticker: 600222 Security ID: Y3121Z103 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENAN TALOPH PHARMACEUTICAL STOCK CO., LTD. Ticker: 600222 Security ID: Y3121Z103 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Acquisition of Property Share 2 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HENAN TALOPH PHARMACEUTICAL STOCK CO., LTD. Ticker: 600222 Security ID: Y3121Z103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Credit Line Application For For Management 8 Elect Zhou Zhengguo as Independent For For Management Director 9 Approve Provision and Write-off for For For Management Asset Impairment -------------------------------------------------------------------------------- HENAN YUGUANG GOLD & LEAD CO., LTD. Ticker: 600531 Security ID: Y3122D101 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- HENAN YUGUANG GOLD & LEAD CO., LTD. Ticker: 600531 Security ID: Y3122D101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Remuneration and Remuneration For For Management Plan of Directors and Senior Management Members 11 Approve Provision of Guarantee For For Management 12 Approve Purchase Contract For For Management 13 Approve Supply Contract For For Management 14 Approve Daily Related Party Transaction For For Management 15.1 Elect Yang Anguo as Director For Against Management 15.2 Elect Ren Wenyi as Director For Against Management 15.3 Elect Zhang Xiaoguo as Director For Against Management 15.4 Elect Kong Xiangzheng as Director For Against Management 15.5 Elect Chen Rongliang as Director For Against Management 15.6 Elect Li Xinzhan as Director For Against Management 16.1 Elect Lyu Wendong as Director For Against Management 16.2 Elect Zheng Yuanmin as Director For Against Management 16.3 Elect Zheng Dengjin as Director For Against Management 17.1 Elect Li Wenli as Supervisor For Against Management 17.2 Elect Zhang Zhongzhou as Supervisor For Against Management 17.3 Elect Sun Xinglei as Supervisor For Against Management -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Financial Leasing Business and For For Management Provision of Guarantee -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties and Target For For Management Assets 2.2 Approve Pricing Principle and For For Management Transaction Price of Target Assets 2.3 Approve Consideration Payment Method For For Management 2.4 Approve Issue Type and Par Value For For Management 2.5 Approve Issue Manner, Target For For Management Subscribers and Subscription Method 2.6 Approve Pricing Reference Date, Manner For For Management of Pricing and Issue Price 2.7 Approve Issue Amount For For Management 2.8 Approve Lock-Up Period Arrangement For For Management 2.9 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Listing Exchange For For Management 2.12 Approve Resolution Validity Period For For Management 2.13 Approve Issue Type and Par Value For For Management 2.14 Approve Issue Manner, Target For For Management Subscribers and Subscription Method 2.15 Approve Pricing Reference Date, Manner For For Management of Pricing and Issue Price 2.16 Approve Raising Supporting Funds For For Management Amount and Issue Amount 2.17 Approve Lock-Up Period For For Management 2.18 Approve Use of Proceeds For For Management 2.19 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.20 Approve Listing Exchange For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Acquisition by Cash and For For Management Issuance of Shares as well as Raising Supporting Funds Constitute as Related-Party Transaction 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Transaction Does Not Comply For For Management with Article 12 and 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Signing of Acquisition and For For Management Supplemental Agreement 7 Approve Signing of Profit Compensation For For Management Agreement 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Does Not Have For For Management Article 39 of No Private Placement of Shares 12 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Shareholder Return Plan For For Management 17 Approve Counter-dilution Measures in For For Management Connection to the Assets Restructuring 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19 Approve Temporarily Not to Participate For For Management in Investment Project and Equity Custody of Henan Investment Smart Energy Co., Ltd. -------------------------------------------------------------------------------- HENAN YUNENG HOLDING CO., LTD. Ticker: 001896 Security ID: Y3121X108 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application and Related Authorizations 9 Approve Continued Use of Loan Quota of For For Management Investment Group by the Company and its Subsidiaries -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value, Issue Price and For For Management Issue Scale 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.4 Approve Bond Type and Maturity For For Management 2.5 Approve Bond Interest Rate and Method For For Management of Determination 2.6 Approve Payment Manner of Capital and For For Management Interest 2.7 Approve Use of Proceeds For For Management 2.8 Approve Credit Enhancement Mechanism For For Management 2.9 Approve Underwriting Manner For For Management 2.10 Approve Listing Arrangements For For Management 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board and For For Management Chairman of the Board of Directors to Handle All Related Matters 4 Approve Change of Auditor For For Management 5.1 Elect Liu Jingwei as Supervisor For For Management -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Song Gongli as Independent For For Management Director 1.2 Elect Kang Zhuo as Independent Director For For Management -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in For For Management Zhengzhou-Luoyang Expressway Concession Investor Bid -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Chenzhong as Non-Independent For For Shareholder Director 1.2 Elect Wang Tiejun as Non-Independent For For Shareholder Director 1.3 Elect Wang Hui as Non-Independent For For Shareholder Director 1.4 Elect Chen Wei as Non-Independent For For Shareholder Director 1.5 Elect Meng Jie as Non-Independent For For Shareholder Director 1.6 Elect Guo Benfeng as Non-Independent For For Shareholder Director 1.7 Elect Feng Ke as Non-Independent For For Shareholder Director 2.1 Elect Zhao Hulin as Independent For For Shareholder Director 2.2 Elect Li Huajie as Independent Director For For Shareholder 2.3 Elect Song Gongli as Independent For For Shareholder Director 2.4 Elect Kang Zhuo as Independent Director For For Shareholder 3.1 Elect Wang Yuanzheng as Supervisor For For Shareholder 3.2 Elect Wang Luosheng as Supervisor For For Shareholder 3.3 Elect Liu Jingwei as Supervisor For For Shareholder -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Chenzhong as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Wang Tiejun as Non-Independent For Did Not Vote Shareholder Director 1.3 Elect Wang Hui as Non-Independent For Did Not Vote Shareholder Director 1.4 Elect Chen Wei as Non-Independent For Did Not Vote Shareholder Director 1.5 Elect Meng Jie as Non-Independent For Did Not Vote Shareholder Director 1.6 Elect Guo Benfeng as Non-Independent For Did Not Vote Shareholder Director 1.7 Elect Feng Ke as Non-Independent For Did Not Vote Shareholder Director 2.1 Elect Zhao Hulin as Independent For Did Not Vote Shareholder Director 2.2 Elect Li Huajie as Independent Director For Did Not Vote Shareholder 2.3 Elect Song Gongli as Independent For Did Not Vote Shareholder Director 2.4 Elect Kang Zhuo as Independent Director For Did Not Vote Shareholder 3.1 Elect Wang Yuanzheng as Supervisor For Did Not Vote Shareholder 3.2 Elect Wang Luosheng as Supervisor For Did Not Vote Shareholder 3.3 Elect Liu Jingwei as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- HENAN ZHONGYUAN EXPRESSWAY CO., LTD. Ticker: 600020 Security ID: Y3R22L113 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Leasing Business For For Management -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Ching Lau as Director For For Management 4 Elect Xu Da Zuo as Director For For Management 5 Elect Hui Ching Chi as Director For For Management 6 Elect Sze Wong Kim as Director For For Management 7 Elect Ada Ying Kay Wong as Director For Against Management 8 Elect Ho Kwai Ching Mark as Director For Against Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Authorize Repurchase of Issued Share For For Management Capital 13 Authorize Reissuance of Repurchased For For Management Shares 14 Adopt New Share Option Scheme For For Management -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase the Use of Funds for For For Management Cash Management -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HENGBAO CO., LTD. Ticker: 002104 Security ID: Y4439V107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Application of Comprehensive For For Management Bank Credit Lines 9 Elect Chen Meimei as Non-independent For For Management Director 10 Approve Use of Idle Funds for Cash For For Management Management -------------------------------------------------------------------------------- HENGDIAN ENTERTAINMENT CO., LTD. Ticker: 603103 Security ID: Y3125M108 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Acquisition Agreement 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- HENGDIAN ENTERTAINMENT CO., LTD. Ticker: 603103 Security ID: Y3125M108 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Use of Idle Funds for Cash For For Management Management 8 Approve Remuneration or Allowance of For For Management Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- HENGDIAN ENTERTAINMENT CO., LTD. Ticker: 603103 Security ID: Y3125M108 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Tianfu as Director For For Management 1.2 Elect Xu Wencai as Director For For Management 1.3 Elect Hu Tiangao as Director For For Management 1.4 Elect Li Baoping as Director For For Management 2.1 Elect Zhu Yanjian as Director For For Management 2.2 Elect Zhao Gang as Director For For Management 2.3 Elect Yao Minglong as Director For For Management 3.1 Elect Li Guoping as Supervisor For For Management 3.2 Elect Jin Longhua as Supervisor For For Management -------------------------------------------------------------------------------- HENGDIAN GROUP DMEGC MAGNETICS CO., LTD. Ticker: 002056 Security ID: Y3158L100 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management 9 Approve Adjustment in the Usage of For For Management Remaining Shares in the Company's Repurchase of Special Accounts and Cancellation 10 Approve Shareholder Return Plan For For Management 11 Approve Adjustment of Remuneration of For For Management Directors 12 Approve Adjustment of Remuneration of For For Management Supervisors 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17 Amend Decision-making System for For Against Management Related Party Transaction 18 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Draft and Summary on Employee For For Management Share Purchase Plan 3 Approve Management Method of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Approve Investment and Construction of For For Management a PTA Project -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Foreign Exchange Derivatives For For Management Transaction Business 10 Approve Provision of Guarantee For Against Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve to Appoint Auditor For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HENGLI PETROCHEMICAL CO., LTD. Ticker: 600346 Security ID: Y1963X103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve Remuneration of Supervisor For Did Not Vote Management 8 Approve Daily Related Party Transaction For Did Not Vote Management 9 Approve Foreign Exchange Derivatives For Did Not Vote Management Transaction Business 10 Approve Provision of Guarantee For Did Not Vote Management 11 Approve Application of Bank Credit For Did Not Vote Management Lines 12 Approve to Appoint Auditor For Did Not Vote Management 13 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HENGTEN NETWORKS GROUP LIMITED Ticker: 136 Security ID: G4404N106 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement, For For Management Issuance of Consideration Shares, Issuance of Warrants and Related Transactions 2 Approve Share Consolidation For For Management 3 Elect Wan Chao as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- HENGTEN NETWORKS GROUP LIMITED Ticker: 136 Security ID: G4404N114 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wan Chao as Director For For Management 2b Elect Chen Cong as Director For For Management 2c Elect Shi Zhuomin as Director For For Management 2d Elect Nie Zhixin as Director For Against Management 2e Elect Chen Haiquan as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HENGTEN NETWORKS GROUP LIMITED Ticker: 136 Security ID: G4404N114 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cooperation Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: JUL 07, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Projects and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Related Party Transaction in For For Management Connection to Equity Disposal Agreement -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Integration and Related For For Management Party Transactions -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purposes and the Usage of the For For Management Shares to Be Repurchased 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.5 Approve Number or the Amount of the For For Management Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Period of the Share Repurchase For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters of the Share Repurchase -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Application of Credit Lines For For Management 11 Approve Foreign Exchange Hedging For For Management Business 12 Approve Commodity Futures Hedging For For Management Business 13 Approve Bill Pool Business For Against Management 14 Approve Financial Service Agreement For For Management 15 Approve Termination of Raised Funds For For Management and Use Remaining Raised Funds to Replenish Working Capital 16 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 17 Approve to Appoint Auditor For For Management 18 Approve Increase in Registered For For Management Capital, Business Scope and Amendments to Articles of Association 19.1 Elect Qian Jianlin as Director For For Management 19.2 Elect Cui Wei as Director For For Management 19.3 Elect Bao Jicong as Director For For Management 19.4 Elect Yin Jicheng as Director For For Management 19.5 Elect Li Ziwei as Director For For Management 19.6 Elect Sun Yixing as Director For For Management 19.7 Elect Tan Huiliang as Director For For Management 19.8 Elect Zhang Jianfeng as Director For For Management 20.1 Elect Chu Junhao as Director For For Management 20.2 Elect Cai Shaokuan as Director For For Management 20.3 Elect Qiao Jiuhua as Director For For Management 20.4 Elect Yang Junhui as Director For For Management 21.1 Elect Yu Weixing as Supervisor For For Management 21.2 Elect Wu Yan as Supervisor For For Management -------------------------------------------------------------------------------- HENGTONG OPTIC-ELECTRIC CO., LTD. Ticker: 600487 Security ID: Y3174C100 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Procurement of Raw Materials For For Management 1.2 Approve Procurement of Fuel, Power and For For Management Commodities 1.3 Approve Sale of Goods and Products For For Management 1.4 Approve Provision of Labor Services For For Management 2 Approve Guarantee and Mutual Guarantee For Against Management 3 Approve Foreign Exchange Hedging For For Management Business 4 Approve Commodity Hedging Business For For Management 5 Approve Provision of Financial Support For For Management 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 7 Approve Investment in the For For Management Establishment of Company -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 3 Approve Management Method of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Performance Commitments and For For Management Performance Compensation Plan in Connection to Acquisition by Issuance of Shares and Related Party Transactions 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11.1 Approve Development of Paper Goods For For Management Trade with Hong Kong Yisheng Co., Ltd. and Hong Kong Yisheng Dahua Co., Ltd. 11.2 Approve Application of Credit Line, For For Management Various Types of Investment and Financing, Various Derivatives and Other Business 11.3 Approve Provision of Acetic Acid For For Management Products to Yisheng New Materials 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HENGYI PETROCHEMICAL CO., LTD. Ticker: 000703 Security ID: Y3183A103 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HERFY FOOD SERVICES CO. Ticker: 6002 Security ID: M5285F107 Meeting Date: APR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Dividends of SAR 1 per Share For For Management for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Remuneration of Directors of For For Management SAR 2,576,000 for FY 2020 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Approve Related Party Transactions Re: For For Management Savola Group through its Subsidiary Panda Retail Company 11 Approve Related Party Transactions Re: For For Management Savola Group through its Subsidiary Panda Retail Company 12 Approve Related Party Transactions Re: For For Management Savola Group through its Subsidiary Afia International Company 13 Approve Related Party Transactions Re: For For Management Savola Group through its Subsidiary United Sugar Company 14 Approve Related Party Transactions Re: For For Management Savola Group through its Subsidiary International Company for Food Industries 15 Approve Related Party Transactions Re: For For Management Kinan Real Estate Development Company 16 Approve Related Party Transactions Re: For For Management Almarai Company 17 Approve Related Party Transactions Re: For For Management Board of Directors and CEO 18 Approve Related Party Transactions Re: For For Management Mama Sauce Factory 19 Approve Related Party Transactions Re: For For Management Taza Restaurants Chain 20.1 Elect Moataz Al Azawi as Director None Abstain Management 20.2 Elect Issam Al Muheidib as Director None Abstain Management 20.3 Elect Bandar Hamooh as Director None Abstain Management 20.4 Elect Waleed Fatani as Director None Abstain Management 20.5 Elect Ahmed Al Saeed as Director None For Management 20.6 Elect Khalid Al Saeed as Director None Abstain Management 20.7 Elect Ahmed Al Falih as Director None Abstain Management 20.8 Elect Salih Al Khalaf as Director None Abstain Management 20.9 Elect Hussein Al Asmari as Director None Abstain Management 20.10 Elect Abdullah Al Fifi as Director None Abstain Management 20.11 Elect Ahmed Murad as Director None Abstain Management 20.12 Elect Khalid Al Nuweisir as Director None Abstain Management 20.13 Elect Abdulazeez Al Raqeeb as Director None Abstain Management 20.14 Elect Khalid Al Jassir as Director None Abstain Management 20.15 Elect Mohammed Al Naeem as Director None Abstain Management 21 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- HERO MOTOCORP LIMITED Ticker: 500182 Security ID: Y3194B108 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Suman Kant Munjal as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Tina Trikha as Director For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shut Down of Tangshan Branch For For Management of HBIS Co., Ltd. and Signing of Relocation Agreement 2 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 3.1 Approve Issue Size For For Management 3.2 Approve Issue Manner and Target For For Management Subscribers 3.3 Approve Bond Maturity For For Management 3.4 Approve Bond Interest Rate and Method For For Management of Determination 3.5 Approve Use of Proceeds For For Management 3.6 Approve Underwriting Manner For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Guarantee Matters For For Management 3.9 Approve Guarantee Measures for Bond For For Management Repayment 3.10 Approve Authorization of the Board to For For Management Handle All Related Matters 3.11 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tian Xin as Non-Independent For For Management Director 1.2 Elect Deng Jianjun as Non-Independent For For Management Director 2 Elect Ma Zhihe as Supervisor For For Management -------------------------------------------------------------------------------- HESTEEL CO., LTD. Ticker: 000709 Security ID: Y85343104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Financial Business Forecast For For Management with Finance Company 8 Approve Financial Leasing Business For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Expansion of Business Scope For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- HEXAWARE TECHNOLOGIES LIMITED Ticker: 532129 Security ID: Y31825121 Meeting Date: JUL 04, 2020 Meeting Type: Annual Record Date: JUN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividends 3 Reelect Atul Nishar as Director For For Management 4 Reelect R Srikrishna as Director For For Management 5 Approve Payment of Remuneration to For For Management Non-Whole Time Directors 6 Elect Madhu Khatri as Director For For Management 7 Elect Milind Sarwate as Director For For Management -------------------------------------------------------------------------------- HEXAWARE TECHNOLOGIES LIMITED Ticker: 532129 Security ID: Y31825121 Meeting Date: AUG 08, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Delisting of Equity For For Management Shares of the Company from BSE Limited and National Stock Exchange of India Limited -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Project and Use Remaining Funds to Replenish Working Capital -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Use of Idle Funds for Cash For For Management Management 11 Approve Credit Line and Provision of For Against Management Guarantee -------------------------------------------------------------------------------- HEXING ELECTRICAL CO., LTD. Ticker: 603556 Security ID: Y31824108 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- HI SUN TECHNOLOGY (CHINA) LIMITED Ticker: 818 Security ID: G4512G126 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend VBill Share Option Scheme and For For Management Related Transactions 2 Approve Extension of the Exercise For For Management Period of the 2018 Options and Related Transactions 3 Adopt VBill (Cayman) Share Option For For Management Scheme and Related Transactions -------------------------------------------------------------------------------- HI SUN TECHNOLOGY (CHINA) LIMITED Ticker: 818 Security ID: G4512G126 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Kui Man Chun as Director For For Management 3 Elect Li Wenjin as Director For For Management 4 Elect Chang Kai-Tzung, Richard as For Against Management Director 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Appoint PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares 10 Adopt 2021 Share Option Scheme For For Management -------------------------------------------------------------------------------- HICONICS ECO-ENERGY TECHNOLOGY CO., LTD. Ticker: 300048 Security ID: Y31851101 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management and Credit Impairment 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HICONICS ECO-ENERGY TECHNOLOGY CO., LTD. Ticker: 300048 Security ID: Y31851101 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Waiver For For Management of Preemptive Rights 2 Approve to Appoint Auditor For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 5.1 Elect Xing Xiaodong as Supervisor For For Shareholder 5.2 Elect Lin Jieping as Supervisor For For Shareholder -------------------------------------------------------------------------------- HICONICS ECO-ENERGY TECHNOLOGY CO., LTD. Ticker: 300048 Security ID: Y31851101 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- HICONICS ECO-ENERGY TECHNOLOGY CO., LTD. Ticker: 300048 Security ID: Y31851101 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Transfer and Debt Restructuring -------------------------------------------------------------------------------- HICONICS ECO-ENERGY TECHNOLOGY CO., LTD. Ticker: 300048 Security ID: Y31851101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Financial Services Agreement For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Provision for Asset Impairment For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Approve Formulation of Shareholder For For Management Return Plan 14 Approve Use of Own Funds for Entrusted For For Management Asset Management 15 Elect Cao Zhijie as Non-independent For For Management Director -------------------------------------------------------------------------------- HIDROVIAS DO BRASIL SA Ticker: HBSA3 Security ID: P5220B101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Treatment of Net Loss For For Management 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- HIDROVIAS DO BRASIL SA Ticker: HBSA3 Security ID: P5220B101 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Consolidate Bylaws For Against Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- HIGHWEALTH CONSTRUCTION CORP. Ticker: 2542 Security ID: Y31959102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- HIMILE MECHANICAL SCIENCE & TECHNOLOGY (SHANDONG) CO., LTD. Ticker: 002595 Security ID: Y767AC109 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Gongyun as Non-independent For For Management Director 1.2 Elect Shan Jiqiang as Non-independent For For Management Director 1.3 Elect Zhang Wei as Non-independent For For Management Director 1.4 Elect Xu Dehui as Non-independent For For Management Director 1.5 Elect Wang Xiaodong as Non-independent For For Management Director 1.6 Elect Yao Yuan as Non-independent For For Management Director 2.1 Elect Bao Rongjun as Independent For For Management Director 2.2 Elect Sun Wengang as Independent For For Management Director 2.3 Elect Wang Yongguo as Independent For For Management Director 3 Elect Liu Shengjun as Supervisor For For Management 4 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HIMILE MECHANICAL SCIENCE & TECHNOLOGY (SHANDONG) CO., LTD. Ticker: 002595 Security ID: Y767AC109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HIMILE MECHANICAL SCIENCE & TECHNOLOGY (SHANDONG) CO., LTD. Ticker: 002595 Security ID: Y767AC109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HINDALCO INDUSTRIES LIMITED Ticker: 500440 Security ID: Y3196V185 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Debnarayan Bhattacharya as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Sudhir Mital as Director For For Management 6 Elect Anant Maheshwari as Director For For Management 7 Approve Rajashree Birla to Continue For Against Management Office as Non-Executive Director 8 Reelect Yazdi Piroj Dandiwala as For For Management Director -------------------------------------------------------------------------------- HINDUSTAN CONSTRUCTION COMPANY LTD. Ticker: 500185 Security ID: Y3213Q136 Meeting Date: DEC 24, 2020 Meeting Type: Annual Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For Against Management and Statutory Reports 1b Accept Consolidated Financial For Against Management Statements and Statutory Reports 2 Reelect N. R. Acharyulu as Director For Against Management 3 Elect Mita Dixit as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HINDUSTAN CONSTRUCTION COMPANY LTD. Ticker: 500185 Security ID: Y3213Q136 Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale / Transfer / Disposal of For For Management Economic / Beneficial Interest in Arbitration Awards and Claims to Prolific Resolution Private Limited, a Wholly Owned Subsidiary 2 Approve Sale / Transfer / Disposal of For For Management Company's Shareholding in Prolific Resolution Private Limited, a Wholly Owned Subsidiary -------------------------------------------------------------------------------- HINDUSTAN PETROLEUM CORPORATION LIMITED Ticker: 500104 Security ID: Y3224R123 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Pushp Kumar Joshi as Director For Against Management 4 Reelect Subhash Kumar as Director For Against Management 5 Elect R Kesavan as Director For Against Management 6 Elect Rakesh Misri as Director For Against Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Material Related Party For For Management Transactions with Joint Venture Company, HPCL Mittal Energy Limited (HMEL) -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Overall Limits of For For Management Remuneration for Whole-time Director(s) 2 Elect Ritesh Tiwari as Director and For For Management Approve Appointment and Remuneration of Ritesh Tiwari as Whole-time Director -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Special Dividend, Interim For For Management Dividend and Declare Final Dividend 3 Reelect Dev Bajpai as Director For For Management 4 Reelect Wilhelmus Uijen as Director For For Management 5 Reelect Ritesh Tiwari as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HINDUSTAN ZINC LIMITED Ticker: 500188 Security ID: Y3224T137 Meeting Date: SEP 03, 2020 Meeting Type: Annual Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Farida M Naik as Director For Against Management 4 Approve S.R. Batliboi & Co. LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Arun Misra as Director For For Management 7 Approve Appointment and Remuneration For For Management of Arun Misra as Whole-time Director Designated as Chief Executive Officer 8 Elect Akhilesh Joshi as Director For For Management 9 Elect Anjani Kumar Agrawal as Director For For Management -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Business Co-operation Framework Agreement, Relevant Revised Annual Cap and Related Transactions -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Co-operation For For Management Framework Agreement, Relevant Annual Caps and Related Transactions 2 Approve Financial Services Agreement, For For Management Relevant Annual Caps and Related Transactions -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Co-operation For Did Not Vote Management Framework Agreement, Relevant Annual Caps and Related Transactions 2 Approve Financial Services Agreement, For Did Not Vote Management Relevant Annual Caps and Related Transactions -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- HISENSE HOME APPLIANCES GROUP CO., LTD. Ticker: 921 Security ID: Y3226R113 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report and Its Summary For For Management 4 Approve Audited Consolidated Financial For For Management Statements 5 Approve Profit Distribution Proposal For For Management 6 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 7 Approve Special Report on the For For Management Commencement of Foreign Exchange Derivatives Business 8 Approve Entrusted Wealth Management of For For Management Idle Self-Owned Funds 9 Approve Purchase of Liability For For Management Insurance for Directors and Senior Management Members and Authorize Board to Handle Relevant Matters 10.1 Elect Jia Shao Qian as Director and For For Management Authorize Board to Fix His Remuneration 10.2 Elect Lin Lan as Director and For For Management Authorize Board to Fix His Remuneration 10.3 Elect Dai Hui Zhong as Director and For For Management Authorize Board to Fix His Remuneration 10.4 Elect Duan Yue Bin as Director and For For Management Authorize Board to Fix His Remuneration 10.5 Elect Fei Li Cheng as Director and For For Management Authorize Board to Fix His Remuneration 10.6 Elect Xia Zhang Zhua as Director and For For Management Authorize Board to Fix His Remuneration 11.1 Elect Ma Jin Quan as Director and For For Management Authorize Board to Fix His Remuneration 11.2 Elect Zhong Geng Shen as Director and For For Management Authorize Board to Fix His Remuneration 11.3 Elect Cheung Sai Kit as Director and For For Management Authorize Board to Fix His Remuneration 12.1 Elect Liu Zhen Shun as Supervisor and For For Management Authorize Board to Fix His Remuneration 12.2 Elect Sun Jia Hui as Supervisor and For For Management Authorize Board to Fix Her Remuneration -------------------------------------------------------------------------------- HISENSE VISUAL TECHNOLOGY CO., LTD. Ticker: 600060 Security ID: Y32263108 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Aiguo as Independent For For Management Director 2 Approve Additional Daily Related Party For For Management Transaction 3 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- HISENSE VISUAL TECHNOLOGY CO., LTD. Ticker: 600060 Security ID: Y32263108 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 7 Approve Entrusted Asset Management For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Allowance of Independent For For Management Directors 10.1 Elect Cheng Kaixun as Director For For Management 10.2 Elect Jia Shaoqian as Director For For Management 10.3 Elect Dai Huizhong as Director For For Management 10.4 Elect Yu Zhitao as Director For For Management 10.5 Elect Liu Xin as Director For For Management 11.1 Elect Zhao Shuming as Director For For Management 11.2 Elect Gao Sumei as Director For For Management 11.3 Elect Wang Aiguo as Director For For Management 12.1 Elect Chen Caixia as Supervisor For For Management 12.2 Elect Sun Jiahui as Supervisor For For Shareholder -------------------------------------------------------------------------------- HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD. Ticker: 300033 Security ID: Y3181P102 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Information Disclosure System For For Management 9 Amend Related-Party Transaction For For Management Decision-Making System 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Working System for Independent For For Management Directors 12 Amend Directors, Supervisors and For For Management Senior Management's Shareholdings in the Company and Its Changes Management System 13 Amend Entrusted Financial Management For For Management System 14 Approve Cancellation of Use of Idle For For Management Raised Funds for Cash Management and Adjustment on Amount and Term of Financial Products Purchased by Idle Own Funds 15 Approve Completion of Projects For For Management Invested by Raised Funds and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- HIWIN TECHNOLOGIES CORP. Ticker: 2049 Security ID: Y3226A102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management and Amend Articles of Association 2 Approve the Temporary For For Management Non-implementation of the Phase 3 Share Repurchase Plan -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Yong as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association and Related Rules of Procedure 3 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- HLA CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HLA GROUP CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Conversion Price -------------------------------------------------------------------------------- HLA GROUP CORP. LTD. Ticker: 600398 Security ID: Y1081Q105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor and Authorization of the Board to Fix Their Remuneration 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management -------------------------------------------------------------------------------- HNA INFRASTRUCTURE INVESTMENT GROUP CO., LTD. Ticker: 600515 Security ID: Y2982H103 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Transactions For For Management -------------------------------------------------------------------------------- HO TUNG CHEMICAL CORP. Ticker: 1714 Security ID: Y37243105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business and For Against Management Related Party Transactions 2 Approve Guarantee Provision Plan For For Management 3 Approve Rules and Procedures Regarding For For Management Meetings of Board of Directors (Revised in July 2020) 4 Approve Related Party Transaction For For Management Decision-making System (Revised in July 2020) 5 Approve Rules and Procedures Regarding For For Management General Meetings of Shareholders (Revised in July 2020) 6 Approve Rules and Procedures Regarding For For Management Meetings of Board of Supervisors (Revised in July 2020) -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Provision of Mortgage For For Management Guarantee by Subsidiary to the Company 3 Approve to Develop Bill Pool Business For Against Management and Bill Pledge Guarantee 4 Approve Issuance of Corporate Bonds For For Management -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Exempt Controlling For For Management Shareholders from Certain Commitments to Avoid Horizontal Competition -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets For For Management -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Yan as Independent Director For For Management 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhen as Non-Independent For For Management Director 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Provision for Asset Impairment For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantee For For Management 9 Approve Estimated Related Party For For Management Transaction with Controlling Shareholders and Related Party 10 Approve Estimated Related Party For For Management Transaction with Shareholders Holding 5% Shares or More and Related Party 11 Approve Report on the Usage of For For Management Previously Raised Funds 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Issue Size and Amount of For For Management Proceeds 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Use of Proceeds For For Management 2.7 Approve Arrangement of Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 5 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 6 Approve Signing of Conditional Shares For For Management Subscription Agreement 7 Approve Whitewash Waiver and Related For For Management Transactions 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HOLITECH TECHNOLOGY CO. LTD. Ticker: 002217 Security ID: Y7677V101 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Transfer of For For Management Equity -------------------------------------------------------------------------------- HOLTEK SEMICONDUCTOR, INC. Ticker: 6202 Security ID: Y3272F104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Legal For For Management Reserve 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOLY STONE ENTERPRISE CO., LTD. Ticker: 3026 Security ID: Y3272Z100 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Corporation Regulation on Rules For For Management of Procedure for Shareholders General Meeting, Rules of Procedures for Election of Directors and Supervisors, Guidelines for Handling Acquisition and Disposal of Assets, Lending of Capital, Endorsement and Guarantees 5 Approve Revocation on "Rules Governing For For Management the Scope of Powers of Supervisors" Regulation 6.1 Elect Jing-Rong Tang with Shareholder For For Management No. 1 as Non-independent Director 6.2 Elect Chyang Lo, a Representative of For For Management Lin Tan Investment Co., Ltd with Shareholder No. 45 as Non-independent Director 6.3 Elect Chung-Yi Yang, a Representative For For Management of Lin Tan Investment Co., Ltd with Shareholder No. 45 as Non-independent Director 6.4 Elect Shih-Yun Sheng with Shareholder For For Management No. 4 as Non-independent Director 6.5 Elect Shao-Kuo Huang with Shareholder For For Management No. 39312 as Non-independent Director 6.6 Elect Tang-Ming Wu with Shareholder No. For For Management 18 as Non-independent Director 6.7 Elect Ken-Yi Cheng with ID No. For For Management A121284XXX as Independent Director 6.8 Elect Nai-Hua Wu with ID No. For For Management C100216XXX as Independent Director 6.9 Elect Chu-Yang Chien with ID No. For For Management B101262XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOME PRODUCT CENTER PUBLIC COMPANY LIMITED Ticker: HMPRO Security ID: Y32758115 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operation Results For For Management 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Dividend Payment For For Management 5.1 Elect Pornwut Sarasin as Director For For Management 5.2 Elect Khunawut Thumpomkul as Director For For Management 5.3 Elect Achavin Asavabhokin as Director For For Management 5.4 Elect Naporn Sunthornchitcharoen as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve Bonus of Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- HOME PRODUCT CENTER PUBLIC COMPANY LIMITED Ticker: HMPRO Security ID: Y32758115 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Result For For Management 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Dividend Payment For For Management 5.1 Elect Rutt Phanijphand as Director For For Management 5.2 Elect Manit Udomkunnatum as Director For For Management 5.3 Elect Boonsom Lerdhirunwong as Director For For Management 5.4 Elect Weerapun Ungsumalee as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Bonus of Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Amend Memorandum of Association Re: For For Management Company's Objectives -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HONG LEONG BANK BERHAD Ticker: 5819 Security ID: Y36503103 Meeting Date: OCT 30, 2020 Meeting Type: Annual Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Other For For Management Benefits 3 Elect Quek Leng Chan as Director For For Management 4 Elect Chok Kwee Bee as Director For For Management 5 Elect Nicholas John Lough @ Sharif For For Management Lough bin Abdullah as Director 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad ("HLCM") and Persons Connected with HLCM -------------------------------------------------------------------------------- HONG LEONG FINANCIAL GROUP BERHAD Ticker: 1082 Security ID: Y36592106 Meeting Date: OCT 30, 2020 Meeting Type: Annual Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Other For For Management Benefits 3 Elect Quek Leng Chan as Director For For Management 4 Elect Chong Chye Neo as Director For For Management 5 Elect Noorazman bin Abd Aziz as For For Management Director 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad ("HLCM") and Persons Connected with HLCM 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust ("Tower REIT") -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Polyether For For Management Polyol Series Product Project 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Type For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date and For For Management Issue Price 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Raised Funds Investment For For Management 3.8 Approve Listing Exchange For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Private Placement of Shares For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Amend Management System of Raised Funds For For Management 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Private Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Issue Manner and Target For For Management Subscribers 2.4 Approve Bond Maturity and Bond Type For For Management 2.5 Approve Bond Interest Rate and Method For For Management for the Repayment of Principal and Interest 2.6 Approve Use of Proceeds For For Management 2.7 Approve Underwriting Manner For For Management 2.8 Approve Listing Transfer Arrangement For For Management 2.9 Approve Guarantee in Relation to Bond For For Management Issuance 2.10 Approve Special Account for Raised For For Management Funds 2.11 Approve Safeguard Measures of Debts For For Management Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Company and Subsidiary to For For Management Provide Counter-guarantee for Corporate Bond -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee by For For Management Company to Subsidiary and Adjustment of Guarantee Amount and Subsidiary to Provide Guarantee to the Company -------------------------------------------------------------------------------- HONGBAOLI GROUP CORP. LTD. Ticker: 002165 Security ID: Y61974104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors and For For Management Senior Management Members 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Juan as Non-Independent For For Shareholder Director 1.2 Elect Zhang Hong as Non-Independent For For Shareholder Director 1.3 Elect Ma Wanliang as Non-Independent For For Shareholder Director 1.4 Elect Tao Ruiyu as Non-Independent For For Shareholder Director 2 Elect Chen Furong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- HONGBO CO. LTD. Ticker: 002229 Security ID: Y2654E107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Plan 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Types of Securities Issued For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Downward Adjustment of For For Management Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Terms of Bondholders and For For Management Bondholder Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Preservation and Management of For For Management Raised funds 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Proposal that there is No Need For For Management to Prepare a Report on Previous Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve to Formulate the Bondholder For For Management Meeting Rules of the Company's Convertible Corporate Bonds 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: FEB 25, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution Plan For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 8 Approve Estimate and Confirmation of For For Management Related Party Transaction 9 Approve Application of Comprehensive For For Management Credit Line by Controlled Subsidiary Xiamen Hongfa Acoustic Co., Ltd. 10 Approve Provision of Guarantee by For Against Management Controlled Subsidiary Xiamen Hongfa Acoustic Co., Ltd to its Controlled Subsidiary for Applying Comprehensive Credit Line 11 Approve Provision of Loan by For Against Management Controlled Subsidiary Xiamen Hongfa Acoustic Co., Ltd to Wholly-owned Subsidiary and Controlled Subsidiary 12 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: Y9716T105 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for For For Management Capital Injection to Implement Raised Funds Investment Project and Related Transaction -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment For For Management Cooperation Agreement -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Cooperation For For Management Agreement 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 6 Approve Appointment of Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Working System for Independent For Against Management Directors 14 Amend Controlling Shareholders and For Against Management Ultimate Controllers Behavior Regulation 15 Amend Directors, Supervisors and For Against Management Senior Management Members Behavior Regulation 16 Amend External Investment and Asset For Against Management Transaction Management Method 17 Amend Management System for Providing For Against Management External Guarantees 18 Amend Related-party Transaction For Against Management Management System 19 Amend Shareholder Return Plan For For Management 20 Approve Formulation of Fixed Asset For For Management Management System 21 Approve Formulation Bidding Management For For Management Measures -------------------------------------------------------------------------------- HONGLI ZHIHUI GROUP CO., LTD. Ticker: 300219 Security ID: Y2932H104 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HONGRUN CONSTRUCTION GROUP CO., LTD. Ticker: 002062 Security ID: Y35072126 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HONGRUN CONSTRUCTION GROUP CO., LTD. Ticker: 002062 Security ID: Y35072126 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Audited For For Management Financial Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve External Guarantees For Against Management 7 Approve Exemption of Ningbo Hongjia For Against Management Construction Co., Ltd. from Provision of Counter Guarantee -------------------------------------------------------------------------------- HONGTA SECURITIES CO., LTD. Ticker: 601236 Security ID: Y3507C108 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- HONGTA SECURITIES CO., LTD. Ticker: 601236 Security ID: Y3507C108 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Base, Proportion and Number of For For Management Shares 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Issue Time For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Exchange For For Management 3 Approve Rights Issue For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Adjustment of Implementation For For Management of Debt Financing and Authorization 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- HONGTA SECURITIES CO., LTD. Ticker: 601236 Security ID: Y3507C108 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Shishan as Non-Independent For For Management Director -------------------------------------------------------------------------------- HONGTA SECURITIES CO., LTD. Ticker: 601236 Security ID: Y3507C108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Approve Daily Related Party For For Management Transaction with Various Companies 6.2 Approve Daily Related Party For For Management Transaction with Legal Person or Other Organization of Other Holding Company 6.3 Approve Daily Related Party For For Management Transaction with Other Related Legal Persons, Associated Natural Persons and Other Related Persons 7 Approve to Appoint Auditor For For Management 8 Approve Implementation of Debt For For Management Financing and Authorization 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HONGTA SECURITIES CO., LTD. Ticker: 601236 Security ID: Y3507C108 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Shishan as Director For For Shareholder 1.2 Elect Xiao Shuying as Director For For Shareholder 1.3 Elect Li Shuangyou as Director For For Shareholder 1.4 Elect Hua Shiguo as Director For For Shareholder 1.5 Elect Qian Zhengxin as Director For For Shareholder 1.6 Elect Shen Chunhui as Director For For Shareholder 2.1 Elect Zhang Yongwei as Director For For Management 2.2 Elect Ji Li as Director For For Management 2.3 Elect Yang Xianghong as Director For For Management 3.1 Elect Li Yilin as Supervisor For For Shareholder 3.2 Elect Fang Zeliang as Supervisor For For Shareholder 3.3 Elect Zhang Yuchun as Supervisor For For Shareholder -------------------------------------------------------------------------------- HOPE EDUCATION GROUP CO., LTD. Ticker: 1765 Security ID: G4600E108 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to For For Management Supplement the Second Exclusive Management Consultancy and Business Cooperation Agreement, New Contractual Arrangements, Annual Caps and Related Transactions 2 Authorize Board to Deal With All For For Management Matters in Relation to the New Contractual Arrangements -------------------------------------------------------------------------------- HOPE EDUCATION GROUP CO., LTD. Ticker: 1765 Security ID: G4600E108 Meeting Date: JAN 29, 2021 Meeting Type: Annual Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Gao Hao as Director For For Management 3a2 Elect Zhang Jin as Director For For Management 3a3 Elect Chen Yunhua as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HOPSON DEVELOPMENT HOLDINGS LIMITED Ticker: 754 Security ID: ADPV50494 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Xie Bao Xin as Director For For Management 3B Elect Bao Wenge as Director For Against Management 3C Elect Zhang Fan as Director For For Management 3D Elect Ching Yu Lung as Director For Against Management 3E Authorize Board to Fix Remuneration of For For Management Directors 3F Elect Ip Wai Lun, William as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HOPSON DEVELOPMENT HOLDINGS LIMITED Ticker: 754 Security ID: G4600H119 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Framework Agreement, For For Management 2021-2023 Transactions and Related Transactions -------------------------------------------------------------------------------- HOSHINE SILICON INDUSTRY CO., LTD. Ticker: 603260 Security ID: Y3125P101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luo Liguo as Non-Independent For For Management Director 1.2 Elect Luo Yi as Non-Independent For For Management Director 1.3 Elect Luo Yedong as Non-Independent For For Management Director 1.4 Elect Hao Han as Non-Independent For For Management Director 1.5 Elect Gong Jiping as Non-Independent For For Management Director 1.6 Elect Zhang Yacong as Non-Independent For For Management Director 2.1 Elect Cheng Ying as Independent For For Management Director 2.2 Elect Zou Manli as Independent Director For For Management 2.3 Elect Zhang Liping as Independent For For Management Director 3.1 Elect Gao Junqiu as Supervisor For For Management 3.2 Elect Shen Dandan as Supervisor For For Management -------------------------------------------------------------------------------- HOSHINE SILICON INDUSTRY CO., LTD. Ticker: 603260 Security ID: Y3125P101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantees For For Management 11 Approve External Investment of For For Management Xinjiang Hesheng Silicon New Material Co., Ltd. 12 Approve External Investment of Yunnan For For Management Hesheng Silicon Industry Co., Ltd. and the Implementation Progress of Strategic Cooperation Framework Agreement -------------------------------------------------------------------------------- HOSHINE SILICON INDUSTRY CO., LTD. Ticker: 603260 Security ID: Y3125P101 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement and Authorization of the Board to Handle Related Matters -------------------------------------------------------------------------------- HOSKEN CONSOLIDATED INVESTMENTS LTD. Ticker: HCI Security ID: S36080109 Meeting Date: OCT 15, 2020 Meeting Type: Annual Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect John Copelyn as Director For For Management 1.2 Re-elect Freddie Magugu as Director For For Management 1.3 Re-elect Elias Mphande as Director For For Management 1.4 Elect Laurelle McDonald as Director For For Management 1.5 Elect Bani Mkhwanazi-Sigege as Director For For Management 1.6 Elect Mohamed Ahmed as Director For For Management 2 Reappoint BDO South Africa For For Management Incorporated as Auditors with Theunis Schoeman as the Individual Registered Auditor 3.1 Elect Mohamed Ahmed as Member of the For For Management Audit Committee 3.2 Re-elect Jabu Ngcobo as Member of the For For Management Audit Committee 3.3 Re-elect Rachel Watson as Member of For For Management the Audit Committee 4 Place Authorised but Unissued Shares For Against Management under Control of Directors 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For Against Management 2 Approve Remuneration Implementation For Against Management Report 1 Authorise Board to Issue Shares, For For Management Options and Convertible Securities for Cash 2 Approve Annual Fees of Non-executive For For Management Directors 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For Against Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- HOSKEN CONSOLIDATED INVESTMENTS LTD. Ticker: HCI Security ID: S36080109 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the HCI Invest6 Transaction For For Management 2 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- HOTA INDUSTRIAL MANUFACTURING CO., LTD. Ticker: 1536 Security ID: Y3722M105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- HOTAI FINANCE CO., LTD. Ticker: 6592 Security ID: Y3722R104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Liu Yuan-Sen, a Representative For For Management of Hozan Investment Co., Ltd. with Shareholder No. 1, as Non-independent Director 5.2 Elect Su Chwen-Shing, a Representative For For Management of Hozan Investment Co., Ltd. with Shareholder No. 1, as Non-independent Director 5.3 Elect Roger Huang, a Representative of For For Management Hozan Investment Co., Ltd. with Shareholder No. 1, as Non-independent Director 5.4 Elect Leon Soo, a Representative of For For Management Hozan Investment Co., Ltd. with Shareholder No. 1, as Non-independent Director 5.5 Elect Ryan Huang, a Representative of For For Management Hozan Investment Co., Ltd. with Shareholder No. 1, as Non-independent Director 5.6 Elect Masayoshi Hori, a Representative For For Management of Toyota Financial Services Corporation with Shareholder No. 123, as Non-independent Director 5.7 Elect Huang, Ming-You with ID No. For For Management E101702XXX as Independent Director 5.8 Elect Mao, Wei-Lin with ID No. For For Management A100251XXX as Independent Director 5.9 Elect Hu, Han-Miao with ID No. For For Management L101681XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HOTAI MOTOR CO., LTD. Ticker: 2207 Security ID: Y37225102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED Ticker: 500010 Security ID: Y37246207 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Employee Stock Option Scheme - For For Management 2020 and Issuance of Shares to Eligible Employees and Directors Under the Scheme -------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED Ticker: 500010 Security ID: Y37246207 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Renu Sud Karnad as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Renu Sud Karnad as Managing Director 5 Approve Reappointment and Remuneration For For Management of V. Srinivasa Rangan as Whole-Time Director Designated as Executive Director 6 Approve Related Party Transactions For For Management with HDFC Bank Limited 7 Approve Issuance of Redeemable For For Management Non-Convertible Debentures and/or Other Hybrid Instruments on Private Placement Basis 8 Approve Sale of Shares Held in HDFC For For Management Life Insurance Company Limited 9 Approve Sale of Shares Held in HDFC For For Management ERGO General Insurance Company Limited -------------------------------------------------------------------------------- HPGC RENMINTONGTAI PHARMACEUTICAL CORP. Ticker: 600829 Security ID: Y30681103 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HPGC RENMINTONGTAI PHARMACEUTICAL CORP. Ticker: 600829 Security ID: Y30681103 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Song as Supervisor For For Management -------------------------------------------------------------------------------- HPGC RENMINTONGTAI PHARMACEUTICAL CORP. Ticker: 600829 Security ID: Y30681103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Authorization of the Board to For For Management Apply Bank Credit Lines 9 Approve Estimated Related Party For For Management Transaction -------------------------------------------------------------------------------- HSIN KUANG STEEL CO., LTD. Ticker: 2031 Security ID: Y3736F104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Lending For For Management Procedures and Caps 5 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- HTC CORP. Ticker: 2498 Security ID: Y3732M111 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- HU LANE ASSOCIATE, INC. Ticker: 6279 Security ID: Y3759R100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- HUA HONG SEMICONDUCTOR LIMITED Ticker: 1347 Security ID: Y372A7109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Suxin Zhang as Director For For Management 3 Elect Stephen Tso Tung Chang as For For Management Director 4 Elect Long Fei Ye as Director For For Management 5 Elect Guodong Sun as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HUA NAN FINANCIAL HOLDINGS CO., LTD. Ticker: 2880 Security ID: Y3813L107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- HUA XIA BANK CO., LTD. Ticker: 600015 Security ID: Y37467118 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Issuance of Tier 2 Capital For For Management Bonds 8 Approve Report on the Implementation For For Management of the Related Party Transaction Management System and Related Party Transactions 9.1 Approve Related Party Transactions For For Management with Shougang Group Co., Ltd. 9.2 Approve Related Party Transactions For For Management with State Grid Yingda International Holdings Group Co., Ltd. 9.3 Approve Related Party Transactions For For Management with People's Insurance Company of China Co., Ltd. 9.4 Approve Related Party Transactions For For Management with Beijing Infrastructure Investment Co., Ltd. 9.5 Approve Related Party Transactions For For Management with Huaxia Financial Leasing Co., Ltd. 10 Approve Construction of Head Office For For Management Building 11.1 Elect Li Zhuyong as Director For For Management 11.2 Elect Zeng Beichuan as Director For For Management 12 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 13.1 Approve Share Type and Par Value For For Shareholder 13.2 Approve Issue Manner For For Shareholder 13.3 Approve Amount and Use of Proceeds For For Shareholder 13.4 Approve Target Subscribers and For For Shareholder Subscription Method 13.5 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 13.6 Approve Issue Size For For Shareholder 13.7 Approve Lock-up Period For For Shareholder 13.8 Approve Listing Exchange For For Shareholder 13.9 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 13.10 Approve Resolution Validity Period For For Shareholder 14 Approve Private Placement of Shares For For Shareholder 15 Approve Report on the Usage of For For Shareholder Previously Raised Funds 16 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 17 Amend Articles of Association For For Shareholder 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters 20 Approve Shareholder Return Plan For For Shareholder 21 Approve Capital Planning For For Shareholder -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Base, Proportion and Number of For For Management Rights Issue 2.4 Approve Pricing Basis and Price For For Management 2.5 Approve Placement Target For For Management 2.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.7 Approve Issue Time For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Location For For Management 3 Approve Issuance of Rights Issue Scheme For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Elect Li Jie as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Working System for Independent For For Management Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cao Xiao as Independent Director For For Management -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of the For For Management Conversion Price of Convertible Corporate Bonds -------------------------------------------------------------------------------- HUAAN SECURITIES CO., LTD. Ticker: 600909 Security ID: Y372AR105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4.1 Approve Daily Related Party For For Management Transactions with Anhui State-owned Capital Operation Holding Group Co., Ltd. 4.2 Approve Daily Related Party For For Management Transactions with Anhui Publishing Group Co., Ltd. 4.3 Approve Daily Related Party For For Management Transactions with Orient International Venture Co., Ltd. 4.4 Approve Daily Related Party For For Management Transactions with Anhui Wanneng Co., Ltd. 4.5 Approve Daily Related Party For For Management Transactions with Other Related Parties 5 Approve Estimated Scale of the For For Management Company's Self-Operated Business in 2021 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution For For Management 8.1 Approve Type For For Management 8.2 Approve Issue Size For For Management 8.3 Approve Issuer and Issue Manner For For Management 8.4 Approve Maturity of Debt Financing For For Management Instruments 8.5 Approve Interest Rate For For Management 8.6 Approve Guarantees and Other For For Management Arrangements 8.7 Approve Use of Proceeds For For Management 8.8 Approve Issue Price For For Management 8.9 Approve Target Subscribers For For Management 8.10 Approve Listing of Debt Financing For For Management Instruments 8.11 Approve Debt Servicing Safeguards for For For Management Debit Financial Instruments 8.12 Approve Resolution Validity Period For For Management 8.13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUABAO FLAVOURS & FRAGRANCES CO., LTD. Ticker: 300741 Security ID: Y372B5102 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- HUABAO FLAVOURS & FRAGRANCES CO., LTD. Ticker: 300741 Security ID: Y372B5102 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUABAO FLAVOURS & FRAGRANCES CO., LTD. Ticker: 300741 Security ID: Y372B5102 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Transactions with Ultimate For For Management Controlling Shareholders 7.2 Approve Transactions with Directors, For For Management Supervisors and Senior Management 7.3 Approve Transactions with Minority For For Management Shareholders and their Affiliates 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Change in Usage of Raised For For Management Funds and to Adjust the Implementation Plan of Partial Raised Funds Investment Projects 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUABAO FLAVOURS & FRAGRANCES CO., LTD. Ticker: 300741 Security ID: Y372B5102 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jie as Non-independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Provision for Goodwill For Did Not Vote Management Impairment 6 Approve Provision for Asset Impairment For Did Not Vote Management 7 Approve Annual Report and Summary For Did Not Vote Management 8 Approve Appointment of Auditor and For Did Not Vote Management Payment of Remuneration 9 Approve Annual Performance does not For Did Not Vote Management meet the Conditions for Lifting Performance Shares and Repurchase Cancellation of Performance Shares 10 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares to Reduce the Company's Registered Capital 11 Approve Provision of Guarantee for For Did Not Vote Management Subsidiary 12 Approve Provision of Guarantee for For Did Not Vote Management Parent Company 13 Approve Comprehensive Credit Line Bank For Did Not Vote Management Application 14 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Amended Draft) 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement (Amended Draft) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Amended Draft) 6 Approve No Need to Submit Report on For For Management the Usage of Previously Raised Funds 7 Approve Establishment of Special For For Management Deposit Account for Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Amended Draft) 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Related-Party Transaction For Against Management Decision-making System 6 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Sign the Settlement For For Management Agreement 2 Approve to Sign the Supplemental For For Management Agreement of Settlement Agreement 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yi Jiqiang as Non-Independent For For Management Director 1.2 Elect Bai Junfeng as Non-Independent For For Management Director 1.3 Elect Shi Qiuyue as Non-Independent For For Management Director 2.1 Elect Kong Dezhou as Independent For For Management Director -------------------------------------------------------------------------------- HUACHANGDA INTELLIGENT EQUIPMENT GROUP CO., LTD. Ticker: 300278 Security ID: Y374AY106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision for Goodwill For For Management Impairment 6 Approve Provision for Asset Impairment For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Decrease in Registered Capital For For Management 11 Approve Provision of Guarantees for For For Management Financing of Subsidiaries 12 Approve Provision of Guarantees by For For Management Wholly-owned Subsidiaries 13 Approve Application of Bank Credit For For Management Lines 14 Amend Articles of Association For For Management 15 Approve Daily Related Party For For Management Transactions 16 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- HUADIAN FUXIN ENERGY CORPORATION LIMITED Ticker: 816 Security ID: Y3123J107 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- HUADIAN FUXIN ENERGY CORPORATION LIMITED Ticker: 816 Security ID: Y3123J107 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- HUADIAN HEAVY INDUSTRIES CO., LTD. Ticker: 601226 Security ID: Y3124L101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approves Measures for the For For Management Administration of Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5.1 Elect Lin Yan as Supervisor For For Management 5.2 Elect Zhou Yunshan as Supervisor For For Management -------------------------------------------------------------------------------- HUADIAN HEAVY INDUSTRIES CO., LTD. Ticker: 601226 Security ID: Y3124L101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Financial Budget Report For For Management 9 Approve to Appoint Auditor and For For Management Internal Control Auditor 10 Approve Signing of Financial Service For For Management Agreement 11 Approve Provision of Guarantee For For Management 12 Amend Articles of Association For For Shareholder 13.1 Elect Huang Yanghua as Director For For Shareholder -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Purchase of Fuel and the For For Management Annual Cap 1b Approve Provision of Engineering For For Management Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap 1c Approve Sales of Fuel and Provision of For For Management Relevant Services and the Annual Cap 2 Approve Proposed Loan Framework For For Management Agreement and Related Transactions 3 Elect Ding Huande as Director and For For Management Authorize Board to Fix His Remuneration 4 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y119 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purchase of Fuel and the For For Management Annual Cap 1.2 Approve Provision of Engineering For For Management Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap 1.3 Approve Sales of Fuel and Provision of For For Management Relevant Services and the Annual Cap 2 Approve Proposed Loan Framework For For Management Agreement and Related Transactions 3 Elect Ding Huande as Director and For For Management Authorize Board to Fix His Remuneration 4 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zhiqiang as Director For For Management 1.2 Elect Li Pengyun as Director For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y119 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zhiqiang as Director For For Management 1.2 Elect Li Pengyun as Director For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commercial Factoring Services For For Management Framework Agreement, Continuing Connected Transactions, Relevant Proposed Cap and Related Transactions 2 Approve Ningxia Lingwu Agreement, For For Management Ningxia Heating Agreement and Related Transactions -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y119 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commercial Factoring Services For For Management Framework Agreement, Continuing Connected Transactions, Relevant Proposed Cap and Related Transactions 2 Approve Ningxia Lingwu Agreement, For For Management Ningxia Heating Agreement and Related Transactions -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds 2.1 Approve Target of the Transactions For For Management 2.2 Approve Pricing Method of the Target For For Management of the Transactions 2.3 Payment of the Consideration for the For For Management Target Assets of the Transactions 2.4 Approve Profit or Loss during the For For Management Transition Period and Arrangement for Accumulated Undistributed Profit 2.5 Approve Type, Nominal Value and For For Management Listing Place of the Ordinary Shares to be Issued 2.6 Approve Target Subscriber of the For For Management Issuance of Ordinary Shares 2.7 Approve Pricing Benchmark Date and For For Management Issue Price 2.8 Approve Number of Shares to be Issued For For Management 2.9 Approve Lock-up Period Arrangement of For For Management Ordinary Shares 2.10 Approve Subject and Type of For For Management Convertible Bonds to be Issued 2.11 Approve Target Subscriber of the For For Management Issuance of Convertible Bonds 2.12 Approve Par Value For For Management 2.13 Approve Number of Convertible Bonds to For For Management be Issued 2.14 Approve Term of Convertible Bonds For For Management 2.15 Approve Conversion Period For For Management 2.16 Approve Lock-up Period Arrangement of For For Management Convertible Bonds 2.17 Approve Number of Conversion Shares For For Management 2.18 Approve Conversion Price and For For Management Adjustment Mechanism 2.19 Approve Interest Rate of the For For Management Convertible Bonds and Calculation of Interest 2.20 Approve Redemption upon Maturity of For For Management the Convertible Bonds 2.21 Approve Mandatory Conversion For For Management 2.22 Approve Source of Conversion Shares For For Management 3 Approve Equity Acquisition Agreements For For Management between the Company and the Transferors 4 Approve Equity Acquisition For For Management Supplemental Agreements between the Company and the Transferors 5 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds Does Not Constitute Related-Party Transactions 6 Approve Statement of Completeness and For For Management Compliance of Statutory Procedures Performed and the Validity of the Submission of Legal Documents Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 7 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 4 of the "Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies" 8 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 11 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies" 9 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 43 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies" 10 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds Does Not Constitute A Major Asset Restructuring and Restructuring for Listing 11 Approve Share Price Fluctuation Not For For Management Reaching the Relevant Benchmark under Article 5 of the "Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties" 12 Approve "Report on the Acquisition of For For Management Assets by Issuance of Ordinary Shares and Convertible Bonds (Draft)" and Its Summary 13 Approve Independence of the Valuer, For For Management Reasonableness of Valuation Assumptions, Relevance Between Valuation Methods And Valuation Purpose, and Fairness of Pricing of the Valuation 14 Approve Relevant Audit Reports, Pro For For Management Forma Review Report and Assets Valuation Reports Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 15 Approve Remedial Measures and Relevant For For Management Undertakings in Respect of Dilution on Returns for the Current Period Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 16 Authorize Board to Deal with Matters For For Management Relating to the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 17 Approve Rules for the Holders' For For Management Meetings of A Share Convertible Corporate Bonds through Non-Public Issuance 18 Approve Shareholders' Return Plan For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y119 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds 2.1 Approve Target of the Transactions For For Management 2.2 Approve Pricing Method of the Target For For Management of the Transactions 2.3 Approve Payment of the Consideration For For Management for the Target Assets of the Transactions 2.4 Approve Profit or Loss during the For For Management Transition Period and Arrangement for Accumulated Undistributed Profit 2.5 Approve Type, Nominal Value and For For Management Listing Place of the Ordinary Shares to be Issued 2.6 Approve Target Subscriber of the For For Management Issuance of Ordinary Shares 2.7 Approve Pricing Benchmark Date and For For Management Issue Price 2.8 Approve Number of Shares to be Issued For For Management 2.9 Approve Lock-up Period Arrangement of For For Management Ordinary Shares 2.10 Approve Subject and Type of For For Management Convertible Bonds to be Issued 2.11 Approve Target Subscriber of the For For Management Issuance of Convertible Bonds 2.12 Approve Par Value For For Management 2.13 Approve Number of Convertible Bonds to For For Management be Issued 2.14 Approve Term of Convertible Bonds For For Management 2.15 Approve Conversion Period For For Management 2.16 Approve Lock-up Period Arrangement of For For Management Convertible Bonds 2.17 Approve Number of Conversion Shares For For Management 2.18 Approve Conversion Price and For For Management Adjustment Mechanism 2.19 Approve Interest Rate of the For For Management Convertible Bonds and Calculation of Interest 2.20 Approve Redemption upon Maturity of For For Management the Convertible Bonds 2.21 Approve Mandatory Conversion For For Management 2.22 Approve Source of Conversion Shares For For Management 3 Approve Equity Acquisition Agreements For For Management between the Company and the Transferors 4 Approve Equity Acquisition For For Management Supplemental Agreements between the Company and the Transferors 5 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds Does Not Constitute Related-Party Transactions 6 Approve Statement of Completeness and For For Management Compliance of Statutory Procedures Performed and the Validity of the Submission of Legal Documents Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 7 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 4 of the "Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies" 8 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 11 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies" 9 Approve Compliance of the Acquisition For For Management of Assets by Issuance of Ordinary Shares and Convertible Bonds with Article 43 of the "Administrative Measures for the Major Asset Restructuring of Listed Companies" 10 Approve Acquisition of Assets by For For Management Issuance of Ordinary Shares and Convertible Bonds Does Not Constitute A Major Asset Restructuring and Restructuring for Listing 11 Approve Share Price Fluctuation Not For For Management Reaching the Relevant Benchmark under Article 5 of the "Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties" 12 Approve "Report on the Acquisition of For For Management Assets by Issuance of Ordinary Shares and Convertible Bonds (Draft)" and Its Summary 13 Approve Independence of the Valuer, For For Management Reasonableness of Valuation Assumptions, Relevance Between Valuation Methods And Valuation Purpose, and Fairness of Pricing of the Valuation 14 Approve Relevant Audit Reports, Pro For For Management Forma Review Report and Assets Valuation Reports Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 15 Approve Remedial Measures and Relevant For For Management Undertakings in Respect of Dilution on Returns for the Current Period Regarding the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 16 Authorize Board to Deal with Matters For For Management Relating to the Acquisition of Assets by Issuance of Ordinary Shares and Convertible Bonds 17 Approve Rules for the Holders' For For Management Meetings of A Share Convertible Corporate Bonds through Non-Public Issuance 18 Approve Shareholders' Return Plan For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Financial For For Management Financing Instruments 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Supervisory For For Management Committee 5 Approve Audited Financial Reports For For Management 6 Approve Profit Distribution Proposal For For Management 7.1 Approve Baker Tilly International For For Management Certified Public Accountants (Special General Partnership) and Baker Tilly Hong Kong Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 7.2 Approve Baker Tilly International For For Management Certified Public Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8 Approve Performance Report of the For For Management Independent Directors 9 Approve Equity Acquisition Agreements For For Shareholder and Related Transactions 10 Approve Capital Increase Agreement, For For Shareholder Assets and Equity Disposal Agreements, and Related Transactions 11.1 Elect Li Menggang as Director For For Management 11.2 Elect Wang Yuesheng as Director For For Management -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LIMITED Ticker: 1071 Security ID: Y3738Y119 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Financial For For Management Financing Instruments 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Supervisory For For Management Committee 5 Approve Audited Financial Reports For For Management 6 Approve Profit Distribution Proposal For For Management 7.1 Approve Baker Tilly International For For Management Certified Public Accountants (Special General Partnership) and Baker Tilly Hong Kong Limited as Domestic Auditor and Overseas Auditor, Respectively, and Authorize Board to Fix Their Remuneration 7.2 Approve Baker Tilly International For For Management Certified Public Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 8 Approve Performance Report of the For For Management Independent Directors 9 Approve Equity Acquisition Agreements For For Shareholder and Related Transactions 10 Approve Capital Increase Agreement, For For Shareholder Assets and Equity Disposal Agreements, and Related Transactions 11.1 Elect Li Menggang as Director For For Management 11.2 Elect Wang Yuesheng as Director For For Management -------------------------------------------------------------------------------- HUADONG MEDICINE CO., LTD. Ticker: 000963 Security ID: Y3740R102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with China Grand Enterprises, Inc. 6.2 Approve Daily Related Party For For Management Transactions with Huadong Medicine Group 6.3 Approve Daily Related Party For For Management Transactions with Other Related-parties 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Provision of Guarantees For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Related-party Transaction For Against Management Management System -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Asset-backed Plan 2 Approve Related Party Transaction in For For Management Connection to Guarantee Provision Plan 3 Approve Related Party Transaction in For For Management Connection to Entrusted Management of Real Estate Projects -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Exchange Hedging For For Management Business 2 Approve Company's Eligibility for For For Management Public Issuance of Housing Lease Special Corporate Bonds 3 Approve Company's Public Issuance of For For Management Housing Lease Special Corporate Bonds 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Guarantee Provision Plan For For Management 7 Approve Provision of Counter Guarantee For For Management 8 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to the Company's Renewable Trust Financing 2 Approve Adjustment on Related Party For For Management Transactions 3 Approve Counter Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Management System for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Bond Maturity For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Safeguard Measures of Debts For For Management Repayment 2.8 Approve Listing Arrangements For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Related Party Transaction in For For Management Connection to the Application for Change of Commercial Factoring Period 5 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 6 Approve Related Party Transaction in For For Management Connection to Waiver of Pre-emptive Rights -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of the Company For For Management and Subsidiary to Apply for Financing 2 Approve Provision of Guarantee For For Management 3 Approve Credit Lines Application and For For Management Loan Application 4 Approve Authorization of the Company's For Against Management Management Team to Engage in External Investments 5 Approve Provision of Counter Guarantee For For Management 6 Approve Issuance of Super Short-term For For Management Commercial Papers 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Guangning as Director For For Management 1.2 Elect Chen Yin as Director For For Management 1.3 Elect Guo Lingyong as Director For For Management 1.4 Elect Tang Jianjun as Director For For Management 1.5 Elect Yu Weiguo as Director For For Management 1.6 Elect Xie Wei as Director For For Management 1.7 Elect Guo Jin as Director For For Management 1.8 Elect Xu Jili as Director For For Management 1.9 Elect Zhang Yan as Director For For Management 1.10 Elect Zhang Xuebing as Director For For Management 1.11 Elect Wang Yuetang as Director For For Management 1.12 Elect Ding Huang as Director For For Management 1.13 Elect Gao Zicheng as Director For For Management 1.14 Elect Xie Gang as Director For For Management 2.1 Elect Zhou Youfen as Supervisor For For Management 2.2 Elect Chen Zhenhuan as Supervisor For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transactions For For Management 8 Approve Related Party Transactions For For Management with Shenzhen Weiye Decoration Group Co., Ltd. 9 Approve Social Responsibility Report For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-Guarantees For For Management 2 Approve External Donations For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commercial Factoring Financing For For Management and Related Party Transaction 2 Approve Capital Injection in Zhuhai For For Management Haichuan Real Estate Co., Ltd. and Related Party Transaction 3 Approve Sale of Commercial Housing and For For Management Related Party Transaction 4 Approve Transfer of Shares of Funds For For Management 5 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan and For For Management Related Transaction 2 Approve Development of Financing For For Management Business and Related Transaction 3 Approve Development of Letter of For For Management Guarantee Business and Related Transaction -------------------------------------------------------------------------------- HUAFON CHEMICAL CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Provision of Guarantee For For Management 9 Approve Profit Distribution For For Management 10 Approve Bill Pool Business For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Working System for Independent For Against Management Directors 15 Amend System for Providing External For Against Management Guarantees 16 Amend Related Party Transaction For Against Management Decision-making System 17 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 18 Approve Investment in Construction of For For Management Chemical Spandex Project 19 Approve Company's Eligibility for For For Management Private Placement of Shares 20.1 Approve Share Type and Par Value For For Management 20.2 Approve Issue Manner For For Management 20.3 Approve Target Subscribers and For For Management Subscription Method 20.4 Approve Pricing Basis and Issue Price For For Management 20.5 Approve Issue Size For For Management 20.6 Approve Lock-up Period For For Management 20.7 Approve Use of Proceeds For For Management 20.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 20.9 Approve Listing Exchange For For Management 20.10 Approve Resolution Validity Period For For Management 21 Approve Plan on Private Placement of For For Management Shares 22 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 23 Approve Report on the Usage of For For Management Previously Raised Funds 24 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 25 Approve Shareholder Return Plan For For Management 26 Approve Authorization of Board to For For Management Handle All Related Matters 27.1 Elect You Feiyu as Director For For Shareholder 27.2 Elect Yang Congdeng as Director For For Shareholder 27.3 Elect You Feihuang as Director For For Shareholder 27.4 Elect Ye Qiwei as Director For For Shareholder 27.5 Elect Zhu Xuanxiang as Director For For Shareholder 27.6 Elect Li Yilun as Director For For Shareholder 28.1 Elect Gao Weidong as Director For For Shareholder 28.2 Elect Zhao Min as Director For For Shareholder 28.3 Elect Song Haitao as Director For For Shareholder 29.1 Elect Wang Li as Supervisor For For Management 29.2 Elect Lin Kai as Supervisor For For Management 29.3 Elect Chu Yuxi as Supervisor For For Management -------------------------------------------------------------------------------- HUAFON MICROFIBRE (SHANGHAI) CO., LTD. Ticker: 300180 Security ID: Y3735L102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Appointment of Auditor For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association and to Adjust the Number of Board Members 2 Elect Zhang Zheng as Non-Independent For For Management Director 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Resolution For For Management Validity Period in Connection to Private Placement of Shares 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Adjustment in Authorization For For Management for Board to Handle All Matters Related to Private Placement of Shares -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUAFU FASHION CO., LTD. Ticker: 002042 Security ID: Y013A0104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Social Responsibility Report For For Management 8 Approve Use of Own Funds for For For Management Investment in Financial Products 9 Approve Application of Bank Credit For For Management Lines and Loans 10 Approve Provision of Guarantees For For Management 11 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation of For For Management Raised Funds Project -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Xinqiang as Director For For Shareholder 1.2 Elect Ai Jiao as Director For For Shareholder 1.3 Elect Zhu Songqing as Director For For Shareholder 1.4 Elect Liu Hanshu as Director For For Shareholder 1.5 Elect Tang Jun as Director For For Shareholder 1.6 Elect Xiong Wen as Director For For Shareholder 2.1 Elect Le Rui as Director For For Management 2.2 Elect Du Guoliang as Director For For Management 2.3 Elect Hu Lijun as Director For For Management 3.1 Elect Ding Xiaojuan as Supervisor For For Shareholder 3.2 Elect Zhang Jiguang as Supervisor For For Shareholder 3.3 Elect Lu Ping as Supervisor For For Shareholder 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration Plan of Directors For For Management 9 Approve Remuneration Plan of For For Management Supervisors 10 Approve Change of Registered Address For For Management 11 Approve Cancellation Application of For For Management Voluntary Increase in Company Share Commitment 12 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- HUAGONG TECH CO., LTD. Ticker: 000988 Security ID: Y3740C105 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Partnership For For Management Supplementary Agreement by All Partners of Controlling Shareholder 2 Approve Formulation of Special Reward For For Management Measures for the Company's Core Team -------------------------------------------------------------------------------- HUAIBEI MINING HOLDINGS CO., LTD. Ticker: 600985 Security ID: Y013A7109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Commitment For For Management 2 Approve Purchase of Liability For For Shareholder Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- HUAIBEI MINING HOLDINGS CO., LTD. Ticker: 600985 Security ID: Y013A7109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements and For For Management Financial Budget Report 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Acceptance of Guarantee and For For Management Provision of Counter-guarantee -------------------------------------------------------------------------------- HUAIHE ENERGY (GROUP) CO., LTD. Ticker: 600575 Security ID: Y9675M109 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Rong as Non-independent For For Shareholder Director 1.2 Elect Liu Wanchun as Non-independent For For Shareholder Director 1.3 Elect Niu Zhankui as Non-independent For For Shareholder Director 1.4 Elect Hu Liangli as Non-independent For For Shareholder Director 1.5 Elect Ma Jinhua as Non-independent For For Shareholder Director 1.6 Elect Zhang Xiaoping as For For Shareholder Non-independent Director 2.1 Elect Chen Jin as Independent Director For For Management 2.2 Elect Li Xiaoxin as Independent For For Management Director 2.3 Elect Xie Jingdong as Independent For For Management Director 3.1 Elect Shi Xiyou as Supervisor For For Shareholder 3.2 Elect Zhang Wei as Supervisor For For Shareholder 3.3 Elect Ye Daoquan as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUAIHE ENERGY (GROUP) CO., LTD. Ticker: 600575 Security ID: Y9675M109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Independent Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Implementation Method for For Against Management Remuneration of Senior Management Members 11 Approve Signing of Financial Services For For Management Agreement 12 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- HUAKU DEVELOPMENT CO., LTD. Ticker: 2548 Security ID: Y3742X107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- HUALAN BIOLOGICAL ENGINEERING, INC. Ticker: 002007 Security ID: Y3737H125 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary for For For Management Initial Public Offering and Listing on the ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext (Revised) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Authorization of the Board and For For Management its Authorized Persons to Handle Matters on Spin-off 9 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 10 Approve Free Transfer of Seven Joint For For Management Patent Rights and Six Patent Application Rights -------------------------------------------------------------------------------- HUALAN BIOLOGICAL ENGINEERING, INC. Ticker: 002007 Security ID: Y3737H125 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Investment in Financial For For Management Products 7 Approve to Appoint Auditor For For Management 8 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- HUAMING POWER EQUIPMENT CO., LTD. Ticker: 002270 Security ID: Y767A3109 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- HUAMING POWER EQUIPMENT CO., LTD. Ticker: 002270 Security ID: Y767A3109 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Foreign Investment Management For For Management System -------------------------------------------------------------------------------- HUAMING POWER EQUIPMENT CO., LTD. Ticker: 002270 Security ID: Y767A3109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Issue Price and Pricing Manner For For Management 2.5 Approve Lock-up Period Arrangements For For Management 2.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.7 Approve Listing Exchange For For Management 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Amount and Use of Proceeds For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Opening a Special Account for For For Management Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Transaction Constitute as For For Management Related-party Transaction 10 Approve Whitewash Waiver and Related For For Management Transactions 11 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 12 Approve Annual Report and Summary For For Management 13 Approve Report of the Board of For For Management Directors 14 Approve Financial Statements For For Management 15 Approve Profit Distribution For For Management 16 Approve Financing Application For For Management 17 Approve Use of Funds for Cash For For Management Management 18 Approve Provision of Guarantee For For Management 19 Approve Amendments to Articles of For For Management Association 20 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 21 Approve External Guarantee Management For For Management Regulations 22 Amend External Investment Management For For Management Method 23 Approve Related Party Transaction For For Management Decision System 24 Amend Management System of Raised Funds For For Management 25 Approve Report of the Board of For For Management Supervisors 26 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 27 Approve Remuneration of Supervisors For For Management 28.1 Elect Zhu Yongqin as Supervisor For For Management -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2021 Between the Company and Huaneng Group 2 Approve Capital Increase of Shengdong For For Management Offshore Wind Power 3 Approve Capital Increase and Share For For Management Expansion of Huaneng Yantai Renewable Energy 4 Approve Provision of Guarantee by For For Management Shandong Company to Its Subsidiary 5 Elect Li Haifeng as Director For For Shareholder -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2021 Between the Company and Huaneng Group 2 Approve Capital Increase of Shengdong For For Management Offshore Wind Power 3 Approve Capital Increase and Share For For Management Expansion of Huaneng Yantai Renewable Energy 4 Approve Provision of Guarantee by For For Management Shandong Company to Its Subsidiary 5 Elect Li Haifeng as Director For For Shareholder -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of Board of For For Management Directors 2 Approve Work Report of Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6.01 Approve Issuance of Short-term For For Management Debentures 6.02 Approve Issuance of Super Short-term For For Management Debentures 6.03 Approve Issuance of Debt Financing For For Management Instruments 7 Approve Grant of General Mandate to For For Management Issue Domestic and/or Overseas Debt Financing Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares 9 Elect Xia Aidong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A113 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of Board of For For Management Directors 2 Approve Work Report of Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6.01 Approve Issuance of Short-term For For Management Debentures 6.02 Approve Issuance of Super Short-term For For Management Debentures 6.03 Approve Issuance of Debt Financing For For Management Instruments 7 Approve Grant of General Mandate to For For Management Issue Domestic and/or Overseas Debt Financing Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or Overseas Listed Foreign Shares 9 Elect Xia Aidong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUANG HSIANG CONSTRUCTION CORP. Ticker: 2545 Security ID: Y3744Z100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect LIAO NIAN JI (Nien-Chi,Liao), a For For Management Representative of HUANG XIANG Investment Co Ltd, with SHAREHOLDER NO. 8, as Non-Independent Director 4.2 Elect LIAO LIN SHU HUA (Shu-Hua,Liao For Against Management Lin), a Representative of HUANG XIANG Investment Co Ltd, with SHAREHOLDER NO. 8, as Non-Independent Director 4.3 Elect ZHANG BING HUANG For Against Management (Ping-Huang,Chang), with SHAREHOLDER NO.618, as Non-Independent Director 4.4 Elect CHEN JIA GEN (Chia-Ken,Chen), For Against Management with SHAREHOLDER NO.11, as Non-Independent Director 4.5 Elect LIAO YU XIANG (Yu-Hsiang,Liao), For For Management with SHAREHOLDER NO.6, as Non-Independent Director 4.6 Elect TSAI CHE HSIUNG For Against Management (Che-Hsiung,Tsai), with ID No. N100574XXX, as Non-Independent Director 4.7 Elect CHENG HUI CHIU (Hui-Chiu,Cheng), For Against Management with SHAREHOLDER NO.18, as Non-Independent Director 4.8 Elect LIAO PEI JU, with SHAREHOLDER NO. For Against Management 7729, as Non-Independent Director 4.9 Elect CHEN SHUN TIEN, with ID No. For Against Management R102555XXX, as Independent Director 4.10 Elect LU ZHEN LONG (Chen-Lung,Lu), For Against Management with ID No. A104503XXX, as Independent Director 4.11 Elect HONG SU JIAO (Su-Chiao, Hung), For Against Management with ID No. Q220250XXX, as Independent Director 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- HUANGSHAN NOVEL CO., LTD. Ticker: 002014 Security ID: Y3740J118 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management 8000 Tons of New Functional Film Materials Project 2 Approve Draft and Summary on Phase 1 For Against Management Employee Share Purchase Plan 3 Approve Management System of Phase 1 For Against Management Employee Share Purchase Plan 4 Approve Authorization of the Board to For Against Management Handle All Matters Related to Phase 1 Employee Share Purchase Plan 5 Approve Draft and Summary of For For Management Performance Share Incentive Plan 6 Approve Methods to Assess the For For Management Performance of Plan Participants 7 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- HUANGSHAN NOVEL CO., LTD. Ticker: 002014 Security ID: Y3740J118 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Use of Funds for Financial For For Management Products 9 Approve Credit Line Application For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Project Investment For For Management -------------------------------------------------------------------------------- HUANGSHAN TOURISM DEVELOPMENT CO., LTD. Ticker: 900942 Security ID: Y37455113 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Jilin as Independent Director For For Management -------------------------------------------------------------------------------- HUANGSHAN TOURISM DEVELOPMENT CO., LTD. Ticker: 900942 Security ID: Y37455105 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Jilin as Independent Director For For Management -------------------------------------------------------------------------------- HUANGSHAN TOURISM DEVELOPMENT CO., LTD. Ticker: 900942 Security ID: Y37455113 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Amend Articles of Association For Against Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8.1 Elect Zhang Dehui as Director For For Management 8.2 Elect Huang Shiwen as Director For For Management 8.3 Elect Tao Ping as Director For For Management 8.4 Elect Pei Bin as Director For For Management 8.5 Elect Sun Jun as Director For For Management 8.6 Elect Jiang Jiti as Director For For Management 9.1 Elect Gao Shunli as Director For For Management 9.2 Elect Wu Jilin as Director For For Management 9.3 Elect Ding Chongyang as Director For For Management 10.1 Elect Fang Weidong as Supervisor For For Management 10.2 Elect Xu Fei as Supervisor For For Management -------------------------------------------------------------------------------- HUANGSHAN TOURISM DEVELOPMENT CO., LTD. Ticker: 900942 Security ID: Y37455105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Amend Articles of Association For Against Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8.1 Elect Zhang Dehui as Director For For Management 8.2 Elect Huang Shiwen as Director For For Management 8.3 Elect Tao Ping as Director For For Management 8.4 Elect Pei Bin as Director For For Management 8.5 Elect Sun Jun as Director For For Management 8.6 Elect Jiang Jiti as Director For For Management 9.1 Elect Gao Shunli as Director For For Management 9.2 Elect Wu Jilin as Director For For Management 9.3 Elect Ding Chongyang as Director For For Management 10.1 Elect Fang Weidong as Supervisor For For Management 10.2 Elect Xu Fei as Supervisor For For Management -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines and Guarantee Matters 2 Approve Additional Related Party For For Management Transactions 3 Approve Forward Foreign Exchange For For Management Settlement and Sale Business and RMB-to-Forex Option Portfolio -------------------------------------------------------------------------------- HUAPONT LIFE SCIENCES CO., LTD. Ticker: 002004 Security ID: Y15896114 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- HUAREN PHARMACEUTICAL CO., LTD. Ticker: 300110 Security ID: Y7163A108 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Xiaodong as Non-independent For For Shareholder Director 1.2 Elect Li Yang as Non-independent For For Shareholder Director 1.3 Elect Zhang Xuan as Non-independent For For Shareholder Director 1.4 Elect Zhu Xu as Non-independent For For Shareholder Director 1.5 Elect Wan Hongchun as Non-independent For For Shareholder Director 1.6 Elect Ji Xiangdong as Non-independent For For Shareholder Director 2.1 Elect Feng Genfu as Independent For For Shareholder Director 2.2 Elect Zhang Tianxi as Independent For For Shareholder Director 2.3 Elect He Dalin as Independent Director For For Shareholder 3.1 Elect Qiang Li as Supervisor For For Shareholder 3.2 Elect Liang Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUAREN PHARMACEUTICAL CO., LTD. Ticker: 300110 Security ID: Y7163A116 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Comprehensive For For Management Credit Line and Provision of Guarantees -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ke Xiang as Director For For Shareholder 2 Approve General Mandate for the For For Management Domestic and Foreign Debt Financing Instruments 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Restricted Share Incentive For For Management Scheme of A Shares (Draft) and Its Summary 5 Approve Administrative Measures for For For Management the Restricted Share Incentive Scheme of A Shares 6 Approve Administrative Measures for For For Management the Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares 7 Authorize Board to Handle All Matters For For Management in Relation to the Restricted Share Incentive Scheme of A Shares -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ke Xiang as Director For For Shareholder 2 Approve General Mandate for the For For Management Domestic and Foreign Debt Financing Instruments 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Approve Restricted Share Incentive For For Management Scheme of A Shares (Draft) and Its Summary 5 Approve Administrative Measures for For For Management the Restricted Share Incentive Scheme of A Shares 6 Approve Administrative Measures for For For Management the Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares 7 Authorize Board to Handle All Matters For For Management in Relation to the Restricted Share Incentive Scheme of A Shares -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426114 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve Estimated Investment Amount For For Management for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Au King-chi as Director For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve Estimated Investment Amount For For Management for Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor For For Management for Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Au King-chi as Director For For Management -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- HUATIAN HOTEL GROUP CO. LTD. Ticker: 000428 Security ID: Y3767W109 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Related Party Transaction in For For Management Connection to Adjustment on Financial Assistance Provision Plan 5 Approve Related Party Transaction in For For Management Connection to Application of Bank Credit Lines -------------------------------------------------------------------------------- HUAXI SECURITIES CO., LTD. Ticker: 002926 Security ID: Y374D7102 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Jianxiong as Non-independent For For Management Director 1.2 Elect Yang Jiongyang as For For Management Non-independent Director 1.3 Elect Xiang Lijun as Non-independent For For Management Director 1.4 Elect Peng Zhengrong as For For Management Non-independent Director 2.1 Elect Zhang Qiaoyun as Independent For For Management Director 2.2 Elect Cai Chun as Independent Director For For Management 2.3 Elect Zeng Zhiyuan as Independent For For Management Director 2.4 Elect Li Ping as Independent Director For For Management 2.5 Elect Qian Kuo as Independent Director For For Management 3.1 Elect Pang Xiaolong as Supervisor For For Management 3.2 Elect Zhao Mingchuan as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUAXI SECURITIES CO., LTD. Ticker: 002926 Security ID: Y374D7102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Performance, Performance For For Management Appraisal and Remuneration of Directors 8 Approve Performance, Performance For For Management Appraisal and Remuneration of Supervisors 9 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Core For For Management Employee Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Core Employee Share Purchase Plan 3.1 Elect Karen Tan as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469114 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Core For For Management Employee Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Core Employee Share Purchase Plan 3.1 Elect Karen Tan as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Huangshi For For Management Huaxin Green Building Materials Industrial Park Project -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469114 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction of Huangshi For For Management Huaxin Green Building Materials Industrial Park Project -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Amendments to Articles of For For Management Association 7.1 Elect Xu Yongmo as Director For For Management 7.2 Elect Li Yeqing as Director For For Management 7.3 Elect Liu Fengshan as Director For For Management 7.4 Elect Geraldine Picaud as Director For For Management 7.5 Elect Luo Zhiguang as Director For For Management 7.6 Elect Chen Tinghui as Director For For Management 8.1 Elect Huang Guanqiu as Director For For Management 8.2 Elect Zhang Jiping as Director For For Management 8.3 Elect Jiang Hong as Director For For Management 9.1 Elect Peng Qingyu as Supervisor For For Management 9.2 Elect Zhang Lin as Supervisor For For Management 9.3 Elect Yang Xiaobing as Supervisor For For Management -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469114 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Amendments to Articles of For For Management Association 7.1 Elect Xu Yongmo as Director For For Management 7.2 Elect Li Yeqing as Director For For Management 7.3 Elect Liu Fengshan as Director For For Management 7.4 Elect Geraldine Picaud as Director For For Management 7.5 Elect Luo Zhiguang as Director For For Management 7.6 Elect Chen Tinghui as Director For For Management 8.1 Elect Huang Guanqiu as Director For For Management 8.2 Elect Zhang Jiping as Director For For Management 8.3 Elect Jiang Hong as Director For For Management 9.1 Elect Peng Qingyu as Supervisor For For Management 9.2 Elect Zhang Lin as Supervisor For For Management 9.3 Elect Yang Xiaobing as Supervisor For For Management -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469106 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- HUAXIN CEMENT CO., LTD. Ticker: 900933 Security ID: Y37469114 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Corporate Bond Issuance For For Management 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- HUAXUN FANGZHOU CO., LTD. Ticker: 000687 Security ID: Y3120D103 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Dividends 5 Approve Financial Statements For Did Not Vote Management 6 Approve Allowance of Independent For Did Not Vote Management Directors 7 Approve Remuneration of For Did Not Vote Management Non-Independent Directors and Senior Management Members 8 Approve Remuneration of Supervisors For Did Not Vote Management 9 Approve Provision for Asset Impairment For Did Not Vote Management 10 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- HUAXUN FANGZHOU CO., LTD. Ticker: 000687 Security ID: Y3120D103 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tang An as Independent Director For For Management 1.2 Elect Hu Mou as Independent Director For For Management 1.3 Elect Zhang Bo as Independent Director For For Management 2.1 Elect Liu Dingguo as Non-Independent For For Shareholder Director 2.2 Elect Dai Yan as Non-Independent For For Management Director 3.1 Elect Zhang Weibo as Supervisor For For Shareholder 3.2 Elect Guo Zenghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Hiring of China Securities Co. For For Management , Ltd. to Provide Sponsorship Related Services on Company's Plan for Issuance of Shares to Specific Targets 2 Approve Hiring of Hylands Law Firm to For For Management Provide Legal Services on Company's Plan for Issuance of Shares to Specific Targets 3 Approve Hiring of Da Hua CPAs (Special For For Management General Partnership) to Provide Audit-Related Services on Company's Plan for Issuance of Shares to Specific Targets -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhongjun as Non-Independent For For Management Director 1.2 Elect Wang Zhonglei as Non-Independent For For Management Director 1.3 Elect Ding Qi as Non-Independent For For Management Director 1.4 Elect Liu Xiaomei as Non-Independent For For Management Director 1.5 Elect Wang Fuye as Non-Independent For For Management Director 1.6 Elect Gao Hui as Non-Independent For For Management Director 2.1 Elect Sheng Xitai as Independent For For Management Director 2.2 Elect Wang Chaoqun as Independent For For Management Director 2.3 Elect Gao Haijiang as Independent For For Management Director 3.1 Elect Wu Ying as Supervisor For For Management 3.2 Elect Xue Guizhi as Supervisor For For Management 4 Approve Overseas Loan Application of For For Management Wholly-owned Subsidiary and Provision of Guarantee -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Supplementary For For Management Guarantee -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Usage of For For Management Previously Raised Funds 2 Approve Financing Cooperation and For For Management Guarantee Plan -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: NOV 04, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Supplementary For For Management Guarantee for the Company -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Loan Extension For For Management and Provision of Supplementary Guarantee -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 The Impact of the Matters Involved in For For Management the Qualified Opinion of the Audit Report has been Eliminated 2 Approve Correction in Prior Accounting For For Management Errors 3 Approve Verification Report on For For Management Non-recurring Profit and Loss 4.1 Approve Share Type and Par Value For For Management 4.2 Approve Issue Manner and Issue Time For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Pricing Basis and Issue Price For For Management 4.5 Approve Issue Amount For For Management 4.6 Approve Lock-up Period For For Management 4.7 Approve Listing Exchange For For Management 4.8 Approve Amount and Use of Proceeds For For Management 4.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.10 Approve Resolution Validity Period For For Management 5 Approve Share Issuance (2nd Revised For For Management Draft) 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application to Adjust the For For Management Maturity Date of Bank Loans -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Supplementary For For Management Guarantee for the Company -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Transfer and For For Management Repurchase of Equity Income Rights of Associate Companies and Extension of Guarantee Period -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisor 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve to Appoint Auditor For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Share Issuance 13 Approve Uncovered Losses Reach For For Management One-third of the Total Paid-in Share Capital 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 16 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 18 Amend Working System for Independent For Against Management Directors 19 Amend Related Party Transaction For Against Management Management System 20 Amend Management System of Raised Funds For Against Management 21 Amend External Guarantee Management For Against Management System -------------------------------------------------------------------------------- HUAYI BROTHERS MEDIA CORP. Ticker: 300027 Security ID: Y3743R109 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Line and Provision of Guarantee -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Chen Hong as Director For For Shareholder 15.2 Elect Wang Xiaoqiu as Director For For Shareholder 15.3 Elect Zhang Haitao as Director For For Shareholder 15.4 Elect Zhang Weijiong as Director For For Shareholder 15.5 Elect Yin Yande as Director For For Shareholder 16.1 Elect Yu Zhuoping as Director For For Shareholder 16.2 Elect Rui Mingjie as Director For For Shareholder 16.3 Elect Lyu Qiuping as Director For For Shareholder 17.1 Elect Zhou Langhui as Supervisor For For Shareholder 17.2 Elect Zhuang Jingxiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUAYUAN PROPERTY CO., LTD. Ticker: 600743 Security ID: Y3747F101 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Lebin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- HUAYUAN PROPERTY CO., LTD. Ticker: 600743 Security ID: Y3747F101 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financing For For Management Guarantee for the Company 2 Approve Provision of Working Capital For For Management for the Company -------------------------------------------------------------------------------- HUAYUAN PROPERTY CO., LTD. Ticker: 600743 Security ID: Y3747F101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and Audit For For Management Report 4 Approve Profit Distribution For For Management 5 Approve Investment Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Financing For Against Management Guarantee 9 Approve Asset Mortgage For Against Management 10 Management System for Incentive Funds For For Management 11 Approve Social Donation For For Management 12.1 Elect Wang Lebin as Director For For Management 12.2 Elect Yang Yunyan as Director For For Management 12.3 Elect Xu Ji as Director For For Management 12.4 Elect Zhang Weixin as Director For For Management 12.5 Elect Li Ran as Director For For Management 12.6 Elect Li Xuejiang as Director For For Management 13.1 Elect Yao Ning as Director For For Management 13.2 Elect Wu Xibin as Director For For Management 13.3 Elect Huang Yu as Director For For Management 14.1 Elect Liu Xiaoning as Supervisor For For Management 14.2 Elect Yang Lin as Supervisor For For Management 14.3 Elect Gao Haiying as Supervisor For For Management -------------------------------------------------------------------------------- HUAYUAN PROPERTY CO., LTD. Ticker: 600743 Security ID: Y3747F101 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees by For For Management Beijing Huayuan Group Co., Ltd. -------------------------------------------------------------------------------- HUAZHU GROUP LIMITED Ticker: 1179 Security ID: 44332N106 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 2 Amend Articles of Association For For Management 3 Elect Lei Cao and Theng Fong Hee as For For Management Directors 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HUAZHU GROUP LIMITED Ticker: 1179 Security ID: G46587104 Meeting Date: DEC 23, 2020 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 2 Amend Articles of Association For For Management 3 Elect Lei Cao and Theng Fong Hee as For For Management Directors 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HUAZHU GROUP LIMITED Ticker: 1179 Security ID: G46587104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve f Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 2 Approve Share Sub-Division For For Management 3 Amend Articles of Association For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HUAZHU GROUP LIMITED Ticker: 1179 Security ID: 44332N106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 2 Approve Share Sub-Division For For Management 3 Amend Articles of Association For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD. Ticker: 000627 Security ID: Y3746X103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Payment of Audit Fees of For For Management Financial Auditor and Internal Control Auditor 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HUBEI BROADCASTING & TELEVISION INFORMATION NETWORK CO., LTD. Ticker: 000665 Security ID: Y9716F105 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Lock-Up Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Share Subscription For For Management Agreement 7 Approve Signing of Conditional For For Management Subscription Agreement 8 Approve Signing of Asset Transfer For For Management Agreement 9 Approve Shareholder Return Plan For For Management 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Elect Yan Haoyu as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- HUBEI BROADCASTING & TELEVISION INFORMATION NETWORK CO., LTD. Ticker: 000665 Security ID: Y9716F105 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Auditor and Internal For For Management Control Auditor 2 Approve Participation in Public For For Management Bidding of Assets and Related Party Transaction -------------------------------------------------------------------------------- HUBEI BROADCASTING & TELEVISION INFORMATION NETWORK CO., LTD. Ticker: 000665 Security ID: Y9716F105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Application of Bank Credit For For Management Lines 8.1 Approve Related-party Transactions in For For Management Connection to Purchasing of Goods and Renting Houses from Controlling Shareholders and Related Parties 8.2 Approve Related-party Transactions in For For Management Connection to Selling of Goods and Providing Labor Services to Controlling Shareholders and Related Parties 8.3 Approve Transactions with Related For For Management Parties of Wuhan Radio and Television Station 8.4 Approve Transactions with Beijing For For Management Guoan Guangshi Network Co., Ltd. 8.5 Approve Transactions with Other For For Management Related Parties 9 Approve Provision for Impairment of For For Management Goodwill 10 Approve Internal Control For For Management Self-Evaluation Report -------------------------------------------------------------------------------- HUBEI CENTURY NETWORK TECHNOLOGY INC. Ticker: 300494 Security ID: Y374CT105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Amend Articles of Association For For Shareholder 3 Approve Management System of Raised For Against Shareholder Funds 4 Approve Entrusted Financial Management For Against Shareholder System 5.1 Elect Lai Chunlin as Non-Independent For For Shareholder Director 5.2 Elect Liu Shizhi as Non-Independent For For Shareholder Director 5.3 Elect Wang Junfang as Non-Independent For For Shareholder Director 6.1 Elect Tian Ling as Independent Director For For Shareholder 6.2 Elect Mei Youxuan as Independent For For Shareholder Director 7.1 Elect Wu Baoqin as Supervisor For For Shareholder 7.2 Elect Zhang Fang as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUBEI CENTURY NETWORK TECHNOLOGY INC. Ticker: 300494 Security ID: Y374CT105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Purchase of the Excess For For Management Performance Reward for Management Team of the Acquisition Target -------------------------------------------------------------------------------- HUBEI CENTURY NETWORK TECHNOLOGY INC. Ticker: 300494 Security ID: Y374CT105 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period for Share Issuance 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing and to Approve the Evaluation Report 9 Approve Repurchase of Shares For For Management Compensated from Major Asset Restructure and Cash Refund Request -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Financial Service Agreement For For Management 3.1 Elect Wang Chao as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HUBEI CHUTIAN SMART COMMUNICATION CO., LTD. Ticker: 600035 Security ID: Y37478107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- HUBEI DINGLONG CO., LTD. Ticker: 300054 Security ID: Y3745B102 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- HUBEI DINGLONG CO., LTD. Ticker: 300054 Security ID: Y3745B102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Financial Assistance Provision For Against Management 8 Approve Provision of Stock Financial For Against Management Assistance 9 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 10 Approve Comprehensive Credit Line For For Management Application and Guarantee 11 Approve Amendments to Articles of For For Management Association 12 Amend and Formulation of Corporate For Against Management Governance Related Systems 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14.1 Elect Yang Pingcai as Director For For Management 15.1 Elect Wang Xiongyuan as Director For For Management -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Chengjun as Non-independent For For Shareholder Director 1.2 Elect Wang Zhicheng as Non-independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association 3 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Financial Services Agreement For For Management 10 Approve Deposit and Loan Related For For Management Transaction 11 Approve Shareholder Return Plan For For Management 12 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HUBEI ENERGY GROUP CO., LTD. Ticker: 000883 Security ID: Y3747A102 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Construction of For For Management Xiangyang (Yicheng) Thermal Power Project 2 Approve Signing of Purchase Order For For Management Contract for the Main Equipment of the Xiangyang Yicheng Thermal Power Project -------------------------------------------------------------------------------- HUBEI FEILIHUA QUARTZ GLASS CO., LTD. Ticker: 300395 Security ID: Y374C6105 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Related For For Management Party Transaction -------------------------------------------------------------------------------- HUBEI FEILIHUA QUARTZ GLASS CO., LTD. Ticker: 300395 Security ID: Y374C6105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- HUBEI FUXING SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000926 Security ID: Y3747K100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Financial and For For Management Internal Control Auditor 6 Approve Authorization of Chairman to For For Management Handle All Related Matters Regarding Land Bidding 7 Approve Provision of Guarantee For For Management 8 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- HUBEI JIUZHIYANG INFRARED SYSTEM CO., LTD. Ticker: 300516 Security ID: Y374D0107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Use of Idle Own Funds for Cash For For Management Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Amend Working System for Independent For For Management Directors 13 Amend Related Party Transaction For For Management Decision-making System 14 Amend Management System of Raised Funds For For Management 15 Approve to Appoint Auditor For For Management 16 Elect Guo Liangxian as Supervisor For For Shareholder 17 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- HUBEI JUMPCAN PHARMACEUTICAL CO., LTD. Ticker: 600566 Security ID: Y3120L105 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUBEI JUMPCAN PHARMACEUTICAL CO., LTD. Ticker: 600566 Security ID: Y3120L105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For Against Management Supervisors 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUBEI KAILE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600260 Security ID: Y3746Q108 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve External Guarantee Provision For Against Management Plan 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Termination and Completion of For For Management Partial Raised Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Zhu Dixiong as Non-Independent For For Management Director 11.2 Elect Zhu Junlin as Non-Independent For For Management Director 11.3 Elect Ma Shengjun as Non-Independent For For Management Director 11.4 Elect Zou Zuxue as Non-Independent For For Management Director 11.5 Elect Yang Kehua as Non-Independent For For Management Director 11.6 Elect Huang Zhongbing as For For Management Non-Independent Director 11.7 Elect Duan Heping as Non-Independent For For Management Director 11.8 Elect Wang Jixiao as Non-Independent For For Management Director 11.9 Elect Han Ping as Non-Independent For For Management Director 11.10 Elect Zhang Yongjun as Non-Independent For For Management Director 12.1 Elect Mao Chuanjin as Independent For For Management Director 12.2 Elect Zhang Fenqin as Independent For For Management Director 12.3 Elect Hu Zhenhong as Independent For For Management Director 12.4 Elect Hu Wei as Independent Director For For Management 12.5 Elect Wang Ping as Independent Director For For Management 13.1 Elect Sang Yan as Supervisor For For Shareholder 13.2 Elect Wan Zhijun as Supervisor For For Shareholder 13.3 Elect Liu Yanfa as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUBEI KAILE SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600260 Security ID: Y3746Q108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve External Guarantee Provision For Against Management Plan 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Shareholder Return Plan For For Management 10 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- HUBEI MAILYARD SHARE CO., LTD. Ticker: 600107 Security ID: Y3746R106 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Assets For For Management 2 Approve Equity Acquisition For For Shareholder -------------------------------------------------------------------------------- HUBEI MAILYARD SHARE CO., LTD. Ticker: 600107 Security ID: Y3746R106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve 2020 and 2021 Daily Related For For Management Party Transactions 8 Approve Related Party Transactions For For Management 9 Approve Internal Control Evaluation For For Management Report 10 Approve Use of Own Funds to Purchase For For Management Financial Products 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- HUBEI XINGFA CHEMICALS GROUP CO., LTD. Ticker: 600141 Security ID: Y3747R105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUBEI XINGFA CHEMICALS GROUP CO., LTD. Ticker: 600141 Security ID: Y3747R105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Allowance of Directors For For Management 6 Approve Allowance of Supervisors For For Management 7 Approve Profit Distribution For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantees For Against Management 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Amend Articles of Association For For Management 12 Amend Working System for Independent For For Management Directors 13 Approve Daily Related Party For For Management Transactions 14.1 Elect Li Guozhang as Director For For Management 14.2 Elect Shu Long as Director For For Management 14.3 Elect Yi Xingguo as Director For For Management 14.4 Elect Yuan Bing as Director For For Management 14.5 Elect Wang Jie as Director For For Management 14.6 Elect Cheng Yali as Director For For Management 14.7 Elect Hu Kunyi as Director For For Management 14.8 Elect Zhang Xiaoyan as Director For For Management 14.9 Elect Miao Xiangshui as Director For For Management 14.10 Elect Cui Daqiao as Director For For Management 14.11 Elect Li Zhonghua as Director For For Management 14.12 Elect Cao Xianjun as Director For For Management 14.13 Elect Jiang Chunqian as Director For For Management 15.1 Elect Wang Xiangsen as Supervisor For For Shareholder 15.2 Elect Chen Fang as Supervisor For For Shareholder 15.3 Elect Gong Jun as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUDACO INDUSTRIES LTD. Ticker: HDC Security ID: S36300101 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Stephen Connelly as Director For For Management 1.2 Re-elect Daisy Naidoo as Director For For Management 1.3 Re-elect Louis Meiring as Director For For Management 2 Reappoint BDO South Africa For For Management Incorporated as Auditors of the Company and Appoint Vianca Pretorius as the Individual Registered Auditor 3.1 Re-elect Daisy Naidoo as Member of the For For Management Audit and Risk Management Committee 3.2 Re-elect Nyami Mandindi as Member of For For Management the Audit and Risk Management Committee 3.3 Re-elect Mark Thompson as Member of For For Management the Audit and Risk Management Committee 1 Approve Non-executive Directors' For For Management Remuneration 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 2 Approve Financial Assistance to For For Management Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Board to Issue Authorised For For Management but Unissued Ordinary Shares 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Approve Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Financial Derivatives For For Management Investment Business 3 Approve Use of Idle Own Funds to For For Management Purchase Bank Financial Products 4 Approve Supplement Working Capital For For Management with Liquid Funds -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For Did Not Vote Management Cash Management 2 Approve Financial Derivatives For Did Not Vote Management Investment Business 3 Approve Use of Idle Own Funds to For Did Not Vote Management Purchase Bank Financial Products 4 Approve Supplement Working Capital For Did Not Vote Management with Liquid Funds -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect TAN CHOON LIM as Director For For Shareholder 1.2 Elect Jiang Jie as Director For For Shareholder 1.3 Elect Li Bingbing as Director For For Shareholder 1.4 Elect Wu Lichong as Director For For Shareholder 1.5 Elect Yang Zhichao as Director For For Shareholder 1.6 Elect Gao Dapeng as Director For For Shareholder 2.1 Elect Xiong Mingliang as Director For For Shareholder 2.2 Elect Luo Zhongliang as Director For For Shareholder 2.3 Elect Xu Huanru as Director For For Shareholder 3.1 Elect Luo Shihong as Supervisor For For Shareholder 3.2 Elect Xia Zhiwu as Supervisor For For Shareholder 4 Approve Remuneration of Directors and For For Management Supervisors 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 7 Amend Working System for Independent For Against Management Directors 8 Amend Management System for Providing For Against Management External Guarantees 9 Amend Management System for Providing For Against Management External Investments 10 Amend System to Prevent Controlling For Against Management Shareholders and Related Parties from Occupying Company Funds 11 Amend the Implementation Rules for For Against Management Online Voting of the Shareholders General Meeting 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Related-party Transaction For Against Management Management System 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- HUIZHOU DESAY SV AUTOMOTIVE CO., LTD. Ticker: 002920 Security ID: Y374EM108 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect TAN CHOON LIM as Director For Did Not Vote Shareholder 1.2 Elect Jiang Jie as Director For Did Not Vote Shareholder 1.3 Elect Li Bingbing as Director For Did Not Vote Shareholder 1.4 Elect Wu Lichong as Director For Did Not Vote Shareholder 1.5 Elect Yang Zhichao as Director For Did Not Vote Shareholder 1.6 Elect Gao Dapeng as Director For Did Not Vote Shareholder 2.1 Elect Xiong Mingliang as Director For Did Not Vote Shareholder 2.2 Elect Luo Zhongliang as Director For Did Not Vote Shareholder 2.3 Elect Xu Huanru as Director For Did Not Vote Shareholder 3.1 Elect Luo Shihong as Supervisor For Did Not Vote Shareholder 3.2 Elect Xia Zhiwu as Supervisor For Did Not Vote Shareholder 4 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 5 Approve Amendments to Articles of For Did Not Vote Management Association 6 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 7 Amend Working System for Independent For Did Not Vote Management Directors 8 Amend Management System for Providing For Did Not Vote Management External Guarantees 9 Amend Management System for Providing For Did Not Vote Management External Investments 10 Amend System to Prevent Controlling For Did Not Vote Management Shareholders and Related Parties from Occupying Company Funds 11 Amend the Implementation Rules for For Did Not Vote Management Online Voting of the Shareholders General Meeting 12 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 13 Amend Related-party Transaction For Did Not Vote Management Management System 14 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 15 Amend Management System of Raised Funds For Did Not Vote Management -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line of Subsidiary and For For Management Company's Provision of Guarantee 2 Approve Merger and Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Related-Party Transaction For Against Management Management System 6 Amend Management System of Raised Funds For Against Management 7 Amend Management System for Providing For Against Management External Guarantees 8 Amend Working System for Independent For Against Management Directors 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Audit Report For For Management 4 Approve External Guarantee For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee for For For Management Jiangsu Kaier Biometrics Technology Co. , Ltd. 8 Approve Provision of Guarantee for For For Management Dongguan Hezhong Thermal Technology Co. , Ltd. 9 Approve Provision of Guarantee for For For Management Suzhou Shuobeide Communication Technology Co., Ltd. 10 Approve to Appoint Auditor For For Management 11 Approve Remuneration Plan of Directors For For Management 12 Approve Report of the Board of For For Management Supervisors 13 Approve Remuneration Plan of For For Management Supervisors 14 Approve Report on the Deposit and For For Management Usage of Raised Funds 15 Elect Chen Rongsheng as Independent For For Management Director -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Application of Credit Lines For For Management and Provision of Guarantees by Related Party 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HUIZHOU SPEED WIRELESS TECHNOLOGY CO., LTD. Ticker: 300322 Security ID: Y3736D109 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Receive Guarantees from Related Party -------------------------------------------------------------------------------- HULUDAO ZINC INDUSTRY CO., LTD. Ticker: 000751 Security ID: Y37615104 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- HULUDAO ZINC INDUSTRY CO., LTD. Ticker: 000751 Security ID: Y37615104 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HULUDAO ZINC INDUSTRY CO., LTD. Ticker: 000751 Security ID: Y37615104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Application of Bank Credit For For Management Lines 8.1 Approve Provision of Joint Liability For For Management Guarantee for Shenzhen Xinda Trading Co., Ltd. 8.2 Approve Provision of Joint Liability For For Management Guarantee for Dalian Xinda Huanqiu Supply Chain Management Co., Ltd. 9 Approve to Appoint Auditor For For Management 10 Approve Adjustment to Allowance of For For Management Independent Directors 11.1 Elect Yu Enyuan as Director For For Shareholder 11.2 Elect Zhang Zhengdong as Director For For Shareholder 11.3 Elect Wang Zhengqiang as Director For For Shareholder 11.4 Elect Jiang Hongbo as Director For For Shareholder 11.5 Elect Wang Yonggang as Director For For Shareholder 11.6 Elect Li Wendi as Director For For Shareholder 12.1 Elect Liu Yan as Director For For Management 12.2 Elect Fan Baoxue as Director For For Management 12.3 Elect Yang Wentian as Director For For Management 13.1 Elect Shi Yanliang as Supervisor For For Shareholder 13.2 Elect Bai Jie as Supervisor For For Shareholder 13.3 Elect Sun Bo as Supervisor For For Shareholder -------------------------------------------------------------------------------- HUMAN SOFT HOLDING CO. KSCC Ticker: HUMANSOFT Security ID: M5299Z107 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Special Report on Violations For For Management and Penalties for FY 2020 5 Approve Corporate Governance Report For Against Management for FY 2020 6 Approve Internal Audit Committee For For Management Report for FY 2020 7 Approve Discontinuing the Transfer For For Management from Net Income to Legal Reserve for FY 2020 8 Approve Discontinuing the Transfer For For Management from Net Income to Optional Reserve for FY 2020 9 Approve Dividends of KWD 0.400 Per For For Management Share for FY 2020 10 Approve Board and Executive Management For Against Management Remuneration Report for FY 2020 11 Approve Remuneration of Directors of For For Management KWD 200,000 for FY 2020 12 Approve Related Party Transactions for For For Management FY 2020 and FY 2021 13 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 14 Approve Discharge of Directors for FY For For Management 2020 15 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 -------------------------------------------------------------------------------- HUMANWELL HEALTHCARE (GROUP) CO., LTD. Ticker: 600079 Security ID: Y9716L102 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2 Approve Transaction Constitutes as For For Management Related Party Transaction 3.1 Approve Transaction Plan For For Management 3.2 Approve Target Asset For For Management 3.3 Approve Transaction Price For For Management 3.4 Approve Transaction Parties For For Management 3.5 Approve Payment Method For For Management 3.6 Approve Issue Type and Par Value For For Management 3.7 Approve Issue Price and Pricing Basis For For Management 3.8 Approve Issue Scale For For Management 3.9 Approve Listing Location For For Management 3.10 Approve Lock-up Arrangment For For Management 3.11 Approve Attribution of Profit and Loss For For Management During the Transition Period and Distribution Arrangement of Cumulative Earnings 3.12 Approve Resolution Validity Period For For Management 3.13 Approve Raising Supporting Funds For For Management 3.14 Approve Transaction Parties of Raising For For Management Supporting Funds 3.15 Approve Issue Manner of Raising For For Management Supporting Funds 3.16 Approve Issue Type and Par Value of For For Management Raising Supporting Funds 3.17 Approve Pricing Basis and Issue Price For For Management of Raising Supporting Funds 3.18 Approve Issue Scale of Raising For For Management Supporting Funds 3.19 Approve Listing Location of Raising For For Management Supporting Funds 3.20 Approve Lock-up Arrangement of Raising For For Management Supporting Funds 3.21 Approve Usage of Raised Funds For For Management 3.22 Approve Distribution Arrangement of For For Management Cumulative Earnings of Raising Supporting Funds 3.23 Approve Resolution Validity Period of For For Management Raising Supporting Funds 3.24 Approve Performance Commitment and For For Management Compensation Arrangement of Raising Supporting Funds 4 Approve Transaction Does Not For For Management Constitute as Major Asset Restructure and Reorganization and Listing as Required by Measures for the Administration of Major Asset Restructuring of Listed Companies 5 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares as well as Raising Supporting Funds 6 Approve Signing of Agreement of For For Management Issuance of Shares to Purchase Assets and Cash Consideration as Payment 7 Approve Signing of Supplemental For For Management Agreement of Issuance of Shares to Purchase Assets 8 Approve Signing of Profit forecast For For Management Compensation Agreement 9 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 10 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 11 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 15 Approve Fairness and Reasonability For For Management Statement of Pricing Basis of Transaction 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Hiring an Intermediary to For For Management Provide Services for this Transaction 18 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve Authorization of Company's For For Management Management to Handle Matters Related to this Transaction 21 Approve Transaction Does Not For For Management Constitute as Major Adjustment 22 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUMANWELL HEALTHCARE (GROUP) CO., LTD. Ticker: 600079 Security ID: Y9716L102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Shareholder Return Plan For For Management 9 Approve Remuneration of Directors, For For Management Senior Management Members 10 Approve Allowance of Supervisors For For Management 11 Elect Zhou Rui as Independent Director For For Management 12 Approve Provision of Guarantee for For For Management Subsidiary 13 Approve Provision of Related Guarantee For For Management for Subsidiary -------------------------------------------------------------------------------- HUNAN AIHUA GROUP CO., LTD. Ticker: 603989 Security ID: Y3761D107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 8 Approve Related Party Transaction For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve to Appoint Auditor For For Management 11 Approve Change in Registered Capital For Against Management and Amend Articles of Association 12 Approve Use of Idle Raised Funds to For For Management Purchase Financial Products 13 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 14 Elect Chen Chen as Non-independent For For Management Director -------------------------------------------------------------------------------- HUNAN CORUN NEW ENERGY CO., LTD. Ticker: 600478 Security ID: Y1295J103 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Zhong Faping as Non-independent For For Management Director 2.2 Elect Liu Caiyun as Non-independent For For Management Director 2.3 Elect Yu Wei as Non-independent For For Management Director 2.4 Elect Pan Lixian as Non-independent For For Management Director 3.1 Elect Fu Yuwu as Independent Director For For Management 3.2 Elect Zhang Taowei as Independent For For Management Director 3.3 Elect Jiang Weiping as Independent For For Management Director 4.1 Elect Yin Zhifeng as Supervisor For For Management 4.2 Elect Peng Jiahu as Supervisor For For Management -------------------------------------------------------------------------------- HUNAN CORUN NEW ENERGY CO., LTD. Ticker: 600478 Security ID: Y1295J103 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters of the Stock Option Scheme -------------------------------------------------------------------------------- HUNAN CORUN NEW ENERGY CO., LTD. Ticker: 600478 Security ID: Y1295J103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Duty Performance Report of For For Management Audit Committee 4 Approve Report of the Independent For For Management Directors 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Annual Report and Summary For For Management 7 Approve Financial Statements For For Management 8 Approve Profit Distribution For For Management 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Termination of Raised Funds For For Management Projects and Use Remaining Raised Funds to Replenish Working Capital 11 Approve Credit Line Application For For Management 12 Approve Guarantee Provision Plan For Against Management 13 Approve Appointments of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HUNAN DAKANG INTERNATIONAL FOOD & AGRICULTURE CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, For For Management Securities Abbreviation and Amend Articles of Association 2 Approve Change of Registered Address For For Management and Amend Articles of Association 3 Approve Related Party Transaction in For For Management Connection to Cooperation with Related Parties and Professional Investment Institutions to Establish Industrial Funds -------------------------------------------------------------------------------- HUNAN ER-KANG PHARMACEUTICAL CO., LTD. Ticker: 300267 Security ID: Y37602102 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- HUNAN ER-KANG PHARMACEUTICAL CO., LTD. Ticker: 300267 Security ID: Y37602102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- HUNAN ER-KANG PHARMACEUTICAL CO., LTD. Ticker: 300267 Security ID: Y37602102 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For Against Management 3 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- HUNAN ER-KANG PHARMACEUTICAL CO., LTD. Ticker: 300267 Security ID: Y37602102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Independent For For Management Directors 7 Approve Remuneration of For For Management Non-Independent Directors 8 Approve Remuneration of Supervisors For For Management 9 Elect Peng Qing as Supervisor For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUNAN FRIENDSHIP & APOLLO COMMERCIAL CO., LTD. Ticker: 002277 Security ID: Y3R604106 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- HUNAN FRIENDSHIP & APOLLO COMMERCIAL CO., LTD. Ticker: 002277 Security ID: Y3R604106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control Evaluation For For Management Report 8 Approve to Appoint Auditor For For Management 9.1 Approve Remuneration of Directors For For Management 9.2 Approve Allowance of Independent For For Management Directors 9.3 Approve Remuneration of Supervisors For For Management 10 Approve Change in Registered Address For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Approve Shareholder Return Plan For For Management 14 Elect Xue Hongyuan as Non-independent For For Shareholder Director 15 Elect Jiang Nan as Supervisor For For Shareholder 16.1 Elect Tan Guangjun as Director For For Shareholder 16.2 Elect Hu Xiaolong as Director For For Shareholder -------------------------------------------------------------------------------- HUNAN FRIENDSHIP & APOLLO COMMERCIAL CO., LTD. Ticker: 002277 Security ID: Y3R604106 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Equity Transfer For For Management Agreement Supplementary Agreement -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Xuanxiang as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Xishan as Non-Independent For For Management Director 2 Approve Amendments to Articles of For Against Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve 2020 Investment Plan and 2021 For For Management Investment Plan Arrangement 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Development of Gold Leasing For For Management Business 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Amendments to Articles of For For Management Association 13 Approve Completion of Raised Fund For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 14 Approve Provision for Asset Impairment For For Management and Write-off Asset Losses -------------------------------------------------------------------------------- HUNAN GOLD CORP. LTD. Ticker: 002155 Security ID: Y1328M107 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Xuanxiang as Director For For Shareholder 1.2 Elect Chen Zelyu as Director For For Shareholder 1.3 Elect Li Xishan as Director For For Management 1.4 Elect Li Zhongping as Director For For Management 2.1 Elect Gan Liang as Director For For Management 2.2 Elect Zheng Wusheng as Director For For Management 2.3 Elect Dai Tagen as Director For For Management 3.1 Elect Yin Hao as Supervisor For For Shareholder 3.2 Elect Liu Jinlian as Supervisor For For Shareholder 4 Approve Waiver of Cooperative For For Shareholder Development Entities Opportunities 5 Approve Signing of Industry For For Shareholder Cultivation Agreement -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Ye Xiangwu as Non-Independent For For Management Director 2.2 Elect Zheng Yuqun as Non-Independent For For Management Director 2.3 Elect Xie Shuqing as Non-Independent For For Management Director 2.4 Elect Bi Yuan as Non-Independent For For Management Director 3.1 Elect Huang Liping as Independent For For Management Director 3.2 Elect Liu Runhui as Independent For For Management Director 3.3 Elect Peng Long as Independent Director For For Management 4.1 Elect Teng Xiaoqing as Supervisor For For Management 4.2 Elect Hu Xiongwen as Supervisor For For Management -------------------------------------------------------------------------------- HUNAN JINGFENG PHARMACEUTICAL CO., LTD. Ticker: 000908 Security ID: Y3769F104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- HUNAN MENDALE HOMETEXTILE CO., LTD. Ticker: 002397 Security ID: Y3766Y106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- HUNAN MENDALE HOMETEXTILE CO., LTD. Ticker: 002397 Security ID: Y3766Y106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For For Management 11 Approve Report on the Usage of For For Management Previously Raised Funds (Revised Draft) 12 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 13 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 14 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 15 Approve Draft and Summary of Stock For For Management Options and Performance Share Incentive Plan 16 Approve Methods to Assess the For For Management Performance of Plan Participants 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participate in Establishment For For Management of China Broadcasting Network Co., Ltd. -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the For For Management Establishment of a Company 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Appoint of Internal Control For For Management Auditor -------------------------------------------------------------------------------- HUNAN TV & BROADCAST INTERMEDIARY CO., LTD. Ticker: 000917 Security ID: Y37672105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- HUNAN VALIN STEEL CO., LTD. Ticker: 000932 Security ID: Y3767Q102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-Party For For Management Transactions with Hunan Valin Iron and Steel Group Co., Ltd. 7 Approve Fixed Assets Investment Plan For For Management -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- HUNDSUN TECHNOLOGIES, INC. Ticker: 600570 Security ID: Y3041V109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and Its For For Management Remuneration 8 Approve Related Party Transaction on For For Management Joint Subscription of Nanjing Xingding Equity Investment Partnership (Limited Partnership) -------------------------------------------------------------------------------- HUNG POO REAL ESTATE DEVELOPMENT CO. LTD. Ticker: 2536 Security ID: Y37808105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- HUNG SHENG CONSTRUCTION CO., LTD. Ticker: 2534 Security ID: Y3780S101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve China Power Investment For For Management Financial Co., Ltd. to Handle Deposit, Credit Line and Settlement and Transactions 2 Approve Provision of Entrusted Loan For Against Management and Related Party Transactions 3 Approve Waiver of Pre-emptive Right For For Management 4 Elect Chen Jianguo as Non-Independent For For Management Director -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of a Company For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Provision for Impairment of For For Management Accounts Receivable 3 Approve to Appoint Auditor For For Management 4.1 Elect Cheng Boru as Non-independent For For Management Director 4.2 Elect Chen Laihong as Non-independent For For Management Director -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Mining Rights For For Management Transfer Proceeds 2 Approve Investment in the Construction For For Management of Photovoltaic Power Generation Demonstration Project 3.1 Elect Liu Fenglei as Supervisor For For Management 3.2 Elect Zhang Xiaodong as Supervisor For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Write-off of Fixed Asset For For Management 2 Approve Provision for Impairment of For For Management Fixed Assets 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Impairment of For For Management the Long-term Equity Investment -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Business Plan For For Management 6 Approve Financial Budget For For Management 7 Approve Investment Plan For For Management 8 Approve Investment in Project For For Management 9 Approve Related Party Transaction For For Management 10 Approve Domestic Factoring Business For For Management 11 Approve Related Party Transaction in For For Management Connection to Handling Factoring Business 12 Approve Related Party Transaction in For For Management Connection to Handling Supply Chain Finance Business 13 Approve Related Party Transaction in For For Management Connection to Handling Deposit, Credit, Settlement and Other Businesses 14 Approve Asset Pool Business For For Management 15 Approve Application of Bank Credit For For Management Lines 16 Approve to Accept Loans from Related For Against Management Parties 17 Approve Provision of Guarantee For For Management 18 Elect Zuo Xinci as Non-independent For For Management Director 19 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 20 Approve Amendments to Articles of For For Management Association 21 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- HUOLINHE OPENCUT COAL INDUSTRY CORP. LTD. OF INNER MONGOLIA Ticker: 002128 Security ID: Y3772Z105 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- HUYA, INC. Ticker: HUYA Security ID: 44852D108 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Tsang Wah Kwong For For Management -------------------------------------------------------------------------------- HWA CREATE CORP. LTD. Ticker: 300045 Security ID: Y3793G102 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Xiaoli as Non-Independent For For Management Director 1.2 Elect Wang Qi as Non-Independent For For Management Director 1.3 Elect Xiong Yunhong as Non-Independent For For Management Director 1.4 Elect Wang Wei (General Manager) as For For Management Non-Independent Director 1.5 Elect Wu Guangyue as Non-Independent For For Management Director 1.6 Elect Wang Wei (Chief Financial For For Management Officer) as Non-Independent Director 2.1 Elect Zhang Haiying as Independent For For Management Director 2.2 Elect Li Yan as Independent Director For For Management 2.3 Elect Li Chunsheng as Independent For For Management Director 3.1 Elect Guan Jun as Supervisor For For Management 3.2 Elect Yang Huanling as Supervisor For For Management 3.3 Elect Gao Hong as Supervisor For For Management -------------------------------------------------------------------------------- HWA CREATE CORP. LTD. Ticker: 300045 Security ID: Y3793G102 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Raised Funds Investment For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HWA CREATE CORP. LTD. Ticker: 300045 Security ID: Y3793G102 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HWA CREATE CORP. LTD. Ticker: 300045 Security ID: Y3793G102 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Amend Raised Funds Use and Management For Against Management System -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Bin as Non-Independent For For Management Director 1.2 Elect Zeng Jia as Non-Independent For For Management Director 1.3 Elect Cheng Zhiwei as Non-Independent For For Management Director 1.4 Elect Gou Binhui as Non-Independent For For Management Director 1.5 Elect Wang Kan as Non-Independent For For Management Director 1.6 Elect Wu Jiafu as Non-Independent For For Management Director 2.1 Elect Xu Xiangchun as Independent For For Management Director 2.2 Elect Zhang Peng as Independent For For Management Director 2.3 Elect Liu Ying as Independent Director For For Management 3.1 Elect Qu Jinying as Supervisor For For Management 3.2 Elect Lu Xiaojun as Supervisor For For Management -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Li Yang as Supervisor For For Management -------------------------------------------------------------------------------- HY ENERGY GROUP CO. LTD. Ticker: 600387 Security ID: Y9892J103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee For For Management 7 Approve Credit Line Application For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO., LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Management System of Raised Funds For For Management 7 Amend Information Disclosure For For Management Management System 8 Amend System to Prevent Capital For For Management Occupation by Controlling Shareholders, Actual Controllers and their Related Parties 9 Amend the Directors, Supervisors and For For Management Senior Management Members Holding Company's Shares as well as Its Changes in Management System 10 Amend Management System for External For For Management Investment 11 Approve Completion of Raised Fund For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO., LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee 2 Approve Credit Line Bank Application For For Management and Provision of Mortgage Guarantee -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO., LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Wholly-Owned Subsidiary Asset For For Management Mortgage Bank Loan Application and Provision of Guarantees -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO., LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Investment For For Management Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO., LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- HYBIO PHARMACEUTICAL CO., LTD. Ticker: 300199 Security ID: Y3813D105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Additional Equity Pledge and For For Management Real Estate Mortgage Guarantee 8 Approve Termination of Private For For Management Placement of Shares 9 Approve Change in Usage of the Shares For For Management Repurchased -------------------------------------------------------------------------------- HYGEIA HEALTHCARE HOLDINGS CO., LTD. Ticker: 6078 Security ID: G4712E103 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Cheng Huanhuan as Director For For Management 4 Elect Ren Ai as Director For For Management 5 Elect Zhang Wenshan as Director For For Management 6 Elect Jiang Hui as Director For For Management 7 Elect Zhu Yiwen as Director For For Management 8 Elect Chen Penghui as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 11A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11B Authorize Repurchase of Issued Share For For Management Capital 11C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Amazon For For Management Distribuidora de Medicamentos e Produtos Cosmeticos Ltda. (Amazon) 2 Ratify RSM Brasil Auditores For For Management Independentes S/S as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Amazon For For Management Distribuidora de Medicamentos e Produtos Cosmeticos Ltda. (Amazon) -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 23 For For Management 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Fix Number of Directors at Nine For For Management 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees of the Proposed Slate? 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management and Fiscal Council 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- HYPROP INVESTMENTS LTD. Ticker: HYP Security ID: S3723H102 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Elect Spiro Noussis as Director For For Management 3.1 Re-elect Gavin Tipper as Director For For Management 3.2 Re-elect Zuleka Jasper as Director For For Management 3.3 Re-elect Thabo Mokgatlha as Director For For Management 4.1 Re-elect Thabo Mokgatlha as Chairman For For Management of the Audit and Risk Committee 4.2 Re-elect Gavin Tipper as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Zuleka Jasper as Member of For For Management the Audit and Risk Committee 4.4 Re-elect Stewart Shaw-Taylor as Member For For Management of the Audit and Risk Committee 4.5 Re-elect Annabel Dallamore as Member For For Management of the Audit and Risk Committee 5 Reappoint KPMG Inc as Auditors with For For Management Tracy Middlemiss as the Designated Audit Partner 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Financial Assistance to For For Management Related and Inter-related Parties 3.1 Approve Fees of the Board Chairman For For Management 3.2 Approve Fees of Non-executive Directors For For Management 3.3 Approve Fees of the Audit and Risk For For Management Committee Chairman 3.4 Approve Fees of the Audit and Risk For For Management Committee Members 3.5 Approve Fees of the Remuneration and For For Management Nomination Committee Chairman 3.6 Approve Fees of the Remuneration and For For Management Nomination Committee Members 3.7 Approve Fees of the Social and Ethics For For Management Committee Chairman 3.8 Approve Fees of the Social and Ethics For For Management Committee Members 3.9 Approve Fees of the Investment For For Management Committee Chairman 3.10 Approve Fees of the Investment For For Management Committee Members 4 Amend Memorandum of Incorporation Re: For For Management Settlement of Distributions 5 Amend Memorandum of Incorporation Re: For For Management Default Option under Certain Corporate Actions 6 Amend Memorandum of Incorporation Re: For For Management Exclusion of Foreign Shareholders from Participating in Certain Corporate Actions 7 Amend Memorandum of Incorporation Re: For For Management Share Issuances 10 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Capital Injection and Equity For For Management Transfer Agreement -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Cancellation of Related Party For For Management Transaction -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 2 Amend Articles of Association For Did Not Vote Management 3 Approve Cancellation of Related Party For Did Not Vote Management Transaction -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Partial EMS Business For For Management and Related Assets 2 Elect Yu Ping as Non-Independent For For Management Director -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Capital For For Management Injection 2 Approve Capital Injection and Related For For Management Party Transactions 3 Approve Draft and Summary of Stock For For Management Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees to For For Management Subsidiaries 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HYTERA COMMUNICATIONS CORP. LTD. Ticker: 002583 Security ID: Y3815M103 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on Application of Debt For For Management Financing Issuance to Beijing Financial Assets Exchange -------------------------------------------------------------------------------- HYUNION HOLDING CO., LTD. Ticker: 002537 Security ID: Y71641107 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee and For For Management Additional Scope of Financing Credit Institutions -------------------------------------------------------------------------------- HYUNION HOLDING CO., LTD. Ticker: 002537 Security ID: Y71641107 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Aid After Equity For For Management Transfer -------------------------------------------------------------------------------- HYUNION HOLDING CO., LTD. Ticker: 002537 Security ID: Y71641107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Application of Financing and For For Management Authorization 8 Approve Appointment of Auditor For For Management 9 Approve Adjustment on the Use of For For Management Company's Repurchased Shares and Cancellation of Repurchased Shares 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend Cash Management System For Against Management -------------------------------------------------------------------------------- ICHIA TECHNOLOGIES, INC. Ticker: 2402 Security ID: Y38573104 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- ICICI BANK LIMITED Ticker: 532174 Security ID: Y3860Z132 Meeting Date: AUG 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ICICI BANK LIMITED Ticker: 532174 Security ID: Y3860Z132 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vishakha Mulye as Director For For Management 3 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of Vishakha Mulye as Wholetime Director (Designated as Executive Director) 6 Reelect Girish Chandra Chaturvedi as For For Management Independent Director 7 Approve Reappointment and Remuneration For For Management of Girish Chandra Chaturvedi as Non-Executive (part-time) Chairman 8 Approve Shifting of Registered Office For For Management of the Company and Amend Memorandum of Association -------------------------------------------------------------------------------- ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED Ticker: 540716 Security ID: Y3R55N101 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Alok Kumar Agarwal as Director For For Management 4 Elect Murali Sivaraman as Director For For Management 5 Approve Remuneration Payable to For For Management Bhargav Dasgupta as Managing Director & CEO 6 Approve Remuneration Payable to Alok For For Management Kumar Agarwal as Whole-time Director Designated as Executive Director - Wholesale 7 Approve Remuneration Payable to For For Management Sanjeev Mantri as Whole-time Director Designated as Executive Director - Retail -------------------------------------------------------------------------------- ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED Ticker: 540716 Security ID: Y3R55N101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Alok Kumar Agarwal as Whole-time Director Designated as Executive Director-Wholesale -------------------------------------------------------------------------------- ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED Ticker: 540716 Security ID: Y3R55N101 Meeting Date: FEB 23, 2021 Meeting Type: Court Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED Ticker: 540716 Security ID: Y3R55N101 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Uday Chitale as Director For For Management 2 Reelect Suresh Kumar as Director For For Management 3 Reelect Ved Prakash Chaturvedi as For For Management Director -------------------------------------------------------------------------------- ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED Ticker: 540133 Security ID: Y3R595106 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Sandeep Batra as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Walker Chandiok & Co LLP and BSR & Co. LLP as Joint Statutory Auditors 4 Approve Payment of Remuneration to N. For For Management S. Kannan as Managing Director & Chief Executive Officer 5 Approve Payment of Remuneration to For For Management Puneet Nanda as Wholetime Director, Designated as Deputy Managing Director 6 Reelect M. S. Ramachandran as Director For For Management 7 Approve M. S. Ramachandran to Continue For For Management Office as Independent Director -------------------------------------------------------------------------------- ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED Ticker: 540133 Security ID: Y3R595106 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Other Remuneration Benefits of For For Management M. S. Ramachandran as Non-Executive Independent Director, Chairman -------------------------------------------------------------------------------- ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED Ticker: 540133 Security ID: Y3R595106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Anup Bagchi as Director For For Management 4 Approve Walker Chandiok Co. LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Wilfred John Blackburn as For For Management Director 6 Reelect Dilip Karnik as Director For For Management 7 Approve Dilip Karnik to Continue For For Management Office as Independent Director 8 Approve Payment of Remuneration to N. For For Management S. Kannan as Managing Director & Chief Executive Officer (MD & CEO) 9 Amend ICICI Prudential Life Insurance For Against Management Company Limited - Employees Stock Option Scheme (2005) -------------------------------------------------------------------------------- ICICI SECURITIES LIMITED Ticker: 541179 Security ID: Y3R565125 Meeting Date: AUG 11, 2020 Meeting Type: Annual Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect Pramod Rao as Director For For Management 5 Approve Remuneration Payable to Vijay For For Management Chandok as Managing Director & CEO 6 Approve Remuneration Payable to Ajay For For Management Saraf as Executive Director 7 Approve Increase in Borrowing Limits For For Management 8 Approve Material Related Party For For Management Transaction Limits for Availing Short Term Borrowings by way of Credit Facility from ICICI Bank Limited (Holding Company) 9 Approve Material Related Party For For Management Transactions for Placing of Fixed Deposits with ICICI Bank Limited (Holding Company) -------------------------------------------------------------------------------- ICICI SECURITIES LIMITED Ticker: 541179 Security ID: Y3R565125 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Enhancement of Borrowing Limits For For Management 2 Approve Enhancement of Existing Limit For For Management of Loans, Guarantees and/or Securities in Other Body Corporate -------------------------------------------------------------------------------- IDFC FIRST BANK LIMITED Ticker: 539437 Security ID: Y3R5A4107 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vishal Mahadevia as Director For For Management 3 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Non-Convertible For For Management Debentures/Bonds/Notes/Other Debt Securities on Private Placement Basis 5 Elect Sanjay Kumar as Director For For Management -------------------------------------------------------------------------------- IDFC FIRST BANK LIMITED Ticker: 539437 Security ID: Y3R5A4107 Meeting Date: MAR 21, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- IDFC LIMITED Ticker: 532659 Security ID: Y40805114 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Soumyajit Ghosh as Director For Against Management 3 Elect Ajay Sondhi as Director For For Management 4 Approve Reappointment and Remuneration For Against Management of Sunil Kakar as Managing Director & CEO -------------------------------------------------------------------------------- IEI INTEGRATION CORP. Ticker: 3022 Security ID: Y38586106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- IFCI LIMITED Ticker: 500106 Security ID: Y8743E123 Meeting Date: DEC 22, 2020 Meeting Type: Annual Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Arvind Sahay as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Approve Private Placement of For For Management Unsecured/Secured, Listed/Unlisted, Perpetual/Redeemable, Non-Convertible, Cumulative/Non-Cumulative, Taxable/Tax-Free, Bonds and Other Debentures 5 Elect Madan Mohan Lal Verma as Director For Against Management 6 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 7 Amend Capital Clause of the Articles For For Management of Association -------------------------------------------------------------------------------- IFCI LIMITED Ticker: 500106 Security ID: Y8743E123 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares to For For Management Government of India on Preferential Basis -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Xijun as Independent For For Shareholder Director 2 Approve Report on the Usage of For For Management Previously Raised Funds 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Issue Type and Par Value For For Management 4.2 Approve Issue Manner and Period For For Management 4.3 Approve Issue Price and Pricing Basis For For Management 4.4 Approve Issue Scale and Subscription For For Management Targets 4.5 Approve Restriction Period Arrangement For For Management 4.6 Approve Listing Location For For Management 4.7 Approve Amount and Usage of Raised For For Management Funds 4.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.9 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Signing of Conditional For For Management Subscription Agreement 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- IFLYTEK CO., LTD. Ticker: 002230 Security ID: Y013A6101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Related Party Transaction For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association 12 Approve Completed Raised Fund For For Management Investment Project and Use Its Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- IGB REAL ESTATE INVESTMENT TRUST Ticker: 5227 Security ID: Y3865M102 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Unitholders' For For Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- IGUATEMI EMPRESA DE SHOPPING CENTERS SA Ticker: IGTA3 Security ID: P5352J104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- IGUATEMI EMPRESA DE SHOPPING CENTERS SA Ticker: IGTA3 Security ID: P5352J104 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For Did Not Vote Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Articles For Did Not Vote Management 3 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jill Margaret Watts as Director For For Management 2 Elect Takeshi Saito as Director For For Management 3 Elect Alizakri bin Raja Muhammad Alias For For Management as Director 4 Elect Muthanna bin Abdullah as Director For For Management 5 Elect Ong Ai Lin as Director For For Management 6 Elect Satoshi Tanaka as Director For For Management 7 Approve Directors' Fees and Other For For Management Benefits 8 Approve Directors' Fees and Other For For Management Benefits to Company's Subsidiaries 9 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- IIFL FINANCE LIMITED Ticker: 532636 Security ID: Y3914X109 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Venkataraman Rajamani as For For Management Director 3 Approve Offer or Invitation to For For Management Subscribe to Non-Convertible Debentures on Private Placement Basis 4 Approve Increase in Investment Limits For For Management for Non-Resident Indians and Overseas Citizens of India 5 Approve Payment of Commission to For For Management Non-Executive Directors 6 Approve Material Related Party For Against Management Transactions with Samasta Microfinance Limited 7 Approve Material Related Party For Against Management Transactions with IIFL Facilities Services Limited 8 Approve Material Related Party For Against Management Transactions with IIFL Management Services Limited 9 Approve Material Related Party For Against Management Transactions with IIFL Securities Limited 10 Approve Material Related Party For Against Management Transactions with IIFL Wealth Prime Limited 11 Approve Material Related Party For Against Management Transactions with IIFL Wealth Portfolio Managers Limited 12 Approve Material Related Party For Against Management Transactions with IIFL Investor Advisor and Trustee Services Limited -------------------------------------------------------------------------------- IJM CORPORATION BERHAD Ticker: 3336 Security ID: Y3882M101 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Teck Yuen as Director For For Management 2 Elect Pushpanathan A/L S A Kanagarayar For For Management as Director 3 Elect Lee Chun Fai as Director For For Management 4 Elect Liew Hau Seng as Director For For Management 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits For For Management 8 Approve Directors' Fees and Meeting For For Management Allowance by a Subsidiary 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- IKD CO., LTD. Ticker: 600933 Security ID: Y385H9100 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Controlled Subsidiary -------------------------------------------------------------------------------- IKD CO., LTD. Ticker: 600933 Security ID: Y385H9100 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Company-level For For Management Performance Appraisal of Performance Share Incentive Plan and Stock Option Incentive Plan 2 Approve Adjustment in Methods to For For Management Assess the Performance of Plan Participants of Performance Share Incentive Plan and Stock Option Incentive Plan 3 Approve Completion of Raised Funds For For Shareholder Investment Project and Use of Raised Funds and Interest to Replenish Working Capital 4.1 Elect Yang Nengzhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- IKD CO., LTD. Ticker: 600933 Security ID: Y385H9100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- IMEIK TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 300896 Security ID: Y385KL109 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- IMPALA PLATINUM HOLDINGS LTD. Ticker: IMP Security ID: S37840113 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation For For Management 2 Authorise Specific Repurchase of For For Management Shares from the Odd-lot Holders 1 Authorise Implementation of the For For Management Odd-lot Offer 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- IMPALA PLATINUM HOLDINGS LTD. Ticker: IMP Security ID: S37840113 Meeting Date: OCT 26, 2020 Meeting Type: Annual Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte as Auditors of the For For Management Company 2.1 Re-elect Dawn Earp as Director For For Management 2.2 Re-elect Sydney Mufamadi as Director For For Management 2.3 Re-elect Babalwa Ngonyama as Director For For Management 2.4 Elect Thandi Orleyn as Director For For Management 2.5 Re-elect Preston Speckmann as Director For For Management 2.6 Re-elect Bernard Swanepoel as Director For For Management 3.1 Re-elect Dawn Earp as Member of the For For Management Audit Committee 3.2 Re-elect Peter Davey as Member of the For For Management Audit Committee 3.3 Re-elect Preston Speckmann as Member For For Management of the Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Board to Issue Shares for For For Management Cash 1.1 Approve Fees of the Chairperson of the For For Management Board 1.2 Approve Fees of the Lead Independent For For Management Director 1.3 Approve Fees of the Non-executive For For Management Directors 1.4 Approve Fees of the Audit Committee For For Management Chairperson 1.5 Approve Fees of the Audit Committee For For Management Member 1.6 Approve Fees of the Social, For For Management Transformation and Remuneration Committee Chairperson 1.7 Approve Fees of the Social, For For Management Transformation and Remuneration Committee Member 1.8 Approve Fees of the Nominations, For For Management Governance and Ethics Committee Chairperson 1.9 Approve Fees of the Nominations, For For Management Governance and Ethics Committee Member 1.10 Approve Fees of the Health, Safety, For For Management Environment and Risk Committee Chairperson 1.11 Approve Fees of the Health, Safety, For For Management Environment and Risk Committee Member 1.12 Approve Fees of the Capital Allocation For For Management and Investment Committee Chairperson 1.13 Approve Fees of the Capital Allocation For For Management and Investment Committee Member 1.14 Approve Fees for Ad Hoc Meetings For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation For For Management 5 Authorise Specific Repurchase of For For Management Shares from Gazelle Platinum Limited -------------------------------------------------------------------------------- IMPERIAL LOGISTICS LTD. Ticker: IPL Security ID: S38127122 Meeting Date: NOV 09, 2020 Meeting Type: Annual Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with MLE Tshabalala as the Designated Partner 3.1 Re-elect Peter Cooper as Member of the For For Management Audit and Risk Committee 3.2 Re-elect Graham Dempster as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Bridget Radebe as Member of For For Management the Audit and Risk Committee 3.4 Re-elect Roderick Sparks as Member of For For Management the Audit and Risk Committee 4.1 Re-elect Mohammed Akoojee as Director For For Management 4.2 Re-elect Peter Cooper as Director For For Management 4.3 Re-elect Phumzile Langeni as Director For For Management 5 Approve Remuneration Policy For For Management 6 Approve Implementation of Remuneration For For Management Policy 7.1 Approve Fees of the Chairman For For Management 7.2 Approve Fees of the Deputy Chairman For For Management and Lead Independent Director 7.3 Approve Fees of the Board Member For For Management 7.4 Approve Fees of the Assets and For For Management Liabilities Committee Chairman 7.5 Approve Fees of the Assets and For For Management Liabilities Committee Member 7.6 Approve Fees of the Audit and Risk For For Management Committee Chairman 7.7 Approve Fees of the Audit and Risk For For Management Committee Member 7.8 Approve Fees of the Divisional Board For For Management Chairman 7.9 Approve Fees of the Divisional Board For For Management Member 7.10 Approve Fees of the Divisional Finance For For Management and Risk Committee Chairman 7.11 Approve Fees of the Divisional Finance For For Management and Risk Committee Member 7.12 Approve Fees of the Remuneration For For Management Committee Chairman 7.13 Approve Fees of the Remuneration For For Management Committee Member 7.14 Approve Fees of the Nomination For For Management Committee Chairman 7.15 Approve Fees of the Nomination For For Management Committee Member 7.16 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 7.17 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 8 Authorise Repurchase of Issued Share For For Management Capital 9 Place Authorised but Unissued Shares For For Management under Control of Directors 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 12 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- IMPRO PRECISION INDUSTRIES LTD. Ticker: 1286 Security ID: G4723A108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Wang Hui, Ina as Director For For Management 3A2 Elect Wang Dong as Director For For Management 3A3 Elect Lee Siu Ming as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- INARI AMERTRON BERHAD Ticker: 0166 Security ID: Y3887U108 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Oh Seong Lye as Director For For Management 4 Elect Foo Kok Siew as Director For For Management 5 Elect Lau Kean Cheong as Director For For Management 6 Approve Grant Thornton Malaysia PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Kemala Tengku Hajjah Aishah For For Management Binti Al-Marhum Sultan Haji Ahmad Shah to Continue Office as Independent Non-Executive Director 10 Approve Oh Seong Lye to Continue For For Management Office as Independent Non-Executive Director 11 Approve Foo Kok Siew to Continue For For Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LIMITED Ticker: 535789 Security ID: Y3R12A119 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LIMITED Ticker: 535789 Security ID: Y3R12A119 Meeting Date: SEP 07, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Interim Dividends For For Management 3 Reelect Ajit Kumar Mittal as Director For Against Management 4 Reelect Ashwini Omprakash Kumar as For For Management Director 5 Elect Achuthan Siddharth as Director For For Management 6 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 7 Approve Remuneration of Directors For Against Management -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED Ticker: 532832 Security ID: Y3912A101 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agarwal Prakash & Co, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 2 Approve Creation of Encumbrance by way For For Management of Pledge or Otherwise, on the Shares/Securities held by the Company in its Wholly Owned Subsidiary Indiabulls Infraestate Limited -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED Ticker: 532832 Security ID: Y3912A101 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vishal Damani as Director For For Management 3 Approve Agarwal Prakash & Co, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Redeemable For For Management Non-Convertible Debentures and/or Bonds on Private Placement Basis 5 Approve Shifting of Registered Office For For Management of the Company -------------------------------------------------------------------------------- INDIABULLS VENTURES LIMITED Ticker: 532960 Security ID: Y3912B109 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Two Interim Dividends For For Management 3 Reelect Divyesh Bharatkumar Shah as For Against Management Director 4 Approve Issuance of Equity Shares to For For Management Ribbit Cayman IN Holdings VI, Ltd. on Preferential Basis 5 Approve Issuance of Equity Shares to For For Management NWI Emerging Market Fixed Income Master Fund, Ltd. on Preferential Basis 6 Approve Issuance of Equity Shares to For For Management Inteligo Bank Ltd on Preferential Basis 7 Approve Issuance of Equity Shares to For For Management First Royalty Ventures LLC on Preferential Basis 8 Approve Issuance of Equity Shares to For For Management TIMF Holdings and Think India Opportunities Master Fund LP on Preferential Basis 9 Change Company Name and Amend For For Management Memorandum and Articles of Association 10 Amend Articles of Association - Board For For Management Related 11 Elect Praveen Kumar Tripathi as For For Management Director 12 Elect Narendra Damodar Jadhav as For For Management Director 13 Elect Fantry Mein Jaswal as Director For For Management 14 Approve Appointment and Remuneration For Against Management of Sameer Gehlaut as Whole Time Director & Key Managerial Personnel Designated as Chairman and Chief Executive Officer 15 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- INDIAN BANK Ticker: 532814 Security ID: Y39228112 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- INDIAN BANK Ticker: 532814 Security ID: Y39228112 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appropriation of Accumulated For For Management Losses from Share Premium Account -------------------------------------------------------------------------------- INDIAN BANK Ticker: 532814 Security ID: Y39228112 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- INDIAN HOTELS CO. LTD. Ticker: 500850 Security ID: Y3925F147 Meeting Date: JUL 27, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect N. Chandrasekaran as Director For For Management 5 Elect Nasser Munjee as Director For For Management 6 Elect Hema Ravichandar as Director For For Management 7 Elect Venkataramanan Anantharaman as For For Management Director 8 Reelect Vibha Paul Rishi as Director For For Management -------------------------------------------------------------------------------- INDIAN HOTELS CO. LTD. Ticker: 500850 Security ID: Y3925F147 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Puneet Chhatwal as Director For For Management 5 Approve Payment of Minimum For For Management Remuneration to Puneet Chhatwal as Managing Director & Chief Executive Officer for Financial Year 2020-21 6 Approve Payment of Minimum For Against Management Remuneration to Puneet Chhatwal as Managing Director & Chief Executive Officer in Case of No Profits/Inadequate Profits from April 1, 2021 up to November 5, 2022 7 Approve Remuneration to Non-Executive For For Management Directors -------------------------------------------------------------------------------- INDIAN OIL CORPORATION LIMITED Ticker: 530965 Security ID: Y3925Y112 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect G. K. Satish as Director For Against Management 4 Reelect Gurmeet Singh as Director For Against Management 5 Elect Shrikant Madhav Vaidya as For For Management Director (Refineries), Designated as Chairman and Approve His Appointment as Whole-time Director, Designated as Chairman 6 Elect Lata Usendi as Director For For Management 7 Approve Increase in Borrowing Powers For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- INDIAN RAILWAY CATERING AND TOURISM CORPORATION LIMITED Ticker: 542830 Security ID: Y3R2EY104 Meeting Date: OCT 27, 2020 Meeting Type: Annual Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Rajni Hasija as Director For Against Management 4 Note the Appointment of Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Elect Vinay Srivastava as Director For Against Management 6 Elect Ajit Kumar as Director (Finance) For Against Management -------------------------------------------------------------------------------- INDORAMA VENTURES PUBLIC CO. LTD. Ticker: IVL Security ID: Y39742112 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operational Results None None Management 2 Approve Financial Statements For For Management 3 Approve Dividend Payment For For Management 4.1 Elect Sri Prakash Lohia as Director For For Management 4.2 Elect Aloke Lohia as Director For For Management 4.3 Elect Amit Lohia as Director For For Management 4.4 Elect Russell Leighton Kekuewa as For For Management Director 4.5 Elect Udey Paul Singh Gill as Director For For Management 4.6 Elect Michael George DeSombre as For For Management Director 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- INDRAPRASTHA GAS LIMITED Ticker: 532514 Security ID: Y39881126 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect R. P. Natekar as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect P. K. Gupta as Director For For Management 6 Approve Reappointment and Remuneration For For Management of E. S. Ranganathan as Managing Director on Whole-time Basis 7 Elect Asit Kumar Jana as Director For For Management 8 Approve Appointment and Remuneration For For Management of Asit Kumar Jana as Managing Director on Whole-time Basis 9 Elect Manisha Saxena as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management 11 Ratify Contract for Purchase of APM For For Management Gas for NCT of Delhi as a Material Related Party Transaction 12 Adopt New Memorandum of Association For Against Management and Articles of Association -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021-2023 Capital Planning of For For Management ICBC 2 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds 3 Approve Payment Plan of Remuneration For For Management to Directors for 2019 4 Approve Payment Plan of Remuneration For For Management to Supervisors for 2019 -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021-2023 Capital Planning of For For Management ICBC 2 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds 3 Approve Payment Plan of Remuneration For For Management to Directors for 2019 4 Approve Payment Plan of Remuneration For For Management to Supervisors for 2019 -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Asset Investment Budget For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic External Auditors and Deloitte Touche Tohmatsu as International External Auditor 7 Approve Application for Authorization For For Management Limit for Special Donations for Poverty Alleviation 8 Elect Chen Yifang as Director For For Management 9 Approve Issuance of Eligible Tier 2 For For Management Capital Instruments 10 Approve Extension of Validity Period For For Management of Undated Capital Bonds 11 Approve Donation of Materials for For For Management Epidemic Prevention and Control in 2020 -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Asset Investment Budget For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic External Auditor and Deloitte Touche Tohmatsu as International External Auditor 7 Approve Application for Authorization For For Management Limit for Special Donations for Poverty Alleviation 8 Elect Chen Yifang as Director For For Management 9 Approve Issuance of Eligible Tier 2 For For Management Capital Instruments 10 Approve Extension of Validity Period For For Management of Undated Capital Bonds 11 Approve Donation of Materials for For For Management Epidemic Prevention and Control in 2020 -------------------------------------------------------------------------------- INDUSTRIAL BANK CO., LTD. Ticker: 601166 Security ID: Y3990D100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Issuance of Capital Bond For For Management 7 Approve Issuance of Financial Bond For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Capital Management Planning For For Management 10.1 Approve Related Party Transaction with For For Management The People's Insurance Group of China Co., Ltd and its affiliates 10.2 Approve Related Party Transaction with For For Management Fujian Sunshine Group Co., Ltd and its affiliates 11.1 Elect Lyu Jiajin as Non-Independent For For Shareholder Director 11.2 Elect Chen Yichao as Non-Independent For For Shareholder Director 11.3 Elect Li Zhuyong as Non-Independent For For Shareholder Director 11.4 Elect Xiao Hong as Non-Independent For For Shareholder Director 11.5 Elect Lin Tengjiao as Non-Independent For For Shareholder Director 11.6 Elect Tao Yiping as Non-Independent For For Management Director 11.7 Elect Chen Jinguang as Non-Independent For For Management Director 11.8 Elect Chen Xinjian as Non-Independent For For Management Director 11.9 Elect Sun Xiongpeng as Non-Independent For For Management Director 11.10 Elect Su Xijia as Independent Director For For Management 11.11 Elect Chen Guogang as Independent For For Management Director 11.12 Elect Lin Hua as Independent Director For For Management 11.13 Elect Ben Shenglin as Independent For For Management Director 11.14 Elect Xu Lin as Independent Director For For Management 12.1 Elect He Xudong as Supervisor For For Shareholder 12.2 Elect Paul M.Theil as Supervisor For For Management 12.3 Elect Zhu Qing as Supervisor For For Management 12.4 Elect Xia Dawei as Supervisor For For Management 13 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 14.1 Approve Issue Type For For Management 14.2 Approve Issue Size For For Management 14.3 Approve Par Value and Issue Price For For Management 14.4 Approve Bond Maturity For For Management 14.5 Approve Bond Interest Rate For For Management 14.6 Approve Method and Term for the For For Management Repayment of Interest 14.7 Approve Conversion Period For For Management 14.8 Approve Determination and Adjustment For For Management of Conversion Price 14.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 14.10 Approve Method for Determining the For For Management Number of Shares for Conversion 14.11 Approve Dividend Attribution For For Management 14.12 Approve Terms of Redemption For For Management 14.13 Approve Terms of Sell-Back For For Management 14.14 Approve Issue Manner and Target For For Management Subscribers 14.15 Approve Placing Arrangement for For For Management Original Shareholders 14.16 Approve Matters Relating to Meetings For For Management of Convertible Bond Holders 14.17 Approve Use of Proceeds For For Management 14.18 Approve Guarantee Matter For For Management 14.19 Approve Resolution Validity Period For For Management 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Shareholder Return Plan For For Management 18 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Convertible Bonds 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- INDUSTRIAS BACHOCO SAB DE CV Ticker: BACHOCOB Security ID: P5508Z127 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report Including For For Management Auditor's Opinion and Board's Opinion on CEO's Report 2 Approve Board's Report on Principal For For Management Policies and Accounting Criteria Followed in Preparation of Financial Information 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Report of Audit and Corporate For For Management Practices Committee 5 Present Report on Adherence to Fiscal For For Management Obligations 6 Approve Allocation of Income and Cash For For Management Dividends 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Elect or Ratify Directors and For Against Management Secretary; Verify Independence Classification of Board Members 9 Elect or Ratify Chairman and Members For Against Management of Audit and Corporate Practices Committee 10 Approve Remuneration of Directors, For For Management Board Secretary, and Audit and Corporate Practices Committee Chairman and Members 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INDUSTRIAS PENOLES SAB DE CV Ticker: PE&OLES Security ID: P55409141 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Board's Report For For Management 1.2 Approve CEO's Report and Auditors' For For Management Opinion 1.3 Approve Individual and Consolidated For For Management Financial Statements 1.4 Approve Report on Principal Policies For For Management and Accounting Criteria and Information Followed in Preparation of Financial Information 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 2 Resolutions on Allocation of Income For For Management 3 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4 Elect or Ratify Directors; Verify For Against Management Director's Independence Classification; Approve Their Respective Remuneration 5 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management 1 Amend Articles For Against Management 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INESA INTELLIGENT TECH INC. Ticker: 900901 Security ID: Y7693N125 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Work Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Remuneration of Auditor For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Investment in Bank Financial For For Management Products 10 Approve to Appoint Internal Auditor For For Management -------------------------------------------------------------------------------- INESA INTELLIGENT TECH INC. Ticker: 900901 Security ID: Y7693N117 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Work Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Remuneration of Auditor For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Investment in Bank Financial For For Management Products 10 Approve to Appoint Internal Auditor For For Management -------------------------------------------------------------------------------- INFIBEAM AVENUES LIMITED Ticker: 539807 Security ID: Y408DZ130 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vishwas Patel as Director For Against Management 3 Approve Corporate Guarantee to DRC For Against Management Systems India Limited and Infibeam Digital Entertainment Private Limited -------------------------------------------------------------------------------- INFIBEAM AVENUES LIMITED Ticker: 539807 Security ID: Y408DZ130 Meeting Date: NOV 02, 2020 Meeting Type: Court Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- INFIBEAM AVENUES LIMITED Ticker: 539807 Security ID: Y408DZ130 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification and Increase For For Management in the Authorized Share Capital and Amend Memorandum of Association 2 Approve Issuance of Bonus Shares For For Management 3 Amend Object Clause of Memorandum of For For Management Association 4 Adopt New Articles of Association For Against Management 5 Approve Loans, Guarantees, Security For Against Management and Investments to Infibeam Digital Entertainment Private Limited, a Subsidiary of the Company -------------------------------------------------------------------------------- INFO EDGE (INDIA) LIMITED Ticker: 532777 Security ID: Y40353107 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- INFO EDGE (INDIA) LIMITED Ticker: 532777 Security ID: Y40353107 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Two Interim Dividends For For Management 3 Reelect Chintan Thakkar as Director For For Management 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Payment of Commission to For For Management Non-Executive Directors 6 Approve Reappointment and Remuneration For For Management of Sanjeev Bikhchandani as Executive Vice-Chairman & Whole-time Director 7 Approve Reappointment and Remuneration For For Management of Hitesh Oberoi as Managing Director & Chief Executive Officer 8 Approve Saurabh Srivastava to Continue For For Management Office as Independent Director -------------------------------------------------------------------------------- INFO EDGE (INDIA) LIMITED Ticker: 532777 Security ID: Y40353107 Meeting Date: APR 12, 2021 Meeting Type: Court Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Guarantee Provision For For Management 2 Approve Revision of Performance For For Management Appraisal Index of Stock Option Incentive Plan 3 Approve Stock Option Incentive Plan For For Management and Its Summary 4 Approve Methods to Assess the For For Management Performance of Plan Participants -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Provision of Guarantees For For Management 3 Approve Borrowed Funds from Infore For For Management Holdings Group Co., Ltd. -------------------------------------------------------------------------------- INFORE ENVIRONMENT TECHNOLOGY GROUP CO., LTD. Ticker: 000967 Security ID: Y98909107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Own Funds for Entrusted For For Management Asset Management 10 Approve Provision of Guarantee to For For Management Subsidiary 11 Approve Provision of Credit Guarantee For For Management 12 Approve Bill Pool Business For Against Management 13 Approve Application of Bank Credit For For Management Lines and Authorization of the Chairman of the Board to Sign Credit Line Contract 14 Amend Management System of For Against Management Authorization -------------------------------------------------------------------------------- INFORTREND TECHNOLOGY, INC. Ticker: 2495 Security ID: Y40829106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Cash Distribution from Legal For For Management Reserve 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect SHIH-TUNG LO, with Shareholder For For Management No. 1, as Non-Independent Director 6.2 Elect TSE-HAN LEE, with Shareholder No. For For Management 98, as Non-Independent Director 6.3 Elect LI-WEI CHEN, with ID No. For For Management N120251XXX, as Non-Independent Director 6.4 Elect RUEY-FU HOU, with ID No. For For Management L102861XXX, as Independent Director 6.5 Elect LIANG-YIN CHEN, with ID No. For For Management N121811XXX, as Independent Director 6.6 Elect CHIN-HE CHUNG, with ID No. For For Management J101436XXX, as Independent Director 6.7 Elect GUANG-WEI SUN, with ID No. For For Management F120891XXX, as Independent Director 7 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: Y4082C133 Meeting Date: JUN 19, 2021 Meeting Type: Annual Record Date: JUN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect U.B. Pravin Rao as Director For For Management 4 Approve Buyback of Equity Shares For For Management 5 Reelect Michael Gibbs as Director For For Management 6 Elect Bobby Parikh as Director For For Management 7 Elect Chitra Nayak as Director For For Management 8 Approve Changing the Terms of For For Management Remuneration of U.B. Pravin Rao as Chief Operating Officer and Whole-time Director -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Repurchased For For Management Shares and Consequently Reduction in Variable Portion of Capital 2 Approve Increase in Board Size; Elect For For Management or Ratify Directors, Provisional Directors and Members of Corporate Practices Committee 3 Approve Granting of Powers For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Elect or Ratify Directors, Secretary For For Management (Non-Member), Members and Chairmen of Audit and Corporate Practices Committees; Verify Independence Classification of Directors 5 Approve Remuneration of Directors For Against Management 6 Set Maximum Amount of Share Repurchase For For Management Reserve 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Cancel Registration of Shares in For For Management National Securities Registry and Delisting from Mexican Stock Exchange 2 Approve Tender Offer For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Reduce Investment in For For Management Industrial M&A Funds -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance 2 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Han Taozi as Non-independent For For Management Director 1.2 Elect Xie Wenbin as Non-independent For For Management Director 1.3 Elect Wang Rongjie as Non-independent For For Management Director 1.4 Elect Zhang Yangyu as Non-independent For For Management Director 2.1 Elect Wang Tielin as Independent For For Management Director 2.2 Elect Deng Yanchang as Independent For For Management Director 2.3 Elect Liang Rong as Independent For For Management Director 3 Elect Wang Guangxu as Supervisor For For Management -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dissolution and Liquidation of For For Management Controlled Subsidiary -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity and For For Management External Investment -------------------------------------------------------------------------------- INFUND HOLDING CO., LTD. Ticker: 002141 Security ID: Y4157Q108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Development of Financing For For Management Business 8 Approve Remuneration Assessment Plan For For Management for Directors, Supervisors and Senior Management Members 9 Approve Futures Hedging Business For For Management 10 Approve Forward Foreign Exchange For For Management Transactions 11 Approve Daily Related Party For For Management Transactions 12 Approve Reduction in Investment of For For Management Industry M&A Funds -------------------------------------------------------------------------------- INGENIC SEMICONDUCTOR CO., LTD. Ticker: 300223 Security ID: Y4088K105 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pan Jianyue as Non-Independent For For Shareholder Director 1.2 Elect Xu Wei as Non-Independent For For Shareholder Director 2 Elect Zhou Ning as Independent Director For For Shareholder 3 Elect Chen Datong as Supervisor For For Management 4 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- INGENIC SEMICONDUCTOR CO., LTD. Ticker: 300223 Security ID: Y4088K105 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INGENIC SEMICONDUCTOR CO., LTD. Ticker: 300223 Security ID: Y4088K105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 8 Approve Company's Eligibility for For For Management Share Issuance 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Issue Time For For Management 9.3 Approve Target Subscribers and For For Management Subscription Method 9.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 9.5 Approve Issue Size For For Management 9.6 Approve Lock-up Period For For Management 9.7 Approve Amount and Use of Proceeds For For Management 9.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.9 Approve Listing Exchange For For Management 9.10 Approve Resolution Validity Period For For Management 10 Approve Plan for Issuance of Shares For For Management 11 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Shareholder Return Plan For For Management 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- INKON LIFE TECHNOLOGY CO., LTD. Ticker: 300143 Security ID: Y8153Z103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Uncovered Losses Reach For For Management One-third of the Total Paid-in Share Capital 6 Approve Shareholder Return Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Application of Credit Lines For For Management 10.1 Approve Remuneration of Director and For For Management General Manager Liu Gang 10.2 Approve Remuneration of Director and For For Management Deputy General Manager Peng Wen 10.3 Approve Remuneration of Director Pan For For Management Mianshun 10.4 Approve Allowance of Independent For For Management Director Lu Jun 10.5 Approve Allowance of Independent For For Management Director Liu Xiaolun 10.6 Approve Allowance of Independent For For Management Director Tang Gongyuan 11 Approve Remuneration of Supervisors For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Working System for Independent For Against Management Directors 16 Amend Cash Dividends Management System For Against Management 17 Amend Related Party Transaction For Against Management Management System 18 Approve Postponement of Performance For For Management Commitment of the Equity Acquisition of Sichuan Friendship Hospital Co., Ltd. and Signing of Related Supplementary Agreements 19 Approve Postponement of Performance For For Management Commitment of the Equity Acquisition of Chongqing Huajian Youfang Hospital Co., Ltd. and Signing of Related Supplementary Agreements -------------------------------------------------------------------------------- INMYSHOW DIGITAL TECHNOLOGY (GROUP) CO., LTD. Ticker: 600556 Security ID: Y2930S102 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INMYSHOW DIGITAL TECHNOLOGY (GROUP) CO., LTD. Ticker: 600556 Security ID: Y2930S102 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Investor Protection Work Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Allowance of Directors For For Management 8 Approve Audit Fees For For Management 9 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 10 Approve Related Party Transaction For For Management 11 Approve Report of the Board of For For Management Supervisors 12 Approve Allowance of Supervisor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Non-financial For For Management Corporate Debt Financing Instruments -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Renewal of the Rare Earth Concentrate Related Transaction Agreement 2 Approve Application of Bank Credit For For Management Lines 3 Approve Financial Budget Report For For Management 4.1 Elect Zou Yanchun as Director For For Shareholder 4.2 Elect Xing Liguang as Director For For Shareholder 4.3 Elect Wang Chen as Director For For Shareholder 4.4 Elect Qi Hongtao as Director For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA BAOTOU STEEL UNION CO. LTD. Ticker: 600010 Security ID: Y4084T100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA EERDUOSI RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Election of Members of the For For Management Professional Committee of the Board of Directors 3 Approve Amendments to Articles of For For Management Association 4 Approve Provision of Loan Guarantee For For Management 5 Approve Remuneration of Supervisors For For Management 6.1 Elect Wang Zhen as Non-Independent For For Management Director 6.2 Elect Zhao Kui as Non-Independent For For Management Director 6.3 Elect Zhang Yiling as Non-Independent For For Management Director 6.4 Elect Zhang Xiaohui as Non-Independent For For Management Director 6.5 Elect Li Zhongqiu as Non-Independent For For Management Director 6.6 Elect Guo Sheng as Non-Independent For For Management Director 7.1 Elect Kang Xi as Independent Director For For Management 7.2 Elect Shi Zhe as Independent Director For For Management 7.3 Elect Lu Shuqiong as Independent For For Management Director 8.1 Elect Zhao Yufu as Supervisor For For Management 8.2 Elect Liu Guangjun as Supervisor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA ERDOS RESOURCES CO., LTD. Ticker: 900936 Security ID: Y40841119 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Provision of Guarantee For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Financial Service Agreement For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Elect Wang Zhiliang as Supervisor For For Shareholder -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Working Rules for Independent For For Management Directors 3 Elect Yuan Shihua as Independent For For Management Director -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase of Financial Products 9 Approve Use of Idle Own Funds to For For Management Jointly Invest in Financial Products 10 Approve Daily Related Party For For Management Transactions 11 Approve Provision of Guarantee For For Management 12 Approve Application of Bank Credit For For Management Lines 13 Approve Extension of Raised Funds For For Management Project and Use Remaining Raised Funds to Replenish Working Capital 14 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA FIRST MACHINERY GROUP CO., LTD. Ticker: 600967 Security ID: Y07048104 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Asset Disposal and Cash Subscription 2 Approve Signing of Supplemental For For Management Agreement on Acquisition by Issuance of Shares and Performance Commitment and Compensation Agreement 3 Approve Signing of Supplemental For For Management Agreement to the Share Subscription Agreement -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Hai as Director For For Management 1.2 Elect Yang Donghai as Director For For Management -------------------------------------------------------------------------------- INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD. Ticker: 601216 Security ID: Y40887104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantees For Against Management 9 Approve Investment in Construction of For For Management Green Environmental Protection and Degradable Plastic Recycling Industry Project Phase 1 -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIROMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIRONMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees and For For Management Related Transactions -------------------------------------------------------------------------------- INNER MONGOLIA M-GRASS ECOLOGY & ENVIRONMENT (GROUP) CO., LTD. Ticker: 300355 Security ID: Y4R82M108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Related Party Transactions For For Management 9 Elect Qu Hui as Independent Director For For Management 10 Approve Termination of Private For For Management Placement of Shares and Preference Shares 11 Amend External Investment Management For Against Management Method 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA MENGDIAN HUANENG THERMAL POWER CORP. LTD. Ticker: 600863 Security ID: Y40842109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Issuance of Debt Financing For For Management Products 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ji Xingye as Non-independent For For Shareholder Director 1.2 Elect Ji Xiang as Non-independent For For Shareholder Director 1.3 Elect Dong Yong as Non-independent For For Shareholder Director 1.4 Elect Sun Kai as Non-independent For For Shareholder Director 1.5 Elect Zhang Shucheng as For For Shareholder Non-independent Director 1.6 Elect Zhang Xudong as Non-independent For For Shareholder Director 2.1 Elect Li Qiangxin as Independent For For Shareholder Director 2.2 Elect Zhang Shichao as Independent For For Shareholder Director 2.3 Elect Jiang Qingmei as Independent For For Shareholder Director 3.1 Elect Wu Yunfeng as Supervisor For For Shareholder 3.2 Elect Long Jing as Supervisor For For Shareholder 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- INNER MONGOLIA XINGYE MINING CO., LTD. Ticker: 000426 Security ID: Y13689107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Appointment of Auditor For For Management 8 Approve Allowance of Directors For For Management 9 Approve Allowance of Supervisors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Long-term For Against Management Service Plan 2 Approve Long-term Service Plan For Against Management Management Rules (Draft) 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Operation Strategy and For For Management Investment Plan 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Provision of Guarantees to For For Management Upstream and Downstream Partners of the Industry Chain 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Provision of Guarantees to For For Management Wholly-owned Subsidiaries 11 Approve Provision of Guarantees to For Against Management Hohhot Yixing Dairy Investment Management Co., Ltd. 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Amendments to Articles of For For Management Association 14 Amend Working System for Independent For Against Management Directors 15 Amend Related-party Transaction For Against Management Management System 16 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period Arrangement For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need to Produce a Report on For For Management the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimation of the Company for For For Management the Maximum of Daily Related Party Transactions (B shares) for 2021-2023 2.1 Approve Continuing Connected For For Management Transaction of Products Provided by Yitai Group and/or Its Subsidiaries to the Company and/or Its Subsidiaries Under the Yitai Group Framework Agreement on Purchase and Sale of Products and Services 2.2 Approve Continuing Connected For For Management Transaction of Products Provided by Yitai Investment to the Company and/or Its Subsidiaries Under Yitai Investment Framework Agreement on Purchase and Sale of Products and Services 2.3 Approve Continuing Connected For For Management Transaction of Deposit Services Provided by Yitai Finance to the Company and/or Its Subsidiaries Under the Financial Services Framework Agreement -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Suspension of the Yitai For For Management Ganquanbao 2 Mtpa Coal-to-Oil Pilot Project of Yitai Xinjiang Energy Co., Ltd. -------------------------------------------------------------------------------- INNER MONGOLIA YITAI COAL CO., LTD. Ticker: 900948 Security ID: Y40848106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Performance Report of the For For Management Independent Directors 5 Approve Profit Distribution Plan For For Management 6 Approve Capital Expenditure For For Management 7 Approve Financial Auditors For For Management 8 Approve Internal Control Auditor For For Management 9 Approve Provision of Guarantee by the For Against Management Company for Its Holding Subsidiaries 10 Approve Provision of Guarantee by the For Against Management Company for Commercial Acceptance Bill Financing Business of Its Certain Wholly-Owned Subsidiaries and Holding Subsidiaries 11 Approve Continuing Connected For For Management Transaction of Provision of Guarantee Services 12 Approve Entrusted Wealth Management For For Management with Idle Self-Owned Funds 13 Approve Related Transaction for For For Shareholder Acquisition of Equity Interests in Yitai Chemical 14 Approve Amendments to the Coal Mines For For Shareholder Entrusted Management Agreements and Their Supplemental Agreements 15 Elect E Erdun Tao Ketao as Director For For Shareholder 16.1 Approve Types and Issuance Size of For For Management Debt Financing Instruments 16.2 Approve Method of Issuance and Target For For Management Subscribers 16.3 Approve Arrangement on Placement to For For Management the Shareholders of the Company 16.4 Approve Par Value and Issue Price For For Management 16.5 Approve Maturity of the Bonds For For Management 16.6 Approve Use of Proceeds For For Management 16.7 Approve Validity of the Resolution For For Management 16.8 Approve Measures for Guaranteeing the For For Management Repayment 16.9 Authorize Board or Its Authorized For For Management Persons for the Issuance of Domestic Debt Financing Instruments 17 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Plan of For For Management Repurchase of the Company's Shares -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control Evaluation For For Management Report 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Daily Related-party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Adjustment of Remuneration of For For Management Directors and Supervisors 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend Working System for Independent For Against Management Directors 15 Amend Online Voting Management System For Against Management 16 Amend Cumulative Voting Management For Against Management System 17 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- INNER MONGOLIA YUAN XING ENERGY CO., LTD. Ticker: 000683 Security ID: Y40849104 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Guarantee For For Management -------------------------------------------------------------------------------- INNOCARE PHARMA LIMITED Ticker: 9969 Security ID: G4783B103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Renbin Zhao as Director For For Management 2.2 Elect Yigong Shi as Director For For Management 2.3 Elect Ronggang Xie as Director For For Management 2.4 Elect Zemin Zhang as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- INNOCARE PHARMA LIMITED Ticker: 9969 Security ID: G4783B103 Meeting Date: JUN 21, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CNY Share Issue and the For For Management Specific Mandate 2 Authorize Board and Its Authorized For For Management Person to Deal with All Matters in Relation to the CNY Share Issue 3 Approve Plan for Distribution of For For Management Profits Accumulated Before the CNY Share Issue 4 Approve Plan for Stabilization of the For For Management Price of the CNY Shares for the Three Years After the CNY Share Issue 5 Approve Dividend Return Plan for the For For Management Coming Three Years After the CNY Share Issue 6 Approve Use of Proceeds from the CNY For For Management Share Issue 7 Approve Remedial Measures for the For For Management Dilution of Immediate Returns After the Listing of CNY Shares 8 Approve Undertakings and the For For Management Corresponding Binding Measures in Connection with the CNY Share Issue 9 Adopt Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Adopt Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Authorize Any Director or Officer to For For Management Deal with All Matters in Relation to the Ordinary Resolutions 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- INNODISK CORP. Ticker: 5289 Security ID: Y408BG100 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Chien Chuan Sheng, with For For Management SHAREHOLDER NO.00000085 as Non-independent Director 5.2 Elect Lee Chung Liang, with For For Management SHAREHOLDER NO.00000001 as Non-independent Director 5.3 Elect Hsu Shan Ke, with SHAREHOLDER NO. For For Management F102893XXX as Non-independent Director 5.4 Elect Jhu Cing Jhong, with SHAREHOLDER For For Management NO.00000297 as Non-independent Director 5.5 Elect Wu Hsi Hsi, a Representative of For For Management Rui Ding Invest Co Ltd, with SHAREHOLDER NO.00000047, as Non-independent Director 5.6 Elect Wang Yin Tien, with SHAREHOLDER For For Management NO.N121652XXX as Independent Director 5.7 Elect Lin Wei Li, with SHAREHOLDER NO. For For Management G120898XXX as Independent Director 5.8 Elect Yang Kai Chan, with SHAREHOLDER For For Management NO.P220922XXX as Independent Director 5.9 Elect Lo Su Shun, with SHAREHOLDER NO. For For Management A110176XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors (Independent Directors) and Representatives -------------------------------------------------------------------------------- INNOLUX CORP. Ticker: 3481 Security ID: Y4090E105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Stock Release Plan of For For Management Subsidiary 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve Amendments to Articles of For For Management Association 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Shuyun Chen as Director For For Management 2.2 Elect Kaixian Chen as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- INNOVENT BIOLOGICS, INC. Ticker: 1801 Security ID: G4818G101 Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Grant of Restricted Shares to For For Management De-Chao Michael Yu Under the 2020 RS Plan 1b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan 2a Approve Grant of Restricted Shares to For For Management Ronald Hao Xi Ede Under the 2020 RS Plan 2b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan 3a Approve Grant of Restricted Shares to For For Management Charles Leland Cooney Under the 2020 RS Plan 3b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan 4a Approve Grant of Restricted Shares to For For Management Joyce I-Yin Hsu Under the 2020 RS Plan 4b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan 5a Approve Grant of Restricted Shares to For For Management Kaixian Chen Under the 2020 RS Plan 5b Authorize Board to Deal with All For For Management Matters in Relation to the Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ge Xiangquan as Supervisor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- INNUOVO TECHNOLOGY CO., LTD. Ticker: 000795 Security ID: Y8481R104 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve to Appoint Auditor For For Management 11 Approve to Adjust the Allowance of For Against Management Independent Directors -------------------------------------------------------------------------------- INSIGMA TECHNOLOGY CO. LTD. Ticker: 600797 Security ID: Y4090C109 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Leigang as Non-Independent For For Management Director -------------------------------------------------------------------------------- INSIGMA TECHNOLOGY CO. LTD. Ticker: 600797 Security ID: Y4090C109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8.1 Elect Shi Lie as Director For For Management 8.2 Elect Chen Jian as Director For For Management 8.3 Elect Shen Yue as Director For For Management 8.4 Elect Dong Danqing as Director For For Management 8.5 Elect Zhao Jian as Director For For Management 8.6 Elect Zhang Sigang as Director For For Management 8.7 Elect Zhang Leigang as Director For For Management 8.8 Elect Ling Yun as Director For For Management 8.9 Elect Duan Qihua as Director For For Management 8.10 Elect Shen Linhua as Director For For Management 8.11 Elect Cai Jiamei as Director For For Management 9.1 Elect Zhang Tongping as Supervisor For For Management 9.2 Elect Yao Xiaoyan as Supervisor For For Management 10 Approve to Adjust the Allowance of For For Management Independent Directors 11 Approve Shareholder Dividend Return For For Management Plan 12 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ma Li as Supervisor For For Management 2 Approve Adjustment on Related Party For For Management Transaction -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Related Party For For Management Transactions -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration and Issuance of For For Management Super Short-term Commercial Papers 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Formulation of Shareholder For For Management Return Plan 10 Approve Related Party Transactions For For Management with Inspur Group Finance Co., Ltd. -------------------------------------------------------------------------------- INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD. Ticker: 000977 Security ID: Y51704107 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Endong as Non-independent For For Management Director 2 Amend Articles of Association For For Management 3 Approve Related Party Transactions For For Management with Inspur Group Finance Co., Ltd. -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Capital For For Management -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 7 Approve Related Party Transaction For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Allowance of Independent For Against Management Directors 10 Approve Use of Idle Own Funds for Cash For For Management Management 11 Approve Authorization for Credit Line For Against Management Application 12 Approve to Renew the Framework For For Management Agreement on Related Party Transactions 13 Approve Shareholder Return Plan For For Management 14 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- INSPUR SOFTWARE CO., LTD. Ticker: 600756 Security ID: Y7680N104 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Wang Baihua as Director For For Management 2.2 Elect Zhao Shaoxiang as Director For For Management 2.3 Elect Wang Bing as Director For For Management -------------------------------------------------------------------------------- INSTITUTO HERMES PARDINI SA Ticker: PARD3 Security ID: P5R2AD133 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jose Luciano Duarte Penido as For For Management Independent Director -------------------------------------------------------------------------------- INSTITUTO HERMES PARDINI SA Ticker: PARD3 Security ID: P5R2AD133 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Victor Cavalcanti Pardini as For Against Management Board Chairman 3.2 Elect Regina Pardini as Director For Against Management 3.3 Elect Carlos Guilherme Steagall For Against Management Gertsenchtein as Director 3.4 Elect Jose Luciano Duarte Penido as For For Management Independent Director 3.5 Elect Sidney Levy as Independent For For Management Director 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Victor Cavalcanti Pardini as Board Chairman 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Regina Pardini as Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Guilherme Steagall Gertsenchtein as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luciano Duarte Penido as Independent Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Sidney Levy as Independent Director 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- INSTITUTO HERMES PARDINI SA Ticker: PARD3 Security ID: P5R2AD133 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Solucao For For Management Laboratorio de Analises Clinicas S.A 2 Ratify Investor Consulting Partners For For Management Consultoria Ltda as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Solucao For For Management Laboratorio de Analises Clinicas S.A 5 Amend Article 20 and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- INTCO MEDICAL TECHNOLOGY CO., LTD. Ticker: 300677 Security ID: Y768DZ103 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve External Investment Management For For Management System 3 Amend Management System for Providing For For Management External Guarantees 4 Approve Related Party Transaction Fair For For Management Decision System 5 Amend Management System of Raised Funds For For Management 6 Approve Signing of Construction of For For Management Nitrile and PVC High-end Medical Protective Glove Project Investment Contract 7 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange and Conversion to an Overseas Raising Company Limited 8.1 Approve Share Type and Par Value For For Management 8.2 Approve Issue Time For For Management 8.3 Approve Issue Manner For For Management 8.4 Approve Issue Size For For Management 8.5 Approve Manner of Pricing For For Management 8.6 Approve Target Subscribers For For Management 8.7 Approve Principles of Offering For For Management 9 Approve Resolution Validity Period For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve to Determine the Authorized For For Management Person of the Board of Directors 12 Approve Distribution Arrangement of For For Management Earnings 13 Approve Plan on Usage of Raised Funds For For Management 14 Approve Amendments to Articles of For For Management Association Applicable after the Issuance of H Shares 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders Applicable after the Issuance of H Shares 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors Applicable after the Issuance of H Shares 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors Applicable after the Issuance of H Shares 18 Amend Working System for Independent For For Management Directors Applicable after the Issuance of H Shares 19 Approve External Guarantee Management For For Management Regulations Applicable after the Issuance of H Shares 20 Approve Related Party Transaction For For Management Decision System Applicable after the Issuance of H Shares 21 Approve Related Party Transaction Fair For For Management Decision System Applicable after the Issuance of H Shares 22 Amend Management System of Raised For For Management Funds Applicable after the Issuance of H Shares 23 Elect Luo Ying as Independent Director For For Management 24 Approve to Appoint Auditor For For Management 25 Approve Termination of Related Party For For Management Transaction -------------------------------------------------------------------------------- INTCO MEDICAL TECHNOLOGY CO., LTD. Ticker: 300677 Security ID: Y768DZ103 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of High-end Medical For For Management Gloves Project Investment Agreement 2 Amend Articles of Association For For Management 3 Approve Foreign Exchange Derivatives For For Management Transactions -------------------------------------------------------------------------------- INTCO MEDICAL TECHNOLOGY CO., LTD. Ticker: 300677 Security ID: Y768DZ103 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Invest in the High-end For For Management Medical Glove Project 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve to Adjust the Profit For For Management Distribution Plan 7 Approve 2020 Performance Appraisal of For For Management Directors and Senior Management Members and 2021 Remuneration Plan 8 Approve Special Audit Report on the For For Management Occupation of Non-Operating Funds and Other Related Fund Transactions 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Credit Line Bank Application For For Management and Guarantee Provision 11 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 12 Approve to Appoint Auditor For For Management 13 Approve 2020 and 2021 Related Party For For Management Transactions -------------------------------------------------------------------------------- INTEGRATED ELECTRONIC SYSTEMS LAB CO., LTD. Ticker: 002339 Security ID: Y4091S103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Use of Own Funds for For For Management Investment in Financial Products 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend External Investment Management For For Management System 14 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- INTEGRATED HOLDING CO. KCSC Ticker: INTEGRATED Security ID: M53649105 Meeting Date: APR 26, 2021 Meeting Type: Annual/Special Record Date: APR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Approve Corporate Governance Report For Against Management And Audit Committee Report for FY 2020 5 Approve Special Report on Violations For For Management and Penalties for FY 2020 6 Approve Related Party Transactions for For Against Management FY 2020 and Future Transactions 7 Accept Financial Statements and For For Management Statutory Reports for FY 2020 8 Approve Discontinue of Legal Reserve For For Management Transfer for FY 2020 9 Authorize Distribution of 33,000,000 For For Management Bonus Shares Equivalent to 15 Bonus Shares for 100 Share 10 Approve Remuneration of Directors of For For Management KWD 48,000 for FY 2020 11 Approve Discharge of Directors for FY For For Management 2020 12 Approve Increase in Size of Board to 9 For For Management Members 13 Elect Directors (Bundled) For Against Management 14 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 15 Elect Sharia Supervisory Board Members For For Management (Bundled) 16 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 1 Authorize Increase of Capital of KWD For For Management 3,300,000 by Issuing 33,000,000 Bonus Shares 2 Amend Article 7 of Articles of For For Management Association and Article 6 of Bylaws 3 Amend Article 14 of Bylaws For For Management -------------------------------------------------------------------------------- INTERCONEXION ELECTRICA SA ESP Ticker: ISA Security ID: P5624U101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Present Meeting Secretary's Report Re: None None Management Minutes of Meeting Held on March 27, 2020 3 Elect Meeting Approval Committee For For Management 4 Welcome Message from Chairman and None None Management Presentation of Board Report 5 Approve Management Report For For Management 6 Present Individual and Consolidated None None Management Financial Statements 7 Present Auditor's Report None None Management 8 Approve Individual and Consolidated For For Management Financial Statements 9 Approve Allocation of Income and For For Management Dividends 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 11 Elect Directors For For Management 12 Amend Articles For For Management 13 Approve Board Succession Policy For For Management 14 Approve Remuneration Policy For For Management 15 Approve Remuneration of Directors For For Management 16 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- INTERCONEXION ELECTRICA SA ESP Ticker: ISA Security ID: P5624U101 Meeting Date: JUN 15, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Verify Quorum None None Management 2 Approve Meeting Agenda For For Management 3 Elect Chairman and Secretary of Meeting For For Management 4 Elect Meeting Approval Committee For For Management 5 Elect Directors For For Management -------------------------------------------------------------------------------- INTERGLOBE AVIATION LIMITED Ticker: 539448 Security ID: Y4R97L111 Meeting Date: SEP 04, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rohini Bhatia as Director For For Management 3 Elect Pallavi Shardul Shroff as For For Management Director 4 Elect Venkataramani Sumantran as For For Management Director 5 Approve Appointment and Remuneration For For Management of Ronojoy Dutta as Whole Time Director and Chief Executive Officer 6 Approve Increase in Borrowing Powers For For Management 7 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- INTERGLOBE AVIATION LIMITED Ticker: 539448 Security ID: Y4R97L111 Meeting Date: APR 10, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision in the Remuneration For Against Management of Ronojoy Dutta as Whole Time Director and Chief Executive Officer by Way of Grant of Stock Options under InterGlobe Aviation Limited - Employee Stock Option Scheme 2015 -------------------------------------------------------------------------------- INTERGLOBE AVIATION LIMITED Ticker: 539448 Security ID: Y4R97L111 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- INTERNATIONAL CONTAINER TERMINAL SERVICES, INC. Ticker: ICT Security ID: Y41157101 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting held on June 18, 2020 2 Approve Chairman's Report and the 2020 For For Management Audited Financial Statements 3 Ratify the Acts, Contracts, For For Management Investments and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 4.1 Elect Enrique K. Razon, Jr. as Director For For Management 4.2 Elect Cesar A. Buenaventura as Director For For Management 4.3 Elect Carlos C. Ejercito as Director For For Management 4.4 Elect Joseph R. Higdon as Director For Abstain Management 4.5 Elect Jose C. Ibazeta as Director For Abstain Management 4.6 Elect Stephen A. Paradies as Director For Abstain Management 4.7 Elect Andres Soriano III as Director For Abstain Management 5 Appoint External Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL CSRC INVESTMENT HOLDINGS CO. LTD. Ticker: 2104 Security ID: Y15055109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Koo, Kung-Yi, Representative of For For Management Taiwan Cement Corporation, with Shareholder NO.8435, as Non-Independent Director 3.2 Elect Yeh, Kuo-Hong, Representative of For For Management Taiwan Cement Corporation, with Shareholder NO.8435, as Non-Independent Director 3.3 Elect Chang, Chi-Wen, with Shareholder For For Management NO.A123159XXX, as Non-Independent Director 3.4 Elect Lin, Nan-Chou, Representative of For For Management Pei Yang Co., Ltd., with Shareholder NO.322454, as Non-Independent Director 3.5 Elect Chia, Tzu-Nan, with Shareholder For For Management NO.S100640XXX, as Independent Director 3.6 Elect Ding, Yen-Wei, David, with For For Management Shareholder NO.A123769XXX, as Independent Director 3.7 Elect Chang, Liang, with Shareholder For For Management NO.B100449XXX, as Independent Director 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- INTERNATIONAL GAMES SYSTEM CO., LTD. Ticker: 3293 Security ID: Y41065114 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Amend Trading Procedures Governing For For Management Derivatives Products 7.1 Elect Ko-Chu Lee with Shareholder No. For For Management 2, as Non-independent Director 7.2 Elect Paul Chiang with Shareholder No. For For Management 1, as Non-independent Director 7.3 Elect A. C. Chen with Shareholder No. For Against Management 18, as Non-independent Director 7.4 Elect Ching-An Yang with Shareholder For Against Management No. 117, as Non-independent Director 7.5 Elect Peter Hsu with Shareholder No. For Against Management 10, as Non-independent Director 7.6 Elect Tsan-Hua Wang with Shareholder For Against Management No. 257, as Non-independent Director 7.7 Elect W. K. Tai with ID No. U120277XXX For Against Management as Independent Director 7.8 Elect Michael Chu with ID No. For Against Management F101013XXX as Independent Director 7.9 Elect Chun-Cheng Shi with ID No. For For Management Q121596XXX as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- INTOUCH HOLDINGS PUBLIC CO. LTD. Ticker: INTUCH Security ID: Y4192A100 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed For For Management 2 Acknowledge Board of Directors' Report For For Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment For For Management and Omission of Dividend Payment 5 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co. Ltd. as Auditor and Authorize Board to Fix Their Remuneration 6.1 Elect Kan Trakulhoon as Director For For Management 6.2 Elect Manida Zinmerman as Director For For Management 6.3 Elect Anek Pana-apichon as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Articles of Association For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- INVENTEC CORP. Ticker: 2356 Security ID: Y4176F109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Director Yeh, Li-Cheng -------------------------------------------------------------------------------- INVERSIONES AGUAS METROPOLITANAS SA Ticker: IAM Security ID: P58595102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Receive Report Regarding Related-Party For For Management Transactions 4 Appoint Auditors For For Management 5 Designate Risk Assessment Companies For For Management 6 Approve Remuneration of Directors For For Management 7 Present Board's Report on Expenses For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee 9 Present Directors' Committee Report on For For Management Activities and Expenses 10 Designate Newspaper to Publish Meeting For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- INVERSIONES LA CONSTRUCCION SA Ticker: ILC Security ID: P5817R105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Dividends of CLP 280 Per Share For For Management c Approve Dividend Policy For For Management d Elect Directors For Against Management e Approve Remuneration of Directors For For Management f Approve Remuneration and Budget of For For Management Directors' Committee g Appoint Auditors and Designate Risk For For Management Assessment Companies h Receive Report of Directors' Committee For For Management i Receive Report Regarding Related-Party For For Management Transactions j Designate Newspaper to Publish Meeting For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- INVESTEC AUSTRALIA PROPERTY FUND Ticker: IAP Security ID: Q496B8136 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal For For Management -------------------------------------------------------------------------------- INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect David Friedland as Director For For Management 4 Re-elect Philip Hourquebie as Director For For Management 5 Re-elect Charles Jacobs as Director For For Management 6 Re-elect Lord Malloch-Brown as Director For For Management 7 Re-elect Nishlan Samujh as Director For For Management 8 Re-elect Khumo Shuenyane as Director For For Management 9 Re-elect Fani Titi as Director For For Management 10 Elect Henrietta Baldock as Director For For Management 11 Elect Philisiwe Sibiya as Director For For Management 12 Elect Ciaran Whelan as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise the Investec Group's Climate For For Management Change Resolution 16 Authorise Ratification of Approved For For Management Resolutions 17 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2020 18 Sanction the Interim Dividend on the For For Management Ordinary Shares 19 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors 21 Reappoint KPMG Inc as Joint Auditors For For Management 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Special Convertible For For Management Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Reappoint Ernst & Young LLP as Auditors For For Management 31 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 32 Authorise Issue of Equity For For Management 33 Authorise Market Purchase of Ordinary For For Management Shares 34 Authorise Market Purchase of For For Management Preference Shares 35 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- INVESTEC PROPERTY FUND LTD. Ticker: IPF Security ID: S3965J121 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Sam Hackner as Director For For Management 2 Re-elect Moses Ngoasheng as Director For For Management 3 Re-elect Philip Hourquebie as Director For For Management 4 Re-elect Philip Hourquebie as Member For For Management of the Audit and Risk Committee 5 Re-elect Constance Mashaba as Member For For Management of the Audit and Risk Committee 6 Re-elect Moses Ngoasheng as Member of For For Management the Audit and Risk Committee 7 Re-elect Khumo Shuenyane as Member of For For Management the Audit and Risk Committee 8 Reappoint Ernst & Young Inc as Auditors For For Management 9 Authorise Ratification of Approved For For Management Resolutions 10 Authorise Directors to Issue Shares in For For Management Relation to a Dividend Reinvestment Plan 11 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Board to Issue Shares for For For Management Cash 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Non-Executive Directors' For Against Management Remuneration 4 Approve Financial Assistance to For For Management Subsidiaries and Other Related or Inter-related Companies -------------------------------------------------------------------------------- INZONE GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- INZONE GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Amend Entrusted Operation Management For For Management Agreement 2019-2021 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Approve Employee Share Purchase Plan For For Management 6 Approve Management Method of Employee For For Management Share Purchase Plan 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- INZONE GROUP CO., LTD. Ticker: 600858 Security ID: Y7937G100 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantees For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Application of Financing For For Management 11 Approve Renewal of Financial Services For For Management Agreement 12 Elect Lyu Yuanzhong as Supervisor For For Management -------------------------------------------------------------------------------- IOCHPE-MAXION SA Ticker: MYPK3 Security ID: P58749105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Fix Number of Directors at Nine For For Management 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Dan Ioschpe as Director and Salomao Ioschpe as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Gustavo Berg Ioschpe as Director and Debora Berg Ioschpe as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Iboty Brochmann Ioschpe as Director and Claudia Ioschpe as Alternate 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Litwin Iochpe as Director and Leandro Kolodny as Alternate 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Israel Vainboim as Independent Director and Mauro Knijnik as Alternate 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Nildemar Secches as Independent Director and Ronald John Aldworth as Alternate 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Luiz Silva Schwartz as Independent Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Goncalves Silva as Independent Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Henrique Bredda as Independent Director 7 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 Approve Remuneration of Company's For For Management Management 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- IOI CORPORATION BERHAD Ticker: 1961 Security ID: Y41763106 Meeting Date: OCT 30, 2020 Meeting Type: Annual Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rahamat Bivi binti Yusoff as For For Management Director 2 Elect Lee Yeow Chor as Director For For Management 3 Approve Directors' Fees (Inclusive of For For Management Board Committees' Fees) 4 Approve Directors' Benefits (Other For For Management than Directors' Fees) 5 Approve BDO PLT as Auditors and For For Management Authorize Audit and Risk Management Committee to Fix Their Remuneration 6 Approve Karownakaran @ Karunakaran a/l For For Management Ramasamy to Continue Office as Independent Non-Executive Director 7 Approve Cheah Tek Kuang to Continue For For Management Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- IOI PROPERTIES GROUP BERHAD Ticker: 5249 Security ID: Y417A6104 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Yeow Chor as Director For For Management 2 Elect Lee Yoke Har as Director For For Management 3 Approve Directors' Fees (Inclusive of For For Management Board Committees' Fees) 4 Approve Directors' Benefits (Other For For Management than Directors' Fees) 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- IPCA LABORATORIES LIMITED Ticker: 524494 Security ID: Y4175R146 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Ajit Kumar Jain as Director For For Management 4 Reelect Pranay Godha as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For Against Management Fiscal Year Ended Dec. 31, 2019, with Qualifications to Former Executives' Reports 2 Accept Financial Statements for Fiscal For Against Management Year Ended Dec. 31, 2019 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Fiscal Council Members For For Management at Four 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Elect Hugo Daniel Castillo Irigoyen as For For Management Independent Director -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management and Fiscal Council 2 Authorize Company to File Lawsuit For For Management Against the Former Executive Officer and the Former Financial and Investor Relationship Vice-President for the Damages Caused to the Company -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management and Fiscal Council 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Fix Number of Directors at Nine For For Management 5 Fix Number of Directors at Seven None For Management 6.1 Elect Directors - Slate 1 For For Management 6.2 Elect Directors - Slate 2 None Abstain Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9a.1 Percentage of Votes to Be Assigned - None For Management Elect Marcos Pessoa de Queiroz Falcao as Independent Director 9a.2 Percentage of Votes to Be Assigned - None For Management Elect Regina Helena Jorge Nunes as Independent Director 9a.3 Percentage of Votes to Be Assigned - None For Management Elect Ivan Goncalves Passos as Independent Director 9a.4 Percentage of Votes to Be Assigned - None For Management Elect Henrique Jose Fernandes Luz as Independent Director 9a.5 Percentage of Votes to Be Assigned - None For Management Elect Ellen Gracie Northfleet as Independent Director 9a.6 Percentage of Votes to Be Assigned - None For Management Elect Hugo Daniel Castillo Irigoyen as Independent Director 9a.7 Percentage of Votes to Be Assigned - None For Management Elect Cibele Castro as Independent Director 9a.8 Percentage of Votes to Be Assigned - None For Management Elect Israel Aron Zylberman as Independent Director 9a.9 Percentage of Votes to Be Assigned - None For Management Elect Antonio Cassio dos Santos as Director and Jorge Lauriano Nicolai SantAnna as Alternate 9b.1 Percentage of Votes to Be Assigned - None For Management Elect Marcos Pessoa de Queiroz Falcao as Independent Director 9b.2 Percentage of Votes to Be Assigned - None For Management Elect Regina Helena Jorge Nunes as Independent Director 9b.3 Percentage of Votes to Be Assigned - None For Management Elect Ivan Goncalves Passos as Independent Director 9b.4 Percentage of Votes to Be Assigned - None For Management Elect Henrique Jose Fernandes Luz as Independent Director 9b.5 Percentage of Votes to Be Assigned - None For Management Elect Ellen Gracie Northfleet as Independent Director 9b.6 Percentage of Votes to Be Assigned - None For Management Elect Hugo Daniel Castillo Irigoyen as Independent Director 9b.7 Percentage of Votes to Be Assigned - None For Management Percentage of Votes to Be Assigned - Elect Antonio Cassio dos Santos as Director and Jorge Lauriano Nicolai SantAnna as Alternate 10 Fix Number of Fiscal Council Members For For Management at Four 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- IRB INFRASTRUCTURE DEVELOPERS LIMITED Ticker: 532947 Security ID: Y41784102 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Sudhir Rao Hoshing as Director For For Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 5 Approve Gokhale & Sathe, Chartered For For Management Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 6 Reelect Sandeep Shah as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Amend Articles of Association For For Management 9 Approve Increase in Borrowing Powers For For Management 10 Approve Sale and Transfer of the For Against Management Entire Investment in the Shares and/or Assets in the Material Subsidiary and Indirect Material Subsidiary of the Company -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Withdrawal of For For Management Application Documents for Private Placement of Shares and Re-declaration 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Amount and Usage of Raised For For Management Funds 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Listing Exchange For For Management 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Voluntary Share Reduction For For Management Commitment 2 Approve Additional Daily Related Party For For Management Transaction 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Pengyuan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Own Funds for For For Management Short-term Financial Management -------------------------------------------------------------------------------- IREADER TECHNOLOGY CO., LTD. Ticker: 603533 Security ID: Y4164L100 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Allowance of For For Management Independent Directors 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3.1 Elect Cheng Xiangjun as Director For For Management 3.2 Elect Gao Bing as Director For For Management 3.3 Elect Chen Yongzhuo as Director For For Management 3.4 Elect Zhang Chao as Director For For Shareholder 4.1 Elect Xu Chao as Director For For Management 4.2 Elect Tang Chaoyun as Director For For Management 5.1 Elect Huang Guowei as Supervisor For For Management 5.2 Elect Ling Xiaohui as Supervisor For For Management -------------------------------------------------------------------------------- IRICO DISPLAY DEVICES CO., LTD. Ticker: 600707 Security ID: Y77010109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Independent Directors 8 Approve Daily Related Party Transaction For For Management 9 Approve External Guarantee For Against Management -------------------------------------------------------------------------------- IRON FORCE INDUSTRIAL CO., LTD. Ticker: 2228 Security ID: Y4R76Y100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amendments to Trading Procedures For For Management Governing Derivatives Products 4 Approve Issuance of Restricted Stocks For For Management 5.1 Elect HUANG CHENG YI, a Representative For For Management of MENG CHING INVESTMENT CO., LTD., with SHAREHOLDER NO.0000013, as Non-independent Director 5.2 Elect HUANG CHENG CHUNG, with For For Management SHAREHOLDER NO.R103307XXX as Non-independent Director 5.3 Elect WEI YOUNG DU, a Representative For Against Management of YCSY CO., LTD., with SHAREHOLDER NO. 0000381, as Non-independent Director 5.4 Elect CHANG YUAN JAN, a Representative For Against Management of MENG CHING INVESTMENT CO., LTD., with SHAREHOLDER NO.0000013, as Non-independent Director 5.5 Elect SHI YAO ZU, with SHAREHOLDER NO. For Against Management R100251XXX as Independent Director 5.6 Elect WU SU HUAN, with SHAREHOLDER NO. For Against Management A220287XXX as Independent Director 5.7 Elect CHANG SHA WEI, with SHAREHOLDER For For Management NO.Q221923XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- IRPC PUBLIC CO., LTD. Ticker: IRPC Security ID: Y4177E119 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Acknowledge Interim Dividend Payment For For Management 3 Approve Deloitte Touche Tohmatsu For Against Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 4 Amend Articles of Association For For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Woothisarn Tanchai as Director For For Management 6.2 Elect Somnuk Bomrungsalee as Director For Against Management 6.3 Elect Anusorn Sangnimnuan as Director For For Management 6.4 Elect Ekniti Nitithanprapas as Director For For Management 6.5 Elect Jumpol Sumpaopol as Director For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- IRPC PUBLIC CO., LTD. Ticker: IRPC Security ID: Y4177E119 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Approve Dividend Payment For For Management 3 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Directors For For Management 5.1 Elect Chaiyaporn Puprasert as Director For For Management 5.2 Elect Supot Laosuarpha as Director For For Management 5.3 Elect Wattanapong Kurovat as Director For For Management 5.4 Elect Peangpanor Boonklum as Director For For Management 5.5 Elect Noppadol Pinsupa as Director For For Management 5.6 Elect Chawalit Tippawanich as Director For For Management 6 Approve Five Year External Fund For For Management Raising Plan (for 2021-2025) 7 Other Business For Against Management -------------------------------------------------------------------------------- IS FINANSAL KIRALAMA AS Ticker: ISFIN Security ID: M57338101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Ratify Director Appointment For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 11 Receive Information on Disclosure None None Management Policy and Remuneration Policy 12 Ratify External Auditors For For Management 13 Amend Article 6 Re: Capital Related For For Management 14 Receive Information on Donations Made None None Management in 2020 15 Approve Upper Limit of Donations for For Against Management 2021 -------------------------------------------------------------------------------- IS GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: ISGYO Security ID: M57334100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Ratify Director Appointments For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Approve Directors Responsibility in For For Management Relation to Administrative Penalty Imposed to the Company 12 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Markets Board Corporate Governance Principles 14 Receive Information in Accordance to None None Management Article 37 of Communique on Principles Regarding Real Estate Investment Trusts 15 Wishes None None Management -------------------------------------------------------------------------------- IS YATIRIM MENKUL DEGERLER AS Ticker: ISMEN Security ID: M6025C107 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Financial Statements and Audit For For Management Report 4 Ratify Director Appointment For Against Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 -------------------------------------------------------------------------------- ISKENDERUN DEMIR VE CELIK AS Ticker: ISDMR Security ID: M57340115 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For Against Management 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Close Meeting None None Management -------------------------------------------------------------------------------- ISKENDERUN DEMIR VE CELIK AS Ticker: ISDMR Security ID: M57340115 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Ratify Director Appointment For For Management 7 Approve Discharge of Board For For Management 8 Approve Allocation of Income For For Management 9 Elect Directors For For Management 10 Approve Director Remuneration For Against Management 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Ratify External Auditors For Against Management 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 15 Close Meeting None None Management -------------------------------------------------------------------------------- ITALIAN-THAI DEVELOPMENT PUBLIC CO., LTD. Ticker: ITD Security ID: Y4211C210 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For Against Management 4 Approve Allocation of Income and For For Management Omission of Dividend Payment 5.1 Elect Premchai Karnasuta as Director For Against Management 5.2 Elect Pathai Chakornbundit as Director For Against Management 5.3 Elect Thoranis Karnasuta as Director For Against Management 6 Approve Audit Committee Members For Against Management 7 Approve Remuneration of Directors, For For Management Audit Committee, and Risk Management Committee 8 Approve Grant Thornton Company Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ITALIAN-THAI DEVELOPMENT PUBLIC CO., LTD. Ticker: ITD Security ID: Y4211C210 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For Against Management 4 Approve Non-Allocation of Income and For For Management Omission of Dividend Payment 5.1 Elect Pinyo Meechumna as Director For For Management 5.2 Elect Nijaporn Charanachitta as For Against Management Director 5.3 Elect Tawatchai Suthiprapha as Director For Against Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve Grant Thornton Company Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Company's Objectives For For Management 9 Amend Memorandum of Association Re: For For Management Company's Objectives -------------------------------------------------------------------------------- ITAU CORPBANCA Ticker: ITAUCORP Security ID: P5R3QP103 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Appoint Auditors and Risk Assessment For For Management Companies 3 Elect Directors For For Management 4 Approve Remuneration of Directors and For For Management Directors' Committee; Approve their Budget 5 Receive Report Regarding Related-Party For For Management Transactions 6 Receive Report from Directors' For For Management Committee and Audit Committee 7 Other Business For Against Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U105 Meeting Date: JAN 31, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement for Partial Spin-Off For For Management of Itau Unibanco S.A. (Itau Unibanco) and Absorption of Partial Spun-Off Assets 2 Ratify PricewaterhouseCoopers For For Management Auditores Independentes (PwC) as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Partial Spin-Off of Itau For For Management Unibanco S.A. (Itau Unibanco) and Absorption of Partial Spun-Off Assets 5 Approve Agreement for Partial Spin-Off For For Management of the Company and Absorption of Partial Spun-Off Assets by Newco, with Reduction in Share Capital and without Cancellation of Shares, and Amend Article 3 Accordingly 6 Ratify PricewaterhouseCoopers For For Management Auditores Independentes (PwC) as the Independent Firm to Appraise Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 Approve Partial Spin-Off of the For For Management Company and Absorption of Partial Spun-Off Assets by Newco, with Reduction in Share Capital and without Cancellation of Shares, and Amend Article 3 Accordingly 9 Fix Number of Directors of NewCo at For For Management Three 10 Elect Geraldo Jose Carbone as Director For For Management of NewCo 11 Elect Maria Helena dos Santos For For Management Fernandes de Santana as Director of NewCo 12 Elect Roberto Egydio Setubal as For For Management Director of NewCo 13 Approve Remuneration of NewCo's For For Management Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions 15 Amend Article 7 Re: Audit Committee For For Management 16 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U105 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 9 and 10 For For Management 2 Amend Article 9 For For Management 3 Amend Article 10 For For Management 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 3 Fix Number of Directors at 12 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Alfredo Egydio Setubal as For For Management Director 5.2 Elect Ana Lucia de Mattos Barretto For For Management Villela as Director 5.3 Elect Candido Botelho Bracher as For For Management Director 5.4 Elect Fabio Colletti Barbosa as For For Management Independent Director 5.5 Elect Frederico Trajano Inacio as For For Management Independent Director 5.6 Elect Joao Moreira Salles as Director For For Management 5.7 Elect Marco Ambrogio Crespi Bonomi as For For Management Independent Director 5.8 Elect Maria Helena dos Santos For For Management Fernandes de Santana as Independent Director 5.9 Elect Pedro Luiz Bodin de Moraes as For For Management Independent Director 5.10 Elect Pedro Moreira Salles as Director For For Management 5.11 Elect Ricardo Villela Marino as For For Management Director 5.12 Elect Roberto Egydio Setubal as For For Management Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Egydio Setubal as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Lucia de Mattos Barretto Villela as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Candido Botelho Bracher as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Colletti Barbosa as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Frederico Trajano Inacio as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Moreira Salles as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Ambrogio Crespi Bonomi as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Helena dos Santos Fernandes de Santana as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Bodin de Moraes as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Moreira Salles as Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Villela Marino as Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Egydio Setubal as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10.1 Elect Alkimar Ribeiro Moura as Fiscal For For Management Council Member and Joao Costa as Alternate 10.2 Elect Jose Caruso Cruz Henriques as For For Management Fiscal Council Member and Reinaldo Guerreiro as Alternate 11 Approve Remuneration of Company's For For Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Artemio Bertholini as Fiscal None For Shareholder Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITAUSA SA Ticker: ITSA4 Security ID: P5887P427 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Meeting Summary For For Management 2 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names 3 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Elect Director and Alternate Appointed None Abstain Shareholder by Preferred Shareholder 5 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 6 Elect Isaac Berensztejn as Fiscal None For Shareholder Council Member and Patricia Valente Stierli as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: SEP 04, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Nakul Anand as Director For For Management 4 Reelect Rajiv Tandon as Director For For Management 5 Approve S R B C & CO LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Atul Jerath as Director For For Management 7 Elect David Robert Simpson as Director For For Management 8 Reelect Nirupama Rao as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Nakul Anand as Wholetime Director 10 Approve Reappointment and Remuneration For For Management of Rajiv Tandon as Wholetime Director 11 Approve Remuneration of P. Raju Iyer, For For Management Cost Accountant as Cost Auditors 12 Approve Remuneration of S. Mahadevan For For Management & Co., Cost Accountants as Cost Auditors -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: DEC 19, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ITE TECH, INC. Ticker: 3014 Security ID: Y4101F109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve Release of Restrictions on For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- J.K. CEMENT LIMITED Ticker: 532644 Security ID: Y613A5100 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sushila Devi Singhania as For Against Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Authorize Issuance of Non Convertible For For Management Debentures on Private Placement Basis 6 Approve Sushila Devi Singhania to For Against Management Continue Office as Non Executive, Non Independent Director 7 Approve Appointment and Remuneration For For Management of Raghavpat Singhania as Whole-Time Director Designated as Executive Director (Corporate and White Cement) 8 Approve Appointment and Remuneration For For Management of Madhavkrishna Singhania as Whole-Time Director Designated as Executive Director (Grey Cement) 9 Approve Appointment and Remuneration For For Management of Ajay Kumar Saraogi as Whole-Time Director Designated as Executive Director and Chief Financial Officer -------------------------------------------------------------------------------- J.K. CEMENT LIMITED Ticker: 532644 Security ID: Y613A5100 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment and Change in For For Management Designation of Raghavpat Singhania from Executive Director to Managing Director and Approve His Remuneration 2 Approve Appointment and Change in For For Management Designation of Madhavkrishna Singhania from Executive Director to Deputy Managing Director and Chief Executive Officer and Approve His Remuneration 3 Approve Appointment and Change in For For Management Designation of Ajay Kumar Saraogi from Executive Director and Chief Financial Officer to Deputy Managing Director and Chief Financial Officer and Approve His Remuneration -------------------------------------------------------------------------------- J.K. CEMENT LIMITED Ticker: 532644 Security ID: Y613A5100 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of Kavita Y For Against Management Singhania from Promoter Group Category to Public Category -------------------------------------------------------------------------------- JA SOLAR TECHNOLOGY CO., LTD. Ticker: 002459 Security ID: Y7163W100 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Approve Investment in the Company's For For Management Integrated Production Capacity -------------------------------------------------------------------------------- JA SOLAR TECHNOLOGY CO., LTD. Ticker: 002459 Security ID: Y7163W100 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing Strategic Cooperation For For Management Sales Agreement and Related Party Transaction 2 Approve Investment in Integrated For For Management Production Capacity 3 Amend Management System for Special For For Management Deposit and Usage of Raised Funds -------------------------------------------------------------------------------- JA SOLAR TECHNOLOGY CO., LTD. Ticker: 002459 Security ID: Y7163W100 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Related Party Transaction For For Management 4 Approve Provision of Guarantee For Against Management 5 Approve to Carry Out Foreign Exchange For For Management Derivatives Transactions -------------------------------------------------------------------------------- JA SOLAR TECHNOLOGY CO., LTD. Ticker: 002459 Security ID: Y7163W100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Article of Association For For Management 3 Approve Investment and Construction of For For Management Baotou Phase III 20GW Lajing and 20GW Slicing Project 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Annual Report and Summary For For Management 9.1 Approve Cancellation of 103,900 Stock For For Shareholder Options as well as Repurchase and Cancellation of 12,000 Performance Shares 9.2 Approve Cancellation of 100,300 Stock For For Shareholder Options as well as Repurchase and Cancellation of 4,900 Performance Shares 10 Approve Related Party Transaction on For For Management Major Purchase Agreement -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Director Ruan Linbing as For For Management Equity Incentive Target 5 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Subscription Method For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Listing Exchange For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- JACK SEWING MACHINE CO., LTD. Ticker: 603337 Security ID: Y417BV108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Appointment of Auditor For For Management 10 Approve Application of Credit Line and For Against Management Provision of Guarantees 11 Approve Forward Foreign Exchange For For Management Settlement and Sale Business 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Approve Provision of Loan to For Against Management Controlled (Indirect) Subsidiaries 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Extension of Resolution For For Management Validity Period and Authorization Period of the Board to Handle Related Matters in Connection to Private Placement of Shares 16 Approve Supply Chain Assets for For For Shareholder Financing Business Cooperation and External Guarantee 17.1 Elect Qiu Yangyou as Director For For Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Amendments to Articles of For For Management Association 3 Approve to Adjust the 2017 Stock For For Management Option Incentive Plan and Relevant Documents 4 Approve to Adjust the 2019 Stock For For Management Option Incentive Plan and Relevant Documents -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JAFRON BIOMEDICAL CO., LTD. Ticker: 300529 Security ID: Y417B8109 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Determination of Remuneration For For Management for Non-Independent Directors and Senior Management Members for 2020 and Remuneration Plan for 2021 8 Approve Determination of Remuneration For For Management of Independent Directors for 2020 and Remuneration Plan for 2021 9 Approve Determination of Remuneration For For Management of Non-Employee Representative Supervisors for 2020 and Remuneration Plan for 2021 10 Approve Determination of Remuneration For For Management of Employee Representative Supervisors for 2020 and Remuneration Plan for 2021 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JAMMU & KASHMIR BANK LIMITED Ticker: 532209 Security ID: Y4S53D136 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vikram Gujral as Director For Against Management 3 Approve Remuneration of Auditors For For Management 4 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 5 Amend Articles of Association - Board For For Management Related 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of Non-Convertible For For Management Bonds on Private Placement Basis -------------------------------------------------------------------------------- JANGHO GROUP CO. LTD. Ticker: 601886 Security ID: Y0773D109 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Equity Transfer Agreement -------------------------------------------------------------------------------- JANGHO GROUP CO. LTD. Ticker: 601886 Security ID: Y0773D109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Baixing as Independent For For Management Director -------------------------------------------------------------------------------- JANGHO GROUP CO. LTD. Ticker: 601886 Security ID: Y0773D109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantee For Against Management 9 Approve Forward Foreign Exchange For For Management Transactions, Financial Derivatives and Related Businesses 10 Approve Entrusted Financial Investment For For Management Plan 11 Approve Write-off of Receivables For For Management 12 Approve Investment for the For For Management Establishment of Wholly-owned Subsidiary -------------------------------------------------------------------------------- JARIR MARKETING CO. Ticker: 4190 Security ID: M6185P112 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 2,650,000 for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Related Party Transactions For For Management with Kite Arabia Re: Work of Implementation, Designs and Technical Consultations 8 Approve Related Party Transactions For For Management with Kite Arabia Re: Office Rental in the Jarir Building in Riyadh 9 Approve Related Party Transactions For For Management with Jarir Commercial Investment Company Re: Office Rental in the Jarir Building in Riyadh 10 Approve Related Party Transactions For For Management with Jarir Commercial Investment Company Re: Office Rental in the Jarir Building in Riyadh 11 Approve Related Party Transactions For For Management with Amwaj Al Dhahran Company Ltd. Re: Lease Contract for Showroom of Jarir Bookstore in Dhahran 12 Approve Related Party Transactions For For Management with Aswaq Almustaqbil Trading Company Ltd. Re: Lease Contract for Showroom of Jarir Bookstore in Riyadh 13 Approve Related Party Transactions For For Management with Jarir Real Estate Company Re: Office Rental in the Jarir Building in Riyadh 14 Approve Related Party Transactions For For Management with Jarir Real Estate Company Re: Office lease in the Jarir Building in Riyadh 15 Approve Related Party Transactions For For Management with Rubeen Al Arabia Company Re: Lease Contract for Showroom of Jarir Bookstore in Riyadh 16 Approve Related Party Transactions For For Management with the Company Reuf Tabuk Ltd. Re: Lease Contract for Showroom of Jarir Bookstore in Tabuk 17 Approve Related Party Transactions For For Management with Sehat Al Sharq Medical Company Ltd. Re: Rental Contract for a Residential Building in Al Khobar 18 Approve Related Party Transactions For For Management with Rubeen Al Arabia Company Re: Providing Management Operation and Maintenance Services for Rubeen Plaza Commercial Complex in Riyadh 19 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 20 Approve Remuneration Policy for For For Management members of Board, Committees, and Executive Management 21 Amend Audit Committee Charter For For Management -------------------------------------------------------------------------------- JASMINE INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: JAS Security ID: Y44202334 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meetings For For Management 2 Acknowledge Annual Report and For For Management Operation Result 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Elect Sudhitham Chirathivat as Director For For Management 6.2 Elect Yordchai Asawathongchai as For For Management Director 6.3 Elect Somboon Patcharasopak as Director For For Management 6.4 Approve Remuneration of Directors For For Management 7 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 8 Other Business For Against Management -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For Against Management Directors 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3.1 Elect Gu Jiangsheng as Non-Independent For For Management Director 3.2 Elect Gu Hailong as Non-Independent For For Management Director 3.3 Elect Li Donglai as Non-Independent For For Management Director 4.1 Elect Feng Xiao as Independent Director For For Management 4.2 Elect He Meiyun as Independent Director For For Management 5.1 Elect Chu Lijun as Supervisor For For Management 5.2 Elect Zhou Weiyu as Supervisor For For Management -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Foreign Exchange Forward For For Management Transactions 6 Approve Comprehensive Credit Line For For Management Application and Loan 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Idle Funds for Cash For For Management Management 9 Approve Provision for Goodwill, For For Management Intangible Assets and Fixed Assets Impairment 10 Approve Annual Report and Summary For For Management 11 Approve Profit Distribution For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JASON FURNITURE (HANGZHOU) CO., LTD. Ticker: 603816 Security ID: Y4255J105 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- JB CHEMICALS & PHARMACEUTICALS LIMITED Ticker: 506943 Security ID: Y4429Q142 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Approve Final Dividend For For Management 4 Reelect Pranabh D. Mody as Director For For Management 5 Elect Ranjit Shahani as Director For For Management 6 Elect Sumit Bose as Director For For Management 7 Elect Padmini Khare Kaicker as Director For For Management 8 Elect Sanjay Nayar as Director For For Management 9 Elect Prashant Kumar as Director For For Management 10 Elect Ananya Tripathi as Director For For Management 11 Elect Ajay Candade as Director For For Management 12 Elect Mayank Mishra as Director For For Management 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- JB CHEMICALS & PHARMACEUTICALS LIMITED Ticker: 506943 Security ID: Y4429Q142 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 2 Elect Nikhil Chopra as Director For For Management 3 Approve Appointment and Remuneration For For Management of Nikhil Chopra as Chief Executive Officer and Whole-time Director -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 19 Re: Audit Committee For For Management 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Consolidate Bylaws For For Management 4 Ratify Gelson Luiz Merisio as For For Management Independent Director 5 Approve Classification of Gilberto For For Management Meirelles Xando Baptista as Independent Director 6 Approve Filing of Lawsuit Against Against Against Shareholder Wesley Mendonca Batista and Joesley Mendonca Batista for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 7 Approve Filing of Lawsuit Against Against Against Shareholder Florisvaldo Caetano de Oliveira and Francisco de Assis e Silva for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements 8 Approve that It Will Be Up to the For For Management Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Jeremiah Alphonsus OCallaghan as For Against Management Director 6.2 Elect Jose Batista Sobrinho as Director For Against Management 6.3 Elect Aguinaldo Gomes Ramos Filho as For Against Management Director 6.4 Elect Alba Pettengill as Independent For For Management Director 6.5 Elect Gelson Luiz Merisio as For For Management Independent Director 6.6 Elect Gilberto Meirelles Xando For Against Management Baptista as Independent Director 6.7 Elect Leila Abraham Loria as For For Management Independent Director 6.8 Elect Marcio Guedes Pereira Junior as For For Management Independent Director 6.9 Elect Wesley Mendonca Batista Filho as For Against Management Director 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jeremiah Alphonsus OCallaghan as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Batista Sobrinho as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Aguinaldo Gomes Ramos Filho as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Alba Pettengill as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Gelson Luiz Merisio as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Meirelles Xando Baptista as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Leila Abraham Loria as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Guedes Pereira Junior as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Wesley Mendonca Batista Filho as Director 9 Fix Number of Fiscal Council Members For For Management at Four (or Five if Separate Minority Election is Carried Out) 10 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11.1 Elect Adrian Lima Da Hora as Fiscal For Against Management Council Member and Andre Alcantara Ocampos as Alternate 11.2 Elect Demetrius Nichele Macei as For Against Management Fiscal Council Member and Marcos Godoy Brogiato as Alternate 11.3 Elect Jose Paulo da Silva Filho Fiscal For Against Management Council Member and Sandro Domingues Raffai as Alternate 11.4 Elect Roberto Lamb as Fiscal Council For For Management Member and Orlando Octavio de Freitas Junior as Alternate 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust the Internal Investment For For Management Structure of Fund Raising Projects and Extend the Implementation Period -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Ding Hong as Supervisor For For Management 3.1 Elect Xie Li as Director For For Management 3.2 Elect Wang Jinke as Director For For Management -------------------------------------------------------------------------------- JC FINANCE & TAX INTERCONNECT HOLDINGS LTD. Ticker: 002530 Security ID: Y443A6100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Shareholder Return Plan For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JCET GROUP CO., LTD. Ticker: 600584 Security ID: Y4447T102 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Allowance of For For Management Independent Directors 2 Approve to Appoint Auditor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Issue Type and Par Value For For Management 5.2 Approve Issue Manner For For Management 5.3 Approve Issue Price and Pricing Basis For For Management 5.4 Approve Issue Scale For For Management 5.5 Approve Target Parties and For For Management Subscription Manner 5.6 Approve Restriction Period Arrangement For For Management 5.7 Approve Listing Location For For Management 5.8 Approve Usage of Raised Funds For For Management 5.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.10 Approve Resolution Validity Period For For Management 6 Approve Plan on Private Placement of For For Management Shares 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JCET GROUP CO., LTD. Ticker: 600584 Security ID: Y4447T102 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Disposal of Partial Idle and For For Management Old Fixed Assets of Subsidiary -------------------------------------------------------------------------------- JCET GROUP CO., LTD. Ticker: 600584 Security ID: Y4447T102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 9 Approve Adjustment of Allowance of For For Management Independent Directors 10 Approve Establishment of Wholly-owned For For Management Subsidiary 11 Approve Report of the Board of For For Management Supervisors 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JCHX MINING MANAGEMENT CO., LTD. Ticker: 603979 Security ID: Y42554108 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Resolution For For Management Validity Period for Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Issuance of Convertible Bonds For For Management -------------------------------------------------------------------------------- JCHX MINING MANAGEMENT CO., LTD. Ticker: 603979 Security ID: Y42554108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Business For For Management Application 2 Approve Investment Authorization For Against Management -------------------------------------------------------------------------------- JCHX MINING MANAGEMENT CO., LTD. Ticker: 603979 Security ID: Y42554108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors (Draft) 2 Approve Report of the Board of For For Management Supervisors (Draft) 3 Approve Financial Statements (Draft) For For Management 4 Approve Profit Distribution (Draft) For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors (Draft) 7 Approve Appointment of Auditor (Draft) For For Management 8 Approve Provision of Guarantee and For For Management Authorizations 9 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- JD HEALTH INTERNATIONAL, INC. Ticker: 6618 Security ID: G5074A100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Lijun Xin as Director For For Management 2a2 Elect Lei Xu as Director For For Management 2a3 Elect Sandy Ran Xu as Director For For Management 2a4 Elect Pang Zhang as Director For For Management 2a5 Elect Jiyu Zhang as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JD.COM, INC. Ticker: 9618 Security ID: G8208B101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 2 Amend Memorandum of Association and For For Management Articles of Association -------------------------------------------------------------------------------- JD.COM, INC. Ticker: 9618 Security ID: 47215P106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 2 Amend Memorandum of Association and For For Management Articles of Association -------------------------------------------------------------------------------- JENTECH PRECISION INDUSTRIAL CO. LTD. Ticker: 3653 Security ID: Y4432G115 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- JEREISSATI PARTICIPACOES SA Ticker: JPSA3 Security ID: P6S4B9159 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Jorge Moyses Dib Filho as Fiscal For Abstain Management Council Member and Sergio Bernstein as Alternate 3.2 Elect Francisco Asclepio Barroso For Abstain Management Aguiar as Fiscal Council Member and Antonio Adriano Farinha de Campos as Alternate 4 Elect Maria Salete Garcia Pinheiro as None For Shareholder Fiscal Council Member and Wanderley Rezende de Souza as Alternate Appointed by Minority Shareholder 5 Approve Remuneration of Fiscal Council For For Management Members 6 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- JEREISSATI PARTICIPACOES SA Ticker: JPSA3 Security ID: P6S4B9159 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Five For For Management 4 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Elect Carlos Francisco Ribeiro For Against Management Jereissati as Director 6.2 Elect Pedro Jereissati as Director For For Management 6.3 Elect Luiz Rodrigues Corvo as Director For Against Management 6.4 Elect Fernando Magalhaes Portella as For Against Management Director 6.5 Elect Rui Ortiz Siqueira as Director For Against Management 6.6 Elect Wagner de Sousa Nascimento as None For Shareholder Director as Minority Representative Under Majority Board Election 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Francisco Ribeiro Jereissati as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Jereissati as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Rodrigues Corvo as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Magalhaes Portella as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Rui Ortiz Siqueira as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Wagner de Sousa Nascimento as Director as Minority Representative Under Majority Board Election 9.1 Elect Francisco Asclepio Barroso For For Management Aguiar as Fiscal Council Member and Antonio Adriano Farinha de Campos as Alternate 9.2 Elect Jorge Moyses Dib Filho as Fiscal For For Management Council Member and Sergio Bernstein as Alternate 9.3 Elect Maria Salete Garcia Pinheiro as For For Management Fiscal Council Member and Wanderley Rezende de Souza as Alternate 10 Approve Remuneration of Fiscal Council For For Management Members 11 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- JESS-LINK PRODUCTS CO., LTD. Ticker: 6197 Security ID: Y4439Y101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- JG SUMMIT HOLDINGS, INC. Ticker: JGS Security ID: Y44425117 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Declaration of a Stock For For Management Dividend Equivalent to Five Percent (5%) of the Total Issued and Outstanding Shares of the Corporation 2 Approve Amendment of the Articles of For Against Management Incorporation in Order to Re-Classify the Preferred Non-Voting Shares into Preferred Voting Shares and Modify the Dividend Features of the Preferred Voting Shares 3 Approve Other Matters For Against Management -------------------------------------------------------------------------------- JG SUMMIT HOLDINGS, INC. Ticker: JGS Security ID: Y44425117 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of the Stockholders held on May 14, 2020 2 Approve Minutes of the Special Meeting For For Management of the Stockholders held on October 20, 2020 3 Approve the Financial Statements for For For Management the Preceding Year 4.1 Elect James L. Go as Director For For Management 4.2 Elect Lance Y. Gokongwei as Director For For Management 4.3 Elect Lily G. Ngochua as Director For For Management 4.4 Elect Patrick Henry C. Go as Director For For Management 4.5 Elect Johnson Robert G. Go, Jr. as For For Management Director 4.6 Elect Robina Gokongwei-Pe as Director For For Management 4.7 Elect Cirilo P. Noel as Director For Against Management 4.8 Elect Jose T. Pardo as Director For For Management 4.9 Elect Renato T. De Guzman as Director For For Management 4.10 Elect Antonio L. Go as Director For Against Management 4.11 Elect Artemio V. Panganiban as Director For For Management 5 Appoint SyCip Gorres Velayo & Co. as For Against Management External Auditor 6 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- JHSF PARTICIPACOES SA Ticker: JHSF3 Security ID: P6050T105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2 Elect Directors For For Management 3 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Fernandes as Independent Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Christiane Almeida Edington as Independent Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Castro Araujo Rudge as Independent Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Trigueiro as Independent Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Richard Reiner as Independent Director 6 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7.1 Elect Alberto Fernandes as Director None Abstain Shareholder Appointed by Minority Shareholder 7.2 Elect Christiane Almeida Edington as None Abstain Shareholder Director Appointed by Minority Shareholder 7.3 Elect Jose Castro Araujo Rudge as None Abstain Shareholder Director Appointed by Minority Shareholder 7.4 Elect Marcio Trigueiro as Director None Abstain Shareholder Appointed by Minority Shareholder 7.5 Elect Richard Reiner as Director None Abstain Shareholder Appointed by Minority Shareholder 8 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 9 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 11.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Fernandes as Director Appointed by Minority Shareholder 11.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Christiane Almeida Edington as Director Appointed by Minority Shareholder 11.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Castro Araujo Rudge as Director Appointed by Minority Shareholder 11.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Trigueiro as Director Appointed by Minority Shareholder 11.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Richard Reiner as Director Appointed by Minority Shareholder 12 Amend Remuneration of Company's For Against Management Management for 2020 13 Elect Jorge Sawaya as Alternate Fiscal For For Management Council Member 14 Approve Internal Regulations of the For For Management Fiscal Council 15 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- JHSF PARTICIPACOES SA Ticker: JHSF3 Security ID: P6050T105 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Fix Number of Directors at Eight For Did Not Vote Management 4 Elect Directors For Did Not Vote Management 5 In Case There is Any Change to the None Did Not Vote Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Jose Auriemo Neto as Board Chairman 7.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Thiago Alonso de Oliveira as Director 7.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Alberto Fernandes as Independent Director 7.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Christiane Almeida Edington as Independent Director 7.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Jose Castro Araujo Rudge as Independent Director 7.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Marcio Tabatchnik Trigueiro as Independent Director 7.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Osvaldo Roberto Nieto as Independent Director 7.8 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Richard Rainer as Independent Director 8 As an Ordinary Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9.1 Elect Jose Auriemo Neto as Director None Did Not Vote Shareholder Appointed by Minority Shareholder 9.2 Elect Thiago Alonso de Oliveira as None Did Not Vote Shareholder Director Appointed by Minority Shareholder 9.3 Elect Alberto Fernandes as Director None Did Not Vote Shareholder Appointed by Minority Shareholder 9.4 Elect Christiane Almeida Edington as None Did Not Vote Shareholder Director Appointed by Minority Shareholder 9.5 Elect Jose Castro Araujo Rudge as None Did Not Vote Shareholder Director Appointed by Minority Shareholder 9.6 Elect Marcio Tabatchnik Trigueiro as None Did Not Vote Shareholder Director Appointed by Minority Shareholder 9.7 Elect Osvaldo Roberto Nieto as None Did Not Vote Shareholder Director Appointed by Minority Shareholder 9.8 Elect Richard Rainer as Director None Did Not Vote Shareholder Appointed by Minority Shareholder 10 In Case Neither Class of Shares None Did Not Vote Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 11 Do You Wish to Adopt Cumulative Voting None Did Not Vote Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 13.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Jose Auriemo Neto as Director Appointed by Minority Shareholder 13.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Thiago Alonso de Oliveira as Director Appointed by Minority Shareholder 13.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Alberto Fernandes as Director Appointed by Minority Shareholder 13.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Christiane Almeida Edington as Director Appointed by Minority Shareholder 13.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Jose Castro Araujo Rudge as Director Appointed by Minority Shareholder 13.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Marcio Tabatchnik Trigueiro as Director Appointed by Minority Shareholder 13.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Osvaldo Roberto Nieto as Director Appointed by Minority Shareholder 13.8 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Richard Rainer as Director Appointed by Minority Shareholder 14 Elect Jose Auriemo Neto as Board For Did Not Vote Management Chairman 15 Install Fiscal Council For Did Not Vote Management 16 Fix Number of Fiscal Council Members For Did Not Vote Management at Three 17 Elect Fiscal Council Members For Did Not Vote Management 18 In Case One of the Nominees Leaves the None Did Not Vote Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 19 As an Ordinary Shareholder, Would You None Did Not Vote Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 20.1 Elect Ademir Jose Scarpin as Fiscal None Did Not Vote Shareholder Council Member Appointed by Minority Shareholder 20.2 Elect Joao Odair Brunozi as Alternate None Did Not Vote Shareholder Fiscal Council Member Appointed by Minority Shareholder 20.3 Elect Ariovaldo dos Santos as Fiscal None Did Not Vote Shareholder Council Member Appointed by Minority Shareholder 20.4 Elect Bruno Meirelles Salloti as None Did Not Vote Shareholder Alternate Fiscal Council Member Appointed by Minority Shareholder 20.5 Elect Hector Jose Alfonso as Fiscal None Did Not Vote Shareholder Council Member Appointed by Minority Shareholder 20.6 Elect Jorge Sawaya Junior as Alternate None Did Not Vote Shareholder Fiscal Council Member Appointed by Minority Shareholder 21 Approve Remuneration of Company's For Did Not Vote Management Management and Fiscal Council 22 In the Event of a Second Call, the None Did Not Vote Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- JHSF PARTICIPACOES SA Ticker: JHSF3 Security ID: P6050T105 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD. Ticker: 603708 Security ID: Y443BG107 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD. Ticker: 603708 Security ID: Y443BG107 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Share Subscription Agreement For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIAJIAYUE GROUP CO., LTD. Ticker: 603708 Security ID: Y443BG107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Related Party Transaction For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Annual Report and Summary For For Management 8 Approve Profit Distribution For For Management 9 Approve Remuneration of Directors and For Against Management Supervisors 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee of For For Management Controlling Shareholder to the Credit Line of the Company -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Guodong as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Miao Li as Independent Director For For Management 2 Approve Provision of Guarantees For For Management 3 Approve Purchase of Office Building For For Management and Related Party Transactions -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees For For Management Between Company and Controlling Shareholder 9 Approve Provision of Guarantee to For For Management Subsidiary 10 Approve Use of Idle Raised Funds and For For Management Own Funds to Purchase Financial Products 11 Approve Provision for Goodwill For For Management Impairment 12 Approve Provision for Inventory For For Management Impairment 13 Approve Appointment of Auditor For For Management 14 Approve Internal Control Audit Report For For Management 15.1 Elect Tan Qiang as Director For For Management 15.2 Elect Zhang Gongjun as Director For For Management -------------------------------------------------------------------------------- JIANG SU ETERN CO., LTD. Ticker: 600105 Security ID: Y4444E108 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Disposal of Arrangements on For For Management Roll-forward Profits 2.8 Approve Listing Exchange For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Elect Cai Xuehui as Independent For For Management Director -------------------------------------------------------------------------------- JIANG SU SUYAN JINGSHEN CO., LTD. Ticker: 603299 Security ID: Y444ML102 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Hechun as Supervisor For For Shareholder 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANG SU SUYAN JINGSHEN CO., LTD. Ticker: 603299 Security ID: Y444ML102 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Chaoyang as Director For For Management 1.2 Elect Tang Zhengdong as Director For For Management 1.3 Elect Xiao Lisong as Director For For Management -------------------------------------------------------------------------------- JIANG SU SUYAN JINGSHEN CO., LTD. Ticker: 603299 Security ID: Y444ML102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Guarantee Provision Plan For For Management 8 Approve Application of Bank Credit For Against Management Lines 9 Approve to Appoint Auditor For For Management 10 Approve Repurchase and Cancel the For For Management Company's Issued Shares to Purchase Assets 11 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C104 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C112 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C104 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For For Management -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C112 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For For Management -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of External For For Management Auditor and Payment of Remuneration 6 Approve Internal Control Auditor and For For Management Payment of Remuneration 7 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Motors Group Finance Co., Ltd. 8 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Motors Group Co., Ltd and Its Holding Subsidiaries 9 Approve Daily Related-party For For Management Transaction Framework Plan with Ford Motor Company and Its Holding Subsidiaries 10 Approve Related Party Transaction For For Management Framework Plan with Jiangxi Jiangling Import and Export Co., Ltd and Its Holding Subsidiaries 11 Approve Related Party Transaction For For Management Framework Plan with China South Industries Group Co., Ltd and Its Holding Subsidiaries 12 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Jiangling Huaxiang Automobile Spare Part Co., Ltd. 13 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Bao-Jiang Steel Processing Distribution Co., Ltd. 14 Approve Daily Related-party For For Management Transaction Framework Plan with GETRAG (Jiangxi) Transmission Co., Ltd. 15 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangxi Jiangling Lear Interior System Co., Ltd. 16 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Faurecia Exhaust Control Technology Co., Ltd. 17 Elect Xiong Chunying as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- JIANGLING MOTORS CO., LTD. Ticker: 200550 Security ID: Y4442C112 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of External For For Management Auditor and Payment of Remuneration 6 Approve Internal Control Auditor and For For Management Payment of Remuneration 7 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Motors Group Finance Co., Ltd. 8 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangling Motors Group Co., Ltd and Its Holding Subsidiaries 9 Approve Daily Related-party For For Management Transaction Framework Plan with Ford Motor Company and Its Holding Subsidiaries 10 Approve Related Party Transaction For For Management Framework Plan with Jiangxi Jiangling Import and Export Co., Ltd and Its Holding Subsidiaries 11 Approve Related Party Transaction For For Management Framework Plan with China South Industries Group Co., Ltd and Its Holding Subsidiaries 12 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Jiangling Huaxiang Automobile Spare Part Co., Ltd. 13 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Bao-Jiang Steel Processing Distribution Co., Ltd. 14 Approve Daily Related-party For For Management Transaction Framework Plan with GETRAG (Jiangxi) Transmission Co., Ltd. 15 Approve Daily Related-party For For Management Transaction Framework Plan with Jiangxi Jiangling Lear Interior System Co., Ltd. 16 Approve Daily Related-party For For Management Transaction Framework Plan with Nanchang Faurecia Exhaust Control Technology Co., Ltd. 17 Elect Xiong Chunying as For For Shareholder Non-Independent Director -------------------------------------------------------------------------------- JIANGMEN KANHOO INDUSTRY CO., LTD. Ticker: 300340 Security ID: Y444F0106 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Counter Guarantee -------------------------------------------------------------------------------- JIANGMEN KANHOO INDUSTRY CO., LTD. Ticker: 300340 Security ID: Y444F0106 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Enping as Director For For Management 1.2 Elect Liu Guozhen as Director For For Management 1.3 Elect Shan Miyuan as Director For For Management 2.1 Elect Wan Guojiang as Director For For Management 2.2 Elect Tang Xiulei as Director For For Management 2.3 Elect Wu Juan as Director For For Management 2.4 Elect Zhou Wu as Director For For Shareholder 2.5 Elect Chao Liang as Director For For Shareholder 2.6 Elect Jin Xudong as Director For For Management 3.1 Elect Guan Siming as Supervisor For For Management 3.2 Elect Fan Sheng as Supervisor For For Shareholder 4 Approve Related Party Transaction For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGMEN KANHOO INDUSTRY CO., LTD. Ticker: 300340 Security ID: Y444F0106 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Related Party Transaction For For Management 9 Approve Daily Related Party Transaction For For Management 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- JIANGNAN MOULD & PLASTIC TECHNOLOGY CO., LTD. Ticker: 000700 Security ID: Y44432105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGNAN MOULD & PLASTIC TECHNOLOGY CO., LTD. Ticker: 000700 Security ID: Y44432105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Wholly-Owned For For Management Indirect Subsidiary 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGNAN MOULD & PLASTIC TECHNOLOGY CO., LTD. Ticker: 000700 Security ID: Y44432105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Related Party Transaction For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantees to For For Management Suzhou Zhongkang Power Operation Co., Ltd. 1.2 Approve Provision of Guarantees to For For Management Suzhou Huihao Metal Material Co., Ltd. 1.3 Approve Provision of Guarantees to For For Management Jiangsu Zhangjiagang Economic Development Zone Industrial Corporation -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Use of 100% of Jiangsu Akcome For For Management Real Estate Development Co., Ltd.'s Equity to Offset Debts and Related Party Transaction 10 Approve Use of Lands, Properties and For For Management Other Assets to Offset Debts and Related Party Transaction -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External For Against Management Guarantees -------------------------------------------------------------------------------- JIANGSU AKCOME SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002610 Security ID: Y443AB109 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Capital Injection For For Management Plan 2.1 Approve Purpose and Use For For Shareholder 2.2 Approve Manner and Price Range For For Shareholder 2.3 Approve Total Capital and Capital For For Shareholder Source Used for the Share Repurchase 2.4 Approve Type, Number and Proportion of For For Shareholder the Total Share Repurchase 2.5 Approve Implementation Period For For Shareholder 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters 4 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- JIANGSU AOYANG HEALTH INDUSTRY CO., LTD. Ticker: 002172 Security ID: Y4439J104 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Financial For Against Management Assistance to Participating Companies -------------------------------------------------------------------------------- JIANGSU ASIA-PACIFIC LIGHT ALLOY TECHNOLOGY CO., LTD. Ticker: 002540 Security ID: Y443A7108 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- JIANGSU ASIA-PACIFIC LIGHT ALLOY TECHNOLOGY CO., LTD. Ticker: 002540 Security ID: Y443A7108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds for Cash For For Management Management 2 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- JIANGSU ASIA-PACIFIC LIGHT ALLOY TECHNOLOGY CO., LTD. Ticker: 002540 Security ID: Y443A7108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Adjustment on Use of Own Funds For For Management for Securities Investment 11 Approve Foreign Exchange Derivatives For For Management Business 12 Elect Cai Yongmin as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU AUCKSUN CO., LTD. Ticker: 002245 Security ID: Y4439K101 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU AUCKSUN CO., LTD. Ticker: 002245 Security ID: Y4439K101 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cao Chengbao as Independent For For Management Director 2 Elect Wu Xiangyang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU AUCKSUN CO., LTD. Ticker: 002245 Security ID: Y4439K101 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- JIANGSU AUCKSUN CO., LTD. Ticker: 002245 Security ID: Y4439K101 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in the Structure of For For Management Lithium Battery Business and Change in Performance Commitment 2 Approve Financial Assistance For For Management 3 Approve Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU AUCKSUN CO., LTD. Ticker: 002245 Security ID: Y4439K101 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name and For For Management Business Scope 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU AZURE CORP. Ticker: 002245 Security ID: Y4439K101 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Project For For Management -------------------------------------------------------------------------------- JIANGSU AZURE CORP. Ticker: 002245 Security ID: Y4439K101 Meeting Date: MAR 04, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Business For For Management 9 Approve External Guarantee For Against Management 10 Approve Bill Pool Business For Against Management 11 Approve Use of Funds for Financial For For Management Products 12 Approve Daily Related Party For For Management Transactions 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU AZURE CORP. Ticker: 002245 Security ID: Y4439K101 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Tianpeng Lithium Energy For For Management Industrialization Project Investment 3 Approve Report on the Usage of For For Management Previously Raised Funds 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Share Type and Par Value For For Management 5.2 Approve Issue Manner and Issue Time For For Management 5.3 Approve Target Subscribers and For For Management Subscription Method 5.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 5.5 Approve Issue Size For For Management 5.6 Approve Lock-up Period For For Management 5.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 5.8 Approve Resolution Validity Period For For Management 5.9 Approve Listing Exchange For For Management 5.10 Approve Use of Proceeds For For Management 5.11 Approve Implementation Entity of the For For Management Raised Funds Investment Project 6 Approve Private Placement of Shares For For Management 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10 Approve Signing of Share Subscription For For Management Agreement 11 Approve Related Party Transactions in For For Management Connection to Private Placement 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU AZURE CORP. Ticker: 002245 Security ID: Y4439K101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU AZURE CORP. Ticker: 002245 Security ID: Y4439K101 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU BROADCASTING CABLE INFORMATION NETWORK CORP. LTD. Ticker: 600959 Security ID: Y4S3B1104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Estimated Budget Plan for For Against Management Fixed Assets Investment Projects 7 Approve Related Party Transactions For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Provision for Impairment of For For Management Inventories, Fixed Assets and Goodwill 10 Amend Articles of Association For For Shareholder 11 Approve Authorization of Board to For For Shareholder Handle All Related Matters 12 Elect Chen Xusheng as Supervisor For For Shareholder 13.1 Elect Jiang Long as Director For For Shareholder 13.2 Elect Zhuang Chuanwei as Director For For Shareholder 13.3 Elect Huang Bingsheng as Director For For Shareholder 13.4 Elect Liu Xu as Director For For Shareholder 13.5 Elect Si Zenghui as Director For For Shareholder 14.1 Elect Geng Qiang as Director For For Shareholder 14.2 Elect Zhao Chunming as Director For For Shareholder 14.3 Elect Chen Liang as Director For For Shareholder -------------------------------------------------------------------------------- JIANGSU CHANGBAO STEELTUBE CO., LTD. Ticker: 002478 Security ID: Y443A3107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Jian as Non-independent For Did Not Vote Shareholder Director 1.2 Elect Han Qiaolin as Non-independent For Did Not Vote Shareholder Director 1.3 Elect Zhu Hongzhang as Non-independent For Did Not Vote Shareholder Director 1.4 Elect Dai Zhengchun as Non-independent For Did Not Vote Shareholder Director 1.5 Elect Yang Lin as Non-independent For Did Not Vote Shareholder Director 1.6 Elect Wang Chao as Non-independent For Did Not Vote Shareholder Director 2.1 Elect Gao Yunbin as Independent For Did Not Vote Management Director 2.2 Elect Liu Jie as Independent Director For Did Not Vote Management 2.3 Elect Luo Shijing as Independent For Did Not Vote Management Director 3.1 Elect Ding Wei as Supervisor For Did Not Vote Shareholder 3.2 Elect Wen Dpnglian as Supervisor For Did Not Vote Shareholder 4 Approve Allowance of Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- JIANGSU CHANGBAO STEELTUBE CO., LTD. Ticker: 002478 Security ID: Y443A3107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Comprehensive For Against Management Credit Line and Guarantee Provision 8 Approve Adjustment on Continued Use of For For Management Idle Own Funds to Purchase Financial Products 9 Approve Foreign Exchange Hedging For For Management Business 10 Approve Provision for Goodwill For For Management Impairment 11 Approve Completion of Performance For For Management Commitments and Compensation Plans for the Underlying Assets of the Company's Acquisition by Issuance of Shares and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU CHANGBAO STEELTUBE CO., LTD. Ticker: 002478 Security ID: Y443A3107 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Medical Assets and For For Management Related Party Transactions as well as Signing of Supplementary Agreements -------------------------------------------------------------------------------- JIANGSU CHANGHAI COMPOSITE MATERIALS CO., LTD. Ticker: 300196 Security ID: Y443A9104 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Existence Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Bond Maturity For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bondholders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Internal Control Verification For For Management Report 10 Approve Weighted Average Return on Net For For Management Assets and Non-Recurring Profits and Losses for the Past Three Years 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Change in Purpose of Share For For Management Repurchase 14 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JIANGSU CHANGHAI COMPOSITE MATERIALS CO., LTD. Ticker: 300196 Security ID: Y443A9104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- JIANGSU CHANGHAI COMPOSITE MATERIALS CO., LTD. Ticker: 300196 Security ID: Y443A9104 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Construction of For For Management Glass Fiber Intelligent Manufacturing Base Project -------------------------------------------------------------------------------- JIANGSU CHANGQING AGRICHEMICAL CO., LTD. Ticker: 002391 Security ID: Y4439W105 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Company's Performance Share For Did Not Vote Management Incentive Plan 2 Amend the Methods to Assess the For Did Not Vote Management Performance of Plan Participants -------------------------------------------------------------------------------- JIANGSU CHANGQING AGRICHEMICAL CO., LTD. Ticker: 002391 Security ID: Y4439W105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Amendments to Articles of For Against Management Association 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD. Ticker: 601128 Security ID: Y443B1100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD. Ticker: 601128 Security ID: Y443B1100 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhuang Guangqiang as For For Management Non-Independent Director 1.2 Elect Xue Wen as Non-Independent For For Management Director 1.3 Elect Sun Ming as Non-Independent For For Management Director 1.4 Elect Meng Shihe as Non-Independent For For Management Director 1.5 Elect Yang Yuguang as Non-Independent For Against Management Director 1.6 Elect Nie Yuhui as Non-Independent For For Management Director 1.7 Elect Wang Chunhua as Non-Independent For For Management Director 1.8 Elect Zhu Qinbao as Non-Independent For For Management Director 1.9 Elect Dai Xuming as Non-Independent For For Management Director 1.10 Elect Jiang Jiansheng as Independent For Against Management Director 1.11 Elect Zhang Helian as Independent For For Management Director 1.12 Elect Yuan Xiuguo as Independent For For Management Director 1.13 Elect Wu Minyan as Independent Director For For Management 1.14 Elect Cai Zexiang as Independent For For Management Director 2.1 Elect Tao Shaofeng as Supervisor For For Management 2.2 Elect Shen Mei as Supervisor For For Management 2.3 Elect Yu Xiaohua as Supervisor For For Management 2.4 Elect Liao Yuansu as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO., LTD. Ticker: 601128 Security ID: Y443B1100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Amend Remuneration Management Measures For Against Management for Directors and Supervisors -------------------------------------------------------------------------------- JIANGSU CHENGXING PHOSPH-CHEMICAL CO., LTD. Ticker: 600078 Security ID: Y44438102 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Jingjuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU CHENGXING PHOSPH-CHEMICAL CO., LTD. Ticker: 600078 Security ID: Y44438102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Non-distribution of Profit For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Comprehensive Credit Line For Against Management Application 8 Approve Provision for Asset Impairment For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Appointment of Financial For For Management Report Auditor and Internal Control Auditor -------------------------------------------------------------------------------- JIANGSU CNANO TECHNOLOGY CO., LTD. Ticker: 688116 Security ID: Y44514100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 10.1 Approve Issue Type For For Management 10.2 Approve Issue Scale For For Management 10.3 Approve Par Value and Issue Price For For Management 10.4 Approve Bond Maturity For For Management 10.5 Approve Bond Interest Rate For For Management 10.6 Approve Period and Manner of Payment For For Management of Capital and Interest 10.7 Approve Guarantee Matters For For Management 10.8 Approve Conversion Period For For Management 10.9 Approve Determination and Adjustment For For Management of Conversion Price 10.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 10.11 Approve Method for Determining the For For Management Number of Shares for Conversion 10.12 Approve Terms of Redemption For For Management 10.13 Approve Terms of Sell-Back For For Management 10.14 Approve Dividend Distribution Post For For Management Conversion 10.15 Approve Issue Manner and Target For For Management Subscribers 10.16 Approve Placing Arrangement for For For Management Shareholders 10.17 Approve Bondholders and Bondholder For For Management Meetings 10.18 Approve Use of Proceeds For For Management 10.19 Approve Raised Funds Management and For For Management Special Accounts 10.20 Approve Resolution Validity Period For For Management 11 Approve Plan for Public Issuance of For For Management Convertible Bonds 12 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bond Issuance 13 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Relevant Undertakings 16 Approve Shareholder Dividend Return For For Management Plan 17 Approve Authorization of Board to For For Management Handle All Related Matters 18 Approve Rules for the Meeting of For For Management Holders of Corporate Convertible Corporate Bonds 19.1 Elect Jiang Shiming as Director For For Shareholder -------------------------------------------------------------------------------- JIANGSU CNANO TECHNOLOGY CO., LTD. Ticker: 688116 Security ID: Y44514100 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Establishment of Special For For Management Account for Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Transfer of Fund Property Shares and Capital Injection 2 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Jianxin as Independent For For Management Director 2 Approve Commodity Hedging Business For For Management 3 Approve Foreign Exchange Derivatives For For Management Trading Business 4 Approve Guarantee Provision Plan For Against Management 5 Approve Related Party Transaction in For For Management Connection to Loan Provision -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimate Related Party For For Management Transaction -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Adjustment of Performance For For Shareholder Commitment Period and Signing of Supplementary Agreement -------------------------------------------------------------------------------- JIANGSU EASTERN SHENGHONG CO., LTD. Ticker: 000301 Security ID: Y9717R108 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management POSM and Polyol Projects -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements and Audit For For Management Report 4 Approve Final Accounting Report For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Final Profit Distribution Plan For For Management and Final Dividend 7 Approve KPMG Huazhen LLP as Auditors For For Management and Internal Control and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management Ultra-Short-Term Notes and Related Transactions 9 Approve Registration and Issuance of For For Management Medium-Term Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management Direct Financing to Provide Loans to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For For Management Direct Financing to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 12 Approve Renewal of Annual Liability For For Management Insurance for Directors, Supervisors and Senior Management and Authorize Yao Yongjia to Handle the Follow-up Related Matters 13.1 Elect Sun Xibin as Director and For For Management Approve the Signing of a Service Contract with Him 13.2 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract with Him 13.3 Elect Yao Yongjia as Director and For For Management Approve the Signing of a Service Contract with Him 13.4 Elect Chen Yanli as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.5 Elect Wang Yingjian as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.6 Elect Wu Xinhua as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.7 Elect Ma Chung Lai, Lawrence as For Against Management Director and Approve the Signing of an Appointment Letter with Him 13.8 Elect Li Xiaoyan as Director and For For Management Approve the Signing of an Appointment Letter with Her 14.1 Elect Lin Hui as Director and Approve For For Management the Signing of a Service Contract with Him 14.2 Elect Zhou Shudong as Director and For For Management Approve the Signing of a Service Contract with Him 14.3 Elect Liu Xiaoxing as Director and For For Management Approve the Signing of a Service Contract with Him 14.4 Elect Xu Guanghua as Director and For For Management Approve the Signing of a Service Contract with Him 14.5 Elect Yu Mingyuan as Director and For For Management Approve the Signing of a Service Contract with Him 15.1 Elect Yang Shiwei as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.2 Elect Ding Guozhen as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.3 Elect Pan Ye as Supervisor and Approve For For Management the Signing of Appointment Letter with Him -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L111 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements and Audit For For Management Report 4 Approve Final Accounting Report For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Final Profit Distribution Plan For For Management and Final Dividend 7 Approve KPMG Huazhen LLP as Auditors For For Management and Internal Control and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management Ultra-Short-Term Notes and Related Transactions 9 Approve Registration and Issuance of For For Management Medium-Term Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management Direct Financing to Provide Loans to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For For Management Direct Financing to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 12 Approve Renewal of Annual Liability For For Management Insurance for Directors, Supervisors and Senior Management and Authorize Yao Yongjia to Handle the Follow-up Related Matters 13.1 Elect Sun Xibin as Director and For For Management Approve the Signing of a Service Contract with Him 13.2 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract with Him 13.3 Elect Yao Yongjia as Director and For For Management Approve the Signing of a Service Contract with Him 13.4 Elect Chen Yanli as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.5 Elect Wang Yingjian as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.6 Elect Wu Xinhua as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.7 Elect Ma Chung Lai, Lawrence as For Against Management Director and Approve the Signing of an Appointment Letter with Him 13.8 Elect Li Xiaoyan as Director and For For Management Approve the Signing of an Appointment Letter with Her 14.1 Elect Lin Hui as Director and Approve For For Management the Signing of a Service Contract with Him 14.2 Elect Zhou Shudong as Director and For For Management Approve the Signing of a Service Contract with Him 14.3 Elect Liu Xiaoxing as Director and For For Management Approve the Signing of a Service Contract with Him 14.4 Elect Xu Guanghua as Director and For For Management Approve the Signing of a Service Contract with Him 14.5 Elect Yu Mingyuan as Director and For For Management Approve the Signing of a Service Contract with Him 15.1 Elect Yang Shiwei as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.2 Elect Ding Guozhen as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.3 Elect Pan Ye as Supervisor and Approve For For Management the Signing of Appointment Letter with Him -------------------------------------------------------------------------------- JIANGSU FINANCIAL LEASING CO. LTD. Ticker: 600901 Security ID: Y4S3A7102 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiong Xiangen as Non-Independent For For Management Director 1.2 Elect Du Wenyi as Non-Independent For For Management Director 1.3 Elect Liu Enqi as Non-Independent For For Management Director 1.4 Elect Wu Shanggang as Non-Independent For For Management Director 1.5 Elect Olivier De Ryck as For For Management Non-Independent Director 1.6 Elect Zhang Yiqin as Non-Independent For For Management Director 1.7 Elect Zhou Baiqing as Non-Independent For For Management Director 2.1 Elect Xue Shuang as Independent For For Management Director 2.2 Elect Yu Jinping as Independent For For Management Director 2.3 Elect Xia Weijian as Independent For For Management Director 2.4 Elect Wang Haitao as Independent For For Management Director 3.1 Elect Chen Yongbing as Supervisor For For Management 3.2 Elect Ding Guozhen as Supervisor For For Management 3.3 Elect Pan Ruirong as Supervisor For For Management 3.4 Elect Zhu Zhiwei as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU FINANCIAL LEASING CO. LTD. Ticker: 600901 Security ID: Y4S3A7102 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Duty Performance Evaluation For For Management Report of Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Duty Performance Evaluation For For Management Report of Directors and Senior Management Members 6 Approve Duty Performance Evaluation For For Management Report of Supervisors 7 Approve Financial Statements and For Against Management Financial Budget Report 8 Approve Annual Report and Summary For For Management 9 Approve Profit Distribution Plan For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Issuance of Financial Bond For For Management 12 Approve Adjustment of Remuneration of For For Management Independent Directors 13 Approve Related Party Transaction For Against Management Report 14.1 Approve Related Party Transaction with For For Management Bank of Nanjing Co., Ltd. 14.2 Approve Related Party Transaction with For For Management Jiangsu Communications Holding Group Finance Co., Ltd. 14.3 Approve Related Party Transaction with For For Management International Finance Corporation 14.4 Approve Related Party Transaction with For For Management Bank of Jiangsu Co., Ltd. 14.5 Approve Related Party Transaction with For For Management Zijin Rural Commercial Bank Co., Ltd. 15 Approve Guarantee Provision for For For Management Establishment of Project Company 16 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 17.1 Approve Share Type For For Management 17.2 Approve Issue Size For For Management 17.3 Approve Bond Par Value and Issue Price For For Management 17.4 Approve Bond Maturity For For Management 17.5 Approve Bond Interest Rate For For Management 17.6 Approve Method and Term for the For For Management Repayment of Interest 17.7 Approve Conversion Period For For Management 17.8 Approve Determination and Adjustment For For Management of Conversion Price 17.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 17.10 Approve Method for Determining the For For Management Number of Shares for Conversion 17.11 Approve Attribution of Dividend for For For Management Conversion 17.12 Approve Terms of Redemption For For Management 17.13 Approve Terms of Sell-Back For For Management 17.14 Approve Issue Manner and Target For For Management Subscribers 17.15 Approve Placing Arrangement for For For Management Original Shareholders 17.16 Approve Matters Relating to Meetings For For Management of Convertible Bond Holders 17.17 Approve Use of Proceeds For For Management 17.18 Approve Matters of Guarantee For For Management 17.19 Approve Resolution Validity Period For For Management 18 Approve Plan on Issuance of For For Management Convertible Bonds 19 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 20 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Convertible Bonds 21 Approve Authorization of Board to For For Management Handle All Related Matters 22 Approve Report on the Usage of For For Management Previously Raised Funds 23 Approve Capital Management Plan For Against Management 24 Approve Shareholder Return Plan For For Management 25 Approve Rules and Procedures Regarding For For Management Meetings of Convertible Bond Holders -------------------------------------------------------------------------------- JIANGSU GIAN TECHNOLOGY CO., LTD. Ticker: 300709 Security ID: Y444U5108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration and Allowance of For For Management Directors and Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Amend Articles of Association For For Management 10 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- JIANGSU GOODWE POWER SUPPLY TECHNOLOGY CO., LTD. Ticker: 688390 Security ID: Y44550104 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU GOODWE POWER SUPPLY TECHNOLOGY CO., LTD. Ticker: 688390 Security ID: Y44550104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisor For For Management 8 Approve Profit Distribution For For Management 9 Approve Comprehensive Credit Line For For Management Application 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU GOODWE POWER SUPPLY TECHNOLOGY CO., LTD. Ticker: 688390 Security ID: Y44550104 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds to Implement the Construction Project of Guotai Innovation and Design Center 2 Approve Amendments to Articles of For For Management Association 3 Approve Reformulation of Rules and For For Management Procedures Regarding Meetings of Board of Directors 4 Approve Reformulation of Rules and For For Management Procedures Regarding Meetings of Board of Supervisors 5 Approve Reformulation of Rules and For For Management Procedures Regarding General Meetings of Shareholders 6 Approve Reformulation of Related Party For For Management Transaction Decision System 7 Approve Reformulation of Management For For Management System and Usage Method of Raised Funds 8 Approve Reformulation of Working For For Management System for Independent Directors -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Formulation of Management For For Management System for Providing External Guarantees -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext 3 Approve Spin-off of Subsidiary to be For For Management Listed on ChiNext (Revised Draft) 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Change in the Use of Raised For For Management Funds for Equity Acquisition and Related Party Transactions -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholder and Meetings of For For Management Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Own Funds to Purchase For For Management Guaranteed Financial Products 3 Approve Forward Foreign Exchange For For Management Settlement and Sale 4 Approve Report on the Usage of For For Management Previously Raised Funds (Revised Draft) -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Equity Acquisition and For For Management Termination of the Previous Change in the Use of Raised Funds 3 Approve Change in Usage of Partial For For Management Raised Funds and to Permanently Supplement Working Capital -------------------------------------------------------------------------------- JIANGSU GUOTAI INTERNATIONAL GROUP CO., LTD. Ticker: 002091 Security ID: Y4439U125 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU GUOXIN CORP. LTD. Ticker: 002608 Security ID: Y7440C109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Securities Investment Plan For For Management 3 Approve Trust Investment Plan For For Management -------------------------------------------------------------------------------- JIANGSU GUOXIN CORP. LTD. Ticker: 002608 Security ID: Y7440C109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For Against Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Securities Investment Plan For For Management 10 Approve Trust Investment Plan For For Management 11 Elect Zhang Ding as Supervisor For For Management 12 Approve Change of Horizontal For For Shareholder Competition Preventive Commitment -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: Y443AC115 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Appointment of Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve to Formulate Shareholder For For Management Return Plan 11 Elect Fang Youtong as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor as well as Payment of Remuneration 7 Approve Amendments to Articles of For For Management Association 8 Approve Repurchase and Cancellation of For For Management Equity Incentive Stocks 9 Elect Dong Jiahong as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU HENGSHUN VINEGAR INDUSTRY CO., LTD. Ticker: 600305 Security ID: Y4446Y102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party For For Management Transactions for 2020 and Expected Daily Related Party Transactions for 2021 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 10 Amend Related-party Transaction System For Against Management 11 Approve Change of Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Increase in Daily Related For For Management Party Transactions for 2021 14.1 Elect Hang Zhuhong as Director For For Management 14.2 Elect Yin Jun as Director For For Management 14.3 Elect Li Guoquan as Director For For Management 14.4 Elect Wang Zhaoxiang as Director For For Management 14.5 Elect Dong Maoyun as Director For For Management 14.6 Elect Yin Zhengguo as Director For For Management 15.1 Elect Xu Jingchang as Director For For Management 15.2 Elect Mao Jian as Director For For Management 15.3 Elect Shi Liping as Director For For Management 16.1 Elect Chen Yue'e as Supervisor For For Shareholder 16.2 Elect Gu Qirong as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU HIGH HOPE INTERNATIONAL GROUP CORP. Ticker: 600981 Security ID: Y4450H102 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementation For For Management Content of the Pulp and Paper O2O Supply Chain Service Upgrade Project and Extend the Construction Period 2 Amend Articles of Association For Against Management 3 Elect Sun Ping as Non-independent For For Management Director -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Erxun as Independent Director For For Management -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Application of Credit Lines For For Management and Provision of Guarantee of Controlling Shareholder 3 Approve Renewal of Comprehensive For For Management Service Agreement 4 Approve Financial Service Agreement For For Management 5 Approve Change in Business Scope For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU HONGDOU INDUSTRY CO., LTD. Ticker: 600400 Security ID: Y4446Q109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- JIANGSU HOPERUN SOFTWARE CO., LTD. Ticker: 300339 Security ID: Y4S40G101 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGSU HOPERUN SOFTWARE CO., LTD. Ticker: 300339 Security ID: Y4S40G101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration (Allowance) of For For Management Directors 8 Approve Remuneration (Allowance) of For For Management Supervisors 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Guarantee For For Management 11 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- JIANGSU HUAXICUN CO. LTD. Ticker: 000936 Security ID: Y4446B102 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Xie'en as Non-Independent For For Management Director 1.2 Elect Li Manliang as Non-Independent For For Management Director 1.3 Elect Bao Lijun as Non-Independent For For Management Director 1.4 Elect Wu Wentong as Non-Independent For For Management Director 1.5 Elect Wang Hongyu as Non-Independent For For Management Director 1.6 Elect Wu Mao as Non-Independent For For Management Director 2.1 Elect Xu Guanghua as Independent For For Management Director 2.2 Elect Zhou Kai as Independent Director For For Management 2.3 Elect ZHOU ZHIPING as Independent For For Management Director 3.1 Elect Wu Xiuqin as Supervisor For For Shareholder 3.2 Elect Shi Ping as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU HUAXICUN CO. LTD. Ticker: 000936 Security ID: Y4446B102 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU HUAXICUN CO. LTD. Ticker: 000936 Security ID: Y4446B102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Authorization of Management to For For Management Dispose Financial Assets 7 Approve Mutual Guarantee with For For Management Controlling Shareholder 8 Approve Application of Bank Credit For For Management Lines 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU JIANGNAN HIGH POLYMER FIBER CO., LTD. Ticker: 600527 Security ID: Y45205112 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Change of Registered Address For For Management 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU JIANGYIN RURAL COMMERCIAL BANK CO., LTD. Ticker: 002807 Security ID: Y444QB100 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve 2020 Report on Related Party For For Management Transaction 6 Approve Profit Distribution For For Management 7 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Duties by Directors, Supervisors and Senior Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Formulation of Administrative For Against Management Measures for the Remuneration Expenses of Directors 10 Approve Formulation of Administrative For Against Management Measures for the Remuneration Expenses of Supervisors 11.1 Approve Related Party Transaction with For For Management Jiangyin Zhenhong Printing and Dyeing Co., Ltd. 11.2 Approve Related Party Transaction with For For Management Jiangyin Yifei Clothing Co., Ltd. 11.3 Approve Related Party Transaction with For For Management Jiangyin Yuanbo Knitting Garment Co., Ltd. 11.4 Approve Related Party Transaction with For For Management Jiangyin Shuangma Clothing Co., Ltd. 11.5 Approve Related Party Transaction with For For Management Jiangyin Benda Clothing Co., Ltd. 11.6 Approve Related Party Transaction with For For Management Jiangyin Fuxiang Machinery Co., Ltd. 11.7 Approve Related Party Transaction with For For Management Jiangyin Dahong Machinery Manufacturing Co., Ltd. 11.8 Approve Related Party Transaction with For For Management Industrial Bank Co., Ltd. 11.9 Approve Related Party Transaction with For For Management Jiangsu Jingjiang Rural Commercial Bank Co., Ltd. 11.10 Approve Related Party Transaction with For For Management Jiangsu Jiangyan Rural Commercial Bank Co., Ltd. 11.11 Approve Related Party Transaction with For For Management Natural Persons 12 Approve to Appoint Auditor For For Management 13 Approve Issuance of Financial Bonds For For Management 14 Approve Issuance of Capital For For Management Supplemental Bonds 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU JIEJIE MICROELECTRONICS CO., LTD. Ticker: 300623 Security ID: Y444RF100 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Capital Injection For For Management -------------------------------------------------------------------------------- JIANGSU JIEJIE MICROELECTRONICS CO., LTD. Ticker: 300623 Security ID: Y444RF100 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 9 Approve Change in Registered Capital For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Profit Distribution For For Management 12 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 13 Approve to Appoint Auditor For For Management 14 Approve Use of Funds for Cash For For Management Management 15 Approve Use of Own Funds for Cash For For Management Management 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 17.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 17.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 17.4 Amend Working System for Independent For Against Management Directors 17.5 Amend Related-Party Transaction For Against Management Management System 17.6 Amend External Financial Assistance For Against Management Provision Management System 17.7 Approve External Guarantee Management For Against Management Regulations 17.8 Amend Management System of Raised Funds For Against Management 17.9 Amend Funding System for Preventing For Against Management the Use of Funds by Controlling Shareholder and Related Parties 17.10 Amend Entrusted Financial Management For Against Management System 17.11 Amend Securities Investment Management For Against Management System -------------------------------------------------------------------------------- JIANGSU JIEJIE MICROELECTRONICS CO., LTD. Ticker: 300623 Security ID: Y444RF100 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Line and For Against Management Provision of Guarantees 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU KANION PHARMACEUTICAL CO., LTD. Ticker: 600557 Security ID: Y4596E104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Related Party Transaction For For Management 8 Elect Xu Min as Independent Director For For Management -------------------------------------------------------------------------------- JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD. Ticker: 603369 Security ID: Y444JU106 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding Meetings of Board of Directors 2 Elect Zhang Weiping as Independent For For Shareholder Director 3 Elect Gu Xiangyue as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD. Ticker: 603369 Security ID: Y444JU106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Appointment of Auditor For For Management 7 Approve Authorization to Use of Idle For For Management Own Funds to Purchase Principal-guaranteed Financial Products 8.1 Elect Liu Jiarong as Director For For Shareholder 8.2 Elect Yan Yunxia as Director For For Shareholder -------------------------------------------------------------------------------- JIANGSU LIANFA TEXTILE CO., LTD. Ticker: 002394 Security ID: Y4441U105 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mid-term Profit Distribution For For Management -------------------------------------------------------------------------------- JIANGSU LIANFA TEXTILE CO., LTD. Ticker: 002394 Security ID: Y4441U105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11 Amend Code of Conduct for Controlling For Against Management Shareholders and Ultimate Controlling Shareholders 12 Amend Related-party Transaction For Against Management Decision-making System 13 Amend the Detailed Rules for the For Against Management Implementation of Cumulative Voting System 14 Approve Provision of Guarantees For Against Management 15 Approve Repurchase and Cancellation of For For Management Performance Shares 16 Amend Articles of Association For For Management 17 Approve Use of Idle Own Funds for For For Management Stock Investment 18 Approve Foreign Exchange Hedging For For Management Business 19 Approve Commodity Futures Options For For Management Hedging Business -------------------------------------------------------------------------------- JIANGSU LIANYUNGANG PORT CO., LTD. Ticker: 601008 Security ID: Y4441X109 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Scale and Usage of Raised Funds For For Management 2.6 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Signing of Conditional Share For For Management Subscription Agreement 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board and For For Management Board Authorized Person to Handle All Related Matters 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU LIANYUNGANG PORT CO., LTD. Ticker: 601008 Security ID: Y4441X109 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Horizontal Competition For For Management Preventive Agreement by Controlling Shareholder Lianyungang Port Group Co. , Ltd. -------------------------------------------------------------------------------- JIANGSU LIANYUNGANG PORT CO., LTD. Ticker: 601008 Security ID: Y4441X109 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Performance Report of the For For Management Audit Committee of the Board of Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Social Responsibility Report For For Management 10 Approve Annual Report and Summary For For Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Related Party Transactions For For Management 13 Approve Financial Budget Plan For For Management 14 Approve Investment Plan For For Management 15 Approve to Appoint Auditor For For Management 16 Approve Loan Application For For Management 17 Approve Use of Idle Funds for For For Management Financial Product 18 Approve Formulation of Shareholder For For Management Return Plan 19 Elect Nan Lan as Non-Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU LIHUA ANIMAL HUSBANDRY CO., LTD. Ticker: 300761 Security ID: Y444YB101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2.3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.4 Amend Management System of Raised Funds For For Management 2.5 Amend Working System for Independent For For Management Directors 2.6 Amend Foreign Investment Management For For Management Method 2.7 Amend Management System for Providing For For Management External Guarantees 2.8 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- JIANGSU LIHUA ANIMAL HUSBANDRY CO., LTD. Ticker: 300761 Security ID: Y444YB101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Lianyi as Independent Director For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU LIHUA ANIMAL HUSBANDRY CO., LTD. Ticker: 300761 Security ID: Y444YB101 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 10.1 Approve Issue Type For For Management 10.2 Approve Issue Scale For For Management 10.3 Approve Par Value and Issue Price For For Management 10.4 Approve Bond Period For For Management 10.5 Approve Interest Rate For For Management 10.6 Approve Repayment Period and Manner of For For Management Principal and Interest 10.7 Approve Guarantee Matters For For Management 10.8 Approve Conversion Period For For Management 10.9 Approve Determination and Adjustment For For Management of Conversion Price 10.10 Approve Downward Adjustment of For For Management Conversion Price 10.11 Approve Determination of Number of For For Management Conversion Shares 10.12 Approve Terms of Redemption For For Management 10.13 Approve Terms of Sell-Back For For Management 10.14 Approve Dividend Distribution Post For For Management Conversion 10.15 Approve Issue Manner and Target Parties For For Management 10.16 Approve Placing Arrangement for For For Management Shareholders 10.17 Approve Matters Relating to Meetings For For Management of Bond Holders 10.18 Approve Usage of Raised Funds For For Management 10.19 Approve Deposit Account for Raised For For Management Funds 10.20 Approve Resolution Validity Period For For Management 11 Approve Plan on Convertible Bond For For Management Issuance 12 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 13 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Shareholder Return Plan For For Management 18 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders -------------------------------------------------------------------------------- JIANGSU LINYANG ENERGY CO., LTD. Ticker: 601222 Security ID: Y444CF106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve External Guarantee Plan For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor and Fix Their Remuneration 10 Elect Lu Danqing as Non-independent For For Management Director 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Change in Registered Capital For For Management and Amend Articles of Association 13 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- JIANGSU LOPAL TECH. CO., LTD. Ticker: 603906 Security ID: Y444TJ100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Application of Comprehensive For For Management Credit Lines and Provision of Guarantees 8 Approve Guarantee Provision for the For For Management Company, Wholly-Owned Subsidiaries and Indirect Subsidiaries 9 Approve Related Party Transactions For For Management 10 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 11 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 12 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management 13 Approve Report of the Independent For For Management Directors 14 Approve to Appoint Auditor For For Management 15 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JIANGSU LOPAL TECH. CO., LTD. Ticker: 603906 Security ID: Y444TJ100 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve External Investment and For For Management Establishment of Joint Venture Company 3 Approve Application of M&A Loans and For Against Management Provision of Guarantees 4 Approve Provision of Guarantees by For For Management Controlling Shareholders and Ultimate Controlling Shareholders 5 Approve Provision of Loans For Against Management 6 Approve Provision of Guarantees to For Against Management Controlled Subsidiaries and Indirect Subsidiaries -------------------------------------------------------------------------------- JIANGSU NATA OPTO-ELECTRONIC MATERIAL CO., LTD. Ticker: 300346 Security ID: Y444F1104 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period and Listing For For Management Arrangement 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Internal Control For For Management Self-Evaluation Report 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU NATA OPTO-ELECTRONIC MATERIAL CO., LTD. Ticker: 300346 Security ID: Y444F1104 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Feng Jiansong as Non-independent For For Management Director 1.2 Elect Zhang Xingguo as Non-independent For For Management Director 1.3 Elect Yin Jiankang as Non-independent For For Management Director 1.4 Elect Joseph Reiser as Non-independent For For Management Director 1.5 Elect Xu Congying as Non-independent For For Management Director 1.6 Elect Wang Luping as Non-independent For For Management Director 1.7 Elect Chen Huabing as Non-independent For For Management Director 1.8 Elect Yang Shijun as Non-independent For For Management Director 2.1 Elect Wu Ling as Independent Director For For Management 2.2 Elect Ma Yunyan as Independent Director For For Management 2.3 Elect Shen Bo as Independent Director For For Management 2.4 Elect Fang Decai as Independent For For Management Director 3.1 Elect Yao Genyuan as Supervisor For For Management 3.2 Elect Yang Jinning as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU NATA OPTO-ELECTRONIC MATERIAL CO., LTD. Ticker: 300346 Security ID: Y444F1104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Use of Own Funds for For For Management Investment in Financial Products 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Expansion of Business Scope For For Management 3 Approve Change in Registered Capital, For For Management Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 1.1 Approve Purpose and Usage of Share For For Management Repurchase 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Method and Price Range of the For For Management Share Repurchase 1.4 Approve Type, Amount and Proportion to For For Management the Company's Total Share Capital 1.5 Approve Total Funds Used for For For Management Repurchase and Source of Funds 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For Did Not Vote Management 1.1 Approve Purpose and Usage of Share For Did Not Vote Management Repurchase 1.2 Approve Share Repurchase Plan in For Did Not Vote Management Compliance with Relevant Conditions 1.3 Approve Method and Price Range of the For Did Not Vote Management Share Repurchase 1.4 Approve Type, Amount and Proportion to For Did Not Vote Management the Company's Total Share Capital 1.5 Approve Total Funds Used for For Did Not Vote Management Repurchase and Source of Funds 1.6 Approve Implementation Period of the For Did Not Vote Management Share Repurchase 1.7 Approve Resolution Validity Period For Did Not Vote Management 2 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Change of Registered Address For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Profit Distribution For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Use of Funds for Cash For For Management Management 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU PHOENIX PROPERTY INVESTMENT CO., LTD. Ticker: 600716 Security ID: Y71718103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Investment Plan and Funding For For Management Plan 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management 8 Approve to Authorize the Use of Own For For Management Funds for Entrusted Financial Management 9 Approve Profit Distribution For For Management 10 Approve Report of the Board of For For Management Supervisors 11.1 Elect Lin Haitao as Director For For Shareholder 11.2 Elect Zhao Liurong as Director For For Shareholder -------------------------------------------------------------------------------- JIANGSU PHOENIX PUBLISHING & MEDIA CORP., LTD. Ticker: 601928 Security ID: Y444CW109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qian Liang as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU PHOENIX PUBLISHING & MEDIA CORP., LTD. Ticker: 601928 Security ID: Y444CW109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Termination of Raised Funds For For Management Project and Use Excess Raised Funds to Replenish Working Capital 10 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Plan For Against Management 2 Amend Articles of Association For Against Management 3 Approve to Change the Implementation For For Management Subject and Implementation Location of Partial Raised Funds Investment Projects -------------------------------------------------------------------------------- JIANGSU PROVINCIAL AGRICULTURAL RECLAMATION & DEV CO., LTD Ticker: 601952 Security ID: Y4S4EH104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Use of Idle Raised Funds for For For Management Cash Management 11.1 Elect Liu Keying as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Commitments of For For Management Acquisition by Cash and Issuance of Shares -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For Against Management Guarantee 2 Approve Provision of Buy-back For For Management Guarantee for Financial Leasing Business -------------------------------------------------------------------------------- JIANGSU RAINBOW HEAVY INDUSTRIES CO., LTD. Ticker: 002483 Security ID: Y444BA108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Plan of Directors For For Management and Supervisors 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantee For Against Management 9 Approve Provision of Repurchase For For Management Guarantee for Financial Leasing Business 10 Approve External Provision of Guarantee For For Management 11 Approve External Financial Assistance For For Management Provision 12 Approve Application of Bank Credit For For Management Lines 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Performance Compensation For For Management Agreement (II) and Adjustment of Performance Commitment 15 Approve Change in Commitments of For For Management Acquisition by Cash and Issuance of Shares 16 Approve Signing of Supplemental For For Management Agreement of Performance Compensation Agreement in Connection with Equity Acquisition as well as Adjustment of Performance Commitment 17 Approve Signing of Supplemental For For Management Agreement of Equity Transfer Agreement and Adjustment of Performance Commitment 18 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 19 Amend Authorization Management System For Against Management -------------------------------------------------------------------------------- JIANGSU SAINTY CORP. LTD. Ticker: 600287 Security ID: Y74523104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Implementation of Methods to For For Management Assess the Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU SAINTY CORP. LTD. Ticker: 600287 Security ID: Y74523104 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Qiang as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SAINTY CORP. LTD. Ticker: 600287 Security ID: Y74523104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Remuneration of Directors For For Management 8 Approve Adjustment of Allowance of For For Management Independent Directors 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Approve Adjustment of Guarantee For For Management Provision Plan 14 Approve Continue to Develop Financial For For Management Cooperation 15.1 Elect Gao Song as Director For For Management 15.2 Elect Du Yan as Director For For Management 15.3 Elect Gui Shengchun as Director For For Management 16.1 Elect Lyu Wei as Director For For Management 16.2 Elect Chen Zhibin as Director For For Management 17.1 Elect Lyu Qiang as Supervisor For For Management 17.2 Elect Yang Feng as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction 2 Approve Comprehensive Credit Line For For Management Application 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Approve Implementing Rules for For For Management Cumulative Voting System 8 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jia Yan as Non-Independent For For Management Director 2 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Counterparties For For Management 2.2 Approve Target Asset For For Management 2.3 Approve Pricing Principles and For For Management Transaction Prices 2.4 Approve Payment Manner For For Management 2.5 Approve Cash Payment Arrangement For For Management 2.6 Approve Type and Par Value For For Management 2.7 Approve Issue Manner and Subscription For For Management Method 2.8 Approve Target Subscribers For For Management 2.9 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.10 Approve Issue Size For For Management 2.11 Approve Lock-up Period Arrangement For For Management 2.12 Approve Listing Location For For Management 2.13 Approve Transitional Profit and Loss For For Management Arrangements 2.14 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.15 Approve Contractual Obligations and For For Management Responsibilities Regarding the Transfer of Ownership of Related Assets 2.16 Approve Profit Commitment and For For Management Compensation Arrangements 2.17 Approve Resolution Validity Period For For Management 2.18 Approve Issue Type and Par Value For For Management 2.19 Approve Issue Manner For For Management 2.20 Approve Target Parties For For Management 2.21 Approve Issue Price and Pricing Basis For For Management 2.22 Approve Amount of Raising Supporting For For Management Funds and Number of Shares Issued 2.23 Approve Lock-up Period Arrangement For For Management 2.24 Approve Listing Location For For Management 2.25 Approve Usage of Raised Funds For For Management 2.26 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.27 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Related Party Transaction 4 Approve Transaction Constitutes as For For Management Major Asset Restructure 5 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 9 Approve Relevant Audit Reports, For For Management Evaluation Reports and Pro Forma Financial Reports 10 Approve Signing of Conditional Asset For For Management Purchase Agreement and Profit Compensation Agreement 11 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Basis and Fairness of Price of For For Management the Transaction 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Appointment of Intermediary For For Management Agencies for Major Asset Restructure 18 Approve Issuance of Shares to Purchase For For Management Assets and Raising Supporting Funds and Adjustment of Related Transaction Plan Constitutes as Major Adjustment to Restructuring Plan 19 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies -------------------------------------------------------------------------------- JIANGSU SHAGANG CO., LTD. Ticker: 002075 Security ID: Y26824113 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Use of Idle Own Funds for For For Management Investment in Financial Products 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Estimated Related Party For For Management Transaction 9 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- JIANGSU SHUANGXING COLOR PLASTIC NEW MATERIALS CO., LTD. Ticker: 002585 Security ID: Y444C8102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget For For Management 7 Approve Report on the Usage of Raised For For Management Funds 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve to Appoint Auditor For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Use of Own Funds and Raised For For Management Funds for Cash Management -------------------------------------------------------------------------------- JIANGSU SHUANGXING COLOR PLASTIC NEW MATERIALS CO., LTD. Ticker: 002585 Security ID: Y444C8102 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU SIHUAN BIOENGINEERING CO., LTD. Ticker: 000518 Security ID: Y5053Y103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 6 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- JIANGSU SIHUAN BIOENGINEERING CO., LTD. Ticker: 000518 Security ID: Y5053Y103 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- JIANGSU SINOJIT WIND ENERGY TECHNOLOGY CO., LTD. Ticker: 601218 Security ID: Y4441Q104 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital as well as Completion of Raised Funds Investment Project 2 Approve Additional Use of Funds to For For Management Purchase Financial Products 3 Amend Articles of Association For For Management 4.1 Elect Bao Shijin as Non-Independent For For Management Director 4.2 Elect Bao Zhenhua as Non-Independent For For Management Director 4.3 Elect Zhu Taoyun as Non-Independent For For Management Director 4.4 Elect Chen Yufang as Non-Independent For For Management Director 5.1 Elect Wang Shizhang as Independent For For Management Director 5.2 Elect Chen Ying as Independent Director For For Management 5.3 Elect Lu Wenlong as Independent For For Management Director 6.1 Elect Huai Gangqiang as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SINOJIT WIND ENERGY TECHNOLOGY CO., LTD. Ticker: 601218 Security ID: Y4441Q104 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Funds to Purchase For For Management Financial Products 10 Approve Remuneration and Performance For For Management Appraisal Management System for Directors, Supervisors and Senior Managers 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management -------------------------------------------------------------------------------- JIANGSU SUNSHINE CO., LTD. Ticker: 600220 Security ID: Y44444100 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Approve Related Party Transaction For For Management 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- JIANGSU SUZHOU RURAL COMMERCIAL BANK CO., LTD. Ticker: 603323 Security ID: Y444TY107 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Xiaojun as Non-independent For For Management Director 1.2 Elect Zhuang Yingjie as For For Management Non-independent Director 1.3 Elect Wang Minghua as Non-independent For For Management Director 1.4 Elect Zhang Yaqin as Non-independent For For Management Director 1.5 Elect Lu Yingdong as Non-independent For For Management Director 1.6 Elect Ma Yaoming as Non-independent For For Management Director 1.7 Elect Tang Lincai as Non-independent For For Management Director 1.8 Elect Zhu Hao as Non-independent For For Management Director 1.9 Elect Chen Zhiming as Non-independent For For Management Director 1.10 Elect Pan Ding as Non-independent For For Management Director 1.11 Elect Yan Changle as Independent For For Management Director 1.12 Elect Sun Yang as Independent Director For For Management 1.13 Elect Lei Xinyong as Independent For For Management Director 1.14 Elect Yuan Yuan as Independent Director For For Management 1.15 Elect Zhu Jianhua as Independent For For Management Director 2.1 Elect Wu Juying as Supervisor For For Management 2.2 Elect Zhou Jianying as Supervisor For For Management 2.3 Elect Qiu Hairong as Supervisor For For Management 2.4 Elect Xu Hongfeng as Supervisor For For Management 2.5 Elect Yang Xiangnin as Supervisor For For Management 2.6 Elect Liu Qiong as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU SUZHOU RURAL COMMERCIAL BANK CO., LTD. Ticker: 603323 Security ID: Y444TY107 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU SUZHOU RURAL COMMERCIAL BANK CO., LTD. Ticker: 603323 Security ID: Y444TY107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Plan 5 Approve Profit Distribution For For Management 6 Approve Special Report of Related For For Management Party Transactions 7 Approve Related Party Transaction For For Management 8 Amend Related Party Transaction For Against Management Management System 9 Approve Report of the Independent For For Management Directors 10 Approve Performance Evaluation Report For For Management of Board of Directors and Directors 11 Approve Performance Evaluation Report For For Management of Board of Supervisors and Supervisors 12 Approve Performance Evaluation Report For For Management of Board of Senior Management and Its Members 13 Approve Financial Service Development For For Management Report 14 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU WANLIN MODERN LOGISTICS CO., LTD. Ticker: 603117 Security ID: Y444L4101 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Number of Board For For Management Members and Amend Articles of Association 2.1 Elect Sun Yufeng as Non-Independent For For Management Director 2.2 Elect Huang Zhihua as Non-Independent For For Management Director 2.3 Elect Shen Jianwen as Non-Independent For For Management Director 2.4 Elect Wu Jiangyu as Non-Independent For For Management Director 2.5 Elect Fan Jibo as Non-Independent For For Management Director 2.6 Elect Hao Jianbin as Non-Independent For For Management Director 3.1 Elect Zhao Yifei as Independent For For Management Director 3.2 Elect Sun Aili as Independent Director For For Management 3.3 Elect Ni Gongwei as Independent For For Management Director 4.1 Elect Sun Yuefeng as Supervisor For For Management 4.2 Elect Gao Hui as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU WANLIN MODERN LOGISTICS CO., LTD. Ticker: 603117 Security ID: Y444L4101 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- JIANGSU WANLIN MODERN LOGISTICS CO., LTD. Ticker: 603117 Security ID: Y444L4101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve to Appoint Financial Report For For Management and Internal Control Auditor 8 Approve Credit Line and Provision of For Against Management Guarantee 9 Approve Changes in Registered Capital For For Management and Amend Articles of Association 10 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- JIANGSU WANLIN MODERN LOGISTICS CO., LTD. Ticker: 603117 Security ID: Y444L4101 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Jinsong as Non-independent For For Management Director -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Non-residential For For Management Property Demolition Compensation Agreement 2 Elect Wu Zhenbang as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Xiangshui For For Management Ecological Chemical Park Enterprise Exit Compensation Agreement of Wholly-owned Subsidiary -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Transfer and For For Management License Agreement -------------------------------------------------------------------------------- JIANGSU WUZHONG INDUSTRIAL CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- JIANGSU WUZHONG PHARMACEUTICAL DEVELOPMENT CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 3.1 Elect Qian Qunshan as Director For For Shareholder 3.2 Elect Qian Qunying as Director For For Shareholder 3.3 Elect Yao Jianlin as Director For For Shareholder 3.4 Elect Sun Tianjiang as Director For For Shareholder 3.5 Elect Jiang Zhong as Director For For Shareholder 3.6 Elect Chen Yi as Director For For Shareholder 4.1 Elect Zhang Xu as Director For For Shareholder 4.2 Elect Shen Yikai as Director For For Shareholder 4.3 Elect Chen Feng as Director For For Shareholder 5.1 Elect Jin Jianping as Supervisor For For Shareholder 5.2 Elect Wu Zhenbang as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU WUZHONG PHARMACEUTICAL DEVELOPMENT CO., LTD. Ticker: 600200 Security ID: Y4446P101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Payment of Remuneration of For For Management Auditor 8 Approve Evaluation of Audit Work and For For Management Appointment of Auditor 9.1 Approve Provision of Guarantee to For For Management Jiangsu Wuzhong Medicine Group Co., Ltd 9.2 Approve Provision of Guarantee to For For Management Jiangsu Wuzhong Medicine Group Co., Ltd.'s Suzhou Pharmaceutical Factory 9.3 Approve Provision of Guarantee to For For Management Jiangsu Wuzhong Medicine Sales Co., Ltd. 9.4 Approve Provision of Guarantee to For For Management Jiangsu Wuzhong Import and Export Co., Ltd. 9.5 Approve Provision of Guarantee to For For Management Zhongwu Trade Development (Hangzhou) Co., Ltd. 10 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 11 Approve Provision for Asset Impairment For For Management 12 Approve Change in Usage of Raised For For Management Funds and Use of Raised Funds to Replenish Working Capital 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU XIUQIANG GLASSWORK CO., LTD. Ticker: 300160 Security ID: Y444BP105 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- JIANGSU XIUQIANG GLASSWORK CO., LTD. Ticker: 300160 Security ID: Y444BP105 Meeting Date: MAR 12, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- JIANGSU XIUQIANG GLASSWORK CO., LTD. Ticker: 300160 Security ID: Y444BP105 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Feng Xin as Director For For Shareholder 1.2 Elect Xue Nan as Director For For Shareholder 1.3 Elect Chen Hong as Director For For Shareholder 1.4 Elect Luo Dun as Director For For Shareholder 2.1 Elect Zhang Caiwen as Director For For Shareholder 2.2 Elect Tao Xiaohui as Director For For Shareholder 3.1 Elect Li Xuejia as Supervisor For For Shareholder 3.2 Elect Huang Hui as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Liandong as For For Management Non-Independent Director 1.2 Elect Zhong Yu as Non-Independent For For Management Director 1.3 Elect Li Minfu as Non-Independent For For Management Director 1.4 Elect Wang Kai as Non-Independent For For Management Director 1.5 Elect Liu Huashuang as Non-Independent For For Management Director 1.6 Elect Cong Xuenian as Non-Independent For For Management Director 1.7 Elect Zhou Xinhu as Non-Independent For For Management Director 2.1 Elect Zhao Shuming as Independent For For Management Director 2.2 Elect Nie Yao as Independent Director For For Management 2.3 Elect Lu Guoping as Independent For For Management Director 2.4 Elect Mao Lingxiao as Independent For For Management Director 3.1 Elect Xu Youheng as Supervisor For For Management 3.2 Elect Xu Lili as Supervisor For For Management 3.3 Elect Chen Taisong as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Liandong as For Did Not Vote Management Non-Independent Director 1.2 Elect Zhong Yu as Non-Independent For Did Not Vote Management Director 1.3 Elect Li Minfu as Non-Independent For Did Not Vote Management Director 1.4 Elect Wang Kai as Non-Independent For Did Not Vote Management Director 1.5 Elect Liu Huashuang as Non-Independent For Did Not Vote Management Director 1.6 Elect Cong Xuenian as Non-Independent For Did Not Vote Management Director 1.7 Elect Zhou Xinhu as Non-Independent For Did Not Vote Management Director 2.1 Elect Zhao Shuming as Independent For Did Not Vote Management Director 2.2 Elect Nie Yao as Independent Director For Did Not Vote Management 2.3 Elect Lu Guoping as Independent For Did Not Vote Management Director 2.4 Elect Mao Lingxiao as Independent For Did Not Vote Management Director 3.1 Elect Xu Youheng as Supervisor For Did Not Vote Management 3.2 Elect Xu Lili as Supervisor For Did Not Vote Management 3.3 Elect Chen Taisong as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD. Ticker: 002304 Security ID: Y444AE101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Funds for Financial For For Management Products 8 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- JIANGSU YANGNONG CHEMICAL CO., LTD. Ticker: 600486 Security ID: Y4446X104 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve to Appoint Auditor For For Management 3 Elect Li Zhonghua as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU YANGNONG CHEMICAL CO., LTD. Ticker: 600486 Security ID: Y4446X104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For For Management 8 Approve Foreign Exchange Forward For For Management Settlement and Sale 9 Approve Related Party Transaction with For For Management Yangnong Group 10 Approve Related Party Transaction with For For Management Syngenta Group Co., Ltd. 11 Approve Financial Services Framework For For Management Agreement -------------------------------------------------------------------------------- JIANGSU YINHE ELECTRONICS CO., LTD. Ticker: 002519 Security ID: Y444BM102 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- JIANGSU YINHE ELECTRONICS CO., LTD. Ticker: 002519 Security ID: Y444BM102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget Report For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Use of Idle Funds to Purchase For Did Not Vote Management Financial Products 9 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 10 Approve Application of Comprehensive For Did Not Vote Management Bank Credit Lines 11 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12 Amend Related-Party Transaction For Did Not Vote Management Management System 13 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders -------------------------------------------------------------------------------- JIANGSU YINHE ELECTRONICS CO., LTD. Ticker: 002519 Security ID: Y444BM102 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For For Management -------------------------------------------------------------------------------- JIANGSU YOKE TECHNOLOGY CO., LTD. Ticker: 002409 Security ID: Y444AX109 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU YOKE TECHNOLOGY CO., LTD. Ticker: 002409 Security ID: Y444AX109 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU YOKE TECHNOLOGY CO., LTD. Ticker: 002409 Security ID: Y444AX109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve Application of Credit Line and For For Management Provision of Guarantees 7 Approve Use of Idle Own Funds for For For Management Investment in Structured Deposits and Lower-risk Financial Products 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU YOKE TECHNOLOGY CO., LTD. Ticker: 002409 Security ID: Y444AX109 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Management Method for the Usage For For Management of Raised Funds -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Dongfeng Yueda Kia Automobile Co., Ltd. 2 Approve Provision of Guarantee to For For Management Shanghai Yueda Zhixing Automobile Service Co., Ltd. 3 Elect Wang Shengjie as Non-independent For For Management Director -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Elect Ge Junlan as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhengming as Supervisor For For Management 2 Elect Cai Boliang as Independent For For Management Director 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- JIANGSU YUEDA INVESTMENT CO., LTD. Ticker: 600805 Security ID: Y4442K106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 2021-021 8 Approve Daily Related-Party For For Management Transactions 2021-030 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Provision of Guarantee For For Management 12 Approve Guarantee Provision Plan For For Management 13 Approve Provision of Guarantee for For For Shareholder Wholly-owned Subsidiary 14 Approve Provision of Guarantee for For Against Shareholder Wholly-owned Subsidiary and Controlled Subsidiary -------------------------------------------------------------------------------- JIANGSU YULONG STEEL PIPE CO., LTD. Ticker: 601028 Security ID: Y444CS108 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name, For For Management Address, Business Scope and Amendments to Articles of Association 2 Approve Futures Hedging Business For For Management 3 Approve Provision of Guarantee For Against Management 4.1 Elect Niu Lei as Non-independent For For Management Director 4.2 Elect Deng Xu as Non-independent For For Management Director -------------------------------------------------------------------------------- JIANGSU YUNYI ELECTRIC CO., LTD. Ticker: 300304 Security ID: Y444E4109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- JIANGSU YUNYI ELECTRIC CO., LTD. Ticker: 300304 Security ID: Y444E4109 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU YUNYI ELECTRIC CO., LTD. Ticker: 300304 Security ID: Y444E4109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Qun as Non-independent For For Management Director 1.2 Elect Zhao Shuai as Non-independent For For Management Director 1.3 Elect Wang Lihua as Non-independent For For Management Director 1.4 Elect Zheng Hongzhe as Non-independent For For Management Director 1.5 Elect Chen Jianjun as Non-independent For For Management Director 1.6 Elect Wang Ruijie as Non-independent For For Management Director 2.1 Elect Yu Chun as Independent Director For For Management 2.2 Elect Wang Qianhua as Independent For For Management Director 2.3 Elect Wan Suiren as Independent For For Management Director 3.1 Elect Lv Yingfang as Supervisor For For Management 3.2 Elect Yu Xiongfeng as Supervisor For For Management 3.3 Elect Zhang Jinyan as Supervisor For For Management 3.4 Elect Ruan Lingbin as Supervisor For For Management -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed and Termination of For For Management Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD. Ticker: 002223 Security ID: Y4449E103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIANGSU ZHANGJIAGANG RURAL COMMERCIAL BANK CO., LTD. Ticker: 002839 Security ID: Y444RL107 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjusting the Scale of For For Management Issuance of Unfixed Term Capital Bonds -------------------------------------------------------------------------------- JIANGSU ZHANGJIAGANG RURAL COMMERCIAL BANK CO., LTD. Ticker: 002839 Security ID: Y444RL107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Performance Evaluation Report For For Management of Board of Directors on Directors and Senior Management Members 7 Approve Performance Evaluation Report For For Management of Board of Supervisors on Supervisors 8 Approve Performance Evaluation Report For For Management of Board of Supervisors on the Board of Directors, Operating Management and Senior Management Members 9 Approve Special Report of Related For For Management Party Transactions 10.1 Approve Daily Related Party For For Management Transactions with Jiangsu Shagang Group Co., Ltd. 10.2 Approve Daily Related Party For For Management Transactions with Zhangjiagang City Zhishu Gongyou Assets Management Co., Ltd. 10.3 Approve Daily Related Party For For Management Transactions with Zhangjiagang Jinmao Collective Assets Management Center 10.4 Approve Daily Related Party For For Management Transactions with Panhua Group Co., Ltd. 10.5 Approve Daily Related Party For For Management Transactions with Zhangjiagang Baoshui Technology (Group) Co., Ltd. 10.6 Approve Daily Related Party For For Management Transactions with Zhangjiagang Boashuiqu Changyuan Thermal Power Co., Ltd. 10.7 Approve Daily Related Party For For Management Transactions with Suzhou Juzhen Optoelectronics Co., Ltd. 10.8 Approve Daily Related Party For For Management Transactions with Huayou Pipe Industry Co., Ltd. 10.9 Approve Daily Related Party For For Management Transactions with Jiangsu Financial Leasing Co., Ltd. 10.10 Approve Daily Related Party For For Management Transactions with Jiangsu Xinghua Rural Commercial Bank Co., Ltd. 10.11 Approve Daily Related Party For For Management Transactions with Jiangsu Taixing Rural Commercial Bank Co., Ltd. 10.12 Approve Daily Related Party For For Management Transactions with Related Natural Persons 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12.1 Elect Lu Jiangshan as Director For For Management 12.2 Elect Guo Weidong as Director For For Management 13 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For Against Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Loan Provision For For Management 3 Approve Related Party Transaction in For For Management Connection to Investment in Qingdao Maorun Equity Investment Partnership (Limited Partnership) -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Loan Provision For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization Matters Related For For Management to Financial Assistance 2 Approve Authorization of Daily Related For For Management Party Transactions 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and For For Management Co-Investment 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Provision of Guarantees to For For Management Shenyang Zhongnan Yisheng Real Estate Development Co., Ltd, Hangzhou Tengyang Enterprise Management Co., Ltd and Nantong Haiyue Real Estate Development Co., Ltd 1.2 Approve Provision of Guarantees to For For Management Dingzhou Jintai Enterprise Management Co., Ltd 1.3 Approve Provision of Guarantees to For Against Management Jiangsu Ganglong Huayang Real Estate Co., Ltd 1.4 Approve Provision of Guarantees to For Against Management Shandong Zhinan Bang Education and Culture Consulting Co., Ltd -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Zibo Jinmei For For Management Real Estate Co., Ltd and Related Party Transactions 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD. Ticker: 000961 Security ID: Y4451G103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit and Dividend For For Management Distribution Plan 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Authorization of Entrusted For For Management Asset Management 9 Approve Provision of Guarantee For For Management 10.1 Elect Hou Qicai as Director For For Management -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management 2 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: Y444E8100 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Report of the Independent For For Management Directors 7 Approve Internal Control Evaluation For For Management Report 8 Approve Financial Statements For For Management 9 Approve Profit Distribution Plan For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Estimate Related Party For For Management Transaction 13 Approve Guarantee Provision for the For Against Management Comprehensive Credit Lines Applied by Controlled Subsidiary 14 Approve Spin-off of Subsidiary in For For Management Accordance with Relevant Laws and Regulations 15.1 Approve Listing Exchange For For Management 15.2 Approve Issue Type For For Management 15.3 Approve Share Par Value For For Management 15.4 Approve Issue Amount and Upper Limit For For Management 15.5 Approve Target Subscribers For For Management 15.6 Approve Issue Time For For Management 15.7 Approve Issue Manner For For Management 15.8 Approve Basis of Pricing For For Management 15.9 Approve Underwriting Manner For For Management 15.10 Approve Use of Proceeds For For Management 15.11 Approve Other Matter Related to the For For Management Issuance 16 Approve Spin-off of Zhongtian For For Management Technology Submarine Cable Co., Ltd to be Listed on the SSE STAR Market 17 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 18 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 19 Approve Proposal on the Company's For For Management Independence and Sustainability 20 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 21 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 22 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 23 Approve Authorization of the Board to For For Management Handle Matters on Spin-off 24 Approve Changes in Registered Capital For For Management 25 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGSU ZIJIN RURAL COMMERCIAL BANK CO. LTD. Ticker: 601860 Security ID: Y444MH101 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Evaluation Report on the For For Management Performance of Directors, Senior Management and Its Members 7 Approve Evaluation Report in For For Management Supervisor's Performance 8 Approve Report of the Related Party For For Management Transactions 9 Approve Daily Related Party For For Management Transactions 10 Approve to Appoint Auditor For For Management 11 Approve Stable Price Plan For For Management 12 Approve Adjustment on Authorization of For Against Management the Board of Directors 13 Approve Amendments to Articles of For For Management Association 14 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- JIANGSU ZONGYI CO., LTD. Ticker: 600770 Security ID: Y4444H101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Use of Own Funds to Invest in For For Management Financial Products 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGXI BANK CO., LTD. Ticker: 1916 Security ID: Y444NK103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creditor's Rights Transfer For For Management Agreement and Related Transactions 2 Elect Wang Ruiqiang as Supervisor For For Management 3 Approve Issuance of Tier-Two Capital For For Management Bonds 4 Approve General Mandate to Issue Shares For For Management -------------------------------------------------------------------------------- JIANGXI BANK CO., LTD. Ticker: 1916 Security ID: Y444NK103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Annual Financial For For Management Statements Report 4 Approve 2021 Financial Budget Plan For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve 2021 Capital Expenditure Plan For For Management 7 Approve Appointment of Auditors For For Management 8 Approve Remuneration Package for For For Management Independent Directors 9 Approve Remuneration Package for For For Management External Supervisors 10 Elect Yu Minxin as Director For For Management 11 Approve Engagement of Convertible For For Management Negotiated Deposit Business to Replenish Additional Tier-One Capital -------------------------------------------------------------------------------- JIANGXI BANK CO., LTD. Ticker: 1916 Security ID: Y444NK103 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Engagement of Convertible For For Management Negotiated Deposit Business to Replenish Additional Tier-One Capital -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management and Related Transactions -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C118 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management and Related Transactions -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply and Services Agreement For For Management I, Annual Caps and Related Transactions 2 Approve Supply and Services Agreement For For Management II, Annual Caps and Related Transactions 3 Approve Land Use Rights Leasing For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C118 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply and Services Agreement For For Management I, Annual Caps and Related Transactions 2 Approve Supply and Services Agreement For For Management II, Annual Caps and Related Transactions 3 Approve Land Use Rights Leasing For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Independent Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Supervisory For For Management Committee 6 Approve Audited Financial Report and For For Management Annual Report and Its Summary 7 Approve Profit Distribution For For Management 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and Internal Auditors and Ernst & Young as Overseas Auditors and Authorize Board to Fix Their Remuneration 9 Approve Remuneration Scheme of For For Management Directors 10 Approve Remuneration Scheme of For For Management Supervisors 11.1 Elect Zheng Gaoqing as Director For For Shareholder 11.2 Elect Wang Bo as Director For For Shareholder 11.3 Elect Gao Jian-min as Director For For Shareholder 11.4 Elect Liang Qing as Director For For Shareholder 11.5 Elect Liu Fangyun as Director For For Shareholder 11.6 Elect Yu Tong as Director For For Shareholder 12.1 Elect Liu Erh Fei as Director For For Shareholder 12.2 Elect Liu Xike as Director For For Shareholder 12.3 Elect Zhu Xingwen as Director For For Shareholder 12.4 Elect Wang Feng as Director For For Shareholder 13.1 Elect Guan Yongmin as Supervisor For For Shareholder 13.2 Elect Wu Donghua as Supervisor For For Shareholder 13.3 Elect Zhang Jianhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C118 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Independent Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Supervisory For For Management Committee 6 Approve Audited Financial Report and For For Management Annual Report and Its Summary 7 Approve Profit Distribution For For Management 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and Internal Auditors and Ernst & Young as Overseas Auditors and Authorize Board to Fix Their Remuneration 9 Approve Remuneration Scheme of For For Management Directors 10 Approve Remuneration Scheme of For For Management Supervisors 11.1 Elect Zheng Gaoqing as Director For For Shareholder 11.2 Elect Wang Bo as Director For For Shareholder 11.3 Elect Liu Fangyun as Director For For Shareholder 11.4 Elect Yu Tong as Director For For Shareholder 11.5 Elect Liang Qing as Director For For Shareholder 11.6 Elect Gao Jian-min as Director For For Shareholder 12.1 Elect Liu Erh Fei as Director For For Shareholder 12.2 Elect Liu Xike as Director For For Shareholder 12.3 Elect Zhu Xingwen as Director For For Shareholder 12.4 Elect Wang Feng as Director For For Shareholder 13.1 Elect Guan Yongmin as Supervisor For For Shareholder 13.2 Elect Wu Donghua as Supervisor For For Shareholder 13.3 Elect Zhang Jianhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI GANNENG CO., LTD. Ticker: 000899 Security ID: Y4444C102 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change the Performance Period For For Management of Commitment 2 Amend Articles of Association For Against Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JIANGXI GANNENG CO., LTD. Ticker: 000899 Security ID: Y4444C102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JIANGXI GANNENG CO., LTD. Ticker: 000899 Security ID: Y4444C102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Profit Distribution 5 Approve Credit Line Application For For Management 6 Elect Wang Weirong as Non-Independent For For Shareholder Director 7.1 Elect Hua Wei as Supervisor For For Shareholder 7.2 Elect Jing Qiuyun as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI GANYUE EXPRESSWAY CO., LTD. Ticker: 600269 Security ID: Y4444J107 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- JIANGXI GANYUE EXPRESSWAY CO., LTD. Ticker: 600269 Security ID: Y4444J107 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Guoqiang as Director For For Shareholder 1.2 Elect Li Nuo as Director For For Shareholder 1.3 Elect Xie Hong as Director For For Shareholder 1.4 Elect Jiang Xiaomi as Director For For Shareholder 1.5 Elect Deng Yonghang as Director For For Shareholder 1.6 Elect Nie Jianchun as Director For For Shareholder 2.1 Elect Hu Wei as Director For For Management 2.2 Elect Zou Rong as Director For For Management 2.3 Elect Liao Yigang as Director For For Management 3.1 Elect Xu Lihong as Supervisor For For Shareholder 3.2 Elect Yuan Xibin as Supervisor For For Shareholder 3.3 Elect Lu Zhenkan as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Financial Service Agreement For For Management 3.1 Elect Ji Ruidong as Non-independent For For Management Director 3.2 Elect Zhou Jianhua as Non-independent For For Management Director 3.3 Elect Wang Weihua as Non-independent For For Management Director 4.1 Elect Geng Xiangjun as Supervisor For For Management -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Acquisition For For Management Compensation Agreement and Asset Disposal -------------------------------------------------------------------------------- JIANGXI HONGDU AVIATION INDUSTRY CO., LTD. Ticker: 600316 Security ID: Y4445M109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Authorization of General For For Management Manager Team to Handle Financing Business 7 Approve Report of the Independent For For Management Directors 8 Amend Articles of Association For Against Management 9 Approve Appointment of Auditor For For Management 10.1 Elect Cao Haipeng as Director For For Shareholder -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chu Jun as Non-Independent For For Management Director 1.2 Elect Chu Jian as Non-Independent For For Management Director 1.3 Elect Xu Guifen as Non-Independent For For Management Director 1.4 Elect Chu Jiangeng as Non-Independent For For Management Director 1.5 Elect Fan Xuming as Non-Independent For For Management Director 1.6 Elect Zeng Xihua as Non-Independent For For Management Director 2.1 Elect Wang Jinben as Independent For For Management Director 2.2 Elect Xiong Tao as Independent Director For For Management 2.3 Elect Chen Xiaohang as Independent For For Management Director 3.1 Elect Huang Jubao as Supervisor For For Management 3.2 Elect Deng Shuzhen as Supervisor For For Management -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI HUANGSHANGHUANG GROUP FOOD CO., LTD. Ticker: 002695 Security ID: Y444GZ108 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JIANGXI LIANCHUANG OPTOELECTRONIC SCIENCE & TECH CO., LTD. Ticker: 600363 Security ID: Y4445T104 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- JIANGXI LIANCHUANG OPTOELECTRONIC SCIENCE & TECH CO., LTD. Ticker: 600363 Security ID: Y4445T104 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Mingkun as Independent For For Management Director 2 Elect Huang Rui as Independent Director For For Management -------------------------------------------------------------------------------- JIANGXI LIANCHUANG OPTOELECTRONIC SCIENCE & TECH CO., LTD. Ticker: 600363 Security ID: Y4445T104 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- JIANGXI LIANCHUANG OPTOELECTRONIC SCIENCE & TECH CO., LTD. Ticker: 600363 Security ID: Y4445T104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Independent Directors 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Elect Zhu Rihong as Independent For For Management Director 10 Approve Amendments to Articles of For For Management Association 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGXI WANNIANQING CEMENT CO., LTD. Ticker: 000789 Security ID: Y4445F104 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Wensheng as Non-Independent For For Shareholder Director 2 Elect Xu Zhenghua as Supervisor For For Management -------------------------------------------------------------------------------- JIANGXI WANNIANQING CEMENT CO., LTD. Ticker: 000789 Security ID: Y4445F104 Meeting Date: OCT 22, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value, Issue Price and For For Management Bond Interest Rate 2.5 Approve Use of Proceeds For For Management 2.6 Approve Guarantee Arrangement For For Management 2.7 Approve Target Parties For For Management 2.8 Approve Listing Arrangement For For Management 2.9 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Safeguard Measures of Debts For For Management Repayment -------------------------------------------------------------------------------- JIANGXI WANNIANQING CEMENT CO., LTD. Ticker: 000789 Security ID: Y4445F104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application and Guarantee Authorization -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Conditional Share For For Management Subscription Agreement 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Conditional For For Management Strategic Cooperation Agreement 8 Approve Signing of Conditional Share For For Management Subscription Agreement with Strategic Investors 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve White Wash Waiver and Related For For Management Transactions 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Issue Price and Pricing For Did Not Vote Management Principle 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Listing Exchange For Did Not Vote Management 2.8 Approve Amount and Usage of Raised For Did Not Vote Management Funds 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Signing of Conditional Share For Did Not Vote Management Subscription Agreement 6 Approve Related Party Transactions in For Did Not Vote Management Connection to Private Placement 7 Approve Signing of Conditional For Did Not Vote Management Strategic Cooperation Agreement 8 Approve Signing of Conditional Share For Did Not Vote Management Subscription Agreement with Strategic Investors 9 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 10 Approve White Wash Waiver and Related For Did Not Vote Management Transactions 11 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Additional Guarantee Provision For Did Not Vote Management Plan -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Feng as Non-independent For For Shareholder Director 2 Approve Repurchase and Cancellation of For For Management 2017, 2018, 2019 Performance Shares 3 Approve Acquisition by Wholly-owned For For Management Subsidiary 4 Approve Repurchase and Cancellation of For For Management 2018, 2019 Performance Shares 5 Approve Issuance of Overseas Bonds of For For Management Wholly-owned Subsidiary 6 Approve Authorization of the Board on For For Management Issuance of Overseas Bonds 7 Approve Provision of Guarantee for For For Management Issuance of Overseas Bonds 8 Approve Commodity Futures Hedging For For Management Business 9 Approve Special Report on the Usage of For For Management Previously Raised Funds 10 Approve Additional Guarantee for For For Shareholder Subsidiary -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For For Shareholder 4 Approve Related Party Transactions For For Shareholder -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Daily Related Party For For Shareholder Transactions with Ultimate Controller 5 Approve Daily Related Party For For Shareholder Transactions with Associate Company 6 Approve External Guarantee For Against Shareholder 7 Approve Loan For For Shareholder 8 Approve Total Loan Amount and For Against Shareholder Authorization 9 Amend Articles of Association For For Shareholder 10 Approve Business Partner Plan For For Shareholder 11 Approve Management Method of Business For For Shareholder Partner Plan 12 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For Did Not Vote Management Share Purchase Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Approve Daily Related Party For Did Not Vote Shareholder Transactions with Ultimate Controller 5 Approve Daily Related Party For Did Not Vote Shareholder Transactions with Associate Company 6 Approve External Guarantee For Did Not Vote Shareholder 7 Approve Loan For Did Not Vote Shareholder 8 Approve Total Loan Amount and For Did Not Vote Shareholder Authorization 9 Amend Articles of Association For Did Not Vote Shareholder 10 Approve Business Partner Plan For Did Not Vote Shareholder 11 Approve Management Method of Business For Did Not Vote Shareholder Partner Plan 12 Approve Authorization of Board to For Did Not Vote Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Shareholder Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Shareholder Performance of Plan Participants 3 Approve Authorization of the Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Did Not Vote Shareholder Options and Performance Share Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Shareholder Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Increase Amount of Guarantees For For Management to Subsidiaries -------------------------------------------------------------------------------- JIANGXI ZHENGBANG TECHNOLOGY CO., LTD. Ticker: 002157 Security ID: Y4448A102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Capital Injection Agreement For For Management 8 Approve Company's Eligibility for For For Management Issuance of Green Bonds 9 Approve Issuance of Green Bonds For For Management 10 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Green Bonds 11 Approve Issuance of Commercial Papers For For Management 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Commercial Papers 13 Approve Additional Guarantee For For Shareholder -------------------------------------------------------------------------------- JIAOZUO WANFANG ALUMINUM MANUFACTURING CO., LTD. Ticker: 000612 Security ID: Y44433103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Payment of Remuneration 2 Approve Daily Related Party For For Management Transaction with Zhejiang Anxin Trading Co., Ltd. 3 Approve Daily Related Party For For Management Transaction with Jiaozuo Wanfang Group Co., Ltd. 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope 5 Elect Wang Daqing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JIAOZUO WANFANG ALUMINUM MANUFACTURING CO., LTD. Ticker: 000612 Security ID: Y44433103 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- JIAOZUO WANFANG ALUMINUM MANUFACTURING CO., LTD. Ticker: 000612 Security ID: Y44433103 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIAYUAN INTERNATIONAL GROUP LIMITED Ticker: 2768 Security ID: G5139G100 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement, For For Management Issuance of Convertible Bonds, Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- JIAYUAN INTERNATIONAL GROUP LIMITED Ticker: 2768 Security ID: G5139G100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Yi as Director For For Management 3a2 Elect Shen Xiaodong as Director For For Management 3a3 Elect Tai Kwok Leung, Alexander as For For Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JIHUA GROUP CORP. LTD. Ticker: 601718 Security ID: Y444B4102 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve Equity Transfer For For Management 5 Approve Change in Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- JIHUA GROUP CORP. LTD. Ticker: 601718 Security ID: Y444B4102 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Yuan Haili as Non-Independent For For Shareholder Director 2.2 Elect Chen Xiangdong as For For Shareholder Non-Independent Director 2.3 Elect Yang Dajun as Non-Independent For For Shareholder Director 2.4 Elect Shi Junlong as Non-Independent For For Shareholder Director 2.5 Elect Duan Yinhai as Non-Independent For For Shareholder Director 2.6 Elect Wang Xingzhi as Non-Independent For For Shareholder Director 3.1 Elect Xu Jian as Independent Director For For Shareholder 3.2 Elect Zhang Jide as Independent For For Shareholder Director 3.3 Elect Lu Yehu as Independent Director For For Shareholder 4.1 Elect Huang Mengkui as Supervisor For For Shareholder 4.2 Elect Teng Lianyue as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIHUA GROUP CORP. LTD. Ticker: 601718 Security ID: Y444B4102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- JILIN AODONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 000623 Security ID: Y4451E108 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Li Xiulin as Non-independent For For Shareholder Director 3.2 Elect Guo Shuqin as Non-independent For For Shareholder Director 3.3 Elect Yang Kai as Non-independent For For Shareholder Director 3.4 Elect Zhang Shuyuan as Non-independent For For Shareholder Director 3.5 Elect Wang Zhenyu as Non-independent For For Shareholder Director 3.6 Elect Zhao Dalong as Non-independent For For Shareholder Director 3.7 Elect Bi Yan as Independent Director For For Shareholder 3.8 Elect Li Peng as Independent Director For For Shareholder 3.9 Elect Xiao Weiwei as Independent For For Shareholder Director 4.1 Elect Chen Yongfeng as Supervisor For For Shareholder 4.2 Elect Xiu Gang as Supervisor For For Shareholder 4.3 Elect Sun Yuju as Supervisor For For Shareholder -------------------------------------------------------------------------------- JILIN AODONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 000623 Security ID: Y4451E108 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Re-determination and For For Management Postponement of Investment Projects with Partial Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Resolution For For Management Validity Period in Connection to Private Placement of Shares 2 Approve Plan for Private Placement of For For Management Shares (Revised) 3 Approve Adjustment on Authorization of For For Management the Board to Handle All Matters Related to Private Placement of Shares -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Purchase of Coal from the State Power Investment Corporation Aluminum International Trade Co., Ltd. 2 Approve Related Party Transaction in For For Management Connection to Purchase of Coal from China Power Investment Xianrong (Tianjin) Risk Management Co., Ltd. 3 Approve Related Party Transaction in For For Management Connection to Purchase of Coal from the State Power Investment Corporation GCL Binhai Power Generation Co., Ltd. -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of 600MW Photovoltaic Demonstration Project 2 Approve Entrusted Operation Services For For Management with Baishan Thermal Power Co., Ltd. 3 Approve Entrusted Operation Services For For Management with Tonghua Thermal Power Co., Ltd. 4 Approve to Appoint Auditor For For Management 5 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Wind Power Projects 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JILIN ELECTRIC POWER CO., LTD. Ticker: 000875 Security ID: Y4446A104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financing Plan For For Management 7 Approve Investment Plan For For Management 8 Approve Deposits and Loan Transactions For For Management with State Power Investment Corporation Finance Co., Ltd. 9 Approve Carry Out Leasing Business For For Management with CLP Investment and Financial Leasing Co., Ltd. 10 Approve Carry Out Leasing Business For For Management with China Kangfu International Leasing Co., Ltd. 11 Approve Issuance of Green Corporate For For Management Bond and Medium-term Notes 12.1 Approve Purchasing Coal from Inner For For Management Mongolia Huolinhe Open-pit Coal Industry Co., Ltd. and its Holding Company 12.2 Approve Purchasing Coal from Inner For For Management Mongolia BaiyinHua Coal Industry Co., Ltd. 12.3 Approve Receipt of General Contracting For For Management and Distribution of Materials and Equipment from State Power Investment Materials and Equipment Branch 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- JILIN JIAN YISHENG PHARMACEUTICAL CO., LTD. Ticker: 002566 Security ID: Y444BY106 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Loan For For Management -------------------------------------------------------------------------------- JILIN SINO-MICROELECTRONICS CO., LTD. Ticker: 600360 Security ID: Y44453101 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JILIN SINO-MICROELECTRONICS CO., LTD. Ticker: 600360 Security ID: Y44453101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Application of Bank Credit For For Management Lines and Authorization of the Chairman of the Board of Directors to Sign Relevant Loan Agreement 7 Approve Provision of Guarantees For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Report of the Independent For For Management Directors 10 Approve Profit Distribution For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Shareholder Return Plan For For Management 13 Approve Entrusted Asset Management Plan For For Management 14.1 Elect Xia Zengwen as Director For For Management 14.2 Elect Yu Shengdong as Director For For Management 14.3 Elect Zhao Dongjun as Director For For Management 14.4 Elect Jiang Yongheng as Director For For Management 15.1 Elect Shen Bo as Director For For Management 15.2 Elect Tong Chengsheng as Director For For Management 15.3 Elect Li Dapei as Director For For Management 16.1 Elect Lin Hai as Supervisor For For Management 16.2 Elect Yu Tong as Supervisor For For Management -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for Yatai For For Management Group Changchun Building Materials Co. , Ltd. and Jilin Yatai Yongantang Pharmaceutical Co., Ltd. 2 Approve Guarantee Provision for Jilin For For Management Yatai Bio-Pharmaceuticals Co.,Ltd. and Jilin Longxin Pharmaceutical Co., Ltd. 3 Approve Guarantee Provision for Jilin For For Management Northeast Asia Pharmaceutical Co., Ltd. and Jilin Yatai Supermarket Co., Ltd. 4 Approve Guarantee Provision for Jilin For For Management Yatai Fuyuan Shopping Center Co., Ltd. and Jilin Yatai Group Material Trading Co., Ltd. 5 Approve Continued Guarantee Provision For For Management for Jilin Yatai Hengda Decoration Engineering Co., Ltd. 6 Approve Guarantee Provision for the For For Management Working Capital Loan Application of Yatai Group Changchun Building Materials Co., Ltd. 7 Approve Guarantee Provision for Jilin For Against Management Yatai Cement Co., Ltd. 8 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Application of Yatai Group Changchun Building Materials Co., Ltd. 9 Approve Continued Guarantee Provision For For Management for Jilin Yatai Fuyuan Shopping Center Co., Ltd. 10 Approve Guarantee Provision for Jilin For Against Management Yatai Pharmaceutical Co., Ltd. and Yatai Group Changchun Building Materials Co., Ltd. 11 Approve Continued Guarantee Provision For Against Management for Jilin Dayaofang Pharmaceutical Co. , Ltd. 12 Approve Continued Guarantee Provision For Against Management for Jilin Dayaofang Pharmaceutical Co. , Ltd. and Jilin Northeast Asia Pharmaceutical Co., Ltd. -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Yatai Group Changchun Building Materials Co., Ltd. 2 Approve Provision of Guarantee to For Against Management Yatai Group Yitong Cement Co., Ltd. 3 Approve Provision of Guarantee to For For Management Yatai Group Changchun Building Material Co., Ltd., Jilin Yatai Construction Engineering Co., Ltd., Qi Shuo Wine Co., Ltd. 4 Approve Provision of Guarantee to For Against Management Jilin Yatai Fuyuan Shopping Center Co. , Ltd., Jilin Yatai Supermarket Co., Ltd., Jilin Yatai Dinglu Cement Co., Ltd. 5 Approve Provision of Guarantee to For Against Management Yatai Building Materials Group Co., Ltd., Jilin Yatai Cement Co., Ltd., Yatai Group Yitong Cement Co., Ltd., Jilin Pharmacy Pharmaceutical Co., Ltd. 6 Approve Provision of Guarantee to For Against Management Jilin Yatai Mingcheng Cement Co., Ltd. , Jilin Yatai Longtan Cement Co., Ltd. 7 Approve Provision of Guarantee to For For Management Yatai Group Changchun Building Materials Co., Ltd., Jilin Yatai Yongantang Pharmaceutical Co., Ltd., Jilin Yatai Biological Pharmaceutical Co., Ltd., Jilin Longxin Pharmaceutical Co., Ltd. 8 Approve Provision of Guarantee to For For Management Jilin Province Northeast Asia Pharmaceutical Co., Ltd., Jilin Yatai Supermarket Co., Ltd., Jilin Yatai Fuyuan Shopping Center Co., Ltd., Jilin Yatai Group Material Trading Co. , Ltd. -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For Against Management Jilin Yatai Cement Co., Ltd. and Jilin Yatai Mingcheng Cement Co., Ltd. 2 Approve Provision of Guarantee to For For Management Jilin Pharmacy Pharmaceutical Co., Ltd. for Loans from Changchun Rural Commercial Bank Co., Ltd. 3 Approve Provision of Guarantee to For For Management Jilin Pharmacy Pharmaceutical Co., Ltd. for Credit Line from China Everbright Bank Co., Ltd. 4 Approve Provision of Guarantee to For Against Management Jilin Yatai Cement Co., Ltd. and Jilin Pharmacy Pharmaceutical Co., Ltd 5 Approve Provision of Guarantee to For For Management Jilin Pharmacy Pharmaceutical Co., Ltd. for Loans from Changchun Rural Commercial Bank Co., Ltd. 6 Approve Provision of Guarantee to the For For Management Working Capital Loans of the Company from Bohai Bank Co., Ltd. 7 Approve Provision of Guarantee by For For Management Jilin Yatai Cement Co., Ltd to the Working Capital Loans of the Company from Bohai Bank Co., Ltd. 8 Approve Jilin Pharmacy Pharmaceutical For For Management Co., Ltd. and Yatai Group Changchun Building Material Co., Ltd. to Use Company's Credit Line in Jilin Jiutai Rural Commercial Bank Co., Ltd. and Company's Guarantee Provision 9 Approve Provision of Guarantee to For Against Management Lanhai Quanzhou Water City (Tianjin) Development Co., Ltd. 10 Approve Provision of Guarantee to For Against Management Jilin Yatai Group Cement Sales Co., Ltd. 11 Approve Provision of Guarantee to For For Management Jilin Pharmacy Pharmaceutical Co., Ltd. for its Credit Line from Jilin Bank Co., Ltd. -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Guarantee Provision For Against Management for Jilin Yatai Cement Co., Ltd. 2 Approve Continued Guarantee Provision For Against Management for Jilin Yatai Mingcheng Cement Co., Ltd. and Jilin Yatai Longtan Cement Co. , Ltd. 3 Approve Continued Guarantee Provision For For Management for Great Jilin Medicine Store Pharmaceutical Co., Ltd. and Jilin Northeast Asia Pharmaceutical Co., Ltd. 4 Approve Continued Guarantee Provision For For Management for Jilin Yatai Fuyuan Shopping Center Co., Ltd., Jilin Yatai Supermarket Co. , Ltd., Jilin Yatai Hotel Co., Ltd. and Changchun Longda Hotel Co., Ltd. 5 Approve Continued Guarantee Provision For Against Management for Great Jilin Medicine Store Pharmaceutical Co., Ltd., Jilin Yatai Cement Co., Ltd. and Jilin Yatai Mingcheng Cement Co., Ltd. 6 Approve Continued Guarantee Provision For Against Management for Jilin Yatai Cement Co., Ltd. and Jilin Yatai Mingcheng Cement Co., Ltd. 7 Approve Continued Provision of Maximum For For Management Pledge Guarantee for Jilin Yatai Group Material Trading Co., Ltd., Yatai Group Changchun Building Materials Co. , Ltd. and Jilin Yatai Yongantang Pharmaceutical Co., Ltd. 8 Approve Continued Provision of Maximum For For Management Pledge Guarantee for Jilin Yatai Bio-Pharmaceuticals Co., Ltd., Jilin Longxin Pharmaceutical Co., Ltd., Jilin Northeast Asia Pharmaceutical Co. , Ltd. and Jilin Yatai Supermarket Co. , Ltd. 9 Approve Continued Provision of Maximum For For Management Pledge Guarantee for Jilin Yatai Fuyuan Shopping Center Co., Ltd. 10 Approve Continued Guarantee Provision For Against Management for Jilin Yatai Cement Co., Ltd. 11 Approve Continued Guarantee Provision For Against Management for Yatai Group Tonghua Cement Co., Ltd. 12 Approve Continued Guarantee Provision For Against Management for Jilin Yatai Cement Co., Ltd., Jilin Yatai Mingcheng Cement Co., Ltd. , Great Jilin Medicine Store Pharmaceutical Co., Ltd. and Jilin Longxin Pharmaceutical Co., Ltd. 13 Approve Continued Guarantee Provision For Against Management for Jilin Yatai Cement Co., Ltd. and Jilin Yatai Construction Engineering Co., Ltd. 14 Approve Continued Guarantee Provision For For Management for Jilin Longxin Pharmaceutical Co., Ltd. -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Project Invested For For Management by Raised Funds and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- JILIN YATAI (GROUP) CO., LTD. Ticker: 600881 Security ID: Y4443R100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Daily Related Party For For Management Transactions 10 Approve Shareholder Return Plan For For Management 11 Approve Provision of Guarantee For For Management 12 Approve Dismissal of Sui Dianjun For For Management -------------------------------------------------------------------------------- JILIN ZIXIN PHARMACEUTICAL INDUSTRIAL CO., LTD. Ticker: 002118 Security ID: Y4S43P116 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Financing Guarantee For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JIN TONG LING TECHNOLOGY GROUP CO., LTD. Ticker: 300091 Security ID: Y4441N101 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Plan for Private For For Management Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIN TONG LING TECHNOLOGY GROUP CO., LTD. Ticker: 300091 Security ID: Y4441N101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Supervisors For For Management 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Director For For Management 9 Approve Changes in Registered Capital For For Management and Amend Articles of Association 10 Approve Shareholder Return Plan For For Management 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Approve Financing Application For For Management 14 Approve Provision of Guarantee For Against Management 15 Approve Company's Eligibility for For For Management Private Placement of Corporate Bond 16.1 Approve Issue Size For For Management 16.2 Approve Par Value and Issue Price For For Management 16.3 Approve Bond Type and Maturity For For Management 16.4 Approve Bond Interest Rate and Payment For For Management Method 16.5 Approve Issue Manner For For Management 16.6 Approve Target Subscribers For For Management 16.7 Approve Credit Enhancement Arrangement For For Management 16.8 Approve Repayment of Principal and For For Management Interest 16.9 Approve Use of Proceeds For For Management 16.10 Approve Listing Transfer Arrangement For For Management 16.11 Approve Entitlement Clause For For Management 16.12 Approve Safeguard Measures of Debts For For Management Repayment 16.13 Approve Underwriting Manner For For Management 16.14 Approve Resolution Validity Period For For Management 17 Approve Authorization of the Board to For For Management Handle All Related Matters of Private Placement of Corporate Bond 18 Approve Provision of Guarantee by For For Management Nantong Zhonghe Financial Guarantee Group Co., Ltd and Provision of Counter-Guarantees by Wholly-owned Subsidiary 19 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD Ticker: 2362 Security ID: G5138B102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Youda as Director For For Management 2b Elect Wang Qiangzhong as Director For Against Management 2c Elect Yen Yuen Ho, Tony as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Grant of Mandate for Issuance For For Management of Shares Under Share Incentive Scheme -------------------------------------------------------------------------------- JINDAL SAW LTD. Ticker: 500378 Security ID: Y4449A101 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Prithavi Raj Jindal as Director For For Management 4 Reelect Shradha Jatia as Director For For Management 5 Reelect Abhiram Tayal as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Offer or Invitation to For For Management Subscribe to Secured/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Conversion of Loan into Equity For For Management Shares in Case of Default in Repayment -------------------------------------------------------------------------------- JINDAL STEEL & POWER LIMITED Ticker: 532286 Security ID: Y4447P100 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of Up to the Entire For For Management Interest in Jindal Shadeed Iron & Steel LLC, Step-Down Material Subsidiary, by Jindal Steel & Power (Mauritius) Limited, Wholly Owned Subsidiary -------------------------------------------------------------------------------- JINDAL STEEL & POWER LIMITED Ticker: 532286 Security ID: Y4447P100 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For Against Management and Statutory Reports 1b Accept Consolidated Financial For Against Management Statements and Statutory Reports 2 Reelect Naveen Jindal as Director For For Management 3 Reelect Dinesh Kumar Saraogi as For Against Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For Against Management of Naveen Jindal as Whole-time Director Designated as Chairman 6 Approve Reappointment and Remuneration For For Management of Dinesh Kumar Saraogi as Whole-time Director 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Approve Conversion of Loan to For For Management Equity/Other Form of Capital -------------------------------------------------------------------------------- JINDUICHENG MOLYBDENUM CO., LTD. Ticker: 601958 Security ID: Y44498106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transaction Plan 7 Approve Technological Transformation For For Management and Equipment Renewal Investment Plan 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JINFA LABI MATERNITY & BABY ARTICLES CO., LTD. Ticker: 002762 Security ID: Y444KT107 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JINHUI LIQUOR CO., LTD. Ticker: 603919 Security ID: Y444MX106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8.1 Elect Zhou Zhigang as Director For For Shareholder 8.2 Elect Huang Zhen as Director For For Shareholder 8.3 Elect Shi Kun as Director For For Shareholder 8.4 Elect Wu Yifei as Director For For Shareholder 8.5 Elect Zou Chao as Director For For Shareholder 8.6 Elect Zhang Shixin as Director For For Shareholder 8.7 Elect Chen Ying as Director For For Shareholder 9.1 Elect Gan Peizhong as Director For For Shareholder 9.2 Elect Wang Qinggang as Director For For Shareholder 9.3 Elect Xie Ming as Director For For Shareholder 9.4 Elect Li Haige as Director For For Shareholder 10.1 Elect Wang Jin as Supervisor For For Shareholder 10.2 Elect Yao Yu as Supervisor For For Shareholder -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Management of Part For For Management of Equity Assets of Controlling Shareholder and Related Party Transactions 2.1 Elect Hu Jun as Independent Director For For Management 2.2 Elect Zhou Zhifang as Independent For For Management Director -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Remuneration Plan for Senior For Against Management Management Members 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JINJIAN CEREALS INDUSTRY CO., LTD. Ticker: 600127 Security ID: Y37687103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Board of For For Management Independent Directors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Provision of External Guarantee For For Management 8 Approve Bank Loan For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2.1 Approve Issue Size For For Management 2.2 Approve Issue Time and Manner For For Management 2.3 Approve Issue Period and Type For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Bond Coupon Rate and Method of For For Management Determination 2.6 Approve Target Subscribers For For Management 2.7 Approve Terms of Redemption or Terms For For Management of Sell-Back 2.8 Approve Guarantor and Guarantee Method For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Additional Guarantee For For Management 5 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Offshore USD Bonds For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters to Offshore USD Bonds 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Transfer of the Surplus Funds For For Management of the Controlled Subsidiary According to the Equity Ratio -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Amend Management System for Providing For For Management External Guarantees 3 Amend Related-Party Transaction For For Management Management System 4 Amend Major Investment Decision For For Management Management System -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Guarantee for For For Management Participation in Real Estate Project Company and New Guarantee 2 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Shareholding Equity -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Da as Non-Independent For For Shareholder Director 1.2 Elect Liu Jing as Non-Independent For For Shareholder Director 1.3 Elect Yang Chengjun as Non-Independent For For Shareholder Director 1.4 Elect Yang Liu as Non-Independent For For Shareholder Director 2.1 Elect Zhu Ning as Independent Director For For Shareholder 2.2 Elect Wang Wen as Independent Director For For Shareholder 2.3 Elect Hu Yuntong as Independent For For Shareholder Director 3.1 Elect Liu Zhonghai as Supervisor For For Shareholder 3.2 Elect Liang Zhongtai as Supervisor For For Shareholder 4 Approve Increase the Guarantee Limit For For Management for the Financing of Company and Controlled Subsidiaries -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Guarantee Limit for For For Management Companies Participating in Real Estate Projects 2 Approve Transfer of Surplus Funds in For For Management Subsidiary in Proportion to Equity 3 Approve Provision of Shareholder Loans For For Management to Real Estate Project Companies in Proportion to Equity -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management 2 Approve Use of Surplus Funds of For For Management Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Remuneration of Chairman of For For Management the Board 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8 Approve Additional Guarantee For For Shareholder 9 Approve Use of Surplus Funds of For For Shareholder Subsidiary by the Company and its Partners According to Their Shareholding 10 Approve Supply Chain Asset-backed For For Shareholder Securities Business 11 Approve Company's Eligibility for For For Shareholder Issuance of Debt Financing Instruments 12.1 Approve Issue Size For For Shareholder 12.2 Approve Issue Time and Manner For For Shareholder 12.3 Approve Issue Period and Type For For Shareholder 12.4 Approve Use of Proceeds For For Shareholder 12.5 Approve Issuance Cost For For Shareholder 12.6 Approve Resolution Validity Period For For Shareholder 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- JINKE PROPERTY GROUP CO., LTD. Ticker: 000656 Security ID: Y4463Q107 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- JINKO POWER TECHNOLOGY CO., LTD. Ticker: 601778 Security ID: Y4463R105 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Electricity Sales For For Management Service and Related Party Transaction 2 Approve Provision of Guarantee for For For Management Jiande Jingke Photovoltaic Power Co., Ltd. 3 Approve Provision of Guarantee for For For Management Ruichang Jinke Power Co., Ltd. 4 Approve Credit Line Application For For Management 5 Approve Additional Guarantee For Against Management -------------------------------------------------------------------------------- JINKO POWER TECHNOLOGY CO., LTD. Ticker: 601778 Security ID: Y4463R105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Appointment of Auditor For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Asset Disposal For For Shareholder 11 Elect Gao Ertan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JINKO POWER TECHNOLOGY CO., LTD. Ticker: 601778 Security ID: Y4463R105 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Terms for Downward Adjustment For For Management of Conversion Price -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO., LTD. Ticker: JKS Security ID: 47759T100 Meeting Date: DEC 29, 2020 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Yingqiu Liu For For Management 2 Elect Director Wing Keong Siew For For Management 3 Elect Director Haiyun (Charlie) Cao For Against Management 4 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- JINLING PHARMACEUTICAL CO., LTD. Ticker: 000919 Security ID: Y4446N106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yajun as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- JINLING PHARMACEUTICAL CO., LTD. Ticker: 000919 Security ID: Y4446N106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- JINLING PHARMACEUTICAL CO., LTD. Ticker: 000919 Security ID: Y4446N106 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Strategic Planning Outline For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Provision for Asset Impairment For For Management 9 Approve Related Party Transaction For For Management 10 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cui Jianjun as Non-independent For For Management Director -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI COAL INDUSTRY CO., LTD. Ticker: 601001 Security ID: Y20220102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Annual Report and Summary For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Internal Control Audit Report For For Management 11 Approve Provision for Asset Impairment For For Management 12 Approve Authorization of Company For Against Management Management to Implement Entrusted Loans to Subsidiaries 13 Approve Operation and Maintenance For For Management Contract for Third Panel of Tashan Coal Mine of Controlled Subsidiary 14 Approve Provision of Counter Guarantees For For Management 15 Amend Company-related Systems For For Management 16 Elect Wang Cunquan as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Wenyan as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary 2 Approve Financial Leasing Business and For For Management Provision of Guarantees 3 Approve Issuance of Debt Financing For For Management Instruments 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Guarantee 2 Approve Financial Leasing Business and For For Management Provision of Its Guarantee -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Daily Related Party Transaction For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Provision of Guarantee For For Management 10 Approve Provision of Related Guarantee For For Management -------------------------------------------------------------------------------- JINNENG HOLDING SHANXI ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan For Against Management 2 Approve Financial Leasing Business and For For Management Provision of Guarantee 3 Approve Provision of Financing For For Management Guarantee 4 Approve Provision of Counter-Guarantees For For Management 5 Approve Provision of Related Guarantees For Against Management -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Paid-in Registered Capital For For Management -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Allowance of For For Management Independent Directors 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Amend Articles of Association For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters 5.1 Elect Qin Qingping as Director For For Management 5.2 Elect Shan Yuexin as Director For For Management 5.3 Elect Wang Yongmei as Director For For Management 5.4 Elect Wang Zhongxia as Director For For Management 5.5 Elect Liu Hongwei as Director For For Management 5.6 Elect Yi Guoyong as Director For For Management 5.7 Elect Gu Wenbin as Director For For Management 6.1 Elect Zhang Luyang as Director For For Management 6.2 Elect Hu Yuanmu as Director For For Management 6.3 Elect Huang Zhenwu as Director For For Management 6.4 Elect Sun Hailin as Director For For Management 7.1 Elect Pan Yuan as Supervisor For For Management -------------------------------------------------------------------------------- JINNENG SCIENCE & TECHNOLOGY CO., LTD. Ticker: 603113 Security ID: Y444SK108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control For For Management Self-Evaluation Report and Internal Control Audit Report 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Appointment of Auditor For For Management 10 Approve Changes in Accounting Estimates For For Management 11 Approve Financial Budget Report For For Management 12 Approve Application of Bank Credit For For Management Lines 13 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Abandon the Capital Increase Rights -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- JINXI AXLE CO., LTD. Ticker: 600495 Security ID: Y4S46M102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Related Party Transactions For For Management 9 Approve Signing of Financial Services For For Management Agreement 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- JINXIN FERTILITY GROUP LTD. Ticker: 1951 Security ID: G5140J101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Geng Lihong as Director For For Management 2B Elect Hu Zhe as Director For For Management 2C Elect Yan Xiaoqing as Director For For Management 2D Elect Chong Yat Keung as Director For For Management 2E Elect Lim Haw Kuang as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JINYU BIO-TECHNOLOGY CO., LTD. Ticker: 600201 Security ID: Y4085H105 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Plan For For Management 1.2 Approve Basis and Scope of Incentive For For Management Objects 1.3 Approve Number and Distribution of the For For Management Underlying Stocks of this Incentive Plan 1.4 Approve Validity Period, Grant Date, For For Management Lock-up Period, Lift-off Period and Lock-up Period of this incentive plan 1.5 Approve Grant Price and its For For Management Determination Method 1.6 Approve Conditions for Granting and For For Management Lifting of Restrictions on Sales 1.7 Approve Adjustment Methods and For For Management Procedures 1.8 Approve Accounting Treatment Method For For Management 1.9 Approve Change and Termination For For Management Procedures 1.10 Approve Rights and Obligation of For For Management Company and Incentive Object 1.11 Approve How to Implement the For For Management Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Change in Business Scope For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- JINYU BIO-TECHNOLOGY CO., LTD. Ticker: 600201 Security ID: Y4085H105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Finance Work Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Provision of Guarantee For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Pool Business For Against Management -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Subsidiary 2 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Provision of Payment Guarantee For For Shareholder 5 Approve Performance Guarantee For For Shareholder 6.1 Elect Zhao Hui as Non-Independent For For Management Director 6.2 Elect Zhao Jifeng as Non-Independent For For Management Director 6.3 Elect Wan Jianli as Non-Independent For For Management Director 7.1 Elect Yu Leping as Independent Director For For Management 7.2 Elect He Pinjing as Independent For For Management Director 7.3 Elect Wang Xiaoye as Independent For For Management Director 8.1 Elect Wang Lihua as Supervisor For For Management 8.2 Elect Song Huixuan as Supervisor For For Management -------------------------------------------------------------------------------- JINYUAN EP CO., LTD. Ticker: 000546 Security ID: Y4443B105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Advance Payment For For Management Guarantee for Product Sales 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope 10 Elect Zhao Weidong as Non-Independent For For Management Director 11 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Asset Pool Business For For Management -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469115 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Zuwen as Independent For For Shareholder Director -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469107 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Zuwen as Independent For For Shareholder Director -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469115 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For For Management 3 Elect Lang Xuying as Supervisor For For Management -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469107 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For For Management 3 Elect Lang Xuying as Supervisor For For Management -------------------------------------------------------------------------------- JINZHOU PORT CO., LTD. Ticker: 900952 Security ID: Y44469107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Duty Performance Report of the For For Management Independent Directors 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8.1 Approve Provision of Ports and For For Management Services to Related Parties 8.2 Approve Purchase of Goods from Related For For Management Parties 8.3 Approve Sale of Hydropower, Steam and For For Management Other Power Sources to Related Parties 8.4 Approve Sale of Goods to Related For For Management Parties 8.5 Approve Receipt of Labor and Other For For Management Services from Related Parties 9 Approve Capital Injection of Jin For For Management Guotou (Jinzhou) Petrochemical Co., Ltd. and Related Transaction 10 Approve Capital Injection of Chifeng For For Management Qihui Aluminum Industry Development Co. , Ltd. and Related Transaction 11 Approve Company's Eligibility for For For Management Private Placement of Shares 12.1 Approve Share Type and Par Value For For Management 12.2 Approve Issue Manner and Issue Time For For Management 12.3 Approve Target Subscribers and For For Management Subscription Method 12.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 12.5 Approve Issue Size For For Management 12.6 Approve Use of Proceeds For For Management 12.7 Approve Lock-up Period For For Management 12.8 Approve Listing Exchange For For Management 12.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 12.10 Approve Resolution Validity Period For For Management 13 Approve Plan on Private Placement of For For Management Shares 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Shareholder Return Plan For For Management 16 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 17 Approve Establishment of Special For For Management Account for Raised Funds 18 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Lianping as Non-Independent For For Management Director 1.2 Elect Qin Gang as Non-Independent For For Management Director 1.3 Elect Xu Guilin as Non-Independent For For Management Director 1.4 Elect Wang Shuanghai as For For Management Non-Independent Director 1.5 Elect Wang Jianfeng as Non-Independent For For Management Director 1.6 Elect Deng Yanbin as Non-Independent For For Management Director 2.1 Elect An Liansuo as Independent For For Management Director 2.2 Elect Zeng Ming as Independent Director For For Management 2.3 Elect Zhao Lihong as Independent For For Management Director 3.1 Elect Li Jian as Supervisor For For Management 3.2 Elect Liu Junping as Supervisor For For Management 3.3 Elect Sun Min as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Company's Eligibility for For For Management Corporate Bond Issuance 6.1 Approve Par Value and Issue Size For For Management 6.2 Approve Bond Maturity For For Management 6.3 Approve Issue Manner and Target For For Management Subscribers 6.4 Approve Credit Enhancement Measures For For Management 6.5 Approve Use of Proceeds For For Management 6.6 Approve Placing Arrangement for For For Management Shareholders 6.7 Approve Listing Exchange For For Management 6.8 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 6.9 Approve Resolution Validity Period For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition -------------------------------------------------------------------------------- JIONTO ENERGY INVESTMENT CO., LTD. HEBEI Ticker: 000600 Security ID: Y444BH103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Financial Services For For Management -------------------------------------------------------------------------------- JISHI MEDIA CO., LTD. Ticker: 601929 Security ID: Y444DQ101 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Remuneration of Chairman of For For Management the Board of Directors 3 Approve Remuneration of Chairman of For For Management the Supervisory Board -------------------------------------------------------------------------------- JISHI MEDIA CO., LTD. Ticker: 601929 Security ID: Y444DQ101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- JIUGUI LIQUOR CO., LTD. Ticker: 000799 Security ID: Y37688101 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Agreement For For Management and Related Party Transaction 2 Approve First Phase of Construction of For For Management Three Districts 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Wang Hao as Non-Independent For For Shareholder Director 4.2 Elect Zheng Yingnan as Non-Independent For For Shareholder Director 4.3 Elect Zheng Yi as Non-Independent For For Shareholder Director 4.4 Elect Cheng Jun as Non-Independent For For Shareholder Director 4.5 Elect Jiang Yong as Non-Independent For For Shareholder Director 4.6 Elect Du Jiajun as Non-Independent For For Shareholder Director 5.1 Elect Wang Yanru as Independent For For Shareholder Director 5.2 Elect Zhang Xiaotao as Independent For For Shareholder Director 5.3 Elect Fu Zhengping as Independent For For Shareholder Director 6 Approve Allowance of Directors For For Management 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8.1 Elect Li Xiaoping as Supervisor For For Shareholder 8.2 Elect Yan Xuebo as Supervisor For For Shareholder 8.3 Elect Huang Zhenmao as Supervisor For For Shareholder 8.4 Elect Shi Qing as Supervisor For For Shareholder 9 Approve Allowance of Supervisor For For Management -------------------------------------------------------------------------------- JIUGUI LIQUOR CO., LTD. Ticker: 000799 Security ID: Y37688101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JIUMAOJIU INTERNATIONAL HOLDINGS LTD. Ticker: 9922 Security ID: G5141L105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Dividend 3 Elect Guan Yihong as Director For For Management 4 Elect He Chengxiao as Director For For Management 5 Elect Deng Tao as Director For For Management 6 Elect Tang Zhihui as Director For For Management 7 Elect Zhu Rui as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JIUZHITANG CO., LTD. Ticker: 000989 Security ID: Y3768H101 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Yansong as Non-Independent For For Management Director 2.1 Elect Sun Jian as Independent Director For For Management 2.2 Elect Xie Feng as Independent Director For For Management -------------------------------------------------------------------------------- JIZHONG ENERGY RESOURCES CO., LTD. Ticker: 000937 Security ID: Y4450C103 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Bingwen as Non-Independent For For Shareholder Director 1.2 Elect Liu Cunyu as Non-Independent For For Shareholder Director 1.3 Elect Zhao Pengfei as Non-Independent For For Shareholder Director 1.4 Elect Zhao Shengshan as For For Shareholder Non-Independent Director 1.5 Elect Zhang Zhenfeng as For For Shareholder Non-Independent Director 1.6 Elect Hu Zhuyin as Non-Independent For For Shareholder Director 2.1 Elect Xian Guoming as Independent For For Management Director 2.2 Elect Xie Hong as Independent Director For For Management 2.3 Elect Liang Junjiao as Independent For For Management Director 2.4 Elect Hu Xiaoke as Independent Director For For Management 3.1 Elect Wang Xuegui as Supervisor For For Management 3.2 Elect Gao Hua as Supervisor For For Management 3.3 Elect Zhang Jiansheng as Supervisor For For Management 4 Approve Purchase of Shares of Hebei For For Management Jinniu Chemical Industry Co., Ltd. and to Sign the Relevant Agreement on the Transfer of Shares 5 Approve Purchase of Shares of North For For Management China Pharmaceutical Co., Ltd. and to Sign the Relevant Agreement on the Transfer of Shares 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- JIZHONG ENERGY RESOURCES CO., LTD. Ticker: 000937 Security ID: Y4450C103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Additional Related Party For For Management Transactions 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Financing Amount For For Management -------------------------------------------------------------------------------- JL MAG RARE-EARTH CO., LTD. Ticker: 300748 Security ID: Y4450G104 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Termination of Implementation For For Management of Partial Raised Funds Investment Project -------------------------------------------------------------------------------- JL MAG RARE-EARTH CO., LTD. Ticker: 300748 Security ID: Y4450G104 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JL MAG RARE-EARTH CO., LTD. Ticker: 300748 Security ID: Y4450G104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Application of Credit Line and For For Management Provision of Guarantees 8 Approve Foreign Exchange Derivatives For For Management Transactions 9 Approve Allowance of Non-Independent For For Management Directors 10 Approve Allowance of Independent For For Management Directors 11 Approve Amendments to Articles of For Against Management Association 12.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12.4 Amend Working System for Independent For Against Management Directors 12.5 Amend Management System for Providing For Against Management External Guarantees 12.6 Amend Management System for Providing For Against Management External Investments 12.7 Amend Related-Party Transaction For Against Management Management System 12.8 Amend Measures for the Management of For Against Management Raised Funds 12.9 Amend Information Disclosure For Against Management Management System 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14.1 Elect Cai Baogui as Director For For Management 14.2 Elect Hu Zhibin as Director For For Management 14.3 Elect Li Xinnong as Director For For Management 14.4 Elect Li Fei as Director For For Management 14.5 Elect Huang Weixiong as Director For For Management 14.6 Elect Lyu Feng as Director For For Management 15.1 Elect You Jianxin as Director For For Management 15.2 Elect Chen Zhanheng as Director For For Management 15.3 Elect Yuan Taifang as Director For For Management 16.1 Elect Su Quan as Supervisor For For Management 16.2 Elect Li Hua as Supervisor For For Management -------------------------------------------------------------------------------- JL MAG RARE-EARTH CO., LTD. Ticker: 300748 Security ID: Y4450G104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve Application of Credit Line and For Did Not Vote Management Provision of Guarantees 8 Approve Foreign Exchange Derivatives For Did Not Vote Management Transactions 9 Approve Allowance of Non-Independent For Did Not Vote Management Directors 10 Approve Allowance of Independent For Did Not Vote Management Directors 11 Approve Amendments to Articles of For Did Not Vote Management Association 12.1 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 12.2 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12.3 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 12.4 Amend Working System for Independent For Did Not Vote Management Directors 12.5 Amend Management System for Providing For Did Not Vote Management External Guarantees 12.6 Amend Management System for Providing For Did Not Vote Management External Investments 12.7 Amend Related-Party Transaction For Did Not Vote Management Management System 12.8 Amend Measures for the Management of For Did Not Vote Management Raised Funds 12.9 Amend Information Disclosure For Did Not Vote Management Management System 13 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 14.1 Elect Cai Baogui as Director For Did Not Vote Management 14.2 Elect Hu Zhibin as Director For Did Not Vote Management 14.3 Elect Li Xinnong as Director For Did Not Vote Management 14.4 Elect Li Fei as Director For Did Not Vote Management 14.5 Elect Huang Weixiong as Director For Did Not Vote Management 14.6 Elect Lyu Feng as Director For Did Not Vote Management 15.1 Elect You Jianxin as Director For Did Not Vote Management 15.2 Elect Chen Zhanheng as Director For Did Not Vote Management 15.3 Elect Yuan Taifang as Director For Did Not Vote Management 16.1 Elect Su Quan as Supervisor For Did Not Vote Management 16.2 Elect Li Hua as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- JM FINANCIAL LTD. Ticker: 523405 Security ID: Y44462110 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Nimesh Kampani as Director For For Management 4 Approve Material Related Party For Against Management Transactions with JM Financial Credit Solutions Limited 5 Approve Material Related Party For Against Management Transactions with JM Financial Asset Reconstruction Company Limited 6 Approve Material Related Party For For Management Transactions with JM Financial Products Limited 7 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- JMT NETWORK SERVICES PUBLIC COMPANY LIMITED Ticker: JMT Security ID: Y4437A154 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares Allotted to Existing Shareholders 3 Approve Issuance of Warrants to For Against Management Purchase Ordinary Shares Allotted to Directors, Executives, and Employees of the Company and/or Its Subsidiaries 4 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 5 Approve Allotment of Newly Ordinary For For Management Shares 6 Authorize Issuance of Debentures For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- JMT NETWORK SERVICES PUBLIC COMPANY LIMITED Ticker: JMT Security ID: Y4437A154 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Result For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment and For For Management Acknowledge Interim Dividend Payment 5.1 Elect Adisak Sukumvitaya as Director For Against Management 5.2 Elect Rengchai Inkapakorn as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Amend Memorandum of Association Re: For For Management Company's Objectives 9 Other Business For Against Management -------------------------------------------------------------------------------- JNBY DESIGN LIMITED Ticker: 3306 Security ID: G55044104 Meeting Date: OCT 13, 2020 Meeting Type: Annual Record Date: OCT 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Wu Jian as Director For For Management 3A2 Elect Li Lin as Director For For Management 3A3 Elect Han Min as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- JOEONE CO., LTD. Ticker: 601566 Security ID: Y444C7104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve to Authorize the Chairman and For For Management General Manager to Handle Matters Related to Application of Bank Credit Lines 8 Approve Appointment of Auditor For For Management 9 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- JOHNSON HEALTH TECH CO. LTD. Ticker: 1736 Security ID: Y4466K107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Introduction of Strategic For For Management Investor 6 Approve Signing of Conditional For For Management Subscription Agreement and Strategic Cooperation Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Set-up of Social For For Management Responsibility Committee Under the Board -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Amend Medium and Long-term Business For Against Management Partner Shareholding Plan (Draft) and its Abstract 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Approve Provision of Guarantee and For For Management Counter Guarantee -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Restructuring For For Management -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Types of Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Period of Share Repurchase For For Management 1.5 Approve Purpose, Quantity, Proportion For For Management of the Company's Total Share Capital and Total Funds of the Share Repurchase 1.6 Approve Price Range and Pricing For For Management Principle of Share Repurchase 1.7 Approve Source of Funds Used for For For Management Repurchase 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Audit Report For For Management 7 Approve Special Audit Report on the For For Management Summary Table of Non-operating Capital Occupation and Other Related Capital Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Postponement of Raised Funds For For Management Investment Project 11 Approve Change in Registered Capital For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Approve Increase of Input Method for For For Management Raised Funds Investment Project 3 Approve Provision of Financing For For Management Guarantee and Counter-Guarantees 4 Approve Medium and Long-term Business For For Management Partner Share Purchase Plan and Its Summary 5 Approve Authorization of the Board to For For Management Handle All Matters Related to Medium and Long-term Business Partner Share Purchase Plan -------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Ticker: 603127 Security ID: Y444TU105 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Fundraising For For Management Project and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 3 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Ticker: 603127 Security ID: Y444TU105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Ticker: 6127 Security ID: Y444TU105 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Final Account Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor 7 Approve Remuneration Plan of Directors For For Management and Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Financial Derivatives For For Management Investment 10 Approve Change of Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JOINN LABORATORIES (CHINA) CO., LTD. Ticker: 6127 Security ID: Y444TU105 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan For For Management 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Increase in Application of For For Management Comprehensive Credit Lines 5 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital, For For Management Business Scope and Amendments to Articles of Association 2.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 3.1 Elect Liu Zhaonian as Non-independent For For Shareholder Director 3.2 Elect Liu Dengpan as Non-independent For For Shareholder Director 3.3 Elect Gong Yihua as Non-independent For For Shareholder Director 3.4 Elect Liu Changyun as Non-independent For For Shareholder Director 3.5 Elect Liu Yichang as Non-independent For For Shareholder Director 3.6 Elect Wang Qi as Non-independent For For Shareholder Director 3.7 Elect Wu Xuesong as Non-independent For For Shareholder Director 4.1 Elect Zeng Xiangquan as Independent For For Management Director 4.2 Elect Ai Hua as Independent Director For For Management 4.3 Elect Tang Guliang as Independent For For Management Director 4.4 Elect Lu Yindi as Independent Director For For Management 5.1 Elect Wen Xumin as Supervisor For For Shareholder 5.2 Elect Liu Zhifeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Comprehensive For For Management Credit Plans 2 Approve Application of Comprehensive For Against Management Credit Lines and Guarantee Provision 3 Approve Issuance of Accounts For For Management Receivable Asset Securitization Products 4 Approve Use Temporary Idle Funds to For For Management Entrust Financial Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JOINTOWN PHARMACEUTICAL GROUP CO., LTD. Ticker: 600998 Security ID: Y444BD102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9.1 Approve Remuneration of Directors and For For Management Senior Management 9.2 Approve Remuneration of Supervisors For For Management 10 Amend Related-party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- JOLLIBEE FOODS CORPORATION Ticker: JFC Security ID: Y4466S100 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous Meeting For For Management 2 Approve 2019 Audited Financial For For Management Statements and Annual Report 3 Ratify Actions by the Board of For For Management Directors and Officers of the Corporation 4.1 Elect Tony Tan Caktiong as Director For For Management 4.2 Elect William Tan Untiong as Director For Against Management 4.3 Elect Ernesto Tanmantiong as Director For For Management 4.4 Elect Joseph Tanbuntiong as Director For Against Management 4.5 Elect Ang Cho Sit as Director For Against Management 4.6 Elect Antonio Chua Poe Eng as Director For Against Management 4.7 Elect Artemio V. Panganiban as Director For Against Management 4.8 Elect Cezar P. Consing as Director For Against Management 4.9 Elect Cesar V. Purisima as Director For For Management 5 Appoint External Auditors For For Management 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- JOLLIBEE FOODS CORPORATION Ticker: JFC Security ID: Y4466S100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous Meeting For For Management 2 Approve 2020 Audited Financial For For Management Statements and Annual Report 3 Ratify Actions by the Board of For For Management Directors and Officers of the Corporation 4 Approve Amendments to Article Two of For For Management the Articles of Incorporation 5 Approve Amendments to Article Seven of For Against Management the Articles of Incorporation to Reclassify and Divide the Authorized Capital Stock of the Corporation 6 Approve Shelf Registration and Listing For Against Management of 20 Million Preferred Shares and Initial Offer and Issuance of Up to 12 Million Preferred Shares 7.1 Elect Tony Tan Caktiong as Director For For Management 7.2 Elect William Tan Untiong as Director For For Management 7.3 Elect Ernesto Tanmantiong as Director For For Management 7.4 Elect Ang Cho Sit as Director For For Management 7.5 Elect Antonio Chua Poe Eng as Director For For Management 7.6 Elect Artemio V. Panganiban as Director For For Management 7.7 Elect Cesar V. Purisima as Director For For Management 7.8 Elect Kevin Goh as Director For For Management 7.9 Elect Chong Ee Rong as Director For For Management 8 Appoint External Auditors For For Management 9 Approve Other Matters For Against Management -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: NOV 04, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing Energy Management For For Management Project Contract -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Conditional For For Management Subscription Agreement 6 Approve Signing of Conditionally For For Management Effective Share Subscription Agreements and Related Party Transactions with Target Parties 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve White Wash Waiver For For Management 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Jianwei as Non-independent For For Management Director 1.2 Elect Song Yi as Non-independent For For Management Director 1.3 Elect Wu Fei as Non-independent For For Shareholder Director 1.4 Elect Deng Dingbing as Non-independent For For Shareholder Director 2.1 Elect Liu Zhengxi as Independent For For Management Director 2.2 Elect Shen Wenzhong as Independent For For Management Director 2.3 Elect Jiang Wenjun as Independent For For Management Director 3.1 Elect Zhang Zhenglong as Supervisor For For Management 3.2 Elect Long Changming as Supervisor For For Management -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For For Management Subsidiaries -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption of Shareholders from For For Management Voluntary Lock-in Commitments -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Project For For Management Implementation Subject, Implementation Location, Postponement and Adjustment of the Total Investment Amount of the Project Invested by Raised Funds -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledge of Long-term Receivables For For Management -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of For For Management Non-independent Directors 7 Approve Remuneration of Independent For For Management Directors 8 Approve Remuneration of Supevisors For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Foreign Exchange Hedging For For Management Business 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend External Investment Management For Against Management System 16 Approve Signing of Supplemental For For Shareholder Agreement of Joint Venture Agreement 17 Approve Signing of Major Contracts and For For Shareholder Related Party Transactions -------------------------------------------------------------------------------- JOLYWOOD (SUZHOU) SUNWATT CO., LTD. Ticker: 300393 Security ID: Y4S4C9104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Penalties or Regulatory For For Management Measures from Securities Regulatory Department and Exchanges in the Past 5 Years 10 Approve Signing of Custom Plant For For Management Agreement for High-Efficiency Monocrystalline Battery Smart Factory Project and Provision of Guarantees 11 Approve Signing of Loan Agreement by For For Management Wholly-owned Indirect Subsidiary and Provision of Guarantee 12 Approve Signing of Investment For For Management Agreement for Smart Factory Project with High-Efficiency Monocrystalline Cells -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Related Party Transaction For For Management Management System 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Repurchase of the Company's For For Shareholder Shares -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Hua as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. Ticker: 600872 Security ID: Y9889J108 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Gang as Independent Director For For Management -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Working System for Independent For For Management Directors 4 Approve Amendments to Articles of For For Management Association 5 Approve Related Party Transaction For For Management 6 Approve Capital Increase and Share For For Management Expansion of Controlled Subsidiaries -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 3 Approve Draft and Summary of Stock For For Management Option Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOYOUNG CO., LTD. Ticker: 002242 Security ID: Y4466H104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Decrease in Capital For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- JSE LTD. Ticker: JSE Security ID: S4254A102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ian Kirk as Director For For Management 2.1 Re-elect Nolitha Fakude as Director For For Management 2.2 Re-elect Dr Mantsika Matooane as For For Management Director 2.3 Re-elect Aarti Takoordeen as Director For For Management 3 Re-elect Nonkululeko Nyembezi as For For Management Director 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Imraan Akoodie as Designated Auditor and Authorise Their Remuneration 5.1 Re-elect Dr Suresh Kana as Chairman of For For Management the Group Audit Committee 5.2 Re-elect Zarina Bassa as Member of the For For Management Group Audit Committee 5.3 Re-elect Siobhan Cleary as Member of For For Management the Group Audit Committee 5.4 Re-elect Faith Khanyile as Member of For For Management the Group Audit Committee 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Remuneration Policy For For Management 8 Approve Implementation Report For For Management 9 Authorise Repurchase of Issued Share For For Management Capital 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Approve Non-Executive Directors' For For Management Emoluments -------------------------------------------------------------------------------- JSL SA Ticker: JSLG3 Security ID: P6065E101 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.a Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 1.b Approve Independent Firm's Appraisal For For Management 1.c Ratify Agreement to Transfer All For For Management Company's Shares to Simpar S.A. 1.d Approve Transfer of All Company's For For Management Shares to Simpar S.A. 2.a Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2.b Approve Independent Firm's Appraisal For For Management 2.c Ratify Agreement for Partial Spin-Off For For Management of the Company and Absorption of Partial Spun-Off Assets by Simpar S.A. 2.d Approve Partial Spin-Off of the For For Management Company and Absorption of Partial Spun-Off Assets by Simpar S.A. 2.e Amend Article 5 to Reflect Changes in For For Management Capital 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- JSTI GROUP Ticker: 300284 Security ID: Y444EG102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Arrangement of Undistributed For For Management Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Conditional Shares For For Management Subscription Agreement with Guangzhou Pearl River Industrial Group Co., Ltd in Connection to the Plan for Issuance of Shares to Specific Targets 8 Approve Signing of Strategic For For Management Cooperation Agreement with Guangzhou Pearl River Industrial Group Co., Ltd 9 Approve Related Party Transactions in For For Management Connection to the Plan for Issuance of Shares to Specific Targets 10 Approve Shareholder Return Plan For For Management 11 Approve Absence of Penalties or For For Management Regulatory Measures Taken by Securities Regulatory Authorities and Exchanges in the Past Five Years 12 Approve Commitment Regarding For For Management Counter-dilution Measures in Connection to the Plan for Issuance of Shares to Specific Targets 13 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JSTI GROUP Ticker: 300284 Security ID: Y444EG102 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Usage of For For Management Previously Raised Funds 2 Approve Supplemental Confirmation of For For Management the Investment in Project with Guiyang Xiaowanhe Ecological Environment Co., Ltd and Related Party Transaction 3 Approve Amendments to Articles of For For Management Association 4 Amend Decision-Making System for For Against Management Related-Party Transaction 5 Amend Independent Directors System For Against Management -------------------------------------------------------------------------------- JSTI GROUP Ticker: 300284 Security ID: Y444EG102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve 2021 First Quarter Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Comprehensive Credit Line For Against Management Application and Guarantee 9 Approve Provision for Asset Impairment For For Management 10 Approve Related Party Transaction For For Management 11 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 12 Approve Postponement of the Fourth For For Management Session of the Company's Board of Directors 13 Approve Postponement of the Fourth For For Management Session of the Company's Board of Supervisors -------------------------------------------------------------------------------- JSW ENERGY LIMITED Ticker: 533148 Security ID: Y44677105 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Jyoti Kumar Agarwal as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Material Related Party For Against Management Transactions with JSW International Tradecorp Pte. Limited 6 Approve Material Related Party For For Management Transactions with JSW Steel Limited 7 Approve Issuance of Non-Convertible For For Management Bonds on Private Placement Basis 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- JSW STEEL LIMITED Ticker: 500228 Security ID: Y44680158 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on 0.01 Percent For For Management Cumulative Redeemable Preference Shares 3 Approve Dividend on Equity Shares For For Management 4 Reelect Vinod Nowal as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Malay Mukherjee as Director For For Management 7 Reelect Haigreve Khaitan as Director For For Management 8 Approve Reappointment and Remuneration For For Management of Seshagiri Rao M.V.S. as Whole-time Director Designated as Jt. Managing Director and Group CFO 9 Approve Issuance of Specified For For Management Securities to Qualified Institutional Buyers 10 Approve Issuance of Foreign Currency For For Management Convertible Bonds / Global Depository Receipts / American Depository Receipts/ Warrants and/or Other Instruments Convertible into Equity Shares -------------------------------------------------------------------------------- JUBILANT FOODWORKS LIMITED Ticker: 533155 Security ID: Y4493W108 Meeting Date: SEP 15, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shamit Bhartia as Director For For Management 3 Reelect Aashti Bhartia as Director For For Management 4 Approve Jubilant FoodWorks General For For Management Employee Benefits Scheme 2020 5 Approve Extension of Benefits of For For Management Jubilant FoodWorks General Employee Benefits Scheme 2020 to Employees of Holding Company and Subsidiary Companies of the Company -------------------------------------------------------------------------------- JUBILANT INGREVIA LTD. Ticker: 543271 Security ID: Y447D4103 Meeting Date: MAY 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Jubilant Ingrevia Employees For Against Management Stock Option Plan 2021 for the Employees of the Company 2 Approve Extension of Benefits of For Against Management Jubilant Ingrevia Employees Stock Option Plan 2021 to Eligible Employees of Subsidiary Company(ies) 3 Approve Trust Route for Implementation For Against Management of Jubilant Ingrevia Employees Stock Option Plan 2021 4 Approve Secondary Acquisition of For Against Management Shares Under the Jubilant Ingrevia Employees Stock Option Plan 2021 5 Approve Provision of Money by way of For Against Management Loan to the Trust Under the Jubilant Ingrevia Employees Stock Option Plan 2021 -------------------------------------------------------------------------------- JUBILANT LIFE SCIENCES LIMITED Ticker: 530019 Security ID: Y44787110 Meeting Date: AUG 08, 2020 Meeting Type: Court Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- JUBILANT LIFE SCIENCES LIMITED Ticker: 530019 Security ID: Y44787110 Meeting Date: SEP 11, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Hari S. Bhartia as Director For For Management 3 Reelect Rajesh Kumar Srivastava as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Management System of Raised Funds For Against Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JUEWEI FOOD CO., LTD. Ticker: 603517 Security ID: Y446FS100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Application of Bank Credit For For Management Lines 9 Approve Extension of Raised Funds For For Management Investment Projects for Convertible Bonds 10 Approve Use of Raised Funds for Cash For For Management Management -------------------------------------------------------------------------------- JULONG CO., LTD. Ticker: 300202 Security ID: Y5260F103 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Controlling Shareholders and For For Management Actual Controllers to Resolve Company's Illegal Guarantees and Capital Occupation -------------------------------------------------------------------------------- JULONG CO., LTD. Ticker: 300202 Security ID: Y5260F103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Audit Committee's Activity None None Management Report 3 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 4 Approve Allocation of Income and For For Management Non-Distribution of Dividends 5 Approve Management of Company and For For Management Grant Discharge to Auditors 6 Approve Remuneration of Certain Board For For Management Members 7 Approve Auditors and Fix Their For For Management Remuneration 8 Advisory Vote on Remuneration Report For For Management 9 Approve Suitability Policy for For For Management Directors 10 Approve Remuneration Policy For For Management 11 Allow Shareholder Meetings to be Held For For Management in Virtual-Only Format 12 Elect Directors (Bundled) For Against Management 13 Approve Type and Term of Office of the For For Management Audit Committee -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Junjin as Non-Independent For For Shareholder Director 1.2 Elect Zhao Hongliang as For For Shareholder Non-Independent Director 1.3 Elect Wang Han as Non-Independent For For Shareholder Director 1.4 Elect Li Yangmin as Non-Independent For For Shareholder Director 1.5 Elect Yu Chengji as Non-Independent For For Shareholder Director 1.6 Elect Xu Junmin as Non-Independent For For Shareholder Director 2.1 Elect Xia Dawei as Independent Director For For Management 2.2 Elect Dong Jing as Independent Director For For Management 2.3 Elect Wang Xiaobo as Independent For For Management Director 3.1 Elect Lin Naiji as Supervisor For For Shareholder 3.2 Elect Guo Hongying as Supervisor For For Shareholder -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend External Investment Management For For Management System 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 6.1 Approve Related Party Transaction with For For Management Shanghai Junyao (Group) Co., Ltd. and Its Related Parties 6.2 Approve Related Party Transaction with For For Management China Eastern Airlines Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Eastern Airlines Logistics Co., Ltd. 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 11 Approve Guarantee Provision Plan For For Management 12 Approve Provision of Guarantee for For For Management Controlled Subsidiary and Its Wholly-owned Subsidiaries -------------------------------------------------------------------------------- JUNEYAO AIRLINES CO., LTD. Ticker: 603885 Security ID: Y446EY108 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Joint Investment for For For Management Establishing Partnership Enterprise and Related Transaction 1.2 Approve Authorization of the Board to For For Management Handle All Related Matters of External Investment 2 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- JUST DIAL LIMITED Ticker: 535648 Security ID: Y4S789102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Anita Mani as Director For For Management 3 Elect Abhishek Bansal as Director and For Against Management Approve Appointment and Remuneration of Abhishek Bansal as Whole-time Director & Chief Financial Officer 4 Amend Objects Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- KAILUAN ENERGY CHEMICAL CO., LTD. Ticker: 600997 Security ID: Y4479K102 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peng Yusheng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- KAILUAN ENERGY CHEMICAL CO., LTD. Ticker: 600997 Security ID: Y4479K102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Baozhu as Non-Independent For For Management Director 1.2 Elect Peng Yusheng as Non-Independent For For Management Director 1.3 Elect Yang Ximin as Non-Independent For For Management Director 1.4 Elect Fang Chengxuan as For For Management Non-Independent Director 1.5 Elect Zhang Yongjun as Non-Independent For For Management Director 1.6 Elect Sun Shiqiang as Non-Independent For For Management Director 2.1 Elect Liang Junjiao as Independent For For Management Director 2.2 Elect Li Fengming as Independent For For Management Director 2.3 Elect Fu Jun as Independent Director For For Management 3.1 Elect Xiao Aihong as Supervisor For For Management 3.2 Elect Zou Shichun as Supervisor For For Management 3.3 Elect Su Yao as Supervisor For For Management -------------------------------------------------------------------------------- KAILUAN ENERGY CHEMICAL CO., LTD. Ticker: 600997 Security ID: Y4479K102 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Comprehensive Service Contract For For Management 7 Approve Related Party Transaction For For Management 8 Approve Authorization on Credit Matters For For Management 9 Approve Authorization on Provision of For Against Management Guarantee 10 Approve Authorization of Entrusted For Against Management Loans 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- KAIMEI ELECTRONIC CORP. Ticker: 2375 Security ID: Y8561G101 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6.1 Elect WU,HUO-SHENG, with SHAREHOLDER For For Management NO.U120443XXX as Independent Director -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of the Interim For For Management Dividend Out of the Share Premium Account -------------------------------------------------------------------------------- KAISA GROUP HOLDINGS LTD. Ticker: 1638 Security ID: G52132100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Kwok Ying Shing as Director For For Management 4 Elect Rao Yong as Director For For Management 5 Elect Zhang Yizhao as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Grant Thornton Hong Kong For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share For For Management Capital 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Lease Contract of For For Management Subsidiary and Related Party Transaction -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Regulations on Code of Conduct For For Management for Directors, Supervisors and Senior Managers 5 Amend Working System for Independent For For Management Directors 6 Amend Code of Conduct Management Rules For For Management for Controlling Shareholders and Ultimate Controlling Shareholders 7 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting 8 Amend Related-Party Transaction For For Management Management System 9 Amend Management System for Providing For For Management External Guarantees 10 Amend Management System of Raised Funds For For Management 11 Amend Cash Dividend Management System For For Management 12 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Guo Xiaoqun as Non-independent For For Management Director 1.2 Elect Zhong Liang as Non-independent For For Management Director 1.3 Elect Sun Yuenan as Non-independent For For Management Director 1.4 Elect Zhai Xiaoping as Non-independent For For Management Director 1.5 Elect Wu Jianxin as Non-independent For For Management Director 1.6 Elect Zhang Bing as Non-independent For For Management Director 2.1 Elect Gao Haijun as Independent For For Management Director 2.2 Elect Lin Zhuobin as Independent For For Management Director 2.3 Elect Lai Yuzhen as Independent For For Management Director 3.1 Elect Yang Ming as Supervisor For For Management 3.2 Elect Liu Yang as Supervisor For For Management -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.2 Approve Issue Scale For For Management 2.3 Approve Amount and Usage of Raised For For Management Funds 2.4 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised Draft) 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement (Revised Draft) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) 7 Approve Related Party Transactions in For For Management Connection to Private Placement (Revised Draft) 8 Approve Extension of Resolution For For Management Validity Period of Private Placement 9 Approve Signing of Conditional For For Management Subscription Agreement 10 Approve Extension of Authorization of For For Management Board to Handle All Related Matters on Private Placement -------------------------------------------------------------------------------- KAISA JIAYUN TECHNOLOGY, INC. Ticker: 300242 Security ID: Y6031M104 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- KAJARIA CERAMICS LIMITED Ticker: 500233 Security ID: Y45199166 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chetan Kajaria as Director For For Management 3 Reelect Rishi Kajaria as Director For For Management -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Additional Daily Related Party For For Management Transaction 3.1 Elect Li Yanzhang as Non-Independent For For Management Director 3.2 Elect Fan Hongfei as Non-Independent For For Management Director 3.3 Elect Li Yi as Non-Independent Director For For Management 3.4 Elect Zhang Xiaofei as Non-Independent For For Management Director 3.5 Elect Feng Gang as Non-Independent For For Management Director 3.6 Elect Luo Jun as Non-Independent For For Management Director 4.1 Elect Zhou Ciming as Independent For For Management Director 4.2 Elect Li Yuanqin as Independent For For Management Director 4.3 Elect Su Yong as Independent Director For For Management 5.1 Elect Shi Jinen as Supervisor For For Management 5.2 Elect Li Xinghao as Supervisor For For Management 5.3 Elect Tu Feiwen as Supervisor For For Management 5.4 Elect Hao Hailong as Supervisor For For Management -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mortgage Guarantee For For Management -------------------------------------------------------------------------------- KAMA CO., LTD. Ticker: 900953 Security ID: Y45197103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee for For For Management Shandong Kaima Automobile Manufacturing Co., Ltd. 7 Approve Provision of Guarantee for For Against Management Wuxi Huayuan Kama Engine Co., Ltd. 8 Approve Provision of Counter-guarantee For For Management 9 Approve Daily Related Party Transaction For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- KANGJI MEDICAL HOLDINGS LTD. Ticker: 9997 Security ID: G5215A100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Frances Fang Chovanec as Director For For Management 3B Elect Jiang Feng as Director For For Management 3C Elect Guo Jian as Director For For Management 3D Elect Chen Weibo as Director For For Management 3E Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KANSAI NEROLAC PAINTS LIMITED Ticker: 500165 Security ID: Y4586N130 Meeting Date: OCT 20, 2020 Meeting Type: Court Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Merger by Absorption For For Management -------------------------------------------------------------------------------- KANSAI NEROLAC PAINTS LIMITED Ticker: 500165 Security ID: Y4586N130 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Anuj Jain as Director For For Management 4 Reelect Hitoshi Nishibayashi as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- KAP INDUSTRIAL HOLDINGS LTD. Ticker: KAP Security ID: S41361106 Meeting Date: NOV 18, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor xxxx Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 June 2020 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Dr Dirk Steyn as the Registered Auditor 2.1 Elect Ken Hopkins as Director For For Management 2.2 Elect Viv McMenamin as Director For For Management 2.3 Elect Zellah Fuphe as Director For For Management 3.1 Re-elect Jo Grove as Director For For Management 3.2 Re-elect Jaap du Toit as Director For For Management 3.3 Re-elect Steve Muller as Director For For Management 4.1 Elect Ken Hopkins as Member of the For For Management Audit and Risk Committee 4.2 Elect Zellah Fuphe as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Steve Muller as Member of the For For Management Audit and Risk Committee 4.4 Re-elect Patrick Quarmby as Member of For For Management the Audit and Risk Committee 5 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 6 Place Authorised but Unissued For For Management Preference Shares under Control of Directors 7 Authorise Creation and Issuance of For For Management Convertible Debentures, Debenture Stock or Other Convertible Instruments 8 Approve General Payment to For For Management Shareholders from the Company's Share Capital, Share Premium and Reserves 9.1 Approve Remuneration Policy For For Management 9.2 Approve Implementation Report on the For For Management Remuneration Policy 10 Authorise Ratification Relating to For For Management Personal Financial Interest Arising from Multiple Intergroup Directorships 11 Authorise Repurchase of Issued Share For For Management Capital 12.1 Approve Fees Payable to Independent For For Management Non-executive Chairman 12.2 Approve Fees Payable to Non-executive For For Management Deputy Chairman 12.3 Approve Fees Payable to Lead For Against Management Independent Non-Executive Director 12.4 Approve Fees Payable to Board Members For For Management 12.5 Approve Fees Payable to Board Members For For Management for Ad hoc Meetings 12.6 Approve Fees Payable to Audit and Risk For Against Management Committee Chairperson 12.7 Approve Fees Payable to Audit and Risk For Against Management Committee Member 12.8 Approve Fees Payable to Human Capital For For Management and Remuneration Committee Chairperson 12.9 Approve Fees Payable to Human Capital For For Management and Remuneration Committee Member 12.10 Approve Fees Payable to Social and For For Management Ethics Committee Chairperson 12.11 Approve Fees Payable to Social and For For Management Ethics Committee Member 12.12 Approve Fees Payable to Nomination For For Management Committee Chairperson 12.13 Approve Fees Payable to Nomination For For Management Committee Member 12.14 Approve Fees Payable to Investment For For Management Committee Chairperson 12.15 Approve Fees Payable to Investment For For Management Committee Member 12.16 Approve Additional Fees for For Against Management Consultative Meetings 13 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 14.1 Amend Memorandum of Incorporation Re: For For Management Cheques Payments 14.2 Amend Memorandum of Incorporation Re: For For Management Retirement of Executive Directors by Rotation 15 Transact Other Business None None Management -------------------------------------------------------------------------------- KARDEMIR KARABUK DEMIR CELIK SANAYI VE TICARET AS Ticker: KRDMD Security ID: M8765T100 Meeting Date: AUG 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Receive Information on Transactions None None Management with Karcel AS and Kardokmak AS 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Receive Information in Accordance to None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information on Donations Made For Against Management in 2019 and Approve Upper Limit of Donations for 2020 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Director Remuneration For Against Management 13 Receive Information on Transactions None None Management Made in Accordance to the Company Sale Program 14 Ratify External Auditors For For Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- KARDEMIR KARABUK DEMIR CELIK SANAYI VE TICARET AS Ticker: KRDMD Security ID: M8765T126 Meeting Date: AUG 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Receive Information on Transactions None None Management with Karcel AS and Kardokmak AS 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Receive Information in Accordance to None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information on Donations Made For Against Management in 2019 and Approve Upper Limit of Donations for 2020 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Director Remuneration For Against Management 13 Receive Information on Transactions None None Management Made in Accordance to the Company Sale Program 14 Ratify External Auditors For For Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- KARDEMIR KARABUK DEMIR CELIK SANAYI VE TICARET AS Ticker: KRDMD Security ID: M8765T100 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Elect Directors For Against Management 3 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 4 Close Meeting None None Management -------------------------------------------------------------------------------- KARDEMIR KARABUK DEMIR CELIK SANAYI VE TICARET AS Ticker: KRDMD Security ID: M8765T126 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Elect Directors For Against Management 3 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 4 Close Meeting None None Management -------------------------------------------------------------------------------- KARDEMIR KARABUK DEMIR CELIK SANAYI VE TICARET AS Ticker: KRDMD Security ID: M8765T100 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: MAR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Amend Article 6 Re: Capital Related For Against Management 8 Receive Information in Accordance to None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Director Remuneration For Against Management 13 Receive Information on Transactions None None Management Made in Accordance to the Company Sale Program 14 Ratify External Auditors For For Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- KARDEMIR KARABUK DEMIR CELIK SANAYI VE TICARET AS Ticker: KRDMD Security ID: M8765T126 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: MAR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Amend Article 6 Re: Capital Related For Against Management 8 Receive Information in Accordance to None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Director Remuneration For Against Management 13 Receive Information on Transactions None None Management Made in Accordance to the Company Sale Program 14 Ratify External Auditors For For Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- KARNATAKA BANK LIMITED Ticker: 532652 Security ID: Y4590V128 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect P. Jayarama Bhat as Director For For Management 3 Approve Badari, Madhusudhan & For For Management Srinivasan Chartered Accountants and Manohar Chowdhry & Associates Chartered Accountants as Joint Statutory Central Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of P Jayarama Bhat as Part-Time Non-Executive Chairman 6 Approve Reappointment and Remuneration For For Management of Mahabaleshwara M S as Managing Director & CEO 7 Elect B R Ashok as Director For For Management 8 Reelect Keshav K Desai as Director For For Management 9 Approve Reduction of Share Capital and For For Management Amend Capital Clause of the Memorandum of Association 10 Amend Articles of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- KARTONSAN KARTON SANAYI VE TICARET AS Ticker: KARTN Security ID: M6312V107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 7 Approve Allocation of Income For For Management 8 Approve Director Remuneration For Against Management 9 Elect Directors For Against Management 10 Receive Information on Remuneration None None Management Policy 11 Ratify External Auditors For For Management 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Wishes None None Management -------------------------------------------------------------------------------- KARUR VYSYA BANK LTD. Ticker: 590003 Security ID: Y4589P215 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect M. K. Venkatesan as Director For For Management 3 Approve Walker Chandiok & Co. LLP, For For Management Chartered Accountants, Kochi as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Elect KG Mohan as Director For For Management 6 Elect Harshavardhan Raghunath as For For Management Director 7 Elect B. Ramesh Babu as Director For For Management 8 Approve Appointment and Remuneration For For Management of B. Ramesh Babu as Managing Director and Chief Executive Officer -------------------------------------------------------------------------------- KASIKORNBANK PUBLIC CO. LTD. Ticker: KBANK Security ID: Y4591R118 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operations Report None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Kobkarn Wattanavrangkul as For For Management Director 4.2 Elect Sujitpan Lamsam as Director For For Management 4.3 Elect Pipit Aneaknithi as Director For For Management 4.4 Elect Pipatpong Poshyanonda as Director For For Management 4.5 Elect Wiboon Khusakul as Director For For Management 5 Elect Suroj Lamsam as Director For For Management 6 Approve Names and Number of Directors For For Management Who Have Signing Authority 7 Approve Remuneration of Directors For For Management 8 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 9 Amend Articles of Association For For Management 10 Other Business None None Management -------------------------------------------------------------------------------- KAVERI SEED COMPANY LIMITED Ticker: 532899 Security ID: Y458A4137 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect C. Vamsheedhar as Director For Against Management -------------------------------------------------------------------------------- KAVERI SEED COMPANY LIMITED Ticker: 532899 Security ID: Y458A4137 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purushotam Kalakala to For For Management Continue Office as Non-Executive & Independent Director -------------------------------------------------------------------------------- KBC CORP. LTD. Ticker: 688598 Security ID: Y4578B102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Remuneration of Directors For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Elect Liu Hongbo as Independent For For Shareholder Director -------------------------------------------------------------------------------- KCE ELECTRONICS PUBLIC CO., LTD. Ticker: KCE Security ID: Y45958140 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment For For Management 5.1 Elect Panja Senadisai as Director For For Management 5.2 Elect Chantima Ongkosit as Director For For Management 5.3 Elect Pitharn Ongkosit as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Poomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- KCE ELECTRONICS PUBLIC CO., LTD. Ticker: KCE Security ID: Y45958140 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting For For Management 2 Acknowledge Operations Results For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Bancha Ongkosit as Director For For Management 5.2 Elect Paitoon Taveebhol as Director For For Management 5.3 Elect Sutee Mokkhavesa as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Poomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- KEBODA TECHNOLOGY CO., LTD. Ticker: 603786 Security ID: Y458L4101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Re-examination of Related For For Management Party Transaction Agreement 8 Approve Estimated Related Party For For Management Transaction 9 Approve Credit Line Application and For Against Management Guarantee Matters 10 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Raised Funds Investment For For Management 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Subscription Agreement For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Dong Liguo as Non-Independent For For Shareholder Director 12.2 Elect Yu Chao as Non-Independent For For Shareholder Director 13.1 Elect Liao Jianwen as Independent For For Shareholder Director 13.2 Elect Liu Meijuan as Independent For For Shareholder Director 13.3 Elect Song Jianwu as Independent For For Shareholder Director 14.1 Elect Shi Shujue as Supervisor For For Shareholder 14.2 Elect Li Xiaoxiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Amend Articles of Association For For Management 3 Approve Adjustment of Repurchase For For Management Purpose of Repurchase of the Company's Shares -------------------------------------------------------------------------------- KEDA GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- KEDA INDUSTRIAL GROUP CO., LTD. Ticker: 600499 Security ID: Y2930K109 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Equity Transfer For For Management 3 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KEDA INDUSTRIAL GROUP CO., LTD. Ticker: 600499 Security ID: Y2930K109 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management -------------------------------------------------------------------------------- KEDA INDUSTRIAL GROUP CO., LTD. Ticker: 600499 Security ID: Y459JY106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Daily Related Party Transaction For For Management 8 Approve Guarantee Provision for For For Management Subsidiary 9 Approve Provision of Guarantee for For For Management Related Parties 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Shareholder Return Plan For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- KEE TAI PROPERTIES CO., LTD. Ticker: 2538 Security ID: Y4634Z101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- KEHUA DATA CO., LTD. Ticker: 002335 Security ID: Y9718R107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Own Funds to For For Management Invest in Short-term Financial Products 9 Approve Foreign Exchange Hedging For For Management Business 10 Approve Application for Project Loans For For Management and Related Guarantees 11 Approve Bill Pool Business For Against Management 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Formulation of Shareholder For For Management Return Plan 15 Approve to Appoint Auditor For For Management 16 Approve Use of Idle Funds for National For For Management Bonds Reverse Repurchase Investment -------------------------------------------------------------------------------- KEHUA HENGSHENG CO., LTD. Ticker: 002335 Security ID: Y9718R107 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management and Capitalization of Capital Reserves -------------------------------------------------------------------------------- KEHUA HENGSHENG CO., LTD. Ticker: 002335 Security ID: Y9718R107 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Stock Name 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- KENDA RUBBER INDUSTRIAL CO., LTD. Ticker: 2106 Security ID: Y4658X107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect YANG,YING MING, with SHAREHOLDER For For Management NO.2, as Non-Independent Director 5.2 Elect YANG,CHI JEN, with SHAREHOLDER For For Management NO.5, as Non-Independent Director 5.3 Elect YANG,SHIN NAN, with SHAREHOLDER For Against Management NO.4, as Non-Independent Director 5.4 Elect CHANG,HONG DER, with SHAREHOLDER For Against Management NO.23, as Non-Independent Director 5.5 Elect a Representative of SZ RUEI For Against Management INVESTMENT CO., LTD, with SHAREHOLDER NO.166955, as Non-Independent Director 5.6 Elect YANG,CHIA LING, with SHAREHOLDER For Against Management NO.26, as Non-Independent Director 5.7 Elect LIN,TSUNG YI, with SHAREHOLDER For Against Management NO.29, as Non-Independent Director 5.8 Elect a Representative of KENJOU CO., For Against Management LTD, with SHAREHOLDER NO.129156, as Non-Independent Director 5.9 Elect HSIEH CHUN MOU, with ID NO. For For Management N102284XXX, as Independent Director 5.10 Elect SU,CHING YANG, with ID NO. For For Management R100636XXX, as Independent Director 5.11 Elect CHO,SHIH CHAO, with ID NO. For For Management A103821XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- KESHUN WATERPROOF TECHNOLOGIES CO., LTD. Ticker: 300737 Security ID: Y4750S105 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completed Fund-raising For For Management Investment Project and Use Its Raised Funds to Replenish Working Capital 2 Approve Changes in Registered Capital For For Management 3 Approve to Amend Articles of For For Management Association and Authorize the Board to Handle All Related Matters 4 Amend Internal Control System For Against Management -------------------------------------------------------------------------------- KESHUN WATERPROOF TECHNOLOGIES CO., LTD. Ticker: 300737 Security ID: Y4750S105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Report on the Occupation of For For Management Company's Funds by Controlling Shareholders and Other Related Parties 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Cancellation of Stock Option For For Management and Repurchase of Performance Shares 12 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 13.1 Elect Chen Weizhong as Director For For Management 13.2 Elect Fang Yong as Director For For Management 13.3 Elect Bi Shuangxi as Director For For Management 13.4 Elect Gong Xingyu as Director For For Management 13.5 Elect Yuan Hongbo as Director For For Management 14.1 Elect Zeng Demin as Director For For Management 14.2 Elect Xie Yunchuan as Director For For Management 14.3 Elect Zhang Xuejun as Director For For Management 14.4 Elect Tan Youchao as Director For For Management 15.1 Elect Tu Biling as Supervisor For For Management 15.2 Elect Chen Zechun as Supervisor For For Management -------------------------------------------------------------------------------- KIATNAKIN BANK PUBLIC COMPANY LIMITED Ticker: KKP Security ID: Y47675114 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect Suvit Mapaisansin as Director For For Management 4.2 Elect Anya Khanthavit as Director For For Management 4.3 Elect Aphinant Klewpatinond as Director For For Management 4.4 Elect Patchanee Limapichat as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Change of Bank's Name For For Management 8 Amend Memorandum of Association Re: For For Management Change of Bank's Name 9 Amend Articles of Association Re: For For Management Change of Bank's Name 10 Other Business For Against Management -------------------------------------------------------------------------------- KIATNAKIN PHATRA BANK PUBLIC CO. LTD. Ticker: KKP Security ID: Y47675114 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Veravat Chutichetpong as Director For For Management 4.2 Elect Banyong Pongpanich as Director For For Management 4.3 Elect Philip Chen Chong Tan as Director For For Management 4.4 Elect Chayodom Sabhasri as Director For For Management 5 Approve Remuneration of Directors and For For Management Sub-Committees 6 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures 8 Other Business For Against Management -------------------------------------------------------------------------------- KIMBERLY-CLARK DE MEXICO SAB DE CV Ticker: KIMBERA Security ID: P60694117 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 2 Elect or Ratify Principal and For Did Not Vote Management Alternate Members of Board of Directors, Chairman of Audit and Corporate Practices Committee and Secretary; Verify Director's Independence 3 Approve Remuneration of Principal and For Did Not Vote Management Alternate Members of Board of Directors, Board Committees and Secretary 4 Approve Report on Share Repurchase For Did Not Vote Management Policies and Set Maximum Amount of Share Repurchase Reserve 5 Approve Cash Dividends of MXN 1.72 per For Did Not Vote Management Series A and B Shares; Such Dividends Will Be Distributed in Four Installments of MXN 0.43 6 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- KINEA INDICES DE PRECOS FUNDO DE INVESTIMENTO IMOBILIARIO Ticker: KNIP11 Security ID: P6S22F100 Meeting Date: MAY 31, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Distribution of For Did Not Vote Management New Quotas of the Fund Without Preemptive Rights and Authorize the Administrator of the Fund to Ratify and Execute Approved Resolution -------------------------------------------------------------------------------- KING SLIDE WORKS CO., LTD. Ticker: 2059 Security ID: Y4771C113 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6.1 Elect Lin Tsung-Chi, with Shareholder For For Management NO.1, as Non-Independent Director 6.2 Elect Lin Tsung-Lung, a Representative For For Management of Long Shen Investment Inc., with Shareholder NO.22, as Non-Independent Director 6.3 Elect Wang Chun-Chiang, with For For Management Shareholder NO.49, as Non-Independent Director 6.4 Elect Hsu Fang-Yih, with Shareholder For For Management NO.Q120993XXX, as Independent Director 6.5 Elect Cai Wen-Zhi, with Shareholder NO. For For Management E120388XXX, as Independent Director 6.6 Elect WU,HSIU, with Shareholder NO. For For Management S220333XXX, as Independent Director 6.7 Elect YANG,FU-HSUAN, with Shareholder For For Management NO.20606, as Independent Director -------------------------------------------------------------------------------- KING YUAN ELECTRONICS CO., LTD. Ticker: 2449 Security ID: Y4801V107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve Initial Public Offering of For For Management Common A Shares of Subsidiary King Long Technology (Suzhou) Ltd. and Application for Listing in Shanghai Stock Exchange and Shenzhen Stock Exchange -------------------------------------------------------------------------------- KING'S TOWN BANK Ticker: 2809 Security ID: Y4773U103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- KINGBOARD HOLDINGS LIMITED Ticker: 148 Security ID: G52562140 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Final Dividend 3A Elect Chang Wing Yiu as Director For For Management 3B Elect Cheung Ka Shing as Director For For Management 3C Elect Chen Maosheng as Director For For Management 3D Elect Chong Kin Ki as Director For For Management 3E Elect Stanley Chung Wai Cheong as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LIMITED Ticker: 1888 Security ID: G5257K107 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Special For For Management Final Dividend 3A Elect Cheung Kwok Keung as Director For For Management 3B Elect Zhou Pei Feng as Director For For Management 3C Elect Lo Ka Leong as Director For For Management 3D Elect Zhang Lu Fu as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KINGCLEAN ELECTRIC CO., LTD. Ticker: 603355 Security ID: Y47937100 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: G52568147 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Xu Shao Chun as Director For For Management 2B Elect Dong Ming Zhu as Director For For Management 2C Elect Zhou Bo Wen as Director For For Management 2D Elect Ni Zheng Dong as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Auditor For For Management 9 Approve Bank Credit Line Application For For Management 10 Approve External Guarantee Provision For For Management Plan 11 Approve Daily Related Party For For Management Transactions 12 Approve Use of Idle Own Funds to For For Management Invest in Bank Financial Products 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- KINGENTA ECOLOGICAL ENGINEERING GROUP CO., LTD. Ticker: 002470 Security ID: Y7684A108 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wan Lianbu as Non-Independent For For Shareholder Director 1.2 Elect Zhang Xiaoyi as Non-Independent For For Shareholder Director 1.3 Elect Gao Yiwu as Non-Independent For For Shareholder Director 2.1 Elect Chen Guofu as Independent For For Shareholder Director 2.2 Elect Ge Fulian as Independent Director For For Shareholder 3 Elect Yang Yan as Supervisor For For Shareholder 4 Approve Remuneration of Supervisor, Wu For For Management Xiuqing -------------------------------------------------------------------------------- KINGFA SCI. & TECH. CO., LTD. Ticker: 600143 Security ID: Y4455H107 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yuan Zhimin as Non-independent For Against Shareholder Director 1.2 Elect Li Nanjing as Non-independent For For Shareholder Director 1.3 Elect Xiong Haitao as Non-independent For For Shareholder Director 1.4 Elect Li Jianjun as Non-independent For For Shareholder Director 1.5 Elect Ning Hongtao as Non-independent For For Shareholder Director 1.6 Elect Wu Di as Non-independent Director For For Shareholder 1.7 Elect Chen Pingxu as Non-independent For For Shareholder Director 2.1 Elect Yang Xiong as Independent For For Shareholder Director 2.2 Elect Zhu Qianyu as Independent For For Shareholder Director 2.3 Elect Xiao Shengfang as Independent For For Shareholder Director 2.4 Elect Meng Yuezhong as Independent For For Shareholder Director 3.1 Elect Ye Nanbiao as Supervisor For For Shareholder 3.2 Elect Chen Guoxiong as Supervisor For For Shareholder 3.3 Elect Zhu Bing as Supervisor For For Shareholder -------------------------------------------------------------------------------- KINGFA SCI. & TECH. CO., LTD. Ticker: 600143 Security ID: Y4455H107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Guarantee Provision Plan For Against Management 8 Approve Related Party Transaction For For Management 9 Approve Credit Line Application For Against Management 10 Approve Adjustment of Allowance of For For Management Independent Directors 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- KINGHAND INDUSTRIAL INVESTMENT GROUP CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ma Jun as Non-Independent For For Management Director 1.2 Elect Chen Yong as Non-Independent For For Management Director 1.3 Elect Guo Shiguo as Non-Independent For For Management Director 1.4 Elect Shen Siyun as Non-Independent For For Management Director 1.5 Elect Ban Jun as Non-Independent For For Management Director 2.1 Elect Fu Xijun as Independent Director For For Shareholder 2.2 Elect Qu Yonghai as Independent For For Shareholder Director 2.3 Elect Zhang Shujun as Independent For For Shareholder Director 3.1 Elect Tan Yi as Supervisor For For Management 3.2 Elect Leng Yang as Supervisor For For Management 4 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- KINGHAND INDUSTRIAL INVESTMENT GROUP CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription of Direct For For Management Financing Instruments/Directional Financing Plan -------------------------------------------------------------------------------- KINGHAND INDUSTRIAL INVESTMENT GROUP CO., LTD. Ticker: 000615 Security ID: Y3746D107 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Ran as Non-Independent For For Shareholder Director 2 Approve Change of Company Name and For For Management Security Abbreviation 3 Approve Change in Registered Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Shareholder Association -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary on For For Management Stock Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised Draft) 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes to Relevant Commitments For For Management -------------------------------------------------------------------------------- KINGNET NETWORK CO., LTD. Ticker: 002517 Security ID: Y8421B102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Use of Idle Funds to Purchase For For Management Financial Products 8 Approve Application of Credit Lines For For Management and Provision of Guarantee 9 Approve Related Party Transaction For For Management 10 Approve to Appoint Auditor For For Management 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Amend Information Disclosure For Against Management Management System 13 Amend Management System of Raised Funds For Against Management 14 Amend Management System for Providing For Against Management External Investments -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of 2018 Performance For For Management Share Incentive Plan and 2020 Company Performance Indicators 2 Approve Provision of Guarantee for For For Management Loan Application -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve External Provision of Counter For For Management Guarantee -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 2 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption of Performance For For Management Commitments 2 Approve Company's Eligibility for For For Shareholder Share Issuance 3.1 Approve Share Type and Par Value For For Shareholder 3.2 Approve Issue Manner and Issue Time For For Shareholder 3.3 Approve Target Subscribers and For For Shareholder Subscription Method 3.4 Approve Pricing Reference Date, Issue For For Shareholder Price and Pricing Basis 3.5 Approve Issue Size For For Shareholder 3.6 Approve Lock-up Period For For Shareholder 3.7 Approve Amount and Use of Proceeds For For Shareholder 3.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 3.9 Approve Listing Exchange For For Shareholder 3.10 Approve Resolution Validity Period For For Shareholder 4 Approve Share Issuance For For Shareholder 5 Approve Demonstration Analysis Report For For Shareholder in Connection to Share Issuance 6 Approve Report on the Usage of For For Shareholder Previously Raised Funds 7 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 8 Approve Authorization of Board to For For Shareholder Handle All Related Matters 9 Approve Shareholder Return Plan For For Shareholder 10 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Usage of Raised For For Management Funds and to Replenish Working Capital 2 Approve Provision of Guarantee For Against Management 3 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan and For For Management Related Party Transactions -------------------------------------------------------------------------------- KINGSIGNAL TECHNOLOGY CO., LTD. Ticker: 300252 Security ID: Y4769K101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Approve Remuneration of Huang Changhua For For Management 7.2 Approve Remuneration of Zheng Jun For For Management 7.3 Approve Remuneration of Jiang Huijiang For For Management 7.4 Approve Remuneration of Liao Shengxing For For Management 7.5 Approve Remuneration of Huang Wenfeng For For Management 7.6 Approve Remuneration of Zhao Dengping For For Management 7.7 Approve Remuneration of Hu Zuohao For For Management 7.8 Approve Remuneration of Yu Xin For For Management 7.9 Approve Remuneration of Jin Shengqi For For Management 7.10 Approve Remuneration of Gui Hongbing For For Management 7.11 Approve Remuneration of Wang Chengli For For Management 7.12 Approve Remuneration of Wu Jingping For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Special Audit Notes on For For Management Occupancy of Non-operational Funds and Exchanges of Other Related Funds 10 Approve Report of the Board of For For Management Supervisors 11.1 Approve Remuneration of Wu Hua For For Management 11.2 Approve Remuneration of Li Kejia For For Management 11.3 Approve Remuneration of Xin Yanrui For For Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- KINGSOFT CORPORATION LIMITED Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Chi Ping Lau as Director For For Management 3.2 Elect Shun Tak Wong as Director For For Management 3.3 Elect David Yuen Kwan Tang as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KINIK CO. Ticker: 1560 Security ID: Y4789C113 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- KINPO ELECTRONICS, INC. Ticker: 2312 Security ID: Y1063L108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- KINSUS INTERCONNECT TECHNOLOGY CORP. Ticker: 3189 Security ID: Y4804T109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect TONG, ZI-XIAN, with Shareholder For For Management No. 00086726, as Non-independent Director 4.2 Elect GUO, MING-DONG, with Shareholder For Against Management No. 00000009, as Non-independent Director 4.3 Elect LIAO, SIH-JHENG, with For Against Management Shareholder No. M101221XXX, as Non-independent Director 4.4 Elect CHEN, HE-XU, with Shareholder No. For Against Management 00000017, as Non-independent Director 4.5 Elect CHANG, CHIEN-WEI, a For Against Management Representative of ASUSPOER INVESTMENT, with Shareholder No. 00000001, as Non-independent Director 4.6 Elect HU, KUEI-CHIN, a Representative For Against Management of ASUSTEK INVESTMENT, with Shareholder No. 00000003, as Non-independent Director 4.7 Elect CHEN, JIN-CAI,with Shareholder For Against Management No. F101003XXX, as Independent Director 4.8 Elect WU, HUI-HUANG, with Shareholder For Against Management No. P100014XXX, as Independent Director 4.9 Elect LEE, MING-YU, with Shareholder For For Management No. F120639XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- KIRTON BANK SA Ticker: Security ID: P0773W107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income For Did Not Vote Management -------------------------------------------------------------------------------- KLABIN SA Ticker: KLBN4 Security ID: P60933135 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Miguel Klabin as Director and Amanda Klabin Tkacz as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Armando Klabin as Director and Wolff Klabin as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Oliva Marcilio de Sousa as Independent Director and Alberto Klabin as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luis de Salles Freire as Independent Director and Francisco Lafer Pati as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Horacio Lafer Piva as Director and Francisco Amaury Olsen as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Israel Klabin as Director and Celso Lafer as Alternate 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Coutinho Galvao Filho as Director and Vivian do Valle Souza Leao Mikui as Alternate 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Klabin Martins Xavier as Director and Lilia Klabin Levine as Alternate 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Luiz Leme Klabin as Independent Director and Marcelo Bertini de Rezende Barbosa as Alternate 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Camilo Marcantonio Junior as Independent Director and Ruan Pires Alves as Alternate 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Francisco Monteiro de Carvalho Guimaraes as Independent Director and Joaquim Pedro Monteiro de Carvalho Collor de Mello as Alternate 8.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Vera Lafer as Director and Vera Lafer Lorch Cury as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Director and Tiago Curi Isaac as Alternate Appointed by Preferred Shareholder 12 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 13 Elect Fiscal Council Members For Abstain Management 14 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 15 Elect Louise Barsi as Fiscal Council None For Shareholder Member and Tiago Brasil Rocha as Alternate Appointed by Preferred Shareholder 16 Elect Mauricio Aquino Halewicz as None For Shareholder Fiscal Council Member and Geraldo Affonso Ferreira Filho as Alternate Appointed by Minority Shareholder 17 Approve Remuneration of Company's For For Management Management 18 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- KLABIN SA Ticker: KLBN4 Security ID: P60933135 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Acquire Sogemar - For For Management Sociedade Geral de Marcas Ltda. (Sogemar) 4 Approve Acquisition of Sogemar - For For Management Sociedade Geral de Marcas Ltda. (Sogemar) 5 Approve Issuance of Shares in For For Management Connection with the Acquisition of Sogemar - Sociedade Geral de Marcas Ltda. (Sogemar), Amend Article 5 Accordingly and Consolidate Bylaws -------------------------------------------------------------------------------- KLABIN SA Ticker: KLBN4 Security ID: P60933135 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Riohold For For Management Papel e Celulose S.A. (Riohold) 4 Approve Absorption of Riohold Papel e For For Management Celulose S.A. (Riohold) and Authorize Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- KLABIN SA Ticker: KLBN4 Security ID: P60933135 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For Did Not Vote Management Management for 2020 2 Amend Articles For Did Not Vote Management 3 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- KLABIN SA Ticker: KLBN4 Security ID: P60933135 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None For Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Directors - Slate 1 For Against Management 5.2 Elect Directors - Slate 2 None Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8a.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Israel Klabin as Director and Alberto Klabin as Alternate 8a.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Miguel Klabin as Director and Amanda Klabin Tkacz as Alternate 8a.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Armando Klabin as Director and Wolff Klabin as Alternate 8a.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Vera Lafer as Director and Antonio Sergio Alfano as Alternate 8a.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Lafer Pati as Director and Vera Lafer Lorch Cury as Alternate 8a.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Horacio Lafer Piva as Director and Francisco Amaury Olsen as Alternate 8a.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Coutinho Galvao Filho as Director and Maria Eugenia Lafer Galvao as Alternate 8a.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Klabin Xavier as Director and Lilia Klabin Levine as Alternate 8a.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Lafer as Independent Director and Reinoldo Poernbacher as Alternate 8a.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Luiz Leme Klabin as Independent Director and Marcelo Bertini de Rezende Barbosa as Alternate 8a.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Francisco Monteiro de Carvalho Guimaraes as Independent Director and Joaquim Pedro Monteiro de Carvalho Collor de Mello as Alternate 8a.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Camilo Marcantonio Junior as Independent Director and Ruan Alves Pires as Alternate 8b.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Israel Klabin as Director and Alberto Klabin as Alternate 8b.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Miguel Klabin as Director and Amanda Klabin Tkacz as Alternate 8b.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Armando Klabin as Director and Wolff Klabin as Alternate 8b.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Vera Lafer as Director and Antonio Sergio Alfano as Alternate 8b.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Lafer Pati as Director and Vera Lafer Lorch Cury as Alternate 8b.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Horacio Lafer Piva as Director and Francisco Amaury Olsen as Alternate 8b.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Klabin Xavier as Director and Lilia Klabin Levine as Alternate 8b.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Lafer as Independent Director and Reinoldo Poernbacher as Alternate 8b.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Luiz Leme Klabin as Independent Director and Marcelo Bertini de Rezende Barbosa as Alternate 8b.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Francisco Monteiro de Carvalho Guimaraes as Independent Director and Joaquim Pedro Monteiro de Carvalho Collor de Mello as Alternate 8b.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Camilo Marcantonio Junior as Independent Director and Ruan Alves Pires as Alternate 8b.12 Percentage of Votes to Be Assigned - None For Management Elect Heloisa Belotti Bedicks as Independent Director and Andriei Jose Beber as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Director and Tiago Curi Isaac as Alternate Appointed by Preferred Shareholder 12 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 13 Elect Fiscal Council Members For Against Management 14 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 15 Elect Louise Barsi as Fiscal Council None For Shareholder Member and Tiago Brasil Rocha as Alternate Appointed by Preferred Shareholder 16.1 Elect Mauricio Aquino Halewicz as None Abstain Shareholder Fiscal Council Member and Geraldo Affonso Ferreira Filho as Alternate Appointed by Minority Shareholder 16.2 Elect Mauricio Aquino Halewicz as None For Shareholder Fiscal Council Member and Michele da Silva Gonsales as Alternate Appointed by Minority Shareholder 17 Approve Remuneration of Company's For For Management Management 18 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- KMC (KUEI MENG) INTERNATIONAL, INC. Ticker: 5306 Security ID: Y1662S108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets -------------------------------------------------------------------------------- KOC HOLDING A.S. Ticker: KCHOL Security ID: M63751107 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Article 6 Re: Capital Related For Against Management 8 Elect Directors For For Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2020 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management the 2021 and Receive Information on Donations Made in 2020 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- KOMERCNI BANKA, A.S. Ticker: KOMB Security ID: X45471111 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations and State of Its Assets in Fiscal 2020 2 Receive Report on Act Providing for None None Management Business Undertaking in Capital Market 3 Receive Management Board Report on None None Management Related Entities 4 Receive Standalone and Consolidated None None Management Financial Statements, and Proposal for Allocation of Income 5 Receive Supervisory Board Reports on None None Management Financial Statements, Its Activities, and Management Board Report on Related Entities; Proposal on Allocation of Income 6 Receive Audit Committee Report None None Management 7 Approve Financial Statements For For Management 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Consolidated Financial For For Management Statements 10 Amend Articles of Association For For Management 11.1 Elect Petr Dvorak as Supervisory Board For For Management Member 11.2 Elect Alvaro Huete Gomez as For For Management Supervisory Board Member 11.3 Elect Giovanni Luca Soma as For Against Management Supervisory Board Member 11.4 Elect Jarmila Spurova as Supervisory For For Management Board Member 12 Elect Giovanni Luca Soma as Member of For For Management Audit Committee 13 Approve Remuneration Report For For Management 14 Ratify Deloitte Audit s.r.o. as Auditor For For Management -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Investment in the For For Management Establishment of Limited Partnership and Related Party Transactions 3 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Acquisition by For For Management Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions and Signing this Transaction Termination Agreement -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3.1 Elect Yao Lijun as Non-independent For For Management Director 3.2 Elect Jie Pan as Non-independent For For Management Director 3.3 Elect Zhang Huiyang as Non-independent For For Management Director 3.4 Elect Qian Hongbing as Non-independent For For Management Director 3.5 Elect Yu Yongqun as Non-independent For For Management Director 3.6 Elect Xu Zhou as Non-independent For For Management Director 4.1 Elect Fei Weidong as Independent For For Management Director 4.2 Elect Zhang Jie as Independent Director For For Management 4.3 Elect Liu Xiu as Independent Director For For Management 5.1 Elect Han Gang as Supervisor For For Management 5.2 Elect Wang Yu as Supervisor For For Management -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Types of Securities Issuance For For Management and Listing 2.2 Approve Issuance Scale For For Management 2.3 Approve Duration of Convertible Bonds For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Coupon Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of the For For Management Conversion Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Related to the For For Management Bondholder Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Safekeeping of Raised Funds For For Management 2.22 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bond Issuance 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve the Company's Convertible For For Management Corporate Bondholders Meeting Rules 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment and For For Management Related Party Transaction -------------------------------------------------------------------------------- KONFOONG MATERIALS INTERNATIONAL CO., LTD. Ticker: 300666 Security ID: Y613F4108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Daily Related Party For For Management Transactions 9 Approve Amendments to Articles of For For Management Association 10 Approve Allowance of Directors For For Management 11 Approve Allowance of Supervisors For For Management 12 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Listing for Transfer of Equity For For Management 2 Approve Provision of Loan For For Management 3 Approve Transfer of Internet Material, For For Management Smart Health Care and Patents Related to UHD Display Terminal -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yao Wei as Non-independent For For Management Director -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management after Equity Transfer of Chongqing Konka Real Estate Development Co., Ltd. 2 Approve Equity Transfer Agreement For For Management 3 Approve Financial Assistance Provision For For Management after Equity Transfer of Chuzhou Kangxin Health Industry Development Co. , Ltd. 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cai Weibin as Supervisor For For Management 2 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- KONKA GROUP CO., LTD. Ticker: 200016 Security ID: Y70114114 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audit Report For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Provision of Guarantees to For For Management Yibin Konka Wisdom Technology Co., Ltd. 8 Approve Provision of Guarantees to For For Management Yibin Overseas Chinese Town Sanjiang Real Estate Co., Ltd. 9 Approve Provision of Guarantees to For For Management Ningbo Kanghanrui Electric Co., Ltd. 10 Approve Provision of Guarantees to For For Management Suining Konka Industrial Park Development Co., Ltd. 11 Approve Provision of Guarantees to For For Management Chongqing Konka Technology Development Co., Ltd. 12 Approve Provision of Guarantees to For For Management Dongguan Konka Electronics Co., Ltd. 13 Approve Provision of Guarantees to For For Management Liaoyang Kangshun Intelligent Technology Co., Ltd. 14 Approve Provision of Guarantees to For For Management Liaoyang Kangshun Renewable Resources Co., Ltd. 15 Approve Provision of Guarantees to For For Management Konka Core Cloud Semiconductor Technology (Yancheng) Co., Ltd. 16 Approve Provision of Guarantees to For For Management Konka Industry and Trade Technology (Shenzhen) Co., Ltd. 17 Approve Provision of Guarantees to For For Management Boluo Konka Printed Board Co., Ltd. 18 Approve Provision of Guarantees to For For Management Shenzhen Konka Circuit Co., Ltd. 19 Approve Provision of Guarantees to For For Management Sichuan Konka Intelligent Terminal Technology Co., Ltd. -------------------------------------------------------------------------------- KONYA CIMENTO SANAYII AS Ticker: KONYA Security ID: M63826107 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board and Auditors For For Management 7 Elect Directors For Against Management 8 Receive Information on Remuneration None None Management Policy 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Approve Allocation of Income and For For Management Receive Information on Profit Distribution Policy 13 Approve Upper Limit of Donations for For For Management 2021, Receive Information on Donation Policy and Donations Made in 2020 14 Receive Information on Related Party None None Management Transactions 15 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 16 Approve Information in Accordance to For For Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 17 Wishes None None Management -------------------------------------------------------------------------------- KOOLEARN TECHNOLOGY HOLDING LIMITED Ticker: 1797 Security ID: G5313A101 Meeting Date: NOV 05, 2020 Meeting Type: Annual Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Yu Minhong as Director For For Management 3 Elect Leung Yu Hua Catherine as For For Management Director 4 Elect Tong Sui Bau as Director For For Management 5 Elect Lin Zheying as Director For For Management 6 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KOOLEARN TECHNOLOGY HOLDING LIMITED Ticker: 1797 Security ID: G5313A101 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement, For For Management Issuance of Subscription Shares and Related Transactions -------------------------------------------------------------------------------- KORDSA TEKNIK TEKSTIL A.S. Ticker: KORDS Security ID: M6403Q108 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2020 12 Approve Upper Limit of Donations for For Against Management 2021 13 Amend Company Articles 10, 15 and 41 For Against Management 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- KOSSAN RUBBER INDUSTRIES BHD. Ticker: 7153 Security ID: Y4964F105 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Elect Mohamed Shafeii Bin Abdul For For Management Gaffoor as Director 3 Elect Lee Choo Hock as Director For For Management 4 Elect Hoh Kim Hyan as Director For For Management 5 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- KOSSAN RUBBER INDUSTRIES BHD. Ticker: 7153 Security ID: Y4964F105 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue of New Ordinary For For Management Shares -------------------------------------------------------------------------------- KOSSAN RUBBER INDUSTRIES BHD. Ticker: 7153 Security ID: Y4964F105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Elect Lim Kuang Sia as Director For For Management 3 Elect Tan Kong Chang as Director For For Management 4 Elect Lim Ooi Chow as Director For For Management 5 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- KOT ADDU POWER COMPANY LTD. Ticker: KAPCO Security ID: Y4939U104 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Interim Dividends For For Management 4 Approve A. F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Other Business For Against Management -------------------------------------------------------------------------------- KOT ADDU POWER COMPANY LTD. Ticker: KAPCO Security ID: Y4939U104 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 1A Approve Agreements with Pakistan Water For Against Management and Power Development Authority 1B Approve Facilitation Amendment For Against Management Agreements; Approve Guarantee Amendment Agreements 1C Approve Amendments to Power Purchase For Against Management Agreement 1D Authorize Board to Agree to and Settle For Against Management all claims and counter claims currently in arbitration 1E Authorize Payment of Outstanding For Against Management receivables through cash and financial instruments -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Idle Own Funds for Cash For For Management Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Transfer of Equity and Raised For For Management Funds Project -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Loan of For For Management Controlling Shareholder to the Company -------------------------------------------------------------------------------- KPC PHARMACEUTICALS, INC. Ticker: 600422 Security ID: Y5053T104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Financing Credit Limit For For Management 9 Approve Guarantee Provision Plan For Against Management 10 Approve Appointment of Auditor For For Management 11 Elect Deng Kang as Supervisor For For Shareholder 12 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 13 Approve Methods to Assess the For For Management Performance of Plan Participants 14 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KPJ HEALTHCARE BERHAD Ticker: 5878 Security ID: Y4984Y100 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Azizi Bin Haji Omar as Director For For Management 2 Elect Mohd Radzif Bin Mohd Yunus as For For Management Director 3 Elect Yusli Bin Mohamed Yusoff as For For Management Director 4 Elect Ngun Kok Weng as Director For For Management 5 Elect Mohamed Ridza Bin Mohamed For For Management Abdulla as Director 6 Elect Mohamed Azahari Bin Mohamed For For Management Kamil as Director 7 Elect Mohd Redza Shah Bin Abdul Wahid For For Management as Director 8 Elect Sivamohan a/l S.Namasivayam as For For Management Director 9 Elect Khairuddin Bin Jaflus as Director For For Management 10 Elect Rozaini Bin Mohd Sani as Director For For Management 11 Elect Shamsul Anuar Bin Abdul Majid as For For Management Director 12 Approve Directors' Fees For For Management 13 Approve Directors' Remuneration For For Management (Excluding Proposed Directors' Fees) to Non-Executive Directors 14 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 15 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 16 Authorize Share Repurchase Program For For Management 17 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- KPJ HEALTHCARE BERHAD Ticker: 5878 Security ID: Y4984Y100 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Lease Renewal For For Management -------------------------------------------------------------------------------- KPJ HEALTHCARE BERHAD Ticker: 5878 Security ID: Y4984Y100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christina Foo as Director For For Management 2 Elect Mohd Radzif Bin Mohd Yunus as For For Management Director 3 Elect Yusli Bin Mohamed Yusoff as For For Management Director 4 Elect Mohamed Ridza Bin Mohamed For For Management Abdulla as Director 5 Elect Ahmad Shahizam Bin Mohd Shariff For For Management as Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Remuneration For For Management (Excluding Proposed Directors' Fees) to Non-Executive Directors 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- KRAUSSMAFFEI CO. LTD. Ticker: 600579 Security ID: Y7172E109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Signing of Long-term Lease For For Management Agreement 3.1 Elect Liu Tao as Non-independent For For Management Director 4.1 Elect He Binhui as Independent Director For For Management 4.2 Elect Wang Qingyun as Independent For For Management Director 5.1 Elect Tang Hui as Supervisor For For Management -------------------------------------------------------------------------------- KRAUSSMAFFEI CO. LTD. Ticker: 600579 Security ID: Y7172E109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Change in Performance For For Management Commitment Period 7 Approve Implementation of Commitment For For Management to Replace Dividends by Means of Share Repurchase 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Related Party Transaction For For Management 11 Approve External Guarantee Provision For For Management Plan 12 Approve Financing Plan For For Management 13 Approve Capital Expenditure Plan For For Management 14 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 15.1 Elect Jorg Bremer as Director For For Management 16.1 Elect Sun Lingyu as Director For For Management -------------------------------------------------------------------------------- KRBL LIMITED Ticker: 530813 Security ID: Y4991N105 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Anil Kumar Mittal as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Priyanka Sardana as Director For For Management 6 Approve Revision in the Remuneration For For Management of Priyanka Mittal as Whole Time Director 7 Approve Revision in the Remuneration For For Management of Ashish Mittal Holding Office or Place of Profit as Manager-Procurement 8 Approve Revision in the Remuneration For For Management of Kunal Gupta Holding Office or Place of Profit as Management Trainee-Rice Procurement 9 Approve Revision in the Remuneration For For Management of Akshay Gupta Holding Office or Place of Profit as Management Trainee-Finance Department 10 Approve Revision in the Remuneration For For Management of Ayush Gupta Holding Office or Place of Profit as Management Trainee-Domestic Marketing -------------------------------------------------------------------------------- KRUNG THAI BANK PUBLIC CO., LTD. Ticker: KTB Security ID: Y49885208 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4 Approve Remuneration of Directors For For Management 5.1 Elect Kittipong Kittayarak as Director For For Management 5.2 Elect Tienchai Rubporn as Director For For Management 5.3 Elect Patricia Mongkhonvanit as For For Management Director 5.4 Elect Payong Srivanich as Director For For Management 6 Approve EY Company Limited as Auditor For For Management and Authorize Board to Fix Their Remuneration 7 Other Business None None Management -------------------------------------------------------------------------------- KRUNG THAI BANK PUBLIC CO., LTD. Ticker: KTB Security ID: Y49885208 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4 Approve Remuneration of Directors For For Management 5.1 Elect Krairit Euchukanonchai as For For Management Director 5.2 Elect Poonnis Sakuntanaga as Director For For Management 5.3 Elect Thanwa Laohasiriwong as Director For For Management 5.4 Elect Teerapong Wongsiwawilas as For For Management Director 6 Approve EY Company Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Other Business None None Management -------------------------------------------------------------------------------- KRUNGTHAI CARD PUBLIC COMPANY LIMITED Ticker: KTC Security ID: Y498B4116 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements and For For Management Acknowledge Auditor's Report 3 Approve Non-Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect Praphaisith Tankeyura as Director For For Management 4.2 Elect Nampung Wongsmith as Director For For Management 4.3 Elect Apichat Chaiyadar as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures 8 Other Business For Against Management -------------------------------------------------------------------------------- KRUNGTHAI CARD PUBLIC COMPANY LIMITED Ticker: KTC Security ID: Y498B4116 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance None None Management 2 Approve Financial Statements and For For Management Acknowledge Statutory Reports 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Nathporn Chatusripitak as For For Management Director 4.2 Elect Praralee Ratanaprasartporn as For For Management Director 4.3 Elect Pongsit Chaichutpornsuk as For For Management Director 5 Approve Remuneration of Directors For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Acquisition of Ordinary Shares For For Management of Krungthai Leasing 8 Other Business For Against Management -------------------------------------------------------------------------------- KUAISHOU TECHNOLOGY Ticker: 1024 Security ID: G53263102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Su Hua as Director For For Management 3 Elect Cheng Yixiao as Director For For Management 4 Elect Zhang Fei as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For For Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- KUALA LUMPUR KEPONG BERHAD Ticker: 2445 Security ID: Y47153104 Meeting Date: FEB 18, 2021 Meeting Type: Annual Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Oi Hian as Director For For Management 2 Elect Yeoh Eng Khoon as Director For For Management 3 Elect Anne Rodrigues as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Authorize Share Repurchase Program For For Management 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 9 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Provision of Guarantee For Against Management 10 Approve Credit Line Application For For Management 11.1 Elect Liu Ruopeng as Non-Independent For For Shareholder Director 11.2 Elect Zhao Zhiya as Non-Independent For For Shareholder Director 11.3 Elect Zhang Yangyang as For For Shareholder Non-Independent Director 11.4 Elect Luan Lin as Non-Independent For For Shareholder Director 11.5 Elect Ji Chunlin as Non-Independent For For Shareholder Director 11.6 Elect Yu Mingqiao as Non-Independent For For Shareholder Director 12.1 Elect Sha Lin as Independent Director For For Shareholder 12.2 Elect Yao Yuan as Independent Director For For Shareholder 12.3 Elect Han Jianchun as Independent For For Shareholder Director 13.1 Elect Zhang Zhengzheng as Supervisor For For Shareholder 13.2 Elect Li Ji as Supervisor For For Shareholder -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Use of Idle Raised For For Management Funds to Conduct Cash Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- KUANG-CHI TECHNOLOGIES CO., LTD. Ticker: 002625 Security ID: Y9895R102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Provision of Guarantees For For Management 10 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- KUANGDA TECHNOLOGY GROUP CO. LTD. Ticker: 002516 Security ID: Y4441Y107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve 2020 Related Party Transaction For For Management 10 Approve 2021 Related Party Transaction For For Management 11 Approve Comprehensive Credit Line For For Management Application 12 Approve Provision of Guarantee For For Management 13 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 14 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- KUANGDA TECHNOLOGY GROUP CO. LTD. Ticker: 002516 Security ID: Y4441Y107 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in For For Management Affiliated Partnership and Adjustment on Capital Contribution to Associate Company -------------------------------------------------------------------------------- KUMBA IRON ORE LTD. Ticker: KIO Security ID: S4341C103 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Sizwe Masondo as Individual Designated Auditor 2.1 Re-elect Dr Mandla Gantsho as Director For For Management 2.2 Re-elect Seamus French as Director For For Management 2.3 Re-elect Sango Ntsaluba as Director For For Management 2.4 Elect Duncan Wanblad as Director For For Management 2.5 Elect Michelle Jenkins as Director For For Management 3.1 Re-elect Sango Ntsaluba as Member of For For Management the Audit Committee 3.2 Re-elect Terence Goodlace as Member of For For Management the Audit Committee 3.3 Re-elect Mary Bomela as Member of the For For Management Audit Committee 3,4 Elect Michelle Jenkins as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of the For For Management Remuneration Policy 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Board to Issue Shares for For For Management Cash 2 Approve Remuneration of Non-executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- KUMBA IRON ORE LTD. Ticker: KIO Security ID: S4341C103 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Sizwe Masondo as Individual Designated Auditor 2.1 Re-elect Mary Bomela as Director For For Management 2.2 Re-elect Ntombi Langa-Royds as Director For For Management 2.3 Re-elect Buyelwa Sonjica as Director For For Management 3.1 Re-elect Sango Ntsaluba as Member of For For Management the Audit Committee 3.2 Re-elect Terence Goodlace as Member of For For Management the Audit Committee 3.3 Re-elect Mary Bomela as Member of the For For Management Audit Committee 3.4 Re-elect Michelle Jenkins as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of the For For Management Remuneration Policy 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Ratification of Approved For For Management Resolutions 1 Authorise Board to Issue Shares for For For Management Cash 2 Approve Remuneration of Non-executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital 5 Approve Extension of Employee Share For For Management Ownership Scheme -------------------------------------------------------------------------------- KUNG LONG BATTERIES INDUSTRIAL CO., LTD. Ticker: 1537 Security ID: Y5052J107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Amendments to Trading Procedures For For Management Governing Derivatives Products 7 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 8 Approve Amendments to Lending For For Management Procedures and Caps 9 Amend Procedures for Endorsement and For For Management Guarantees 10.1 Elect LI YAO-MING, with SHAREHOLDER NO. For For Management 00000001 as Non-independent Director 10.2 Elect LI JUI-HSUN, with SHAREHOLDER NO. For For Management 00000005 as Non-independent Director 10.3 Elect HSU HUI-YU, with SHAREHOLDER NO. For For Management M100199XXX as Non-independent Director 10.4 Elect CHEN SHOU-HSIN, a Representative For For Management of MAO LUNG INVESTMENT CO LTD, with SHAREHOLDER NO.00008138, as Non-independent Director 10.5 Elect TSAI CHANG-SHOU, a For For Management Representative of MAO LUNG INVESTMENT CO LTD, with SHAREHOLDER NO.00008138, as Non-independent Director 10.6 Elect CHIANG YEN-HUNG, a For For Management Representative of MAO LUNG INVESTMENT CO LTD, with SHAREHOLDER NO.00008138, as Non-independent Director 10.7 Elect WANG CHO-CHUN, with SHAREHOLDER For For Management NO.A100272XXX as Independent Director 10.8 Elect YANG WEN-KUANG, with SHAREHOLDER For For Management NO.B120373XXX as Independent Director 10.9 Elect TSAI CHI-NENG, with SHAREHOLDER For For Management NO.N100587XXX as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Annual Caps and For For Management Related Transactions 2 Approve New Master Agreement, For For Management Continuing Connected Transactions Under Categories (a), (b), (c) and (d), Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LIMITED Ticker: 135 Security ID: G5320C108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4A Elect Fu Bin as Director For For Management 4B Elect Qian Zhijia as Director For For Management 4C Elect Zhou Yuanhong as Director For For Management 4D Elect Miao Yong as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KUNMING YUNNEI POWER CO., LTD. Ticker: 000903 Security ID: Y5054J105 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- KUNMING YUNNEI POWER CO., LTD. Ticker: 000903 Security ID: Y5054J105 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- KUNMING YUNNEI POWER CO., LTD. Ticker: 000903 Security ID: Y5054J105 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Appointment of Auditor For For Management 9 Approve Bank Financing Application For For Management 10 Approve Amendments to Articles of For Against Management Association to Expand Business Scope 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- KUNSHAN KERSEN SCIENCE & TECHNOLOGY CO. LTD. Ticker: 603626 Security ID: Y5021U100 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters 4 Approve Change in Registered Capital For For Management 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope 6 Approve Amendments to Articles of For For Management Association 7 Elect Wang Shulin as Independent For For Shareholder Director -------------------------------------------------------------------------------- KUNSHAN KERSEN SCIENCE & TECHNOLOGY CO. LTD. Ticker: 603626 Security ID: Y5021U100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Remuneration of Independent For For Management Directors 9 Approve Remuneration of Supervisors For For Management 10 Approve Extension of Resolution For For Management Validity of Private Placement 11 Approve Extension of Authorization of For For Management the Board on Private Placement 12 Approve Change of Performance For For Management Commitment Period 13 Approve Equity Transfer For For Shareholder 14 Approve Equity Transfer and Related For For Shareholder Party Transactions -------------------------------------------------------------------------------- KUNWU JIUDING INVESTMENT HOLDINGS CO., LTD. Ticker: 600053 Security ID: Y4444Q101 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gu Zhipeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- KUNWU JIUDING INVESTMENT HOLDINGS CO., LTD. Ticker: 600053 Security ID: Y4444Q101 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Gen as Non-Independent For For Management Director -------------------------------------------------------------------------------- KUNWU JIUDING INVESTMENT HOLDINGS CO., LTD. Ticker: 600053 Security ID: Y4444Q101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Borrowings from Controlling For For Management Shareholder and Its Related Parties and Related Party Transactions 2 Approve Lending Funds and Related For Against Management Party Transactions 3 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- KUNWU JIUDING INVESTMENT HOLDINGS CO., LTD. Ticker: 600053 Security ID: Y4444Q101 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- KUNWU JIUDING INVESTMENT HOLDINGS CO., LTD. Ticker: 600053 Security ID: Y4444Q101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- KUO TOONG INTERNATIONAL CO., LTD. Ticker: 8936 Security ID: Y5021K102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors -------------------------------------------------------------------------------- KUO YANG CONSTRUCTION CO., LTD. Ticker: 2505 Security ID: Y50571101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- KUWAIT FINANCE HOUSE KSC Ticker: KFH Security ID: M64176106 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- KUWAIT FINANCE HOUSE KSC Ticker: KFH Security ID: M64176106 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: MAR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Fatwa and Shariah Supervisory For For Management Board Report for FY 2020 4 Approve Special Report in Financial For For Management and Non-Financial Penalties 5 Accept Financial Statements and For For Management Statutory Reports for FY 2020 6 Approve Dividends of KWD 0.01 Per For For Management Share for FY 2020 7 Authorize Distribution of Bonus Shares For For Management of 10 Percent of the Issued and Paid Up Capital Using Voluntary Reserve for FY 2020 and Authorize the Board to Dispose Shares Fractions 8 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve and 10 percent to Voluntary Reserve 9 Approve Remuneration of Directors and For For Management Committees of KWD 607,862 for FY 2020 10 Approve Directors' Loan and Approve For Against Management Transactions with Related Party for FY 2021 11 Authorize Issuance of Sukuk or Other For Against Management Shariah Compliant Debt Instruments and Authorize Board to Set Terms of Issuance 12 Authorize Share Repurchase Program Up For For Management to 10 Percent of Issued Share Capital 13 Approve Discharge of Directors for FY For For Management 2020 14 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 15 Elect Shariah Supervisory Board For For Management Members (Bundled) and Fix Their Remuneration for FY 2021 16 Ratify External Shariah Auditors and For For Management Fix Their Remuneration for FY 2021 -------------------------------------------------------------------------------- KUWAIT FINANCE HOUSE KSC Ticker: KFH Security ID: M64176106 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue by 10 Percent Using the Voluntary Reserve from 7,674,138,122 to 8,411,551,934 Shares 2 Approve Increase in Authorized Capital For For Management from 11,874,138,122 to 12,641,551,934 3 Amend Article 8 of Memorandum of For For Management Association and Article 7 of Articles of Association Re: Change in Capital -------------------------------------------------------------------------------- KUWAIT INTERNATIONAL BANK KSC Ticker: KIB Security ID: M6535C100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Approve External Shariah Auditor For For Management Report for FY 2020 5 Approve Special Report on Violations For For Management and Penalties for FY 2020 6 Accept Financial Statements and For For Management Statutory Reports for FY 2020 7 Approve Absence of Dividends or Bonus For For Management Shares for FY 2020 8 Approve Related Party Transactions Re: For Against Management Board Members for FY 2021 9 Approve Related Party Transactions For Against Management that have been or will be Completed 10 Approve Discharge of Directors for FY For For Management 2020 11 Authorize Share Repurchase Program up For For Management to 10 Percent of Issued Share Capital 12 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve 13 Approve Transfer of 10 Percent of Net For For Management Income to Optional Reserve 14 Resignation of Mustafa Al Zalzala For For Management 15 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix Their Remuneration for FY 2021 16 Ratify External Shariah Auditors and For For Management Fix Their Remuneration for FY 2021 17 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 18 Authorize Issuance of Sharia Compliant For Against Management Sukuk or Any Financial Instruments and Authorize Board to Set Terms of Issuance 19 Elect Two Independent Directors and a For Against Management Member (Not Independent), and Authorize Board to Fix the Remuneration of the Independent Directors -------------------------------------------------------------------------------- KUWAIT INTERNATIONAL BANK KSC Ticker: KIB Security ID: M6535C100 Meeting Date: MAY 06, 2021 Meeting Type: Extraordinary Shareholders Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 17 of Bylaws For For Management -------------------------------------------------------------------------------- KUWAIT PROJECTS CO. (HOLDING) KSC Ticker: KPROJ Security ID: M6501U100 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director For Against Management -------------------------------------------------------------------------------- KUWAIT PROJECTS CO. (HOLDING) KSC Ticker: KPROJ Security ID: M6501U100 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Corporate Governance Report For For Management and Audit Committee Report for FY 2020 5 Approve Special Report on Violations For For Management and Penalties 6 Approve Dividends of KWD 0.005 per For For Management Share for FY 2020 7 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 8 Approve Remuneration of Directors of For For Management KWD 220,000 for FY 2020 9 Authorize Issuance of Bonds and For Against Management Authorize Board to Set Terms of Issuance 10 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 11 Approve Allocation of KWD 30,000,000 For For Management from Optional Reserve to Retained Earnings 12 Approve Charitable Donations Up to 1 For For Management Percent of Net Profit for FY 2020 13 Approve Discharge of Directors for FY For For Management 2020 14 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 -------------------------------------------------------------------------------- KUWAIT PROJECTS CO. (HOLDING) KSC Ticker: KPROJ Security ID: M6501U100 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Increase in Authorized Capital For For Management by KWD 100,000,000 to become KWD 300,000,000 1.2 Approve Increase in Authorized Capital For For Management to KWD 300,000,000 Divided into 3 Billion Shares and Authorize the Board to Call the Increase in Issued and Paid Up Capital and Outline the Rules and Guidelines 2 Amend Article 6 of Memorandum of For For Management Association and Article 5 of Articles of Association Re: Change in Capital -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- KWG GROUP HOLDINGS LIMITED Ticker: 1813 Security ID: G53224104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Jianmin as Director For For Management 3b Elect Cai Fengjia as Director For For Management 3c Elect Lee Ka Sze, Carmelo as Director For Against Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- KWG LIVING GROUP HOLDINGS LTD. Ticker: 3913 Security ID: G5322R103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Jiannan as Director For For Management 3b Elect Yang Jingbo as Director For For Management 3c Elect Wang Yue as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Adopt Share Option Scheme For For Management -------------------------------------------------------------------------------- L&K ENGINEERING CO. LTD. Ticker: 6139 Security ID: Y5341A107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect Chu-Shiang Yao, a Representative For For Management of Shen Shen Investment Co., Ltd, with Shareholder NO.15, as Non-Independent Director 4.2 Elect Chih-Hsun Yao, a Representative For For Management of White Young Investment Co Ltd, with Shareholder NO.16, as Non-Independent Director 4.3 Elect Chung-Cheng Lo, a Representative For For Management of XunHuei Investment Co Ltd, with Shareholder NO.17, as Non-Independent Director 4.4 Elect Bor-Jen Chen, a Representative For For Management of Wei Ze Investment Co Ltd, with Shareholder NO.18, as Non-Independent Director 4.5 Elect Tze Hung Wang, with Shareholder For For Management NO.2, as Non-Independent Director 4.6 Elect Chien-Jan Lee, with Shareholder For For Management NO.F122404XXX, as Independent Director 4.7 Elect Tung-Hao Ho, with Shareholder NO. For Against Management A123654XXX, as Independent Director 4.8 Elect Cho-Lan Peng, with Shareholder For Against Management NO.P200212XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- L&T FINANCE HOLDINGS LIMITED Ticker: 533519 Security ID: Y5153Q109 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Prabhakar B. as Director For For Management 3 Approve Payment of Additional For For Management Remuneration to Dinanath Dubhashi as Managing Director and Chief Executive Officer 4 Reelect Thomas Mathew T. as Director For For Management 5 Authorize Issuance of Cumulative For For Management Compulsorily Redeemable Non-Convertible Preference Shares by way of Public Offer or on Private Placement Basis -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect S. N. Subrahmanyan as Director For For Management 4 Reelect Keshab Panda as Director For For Management 5 Elect Apurva Purohit as Director For For Management 6 Elect Abhishek as Director For For Management 7 Approve Appointment and Remuneration For For Management of Abhishek as Chief Operating Officer & Whole-Time Director 8 Approve Payment of Remuneration to For For Management Keshab Panda as Chief Executive Officer & Managing Director 9 Approve Payment of Remuneration to For For Management Amit Chadha as Deputy Chief Executive Officer and Whole-Time Director -------------------------------------------------------------------------------- L&T TECHNOLOGY SERVICES LTD. Ticker: 540115 Security ID: Y5S4BH104 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Term of Keshab For For Management Panda as Chief Executive Officer & Managing Director up to March 31, 2021 and Elect Keshab Panda as Director 2 Approve Extension of Term of Amit For For Management Chadha as Deputy Chief Executive Officer & Whole Time Director up to March 31, 2021 and Approve Appointment and Remuneration of Amit Chadha as Chief Executive Officer and Managing Director 3 Elect Chandrasekaran Ramakrishnan as For For Management Director 4 Reelect Sudip Banerjee as Director For For Management -------------------------------------------------------------------------------- L.P.N. DEVELOPMENT PUBLIC CO., LTD. Ticker: LPN Security ID: Y5347B216 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Results For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Khantachai Vichakkhana as For Against Management Director 5.2 Elect Weerasak Wahawisal as Director For Against Management 5.3 Elect Kumpee Chongthurakit as Director For Against Management 5.4 Elect Opas Sripayak as Director For Against Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve DIA International Audit Co, For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- LA COMER SAB DE CV Ticker: LACOMERUBC Security ID: P6125F114 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Activity Reports of Audit and For For Management Corporate Practices Committees 1.b Receive CEO's Report, Individual and For For Management Consolidated Financial Statements and Auditor Report 1.c Receive Board's Opinion on CEO's Report For For Management 1.d Receive Report on Activities and For For Management Operations Undertaken by Board 1.e Receive Report on Share Repurchase For For Management Reserve 1.f Receive Report of Agreements on For For Management Presented Information and Actions Carried out by Board, Committees, CEO, and Secretary 2 Approve Allocation of Income and For For Management Maximum Amount for Repurchase of Shares 3 Elect or Ratify Members and Alternates For Against Management of Board of Directors and Planning Committee, Chairman of Audit and Corporate Practices Committees; Verify their Independence; Elect or Ratify CEO and Secretary; Approve their Remuneration 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- LAKALA PAYMENT CO., LTD. Ticker: 300773 Security ID: Y5S93J108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Estimated Related Party For For Management Transaction 7.1 Approve Remuneration of Sun Taoran For For Management 7.2 Approve Remuneration of Shu Shizhong For For Management 8.1 Approve Remuneration of Chen Jie For For Management 8.2 Approve Remuneration of Kou Ying For For Management 8.3 Approve Remuneration of Niu Qin For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Change in Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association 12.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12.3 Amend System for Independent Directors For Against Management 12.4 Amend Management Method for Providing For Against Management External Investments 12.5 Amend Related-Party Transaction For Against Management Management Method 12.6 Amend Management Method for Company For Against Management Regulates and Fund Transaction with Related Party 12.7 Amend Management System of Raised Funds For Against Management 12.8 Amend Management Method for Financing For Against Management and Providing External Guarantees 12.9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LAKALA PAYMENT CO., LTD. Ticker: 300773 Security ID: Y5S93J108 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Shares For For Management -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Anastasios Giannitsis as Director For Against Management 1.2 Elect Evangelos Chronis as Director For Against Management 1.3 Elect Odysseas Athanassiou as Director For Against Management 1.4 Elect Fotios Antonatos as Director For Against Management 1.5 Elect Eftychios Vasilakis as Director For Against Management 1.6 Elect George Gerardos as Director For Against Management 1.7 Elect Ioannis Zafiriou as Director For For Management 1.8 Elect Charitonas Kyriazis as Director For For Management 1.9 Elect Odysseas Kyriakopoulos as For Against Management Director 1.10 Elect Kalypso Maria Nomikou as Director For For Management 1.11 Elect Eugenia Paizi as Director For Against Management 1.12 Elect Ioanna Papadopoulou as Director For For Management 1.13 Elect Aris Serbeti as Director For Against Management 2 Elect Members of Audit Committee For For Management (Bundled) 3 Approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- LAMDA DEVELOPMENT SA Ticker: LAMDA Security ID: X4740Y122 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Ratify Auditors For For Management 4 Amend Remuneration Policy For Against Management 5 Approve Director Remuneration For Against Management 6 Advisory Vote on Remuneration Report For Against Management 7 Approve Suitability Policy for For For Management Directors 8 Authorize Share Repurchase Program For For Management 9 Authorize Board to Participate in For For Management Companies with Similar Business Interests 10 Receive Audit Committee's Management None None Management Report 11 Other Business For Against Management -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Yabin as Non-Independent For For Management Director 1.2 Elect Huang Guangyao as For For Management Non-Independent Director 1.3 Elect Wu Xiaolong as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Board of For For Management Independent Directors -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Amend and Formulate Company For For Management Systems 1.1 Amend External Guarantee Management For For Management System 1.2 Amend External Investment Management For For Management System -------------------------------------------------------------------------------- LANDER SPORTS DEVELOPMENT CO., LTD. Ticker: 000558 Security ID: Y77405101 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yuan Bo as Non-independent For For Management Director -------------------------------------------------------------------------------- LANDING INTERNATIONAL DEVELOPMENT LIMITED Ticker: 582 Security ID: G5369T178 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Share Option Scheme and For For Management Related Transactions 2 Elect Lin Liangyong as Director For For Management 3 Elect Shek Lai Him Abraham as Director For For Management -------------------------------------------------------------------------------- LANDMARK OPTOELECTRONICS CORP. Ticker: 3081 Security ID: Y51823105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- LANDOCEAN GROUP LTD. Ticker: 300157 Security ID: Y5153A104 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Elect Cheng Hua as Independent Director For For Shareholder 3.1 Elect Zhang Fuqing as Non-Independent For For Shareholder Director 3.2 Elect Kong Xiaoli as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Approve Financial Assistance to For For Management Zhongwenfa Group Culture Co., Ltd. 3 Approve Financial Assistance to For For Management Nanjing Power Construction Zhongchu Real Estate Co., Ltd. 4 Approve Asset Backed Securitization of For For Management Property Purchase 5 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption Complies For For Management with Relevant Laws and Regulations 2.1 Approve Overview Plan For For Management 2.2 Approve Transaction Party and Target For For Management Assets 2.3 Approve Transaction Consideration and For For Management Payment Method 2.4 Approve Share Type and Par Value For For Management 2.5 Approve Issue Manner and Target For For Management Subscribers 2.6 Approve Pricing Reference Date and For For Management Issue Price 2.7 Approve Issue Size For For Management 2.8 Approve Lock-up Period For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Listing Exchange For For Management 2.11 Approve Protection Mechanism of For For Management Dissenting Shareholders Involved in the Transaction 2.12 Approve Performance Commitment and For For Management Compensation as well as Impairment Test 2.13 Approve Delivery For For Management 2.14 Approve Transitional Arrangements For For Management 2.15 Approve Credit and Debt Arrangements For For Management 2.16 Approve Staff Placement For For Management 2.17 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-party Transaction 4 Approve Draft and Summary on Merger by For For Management Absorption 5 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Supplementary Agreement of For For Management Related Party Transaction Agreements 11 Approve Whitewash Waiver and Related For For Management Transactions 12 Approve Whether the Transaction has an For For Management Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Relevant Audit Report, Pro For For Management Forma Consolidated Review Report and Evaluation Report of the Transaction 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Shareholder Return Plan For For Management 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Re-issuance of Related For For Management Commitments by Controlling Shareholders 18 Approve Cancellation of Raised For For Management Supporting Funds 19 Approve Transaction Does Not For For Management Constitutes as Major Adjustment -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial Aid For For Management 2 Approve External Guarantee For For Management -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance to the Nanjing No. New District 2020G13 Plot Project Company 2 Approve Provision of Financial For For Management Assistance to the Nanjing No. New District 2020G15 Plot Project Company 3 Approve Provision of Financial For For Management Assistance to the Nanjing No. New District 2020G16 Plot Project Company 4 Approve Authorized Management for the For For Management Provision of Financial Assistance to Project Companies 5 Approve Provision of Guarantee to For For Management Associate Company -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset-backed Special Plan For For Management 2 Approve Rent Reduction for Restricted For For Management Businesses in Response to the Novel Coronavirus Pneumonia Epidemic 3 Approve to Implement Rent Reduction in For For Management Response to the Novel Coronavirus Pneumonia Epidemic -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement for the Centralized Procurement and Management Service 2 Approve Additional Daily Related Party For For Management Transaction 3 Approve Provision of Financial For For Management Guarantees for Nanjing Zhisheng 4 Approve Provision of Financial For For Management Guarantees for Nanjing Jinhua 5 Approve Provision of Financial For For Management Guarantees for Nanjing Yuelin 6 Approve Provision of Financial For For Management Guarantees for Associate Company 7 Approve Provision of Counter-guarantee For For Management 8 Approve Establishment of Approve For For Management Asset-backed Special Plan (CMBS) (I) 9 Approve Establishment of Approve For For Management Asset-backed Special Plan (CMBS) (II) 10 Approve to Appoint Auditor For For Management 11 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Obtaining Shareholder Loan For For Management 2 Approve Commercial Factoring Financing For For Management Business and Related Party Transaction -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Plan of Directors For For Management and Supervisors 7 Approve Provision of Guarantee for For Against Management Controlled Subsidiary 8 Approve Provision of Guarantee for For For Management Associate Company 9 Approve External Guarantee and Related For For Management Party Transactions (I) 10 Approve External Guarantee and Related For For Management Party Transactions (II) 11 Approve Payment of Guarantee Fees For For Management 12 Approve Financial Assistance Provision For For Management for New Project Company and Authorization Management 13 Approve Financial Assistance Provision For For Management 14 Approve Related Party Transaction For For Management 15 Approve Signing of Guarantee Business For For Management General Agreement 16 Elect Hu Bo as Non-Independent Director For For Management 17 Approve Adjustment of Board Seats For For Management 18 Approve Amendments to Articles of For For Management Association 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 20 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 21 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 22 Approve Related Party Transaction For For Management Decision System 23 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- LANGOLD REAL ESTATE CO., LTD. Ticker: 002305 Security ID: Y9710N104 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Bank Application For For Management and Provision of Mortgage Guarantee 2 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For Against Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- LANZHOU LS HEAVY EQUIPMENT CO., LTD. Ticker: 603169 Security ID: Y5209X108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Provision for Asset Impairment For For Management 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Amend Related Party Transaction Fair For Against Management Decision-making System 10.1 Elect Gao Feng as Supervisor For For Management -------------------------------------------------------------------------------- LAO FENG XIANG CO., LTD. Ticker: 900905 Security ID: Y1490U101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Provision of Guarantee For Against Management 7 Approve Report of the Independent For For Management Directors 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Entrusted Asset Management For For Management 10 Approve Report of the Board of For For Management Supervisors 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Management System of Raised Funds For For Management 13 Amend Guarantee Management System For For Management 14.1 Elect Jiang Weina as Supervisor For For Management -------------------------------------------------------------------------------- LAO FENG XIANG CO., LTD. Ticker: 900905 Security ID: Y1424Z119 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Provision of Guarantee For Against Management 7 Approve Report of the Independent For For Management Directors 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Entrusted Asset Management For For Management 10 Approve Report of the Board of For For Management Supervisors 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Management System of Raised Funds For For Management 13 Amend Guarantee Management System For For Management 14.1 Elect Jiang Weina as Supervisor For For Management -------------------------------------------------------------------------------- LAOBAIXING PHARMACY CHAIN JSC Ticker: 603883 Security ID: Y5S72F101 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Subscription Target and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size, Amount and Use of For For Management Proceeds 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Exchange For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Share Subscription For For Management Contract 7 Approve Signing of Strategic For For Management Cooperation Agreement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LAOBAIXING PHARMACY CHAIN JSC Ticker: 603883 Security ID: Y5S72F101 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LAOBAIXING PHARMACY CHAIN JSC Ticker: 603883 Security ID: Y5S72F101 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3.1 Elect Xie Zilong as Non-Independent For For Shareholder Director 3.2 Elect Wu Bin as Non-Independent For For Shareholder Director 3.3 Elect Huang Gan as Non-Independent For For Shareholder Director 3.4 Elect Li Wei as Non-Independent For For Shareholder Director 3.5 Elect Lyu Mingfang as Non-Independent For For Shareholder Director 3.6 Elect Zheng Jiaqi as Non-Independent For For Shareholder Director 4.1 Elect Zhou Jing as Independent Director For For Shareholder 4.2 Elect Huang Weide as Independent For For Shareholder Director 4.3 Elect Wu Lianfeng as Independent For For Shareholder Director 5.1 Elect Tan Jian as Supervisor For For Shareholder 5.2 Elect Rao Hao as Supervisor For For Shareholder -------------------------------------------------------------------------------- LARGAN PRECISION CO., LTD. Ticker: 3008 Security ID: Y52144105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors -------------------------------------------------------------------------------- LARSEN & TOUBRO INFOTECH LIMITED Ticker: 540005 Security ID: Y5S745101 Meeting Date: JUL 18, 2020 Meeting Type: Annual Record Date: JUL 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect A.M. Naik as Director For For Management 4 Reelect R Shankar Raman as Director For Against Management 5 Elect Aruna Sundararajan as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Sanjay Jalona as Chief Executive Officer and Managing Director -------------------------------------------------------------------------------- LARSEN & TOUBRO LIMITED Ticker: 500510 Security ID: Y5217N159 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Subramanian Sarma as Director For For Management 4 Reelect Sunita Sharma as Director For For Management 5 Reelect A.M Naik as Director For For Management 6 Approve A.M Naik to Continue Office as For For Management Non-Executive Director 7 Elect Sudhindra Vasantrao as Director For For Management 8 Elect T. Madhava Das as Director For For Management 9 Approve Reappointment and Remuneration For Against Management of D.K Sen as Whole-Time Director 10 Approve Appointment and Remuneration For Against Management of Subramanian Sarma as Whole-Time Director 11 Approve Appointment and Remuneration For Against Management of Sudhindra Vasantrao Desai as Whole-Time Director 12 Approve Appointment and Remuneration For Against Management of T. Madhava Das as Whole-Time Director 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 15 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- LATAM AIRLINES GROUP SA Ticker: LTM Security ID: P61894104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Elect Directors For Against Management 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Appoint Auditors For For Management 6 Designate Risk Assessment Companies For For Management 7 Designate Newspaper to Publish Company For For Management Announcements 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business For Against Management -------------------------------------------------------------------------------- LAURUS LABS LTD. Ticker: 540222 Security ID: Y2090Y105 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Interim Dividend For For Management 4 Approve Final Dividend For For Management 5 Reelect Narendra Ostawal as Director None None Management 6 Reelect V. V. Ravi Kumar as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management 8 Approve Appointment and Remuneration For For Management of Satyanarayana Chava as Executive Director and Chief Executive Officer 9 Approve Appointment and Remuneration For For Management of V. V. Ravi Kumar as Executive Director and Chief Financial Officer 10 Approve Revision in the Remuneration For For Management of Lakshmana Rao CV as Executive Director 11 Approve Fixation of Remuneration to For Against Management Chandrakanth Chereddi as Non-Executive Director 12 Approve Reclassification of Srihari For For Management Raju Kalidindi and His Relatives from Promoter to Public Category 13 Approve Sub-Division of Equity Shares For For Management 14 Amend Capital Clause of the Memorandum For For Management of Association Re: Sub-Division of Equity Shares 15 Amend Articles of Association Re: For For Management Sub-Division of Equity Shares -------------------------------------------------------------------------------- LBX PHARMACY CHAIN JSC Ticker: 603883 Security ID: Y5S72F101 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size, Amount and Use of For For Management Proceeds 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Allowance of Directors For For Management -------------------------------------------------------------------------------- LBX PHARMACY CHAIN JSC Ticker: 603883 Security ID: Y5S72F101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Innovation Partner Program and For Against Management Related Transaction 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Performance Report of the For For Management Independent Directors 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LEADER HARMONIOUS DRIVE SYSTEMS CO., LTD. Ticker: 688017 Security ID: Y5208X109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 8 Approve Related Party Transaction For Against Management 9 Approve 2021 Related Party Transaction For Against Management 10 Approve Use of Funds to Purchase For Against Management Capital-guarantee Financial Products 11 Approve Comprehensive Credit Line For Against Management Application and Provision of Guarantee 12 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- LEALEA ENTERPRISE CO., LTD. Ticker: 1444 Security ID: Y5239M106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LEDMAN OPTOELECTRONIC CO., LTD. Ticker: 300162 Security ID: Y52235101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Jie as Supervisor For For Shareholder 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Decision-making Authority System For For Management 5 Amend Related-Party Transaction For For Management Management System 6 Amend Management System of Raised Funds For For Management 7 Amend Management System for Providing For For Management External Guarantees 8 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- LEDMAN OPTOELECTRONIC CO., LTD. Ticker: 300162 Security ID: Y52235101 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- LEDMAN OPTOELECTRONIC CO., LTD. Ticker: 300162 Security ID: Y52235101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Application of Bank Credit For For Management Lines and Authorization 11 Elect Zuo Jianming as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- LEEJAM SPORTS CO. JSC Ticker: 1830 Security ID: M4319P108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Remuneration of Directors of For For Management SAR 2,200,360 for FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 7 Approve Related Party Transactions Re: For For Management Hamad Al Saqri 8 Approve Related Party Transactions Re: For For Management Al Sagri Group 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 10 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 11 Approve Competitive Business Standards For For Management Policy 12 Approve Policy of Standards and For For Management Procedures for Membership in the Board of Directors 13 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisors' Report For For Management 3 Approve Audited Financial Statements For For Management and Independent Auditor's Report 4 Approve Profit Distribution Plan For For Management 5.1 Elect Ning Min as Director For For Management 5.2 Elect Li Peng as Director For For Management 5.3 Elect Zhu Linan as Director For For Management 5.4 Elect Zhao John Huan as Director For For Management 5.5 Elect Suo Jishuan as Director For Against Management 5.6 Elect Yang Jianhua as Director For For Management 5.7 Elect Ma Weihua as Director For Against Management 5.8 Elect Hao Quan as Director For For Management 5.9 Elect Yin Jian'an as Director For For Management 6.1 Elect Luo Cheng as Supervisor For For Management 6.2 Elect Zhang Yong as Supervisor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve PricewaterhouseCoopers as For For Management Independent Auditor and Authorize Board to Fix Their Remuneration 9 Approve 2021 Medium and Long-Term For For Management Incentive Plan 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- LEGEND HOLDINGS CORPORATION Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For Against Management 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LENS TECHNOLOGY CO., LTD. Ticker: 300433 Security ID: Y5227A106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Appointment of External Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Credit Scale and External For For Management Guarantees -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Wang Xiangrong as Director For For Management 2.2 Elect Wang Zhuangli as Director For For Management 2.3 Elect Zhang Xubo as Director For For Management 2.4 Elect Chen Linfu as Director For For Management 3.1 Elect Wang Chengbin as Director For For Management 3.2 Elect Peng Tao as Director For For Management 3.3 Elect Yuan Yuan as Director For For Management 4.1 Elect Lin Renyong as Supervisor For For Management 4.2 Elect Chen Wenyu as Supervisor For For Management 5 Approve Adjustment on Remuneration of For For Management Independent Directors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- LEO GROUP CO., LTD. Ticker: 002131 Security ID: Y9892V106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Self-examination Report on the For For Management Capital Occupation by Controlling Shareholders and Other Related Parties 8 Approve Summary Report of Audit work For For Management and Appointment of Auditor 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Authorization of Chairman of For For Management the Board to Dispose of Financial Assets 11 Approve Shareholder Return Plan For For Management 12 Approve Termination in the For For Management Participation of Investment and Establishment of M&A Funds and Related Transactions -------------------------------------------------------------------------------- LEONG HUP INTERNATIONAL BERHAD Ticker: 6633 Security ID: Y5259M101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Lau Chia Nguang as Director For For Management 4 Elect Lau Joo Han as Director For For Management 5 Elect Goh Wen Ling as Director For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Issuance of Convertible Bonds For For Management 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Related to Bondholders For For Management Meeting 2.18 Approve Use of Proceeds For For Management 2.19 Approve Raised Funds Management and For For Management Deposit Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 6 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 2.1 Approve Listing Location For For Management 2.2 Approve Types of Issued Shares For For Management 2.3 Approve Par Value For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Listing Time For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Issuance Scale For For Management 2.8 Approve Pricing Method For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Other Matters Related to the For For Management Issuance 3 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 11 Approve to Implement a Shareholding For Against Management Plan for the Company's Core Employees 12 Approve Related Party Transaction in For Against Management Connection to the Senior Management's Participation in this Shareholding Plan 13 Approve Authorization of the Board to For Against Management Handle All Matters Related to the Shareholding Plan -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Qihong as Non-Independent For For Shareholder Director 2 Elect Qu Xin as Independent Director For For Management -------------------------------------------------------------------------------- LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD. Ticker: 300003 Security ID: Y52384107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Directors For For Management 7 Approve Allowance of Supervisors For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Company's Overseas Listing in For For Shareholder Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 10 Approve Initial Public Offering of For For Shareholder Overseas Listed Foreign Shares (H Shares) and Listing Plan 11 Approve Commitment of Upholding the For For Shareholder Independent Listing Status 12 Approve Statement on and Prospect of For For Shareholder the Continuing Profitability 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters 14 Approve Shareholdings of Senior For For Shareholder Management Members 15 Approve Employee Share Purchase Plan For Against Shareholder 16 Approve Related Party Transactions in For Against Shareholder Connection to Employee Share Purchase Plan 17 Approve Issuance of Super Short-term For For Shareholder Commercial Papers -------------------------------------------------------------------------------- LEXTAR ELECTRONICS CORP. Ticker: 3698 Security ID: Y5240P106 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Swap Agreement and For For Management Delisting of Company 2 Approve Revocation of Public Issuing For For Management Company Status 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 9.1 Elect Non-Independent Director No. 1 None For Shareholder 9.2 Elect Non-Independent Director No. 2 None For Shareholder 9.3 Elect Non-Independent Director No. 3 None For Shareholder 9.4 Elect Non-Independent Director No. 4 None For Shareholder 9.5 Elect Non-Independent Director No. 5 None For Shareholder 9.6 Elect Supervisor No. 1 None For Shareholder 9.7 Elect Supervisor No. 2 None For Shareholder 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Provision of Guarantee for For For Management Company's Credit Line Application -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Management System for Providing For For Management External Investments 7 Amend Related-Party Transaction For For Management Management System 8 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 4 Approve Plan for Issuance of Shares to For For Management Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members 8 Approve Amendments to Articles of For For Management Association 9 Approve Related Party Transaction For For Management 10 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- LEYARD OPTOELECTRONIC CO., LTD. Ticker: 300296 Security ID: Y5171W104 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LI CHENG ENTERPRISE CO., LTD. Ticker: 4426 Security ID: Y5275S116 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- LI NING COMPANY LIMITED Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Ning as Director For For Management 3.1b Elect Li Qilin as Director For For Management 3.1c Elect Su Jing Shyh, Samuel as Director For For Management 3.2 Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LI PENG ENTERPRISE CO., LTD. Ticker: 1447 Security ID: Y5308Q103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4.1 Elect KUO SHAO YI I, with SHAREHOLDER For For Management NO.00000012, as Non-Independent Director 4.2 Elect CHEN PING HUANG, with For For Management SHAREHOLDER NO.00044793, as Non-Independent Director 4.3 Elect KUO CHI KANG, with SHAREHOLDER For For Management NO.00067853, as Non-Independent Director 4.4 Elect TUNG, MIN-HSIUNG, a For For Management Representative of LEALEA ENTERPRISE CO. , LTD., with SHAREHOLDER NO.00000034, as Non-Independent Director 4.5 Elect KUO SU JEN, a Representative of For For Management LI MOU INVESTMENT, with SHAREHOLDER NO. 00022970, as Non-Independent Director 4.6 Elect KUO KO CHUNG, a Representative For For Management of SHUN YU INVESTMENT CO., LTD., with SHAREHOLDER NO.00106637, as Non-Independent Director 4.7 Elect LIN YAO CHUAN, with ID NO. For For Management A121589XXX, as Independent Director 4.8 Elect KAO CHENG SHANG, with ID NO. For For Management V120783XXX, as Independent Director 4.9 Elect LEE SU CHIN, with ID NO. For For Management P221241XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Provision of For For Management Guarantee 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Elect Rao Lixin as Independent Director For For Management -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee for For Against Management Credit Line and Financing of Subsidiary 7 Approve Provision of Guarantee by For Against Management Jiangxi Lianchuang Electronics Co., Ltd. for Credit Line and Financing 8 Approve Financing Application of For Against Management Subsidiary and Guarantee Provision by Company 9 Approve Provision of Financing For For Management Guarantee to Associate Company 10 Approve to Appoint Auditor For For Management 11 Approve Remuneration of Chairman of For For Management the Board and Senior Management Members -------------------------------------------------------------------------------- LIANCHUANG ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002036 Security ID: Y629AG110 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Provision of Guarantee for For Did Not Vote Management Credit Line and Financing of Subsidiary 7 Approve Provision of Guarantee by For Did Not Vote Management Jiangxi Lianchuang Electronics Co., Ltd. for Credit Line and Financing 8 Approve Financing Application of For Did Not Vote Management Subsidiary and Guarantee Provision by Company 9 Approve Provision of Financing For Did Not Vote Management Guarantee to Associate Company 10 Approve to Appoint Auditor For Did Not Vote Management 11 Approve Remuneration of Chairman of For Did Not Vote Management the Board and Senior Management Members -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantee Matters For For Management 8 Approve Bill Pool Business For Against Management 9 Approve Forward Foreign Exchange For For Management Hedging Transactions -------------------------------------------------------------------------------- LIANHE CHEMICAL TECHNOLOGY CO., LTD. Ticker: 002250 Security ID: Y5257D103 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Yingnan as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- LIAONING CHENG DA CO., LTD. Ticker: 600739 Security ID: Y5279J104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report of the Independent For For Management Directors 7 Approve Provision of Guarantee For Against Management 8 Approve Application for Financing For For Management 9 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration -------------------------------------------------------------------------------- LIAONING ENERGY INDUSTRY CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- LIAONING ENERGY INDUSTRY CO., LTD. Ticker: 600758 Security ID: Y5279L109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Work Report of the Independent For Did Not Vote Management Directors 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve to Appoint Financial Auditor For Did Not Vote Management and Internal Control Auditor 8 Approve Application for Financing For Did Not Vote Management Credit Line 9 Approve Guarantee Provision For Did Not Vote Management 10 Approve Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- LIAONING PORT COMPANY LIMITED Ticker: 2880 Security ID: Y1966Y108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Consolidated Financial For For Management Statements and Auditors' Report 5 Approve Profit Distribution Plan and For For Management Authorize Board to Delegate the Authority to Any Executive Director to Deal with Related Matters 6 Approve Permanent Conversion of For For Management Surplus A Share Proceeds to Replenish Working Capital of the Company 7 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 8.01 Approve Purchase of Goods and Services For For Management Agreement, Annual Caps and Related Transactions 8.02 Approve Supply of Goods and Services For For Management Agreement, Annual Caps and Related Transactions 8.03 Approve Financial Services Agreement, For For Management Annual Caps and Related Transactions 8.04 Approve Terminal Facilities Design and For For Management Construction Services Agreement, Annual Caps and Related Transactions 8.05 Approve Construction Management and For For Management Supervision Agreement, Annual Caps and Related Transactions 8.06 Approve Lease Agreement, Annual Caps For For Management and Related Transactions 8.07 Approve Bank Financial Services For For Management Agreement, Annual Caps and Related Transactions -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Yongheng as Non-Independent For For Management Director -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dismissal of Xu Shaojun and For Did Not Vote Management Elect Fan Dongchun as Non-Independent Director 2.1 Elect Zhang Yucheng as Supervisor For Did Not Vote Management 2.2 Elect Gao Guanghai as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Change Business Scope 2 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Remuneration of For For Management Chairman of the Board -------------------------------------------------------------------------------- LIAONING SG AUTOMOTIVE GROUP CO., LTD. Ticker: 600303 Security ID: Y1970F103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Loan Guarantee For For Management -------------------------------------------------------------------------------- LIAONING SHENHUA HOLDINGS CO., LTD. Ticker: 600653 Security ID: Y7691W101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Related Party Transaction For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Amend Articles of Association For For Management 9 Approve Provision of Guarantee For For Management 10.1 Elect Li Jingwei as Director For For Shareholder 10.2 Elect Shen Yi as Director For For Shareholder 10.3 Elect Du Bo as Director For For Shareholder 11.1 Elect Li Zhuo as Director For For Shareholder 11.2 Elect Gao Yiyun as Director For For Shareholder 11.3 Elect Jin Yongli as Director For For Shareholder 12.1 Elect Cong Lin as Supervisor For For Shareholder 12.2 Elect Li Jie as Supervisor For For Shareholder -------------------------------------------------------------------------------- LIAONING WELLHOPE AGRI-TECH JSC LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For Against Management 2 Approve Credit Line and Provision of For Against Management Guarantee 3.1 Elect Jin Weidong as Non-independent For For Management Director 3.2 Elect Jacobus Johannes de Heus as For For Management Non-independent Director 3.3 Elect Qiu Jiahui as Non-independent For For Management Director 3.4 Elect Shao Caimei as Non-independent For For Management Director 3.5 Elect Zhao Xin as Non-independent For For Management Director 3.6 Elect Zhang Wenliang as For For Management Non-independent Director 4.1 Elect Zuo Xiaolei as Independent For For Management Director 4.2 Elect Jiang Yan as Independent Director For For Management 4.3 Elect Zhang Shuyi as Independent For For Management Director 5.1 Elect Wang Zhongtao as Supervisor For For Management 5.2 Elect Marcus Leonardus van der Kwaak For For Management as Supervisor 5.3 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- LIAONING WELLHOPE AGRI-TECH JSC LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name and For For Management Amend Articles of Association -------------------------------------------------------------------------------- LIBERTY HOLDINGS LTD. Ticker: LBH Security ID: S44440121 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2.1 Re-elect Simon Ridley as Director For For Management 2.2 Re-elect Thembisa Skweyiya as Director For For Management 2.3 Re-elect Howard Walker as Director For For Management 2.4 Elect Laura Hartnady as Director For For Management 2.5 Elect Prins Mhlanga as Director For For Management 3 Reappoint PwC Inc as Auditors For For Management 4 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 5 Place Authorised but Unissued For For Management Preference Shares under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Re-elect Yunus Suleman as Chairman of For For Management the Group Audit and Actuarial Committee 7.2 Re-elect Nooraya Khan as Member of the For For Management Group Audit and Actuarial Committee 7.3 Re-elect Simon Ridley as Member of the For For Management Group Audit and Actuarial Committee 7.4 Re-elect Carol Roskruge Cele as Member For For Management of the Group Audit and Actuarial Committee 7.5 Re-elect Jim Sutcliffe as Member of For For Management the Group Audit and Actuarial Committee 7.6 Re-elect Howard Walker as Member of For For Management the Group Audit and Actuarial Committee 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report For Against Management 1 Approve Financial Assistance to For For Management Related or Inter-related Company 2.1 Approve Fees for the Chairman of the For For Management Board 2.2 Approve Fees for the Lead Independent For For Management Director 2.3 Approve Fees for the Board Member For For Management 2.4 Approve Fees for the International For For Management Board Member 2.5 Approve Fees for the International For For Management Board Member, Member of Committees and Subsidiary Board and Chairman of a Committee 2.6 Approve Fees for the Chairman of the For For Management Group Audit and Actuarial Committee 2.7 Approve Fees for the Member of the For For Management Group Audit and Actuarial Committee 2.8 Approve Fees for the Chairman of the For For Management Group Actuarial Committee 2.9 Approve Fees for the Member of the For For Management Group Actuarial Committee 2.10 Approve Fees for the Chairman of the For For Management Group Risk Committee 2.11 Approve Fees for the Member of the For For Management Group Risk Committee 2.12 Approve Fees for the Chairman of the For For Management Group Remuneration Committee 2.13 Approve Fees for the Member of the For For Management Group Remuneration Committee 2.14 Approve Fees for the Chairman of the For For Management Group Social, Ethics and Transformation Committee 2.15 Approve Fees for the Member of the For For Management Group Social, Ethics and Transformation Committee 2.16 Approve Fees for the Member of the For For Management Group Directors' Affairs Committee 2.17 Approve Fees for the Chairman of the For For Management Group IT Committee 2.18 Approve Fees for the Member of the For For Management Group IT Committee 2.19 Approve Fees for the Chairman of the For For Management STANLIB Limited Board 2.20 Approve Fees for the Member of the For For Management STANLIB Limited Board 2.21 Approve Fee Per Ad Hoc Board Meeting For For Management 2.22 Approve Fee Per Ad Hoc Board Committee For For Management Meeting 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIC HOUSING FINANCE LIMITED Ticker: 500253 Security ID: Y5278Z133 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjay Kumar Khemani as For For Management Director 4 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 5 Elect Siddhartha Mohanty as Director For For Management and Approve Appointment and Remuneration of Siddhartha Mohanty as Managing Director & Chief Executive Officer 6 Reelect V K Kukreja as Director For For Management 7 Reelect Ameet Patel as Director For For Management 8 Elect Vipin Anand as Director For For Management -------------------------------------------------------------------------------- LIEN HWA INDUSTRIAL HOLDINGS CORP. Ticker: 1229 Security ID: Y5284N108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors 7.1 Elect FENG-CHIANG MIAU (Matthew For For Management Feng-Chiang Miau), a Representative of Y.S. EDUCATIONAL FOUNDATION, with Shareholder No. 139698, as Non-independent Director 7.2 Elect FENG-SHENG MIAO (John Miao), For Against Management with Shareholder No. 4, as Non-independent Director 7.3 Elect ROGER LIN, with Shareholder No. For For Management D120059XXX, as Non-independent Director 7.4 Elect CHUN CHEN, a Representative of For Against Management UPC TECHNOLOGY CORP, with Shareholder No. 60196, as Non-independent Director 7.5 Elect SONG-EN SUN, a Representative of For Against Management UPC TECHNOLOGY CORP, with Shareholder No. 60196, as Non-independent Director 7.6 Elect CHENG-YU TAN, a Representative For Against Management of YI YUAN INVESTMENT CO., LTD., with Shareholder No. 8060, as Non-independent Director 7.7 Elect JASON CHOW, a Representative of For Against Management YI YUAN INVESTMENT CO., LTD., with Shareholder No. 8060, as Non-independent Director 7.8 Elect LUCY-SUN HWANG, with Shareholder For For Management No. A201636XXX, as Independent Director 7.9 Elect LO-HOU CHEW, with Shareholder No. For For Management J101774XXX, as Independent Director 7.10 Elect CHIEN-JEN CHEN, with Shareholder For For Management No. A104712XXX, as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- LIER CHEMICAL CO., LTD. Ticker: 002258 Security ID: Y52760108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Application of Credit Line and For Did Not Vote Management Loan 7 Approve Provision of Guarantees For Did Not Vote Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Use of Raised Funds to For Did Not Vote Management Replenish Working Capital 10 Amend Articles of Association For Did Not Vote Management 11 Amend Management Method of For Did Not Vote Management Remuneration of Directors, Supervisors and Senior Management Members 12 Amend Decision-Making System for For Did Not Vote Management Providing External Guarantees -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche (Deloitte) For For Management as Auditors with Bongisipho Nyembe as the Individual Designated Auditor 2.1 Re-elect Marian Jacobs as Director For For Management 2.2 Elect Victor Litlhakanyane as Director For For Management 2.3 Re-elect Audrey Mothupi as Director For For Management 2.4 Re-elect Mahlape Sello as Director For For Management 2.5 Re-elect Royden Vice as Director For For Management 2.6 Elect Peter Wharton-Hood as Director For For Management 3.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit Committee 3.3 Re-elect Garth Solomon as Member of For For Management the Audit Committee 3.4 Re-elect Royden Vice as Member of the For For Management Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Remuneration Implementation For Against Management Report 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- LIFETECH SCIENTIFIC CORPORATION Ticker: 1302 Security ID: G54872117 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Xie Yuehui as Director For For Management 2.2 Elect Liu Jianxiong as Director For For Management 2.3 Elect Jiang Feng as Director For For Management 2.4 Elect Wang Wansong as Director For For Management 2.5 Elect Zhou Luming as Director For Against Management 2.6 Elect Liang Hsien Tse Joseph as For For Management Director 2.7 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LIGEANCE AEROSPACE TECHNOLOGY CO., LTD. Ticker: 000697 Security ID: Y7702Q101 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan For For Management -------------------------------------------------------------------------------- LIGEANCE AEROSPACE TECHNOLOGY CO., LTD. Ticker: 000697 Security ID: Y7702Q101 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Assets For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LIGEANCE AEROSPACE TECHNOLOGY CO., LTD. Ticker: 000697 Security ID: Y7702Q101 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- LIGEANCE AEROSPACE TECHNOLOGY CO., LTD. Ticker: 000697 Security ID: Y7702Q101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 7 Approve Remuneration of Auditor For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For For Management and Amend Article 5 Accordingly 2 Consolidate Bylaws For For Management 3 Elect Firmino Ferreira Sampaio Neto as For For Management Independent Director -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 100:1 Reverse Stock Split, For For Management Followed by 100:1 Stock Split 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LIGHT SA Ticker: LIGT3 Security ID: P63529104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget, Allocation of For Against Management Income and Dividends 3 Fix Number of Directors at Nine For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Approve Classification as Independent For For Management Directors 6 Approve Remuneration of Company's For Against Management Management 7 Install and Fix Number of Fiscal For For Management Council Members at Three 8.1 Elect Luiz Paulo de Amorim as Fiscal For Abstain Management Council Member and Natalia Carneiro de Figueiredo as Alternate 8.2 Elect Sergio Xavier Fortes as Fiscal For For Management Council Member and Edgar Jabbour as Alternate 8.3 Elect Ary Waddington as Fiscal Council For For Management Member and Marcelo Souza Monteiro as Alternate 8.4 Elect Fabio Guimaraes Vianna as Fiscal For For Management Council Member and Wilsa Figueiredo as Alternate 9 Approve Remuneration of Fiscal Council For For Management Members 10 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 11.1 Elect Directors - Slate 1 For Abstain Management 11.2 Elect Directors - Slate 2 None For Management 11.3 Elect Directors - Slate 3 None Abstain Management 12 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 13 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 14a.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Firmino Ferreira Sampaio Neto as Independent Director 14a.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Paulo Ferraz as Independent Director 14a.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Yuiti Matsuo Lopes as Independent Director 14a.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Abel Alves Rochinha as Independent Director 14a.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Amelia Campos Toni as Independent Director 14a.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Martins Poit as Independent Director 14a.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Vinicius de Sa Roriz as Independent Director 14a.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Lavinia Rocha de Hollanda as Independent Director 14a.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Vanessa Claro Lopes as Independent Director 14b.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Firmino Ferreira Sampaio Neto as Independent Director 14b.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Paulo Ferraz as Independent Director 14b.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Yuiti Matsuo Lopes as Independent Director 14b.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Abel Alves Rochinha as Independent Director 14b.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Amelia Campos Toni as Independent Director 14b.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Vinicius de Sa Roriz as Independent Director 14b.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Lavinia Rocha de Hollanda as Independent Director 14b.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Vanessa Claro Lopes as Independent Director 14b.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Roberto Bellantani Brandao as Independent Director 14c.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Abel Alves Rochinha as Independent Director 14c.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Amelia Campos Toni as Independent Director 14c.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Vinicius de Sa Roriz as Independent Director 14c.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Paulo Ferraz as Independent Director 14c.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Lavinia Rocha de Hollanda as Independent Director 14c.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Raphael Manhaes Martins as Director 14c.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Vanessa Claro Lopes as Independent Director 14c.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Wilson Martins Poit as Independent Director 14c.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Yuiti Matsuo Lopes as Independent Director -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2.1 Approve Listing Exchange For For Management 2.2 Approve Type For For Management 2.3 Approve Par Value For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Listing Time For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Issue Size For For Management 2.8 Approve Manner of Pricing For For Management 2.9 Approve Other Matters Related to the For For Management Issuance 2.10 Approve Underwriting Manner For For Management 3 Approve Spin-off of Subsidiary on For For Management ChiNext 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management 2 Approve External Provision of Counter For For Shareholder Guarantee -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Factoring For For Management Business and Related Party Transaction 2 Elect Xiang Jinhui as Supervisor For For Management -------------------------------------------------------------------------------- LINGNAN ECO & CULTURE TOURISM CO., LTD. Ticker: 002717 Security ID: Y527AV105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve to Appoint Auditor For For Management 9 Approve Application of Comprehensive For Against Management Credit Lines 10 Approve Guarantee Provision Plan For For Management 11 Approve Provision of Related Guarantee For For Management 12 Approve Provision for Asset Impairment For For Management 13 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares 14 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- LINGSEN PRECISION INDUSTRIES LTD. Ticker: 2369 Security ID: Y5287U109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures for For For Management Election of Directors 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Option For For Management as well as Repurchase and Cancellation of Performance Shares 2 Approve Provision of Guarantee For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Issuance of Medium-term Notes For For Management and Super Short-term Commercial Papers 3 Approve Additional Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Cancellation of Stock Options For For Management as well as Repurchase and Cancellation of Performance Shares 5 Approve Additional Provision of For For Management Guarantee 6 Approve Derivative Commodity Trading For For Management Business Management System 7 Approve Increase of Foreign Exchange For For Management Derivatives Trading Business -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Products of Wholly-Owned Subsidiary 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantees to For For Management Subsidiaries 11 Approve Changes in Registered Capital For For Management and Amend Articles of Association 12.1 Elect Zeng Fangqin as Director For For Management 12.2 Elect Tan Jun as Director For For Management 12.3 Elect Liu Yinqi as Director For For Management 12.4 Elect Jia Shuangyi as Director For For Management 13.1 Elect Kuang Zhiyun as Director For For Management 13.2 Elect Li Dongfang as Director For For Management 13.3 Elect Yu Peng as Director For For Management 14.1 Elect Fan Wei as Supervisor For For Management 14.2 Elect Liu Jianfeng as Supervisor For For Management -------------------------------------------------------------------------------- LINGYI ITECH (GUANGDONG) CO. Ticker: 002600 Security ID: Y446BS104 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Manner of Pricing For For Management 2.6 Approve Issue Time For For Management 2.7 Approve Principles of Offering For For Management 3 Approve Conversion to an Overseas For For Management Fundraising Company 4 Approve Resolution Validity Period For For Management 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Plan on Use of Proceeds For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Appointment of Main For For Management Intermediary Institution 9 Approve Distribution Arrangement of For For Management Earnings 10 Approve Amendments to Articles of For For Management Association and Relevant Rules of Procedure in Relation to the Listing of H Shares 11.1 Amend Working System for Independent For For Management Directors (Draft) 11.2 Amend Accounting Firm Selection System For For Management 12 Amend Articles of Association and For For Management Amend Rules and Procedures Regarding Meetings of Board of Directors 13 Amend Working System for Independent For For Management Directors 14 Elect Liu Jiancheng as Independent For For Management Director -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner, Target For For Management Subscribers and Placement Arrangement to Shareholders 2.3 Approve Issue Type and Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate and Debt For For Management Service 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Redemption and Sell-back Terms For For Management 2.8 Approve Guarantee Arrangement For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Safeguard Measures of Debts For For Management Repayment 2.11 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Signing of Guarantee Provision For For Management Supplemental Agreement -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wen Guang as Non-independent For For Management Director 1.2 Elect Feng Yajun as Non-independent For For Management Director 1.3 Elect Ma Yumin as Non-independent For For Management Director 1.4 Elect Li Zhandong as Non-independent For For Management Director 1.5 Elect Zhang Junting as Non-independent For Against Shareholder Director 1.6 Elect Lu Caiyin as Non-independent For For Shareholder Director 1.7 Elect Huang Chengren as For For Shareholder Non-independent Director 2.1 Elect Sun Hao as Independent Director For For Management 2.2 Elect Zhang Xianzhi as Independent For For Management Director 2.3 Elect Shi Yubin as Independent Director For For Shareholder 3.1 Elect Zhang Haiming as Supervisor For For Management 3.2 Elect Hou Baiying as Supervisor For For Management -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary to the Company 3 Approve Related Party Transaction For For Management 4 Approve Steelmaking Capacity For For Management Replacement Construction Project 5 Approve 1#120t Converter Major For For Management Modification Project 6 Approve Broadband Major Modification For For Management Project -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Donations For For Management -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Supervisors For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Comprehensive Credit Line For For Management Application and Other Financing Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shihong as Supervisor For For Shareholder 2 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Loan Plan For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For Against Management -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision For Did Not Vote Management -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Provision of For Against Management Guarantees -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Provision of For Did Not Vote Management Guarantees -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Related Party Transaction For For Management 9 Approve Issuance of Medium-term Notes For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LINGYUN INDUSTRIAL CORP. LTD. Ticker: 600480 Security ID: Y5289R104 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Independent For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Financial Budget Report For Did Not Vote Management 8 Approve Related Party Transaction For Did Not Vote Management 9 Approve Issuance of Medium-term Notes For Did Not Vote Management 10 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger between the Company and For Against Management STNE Participacoes S.A (STNE) 2 Waive Entry of STNE in the Novo Mercado For Against Management 3 Waive Mandatory Offer Requirement For Against Management 4 Authorize Continuity of Negotiations For For Management with Totvs in Case Previous Resolutions Are Not Approved 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 Elect Directors For Against Management 3 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Menache as Director 5.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Nercio Jose Monteiro Fernandes as Director 5.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Alon Dayan as Director 5.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger de Barbosa Ingold as Independent Director 5.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Adamo Junior as Independent Director 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Abstain Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Nercio Jose Monteiro Fernandes as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Menache as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Alon Dayan as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger de Barbosa Ingold as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Adamo Junior as Director -------------------------------------------------------------------------------- LINX SA Ticker: LINX3 Security ID: P6S933101 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Deferred Shares to For Against Management Independent Board Members 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6.1 Elect MK LU, with ID No. K100673XXX, For For Management as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Restructuring Plan For For Management of Capital Injection Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Transaction Plan - Cash For For Management Capital Increase 2.3 Approve Transaction Plan - Voting For For Management Rights Commission 2.4 Approve Pricing Basis and Transaction For For Management Prices 2.5 Approve Consideration Payment Method For For Management and Source of Funds 2.6 Approve Profit and Loss Arrangement For For Management During Transition Period 2.7 Approve Delivery For For Management 2.8 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Major For For Management Asset Restructuring Plan of Capital Injection 4 Approve Signing of Capital Injection For For Management Agreement and Capital Injection Supplementary Agreement (I) 5 Approve Signing of Voting Rights For For Management Entrustment Agreement and Voting Rights Entrustment Supplementary Agreement (I) 6 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 7 Approve Transaction Constitute as For For Management Related-party Transaction 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 11 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 12 Approve Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Fairness and Validity of the For For Management Pricing Basis 15 Approve Relevant Audit Report and For For Management Asset Valuation Report of the Transaction 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Significant Daily Related For For Management Party Transactions 2.1 Elect Lai Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- LIUZHOU IRON & STEEL CO., LTD. Ticker: 601003 Security ID: Y52878108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Bank Credit For For Management Lines 8 Approve to Appoint Financial Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management and Adjustment on Allowance of Independent Directors 10.1 Elect Chen Yousheng as Director For For Management 10.2 Elect Qin Peicheng as Director For For Management 10.3 Elect Wei Junyou as Director For For Management 10.4 Elect Tan Shaodong as Director For For Management 10.5 Elect Wu Chunping as Director For For Management 11.1 Elect Chi Zhaomei as Director For For Management 11.2 Elect Luo Qi as Director For For Management 11.3 Elect Lyu Zhi as Director For For Management 11.4 Elect Zhao Feng as Director For For Management 12.1 Elect Lai Yi as Supervisor For For Shareholder 12.2 Elect Gan Muyuan as Supervisor For For Management 12.3 Elect Mo Chaoxing as Supervisor For For Management 12.4 Elect Ruan Zhiyong as Supervisor For For Management 12.5 Elect Lan Gang as Supervisor For For Management -------------------------------------------------------------------------------- LIUZHOU LIANGMIANZHEN CO., LTD. Ticker: 600249 Security ID: Y5323H104 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- LIUZHOU LIANGMIANZHEN CO., LTD. Ticker: 600249 Security ID: Y5323H104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Authorization of Management For For Management for Loan 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Spin-Off of For For Management a Subsidiary, Namely Zhuhai Livzon Diagnostics Inc. to the ChiNext Board of the Shenzhen Stock Exchange with Relevant Laws and Regulations 2 Approve Listing Proposal for the For For Management Spin-Off of a Subsidiary, Namely Livzon Diagnostics, to the ChiNext Board of the Shenzhen Stock Exchange 3 Approve Proposal of the Spin-Off and A For For Management Share Listing of a Subsidiary, Zhuhai Livzon Diagnostics Inc. (Revised) 4 Approve That the Spin-Off and Listing For For Management of a Subsidiary, Namely Livzon Diagnostics, is in Compliance with "Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies" 5 Approve Spin-Off of a Subsidiary, For For Management Namely Livzon Diagnostics, to the ChiNext Board of the Shenzhen Stock Exchange Which is Conducive to the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation of the Company 7 Approve Affirmation of Capability of For For Management Livzon Diagnostics to Implement Regulated Operation 8 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Explanation of the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 10 Authorize Board to Deal with All For For Management Matters in Relation to the Spin-Off and Listing -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of the Spin-Off of For For Management a Subsidiary, Namely Zhuhai Livzon Diagnostics Inc. to the ChiNext Board of the Shenzhen Stock Exchange with Relevant Laws and Regulations 2 Approve Listing Proposal for the For For Management Spin-Off of a Subsidiary, Namely Livzon Diagnostics, to the ChiNext Board of the Shenzhen Stock Exchange 3 Approve Proposal of the Spin-Off and A For For Management Share Listing of a Subsidiary, Zhuhai Livzon Diagnostics Inc. (Revised) 4 Approve That the Spin-Off and Listing For For Management of a Subsidiary, Namely Livzon Diagnostics, is in Compliance with "Certain Provisions on Pilot Domestic Listing of Spin-Off Subsidiaries of Listed Companies" 5 Approve Spin-Off of a Subsidiary, For For Management Namely Livzon Diagnostics, to the ChiNext Board of the Shenzhen Stock Exchange Which is Conducive to the Safeguarding of Legal Rights and Interests of Shareholders and Creditors 6 Approve Ability to Maintain For For Management Independence and Sustainable Operation of the Company 7 Approve Affirmation of Capability of For For Management Livzon Diagnostics to Implement Regulated Operation 8 Approve Analysis on the Objectives, For For Management Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 9 Approve Explanation of the For For Management Completeness of and Compliance with Statutory Procedures of the Spin-Off and the Validity of Legal Documents Submitted 10 Authorize Board to Deal with All For For Management Matters in Relation to the Spin-Off and Listing -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the For For Management Implementation Site and Investment Plan of a Sub-Project Under Certain Project Invested with Proceeds 2 Approve Medium to Long-Term Business For Against Management Partner Share Ownership Scheme (Revised Draft) of the Company and Its Summary 3 Approve Granting Mandate to the Board For Against Management of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 4 Approve Increase in Registered Capital For For Management 5 Amend Articles of Association For For Management 6 Approve Provision of Financing For For Management Guarantees to Its Invested Company Zhuhai Sanmed 7 Approve Provision of Financing For For Management Guarantees to Its Controlling Subsidiary Livzon MAB -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the For For Management Implementation Site and Investment Plan of a Sub-Project Under Certain Project Invested with Proceeds 2 Approve Medium to Long-Term Business For Against Management Partner Share Ownership Scheme (Revised Draft) of the Company and Its Summary 3 Approve Granting Mandate to the Board For Against Management of Directors to Deal with Matters Regarding the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 4 Approve Increase in Registered Capital For For Management 5 Amend Articles of Association For For Management 6 Approve Provision of Financing For For Management Guarantees to Its Invested Company Zhuhai Sanmed 7 Approve Provision of Financing For For Management Guarantees to Its Controlling Subsidiary Livzon MAB -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Framework For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Framework For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of the First For Against Management Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 2 Approve Administrative Measures of the For Against Management First Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 3 Authorize Board to Deal with All For Against Management Matters in Relation to the First Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of the First For Against Management Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 2 Approve Administrative Measures of the For Against Management First Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company 3 Authorize Board to Deal with All For Against Management Matters in Relation to the First Phase Ownership Scheme Under the Medium to Long-Term Business Partner Share Ownership Scheme of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Financial Accounts Report For For Management 4 Approve 2020 Annual Report For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Adjustment to Investment Plans For For Management of Certain Projects Invested with Proceeds 7 Approve 2020 Annual Profit For For Management Distribution Plan 8 Approve Facility Financing and For For Management Provision of Financing Guarantees to Its Subsidiaries 9 Approve Provision of Financing For For Management Guarantees to Its Controlling Subsidiary Livzon MAB 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y9890T111 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Financial Accounts Report For For Management 4 Approve 2020 Annual Report For For Management 5 Approve Grant Thornton (Special For For Management General Partnership) as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Adjustment to Investment Plans For For Management of Certain Projects Invested with Proceeds 7 Approve 2020 Annual Profit For For Management Distribution Plan 8 Approve Facility Financing and For For Management Provision of Financing Guarantees to Its Subsidiaries 9 Approve Provision of Financing For For Management Guarantees to Its Controlling Subsidiary Livzon MAB 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LIVZON PHARMACEUTICAL GROUP INC. Ticker: 1513 Security ID: Y52889105 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger between the Company and For For Management Companhia de Locacao das Americas (Unidas), Authorize Capital Increase in Connection with the Transaction and Amend Article 5 Accordingly 2 Fix Number of Directors at Six For For Management 3 Elect Irlau Machado Filho as For For Management Independent Director 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan for For Against Management Executives -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Fix Number of Directors at Six or Seven For For Management 5.1 Elect Eugenio Pacelli Mattar as For For Management Director 5.2 Elect Oscar de Paula Bernardes Neto as For For Management Independent Director 5.3 Elect Irlau Machado Filho as For For Management Independent Director 5.4 Elect Maria Leticia de Freitas Costas For For Management as Independent Director 5.5 Elect Paulo Antunes Veras as For For Management Independent Director 5.6 Elect Pedro de Godoy Bueno as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eugenio Pacelli Mattar as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Oscar de Paula Bernardes Neto as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Irlau Machado Filho as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Leticia de Freitas Costas as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Antunes Veras as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro de Godoy Bueno as Independent Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Fix Number of Fiscal Council Members For For Management at Three 12.1 Elect Carla Alessandra Trematore as For Abstain Management Fiscal Council Member and Juliano Lima Pinheiro as Alternate 12.2 Elect Antonio de Padua Soares For Abstain Management Policarpo as Fiscal Council Member and Marco Antonio Pereira 13.1 Elect Francisco Caprino Neto as Fiscal None Abstain Shareholder Council Member and Joao Ricardo Pereira da Costa as Alternate Appointed by Minority Shareholder 13.2 Elect Luiz Carlos Nannini as Fiscal None For Shareholder Council Member and Fernando Antonio Lopes Matoso as Alternate Appointed by Minority Shareholder -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan Grants For For Management 2 Approve Stock Option Plan Grants For Against Management 3 Re-ratify Minutes of the EGM Held on For For Management Dec. 4, 2019 4 Amend Article 5 to Reflect Changes in For For Management Capital 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 4-for-1 Stock Split For For Management 2 Approve Increase in Authorized Capital For Against Management 3 Amend Articles 5 and 6 to Reflect For Against Management Changes in Capital and Consolidate Bylaws 4 Authorize Executives to Ratify and For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management 2 Rename One of the Vacant Positions of For For Management Director of the Business Unit and Amend Competences 3 Rename Position of Executive Director For For Management of Human Resources 4 Rectify Remuneration of Company's For Against Management Management for 2020 5 Approve Performance Based Stock Plan For Against Management 6 Approve Restricted Stock Plan For Against Management 7 Amend Article 5 to Reflect Changes in For For Management Capital 8 Consolidate Bylaws For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions and Dismiss Publication of Attachments 10 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Eight For For Management 5 Do You Wish to Adopt Cumulative Voting None Against Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Directors For Against Management 10 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 11 In Case Cumulative Voting Is Adopted, None Against Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 12.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Gilberto Mautner as Director 12.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Gora as Director 12.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Benicio Jansen Ferreira as Director 12.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Gora as Director 12.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvio Alves de Barros Neto as Independent Director 12.6 Percentage of Votes to Be Assigned - None Abstain Management Elect German Pasquale Quiroga Vilardo as Independent Director 12.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Elder Maciel de Aquino as Independent Director 12.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Andrea Gora Cohen as Director -------------------------------------------------------------------------------- LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA Ticker: LOGG3 Security ID: P64016101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Spin-Off of Log For For Management Maracanau I SPE Ltda. (SPE Maracanau I) and Absorption of Partial Spun-Off Assets 2 Approve Absorption of Log Rio SPE Ltda. For For Management (SPE Rio Campo Grande) 3 Approve Agreement for Partial Spin-Off For For Management of Log Maracanau I SPE Ltda. (SPE Maracanau I), Absorption of Spun-Off Assets and Absorption of Log Rio SPE Ltda. (SPE Rio Campo Grande) 4 Ratify Ovalle Leao Auditoria e For For Management Consultoria Tributaria e Contabil Ltda. as the Independent Firm to Appraise Proposed Transactions 5 Approve Independent Firm's Appraisal For For Management Re: Log Maracanau I SPE Ltda. (SPE Maracanau I) 6 Approve Independent Firm's Appraisal For For Management Re: Log Rio SPE Ltda. (SPE Rio Campo Grande) 7 Re-Ratify Minutes of Meeting Summary For For Management of the April 16, 2020 AGM/EGM 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA Ticker: LOGG3 Security ID: P64016101 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Did Not Vote Management and Amend Article 6 Accordingly 2 Consolidate Bylaws For Did Not Vote Management 3 Approve Minutes of Meeting with For Did Not Vote Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA Ticker: LOGG3 Security ID: P64016101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Elect Directors For Against Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Rubens Menin Teixeira de Souza as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos Alberto Cabaleiro Fernandez as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Rafael Padilha de Lima Costa as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Guimaraes Correa as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Martins Patrus as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Barry Stuart Sternlicht as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Junia Maria de Sousa Lima Galvao as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Rafael Steinbruch as Director 8 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Approve Minutes of Meeting Summary For For Management with Exclusion of Shareholder Names 12 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LOGAN GROUP CO., LTD. Ticker: 3380 Security ID: G55555109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lai Zhuobin as Director For For Management 4 Elect Zhong Huihong as Director For For Management 5 Elect Zhang Huaqiao as Director For For Management 6 Elect Liu Ka Ying, Rebecca as Director For For Management 7 Authorize Board to Fix the For For Management Remuneration of Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LOGO YAZILIM SANAYI VE TICARET AS Ticker: LOGO Security ID: M6777T100 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Receive Information on Remuneration None None Management Policy 8 Approve Director Remuneration For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For For Management 2020 12 Receive Information on Share None None Management Repurchases Made in 2019 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 16 Close Meeting None None Management -------------------------------------------------------------------------------- LOGO YAZILIM SANAYI VE TICARET AS Ticker: LOGO Security ID: M6777T100 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Receive Information on Remuneration None None Management Policy 8 Approve Director Remuneration For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2020 11 Approve Upper Limit of Donations for For For Management 2021 12 Receive Information on Share None None Management Repurchases Made in 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 16 Close Meeting None None Management -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M113 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of For For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 Approve Remuneration of Company's For For Management Management 5 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M113 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Articles For For Management -------------------------------------------------------------------------------- LOJAS AMERICANAS SA Ticker: LAME4 Security ID: P6329M113 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement for Partial Spin-Off For For Management of Lojas Americanas S.A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets by B2W - Companhia Digital (B2W) 2 Approve Related Party Transaction: For For Management Partial Spin-Off of Lojas Americanas S. A. (Lojas Americanas) and Absorption of Partial Spun-Off Assets by B2W - Companhia Digital (B2W) With Reduction in Share Capital and Without Cancellation of Shares 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Consolidate Bylaws For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- LOJAS QUERO-QUERO SA Ticker: LJQQ3 Security ID: P6331J108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LOJAS QUERO-QUERO SA Ticker: LJQQ3 Security ID: P6331J108 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 5 Re: Corporate Purpose For For Management 3 Amend Article 6 to Reflect Changes in For For Management Capital 4 Amend Article 7 For For Management 5 Amend Article 32 For For Management 6 Consolidate Bylaws For For Management 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LOJAS RENNER SA Ticker: LREN3 Security ID: P6332C102 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alternate Fiscal Council Member For For Management 2 Elect Vanderlei Dominguez da Rosa as For For Management Alternate Fiscal Council Member 3 Amend Stock Option Plan Re: Clause 7 For For Management 4 Amend Stock Option Plan Re: Clause 13 For For Management 5 Amend Stock Option Plan Re: Clause 13 For For Management 6 Amend Stock Option Plan Re: Clause 15 For For Management 7 Amend Restricted Stock Plan Re: Clause For For Management 8 8 Amend Restricted Stock Plan Re: Clause For For Management 8 9 Amend Restricted Stock Plan Re: Clause For For Management 10 10 Amend Article 5 to Reflect Changes in For For Management Capital 11 Amend Article 16 For Against Management 12 Remove Article 17 For For Management 13 Amend Article 22 For For Management 14 Amend Article 22 For For Management 15 Amend Article 25 For For Management 16 Amend Article 25 For For Management 17 Amend Article 28 For For Management 18 Amend Article 28 For For Management 19 Amend Article 31 For For Management 20 Renumber Articles For For Management 21 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOJAS RENNER SA Ticker: LREN3 Security ID: P6332C102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Gallo as Director For For Management 5.2 Elect Osvaldo Burgos Schirmer as For For Management Independent Director 5.3 Elect Carlos Fernando Couto de For For Management Oliveira Souto as Independent Director 5.4 Elect Fabio de Barros Pinheiro as For For Management Independent Director 5.5 Elect Thomas Bier Herrmann as For For Management Independent Director 5.6 Elect Juliana Rozenbaum Munemori as For For Management Independent Director 5.7 Elect Christiane Almeida Edington as For For Management Independent Director 5.8 Elect Alexandre Vartuli Gouvea as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None For Management Elect Jose Gallo as Director 7.2 Percentage of Votes to Be Assigned - None For Management Elect Osvaldo Burgos Schirmer as Independent Director 7.3 Percentage of Votes to Be Assigned - None For Management Elect Carlos Fernando Couto de Oliveira Souto as Independent Director 7.4 Percentage of Votes to Be Assigned - None For Management Elect Fabio de Barros Pinheiro as Independent Director 7.5 Percentage of Votes to Be Assigned - None For Management Elect Thomas Bier Herrmann as Independent Director 7.6 Percentage of Votes to Be Assigned - None For Management Elect Juliana Rozenbaum Munemori as Independent Director 7.7 Percentage of Votes to Be Assigned - None For Management Elect Christiane Almeida Edington as Independent Director 7.8 Percentage of Votes to Be Assigned - None For Management Elect Alexandre Vartuli Gouvea as Independent Director 8 Approve Remuneration of Company's For For Management Management 9 Fix Number of Fiscal Council Members For For Management at Three 10.1 Elect Joarez Jose Piccinini as Fiscal For For Management Council Member and Roberto Zeller Branchi as Alternate 10.2 Elect Roberto Frota Decourt as Fiscal For For Management Council Member and Vanderlei Dominguez da Rosa as Alternate 10.3 Elect Estela Maris Vieira De Souza as For For Management Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate 11 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee for Subsidiary For For Management 2 Approve Signing of Financial Network For For Management Service Agreement 3 Approve Provision of Guarantee for For For Management Associate Company -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee For For Management 2 Approve Credit Line Bank Application For For Management -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Application of Bank Credit For For Management Lines 8 Approve Transfer Shares of Panzhihua For For Management Vanadium and Titanium Resources Equity Investment Center (Limited Partnership) 9 Amend Articles of Association For For Management 10 Approve Profit Distribution for First For For Shareholder Quarter -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name, Stock For For Management Name and Amend Articles of Association -------------------------------------------------------------------------------- LOMON BILLIONS GROUP CO., LTD. Ticker: 002601 Security ID: Y3122W109 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Class Shares and For For Management Listing in Hong Kong Stock Exchange 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Manner For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 2.8 Approve Listing Exchange For For Management 3 Approve Conversion to an Overseas For For Management Fundraising Company 4 Approve Application for Registration For For Management as a Non Hong Kong Company 5 Approve Use of Proceeds For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Arrangements on Roll-forward For For Management Profits 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association 10 Approve Formulation of Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Approve Formulation of Related-Party For For Management Transaction System and Process 14 Approve to Appoint Oversea Auditor For For Management 15 Approve Resolution Validity Period For For Management 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Prospectus Liability Insurance Matters 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LONCIN MOTOR CO., LTD. Ticker: 603766 Security ID: Y53199108 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment of Daily For For Management Related-Party Transactions 1.2 Approve Adjustment of Daily For For Management Related-Party Transactions with Subsidiary -------------------------------------------------------------------------------- LONCIN MOTOR CO., LTD. Ticker: 603766 Security ID: Y53199108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6.1 Approve Daily Related Party For For Management Transactions with Ordinary Affiliated Companies 6.2 Approve Daily Related Party For For Management Transactions with Minority Shareholders 7 Approve Financial Auditor and Internal For For Management Control Auditor 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Re-adjustment and Extension of For For Shareholder Performance Commitment -------------------------------------------------------------------------------- LONG YUAN CONSTRUCTION GROUP CO., LTD. Ticker: 600491 Security ID: Y5S25J119 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Daily Related-party For For Management Transactions 8 Approve Application of Bank Credit For Against Management Lines 9 Approve Bank Financing Amount For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Investment in Infrastructure For For Management Projects 12 Approve Provision of Liquidity Support For Against Management to Associate PPP Project Companies 13 Approve Extension of Resolution For For Management Validity Period in Connection to the Convertible Bond Issuance 14 Approve Extension of Authorization For For Management Period of Board to Handle All Matters Related to the Convertible Bond Issuance 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Amendments to Articles of For For Management Association 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 20 Amend Working Rules for Independent For For Management Directors -------------------------------------------------------------------------------- LONG4LIFE LTD. Ticker: L4L Security ID: S4592K101 Meeting Date: JUL 01, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Tasneem Abdool-Samad as For For Management Director 2 Reappoint Deloitte and Touche as For For Management Auditors of the Company with Stephanie Ronander as the Designated Audit Partner 3.1 Re-elect Tasneem Abdool-Samad as For For Management Chairman of the Audit and Risk Committee 3.2 Re-elect Keneilwe Moloko as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Lionel Jacobs as Member of For For Management the Audit and Risk Committee 4 Elect Keneilwe Moloko as Chairman of For For Management the Remuneration Committee 5 Elect Graham Dempster as Chairman of For For Management the Nomination Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Repurchase of Issued Share For For Management Capital 10 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 11 Approve Remuneration of Non-Executive For For Management Directors 12 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- LONG4LIFE LTD. Ticker: L4L Security ID: S4592K101 Meeting Date: FEB 16, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- LONG4LIFE LTD. Ticker: L4L Security ID: S4592K101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Graham Dempster as Director For For Management 2 Reappoint Deloitte and Touche as For For Management Auditors with Stephanie Ronander as the Designated Audit Partner 3.1 Re-elect Tasneem Abdool-Samad as For For Management Chairman of the Audit and Risk Committee 3.2 Re-elect Keneilwe Moloko as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Lionel Jacobs as Member of For For Management the Audit and Risk Committee 4 Approve Remuneration Policy For Against Management 5 Approve Remuneration Implementation For Against Management Report 6 Approve Remuneration of Non-Executive For For Management Directors 7 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- LONGCHEN PAPER & PACKAGING CO. LTD. Ticker: 1909 Security ID: Y53458108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Zhao Yi as Director For Against Management 3.2 Elect Frederick Peter Churchouse as For For Management Director 3.3 Elect Zeng Ming as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LONGHUA TECHNOLOGY GROUP (LUOYANG) CO., LTD. Ticker: 300263 Security ID: Y5346A102 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Related to Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Safekeeping of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Dividend Return For For Management Plan 11 Approve Equity Acquisition Agreement For For Management and Related Party Transactions 12 Elect Zhang Shaoxuan as For For Management Non-Independent Director 13 Elect Wang Qin as Supervisor For For Management -------------------------------------------------------------------------------- LONGHUA TECHNOLOGY GROUP (LUOYANG) CO., LTD. Ticker: 300263 Security ID: Y5346A102 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- LONGHUA TECHNOLOGY GROUP (LUOYANG) CO., LTD. Ticker: 300263 Security ID: Y5346A102 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- LONGHUA TECHNOLOGY GROUP (LUOYANG) CO., LTD. Ticker: 300263 Security ID: Y5346A102 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Duration Extension of Industry For For Management Fund 2 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- LONGHUA TECHNOLOGY GROUP (LUOYANG) CO., LTD. Ticker: 300263 Security ID: Y5346A102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Repurchase and Cancellation of For For Management Performance Shares as well as Adjustment of Repurchase Price 10.1 Approve Remuneration of Li Zhanming For For Management 10.2 Approve Remuneration of Sun Jianke For For Management 10.3 Approve Remuneration of Li Jiangwen For For Management 10.4 Approve Remuneration of Li Zhanqiang For For Management 10.5 Approve Remuneration of Li Mingqiang For For Management 10.6 Approve Remuneration of Zhang Shaoxuan For For Management 10.7 Approve Remuneration of Xi Shengyang For For Management 10.8 Approve Remuneration of Zhang Li For For Management 10.9 Approve Remuneration of Zhang Xia For For Management 11 Elect Zhang Yanli as Supervisor For For Management 12.1 Approve Remuneration of Wang Bin For For Management 12.2 Approve Remuneration of Zhao Guangzheng For For Management 12.3 Approve Remuneration of Zhang Yanli For For Management 13 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Adjustment of Number and For For Management Repurchase Price of Performance Share Incentive Plan 3 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Raised Funds Project For For Management Completion and Use Remaining Raised Funds for New Projects and Replenish Working Capital 2 Approve Investment in the Construction For For Management of 3GW Monocrystalline Battery Project 3 Approve Related Party Transaction For For Management 4 Approve 2021 Financing Guarantees For For Management 5 Approve 2021 Performance Guarantees For For Management 6 Approve Change in Registered Capital For For Management and Amend Articles of Association 7 Approve Credit Line from JP Morgan For For Management Chase and Provision of Guarantee to Wholly-owned Subsidiary 8 Approve Credit Line from Hang Seng For For Management Bank and Provision of Guarantee to Wholly-owned Subsidiary 9 Approve Provision of Guarantee for For For Management Credit Line of Subsidiary from ICBC 10 Approve Provision of Guarantee to For For Management Taizhou Longi Leye Photovoltaic Technology Co., Ltd. 11 Approve Provision of Guarantee to For For Management Longi (Hong Kong) Trading Co., Ltd. -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: Y9727F102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Downward Adjustment of For For Management Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Bondholders and Bondholder For For Management Meetings 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Deposit Account for Raised For For Management Funds 2.20 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Dividend Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Financial Statements For For Management 13 Approve Annual Report For For Management 14 Approve Report of the Independent For For Management Directors 15 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 16 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 17 Approve Appointment of Auditor For For Management 18 Approve Remuneration of Directors and For For Management Supervisors 19 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY GROUP CO., LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Change in Registered Capital For For Management 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY GROUP CO., LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Form For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY GROUP CO., LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Partial Performance Shares of the 2017 Performance Shares Incentive Plan 2 Approve Repurchase Cancellation of For For Management 2017 Performance Shares Incentive Plan and Partial Performance Shares of the 2018 Performance Shares and Stock Option Incentive Plan 3.1 Approve Purpose of Share Repurchase For For Management 3.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 3.3 Approve Manner and Price Range of For For Management Share Repurchase 3.4 Approve Type, Number and Proportion of For For Management the Share Repurchase 3.5 Approve Source of Funds for Share For For Management Repurchase 3.6 Approve Implementation Period of the For For Management Share Repurchase 3.7 Approve Authorization Matters For For Management 4 Approve Decrease in Capital For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY GROUP CO., LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Share Repurchase For For Management Program -------------------------------------------------------------------------------- LONGSHINE TECHNOLOGY GROUP CO., LTD. Ticker: 300682 Security ID: Y5324Y106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Report and Audit For For Management Report 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve 2020 Remuneration and 2021 For For Management Remuneration and Assessment Plan for Directors and Senior Management Members 8 Approve Report on the Usage of Funds For For Management by Controlling Shareholder and Other Related Parties 9 Approve Daily Related Party For For Management Transactions 10 Approve Application of Comprehensive For For Management Bank Credit Lines 11 Approve Appointment of Auditor For For Management 12 Approve Special Report and For For Management Verification Report on the Deposit and Usage of Raised Funds 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- LONKING HOLDINGS LIMITED Ticker: 3339 Security ID: G5636C107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li San Yim as Director For For Management 3.2 Elect Chen Chao as Director For For Management 3.3 Elect Zheng Kewen as Director For For Management 3.4 Elect Yin Kunlun as Director For For Management 3.5 Elect Ngai Ngan Ying as Director For For Management 3.6 Elect Wu Jian Ming as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Elect Qian Shizheng as Director and For Against Management Authorize Board to Fix His Remuneration 5 Elect Yu Taiwei as Director and For For Management Authorize Board to Fix His Remuneration 6 Approve Ernst & Young, Certified For For Management Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LOTES CO., LTD. Ticker: 3533 Security ID: Y53302116 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 8 Approve to Abolish Scope and Rules for For For Management the Functions and Powers of Supervisors 9.1 Elect CHU,TE-HSIANG, a Representative For For Management of CHIA MING Investment Co., Ltd., with Shareholder No. 15, as Non-independent Director 9.2 Elect HO,TE-YU, a Representative of For For Management CHIA MING Investment Co., Ltd., with Shareholder No. 15, as Non-independent Director 9.3 Elect HSIEH,CHIA-YING, with For For Management Shareholder No. J120074XXX, as Non-independent Director 9.4 Elect CHIU,JIANN-JONG, with For For Management Shareholder No. Y120492XXX, as Non-independent Director 9.5 Elect WANG,JEN-CHUN, with Shareholder For For Management No. G220136XXX, as Independent Director 9.6 Elect CHIANG,YIH-CHERNG, with For For Management Shareholder No. N120035XXX, as Independent Director 9.7 Elect WU,CHANG-HSIU, with Shareholder For For Management No. F223588XXX, as Independent Director -------------------------------------------------------------------------------- LOTTE CHEMICAL TITAN HOLDING BERHAD Ticker: 5284 Security ID: Y53470103 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend Reinvestment Scheme For For Management 2 Approve Issuance of New Shares Under For For Management the Dividend Reinvestment Scheme -------------------------------------------------------------------------------- LOTTE CHEMICAL TITAN HOLDING BERHAD Ticker: 5284 Security ID: Y53470103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rafiah binti Salim as Director For For Management 2 Elect Park Hyun Chul as Director For For Management 3 Elect Lee Jung Hyeng as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Remuneration and For For Management Benefits 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme -------------------------------------------------------------------------------- LOTUS PHARMACEUTICAL CO., LTD. Ticker: 1795 Security ID: Y5335F112 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- LSR GROUP PJSC Ticker: LSRG Security ID: X32441101 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 20 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- LSR GROUP PJSC Ticker: LSRG Security ID: X32441101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 39 per Share 4 Fix Number of Directors at Nine For For Management 5.1 Elect Dmitrii Goncharov as Director None Against Management 5.2 Elect Igor Levit as Director None Against Management 5.3 Elect Aleksei Makhnev as Director None For Management 5.4 Elect Andrei Molchanov as Director None Against Management 5.5 Elect Egor Molchanov as Director None Against Management 5.6 Elect Natalia Nikiforova as Director None For Management 5.7 Elect Aleksandr Pogorletskii as None Against Management Director 5.8 Elect Vitalii Podolskii as Director None For Management 5.9 Elect Aleksandr Prisiazhniuk as None For Management Director 6.1 Elect Natalia Klevtsova as Member of For For Management Audit Commission 6.2 Elect Denis Siniugin as Member of For For Management Audit Commission 6.3 Elect Liudmila Fradina as Member of For For Management Audit Commission 7.1 Ratify Audit-Service SPb as RAS Auditor For Against Management 7.2 Ratify KPMG as IFRS Auditor For Against Management -------------------------------------------------------------------------------- LT GROUP, INC. Ticker: LTG Security ID: Y5342M100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order For For Management 2 Secretary's Proof of Notice of For For Management Meeting/Certification of Quorum 3 Approve Minutes of the 2020 Annual For For Management Stockholders' Meeting held on June 30, 2020 4 Approve Management Report For For Management 5 Ratify All Acts, Transactions, and For For Management Resolutions by the Board of Directors and Management in 2020 6.1 Elect Lucio C. Tan as Director For For Management 6.2 Elect Carmen K. Tan as Director For For Management 6.3 Elect Karlu T. Say as Director For Against Management 6.4 Elect Michael G. Tan as Director For For Management 6.5 Elect Lucio C. Tan III as Director For For Management 6.6 Elect Vivienne K. Tan as Director For For Management 6.7 Elect Juanita T. Tan Lee as Director For For Management 6.8 Elect Johnip G. Cua as Director For For Management 6.9 Elect Mary G. Ng as Director For For Management 6.10 Elect Wilfrido E. Sanchez as Director For For Management 6.11 Elect Florencia G. Tarriela as Director For For Management 7 Approve Amendment of the By-Laws of For For Management the Corporation 8 Appoint External Auditor For For Management 9 Adjournment For For Management -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Related-Party Transaction For For Management Management System 7 Amend External Investment Management For For Management Method 8 Amend Working System for Independent For For Management Directors 9 Amend Management System of Usage of For For Management Raised Funds 10 Amend Information Disclosure For For Management Management System 11 Amend Senior Management's Incentive For For Management and Constraint Plan 12 Amend Management System of For For Management Authorization 13 Amend Fund Management System with For For Management Related Party -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P117 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Related-Party Transaction For For Management Management System 7 Amend External Investment Management For For Management Method 8 Amend Working System for Independent For For Management Directors 9 Amend Management System of Usage of For For Management Raised Funds 10 Amend Information Disclosure For For Management Management System 11 Amend Senior Management's Incentive For For Management and Constraint Plan 12 Amend Management System of For For Management Authorization 13 Amend Fund Management System with For For Management Related Party -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P117 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P109 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LU THAI TEXTILE CO., LTD. Ticker: 200726 Security ID: Y5361P117 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LUCKIN COFFEE INC. Ticker: LKNCY Security ID: 54951L109 Meeting Date: JUL 05, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove Director Sean Shao Against Against Shareholder 2 Remove Director David Hui Li None For Shareholder 3 Remove Director Erhai Liu None For Shareholder 4 Remove Director Charles Zhengyao Lu None For Shareholder 5 Remove Directors Appointed to the None For Shareholder Board during the Period Between June 19, 2020 and the Conclusion of the EGM (Excluding Independent Directors) 6 Approve Discharge of Sean Shao as None Abstain Shareholder Director 7 Elect Director Ying Zeng None Against Shareholder 8 Elect Director Jie Yang None Against Shareholder -------------------------------------------------------------------------------- LUCKY CEMENT LTD. Ticker: LUCK Security ID: Y53498104 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Ratify Related Party Transactions for For For Management Year Ended June 30, 2020 4 Approve Related Party Transactions for For For Management Year Ended June 30, 2021 5 Other Business For Against Management -------------------------------------------------------------------------------- LUCKY FILM CO., LTD. Ticker: 600135 Security ID: Y5256Z105 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 2 Approve Internal Control Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- LUCKY FILM CO., LTD. Ticker: 600135 Security ID: Y5256Z105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For Against Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Daily Related-party For For Management Transactions 7 Approve Report of the Board of For For Management Supervisors 8 Approve Credit Line Application For Against Management 9 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- LUENMEI QUANTUM CO., LTD. Ticker: 600167 Security ID: Y77420100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Appointment of Auditor For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Increase of Cash Dividend Ratio For For Management -------------------------------------------------------------------------------- LUENMEI QUANTUM CO., LTD. Ticker: 600167 Security ID: Y77420100 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust Total Amount of Profit For For Management Distribution -------------------------------------------------------------------------------- LUNGYEN LIFE SERVICE CORP. Ticker: 5530 Security ID: Y5379T101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect KELLY LEE, a Representative of For For Management WISH GIVER LIMITED, with SHAREHOLDER NO.47223, as Non-independent Director 4.2 Elect LIN, SU-CHIEN, a Representative For For Management of WISH GIVER LIMITED, with SHAREHOLDER NO.47223, as Non-independent Director 4.3 Elect LIU, CHIANG-PAO, a For For Management Representative of WISH GIVER LIMITED, with SHAREHOLDER NO.47223, as Non-independent Director 4.4 Elect a Representative of ORIX ASIA For Against Management CAPITAL, with SHAREHOLDER NO.44486 as Non-independent Director 4.5 Elect WANG HUAI, with SHAREHOLDER NO. For For Management F102653XXX as Independent Director 4.6 Elect YU,YING-CHI, with SHAREHOLDER NO. For For Management C120352XXX as Independent Director 4.7 Elect CHEN, MING-TE, with SHAREHOLDER For For Management NO.R121252XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- LUOLAI LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 002293 Security ID: Y5345Z108 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2017 Performance Shares 2 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares -------------------------------------------------------------------------------- LUOLAI LIFESTYLE TECHNOLOGY CO., LTD. Ticker: 002293 Security ID: Y5345Z108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Use of Funds for Cash For For Management Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Amend Articles of Association For For Management 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management 2 Approve Adjustment Provision of For For Management Guarantee for Wholly-owned Subsidiary and Provision of Phased Guarantee for Buyers 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- LUONIUSHAN CO., LTD. Ticker: 000735 Security ID: Y2981N101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LUOXIN PHARMACEUTICALS GROUP STOCK CO., LTD. Ticker: 002793 Security ID: Y988D3108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Fulfillment of Performance For For Management Commitment and Adjustment on Performance Commitment Plan 11 Approve Daily Related Party For For Management Transactions 12 Approve Use of Own Funds to Purchase For For Management Financial Products 13 Approve Application of Credit Line and For For Management External Guarantees 14 Elect Guo Yunpei as Independent For For Management Director 15 Elect Chen Ming as Non-independent For For Management Director -------------------------------------------------------------------------------- LUOXIN PHARMACEUTICALS GROUP STOCK CO., LTD. Ticker: 002793 Security ID: Y988D3108 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Option For For Management and Repurchase and Cancellation of Performance Shares 2 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- LUOYANG XINQIANGLIAN SLEWING BEARING CO., LTD. Ticker: 300850 Security ID: Y534BZ101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members 9 Approve to Appoint Auditor For For Management 10 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Nilesh Deshbandhu Gupta as For For Management Director 5 Approve Reappointment of Vinita Gupta For Against Management as Chief Executive Officer 6 Elect Ramesh Swaminathan as Director For Against Management and Approve His Appointment and Remuneration as Executive Director, Global CFO & Head Corporate Affairs 7 Reelect Jean-Luc Belingard as Director For For Management 8 Approve Payment of Commission to For For Management Non-Executive Directors 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect K. B. S. Anand as Director For For Management 2 Elect Punita Kumar-Sinha as Director For For Management 3 Elect Robert Funsten as Director For For Management 4 Elect Mark D. McDade as Director For For Management -------------------------------------------------------------------------------- LUSHANG HEALTH INDUSTRY DEVELOPMENT CO., LTD. Ticker: 600223 Security ID: Y5363M104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Non-Related Party Financing For Against Management 9 Approve Related Party Financing For For Management 10 Approve Financial Services Agreement For For Management 11 Approve Guarantee Plan For For Management 12 Approve Remuneration of Directors and For For Management Supervisors 13 Authorize Board of Directors and For For Management Managers to Participate in Land Auction Rights 14 Approve Company's Overseas Listing in For For Management Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 15.1 Approve Listing Exchange For For Management 15.2 Approve Type For For Management 15.3 Approve Par Value For For Management 15.4 Approve Target Subscribers For For Management 15.5 Approve Listing Time For For Management 15.6 Approve Issue Manner For For Management 15.7 Approve Issue Size For For Management 15.8 Approve Manner of Pricing For For Management 15.9 Approve Underwriting Manner For For Management 15.10 Approve Use of Proceeds For For Management 16 Approve Commitment of Upholding the For For Management Independent Listing Status 17 Approve Statement on and Prospect of For For Management the Continuing Profitability 18 Approve Authorization of Board to For For Management Handle All Related Matters 19 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- LUXI CHEMICAL GROUP CO., LTD. Ticker: 000830 Security ID: Y7680K100 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Exchange For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Share Subscription For For Management Contract 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Whitewash Waiver and Related For For Management Transactions 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- LUXI CHEMICAL GROUP CO., LTD. Ticker: 000830 Security ID: Y7680K100 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance from Actual Controllers and Related Parties 2 Approve Related Party Transaction in For For Management Connection to Signing of Financial Services Framework Agreement -------------------------------------------------------------------------------- LUXI CHEMICAL GROUP CO., LTD. Ticker: 000830 Security ID: Y7680K100 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Related Party Transaction For For Management 3 Approve Financial Statements For For Management 4 Approve Provision of Guarantee For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Comprehensive Credit Line For For Management Application and Additional Direct Financing 7 Approve Report of the Board of For For Management Directors 8 Approve Profit Distribution For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve Financial Assistance Provision For For Management 11 Approve Signing of Financial Services For For Management Framework Agreement 12 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- LUXIN VENTURE CAPITAL GROUP CO., LTD. Ticker: 600783 Security ID: Y5S47U100 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Shares For For Management 2 Approve Participation in the For For Shareholder Investment of Qingdao Zhongjinghe Luxin Cross-Border Venture Capital Fund Enterprise (Limited Partnership) -------------------------------------------------------------------------------- LUXIN VENTURE CAPITAL GROUP CO., LTD. Ticker: 600783 Security ID: Y5S47U100 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Zhiyong as Independent For For Management Director 2 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- LUXIN VENTURE CAPITAL GROUP CO., LTD. Ticker: 600783 Security ID: Y5S47U100 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Allowance of For For Management Independent Directors 2 Amend Articles of Association For For Management 3 Approve Establishment of a Company and For For Management Related Transaction -------------------------------------------------------------------------------- LUXIN VENTURE CAPITAL GROUP CO., LTD. Ticker: 600783 Security ID: Y5S47U100 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 2 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance -------------------------------------------------------------------------------- LUXSHARE PRECISION INDUSTRY CO. LTD. Ticker: 002475 Security ID: Y7744X106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend External Investment Management For Against Management System 10 Approve Provision of Guarantees For For Management 11.1 Elect Wang Laichun as Director For For Management 11.2 Elect Wang Laisheng as Director For For Management 11.3 Elect Li Wei as Director For For Management 11.4 Elect Wang Tao as Director For For Management 12.1 Elect Zhang Ying as Director For For Management 12.2 Elect Liu Zhonghua as Director For For Management 12.3 Elect Song Yuhong as Director For For Management 13.1 Elect Xia Yanrong as Supervisor For For Management 13.2 Elect Mo Rongying as Supervisor For For Management -------------------------------------------------------------------------------- LUYANG ENERGY-SAVING MATERIALS CO., LTD. Ticker: 002088 Security ID: Y76822124 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares as well as Adjustment of Repurchase Price 3 Amend Articles of Association For For Management 4 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- LUYANG ENERGY-SAVING MATERIALS CO., LTD. Ticker: 002088 Security ID: Y76822124 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve to Appoint Auditor For For Management 6.2 Approve Remuneration of Auditor For For Management 7 Elect Li Jun as Independent Director For For Management -------------------------------------------------------------------------------- LUYE PHARMA GROUP LTD. Ticker: 2186 Security ID: G57007109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Rong Bing as Director For For Management 2b Elect Sun Xin as Director For For Management 2c Elect Lo Yuk Lam as Director For For Management 2d Elect Leung Man Kit as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- LUZHOU LAOJIAO CO., LTD. Ticker: 000568 Security ID: Y5347R104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7.1 Elect Liu Miao as Director For For Shareholder 7.2 Elect Lin Feng as Director For For Shareholder 7.3 Elect Wang Hongbo as Director For For Shareholder 7.4 Elect Shen Caihong as Director For For Shareholder 7.5 Elect Qian Xu as Director For For Management 7.6 Elect Ying Hanjie as Director For For Management 8.1 Elect Liu Junhai as Director For For Management 8.2 Elect Chen Youan as Director For For Management 8.3 Elect Sun Dongsheng as Director For For Management 8.4 Elect Lyu Xianpei as Director For For Management 9.1 Elect Yang Ping as Supervisor For For Management 9.2 Elect Lian Jing as Supervisor For For Management 9.3 Elect Guo Shihua as Supervisor For For Management -------------------------------------------------------------------------------- LVGEM (CHINA) REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 95 Security ID: G5727E103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Huang Jingshu as Director For For Management 3 Elect Tang Shouchun as Director For For Management 4 Elect Ye Xingan as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Against Management Dividends 3 Fix Number of Directors at Six For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Consuelo Saraiva Leao Dias Branco as Board Chairman and Maria Regina Saraiva Leao Dias Branco as Alternate 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Claudio Saraiva Leao Dias Branco as Board Vice-Chairman 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria das Gracas Dias Branco da Escossia as Director and Francisco Marcos Saraiva Leao Dias Branco as Alternate 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Fontes Iunes as Independent Director and Francisco Ivens de Sa Dias Branco Junior as Alternate 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Affonso Ferreira as Independent Director and Daniel Mota Gutierrez as Alternate 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Perecim Funis as Independent Director and Luiza Andrea Farias Nogueira as Alternate 8 Approve Classification of Independent For For Management Directors 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS Ticker: MDIA3 Security ID: P64876108 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Remuneration of Company's For Against Management Management of 2020 2 Approve Remuneration of Company's For For Management Management 3 Amend Articles and Consolidate Bylaws For For Management 4 Approve Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- M.VIDEO PJSC Ticker: MVID Security ID: X5596G107 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 30 per Share For For Management 2 Approve New Edition of Charter For For Management 3 Approve New Edition of Regulations on For For Management General Meetings 4 Approve New Edition of Regulations on For Against Management Board of Directors 5 Approve New Edition of Regulations on For For Management Management 6 Approve New Edition of Regulations on For For Management CEO 7 Approve New Edition of Regulations on For For Management Audit Commission -------------------------------------------------------------------------------- M.VIDEO PJSC Ticker: MVID Security ID: X5596G107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management -------------------------------------------------------------------------------- M.VIDEO PJSC Ticker: MVID Security ID: X5596G107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 38 per Share 2.1 Elect Andreas Blase as Director None Against Management 2.2 Elect Said Gutseriev as Director None Against Management 2.3 Elect Ekaterina Lapshina as Director None Against Management 2.4 Elect Avet Mirakian as Director None Against Management 2.5 Elect Vladimir Preobrazhenskii as None For Management Director 2.6 Elect Aleksandr Tynkovan as Director None Against Management 2.7 Elect Fernandez Aisa Enrique Angel as None Against Management Director 2.8 Elect John Julian Browett as Director None Against Management 2.9 Elect Riccardo Orcel as Director None Against Management 3.1 Elect Evgenii Bezlik as Member of For For Management Audit Commission 3.2 Elect Andrei Gorokhov as Member of For For Management Audit Commission 3.3 Elect Aleksei Rozhkovskii as Member of For For Management Audit Commission 4 Approve Remuneration of Members of For For Management Audit Commission 5 Ratify Deloitte & Touche CIS as Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management Remuneration of Directors -------------------------------------------------------------------------------- MAANSHAN IRON & STEEL COMPANY LIMITED Ticker: 323 Security ID: Y5361G117 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Final Profit Distribution Plan For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 6 Approve Ernst & Young Hua Ming LLP For For Shareholder (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MABANEE CO. SAK Ticker: MABANEE Security ID: M6782J113 Meeting Date: MAR 08, 2021 Meeting Type: Annual/Special Record Date: MAR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Corporate Governance, For Against Management Remuneration, and Audit Committee Reports for FY 2020 4 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 5 Approve Special Report on Penalties For For Management and Violations for FY 2020 6 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 7 Approve Transfer of 10 Percent of Net For For Management Income to Statutory Reserve for FY 2020 8 Approve Transfer of 10 Percent of Net For For Management Income to Optional Reserve for FY 2020 9 Approve Transfer of Treasury Reserve For For Management Balance to Optional Reserve for FY 2020 10 Approve Transfer of KWD 6,482,213 from For For Management Optional Reserve for FY 2020 to Retained Earning 11 Approve Dividends of KWD 0.006 per For For Management Share for FY 2020 12 Authorize Bonus Shares Issue For For Management Representing 6 Percent of the Share Capital for FY 2020 13 Approve the Time Table of Allocation For For Management of Income for FY 2020 and Authorize Board to Distribute Bonus Share and Dispose of Fraction Shares 14 Approve Remuneration of Directors of For For Management KWD 370,000 for FY 2020 15 Authorize Share Repurchase Program of For For Management up to 10 Percent of Issued Share Capital 16 Approve Discharge of Directors for FY For For Management 2020 17 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 1 Authorize Capitalization of Reserves For For Management for Bonus Issue by Issuing 66,305,638 Bonus Shares 2 Amend Article 6 of Memorandum of For For Management Association and Article 5 of Bylaws -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2.1 Approve Amendments to Articles of For For Management Association 2.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.4 Amend Related Party Transaction System For For Management 2.5 Amend Management System of External For For Management Investments 2.6 Amend Management System for Providing For For Management External Guarantees 2.7 Amend Management System of Raised Funds For For Management 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Supplemental Confirmation of For For Management Related Party Transactions and Additional Daily Related Party Transactions 10 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application to Agricultural Bank of China 2 Approve Comprehensive Credit Line For For Management Application to Industrial Bank Co., Ltd. 3 Approve Provision of Guarantee For For Management 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve Adjustment of Repurchase and For For Management Cancellation in the Use Remaining Shares for Special Securities Account 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MACCURA BIOTECHNOLOGY CO., LTD. Ticker: 300463 Security ID: Y7T31T106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7.1 Approve Daily Related Party For For Management Transactions with DLAB Scientific Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with Citotest Labware Manufacturing Co., Ltd. 7.3 Approve Daily Related Party For For Management Transactions with Ingram Medical (Hangzhou) Medical Technology Co., Ltd. 8 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 9 Approve Application of Credit Line and For For Management Provision of Guarantees -------------------------------------------------------------------------------- MACROLINK CULTURALTAINMENT DEVELOPMENT CO., LTD. Ticker: 000620 Security ID: Y6147N103 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Provision of Guarantee For Against Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Loan by Related For For Management Party and Related Party Transactions 9.1 Elect Fu Jun as Non-Independent For For Management Director 9.2 Elect Ma Chenshan as Non-Independent For For Management Director 9.3 Elect Gou Yongping as Non-Independent For For Management Director 9.4 Elect Feng Jianjun as Non-Independent For For Management Director 9.5 Elect Zhang Jian as Non-Independent For For Management Director 9.6 Elect Yang Yunfeng as Non-Independent For For Management Director 10.1 Elect Ding Mingshan as Independent For For Management Director 10.2 Elect Yang Jinguo as Independent For For Management Director 10.3 Elect Zhao Zhongjie as Independent For For Management Director 11.1 Elect Shi Xiurong as Supervisor For For Management 11.2 Elect Wang Huifang as Supervisor For For Management 12 Approve Allowance of Directors For For Management 13 Approve Allowance of Supervisors For For Management 14 Approve Shareholder Return Plan For For Management 15 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MACROLINK CULTURALTAINMENT DEVELOPMENT CO., LTD. Ticker: 000620 Security ID: Y6147N103 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MACROLINK CULTURALTAINMENT DEVELOPMENT CO., LTD. Ticker: 000620 Security ID: Y6147N103 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- MACROLINK CULTURALTAINMENT DEVELOPMENT CO., LTD. Ticker: 000620 Security ID: Y6147N103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Provision of Guarantee For Against Management 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve to Sign the Supplementary For For Management Agreement of the Equity Transfer Agreement -------------------------------------------------------------------------------- MACRONIX INTERNATIONAL CO., LTD. Ticker: 2337 Security ID: Y5369A104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Marketable For For Management Securities via Public Offering or Private Placement 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E. Ticker: MNHD Security ID: M6879R101 Meeting Date: DEC 13, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company's Shares in El For Did Not Vote Management Nasr Facilities 2 Amend the Resolution Approved in the For Did Not Vote Management Previous Shareholders Meeting Held on 10 March 2020 Regarding the Allocation of Income for FY 2019 3 Ratify Changes in the Composition of For Did Not Vote Management the Board and Renew its Term -------------------------------------------------------------------------------- MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E. Ticker: MNHD Security ID: M6879R101 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2020 5 Approve Corporate Governance Report For Did Not Vote Management and Related Auditors' Report for FY 2020 6 Approve Charitable Donations above EGP For Did Not Vote Management 1,000 for FY 2021 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 8 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2021 9 Approve Related Party Transactions for For Did Not Vote Management FY 2020 and FY 2021 10 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2020 -------------------------------------------------------------------------------- MADINET NASR FOR HOUSING & DEVELOPMENT S.A.E. Ticker: MNHD Security ID: M6879R101 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws For Did Not Vote Management 2 Authorize Chairman, Managing Director For Did Not Vote Management or Assigned Delegate to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increase without For For Management Preemptive Rights Approved at the Oct. 30, 2019 Board Meeting 2 Rectify Remuneration of Company's For For Management Management Approved at the April 12, 2019, AGM 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: JUL 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiza Helena Trajano Inacio Rodrigues as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Jose Ferreira e Silva as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Renato Donzelli as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Paschoal Rossetti as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Betania Tanure de Barros as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Silvio Romero de Lemos Meira as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ines Correa de Souza as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Fiscal Council Members For Abstain Management 11 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 12 Elect Eduardo Christovam Galdi None For Shareholder Mestieri as Fiscal Council Member and Thiago Costa Jacinto as Alternate Appointed by Minority Shareholder 13 As an Ordinary Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 14 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: OCT 07, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 4-for-1 Stock Split For For Management 2 Amend Articles 5 and 7 to Reflect For For Management Changes in Share Capital and Authorized Capital Respectively 3 Authorize Executives to Ratify and For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Eight For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiza Helena Trajano Inacio Rodrigues as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Jose Ferreira e Silva as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Renato Donzelli as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Kumruian as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ines Correa de Souza as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Paschoal Rossetti as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Betania Tanure de Barros as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Silvio Romero de Lemos Meira as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Fix Number of Fiscal Council Members For For Management at Three 11 Elect Fiscal Council Members For Abstain Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 Elect Eduardo Christovam Galdi None For Shareholder Mestieri as Fiscal Council Member and Thiago Costa Jacinto as Alternate Appointed by Minority Shareholder 14 Approve Remuneration of Company's For For Management Management 15 Approve Remuneration of Fiscal Council For For Management Members 16 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- MAGAZINE LUIZA SA Ticker: MGLU3 Security ID: P6425Q109 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 18 Re: Increase in Board For For Management Size 2 Amend Articles 22 and 27 For For Management 3 Amend Articles 23 and 26 For For Management 4 Consolidate Bylaws For For Management 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: X51729105 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 245. For For Management 31 per Share for First Nine Months of Fiscal 2020 2 Approve New Edition of Charter For For Management 3 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 245. For For Management 31 per Share for First Nine Months of Fiscal 2020 2 Approve New Edition of Charter For For Management 3 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: X51729105 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 245.31 per Share 4.1 Elect Aleksandr Vinokurov as Director None Against Management 4.2 Elect Timothy Demchenko as Director None Against Management 4.3 Elect Jan Dunning as Director None Against Management 4.4 Elect Sergei Zakharov as Director None Against Management 4.5 Elect Hans Koch as Director None For Management 4.6 Elect Evgenii Kuznetsov as Director None Against Management 4.7 Elect Aleksei Makhnev as Director None Against Management 4.8 Elect Gregor Mowat as Director None Against Management 4.9 Elect Charles Ryan as Director None For Management 4.10 Elect James Simmons as Director None Against Management 5 Ratify RAS Auditor For For Management 6 Ratify IFRS Auditor For Against Management 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 245.31 per Share 4.1 Elect Aleksandr Vinokurov as Director None Against Management 4.2 Elect Timothy Demchenko as Director None Against Management 4.3 Elect Jan Dunning as Director None Against Management 4.4 Elect Sergei Zakharov as Director None Against Management 4.5 Elect Hans Koch as Director None For Management 4.6 Elect Evgenii Kuznetsov as Director None Against Management 4.7 Elect Aleksei Makhnev as Director None Against Management 4.8 Elect Gregor Mowat as Director None Against Management 4.9 Elect Charles Ryan as Director None For Management 4.10 Elect James Simmons as Director None Against Management 5 Ratify RAS Auditor For For Management 6 Ratify IFRS Auditor For Against Management 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.607 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 2.391 For For Management per Share for First Nine Months of Fiscal 2020 -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS PJSC Ticker: MAGN Security ID: X5171A103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report For For Management 1.2 Approve Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends of RUB 0.945 per For For Management Share 3.1 Elect Viktor Rashnikov as Director None Against Management 3.2 Elect Andrei Eremin as Director None Against Management 3.3 Elect Rashid Ismailov as Director None For Management 3.4 Elect Valerii Martsinovich as Director None For Management 3.5 Elect Ralf Morgan as Director None For Management 3.6 Elect Olga Naumova as Director None For Management 3.7 Elect Mikhail Oseevskii as Director None For Management 3.8 Elect Olga Rashnikova as Director None Against Management 3.9 Elect Sergei Ushakov as Director None Against Management 3.10 Elect Pavel Shiliaev as Director None Against Management 4 Ratify PricewaterhouseCoopers as For Against Management Auditor 5 Approve Remuneration of Directors For For Management 6 Approve Interim Dividends of RUB 1.795 For For Management per Share for First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- MAGNUM BERHAD Ticker: 3859 Security ID: Y61831106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Remuneration For For Management (Excluding Directors' Fees) 3 Elect Surin Upatkoon as Director For For Management 4 Elect Lim Tiong Chin as Director For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MAGYAR TELEKOM TELECOMMUNICATIONS PLC Ticker: MTEL Security ID: X5187V109 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Management Board Report on None None Management Company's and Group's Operations, Business Policy, and Financial Standing 2 Approve Consolidated Financial None None Management Statements and Statutory Reports 3 Approve Financial Statements and None None Management Statutory Reports 4 Approve Allocation of Income and None None Management Dividends 5.1 Approve Report on Share Repurchase None None Management Program Approved at 2020 AGM 5.2 Authorize Share Repurchase Program None None Management 6 Approve Company's Corporate Governance None None Management Statement 7.1 Approve Discharge of Management Board None None Management for Fiscal 2020 7.2 Approve Discharge of Management Board None None Management for Fiscal 2019 8 Approve Remuneration of Management None None Management Board Members 9 Approve Reduction in Share Capital None None Management 10 Approve PricewaterhouseCoopers None None Management Auditing Ltd. as Auditor and Authorize Board to Fix Its Remuneration -------------------------------------------------------------------------------- MAHANAGAR GAS LIMITED Ticker: 539957 Security ID: Y5S732109 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend and Special Dividend 3 Reelect Sanjib Datta as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Material Related Party For For Management Transactions 6 Elect Syed S. Hussain as Director For For Management 7 Reelect Radhika Vijay Haribhakti as For Against Management Director 8 Elect Manoj Jain as Director For For Management -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: AUG 10, 2020 Meeting Type: Annual Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect V. S. Parthasarathy as Director For For Management 4 Approve Increase in Borrowing Powers For For Management and Pledging of Assets for Debt -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED Ticker: 532720 Security ID: Y53987122 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rebecca Nugent as Director For For Management 2 Elect Amit Raje as Director For For Management -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA LIMITED Ticker: 500520 Security ID: Y54164150 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Anand G. Mahindra as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Redesignation and Remuneration For Against Management of Pawan Goenka as Managing Director and Chief Executive Officer and Approve Reappointment of Pawan Goenka as Managing Director Designated as Managing Director and Chief Executive Officer 7 Elect Anish Shah as Director For For Management 8 Approve Appointment and Remuneration For For Management of Anish Shah as Whole-Time Director Designated as Deputy Managing Director and Group Chief Financial Officer and as Managing Director designated as Managing Director and Chief Executive Officer 9 Elect Rajesh Jejurikar as Director For For Management 10 Approve Appointment and Remuneration For For Management of Rajesh Jejurikar as Whole-Time Director Designated as Executive Director (Automotive and Farm Sectors) 11 Elect CP Gurnani as Director For For Management -------------------------------------------------------------------------------- MAHINDRA & MAHINDRA LIMITED Ticker: 500520 Security ID: Y54164150 Meeting Date: SEP 12, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer/Dilution of Stake in For For Management SsangYong Motor Company, a Material Subsidiary of the Company -------------------------------------------------------------------------------- MAHINDRA CIE AUTOMOTIVE LIMITED Ticker: 532756 Security ID: Y53867100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shriprakash Shukla as Director For For Management 3 Reelect Jesus Maria Herrera For For Management Barandiaran as Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Revision in the Remuneration For For Management of Manoj Mullassery Menon as Whole-time Director (Designated as Executive Director) -------------------------------------------------------------------------------- MAHLE METAL LEVE SA Ticker: LEVE3 Security ID: P6528U106 Meeting Date: SEP 25, 2020 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 Re: Corporate Purpose For For Management -------------------------------------------------------------------------------- MAHLE METAL LEVE SA Ticker: LEVE3 Security ID: P6528U106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends and Ratify Interest-on-Capital-Stock Payment 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Axel Erhard Brod as Fiscal For Abstain Management Council Member and Camila Pagliato Figueiredo as Alternate 5.2 Elect Helio Carlo de Lamare Cox as For Abstain Management Fiscal Council Member and Dimas Lazarini Silveira Costa as Alternate 6 Elect Mario Probst as Fiscal Council None For Shareholder Member and Massao Fabio Oya as Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- MAJOR CINEPLEX GROUP PUBLIC CO. LTD. Ticker: MAJOR Security ID: Y54190130 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance For For Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payments For For Management 5.1 Elect Chai Jroongtanapibarn as Director For For Management 5.2 Elect Kraithip Krairiksh as Director For For Management 5.3 Elect Thanakorn Puriwekin as Director For For Management 5.4 Elect Prasert Bunsumpun as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- MAJOR CINEPLEX GROUP PUBLIC CO. LTD. Ticker: MAJOR Security ID: Y54190130 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Omission of Dividend Payment 5.1 Elect Paradee Poolvaraluk as Director For For Management 5.2 Elect Verawat Ongvasith as Director For For Management 5.3 Elect Satian Pooprasert as Director For For Management 5.4 Elect Chonthicha Chitrarporn as For For Management Director 6 Approve Remuneration and Meeting For For Management Allowance of Directors 7 Approve PricewaterhouseCooper ABAS as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Debentures 9 Other Business For Against Management -------------------------------------------------------------------------------- MAKALOT INDUSTRIAL CO., LTD. Ticker: 1477 Security ID: Y5419P101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MALAKOFF CORPORATION BERHAD Ticker: 5264 Security ID: Y5401R107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hasni Harun as Director For For Management 2 Elect Khalib Mohamad Noh as Director For For Management 3 Elect Anwar Syahrin Abdul Ajib as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits by the For For Management Company to Non-Executive Directors 6 Approve Directors' Benefits by the For For Management Subsidiaries of the Company to Directors 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Authorize Share Repurchase Program For For Management 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- MALAYAN BANKING BERHAD Ticker: 1155 Security ID: Y54671105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Abdul Farid Alias as Director For For Management 3 Elect R. Karunakaran as Director For For Management 4 Elect Edwin Gerungan as Director For For Management 5 Elect Che Zakiah Che Din as Director For For Management 6 Elect Zamzamzairani Mohd Isa as For For Management Director 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits For For Management 9 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of New Ordinary For For Management Shares Under the Recurrent and Optional Dividend Reinvestment Plan -------------------------------------------------------------------------------- MALAYSIA BUILDING SOCIETY BERHAD Ticker: 1171 Security ID: Y56103107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 4 Elect Azlan bin Mohd Zainol as Director For For Management 5 Elect Sazaliza bin Zainuddin as For For Management Director 6 Elect Loh Leong Hua as Director For For Management 7 Elect Moslim bin Othman as Director For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- MALAYSIAN RESOURCES CORPORATION BERHAD Ticker: 1651 Security ID: Y57177100 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rohaya Mohammad Yusof as Director For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Dividend Reinvestment Plan and For For Management Issuance of New Ordinary Shares Under the Plan 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MALAYSIAN RESOURCES CORPORATION BERHAD Ticker: 1651 Security ID: Y57177100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kamaruzaman Wan Ahmad as Director For For Management 2 Elect Mohd Imran Mohamad Salim as For For Management Director 3 Approve Directors' Fees For For Management 4 Approve Directors' Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For For Management 7 Approve Issuance of New Shares Under For For Management the Dividend Reinvestment Plan -------------------------------------------------------------------------------- MANAPPURAM FINANCE LIMITED Ticker: 531213 Security ID: Y5759P141 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Gautam Ravi Narayan as Director For For Management 3 Elect Harshan Kollara Sankarakutty as For For Management Director 4 Elect Shailesh Jayantilal Mehta as For For Management Director 5 Amend Incidental Objects in the For For Management Memorandum of Association 6 Approve Increase in Borrowing Powers For For Management 7 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- MANGALORE REFINERY & PETROCHEMICALS LIMITED Ticker: 500109 Security ID: Y5763P137 Meeting Date: SEP 18, 2020 Meeting Type: Annual Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vinod S. Shenoy as Director For Against Management 3 Reelect Subhash Kumar as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management the Joint Statutory Auditors 5 Elect Sunil Kumar as Director For Against Management 6 Elect Pomila Jaspal as Director For Against Management 7 Elect Sanjay Varma as Director For Against Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Unsecured For For Management Non-Convertible Debentures (NCDs)/Bonds -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Purchase Agreement for the For For Management Right of Network Communication of TV Program Information 3 Approve Joint Investment Promotion For For Management Framework Agreement 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Amend Related-Party Transaction For For Management Management System 9 Amend External Guarantee System For For Management -------------------------------------------------------------------------------- MANGO EXCELLENT MEDIA CO., LTD. Ticker: 300413 Security ID: Y306B1109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Application of Bank Credit For For Management Lines 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Equity Transfer For For Management 9 Approve the General Election of the For For Management Company's Board of Directors 10 Approve the General Election of the For For Management Company's Board of Supervisors 11.1 Elect Zhang Huali as Director For For Management 11.2 Elect Luo Weixiong as Director For For Management 11.3 Elect Zhang Yong as Director For For Management 11.4 Elect Cai Huaijun as Director For For Management 11.5 Elect Liu Xin as Director For For Management 11.6 Elect Tang Liang as Director For For Management 12.1 Elect Zhong Hongming as Director For For Management 12.2 Elect Xiao Xing as Director For For Management 12.3 Elect Liu Yuhui as Director For For Management 13.1 Elect Yang Yun as Supervisor For For Management 13.2 Elect Li Jiaochun as Supervisor For For Management -------------------------------------------------------------------------------- MANILA ELECTRIC COMPANY Ticker: MER Security ID: Y5764J148 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of Stockholders held on May 26, 2020 2 Approve 2020 Audited Consolidated For For Management Financial Statements 3 Ratify Acts of the Board and Management For For Management 4.1 Elect Anabelle L. Chua as Director For Against Management 4.2 Elect Ray C. Espinosa as Director For For Management 4.3 Elect James L. Go as Director For Against Management 4.4 Elect Frederick D. Go as Director For Against Management 4.5 Elect Lance Y. Gokongwei as Director For Against Management 4.6 Elect Lydia B. Echauz as Director For For Management 4.7 Elect Jose Ma. K. Lim as Director For Against Management 4.8 Elect Artemio V. Panganiban as Director For For Management 4.9 Elect Manuel V. Pangilinan as Director For Against Management 4.10 Elect Pedro E. Roxas as Director For For Management 4.11 Elect Victorico P. Vargas as Director For Against Management 5 Appoint External Auditors For For Management -------------------------------------------------------------------------------- MANILA WATER COMPANY, INC. Ticker: MWC Security ID: Y56999108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify the Acts of the Board of For For Management Directors and Officers 4.1 Elect Fernando Zobel de Ayala as For For Management Director 4.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.3 Elect Jose Rene Gregory D. Almendras For For Management as Director 4.4 Elect Antonino T. Aquino as Director For For Management 4.5 Elect Gerardo C. Ablaza, Jr. as For For Management Director 4.6 Elect John Eric T. Francia as Director For For Management 4.7 Elect Delfin L. Lazaro as Director For For Management 4.8 Elect Sherisa P. Nuesa as Director For For Management 4.9 Elect Cesar A. Buenaventura as Director For For Management 4.10 Elect Eric O. Recto as Director For For Management 4.11 Elect Octavio Victor R. Espiritu as For For Management Director 5 Elect External Auditor and Fix Its For For Management Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- MAOYAN ENTERTAINMENT Ticker: 1896 Security ID: G5804A107 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Zheng Zhihao as Director For For Management 2a2 Elect Li Xiaoping as Director For For Management 2a3 Elect Wang Jian as Director For For Management 2a4 Elect Chan Charles Sheung Wai as For For Management Director 2a5 Elect Yin Hong as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares 4D Approve Grant of RSU Annual Mandate to For For Management Issue Shares Under the RSU Scheme 4E Approve Grant of Options to Zheng For For Management Zhihao -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Implementation of For For Management Horizontal Competition Preventive Commitment of Controlling Shareholder and Ultimate Controller -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Provision of External For For Management Guarantee 2 Approve Signing of Guarantee Recovery For For Management Agreement -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension on the Performance For For Management Commitment of Maoye Department Store (China) Co., Ltd and Zhongzhao Investment Management Co., Ltd and Signing of Supplemental Agreement 2 Approve Extension on the Performance For For Management Commitment of Shenzhen Maoye Commercial Building Co., Ltd and Signing of Supplemental Agreement -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management 2 Approve Replacement of Collateral for For For Management Bank Loans -------------------------------------------------------------------------------- MAOYE COMMERCIAL CO., LTD. Ticker: 600828 Security ID: Y13065100 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MARCOPOLO SA Ticker: POMO4 Security ID: P64331112 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cristiano Machado as Fiscal None For Shareholder Council Member and Roberto Lamb as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- MARFRIG GLOBAL FOODS SA Ticker: MRFG3 Security ID: P64386116 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 2 Approve Increase in Authorized Capital For Did Not Vote Management and Amend Article 6 Accordingly 3 Amend Article 16 Re: Fix Minimum For Did Not Vote Management Number of Board Members to Three 4 Amend Article 26 For Did Not Vote Management 5 Amend Articles Re: Compliance with For Did Not Vote Management Regulations of Novo Mercado of B3 6 Remove Articles For Did Not Vote Management 7 Amend Article 1 For Did Not Vote Management 8 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- MARFRIG GLOBAL FOODS SA Ticker: MRFG3 Security ID: P64386116 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Elect Directors For Did Not Vote Management 3 In Case There is Any Change to the None Did Not Vote Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Roberto Silva Waack as Independent Director 5.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Alain Emilie Henry Martinet as Director 5.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Marcos Antonio Molina dos Santos as Director 5.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Maria Aparecida Pascoal Marcal dos Santos as Director 5.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Rodrigo Marcal Filho as Director 5.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Antonio dos Santos Maciel Neto as Independent Director 5.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Herculano Anibal Alves as Independent Director 6 Elect Fiscal Council Members For Did Not Vote Management 7 In Case One of the Nominees Leaves the None Did Not Vote Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 8 Elect Axel Erhard Brod as Fiscal None Did Not Vote Shareholder Council Member and Christiano Ernesto Burmeister as Alternate Appointed by Minority Shareholder 9 Approve Remuneration of Company's For Did Not Vote Management Management and Fiscal Council 10 Approve Allocation of Income and For Did Not Vote Management Dividends -------------------------------------------------------------------------------- MARICO LIMITED Ticker: 531642 Security ID: Y5841R170 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Rishabh Mariwala as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Elect Sanjay Dube as Director For For Management 5 Elect Kanwar Bir Singh Anand as For For Management Director 6 Approve Remuneration Payable to Harsh For For Management Mariwala as Chairman of the Board and Non-Executive Director -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension Period of the For For Management Company's Employee Share Purchase Plan -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Guarantee Plan For For Management 3 Approve Provision of Guarantee For Against Management 4 Approve Mortgage Loan For For Management 5 Approve Entrusted Asset Management For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kou Weiping as Director For For Management 1.2 Elect Mark Feng as Director For For Management 1.3 Elect Mou Li as Director For For Management 1.4 Elect Zhao Jing as Director For For Management 1.5 Elect Huang Xin as Director For For Management 1.6 Elect Wan Xiangyong as Director For For Management 2.1 Elect Li Wei as Director For For Management 2.2 Elect Shen Jianwen as Director For For Management 2.3 Elect Ma Xiaojun as Director For For Management 3.1 Elect Hou Bing as Supervisor For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditors and Payment of Their Remuneration 7 Approve Appointment of Internal For For Management Control Auditors and Payment of Their Remuneration 8 Approve Report of the Independent For For Management Directors 9 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 10 Approve Amendments to Articles of For For Management Association 11 Approve Shareholder Return Plan For Against Management 12 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Additional Mortgage Loan For For Management -------------------------------------------------------------------------------- MARKOR INTERNATIONAL HOME FURNISHINGS CO., LTD. Ticker: 600337 Security ID: Y5846T106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Employee Share For For Management Purchase Plan -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LIMITED Ticker: 532500 Security ID: Y7565Y100 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Kenichi Ayukawa as Director For For Management 4 Reelect Takahiko Hashimoto as Director For For Management 5 Elect Kenichiro Toyofuku as Director For For Management and Approve Appointment and Remuneration of Kenichiro Toyofuku as Whole-Time Director Designated as Director (Corporate Planning) 6 Elect Maheswar Sahu as Director For For Management 7 Elect Hisashi Takeuchi as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LIMITED Ticker: 532500 Security ID: Y7565Y100 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- MAS REAL ESTATE, INC. Ticker: MSP Security ID: G5884M104 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint PricewaterhouseCoopers LLC For For Management (PwC) as Auditors with Nicola Shepstone as the Designated Audit Partner 3 Elect Brett Nagle as Director For For Management 4 Elect Claudia Pendred as Director For For Management 5 Elect Dan Pascariu as Director For For Management 6 Elect Vasile Iuga as Director For For Management 7 Re-elect Pierre Goosen as Director For For Management 8 Re-elect Werner Alberts as Director For For Management 9 Authorise Repurchase of Issued Share For Against Management Capital 10 Authorise Board to Issue Shares for For For Management Cash 11 Amend Articles of Association Re: For For Management Amendments to Comply with the Malta Companies Act 12 Amend Articles of Association Re: For For Management Inclusion of Mandatory Offer Protection to Minority Shareholders 13 Amend Articles of Association Re: For For Management Inclusion of "Squeeze-Out" Rights 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For Against Management Report 16 Authorise Issue of Shares under the For For Management Share Incentive Scheme 17 Approve Change of Company Name to MAS For For Management P.L.C. -------------------------------------------------------------------------------- MASSMART HOLDINGS LTD. Ticker: MSM Security ID: S4799N122 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect JP Suarez as Director For For Management 2 Re-elect Charles Redfield as Director For For Management 3 Re-elect Olufunke Ighodaro as Director For For Management 4 Reappoint Ernst & Young Inc as For For Management Auditors with Roger Hillen as the Audit Partner 5.1 Re-elect Olufunke Ighodaro as Chairman For For Management of the Audit Committee 5.2 Re-elect Lindiwe Mthimunye as Member For For Management of the Audit Committee 5.3 Re-elect Dr Lulu Gwagwa as Member of For For Management the Audit Committee 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Fees of the Chairman of the For For Management Board 2.2 Approve Fees of the Deputy Chairman of For For Management the Board 2.3 Approve Fees of the Independent For For Management Non-Executive Directors 2.4 Approve Fees of the Audit Committee For For Management Chairman 2.5 Approve Fees of the Risk Committee For For Management Chairman 2.6 Approve Fees of the Remuneration For For Management Committee Chairman 2.7 Approve Fees of the Nominations and For For Management Social and Ethics Committee Chairmen 2.8 Approve Fees of the Audit Committee For For Management Members 2.9 Approve Fees of the Other Board For For Management Committee Members 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- MAVI GIYIM SANAYIVE VE TICARET AS Ticker: MAVI Security ID: M68551114 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2019 7 Approve Director Remuneration For For Management 8 Ratify External Auditors For For Management 9 Approve Allocation of Income For For Management 10 Approve Upper Limit of Donations for For For Management the Current Fiscal Year and Receive Information on Donations Made in Previous Fiscal Year 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 13 Wishes None None Management -------------------------------------------------------------------------------- MAVI GIYIM SANAYIVE VE TICARET AS Ticker: MAVI Security ID: M68551114 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2020 9 Approve Director Remuneration For For Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For For Management the Current Fiscal Year and Receive Information on Donations Made in Previous Fiscal Year 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 14 Wishes None None Management -------------------------------------------------------------------------------- MAX FINANCIAL SERVICES LIMITED Ticker: 500271 Security ID: Y5903C145 Meeting Date: DEC 30, 2020 Meeting Type: Annual Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Sahil Vachani as Director For For Management 4 Approve Deloitte Haskins and Sells, For For Management LLP as Auditors and Authorize Board to Fix Their Remuneration 5 Reelect Naina Lal Kidwai as Director For Against Management 6 Approve Reappointment and Remuneration For For Management of Mohit Talwar as Managing Director 7 Accept Valuation Report For For Management 8 Approve Limits for Purchase of For For Management Securities of Max Life Insurance Company Limited 9 Elect Hideaki Nomura as Director For For Management 10 Elect Mitsuru Yasuda as Director For For Management -------------------------------------------------------------------------------- MAX FINANCIAL SERVICES LIMITED Ticker: 500271 Security ID: Y5903C145 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Commission to For For Management Non-Executive Directors 2 Approve Payment of Annual Compensation For For Management to Analjit Singh as Non-Executive Chairman -------------------------------------------------------------------------------- MAXIS BERHAD Ticker: 6012 Security ID: Y58460109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert Alan Nason as Director For Against Management 2 Elect Mohammed Abdullah K. Alharbi as For Against Management Director 3 Elect Abdulaziz Abdullah M. Alghamdi For For Management as Director 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For Against Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Alvin Michael Hew Thai Kheam For For Management to Continue Office as Independent Non-Executive Director 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Malaysia Holdings Berhad and/or its Affiliates 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn. Bhd. and/or its Affiliates 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its Affiliates 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Communications Berhad and/or its affiliates 12 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Saudi Telecom Company and/or its Affiliates 13 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with SRG Asia Pacific Sdn. Bhd. 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Malaysian Landed Property Sdn. Bhd. and/or its Affiliates -------------------------------------------------------------------------------- MAXSCEND MICROELECTRONICS CO., LTD. Ticker: 300782 Security ID: Y5840E105 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Zhihan as Non-Independent For For Management Director 1.2 Elect FENG CHENHUI as Non-Independent For For Management Director 1.3 Elect TANG ZHUANG as Non-Independent For For Management Director 1.4 Elect Yao Lisheng as Non-Independent For For Management Director 1.5 Elect Wang Xuefeng as Non-Independent For For Management Director 2.1 Elect Xu Wei as Independent Director For For Management 2.2 Elect Song Jian as Independent Director For For Management 2.3 Elect Xu Yixing as Independent Director For For Management 3.1 Elect Chen Bi as Supervisor For For Management 3.2 Elect Ye Shifen as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MAXSCEND MICROELECTRONICS CO., LTD. Ticker: 300782 Security ID: Y5840E105 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MAXSCEND MICROELECTRONICS CO., LTD. Ticker: 300782 Security ID: Y5840E105 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Idle Own Funds for Cash For For Management Management 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 6 Amend Working System for Independent For Against Management Directors 7 Amend Management System of Raised Funds For Against Management 8 Amend Management System for Providing For Against Management External Guarantees 9 Amend Related-Party Transaction For Against Management Management System 10 Amend Information Disclosure For Against Management Management System 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MAXSCEND MICROELECTRONICS CO., LTD. Ticker: 300782 Security ID: Y5840E105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Profit Distribution For For Management 6 Approve Changes in Registered Capital For For Management and Amend Articles of Association 7 Approve Annual Report and Summary For For Management 8 Approve Signing of Cooperation For For Management Agreement for Further External Investment -------------------------------------------------------------------------------- MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED Ticker: MBKET Security ID: Y47925683 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Report None None Management 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Omission of Dividend Payment For For Management 5.1 Elect Sopawadee Lertmanaschai as For For Management Director 5.2 Elect Montree Sornpaisarn as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committee Members 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve the Renewal of Debenture For For Management Program 9 Approve Issuance and Offering of For For Management Structured Notes 10 Approve Issuance and Offering of For For Management Derivative Warrants and Acknowledge the Risk Management Policy 11 Amend Articles of Association For For Management 12 Other Business For Against Management -------------------------------------------------------------------------------- MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED Ticker: MBKET Security ID: Y47925683 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Areepong Bhoocha-oom as Director For For Management 5.2 Elect Koh Swee Ong as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve the Renewal of Debenture For For Management Program 9 Authorize Issuance of Structured Notes For For Management 10 Amend Articles of Association For For Management 11 Other Business For Against Management -------------------------------------------------------------------------------- MAYINGLONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 600993 Security ID: Y97116100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Use of Own Funds for Entrusted For For Management Asset Management 9.1 Elect Ye Qi as Supervisor For For Management -------------------------------------------------------------------------------- MBK PUBLIC CO. LTD. Ticker: MBK Security ID: Y5925H148 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 5.1 Elect Banterng Tantivit as Director For For Management 5.2 Elect Suphadej Poonpipat as Director For For Management 5.3 Elect Panit Pulsirivong as Director For For Management 5.4 Elect Atipon Tantivit as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Increase in the Amount Limit For For Management for Issuance of Debentures 9 Amend Articles of Association re: For For Management Electronic Meetings 10 Approve Increase in Registered Capital For For Management 11 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 12 Approve Allocation of Newly Issued For For Management Ordinary Shares Under the General Mandate 13 Other Business For Against Management -------------------------------------------------------------------------------- MBK PUBLIC CO. LTD. Ticker: MBK Security ID: Y5925H148 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Decrease in Registered Capital For For Management 3 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 4 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares 5 Approve Increase in Registered Capital For For Management to Reserve for the Issuance of Warrants 6 Approve Increase in Registered Capital For For Management under the General Mandate 7 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 8 Approve Allocation of Newly Issued For For Management Ordinary Shares for the Exercise of Warrants to Existing Shareholders 9 Approve Allocation of Newly Issued For For Management Ordinary Shares Under the General Mandate 10 Other Business For Against Management -------------------------------------------------------------------------------- MBK PUBLIC CO. LTD. Ticker: MBK Security ID: Y5925H148 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Omission of Dividend Payment 5.1 Elect Kasama Punyagupta as Director For For Management 5.2 Elect Suwit Rojanavanich as Director For For Management 5.3 Elect Suvait Theeravachirakul as For For Management Director 5.4 Elect Hatchapong Phokai as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Decrease of Registered Capital For For Management 9 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 10 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares to Existing Shareholders 11 Approve Increase in Registered Capital For For Management to Reserve for the Issuance of Warrants 12 Approve Increase of Registered Capital For For Management under General Mandate 13 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 14 Approve Allocation of Newly Issued For For Management Ordinary Shares to Accommodate the Exercise of Warrants 15 Approve Allocation of Newly Issued For For Management Ordinary Shares Under the General Mandate 16 Other Business For Against Management -------------------------------------------------------------------------------- MCB BANK LTD. Ticker: MCB Security ID: Y61898105 Meeting Date: MAR 27, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Final Cash Dividend For For Management 5.1 Reelect Mian Mohammad Mansha as For Against Management Director 5.2 Reelect S.M. Muneer as Director For Against Management 5.3 Reelect Muhammad Tariq Rafi as Director For Against Management 5.4 Reelect Mian Umer Mansha as Director For Against Management 5.5 Reelect Iqraa Hassan Mansha as Director For Against Management 5.6 Reelect Muhammad Ali Zeb as Director For Against Management 5.7 Reelect Mohd Suhail Amar Suresh bin For Against Management Abdullah as Director 5.8 Reelect Yahya Saleem as Director For For Management 5.9 Reelect Salam Khalid Butt as Director For For Management 5.10 Reelect Masood Ahmed Puri as Director For For Management 5.11 Reelect Shahzad Hussain as Director For For Management 5.12 Reelect Shariffuddin Bin Khalid as For Against Management Director 6 Approve Winding Up of the Financial For For Management and Management Services (Pvt) Limited, Subsidiary Company -------------------------------------------------------------------------------- MCC MEILI CLOUD COMPUTING INDUSTRY INVESTMENT CO., LTD. Ticker: 000815 Security ID: Y63652104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- MCC MEILI CLOUD COMPUTING INDUSTRY INVESTMENT CO., LTD. Ticker: 000815 Security ID: Y63652104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Finance Work Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Related Party Transaction For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MECHEL PAO Ticker: MTLR Security ID: X8487H101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 1.17 per Preferred Share and Omission of Dividends for Common Shares 2.1 Elect Igor Zyuzin as Director None Against Management 2.2 Elect Oleg Korzhov as Director None Against Management 2.3 Elect Georgiy Petrov as Director None For Management 2.4 Elect Yuri Malyshev as Director None For Management 2.5 Elect Irina Ipeeva as Director None Against Management 2.6 Elect Aleksandr Kotskiy as Director None For Management 2.7 Elect Aleksandr Orischin as Director None For Management 2.8 Elect Aleksandr Shokhin as Director None For Management 2.9 Elect Victor Trigubko as Director None Against Management 3 Ratify AO Energy Consulting as For For Management Auditor -------------------------------------------------------------------------------- MECHEL PAO Ticker: MTLR Security ID: 583840608 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 1.17 per Preferred Share and Omission of Dividends for Common Shares 2.1 Elect Igor Zyuzin as Director None Against Management 2.2 Elect Oleg Korzhov as Director None Against Management 2.3 Elect Georgiy Petrov as Director None For Management 2.4 Elect Yuri Malyshev as Director None For Management 2.5 Elect Irina Ipeeva as Director None Against Management 2.6 Elect Aleksandr Kotskiy as Director None For Management 2.7 Elect Aleksandr Orischin as Director None For Management 2.8 Elect Aleksandr Shokhin as Director None For Management 2.9 Elect Victor Trigubko as Director None Against Management 3 Ratify AO Energy Consulting as For For Management Auditor -------------------------------------------------------------------------------- MEDIATEK, INC. Ticker: 2454 Security ID: Y5945U103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Issuance of Restricted Stock For For Management Awards 5.1 Elect Ming-Kai Tsai with Shareholder For For Management No. 1 as Non-independent Director 5.2 Elect Rick Tsai (Rick Tsa) with For For Management Shareholder No. 374487 as Non-independent Director 5.3 Elect Cheng-Yaw Sun with Shareholder For For Management No. 109274 as Non-independent Director 5.4 Elect Kenneth Kin with ID No. For For Management F102831XXX as Non-independent Director 5.5 Elect Joe Chen with Shareholder No. For For Management 157 as Non-independent Director 5.6 Elect Chung-Yu Wu with Shareholder No. For For Management 1512 as Independent Director 5.7 Elect Peng-Heng Chang with ID No. For For Management A102501XXX as Independent Director 5.8 Elect Ming-Je Tang with ID No. For For Management A100065XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MEDICALSYSTEM BIOTECHNOLOGY CO., LTD. Ticker: 300439 Security ID: Y6298X108 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Demonstration Analysis Report For For Management 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MEDICALSYSTEM BIOTECHNOLOGY CO., LTD. Ticker: 300439 Security ID: Y6298X108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zou Bingde as Non-independent For For Management Director 1.2 Elect Zou Jihua as Non-independent For For Management Director 1.3 Elect Huang Gepeng as Non-independent For For Management Director 2.1 Elect Tian Yunpeng as Independent For For Management Director 2.2 Elect Li Chengai as Independent For For Management Director 3.1 Elect Huang Xinglei as Supervisor For For Management 3.2 Elect Zhu Junqi as Supervisor For For Management 4.1 Approve Amendments to Articles of For For Management Association 4.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4.5 Amend Management System for Providing For For Management External Guarantees 4.6 Amend Management System for Providing For For Management External Investments 4.7 Amend Related-Party Transaction For For Management Management System 4.8 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- MEDICALSYSTEM BIOTECHNOLOGY CO., LTD. Ticker: 300439 Security ID: Y6298X108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration and Assessment For For Management Plan of Directors and Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Related-Party Transaction For Against Management Management System 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Financing -------------------------------------------------------------------------------- MEDIGEN BIOTECHNOLOGY CORP. Ticker: 3176 Security ID: Y5945Y105 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Amend Rules and Procedures for For For Management Election of Directors and Supervisors and Rename to Rules and Procedures for Election of Directors 8 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 9.1 Elect ZHANG SHI ZHONG, with For For Management Shareholder No. 26, as Non-independent Director 9.2 Elect ZHANG ZI LING, a Representative For For Management of YUN CHEN ELECTRONIC DEVELOP CO., LTD with Shareholder No. 3, as Non-independent Director 9.3 Elect HUANG ZI LIANG, a Representative For For Management of HUA CHEN SECURITY CO., LTD with Shareholder No. 14, as Non-independent Director 9.4 Elect ZHUANG MING LI, a Representative For For Management of DA QING DEVELOPMENT CO., LTD with Shareholder No. 5, as Non-independent Director 9.5 Elect LAI BO XIONG with ID No. For For Management Q100608XXX as Independent Director 9.6 Elect ZHUANG XIU MING with ID No. For For Management B100977XXX as Independent Director 9.7 Elect CHEN BEI WEI with ID No. For For Management Q120066XXX as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- MEDIGEN VACCINE BIOLOGICS CORP. Ticker: 6547 Security ID: Y594GQ100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5.1 Elect ZHANG SHI-ZHONG, Representative For For Management of Ji Ya Biotech Corp, with Shareholder NO.1, as Non-Independent Director 5.2 Elect ZHANG GEN-HU, Representative of For For Management Ji Ya Biotech Corp, with Shareholder NO.1, as Non-Independent Director 5.3 Elect CHEN CAN-JIAN, Representative of For For Management Fu You Da Biotech Inc, with Shareholder NO.3, as Non-Independent Director 5.4 Elect CHEN WEI-REN, with Shareholder For For Management NO.522, as Non-Independent Director 5.5 Elect ZHANG MING-ZHENG, with For For Management Shareholder NO.T101713XXX, as Independent Director 5.6 Elect LIN JIA-XIU, with Shareholder NO. For For Management A110699XXX, as Independent Director 5.7 Elect LI YAO-JI, with Shareholder NO. For For Management O100057XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- MEDITERRANEAN & GULF INSURANCE & REINSURANCE CO. Ticker: 8030 Security ID: M6881U100 Meeting Date: APR 22, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital and For For Management Amend Articles of Bylaws to Reflect Changes in Capital 2 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 3 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 4 Amend Article 5 of Bylaws Re: Company For For Management Head Office 5 Amend Article 11 of Bylaws Re: For For Management Issuance of Shares 6 Amend Article 12 of Bylaws Re: Shares For For Management Trading 7 Amend Article 13 of Bylaws Re: Capital For For Management Increase 8 Amend Article 14 of Bylaws Re: Capital For For Management Decrease 9 Amend Article 15 of Bylaws Re: Company For For Management Management 10 Amend Article 16 of Bylaws Re: For For Management Membership Expiry 11 Amend Article 17 of Bylaws Re: Board For For Management Vacancy 12 Amend Article 18 of Bylaws Re: Board For For Management Powers 13 Amend Article 19 of Bylaws Re: For For Management Remuneration of Board, and Remuneration of Chairman and Managing Director 14 Amend Article 20 of Bylaws Re: Powers For For Management of Chairman and his Term, Membership of the Deputy Chairman, Managing Director and Board Secretary 15 Amend Article 21 of Bylaws Re: Board For For Management Meetings 16 Amend Article 22 of Bylaws Re: Board For For Management Meeting Quorum 17 Amend Article 24 of Bylaws Re: For For Management Activities and Contracts 18 Amend Article 25 of Bylaws Re: General For For Management Meetings Attendance 19 Amend Article 26 of Bylaws Re: For For Management Constitutive Assembly 20 Amend Article 27 of Bylaws Re: For For Management Constitutive Assembly Scopes 21 Amend Article 30 of Bylaws Re: General For For Management Meeting Invitation 22 Amend Article 32 of Bylaws Re: For For Management Ordinary General Meeting Quorum 23 Amend Article 33 of Bylaws Re: For For Management Extraordinary General Meeting Quorum 24 Amend Article 38 of Bylaws Re: Board For For Management Committees 25 Amend Article 43 of Bylaws Re: For For Management Financial Documents 26 Amend Article 45 of Bylaws Re: Zakat For For Management and Reserve 27 Amend Article 49 of Bylaws Re: For For Management Authorities of Board Members 28 Amend Article 50 of Bylaws Re: For For Management Liquidation of Company -------------------------------------------------------------------------------- MEDITERRANEAN & GULF INSURANCE & REINSURANCE CO. Ticker: 8030 Security ID: M6881U100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 4,030,822 for FY 2020 6 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Related Party Transactions Re: For For Management KSB Pumps Arabia 9 Approve Related Party Transactions Re: For For Management Toray Membrane Middle East 10 Approve Related Party Transactions Re: For For Management Citiscape 11 Approve Related Party Transactions Re: For For Management Saudi Tumpane Co 12 Approve Related Party Transactions Re: For For Management Abunayyan trading Co 13 Approve Related Party Transactions Re: For For Management Industrial Instrumentation and Control System 14 Approve Related Party Transactions Re: For For Management Middle East agriculture 15 Approve Related Party Transactions Re: For For Management Electronic and Electric Industry 16 Approve Related Party Transactions Re: For For Management Arabian qudra 17 Approve Related Party Transactions Re: For For Management Saudi Fransi Capital 18 Approve Related Party Transactions Re: For For Management Tumpane jubar 19 Approve Related Party Transactions Re: For For Management Alakaria 20 Approve Related Party Transactions Re: For For Management Al Issa Group 21 Approve Related Party Transactions Re: For For Management Vision International Investment Company 22 Approve Related Party Transactions Re: For For Management Saudi Meter Company -------------------------------------------------------------------------------- MEGA FINANCIAL HOLDING CO., LTD. Ticker: 2886 Security ID: Y59456106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Chao-Shun Chang, Representative For For Management of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director 3.2 Elect Kuang-Hua Hu, Representative of For For Management Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director 3.3 Elect Chia-Chung Chen, Representative For For Management of Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director 3.4 Elect Pei-Chun Chen, Representative of For For Management Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director 3.5 Elect Yih-Jiuan Wu, Representative of For For Management Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director 3.6 Elect Chun-Lan Yen, Representative of For For Management Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director 3.7 Elect I-Kan Chiu, Representative of For For Management Ministry of Finance, R.O.C., with Shareholder NO.100001, as Non-Independent Director 3.8 Elect Keh-Her Shih, Representative of For For Management National Development Fund, Executive Yuan, R.O.C., with Shareholder NO. 300237, as Non-Independent Director 3.9 Elect Hong-Mo Wu, Representative of For For Management Chunghwa Post Co., Ltd, with Shareholder NO.837938, as Non-Independent Director 3.10 Elect Guo-Shin Lee, Representative of For For Management Bank of Taiwan Co., Ltd, with Shareholder NO.637985, as Non-Independent Director 3.11 Elect Hung-Ju Chen, with Shareholder For For Management NO.V220850XXX, as Independent Director 3.12 Elect Tsai-Jyh Chen, with Shareholder For For Management NO.E221515XXX, as Independent Director 3.13 Elect Chi-Chang Yu, with Shareholder For For Management NO.B100920XXX, as Independent Director 3.14 Elect Ying Wu, with Shareholder NO. For For Management U200451XXX, as Independent Director 3.15 Elect Chang-Ching Lin, with For For Management Shareholder NO.D120954XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Representative of Ministry of Finance, R.O.C 5 Approve Release of Restrictions of For For Management Competitive Activities of Representative of National Development Fund, Executive Yuan, R.O.C 6 Approve Release of Restrictions of For For Management Competitive Activities of Representative of Bank of Taiwan Co., Ltd 7 Approve Release of Restrictions of For For Management Competitive Activities of Representative of Chunghwa Post Co., Ltd 8 Approve Release of Restrictions of For For Management Competitive Activities of Chao-Shun Chang 9 Approve Release of Restrictions of For For Management Competitive Activities of Kuang-Hua Hu 10 Approve Release of Restrictions of For For Management Competitive Activities of Hong-Mo Wu -------------------------------------------------------------------------------- MEGA FIRST CORPORATION BERHAD Ticker: 3069 Security ID: Y5944H103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For For Management (Including Directors' Fees) 2 Elect Goh Nan Kioh as Director For For Management 3 Elect Koh Hong Sun as Director For For Management 4 Elect Saifuddin bin Pengiran Tahir as For For Management Director 5 Elect Jeyanthini a/p M. Kannaperan as For For Management Director 6 Elect Goh Mei Sze as Director For For Management 7 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Koh Hong Sun to Continue For For Management Office as Independent Director 9 Approve Yeow See Yuen to Continue For For Management Office as Independent Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MEGA FIRST CORPORATION BERHAD Ticker: 3069 Security ID: Y5944H103 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Share Split For For Management -------------------------------------------------------------------------------- MEGA LIFESCIENCES PUBLIC COMPANY LIMITED Ticker: MEGA Security ID: Y59253115 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Message from the Chairman and CEO None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Operating Results None None Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividend Payment and Acknowledge Interim Dividend Payment 6.1 Elect Alan Kam as Director For For Management 6.2 Elect Manu Sawangjaeng as Director For For Management 6.3 Elect Mechai Viravaidya as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve KMPG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MEGACABLE HOLDINGS SAB DE CV Ticker: MEGACPO Security ID: P652AE117 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report For Did Not Vote Management 2 Receive Directors' Opinions on CEO's For Did Not Vote Management Report 3 Approve Board of Directors' Report For Did Not Vote Management 4 Approve Reports of Corporate Practices For Did Not Vote Management and Audit Committees Chairmen 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Repurchase Transactions of CPOs For Did Not Vote Management 7 Set Maximum Amount of Share Repurchase For Did Not Vote Management Reserve 8 Elect or Ratify Directors, Secretary For Did Not Vote Management and their Respective Alternates 9 Classification of Principal and For Did Not Vote Management Alternate Board Members' Independence 10 Elect or Ratify Chairman of Audit For Did Not Vote Management Committee and Corporate Practices Committee 11 Approve Remuneration of Directors, For Did Not Vote Management Secretary, and Members of Audit and Corporate Practices Committees 12 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- MEGAWORLD CORPORATION Ticker: MEG Security ID: Y59481112 Meeting Date: AUG 24, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of the Previous Annual For For Management Meeting 5 Approve Amendment of Sections 4 and 6, For For Management Article I and Section 3, Article II of the Company's Amended By-Laws 6 Appoint External Auditors For For Management 7 Ratify Acts and Resolutions of the For For Management Board of Directors, Board Committees and Management 8a Elect Andrew L. Tan as Director For For Management 8b Elect Katherine L. Tan as Director For For Management 8c Elect Kingson U. Sian as Director For For Management 8d Elect Enrique Santos L. Sy as Director For For Management 8e Elect Jesus B. Varela as Director For For Management 8f Elect Cresencio P. Aquino as Director For For Management 8g Elect Roberto S. Guevara as Director For For Management -------------------------------------------------------------------------------- MEGAWORLD CORPORATION Ticker: MEG Security ID: Y59481112 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Minutes of the Previous Annual For For Management Meeting held on August 24, 2020 5 Appoint External Auditors For For Management 6 Ratify Acts and Resolutions of the For For Management Board of Directors, Board Committees and Management 7a Elect Andrew L. Tan as Director For For Management 7b Elect Katherine L. Tan as Director For Against Management 7c Elect Kingson U. Sian as Director For Against Management 7d Elect Enrique Santos L. Sy as Director For Against Management 7e Elect Jesus B. Varela as Director For For Management 7f Elect Cresencio P. Aquino as Director For For Management 7g Elect Roberto S. Guevara as Director For Against Management -------------------------------------------------------------------------------- MEIHUA HOLDINGS GROUP CO., LTD. Ticker: 600873 Security ID: Y9719G100 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Type of Share Repurchase For For Management 1.4 Approve Period of the Share Repurchase For For Management 1.5 Approve Number and Total Proportion of For For Management the Share Repurchase 1.6 Approve Price of Share Repurchase For For Management 1.7 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MEIHUA HOLDINGS GROUP CO., LTD. Ticker: 600873 Security ID: Y9719G100 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- MEIHUA HOLDINGS GROUP CO., LTD. Ticker: 600873 Security ID: Y9719G100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Financial Derivatives Trading For For Management Business 9 Approve Use of Funds for Financial For For Management Products 10 Approve to Appoint Financial Auditor For For Management 11 Approve to Appoint Internal Control For For Management Auditor 12 Approve Remuneration of Directors, For For Management Supervisors and Senior Management (Draft) 13 Approve Investment Plan For For Management 14 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 15 Approve Change in Registered Capital For For Shareholder 16 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve Signing of Software For For Management Development Service Agreement 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Project and Use Remaining Funds to Replenish Working Capital 2 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision for Goodwill For For Management Impairment and Provision for Bad Debts 9 Approve Daily Related Party For For Management Transactions 10 Approve Credit Line Application and For For Management Provision of Guarantee 11 Approve Adjustment of Performance For For Management Commitment 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Amend Working System for Independent For For Management Directors 17 Amend Related Party Transaction For For Management Decision-making and Control System 18 Approve External Guarantee Management For For Management Regulations 19 Amend Investor Relations Management For For Management System -------------------------------------------------------------------------------- MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD. Ticker: 002044 Security ID: Y5S4DH102 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Provision of Guarantee -------------------------------------------------------------------------------- MEITU, INC. Ticker: 1357 Security ID: G5966D105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wu Zeyuan as Director For For Management 2b Elect Lai Xiaoling as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MEITUAN Ticker: 3690 Security ID: G59669104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Wang Huiwen as Director For For Management 3 Elect Lau Chi Ping Martin as Director For For Management 4 Elect Neil Nanpeng Shen as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10a Approve Tencent Subscription Agreement For For Management 10b Approve Grant of Specific Mandate to For For Management Issue Tencent Subscription Shares 10c Authorize Board to Deal with All For For Management Matters in Relation to the Tencent Subscription Agreement 11 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- MEITUAN DIANPING Ticker: 3690 Security ID: G59669104 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Change of English Name and For For Management Adopt Chinese Name as Dual Foreign Name of the Company 1b Authorize Board to Deal with All For For Management Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company -------------------------------------------------------------------------------- MERCURIES & ASSOCIATES HOLDING LTD. Ticker: 2905 Security ID: Y6017H103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Release of Shares of Mercuries For For Management F&B Co., Ltd. (MFB) and/or Waiver of Cash Capital Increase Subscription Rights 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors 7.1 Elect Chen, Shiang-Li, a For For Management Representative of Shanglin Investment Co., Ltd., with Shareholder No. 67, as Non-Independent Director 7.2 Elect Wong, Wei-Chyun, a For For Management Representative of Shuren Investment Co. , Ltd., with Shareholder No. 68, as Non-Independent Director 7.3 Elect Chen, Shiang-Chung, a For For Management Representative of Shanglin Investment Co., Ltd., with Shareholder No. 67, as Non-Independent Director 7.4 Elect Chen, Shiang-Feng, a For For Management Representative of Shanglin Investment Co., Ltd., with Shareholder No. 67, as Non-Independent Director 7.5 Elect Mao, Ming-yu, a Representative For For Management of Shuren Investment Co., Ltd., with Shareholder No. 68, as Non-Independent Director 7.6 Elect Cheng, I-teng with Shareholder For For Management No. A122685XXX, as Non-Independent Director 7.7 Elect Lee, Mao with Shareholder No. For For Management P101582XXX, as Independent Director 7.8 Elect Tu, Te-Cheng with Shareholder No. For For Management A110391XXX, as Independent Director 7.9 Elect Jeffrey Chen with Shareholder No. For For Management A123084XXX, as Independent Director -------------------------------------------------------------------------------- MERCURIES LIFE INSURANCE CO., LTD. Ticker: 2867 Security ID: Y5S44Z102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Trading Procedures Governing For For Management Derivatives Products 6 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus -------------------------------------------------------------------------------- MERIDA INDUSTRY CO., LTD. Ticker: 9914 Security ID: Y6020B101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect Zeng Song-Zhu, with SHAREHOLDER For For Management NO.15 as Non-independent Director 5.2 Elect Zenglu Min-hua, with SHAREHOLDER For Against Management NO.18 as Non-independent Director 5.3 Elect Zeng Song-Ling, with SHAREHOLDER For Against Management NO.16 as Non-independent Director 5.4 Elect Lo Tsai-Jen, with SHAREHOLDER NO. For Against Management 519 as Non-independent Director 5.5 Elect Zeng Hui-Juan, a Representative For Against Management of Dingcheng Investment Co Ltd, with SHAREHOLDER NO.24746, as Non-independent Director 5.6 Elect Zheng Wen-Xiang, a For Against Management Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936 as Non-independent Director 5.7 Elect YUAN QI-BIN, a Representative of For Against Management Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936 as Non-independent Director 5.8 Elect Lai Ru-Ding, a Representative of For Against Management Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936, as Non-independent Director 5.9 Elect Tseng Ching-Cheng, a For Against Management Representative of Dinghong Investment Co Ltd, with SHAREHOLDER NO.115936, as Non-independent Director 5.10 Elect CHEN SHUI-JIN, with SHAREHOLDER For For Management NO.P120616XXX as Independent Director 5.11 Elect CHEN JIAN-NAN, with SHAREHOLDER For For Management NO.E121399XXX as Independent Director 5.12 Elect Wu-Ying Tsai, with SHAREHOLDER For For Management NO.521 as Independent Director 5.13 Elect Shin-Jung LEI, with SHAREHOLDER For For Management NO.Q222744XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- MERIT INTERACTIVE CO. LTD. Ticker: 300766 Security ID: Y98045100 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MERIT INTERACTIVE CO. LTD. Ticker: 300766 Security ID: Y98045100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6.1 Approve Remuneration of Fang Yi For For Management 6.2 Approve Remuneration of Shen Xin For For Management 6.3 Approve Remuneration of Ye Xinjiang For For Management 6.4 Approve Remuneration of Zhang Peng For For Management 6.5 Approve Allowance of Ling Chunhua For For Management 6.6 Approve Allowance of Jin Xiangrong For For Management 6.7 Approve Allowance of Pan Gang For For Management 6.8 Approve Allowance of Lv Xiaohong For For Management 6.9 Approve Remuneration of Zhu Jianmin For For Management 6.10 Approve Remuneration of Li Haochuan For For Management 7.1 Approve Remuneration of Dong Lin For For Management 7.2 Approve Remuneration of Kong Xiangqing For For Management 7.3 Approve Remuneration of Tian Ying For For Management 8 Approve Allowance of Independent For For Management Directors 9 Approve to Appoint Auditor For For Management 10 Approve Profit Distribution For For Management 11 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital 12 Approve Methods to Assess the For For Shareholder Performance of Plan Participants of Employee Share Purchase Plan -------------------------------------------------------------------------------- MERRY ELECTRONICS CO., LTD. Ticker: 2439 Security ID: Y6021M106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Individual For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Issuance of New Common Shares For Against Management for Cash to Participate in the Issuance of Global Depository Receipt and/or Issuance of New Common Shares for Cash in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 7 Approve Issuance of New Restricted For For Management Employee Shares 8.1 Elect I, CHANG-YUN (Yi, Chang-Yun) For For Management with ID No. L122646XXX as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of New Independent Directors -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Huili as Non-Independent For For Management Director 1.2 Elect Li Yuntao as Non-Independent For For Management Director -------------------------------------------------------------------------------- MESNAC CO., LTD. Ticker: 002073 Security ID: Y7162X117 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Related Party Transaction For For Management 10 Approve Remuneration of Directors and For For Management Senior Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Application of Credit Line For For Management from China Development Bank Qingdao Branch 13 Approve Application of Credit Line For For Management from Agricultural Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 14 Approve Application of Credit Line For For Management from Industrial and Commercial Bank of China Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 15 Approve Application of Credit Line For For Management from Bank of Communications Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 16 Approve Application of Credit Line For For Management from Bank of China Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 17 Approve Application of Credit Line For For Management from China Construction Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 18 Approve Application of Credit Line For For Management from China CITIC Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 19 Approve Application of Credit Line For For Management from China Everbright Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 20 Approve Application of Credit Line For For Management from Postal Savings Bank of China Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 21 Approve Application of Credit Line For For Management from Shanghai Pudong Development Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 22 Approve Application of Credit Line For For Management from China Minsheng Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 23 Approve Application of Credit Line For For Management from China Merchants Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 24 Approve Application of Credit Line For For Management from Industrial Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 25 Approve Application of Credit Line For For Management from China Bohai Bank Qingdao Branch as well as Provision of Joint Responsibility Guarantee to Subsidiaries 26 Approve Application of Credit Line For For Management from Bank of Qingdao as well as Provision of Joint Responsibility Guarantee to Subsidiaries 27 Approve Application of Credit Lines For For Management from Belgium Union Bank Shanghai Branch 28 Approve Application of Credit Lines For For Management from Belgium Union Bank Shanghai Branch as well as Provision of Joint Responsibility Guarantee to Overseas Subsidiaries 29 Approve Application of Bank Financing For For Management of Overseas Subsidiaries and Company's Guarantee Provision -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Mengxing as Director For For Shareholder 2 Elect Yin Sisong as Supervisor For For Shareholder -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Mengxing as Director For For Shareholder 2 Elect Yin Sisong as Supervisor For For Shareholder -------------------------------------------------------------------------------- METALLURGICAL CORP. OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Accounts Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve WUYIGE as Auditor and Internal For For Management Control Auditor and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Guarantee Plan For Against Management 8 Approve Adjustment of Annual Caps for For For Management the Routine Connected Transactions/Continuing Connected Transactions for the Years of 2021 and 2022 -------------------------------------------------------------------------------- METALLURGICAL CORPORATION OF CHINA LTD. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Accounts Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Guarantee Plan For Against Management 7 Approve WUYIGE as Auditor and Internal For For Management Control Auditor and Authorize Board to Fix Their Remuneration 8 Approve Adjustment of Annual Caps for For For Management the Routine Connected Transactions/Continuing Connected Transactions for the Years of 2021 and 2022 -------------------------------------------------------------------------------- METALURGICA GERDAU SA Ticker: GOAU4 Security ID: P4834C118 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Carlos Jose da Costa Andre as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Aramis Sa de Andrade as Fiscal None For Shareholder Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- METALURGICA GERDAU SA Ticker: GOAU4 Security ID: P4834C118 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Augusto Brauna Pinheiro as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Aramis Sa de Andrade as Fiscal None For Shareholder Council Member and Jose Caetano de Andrade Minchillo as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- METHANOL CHEMICALS CO. Ticker: 2001 Security ID: M7002R109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 7 Approve Competing Business Standards For For Management Policy -------------------------------------------------------------------------------- METHANOL CHEMICALS CO. Ticker: 2001 Security ID: M7002R109 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital and For For Management Amend Articles of Bylaws 2 Authorize Capital Increase with For For Management Preemptive Rights and Amend Articles of Bylaws -------------------------------------------------------------------------------- METRO LAND CORP. LTD. Ticker: 600683 Security ID: Y59699101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Some Office and For For Management Commercial Buildings and Parking Spaces 2 Approve Debt Financing Plan For For Management (Non-public Targeted Debt Financing) 3 Approve Application for Financing from For For Management Financial Institutions 4 Approve Provision of Loan Amount and For Against Management Related Party Transactions 5 Approve Provision of External Guarantee For Against Management -------------------------------------------------------------------------------- METRO PACIFIC INVESTMENTS CORPORATION Ticker: MPI Security ID: Y60305102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of Stockholders held on May 29, 2020 2 Approve 2020 Audited Financial For For Management Statements 3 Ratify Acts of the Board of Directors For For Management and Management 4.1 Elect Albert F. Del Rosario as Director For Against Management 4.2 Elect Ray C. Espinosa as Director For Against Management 4.3 Elect Ramoncito S. Fernandez as For Against Management Director 4.4 Elect Rodrigo E. Franco as Director For Against Management 4.5 Elect Oscar J. Hilado as Director For For Management 4.6 Elect Jose Ma. K. Lim as Director For For Management 4.7 Elect Augusto P. Palisoc Jr. as For Against Management Director 4.8 Elect Artemio V. Panganiban as Director For For Management 4.9 Elect Manuel V. Pangilinan as Director For Against Management 4.10 Elect June Cheryl A. Cabal-Revilla as For Against Management Director 4.11 Elect Pedro E. Roxas as Director For For Management 4.12 Elect Francisco C. Sebastian as For Against Management Director 4.13 Elect Alfred V. Ty as Director For Against Management 4.14 Elect Roberto C. Yap as Director For For Management 4.15 Elect Christopher H. Young as Director For Against Management 5 Appoint External Auditors For For Management 6 Approve Amendment of the Third Article For For Management of the Articles of Incorporation to Change the Principal Office Address -------------------------------------------------------------------------------- METROPOLIS HEALTHCARE LIMITED Ticker: 542650 Security ID: Y59774110 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate 2 Approve Issuance of Equity Shares on For For Management Preferential Basis in relation to Acquisition of Hitech Diagnostic Centre Private Limited -------------------------------------------------------------------------------- METROPOLITAN BANK & TRUST COMPANY Ticker: MBT Security ID: Y6028G136 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management held on May 28, 2020 2 Ratify All Acts and Resolutions of the For For Management Board of Directors, Management and All Committees from May 28, 2020 to April 27, 2021 3.1 Elect Arthur Ty as Director For For Management 3.2 Elect Francisco C. Sebastian as For For Management Director 3.3 Elect Fabian S. Dee as Director For For Management 3.4 Elect Alfred V. Ty as Director For For Management 3.5 Elect Edmund A. Go as Director For For Management 3.6 Elect Francisco F. Del Rosario, Jr. as For For Management Director 3.7 Elect Vicente R. Cuna, Jr. as Director For For Management 3.8 Elect Edgar O. Chua as Director For For Management 3.9 Elect Solomon S. Cua as Director For For Management 3.10 Elect Angelica H. Lavares as Director For For Management 3.11 Elect Philip G. Soliven as Director For For Management 3.12 Elect Marcelo C. Fernando, Jr. as For For Management Director 4 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditors -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION CO., LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Teng Mingbo as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION CO., LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Pengcheng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION CO., LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on Company's For For Management Non-operating Capital Occupation and Other Related Capital Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of For For Management Non-independent Directors, Supervisors and Senior Management 9 Approve Allowance and Expenses of For For Management Independent Directors 10 Approve Application of Credit Line and For Against Management Provision of Guarantees -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION CO., LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MIANYANG FULIN PRECISION MACHINING CO. LTD. Ticker: 300432 Security ID: Y5969H103 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Company Name, Business For For Management Scope, Registered Address and Registered Capital 2.1 Approve Amendments to Articles of For For Management Association 2.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2.5 Amend Working System for Independent For For Management Directors 2.6 Amend Related-Party Transaction For For Management Management System 2.7 Amend Management System for Providing For For Management External Investments 2.8 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- MICRO-STAR INTERNATIONAL CO., LTD. Ticker: 2377 Security ID: Y6037M108 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect HSU, HSIANG, with Shareholder No. For For Management 1, as Non-independent Director 4.2 Elect HUANG, CHIN-CHING, with For For Management Shareholder No. 5, as Non-independent Director 4.3 Elect YU, HSIEN-NENG, with Shareholder For Against Management No. 9, as Non-independent Director 4.4 Elect LIN, WEN-TUNG, with Shareholder For Against Management No. 10, as Non-independent Director 4.5 Elect KUO, HSU-KUANG, with Shareholder For Against Management No. 99, as Non-independent Director 4.6 Elect LIAO, CHUN-KENG, with For Against Management Shareholder No. 492, as Non-independent Director 4.7 Elect HUNG, YU-SHENG, with Shareholder For Against Management No. 11864, as Non-independent Director 4.8 Elect CHEN, TE-LING, with ID No. For Against Management A22412**** (A224121XXX), as Non-independent Director 4.9 Elect HSU, JUN-SHYAN with Shareholder For For Management No. 26 as Independent Director 4.10 Elect HSU, KAO-SHAN with Shareholder For For Management No. 461 as Independent Director 4.11 Elect LIU, CHENG-YI with ID No. For For Management P12021**** (P120217XXX) as Independent Director -------------------------------------------------------------------------------- MICRO-TECH (NANJING) CO., LTD. Ticker: 688029 Security ID: Y6022H106 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For Against Management Supervisors 9 Approve Use Excess Raised Funds to For For Management Replenish Working Capital 10 Approve Application of Bank Credit For Against Management Lines -------------------------------------------------------------------------------- MICROBIO CO., LTD. Ticker: 4128 Security ID: Y6035R109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Change in Cash Capital For For Management Increase Plan 4 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors 7.1 Elect Huang, Shan-Nei, a For For Management Representative of KINGBIRD TECH CO., LTD, with Shareholder No. 0000000006, as Non-Independent Director 7.2 Elect Huang, Zheng-Zong, with For Against Management Shareholder No. A102625XXX, as Non-Independent Director 7.3 Elect Yang, Pan-Chi, a Representative For Against Management of KINGBIRD TECH CO., LTD., with Shareholder No. 6, as Non-Independent Director 7.4 Elect Cai, Gao-Zhong, with Shareholder For Against Management No. E121382XXX, as Independent Director 7.5 Elect Lai, Yuan-He, with Shareholder For Against Management No. M100671XXX, as Independent Director 7.6 Elect Han, Li-Chun, with Shareholder For Against Management No. A110311XXX, as Independent Director 7.7 Elect Liang, Chi-Ming, with For For Management Shareholder No. N100935XXX, as Independent Director 8 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- MIDDLE EAST HEALTHCARE CO. Ticker: 4009 Security ID: M7002V100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Absence of Dividends for FY For For Management 2020 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 10 Approve Competing Business Standards For For Management Policy 11 Approve Related Party Transactions Re: For For Management Emirates Health Care and Development Company 12 Approve Related Party Transactions Re: For For Management Saudi Yemeni Health Care Company 13 Approve Related Party Transactions Re: For For Management Egyptian Saudi Company for Health Care 14 Approve Related Party Transactions Re: For For Management Humania capital North Africa Holding Company Ltd 15 Approve Related Party Transactions Re: For For Management Hail National Company for Health Services 16 Approve Related Party Transactions Re: For For Management Bait Al-Batterjee Medical Company 17 Approve Related Party Transactions Re: For For Management Bait Al-Batterjee Company for Education and Training 18 Approve Related Party Transactions Re: For For Management Abduljaleel Khalid Batterjee Company For the Maintenance of Medical Devices 19 Approve Related Party Transactions Re: For For Management Bait Al-Batterjee Company for Pharmaceutical Industries 20 Approve Related Party Transactions Re: For For Management Gulf Youth Investment and Real Estate Development Company 21 Approve Related Party Transactions Re: For For Management Bait Al-Batterjee College of Medical Sciences and Technology Company 22 Approve Related Party Transactions Re: For For Management MEGAMIND Company 23 Approve Related Party Transactions For For Management With International Hospitals Construction Company Re: Restoration and Renewal of Company's Hospitals 24 Approve Related Party Transactions For For Management With International Hospitals Construction Company Re: Construction of Medical Tower at the Saudi German Hospital in Aseer 25 Approve Related Party Transactions For For Management With International Hospitals Construction Company Re: Construction of the Saudi German Hospital in Makkah 26 Approve Related Party Transactions For For Management With International Hospitals Construction Company Re: Construction Staff Housing at SGH Makkah 27 Approve Related Party Transactions For For Management With International Hospitals Construction Company Re: Construction Staff Housing at SGH Dammam 28 Approve Related Party Transactions For For Management With International Hospitals Construction Company Re: Construction of Outpatient Tower at the Saudi German Hospital in Riyadh 29 Approve Related Party Transactions For For Management With International Hospitals Construction Company Re: Construction of Inpatient Beds Expansion at the Saudi German Hospital in Riyadh 30 Approve Related Party Transactions Re: For For Management Bait Al-Batterjee Fitness Company 31 Approve Related Party Transactions For For Management With Bait Al-Batterjee Medical Company Re: Agreement for Administrative Supervision of the Batterjee Medical City Project in the City of Alexandria in Egypt 32 Approve Related Party Transactions For For Management With Bait Al-Batterjee Medical Company Re: Administrative Supervision Agreements of Sharjah Hospital and Ajman Hospital for Ten Years 33 Approve Related Party Transactions For For Management With Bait Al-Batterjee Medical Company Re: Agreement for Administrative Supervision on four Hospitals in Pakistan 34 Allow Subhi Batterji to Be Involved For For Management with Competitor Companies 35 Allow Makarim Batterji to Be Involved For For Management with Competitor Companies 36 Allow Khalid Batterji to Be Involved For For Management with Competitor Companies 37 Allow Sultan Batterji to Be Involved For For Management with Competitor Companies -------------------------------------------------------------------------------- MIDEA REAL ESTATE HOLDING LIMITED Ticker: 3990 Security ID: G60920108 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yao Wei as Director For For Management 3b Elect Zhao Jun as Director For For Management 3c Elect Lu Qi as Director For For Management 3d Elect Wang Quanhui as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- MIGROS TICARET AS Ticker: MGROS.E Security ID: M7024Q105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 14 Close Meeting None None Management -------------------------------------------------------------------------------- MILKYWAY CHEMICAL SUPPLY CHAIN SERVICE CO., LTD. Ticker: 603713 Security ID: Y6035A106 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Remuneration of Directors and For Against Management Senior Management 9 Approve Remuneration of Supervisors For Against Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Provision of Guarantee For For Management 12 Elect Pan Rui as Non-Independent For For Management Director 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MILLAT TRACTORS LTD. Ticker: MTL Security ID: Y6044N107 Meeting Date: OCT 26, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Related Party Transactions for For For Management Year Ended June 30, 2020 6 Authorize CEO to Approve Related Party For For Management Transactions for Year Ending June 30, 2021 7 Increase Authorized Share Capital and For For Management Amend Memorandum and Articles of Association to Reflect Increase in Authorized Share Capital 1 Other Business For Against Management -------------------------------------------------------------------------------- MINDA INDUSTRIES LIMITED Ticker: 532539 Security ID: Y6S358119 Meeting Date: SEP 19, 2020 Meeting Type: Annual Record Date: SEP 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend For For Management 3 Reelect Anand Kumar Minda as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management B S R & Co., LLP, Chartered Accountants as Auditors 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Chandan Chowdhury as Director For For Management -------------------------------------------------------------------------------- MINDSPACE BUSINESS PARKS REIT Ticker: 543217 Security ID: Y60386102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Valuation Report For For Management 3 Approve Shubhendu Saha, MRICS as For For Management Valuer and Authorize Board to Fix Their Remuneration 4 Approve Deloitte Haskins & Sells LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration Payable to the For For Management Members of the Governing Board -------------------------------------------------------------------------------- MINDTREE LIMITED Ticker: 532819 Security ID: Y60362103 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Elect Jayant Damodar Patil as Director For For Management 4 Approve Deloitte Haskins and Sells, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Reclassification of the Status None For Shareholder from Promoter and Promoter Group to Public Category Requested by Krishnakumar Natarajan, Akila Krishnakumar, Abhirath K Kumar and Siddarth Krishna Kumar 6 Approve Reclassification of the Status None For Shareholder from Promoter and Promoter Group to Public Category Requested by Rostow Ravanan and Seema Ravanan 7 Approve Reclassification of the Status None For Shareholder from Promoter and Promoter Group to Public Category Requested by N S Parthasarathy, N G Srinivasan, Jayanthi Vasudevan, Jayasri Dwarakanath and Krishnaswamy L P 8 Approve Reclassification of the Status None For Shareholder from Promoter and Promoter Group to Public Category Requested by Subroto Bagchi, Susmita Bagchi and Sanjay Kumar Panda 9 Approve Reclassification of the Status None For Shareholder from Promoter and Promoter Group to Public Category Requested by LSO Investment Private Limited 10 Approve Reclassification of the Status None For Shareholder from Promoter and Promoter Group to Public Category Requested by Kamran Ozair 11 Approve Reclassification of the Status None For Shareholder from Promoter and Promoter Group to Public Category Requested by Scott Staples -------------------------------------------------------------------------------- MINDTREE LIMITED Ticker: 532819 Security ID: Y60362103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dayapatra Nevatia as Director For For Management and Approve His Appointment and Remuneration as Executive Director and Chief Operating Officer 2 Elect Venugopal Lambu as Director and For For Management Approve His Appointment and Remuneration as Executive Director and President - Global Markets 3 Elect Chandrasekaran Ramakrishnan as For For Management Director -------------------------------------------------------------------------------- MINDTREE LIMITED Ticker: 532819 Security ID: Y60362103 Meeting Date: MAY 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mindtree Employee Stock Option For Against Management Plan 2021 and Grant Options (including the Unutilized Options under the Mindtree Employee Restricted Stock Purchase Plan 2012) to Employees of the Company 2 Approve Grant of Employee Stock For Against Management Options to the Employees of Subsidiary Company(ies) under Mindtree Employee Stock Option Plan 2021 3 Approve Grant of Loan to the Mindtree For Against Management Employee Welfare Trust 4 Amend Mindtree Employee Restricted For Against Management Stock Purchase Plan 2012 -------------------------------------------------------------------------------- MINERVA SA Ticker: BEEF3 Security ID: P6831V106 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Capital Budget For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Install Fiscal Council For For Management 6 Fix Number of Fiscal Council Members For For Management at Three 7.1 Elect Dorival Antonio Bianchi as For For Management Fiscal Council Member and Marcelo Scaff Padilha as Alternate 7.2 Elect Franklin Saldanha Neiva Filho as For For Management Fiscal Council Member and Pedro Teixeira Dall'agnol as Alternate 7.3 Elect Luiz Manoel Gomes Junior as For For Management Fiscal Council Member and Ricardo Alves de Oliveira as Alternate 8 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management and Fiscal Council 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MINERVA SA Ticker: BEEF3 Security ID: P6831V106 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Consolidate Bylaws For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Yu as Non-Independent For For Management Director -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transactions 2 Approve Additional External Guarantee For Against Management Provision Plan -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Provision of Guarantees For Against Management 3 Approve Credit Line Application For Against Management -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appraisal and Remuneration of For For Management Director 8 Approve Appraisal and Remuneration of For For Management Supervisor 9 Approve to Appoint Auditor For For Management 10 Elect Li Yiming as Non-independent For For Management Director 11 Approve Estimated Related Party For For Management Transaction -------------------------------------------------------------------------------- MING YANG SMART ENERGY GROUP CO., LTD. Ticker: 601615 Security ID: Y60373100 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Share Subscription For For Management Agreement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MING YUAN CLOUD GROUP HOLDINGS LTD. Ticker: 909 Security ID: G6142R109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Jiang Haiyang as Director For For Management 3a2 Elect Chen Xiaohui as Director For For Management 3a3 Elect Jiang Keyang as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares 6 Adopt Share Option Scheme and For For Management Authorize Board to Grant Options -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Issuance of Preferred Shares 2.1 Approve Share Type and Issue Amount For For Management 2.2 Approve Issue Manner, Target For For Management Subscribers or Scope of Subscribers, Placing Arrangement for Shareholders and the notion if the Issuance will be in Tranches 2.3 Approve Par Value, Issue Price or For For Management Pricing Principles 2.4 Approve Share Interest Rate and For For Management Determination Basis 2.5 Approve Manner of Participation of For For Management Preferred Shareholders in the Dividend Distribution 2.6 Approve Terms of Repurchase For For Management 2.7 Approve Limit and Recovery of Voting For For Management Rights 2.8 Approve Settlement Order and For For Management Liquidation Method 2.9 Approve Credit Status and Rating For For Management Tracking Arrangements 2.10 Approve Guarantee Manner and Guarantee For For Management Subject 2.11 Approve Public Trading or Transfer For For Management Arrangements 2.12 Approve Use of Proceeds For For Management 2.13 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Issuance of For For Management Preferred Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Issuance of Preferred Shares 7 Approve Shareholder Return Plan For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters 10 Amend the Current Articles of For For Management Association and Rules and Procedures Regarding Meetings of Board of Directors 11 Approve Articles of Association and For For Management Rules and Procedures Regarding General Meetings of Shareholders Applicable After the Issuance of the Company's Preferred Shares 12 Approve Signing of Framework Agreement For For Management on Recurrent Related Party Transactions -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Major Contract in For For Management Relation to Perpetual Bond Agreement -------------------------------------------------------------------------------- MINMETALS CAPITAL CO., LTD. Ticker: 600390 Security ID: Y4796R103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Social Responsibility Report For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Use of Idle Funds for For For Management Entrusted Asset Management 9 Approve Issuance of Corporate Bond and For For Management Financial Bond 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Approve Appointment of Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Adjustment on Perpetual Debt Investment Contract 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line and Provision of For For Management Guarantee of Company and Wholly-owned Subsidiary 2 Approve Credit Line of Wholly-owned For For Management Subsidiary and Provision of Guarantee 3 Approve Carry-out Factoring of For For Management Accounts Receivable and Discounting of Bills Receivable 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- MINMETALS DEVELOPMENT CO., LTD. Ticker: 600058 Security ID: Y6065P106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Independent For For Management Directors 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- MINOR INTERNATIONAL PUBLIC COMPANY LIMITED Ticker: MINT Security ID: Y6069M133 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and None None Management Company's Performance 2 Approve Financial Statements and For For Management Acknowledge Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividend Payment 4.1 Elect William Ellwood Heinecke as For For Management Director 4.2 Elect Anil Thadani as Director For For Management 4.3 Elect Edward Keith Hubennette as For For Management Director 4.4 Elect Niti Osathanugrah as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares to Existing Shareholders 8 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 9 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 10 Approve Allocation of Newly Issued For For Management Ordinary Shares for the Right to Purchase Ordinary Shares to Existing Shareholders -------------------------------------------------------------------------------- MINSHENG HOLDINGS CO., LTD. Ticker: 000416 Security ID: Y5363W102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yutao as Independent For For Management Director 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- MINSHENG HOLDINGS CO., LTD. Ticker: 000416 Security ID: Y5363W102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Financial Assistance Provision For For Management 9 Approve Provision of Guarantee For For Management 10 Elect Chen Weimin as Non-Independent For For Management Director -------------------------------------------------------------------------------- MISC BERHAD Ticker: 3816 Security ID: Y6080H105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Abu Huraira Abu Yazid as Director For For Management 2 Elect Norazah Mohamed Razali as For For Management Director 3 Elect Mohammad Suhaimi Mohd Yasin as For For Management Director 4 Elect Ab. Halim Mohyiddin as Director For For Management 5 Elect Rozalila Abdul Rahman as Director For For Management 6 Elect Lim Beng Choon as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Proceeds Management For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Reformulation of Management For For Management System of Raised Funds -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve Provision of Guarantee For For Management 3 Approve Additional Guarantee for For Against Management Associate Company 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MISHO ECOLOGY & LANDSCAPE CO. LTD. Ticker: 300495 Security ID: Y444MM100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For Against Management 5 Approve Related-party Transactions For For Management 6 Approve No Profit Distribution For For Management 7 Approve Annual Report and Summary For Against Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve to Appoint Financial Auditor For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- MITAC HOLDINGS CORP. Ticker: 3706 Security ID: Y60778100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting and Rules and Procedures for Election of Directors 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- MK RESTAURANT GROUP PCL Ticker: M Security ID: Y6131W143 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Directors' Report None None Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment None None Management 4.1 Elect Rit Thirakomen as Director For For Management 4.2 Elect Somchai Hanjitkasem as Director For For Management 4.3 Elect Thanong Chotisorayuth as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 7 Amend Articles of Association Re: For For Management Change in Company's Seal 8 Other Business For Against Management -------------------------------------------------------------------------------- MK RESTAURANT GROUP PCL Ticker: M Security ID: Y6131W143 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Report of Board of None None Management Directors 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Annop Tanlamai as Director For For Management 4.2 Elect Somchai Pipitvijitkorn as For For Management Director 4.3 Elect Vilai Chattanrassamee as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Amend Memorandum of Association Re: For For Management Company's Objectives 8 Other Business For Against Management -------------------------------------------------------------------------------- MLP SAGLIK HIZMETLERI AS Ticker: MPARK Security ID: M7030H107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Independent Directors and For For Management Approve Their Remuneration 9 Elect Directors For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Scale For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Usage of Raised Funds For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Introduction of Strategic For For Management Investors and Signing of Strategic Cooperation Agreement 7 Approve Signing of Conditional For For Management Subscription Agreement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Period For Did Not Vote Management 2.3 Approve Target Parties and For Did Not Vote Management Subscription Manner 2.4 Approve Issue Scale For Did Not Vote Management 2.5 Approve Issue Price and Pricing Basis For Did Not Vote Management 2.6 Approve Usage of Raised Funds For Did Not Vote Management 2.7 Approve Restriction Period Arrangement For Did Not Vote Management 2.8 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.9 Approve Listing Location For Did Not Vote Management 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Introduction of Strategic For Did Not Vote Management Investors and Signing of Strategic Cooperation Agreement 7 Approve Signing of Conditional For Did Not Vote Management Subscription Agreement 8 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For Did Not Vote Management 10 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Comprehensive Credit Line Bank For For Management Application and Related Authorization 3 Approve Provision of Guarantee For Against Management 4 Approve Provision of Guarantee by For For Management Controlling Shareholders 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Formulation of Transaction For For Management Management System of Securities Investment and Derivatives 9 Approve Finance Lease For For Management 10 Approve Use of Own Funds for Entrusted For For Management Asset Management 11 Approve External Guarantee For For Management 12 Approve Borrowing Funds from For For Management Controlling Shareholders and Related Transaction 13 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 14 Elect Li Guanqun as Non-Independent For For Management Director -------------------------------------------------------------------------------- MLS CO., LTD. Ticker: 002745 Security ID: Y603AS101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve to Appoint Auditor For Did Not Vote Management 6 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Formulation of Transaction For Did Not Vote Management Management System of Securities Investment and Derivatives 9 Approve Finance Lease For Did Not Vote Management 10 Approve Use of Own Funds for Entrusted For Did Not Vote Management Asset Management 11 Approve External Guarantee For Did Not Vote Management 12 Approve Borrowing Funds from For Did Not Vote Management Controlling Shareholders and Related Transaction 13 Amend Remuneration Management System For Did Not Vote Management of Directors, Supervisors and Senior Management Members 14 Elect Li Guanqun as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 623. For For Management 35 per Share for First Nine Months of Fiscal 2020 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: 55315J102 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 623. For For Management 35 per Share for First Nine Months of Fiscal 2020 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of RUB 1,021.22 per Share 5.1 Elect Sergei Barbashev as Director None Against Management 5.2 Elect Sergei Batekhin as Director None Against Management 5.3 Elect Aleksei Bashkirov as Director None Against Management 5.4 Elect Sergei Bratukhin as Director None For Management 5.5 Elect Sergei Volk as Director None For Management 5.6 Elect Marianna Zakharova as Director None Against Management 5.7 Elect Stanislav Luchitskii as Director None Against Management 5.8 Elect Roger Munnings as Director None For Management 5.9 Elect Gareth Penny as Director None For Management 5.10 Elect Maksim Poletaev as Director None Against Management 5.11 Elect Viacheslav Solomin as Director None Against Management 5.12 Elect Evgenii Shvarts as Director None For Management 5.13 Elect Robert Edwards as Director None For Management 6.1 Elect Aleksei Dzybalov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgii Svanidze as Members of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Ianevich as Member of For For Management Audit Commission 7 Ratify KPMG as RAS Auditor For For Management 8 Ratify KPMG as IFRS Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: 55315J102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of RUB 1,021.22 per Share 5.1 Elect Sergei Barbashev as Director None Against Management 5.2 Elect Sergei Batekhin as Director None Against Management 5.3 Elect Aleksei Bashkirov as Director None Against Management 5.4 Elect Sergei Bratukhin as Director None For Management 5.5 Elect Sergei Volk as Director None For Management 5.6 Elect Marianna Zakharova as Director None Against Management 5.7 Elect Stanislav Luchitskii as Director None Against Management 5.8 Elect Roger Munnings as Director None For Management 5.9 Elect Gareth Penny as Director None For Management 5.10 Elect Maksim Poletaev as Director None Against Management 5.11 Elect Viacheslav Solomin as Director None Against Management 5.12 Elect Evgenii Shvarts as Director None For Management 5.13 Elect Robert Edwards as Director None For Management 6.1 Elect Aleksei Dzybalov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgii Svanidze as Members of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Ianevich as Member of For For Management Audit Commission 7 Ratify KPMG as RAS Auditor For For Management 8 Ratify KPMG as IFRS Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- MOBILE TELECOMMUNICATIONS CO. KSC Ticker: ZAIN Security ID: M7034R101 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Corporate Governance Report For Against Management and Audit Committee Report for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Consolidated Financial For Against Management Statements and Statutory Reports for FY 2020 5 Approve Special Report on Penalties For For Management for FY 2020 6 Approve Dividends of KWD 0.033 per For For Management Share 7 Approve Remuneration of Directors of For For Management KWD 435,000 for FY 2020 8 Authorize Share Repurchase Program of For For Management up to 10 Percent of Issued Share Capital 9 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 10 Approve Discharge of Directors for FY For Against Management 2020 11 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 -------------------------------------------------------------------------------- MOBILE TELECOMMUNICATIONS CO. KSC Ticker: ZAIN Security ID: M7034R101 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Company's Memorandum For For Management of Association 2 Amend Article of Company's Articles of For Against Management Association -------------------------------------------------------------------------------- MOBILE TELECOMMUNICATIONS CO. SAUDI ARABIA Ticker: 7030 Security ID: M7039H108 Meeting Date: OCT 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital and For For Management Amend Articles of Bylaws -------------------------------------------------------------------------------- MOBILE TELECOMMUNICATIONS CO. SAUDI ARABIA Ticker: 7030 Security ID: M7039H108 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capital Increase with For For Management Preemptive Rights and Amend Articles of Bylaws -------------------------------------------------------------------------------- MOBILE TELECOMMUNICATIONS CO. SAUDI ARABIA Ticker: 7030 Security ID: M7039H108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Related Party Transactions Re: For For Management Arabian Shield for Cooperative Insurance Company 5 Approve Related Party Transactions Re: For For Management Almarai Company 6 Approve Related Party Transactions Re: For For Management Archiving and Warehousing Storage Solutions Company 7 Approve Related Party Transactions Re: For For Management Al Yamamah Cement Company 8 Approve Discharge of Directors for FY For For Management 2020 9 Amend Nomination and Remuneration For For Management Committee Charter 10 Approve Remuneration of Directors of For For Management SAR 3,675,000 for FY 2020 11 Elect Kameel Al Hilali as Director For For Management 12 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 13 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 8.93 For For Management per Share for First Six Months of Fiscal 2020 2 Approve Company's Membership in Open For For Management Network Technologies 3 Approve New Edition of Regulations on For For Management Board of Directors 4 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: FEB 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Reorganization via Acquisition For For Management of OOO Stv 1.2 Approve Reorganization via Acquisition For For Management of OOO Stream 1.3 Approve Reorganization via Acquisition For For Management of OOO Oblachnyi Riteil 1.4 Approve Reorganization via Acquisition For For Management of OOO Oblachnyi Riteil Plius 1.5 Approve Reorganization via Acquisition For For Management of OOO MKS Balashikha 1.6 Approve Reorganization via Acquisition For For Management of AO NPO Progtekh 2.1 Amend Charter in Connection with For For Management Reorganization Proposed under Item 1.1 2.2 Amend Charter in Connection with For For Management Reorganization Proposed under Item 1.2 2.3 Amend Charter in Connection with For For Management Reorganization Proposed under Item 1.3 2.4 Amend Charter in Connection with For For Management Reorganization Proposed under Item 1.4 2.5 Amend Charter in Connection with For For Management Reorganization Proposed under Item 1.5 2.6 Amend Charter in Connection with For For Management Reorganization Proposed under Item 1.6 3.1 Approve Company's Membership in For For Management StroySvyazTelecom 3.2 Approve Company's Membership in For For Management ProektSvyazTelecom 4 Approve New Edition of Regulations on For For Management Board of Directors 5 Approve New Edition of Regulations on For For Management Management 6 Approve New Edition of Regulations on For For Management CEO 7 Approve New Edition of Regulations on For For Management Audit Commission -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Allocation of Income and For For Management Dividends of RUB 26.51 per Share 2.1 Elect Feliks Evtushenkov as Director None Against Management 2.2 Elect Artem Zasurskii as Director None Against Management 2.3 Elect Viacheslav Nikolaev as Director None Against Management 2.4 Elect Regina Dagmar Benedicta von None For Management Flemming as Director 2.5 Elect Shaygan Kheradpir as Director None For Management 2.6 Elect Thomas Holtrop as Director None For Management 2.7 Elect Nadia Shouraboura as Director None For Management 2.8 Elect Konstantin Ernst as Director None For Management 2.9 Elect Valentin Iumashev as Director None For Management 3.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 3.2 Elect Evgenii Madorskii as Member of For For Management Audit Commission 3.3 Elect Natalia Mikheeva as Member of For For Management Audit Commission 4 Ratify Auditor For For Management 5 Approve New Edition of Charter For For Management -------------------------------------------------------------------------------- MOL HUNGARIAN OIL & GAS PLC Ticker: MOL Security ID: X5S32S129 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone and Consolidated None None Management Financial Statements and Statutory Reports 1.2 Approve Allocation of Income and None None Management Dividends 1.3 Approve Company's Corporate Governance None None Management Statement 2 Approve Discharge of Management Board None None Management 3 Approve Ernst & Young Kft. as Auditor None None Management and Fix Its Remuneration 4.1 Approve Report on Share Repurchase None None Management Program Approved at 2020 AGM 4.2 Authorize Share Repurchase Program None None Management 5 Elect Oszkar Vilagi as Management None None Management Board Member 6.1 Elect Ivan Miklos as Supervisory Board None None Management Member 6.2 Elect Marton Nagy as Supervisory Board None None Management Member 6.3 Elect Peter Kaderjak as Supervisory None None Management Board Member 6.4 Elect Lajos Dorkota as Supervisory None None Management Board Member 6.5 Elect Ivan Miklos as Audit Committee None None Management Member 6.6 Elect Marton Nagy as Audit Committee None None Management Member 7 Approve Remuneration Policy None None Management -------------------------------------------------------------------------------- MOMENTUM METROPOLITAN HOLDINGS LTD Ticker: MTM Security ID: S5S757103 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David Park as Director For For Management 1.2 Elect Paballo Makosholo as Director For For Management 2.1 Re-elect Fatima Daniels as Director For For Management 2.2 Re-elect Peter Cooper as Director For For Management 2.3 Re-elect Frans Truter as Director For For Management 3 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Cornea de Villiers as the Designated Audit Partner 4.1 Re-elect Linda de Beer as Member of For For Management the Audit Committee 4.2 Re-elect Fatima Daniels as Member of For For Management the Audit Committee 4.3 Re-elect Frans Truter as Member of the For For Management Audit Committee 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report For Against Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 10.1 Approve Fees of the Chairman of the For For Management Board 10.2 Approve Fees of the Lead Independent For For Management Director 10.3 Approve Fees of the Non-executive For For Management Director 10.4 Approve Fees of the Chairperson of For For Management Actuarial Committee 10.5 Approve Fees of the Member of For For Management Actuarial Committee 10.6 Approve Fees of the Chairperson of For For Management Audit Committee 10.7 Approve Fees of the Member of Audit For For Management Committee 10.8 Approve Fees of the Chairperson of For For Management Fair Practices Committee 10.9 Approve Fees of the Member of Fair For For Management Practices Committee 10.10 Approve Fees of the Chairperson of For For Management Investments Committee 10.11 Approve Fees of the Member of For For Management Investments Committee 10.12 Approve Fees of the Chairperson of For For Management Nominations Committee 10.13 Approve Fees of the Member of For For Management Nominations Committee 10.14 Approve Fees of the Chairperson of For For Management Remuneration Committee 10.15 Approve Fees of the Member of For For Management Remuneration Committee 10.16 Approve Fees of the Chairperson of For For Management Risk, Capital and Compliance Committee 10.17 Approve Fees of the Member of Risk, For For Management Capital and Compliance Committee 10.18 Approve Fees of the Chairperson of For For Management Social, Ethics and Transformation Committee 10.19 Approve Fees of the Member of Social, For For Management Ethics and Transformation Committee 10.20 Approve Fees of Ad Hoc Work (Hourly) For Against Management 10.21 Approve Fees of the Permanent Invitee For For Management -------------------------------------------------------------------------------- MOMENTUM METROPOLITAN HOLDINGS LTD Ticker: MTM Security ID: S5S757103 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Under and For For Management For Purposes of the Scheme 2 Authorise Specific Repurchase of MMH For For Management Shares from the Trust 1 Approve Equity Settled Employee Share For For Management Ownership Plan 2 Approve Sale of MMH Treasury Shares For For Management 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MOMO.COM, INC. Ticker: 8454 Security ID: Y265B6106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit and Capital Reserves 4 Amend Articles of Association For For Management 5 Approve Release of Restrictions of For For Management Competitive Activities of Director C.F. LIN 6 Approve Release of Restrictions of For For Management Competitive Activities of Director JEFF KU 7 Approve Release of Restrictions of For For Management Competitive Activities of Director JAMIE LIN 8 Approve Release of Restrictions of For For Management Competitive Activities of Director MAO-HSIUNG, HUANG 9 Approve Release of Restrictions of For For Management Competitive Activities of Independent Director HONG-SO, CHEN -------------------------------------------------------------------------------- MONALISA GROUP CO., LTD. Ticker: 002918 Security ID: Y6S3J9104 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Confirmation on For For Management Related Party Transaction 2 Approve Newly Added Related Party For For Management Transaction -------------------------------------------------------------------------------- MONALISA GROUP CO., LTD. Ticker: 002918 Security ID: Y6S3J9104 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Issue Manner and Target Parties For For Management 2.5 Approve Bond Period For For Management 2.6 Approve Interest Rate For For Management 2.7 Approve Repayment Period and Manner For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Conversion Period For For Management 2.10 Approve Determination of Conversion For For Management Price 2.11 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.12 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.13 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.14 Approve Terms of Redemption For For Management 2.15 Approve Terms of Sell-Back For For Management 2.16 Approve Dividend Distribution Post For For Management Conversion 2.17 Approve Placing Arrangement for For For Management Shareholders 2.18 Approve Matters Relating to Meetings For For Management of Bond Holders 2.19 Approve Usage of Raised Funds For For Management 2.20 Approve Raised Funds Deposit Account For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Principles of Bondholders For For Management Meeting 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Report on the Usage of For For Shareholder Previously Raised Funds (as of December 31, 2020) -------------------------------------------------------------------------------- MONALISA GROUP CO., LTD. Ticker: 002918 Security ID: Y6S3J9104 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of Xiao Hua For For Management 6.2 Approve Remuneration of Huo Rongquan For For Management 6.3 Approve Remuneration of Deng Qitang For For Management 6.4 Approve Remuneration of Zhang Qikang For For Management 6.5 Approve Remuneration of Xiao Libiao For For Management 6.6 Approve Remuneration of Chen Feng For For Management 6.7 Approve Allowance of Independent For For Management Directors 7.1 Approve Remuneration of Zhou Yachao For For Management 7.2 Approve Remuneration of Huang Shulian For For Management 7.3 Approve Remuneration of Chen Bingyao For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- MONETA MONEY BANK, A.S. Ticker: MONET Security ID: X3R0GS100 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Elect Meeting Chairman and Other For For Management Meeting Officials 3 Reelect Clare Clarke, Michal Petrman For For Management and Denis Hall as Supervisory Board Members 4 Reelect Michal Petrman and Denis Hall For For Management as Members of Audit Committee 5 Receive Management Board Report None None Management 6 Receive Supervisory Board Report None None Management 7 Receive Audit Committee Report None None Management 8 Approve Consolidated Financial For For Management Statements 9 Approve Financial Statements For For Management 10 Approve Allocation of Income and For For Management Omission of Dividends 11 Approve Contracts on Performance of For For Management Functions with Supervisory Board Members 12 Ratify Deloitte Audit s.r.o. as Auditor For For Management 13 Approve Remuneration Policy For For Management 14 Amend Articles of Association Re: For For Management General Meeting 15 Close Meeting None None Management -------------------------------------------------------------------------------- MONTAGE TECHNOLOGY CO., LTD. Ticker: 688008 Security ID: Y6S3M5108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- MONTAGE TECHNOLOGY CO., LTD. Ticker: 688008 Security ID: Y6S3M5108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- MONTNETS CLOUD TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Stock Name For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- MONTNETS CLOUD TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Draft and Summary of Employee For For Management Share Purchase Plan 3 Approve Management Rules of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- MONTNETS CLOUD TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Remuneration of Yu Wensheng For For Management 7.2 Approve Remuneration of Yu Gang For For Management 7.3 Approve Remuneration of Tian Feichong For For Management 7.4 Approve Remuneration of Hang Guoqiang For For Management 7.5 Approve Allowance of Independent For For Management Director 8.1 Approve Remuneration of Shi Yongqi For For Management 8.2 Approve Remuneration of Su Dafu For For Management 8.3 Approve Remuneration of Liu Yajun For For Management -------------------------------------------------------------------------------- MONTNETS RONGXIN TECHNOLOGY GROUP CO., LTD. Ticker: 002123 Security ID: Y7323P102 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Approve Change in Registered Address For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MOON ENVIRONMENT TECHNOLOGY CO., LTD. Ticker: 000811 Security ID: Y97408101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Elect Liu Zhijun as Non-independent For For Management Director 8 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Ramon Adarraga Morales as None For Management Director 3.2 Elect Paul Bodart as Director None For Management 3.3 Elect Oleg Viugin as Director None For Management 3.4 Elect Mariia Gordon as Director None For Management 3.5 Elect Valerii Goregliad as Director None Against Management 3.6 Elect Dmitrii Eremeev as Director None For Management 3.7 Elect Bella Zlatkis as Director None Against Management 3.8 Elect Aleksandr Izosimov as Director None For Management 3.9 Elect Maksim Krasnykh as Director None For Management 3.10 Elect Vadim Kulik as Director None Against Management 3.11 Elect Sergei Lykov as Director None Against Management 3.12 Elect Oskar Hartmann as Director None For Management 4 Ratify Auditor For For Management 5 Approve New Edition of Charter For For Management 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Approve New Edition of Regulations on For For Management Remuneration of Directors 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- MOSENERGO OAO Ticker: MSNG Security ID: X55075109 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 0.17945 per Share 4.1 Elect Albert Bikmurzin as Director None Against Management 4.2 Elect Aleksandr Butko as Director None Against Management 4.3 Elect Evgenii Zemlianoi as Director None Against Management 4.4 Elect Aleksandr Ivannikov as Director None Against Management 4.5 Elect Konstantin Komissarov as Director None For Management 4.6 Elect Irina Korobkina as Director None Against Management 4.7 Elect Denis Kulikov as Director None For Management 4.8 Elect Vitalii Markelov as Director None Against Management 4.9 Elect Elena Mikhailova as Director None Against Management 4.10 Elect Aleksandr Rogov as Director None Against Management 4.11 Elect Aleksei Sobitskii as Director None Against Management 4.12 Elect Aleksandr Solovev as Director None Against Management 4.13 Elect Gennadii Sukhov as Director None Against Management 4.14 Elect Andrei Tabelskii as Director None Against Management 4.15 Elect Denis Fedorov as Director None Against Management 4.16 Elect Andrei Khorev as Director None Against Management 4.17 Elect Aleksei Chernikov as Director None Against Management 4.18 Elect Pavel Shatskii as Director None Against Management 5 Ratify FBK as Auditor For For Management 6.1 Approve Remuneration of Directors For Against Management 6.2 Approve Remuneration of Members of For For Management Audit Commission 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management Board of Directors 9.1 Elect Anatolii Kotliar as Member of For For Management Audit Commission 9.2 Elect Vitalii Kudriashov as Member of For For Management Audit Commission 9.3 Elect Iurii Linovitskii as Member of For For Management Audit Commission 9.4 Elect Margarita Mironova as Member of For For Management Audit Commission 9.5 Elect Nadezhda Shafir as Member of For For Management Audit Commission 10.1 Approve Related-Party Transaction with For For Management Gazprom Re: Loan Agreement 10.2 Approve Related-Party Transaction with For For Management Gazprom Re: Loan Agreement -------------------------------------------------------------------------------- MOTECH INDUSTRIES, INC. Ticker: 6244 Security ID: Y61397108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Laksh Vaaman Sehgal as Director For For Management 3 Reelect Shunichiro Nishimura as For For Management Director 4 Reelect Naveen Ganzu as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: APR 29, 2021 Meeting Type: Court Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of For For Management Amalgamation and Arrangement -------------------------------------------------------------------------------- MOTHERSON SUMI SYSTEMS LIMITED Ticker: 517334 Security ID: Y6139B141 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions to For For Management be Undertaken by Motherson Sumi Wiring India Limited with the Company, Sumitomo Wiring Systems Limited and Other Related Parties -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Raised Funds Investment For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Exemption on Fulfillment of For For Shareholder Commitment -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Han Yong as Supervisor For For Shareholder 3 Approve Establishment of Strategic For For Management Development Committee of the Board of Directors 4.1 Elect Yang Wenliang as Director For For Shareholder 4.2 Elect Geng Bin as Director For For Shareholder 4.3 Elect Song Xiaomei as Director For For Shareholder 4.4 Elect Wang Wei as Director For For Shareholder 5.1 Elect Liu Huan as Director For For Shareholder 5.2 Elect Liu Yuanli as Director For For Shareholder -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Daily Related-Party Transaction For For Management 7 Approve Provision for Impairment of For For Management Goodwill 8 Approve Shareholder Return Plan For For Management 9 Amend Rules and Procedures Regarding For Against Shareholder Meetings of Board of Directors -------------------------------------------------------------------------------- MOTIC (XIAMEN) ELECTRIC GROUP CO., LTD. Ticker: 300341 Security ID: Y613BC104 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- MOTILAL OSWAL FINANCIAL SERVICES LIMITED Ticker: 532892 Security ID: Y6136Z109 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend For For Management 4 Reelect Navin Agarwal as Director For For Management 5 Elect Chitradurga Narasimha Murthy as For For Management Director 6 Elect Pankaj Bhansali as Director For For Management 7 Elect Divya Momaya as Director For For Management 8 Approve Sale, Lease or Disposal of For Against Management Assets of Motilal Oswal Finvest, Material Wholly Owned Subsidiary of the Company -------------------------------------------------------------------------------- MOTOR OIL (HELLAS) CORINTH REFINERIES SA Ticker: MOH Security ID: X55904100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Elect Directors (Bundled) For Against Management 4 Elect Members of Audit Committee For For Management (Bundled) 5 Approve Auditors and Fix Their For Against Management Remuneration 6 Approve Director Remuneration For For Management 7 Approve Pre-Payment of Director For For Management Remuneration 8 Approve Suitability Policy for For For Management Directors 9 Amend Remuneration Policy For Against Management 10 Approve Profit Distribution to Board For Against Management Members and Management 11 Advisory Vote on Remuneration Report For Against Management -------------------------------------------------------------------------------- MOTUS HOLDINGS LTD. (SOUTH AFRICA) Ticker: MTH Security ID: S5252J102 Meeting Date: NOV 10, 2020 Meeting Type: Annual Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with M Bierman as the Designated Partner 3.1 Re-elect Saleh Mayet as Member of the For For Management Audit and Risk Committee 3.2 Re-elect Keneilwe Moloko as Member of For For Management the Audit and Risk Committee 3.3 Re-elect Johnson Njeke as Member of For For Management the Audit and Risk Committee 4.1 Elect Graham Dempster as Director For For Management 4.2 Elect Ashley Tugendhaft as Director For For Management 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Implementation For Against Management Report 9.1 Approve Fees of the Chairman For For Management 9.2 Approve Fees of the Deputy Chairman For For Management and Lead Independent Director 9.3 Approve Fees of the Board Member For For Management 9.4 Approve Fees of the Assets and For For Management Liabilities Committee Chairman 9.5 Approve Fees of the Assets and For For Management Liabilities Committee Member 9.6 Approve Fees of the Audit and Risk For For Management Committee Chairman 9.7 Approve Fees of the Audit and Risk For For Management Committee Member 9.8 Approve Fees of the Divisional Board For For Management Member 9.9 Approve Fees of the Divisional Finance For For Management and Risk Committee Member 9.10 Approve Fees of the Remuneration For For Management Committee Chairman 9.11 Approve Fees of the Remuneration For For Management Committee Member 9.12 Approve Fees of the Nominations For For Management Committee Chairman 9.13 Approve Fees of the Nominations For For Management Committee Member 9.14 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 9.15 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 10 Authorise Repurchase of Issued Share For For Management Capital 11 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 12 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- MOUWASAT MEDICAL SERVICES CO. Ticker: 4002 Security ID: M7065G107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Dividends of SAR 2.5 per Share For For Management for FY 2020 6 Approve Remuneration of Directors of For For Management SAR 3,150,000 for FY 2020 7 Approve Related Party Transactions For For Management with Al Mouwasat International Company Re: Housing Accommodation 8 Approve Related Party Transactions For For Management with Al Mouwasat International Company Re: Medical Supplies 9 Approve Related Party Transactions For For Management with Al Mouwasat International Company Re: Tickets and Tourism Services 10 Approve Related Party Transactions For For Management with Al Mouwasat International Company Re: Lease contracts of Trained Technical Personnel 11 Approve Related Party Transactions For For Management with Al Mouwasat International Company Re: Supply and Installation of Stainless Steel 12 Approve Related Party Transactions For For Management with Advision for Trading Est. Re: Advertisement and Marketing contracts and Supplies 13 Allow Nassir Al Subeiee to Be Involved For For Management with Competitor Companies 14 Allow Mohammed Al Saleem to Be For For Management Involved with Competitor Companies 15 Approve Discharge of Directors for FY For For Management 2020 -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MOVIDA PARTICIPACOES SA Ticker: MOVI3 Security ID: P6S8CC103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends -------------------------------------------------------------------------------- MPHASIS LIMITED Ticker: 526299 Security ID: Y6144V108 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect David Lawrence Johnson as For For Management Director 4 Reelect Amit Dalmia as Director For For Management 5 Reelect Jan Kathleen Hier as Director For For Management 6 Amend Employee Stock Option Plan 2016 For Against Management 7 Approve Extension of Benefits of For Against Management Mphasis Employee Stock Option Plan 2016 to Eligible Employees of the Subsidiary Companies -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 28 March 2020 2.1 Re-elect Nigel Payne as Director For For Management 2.2 Re-elect Bobby Johnston as Director For For Management 2.3 Re-elect Maud Motanyane-Welch as For For Management Director 3 Reappoint Ernst & Young Inc as For For Management Auditors with Merisha Kassie as the Designated Registered Auditor 4.1 Re-elect Bobby Johnston as Member of For For Management the Audit and Compliance Committee 4.2 Re-elect Daisy Naidoo as Member of the For For Management Audit and Compliance Committee 4.3 Re-elect Mark Bowman as Member of the For For Management Audit and Compliance Committee 4.4 Re-elect Mmaboshadi Chauke as Member For For Management of the Audit and Compliance Committee 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Implementation For For Management Report 7 Adopt the Social, Ethics, For For Management Transformation and Sustainability Committee Report 8 Authorise Ratification of Approved For For Management Resolutions 9 Place Authorised but Unissued Shares For For Management under Control of Directors 10 Authorise Board to Issue Shares for For For Management Cash 1.1 Approve Fees of the Independent For For Management Non-executive Chairman 1.2 Approve Fees of the Honorary Chairman For For Management 1.3 Approve Fees of the Lead Independent For For Management Director 1.4 Approve Fees of the Non-Executive For For Management Directors 1.5 Approve Fees of the Audit and For For Management Compliance Committee Chairman 1.6 Approve Fees of the Audit and For For Management Compliance Committee Members 1.7 Approve Fees of the Remuneration and For For Management Nominations Committee Chairman 1.8 Approve Fees of the Remuneration and For For Management Nominations Committee Members 1.9 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Chairman 1.10 Approve Fees of the Social, Ethics, For For Management Transformation and Sustainability Committee Members 1.11 Approve Fees of the Risk and IT For For Management Committee Members 1.12 Approve Fees of the Risk and IT For For Management Committee - IT Specialist 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Companies -------------------------------------------------------------------------------- MRF LIMITED Ticker: 500290 Security ID: Y6145L117 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Varun Mammen as Director For For Management 4 Reelect Cibi Mammen as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management 2 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Rubens Menin Teixeira de Souza as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Kandir as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Betania Tanure de Barros as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Guimaraes Correa as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Fernanda Nazareth Menin Teixeira de Souza Maia as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos Alberto Cabaleiro Fernandez as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Silvio Romero de Lemos Meira as Director 8 Approve Remuneration of Company's For For Management Management 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MRV ENGENHARIA E PARTICIPACOES SA Ticker: MRVE3 Security ID: P6986W107 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Commercial and Credit Executive For For Management Board Composition 3 Amend Competences of Executive For For Management Directors 4 Rename Position of Executive Director For For Management of Financing for Construction, Institutional Relations and Sustainability to Executive Director of Institutional Relations and Sustainability and Amend Competences 5 Amend Article 27 For For Management 6 Consolidate Bylaws For For Management 7 Approve Minutes of Meeting with For For Management Exclusion of Shareholder Names -------------------------------------------------------------------------------- MTN GROUP LTD. Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sindi Mabaso-Koyana as Director For For Management 2 Elect Nosipho Molope as Director For For Management 3 Elect Noluthando Gosa as Director For For Management 4 Re-elect Shaygan Kheradpir as Director For For Management 5 Re-elect Paul Hanratty as Director For For Management 6 Re-elect Stanley Miller as Director For For Management 7 Re-elect Nkululeko Sowazi as Director For For Management 8 Elect Tsholofelo Molefe as Director For For Management 9 Elect Sindi Mabaso-Koyana as Member of For For Management the Audit Committee 10 Elect Nosipho Molope as Member of the For For Management Audit Committee 11 Elect Noluthando Gosa as Member of the For For Management Audit Committee 12 Re-elect Swazi Tshabalala as Member of For For Management the Audit Committee 13 Re-elect Vincent Rague as Member of For For Management the Audit Committee 14 Elect Noluthando Gosa as Member of the For For Management Social and Ethics Committee 15 Re-elect Lamido Sanusi as Member of For For Management the Social and Ethics Committee 16 Re-elect Stanley Miller as Member of For For Management the Social and Ethics Committee 17 Re-elect Nkunku Sowazi as Member of For For Management the Social and Ethics Committee 18 Re-elect Khotso Mokhele as Member of For For Management the Social and Ethics Committee 19 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors 20 Reappoint Ernst & Young Inc as Auditors For For Management 21 Place Authorised but Unissued Shares For For Management under Control of Directors 22 Authorise Board to Issue Shares for For For Management Cash 23 Approve Remuneration Policy For For Management 24 Approve Remuneration Implementation For Against Management Report 25 Authorise Ratification of Approved For For Management Resolutions 26 Approve Remuneration of Board Local For For Management Chairman 27 Approve Remuneration of Board For For Management International Chairman 28 Approve Remuneration of Board Local For For Management Member 29 Approve Remuneration of Board For For Management International Member 30 Approve Remuneration of Board Local For For Management Lead Independent Director 31 Approve Remuneration of Board For For Management International Lead Independent Director 32 Approve Remuneration of Remuneration For For Management and Human Resources Committee Local Chairman 33 Approve Remuneration of Remuneration For For Management and Human Resources Committee International Chairman 34 Approve Remuneration of Remuneration For For Management and Human Resources Committee Local Member 35 Approve Remuneration of Remuneration For For Management and Human Resources Committee International Member 36 Approve Remuneration of Social and For For Management Ethics Committee Local Chairman 37 Approve Remuneration of Social and For For Management Ethics Committee International Chairman 38 Approve Remuneration of Social and For For Management Ethics Committee Local Member 39 Approve Remuneration of Social and For For Management Ethics Committee International Member 40 Approve Remuneration of Audit For For Management Committee Local Chairman 41 Approve Remuneration of Audit For For Management Committee International Chairman 42 Approve Remuneration of Audit For For Management Committee Local Member 43 Approve Remuneration of Audit For For Management Committee International Member 44 Approve Remuneration of Risk For For Management Management and Compliance Committee Local Chairman 45 Approve Remuneration of Risk For For Management Management and Compliance Committee International Chairman 46 Approve Remuneration of Risk For For Management Management and Compliance Committee Local Member 47 Approve Remuneration of Risk For For Management Management and Compliance Committee International Member 48 Approve Remuneration of Local Member For For Management for Special Assignments or Projects (per day) 49 Approve Remuneration of International For For Management Member for Special Assignments or Projects (per day) 50 Approve Remuneration for Ad Hoc Work For Against Management Performed by Non-executive Directors for Special Projects (hourly rate) 51 Approve Remuneration of Share Trust For For Management (trustees) Local Chairman 52 Approve Remuneration of Share Trust For For Management (trustees) International Chairman 53 Approve Remuneration of Share Trust For For Management (trustees) Local Member 54 Approve Remuneration of Share Trust For For Management (trustees) International Member 55 Approve Remuneration of Sourcing For For Management Committee Local Chairman 56 Approve Remuneration of Sourcing For For Management Committee International Chairman 57 Approve Remuneration of Sourcing For For Management Committee Local Member 58 Approve Remuneration of Sourcing For For Management Committee International Member 59 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee Local Chairman 60 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee International Chairman 61 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee Local Member 62 Approve Remuneration of Directors For For Management Affairs and Corporate Governance Committee International Member 63 Authorise Repurchase of Issued Share For For Management Capital 64 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities 65 Approve Financial Assistance to For For Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 66 Approve Financial Assistance to MTN For For Management Zakhele Futhi (RF) Limited -------------------------------------------------------------------------------- MUANGTHAI CAPITAL PUBLIC CO. LTD. Ticker: MTC Security ID: Y613G3109 Meeting Date: AUG 17, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Operating Result None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment For For Management 5.1 Elect Yodhin Anavil as Director For For Management 5.2 Elect Suchart Suphayak as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Debentures 9 Amend Articles of Association For For Management 10 Other Business For Against Management -------------------------------------------------------------------------------- MUANGTHAI CAPITAL PUBLIC CO. LTD. Ticker: MTC Security ID: Y613G3109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Kongkeaw Piamduaytham as Director For For Management 5.2 Elect Nongnuch Dawasuwan as Director For For Management 5.3 Elect Suksit Petampai as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Debentures 9 Other Business For Against Management -------------------------------------------------------------------------------- MUHIBBAH ENGINEERING (M) BHD Ticker: 5703 Security ID: Y6151L100 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First and Final Dividend For For Management 2 Elect Mac Ngan Boon @ Mac Yin Boon as For For Management Director 3 Elect Mohamad Kamarudin bin Hassan as For For Management Director 4 Elect Mazlan Bin Abdul Hamid as For For Management Director 5 Approve Directors' Fees and Benefits For For Management 6 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Zakaria Bin Abdul Hamid to For For Management Continue Office as Independent Non-Executive Director 8 Approve Abd Hamid Bin Ibrahim to For For Management Continue Office as Independent Non-Executive Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- MUHIBBAH ENGINEERING (M) BHD Ticker: 5703 Security ID: Y6151L100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ooi Sen Eng as Director For For Management 2 Elect Abd Hamid bin Ibrahim as Director For For Management 3 Elect Sobri bin Abu as Director For For Management 4 Elect Khazali bin Haji Ahmad as For For Management Director 5 Approve Directors' Fees and Benefits For For Management 6 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Zakaria Bin Abdul Hamid to For For Management Continue Office as Independent Non-Executive Director 8 Approve Abd Hamid Bin Ibrahim to For For Management Continue Office as Independent Non-Executive Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- MULTI COMMODITY EXCHANGE OF INDIA LIMITED Ticker: 534091 Security ID: Y5S057101 Meeting Date: AUG 31, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Amit Goela as Director For For Management 4 Reelect Madhu Vadera Jayakumar as For For Management Director 5 Approve Shah Gupta & Co., Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MULTICHOICE GROUP LTD. Ticker: MCG Security ID: S8039U101 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2.1 Re-elect Nolo Letele as Director For For Management 2.2 Re-elect Jabu Mabuza as Director For For Management 2.3 Re-elect Kgomotso Moroka as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Brett Humphreys as Designated Individual Registered Auditor 4.1 Re-elect Louisa Stephens as Chair of For For Management the Audit Committee 4.2 Re-elect Christine Sabwa as Member of For For Management the Audit Committee 4.3 Elect Elias Masilela as Member of the For For Management Audit Committee 5 Authorise Board to Issue Shares for For For Management Cash 6 Approve Amendments to the Trust Deed For For Management of the Restricted Share Plan Trust and the Share Scheme Envisaged by Such Trust Deed 1 Approve Remuneration Policy For For Management 2 Approve Implementation of the For For Management Remuneration Policy 1.1 Approve Remuneration of Non-executive For For Management Director 1.2 Approve Remuneration of Lead For For Management Independent Non-executive Director 1.3 Approve Remuneration of Audit For For Management Committee Chair 1.4 Approve Remuneration of Audit For For Management Committee Member 1.5 Approve Remuneration of Risk Committee For For Management Chair 1.6 Approve Remuneration of Risk Committee For For Management Member 1.7 Approve Remuneration of Remuneration For For Management Committee Chair 1.8 Approve Remuneration of Remuneration For For Management Committee Member 1.9 Approve Remuneration of Nomination For For Management Committee Chair 1.10 Approve Remuneration of Nomination For For Management Committee Member 1.11 Approve Remuneration of Social and For For Management Ethics Committee Chair 1.12 Approve Remuneration of Social and For For Management Ethics Committee Member 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 7 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Ticker: MULT3 Security ID: P69913187 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- MUTHOOT FINANCE LIMITED Ticker: 533398 Security ID: Y6190C103 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect George Thomas Muthoot as For For Management Director 3 Reelect George Alexander Muthoot as For For Management Director 4 Approve Reappointment and Remuneration For For Management of Alexander M George as Whole Time Director 5 Reelect Jose Mathew as Director For For Management 6 Reelect Jacob Benjamin Koshy as For For Management Director 7 Approve Increase in Borrowing Powers For For Management 8 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Raised Funds Management For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Shareholder Return Plan For For Management 9 Approve Special Deposit Account for For For Management Raised Funds 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Validity Period For For Management in Connection to the Convertible Bond Issuance 2 Approve to Adjust the Plan on For For Management Convertible Bond Issuance 3 Approve Adjustment on Authorization of For For Management the Board to Handle All Matters Related to the Convertible Bond Issuance 4 Approve Related Party Transaction For For Management 5 Approve Guarantee Provision Plan For For Management 6 Approve Use of Own Funds for Capital For For Management Injection -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantees For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Appointment of Financial For For Management Auditor 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 13 Amend Articles of Association For For Management 14 Approve Issuance of Super Short-term For For Management Commercial Papers 15 Approve Provision of Guarantee for For For Management Subsidiaries -------------------------------------------------------------------------------- MUYUAN FOODS CO., LTD. Ticker: 002714 Security ID: Y6149B107 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- MY E.G. SERVICES BERHAD Ticker: 0138 Security ID: Y6147P116 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management 3 Elect Wong Thean Soon as Director For For Management 4 Elect Muhammad Rais Bin Abdul Karim as For For Management Director 5 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Mohd Jimmy Wong Bin Abdullah For For Management to Continue Office as Independent Non-Executive Director 7 Approve Muhammad Rais Bin Abdul Karim For For Management to Continue Office as Independent Non-Executive Director 8 Authorize Share Repurchase Program For For Management 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- MY E.G. SERVICES BERHAD Ticker: 0138 Security ID: Y6147P116 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Diversification of the For For Management Existing Business of the Company and its Subsidiaries to Include Provision of Financial Services 1 Approve Dividend Reinvestment Plan and For For Management Issuance of New Ordinary Shares Under the Plan 2 Approve Employees' Share Option Scheme For Against Management (ESOS) 3 Approve Allocation of ESOS Options to For Against Management Norraesah Binti Haji Mohamad 4 Approve Allocation of ESOS Options to For Against Management Wong Thean Soon 5 Approve Allocation of ESOS Options to For Against Management Muhammad Rais Bin Abdul Karim 6 Approve Allocation of ESOS Options to For Against Management Mohd Jimmy Wong Bin Abdullah 7 Approve Allocation of ESOS Options to For Against Management Wong Kok Chau -------------------------------------------------------------------------------- MY E.G. SERVICES BERHAD Ticker: 0138 Security ID: Y6147P116 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Diversification of the For For Management Existing Businesses of the Company and its Subsidiaries to Include the Healthcare Related Businesses 1 Approve Proposed Bonus Issue of New For For Management Ordinary Shares 2 Amend Constitution For For Management -------------------------------------------------------------------------------- MYHOME REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000667 Security ID: Y5053U101 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- MYHOME REAL ESTATE DEVELOPMENT GROUP CO., LTD. Ticker: 000667 Security ID: Y5053U101 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Loan For For Management 9 Approve Guarantee Provision Between For Against Management Company and Controlling Shareholder 10 Approve Financial Assistance Provision For Against Management 11.1 Elect Liu Nanxi as Director For For Shareholder 11.2 Approve Remuneration of Liu Nanxi For For Management -------------------------------------------------------------------------------- MYS GROUP CO., LTD. Ticker: 002303 Security ID: Y77444100 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares 2 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 3 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- MYS GROUP CO., LTD. Ticker: 002303 Security ID: Y77444100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- MYTILINEOS SA Ticker: MYTIL Security ID: X56014131 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Company Article 10 For For Management -------------------------------------------------------------------------------- MYTILINEOS SA Ticker: MYTIL Security ID: X56014131 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Advisory Vote on Remuneration Report For For Management 4 Receive Information on Activities of None None Management the Audit Committee 5 Approve Management of Company and For For Management Grant Discharge to Auditors 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Suitability Policy for For For Management Directors 8 Ratify Director Appointment For For Management 9 Elect Director For For Management 10 Approve Type, Term, Number and For For Management Capacity of Members of the Audit Committee 11 Amend Remuneration Policy For For Management 12 Approve Performance Share Plan For For Management 13 Approve Stock Award to Executives For For Management 14 Approve Special Reserve Account For For Management -------------------------------------------------------------------------------- NAJRAN CEMENT CO. Ticker: 3002 Security ID: M529A6109 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Dividends of SAR 0.75 per For For Management Share for Second Half of FY 2020 and Total of SAR 1.5 per Share for FY 2020 7 Approve Remuneration of Directors of For For Management SAR 2,900,000 for FY 2020 8 Approve Related Party Transactions Re: For For Management AMAK Mining Company 9 Approve Related Party Transactions Re: For For Management Yaal Arabya Company for Industry, Commerce and Contracting Ltd 10 Approve Related Party Transactions Re: For For Management Yaal Arabya Company for Industry, Commerce and Contracting Ltd 11 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 12 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- NAMCHOW HOLDINGS CO., LTD. Ticker: 1702 Security ID: Y61998103 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Fei Lung Chen, a Representative For For Management of Hwa Zhin Co., Ltd., with SHAREHOLDER NO.13930 as Non-independent Director 5.2 Elect Fei Peng Chen, a Representative For For Management of Hwa Zhin Co., Ltd., with SHAREHOLDER NO.13930, as Non-independent Director 5.3 Elect Kan Wen Li, a Represenative of For For Management Lucky Royal Co., Ltd., with SHAREHOLDER NO.56863, as Non-independent Director 5.4 Elect Ming Fen Chou, a Representative For For Management of Lucky Royal Co., Ltd., with SHAREHOLDER NO.56863, as Non-independent Director 5.5 Elect Cheng Wen Chen, a Representative For For Management of Hwa Zhin Co., Ltd., with SHAREHOLDER NO.13930, as Non-independent Director 5.6 Elect Yi Wen Chen, a Representative of For For Management Namchow Holdings CO., Ltd. Employee Welfare Committee, with SHAREHOLDER NO. 1797, as Non-independent Director 5.7 Elect Ting Kuo Chen, with SHAREHOLDER For For Management NO.Q100588XXX as Independent Director 5.8 Elect Chin Shih Lin, with SHAREHOLDER For For Management NO.A111215XXX as Independent Director 5.9 Elect Chun Hsueh Chen, with For For Management SHAREHOLDER NO.180815 as Independent Director -------------------------------------------------------------------------------- NAMPAK LTD. Ticker: NPK Security ID: S5326R114 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Erik Smuts as Director For For Management 2 Authorise Ratification of Approved For For Management Resolutions 3 Amend Memorandum of Incorporation Re: For For Management Obligations under the Listings Requirements 4 Amend Memorandum of Incorporation Re: For For Management Round Robin Resolutions 5 Amend Memorandum of Incorporation Re: For For Management Special Resolutions 6 Amend Memorandum of Incorporation Re: For For Management Chairman's Casting Vote 7 Amend Memorandum of Incorporation Re: For For Management Appointment of Proxy 8 Amend Memorandum of Incorporation Re: For For Management Electing Directors 9 Amend Memorandum of Incorporation Re: For For Management Appointment of Ex Officio Directors 10 Amend Memorandum of Incorporation Re: For For Management Process of Electing Directors 11 Amend Memorandum of Incorporation Re: For For Management Rotation of Non-executive Directors 12 Amend Memorandum of Incorporation Re: For For Management Automatic Re-appointment of a Retiring Auditor 13 Amend Memorandum of Incorporation Re: For For Management Repetition 14 Amend Memorandum of Incorporation Re: For For Management Fractions -------------------------------------------------------------------------------- NAN LIU ENTERPRISE CO., LTD. Ticker: 6504 Security ID: Y62038107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual Financial For For Management Statements, Consolidated Financial Statements and Business Report 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NAN PAO RESINS CHEMICAL CO., LTD. Ticker: 4766 Security ID: Y6204T100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Subsidiary FOSHAN NAN PAO For For Management ADVANCED MATERIALS CO. LTD. Initial Public Offering of CNY Denominated Common Shares and Application for Listing in Overseas Securities Market 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- NAN YA PLASTICS CORP. Ticker: 1303 Security ID: Y62061109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- NAN YA PRINTED CIRCUIT BOARD CORP Ticker: 8046 Security ID: Y6205K108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- NANFANG VENTILATOR CO. LTD. Ticker: 300004 Security ID: Y6194R106 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tan Hanqiang as Non-Independent For For Management Director 1.2 Elect Jiang Zhijun as Non-Independent For For Management Director 1.3 Elect Li Zhibin as Non-Independent For For Management Director 1.4 Elect Luo Hong as Non-Independent For For Management Director 1.5 Elect Ren Gang as Non-Independent For For Management Director 1.6 Elect Liang Xiuxia as Non-Independent For For Management Director 2.1 Elect Lu Chuijun as Independent For For Management Director 2.2 Elect Xiao Bing as Independent Director For For Management 2.3 Elect Li Ping as Independent Director For For Management 3.1 Elect Xie Bichang as Supervisor For For Management 3.2 Elect Liu Lei as Supervisor For For Management -------------------------------------------------------------------------------- NANFANG VENTILATOR CO., LTD. Ticker: 300004 Security ID: Y6194R106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For Against Management 3 Approve Annual Report and Summary For Against Management 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For Against Management Association 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Related Party Transaction For Against Management Decision-making System 11 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 12 Approve Report of the Board of For For Management Supervisors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- NANFANG ZHONGJIN ENVIRONMENT CO., LTD. Ticker: 300145 Security ID: Y30420106 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NANFANG ZHONGJIN ENVIRONMENT CO., LTD. Ticker: 300145 Security ID: Y30420106 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hang Jun as Non-Independent For For Management Director 1.2 Elect Shen Haijun as Non-Independent For For Management Director -------------------------------------------------------------------------------- NANFANG ZHONGJIN ENVIRONMENT CO., LTD. Ticker: 300145 Security ID: Y30420106 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yao Jiantang as Non-Independent For For Management Director 2 Elect Zhang Hao as Supervisor For For Management -------------------------------------------------------------------------------- NANFANG ZHONGJIN ENVIRONMENT CO., LTD. Ticker: 300145 Security ID: Y30420106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Provision of Guarantee For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision for Asset Impairment For For Management and Bad Debt Write-off 8 Amend Investment Decision Management For For Management System -------------------------------------------------------------------------------- NANFANG ZHONGJIN ENVIRONMENT CO., LTD. Ticker: 300145 Security ID: Y30420106 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Supplementary Explanation For For Management of the Stock Option Incentive Plan -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment to Establish a For For Management Company and Related Party Transactions -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- NANJI E-COMMERCE CO., LTD. Ticker: 002127 Security ID: Y4447Q108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Yuxiang as Director For For Management 1.2 Elect Liu Zhen as Director For For Management 1.3 Elect Kong Haibin as Director For For Management 1.4 Elect Yang Xiuqin as Director For For Management 1.5 Elect Shen Jiaming as Director For For Management 1.6 Elect Yu Hanqing as Director For For Management 2.1 Elect Wang Haifeng as Director For For Management 2.2 Elect Wu Xiaoya as Director For For Management 2.3 Elect Ma Weimin as Director For For Management 3.1 Elect Zheng Dingxia as Supervisor For For Management 3.2 Elect Chen Xiaojie as Supervisor For For Management -------------------------------------------------------------------------------- NANJING GAOKE CO., LTD. Ticker: 600064 Security ID: Y6197V104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Issuance of Super Short-term For For Management Commercial Papers 7 Approve Issuance of Medium-term Notes For For Management 8 Approve Loan For For Management 9 Approve Provision of Financing Support For For Management 10 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 11 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration -------------------------------------------------------------------------------- NANJING HANRUI COBALT CO., LTD. Ticker: 300618 Security ID: Y6196V105 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Partial Idle Raised For For Management Funds for Cash Management 2 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- NANJING HANRUI COBALT CO., LTD. Ticker: 300618 Security ID: Y6196V105 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Management System of Raised Funds For For Management 4.1 Elect Liang Jie as Non-Independent For For Management Director 4.2 Elect Tao Kai as Non-Independent For For Management Director 4.3 Elect Ren Ting as Non-Independent For For Management Director 5.1 Elect Chen Yi as Independent Director For For Management 5.2 Elect Ye Bangyin as Independent For For Management Director 6.1 Elect Xu Wenwei as Supervisor For For Management 6.2 Elect Zhang Yixi as Supervisor For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Additional Financing For For Management -------------------------------------------------------------------------------- NANJING HANRUI COBALT CO., LTD. Ticker: 300618 Security ID: Y6196V105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Financing and For For Management Guarantee 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- NANJING HANRUI COBALT CO., LTD. Ticker: 300618 Security ID: Y6196V105 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing in Hong Kong Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issuance Scale For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 2.8 Approve Application for Listing on For For Management Stock Exchange 3 Approve Resolution Validity Period For For Management 4 Approve Issuance of H Shares for For For Management Fund-raising Use Plan 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Liability Insurance for For For Management Directors, Supervisors and Senior Management and Liability Insurance for the Prospectus 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Elect Yu Zhili as Independent Director For For Management 9 Approve Distribution Arrangement of For For Management Cumulative Earnings 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Management System of Raised Funds For For Management 15 Amend Independent Director System For For Management 16 Amend Decision-making System For For Management 17 Amend External Investment Management For For Management System 18 Amend External Guarantee Management For For Management System 19 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Chunlin as Non-Independent For For Management Director 2 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 3.1 Approve Issue Size For For Management 3.2 Approve Issue Manner For For Management 3.3 Approve Term and Type For For Management 3.4 Approve Par Value, Issue Price and For For Management Bond Coupon Rate 3.5 Approve Use of Proceeds For For Management 3.6 Approve Guarantee Matters For For Management 3.7 Approve Safeguard Measures of Debts For For Management Repayment 3.8 Approve Target Subscribers For For Management 3.9 Approve Listing Exchange For For Management 3.10 Approve Authorization Matters For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Use of Funds for Cash For For Management Management 5 Approve Use of Funds for Financial For For Management Management 6 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Set-up of Joint Venture For For Management Company Overseas to Implement Coke Projects 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Nangang For For Management Transformation and Upgrade Investment Fund 2 Approve Daily Related Party Transaction For For Management 3 Approve Provision of Guarantee for For Against Management Wholly-owned and Controlled Subsidiary 4 Approve Provision of Guarantee for For For Management Associate Company 5 Approve Supply Chain Business and For For Management Provision of Guarantee 6 Approve Credit Line Bank Application For For Management 7 Approve Steel Industry Chain Futures For For Management and Derivatives Hedging Business 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9.1 Elect Huang Yixin as Non-Independent For For Management Director 9.2 Elect Zhu Ruirong as Non-Independent For For Management Director 9.3 Elect Yao Yongkuan as Non-Independent For For Management Director 9.4 Elect Qian Shunjiang as For For Management Non-Independent Director 9.5 Elect Zhang Liangsen as For For Management Non-Independent Director 9.6 Elect Chen Chunlin as Non-Independent For For Management Director 10.1 Elect Chen Chuanming as Independent For For Management Director 10.2 Elect Ying Wenlu as Independent For For Management Director 10.3 Elect Wang Cuimin as Independent For For Management Director 11.1 Elect Wang Fang as Supervisor For For Management 11.2 Elect Zheng Zhixiang as Supervisor For For Management 11.3 Elect Liu Hongjun as Supervisor For For Management -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement For For Management 2 Approve Signing of Equity Transfer For For Management Agreement 3 Approve Signing of Share Subscription For For Management Agreement -------------------------------------------------------------------------------- NANJING IRON & STEEL CO., LTD. Ticker: 600282 Security ID: Y62041101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Allowance of Directors, For For Management Supervisors and Independent Directors 8 Approve to Appoint Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary and Controlled Subsidiaries 11 Approve Guarantee Provision to For For Management Associate Company 12 Approve Adjustment of Idle Raised For For Management Funds for Cash Management 13 Approve Adjustment of Use of Idle Own For For Management Funds for Financial Products 14 Approve Estimated Related Party For For Management Transaction 15 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- NANJING KANGNI MECHANICAL & ELECTRICAL CO., LTD. Ticker: 603111 Security ID: Y6S9BA106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Use of Idle Funds for Cash For For Management Management 8 Approve Allocation of Income and For For Management Dividends -------------------------------------------------------------------------------- NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD. Ticker: 603707 Security ID: Y619BD109 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Issuance of Convertible Bonds For For Management 3 Approve Company's Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle All Related Matters 8 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting -------------------------------------------------------------------------------- NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD. Ticker: 603707 Security ID: Y619BD109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Line and For For Management Provision of Guarantee 7 Approve Appointment of Auditor For For Management 8 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NANJING PHARMACEUTICAL CO., LTD. Ticker: 600713 Security ID: Y62044105 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget For Against Management 6 Approve Profit Distribution For For Management 7 Approve Additional 2020 Related Party For For Management Transaction 8 Approve 2021 Related Party Transaction For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Loan with Related Party For For Management 11 Approve Bill Pool Business For Against Management 12 Approve Continue to Handle For For Management Non-recourse Factoring Business of Accounts Receivable 13 Approve to Appoint Financial and For For Management Internal Control Auditor 14 Approve Amendments to Articles of For Against Management Association 15 Elect Xu Jiannan as Non-independent For For Management Director -------------------------------------------------------------------------------- NANJING QUANXIN CABLE TECHNOLOGY CO., LTD. Ticker: 300447 Security ID: Y6204V105 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- NANJING QUANXIN CABLE TECHNOLOGY CO., LTD. Ticker: 300447 Security ID: Y6204V105 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Scale and Usage of Raised Funds For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NANJING QUANXIN CABLE TECHNOLOGY CO., LTD. Ticker: 300447 Security ID: Y6204V105 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Resolution Validity Period of For For Management Issuance of Shares to Specific Targets 2 Approve Plan for Issuance of Shares to For For Management Specific Targets (Revised) 3 Elect Ma Delin as Independent Director For For Management -------------------------------------------------------------------------------- NANJING QUANXIN CABLE TECHNOLOGY CO., LTD. Ticker: 300447 Security ID: Y6204V105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Amend Articles of Association For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NANJING RED SUN CO., LTD. Ticker: 000525 Security ID: Y6202Z108 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Appointment of Financial For For Management Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Shareholder Return Plan For For Management 10 Approve Unfinished Annual Performance For For Management Commitments and Adjustments Related to Performance Commitments and Compensation Matters 11 Approve Adjustment to Mutual Guarantee For For Management with Nanjing First Pesticide Group Co. , Ltd. 12 Approve Adjustment to Mutual Guarantee For For Management with Red Sun Group Co., Ltd. 13 Approve Acquisition of Equity For For Management 14 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- NANJING RED SUN CO., LTD. Ticker: 000525 Security ID: Y6202Z108 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Feng Liyan as Independent For For Management Director -------------------------------------------------------------------------------- NANJING RED SUN CO., LTD. Ticker: 000525 Security ID: Y6202Z108 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NANJING SCIYON WISDOM TECHNOLOGY GROUP CO., LTD. Ticker: 002380 Security ID: Y6197F109 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NANJING SCIYON WISDOM TECHNOLOGY GROUP CO., LTD. Ticker: 002380 Security ID: Y6197F109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Use of Funds to Invest in For For Management Financial Products 9 Amend Articles of Association For For Management 10 Approve Adjustment to Allowance of For For Management Independent Directors 11 Approve Shareholder Return Plan For For Management 12.1 Elect Jiang Chunyan as Director For For Management 12.2 Elect Wang Peihong as Director For For Management -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Jianfeng as Non-independent For For Management Director 1.2 Elect Chen Zheng as Non-independent For For Management Director 1.3 Elect Xia Hongjian as Non-independent For For Management Director 1.4 Elect Chen Ling as Non-independent For For Management Director 1.5 Elect Xiao Ling as Non-independent For For Management Director 1.6 Elect Jin Changjiang as For For Management Non-independent Director 1.7 Elect Bi Sheng as Non-independent For For Management Director 1.8 Elect Cheng Jinxi as Non-independent For For Management Director 1.9 Elect Xue Yong as Non-independent For For Management Director 1.10 Elect Li Xue as Non-independent For For Management Director 2.1 Elect Zhao Shuming as Independent For For Management Director 2.2 Elect Li Xindan as Independent Director For For Management 2.3 Elect Li Minghui as Independent For For Management Director 2.4 Elect Zhang Hong as Independent For Against Management Director 2.5 Elect Dong Xiaolin as Independent For For Management Director 3.1 Elect Qin Yan as Supervisor For For Management 3.2 Elect Huang Tao as Supervisor For For Management 3.3 Elect Tian Zhihua as Supervisor For For Management 3.4 Elect Zhou Jianning as Supervisor For For Management -------------------------------------------------------------------------------- NANJING SECURITIES CO., LTD. Ticker: 601990 Security ID: Y619BG102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Scale of Self-investment For For Management Business 7.1 Approve Daily Related Party For For Management Transactions with Nanjing State-owned Assets Investment Management Holdings (Group) Co., Ltd. and Nanjing Zijin Investment Group Co., Ltd. 7.2 Approve Daily Related Party For For Management Transactions with Nanjing Xingong Investment Group Co., Ltd. 7.3 Approve Daily Related Party For For Management Transactions with Nanjing Transportation Construction Investment Holding (Group) Co., Ltd. 7.4 Approve Daily Related Party For For Management Transactions with Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Amendments to Articles of For Against Management Association and Rules and Procedures Regarding General Meetings of Shareholders 12 Approve Adjustment to Allowance of For Against Management Independent Directors 13.1 Elect Wu Mengyun as Director For For Management 14.1 Elect Chen Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- NANJING TANKER CORP. Ticker: 601975 Security ID: Y6S97N103 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transactions For For Management 8 Approve to Renew the Financial For For Management Services Agreement 9.1 Approve Purpose of Share Repurchase For For Management 9.2 Approve Types of Shares to be For For Management Repurchased 9.3 Approve Manner of Share Repurchase For For Management 9.4 Approve Period of the Share Repurchase For For Management 9.5 Approve the Intended Use of the For For Management Repurchase, the Total Amount of Funds, the Quantity and the Proportion of the Repurchased Shares to the Total Share Capital 9.6 Approve the Price of this Repurchase For For Management 9.7 Approve the Source of Funds for this For For Management Repurchase 9.8 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve to Adjust the Allowance of For For Management Independent Directors 11 Approve Amendments to Articles of For For Management Association 12 Elect Liu Weiwu as Supervisor For For Management 13 Approve to Appoint Auditor For For Management 14.1 Elect Xu Hui as Director For For Shareholder 14.2 Elect Zhang Yi as Director For For Shareholder 14.3 Elect Zhou Bin as Director For For Shareholder 14.4 Elect Yuan Bo as Director For For Shareholder 14.5 Elect Tian Xuehao as Director For For Shareholder 14.6 Elect Wang Fan as Director For For Shareholder 15.1 Elect Li Yuping as Director For For Shareholder 15.2 Elect Tian Hongqi as Director For For Shareholder 15.3 Elect Hu Zhengliang as Director For For Shareholder -------------------------------------------------------------------------------- NANJING XINJIEKOU DEPARTMENT STORE CO. LTD. Ticker: 600682 Security ID: Y62032100 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement 2.1 Elect Tan Jiamin as Supervisor For For Management 2.2 Elect Shen Ying as Supervisor For For Management -------------------------------------------------------------------------------- NANJING XINJIEKOU DEPARTMENT STORE CO. LTD. Ticker: 600682 Security ID: Y62032100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor as well as Payment of Remuneration 7 Approve Daily Related Party For For Management Transactions 8 Approve Amendments to Articles of For For Management Association 9 Approve Postponement of Performance For For Management Commitments Related to Acquisition by Issuance of Shares -------------------------------------------------------------------------------- NANJING XINLIAN ELECTRONICS CO., LTD. Ticker: 002546 Security ID: Y6197Y108 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Term Expiration of the For For Management Independent Director and Elect Du Xiaofang as Independent Director 2 Approve Increase in Idle Own Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- NANJING XINLIAN ELECTRONICS CO., LTD. Ticker: 002546 Security ID: Y6197Y108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Elect Li Zhengfei as Independent For For Management Director 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Construction of For For Management Several Magnesium and Aluminum Auto Parts Project -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jia Yanlin as Non-independent For For Management Director 1.2 Elect Chen Guorong as Non-independent For For Management Director -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment For For Management Cooperation Agreement and Establish a Joint Venture -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Kaitian as Independent For For Management Director 2 Approve Guarantee Provision to For For Management Associate Company -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- NANJING YUNHAI SPECIAL METALS CO., LTD. Ticker: 002182 Security ID: Y61988104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NANKANG RUBBER TIRE CORP., LTD. Ticker: 2101 Security ID: Y62036101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- NANTEX INDUSTRY CO., LTD. Ticker: 2108 Security ID: Y58162101 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Profit Distribution 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 4 Approve Abolishment of the Regulations For For Management for Election of Directors and Re-establishment of Procedures for Election of Directors -------------------------------------------------------------------------------- NANTONG JIANGHAI CAPACITOR CO., LTD. Ticker: 002484 Security ID: Y619A3102 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Provision of Entrusted Loans For For Management -------------------------------------------------------------------------------- NANTONG JIANGHAI CAPACITOR CO., LTD. Ticker: 002484 Security ID: Y619A3102 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fang Rende as Non-independent For For Management Director 1.2 Elect Li Guowei as Non-independent For For Management Director 1.3 Elect Liang Ziquan as Non-independent For For Management Director 1.4 Elect Chen Weidong as Non-independent For For Management Director 1.5 Elect Lu Jun as Non-independent For For Management Director 1.6 Elect Ding Jihua as Non-independent For For Management Director 2.1 Elect Gu Qun as Independent Director For For Management 2.2 Elect Zhang Yapu as Independent For For Management Director 2.3 Elect Shen Xiaoyan as Independent For For Management Director 3.1 Elect Qian Zhiwei as Supervisor For For Management 3.2 Elect Bao Lihua as Supervisor For For Management -------------------------------------------------------------------------------- NANTONG JIANGHAI CAPACITOR CO., LTD. Ticker: 002484 Security ID: Y619A3102 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- NANTONG JIANGHAI CAPACITOR CO., LTD. Ticker: 002484 Security ID: Y619A3102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Daily Related Party Transaction For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Use of Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- NANYA TECHNOLOGY CORP. Ticker: 2408 Security ID: Y62066108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Asset Sale For For Management Constitute as Major Asset Restructure 2 Approve Company's Eligibility for For For Management Major Assets Sale Restructure 3.1 Approve Target Asset For For Management 3.2 Approve Transaction Parties For For Management 3.3 Approve Transaction Manner, Pricing For For Management Basis and Transaction Price 3.4 Approve Payment Consideration For For Management Arrangement 3.5 Approve Attribution of Transitional For For Management Profit and Loss 3.6 Approve Delivery of Underlying Assets For For Management 3.7 Approve Credit and Debt Processing For For Management 3.8 Approve Personnel Arrangement For For Management 3.9 Approve Resolution Validity Period For For Management 4 Approve Transaction Constitutes as For For Management Related Party Transactions 5 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Report (Draft) and Summary on For For Management Company's Major Asset Sale and Related Party Transactions 8 Approve Signing of Share Transfer For For Management Agreement 9 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Explanation of Fairness and For For Management Reasonableness of Basis of Transaction Pricing 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Provision of Guarantee After For For Management Completion of Asset Sale 15 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan and Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NANYANG TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Kehui as Non-Independent For For Shareholder Director 1.2 Elect Wang Jinhong as Non-Independent For For Shareholder Director 1.3 Elect Li Jian as Non-Independent For For Shareholder Director 1.4 Elect Gu Jie as Non-Independent For For Shareholder Director 1.5 Elect Gao Liangcai as Non-Independent For For Shareholder Director 1.6 Elect Li Xueying as Non-Independent For For Shareholder Director 2.1 Elect Liu Shaozhou as Independent For For Management Director 2.2 Elect Feng Haitao as Independent For For Management Director 2.3 Elect Wu Jianhua as Independent For For Management Director 3.1 Elect Ma Binghuai as Supervisor For For Management 3.2 Elect Yang Yanfang as Supervisor For For Management 4 Approve Change of Company Name For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares and to Adjust the Repurchase Price 2 Approve Change of Registered Capital For For Management and Amend Articles of Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Approve Capital Injection for For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Entrusted Loan Application For For Management 10 Approve Entrusted Loans Application For For Management and Related Party Transactions 11 Approve Appointment of Financial and For For Management Internal Control Auditor 12 Approve Change in Implementing Entity For For Management of Raised Funds Investment Project 13 Approve Registration and Issuance of For For Management Debt Financing Instruments 14 Approve Company's Eligibility for For For Management Corporate Bond Issuance 15.1 Approve Issuance Scale, Issuance For For Management Manner and Par Value 15.2 Approve Bond Maturity For For Management 15.3 Approve Payment of Capital and Interest For For Management 15.4 Approve Bond Interest Rate and For For Management Determination Method 15.5 Approve Target Subscribers For For Management 15.6 Approve Use of Proceeds For For Management 15.7 Approve Guarantee Arrangement For For Management 15.8 Approve Terms of Redemption or Terms For For Management of Sell-Back 15.9 Approve Credit Status and Safeguard For For Management Measures of Debts Repayment 15.10 Approve Listing Arrangement For For Management 15.11 Approve Underwriting Manner For For Management 15.12 Approve Resolution Validity Period For For Management 16 Approve Authorization of the Board to For For Management Handle All Related Matters 17 Approve Amendments to Articles of For For Management Association 18.1 Elect Dou Xiaobo as Director For For Management -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: Y6S99Q112 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Jiangyi as Director For For Management 2.1 Elect Zheng Zongqiang as Supervisor For For Management -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4.1 Elect Manisha Girotra as Director For For Management 4.2 Elect Ying Xu as Director For For Management 5.1 Re-elect Don Eriksson as Director For For Management 5.2 Re-elect Mark Sorour as Director For For Management 5.3 Re-elect Emilie Choi as Director For For Management 5.4 Re-elect Rachel Jafta as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 6.3 Elect Manisha Girotra as Member of the For For Management Audit Committee 6.4 Elect Steve Pacak as Member of the For Against Management Audit Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation of the For For Management Remuneration Policy 9 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 10 Approve Amendments to the Trust Deed For For Management constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed 11 Approve Amendments to the Trust Deed For For Management constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed 12 Approve Amendments to the Trust Deed For For Management constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed 13 Place Authorised but Unissued Shares For Against Management under Control of Directors 14 Authorise Board to Issue Shares for For For Management Cash 15 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 1.12 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Specific Repurchase of N For For Management Ordinary Shares from Holders of N Ordinary Shares 6 Authorise Repurchase of A Ordinary For Against Management Shares -------------------------------------------------------------------------------- NATCO PHARMA LIMITED Ticker: 524816 Security ID: Y6211C157 Meeting Date: OCT 15, 2020 Meeting Type: Annual Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Four Interim Dividends as For For Management Final Dividend 3 Reelect Sridhar Sankararaman as For For Management Director 4 Approve Reappointment and Remuneration For For Management of V.C. Nannapaneni as Chairman and Managing Director 5 Approve Reappointment and Remuneration For For Management of Rajeev Nannapaneni as Vice Chairman and Chief Executive Officer 6 Approve Reappointment and Remuneration For For Management of P.S.R.K. Prasad as Director and Executive Vice President (Corporate Engineering Services) 7 Approve Reappointment and Remuneration For For Management of D. Linga Rao as Director and President (Tech. Affairs) 8 Reelect M.U.R. Naidu as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Approve Scheme for Giving of Loan(s) For For Management to Non-Promoter Working Director(s) -------------------------------------------------------------------------------- NATIONAL AGRICULTURAL DEVELOPMENT CO. Ticker: 6010 Security ID: M7S81H105 Meeting Date: MAR 21, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sultan Abdulsalam as Director None Abstain Management 1.2 Elect Mujtaba Al Khuneizi as Director None Abstain Management 1.3 Elect Abdulazeez Al Mahmoud as Director None Abstain Management 1.4 Elect Talal Al Moammar as Director None Abstain Management 1.5 Elect Abdullah Al Husseini as Director None Abstain Management 1.6 Elect Asma Hamdan as Director None Abstain Management 1.7 Elect Majid Al Suweigh as Director None Abstain Management 1.8 Elect Khalid Al Hajaj as Director None Abstain Management 1.9 Elect Abdulrahman Al Khayal as Director None Abstain Management 1.10 Elect Ibrahim Abou Abah as Director None Abstain Management 1.11 Elect Suleiman Al Tuweijiri as Director None Abstain Management 1.12 Elect Nael Fayiz as Director None Abstain Management 1.13 Elect Mazin Al Shahawi as Director None Abstain Management 1.14 Elect Mohannad Abduljaleel as Director None Abstain Management 1.15 Elect Mohammed Al Moammar as Director None Abstain Management 1.16 Elect Ismail Shehada as Director None Abstain Management 1.17 Elect Mohammed Al Shamri as Director None Abstain Management 1.18 Elect Khalid Al Khalaf as Director None Abstain Management 1.19 Elect Wael Al Bassam as Director None Abstain Management 1.20 Elect Thamir Al Wadee as Director None Abstain Management 1.21 Elect Ahmad Murad as Director None Abstain Management 1.22 Elect Nabeel Koshak as Director None Abstain Management 1.23 Elect Sultan Garamish as Director None Abstain Management 1.24 Elect Abdulateef Al Rajhi as Director None Abstain Management 1.25 Elect Yassir Al Harbi as Director None Abstain Management 1.26 Elect Khalid Al Faheed as Director None Abstain Management 1.27 Elect Saad Al Huqeil as Director None Abstain Management 1.28 Elect Awad Al Oteibi as Director None Abstain Management 1.29 Elect Raed Al Qahtani as Director None Abstain Management 1.30 Elect Omar Mukharesh as Director None Abstain Management 1.31 Elect Abdullah Al Alsheikh as Director None Abstain Management 1.32 Elect Fayiz Al Zaydi as Director None Abstain Management 1.33 Elect Abdulazeez Al Rebdi as Director None Abstain Management 1.34 Elect Abdulwahab Abou Kweek as Director None Abstain Management 1.35 Elect Bader Al Sayari as Director None Abstain Management 1.36 Elect Omar Al Madhi as Director None Abstain Management 1.37 Elect Amr Kurdi as Director None Abstain Management 1.38 Elect Abdullah Al Fteehi as Director None Abstain Management 1.39 Elect Amr Al Jallal as Director None Abstain Management 1.40 Elect Saleh Al Afaleq as Director None Abstain Management 1.41 Elect Ahmed Khogeer as Director None Abstain Management 1.42 Elect Murya Habbash as Director None Abstain Management 1.43 Elect Ali Al Saqri as Director None Abstain Management 2 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- NATIONAL AGRICULTURAL DEVELOPMENT CO. Ticker: 6010 Security ID: M7S81H105 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Audit Committee Report for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Annual Quarters of FY 2021 and for Q1 of FY 2022 6 Approve Discharge of Directors for FY For For Management 2020 7 Approve Remuneration of Directors of For For Management SAR 1,750,000 for FY 2020 8 Approve Related Party Transactions Re: For For Management Seera Group Holdding Company 9 Approve Related Party Transactions Re: For For Management the National Agricultural Company 10 Approve Related Party Transactions Re: For For Management Takween Advanced Industries Company 11 Allow Ibrahim Abou Abat to Be Involved For For Management with Other Competitors -------------------------------------------------------------------------------- NATIONAL ALUMINIUM COMPANY LIMITED Ticker: 532234 Security ID: Y6211M130 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Pradip Kumar Mishra as Director For Against Management 4 Approve Appointment of Sridhar Patra For For Management as Chairman-cum-Managing Director 5 Elect Radhashyam Mahapatro as Director For Against Management (HR) 6 Elect Satendra Singh as Director For Against Management 7 Elect Upendra C. Joshi as Director For Against Management 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE SA Ticker: ETE Security ID: X56533189 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity Holding in For For Management Ethniki Hellenic General Insurance SA -------------------------------------------------------------------------------- NATIONAL BANK OF KUWAIT SAK Ticker: NBK Security ID: M7103V108 Meeting Date: MAR 06, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Special Report on Violations For For Management and Penalties for FY 2020 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Discontinuing the Statutory For For Management Reserve Transfer for FY 2020 6.1 Approve Dividends of KWD 0.020 Per For For Management Share for FY 2020 6.2 Authorize Bonus Shares Issue For For Management Representing 5 Percent of the Share Capital for FY 2020 7 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 8 Authorize Issuance of For Against Management Bonds/Debentures/Sukuk and Authorize Board to Set the Terms of Issuance 9 Approve Related Party Transactions for For Against Management FY 2021 10 Approve Directors' Loans for FY 2021 For Against Management 11 Approve Discharge of Directors and For For Management Absence of their Remuneration for FY 2020 12 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 13 Elect Directors (Bundled) and Approve For Against Management Their Remuneration -------------------------------------------------------------------------------- NATIONAL BANK OF KUWAIT SAK Ticker: NBK Security ID: M7103V108 Meeting Date: MAR 06, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue by Issuing 342,509,258 Bonus Shares 2 Amend Article 5 of Bylaws to Reflect For For Management Changes in Capital -------------------------------------------------------------------------------- NATIONAL BANK OF PAKISTAN Ticker: NBP Security ID: Y6212G108 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2.1 Reelect Farid Malik as Director For Against Management 2.2 Elect Muhammad Hanif Khan as Director For Against Management 3 Approve Director Indemnification For For Management 4 Approve Remuneration Policy For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- NATIONAL BANK OF PAKISTAN Ticker: NBP Security ID: Y6212G108 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Yousuf Adil and PwC AF For For Management Ferguson & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Approve Closure of Branches/ For For Management Subsidiaries by way of Liquidation 5 Other Business For Against Management -------------------------------------------------------------------------------- NATIONAL GAS & INDUSTRIALIZATION CO. Ticker: 2080 Security ID: M7226N108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For Against Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For Against Management 2020 5 Approve Remuneration of Directors of For For Management SAR 3,275,153 for FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Approve Dividends of SAR 0.5 Per Share For For Management for FY 2020 10 Approve Additional Remuneration of For For Management Auditors Regarding Auditing Q2, Q3 and Annual Statements of FY 2020 and Q1 of FY 2021, Preparation, Presentation of Zakat Declaration and Settlement of Zakat Status with Zakat Tax and Customs Authority -------------------------------------------------------------------------------- NATIONAL INDUSTRIALIZATION CO. Ticker: 2060 Security ID: M7228W106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Related Party Transactions For For Management with Converting Industries Company Ltd. Re: Purchase Orders for Polyethylene Materials 6 Approve Related Party Transactions For For Management with Factory of Non Woven Industrial Fabrics Company Purchase Orders for Polypropylene Materials 7 Approve Remuneration of SAR 350,000 For For Management per Director for FY 2020 8 Approve Discharge of Directors for FY For For Management 2020 -------------------------------------------------------------------------------- NATIONAL INDUSTRIES GROUP (HOLDING) SAK Ticker: NIND Security ID: M6416W118 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Special Report on Penalties For For Management and Violations for FY 2020 3 Approve Corporate Governance Report For Against Management and Audit Committee Report for FY 2020 4 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 5 Accept Financial Statements and For For Management Statutory Reports for FY 2020 6 Authorize Distribution of Bonus Shares For For Management Representing 5 Percent of Share Capital 7 Approve Remuneration of Directors of For For Management KWD 480,000 for FY 2020 8 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 9 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 10 Authorize Issuance of Bonds or Sukuk For Against Management and Authorize Board to Set Terms of Issuance 11 Approve Discharge of Directors for FY For For Management 2020 12 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 1 Authorize Increase of Capital of KWD For For Management 7,139,228.600 by Issuing Bonus Shares 2 Amend Article 5 of Bylaws to Reflect For For Management Changes in Capital -------------------------------------------------------------------------------- NATIONAL MEDICAL CARE CO. Ticker: 4005 Security ID: M7228Y102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 1,900,000 for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Amend Nomination and Remuneration For Against Management Committee Charter 8 Amend Audit Committee Charter For For Management 9 Amend Remuneration Policy of Board For For Management Members, Committees, and Executive Management 10 Approve Competing Business Standards For For Management Policy 11 Elect Ahmed Al Qahtani as Director For For Management 12 Approve Related Party Transactions Re: For For Management Darger Arabia Company Ltd 13 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 14 Approve Dividends of SAR 1 Per Share For For Management for FY 2020 15 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law -------------------------------------------------------------------------------- NATIONAL PETROCHEMICAL CO. (SAUDI ARABIA) Ticker: 2002 Security ID: M7243L101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Dividends of SAR 0.75 per For For Management Share for FY 2020 7 Approve Remuneration of Directors of For For Management SAR 1,600,000 for FY 2020 8 Approve Related Party Transactions Re: For For Management Saudi Polymer Company (Subsidiary) and SAMBA Bank 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 10 Amend Board of Directors Policies For For Management 11 Amend Corporate Governance Charter For For Management -------------------------------------------------------------------------------- NATIONAL SILICON INDUSTRY GROUP CO., LTD. Ticker: 688126 Security ID: Y6S9KH101 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Soitec 1.2 Approve Related Party Transaction with For For Management Wuhan Xinxin Integrated Circuit Manufacturing Co., Ltd 1.3 Approve Related Party Transaction with For For Management Changjiang Storage Technology Co., Ltd. 1.4 Approve Related Party Transaction with For For Management Zhongxin Guoji and its Subsidiaries 1.5 Approve Related Party Transaction with For For Management Shanghai Xinwei Technology Group Co., Ltd 1.6 Approve Related Party Transaction with For For Management Shanghai Xinyang Semiconductor Materials Co., Ltd. 1.7 Approve Related Party Transaction with For For Management Jiangsu Xinhua Semiconductor Material Technology Co., Ltd -------------------------------------------------------------------------------- NATIONAL SILICON INDUSTRY GROUP CO., LTD. Ticker: 688126 Security ID: Y6S9KH101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For Against Management Lines 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10.1 Elect Zou Fei as Supervisor For For Shareholder 11.1 Elect Jiang Haitao as Director For For Shareholder -------------------------------------------------------------------------------- NATIONS TECHNOLOGIES, INC. Ticker: 300077 Security ID: Y6206N101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Compensation and For For Management Equity Transfer Agreement -------------------------------------------------------------------------------- NATIONS TECHNOLOGIES, INC. Ticker: 300077 Security ID: Y6206N101 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds for Cash For For Management Management 7 Approve Amendments to Articles of For For Management Association 8 Approve Remuneration Allowance of For For Management Directors 9 Approve Remuneration Allowance of For For Management Supervisor 10 Approve to Appoint Auditor For For Management 11.1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11.3 Amend Working System for Independent For Against Management Directors 11.4 Amend Usage Management System of For Against Management Raised Funds 11.5 Amend Related-Party Transaction For Against Management Management Method 11.6 Amend Management System for Providing For Against Management External Guarantees 12.1 Elect Sun Yingtong as Director For For Management 12.2 Elect Yu Li as Director For For Management 12.3 Elect Kan Yulun as Director For For Management 13.1 Elect Chen Weiwu as Director For For Management 13.2 Elect Hao Dan as Director For For Management 13.3 Elect Shu Xiaobin as Director For For Management 13.4 Elect Wang Wenruo as Director For For Management 14.1 Elect Wang Yuci as Supervisor For For Management 14.2 Elect Lin Yuhua as Supervisor For For Management -------------------------------------------------------------------------------- NATIONS TECHNOLOGIES, INC. Ticker: 300077 Security ID: Y6206N101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 3 Amend Article 11 For For Management 4 Consolidate Bylaws For For Management 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NATURA &CO HOLDING SA Ticker: NTCO3 Security ID: P7S8B6105 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For Against Management Management Approved at the April 30, 2020 AGM 2 Approve Treatment of Net Loss For For Management 3 Approve Classification of Georgia For For Management Garinois-Melenikiotou as Independent Director 4 Elect Georgia Garinois-Melenikiotou as For For Management Independent Director 5 Amend Article 5 to Reflect Changes in For For Management Capital 6 Amend Article 16 For For Management 7 Amend Article 18 Re: Amendment of For For Management Point "j" 8 Amend Article 20 Re: Amendment of For For Management Point "XXV" 9 Amend Article 20 Re: Adding Point For For Management "XXVIII" 10 Amend Article 20 Re: Adding Point For For Management "XXIX" 11 Amend Article 20 Re: Adding Point "XXX" For For Management 12 Amend Article 20 Re: Amendment "XXVI" For For Management and Article 24 Re: Amendment Point "c" 13 Consolidate Bylaws For For Management 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: Y0772M100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Guarantee Provision Plan For For Management 10 Approve Additional Issuance of Super For For Management Short-term Commercial Papers 11 Approve Amendments to Articles of For For Management Association 12 Elect Guo Ying as Supervisor For For Shareholder -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Repurchase Price For For Management of Performance Shares and Repurchase and Cancellation of Performance Shares 2 Amend Articles of Association For For Management 3 Amend Management System of Raised Funds For For Management 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Share Type and Par Value For For Management 5.2 Approve Issue Manner and Issue Time For For Management 5.3 Approve Target Subscribers and For For Management Subscription Method 5.4 Approve Issue Price and Pricing Basis For For Management 5.5 Approve Issue Size For For Management 5.6 Approve Lock-up Period For For Management 5.7 Approve Amount and Use of Proceeds For For Management 5.8 Approve Listing Exchange For For Management 5.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.10 Approve Resolution Validity Period For For Management 6 Approve Private Placement of Shares For For Management 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NAVINFO CO., LTD. Ticker: 002405 Security ID: Y62121101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve No Profit Distribution Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Related Party Transaction For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NBCC (INDIA) LIMITED Ticker: 534309 Security ID: Y6S14N129 Meeting Date: DEC 22, 2020 Meeting Type: Annual Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Baldev Kaur Sokhey as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Pawan Kumar Gupta as For For Management Chairman-cum-Managing Director 6 Elect Kamran Rizvi as Director For Against Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NCC LIMITED Ticker: 500294 Security ID: Y6198W135 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect A S N Raju as Director For For Management 4 Reelect J V Ranga Raju as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect S Ravi (Ravi Sankararamiah) as For Against Management Director 7 Reelect A S Durga Prasad as Director For For Management -------------------------------------------------------------------------------- NCC LIMITED Ticker: 500294 Security ID: Y6198W135 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Om Prakash Jagetiya as Director For For Management 2 Approve Issuance of Convertible Equity For For Management Warrants on Preferential Basis to Promoters / Promoter Group -------------------------------------------------------------------------------- NEDBANK GROUP LTD. Ticker: NED Security ID: S5518R104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Iain Williamson as Director For Abstain Management 1.2 Elect Mike Davis as Director For For Management 2.1 Re-elect Mpho Makwana as Director For For Management 2.2 Re-elect Neo Dongwana as Director For For Management 2.3 Re-elect Mfundo Nkuhlu as Director For For Management 3.1 Reappoint Deloitte & Touche as For For Management Auditors with L Nunes as the Designated Registered Auditor 3.2 Reappoint Ernst & Young as Auditors For For Management with F Mohideen as the Designated Registered Auditor 4.1 Re-elect Stanley Subramoney as Member For For Management of the Group Audit Committee 4.2 Re-elect Hubert Brody as Member of the For For Management Group Audit Committee 4.3 Re-elect Neo Dongwana as Member of the For For Management Group Audit Committee 4.4 Re-elect Errol Kruger as Member of the For For Management Group Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Chairman For For Management 1.2 Approve Fees for the Lead Independent For For Management Director 1.3 Approve Fees for the Board Member For For Management 1.4 Approve Fees for the Group Audit For For Management Committee Members 1.5 Approve Fees for the Group Credit For For Management Committee Members 1.6 Approve Fees for the Group Directors' For For Management Affairs Committee Members 1.7 Approve Fees for the Group Information For For Management Technology Committee Members 1.8 Approve Fees for the Group Related For For Management Party Transactions Committee Members 1.9 Approve Fees for the Group For For Management Remuneration Committee Members 1.10 Approve Fees for the Group Risk and For For Management Capital Management Committee Members 1.11 Approve Fees for the Group For For Management Transformation, Social and Ethics Committee Members 1.12 Approve Fees for the Group Climate For For Management Resilience Committee Members 2.1 Approve Fees for the Acting Group For For Management Chairman 2.2 Approve Fees for the Acting Lead For For Management Independent Director 2.3 Approve Fees for the Acting Committee For For Management Chair 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 5 Amend the Share Option, Matched-share For For Management and Restricted-share Schemes -------------------------------------------------------------------------------- NEMAK SAB DE CV Ticker: NEMAKA Security ID: P71340106 Meeting Date: MAR 11, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairman of Audit For Against Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- NEOENERGIA SA Ticker: NEOE3 Security ID: P7133Y111 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Acquisition of All Shares of For For Management CEB Distribuicao S.A. (CEB-D) by Bahia Geracao de Energia S.A. (Bahia PCH III) 2 Ratify Planconsult Planejamento e For For Management Consultoria Ltda. and Apsis Consultoria Empresarial Ltda. as the Independent Firms to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisals For For Management 4 Ratify Election of Marcio Hamilton For Against Management Ferreira as Director and Isabel Garcia-Tejerina as Independent Director -------------------------------------------------------------------------------- NEOENERGIA SA Ticker: NEOE3 Security ID: P7133Y111 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Indemnification Agreement For Against Management between the Company and the Directors and Fiscal Council Members 2 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- NEOENERGIA SA Ticker: NEOE3 Security ID: P7133Y111 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capital Budget For For Management 4.1 Elect Jose Ignacio Sanchez Galan as For For Management Director and Jesus Martinez Perez as Alternate 4.2 Elect Jose Sainz Armada as Director For Against Management and Alejandro Roman Arroyo as Alternate 4.3 Elect Daniel Alcain Lopez as Director For Against Management 4.4 Elect Mario Jose Ruiz-Tagle Larrain as For Against Management Director and Tomas Enrique Guijarro Rojas as Alternate 4.5 Elect Pedro Azagra Blazquez as For Against Management Director and Miguel Gallardo Corrales as Alternate 4.6 Elect Santiago Matias Martinez Garrido For Against Management as Director and Justo Garzon as Alternate 4.7 Elect Jose Angel Marra Rodriguez as For Against Management Director 4.8 Elect Denisio Augusto Liberato Delfino For Against Management as Director and Joao Ernesto de Lima Mesquita as Alternate 4.9 Elect Marcio de Souza as Director and For Against Management Lauro Sander as Alternate 4.10 Elect Alexandre Alves de Souza as For Against Management Director and Arthur Prado da Silva as Alternate 4.11 Elect Juan Manuel Eguiagary as For For Management Independent Director 4.12 Elect Isabel Garcia-Tejerina as For For Management Independent Director 4.13 Elect Cristiano Frederico Ruschmann as For For Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Ignacio Sanchez Galan as Director and Jesus Martinez Perez as Alternate 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Sainz Armada as Director and Alejandro Roman Arroyo as Alternate 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Alcain Lopez as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Mario Jose Ruiz-Tagle Larrain as Director and Tomas Enrique Guijarro Rojas as Alternate 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Azagra Blazquez as Director and Miguel Gallardo Corrales as Alternate 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Santiago Matias Martinez Garrido as Director and Justo Garzon as Alternate 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Angel Marra Rodriguez as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Denisio Augusto Liberato Delfino as Director and Joao Ernesto de Lima Mesquita as Alternate 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Souza as Director and Lauro Sander as Alternate 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Alves de Souza as Director and Arthur Prado da Silva as Alternate 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Juan Manuel Eguiagary as Independent Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Isabel Garcia-Tejerina as Independent Director 6.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Cristiano Frederico Ruschmann as Independent Director 7.1 Elect Francesco Gaudio as Fiscal For For Management Council Member and Jose Antonio Lamenza as Alternate 7.2 Elect Eduardo Valdes Sanchez as Fiscal For For Management Council Member and Glaucia Janice Nitsche as Alternate 7.3 Elect Joao Guilherme Lamenza as Fiscal For For Management Council Member and Antonio Carlos Lopes as Alternate 7.4 Elect Marcos Tadeu de Siqueira as For For Management Fiscal Council Member and Paulo Cesar Simplicio da Silva as Alternate 8 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- NEPI ROCKCASTLE PLC Ticker: NRP Security ID: G6420W101 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Marek Noetzel as Director For For Management 2.2 Re-elect George Aase as Director For For Management 2.3 Re-elect Andre van der Veer as Director For For Management 2.4 Elect Steven Brown as Director For For Management 3 Elect Andries de Lange as Director For For Management 4.1 Re-elect George Aase as Chairperson of For For Management the Audit Committee 4.2 Re-elect Andre van der Veer as Member For For Management of the Audit Committee 4.3 Re-elect Antoine Dijkstra as Member of For For Management the Audit Committee 4.4 Re-elect Andreas Klingen as Member of For For Management the Audit Committee 5 Reappoint PricewaterhouseCoopers LLC For For Management as Auditors with Nicholas Halsall as the Designated Audit Individual 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Approve Remuneration of Non-Executive For For Management Directors 8 Authorise Ratification of Approved For For Management Resolutions 9 Authorise Directors to Determine For Against Management Non-Executive Directors' Additional Special Payments 10 Authorise Board to Issue Shares for For For Management Cash 11 Authorise Specific Issue of Shares For For Management Pursuant to a Reinvestment Option 12 Authorise Repurchase of Issued Share For For Management Capital 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration Implementation For Against Management Report -------------------------------------------------------------------------------- NESTLE (MALAYSIA) BERHAD Ticker: 4707 Security ID: Y6269X103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Juan Aranols as Director For For Management 2 Elect Hamidah Naziadin as Director For For Management 3 Elect Azlin Arshad as Director For For Management 4 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Approve Directors' Fees For For Management 6 Approve Directors' Benefits For For Management 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 1 Amend Constitution For For Management -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Matthias Christoph Lohner as For For Management Director and Approve Appointment and Remuneration of Matthias Christoph Lohner as Whole-Time Director Designated as Executive Director-Technical -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect David Steven McDaniel as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NET HOLDING AS Ticker: NTHOL Security ID: M7341L102 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Approve Discharge of Board For For Management 9 Approve Discharge of Senior Executives For For Management 10 Approve Remuneration Policy For For Management 11 Approve Director Remuneration For Against Management 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Approve Donation Policy For For Management 14 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 15 Approve Profit Distribution Policy For For Management 16 Receive Information on Related Party None None Management Transactions 17 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 18 Receive Information on Disclosure None None Management Policy 19 Receive Information on Code of Ethics None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Xuhong as Independent For For Management Director -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Xuhong as Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Amend Foreign Investment Management For For Management System 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Rules for the Administration of For For Management External Guarantees 8 Amend the Independent Director System For For Management -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For Did Not Vote Management 2 Amend Articles of Association For Did Not Vote Management 3 Amend Foreign Investment Management For Did Not Vote Management System 4 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 7 Amend Rules for the Administration of For Did Not Vote Management External Guarantees 8 Amend the Independent Director System For Did Not Vote Management -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds to Purchase For For Management Financial Products 2 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 3 Approve Adjustment of Remuneration of For For Management Supervisors -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds to Purchase For Did Not Vote Management Financial Products 2 Approve Use of Idle Own Funds to For Did Not Vote Management Purchase Financial Products 3 Approve Adjustment of Remuneration of For Did Not Vote Management Supervisors -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- NET263 LTD. Ticker: 002467 Security ID: Y6257T106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve Appointment of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- NETCARE LTD. Ticker: NTC Security ID: S5507D108 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mark Bower as Director For For Management 1.2 Re-elect Bukelwa Bulo as Director For For Management 2 Reappoint Deloitte & Touche as Auditors For For Management 3.1 Re-elect Mark Bower as Chairperson of For For Management the Audit Committee 3.2 Re-elect Bukelwa Bulo as Member of the For For Management Audit Committee 3.3 Re-elect David Kneale as Member of the For For Management Audit Committee 4 Authorise Ratification of Approved For For Management Resolutions 5 Approve Remuneration Policy For For Management 6 Approve Implementation Report For For Management 7 Authorise Repurchase of Issued Share For For Management Capital 8 Approve Non-executive Directors' For For Management Remuneration 9 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- NETDRAGON WEBSOFT HOLDINGS LIMITED Ticker: 777 Security ID: G6427W104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Elect Liu Luyuan as Director For For Management 4B Elect Zheng Hui as Director For For Management 4C Elect Lee Kwan Hung, Eddie as Director For For Management 4D Authorize Board to Fix Remuneration of For For Management Directors 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: G6427A102 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For For Management 1d Elect Joseph Tze Kay Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For For Management 1g Elect Michael Sui Bau Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: 64110W102 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For For Management 1d Elect Joseph Tze Kay Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For For Management 1g Elect Michael Sui Bau Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: G6427A102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For For Management 1d Elect Joseph Tze Kay Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors 3 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- NETEASE, INC. Ticker: 9999 Security ID: 64110W102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Yu-Fen Cheng as Director For For Management 1c Elect Denny Ting Bun Lee as Director For For Management 1d Elect Joseph Tze Kay Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Man Kit Leung as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors 3 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management and Related Party Transactions 2 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NETPOSA TECHNOLOGIES LTD. Ticker: 300367 Security ID: Y62580108 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Xianjin as Independent For For Management Director 1.2 Elect Xiao Yahong as Independent For For Management Director 1.3 Elect Xue Kexin as Independent Director For For Management 1.4 Elect Li Jianqiu as Independent For For Management Director 2 Approve Application of Loans For For Management 3 Amend Multiple Company Systems For For Management -------------------------------------------------------------------------------- NEUSOFT CORP. Ticker: 600718 Security ID: Y6280M102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Board of For For Management Independent Directors 7 Elect Chen Qiwei as Independent For For Management Director 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11.1 Approve Related Party Transaction For For Management Regarding Purchase of Raw Materials 11.2 Approve Related Party Transaction For For Management Regarding Sale of Products and Commodities 11.3 Approve Related Party Transaction For For Management Regarding Provision of Labor Services 11.4 Approve Related Party Transaction For For Management Regarding Acceptance of Services 12 Approve Signing of Related Party For For Management Transaction Agreement 13 Approve Provision of Guarantee For For Management 14 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 15 Approve Methods to Assess the For For Management Performance of Plan Participants 16 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Zhibin as Director For For Shareholder -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4123 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Zhibin as Director For For Shareholder -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Hong as Director For For Management 2 Elect Liu Debin as Supervisor For For Shareholder 3 Elect Shi Hongyu as Supervisor For For Shareholder 4 Approve Remuneration Standard of the For For Management Executive Director and Vice President -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4123 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Hong as Director For For Management 2 Elect Liu Debin as Supervisor For For Shareholder 3 Elect Shi Hongyu as Supervisor For For Shareholder 4 Approve Remuneration Standard of the For For Management Executive Director and Vice President -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4115 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Its Summary For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Accounting Firm and Ernst & Young as International Accounting Firm and Authorize Board to Fix Their Remuneration 7 Approve Report of Performance of For For Management Directors 8 Approve Report of Performance of For For Management Independent Non-Executive Directors 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- NEW CHINA LIFE INSURANCE COMPANY LTD. Ticker: 1336 Security ID: Y625A4123 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Its Summary For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Accounting Firm and Ernst & Young as International Accounting Firm and Authorize Board to Fix Their Remuneration 7 Approve Report of Performance of For For Management Directors 8 Approve Report of Performance of For For Management Independent Non-Executive Directors 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Minggui as Non-independent For For Management Director 2 Approve Financial Services Agreement For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Related Party Transaction For For Management 5 Approve Perpetual Medium-term Notes For For Management 6 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Raised Funds Special Deposit For For Management Account 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Principles of Bondholders For For Management Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Draft and Summary of Employee For For Management Share Purchase Plan 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NEW HOPE LIUHE CO., LTD. Ticker: 000876 Security ID: Y7933V101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Financial Auditor For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Provision of Financing For For Management Guarantee 8 Approve Signing of Related Transaction For For Management Framework Agreement and Estimated Related Party Transaction 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Approve Termination of Draft of For For Shareholder Performance Shares Incentive Plan -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management 2 Approve Management Method of Employee For Against Management Share Purchase Plan 3 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Equity For For Management Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Issue Manner and Issue Time For For Management 5.2 Approve Share Type For For Management 5.3 Approve Par Value For For Management 5.4 Approve Issue Price and Pricing For For Management Principle 5.5 Approve Issue Size For For Management 5.6 Approve Lock-up Period For For Management 5.7 Approve Use of Proceeds For For Management 5.8 Approve Whether Private Placement of For For Management Shares Constitutes as Related Party Transaction 5.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.10 Approve No Changes in Company's For For Management Control Related to Private Placement 5.11 Approve Approval Procedures for For For Management Private Placement 5.12 Approve Listing Exchange For For Management 5.13 Approve Resolution Validity Period For For Management 6 Approve Plan for Private Placement of For For Management Shares 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NEW HUADU SUPERCENTER CO., LTD. Ticker: 002264 Security ID: Y2654H100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Daily Related Party For For Management Transactions with Alibaba Group 11 Approve Application of Credit Lines For For Management 12 Approve Provision of Guarantee For For Management 13 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC. Ticker: 9901 Security ID: G6470A108 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 3 Adopt Amended and Restated Memorandum For For Management and Articles of Association -------------------------------------------------------------------------------- NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC. Ticker: 9901 Security ID: 647581107 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 3 Adopt Amended and Restated Memorandum For For Management and Articles of Association -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Bond Duration For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bondholders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Depository of Raised Funds For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve There is No Need for Report on For For Management the Usage of Previously Raised Funds 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Appointment of Auditor for For For Management Convertible Bond Issuance 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Balance of Raised Funds for New Projects 2 Approve Fixed Asset Acquisition and For For Management Related Party Transactions 3 Approve Additional Daily Related Party For For Management Transaction 4 Approve Capital Injection For For Management 5 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yao Jiong as Non-Independent For For Management Director -------------------------------------------------------------------------------- NEWAY VALVE (SUZHOU) CO., LTD. Ticker: 603699 Security ID: Y6280S109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For Against Management Lines 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Use of Funds to Purchase For For Management Financial Products 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12 Approve Forward Foreign Exchange For For Management Transactions -------------------------------------------------------------------------------- NEWCAPEC ELECTRONICS CO., LTD. Ticker: 300248 Security ID: Y98958104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Adjustment on Performance For For Management Commitment 5 Approve Audit Report For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Application of Credit Lines For For Management 12 Approve Provision for Asset Impairment For For Management and Asset Write-off 13 Approve Use of Raised Funds for Cash For For Management Management 14 Approve Use of Own Funds for Cash For For Management Management 15 Approve Change in Business Scope For For Management 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Approve Repurchase and Cancellation of For For Management Performance Shares (Continued) 4 Approve Change in Registered Capital For For Management and Amend Articles of Association (Continued) 5 Approve Change in Raised Funds Project For For Management Implementation Manner -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Use For For Management 1.2 Approve Manner and Price Range of For For Management Share Repurchase 1.3 Approve Type, Number and Proportion of For For Management the Total Share Repurchase and Total Capital for the Share Repurchase 1.4 Approve Capital Source Used for the For For Management Share Repurchase 1.5 Approve Implementation Period For For Management 1.6 Approve Authorization of Board to For For Management Handle All Related Matters 2 Approve Equity Disposal For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NEWLAND DIGITAL TECHNOLOGY CO., LTD. Ticker: 000997 Security ID: Y2654K103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Lift the Lock-up Period of For For Management Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares 9 Approve Change in Registered Capital For For Management and Amend Articles of Association 10 Approve Provision of Guarantee to For For Management Subsidiary 11 Approve Provision of External For For Management Financing Guarantee 12.1 Elect Hu Gang as Director For For Management 12.2 Elect Wang Jing as Director For For Management 12.3 Elect Lin Xuejie as Director For For Management 13.1 Elect Xu Yongdong as Director For For Management 13.2 Elect Li Jian as Director For For Management 14.1 Elect Xu Chengjian as Supervisor For For Management 14.2 Elect Chen Jisheng as Supervisor For For Management -------------------------------------------------------------------------------- NEWMAX TECHNOLOGY CO., LTD. Ticker: 3630 Security ID: Y62643112 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures for For For Management Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- NHPC LIMITED Ticker: 533098 Security ID: Y6268G101 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Nikhil Kumar Jain as Director For Against Management 4 Reelect Mahesh Kumar Mittal as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Abhay Kumar Singh as Director For For Management and Approve Appointment of Abhay Kumar Singh as Chairman and Managing Director 7 Elect Yamuna Kumar Chaubey as Director For Against Management (Technical) -------------------------------------------------------------------------------- NICHIDENBO CORP. Ticker: 3090 Security ID: Y6348V102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 8.1 Elect CHOU, WEI-LING, with Shareholder For For Management No. 2, as Non-Independent Director 8.2 Elect HUANG, JEN-HU, Representative of For Against Management Zongxin Investment Co., Ltd, with Shareholder No. 52312, as Non-Independent Director 8.3 Elect LI, KUN-TSANG, with Shareholder For Against Management No. 8, as Non-Independent Director 8.4 Elect YU, YAO-KUO, with Shareholder No. For Against Management 35317, as Non-Independent Director 8.5 Elect HOU, CHIN-HUA, with Shareholder For Against Management No. 67, as Non-Independent Director 8.6 Elect HUNG, CHIH-HAN, with Shareholder For Against Management No. 35, as Non-Independent Director 8.7 Elect TSAI, YU-CHIN, Representative of For Against Management Civic Textile Co., Ltd, with Shareholder No. 33134, as Non-Independent Director 8.8 Elect YEN, KUO-LUNG, with Shareholder For Against Management No. K120788XXX, as Independent Director 8.9 Elect SU, MING-YANG, with Shareholder For For Management No. F102548XXX, as Independent Director 8.10 Elect HSU, SHOU-CHUN, with Shareholder For For Management No. N120035XXX, as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Legal Representatives -------------------------------------------------------------------------------- NICKEL ASIA CORPORATION Ticker: NIKL Security ID: Y6350R106 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting held on May 20, 2019 2 Approve Annual Reports and Audited For For Management Financial Statements for the Year Ending December 31, 2019 3 Approve Further Additional Shares For Against Management Reserved for the 2018 Stock Option Plan 4 Ratify and Approve the Acts of the For For Management Board of Directors and Executive Officers 5 Appoint Sycip, Gorres, Velayo & Co. as For For Management Independent Auditors 6.1 Elect Gerard H. Brimo as Director For For Management 6.2 Elect Martin Antonio G. Zamora as For For Management Director 6.3 Elect Philip T. Ang as Director For Withhold Management 6.4 Elect Luis J. L. Virata as Director For Withhold Management 6.5 Elect Maria Patricia Z. Riingen as For Withhold Management Director 6.6 Elect Masahiro Kamiya as Director For Withhold Management 6.7 Elect Hiroshi Yoshida as Director For Withhold Management 6.8 Elect Angelo Raymundo Q. Valencia as For For Management Director 6.9 Elect Frederick Y. Dy as Director For For Management 7 Other Matters None None Management -------------------------------------------------------------------------------- NICKEL ASIA CORPORATION Ticker: NIKL Security ID: Y6350R106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting held on July 17, 2020 2 Approve Annual Reports and Audited For For Management Financial Statements for the Year Ending December 31, 2020 3 Ratify and Approve Acts of the Board For For Management of Directors and Executive Officers 4 Appoint Sycip, Gorres, Velayo & Co. as For For Management Independent Auditors 5.1 Elect Gerard H. Brimo as Director For For Management 5.2 Elect Martin Antonio G. Zamora as For For Management Director 5.3 Elect Philip T. Ang as Director For Withhold Management 5.4 Elect Luis J. L. Virata as Director For Withhold Management 5.5 Elect Maria Patricia Z. Riingen as For Withhold Management Director 5.6 Elect Masahiro Kamiya as Director For Withhold Management 5.7 Elect Hiroshi Yoshida as Director For Withhold Management 5.8 Elect Angelo Raymundo Q. Valencia as For For Management Director 5.9 Elect Jamie J. Bautista as Director For For Management 6 Approve Other Matters None None Management -------------------------------------------------------------------------------- NIIT TECHNOLOGIES LIMITED Ticker: 532541 Security ID: Y62769107 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Hari Gopalakrishnan as Director For For Management 4 Reelect Kirti Ram Hariharan as Director For For Management 5 Elect Sudhir Singh as Director and For For Management Approve Appointment and Remuneration of Sudhir Singh as Executive Director 6 Approve Payment of Commission to Basab For Against Management Pradhan as Independent Director and Chairperson -------------------------------------------------------------------------------- NINE DRAGONS PAPER (HOLDINGS) LIMITED Ticker: 2689 Security ID: G65318100 Meeting Date: DEC 07, 2020 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Cheung Yan as Director For For Management 3a2 Elect Zhang Cheng Fei as Director For For Management 3a3 Elect Lau Chun Shun as Director For For Management 3a4 Elect Tam Wai Chu, Maria as Director For For Management 3a5 Elect Chen Kefu as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Issued Share For For Management Capital 5c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- NINE DRAGONS PAPER (HOLDINGS) LIMITED Ticker: 2689 Security ID: G65318100 Meeting Date: MAY 25, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Recovered Paper and Recycled Pulp Agreement and Related Transactions -------------------------------------------------------------------------------- NINE DRAGONS PAPER HOLDINGS LTD. Ticker: 2689 Security ID: G65318100 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Recovered Paper and Recycled For For Management Pulp Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve Use of Funds for Cash For For Management Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For Against Management -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Share For For Management Expansion 2 Approve Capital Injection and Equity For For Management Transfer 3 Approve Entrusted Management of Zhuhai For For Management Bentu Electronics Co., Ltd. and Related-party Transaction -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yao as Non-independent For For Management Director 2 Approve Allowance of Directors For For Management 3 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Transaction Price For For Management 2.4 Approve Payment Manner and Amount For For Management 2.5 Approve Share Type, Par Value and For For Management Listing Exchange 2.6 Approve Manner of Pricing and Issue For For Management Price 2.7 Approve Lock-Up Period Arrangement For For Management 2.8 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Performance Compensation and For For Management Commitment Arrangement 2.11 Approve Delivery and Liability for For For Management Breach of Contract of Target Assets 2.12 Approve Resolution Validity Period For For Management 2.13 Approve Share Type, Par Value and For For Management Listing Exchange 2.14 Approve Target Subscribers and Issue For For Management Amount 2.15 Approve Issue Price For For Management 2.16 Approve Lock-Up Period Arrangement For For Management 2.17 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.18 Approve Use of Proceeds For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Transaction Constitute as For For Management Major Asset Restructuring and Does Not Constitute as Restructure for Listing 5 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 6 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures on Material Asset Restructuring of Listed Companies 7 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 8 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 9 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 10 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement, Supplementary Agreement of Acquisition by Cash and Issuance of Shares Agreement and Performance Compensation Agreement 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve White Wash Waiver For For Management 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Authorization of Board to For For Management Handle All Related Matters 18 Approve Appointment of Intermediary For For Management Institution 19 Approve Provision of Credit Guarantee For For Management 20 Approve Use of Funds for Cash For For Management Management 21 Approve Provision of Credit Guarantee For For Management for Wholly-Owned Subsidiary 22 Approve Financial Derivatives Trading For For Management Business 23 Approve Daily Related Party Transaction For For Management 24 Approve Signing of Supplemental For For Management Agreement of Loan Agreement -------------------------------------------------------------------------------- NINESTAR CORP. Ticker: 002180 Security ID: Y9892Z107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Auditor For For Management 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Change Business Scope and For For Management Amend Articles of Association 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- NINETY ONE LTD. Ticker: NY1 Security ID: S5626J101 Meeting Date: SEP 03, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gareth Penny as Director For For Management 2 Elect Colin Keogh as Director For For Management 3 Elect Idoya Basterrechea Aranda as For For Management Director 4 Elect Victoria Cochrane as Director For For Management 5 Elect Busisiwe Mabuza as Director For For Management 6 Elect Fani Titi as Director For For Management 7 Elect Hendrik du Toit as Director For For Management 8 Elect Kim McFarland as Director For For Management 9 Approve Remuneration Report For For Management 10 Approve Remuneration Policy For For Management 11 Authorise Ratification of Approved For For Management Resolutions 12 Approve Executive Incentive Plan For For Management 13 Accept Financial Statements and For For Management Statutory Reports 14 Appoint KPMG LLP as Auditors For For Management 15 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2020 20 Appoint KPMG Inc as Auditors For For Management 21.1 Elect Victoria Cochrane as Member of For For Management the Audit and Risk Committee 21.2 Elect Idoya Basterrechea Aranda as For For Management Member of the Audit and Risk Committee 21.3 Elect Colin Keogh as Member of the For For Management Audit and Risk Committee 22 Place Authorised but Unissued Ordinary For For Management Shares and Special Converting Shares under Control of Directors 23 Authorise Board to Issue Shares for For For Management Cash 24 Authorise Repurchase of Issued Share For For Management Capital 25 Approve Financial Assistance to For For Management Related or Inter-related Company and Directors 26 Approve Non-Executive Directors' For For Management Remuneration -------------------------------------------------------------------------------- NINGBO BIRD CO., LTD. Ticker: 600130 Security ID: Y6364L103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Amend Articles of Association For Against Management 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- NINGBO BOWAY ALLOY MATERIAL CO., LTD. Ticker: 601137 Security ID: Y6298F107 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee by For For Management Wholly-owned Subsidiary to the Company -------------------------------------------------------------------------------- NINGBO BOWAY ALLOY MATERIAL CO., LTD. Ticker: 601137 Security ID: Y6298F107 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Usage of the For For Management Repurchased Shares 2 Approve Draft and Summary on Employee For For Management Share Purchase Plan 3 Approve Management Method of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 5 Approve Change of Registered Capital For For Management and Amend Articles of Association 6 Approve Guarantee Provision Plan For For Management 7 Approve to Request the Company's Board For For Management of Directors to Increase the Authority to Authorize the Chairman to Approve Loans -------------------------------------------------------------------------------- NINGBO BOWAY ALLOY MATERIAL CO., LTD. Ticker: 601137 Security ID: Y6298F107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Authorization of the Board to For Against Management Authorize Chairman of the Board 8 Approve External Guarantee Plan For For Management 9.1 Elect Xie Shicai as Director For For Management 9.2 Elect Zhang Ming as Director For For Management 9.3 Elect Xie Chaochun as Director For For Management 9.4 Elect Zheng Xiaofeng as Director For For Management 9.5 Elect Zhang Xianjun as Director For For Management 9.6 Elect Gao Guijuan as Director For For Management 10.1 Elect Cui Ping as Director For For Management 10.2 Elect Chen Lingguo as Director For For Management 10.3 Elect Xu Ruchun as Director For For Management 11.1 Elect Wang Qun as Supervisor For For Management 11.2 Elect Wang Youjian as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO CIXING CO., LTD. Ticker: 300307 Security ID: Y6196K109 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zou Jinzhou as Non-independent For For Management Director 2 Approve Change in Registered Capital, For For Management Registered Address and Amendments to Articles of Association 3 Approve Reduce Investment Amount of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- NINGBO CIXING CO., LTD. Ticker: 300307 Security ID: Y6196K109 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transaction -------------------------------------------------------------------------------- NINGBO CIXING CO., LTD. Ticker: 300307 Security ID: Y6196K109 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Issuance of Shares For For Management 4 Approve Related Party Transaction in For For Management Connection to Issuance of Shares 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 8 Approve Establishing a Special Storage For For Management Account for Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Signing of Share Subscription For For Management Agreement 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NINGBO CIXING CO., LTD. Ticker: 300307 Security ID: Y6196K109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Bank Credit for Asset Mortgage For For Management 9 Approve Provision of Credit Guarantee For For Management 10 Approve Provision for Impairment For For Management Inventories, Fixed Assets and Goodwill 11.1 Elect Yan Haoyang as Director For For Shareholder 11.2 Elect Cao Li as Director For For Shareholder -------------------------------------------------------------------------------- NINGBO DAVID MEDICAL DEVICE CO., LTD. Ticker: 300314 Security ID: Y6196L107 Meeting Date: MAR 03, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Use of Funds for Financial For For Management Products 10 Amend Detailed Rules for Online Voting For For Management of the Shareholders General Meeting 11 Amend External Investment For For Management Decision-making System 12 Approve Amendments to Articles of For For Management Association 13 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO. LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Waiver of Pre-emptive Right -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO., LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Price and Pricing For For Management Principles 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Signing of Conditional Share For For Management Subscription Agreement 10 Approve Private Placement of Shares For For Management Constitutes as Related Party Transactions 11 Approve Whitewash Waiver and Related For For Management Transactions 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NINGBO HUAXIANG ELECTRONIC CO., LTD. Ticker: 002048 Security ID: Y62983104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Provision of Guarantees and For For Management Authorization of the Board to Handle Related Matters 9 Approve Financing Leases For For Management 10 Approve Change of Raised Fund Project For For Management from Automotive Electronics R&D Center Technical Renovation Project to Changchun Huaxiang Changchun Factory Thermoforming Lightweight Reconstruction and Expansion Project 11 Approve Change of Raised Fund Project For For Management from Natural Fibers for Cars and Other High-performance Composite Material Production Line Technological Transformation Project to Real Wood Parts and Aluminum Trim Production Line Project 12 Approve to Increase or Sell "Fuao For For Management Shares" and Authorization of Chairman of the Board of Directors to Handle Related Matters -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Equity Disposal For For Management 4 Approve Fund-raising Project Transfer For For Management -------------------------------------------------------------------------------- NINGBO JOYSON ELECTRONIC CORP. Ticker: 600699 Security ID: Y5278D108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Estimate Related Party For For Management Transaction 7 Approve Issuance of Super-short-term For For Management Commercial Papers, Commercial Papers and Medium-term Notes 8 Approve Application of Comprehensive For For Management Credit Line 9 Approve to Appoint Auditor For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Provision of Guarantee After For For Management the Sale of Ningbo Joyson Qunying Automotive Systems Co., Ltd 12.1 Elect Li Junyu as Director For For Management -------------------------------------------------------------------------------- NINGBO LIGONG ENVIRONMENT & ENERGY TECHNOLOGY CO., LTD. Ticker: 002322 Security ID: Y6298B106 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shuai as Non-Independent For For Management Director -------------------------------------------------------------------------------- NINGBO LIGONG ENVIRONMENT & ENERGY TECHNOLOGY CO., LTD. Ticker: 002322 Security ID: Y6298B106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NINGBO ORIENT WIRES & CABLE CO., LTD. Ticker: 603606 Security ID: Y6365U102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Hedging Business of Raw For For Management Material Futures -------------------------------------------------------------------------------- NINGBO ORIENT WIRES & CABLE CO., LTD. Ticker: 603606 Security ID: Y6365U102 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 4 Amend Management System of Raised Funds For Against Management 5 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- NINGBO PEACEBIRD FASHION CO., LTD. Ticker: 603877 Security ID: Y6366S106 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Issuance of Convertible Bonds For For Management 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Special Storage Account for For For Management Raised Funds 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NINGBO PEACEBIRD FASHION CO., LTD. Ticker: 603877 Security ID: Y6366S106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Internal Control Evaluation For For Management Report 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Related Party Transaction For For Management 11 Approve Adjustment in Use of Own Funds For For Management for Cash Management 12 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- NINGBO RONBAY NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 688005 Security ID: Y6S9J8103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Statements and For For Management Financial Budget Report 8 Approve Provision of Guarantee For For Management 9 Approve Related Party Transaction For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Related-Party Transaction For Against Management Management System 14 Amend Management System of Raised Funds For Against Management 15.1 Elect Bai Houshan as Director For For Shareholder 15.2 Elect Liu Xianglie as Director For For Shareholder 15.3 Elect Zhang Huiqing as Director For For Shareholder 15.4 Elect Zhang Yuan as Director For For Shareholder 15.5 Elect Song Wenlei as Director For For Shareholder 16.1 Elect Yu Qingjiao as Director For For Management 16.2 Elect Zhao Yiqing as Director For For Management 16.3 Elect Jiang Hui as Director For For Management 17.1 Elect Zhu Yan as Supervisor For For Management 17.2 Elect Shen Cheng as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO SANXING MEDICAL ELECTRIC CO., LTD. Ticker: 601567 Security ID: Y6298G105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantees For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Elect Guo Su as Non-independent For For Shareholder Director 12 Amend External Investment Management For Against Management Method 13 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Fund For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Adjustment on Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2.1 Approve Transaction Objects For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Manners For For Management 2.4 Approve Pricing Basis and Transaction For For Management Price 2.5 Approve Payment Manner and Source of For For Management Funds 2.6 Approve Profit and Loss During the For For Management Transition Period 2.7 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 3 Approve Transaction Does Not For For Management Constitute as Related-party Transaction 4 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 5 Approve Draft and Summary of Major For For Management Asset Restructuring 6 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 7 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Audit Report, Review Report For For Management and Valuation report of the Transaction 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve to Temporarily not Change the For For Management Company Name 15 Approve Amendments to Articles of For For Management Association 16.1 Elect Zheng Yonggang as For For Management Non-Independent Director 17.1 Elect Zhu Jingtao as Independent For For Management Director -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Completion and Termination of For For Management Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Pledge Guarantee For For Management 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Pledge Guarantee For Did Not Vote Management 2 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Guarantee Provision Plan For Against Management 9 Approve Guarantee Provision for For Against Management Associate Company and Related Party Transactions 10 Approve the Estimated Amount of Goods For For Management Purchased from Related Parties 11 Approve Internal Control Evaluation For For Management Report 12 Approve Social Responsibility Report For For Management 13 Approve Disposal of Shares For For Management 14 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Use of Proceeds For For Management 3 Approve Plan for Private Placement of For For Management Shares (Revised Draft) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Conditional Shares For For Management Subscription Agreement in Connection to the Private Placement 7 Approve Whitewash Waiver and Related For For Management Transactions 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Special Report on the Use of For For Management Previously Raised Funds 10 Approve Attestation Report on the Use For For Management of Previously Raised Funds 11 Approve Shareholder Dividend Return For For Management Plan 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Relevant Audit Reports, Review For For Management Report and Evaluation Report of this Transaction -------------------------------------------------------------------------------- NINGBO SHANSHAN CO., LTD. Ticker: 600884 Security ID: Y6365H101 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Signing of For For Management Relevant Agreement 2 Approve Provision of Guarantees For Against Management 3 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- NINGBO SHUANGLIN AUTO PARTS CO., LTD. Ticker: 300100 Security ID: Y6298C104 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Non-Independent For For Management Director and Elect Ge Hai'an as Non-Independent Director 2 Elect Zhao Yifen as Independent For For Shareholder Director -------------------------------------------------------------------------------- NINGBO SHUANGLIN AUTO PARTS CO., LTD. Ticker: 300100 Security ID: Y6298C104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management 7 Approve Credit Line Application For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Performance Commitment and For For Management Compensation 10 Approve Authorization of Board to For For Management Repurchase and Cancellation of Shares 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Internal Systems 13.1 Elect Wu Jianbin as Director For For Management 13.2 Elect Cao Wen as Director For For Management 13.3 Elect Wu Weijing as Director For For Management 13.4 Elect Chen Youfu as Director For For Management 13.5 Elect Zhu Liming as Director For For Management 13.6 Elect Ge Haian as Director For For Management 14.1 Elect Cheng Feng as Director For For Management 14.2 Elect Zhao Yifen as Director For For Management 14.3 Elect Jin Ming as Director For For Management 15.1 Elect Cai Hanghai as Supervisor For For Management 15.2 Elect Yang Qiongqiong as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO TUOPU GROUP CO., LTD. Ticker: 601689 Security ID: Y62990109 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 2.1 Elect Wu Jianshu as Non-independent For For Management Director 2.2 Elect Wang Bin as Non-independent For For Management Director 2.3 Elect Pan Xiaoyong as Non-independent For For Management Director 2.4 Elect Wu Weifeng as Non-independent For For Management Director 2.5 Elect Jiang Kaihong as Non-independent For For Management Director 3.1 Elect Zhou Ying as Independent Director For For Management 3.2 Elect Zhao Xiangqiu as Independent For For Management Director 3.3 Elect Wang Yongbin as Independent For For Management Director 4.1 Elect Yan Qunli as Supervisor For For Management 4.2 Elect Duan Xiaocheng as Supervisor For For Management -------------------------------------------------------------------------------- NINGBO TUOPU GROUP CO., LTD. Ticker: 601689 Security ID: Y62990109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Idle Raised Funds For For Management for Entrusted Asset Management 2 Approve Additional Idle Raised Funds For For Management to Replenish Working Capital 3 Approve Capital Injection in For For Management Wholly-owned Subsidiary Hunan Tuopu Auto Parts Co., Ltd. 4 Approve Capital Injection in For For Management Wholly-owned Subsidiary Ningbo Tuopu Automotive Electronics Co., Ltd. 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NINGBO TUOPU GROUP CO., LTD. Ticker: 601689 Security ID: Y62990109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Credit Line Bank Application For For Management 6 Approve Bill Pool Business For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Profit Distribution For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Related Party Transactions For For Management 11 Approve Estimated Daily Related Party For For Management Transactions 12 Approve Use of Idle Raised Funds for For For Management Entrusted Asset Management 13 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 14 Approve Replenishment of Capital by For For Management Raised Funds 15 Approve Replenishment of Bank For For Management Acceptance Bill by Raised Funds 16 Approve Increase in the Implementation For For Management Subject of Raised Funds Investment Project 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NINGBO YUNSHENG CO., LTD. Ticker: 600366 Security ID: Y6366H100 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Usage of the For For Management Repurchased Shares 2 Approve Draft and Summary of Stock For For Management Option Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 6 Approve Management System of Employee For For Management Share Purchase Plan 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- NINGBO YUNSHENG CO., LTD. Ticker: 600366 Security ID: Y6366H100 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Jiahao as Non-independent For For Shareholder Director 1.2 Elect Zhu Shidong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- NINGBO YUNSHENG CO., LTD. Ticker: 600366 Security ID: Y6366H100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve to Authorize Management to For For Management Carry Out Entrusted Asset Management Business 10 Approve Bill Pool Business For Against Management 11 Approve Foreign Exchange Derivatives For For Management Transactions 12 Approve Daily Related Party For For Management Transactions 13 Amend Articles of Association For For Management 14.1 Elect Zhu Xiaodong as Director For For Shareholder 14.2 Elect Mao Yingcai as Director For For Shareholder 14.3 Elect Wu Jiahao as Director For For Shareholder 14.4 Elect Zhu Shidong as Director For For Shareholder 15.1 Elect Chen Nong as Director For For Management 15.2 Elect Bao Xinmin as Director For For Management 15.3 Elect Cui Ping as Director For For Management 16.1 Elect Shen Chengguang as Supervisor For For Shareholder 16.2 Elect Wu Qihang as Supervisor For For Shareholder 16.3 Elect Zhang Chuner as Supervisor For For Shareholder -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve Related Party Transaction in For Against Management Connection to Development of Deposits and Other Businesses in Affiliated Banks -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption of Commitment of For For Management Controlling Shareholders from Horizontal Competition 2.1 Elect Yan Jun as Non-independent For For Shareholder Director 3.1 Elect Pan Shiyuan as Independent For For Shareholder Director -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2.1 Elect Ding Songping as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management Shanghai Stock Exchange in Accordance with Relevant Laws and Regulations 2.1 Approve Listing Exchange For For Management 2.2 Approve Issue Type For For Management 2.3 Approve Par Value For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Listing Time For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Issue Size For For Management 2.8 Approve Pricing Method For For Management 2.9 Approve Other Matters Related to For For Management Issuance 3 Approve Plan on Spin-off of Subsidiary For For Management on the Shanghai Stock Exchange (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Corresponding Standard For For Management Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off -------------------------------------------------------------------------------- NINGBO ZHOUSHAN PORT CO., LTD. Ticker: 601018 Security ID: Y6298E100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Plan For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Signing of Financial Framework For For Management Service Agreement and Related Party Transactions 11 Approve Application of Debt Financing For For Management 12.1 Elect Yu Yongsheng as Director For For Shareholder -------------------------------------------------------------------------------- NINGXIA BAOFENG ENERGY GROUP CO., LTD. Ticker: 600989 Security ID: Y6S057109 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- NINGXIA BAOFENG ENERGY GROUP CO., LTD. Ticker: 600989 Security ID: Y6S057109 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Provision of External Guarantee For For Management 8 Approve Investment in the Construction For For Management of Coal-to-Olefin Demonstration Project -------------------------------------------------------------------------------- NINGXIA BUILDING MATERIALS GROUP CO., LTD. Ticker: 600449 Security ID: Y63663119 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- NINGXIA BUILDING MATERIALS GROUP CO., LTD. Ticker: 600449 Security ID: Y63663119 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Approve Related Party Transaction For For Management 4 Approve to Change the Performance For For Management Period of Horizontal Competition Commitments -------------------------------------------------------------------------------- NINGXIA BUILDING MATERIALS GROUP CO., LTD. Ticker: 600449 Security ID: Y63663119 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- NINGXIA BUILDING MATERIALS GROUP CO., LTD. Ticker: 600449 Security ID: Y63663119 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Signing of Related Party For For Management Transaction Agreement Between Controlled Subsidiary and Sinoma (Suzhou) Construction Co., Ltd. 3 Approve Signing of Related Party For For Management Transaction Agreement Between Wholly-owned Subsidiary and Sinoma (Suzhou) Construction Co., Ltd. 4.1 Elect Zhang Wenjun as Director For For Shareholder 4.2 Elect Huang Aixue as Director For For Shareholder 4.3 Elect Chen Shining as Director For For Shareholder 5.1 Elect Yin Zibo as Director For For Management 5.2 Elect Yu Mingqing as Director For For Management 5.3 Elect Yu Kaijun as Director For For Management 5.4 Elect Wang Yulin as Director For For Management 6.1 Elect Zhu Yu as Supervisor For For Management 6.2 Elect Cui Xiangyang as Supervisor For For Management -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor 3 Approve Transfer of Partnership Shares For For Management of Ningxia Ningbai Industrial Investment Fund (Limited Partnership) -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets For For Management 2 Approve Authorization of Company to For For Management Participate in Bidding of New Energy Projects -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Report of the Independent For For Management Directors 8 Approve Financial Budget Report For Against Management 9 Approve Credit Line Plan For For Management 10 Approve Provision of Guarantee For For Management 11 Approve to Reward the Company's For Against Management Chairman and Senior Management 12 Approve Capital Injection of For For Management Controlled Subsidiary -------------------------------------------------------------------------------- NINGXIA JIAZE RENEWABLES CO., LTD. Ticker: 601619 Security ID: Y6S088104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Wind Energy For For Management Development Industry Fund 2 Approve Investment in the Construction For For Management of Wind Power Project 3 Approve Transfer of Equity For For Management 4 Approve Acquisition of All Partnership For For Management Shares of Ningxia Ningbai Industrial Investment Fund (Limited Partnership) Held by Zhejiang Sundan Technology Co. , Ltd. -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY GROUP CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Hongquan as Non-Independent For For Shareholder Director 2 Approve to Appoint Auditor For For Management 3 Approve Additional Credit Line For For Management Application -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY GROUP CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NINGXIA QINGLONG PIPES INDUSTRY GROUP CO., LTD. Ticker: 002457 Security ID: Y6337B109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- NINGXIA WESTERN VENTURE INDUSTRIAL CO., LTD. Ticker: 000557 Security ID: Y2929Y102 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Xudong as Non-independent For For Management Director 1.2 Elect Wang Yong as Non-independent For For Management Director -------------------------------------------------------------------------------- NINGXIA WESTERN VENTURE INDUSTRIAL CO., LTD. Ticker: 000557 Security ID: Y2929Y102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Elect You Jun as Non-independent For For Shareholder Director 9 Elect Ma Teng as Supervisor For For Shareholder 10 Amend Articles of Association For Against Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Approve Shareholder Return Plan For For Management 14 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NINGXIA YOUNGLIGHT CHEMICALS CO., LTD. Ticker: 000635 Security ID: Y6365C102 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Term Expiration of the For For Management Independent Director and Elect Wang Bin as Independent Director -------------------------------------------------------------------------------- NIO INC. Ticker: NIO Security ID: 62914V106 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management -------------------------------------------------------------------------------- NIPPON LIFE INDIA ASSET MANAGEMENT LIMITED Ticker: 540767 Security ID: Y7270W100 Meeting Date: APR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ved Prakash Malik as Director For For Management 2 Elect Ashvin Parekh as Director For For Management 3 Elect B. Sriram as Director For For Management 4 Elect Yutaka Ideguchi as Director For For Management 5 Approve Revision in the Remuneration For Against Management of Sundeep Sikka as Executive Director & CEO 6 Approve Reappointment and Remuneration For For Management of Sundeep Sikka as Executive Director & CEO -------------------------------------------------------------------------------- NIPPON LIFE INDIA ASSET MANAGEMENT LIMITED Ticker: 540767 Security ID: Y7270W100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Kazuyuki Saigo as Director For For Management 4 Approve Reappointment and Remuneration For Against Management of Ajay Patel as Manager 5 Approve Revision in the Remuneration For For Management of Sundeep Sikka as Executive Director & CEO -------------------------------------------------------------------------------- NIPPON LIFE INDIA ASSET MANAGEMENT LTD Ticker: 540767 Security ID: Y7270W100 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Akira Shibata as Director For For Management 4 Elect Kazuyuki Saigo as Director For For Management -------------------------------------------------------------------------------- NIPPON LIFE INDIA ASSET MANAGEMENT LTD Ticker: 540767 Security ID: Y7270W100 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of Reliance For For Management Capital Limited's Shareholding from Promoter and Promoter Group to Public Category -------------------------------------------------------------------------------- NISHAT MILLS LTD. Ticker: NML Security ID: Y63771102 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- NISHAT MILLS LTD. Ticker: NML Security ID: Y63771102 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Guarantee in Favor of For Against Management Nishat Sutas Dairy Limited, Associated Company -------------------------------------------------------------------------------- NMDC LIMITED Ticker: 526371 Security ID: Y6223W100 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividends For For Management 3 Reelect P.K. Satpathy as Director For Against Management 4 Reelect Rasika Chaube as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Elect Sumit Deb as Director and For For Management Approve His Appointment as Chairman and Managing Director 7 Elect Duraipandi Kuppuramu as Director For For Management 8 Elect Vijoy Kumar Singh as Director For Against Management 9 Approve Remuneration of Cost Auditors For For Management 10 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Implementation For For Management Method of the Raised Funds Investment Project by Convertible Bonds 2 Elect Yan Yunfei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Guanjie as Non-Independent For For Shareholder Director 2 Elect Yuan Li as Independent Director For For Shareholder -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management 3 Approve Accounts Receivable Factoring For For Management Business -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Equity Pledge For For Management Guarantee and Provision of Counter-guarantee 2 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- NORINCO INTERNATIONAL COOPERATION LTD. Ticker: 000065 Security ID: Y7742L104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For Against Management Lines 7 Approve Financial Derivatives For For Management Transactions 8 Approve Amendments to Articles of For For Management Association 9 Approve Loan Application For For Shareholder -------------------------------------------------------------------------------- NORTH CHINA PHARMACEUTICAL CO., LTD. Ticker: 600812 Security ID: Y6408H100 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Acquisition by Cash and For For Management Issuance of Shares 2.3 Approve Transaction Subject For For Management 2.4 Approve Transaction Price and Pricing For For Management Basis 2.5 Approve Transaction Parties For For Management 2.6 Approve Payment Manner For For Management 2.7 Approve Type and Par Value For For Management 2.8 Approve Issue Manner and Target For For Management Subscribers 2.9 Approve Pricing Reference Date For For Management 2.10 Approve Issue Price and Pricing Basis For For Management 2.11 Approve Issue Size For For Management 2.12 Approve Listing Exchange For For Management 2.13 Approve Lock-Up Period Arrangement For For Management 2.14 Approve Performance Commitments and For For Management Compensation Arrangements 2.15 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 2.16 Approve Profit and Loss During the For For Management Transition Period 2.17 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.18 Approve Resolution Validity Period For For Management 2.19 Approve Raising Supporting Funds Plan For For Management 2.20 Approve Type and Par Value of Raising For For Management Supporting Funds 2.21 Approve Issue Manner and Target For For Management Subscribers of Raising Supporting Funds 2.22 Approve Amount of Raising Supporting For For Management Funds and Issue Amount 2.23 Approve Pricing Reference Date and For For Management Issue Price of Raising Supporting Funds 2.24 Approve Use of Raising Supporting Funds For For Management 2.25 Approve Listing Exchange of Raising For For Management Supporting Funds 2.26 Approve Lock-Up Period Arrangement of For For Management Raising Supporting Funds 2.27 Approve Distribution Arrangement of For For Management Undistributed Earnings of Raising Supporting Funds 2.28 Approve Resolution Validity Period of For For Management Raising Supporting Funds 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 5 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares as well as Performance Commitment and Compensation Agreement 6 Approve Transaction Does Not Comply For For Management with Article 12 and 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Audit Report, Remarks Review For For Management Report and Evaluation Report of the Transaction 13 Approve Fairness and Validity of the For For Management Pricing Basis 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NORTH CHINA PHARMACEUTICAL CO., LTD. Ticker: 600812 Security ID: Y6408H100 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Jigang as Director For For Management -------------------------------------------------------------------------------- NORTH CHINA PHARMACEUTICAL CO., LTD. Ticker: 600812 Security ID: Y6408H100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For Against Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Financing Amount For For Management 10 Approve Confirmation of Related Party For For Management Transaction 11 Approve Internal Control Evaluation For For Management Report 12 Approve Amendments to Articles of For For Management Association 13 Approve Extension of Resolution For For Management Validity Period of Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 14 Approve Extension of Authorization of For For Management the Board on Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds -------------------------------------------------------------------------------- NORTH ELECTRO-OPTIC CO., LTD. Ticker: 600184 Security ID: Y6411N102 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Zhang Pei as Non-independent For For Shareholder Director 2.2 Elect Zhou Liyong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- NORTH ELECTRO-OPTIC CO., LTD. Ticker: 600184 Security ID: Y6411N102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Daily Related Party For For Management Transaction with Xinhua Guang Co., Ltd. , and Huaguang Xiaoyuan Co., Ltd. 8 Approve Financial Budget Report For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Application of Comprehensive For For Management Credit Lines and Related Party Transactions -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter-Guarantees For For Management -------------------------------------------------------------------------------- NORTH HUAJIN CHEMICAL INDUSTRIES CO., LTD. Ticker: 000059 Security ID: Y7742G105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Internal Control Evaluation For For Management Report 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Use of Raised Funds to For For Management Replenish Working Capital 10.1 Elect Ren Yongqiang as Director For For Management 10.2 Elect Xu Xiaojun as Director For For Management 10.3 Elect Sun Shijie as Director For For Management 10.4 Elect Du Bingguang as Director For For Management 10.5 Elect Jin Xiaochen as Director For For Management 10.6 Elect Dong Chenggong as Director For For Management 10.7 Elect Chen Jun as Director For Against Shareholder 11.1 Elect Zhang Liming as Director For For Management 11.2 Elect Jiang Xin as Director For For Management 11.3 Elect Gao Yiyun as Director For For Management 12.1 Elect Wang Weiliang as Supervisor For For Management 12.2 Elect Zhao Xianliang as Supervisor For For Management -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kou Junqiang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORTH INDUSTRIES GROUP RED ARROW CO., LTD. Ticker: 000519 Security ID: Y13068104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Remuneration of For For Management Non-Independent Directors and Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Fixed Asset Investment Plan For For Management 10 Approve Application of Credit Lines For For Management 11 Approve Provision of Guarantee For For Management 12 Approve Adjustment of Deposit and For For Management Loans as well as Signing of Financial Services Agreement 13 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shang Yitao as Supervisor For For Shareholder -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Measures for Administration of For For Management Stock Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Stock Option Incentive Plan For For Management and Its Summary 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Daily Related Party For For Management Transactions 7 Approve Credit Line Application and For For Management Related Party Transactions with Group Finance Company 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- NORTH NAVIGATION CONTROL TECHNOLOGY CO., LTD. Ticker: 600435 Security ID: Y1518S104 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2.1 Elect Fu Dehai as Director For For Shareholder 2.2 Elect Zhang Baifeng as Director For For Shareholder 2.3 Elect Wang Xiangdong as Director For For Shareholder 2.4 Elect Zhao Han as Director For For Shareholder 2.5 Elect Zhou Jing as Director For For Shareholder 3.1 Elect Liu Zhenjiang as Director For For Shareholder 3.2 Elect Gu Fenling as Director For For Shareholder 3.3 Elect Sun Baowen as Director For For Shareholder 3.4 Elect Xiao Jianhua as Director For For Shareholder 4.1 Elect Chen Jianhua as Supervisor For For Shareholder 4.2 Elect Shang Yitao as Supervisor For For Shareholder -------------------------------------------------------------------------------- NORTHAM PLATINUM LTD. Ticker: NHM Security ID: S56540156 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Brian Mosehla as Director For For Management 2 Re-elect Carnegie Chabedi as Director For For Management 3 Re-elect Hester Hickey as Director For For Management 4 Re-elect Temba Mvusi as Director For For Management 5 Reappoint Ernst & Young Inc as For For Management Auditors with Ebrahim Dhorat as the Designated External Audit Partner 6 Re-elect Hester Hickey as Member of For For Management the Audit and Risk Committee 7 Re-elect David Brown as Member of the For For Management Audit and Risk Committee 8 Re-elect Dr Yoza Jekwa as Member of For For Management the Audit and Risk Committee 9 Re-elect Jean Nel as Member of the For For Management Audit and Risk Committee 10 Approve Remuneration Policy For For Management 11 Approve Remuneration Implementation For For Management Report 12 Approve Non-Executive Directors' Fees For For Management 13 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 14 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- NORTHAM PLATINUM LTD. Ticker: NHM Security ID: S56540156 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Acquisitions Scheme For For Management 2 Approve Revocation of Special For For Management Resolution 1 if the Share Acquisitions Scheme is Terminated 3 Authorise Specific Repurchase of For For Management Shares from Zambezi Pursuant to the Share Acquisitions Scheme 4 Authorise Specific Repurchase of For For Management Shares from ESOP Pursuant to the Share Acquisitions Scheme 5 Approve Northam Scheme in Terms of For For Management Sections 114(1) and 115(2)(a) of the Companies Act 6 Approve Revocation of Special For For Management Resolution 5 if the Northam Scheme is Terminated 7 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 8 Authorise Specific Issue of For For Management Subscription Shares to BEE Security SPV 9 Authorise Specific Repurchase of For For Management Shares from the BEE Trust 10 Authorise Specific Repurchase of For For Management Shares from Relevant Zambezi Shareholder 1 Amend Northam Share Incentive Plan For For Management 2 Authorise Specific Issue of For For Management Subscription Shares to HDP Security SPV 3 Approve Subscriptions by Northam for For For Management Zambezi Ordinary Shares 4 Authorise Specific Issue of HDP SPV For For Management Share and BEE SPV Share -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Guo Qiyong as Non-Independent For For Shareholder Director 2.2 Elect Xu Zhixin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Kai as Non-Independent For For Management Director 2 Elect Shang Youguang as Independent For For Management Director -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Internal Control For For Management Self-Evaluation Report 9 Approve Provision for Asset Impairment For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Credit Line Application For For Management 12 Approve Guarantee Provision Plan For Against Management 13 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 14 Approve Attestation Report on the For For Management Deposit and Usage of Raised Funds 15 Approve Repurchase and Cancellation of For For Management Performance Shares 16 Approve Repurchase and Cancellation of For For Management Performance Shares and Lifting of Restriction Period of Performance Share Incentive Plan -------------------------------------------------------------------------------- NORTHEAST PHARMACEUTICAL GROUP CO., LTD. Ticker: 000597 Security ID: Y64112108 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Write-off of Assets For For Management -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Working Rules of Independent For For Management Directors -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issuer For For Management 1.2 Approve Issue Type For For Management 1.3 Approve Issue Size For For Management 1.4 Approve Issue Manner For For Management 1.5 Approve Duration Period For For Management 1.6 Approve Interest Rate For For Management 1.7 Approve Usage of Raised Funds For For Management 1.8 Approve Transfer of Debt Financing For For Management Instrument 1.9 Approve Guarantee and Credit For For Management Enhancement Arrangement 1.10 Approve Safeguard Measures of Debts For For Management Repayment 1.11 Approve Authorization of the Board to For For Management Handle All Related Matters 1.12 Approve Resolution Validity Period For For Management 2 Amend Administrative Measures for the For For Management Shares and Changes of the Company's Shares Held by Directors, Supervisors and Senior Management 3 Approve Removal of Tai Ge as For For Shareholder Non-Independent Director 4 Elect Xiang Qian as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Formulate the Management For For Management System for External Donations 2 Amend Related Party Transactions System For Against Management -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Formulate the Management For Did Not Vote Management System for External Donations 2 Amend Related Party Transactions System For Did Not Vote Management -------------------------------------------------------------------------------- NORTHEAST SECURITIES CO., LTD. Ticker: 000686 Security ID: Y6411E102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7.1 Approve Daily Related Party For For Management Transactions with Jilin Yatai (Group) Co., Ltd. and Its Related Legal Persons 7.2 Approve Daily Related Party For For Management Transactions with Jilin Province Trust Co., Ltd. and Its Related Legal Persons 7.3 Approve Daily Related Party For For Management Transactions with Yinhua Fund Management Co., Ltd. 7.4 Approve Daily Related Party For For Management Transactions with Other Related Legal Entities 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- NORTHERN REGION CEMENT CO. Ticker: 3004 Security ID: M7S61C100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 1,120,000 for FY 2020 6 Approve Related Party Transactions For For Management Between the Company and GSTC Company 7 Approve Related Party Transactions For For Management Between the Company and SAPAC Company 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Amend Audit Committee Charter For For Management -------------------------------------------------------------------------------- NORTHERN UNITED PUBLISHING & MEDIA (GROUP) CO., LTD. Ticker: 601999 Security ID: Y52614107 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement between For Did Not Vote Management the Company and Hapvida Participacoes e Investimentos S.A. 2 Approve Merger between the Company and For Did Not Vote Management Hapvida Participacoes e Investimentos S.A. 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 4 Approve Special Dividends For Did Not Vote Management -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Fix Number of Directors at Seven For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Christopher Riley Gordon as Board Chairman 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Irlau Machado Filho as Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Michel David Freund as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect T. Devin O'Reilly as Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Teixeira Rossi as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Plinio Villares Musetti as Independent Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Paula de Assis Bogus as Independent Director 11 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 12.1 Elect Sergio Vicente Bicicchi as For For Management Fiscal Council Member and Anna Carolina Morizot as Alternate 12.2 Elect Adalgiso Fragoso de Faria as For Abstain Management Fiscal Council Member and Stefan Colza Lee as Alternate 12.3 Elect Adelino Dias Pinho as Fiscal For For Management Council Member and Olavo Fortes Campos Rodrigues Junior as Alternate 12.4 Elect Joao Verner Juenemann as Fiscal For For Management Council Member and Geraldo Affonso Ferreira Filho as Alternate 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOTRE DAME INTERMEDICA PARTICIPACOES SA Ticker: GNDI3 Security ID: P7S227106 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: X5880H100 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 11.82 For Did Not Vote Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 11.82 For Did Not Vote Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- NOVATEK JSC Ticker: NVTK Security ID: 669888109 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report, Financial For Did Not Vote Management Statements, and Allocation of Income 1.2 Approve Dividends of RUB 23.74 per For Did Not Vote Management Share 2.1 Elect Andrei Akimov as Director None None Management 2.2 Elect Arnaud Le Foll as Director None Did Not Vote Management 2.3 Elect Robert Castaigne as Director None Did Not Vote Management 2.4 Elect Dominique Marion as Director None Did Not Vote Management 2.5 Elect Tatiana Mitrova as Director None Did Not Vote Management 2.6 Elect Leonid Mikhelson as Director None Did Not Vote Management 2.7 Elect Aleksandr Natalenko as Director None Did Not Vote Management 2.8 Elect Viktor Orlov as Director None Did Not Vote Management 2.9 Elect Gennadii Timchenko as Director None None Management 3.1 Elect Olga Beliaeva as Member of Audit For Did Not Vote Management Commission 3.2 Elect Anna Merzliakova as Member of For Did Not Vote Management Audit Commission 3.3 Elect Igor Riaskov as Member of Audit For Did Not Vote Management Commission 3.4 Elect Nikolai Shulikin as Member of For Did Not Vote Management Audit Commission 4 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditor 5 Approve Remuneration of Directors None None Management 6 Approve Remuneration of Members of For Did Not Vote Management Audit Commission 7 Approve Large-Scale Related-Party None None Management Transaction -------------------------------------------------------------------------------- NOVATEK MICROELECTRONICS CORP. Ticker: 3034 Security ID: Y64153102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3.1 Elect T. S. Ho with Shareholder No. 6 For For Management as Non-independent Director 3.2 Elect Steve Wang with Shareholder No. For For Management 8136 as Non-independent Director 3.3 Elect Max Wu with ID No. D101448XXX as For Against Management Non-independent Director 3.4 Elect J.H. Chang with Shareholder No. For Against Management 117738 as Non-independent Director 3.5 Elect a Representative of United For Against Management Microelectronics Corp. (UMC) with Shareholder No. 1 as Non-independent Director 3.6 Elect Jack Tsai with ID No. J100670XXX For Against Management as Independent Director 3.7 Elect Jack Liu with ID No. H101286XXX For For Management as Independent Director 3.8 Elect TingTing Hwang (Madam) with ID For For Management No. A227898XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 4.75 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 4.75 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 6.43 For For Management per Share for First Nine Months of Fiscal 2020 2 Approve Company's Membership in For For Management Centrizyskaniya -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 6.43 For For Management per Share for First Nine Months of Fiscal 2020 2 Approve Company's Membership in For For Management Centrizyskaniya -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 21.64 per Share 4.1 Elect Oleg Bagrin as Director None Against Management 4.2 Elect Thomas Veraszto as Director None For Management 4.3 Elect Nikolai Gagarin as Director None Against Management 4.4 Elect Evgeniia Zavalishina as Director None For Management 4.5 Elect Sergei Kravchenko as Director None For Management 4.6 Elect Joachim Limberg as Director None For Management 4.7 Elect Vladimir Lisin as Director None Against Management 4.8 Elect Marjan Oudeman as Director None For Management 4.9 Elect Karen Sarkisov as Director None Against Management 4.10 Elect Stanislav Shekshnia as Director None For Management 4.11 Elect Benedict Sciortino as Director None For Management 5 Elect Grigorii Fedorishin as President For For Management 6 Approve Remuneration of Directors For For Management 7.1 Ratify PricewaterhouseCoopers Audit as For For Management RAS Auditor 7.2 Ratify PricewaterhouseCoopers Audit as For For Management IFRS Auditor -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 21.64 per Share 4.1 Elect Oleg Bagrin as Director None Against Management 4.2 Elect Thomas Veraszto as Director None For Management 4.3 Elect Nikolai Gagarin as Director None Against Management 4.4 Elect Evgeniia Zavalishina as Director None For Management 4.5 Elect Sergei Kravchenko as Director None For Management 4.6 Elect Joachim Limberg as Director None For Management 4.7 Elect Vladimir Lisin as Director None Against Management 4.8 Elect Marjan Oudeman as Director None For Management 4.9 Elect Karen Sarkisov as Director None Against Management 4.10 Elect Stanislav Shekshnia as Director None For Management 4.11 Elect Benedict Sciortino as Director None For Management 5 Elect Grigorii Fedorishin as President For For Management 6 Approve Remuneration of Directors For For Management 7.1 Ratify PricewaterhouseCoopers Audit as For For Management RAS Auditor 7.2 Ratify PricewaterhouseCoopers Audit as For For Management IFRS Auditor -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: X58996103 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Quarter of Fiscal 2021 2.1 Approve New Edition of Charter For For Management 2.2 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Quarter of Fiscal 2021 2.1 Approve New Edition of Charter For For Management 2.2 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Jiye as Non-Independent For For Management Director 1.2 Elect Wang Wensheng as Non-Independent For For Shareholder Director 1.3 Elect Tang Xiaohui as Non-Independent For For Management Director 1.4 Elect Li Jianguo as Non-Independent For For Management Director 1.5 Elect Hu Zhonghua as Non-Independent For For Management Director 1.6 Elect Ye Xiaohu as Non-Independent For For Management Director 2.1 Elect Zhang Haiyan as Independent For For Management Director 2.2 Elect Jiang Xiaodan as Independent For For Management Director 2.3 Elect Li Hua as Independent Director For For Management 3.1 Elect Liu Duo as Supervisor For For Management 3.2 Elect Li Lu as Supervisor For For Management 4 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 5 Amend Management System for Providing For Against Management External Guarantees 6 Amend Related-Party Transaction For Against Management Management System 7 Approve to Appoint Auditor For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- NSFOCUS TECHNOLOGIES GROUP CO., LTD. Ticker: 300369 Security ID: Y6412Y107 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NTPC LIMITED Ticker: 532555 Security ID: Y6421X116 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 4 Elect Anil Kumar Gautam as Director For Against Management (Finance) 5 Elect Ashish Upadhyaya as Government For Against Management Nominee Director 6 Elect Dillip Kumar Patel as Director For Against Management (Human Resources) 7 Elect Ramesh Babu V as Director For Against Management (Operations) 8 Elect Chandan Kumar Mondol as Director For Against Management (Commercial) 9 Elect Ujjwal Kanti Bhattacharya as For Against Management Director (Projects) 10 Amend Objects Clause of Memorandum of For For Management Association 11 Amend Articles of Association For For Management 12 Approve Remuneration of Cost Auditors For For Management 13 Approve Issuance of Bonds/Debentures For For Management on Private Placement Basis -------------------------------------------------------------------------------- NUH CIMENTO SANAYI AS Ticker: NUHCM Security ID: M4796C109 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Amend Company Articles 4, 5, 7 and 16 For For Management 3 Wishes None None Management -------------------------------------------------------------------------------- NUH CIMENTO SANAYI AS Ticker: NUHCM Security ID: M4796C109 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Elect Directors For Against Management 9 Ratify External Auditors For For Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 11 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Wishes None None Management -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Credit Line of Subsidiary and For For Management Provision of Guarantee 4 Approve Increase in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Application of For For Management Subsidiary Qinghai Electronic Materials Industry Development Co., Ltd. and Provision of Guarantee by Huizhou United Copper Foil Electronic Material Co., Ltd. and the Company 2 Approve Credit Line Application of For For Management Subsidiary Qinghai Nordisk New Material Co., Ltd. and Provision of Guarantee 3 Approve Credit Line Application of For For Management Subsidiary Huizhou United Copper Foil Electronic Material Co., Ltd. and Provision of Guarantee 4 Approve Credit Line Application of For For Management Subsidiary Huizhou United Copper Foil Electronic Material Co., Ltd. and Provision of Guarantee by Shenzhen Baijiada New Energy Materials Co., Ltd. and the Company 5 Approve Credit Line Application of For For Management Wholly-Owned Subsidiary Jiangsu Lianxin Electronic Industry Co., Ltd. and Provision of Guarantee 6 Approve to Formulate the Rules and For For Management Procedures Regarding Meetings of Board of Supervisors -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Elect Li Pengcheng as Non-Independent For For Shareholder Director 5 Approve Credit Line Application of the For For Management Company and Provision of Guarantee by Qinghai Electronic Materials Industry Development Co., Ltd and Huizhou United Copper Foil Electronic Materials Co., Ltd 6 Approve Credit Lines Applied by For For Management Huizhou United Copper Foil Electronic Materials Co., Ltd and Provision of Guarantee by Shenzhen Baijiada New Energy Materials Co., Ltd and the Company 7 Elect Chen Jiaxiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- NUODE INVESTMENT CO., LTD. Ticker: 600110 Security ID: Y1293M108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Board of Directors Budget Plan For Against Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantee for the For For Management Company 9 Approve Provision of Guarantee for For For Management Qinghai Electronic Materials Industry Development Co., Ltd. 10 Approve Comprehensive Credit Line For For Management Application of Shenzhen Baijiada New Energy Materials Co., Ltd. 11 Approve Provision of Guarantee for the For For Management Credit Line Application of Jiangsu Lianxin Electronic Industry Co., Ltd. from Bank of Jiangsu Co., Ltd. 12 Approve Provision of Guarantee for the For For Management Credit Line Application of Jiangsu Lianxin Electronic Industry Co., Ltd. from Kunshan Rural Commercial Bank Co. , Ltd. 13 Approve Provision of Guarantee for the For For Management Credit Line Application of Jiangsu Lianxin Electronic Industry Co., Ltd. from Bank of Ningbo Co., Ltd. 14 Approve Authorization of the Board to For Against Management Handle All Matters Related to Financing 15 Approve Authorization of the Board to For For Management Handle All Matters Related to Financing and Guarantees 16 Approve Authorization of the For Against Management Management to Handle All Matters Related to Short-term Financing -------------------------------------------------------------------------------- O-NET TECHNOLOGIES (GROUP) LIMITED Ticker: 877 Security ID: G6771C100 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of the Issued Share For For Management Capital Pursuant to the Scheme of Arrangement 2 Approve Increase of the Number of For For Management Issued Ordinary Shares in the Share Capital Pursuant to the Scheme of Arrangement -------------------------------------------------------------------------------- O-NET TECHNOLOGIES (GROUP) LIMITED Ticker: 877 Security ID: G6771C100 Meeting Date: SEP 25, 2020 Meeting Type: Court Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- O2 CZECH REPUBLIC AS Ticker: TELEC Security ID: X89734101 Meeting Date: JUL 02, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital via For For Management Share Cancellation 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- O2 CZECH REPUBLIC AS Ticker: TELEC Security ID: X89734101 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of CZK 17 and CZK 170 per Share 4 Approve Reduction of Share Premium For For Management Reserve with Repayment to Shareholders 5 Ratify KPMG Ceska republika Audit, s.r. For For Management o. as Auditor 6 Approve Remuneration Report For For Management 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- OBEROI REALTY LIMITED Ticker: 533273 Security ID: Y6424D109 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Vikas Oberoi as Director For For Management 3 Approve S R B C & Co LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Loans, Guarantees and/or For For Management Securities in Connection with Any Loan Taken/To Be Taken by I-Ven Realty Limited 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve ORL Employee Stock Option Plan For Against Management 2020 8 Approve Grant of Options Under the ORL For Against Management Employee Stock Option Plan 2020 to Employees of Subsidiary Company(ies) -------------------------------------------------------------------------------- OBI PHARMA, INC. Ticker: 4174 Security ID: Y64270104 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve the Changed Contents for the For For Management Use of 2018 Cash Capital Increase 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Approve Amendments to the Company's For For Management Rules for Transaction with Related-parties, Specified Company and Group Enterprises 7 Amend Procedures for Lending Funds to For For Management Other Parties 8.1 Elect Howard Lee with ID No. For For Management A12314XXXX (A123143XXX) as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Acceptance of Financial For For Management Assistance Provision -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Project Engineering Cooperation Contract Supplementary Agreement with Beijing Xinghuo Real Estate Development Co., Ltd. and Related Parties 2 Approve Related Party Transaction on For For Management Project Engineering Cooperation Contract Supplementary Agreement with Wuhan Central Business District Co., Ltd. and Related Parties -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y8345D101 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Application For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing Application For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fang Zhou as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Related-party Transaction in For For Management Connection to Application of Financing -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Assets For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2.1 Elect Zhang Jianjun as Non-independent For For Shareholder Director 2.2 Elect Liu Guosheng as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Company's For For Management Shares 2 Approve Authorization of the Board to For For Management Handle All Related Matters 3 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Financing Period For For Management -------------------------------------------------------------------------------- OCEANWIDE HOLDINGS CO., LTD. (BEIJING) Ticker: 000046 Security ID: Y6436A101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- ODONTOPREV SA Ticker: ODPV3 Security ID: P7344M104 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Rede For For Management Dental Operadora de Planos Odontologicos Ltda. (Rede Dental) 2 Ratify PriceWaterhouseCoopers For For Management Auditores Independentes as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Rede Dental For For Management Operadora de Planos Odontologicos Ltda. (Rede Dental) 5 Authorize Executives to Ratify and For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- ODONTOPREV SA Ticker: ODPV3 Security ID: P7344M104 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Install Fiscal Council For For Management 5 Fix Number of Fiscal Council Members For For Management at Three 6 Elect Fiscal Council Members For For Management 7 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 8 Approve Remuneration of Fiscal Council For For Management Members 9 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- ODONTOPREV SA Ticker: ODPV3 Security ID: P7344M104 Meeting Date: APR 05, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management without Issuance of Shares and Amend Article 6 Accordingly 2 Amend Article 26 For For Management 3 Amend Article 28 For For Management 4 Consolidate Bylaws For For Management 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- OFFCN EDUCATION TECHNOLOGY CO., LTD. Ticker: 002607 Security ID: Y9717Y103 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Wholly-owned Subsidiary to For For Management Participate in the Auction of Land Use Rights -------------------------------------------------------------------------------- OFFCN EDUCATION TECHNOLOGY CO., LTD. Ticker: 002607 Security ID: Y9717Y103 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- OFFCN EDUCATION TECHNOLOGY CO., LTD. Ticker: 002607 Security ID: Y9717Y103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Huairou New City For For Management Cooperative Customized Development and Construction Agreement -------------------------------------------------------------------------------- OFFCN EDUCATION TECHNOLOGY CO., LTD. Ticker: 002607 Security ID: Y9717Y103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Own Funds for Cash For For Management Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Appointment of Auditor For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Approve Detailed Rules for Online For Against Management Voting of the Shareholders General Meeting 13 Amend Appointment and Working System For Against Management for Independent Directors 14 Amend Management System of Raised Funds For Against Management 15 Approve Report on the Usage of For For Shareholder Previously Raised Funds -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Provision of For For Management Joint Liability Guarantee -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Provision of For For Management Joint Liability Guarantee 2.1 Elect Yu Yi as Non-Independent Director For For Shareholder 2.2 Elect Wang Zhangling as For For Shareholder Non-Independent Director 2.3 Elect Yang Jinghong as Non-Independent For For Shareholder Director 2.4 Elect Kang Zhuowei as Non-Independent For For Shareholder Director 2.5 Elect Qiu Xiaohua as Independent For For Management Director 2.6 Elect Guo Tao as Independent Director For For Management 2.7 Elect Huang Yongjin as Independent For For Management Director 3.1 Elect Peng Wen Supervisor For For Shareholder 3.2 Elect Che Yonggang Supervisor For For Shareholder -------------------------------------------------------------------------------- OFFSHORE OIL ENGINEERING CO., LTD. Ticker: 600583 Security ID: Y6440J106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Impairment For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor 8.1 Elect Xin Wei as Director For For Management 8.2 Elect Zheng Zhongliang as Director For For Management -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Type and Par Value For For Management 1.2 Approve Issue Manner and Issue Time For For Management 1.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 1.4 Approve Target Subscribers and For For Management Subscription Method 1.5 Approve Issue Size For For Management 1.6 Approve Lock-up Period For For Management 1.7 Approve Usage of Raised Funds For For Management 1.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 1.9 Approve Listing Location For For Management 1.10 Approve Resolution Validity Period For For Management 2 Approve Plan on Private Placement of For For Management Shares (Revised) 3 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 5 Approve Company's Eligibility for For For Management Corporate Bond Issuance 6.1 Approve Issue Scale For For Management 6.2 Approve Par Value and Issue Price For For Management 6.3 Approve Target Subscribers For For Management 6.4 Approve Issue Manner For For Management 6.5 Approve Bond Maturity For For Management 6.6 Approve Bond Interest Rate and For For Management Determination Method 6.7 Approve Use of Proceeds For For Management 6.8 Approve Guarantees For For Management 6.9 Approve Listing Exchange For For Management 6.10 Approve Safeguard Measures of Debts For For Management Repayment 6.11 Approve Resolution Validity Period For For Management 7 Approve Authorization of the Board or For For Management Board Authorized Person to Handle All Matters Related to the Corporate Bond Issuance 8 Approve Issuance of Medium-term Notes For For Management 9 Approve Additional Related Party For For Management Transactions 10 Approve Bank Credit and Guarantee For Against Management Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Financial Leasing Business and For Against Management Provision of Its Guarantee 3 Approve Credit Line and Guarantee For Against Management 4 Approve Foreign Exchange Derivatives For For Management Transaction Estimates -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Credit and Guarantee For Against Management Matters (1) 2 Approve Bank Credit and Guarantee For Against Management Matters (2) -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Write-off of Part of the For For Management Accounts Receivable 3 Approve Credit Line and Guarantee For Against Shareholder Matters -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Hongping as Supervisor For For Shareholder -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Assets For For Management 2 Approve Application of Credit Line and For Against Management Provision of Guarantee -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Daily Related Party For For Management Transactions 14 Approve Application of Credit Line and For Against Management Provision of Guarantees -------------------------------------------------------------------------------- OFILM GROUP CO., LTD. Ticker: 002456 Security ID: Y7744T105 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amendment of Articles of Association 2 Approve Extension of Resolution For For Management Validity Period of Private Placement 3 Approve Extension of Authorization of For For Management the Board on Private Placement 4 Approve Deregistration of Wholly-owned For For Management Subsidiary -------------------------------------------------------------------------------- OI SA Ticker: OIBR4 Security ID: 670851401 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 64 For For Management 2 Elect Directors For For Management 3 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees? 5 In Case Cumulative Voting Is Adopted, None Abstain Management and There Is Any Change to the Board Slate Composition, May Your Votes Still Be Equally Distributed Amongst the Remaining Nominees? -------------------------------------------------------------------------------- OI SA Ticker: OIBR4 Security ID: 670851401 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of the Declaration For For Management Required in Judgment No. 1, of 08.01. 2021, which Initiated the Act of Prior Consent by the National Telecommunications Agency (Anatel) for the Absorption of Telemar Norte Leste S.A. (Telemar) 2 Ratify Meden Consultoria Empresarial For For Management Ltda. (Meden) as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisals For For Management Re: Telemar Norte Leste S.A. (Telemar) 4 Approve Independent Firm's Appraisal For For Management Re: Brasil Telecom Comunicacao Multimidia S.A. (BTCM) 5 Approve Agreement to Absorb Telemar For For Management Norte Leste S.A. (Telemar) 6 Approve Absorption of Telemar Norte For For Management Leste S.A. (Telemar) and Amend Article 5 Accordingly 7 Approve Agreement for Partial Spin-Off For For Management of Brasil Telecom Comunicacao Multimidia S.A. (BTCM) and Absorption of Partial Spun-Off Assets 8 Approve Partial Spin-Off of Brasil For For Management Telecom Comunicacao Multimidia S.A. (BTCM) and Absorption of Partial Spun-Off Assets 9 Amend Article 2 Re: Corporate Purpose For For Management 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- OI SA Ticker: OIBR4 Security ID: 670851401 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Approve Remuneration of Company's For For Management Management and Fiscal Council 4 Elect Directors For For Management 5 In Case There is Any Change to the For Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, For For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7 In Case Cumulative Voting Is Adopted, For For Management and One or More Candidates is No Longer Part of the Slate, Do You Wish to Equally Distribute Your Votes Amongst the Remaining Nominees from the Slate You Supported? 8 Elect Fiscal Council Members For For Management 9 Approve Share-Based Incentive Plan for For For Management CEO -------------------------------------------------------------------------------- OIL & GAS DEVELOPMENT COMPANY LTD. Ticker: OGDC Security ID: Y6448X107 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve KPMG Taseer Hadi and Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Directors For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- OIL & GAS DEVELOPMENT COMPANY LTD. Ticker: OGDC Security ID: Y6448X107 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Elect Directors For Against Management 3 Other Business For Against Management -------------------------------------------------------------------------------- OIL & NATURAL GAS CORPORATION LIMITED Ticker: 500312 Security ID: Y64606133 Meeting Date: OCT 09, 2020 Meeting Type: Annual Record Date: OCT 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Subhash Kumar as Director For Against Management 3 Reelect Rajesh Shyamsunder Kakkar as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Rajesh Madanlal Aggarwal as For Against Management Director 6 Elect Om Prakash Singh as Director For Against Management (Technology and Field Services) 7 Elect Anurag Sharma as Director For Against Management (Onshore) 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 46 For For Management per Share for First Nine Months of Fiscal 2020 2 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- OIL CO. LUKOIL PJSC Ticker: LKOH Security ID: X6983S100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 213 per Share 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None Against Management 2.3 Elect Toby Trister Gati as Director None For Management 2.4 Elect Ravil Maganov as Director None Against Management 2.5 Elect Roger Munnings as Director None For Management 2.6 Elect Boris Porfirev as Director None For Management 2.7 Elect Pavel Teplukhin as Director None For Management 2.8 Elect Leonid Fedun as Director None Against Management 2.9 Elect Liubov Khoba as Director None Against Management 2.10 Elect Sergei Shatalov as Director None For Management 2.11 Elect Wolfgang Schuessel as Director None For Management 3 Elect Vagit Alekperov as President For For Management 4.1 Approve Remuneration of Directors For For Management 4.2 Approve Remuneration of New Directors For For Management 5 Ratify KPMG as Auditor For For Management 6 Amend Charter For For Management 7 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Executives, and Companies -------------------------------------------------------------------------------- OIL INDIA LIMITED Ticker: 533106 Security ID: Y64210100 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Biswajit Roy as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Harish Madhav as Director For For Management 7 Elect Anil Kaushal as Director For For Management 8 Elect Tangor Tapak as Director For For Management 9 Elect Gagann Jain as Director For For Management 10 Elect Sushil Chandra Mishra as For For Management Director and Approve Appointment of Sushil Chandra Mishra as Chairman & Managing Director 11 Elect Pankaj Kumar Goswami as Director For For Management -------------------------------------------------------------------------------- OLD MUTUAL LTD. Ticker: OMU Security ID: S5790B132 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2.1 Re-elect Trevor Manuel as Director For For Management 2.2 Re-elect Itumeleng Kgaboesele as For For Management Director 2.3 Re-elect Marshall Rapiya as Director For For Management 2.4 Elect Brian Armstrong as Director For For Management 2.5 Elect Olufunke Ighodaro as Director For For Management 2.6 Elect Jaco Langner as Director For For Management 2.7 Elect Nomkhita Nqweni as Director For For Management 3.1 Elect Olufunke Ighodaro as Member of For For Management the Audit Committee 3.2 Re-elect Itumeleng Kgaboesele as For For Management Member of the Audit Committee 3.3 Elect Jaco Langner as Member of Audit For For Management Committee 3.4 Re-elect John Lister as Member of the For For Management Audit Committee 3.5 Re-elect Nosipho Molope as Member of For For Management the Audit Committee 3.6 Elect Nomkhita Nqweni as Member of For For Management Audit Committee 4.1 Reappoint Deloitte & Touche as Joint For For Management Auditors 4.2 Reappoint KPMG Inc as Joint Auditors For For Management 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes -------------------------------------------------------------------------------- OMEGA GERACAO SA Ticker: OMGE3 Security ID: P7S591105 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 78 Percent of For For Management the Share Capital of Santa Vitoria do Palmar Holding S.A. (SPE - Lote 1) Held by Centrais Eletricas Brasileiras S.A. (Eletrobras) 2 Elect Bruno Meirelles Salotti as For For Management Fiscal Council Member and Tiago Curi Isaac as Alternate 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- OMEGA GERACAO SA Ticker: OMGE3 Security ID: P7S591105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Capital Budget For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Remuneration of Company's For For Management Management 6 Do You Wish to Request Installation of None Against Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- OMEGA GERACAO SA Ticker: OMGE3 Security ID: P7S591105 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For For Management 2 Consolidate Bylaws For For Management 3 Approve Agreement to Absorb Asteri, For For Management Gargau, SVP, Chui Holding, SPEs Lote 1 - Chui and SPEs Lote 2 - Chui 4 Ratify Grant Thornton Corporate For For Management Consultores de Negocios Ltda. as Independent Firm to Appraise Proposed Transactions 5 Approve Independent Firm's Appraisals For For Management 6 Approve Absorption of Asteri Energia S. For For Management A. 7 Approve Absorption of Gargau For For Management Energetica S.A. 8 Approve Absorption of Santa Vitoria do For For Management Palmar Holding S.A. 9 Approve Absorption of Chui Holding S.A. For For Management 10 Approve Absorption of SPEs Lote 1 - For For Management Chui 11 Approve Absorption of SPEs Lote 2 - For For Management Chui 12 Approve Capital Increase in Connection For For Management with the Transactions 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- OMNIA HOLDINGS LTD. Ticker: OMN Security ID: S58080102 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Tanya Rae as the Designated Individual Audit Partner 2 Re-elect Ralph Havenstein as Director For For Management 3 Re-elect Sizwe Mncwango as Director For For Management 4 Re-elect Tina Eboka as Director For For Management 5 Re-elect Thoko Mokgosi-Mwantembe as For For Management Director 6 Re-elect Ronald Bowen as Director For For Management 7 Elect Stephan Serfontein as Director For For Management 8 Elect Bernard Swanepoel as Director For For Management 9 Elect George Cavaleros as Director For For Management 10.1 Re-elect Linda de Beer as Chair of the For For Management Audit Committee 10.2 Re-elect Ronald Bowen as Member of the For For Management Audit Committee 10.3 Re-elect Tina Eboka as Member of the For For Management Audit Committee 10.4 Elect George Cavaleros as Member of For For Management the Audit Committee 11 Authorise Ratification of Approved For For Management Resolutions 12.1 Approve Remuneration Policy For For Management 12.2 Approve Remuneration Implementation For Against Management Report 1.1 Approve Non-executive Directors' Fees For For Management 1.2 Approve Chair's Fees For For Management 2.1 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 2.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- OMNIA HOLDINGS LTD. Ticker: OMN Security ID: S58080102 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Oro Agri For For Management 2 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ONENESS BIOTECH CO., LTD. Ticker: 4743 Security ID: Y6425E106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Amendments to Articles of For For Management Association 6.1 Elect SHAN-NEY HUANG with SHAREHOLDER For For Management NO.T102243XXX as Non-independent Director 6.2 Elect SHIH-HUA HSU, a Representative For For Management of MICROBIO CO., LTD., with SHAREHOLDER NO.00000001 as Non-independent Director 6.3 Elect HSIEN-SHOU KUO, a Representative For For Management of MICROBIO CO., LTD., with SHAREHOLDER NO.00000001, as Non-independent Director 6.4 Elect SAN-KUEI HUANG with SHAREHOLDER For For Management NO.X100063XXX as Independent Director 6.5 Elect JUI-WEN HUANG with SHAREHOLDER For For Management NO.H220689XXX as Independent Director 6.6 Elect SUEI LU with SHAREHOLDER NO. For For Management F220326XXX as Independent Director 6.7 Elect REY-YUH WU with SHAREHOLDER NO. For For Management T202613XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve External Guarantee For Against Management 9.1 Approve Remuneration of Yao Liangsong For For Management 9.2 Approve Remuneration of Tan Qinxing For For Management 9.3 Approve Remuneration of Yao Liangbai For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Amendments to Articles of For For Management Association to Change Business Scope 12 Approve Change in Registered Capital For For Management 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- OPPEIN HOME GROUP, INC. Ticker: 603833 Security ID: Y6440T104 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- OPPLE LIGHTING CO., LTD. Ticker: 603515 Security ID: Y6440S106 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For For Management 7 Approve Use of Idle Own Funds for Cash For For Management Management 8 Approve External Guarantee For For Management 9 Approve Estimated Related Party For For Management Transactions 10 Approve Factoring and Financial For For Management Leasing Business 11 Approve Appointment of Auditor and For For Management Internal Control Auditor 12 Approve Amendment to Articles of For For Management Association and Change of Business Registration 13 Approve Additional Amendment to For For Management Articles of Association 14.1 Elect Wang Yaohai as Director For For Management 14.2 Elect Ma Xiuhui as Director For For Management 14.3 Elect Ma Zhiwei as Director For For Management 14.4 Elect Gao Zhan as Director For For Management 15.1 Elect Huang Yuchang as Director For For Management 15.2 Elect Liu Jiayong as Director For For Management 15.3 Elect Su Xijia as Director For For Management 16.1 Elect Hu Huifang as Supervisor For For Management 16.2 Elect Chen Jinghua as Supervisor For For Management -------------------------------------------------------------------------------- OPUS GLOBAL NYRT. Ticker: OPUS Security ID: X6549D100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds None None Management -------------------------------------------------------------------------------- OPUS GLOBAL NYRT. Ticker: OPUS Security ID: X6549D100 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and None None Management Statutory Reports 2 Approve Consolidated Financial None None Management Statements and Statutory Reports 3 Approve Annual Report None None Management 4 Approve Allocation of Income and None None Management Omission of Dividends 5 Approve Company's Corporate Governance None None Management Statement 6 Approve Discharge of Board of Directors None None Management 7 Approve Auditor and Authorize Board to None None Management Fix Its Remuneration 8 Approve Resignation of Tamas Halmi and None None Management Zsigmond Jarai as Directors 9.1 Approve Resignation of Dr Orsolya Dr None None Management Egyedne Paricsi from Supervisory Board and Audit Committee 9.2 Elect Tunde Konczne Kondas as None None Management Supervisory Board Member 9.3 Elect Tunde Konczne Kondas as Audit None None Management Committee Member 10 Transact Other Business None None Management -------------------------------------------------------------------------------- ORACLE FINANCIAL SERVICES SOFTWARE LIMITED Ticker: 532466 Security ID: Y3864R102 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Harinderjit Singh as Director For For Management 3 Reelect Chaitanya Kamat as Director For For Management 4 Confirm Interim Dividend as Final For For Management Dividend -------------------------------------------------------------------------------- ORASCOM CONSTRUCTION PLC Ticker: OC Security ID: M75261103 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Nada Shousha as an Independent For Did Not Vote Management Non-executive Director -------------------------------------------------------------------------------- ORASCOM CONSTRUCTION PLC Ticker: OC Security ID: M75261103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports and Related Board and Auditor Reports for FY 2020 2 Re-elect Oussama Bishai as CEO For Did Not Vote Management 3 Re-elect Wiktor Sliwinski as For Did Not Vote Management Non-Executive Director 4 Reappoint KPMG LLP as Auditors for FY For Did Not Vote Management 2021 5 Authorize Board to Fix Remuneration of For Did Not Vote Management Auditors for FY 2021 6 Approve Dividends of USD 0.2313 Per For Did Not Vote Management Share for FY 2020 -------------------------------------------------------------------------------- ORBIA ADVANCE CORPORATION SAB DE CV Ticker: ORBIA Security ID: P7S81Y105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept CEO's Report and Board's Report For For Management on Operations and Results 1.2 Accept Individual and Consolidated For For Management Financial Statements 1.3 Accept Report on Compliance of Fiscal For For Management Obligations 2 Accept Report of Audit Committee For For Management 3 Accept Report of Corporate Practices For For Management and Sustainability Committee 4.1 Approve Individual and Consolidated For For Management Net Profit after Minority Interest in the Amount of USD 194.7 Million 4.2 Approve Allocation of Individual and For For Management or Consolidated Profits and or Losses Referred to in Previous Item to the Accumulated Net Income Account 4.3 Approve Cash Dividends of USD 0.10 Per For For Management Share 5.1 Ratify Antonio Del Valle Ruiz as For For Management Honorary and Lifetime Board Chairman 5.2a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Board Member 5.2b Elect or Ratify Antonio Del Valle For For Management Perochena as Board Member 5.2c Elect or Ratify Maria de Guadalupe Del For For Management Valle Perochena as Board Member 5.2d Elect or Ratify Francisco Javier Del For For Management Valle Perochena as Board Member 5.2e Elect or Ratify Eduardo Tricio Haro as For For Management Board Member 5.2f Elect or Ratify Guillermo Ortiz For For Management Martinez as Board Member 5.2g Elect or Ratify Divo Milan Haddad as For For Management Board Member 5.2h Elect or Ratify Alma Rosa Moreno Razo For For Management as Board Member 5.2i Elect or Ratify Maria Teresa For For Management Altagracia Arnal Machado as Board Member 5.2j Elect or Ratify Jack Goldstein Ring as For For Management Board Member 5.2k Elect or Ratify Anil Menon as Board For For Management Member 5.2l Elect or Ratify Mark Rajkowski as For For Management Board Member 5.3a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Chairman of Board of Directors 5.3b Elect or Ratify Juan Pablo Del Rio For For Management Benitez as Secretary (Non-Member) of Board 5.3c Elect or Ratify Vincent Sheldon Hirt For For Management as Alternate Secretary (Non-Member) of Board 5.4a Elect or Ratify Mark Rajkowski as For For Management Chairman of Audit Committee 5.4b Elect or Ratify Maria Teresa For For Management Altagracia Arnal Machado as Chairman of Corporate Practices Committee 6 Approve Remuneration of Chairman of For Against Management Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee 7.1 Approve Cancellation of Balance of For For Management Amount Approved to be Used for Acquisition of Company's Shares 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Accept Report on Adoption or For For Management Modification of Policies in Share Repurchases of Company 9 Approve Long-Term Stock Incentive Plan For For Management for Employees 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Yunjie as Non-Independent For For Management Director 1.2 Elect Zhou Yuan as Non-Independent For For Management Director 1.3 Elect Shen Tao as Non-Independent For For Management Director 1.4 Elect Wei Qiong as Non-Independent For For Management Director 1.5 Elect Wang Dong as Non-Independent For For Management Director 1.6 Elect Chen Zhongge as Non-Independent For For Management Director 2.1 Elect Shan Zhemin as Independent For For Management Director 2.2 Elect Wu Jian as Independent Director For For Management 2.3 Elect Xu Wencai as Independent Director For For Management 3.1 Elect Wu Wencheng as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Management System for External For For Management Investment 6 Amend Management System for Providing For For Management External Guarantees 7 Amend Related Party Transaction For For Management Management System 8 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Terminate the For For Management Implementation of Performance Share Incentive Plan and Repurchase Cancellation of Performance Shares 2 Approve Reduction in Registered Capital For For Management -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Amend External Investment Management For Against Management System 3 Elect Zhang Lishang as Independent For For Shareholder Director -------------------------------------------------------------------------------- ORG TECHNOLOGY CO., LTD. Ticker: 002701 Security ID: Y6S74V102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Application For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Guarantee Provision Plan For Against Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ORIENT GROUP, INC. Ticker: 600811 Security ID: Y6S78T103 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Agricultural For For Management Products Supply Chain Financing Business and External Guarantees -------------------------------------------------------------------------------- ORIENT GROUP, INC. Ticker: 600811 Security ID: Y6S78T103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Credit For For Management Impairment and Asset Impairment 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of For For Management Non-independent Directors 9 Approve Remuneration of Supervisors For For Management 10 Approve Application of Financing For For Management 11 Approve Provision of Guarantees for For For Management Subsidiary 12 Approve Guarantee For For Management 13.1 Approve Purchase of Goods For For Management 13.2 Approve Sales of Goods For For Management 13.3 Approve Commissioned Processing For For Management 13.4 Approve Lease of Properties and For For Management Equipment 13.5 Approve Provision of Port and Other For For Management Services 13.6 Approve Refactoring of Accounts For For Management Receivable 13.7 Approve Deposit and Loan For For Management 14 Approve Use of Idle Own Funds for For For Management Purchase of Financial Products 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 16 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ORIENT INTERNATIONAL ENTERPRISE LTD. Ticker: 600278 Security ID: Y647AB105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Additional Related Party For For Management Transaction 3 Approve to Cancel the Food Business For For Management License 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope 5 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement -------------------------------------------------------------------------------- ORIENT INTERNATIONAL ENTERPRISE LTD. Ticker: 600278 Security ID: Y647AB105 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Caijun as Non-Independent For For Shareholder Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ORIENT INTERNATIONAL ENTERPRISE LTD. Ticker: 600278 Security ID: Y647AB105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Application of Bank Credit For For Management Lines 6 Approve Daily Related Party For For Management Transactions 7 Approve Provision of Guarantees For Against Management 8 Approve Foreign Exchange Hedging Limit For For Management 9 Approve Profit Distribution For For Management 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Stock Ownership Plan For For Management (Draft) and Its Abstract 2 Approve Authorization to the Board to For For Management Handle All Matters Related to Employee Stock Ownership Plan -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Wu Hong as Director For For Management 1.02 Elect Feng Xingdong as Director For For Management 1.03 Elect He Xuan as Director For For Management 2 Approve Amendments to the Independent For For Management Director System 3 Amend Articles of Association For For Management 4 Approve Amendments to the Rules of For For Management Procedures for the General Meeting 5 Approve Amendments to the Rules of For For Management Procedures for the Board of Directors 6 Approve Amendments to the Rules of For For Management Procedures for the Supervisory Committee -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.01 Elect Song Xuefeng as Director For For Shareholder 2.02 Elect Jin Wenzhong as Director For For Shareholder 2.03 Elect Yu Xuechun as Director For For Shareholder 2.04 Elect Liu Wei as Director For For Shareholder 2.05 Elect Zhou Donghui as Director For For Shareholder 2.06 Elect Cheng Feng as Director For For Shareholder 2.07 Elect Ren Zhixiang as Director For For Shareholder 2.08 Elect Xu Zhiming as Director For For Management 2.09 Elect Jin Qinglu as Director For For Management 2.10 Elect Wu Hong as Director For For Management 2.11 Elect Feng Xingdong as Director For For Management 3.01 Elect Zhang Qian as Supervisor For For Shareholder 3.02 Elect Wu Junhao as Supervisor For For Shareholder 3.03 Elect Zhang Jian as Supervisor For For Shareholder 3.04 Elect Shen Guangjun as Supervisor For For Shareholder 3.05 Elect Tong Jie as Supervisor For For Shareholder 3.06 Elect Xia Lijun as Supervisor For For Management -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of Supervisory For For Management Committee 3 Approve 2020 Final Accounts Report For For Management 4 Approve 2020 Profit Distribution For For Management Proposal 5 Approve 2021 Proprietary Business Scale For For Management 6 Approve 2020 Annual Report For For Management 7.01 Approve Routine Related-Party For For Management Transactions with Shenergy (Group) Company Limited and Its Related Companies 7.02 Approve Routine Related-Party For For Management Transactions with Other Related Parties 8 Approve 2021 Provision of Guarantees For For Management 9 Elect Luo Xinyu as Director For For Management 10 Approve Allowances for Independent For For Management Supervisors 11 Approve Engagement of Auditing Firms For For Management for the Year 2021 12 Amend Articles of Association For For Management 13.01 Approve Issue Methods For For Management 13.02 Approve Issue Type For For Management 13.03 Approve Issue Size For For Management 13.04 Approve Issuer For For Management 13.05 Approve Issue Term For For Management 13.06 Approve Issue Interest Rate, Way of For For Management Payment and Issue Price 13.07 Approve Security and Other Arrangements For For Management 13.08 Approve Use of Proceeds For For Management 13.09 Approve Target Subscribers For For Management 13.10 Approve Listing of Debt Financing For For Management Instruments 13.11 Approve Authorization of Issuance of For For Management Offshore Debt Financing Instruments 13.12 Approve Validity Period of Resolution For For Management 14 Approve Use of Proceeds from Previous For For Management Fund-Raising Activities 15 Approve Compliance with Requirements For For Management on Rights Issue 16.01 Approve Type and Nominal Value of the For For Management Issued Shares 16.02 Approve Method of the Issuance For For Management 16.03 Approve Base, Proportion and Number of For For Management the Rights Issue 16.04 Approve Pricing Principle and Issuance For For Management Price 16.05 Approve Target Subscribers for the For For Management Issuance 16.06 Approve Distribution Arrangement for For For Management Accumulated Undistributed Profits of the Company Prior to the Issuance Plan 16.07 Approve Time of Issuance For For Management 16.08 Approve Method of Sale For For Management 16.09 Approve Use of Proceeds from the For For Management Rights Issue 16.10 Approve Effective Period of the For For Management Resolutions of the Rights Issue 16.11 Approve Listing of Shares to be Issued For For Management 17 Approve Plan of Public Issuance of For For Management Shares by Way of Rights Issue of the Company 18 Approve Feasibility Analysis Report on For For Management Use of Proceeds to be Raised from Rights Issue by the Company 19 Approve Risk Warning Regarding For For Management Dilution of Immediate Returns by Rights Issue to Existing Shareholders and Remedial Measures and Undertakings Given by Relevant Parties 20 Authorize Board to Deal with Relevant For For Management Matters In Relation to the Rights Issue -------------------------------------------------------------------------------- ORIENT SECURITIES CO., LTD. Ticker: 3958 Security ID: Y6S79P100 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance with Requirements For For Management on Rights Issue 2.01 Approve Type and Nominal Value of the For For Management Issued Shares 2.02 Approve Method of the Issuance For For Management 2.03 Approve Base, Proportion and Number of For For Management the Rights Issue 2.04 Approve Pricing Principle and Issuance For For Management Price 2.05 Approve Target Subscribers for the For For Management Issuance 2.06 Approve Distribution Arrangement for For For Management Accumulated Undistributed Profits of the Company Prior to the Issuance Plan 2.07 Approve Time of Issuance For For Management 2.08 Approve Method of Sale For For Management 2.09 Approve Use of Proceeds For For Management 2.10 Approve Effective Period of the For For Management Resolutions of the Rights Issue 2.11 Approve Listing of Shares to be Issued For For Management 3 Approve Plan of Public Issuance of For For Management Shares by Way of Rights Issue of the Company 4 Approve Feasibility Analysis Report on For For Management Use of Proceeds to be Raised from Rights Issue by the Company 5 Approve Risk Warning Regarding For For Management Dilution of Immediate Returns by Rights Issue to Existing Shareholders and Remedial Measures and Undertakings Given by Relevant Parties 6 Authorize Board to Deal with Relevant For For Management Matters In Relation to the Rights Issue -------------------------------------------------------------------------------- ORIENT SEMICONDUCTOR ELECTRONICS LTD. Ticker: 2329 Security ID: Y6579U104 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Private Placement of Preferred For For Management Shares 3.1 Elect WU LI QING (Daphane Wu), with ID For For Management No. J220071XX, as Non-Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ORIENT SEMICONDUCTOR ELECTRONICS LTD. Ticker: 2329 Security ID: Y6579U104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Deficit Compensation For For Management 3 Amend Articles of Association For For Management 4 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 5.1 Elect Yueh-Ming, Tung with Shareholder For For Management No. 17597 as Non-independent Director 5.2 Elect a Representative of Phison For Against Management Electronics Corporation with Shareholder No. 366886 as Non-independent Director 5.3 Elect Huoo-wen, Gau, a Representative For For Management of Chipbond Technology Corporation with Shareholder No. 427852 as Non-independent Director 5.4 Elect Shyh-wey, Lo, a Representative For For Management of Chipbond Technology Corporation with Shareholder No. 427852 as Non-independent Director 5.5 Elect Ching-Tien, Tsai with ID No. For For Management Q101650XXX as Independent Director 5.6 Elect Jeng-Ren, Chiou with ID No. For For Management S101754XXX as Independent Director 5.7 Elect Cha-Hwa, Hsu with ID No. For For Management A111208XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Independent Directors -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Use of Idle Own Funds for Cash For For Management Management 3 Approve Extension of Usage of Idle For For Management Raised Funds for Cash Management 4 Approve Comprehensive Credit Guarantee For For Management for Subsidiary and Authorization of Board of Directors -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Entrusted For For Management Management Agreement with Forge Shipping Holdings Co., Ltd and Related Transaction 2 Approve Financial Leasing Business of For For Management Subsidiaries Donghua Energy (Zhangjiagang) New Materials Co., Ltd. 3 Approve Provision of Financial Leasing For For Management Business Guarantees for Subsidiaries Donghua Energy (Zhangjiagang) New Materials Co., Ltd. -------------------------------------------------------------------------------- ORIENTAL ENERGY CO., LTD. Ticker: 002221 Security ID: Y988AN107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Xianglian as Director For For Management 2 Approve Report of the Board of Director For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Operating Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Reward Plan for Chairman of For For Management the Board of Directors 10 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 11.1 Approve Type For For Management 11.2 Approve Issue Size For For Management 11.3 Approve Par Value and Issue Price For For Management 11.4 Approve Bond Maturity For For Management 11.5 Approve Bond Interest Rate For For Management 11.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 11.7 Approve Conversion Period For For Management 11.8 Approve Determination and Adjustment For For Management of Conversion Price 11.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 11.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sell-Back For For Management 11.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 11.14 Approve Issue Manner and Target For For Management Subscribers 11.15 Approve Placing Arrangement for For For Management Shareholders 11.16 Approve Matters Relating to Meetings For For Management of Bondholders 11.17 Approve Use of Proceeds For For Management 11.18 Approve Proceeds Management and For For Management Deposit Account 11.19 Approve Guarantee Matters For For Management 11.20 Approve Resolution Validity Period For For Management 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Amend Management System of Raised Funds For For Management 16 Approve Shareholder Return Plan For For Management 17 Approve Issuance of Convertible Bonds For For Management 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- ORIENTAL PEARL GROUP CO. LTD. Ticker: 600637 Security ID: Y0875J103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve External Guarantee Plan For For Management 11 Approve Financial Services Agreement For For Management 12 Approve Remuneration of Directors For For Management 13 Elect Wang Zhiping as Supervisor For For Shareholder 14 Approve Remuneration of Supervisors For For Management 15.1 Elect Song Jiongming as Director For For Shareholder 15.2 Elect Wang Leiqing as Director For For Shareholder 16.1 Elect Su Xijia as Director For For Management 16.2 Elect Chen Qingyang as Director For For Management -------------------------------------------------------------------------------- ORIENTAL UNION CHEMICAL CORP. Ticker: 1710 Security ID: Y6563B104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3.1 Elect DOUGLAS TONG HSU, with For For Management SHAREHOLDER NO. 0000006, as Non-Independent Director 3.2 Elect JOHNNY SHIH, a Representative of For Against Management FAR EASTERN NEW CENTURY CORP, with SHAREHOLDER NO. 0000003, as Non-Independent Director 3.3 Elect HUMPHREY CHENG, a Representative For Against Management of FAR EASTERN NEW CENTURY CORP, with SHAREHOLDER NO. 0000003, as Non-Independent Director 3.4 Elect KAO-SHAN WU, a Representative of For Against Management FAR EASTERN NEW CENTURY CORP, with SHAREHOLDER NO. 0000003, as Non-Independent Director 3.5 Elect JUSTIN TSAI, a Representative of For For Management YUE MING TRADING CO., LTD, with SHAREHOLDER NO. 0243927, as Non-Independent Director 3.6 Elect ERIC CHUEH, a Representative of For Against Management FU DA TRANSPORT CORP., with SHAREHOLDER NO. 0108856, as Non-Independent Director 3.7 Elect JAMES CHOU, a Representative of For Against Management DA CHU CHEMICAL FIBER CO., LTD., with SHAREHOLDER NO.0333637, as Non-Independent Director 3.8 Elect BING SHEN, a Representative of For Against Management YU LI INVESTMENT CO., LTD., with SHAREHOLDER NO.0108872, as Non-Independent Director 3.9 Elect WALT CHENG, with ID NO. For For Management E100581XXX, as Independent Director 3.10 Elect C. T. CHAN, with ID NO. For For Management N100935XXX, as Independent Director 3.11 Elect PING LIH, with ID NO. For For Management A200585XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ORIENTAL WEAVERS GROUP Ticker: ORWE Security ID: M7558V108 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- ORIENTAL WEAVERS GROUP Ticker: ORWE Security ID: M7558V108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2020 5 Approve Remuneration of Directors For Did Not Vote Management 6 Approve Corporate Governance Report For Did Not Vote Management for FY 2020 7 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2020 8 Approve Charitable Donations for FY For Did Not Vote Management 2020 and FY 2021 9 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 10 Approve Company's Corporate Governance For Did Not Vote Management Charter 11 Elect Directors (Bundled) For Did Not Vote Management -------------------------------------------------------------------------------- ORIGIN PROPERTY PCL Ticker: ORI Security ID: Y6473Q118 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operational Results and None None Management Annual Report 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Niwat Lamunpandh as Director For For Management 4.2 Elect Chinapat Visuttipat as Director For For Management 4.3 Elect Kanokpailin Wilaikaew as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Corporate Services Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering for Sale For For Management of Debentures 8 Other Business For Against Management -------------------------------------------------------------------------------- ORIGIN PROPERTY PCL Ticker: ORI Security ID: Y6473Q118 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operational Results and None None Management Annual Report 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Mayta Chanchamcharat as Director For Against Management 4.2 Elect Peerapong Jaroon-ek as Director For Against Management 4.3 Elect Arada Jaroon-Ek as Director For Against Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Corporate Services Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- OSOTSPA PUBLIC CO. LTD. Ticker: OSP Security ID: Y6473S122 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividend Payment and Acknowledge Interim Dividend Payment 4.1 Elect Kannikar Chalitaporn as Director For For Management 4.2 Elect Somprasong Boonyachai as Director For For Management 4.3 Elect Penchun Jarikasem as Director For For Management 4.4 Elect Salin Pinkayan as Director For For Management 4.5 Elect Pratharn Chaiprasit as Director For For Management 5 Approve Remuneration of Directors and For For Management Sub-Committees 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- OSOTSPA PUBLIC CO. LTD. Ticker: OSP Security ID: Y6473S122 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Results None None Management 2 Approve Financial Statements For For Management 3 Approve Dividend Payment and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Surin Osathanugrah as Director For Against Management 4.2 Elect Ratch Osathanugrah as Director For Against Management 4.3 Elect Thana Chaiprasit as Director For For Management 4.4 Elect Sinee Thienprasiddhi as Director For For Management 4.5 Elect Porntida Boonsa as Director For For Management 5 Approve Remuneration of Directors and For For Management Sub-Committees 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Amend Company's Objectives and Amend For For Management Memorandum of Association -------------------------------------------------------------------------------- OTOKAR OTOMOTIV VE SAVUNMA SANAYI AS Ticker: OTKAR Security ID: M76023106 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Article 7 Re: Capital Related For Against Management 8 Elect Directors For For Management 9 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2020 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, None None Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance None None Management Statement 3.1 Approve Discharge of Sandor Csanyi as None None Management Management Board Member 3.2 Approve Discharge of Tamas Gyorgy None None Management Erdei as Management Board Member 3.3 Approve Discharge of Antal Gyorgy None None Management Kovacs as Management Board Member 3.4 Approve Discharge of Laszlo Wolf as None None Management Management Board Member 3.5 Approve Discharge of Mihaly Baumstark None None Management as Management Board Member 3.6 Approve Discharge of Tibor Biro as None None Management Management Board Member 3.7 Approve Discharge of Istvan Gresa as None None Management Management Board Member 3.8 Approve Discharge of Antal Pongracz as None None Management Management Board Member 3.9 Approve Discharge of Laszlo Utassy as None None Management Management Board Member 3.10 Approve Discharge of Jozsef Zoltan None None Management Voros as Management Board Member 4 Approve Ernst & Young Audit Ltd. as None None Management Auditor and Fix Its Remuneration 5 Amend Bylaws Re: Supervisory Board None None Management 6 Approve Remuneration Policy None None Management 7 Authorize Share Repurchase Program None None Management 8 Elect Tamas Gudra as Supervisory Board None None Management Member 9 Elect Tamas Gudra as Audit Committee None None Management Member 10 Approve Remuneration of Supervisory None None Management Board and Audit Committee Members 11.1 Reelect Sandor Csanyi as Management None None Management Board Member 11.2 Reelect Antal Gyorgy Kovacs as None None Management Management Board Member 11.3 Reelect Laszlo Wolf as Management None None Management Board Member 11.4 Reelect Tamas Gyorgy Erdei as None None Management Management Board Member 11.5 Reelect Mihaly Baumstark as Management None None Management Board Member 11.6 Reelect Istvan Gresa as Management None None Management Board Member 11.7 Reelect Jozsef Zoltan Voros as None None Management Management Board Member 11.8 Reelect Peter Csanyi as Management None None Management Board Member 11.9 Elect Gabriella Balogh as Management None None Management Board Member 11.10 Elect Gyorgy Nagy as Management Board None None Management Member 11.11 Elect Gellert Marton Vagi as None None Management Management Board Member -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Chuang as Independent Director For For Management 2 Elect Chen Hao as Supervisor For For Management -------------------------------------------------------------------------------- OURPALM CO., LTD. Ticker: 300315 Security ID: Y6298P105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Working System for Independent For Against Management Directors 9 Amend Related-party Transaction For Against Management Decision-making System 10 Amend Cumulative Voting Implementation For Against Management System 11 Amend Remuneration and Assessment For For Management Management Method of Directors, Supervisors and Senior Management Members 12 Elect Long Yu as Supervisor For For Management -------------------------------------------------------------------------------- OVCTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management First Grant of Performance Shares Incentive Plan 2 Approve Repurchase and Cancellation of For For Management Reserved Shares of Performance Shares Incentive Plan 3 Approve to Appoint Auditor For For Management 4 Approve 2020 Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve 2020 Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve 2019 Amendment of Performance For For Management Shares Incentive Plan and Its Summary 8 Approve 2019 Methods to Assess the For For Management Performance of Plan Participants 9 Approve Increase in Registered Capital For For Management 10 Approve Decrease in Capital For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- OVCTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Shareholder Issuance of Shares 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Increase in Registered Capital For For Management 8 Approve to Appoint Auditor For For Management 9 Amend Articles of Association For For Management 10 Approve Adjustment of Use of Idle Own For For Management Funds for Medium and Low-risk Investment in Financial Products 11 Approve Repurchase and Cancellation of For For Management 2017 First Grant of Performance Shares 12 Approve Repurchase and Cancellation of For For Management 2017 Reserved Grant of Performance Shares 13 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 14 Amend Some Clauses of the Articles of For For Shareholder Association -------------------------------------------------------------------------------- OVCTEK CHINA, INC. Ticker: 300595 Security ID: Y0483P103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Amend Management System of Raised Funds For Against Management 11 Approve Change Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- OYAK CIMENTO FABRIKALARI AS Ticker: OYAKC Security ID: M6802K108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For Against Management 12 Authorize Share Capital Increase For Against Management without Preemptive Rights 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 15 Close Meeting None None Management -------------------------------------------------------------------------------- OZNER WATER INTERNATIONAL HOLDING LIMITED Ticker: 2014 Security ID: G6868L104 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhou Guanxuan as Director For For Management 2b Elect Bao Jiming as Director For For Management 2c Elect Chan Yuk Sing Gilbert as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PACIFIC SECURITIES CO., LTD. Ticker: 601099 Security ID: Y6S73B107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- PACIFIC SHUANGLIN BIO-PHARMACY CO., LTD. Ticker: 000403 Security ID: Y9829H105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- PACIFIC SHUANGLIN BIO-PHARMACY CO., LTD. Ticker: 000403 Security ID: Y9829H105 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Partial Stock For For Management Options and Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- PADINI HOLDINGS BERHAD Ticker: 7052 Security ID: Y6649L100 Meeting Date: NOV 24, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 3 Elect Yong Pang Chaun as Director For For Management 4 Elect Foo Kee Fatt as Director For For Management 5 Elect Chew Voon Chyn as Director For For Management 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Foo Kee Fatt to Continue For For Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- PAGE INDUSTRIES LIMITED Ticker: 532827 Security ID: Y6592S102 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ramesh Genomal as Director For For Management 3 Reelect V S Ganesh as Director For For Management 4 Approve Remuneration Payable to For For Management Non-Executive Directors -------------------------------------------------------------------------------- PAKISTAN OILFIELDS LTD. Ticker: POL Security ID: Y66717102 Meeting Date: OCT 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Cash Dividend For For Management 3 Approve A. F. Ferguson & Co. as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Other Business For Against Management -------------------------------------------------------------------------------- PAKISTAN PETROLEUM LTD. Ticker: PPL Security ID: Y6611E100 Meeting Date: OCT 26, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Directors For Against Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PAKISTAN PETROLEUM LTD. Ticker: PPL Security ID: Y6611E100 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For Against Management -------------------------------------------------------------------------------- PAKISTAN STATE OIL COMPANY LTD. Ticker: PSO Security ID: Y66744106 Meeting Date: OCT 21, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve KPMG Taseer Hadi and Co. as For For Management Auditors -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Mohammed Fahmi For Did Not Vote Management as Director and CEO of Operations 2 Elect Tariq Tantawi as Director For Did Not Vote Management 3 Approve Related Party Transactions For Did Not Vote Management with Taleem Services Management Company Re: Establishing a Private University in Badya Project -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Delisting of Company's Global For Did Not Vote Management Depository Receipts Program and Canceling the International Certificate of Deposit from the London Stock Exchange 2 Authorize Chairman or Assigned For Did Not Vote Management Delegate to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 4 Approve Allocation of Income for FY For Did Not Vote Management 2020 Including Employee Incentives 5 Approve Corporate Governance Report For Did Not Vote Management and Related Auditors' Report for FY 2020 6 Approve Discharge of Chairman and For Did Not Vote Management Directors and Ratify all Board Meeting Minutes for FY 2020 7 Elect Directors (Cumulative Voting) For Did Not Vote Management 8 Approve Remuneration of Chairman and For Did Not Vote Management Directors for FY 2021 9 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 10 Approve Charitable Donations of EGP 30 For Did Not Vote Management Million to Live Egypt Fund and Authorize Board or Any Delegates to Donate for FY 2021 11 Approve Related Party Transactions Re: For Did Not Vote Management Purchase of El Mansour and El Maghraby for Investment and Development Company Shares -------------------------------------------------------------------------------- PALM HILLS DEVELOPMENT CO. Ticker: PHDC Security ID: M7778G105 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital by For Did Not Vote Management Extinguishing 36,350,000 Treasury Shares and Amend Articles 6 and 7 of Bylaws 2 Approve to Cede 50 Percent of For Did Not Vote Management Company's Registered Land in The New Sphinx in return of Changing the Company Business Activity 3 Authorize Chairman of the Board to For Did Not Vote Management Conclude and Sign All Contracts of Sale to Self or Others for the Purpose of Dealing with Financial and Banking Institutions with the Chairman's Powers Remaining Unchanged -------------------------------------------------------------------------------- PAN JIT INTERNATIONAL, INC. Ticker: 2481 Security ID: Y6700F109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Issuance of Ordinary Shares For Against Management for Cash to Sponsor the Issuance of Overseas Depositary Receipts 5 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- PAN-INTERNATIONAL INDUSTRIAL CORP. Ticker: 2328 Security ID: Y67009103 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Trading Procedures Governing For For Management Derivatives Products -------------------------------------------------------------------------------- PANGANG GROUP VANADIUM TITANIUM & RESOURCES CO., LTD. Ticker: 000629 Security ID: Y67251101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Investment Plan For For Management 8 Approve to Appoint Auditor For For Management 9 Amend Related-Party Transaction For For Management Management System 10.1 Elect Yang Huai as Director For For Shareholder 10.2 Elect Du Sihong as Director For For Shareholder -------------------------------------------------------------------------------- PARADE TECHNOLOGIES LTD. Ticker: 4966 Security ID: G6892A108 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Profit Distribution For For Management 4 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- PARQUE ARAUCO SA Ticker: PARAUCO Security ID: P76328106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Appoint Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Receive Report Regarding Related-Party For For Management Transactions 5 Receive Report Re: Directors' For For Management Committee Activities and Expenses for FY 2020; Fix Their Remuneration and Budget for FY 2021 6 Designate Newspaper to Publish Meeting For For Management Announcements 7 Approve Allocation of Income and For For Management Dividend Policy 8 Approve Remuneration of Directors for For For Management FY 2021 and Accept Their Expense Report for FY 2020 9 Elect Directors For Against Management -------------------------------------------------------------------------------- PAVILION REAL ESTATE INVESTMENT TRUST Ticker: 5212 Security ID: Y6754A105 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Enhanced General Mandate for For For Management Rights Issue on Pro Rata Basis -------------------------------------------------------------------------------- PAX GLOBAL TECHNOLOGY LTD. Ticker: 327 Security ID: G6955J103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Lu Jie as Director For For Management 4 Elect Man Kwok Kuen, Charles as For For Management Director 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PCHOME ONLINE, INC. Ticker: 8044 Security ID: Y6801R101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Common Shares Issuance for For For Management Cash Capital Increase through Private Placement and/or Public Issuance 4.1 Elect Hung-Tze Jan, with Shareholder For For Management NO. 1, as Non-Independent Director 4.2 Elect Kevin Tsai, with Shareholder NO. For For Management 823, as Non-Independent Director 4.3 Elect Bruce Chou, with Shareholder NO. For For Management F12544**** (F125445XXX), as Non-Independent Director 4.4 Elect Vicky Tseng, Representative of For For Management Site Inc. with Shareholder NO. 618, as Non-Independent Director 4.5 Elect Johnson Fong, Representative of For For Management Site Inc. with Shareholder NO. 618, as Non-Independent Director 4.6 Elect Han Kun Ju, Representative of For For Management Site Inc. with Shareholder NO. 618, as Non-Independent Director 4.7 Elect T.H. Tung, with Shareholder NO. For For Management U12068**** (U120682XXX), as Independent Director 4.8 Elect HOCHEN Tan, with Shareholder NO. For For Management D10116**** (D101161XXX), as Independent Director 4.9 Elect Margaret Huang, with Shareholder For For Management NO. H22005**** (H220052XXX), as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PCI TECHNOLOGY GROUP CO., LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation as For For Management well as Termination of Implementation of Performance Shares -------------------------------------------------------------------------------- PCI TECHNOLOGY GROUP CO., LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Provision of Credit Guarantee For For Management for Guangzhou Jiadu Technology Co., Ltd. and Chongqing Xinke Jiadu Technology Co., Ltd. 3 Approve Provision of Credit Guarantee For For Management for Guangzhou Xinke Jiadu Technology Co., Ltd., and Chongqing Xinke Jiadu Technology Co., Ltd. -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application and Provision of Guarantee 2 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares and Authorization of Board to Handle All Related Matters -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Change in Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Elect Zhang Lilian as Supervisor For For Shareholder -------------------------------------------------------------------------------- PCI-SUNTEK TECHNOLOGY CO. LTD. Ticker: 600728 Security ID: Y5278C100 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Rental Contract and For For Management Related Party Transactions -------------------------------------------------------------------------------- PEGASUS HAVA TASIMACILIGI AS Ticker: PGSUS Security ID: M7846J107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Approve Working Principles of the For For Management General Assembly 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Elect Directors For For Management 7 Approve Director Remuneration For For Management 8 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Ratify External Auditors For For Management 10 Approve Upper Limit of Donations for For For Management 2021 and Donations Made in 2020 11 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Close Meeting None None Management -------------------------------------------------------------------------------- PEGATRON CORP. Ticker: 4938 Security ID: Y6784J100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- PEGAVISION CORP. Ticker: 6491 Security ID: Y67850100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect T.H. Tung, with Shareholder NO. For For Management 124, as Non-Independent Director 5.2 Elect Peter Kuo, with Shareholder NO. For For Management 6, as Non-Independent Director 5.3 Elect TS Yang, a Representative of For For Management Kinsus Investment Co Ltd, with Shareholder NO.2, as Non-Independent Director 5.4 Elect Scott Chen, a Representative of For For Management Kinsus Investment Co Ltd, with Shareholder NO.2, as Non-Independent Director 5.5 Elect Wen-Yung Ho, a Representative of For For Management Asuspower Investment Co Ltd, with Shareholder NO.1, as Non-Independent Director 5.6 Elect Jeffrey Wun, a Representative of For For Management Asuspower Investment Co Ltd, with Shareholder NO.1, as Non-Independent Director 5.7 Elect Shu-Yu Lee, with Shareholder NO. For For Management A222933XXX, as Independent Director 5.8 Elect Eric Yao, with Shareholder NO. For For Management A102489XXX, as Independent Director 5.9 Elect Chi-Wan Lai, with Shareholder NO. For For Management A101986XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- PEIJIA MEDICAL LTD. Ticker: 9996 Security ID: G6981F109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Yi Zhang as Director For For Management 2a2 Elect Ping Ye Zhang as Director For For Management 2a3 Elect Hong Ye as Director For For Management 2a4 Elect Zhiyun Yu as Director For For Management 2a5 Elect Jifeng Guan as Director For For Management 2a6 Elect Fei Chen as Director For For Management 2a7 Elect Jun Yang as Director For For Management 2a8 Elect Stephen Newman Oesterle as For For Management Director 2a9 Elect Robert Ralph Parks as Director For For Management 2a10 Elect Wayne Wu as Director For For Management 2a11 Elect Wai Ming Yip as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PENGDU AGRICULTURE & ANIMAL HUSBANDRY CO., LTD. Ticker: 002505 Security ID: Y3759G104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Related Party Transaction For For Management 6 Approve External Provision of Guarantee For Against Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Elect Dong Yizhe as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- PENGXIN INTERNATIONAL MINING CO., LTD. Ticker: 600490 Security ID: Y76923104 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jinding as Director For For Management 2.1 Elect Wei Junhao as Director For For Management 2.2 Elect Wang Shuyi as Director For For Management 2.3 Elect Luo Yuding as Director For For Management 2.4 Elect Wang Tielin as Director For For Management -------------------------------------------------------------------------------- PENGXIN INTERNATIONAL MINING CO., LTD. Ticker: 600490 Security ID: Y76923104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Comprehensive Bank Credit Line For For Management Application 9 Approve Guarantee Provision Plan For For Management 10 Approve Remuneration Assessment of For For Management Directors, Supervisors and Senior Management Members 11 Approve Entrusted Asset Management For For Management Investment Plan 12 Approve Daily Operating Related-party For For Management Transactions 13 Approve Amendments to Articles of For For Management Association 14 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- PENTAMASTER CORPORATION BERHAD Ticker: 7160 Security ID: Y6831X102 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees for the For For Management Financial Year Ended December 31, 2019 3 Approve Directors' Fees of the For For Management Subsidiary Company from the Financial Year Ending December 31, 2020 Until Otherwise Resolved 4 Approve Directors' Benefits for For For Management Non-Executive Directors from May 6, 2020 Until the Next AGM 5 Approve Directors' Benefits for For For Management Non-Executive Directors of the Subsidiary Company from May 6, 2020 Until the Next AGM 6 Elect Leng Kean Yong as Director For For Management 7 Elect Lee Kean Cheong as Director For For Management 8 Approve Grant Thornton as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Loh Nam Hooi to Continue For For Management Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PENTAMASTER CORPORATION BERHAD Ticker: 7160 Security ID: Y6831X102 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue For For Management -------------------------------------------------------------------------------- PENTAMASTER CORPORATION BERHAD Ticker: 7160 Security ID: Y6831X102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees for the For For Management Financial Year Ended December 31, 2020 3 Approve Directors' Fees of the For For Management Subsidiary Company from the Financial Year Ending December 31, 2021 Until Otherwise Resolved 4 Approve Directors' Benefits for For For Management Non-Executive Directors from June 12, 2021 Until the Next AGM 5 Approve Directors' Benefits for For For Management Non-Executive Directors of the Subsidiary Company from June 12, 2021 Until the Next AGM 6 Elect Chuah Choon Bin as Director For For Management 7 Elect Loh Nam Hooi as Director For For Management 8 Approve Grant Thornton Malaysia PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Loh Nam Hooi to Continue For For Management Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Interim Profit For For Management Distribution 2 Elect Luo Xi as Director For For Shareholder 3 Elect Li Zhuyong as Director For For Management 4 Elect Miao Fusheng as Director For For Management 5 Elect Wang Shaoqun as Director For For Management 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Scheme for For For Management Directors and Supervisors -------------------------------------------------------------------------------- PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Xi as Director For For Management 2 Elect Wang Tingke as Director For For Management 3 Elect Xie Yiqun as Director For For Management 4 Elect Li Zhuyong as Director For For Management 5 Elect Wang Qingjian as Director For For Management 6 Elect Miao Fusheng as Director For For Management 7 Elect Wang Shaoqun as Director For For Management 8 Elect Yu Qiang as Director For For Management 9 Elect Wang Zhibin as Director For For Management 10 Elect Shiu Sin Por as Director For For Management 11 Elect Ko Wing Man as Director For For Management 12 Elect Xu Lina as Director For For Management 13 Elect Cui Li as Director For For Management 14 Elect Chen Wuzhao as Director For For Management 15 Elect Huang Liangbo as Supervisor For For Management 16 Elect Xu Yongxian as Supervisor For For Management 17 Elect Starry Lee Wai King as Supervisor For For Management 18 Approve Planning Outline of the "14th For For Management Five-Year Plan" Development Strategy 19 Approve Report of the Board of For For Management Directors 20 Approve Report of the Board of For For Management Supervisors 21 Approve Final Financial Accounts For For Management 22 Approve Profit Distribution Plan For For Management 23 Approve Fixed Asset Investment Budget For For Management 24 Approve Work Report of the Independent For For Management Directors and Appraisal of Performance -------------------------------------------------------------------------------- PEOPLE.CN CO., LTD. Ticker: 603000 Security ID: Y6788E107 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Tang Weihong as Supervisor For For Management -------------------------------------------------------------------------------- PEOPLE.CN CO., LTD. Ticker: 603000 Security ID: Y6788E107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor and For For Management Internal Control Auditor 9 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- PEPKOR HOLDINGS LTD. Ticker: PPH Security ID: S60064102 Meeting Date: FEB 22, 2021 Meeting Type: Written Consent Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of the Pepkor For For Management Consideration Shares to Steinhoff Subsidiaries 1 Authorise Ratification of Special For For Management Resolution 1 -------------------------------------------------------------------------------- PEPKOR HOLDINGS LTD. Ticker: PPH Security ID: S60064102 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor XXX Present Financial Statements and None None Management Statutory Reports for the Year Ended 30 September 2020 1 Re-elect Wendy Luhabe as Director For For Management 2 Re-elect Louis du Preez as Director For For Management 3 Re-elect Johann Cilliers as Director For Abstain Management 4 Re-elect Johann Cilliers as Member of For Abstain Management the Audit and Risk Committee 5 Re-elect Fagmeedah Petersen-Cook as For For Management Member of the Audit and Risk Committee 6 Re-elect Steve Muller as Member of the For For Management Audit and Risk Committee 7 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with D de Jager as Registered Auditor and Partner in the Firm 8 Approve Remuneration Policy For For Management 9 Approve Implementation Report on For Against Management Remuneration Policy 1.1 Approve Remuneration of Chairman For For Management 1.2 Approve Remuneration of Lead For For Management Independent Director 1.3 Approve Remuneration of Board Members For For Management 1.4 Approve Remuneration of Audit and Risk For For Management Committee Chairman 1.5 Approve Remuneration of Audit and Risk For For Management Committee Members 1.6 Approve Remuneration of Human For For Management Resources and Remuneration Committee Chairman 1.7 Approve Remuneration of Human For For Management Resources and Remuneration Committee Members 1.8 Approve Remuneration of Social and For For Management Ethics Committee Chairman 1.9 Approve Remuneration of Social and For For Management Ethics Committee Members 1.10 Approve Remuneration of Nomination For For Management Committee Chairman 1.11 Approve Remuneration of Nomination For For Management Committee Members 1.12 Approve Remuneration for Non-scheduled For For Management Extraordinary Meetings 1.13 Remuneration Paid to the Director For For Management Approved by the Prudential Authority 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PEREGRINE HOLDINGS LTD. Ticker: PGR Security ID: S6050J112 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement in Terms For For Management of Sections 114(1) and 115(2)(a) of the Companies Act 2 Approve Revocation of the Scheme For For Management Resolution if the Scheme is Terminated 1 Approve Termination of Listing of All For For Management Peregrine Shares on the JSE and A2X -------------------------------------------------------------------------------- PERENNIAL ENERGY HOLDINGS LTD. Ticker: 2798 Security ID: G7011M106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Sun Dawei as Director For For Management 3a2 Elect Wang Shize as Director For For Management 3a3 Elect Fong Wai Ho as Director For For Management 3a4 Elect Punnya Niraan De Silva as For For Management Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: 002624 Security ID: Y988BN106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of Board to For For Management Handle All Related Matters 3.1 Elect Chi Yufeng as Non-Independent For For Management Director 3.2 Elect Xiao Hong as Non-Independent For For Management Director 3.3 Elect Lu Xiaoyin as Non-Independent For For Management Director 4.1 Elect Sun Ziqiang as Independent For For Management Director 4.2 Elect Wang Doudou as Independent For For Management Director 5.1 Elect Guan Ying as Supervisor For For Management 5.2 Elect Zhang Dan as Supervisor For For Management 6 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: 002624 Security ID: Y988BN106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds for For For Management Investment in Financial Products 8.1 Approve Related Party Transactions For For Management with Companies Controlled by Ultimate Controlling Shareholder Chi Yufeng 8.2 Approve Related Party Transactions For For Management with Zulong Entertainment Co., Ltd. and Its Subsidiaries 8.3 Approve Related Party Transactions For For Management with SNK Corporation and Its Subsidiaries 9 Approve Application of Credit Line and For For Management Provision of Guarantees 10 Amend Articles of Association For For Management 11 Elect Han Changyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- PERSISTENT SYSTEMS LIMITED Ticker: 533179 Security ID: Y68031106 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Unconsolidated Financial For For Management Statements and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend For For Management 4 Reelect Thomas Kendra as Director For For Management 5 Reelect Sunil Sapre as Director and For For Management Reappointment and Remuneration of Sunil Sapre as Executive Director 6 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Reappointment and Remuneration For For Management of Anand Deshpande as Chairman and Managing Director 8 Elect Praveen Kadle as Director For For Management -------------------------------------------------------------------------------- PET CENTER COMERCIO E PARTICIPACOES SA Ticker: PETZ3 Security ID: P7S11L108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- PET CENTER COMERCIO E PARTICIPACOES SA Ticker: PETZ3 Security ID: P7S11L108 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 4 to Reflect Changes in For For Management Capital and Consolidate Bylaws -------------------------------------------------------------------------------- PETKIM PETROKIMYA HOLDING AS Ticker: PETKM Security ID: M7871F103 Meeting Date: OCT 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Profit Distribution Policy For For Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For Against Management 2020 12 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Close Meeting None None Management -------------------------------------------------------------------------------- PETRO RIO SA Ticker: PRIO3 Security ID: P7S19Q109 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Amended Financial Statements For For Management and Statutory Reports for Fiscal Years Ended Dec. 31, 2017 and Dec. 31, 2019 2 Accept Amended Quarterly Statement For For Management Forms for the Periods Ended June 30, 2019, Sep. 30, 2019, March 31, 2020 and June 30, 2020 3 Amend Article 3 Re: Corporate Purpose For For Management 4 Approve Temporary Suspension of For For Management Article 11 -------------------------------------------------------------------------------- PETRO RIO SA Ticker: PRIO3 Security ID: P7S19Q109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? -------------------------------------------------------------------------------- PETROBRAS DISTRIBUIDORA SA Ticker: BRDT3 Security ID: P1904D109 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Maria Salete Garcia Pinheiroas For For Management as Fiscal Council Member and Manuel Luiz da Silva Araujo as Alternate 4.2 Elect Joao Verner Juenemann as Fiscal For For Management Council Member and Maria Carmen Westerlund Montera as Alternate 5 Approve Remuneration of Company's For Against Management Management and Fiscal Council 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROBRAS DISTRIBUIDORA SA Ticker: BRDT3 Security ID: P1904D109 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Approve Revision of the Remuneration For Against Management Structure of Company's Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROBRAS DISTRIBUIDORA SA Ticker: BRDT3 Security ID: P1904D109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Alexandre Antonio Germano For Abstain Management Bittencourt as Fiscal Council Member and Caio Cesar Ribeiro as Alternate 4.2 Elect Joao Verner Juenemann as Fiscal For For Management Council Member and Maria Carmen Westerlund Montera as Alternate 4.3 Elect Maria Salete Garcia Pinheiro as For For Management Fiscal Council Member and Manuel Luiz da Silva Araujo as Alternate 4.4 Elect Rinaldo Pecchio Junior as Fiscal For For Management Council Member and Walbert Antonio dos Santos as Alternate 5 Approve Remuneration of Company's For For Management Management and Fiscal Council 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transactions and Authorize the For For Management Chairman to Deal with All Related Matters 2 Elect Huang Yongzhang as Director For For Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transactions and Authorize the For For Management Chairman to Deal with All Related Matters 2 Elect Huang Yongzhang as Director For For Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Comprehensive Agreement, For For Management Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 2 Elect Lv Bo as Supervisor For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Comprehensive Agreement, For For Management Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions 2 Elect Lv Bo as Supervisor For For Shareholder -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Financial Report For For Management 4 Approve Declaration and Payment of the For For Management Final Dividends 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Guarantees to be Provided to For Against Management the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 8 Approve Grant of General Mandate to For For Management the Board to Determine and Deal with the Issue of Debt Financing Instruments -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q138 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Financial Report For For Management 4 Approve Declaration and Payment of the For For Management Final Dividends 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Guarantees to be Provided to For Against Management the Subsidiaries and Affiliated Companies of the Company and Relevant Authorization to the Board 8 Approve Grant of General Mandate to For For Management the Board to Determine and Deal with the Issue of Debt Financing Instruments -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional High Standard For For Management Reputation Requirements for the Senior Management and Fiscal Council Members and Inclusion of these Requirements in the Nomination Policy 2 Amend Articles and Consolidate Bylaws For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at 11 For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For Abstain Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Bacellar Leal Ferreira as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto da Cunha Castello Branco as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cox Neto as Independent Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Claudia Mello Guimaraes as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nivio Ziviani as Independent Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Omar Carneiro da Cunha Sobrinho as Independent Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Cesar de Souza e Silva as Director 10 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 11 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Pietro Antonelli as Director 12 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 13 Fix Number of Fiscal Council Members For For Management at Five 14 Elect Fiscal Council Members For Abstain Management 15 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 16 Elect Marcelo Gasparino da Silva as None For Shareholder Fiscal Council Member and Paulo Roberto Evangelista de Lima as Alternate Appointed by Minority Shareholder 17 Approve Remuneration of Company's For For Management Management and Fiscal Council 18 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331140 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder Director Appointed by Preferred Shareholder 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Daniel Alves Ferreira as Fiscal None For Shareholder Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V101 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 5.1 Elect Sonia Julia Sulzbeck Villalobos None For Shareholder as Director Appointed by Preferred Shareholder 5.2 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder Director Appointed by Preferred Shareholder 8 Elect Daniel Alves Ferreira as Fiscal None For Shareholder Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For Against Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Remove Directors For Against Management 2 Do You Wish to Adopt Cumulative Voting None For Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Bacellar Leal Ferreira as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Joaquim Silva e Luna as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Andrade Weber as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Marroquim de Souza as Independent Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sonia Julia Sulzbeck Villalobos as Independent Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Cynthia Santana Silveira as Independent Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Silvia Corso Matte as Independent Director 7 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Bacellar Leal Ferreira as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Joaquim Silva e Luna as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Andrade Weber as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Marroquim de Souza as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Sonia Julia Sulzbeck Villalobos as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Cynthia Santana Silveira as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Silvia Corso Matte as Independent Director 8.9 Percentage of Votes to Be Assigned - None For Shareholder Elect Leonardo Pietro Antonelli as Director Appointed by Minority Shareholder 8.10 Percentage of Votes to Be Assigned - None For Shareholder Elect Marcelo Gasparino da Silva as Director Appointed by Minority Shareholder 8.11 Percentage of Votes to Be Assigned - None For Shareholder Elect Pedro Rodrigues Galvao de Medeiros as Director Appointed by Minority Shareholder 9 Elect Eduardo Bacellar Leal Ferreira For For Management as Board Chairman 10 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Companhia de For For Management Desenvolvimento e Modernizacao de Plantas Industriais S.A. (CDMPI) 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331132 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For Abstain Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Elect Patricia Valente Stierli as None For Shareholder Fiscal Council Member and Robert Juenemann as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management and Fiscal Council 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: P78331140 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Michele da Silva Gonsales Torres None For Shareholder as Fiscal Council Member and Antonio Emilio Bastos de Aguiar Freire as Alternate Appointed by Preferred Shareholder 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V101 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 3.3 Elect Michele da Silva Gonsales Torres None For Shareholder as Fiscal Council Member and Antonio Emilio Bastos de Aguiar Freire as Alternate Appointed by Preferred Shareholder 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETRONAS CHEMICALS GROUP BERHAD Ticker: 5183 Security ID: Y6811G103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sazali Hamzah as Director For For Management 2 Elect Warren William Wilder as Director For For Management 3 Elect Zafar Abdulmajid Momin as For For Management Director 4 Approve Directors' Fees and Allowances For For Management 5 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PETRONAS DAGANGAN BERHAD Ticker: 5681 Security ID: Y6885A107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Saw Hua as Director For For Management 2 Elect Ahmad Adly Alias as Director For For Management 3 Elect Md Arif Mahmood as Director For For Management 4 Elect Anuar Ahmad as Director For For Management 5 Elect Nuraini Ismail as Director For For Management 6 Approve Directors' Fees and Allowances For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 1 Amend Constitution For Against Management -------------------------------------------------------------------------------- PETRONAS GAS BERHAD Ticker: 6033 Security ID: Y6885J116 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Abdul Razak Abdul Majid as For For Management Director 2 Elect Farina Farikhullah Khan as For For Management Director 3 Elect Adnan Zainol Abidin as Director For For Management 4 Elect Yeow Kian Chai as Director For For Management 5 Elect Abdul Aziz Othman as Director For For Management 6 Approve Directors' Fees and Allowances For For Management 7 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PETRONET LNG LIMITED Ticker: 532522 Security ID: Y68259103 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Shashi Shanker as Director For Against Management 4 Elect Sanjeev Kumar as Director For Against Management 5 Elect Manoj Jain as Director For Against Management 6 Elect Tarun Kapoor as Director and For Against Management Chairman 7 Elect Shrikant Madhav Vaidya as For Against Management Director 8 Elect Arun Kumar Singh as Director For Against Management 9 Approve Related Party Transactions For Against Management -------------------------------------------------------------------------------- PETRONET LNG LIMITED Ticker: 532522 Security ID: Y68259103 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Material Related Party For For Management Transactions 2 Reelect Sidhartha Pradhan as Director For For Management -------------------------------------------------------------------------------- PFIZER LIMITED (INDIA) Ticker: 500680 Security ID: Y6890M120 Meeting Date: SEP 04, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Milind Patil as Director For For Management 4 Elect Samir Kazi as Director For For Management 5 Approve Appointment and Remuneration For For Management of Samir Kazi as Whole-time Director, Designated as Executive Director, Legal 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Basis and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds and Verification Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Share Issuance 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Pricing Basis and Issue Price For Did Not Vote Management 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Listing Exchange For Did Not Vote Management 2.8 Approve Amount and Use of Proceeds For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Share Issuance For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds and Verification Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 8 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Share Issuance -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management and Admission Agreement -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For Did Not Vote Management and Admission Agreement -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Did Not Vote Management Lines 2 Approve Use of Idle Raised Funds and For Did Not Vote Management Own Funds for Cash Management 3 Approve Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Shanbao as Non-Independent For For Management Director 2 Approve Changes in Registered Capital, For For Management Amendments to Articles of Association and Authorization of Change in Business Registration -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Remuneration and Remuneration For Against Management Plan of Directors and Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Amendments to Articles of For For Management Association 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Financial Statements For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Remuneration and Remuneration For Did Not Vote Management Plan of Directors and Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 5 Approve Amendments to Articles of For Did Not Vote Management Association 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve Financial Statements For Did Not Vote Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Report of the Board of For Did Not Vote Management Supervisors -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Duration of Convertible Bonds For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Determination of Number of For For Management Conversion Shares 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bondholders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Depository of Raised Funds For For Management 2.22 Approve Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Acquisition of Equity For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PHARMABLOCK SCIENCES (NANJING), INC. Ticker: 300725 Security ID: Y989F3104 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Issuance of Convertible Bonds 2.1 Approve Issue Type For Did Not Vote Management 2.2 Approve Issue Size For Did Not Vote Management 2.3 Approve Duration of Convertible Bonds For Did Not Vote Management 2.4 Approve Par Value and Issue Price For Did Not Vote Management 2.5 Approve Bond Interest Rate For Did Not Vote Management 2.6 Approve Period and Manner of Repayment For Did Not Vote Management of Capital and Interest 2.7 Approve Conversion Period For Did Not Vote Management 2.8 Approve Determination of Conversion For Did Not Vote Management Price 2.9 Approve Adjustment and Calculation For Did Not Vote Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For Did Not Vote Management of Conversion Price 2.11 Approve Determination of Number of For Did Not Vote Management Conversion Shares 2.12 Approve Terms of Redemption For Did Not Vote Management 2.13 Approve Terms of Sell-Back For Did Not Vote Management 2.14 Approve Dividend Distribution Post For Did Not Vote Management Conversion 2.15 Approve Issue Manner and Target For Did Not Vote Management Subscribers 2.16 Approve Placing Arrangement for For Did Not Vote Management Shareholders 2.17 Approve Matters Relating to Meetings For Did Not Vote Management of Bondholders 2.18 Approve Use of Proceeds For Did Not Vote Management 2.19 Approve Guarantee Matters For Did Not Vote Management 2.20 Approve Rating Matters For Did Not Vote Management 2.21 Approve Depository of Raised Funds For Did Not Vote Management 2.22 Approve Validity Period For Did Not Vote Management 3 Approve Issuance of Convertible Bonds For Did Not Vote Management 4 Approve Demonstration Analysis Report For Did Not Vote Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 6 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 7 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 8 Approve Rules and Procedures Regarding For Did Not Vote Management General Meetings of Convertible Bondholders 9 Approve Acquisition of Equity For Did Not Vote Management 10 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- PHARMAENGINE, INC. Ticker: 4162 Security ID: Y6894F105 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect Wen-hwa Chang, a Representative For For Management of TTY Biopharm Co., Ltd. with Shareholder No. 0000001 as Non-Independent Director 4.2 Elect Ming-Feng Hou, with Shareholder For For Management No. Q100857XXX as Non-Independent Director 4.3 Elect Chien-Huang Lin, with For For Management Shareholder No. H120982XXX as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Incumbent and Newly Elected Directors and their Representatives -------------------------------------------------------------------------------- PHARMAESSENTIA CORP. Ticker: 6446 Security ID: Y6S28C101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 6 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Overseas Depository Receipt or Private Placement of Ordinary Shares or Issuance of Convertible Bonds 7.1 Elect CHINGLEOU TENG with SHAREHOLDER For For Management NO.10 as Non-independent Director 7.2 Elect BENYUAN CHEN with SHAREHOLDER NO. For Against Management 27 as Non-independent Director 7.3 Elect YENCHING HWANG, a Representative For Against Management of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, with SHAREHOLDER NO.1, as Non-independent Director 7.4 Elect a Representative of YAO HUA For Against Management GLASS WORKS COMMITTEE, with SHAREHOLDER NO.2 as Non-independent Director 7.5 Elect CHANKOU HWANG with SHAREHOLDER For Against Management NO.58 as Non-independent Director 7.6 Elect SHENYOU GONG, a Representative For Against Management of EON CAPITAL INVESTMENT ACCOUNT, ENTRUSTED TO YUANTA COMMERCIAL BANK, with SHAREHOLDER NO.27784, as Non-independent Director 7.7 Elect SHENYI LI with SHAREHOLDER NO. For Against Management 1243 as Non-Independent Director 7.8 Elect KOCHUNG LIN with SHAREHOLDER NO. For For Management 8 as Non-independent Director 7.9 Elect JINNDER CHANG with SHAREHOLDER For For Management NO.27787 as Independent Director 7.10 Elect PATRICK Y. YANG with SHAREHOLDER For For Management NO.U100138XXX as Independent Director 7.11 Elect JIENHEH TIEN with SHAREHOLDER NO. For For Management 13 as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- PHARMALLY INTERNATIONAL HOLDING CO., LTD. Ticker: 6452 Security ID: G7060F101 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect CHAO YUNG TAI, with ID No. For For Management H120833XXX, as Non-Independent Director 1.2 Elect CHEN MIN LANG, with ID No. For For Management D120982XXX, as Non-Independent Director 1.3 Elect LIAO SHU CHUNG, a Representative For For Management of Create Steel TECH CO LTD, with Shareholder No. 0023897, as Non-Independent Director 1.4 Elect HSU CHE CHIA, a Representative For For Management of Create Steel TECH CO LTD, with Shareholder No. 0023897, as Non-Independent Director 1.5 Elect YANG MENG HAN, with ID No. For For Management N124118XXX, as Independent Director 1.6 Elect HUANG LING FANG, with ID No. For For Management P120223XXX, as Independent Director 1.7 Elect TANG HOU LUNG, with Shareholder For For Management No. 0018119, as Independent Director 2 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lou Boliang as Director For For Shareholder 1.2 Elect Lou Xiaoqiang as Director For For Shareholder 1.3 Elect Zheng Bei as Director For For Shareholder 1.4 Elect Chen Pingjin as Director For For Shareholder 1.5 Elect Hu Baifeng as Director For For Shareholder 1.6 Elect Li Jiaqing as Director For For Shareholder 1.7 Elect Zhou Hongbin as Director For For Shareholder 2.1 Elect Dai Lixin as Director For For Shareholder 2.2 Elect Chen Guoqin as Director For For Shareholder 2.3 Elect Tsang Kwan Hung Benson as For For Shareholder Director 2.4 Elect Yu Jian as Director For For Shareholder 3.1 Elect Yang Kexin as Supervisor For For Shareholder 3.2 Elect Liu Jun as Supervisor For For Shareholder 4 Amend Articles of Association For For Management 5 Approve Authorization for the For For Management Registration of Amendments to the Articles of Association 6 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 7 Approve Authorization for Issuance of For Against Management Onshore and Offshore Debt Financing Instruments 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6119 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted A Share For For Management Incentive Scheme (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme 3 Approve Authorization to the Board to For For Management Handle Matters Pertaining to the A Share Incentive Scheme 4 Approve First H Share Award and Trust For For Management Scheme (Draft) 5 Approve Authorization to the Board For For Management and/or the Delegatee to Handle Matters Pertaining to the First H Share Award and Trust Scheme 6 Amend Articles of Association For For Management 7 Authorize the Board to Handle All For For Management Matters in Relation to the Amendment of Articles of Association 8 Elect Feng Shu as Supervisor For For Shareholder -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6119 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted A Share For For Management Incentive Scheme (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme 3 Approve Authorization to the Board to For For Management Handle Matters Pertaining to the A Share Incentive Scheme -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted A Share For For Management Incentive Scheme (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme 3 Approve Authorization to the Board to For For Management Handle Matters Pertaining to the A Share Incentive Scheme 4 Approve First H Share Award and Trust For For Management Scheme (Draft) 5 Approve Authorization to the Board For For Management and/or the Delegatee to Handle Matters Pertaining to the First H Share Award and Trust Scheme 6 Amend Articles of Association For For Management 7 Authorize the Board to Handle All For For Management Matters in Relation to the Amendment of Articles of Association 8 Elect Feng Shu as Supervisor For For Shareholder -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Restricted A Share For For Management Incentive Scheme (Draft) and Its Summary 2 Approve Assessment Management Measures For For Management for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme 3 Approve Authorization to the Board to For For Management Handle Matters Pertaining to the A Share Incentive Scheme -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6119 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Annual For For Management Results Announcement 6 Approve Remuneration of the Directors For For Management 7 Approve Remuneration of the Supervisors For For Management 8 Approve Ernst & Young Hua Ming (LLP) For For Management as Domestic Auditors and Authorize Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Guarantees Quota For For Management 11 Approve Foreign Exchange Hedging Quota For For Management 12 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 13 Approve Reduction of Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Authorization for Registration For For Management of the Reduction in Registered Capital and Amendments to the Articles of Association 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Annual For For Management Results Announcement 6 Approve Remuneration of the Directors For For Management 7 Approve Remuneration of the Supervisors For For Management 8 Approve Ernst & Young Hua Ming (LLP) For For Management as Domestic Auditors and Authorize Board to Fix Their Remuneration 9 Approve Ernst & Young as International For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Guarantees Quota For For Management 11 Approve Foreign Exchange Hedging Quota For For Management 12 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 13 Approve Reduction of Registered Capital For For Management 14 Amend Articles of Association For For Management 15 Approve Authorization for Registration For For Management of the Reduction in Registered Capital and Amendments to the Articles of Association 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6101 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 2 Approve Reduction of Registered Capital For For Management -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: Y989K6119 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 2 Approve Reduction of Registered Capital For For Management -------------------------------------------------------------------------------- PHIHONG TECHNOLOGY CO., LTD. Ticker: 2457 Security ID: Y6896C100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- PHILIP MORRIS CR AS Ticker: TABAK Security ID: X6547B106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations 2 Receive Supervisory Board Report None None Management 3.1 Approve Financial Statements For For Management 3.2 Approve Consolidated Financial For For Management Statements 3.3 Approve Allocation of Income and For For Management Dividends of CZK 1,260 per Share 4 Approve Remuneration Report For For Management 5 Elect Piotr Sedivec as Management For For Management Board Member 6.1 Elect Alena Zemplinerova as For Against Management Supervisory Board Member 6.2 Elect Stanislava Jurikova as For Against Management Supervisory Board Member 7.1 Elect Stanislava Jurikova as Member of For Against Management Audit Committee 7.2 Elect Johannis van Capelleveen as For Against Management Member of Audit Committee 8 Ratify Mazars Audit, s.r.o. as Auditor For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PHISON ELECTRONICS CORP. Ticker: 8299 Security ID: Y7136T101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Shares via a For For Management Private Placement 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets, Trading Procedures Governing Derivatives Products, Procedures for Lending Funds to Other Parties, and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- PHOENIX MEDIA INVESTMENT (HOLDINGS) LIMITED Ticker: 2008 Security ID: G70626109 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the 2020 Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2020 -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of RUB 123 per Share For For Management -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 63 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Irina Bokova as Director None For Management 4.3 Elect Andrei A. Gurev as Director None Against Management 4.4 Elect Andrei G. Gurev as Director None Against Management 4.5 Elect Sven Ombudstvedt as Director None For Management 4.6 Elect Roman Osipov as Director None Against Management 4.7 Elect Natalia Pashkevich as Director None For Management 4.8 Elect Sergei Pronin as Director None Against Management 4.9 Elect James Beeland Rogers Jr. as None For Management Director 4.10 Elect Ivan Rodionov as Director None Against Management 4.11 Elect Xavier Robert Rolet as Director None For Management 4.12 Elect Marcus James Rhodes as Director None For Management 4.13 Elect Mikhail Rybnikov as Director None Against Management 4.14 Elect Sergei Sereda as Director None Against Management 4.15 Elect Aleksei Sirotenko as Director None Against Management 4.16 Elect Aleksandr Sharabaiko as Director None Against Management 4.17 Elect Andrei Sharonov as Director None For Management 5 Approve Remuneration of Directors For For Management 6.1 Elect Lusine Agabekian as Member of For For Management Audit Commission 6.2 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 6.3 Elect Olga Lizunova as Member of Audit For For Management Commission 7 Ratify FBK as Auditor For For Management 8 Approve Related-Party Transaction Re: For For Management Loan Agreement -------------------------------------------------------------------------------- PHOSAGRO PJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 105 For For Management per Share for First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- PI INDUSTRIES LIMITED Ticker: 523642 Security ID: Y6978D141 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Arvind Singhal as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Lisa J. Brown as Director For For Management 6 Reelect T.S Balganesh as Director For For Management -------------------------------------------------------------------------------- PI INDUSTRIES LIMITED Ticker: 523642 Security ID: Y6978D141 Meeting Date: FEB 06, 2021 Meeting Type: Court Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- PICC PROPERTY AND CASUALTY COMPANY LIMITED Ticker: 2328 Security ID: Y6975Z103 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Xi as Director For For Management -------------------------------------------------------------------------------- PICC PROPERTY AND CASUALTY COMPANY LIMITED Ticker: 2328 Security ID: Y6975Z103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Ze as Director For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Financial Statements For For Management and Auditor's Report 5 Approve Profit Distribution Plan For For Management 6 Approve Directors' Fees For For Management 7 Approve Supervisors' Fees For For Management 8 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 9 Approve Performance Report and For For Management Performance Evaluation Results of Independent Directors 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure 12 Approve Issuance of Supplementary For For Management Bonds and Authorize Board to Deal with All Matters in Connection with the Bond Issue 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as Auditors For For Management 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect Gareth Ackerman as Director For For Management 2.4 Elect Lerena Olivier as Director For For Management 2.5 Elect Aboubakar Jakoet as Director For For Management 2.6 Elect Mariam Cassim as Director For For Management 2.7 Elect Haroon Bhorat as Director For For Management 2.8 Elect Annamarie van der Merwe as For For Management Director 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Hugh Herman as Member of the For For Management Audit, Risk and Compliance Committee 3.3 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 3.5 Elect Mariam Cassim as Member of the For For Management Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Directors' Fees for the 2021 For Against Management and 2022 Annual Financial Periods 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Amend Forfeitable Share Plan For For Management 4 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors with Tina Rookledge as the Designated Audit Partner 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect Audrey Mothupi as Director For For Management 2.4 Re-elect David Robins as Director For For Management 2.5 Elect Pieter Boone as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.3 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect Mariam Cassim as Member of For For Management the Audit, Risk and Compliance Committee 3.5 Elect Haroon Bhorat as Member of the For For Management Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Directors' Fees For Against Management 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PIDILITE INDUSTRIES LIMITED Ticker: 500331 Security ID: Y6977T139 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect A B Parekh as Director For Against Management 4 Reelect N K Parekh as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Bharat Puri as Managing Director 6 Approve Reappointment and Remuneration For For Management of A N Parekh as Whole Time Director 7 Elect Debabrata Gupta as Director For For Management 8 Approve Appointment and Remuneration For For Management of Debabrata Gupta as Whole Time Director designated as Director - Operations 9 Reelect Sanjeev Aga as Director For For Management 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- PIHSIANG MACHINERY MANUFACTURING CO., LTD. Ticker: 1729 Security ID: Y69788100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For Did Not Vote Management Financial Statements 2 Approve Statement of Profit and Loss For Did Not Vote Management Appropriation 3.1 Elect Non-independent Director No. 1 For Did Not Vote Management 3.2 Elect Non-independent Director No. 2 For Did Not Vote Management 3.3 Elect Non-independent Director No. 3 For Did Not Vote Management 3.4 Elect Supervisor No. 1 For Did Not Vote Management 4 Approve Release of Restrictions on For Did Not Vote Management Competitive Activities of Newly Appointed Directors and Representatives 5 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- PINDUODUO, INC. Ticker: PDD Security ID: 722304102 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Zheng Huang For For Management 2 Elect Director Haifeng Lin For For Management 3 Elect Director Nanpeng Shen For For Management 4 Elect Director Qi Lu For For Management 5 Elect Director George Yong-Boon Yeo For For Management 6 Elect Director Anthony Kam Ping Leung For For Management 7 Elect Director Lei Chen For For Management -------------------------------------------------------------------------------- PING AN BANK CO., LTD. Ticker: 000001 Security ID: Y6896T103 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction and For For Management Related Party Transaction Management System Implementation Report 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Elect Sun Dongdong as Independent For For Management Director 10 Approve Capital Management Plan For For Management 11 Approve Issuance of Qualified Tier 2 For For Management Capital Bonds -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED Ticker: 1833 Security ID: G71139102 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fang Weihao as Director For For Management 2 Approve 2020 Provision of Products and For For Management Services Framework Agreement, 2020 Services Purchasing Framework Agreement, 2020 Financial Service Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED Ticker: 1833 Security ID: G71139102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Yao Jason Bo as Director For For Management 2a2 Elect Cai Fangfang as Director For For Management 2a3 Elect Liu Xin as Director For For Management 2a4 Elect Chow Wing Kin Anthony as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790114 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Financial Statements and For For Management Statutory Reports 5 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Performance Evaluation For For Management Report of Independent Non-Executive Directors 8.01 Elect Ma Mingzhe as Director For For Management 8.02 Elect Xie Yonglin as Director For For Management 8.03 Elect Tan Sin Yin as Director For For Management 8.04 Elect Yao Jason Bo as Director For For Management 8.05 Elect Cai Fangfang as Director For For Management 8.06 Elect Soopakij Chearavanont as Director For For Management 8.07 Elect Yang Xiaoping as Director For For Management 8.08 Elect Wang Yongjian as Director For For Management 8.09 Elect Huang Wei as Director For For Management 8.10 Elect Ouyang Hui as Director For For Management 8.11 Elect Ng Sing Yip as Director For For Management 8.12 Elect Chu Yiyun as Director For For Management 8.13 Elect Liu Hong as Director For For Management 8.14 Elect Jin Li as Director For For Management 8.15 Elect Ng Kong Ping Albert as Director For For Management 9.01 Elect Gu Liji as Supervisor For For Management 9.02 Elect Huang Baokui as Supervisor For For Management 9.03 Elect Zhang Wangjin as Supervisor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Financial Statements and For For Management Statutory Reports 5 Approve 2020 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2020 Performance Evaluation For For Management Report of Independent Non-Executive Directors 8.01 Elect Ma Mingzhe as Director For For Management 8.02 Elect Xie Yonglin as Director For For Management 8.03 Elect Tan Sin Yin as Director For For Management 8.04 Elect Yao Jason Bo as Director For For Management 8.05 Elect Cai Fangfang as Director For For Management 8.06 Elect Soopakij Chearavanont as Director For For Management 8.07 Elect Yang Xiaoping as Director For For Management 8.08 Elect Wang Yongjian as Director For For Management 8.09 Elect Huang Wei as Director For For Management 8.10 Elect Ouyang Hui as Director For For Management 8.11 Elect Ng Sing Yip as Director For For Management 8.12 Elect Chu Yiyun as Director For For Management 8.13 Elect Liu Hong as Director For For Management 8.14 Elect Jin Li as Director For For Management 8.15 Elect Ng Kong Ping Albert as Director For For Management 9.01 Elect Gu Liji as Supervisor For For Management 9.02 Elect Huang Baokui as Supervisor For For Management 9.03 Elect Zhang Wangjin as Supervisor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Issuance of Commercial Papers For For Management 3 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For Did Not Vote Management Commercial Papers 2 Approve Issuance of Commercial Papers For Did Not Vote Management 3 Approve Related Party Transaction in For Did Not Vote Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Asset Backed For For Management Plan for Accounts Receivable 2 Approve Application for Asset Backed For For Management Notes for Accounts Receivable 3 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 4.1 Approve Bond Name For For Management 4.2 Approve Bond Period and Type For For Management 4.3 Approve Issue Scale and Installment For For Management Issuance Arrangement 4.4 Approve Par Value and Issue Price For For Management 4.5 Approve Bond Interest Rate and For For Management Determination Manner 4.6 Approve Issue Method and Allotment For For Management Principles 4.7 Approve Target Parties and Placement For For Management Arrangement to Shareholders 4.8 Approve Interest Deferred Payment For For Management Clause 4.9 Approve Restrictions on Deferred For For Management Interest Payments 4.10 Approve Redemption and Resale Terms For For Management 4.11 Approve Usage of Raised Funds For For Management 4.12 Approve Safeguard Measures of Debts For For Management Repayment 4.13 Approve Guarantee Situation For For Management 4.14 Approve Underwriting Manner For For Management 4.15 Approve Listing Location For For Management 4.16 Approve Resolution Validity Period For For Management 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business For For Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business For Did Not Vote Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Management Method of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amendment of Articles of Association 2 Amend Articles of Association For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Debt Financing Plan For For Management 5 Approve Production and Operation For For Management Investment Plan 6 Approve Formulation of Working System For For Management for Independent Directors 7.1 Elect Jiang Lian as Director For For Management -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8.1 Elect Li Yanhe as Director For For Shareholder 9.1 Elect Zhang Jinchang as Supervisor For For Shareholder 9.2 Elect Wu Yuefeng as Supervisor For For Shareholder 9.3 Elect Yang Zhiqiang as Supervisor For For Shareholder 9.4 Elect Liu Hongwei as Supervisor For For Shareholder 9.5 Elect Zeng Zhaolin as Supervisor For For Shareholder -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D130 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Chen Jinwei as Director For For Shareholder -------------------------------------------------------------------------------- PIONEERS HOLDING CO. Ticker: PIOH Security ID: M7925C106 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Proceed with the Dividing For Did Not Vote Management Procedures of the Company into Three Companies Financial Services, Contracting and Real Estate, and Industrial Sectors 2 Approve to Take the Financial Position For Did Not Vote Management on 10/31/2020 as the Basis of the Dividing Process of the Company 3 Approve the Amended Incentives and For Did Not Vote Management Rewarding System -------------------------------------------------------------------------------- PIONEERS HOLDING CO. Ticker: PIOH Security ID: M7925C106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations and Financial Statements for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Approve Corporate Governance Report For Did Not Vote Management and Related Auditor's Report for FY 2020 4 Accept Standalone and Consolidated For Did Not Vote Management Financial Statements for FY 2020 5 Approve Discharge of Directors for FY For Did Not Vote Management 2020 6 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 7 Approve Remuneration, Sitting Fees and For Did Not Vote Management Travel Allowances of Directors for FY 2020 and FY 2021 8 Approve Allocation of Income and For Did Not Vote Management Dividends 9 Approve Charitable Donations above EGP For Did Not Vote Management 1,000 for FY 2021 10 Ratify Changes in the Composition of For Did Not Vote Management the Board -------------------------------------------------------------------------------- PIRAEUS BANK SA Ticker: TPEIR Security ID: X06397222 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement and Related For For Management Formalities 2 Amend Company Articles For For Management 3 Approve Composition of the Audit For For Management Committee -------------------------------------------------------------------------------- PIRAEUS FINANCIAL HOLDINGS SA Ticker: TPEIR Security ID: X06397222 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For For Management 2 Approve Reverse Stock Split For For Management 3 Approve Share Capital Reduction via For For Management Decrease in Par Value 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- PIRAEUS FINANCIAL HOLDINGS SA Ticker: TPEIR Security ID: X06397248 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Ratify Auditors For For Management 4 Receive Information on Activities of None None Management the Audit Committee 5 Approve Director Remuneration For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Amend Remuneration Policy For For Management 8 Approve Severance Policy For For Management 9 Approve Suitability Policy for For For Management Directors 10 Approve Treatment of Net Loss For For Management 11 Approve Share Capital Reduction via For For Management Decrease in Par Value 12 Authorize Board to Participate in For For Management Companies with Similar Business Interests 13 Other Business For Against Management -------------------------------------------------------------------------------- PIRAMAL ENTERPRISES LIMITED Ticker: 500302 Security ID: Y6941N101 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Vijay Shah as Director For For Management 4 Elect Rajesh Laddha as Director For For Management 5 Approve Appointment and Remuneration For For Management of Rajesh Laddha as Whole-Time Director Designated as Executive Director 6 Approve Sale and Transfer of the For For Management Pharmaceutical Business of the Company 7 Approve Remuneration of Cost Auditors For For Management 8 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- PIXART IMAGING, INC. Ticker: 3227 Security ID: Y6986P102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- PLAN B MEDIA PUBLIC COMPANY LIMITED Ticker: PLANB Security ID: Y6987F111 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Message from the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Operating Results None None Management 4 Approve Financial Statements For For Management 5 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 6.1 Elect Pinijsorn Luechaikajohnpan as For For Management Director 6.2 Elect Tanate Lojanagosin as Director For For Management 6.3 Elect Ekapak Nirapathpongporn as For For Management Director 7 Approve Remuneration of Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Amend Company's Objectives For For Management 10 Amend Memorandum of Association Re: For For Management Company's Objectives 11 Other Business None None Management -------------------------------------------------------------------------------- PLAN B MEDIA PUBLIC COMPANY LIMITED Ticker: PLANB Security ID: Y6987F111 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 4.1 Elect Palin Lojanagosin as Director For For Management 4.2 Elect Pennapha Dhanasarnsilp as For For Management Director 4.3 Elect Mana Jantanayingyong as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Other Business None None Management -------------------------------------------------------------------------------- PLAZA SA Ticker: MALLPLAZA Security ID: P7898L106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Auditors' Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CLP 2.5 Per Share 4 Approve Dividend Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Present Directors' Committee Report on For For Management Activities 11 Approve Remuneration of Directors' For For Management Committee 12 Approve Budget for Directors' Committee For For Management -------------------------------------------------------------------------------- PLDT INC. Ticker: TEL Security ID: Y7072Q103 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Audited Financial For For Management Statements for the Fiscal Year Ending December 31, 2020 Contained in the Company's 2020 Annual Report 2.1 Elect Bernido H. Liu as Director For Withhold Management 2.2 Elect Artemio V. Panganiban as Director For Withhold Management 2.3 Elect Bernadine T. Siy as Director For For Management 2.4 Elect Manuel L. Argel, Jr. as Director For Withhold Management 2.5 Elect Helen Y. Dee as Director For Withhold Management 2.6 Elect Ray C. Espinosa as Director For Withhold Management 2.7 Elect James L. Go as Director For Withhold Management 2.8 Elect Shigeki Hayashi as Director For Withhold Management 2.9 Elect Junichi Igarashi as Director For Withhold Management 2.10 Elect Manuel V. Pangilinan as Director For For Management 2.11 Elect Alfredo S. Panlilio as Director For For Management 2.12 Elect Albert F. del Rosario as Director For Withhold Management 2.13 Elect Marife B. Zamora as Director For Withhold Management -------------------------------------------------------------------------------- PNB HOUSING FINANCE LIMITED Ticker: 540173 Security ID: Y6S766105 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Sunil Kaul as Director For For Management 3 Elect CH S S Mallikarjuna Rao as For For Management Director 4 Elect Tejendra Mohan Bhasin as Director For For Management 5 Approve Appointment and Remuneration For For Management of Neeraj Madan Vyas as Interim Managing Director and Chief Executive Officer 6 Approve Material Related Party For Against Management Transactions with Punjab National Bank 7 Approve Borrowing and Issuance of For For Management Non-Convertible Debentures/Bonds/Other Instruments on Private Placement Basis -------------------------------------------------------------------------------- PNB HOUSING FINANCE LIMITED Ticker: 540173 Security ID: Y6S766105 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted Stock Unit Scheme For Against Management 2020 -------------------------------------------------------------------------------- PNB HOUSING FINANCE LIMITED Ticker: 540173 Security ID: Y6S766105 Meeting Date: JUN 22, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares and For For Management Warrants on Preferential Basis 2 Amend Articles of Association For For Management 3 Elect Hardayal Prasad as Director and For For Management Approve His Appointment and Remuneration as Managing Director and Chief Executive Officer 4 Elect Neeraj Madan Vyas as Director For For Management 5 Elect Sudarshan Sen as Director For For Management 6 Elect Kapil Modi as Director For For Management 7 Reelect Chandrasekaran Ramakrishnan as For For Management Director 8 Elect Rajneesh Karnatak as Director For For Management 9 Reelect Nilesh S Vikamsey as Director For For Management 10 Elect Gita Nayyar as Director For For Management -------------------------------------------------------------------------------- POLARIS BAY GROUP CO., LTD. Ticker: 600155 Security ID: Y3120E101 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Scale For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- POLARIS BAY GROUP CO., LTD. Ticker: 600155 Security ID: Y3120E101 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Daily Related Party For For Management Transactions 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Authorization Regarding For For Management Issuance of Domestic Debt Financing Instrument 11 Elect Li Jianqi as Supervisor For For Shareholder -------------------------------------------------------------------------------- POLISAN HOLDING AS Ticker: POLHO Security ID: M7867V104 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Statutory Reports For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify External Auditors For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Receive Information on Remuneration None None Management Policy and Director Remuneration for 2020 11 Receive Information on Related Party None None Management Transactions 12 Receive Information on Donations Made For Against Management in 2020 and Approve Upper Limit of Donations for 2021 13 Approve Share Repurchase Program For For Management 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 16 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- POLISAN HOLDING AS Ticker: POLHO.E Security ID: M7867V104 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Approve Cancellation of Share For For Management Repurchase Program 4 Close Meeting None None Management -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Issuance of REITs Projects and For For Management Provision of Credit Enhancement Measures 4 Approve Change of Remaining Perpetual For For Management medium-term Notes to Medium-term Notes -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Related Party Transaction For Against Management Decision-making System 4 Amend Dividends Management System For For Management -------------------------------------------------------------------------------- POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD. Ticker: 600048 Security ID: Y7000Q100 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Investment Plan For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of External For Against Management Guarantees 9 Approve Related Party Transactions For For Management with Joint Ventures and Other Related Parties 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- POLY PROPERTY GROUP CO., LIMITED Ticker: 119 Security ID: Y7064G105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Zhu Weirong as Director For Against Management 3B Elect Ip Chun Chung, Robert as Director For For Management 3C Elect Choy Shu Kwan as Director None None Management 3D Authorize Board to Fix Remuneration of For For Management Directors 3E Elect Fung Chi Kin as Director For For Management 4 Approve BDO Limited as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- POLY PROPERTY SERVICES CO., LTD. Ticker: 6049 Security ID: Y6S9JU104 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: OCT 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Ping as Director For For Management -------------------------------------------------------------------------------- POLY PROPERTY SERVICES CO., LTD. Ticker: 6049 Security ID: Y6S9JU104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve BDO Limited as Overseas For For Management Auditor and BDO China Shu Lun Pan Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Change in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- POLY PROPERTY SERVICES CO., LTD. Ticker: 6049 Security ID: Y6S9JU104 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Property Leasing For For Management Agreements and Related Transactions 2 Approve Ratification Matter For For Management 3.1 Approve Terms of the 2021-2023 For For Management Property Management Services Framework Agreements, Annual Cap and Related Transactions 3.2 Approve Terms of the 2021-2023 For For Management Pre-Delivery Services Framework Agreement, Annual Cap and Related Transactions 3.3 Approve Terms of the 2021-2023 Other For For Management Value-Added Services Framework Agreement, Annual Cap and Related Transactions -------------------------------------------------------------------------------- POLY UNION CHEMICAL HOLDING GROUP CO., LTD. Ticker: 002037 Security ID: Y2945G119 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Ping as Independent Director For For Management 2 Amend Articles of Association For Against Management 3 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- POLY UNION CHEMICAL HOLDING GROUP CO., LTD. Ticker: 002037 Security ID: Y2945G119 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For Did Not Vote Management 2 Approve Report of Board of Supervisors For Did Not Vote Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Daily Related-party For Did Not Vote Management Transactions 7 Approve Provision of Financial Services For Did Not Vote Management 8 Approve Guarantee Provision Plan For Did Not Vote Management 9 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- POLYCAB INDIA LIMITED Ticker: 542652 Security ID: Y6S83Q102 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Ajay T. Jaisinghani as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: JUL 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 244.75 per Share 3.1 Elect Pavel Grachev as Director None Against Management 3.2 Elect Mariia Gordon as Director None For Management 3.3 Elect Edward Dowling as Director None For Management 3.4 Elect Said Kerimov as Director None Against Management 3.5 Elect Sergei Nosov as Director None Against Management 3.6 Elect Vladimir Polin as Director None Against Management 3.7 Elect Kent Potter as Director None For Management 3.8 Elect Mikhail Stiskin as Director None Against Management 3.9 Elect William Champion as Director None For Management 4 Ratify FinExperiza as Auditor For For Management 5 Approve Related-Party Transactions For For Management 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Approve New Edition of Regulations on For For Management Remuneration of Directors -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: 73181M117 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 244.75 per Share 3.1 Elect Mariia Gordon as Director None For Management 3.2 Elect Pavel Grachev as Director None Against Management 3.3 Elect Edward Dowling as Director None For Management 3.4 Elect Said Kerimov as Director None Against Management 3.5 Elect Sergei Nosov as Director None Against Management 3.6 Elect Vladimir Polin as Director None Against Management 3.7 Elect Kent Potter as Director None For Management 3.8 Elect Mikhail Stiskin as Director None Against Management 3.9 Elect William Champion as Director None For Management 4 Ratify FinExperiza as Auditor For For Management 5 Approve Related-Party Transactions For For Management 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Approve New Edition of Regulations on For For Management Remuneration of Directors -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2020 -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: 73181M117 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2020 -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: X59432108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 387.15 per Share 3.1 Elect Mariia Gordon as Director None For Management 3.2 Elect Pavel Grachev as Director None Against Management 3.3 Elect Edward Dowling as Director None For Management 3.4 Elect Said Kerimov as Director None Against Management 3.5 Elect Sergei Nosov as Director None Against Management 3.6 Elect Vladimir Polin as Director None Against Management 3.7 Elect Kent Potter as Director None For Management 3.8 Elect Mikhail Stiskin as Director None Against Management 3.9 Elect William Champion as Director None For Management 4 Ratify RAS Auditor For Against Management 5 Ratify IFRS Auditor For For Management -------------------------------------------------------------------------------- POLYUS PJSC Ticker: PLZL Security ID: 73181M117 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 387.15 per Share 3.1 Elect Mariia Gordon as Director None For Management 3.2 Elect Pavel Grachev as Director None Against Management 3.3 Elect Edward Dowling as Director None For Management 3.4 Elect Said Kerimov as Director None Against Management 3.5 Elect Sergei Nosov as Director None Against Management 3.6 Elect Vladimir Polin as Director None Against Management 3.7 Elect Kent Potter as Director None For Management 3.8 Elect Mikhail Stiskin as Director None Against Management 3.9 Elect William Champion as Director None For Management 4 Ratify RAS Auditor For Against Management 5 Ratify IFRS Auditor For For Management -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 2 Re: Company For For Management Headquarters 2 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 3 Amend Articles 16 and 19 For For Management 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Interest-on-Capital-Stock For For Management Payments 4 Approve Dividends and For For Management Interest-on-Capital-Stock Payment Date 5 Approve Remuneration of Company's For Against Management Management and Fiscal Council 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect TAO EN as Non-Independent For For Shareholder Director 1.2 Elect Xue Ying as Non-Independent For For Management Director 2.1 Elect Cao Guohua as Independent For For Management Director -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Participate in the For For Management Establishment of a Joint Venture Company and Related Party Transaction 2 Approve Application to Change the Type For For Management of Enterprise to a Domestic Enterprise -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Liquidation and Related Party For For Management Transactions -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Internal Control For For Management Self-Evaluation Report 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Profit Distribution Plan For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- PORTON PHARMA SOLUTIONS LTD. Ticker: 300363 Security ID: Y6987T103 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Exchange Derivatives For For Management Trading Business -------------------------------------------------------------------------------- POS MALAYSIA BERHAD Ticker: 4634 Security ID: Y7026S106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Ali bin Mohamad Nor as For For Management Director 2 Elect Jezilee bin Mohamad Ramli as For For Management Director 3 Elect Mohamed Sharil bin Mohamed For For Management Tarmizi as Director 4 Elect Sharifah Sofia binti Syed For For Management Mokhtar Shah as Director 5 Elect Ahmad Suhaimi bin Endut as For Against Management Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 8 Approve KPMG PLT (KPMG) as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Renewal of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Approve New Shareholders' Mandate for For For Management New Recurrent Related Party Transactions -------------------------------------------------------------------------------- POSIFLEX TECHNOLOGIES, INC. Ticker: 8114 Security ID: Y7026U101 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postal Savings Bank of China's For For Management Satisfaction of the Conditions of the Non-Public Issuance of A Shares 2.1 Approve Class and Nominal Value of For For Management Securities to be Issued 2.2 Approve Method and Time of Issuance For For Management 2.3 Approve Amount and Use of Proceeds For For Management 2.4 Approve Target Subscriber and For For Management Subscription Method 2.5 Approve Issue Price and Pricing For For Management Principles 2.6 Approve Number of Shares to be Issued For For Management 2.7 Approve Lock-Up Period of Shares to be For For Management Issued 2.8 Approve Listing Venue For For Management 2.9 Approve Arrangement of Accumulated For For Management Undistributed Profits Prior to the Completion of the Issuance 2.10 Approve Validity Period of the For For Management Resolution 3 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Non-Public Issuance of A Shares 4 Approve Report on the Use of For For Management Previously Raised Proceeds 5 Approve Dilution of Immediate Returns For For Management by the Non-Public Issuance of A Shares, Remedial Measures and Commitments of Related Entities 6 Approve Shareholders' Return Plan For For Management 7 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 8 Approve Connected Transaction Relating For For Management to the Non-Public Issuance of A Shares 9 Approve Share Subscription Contract For For Management with Conditions Precedent Between Postal Savings Bank of China and the Target Subscriber 10 Elect Liu Yue as Director For For Management 11 Elect Ding Xiangming as Director For For Management 12 Elect Hu Xiang as Director For For Management 13 Approve Remuneration Settlement Plan For For Management for Directors for 2019 14 Approve Remuneration Settlement Plan For For Management for Supervisors for 2019 -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Nominal Value of For For Management Securities to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Amount and Use of Proceeds For For Management 1.4 Approve Target Subscriber and For For Management Subscription Method 1.5 Approve Issue Price and Pricing For For Management Principles 1.6 Approve Number of Shares to be Issued For For Management 1.7 Approve Lock-Up Period of Shares to be For For Management Issued 1.8 Approve Listing Venue For For Management 1.9 Approve Arrangement of Accumulated For For Management Undistributed Profits Prior to the Completion of the Issuance 1.10 Approve Validity Period of the For For Management Resolution 2 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 3 Approve Connected Transaction Relating For For Management to the Non-Public Issuance of A Shares 4 Approve Share Subscription Contract For For Management with Conditions Precedent Between Postal Savings Bank of China and the Target Subscriber -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve the Issuance of Write-down For For Management Eligible Tier 2 Capital Instruments 4 Approve Formulation of the Measures For For Management for Equity Management 5 Elect Han Wenbo as Director For For Management 6 Elect Chen Donghao as Director For For Management 7 Elect Wei Qiang as Director For For Management -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Final Financial Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Budget Plan of Fixed Assets For For Management Investment 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 7 Elect Liu Jianjun as Director For For Shareholder 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- POU CHEN CORP. Ticker: 9904 Security ID: Y70786101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Profit Distribution 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Ticker: 601669 Security ID: Y7999Z103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve Asset Securitization Product For For Management Issuance and Credit Enhancement -------------------------------------------------------------------------------- POWER CONSTRUCTION CORPORATION OF CHINA, LTD. Ticker: 601669 Security ID: Y7999Z103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Provision of Guarantees For Against Management 8 Approve Daily Related Party For For Management Transactions and Signing of Daily Related Party Transaction Agreement 9 Approve Financial Auditor and Internal For For Management Control Auditor 10 Approve Asset Securitization Product For For Management Issuance and Credit Enhancement Matters 11 Approve Authorization of the Board to For Against Management Issue Debt Financing Instruments 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- POWER FINANCE CORPORATION LIMITED Ticker: 532810 Security ID: Y7082R109 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Total For For Management Dividend 3 Reelect P. K. Singh as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Parminder Chopra as Director For Against Management 6 Approve Increase in Borrowing Limits For For Management 7 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- POWER GRID CORPORATION OF INDIA LIMITED Ticker: 532898 Security ID: Y7028N105 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Seema Gupta as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Reelect Vinod Kumar Singh as Director For Against Management (Personnel) 6 Reelect Mohammed Taj Mukarrum as For Against Management Director (Finance) 7 Approve Remuneration of Cost Auditors For For Management 8 Authorize Issuance of For For Management Secured/Unsecured, Non-Convertible, Cumulative/Non-Cumulative, Redeemable, Taxable/Tax-Free Debentures under Private Placement -------------------------------------------------------------------------------- POWERLONG COMMERCIAL MANAGEMENT HOLDINGS LIMITED Ticker: 9909 Security ID: G7204G106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Chen Deli as Director For For Management 4 Elect Hoi Wa Lam as Director For For Management 5 Elect Ng Yi Kum, Estella as Director For For Management 6 Elect Chan Wai Yan, Ronald as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- POWERLONG REAL ESTATE HOLDINGS LIMITED Ticker: 1238 Security ID: G72005104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hoi Wa Fong as Director For For Management 4 Elect Zhang Hong Feng as Director For For Management 5 Elect Ding Zu Yu as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- POWERTECH TECHNOLOGY, INC. Ticker: 6239 Security ID: Y7083Y103 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 6 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt or Issuance of New Shares for Public Offering or Issuance of Marketable Securities via Private Placement or Issuance of Convertible Bonds -------------------------------------------------------------------------------- POYA INTERNATIONAL CO., LTD. Ticker: 5904 Security ID: Y7083H100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- PPB GROUP BERHAD Ticker: 4065 Security ID: Y70879104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend and Special For For Management Dividend 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Ong Hung Hock as Director For For Management 5 Elect Soh Chin Teck as Director For For Management 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Ahmad Sufian @ Qurnain bin For For Management Abdul Rashid to Continue Office as Independent Director 8 Approve Soh Chin Teck to Continue For For Management Office as Independent Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PRECIOUS SHIPPING PUBLIC CO., LTD. Ticker: PSL Security ID: Y7078V148 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Directors' Report and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Elect Khalid Moinuddin Hashim as For For Management Director 6.2 Elect Khushroo Kali Wadia as Director For For Management 6.3 Elect Gautam Khurana as Director For For Management 7.1 Elect Pensri Suteerasarn as Director For For Management 7.2 Elect Sirasa Supawasin as Director For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Allocation of Income as For For Management Corporate Social Responsibility Reserve -------------------------------------------------------------------------------- PRECIOUS SHIPPING PUBLIC CO., LTD. Ticker: PSL Security ID: Y7078V148 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operations Report and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Elect Nishita Shah as Director For For Management 6.2 Elect Kirit Shah as Director For For Management 6.3 Elect Chaipatr Srivisarvacha as For For Management Director 6.4 Elect Pavida Pananond as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Allocation of Income as For For Management Corporate Social Responsibility Reserve -------------------------------------------------------------------------------- PRESIDENT CHAIN STORE CORP. Ticker: 2912 Security ID: Y7082T105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect CHIH-HSIEN LO, a Representative For Against Management of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.2 Elect SHIOW -LING KAO, a For Against Management Representative of KAO CHUAN INVESTMENT CO., LTD., with Shareholder No. 00002303, as Non-independent Director 6.3 Elect JUI-TANG CHEN, a Representative For Against Management of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.4 Elect JUI-TIEN HUANG, a Representative For For Management of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.5 Elect LIANG-FENG WU, a Representative For Against Management of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.6 Elect TSUNG-MING SU, a Representative For Against Management of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.7 Elect JAU-KAI HUANG, a Representative For Against Management of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.8 Elect KUN-LIN WU, a Representative of For Against Management UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.9 Elect TSUNG-PIN WU, a Representative For Against Management of UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.10 Elect WEN-CHI WU, a Representative of For Against Management UNI-PRESIDENT ENTERPRISES CORP., with Shareholder No. 00000001, as Non-independent Director 6.11 Elect KE-WEI HSU, with Shareholder No. For For Management A123905XXX, as Independent Director 6.12 Elect LIANG CHEN, with Shareholder No. For For Management A120382XXX, as Independent Director 6.13 Elect YUNG-CHEN HUNG, with Shareholder For For Management No. S100456XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PRESIDENT SECURITIES CORP. Ticker: 2855 Security ID: Y7083F104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Consolidated For For Management and Individual Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve the Issuance of New Shares by For For Management Capitalization of Earnings 6 Amend Procedures for Endorsement and For For Management Guarantees 7.1 Elect Liang, Yann Ping with ID No. For For Management M220150XXX as Independent Director 7.2 Elect Pai, Chun Nan with ID No. For For Management F103809XXX as Independent Director 7.3 Elect Song, Yung Fong with ID No. For For Management A121130XXX as Independent Director 7.4 Elect Horng, Yuan Chuan with ID No. For For Management D100705XXX as Independent Director 7.5 Elect Lin, Kuan Chen, a Representative For For Management of Kai Nan Investment Co., Ltd. with Shareholder No. 42740, as Non-independent Director 7.6 Elect LIU, TSUNG YI (Liu, Tsung Yin), For Against Management a Representative of Kai Nan Investment Co., Ltd. with Shareholder No. 42740, as Non-independent Director 7.7 Elect Chen, Kuo Hui, a Representative For Against Management of Kai Nan Investment Co., Ltd. with Shareholder No. 42740, as Non-independent Director 7.8 Elect HSIEH HONG, HUI TZU (Hsieh Hung, For Against Management Hui Tzu), a Representative of Kai Nan Investment Co., Ltd. with Shareholder No. 42740, as Non-independent Director 7.9 Elect Lu, Li An, a Representative of For Against Management Kai Nan Investment Co., Ltd. with Shareholder No. 42740, as Non-independent Director 7.10 Elect Chen, Ching Yi, a Representative For Against Management of Kai Nan Investment Co., Ltd. with Shareholder No. 42740, as Non-independent Director 7.11 Elect Chen, Yi Ling, a Representative For Against Management of Kai Nan Investment Co., Ltd. with Shareholder No. 42740, as Non-independent Director 7.12 Elect TENG, WEN HWI (Tene, Wen Hwi), a For Against Management Representative of Canking Investment Corp. with Shareholder No. 30, as Non-independent Director 7.13 Elect Lee, Chi Ming, a Representative For Against Management of Hui Tung Investment Co., Ltd. with Shareholder No. 3126, as Non-independent Director 7.14 Elect Chang, Ming Chen, a For Against Management Representative of Leg Horn Investment Co.,Ltd. with Shareholder No. 83, as Non-independent Director 7.15 Elect Tu, Li Yang, a Representative of For Against Management Ta Le Investment Holding Co., Ltd. with Shareholder No. 9142, as Non-independent Director 7.16 Elect Lee, Shu Fen, a Representative For Against Management of China F.R.P. Corporation with Shareholder No. 93, as Non-independent Director 7.17 Elect Duh, Bor Tsang, with Shareholder For Against Management No. 72, as Non-independent Director 7.18 Elect Lee, Tzong Shiun Eli, with For Against Management Shareholder No. 2956, as Non-independent Director 7.19 Elect Juang, Jing Yau, with For Against Management Shareholder No. 123653, as Non-independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PRESS METAL ALUMINIUM HOLDINGS BERHAD Ticker: 8869 Security ID: Y7079E103 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue of New Ordinary For For Management Shares -------------------------------------------------------------------------------- PRESS METAL ALUMINIUM HOLDINGS BERHAD Ticker: 8869 Security ID: Y7079E103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Koon Poh Kong as Director For For Management 3 Elect Noor Alina Binti Mohamad Faiz as For For Management Director 4 Elect Susan Yuen Su Min as Director For For Management 5 Elect Yvonne Chia (Yau Ah Lan @ Fara For For Management Yvonne) as Director 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions for Press Metal Aluminium Holdings Berhad and its Subsidiaries 9 Authorize Share Repurchase Program For For Management 10 Approve Gratuity Payment to Abdul For For Management Rahman Bin Megat Ahmad 11 Approve Gratuity Payment to Tan Heng For For Management Kui 12 Approve Gratuity Payment to Loo Lean For For Management Hock 1 Amend Constitution For For Management -------------------------------------------------------------------------------- PRESTIGE ESTATES PROJECTS LIMITED Ticker: 533274 Security ID: Y707AN101 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend For For Management 4 Reelect Noaman Razack as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- PRESTIGE ESTATES PROJECTS LIMITED Ticker: 533274 Security ID: Y707AN101 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of For Against Management Asset(s)/Undertaking(s)/Director or Indirect Interest of the Company -------------------------------------------------------------------------------- PRIMAX ELECTRONICS LTD. Ticker: 4915 Security ID: Y7080U112 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Restricted Stocks For For Management 5.1 Elect LI-SHENG LIANG, with Shareholder For For Management No. 1, as Non-Independent Director 5.2 Elect YUNG-CHUNG PAN, with Shareholder For For Management No. 52, as Non-Independent Director 5.3 Elect YUNG-TAI PAN, with Shareholder For For Management No. 53, as Non-Independent Director 5.4 Elect JI-REN LEE, a Representative of For For Management GREEN LAND INVESTMENT LIMITED, with Shareholder No. 101240, as Non-Independent Director 5.5 Elect CHIH-KAI CHENG, with ID No. For For Management A104145XXX, as Independent Director 5.6 Elect CHUNG-PANG WU, with ID No. For For Management A110000XXX, as Independent Director 5.7 Elect JIA-CHYI WANG, with ID No. For For Management A221836XXX, as Independent Director 5.8 Elect YING-CHUAN SHEN, with ID No. For For Management R100085XXX, as Independent Director 5.9 Elect JIA-BIN DUH, with ID No. For For Management E100636XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- PRINCE HOUSING & DEVELOPMENT CORP. Ticker: 2511 Security ID: Y7080J109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- PROCTER & GAMBLE HEALTH LIMITED Ticker: 500126 Security ID: Y6008J118 Meeting Date: NOV 26, 2020 Meeting Type: Annual Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Amit Gupta as Director For For Management 4 Elect Aalok Agrawal as Director For For Management 5 Elect Sujay Wasan as Director For For Management 6 Approve Revision in the Remuneration For For Management of Milind Thatte as Managing Director 7 Approve Revision in the Remuneration For For Management of Amit Gupta as Executive Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: FEB 12, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Maintain Leverage Guidelines For For Management 2 Ratify Resolutions Approved by Annual For For Management Holder Meeting Held on April 21, 2020 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROLOGIS PROPERTY MEXICO SA DE CV Ticker: FIBRAPL14 Security ID: P4559M101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors and For For Management Alternates of Technical Committee 2 Approve Remuneration of Independent For For Management Members and Alternates of Technical Committee 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Annual Report of Trust For For Management 5 Approve Increase Maximum Issuance For For Management Amount under Program of Recurring Issuer; Approve Increase Maximum Amount for Issuance of Long-Term Debt Certificates (Cebures) under Program; Approve Increase Total Amount of Real Estate Trust Certificates (CBFIs) 6 Authorize Use of CBFIs Approved by For For Management Holders Meeting on Feb. 20, 2020 for Program to Carry out Additional CBFIs Issues via Public or Private Offerings; Authorize Administrator to Set Terms and Conditions of Such Additional Issuances 7 Instruct Common Representative and For For Management Trustee to Execute Necessary and Convenient Actions in order to Carry out Resolutions in Items 5 and 6 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L103 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Board of Directors Report For For Management Pursuant to Article 28 Fraction IV of Mexican Securities Market Law 1b Approve Board's Report on Policies and For For Management Accounting Criteria Followed in Preparation of Financial Information 1c Approve Individual and Consolidated For For Management Financial Statements 1d Approve Report on Adherence to Fiscal For For Management Obligations 1e Approve Allocation of Income For For Management 2a Approve Discharge of Board and CEO For For Management 2b Elect or Ratify Directors, Members, For Against Management Chairmen of Audit and Corporate Governance Committees, Committee Members, CEO and Secretary 2c Approve Corresponding Remuneration For For Management 3a Set Maximum Amount of Share Repurchase For Against Management Reserve 3b Approve Report on Share Repurchase For For Management Reserve 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L111 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Board of Directors Report For For Management Pursuant to Article 28 Fraction IV of Mexican Securities Market Law 1b Approve Board's Report on Policies and For For Management Accounting Criteria Followed in Preparation of Financial Information 1c Approve Individual and Consolidated For For Management Financial Statements 1d Approve Report on Adherence to Fiscal For For Management Obligations 1e Approve Allocation of Income For For Management 2a Approve Discharge of Board and CEO For For Management 2b Elect or Ratify Directors, Members, For For Management Chairmen of Audit and Corporate Governance Committees, Committee Members, CEO and Secretary 2c Approve Corresponding Remuneration For For Management 3a Set Maximum Amount of Share Repurchase For For Management Reserve 3b Approve Report on Share Repurchase For For Management Reserve 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Board of Directors Report For For Management Pursuant to Article 28 Fraction IV of Mexican Securities Market Law 1b Approve Board's Report on Policies and For For Management Accounting Criteria Followed in Preparation of Financial Information 1c Approve Individual and Consolidated For For Management Financial Statements 1d Approve Report on Adherence to Fiscal For For Management Obligations 1e Approve Allocation of Income For For Management 2a Approve Discharge of Board and CEO For For Management 2b Elect or Ratify Directors, Members, For Against Management Chairmen of Audit and Corporate Governance Committees, Committee Members, CEO and Secretary (Non-Member) 2c Approve Corresponding Remuneration For For Management 3a Set Maximum Amount of Share Repurchase For Against Management Reserve 3b Approve Report on Share Repurchase For For Management Reserve 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L103 Meeting Date: JUN 23, 2021 Meeting Type: Ordinary Shareholders Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of MXN 4.75 Per Share For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PROYA COSMETICS CO., LTD. Ticker: 603605 Security ID: Y7S88X100 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the 2018 Performance For For Management Share Incentive Plan and Relevant Documents in 2020 Company-level Performance Evaluation Indicators -------------------------------------------------------------------------------- PROYA COSMETICS CO., LTD. Ticker: 603605 Security ID: Y7S88X100 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Existence Period For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Amend of For For Management Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Raised Funds Deposit Account For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PROYA COSMETICS CO., LTD. Ticker: 603605 Security ID: Y7S88X100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor and Payment For For Management of Remuneration 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Provision of Guarantees For For Management 11 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 12.1 Approve Issue Type For For Management 12.2 Approve Issue Size For For Management 12.3 Approve Existence Period For For Management 12.4 Approve Par Value and Issue Price For For Management 12.5 Approve Bond Interest Rate For For Management 12.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 12.7 Approve Conversion Period For For Management 12.8 Approve Determination of Number of For For Management Conversion Shares 12.9 Approve Determination and Adjustment For For Management of Conversion Price 12.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 12.11 Approve Terms of Redemption For For Management 12.12 Approve Terms of Sell-Back For For Management 12.13 Approve Dividend Distribution Post For For Management Conversion 12.14 Approve Issue Manner and Target Parties For For Management 12.15 Approve Placing Arrangement for For For Management Shareholders 12.16 Approve Matters Related to the For For Management Bondholders Meeting 12.17 Approve Use of Proceeds For For Management 12.18 Approve Guarantee Matters For For Management 12.19 Approve Deposit Account for Raised For For Management Funds 12.20 Approve Trustee Related Matters For For Management 12.21 Approve Liability for Breach of For For Management Contract 12.22 Approve Validity Period For For Management 13 Approve Plan on Convertible Bond For For Management Issuance (Revised Draft) 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties (Revised Draft) 17 Approve Extension of Resolution For For Management Validity Period and Extension of Authorization 18 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders (Revised Draft) 19.1 Elect Ma Dongming as Director For For Shareholder -------------------------------------------------------------------------------- PRUKSA HOLDING PUBLIC CO. LTD. Ticker: PSH Security ID: Y711DL120 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report and None None Management Operating Results 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Prasarn Trairatvorakul as For For Management Director 4.2 Elect Thongma Vijitpongpun as Director For For Management 4.3 Elect Wichian Mektrakarn as Director For For Management 4.4 Elect Anuwat Jongyindee as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- PRUKSA REAL ESTATE PUBLIC COMPANY LIMITED Ticker: PS Security ID: Y707A3147 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For Did Not Vote Management 2 Acknowledge Annual Report and None None Management Operating Results 3 Approve Financial Statements For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Dividend Payment 5.1 Elect Piya Prayong as Director For Did Not Vote Management 5.2 Elect Porntep Suppataratarn as Director For Did Not Vote Management 5.3 Elect Suporn Treewichayapong as For Did Not Vote Management Director 6 Approve Remuneration of Directors For Did Not Vote Management 7 Approve Auditors and Authorize Board For Did Not Vote Management to Fix Their Remuneration 8 Approve Amendment to the Company's For Did Not Vote Management Seal and Amend Articles of Association Item 47: Company's Seal 9 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Patrick Burton as Director For For Management 1.2 Re-elect Bridgitte Mathews as Director For For Management 1.3 Re-elect Jan Mouton as Director For For Management 2.1 Re-elect Patrick Burton as Member of For For Management the Audit and Risk Committee 2.2 Re-elect Modi Hlobo as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Bridgitte Mathews as Member For For Management of the Audit and Risk Committee 2.4 Re-elect Chris Otto as Member of the For For Management Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with B Deegan as the Designated Auditor 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report on the For For Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the PSG Group Unbundling For For Management 2 Approve Fees for Independent Board For For Management Members 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PT ACE HARDWARE INDONESIA TBK Ticker: ACES Security ID: Y000CY105 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT ACE HARDWARE INDONESIA TBK Ticker: ACES Security ID: Y000CY105 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Changes in the Boards of the For For Management Company -------------------------------------------------------------------------------- PT ACE HARDWARE INDONESIA TBK Ticker: ACES Security ID: Y000CY105 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT ADARO ENERGY TBK Ticker: ADRO Security ID: Y7087B109 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors 5 Approve Remuneration of Directors and For For Management Commissioners 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT ADHI KARYA (PERSERO) TBK Ticker: ADHI Security ID: Y7115S108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports and Report of the Partnership and Community Development Program (PCDP) 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Affirmation of the Enforcement For For Management of the Minister of BUMN Regulation 6 Approve Loan Agreement For Against Management 7 Approve Pledging of Assets for Debt For Against Management 8 Amend Articles of Association For For Management 9 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT ADHI KARYA (PERSERO) TBK Ticker: ADHI Security ID: Y7115S108 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Pledging of Assets for Debt For Against Management -------------------------------------------------------------------------------- PT AKR CORPORINDO TBK Ticker: AKRA Security ID: Y71161163 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT ALAM SUTERA REALTY TBK Ticker: ASRI Security ID: Y7126F103 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Directors' Report For For Management 2 Approve Financial Statements and For For Management Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT ALAM SUTERA REALTY TBK Ticker: ASRI Security ID: Y7126F103 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Authorize Issuance of Notes For For Management -------------------------------------------------------------------------------- PT ANEKA TAMBANG TBK Ticker: ANTM Security ID: Y7116R158 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statement, Statutory For For Management Reports, and Discharge of Directors and Commissioners 2 Approve Financial Report of the For For Management Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management the PCDP 6 Accept Report on the Use of Proceeds For For Management 7 Amend Articles of Association in For For Management Relation to Shareholder Meeting 8 Approve Changes in the Boards of the None Against Shareholder Company -------------------------------------------------------------------------------- PT ASTRA AGRO LESTARI TBK Ticker: AALI Security ID: Y7116Q119 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Directors and Commissioners and For For Management Approve Remuneration of Directors and Commissioners 4 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors 5 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK Ticker: ASII Security ID: Y7117N172 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income For For Management 4 Approve Changes in Board of For For Management Commissioners and Approve Remuneration of Directors and Commissioners 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK Ticker: ASII Security ID: Y7117N172 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in the Boards of For For Management Commissioners of the Company and Approve Remuneration of Commissioners -------------------------------------------------------------------------------- PT BANK BTPN SYARIAH TBK Ticker: BTPS Security ID: Y713AP104 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors, Commissioners and Sharia Supervisory Board 2 Approve Allocation of Income For For Management 3 Approve Changes in the Boards of For For Management Directors 4 Approve Remuneration of Directors, For For Management Commissioners and Sharia Supervisory Board 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Approve Transfer of Treasury Stock None None Management 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Plan in Connection For For Management with the Acquisition of the Shares in PT Bank Rabobank International Indonesia 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in the Board of For For Management Directors 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors 6 Approve Payment of Interim Dividend For For Management 7 Approve Revised Recovery Plan For For Management -------------------------------------------------------------------------------- PT BANK DANAMON INDONESIA TBK Ticker: BDMN Security ID: Y71188190 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Company For Against Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT BANK DANAMON INDONESIA TBK Ticker: BDMN Security ID: Y71188190 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividend 3 Approve Auditors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors, Commissioners and Sharia Supervisory Board 5 Approve Changes in the Board of For Against Management Commissioners 6 Approve Updates on the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK KB BUKOPIN TBK Ticker: BBKP Security ID: Y7125R108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Approve Remuneration of Directors and For For Management Commissioners 4 Accept Report on the Use of Proceeds For For Management 5 Amend Articles of Association For Against Management 6 Approve Changes in the Boards of the For For Management Company 7 Approve Issuance of Equity Shares with For Against Management Preemptive Rights -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Accept Report on the Use of Proceeds For For Management 6 Amend Articles of Association in For Against Management Relation to Shareholder Meeting 7 Approve Affirmation on the For For Management Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 8 Approve Affirmation on the For For Management Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 9 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Amend Articles of Association For Against Management 6 Approve Transfer of Treasury Stock For Against Management 7 Approve Updates in the Company's For For Management Recovery Plan 8 Affirm the Regulations of the Minister For For Management of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 9 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT BANK PAN INDONESIA TBK Ticker: PNBN Security ID: Y7136J285 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management 5 Approve Changes in the Boards of the For For Management Company 6 Update Company's Recovery Plan For For Management 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT BANK PEMBANGUNAN DAERAH JAWA BARAT DAN BANTEN TBK Ticker: BJBR Security ID: Y71174109 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Elect Directors For Against Management 3 Approve Due Diligence Report on the For Against Management Business Merger/Acquisition Plan -------------------------------------------------------------------------------- PT BANK PEMBANGUNAN DAERAH JAWA BARAT DAN BANTEN TBK Ticker: BJBR Security ID: Y71174109 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Auditors For For Management 4 Accept Report on the Use of Proceeds For For Management 5 Approve Updates on the Company's For For Management Recovery Plan 6 Approve Issuance of Equity Shares with For For Management Preemptive Rights 7 Approve Remuneration of Directors and For For Management Commissioners 8 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Affirmation of the Regulations of the For For Management Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 3 Affirmation of the Regulations of the For For Management Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 4 Approve Transfer of Treasury Stock For Against Management 5 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) -------------------------------------------------------------------------------- PT BANK SYARIAH INDONESIA TBK. Ticker: BRIS Security ID: Y0R8KR105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports and Accept Report on the Use of Proceeds 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors, Commissioners and Sharia Supervisory Board 4 Approve Auditors For For Management 5 Approve Changes in the Sharia For Against Management Supervisory Board 6 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT BANK TABUNGAN NEGARA (PERSERO) TBK Ticker: BBTN Security ID: Y71197100 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Affirmation on the For For Management Implementation of Regulation of the Minister of State-Owned Enterprises Number PER-11/MBU/11/2020 6 Amend Articles of Association For Against Management 7 Accept Report on the Use of Proceeds For For Management 8 Approve Changes in the Composition and For Against Management Remuneration of the Company's Sharia Supervisory Board 9 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT BARITO PACIFIC TBK Ticker: BRPT Security ID: Y71198124 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management 5 Accept Report on the Use of Proceeds For For Management of Company's Warrant Phase I 6 Accept Report on the Use of Proceeds For For Management of Company's Shelf Registration Bonds I Year 2019 Phase I and Phase II -------------------------------------------------------------------------------- PT BARITO PACIFIC TBK Ticker: BRPT Security ID: Y71198124 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association in For Against Management Relation to Electronic Integrated Business Licensing Services (Online Single Submission) 2 Amend Articles of Association in For Against Management Relation to Planning and Implementation of General Meeting of Shareholders for Public Company -------------------------------------------------------------------------------- PT BARITO PACIFIC TBK Ticker: BRPT Security ID: Y71198124 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Directors For Against Management -------------------------------------------------------------------------------- PT BARITO PACIFIC TBK Ticker: BRPT Security ID: Y71198124 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Accept Report on the Use of Proceeds None None Management of Company's Warrant Phase II 5 Accept Report on the Use of Proceeds None None Management of Company's Shelf Registration Bonds I Year 2020 Phase II and Phase III -------------------------------------------------------------------------------- PT BEKASI FAJAR INDUSTRIAL ESTATE TBK Ticker: BEST Security ID: Y711C5100 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Auditors For For Management 5 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT BUKIT ASAM TBK Ticker: PTBA Security ID: Y8520P101 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Annual Report and Report of For For Management the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Amend Articles of Association For Against Management 7 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT BUMI SERPONG DAMAI TBK Ticker: BSDE Security ID: Y7125J106 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT BUMI SERPONG DAMAI TBK Ticker: BSDE Security ID: Y7125J106 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Boards of Company For Against Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PT BUMI SERPONG DAMAI TBK Ticker: BSDE Security ID: Y7125J106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management -------------------------------------------------------------------------------- PT BUMI SERPONG DAMAI TBK Ticker: BSDE Security ID: Y7125J106 Meeting Date: JUN 23, 2021 Meeting Type: Extraordinary Shareholders Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Changes in the Board of the For Against Management Directors -------------------------------------------------------------------------------- PT CHAROEN POKPHAND INDONESIA TBK Ticker: CPIN Security ID: Y71207164 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management -------------------------------------------------------------------------------- PT CIPUTRA DEVELOPMENT TBK Ticker: CTRA Security ID: Y7121J134 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Purwantono, Sungkoro dan Surja For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Board of For For Management Commissioners -------------------------------------------------------------------------------- PT CIPUTRA DEVELOPMENT TBK Ticker: CTRA Security ID: Y7121J134 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- PT EAGLE HIGH PLANTATIONS TBK Ticker: BWPT Security ID: Y711AG108 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT GLOBAL MEDIACOM TBK Ticker: BMTR Security ID: Y7119T144 Meeting Date: AUG 11, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Directors' Report For For Management 2 Approve Financial Statements and For For Management Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Changes in Boards of Company For Against Management 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT GLOBAL MEDIACOM TBK Ticker: BMTR Security ID: Y7119T144 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of EMSOP For Against Management 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 3 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT GUDANG GARAM TBK Ticker: GGRM Security ID: Y7121F165 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Changes in Board of Company For Against Management 5 Approve Delegation of Duties of For For Management Directors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Commissioners For For Management 8 Approve Auditors For For Management 9 Amend Article 3 of the Articles of For For Management Association in Relation with Business Activity -------------------------------------------------------------------------------- PT HANJAYA MANDALA SAMPOERNA TBK Ticker: HMSP Security ID: Y7121Z146 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditor 4 Approve Changes in the Boards of the For For Management Company 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT INDAH KIAT PULP & PAPER TBK Ticker: INKP Security ID: Y71278116 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Boards of Company For Against Management 6 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT INDAH KIAT PULP & PAPER TBK Ticker: INKP Security ID: Y71278116 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT INDO TAMBANGRAYA MEGAH TBK Ticker: ITMG Security ID: Y71244100 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Auditors For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT INDOCEMENT TUNGGAL PRAKARSA TBK Ticker: INTP Security ID: Y7127B135 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Approve Changes in Board of Company For For Management 5 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT INDOCEMENT TUNGGAL PRAKARSA TBK Ticker: INTP Security ID: Y7127B135 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of the Articles of For For Management Association in Relation to Electronically Integrated Business Licensing Services -------------------------------------------------------------------------------- PT INDOFOOD CBP SUKSES MAKMUR TBK Ticker: ICBP Security ID: Y71260106 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports and Report on Use of Proceeds 2 Accept Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT INDOFOOD CBP SUKSES MAKMUR TBK Ticker: ICBP Security ID: Y71260106 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Entire For For Management Shares of Pinehill Company Limited -------------------------------------------------------------------------------- PT INDOFOOD SUKSES MAKMUR TBK Ticker: INDF Security ID: Y7128X128 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statement For For Management 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Purwantono, Sungkoro & Surja For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PT INDOSAT TBK Ticker: ISAT Security ID: Y7127S120 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration of Commissioners For For Management 3 Approve Auditors For For Management 4 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT INDOSAT TBK Ticker: ISAT Security ID: Y7127S120 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company's Assets For For Management -------------------------------------------------------------------------------- PT JAPFA COMFEED INDONESIA TBK Ticker: JPFA Security ID: Y71281144 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Elect Directors and Commissioners For Against Management 5 Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT JAPFA COMFEED INDONESIA TBK Ticker: JPFA Security ID: Y71281144 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT JASA MARGA (PERSERO) TBK Ticker: JSMR Security ID: Y71285103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Annual Report of the For For Management Partnership and Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 6 Accept Report on the Use of Proceeds For For Management 7 Approve Ratification of State-Owned For Against Management Enterprises Regulations 8 Amend Articles of Association For Against Management 9 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT KALBE FARMA TBK Ticker: KLBF Security ID: Y71287208 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Directors For Against Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT KALBE FARMA TBK Ticker: KLBF Security ID: Y71287208 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Composition of the Board of For For Management Directors 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PT KRAKATAU STEEL (PERSERO) TBK Ticker: KRAS Security ID: Y71262102 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Accept Report of the Partnership and For For Management Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Accept Report on the Use of Proceeds For For Management 6 Amend Articles of Association in For For Management Relation to Online Single Submission Integrated 7 Amend Pension Fund Regulations For For Management 8 Approve Affirmation of the Regulations For For Management of the Minister of State-Owned Enterprises of the Republic of Indonesia 9 Approve Changes in Boards of Company None Against Shareholder -------------------------------------------------------------------------------- PT KRAKATAU STEEL (PERSERO) TBK Ticker: KRAS Security ID: Y71262102 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Mandatory For For Management Convertible Bond Without Preemptive Rights 2 Approve Changes in Boards of Company None Against Shareholder -------------------------------------------------------------------------------- PT KRESNA GRAHA INVESTAMA TBK Ticker: KREN Security ID: Y71333101 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT LIPPO KARAWACI TBK Ticker: LPKR Security ID: Y7129W186 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Approve Changes in Board of Company For Against Management and Approve Remuneration of Directors and Commissioners 5 Accept Report on the Use of Proceeds For For Management 6 Approve Treasury Shares Through For Against Management Management and Employee Stock Option Plan (MESOP) -------------------------------------------------------------------------------- PT LIPPO KARAWACI TBK Ticker: LPKR Security ID: Y7129W186 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Omission of Dividend 3 Approve Amir Abadi Jusuf, Aryanto, For For Management Mawar & Rekan as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Changes in the Boards of the For For Management Company 5 Approve Remuneration of Directors and For For Management Commissioners 6 Amend Articles of Association For For Management 7 Accept Report on the Use of Proceeds None None Management -------------------------------------------------------------------------------- PT MEDIA NUSANTARA CITRA TBK Ticker: MNCN Security ID: Y71280104 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Directors' Report For For Management 2 Approve Financial Statements and For For Management Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Changes in Board of Company For For Management 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT MEDIA NUSANTARA CITRA TBK Ticker: MNCN Security ID: Y71280104 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of EMSOP For Against Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT MITRA ADIPERKASA TBK Ticker: MAPI Security ID: Y71299104 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Elect Directors and Commissioners and For Against Management Approve Delegation of Duties and Remuneration of Directors and Commissioners -------------------------------------------------------------------------------- PT MITRA KELUARGA KARYASEHAT TBK Ticker: MIKA Security ID: Y603AT109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT PABRIK KERTAS TJIWI KIMIA TBK Ticker: TKIM Security ID: Y7148G121 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT PABRIK KERTAS TJIWI KIMIA TBK Ticker: TKIM Security ID: Y7148G121 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT PAKUWON JATI TBK Ticker: PWON Security ID: Y712CA107 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT PANIN FINANCIAL TBK Ticker: PNLF Security ID: Y7133P193 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Elect Commissioners For For Management 4 Approve Remuneration of Commissioners For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Auditors For For Management -------------------------------------------------------------------------------- PT PANIN FINANCIAL TBK Ticker: PNLF Security ID: Y7133P193 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT PANIN FINANCIAL TBK Ticker: PNLF Security ID: Y7133P193 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Elect Directors For Against Management 4 Approve Changes in the Board of For Against Management Commissioners 5 Approve Remuneration of Directors and For For Management Commissioners 6 Approve Auditors For For Management -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Report of the For For Management Partnership and Community Development Program (PCDP) 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in the Boards of the For Against Management Company 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT PP (PERSERO) TBK Ticker: PTPP Security ID: Y7131Q102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statements of the For For Management Partnership and Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Accept Report on the Use of State For For Management Equity Participation (PMN) Funds 7 Approve Affirmation of Regulations of For For Management the Minister for State-Owned Enterprises 8 Accept Reports on the Use of Proceeds For For Management 9 Amend Articles of Association For Against Management 10 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT PP LONDON SUMATRA INDONESIA TBK Ticker: LSIP Security ID: Y7137X101 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statement For For Management 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT RAMAYANA LESTARI SENTOSA TBK Ticker: RALS Security ID: Y7134V157 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Changes in Board of Company For Against Management 5 Approve Remuneration of Directors and For For Management Commissioners 6 Approve Auditors For For Management -------------------------------------------------------------------------------- PT RAMAYANA LESTARI SENTOSA TBK Ticker: RALS Security ID: Y7134V157 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Article 3 of the Articles of For Against Management Association in Relation to Electronically Integrated Business Licensing Services and Authorize Board of Directors to Execute Approved Resolution -------------------------------------------------------------------------------- PT RAMAYANA LESTARI SENTOSA TBK Ticker: RALS Security ID: Y7134V157 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- PT SALIM IVOMAS PRATAMA TBK Ticker: SIMP Security ID: Y71365103 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Accept Financial Statement For For Management 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- PT SAMPOERNA AGRO TBK Ticker: SGRO Security ID: Y71356102 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in Boards of Company For Against Management 6 Amend Articles of Association in For Against Management Relation to Electronic Integrated Business Licensing Services (Online Single Submission) 7 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT SARANA MENARA NUSANTARA TBK Ticker: TOWR Security ID: Y71369113 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Payment of Interim Dividends For For Management 6 Approve Changes in the Boards of the For For Management Company -------------------------------------------------------------------------------- PT SARANA MENARA NUSANTARA TBK Ticker: TOWR Security ID: Y71369113 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Management and Employee Stock For Against Management Ownership Program (MESOP) -------------------------------------------------------------------------------- PT SEMEN INDONESIA (PERSERO) TBK Ticker: SMGR Security ID: Y7142G168 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Annual Report of the For For Management Partnership and Community Development Program (PCDP)and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Accept Report on the Use of Proceeds For For Management 7 Accept Amendments to Articles of For Against Management Association 8 Accept Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT SENTUL CITY TBK Ticker: BKSL Security ID: Y7135Q165 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT SIGMAGOLD INTI PERKASA TBK Ticker: TMPI Security ID: Y7117Y103 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Directors' Report and For Did Not Vote Management Commissioners' Reports 2 Accept Financial Statements For Did Not Vote Management 3 Approve Auditors For Did Not Vote Management 4 Approve Changes in Board of Company For Did Not Vote Management -------------------------------------------------------------------------------- PT SILOAM INTERNATIONAL HOSPITALS TBK Ticker: SILO Security ID: Y714AK103 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Elect Directors and Commissioners and For Against Management Approve Remuneration of Directors and Commissioners 5 Accept Report on the Use of Proceeds For For Management 6 Approve Share Repurchase Program For Against Management -------------------------------------------------------------------------------- PT SMARTFREN TELECOM TBK Ticker: FREN Security ID: Y7137B109 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Mandatory For For Management Convertible Bonds II 2014 into Series C New Shares 2 Approve Conversion of Mandatory For For Management Convertible Bonds III 2017 into Series C New Shares 3 Amend Article 4 of the Articles of the For For Management Association in Connection with the Conversion of Bonds 4 Amend Article 3 of the Articles of For Against Management Association in Relation to Electronically Integrated Business Licensing Services 5 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT SMARTFREN TELECOM TBK Ticker: FREN Security ID: Y7137B109 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Changes in Boards of For For Management Commissioners 5 Approve Remuneration of Directors and For For Management Commissioners 6 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT SMARTFREN TELECOM TBK Ticker: FREN Security ID: Y7137B109 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares with For For Management Preemptive Rights 2 Amend Article 4 of the Articles of the For For Management Association in Connection with Issuance of Equity Shares with Preemptive Rights 3 Authorize Board of Directors to For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- PT SMARTFREN TELECOM TBK Ticker: FREN Security ID: Y7137B109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Changes in the Boards of the For Against Management Company 5 Approve Remuneration of Directors and For For Management Commissioners 6 Accept Report on the Use of Proceeds For For Management from the Conversion of the Company's Series II Warrant 7 Accept Report on the Use of Proceeds For For Management from the Exercise of the Company's Rights Issue IV -------------------------------------------------------------------------------- PT SMARTFREN TELECOM TBK Ticker: FREN Security ID: Y7137B109 Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Mandatory For For Management Convertible Bonds II 2014 into Series C New Shares 2 Approve Conversion of Mandatory For For Management Convertible Bonds III 2017 into Series C New Shares 3 Amend Article 4 of the Articles of the For For Management Association in Connection with the Conversion of Bonds 4 Authorize Board of Directors to For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- PT SUMMARECON AGUNG TBK Ticker: SMRA Security ID: Y8198G144 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Elect Directors and Commissioners For Against Management 6 Amend Articles of Association For Against Management 7 Approve Pledging of Assets for Debt For Against Management 8 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT SUMMARECON AGUNG TBK Ticker: SMRA Security ID: Y8198G144 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares with For For Management Preemptive Rights, Amend Article of Associations and Authorize Board to Deal with All Matters -------------------------------------------------------------------------------- PT SURYA CITRA MEDIA TBK Ticker: SCMA Security ID: Y7148M110 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management 5 Amend Articles of Association For Against Management 6 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT SURYA CITRA MEDIA TBK Ticker: SCMA Security ID: Y7148M110 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Auditors For For Management 5 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT TELKOM INDONESIA (PERSERO) TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Approve Report of the Partnership and For For Management Community Development Program (PCDP) 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Amend Articles of Association For Against Management 7 Approve Ratification of State-Owned For For Management Enterprises Regulations 8 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT TIMAH TBK Ticker: TINS Security ID: Y7148A124 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report, For For Management Commissioners' Report and Discharge of Directors and Commissioners 2 Approve Annual Report and Report of For For Management the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Accept Report on the Use of Proceeds For For Management 7 Amend Articles of Association For Against Management 8 Approve Changes in the Boards and For Against Management Management's Nomenclature of the Company -------------------------------------------------------------------------------- PT TOTALINDO EKA PERSADA TBK Ticker: TOPS Security ID: Y8847C106 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Approve Remuneration of Directors and For For Management Commissioners 4 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or Notes For For Management -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buy and Takeover of For For Management Telecommunication Towers from PT Inti Bangun Sejahtera Tbk by PT Tower Bersama, a Company's Subsidiary 2 Approve Cash Dividend For For Management -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Auditors For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Accept Report on the Use of Proceeds For For Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4a1 Elect Ignasius Jonan as Commissioner For For Management 4a2 Elect Badri Narayanan as Director For For Management 4a3 Elect Hemant Bakshi as Director For For Management 4a4 Elect Arif Hudaya as Director For For Management 4.5 Elect Jochanan Senf as Director For For Management 4a6 Elect Ira Noviarti as Director For For Management 4a7 Elect Enny Hartati as Director For For Management 4a8 Elect Willy Saelan as Director For For Management 4a9 Elect Hernie Raharja as Director For For Management 4a10 Elect Sancoyo Antarikso as Director For For Management 4a11 Elect Veronika Winanti Wahyu Utami as For For Management Director 4a12 Elect Sri Widowati as Director For For Management 4a13 Elect Rizki Raksanugraha as Director For For Management 4b Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Maurits Daniel For For Management Rudolf Lalisang as Cimmissioner 2 Approve Resignation of Hemant Bakshi For For Management as Director 3 Approve Resignation of Sancoyo For For Management Antarikso as Director 4 Elect Hemant Bakshi as Commissioner For For Management 5 Elect Ira Noviarti as Director For For Management 6 Elect Reski Damayanti as Director For For Management 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Jochanan Senf For For Management as Director 2 Approve Resignation of Sri Widowati as For For Management Director 3 Elect Tran Tue Tri as Director For For Management -------------------------------------------------------------------------------- PT UNILEVER INDONESIA TBK Ticker: UNVR Security ID: Y9064H141 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Siddharta Widjaja dan Rekan as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a1 Elect Alissa Wahid as Commissioner For For Management 4a2 Elect Fauzi Ichsan as Commissioner For For Management 4a3 Elect Hemant Bakshi as Commissioner For For Management 4a4 Elect Alexander Rusli as Commissioner For For Management 4a5 Elect Debora Herawati Sadrach as For For Management Commissioner 4a6 Elect Ignasius Jonan as Commissioner For For Management 4b Approve Remuneration of Directors and For For Management Commissioners -------------------------------------------------------------------------------- PT UNITED TRACTORS TBK Ticker: UNTR Security ID: Y7146Y140 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Directors and Commissioners For Against Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors For For Management 6 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT VALE INDONESIA TBK Ticker: INCO Security ID: Y7150Y101 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Directors' Report For For Management 2 Accept Commissioners' Report For For Management 3 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 4 Approve Allocation of Income and For For Management Dividends 5 Amend Articles of Association For Against Management 6 Approve Changes in Board of Directors For For Management 7 Approve Changes in Board of For For Management Commissioners 8 Approve Remuneration of Commissioners For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors -------------------------------------------------------------------------------- PT VALE INDONESIA TBK Ticker: INCO Security ID: Y7150Y101 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Directors For For Management 2 Approve Changes in Boards of For For Management Commissioners -------------------------------------------------------------------------------- PT VALE INDONESIA TBK Ticker: INCO Security ID: Y7150Y101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Directors' Report For For Management 2 Accept Commissioners' Report For For Management 3 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 4 Approve Allocation of Income and For For Management Dividends 5 Approve Changes in Board of Directors For For Management 6 Approve Changes in Board of For For Management Commissioners 7 Approve Remuneration of Commissioners For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors -------------------------------------------------------------------------------- PT WASKITA KARYA (PERSERO) TBK Ticker: WSKT Security ID: Y714AE107 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) 2 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Approve Loan Agreement For For Management 5 Approve Affirmation on the For For Management Implementation of Regulation of the Minister of State-Owned Enterprises Number PER-11/MBU/11/2020 6 Amend Articles of Association For Against Management 7 Accept Report on the Use of Proceeds For For Management 8 Approve Changes in the Boards of the For Against Management Company -------------------------------------------------------------------------------- PT WIJAYA KARYA (PERSERO) TBK Ticker: WIKA Security ID: Y7148V102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports and Report of the Partnership and Community Development Program (PCDP) 2 Approve Allocation of Income For For Management 3 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Accept Report on the Use of Proceeds For For Management from the Increase in Capital Investment by the Government and from the Company's Rights Issue for Capital Increase with Pre-emptive Rights I 6 Amend Use of Proceeds from the For For Management Increase in Capital Investment by the Government as Part of the Company's Rights Issue for Capital Increase with Pre-emptive Rights I 7 Accept Report on the Use of Proceeds For For Management from the Public Offering of the Wijaya Karya Shelf Registration Bonds I Phase I Year 2020 and the Wijaya Karya Shelf Registration Sukuk Mudharabah I Phase I Year 2020 8 Approve Ratification of State-Owned For For Management Enterprises Regulations 9 Amend Articles of Association For Against Management 10 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT XL AXIATA TBK Ticker: EXCL Security ID: Y7125N107 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Directors For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT XL AXIATA TBK Ticker: EXCL Security ID: Y7125N107 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Changes in the Boards of the For For Management Company 6 Amend Article 3 of the Articles of For For Management Association in Relation with Business Activity -------------------------------------------------------------------------------- PTC INDIA LIMITED Ticker: 532524 Security ID: Y7043E106 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ajit Kumar as Director For For Management 4 Elect Mritunjay Kumar Narayan as For For Management Director 5 Elect Parminder Chopra as Director For For Management 6 Elect C. K. Mondol as Director For For Management 7 Elect Subhash S. Mundra as Director For For Management 8 Elect Preeti Saran as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Ajit Kumar as Whole-time Director 10 Approve Reappointment and Remuneration For For Management of Rajib Kumar Mishra as Whole-time Director 11 Reelect Jayant Purushottam Gokhale as For For Management Director 12 Reelect Rakesh Kacker as Director For For Management 13 Reelect Ramesh Narain Misra as Director For For Management -------------------------------------------------------------------------------- PTG ENERGY PUBLIC CO. LTD. Ticker: PTG Security ID: Y708F6119 Meeting Date: OCT 02, 2020 Meeting Type: Annual Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment and Acknowledge Interim Dividend Payment 5.1 Elect Pongsak Vachirasakpanich as For For Management Director 5.2 Elect Jarusrak Nitayanurak as Director For For Management 5.3 Elect Krairawee Sirikul as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Company's Objectives and Amend For For Management Memorandum of Association 9 Other Business For Against Management -------------------------------------------------------------------------------- PTG ENERGY PUBLIC CO. LTD. Ticker: PTG Security ID: Y708F6119 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Supote Pitayapongpat as Director For For Management 5.2 Elect Pitak Ratchakitprakarn as For For Management Director 5.3 Elect Chalermruth Narkvichien as For For Management Director 5.4 Elect Rangsun Puangprang as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- PTT EXPLORATION & PRODUCTION PLC Ticker: PTTEP Security ID: Y7145P165 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge 2020 Performance Results None None Management and 2021 Work Plan of the Company 2 Approve Financial Statements For For Management 3 Approve Dividend Payment For For Management 4 Approve PricewaterhouseCoopers ABAS For Against Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors and For For Management Sub-Committees 6.1 Elect Krairit Euchukanonchai as For For Management Director 6.2 Elect Tanarat Ubol as Director For For Management 6.3 Elect Pitipan Tepartimargorn as For For Management Director 6.4 Elect Bundhit Eua-arporn as Director For For Management 6.5 Elect Angkarat Priebjrivat as Director For Against Management -------------------------------------------------------------------------------- PTT GLOBAL CHEMICAL PLC Ticker: PTTGC Security ID: Y7150W105 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Acknowledge Operating Results and Recommendation for the Company's Business Plan 2 Approve Allocation of Income and For For Management Dividend Payment 3.1 Elect Piyasvasti Amranand as Director For For Management 3.2 Elect Somkit Lertpaithoon as Director For For Management 3.3 Elect Pakorn Nilprapunt as Director For For Management 3.4 Elect Nithi Chungcharoen as Director For For Management 3.5 Elect Disathat Panyarachun as Director For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 6 Other Business For Against Management -------------------------------------------------------------------------------- PTT GLOBAL CHEMICAL PLC Ticker: PTTGC Security ID: Y7150W105 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Sale Transaction For For Management 2 Other Business For Against Management -------------------------------------------------------------------------------- PTT PUBLIC CO., LTD. Ticker: PTT Security ID: Y6883U139 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Statement and For For Management Approve Financial Statements 2 Approve Allocation of Income and For For Management Dividend Payment 3 Approve EY Office Company Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Directors For For Management 5.1 Elect Krishna Boonyachai as Director For For Management 5.2 Elect Supattanapong Punmeechaow For For Management Director 5.3 Elect Rungroj Sangkram as Director For For Management 5.4 Elect Kittipong Kittayarak as Director For For Management 5.5 Elect Premrutai Vinaiphat as Director For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- PTT PUBLIC CO., LTD. Ticker: PTT Security ID: Y6883U139 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Performance Statement and For For Management Approve Financial Statements 2 Approve Allocation of Income and For For Management Dividend Payment 3 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Directors For For Management 5.1 Elect Payong Srivanich as Director For For Management 5.2 Elect Jatuporn Buruspat as Director For For Management 5.3 Elect Chayodom Sabhasri as Director For For Management 5.4 Elect Danucha Pichayanan as Director For For Management 5.5 Elect Auttapol Rerkpiboon as Director For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8.2 Amend External Investment Management For For Management System 8.3 Amend Dividends Management System For For Management 8.4 Amend Shareholders Implementation For For Management Rules on Cumulative Voting System 8.5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8.6 Amend Related-Party Transaction For For Management Management System 8.7 Amend Management System for Providing For For Management Financial and External Guarantees 8.8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement of Asset Acquisition and Issuance of Shares Agreement 2 Approve Signing of Equity Transfer For For Management Agreement -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Chun as Independent Director For For Management -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiao Jian as Independent Director For For Management 2 Elect Tu Wenzhe as Non-independent For For Management Director -------------------------------------------------------------------------------- PUBANG LANDSCAPE ARCHITECTURE CO., LTD. Ticker: 002663 Security ID: Y7151A102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue of New Ordinary For For Management Shares -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Chao Li as Director For For Management 2 Elect Lai Wan as Director For For Management 3 Elect Lee Chin Guan as Director For For Management 4 Elect Mohd Hanif bin Sher Mohamed as For For Management Director 5 Approve Directors' Fees, Board For For Management Committees Members' Fees and Allowances 6 Approve Remuneration and For Against Management Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PUBLIC POWER CORP. SA Ticker: PPC Security ID: X7023M103 Meeting Date: JUN 04, 2021 Meeting Type: Extraordinary Shareholders Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Articles For For Management 2 Approve Suitability Policy for For For Management Directors 3 Approve Remuneration Policy For Against Management 4 Various Announcements None None Management -------------------------------------------------------------------------------- PUBLIC POWER CORP. SA Ticker: PPC Security ID: X7023M103 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements For For Management 2 Approve Non-Distribution of Dividends For For Management 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Advisory Vote on Remuneration Report For For Management 5 Receive Information on Activities of None None Management the Audit Committee 6 Various Announcements None None Management -------------------------------------------------------------------------------- PUNJAB NATIONAL BANK Ticker: 532461 Security ID: Y7162Z146 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Appropriation of Accumulated For For Management Losses from Share Premium Account 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PUNJAB NATIONAL BANK Ticker: 532461 Security ID: Y7162Z146 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gautam Guha as Director For Abstain Management 1.2 Elect Arukapalli Ananta Padmanabhan as For Abstain Management Director 1.3 Elect Ramesh Chandra Agrawal as For Abstain Management Director -------------------------------------------------------------------------------- PUREGOLD PRICE CLUB, INC. Ticker: PGOLD Security ID: Y71617107 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: AUG 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous For For Management Meeting and Ratification of Acts and Resolutions of the Board of Directors and Management since the Last Stockholders' Meeting 2 Approve Annual Report and 2019 Audited For For Management Financial Statements 3 Approve RG Manabat & Company as For For Management External Auditor and Fix Its Remuneration 4 Approve Amendment of Articles of For For Management Incorporation to Reflect Additional Purpose 5 Approve Amendment of Articles of For For Management Incorporation to Reflect Increase of Authorized Capital Stock and the Subsequent Listing of Shares in the Philippine Stock Exchange 6a Elect Lucio L. Co as Director For For Management 6b Elect Susan P. Co as Director For Withhold Management 6c Elect Ferdinand Vincent P. Co as For For Management Director 6d Elect Pamela Justine P. Co as Director For Withhold Management 6e Elect Leonardo B. Dayao as Director For Withhold Management 6f Elect Jack E. Huang as Director For Withhold Management 6g Elect Edgardo G. Lacson as Director For Withhold Management 6h Elect Marilyn V. Pardo as Director For Withhold Management 6i Elect Jaime S. Dela Rosa as Director For Withhold Management -------------------------------------------------------------------------------- PUREGOLD PRICE CLUB, INC. Ticker: PGOLD Security ID: Y71617107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous For For Management Meeting and Ratification of Acts and Resolutions of the Board of Directors and Management in 2020 2 Approve 2020 Annual Report and Audited For For Management Financial Statements 3 Approve RG Manabat & Company as For For Management External Auditor and Fix Its Remuneration 4.1 Elect Lucio L. Co as Director For For Management 4.2 Elect Susan P. Co as Director For For Management 4.3 Elect Ferdinand Vincent P. Co as For For Management Director 4.4 Elect Pamela Justine P. Co as Director For For Management 4.5 Elect Leonardo B. Dayao as Director For For Management 4.6 Elect Jack T. Huang as Director For For Management 4.7 Elect Jaime S. Dela Rosa as Director For For Management 4.8 Elect Edgardo G. Lacson as Director For For Management 4.9 Elect Marilyn V. Pardo as Director For For Management -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Share Price in For For Management Connection to Repurchase and Cancellation of Performance Shares 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Amendments to Articles of For For Management Association 4 Approve Change in Purpose of Share For For Management Repurchase 5 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yudong as Supervisor For For Management -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PUYANG REFRACTORIES GROUP CO., LTD. Ticker: 002225 Security ID: Y71632106 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Extension of Resolution For For Shareholder Validity Period of Issuance of Convertible Bonds 9 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- PVR LIMITED Ticker: 532689 Security ID: Y71626108 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ajay Bijli as Director For For Management 3 Elect Pallavi Shardul Shroff as For For Management Director 4 Elect Anish Kumar Saraf as Director For For Management 5 Approve Payment of Remuneration to For For Management Sanjai Vohra as Non-Executive Independent Director 6 Approve Payment of Remuneration to For Against Management Ajay Bijli as Managing Director and Chairman 7 Approve Payment of Remuneration to For Against Management Sanjeev Kumar as Joint Managing Director 8 Approve Payment of Remuneration to For Against Management Ajay Bijli as Managing Director and Chairman by Taking into Account the Net Profits of the Company Computed under Section 198 of the Act after Disregarding the Adjustments made 9 Approve Payment of Remuneration to For Against Management Sanjeev Kumar as Joint Managing Director by Taking into Account the Net Profits of the Company Computed under Section 198 of the Act after Disregarding the Adjustments made -------------------------------------------------------------------------------- PVR LIMITED Ticker: 532689 Security ID: Y71626108 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- Q TECHNOLOGY (GROUP) CO. LTD. Ticker: 1478 Security ID: G7306T105 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect He Ningning as Director For For Management 4 Elect Ng Sui Yin as Director For For Management 5 Elect Fan Fuqiang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- QASSIM CEMENT CO. Ticker: 3040 Security ID: M8179C115 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2021 and Q1 of FY 2022 5 Ratify Distributed Dividends of SAR 4. For For Management 45 per Share for FY 2020 6 Approve Related Party Transactions Re: For For Management Al Watani Wealth Management Company 7 Approve Discharge of Directors for FY For For Management 2020 8 Approve Remuneration of Directors of For For Management SAR 2,783,562 for FY 2020 9 Approve Interim Dividends Quarterly For For Management for FY 2021 10 Elect Meteb Al Shathri as Director For For Management 11 Elect Osama bin Nassir Al Seif as For For Management Director 12 Appoint Tariq bin Khalid Al Marshoud For For Management as Members of Audit Committee 13 Approve Competitive Business Standards For For Management Charter -------------------------------------------------------------------------------- QI AN XIN TECHNOLOGY GROUP, INC. Ticker: 688561 Security ID: Y42390107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Additional Daily Related Party For For Management Transaction 8 Approve Establishment of Charity For For Management Foundation -------------------------------------------------------------------------------- QIANHE CONDIMENT & FOOD CO., LTD. Ticker: 603027 Security ID: Y7166X105 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Condiment For For Management Production Line Project 2 Approve Provision of Financing For For Management Guarantee 3.1 Elect He Zhen as Independent Director For For Shareholder 3.2 Elect Luo Hong as Independent Director For For Shareholder -------------------------------------------------------------------------------- QIANHE CONDIMENT & FOOD CO., LTD. Ticker: 603027 Security ID: Y7166X105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Annual Report and Summary For For Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Remuneration of Directors and For Against Management Supervisors 10 Approve Appointment of Auditor For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Allowance of Independent For For Management Directors 13 Approve Provision of Guarantee For For Management 14.1 Elect Wu Chaoqun as Director For For Management 14.2 Elect Wu Jianyong as Director For For Management 14.3 Elect Liu Dehua as Director For For Management 14.4 Elect Xu Yi as Director For For Management 14.5 Elect He Tiankui as Director For For Management 14.6 Elect Cao Hong as Director For For Management 15.1 Elect Luo Hong as Director For For Management 15.2 Elect He Zhen as Director For For Management 15.3 Elect Che Zhenming as Director For For Shareholder 16.1 Elect Yang Hong as Supervisor For For Management 16.2 Elect Zheng Ou as Supervisor For For Management -------------------------------------------------------------------------------- QIANJIANG WATER RESOURCES DEVELOPMENT CO., LTD. Ticker: 600283 Security ID: Y4238K104 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Minna as Supervisor For For Shareholder -------------------------------------------------------------------------------- QIANJIANG WATER RESOURCES DEVELOPMENT CO., LTD. Ticker: 600283 Security ID: Y4238K104 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yi Zhihong as Independent For For Management Director -------------------------------------------------------------------------------- QIANJIANG WATER RESOURCES DEVELOPMENT CO., LTD. Ticker: 600283 Security ID: Y4238K104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appoint of Financial Auditor For For Management and Internal Control Auditor as well as Payment of Remuneration 6 Approve Provision of Guarantee For Against Management 7 Approve Issuance of Medium-term Notes For Against Management 8 Approve Issuance of Super-short-term For Against Management Commercial Papers 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve to Expand Business Scope For For Management 3 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Dan as Non-independent For For Shareholder Director 2 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Debt Transfer and Related For For Management Party Transactions -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Men Xin as Non-Independent For For Shareholder Director 2 Approve Draft and Summary of Stock For For Management Option Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Management Method of Stock For For Management Option Incentive Plan 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- QIMING INFORMATION TECHNOLOGY CO., LTD. Ticker: 002232 Security ID: Y71635109 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management -------------------------------------------------------------------------------- QINGDAO CITYMEDIA CO. LTD. Ticker: 600229 Security ID: Y7172H102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 7 Approve to Appoint Auditor For For Management 8 Approve Increase of Board Seats and For For Management Amendments to Articles of Association 9 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors 10.1 Elect Lu Hongjun as Director For For Management 10.2 Elect Wang Yongmei as Director For For Management -------------------------------------------------------------------------------- QINGDAO EASTSOFT COMMUNICATION TECHNOLOGY CO., LTD. Ticker: 300183 Security ID: Y71643103 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- QINGDAO EASTSOFT COMMUNICATION TECHNOLOGY CO., LTD. Ticker: 300183 Security ID: Y71643103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Number of Board For For Management Members and Amend Articles of Association 2 Approve Related Party Transaction For For Management 3.1 Elect Luo Ling as Non-Independent For For Shareholder Director 3.2 Elect Cui Jian as Non-Independent For For Shareholder Director 3.3 Elect Pan Song as Non-Independent For For Shareholder Director 3.4 Elect Wu Yuxian as Non-Independent For For Shareholder Director 3.5 Elect Cai Jianwen as Non-Independent For For Shareholder Director 3.6 Elect Lin Dongna as Non-Independent For For Shareholder Director 4.1 Elect Zhang Liguo as Independent For For Shareholder Director 4.2 Elect Liang Wenzhao as Independent For For Shareholder Director 4.3 Elect Jiang Shenglu as Independent For For Shareholder Director 5.1 Elect Li Heng as Supervisor For For Shareholder 5.2 Elect Chang Lanping as Supervisor For For Shareholder -------------------------------------------------------------------------------- QINGDAO EASTSOFT COMMUNICATION TECHNOLOGY CO., LTD. Ticker: 300183 Security ID: Y71643103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration and Allowance of For For Management Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- QINGDAO HAIER BIOMEDICAL CO., LTD. Ticker: 688139 Security ID: Y716D0109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Internal Control Audit Report For For Management 4 Approve Special Report on the Deposit, For For Management Usage, Change, Replacement, etc. of Raised Funds 5 Approve Daily Related Party For For Management Transactions 6 Approve to Appoint Auditor For For Management 7 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 8 Approve Methods to Assess the For For Management Performance of Plan Participants 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Report of the Board of For For Management Directors 11 Approve Report of the Board of For For Management Supervisors 12 Approve Annual Report and Summary For For Management 13 Approve Amendments to Articles of For For Management Association to Expand Business Scope 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15.1 Elect Wang Wenfu as Director For For Shareholder -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- QINGDAO HANHE CABLE CO., LTD. Ticker: 002498 Security ID: Y7163Z103 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Jiankang as Independent For For Management Director -------------------------------------------------------------------------------- QINGDAO KINGKING APPLIED CHEMISTRY CO., LTD. Ticker: 002094 Security ID: Y7162Y123 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- QINGDAO KINGKING APPLIED CHEMISTRY CO., LTD. Ticker: 002094 Security ID: Y7162Y123 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Application of Bank Credit For For Management Lines 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Foreign Exchange Hedging For For Management Business 10 Approve Shareholder Return Plan For For Management 11 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- QINGDAO PORT INTERNATIONAL CO., LTD. Ticker: 6198 Security ID: Y7S64R101 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 2 Approve Issuance of Domestic and For Against Management Foreign Debt Financing Instruments 3 Approve Annual Report For For Management 4 Approve Work Report of the Board of For For Management Directors 5 Approve Work Report of the Supervisory For For Management Committee 6 Approve Audited Report of Final For For Management Accounts 7 Approve Profit Distribution Plan For For Management 8 Approve Shareholders' Dividend Return For For Management Plan for Three Years of 2022-2024 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 12 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as External Auditors and Authorize Board to Fix Their Remuneration 13 Approve Related Party Transactions For For Management 14 Approve Changes of the Part of For For Management Investment Projects Funded by Proceeds from the A Share Offering 15 Approve Changes of the Investment For For Management Projects Funded by Proceeds from the H Share Placing -------------------------------------------------------------------------------- QINGDAO RURAL COMMERCIAL BANK CORP. Ticker: 002958 Security ID: Y7S663102 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Conversion Price -------------------------------------------------------------------------------- QINGDAO RURAL COMMERCIAL BANK CORP. Ticker: 002958 Security ID: Y7S663102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Supplement Related Party For For Management Transaction 6.1 Approve Related Party Transaction with For For Management Qingdao Guoxin Development (Group) Co. , Ltd. and its Affiliates 6.2 Approve Related Party Transaction with For For Management Qingdao Urban Construction Investment (Group) Co., Ltd. . and its Affiliates 6.3 Approve Related Party Transaction with For For Management Ballon International Group Limited and its Affiliates 6.4 Approve Related Party Transaction with For For Management Rizhao Steel Holding Group Co., Ltd. and its Affiliates 6.5 Approve Related Party Transaction with For For Management Qingdao Global Wealth Center Development and Construction Co., Ltd. and its Affiliates 6.6 Approve Related Party Transaction with For For Management Yantai Rural Commercial Bank Co., Ltd. 6.7 Approve Related Party Transaction with For For Management Weihai City Commercial Bank Co., Ltd. 6.8 Approve Related Party Transaction with For For Management Weifang Rural Commercial Bank Co., Ltd. 6.9 Approve Related Party Transaction with For For Management Shenzhen Luohu Blue Ocean Village Bank Co., Ltd. 7 Approve to Appoint External Auditor For For Management 8 Amend Articles of Association For Against Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Approve Development Plan For For Management 13 Approve Asset Backed Securitization For For Management and Authorization to the President 14.1 Elect Liu Zhongsheng as For For Management Non-Independent Executive Director 14.2 Elect Liu Bingbing as Non-Independent For For Management Non-Executive Director 14.3 Elect Li Qingxiang as Non-Independent For For Management Non-Executive Director 14.4 Elect Xue Jian as Non-Independent For For Management Non-Executive Director 14.5 Elect Lu Yurui as Non-Independent For For Management Non-Executive Director 14.6 Elect Liu Zongbo as Non-Independent For For Management Executive Director 14.7 Elect Jia Chenggang as Non-Independent For For Management Executive Director 14.8 Elect Ding Minglai as Non-Independent For For Management Executive Director 14.9 Elect Lin Sheng as Independent For For Management Non-Executive Director 14.10 Elect Shang Youguang as Independent For For Management Non-Executive Director 14.11 Elect Sun Guomao as Independent For For Management Non-Executive Director 14.12 Elect Luan Piqiang as Independent For For Management Non-Executive Director 14.13 Elect Wang Shaofei as Independent For For Management Non-Executive Director 15.1 Elect An Jie as Supervisor For For Management 15.2 Elect Wu Gang as Supervisor For For Management 15.3 Elect Hu Ming as Supervisor For For Management 15.4 Elect Li Xiaolan as Supervisor For For Management 15.5 Elect Li Zhigang as Supervisor For For Management -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Elect Huang Yuehua as Independent For For Management Director 11 Approve Provision of Guarantee for For For Shareholder Shanghai Telaidian 12 Approve Provision of Guarantee for For For Shareholder Shenzhen Telaidian -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines and Guarantee Provision 2 Approve Provision of Repurchase For For Management Guarantee and Related Party Transaction -------------------------------------------------------------------------------- QINGDAO TGOOD ELECTRIC CO., LTD. Ticker: 300001 Security ID: Y71637105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Amend Information Disclosure For Against Management Management System 13 Amend External Investment Management For Against Management Method 14 Amend Management System of Raised Funds For Against Management 15 Amend Management System for Providing For Against Management External Guarantees 16 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- QINGDAO ZHONGZI ZHONGCHENG GROUP CO., LTD. Ticker: 300208 Security ID: Y7164A107 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Signing of Equipment Purchase For Did Not Vote Management and Sale Contract 1.2 Approve Signing of General Contract For Did Not Vote Management for the Construction of the New Project of Qingdao Indonesia Comprehensive Industrial Park RKEF Phase I (4x33MVA Nickel-Iron Submerged Arc Furnace) 1.3 Approve Signing of General Contract For Did Not Vote Management for the Construction of a New 2x65MW Coal-fired Power Plant in Qingdao Indonesia Comprehensive Industrial Park 1.4 Approve Signing of Supplementary For Did Not Vote Management Contract for New Special Smelting Equipment (Process Change) in the First Phase of RKEF in Qingdao Indonesia Comprehensive Industrial Park 1.5 Approve to Sign the First Phase of For Did Not Vote Management RKEF (4x33MVA Nickel Iron Ore Arc Furnace) Engineering Process Change Construction General Contracting Contract 1.6 Approve Signing of Supplementary For Did Not Vote Management Contract for New Equipment (Capacity Expansion) for the 2x65MW Coal-fired Power Plant in Qingdao Indonesia Comprehensive Industrial Park 1.7 Approve Signing of General Contract For Did Not Vote Management for the Expansion and Increase of the 2x65MW Coal-fired Power Plant Project in Qingdao Indonesia Comprehensive Industrial Park 1.8 Approve to Sign an Agency Service For Did Not Vote Management Agreement for Certificate Processing of Enterprises Entering the Qingdao Indonesia Comprehensive Industrial Park 1.9 Approve to Sign the Agreement of For Did Not Vote Management Entering Enterprises in Qingdao Indonesia Comprehensive Industrial Park 1.10 Approve to Sign a Land Lease Contract For Did Not Vote Management for Qingdao Indonesia Comprehensive Industrial Park 1.11 Approve to Sign a Basic Service For Did Not Vote Management Contract for Enterprises Entering Qingdao Indonesia Comprehensive Industrial Park -------------------------------------------------------------------------------- QINGDAO ZHONGZI ZHONGCHENG GROUP CO., LTD. Ticker: 300208 Security ID: Y7164A107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Report For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Appoint of Auditor For Did Not Vote Management 7 Approve Comprehensive Financing Credit For Did Not Vote Management Line Application 8 Approve Loan Application and Related For Did Not Vote Management Party Transactions 9 Approve Company's Eligibility for For Did Not Vote Management Corporate Bond Issuance 10.1 Approve Issuance Scale For Did Not Vote Management 10.2 Approve Par Value and Issue Price For Did Not Vote Management 10.3 Approve Target Subscribers For Did Not Vote Management 10.4 Approve Issue Manner For Did Not Vote Management 10.5 Approve Bond Maturity and Type For Did Not Vote Management 10.6 Approve Bond Interest Rate and Method For Did Not Vote Management of Determination 10.7 Approve Payment Manner of Capital and For Did Not Vote Management Interest 10.8 Approve Use of Proceeds For Did Not Vote Management 10.9 Approve Listing Transfer Arrangements For Did Not Vote Management 10.10 Approve Resolution Validity Period For Did Not Vote Management 11 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- QINGHAI HUZHU BARLEY WINE CO., LTD. Ticker: 002646 Security ID: Y7164K113 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- QINGHAI HUZHU BARLEY WINE CO., LTD. Ticker: 002646 Security ID: Y7164K113 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xing Mingqiang as Independent For For Management Director -------------------------------------------------------------------------------- QINGHAI HUZHU BARLEY WINE CO., LTD. Ticker: 002646 Security ID: Y7164K113 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 2 Elect Fang Wenbin as Supervisor For For Shareholder -------------------------------------------------------------------------------- QINGHAI HUZHU BARLEY WINE CO., LTD. Ticker: 002646 Security ID: Y7164K113 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Fan Wenlai as Independent For For Management Director -------------------------------------------------------------------------------- QINGHAI HUZHU BARLEY WINE CO., LTD. Ticker: 002646 Security ID: Y7164K113 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Auditor For For Management 10 Amend Related Party Transaction For Against Management Decision System 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- QINGHAI SPRING MEDICINAL RESOURCES TECHNOLOGY CO. LTD. Ticker: 600381 Security ID: Y7172N109 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Asset Acquisition For For Management -------------------------------------------------------------------------------- QINGHAI SPRING MEDICINAL RESOURCES TECHNOLOGY CO. LTD. Ticker: 600381 Security ID: Y7172N109 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Allowance of Independent For For Management Directors 9 Approve Remuneration of Supervisor For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- QINGLING MOTORS CO. LTD Ticker: 1122 Security ID: Y71713104 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements and Independent Auditor's Report 4 Approve 2020 Profit Appropriation For For Management Proposal 5.1 Elect Luo Yuguang as Director For For Management 5.2 Elect Hayashi Shuichi as Director For For Management 5.3 Elect Maegaki Keiichiro as Director For For Management 5.4 Elect Adachi Katsumi as Director For Against Management 5.5 Elect Li Juxing as Director For Against Management 5.6 Elect Xu Song as Director For For Management 5.7 Elect Li Xiaodong as Director For For Management 5.8 Elect Long Tao as Director For For Management 5.9 Elect Song Xiaojiang as Director For Against Management 5.10 Elect Liu Tianni as Director For For Management 5.11 Elect Liu Erh Fei as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Authorize Board to Enter Into a For For Management Service Contract or an Appointment Letter with the Newly Elected Executive Directors and Independent Non-Executive Directors 8 Elect Min Qing as Supervisor For For Management 9 Approve Remuneration of Supervisors For For Management 10 Authorize Board to Enter Into a For For Management Service Contract or an Appointment Letter with the Newly Elected Supervisors 11 Appoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP Chongqing Branch and Deloitte Touche Tohmatsu as PRC and International Auditors, Respectively, and Authorize Board to Determine Their Remuneration -------------------------------------------------------------------------------- QINHUANGDAO PORT CO., LTD. Ticker: 3369 Security ID: Y7S65Z110 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Fix Their Audit Fees 6 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Fix Their Audit Fees 7 Approve Directors' Annual Remuneration For For Management 8 Approve Supervisors' Annual For For Management Remuneration 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Approve Closing of Investment Projects For For Shareholder Funded by Proceeds from the Issuance of A Shares and Allocation of Surplus Proceeds for Permanent Replenishment of Working Capital -------------------------------------------------------------------------------- QINHUANGDAO PORT CO., LTD. Ticker: 3369 Security ID: Y7S65Z110 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- QISDA CORP. Ticker: 2352 Security ID: Y07988101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt and/or Ordinary Shares and/or Preferred Shares and/or Private Placement of Ordinary Shares and/or Global or Domestic Convertible Bonds via Private Placement 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 7 Approve Release of Restrictions of For For Management Competitive Activities of Current Directors and Representatives -------------------------------------------------------------------------------- QL RESOURCES BERHAD Ticker: 7084 Security ID: Y7171B106 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Chia Song Kun as Director For For Management 3 Elect Chia Song Kooi as Director For For Management 4 Elect Kow Poh Gek as Director For For Management 5 Elect Low Teng Lum as Director For For Management 6 Elect Wee Beng Chuan as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits For For Management 9 Approve Additional Directors' Fees For For Management 10 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Approve Bonus Issue of New Ordinary For For Management Shares 13 Authorize Share Repurchase Program For For Management 14 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- QTONE EDUCATION GROUP (GUANGDONG) CO., LTD. Ticker: 300359 Security ID: Y2R36Y103 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhuang Wenyu as Non-independent For For Management Director 1.2 Elect Tan Bing as Non-independent For For Management Director 1.3 Elect Xu Ting as Non-independent For For Management Director 1.4 Elect Liu Yuming as Non-independent For For Management Director 1.5 Elect Yang Fan as Non-independent For For Management Director 1.6 Elect Lu Shiyu as Non-independent For For Management Director 2.1 Elect Yu Yongyi as Independent Director For For Management 2.2 Elect Chen Jia as Independent Director For For Management 2.3 Elect Yang Zhisheng as Independent For For Management Director 3 Elect Li Yanbo as Supervisor For For Management 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve Unfulfilled Exercise For For Management Conditions of Stock Option Incentive Plan During Exercise Period and Cancellation of Stock Options 6 Approve Authorization of the Board for For For Management Repurchase and Cancellation of Performance Shares 7 Amend Article of Association For For Management -------------------------------------------------------------------------------- QTONE EDUCATION GROUP (GUANGDONG) CO., LTD. Ticker: 300359 Security ID: Y2R36Y103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Remuneration Management System For For Management for Directors, Supervisor and Senior Management Members 3 Approve Transfer of Investment Fund For For Management Shares -------------------------------------------------------------------------------- QTONE EDUCATION GROUP (GUANGDONG) CO., LTD. Ticker: 300359 Security ID: Y2R36Y103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Audited Financial Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 9 Approve Appointment of Auditor For For Management 10 Approve Cancellation of Stock Options For For Management 11 Approve Authorization of the Board to For For Management Handle Matters Related to Cancellation of Stock Options 12 Amend Related-party Transaction For Against Management Management Measures -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For Against Management Management Approved at the April 30, 2020 AGM -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Heraclito de Brito Gomes Junior as Independent Board Chairman 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauro Teixeira Sampaio as Independent Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Ramos Neto as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Martins de Souza as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Wagner Lopes Barbosa as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Dantas Rodenburg as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Martha Maria Soares Savedra as Independent Director 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement for Partial Spin-Off For Did Not Vote Management of Qualicorp Administradora de Beneficios S.A. (Qualicorp Administradora) and Absorption of Partial Spun-Off Assets 2 Ratify Apsis Consultoria e Avaliacoes For Did Not Vote Management Ltda. as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For Did Not Vote Management 4 Approve Partial Spin-Off of Qualicorp For Did Not Vote Management Administradora de Beneficios S.A. (Qualicorp Administradora) and Absorption of Partial Spun-Off Assets 5 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- QUALITAS CONTROLADORA S.A.B. DE C.V. Ticker: Q Security ID: P7921H130 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Report on Adherence to Fiscal For For Management Obligations 3 Approve Reports on Transactions For For Management Carried Out by Audit Committee and Corporate Practices Committee 4 Approve Allocation of Income For For Management 5 Approve Report on Share Repurchase and For For Management Set Aggregate Nominal Amount of Share Repurchase Reserve 6 Elect or Ratify Board Members, For For Management Executives and Members of Key Committees 7 Approve Remuneration of Directors and For For Management Members of Key Committees 1 Approve Reduction in Share Capital via For For Management Cancellation of Treasury Shares 2 Amend Articles to Reflect Changes in For For Management Capital 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- QUALITY HOUSES PUBLIC CO. LTD. Ticker: QH Security ID: Y7173A288 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Adisorn Thananan-narapool as For For Management Director 5.2 Elect Achawin Asavabhokin as Director For For Management 5.3 Elect Apinya Jarutrakulchai as Director For For Management 6 Approve Remuneration of Directors for For For Management 2021 7 Approve Bonus of Directors for 2020 For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- QUANTA COMPUTER, INC. Ticker: 2382 Security ID: Y7174J106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For Against Management Other Parties and Endorsements & Guarantees -------------------------------------------------------------------------------- QUANTA STORAGE, INC. Ticker: 6188 Security ID: Y7175W106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Shares Before For For Management Techman Robot is Listed in Cooperation with Application for Stock Listing and Shareholding Dispersal Requirements 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- QUANTUM HI-TECH (CHINA) BIOLOGICAL CO., LTD. Ticker: 300149 Security ID: Y443A5102 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing in Hong Kong Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Manner of Pricing For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 2.8 Approve Financing Cost Analysis For For Management 2.9 Approve Application for Listing on For For Management Stock Exchange 3 Approve Resolution Validity Period For For Management 4 Approve Issuance of H Shares for For For Management Fund-raising Use Plan 5 Approve Purchase of Prospectus For For Management Liability Insurance 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Arrangements on Roll-forward For For Management Profits 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Approve Special Storage Account and For For Management Usage for Raised Funds Management System 12 Amend Working System for Independent For For Management Directors 13 Amend Related-Party Transaction For For Management Management System 14 Amend Foreign Investment Management For For Management Method 15 Amend Management System for Providing For For Management External Guarantees 16 Amend Internal Management System For For Management 17 Approve Amendments to Articles of For For Management Association 18 Approve to Appoint Auditor For For Management 19 Approve Signing of Investment For For Shareholder Cooperation Agreement -------------------------------------------------------------------------------- QUANTUM HI-TECH (CHINA) BIOLOGICAL CO., LTD. Ticker: 300149 Security ID: Y443A5102 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name For For Management 2 Elect Guo Zhicheng as Independent For For Management Director 3 Elect Liang Baoxia as Non-independent For For Management Director 4 Amend Articles of Association For For Shareholder 5 Approve Adjustment in the For For Shareholder Implementation of Project Construction -------------------------------------------------------------------------------- QUANTUMCTEK CO., LTD. Ticker: 688027 Security ID: Y716DS108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Report of the Independent For For Management Directors 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration Plan of Directors For Against Management 8 Approve Remuneration Plan of For Against Management Supervisors 9 Approve to Appoint Auditor For For Management 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Related Party Transaction For For Management 14 Approve Use of Raised Funds to Invest For For Management in the Construction of New Projects -------------------------------------------------------------------------------- QUANTUMCTEK CO., LTD. Ticker: 688027 Security ID: Y716DS108 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revised Draft and Summary of For For Management Performance Shares Incentive Plan -------------------------------------------------------------------------------- QUECTEL WIRELESS SOLUTIONS CO. LTD. Ticker: 603236 Security ID: Y6299R100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Working System for Independent For Against Management Directors 11 Amend Controlling Shareholders and For Against Management Ultimate Controllers Behavior Regulation 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14 Approve Provision of External Guarantee For For Management 15 Approve Application of Credit Lines For Against Management 16 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- QUESS CORP LIMITED Ticker: 539978 Security ID: Y3R6BW102 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chandran Ratnaswami as Director For For Management 3 Elect Krishna Suraj Moraje as Director For For Management 4 Approve Appointment and Remuneration For For Management of Krishna Suraj Moraje as Executive Director and Group Chief Executive Officer 5 Elect Gopalakrishnan Soundarajan as For For Management Director 6 Elect Gaurav Mathur as Director For For Management 7 Elect Kalpathi Ratna Girish as Director For For Management 8 Reelect Revathy Ashok as Director For For Management 9 Reelect Sanjay Anandaram as Director For For Management 10 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- RABIGH REFINING & PETROCHEMICAL CO. Ticker: 2380 Security ID: M8180Q103 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2,Q3 and Annual Statement of FY 2021 and Q1,Q2,Q3 and Annual Statement of FY 2022 and Q1 of FY 2023 6 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 7 Approve Related Party Transactions Re: For For Management Saudi Aramco 8 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Company Ltd 9 Approve Related Party Transactions Re: For For Management Saudi Aramco 10 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Company Ltd 11 Approve Related Party Transactions Re: For For Management Saudi Aramco 12 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Company Ltd 13 Approve Related Party Transactions Re: For For Management Saudi Aramco 14 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Company Ltd 15 Approve Related Party Transactions Re: For For Management Saudi Aramco 16 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Company Ltd 17 Approve Related Party Transactions Re: For For Management Saudi Aramco 18 Approve Related Party Transactions Re: For For Management Sumitomo Chemical Company Ltd 19 Approve Remuneration of Independent For For Management Directors of SAR 1,050,000 for FY 2020 20 Elect Othman Al Ghamdi as Director For For Management -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Pen-Jan Wang, with Shareholder For For Management NO.1, as Non-Independent Director 3.2 Elect Been-Fong Wang, Representative For Against Management of Dragonjet Investment Co., Ltd, with Shareholder NO.30434, as Non-Independent Director 3.3 Elect Hui-Chu Su, Representative of For Against Management Ray-Shen Investment Co., Ltd, with Shareholder NO.7842, as Non-Independent Director 3.4 Elect Pen-Tsung Wang, with Shareholder For Against Management NO.13, as Non-Independent Director 3.5 Elect Pen-Chin Wang, with Shareholder For Against Management NO.150, as Non-Independent Director 3.6 Elect Hsiang-Kuan Pu, with Shareholder For Against Management NO.D120787XXX, as Non-Independent Director 3.7 Elect Tzi-Chen Huang, with Shareholder For Against Management NO.5510, as Independent Director 3.8 Elect Yao-Chung Chiang, with For Against Management Shareholder NO.E101934XXX, as Independent Director 3.9 Elect Lun-Pin Tseng, with Shareholder For For Management NO.D120863XXX, as Independent Director 3.10 Elect Jung-Yao Hsieh, with Shareholder For For Management NO.83577, as Independent Director 4 Approve Amendments to Articles of For For Management Association 5 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- RADICO KHAITAN LIMITED Ticker: 532497 Security ID: Y7174A147 Meeting Date: AUG 31, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect K.P. Singh as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RADIUM LIFE TECH CO., LTD. Ticker: 2547 Security ID: Y7342U108 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Closure Report for the For Against Management Company's First Overseas Unsecured Convertible Bonds in 2004 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 5-for-1 Stock Split and Amend For For Management Article 4 Accordingly 2 Amend Article 11 For For Management 3 Amend Article 14 For For Management 4 Consolidate Bylaws For For Management 5 Approve Restricted Stock Plan For For Management 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Pipponzi as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Pires Oliveira Dias as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Cristiana Almeida Pipponzi as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Plinio Villares Musetti as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Coutinho Galvao Filho as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Pires Oliveira Dias as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Ambrogio Crespi Bonomi as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvia de Souza Leao Wanderley as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Denise Soares dos Santos as Independent Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Philipp Paul Marie Povel as Independent Director 8.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Nivaldo Gon as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Approve Remuneration of Company's For For Management Management 11 Elect Fiscal Council Members For Abstain Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 Elect Antonio Edson Maciel dos Santos None For Shareholder as Fiscal Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder 14 Approve Remuneration of Fiscal Council For For Management Members 15 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIA DROGASIL SA Ticker: RADL3 Security ID: P7942C102 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 For For Management 2 Amend Article 6 Re: Increase in Board For For Management Size 3 Amend Article 6 For For Management 4 Amend Article 6 For For Management 5 Amend Article 6 For For Management 6 Amend Article 6 For For Management 7 Amend Article 6 For For Management 8 Amend Article 9 For For Management 9 Amend Article 9 For For Management 10 Amend Article 7 For For Management 11 Amend Articles For For Management 12 Consolidate Bylaws For For Management 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RAIN INDUSTRIES LTD. Ticker: 500339 Security ID: Y7178Y117 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Interim Dividend For For Management 4 Reelect N. Sujith Kumar Reddy as For For Management Director 5 Reelect Jagan Mohan Reddy Nellore as For For Management Director -------------------------------------------------------------------------------- RAIN INDUSTRIES LTD. Ticker: 500339 Security ID: Y7178Y117 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Interim Dividend For For Management 4 Reelect N. Sujith Kumar Reddy as For For Management Director -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Provide Credit Enhancement For For Management Measures for the Asset Backed Securitization Plan and Enjoy Preferential Acquisition 2 Approve Subscription of Subordinated For For Management Asset-backed Securities of Asset Backed Securitization Plan 3 Approve Provision of Counter Guarantee For For Management 4 Approve Authorization of the For For Management Management to Handle Matters Related to the Asset Backed Securitization Plan 5 Approve Issuance of Letter of For For Shareholder Guarantee and Provision of Guarantee for Wholly-owned Subsidiary as well as Acceptance of Counter Guarantee -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint External Auditor For For Management and Internal Control Auditor 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Manner of Share For For Management Repurchase 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.4 Approve Type, Usage, Total Capital, For For Management Quantity and Proportion of the Company's Total Share Capital 1.5 Approve Source of Funds for Share For For Management Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Resolution Validity Period For For Management 1.8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Peiyin as Non-Independent For For Management Director -------------------------------------------------------------------------------- RAINBOW DIGITAL COMMERCIAL CO., LTD. Ticker: 002419 Security ID: Y71751104 Meeting Date: APR 01, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Annual Report and Summary For Did Not Vote Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Daily Related Party For Did Not Vote Management Transactions 6 Approve Remuneration of the Chairman For Did Not Vote Management 7 Approve Report of the Board of For Did Not Vote Management Supervisors -------------------------------------------------------------------------------- RAJESH EXPORTS LIMITED Ticker: 531500 Security ID: Y7181T147 Meeting Date: DEC 31, 2020 Meeting Type: Annual Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 4 Reelect Rajesh Mehta as Director For For Management 5 Reelect Vijaya Lakhsmi as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rajesh Mehta as Chairman 7 Approve Reappointment and Remuneration For For Management of Prashanth Mehta as Managing Director -------------------------------------------------------------------------------- RAK PROPERTIES PJSC Ticker: RAKPROP Security ID: M81868107 Meeting Date: APR 03, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws For Against Management 2 Amend Article 19 of Bylaws Re: Number For Against Management of Directors 1 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Discharge of Auditors for FY For For Management 2020 6 Approve Remuneration of Directors for For For Management FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 8 Approve the Appointment of For For Management Representatives for the Shareholders and Fix Their Remuneration 9 Elect Directors (Cumulative Voting) For Against Management -------------------------------------------------------------------------------- RALLIS INDIA LTD. Ticker: 500355 Security ID: Y7181S131 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Bhaskar Bhat as Director For For Management 5 Reelect C. V. Natraj as Director For For Management 6 Reelect Padmini Khare Kaicker as For For Management Director 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RAND MERCHANT INVESTMENT HOLDINGS LTD. Ticker: RMI Security ID: S6815J118 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Johan Burger as Director For Against Management 1.2 Re-elect Laurie Dippenaar as Director For For Management 1.3 Re-elect Paul Harris as Director For For Management 1.4 Re-elect Albertinah Kekana as Director For Against Management 1.5 Re-elect Mamongae Mahlare as Director For For Management 1.6 Re-elect Obakeng Phetwe as Director For For Management 1.7 Re-elect James Teeger as Director For For Management 1 Approve Remuneration Policy For Against Management 2 Approve Remuneration Implementation For Against Management Report 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Johan Burger as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.4 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares and/or For For Management Options Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related and Inter-related Entities -------------------------------------------------------------------------------- RANDON SA IMPLEMENTOS E PARTICIPACOES Ticker: RAPT4 Security ID: P7988W103 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- RASPADSKAYA PJSC Ticker: RASP Security ID: X7457E106 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 2.70 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- RASPADSKAYA PJSC Ticker: RASP Security ID: X7457E106 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Edition of Charter For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Marat Atnashev as Director None For Management 3.2 Elect Andrei Davydov as Director None Against Management 3.3 Elect Aleksei Ivanov as Director None Against Management 3.4 Elect Nikolai Ivanov as Director None Against Management 3.5 Elect Aleksandr Kuznetsov as Director None Against Management 3.6 Elect Ilia Lifshits as Director None Against Management 3.7 Elect Olga Pokrovskaia as Director None For Management 3.8 Elect Eric Hugh John Stoyell as None For Management Director 3.9 Elect Aleksandr Frolov as Director None Against Management -------------------------------------------------------------------------------- RASPADSKAYA PJSC Ticker: RASP Security ID: X7457E106 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transactions For Against Management 2 Approve Large-Scale Transactions For Against Management -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Authorization of the Board to For For Management Handle All Matters Related to Small-scale Rapid Financing -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Management System for Providing For For Management External Investments 5 Amend Related-Party Transaction For For Management Management System 6 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- RASTAR GROUP Ticker: 300043 Security ID: Y97257102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Adjustment on Remuneration of For For Management Directors 6 Approve Application of Credit Lines For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve Adjustment of Remuneration of For For Management Supervisors -------------------------------------------------------------------------------- RATCH GROUP PUBLIC COMPANY LIMITED Ticker: RATCH Security ID: Y719E9103 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve KPMG Phoomchai Audit Limited For Against Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7.1 Elect Nantika Thangsuphanich as For For Management Director 7.2 Elect Chartchai Rojanaratanangkule as For Against Management Director 7.3 Elect Somboon Nhookeaw as Director For Against Management 7.4 Elect Kriengkrai Rukkulchon as Director For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- RATCH GROUP PUBLIC COMPANY LIMITED Ticker: RATCH Security ID: Y719E9103 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve KPMG Phoomchai Audit Limited For Against Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7.1 Elect Ratanachai Namwong as Director For For Management 7.2 Elect Suthon Boonprasong as Director For For Management 7.3 Elect Nutthavutthi Chamchang as For For Management Director 7.4 Elect Kijja Sripatthangkura as Director For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- RATCHTHANI LEASING PUBLIC COMPANY LIMITED Ticker: THANI Security ID: Y7198R142 Meeting Date: JUL 10, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Acknowledge Interim Dividend Payment None None Management 6.1 Elect Virat Chinprapinporn as Director For For Management 6.2 Elect Charoensook Kititti as Director For For Management 6.3 Elect Somjate Moosirilert as Director For For Management 6.4 Elect Suvarnapha Suvarnaprathip as For For Management Director 7.1 Acknowledge 2019 Remuneration for the None None Management Board of Directors and Sub-Committees 7.2 Approve Remuneration of the Directors For For Management and Members of Sub-Committees for the Year 2020 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance and Offering of For For Management Debentures 10 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 11 Approve Allocation of Ordinary Shares For For Management to Existing Shareholders 12 Other Business For Against Management -------------------------------------------------------------------------------- RATCHTHANI LEASING PUBLIC COMPANY LIMITED Ticker: THANI Security ID: Y7198R142 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Dividend Payment For For Management 6.1 Elect Varavudh Varaporn as Director For For Management 6.2 Elect Naree Boontherawara as Director For For Management 6.3 Elect Kamtorn Tantisirivat as Director For For Management 6.4 Elect Sorasak Chayaraks as Director For For Management 7 Acknowledge Remuneration of Directors None None Management and Sub-Committees in 2020 8 Approve Remuneration of Directors and For For Management Sub-Committees for the Year 2021 9 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Other Business For Against Management -------------------------------------------------------------------------------- RAUBEX GROUP LTD. Ticker: RBX Security ID: S68353101 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 29 February 2020 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with CJ Hertzog as the Individual Registered Auditor 3.1 Re-elect Freddie Kenney as Director For For Management 3.2 Re-elect Leslie Maxwell as Director For For Management 3.3 Re-elect Bryan Kent as Director For For Management 3.4 Re-elect Setshego Bogatsu as Director For For Management 4.1 Re-elect Leslie Maxwell as Member of For For Management the Audit Committee 4.2 Re-elect Bryan Kent as Member of the For For Management Audit Committee 4.3 Re-elect Setshego Bogatsu as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Implementation For For Management Report 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- RAYMOND LIMITED Ticker: 500330 Security ID: Y72123147 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on 0.01 Percent For For Management Compulsorily Convertible Preference Shares 3 Reelect Gautam Hari Singhania as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- RAYTRON TECHNOLOGY CO., LTD. Ticker: 688002 Security ID: Y7S9BW106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- RBL BANK LIMITED Ticker: 540065 Security ID: Y8T507108 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend For For Management 4 Reelect Vijay Mahajan as Director For For Management 5 Approve Haribhakti & Co. LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Veena Mankar as Director For For Management 7 Elect Ranjana Agarwal as Director For For Management 8 Approve Reappointment and Revision in For For Management Remuneration of Rajeev Ahuja as Executive Director 9 Approve Reappointment and Revision in For For Management Remuneration of Prakash Chandra as Independent Director, as the Non-Executive (Part-time) Chairman 10 Approve Revision in the Remuneration For For Management and Payment of Performance Bonus of Vishwavir Ahuja as Managing Director & Chief Executive Officer 11 Approve Increase in Borrowing Powers For For Management 12 Approve Issuance of Debt Securities on For For Management Private Placement Basis 13 Amend Employee Stock Option Plan 2018 For Against Management and Enhance Limit for Issuance Shares Under Employee Stock Option Plan 2018 to Eligible Employees of the Bank 14 Approve Enhancement of Limit for For Against Management Issuance Shares Under Employee Stock Option Plan 2018 to Eligible Employees of the Subsidiary(ies) of the Bank -------------------------------------------------------------------------------- RBL BANK LIMITED Ticker: 540065 Security ID: Y8T507108 Meeting Date: SEP 12, 2020 Meeting Type: Special Record Date: SEP 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve White Wash Waiver For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Shareholder Return Plan For For Management 12 Approve Provision of Guarantee For For Management 13 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- REALCAN PHARMACEUTICAL GROUP CO., LTD. Ticker: 002589 Security ID: Y7685B105 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- REALTEK SEMICONDUCTOR CORP. Ticker: 2379 Security ID: Y7220N101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3.1 Elect Yeh Nan Horng, a Representative For For Management of Cotek Pharmaceutical Industry Co., Ltd, with Shareholder No. 256, as Non-Independent Director 3.2 Elect Yeh Po Len, a Representative of For Against Management Sonnen Limited, with Shareholder No. 239637, as Non-Independent Director 3.3 Elect Chiu Sun Chien, a Representative For For Management of United Glory Co., Ltd, with Shareholder No. 65704, as Non-Independent Director 3.4 Elect Chen Kuo Jong, a Representative For Against Management of United Glory Co., Ltd, with Shareholder No. 65704, as Non-Independent Director 3.5 Elect Huang Yung Fang, with For Against Management Shareholder No. 4926, as Non-Independent Director 3.6 Elect Yen Kuang Yu, with Shareholder For Against Management No. 36744, as Non-Independent Director 3.7 Elect Ni Shu Ching, with Shareholder For Against Management No. 88, as Non-Independent Director 3.8 Elect Tsai Tyau Chang, with ID No. For For Management Q102343XXX, as Independent Director 3.9 Elect Chen Fu Yen, with ID No. For For Management P100255XXX, as Independent Director 3.10 Elect Lo Chun Pa, with ID No. For For Management J121210XXX, as Independent Director 4 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- REC LIMITED Ticker: 532955 Security ID: Y73650106 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Sanjeev Kumar Gupta as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Approve Increase in Borrowing Limits For For Management 6 Approve Pledging of Assets for Debt For For Management 7 Authorize Issuance of For For Management Unsecured/Secured Non-Convertible Bonds/Debentures on Private Placement Basis 8 Approve Related Party Transactions For Against Management with Energy Efficiency Services Limited -------------------------------------------------------------------------------- RECHI PRECISION CO. LTD. Ticker: 4532 Security ID: Y7225T103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Current Directors and Representatives -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Terms of Bondholders and For For Management Bondholder Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Safekeeping of Raised Funds For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital 2 Approve Daily Related Party Transaction For For Management 3 Elect Luo Jin as Supervisor For For Management 4 Approve Adjustment of External For For Management Guarantee 5 Approve Adjustment of Comprehensive For For Management Credit Line Application -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Use of Funds for For For Management Cash Management -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction and Transfer For For Management of Equity 2 Approve Waiver of Pre-emptive Right For For Management 3 Amend Articles of Association For For Management 4 Amend Provision of External Financial For Against Management Assistance Management System -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction and Transfer For Did Not Vote Management of Equity 2 Approve Waiver of Pre-emptive Right For Did Not Vote Management 3 Amend Articles of Association For Did Not Vote Management 4 Amend Provision of External Financial For Did Not Vote Management Assistance Management System -------------------------------------------------------------------------------- RED AVENUE NEW MATERIALS GROUP CO., LTD. Ticker: 603650 Security ID: Y7S9B3100 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For Against Management Senior Management Members 7 Approve Remuneration of Supervisors For Against Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of External Guarantee For Against Management 10 Approve Appointment of Auditor For For Management 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12.1 Elect Li Xiaoguang as Director For For Shareholder 12.2 Elect Tang Jie as Director For For Shareholder -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Public Issuance of Corporate Bonds to Professional Investors 2.01 Approve Issue Scale, Par Value and For For Management Issue Price 2.02 Approve Method and Target of Issuance For For Management 2.03 Approve Bond Interest Rate and For For Management Determination Method 2.04 Approve Maturity Term and Type of Bonds For For Management 2.05 Approve Use of Proceeds For For Management 2.06 Approve Underwriting Method For For Management 2.07 Approve Guarantee For For Management 2.08 Approve Protective Measures for For For Management Repayment, Redemption Terms or Repurchase Terms 2.09 Approve Place of Listing For For Management 2.10 Approve Validity Period of the For For Management Resolutions 3 Authorize Board and Its Authorized For For Management Persons to Handle Matters in Relation to the Public Issuance of Corporate Bonds 4 Approve Issuance of Domestic Debt For For Management Financing Instruments -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qin Hong as Director For For Shareholder 2 Elect Liu Jin as Director For For Shareholder 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Qin Hong as Director For For Shareholder 3.1 Elect Liu Jin as Director For For Shareholder -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Phase of the Employee For For Management Stock Ownership Plan (Draft) of Red Star Macalline Group Corporation Ltd. and Its Extracts 2 Approve Measures for Management of the For For Management Third Phase of the Employee Stock Ownership Plan of Red Star Macalline Group Corporation Ltd. 3 Authorize Board to Deal with All For For Management Matters in Relation to the Third Phase of the Employee Stock Ownership Plan of the Company 4 Elect Chen Chaohui as Director For For Shareholder -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Third Phase of the Employee For For Management Stock Ownership Plan (Draft) of Red Star Macalline Group Corporation Ltd. and Its Extracts 2 Approve Measures for Management of the For For Management Third Phase of the Employee Stock Ownership Plan of Red Star Macalline Group Corporation Ltd. 3 Authorize Board to Deal with All For For Management Matters in Relation to the Third Phase of the Employee Stock Ownership Plan of the Company 4 Elect Chen Chaohui as Director For For Shareholder -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Final Account Report For For Management 4 Approve 2021 Financial Budget Report For For Management 5 Approve 2020 Annual Report and Annual For For Management Results 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of External For For Management Auditor and Internal Control Auditor 10 Approve Extension of Validity Period For For Management of the Resolution on the Non-Public Issuance of A Shares 11 Approve Extension of Validity Period For For Management of the Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R100 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management of the Resolution on the Non-Public Issuance of A Shares 2 Approve Extension of Validity Period For For Management of the Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Final Account Report For For Management 4 Approve 2021 Financial Budget Report For For Management 5 Approve 2020 Annual Report and Annual For For Management Results 6 Approve 2020 Profit Distribution Plan For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of External For For Management Auditor and Internal Control Auditor 10 Approve Extension of Validity Period For For Management of the Resolution on the Non-Public Issuance of A Shares 11 Approve Extension of Validity Period For For Management of the Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares -------------------------------------------------------------------------------- RED STAR MACALLINE GROUP CORPORATION LTD. Ticker: 1528 Security ID: Y7S99R118 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period For For Management of the Resolution on the Non-Public Issuance of A Shares 2 Approve Extension of Validity Period For For Management of the Authorization Granted by the General Meeting to the Board to Handle Matters in Relation to the Non-Public Issuance of Shares -------------------------------------------------------------------------------- REDCO PROPERTIES GROUP LIMITED Ticker: 1622 Security ID: G73310131 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Tang Chengyong as Director and For For Management Authorize Board to Fix His Remuneration 3b Elect Chau On Ta Yuen as Director and For For Management Authorize Board to Fix His Remuneration 3c Elect Tam Kam Kau as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- REDE D'OR SAO LUIZ SA Ticker: RDOR3 Security ID: P79942101 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital, Amend Articles and Consolidate Bylaws 2 Approve Agreement to Absorb Maximagem For For Management - Diagnostico por Imagem Ltda 3 Ratify Meden Consultoria Empresarial For For Management Ltda as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Absorption of Maximagem - For For Management Diagnostico por Imagem Ltda 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- REDE D'OR SAO LUIZ SA Ticker: RDOR3 Security ID: P79942101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- REDEFINE PROPERTIES LTD. Ticker: RDF Security ID: S6815L196 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Diane Radley as Director For For Management 2 Elect Ntobeko Nyawo as Director For For Management 3 Re-elect Marius Barkhuysen as Director For For Management 4 Re-elect Lesego Sennelo as Director For For Management 5.1 Re-elect Bridgitte Mathews as Member For For Management of the Audit Committee 5.2 Re-elect Daisy Naidoo as Member of the For For Management Audit Committee 5.3 Elect Diane Radley as Member of the For For Management Audit Committee 5.4 Re-elect Lesego Sennelo as Member of For For Management the Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with John Bennett as the Designated Audit Partner 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Approve Specific Authority to Issue For For Management Shares Pursuant to a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Implementation of the For For Management Remuneration Policy 12 Amend the Executive Incentive Scheme For For Management Rules 13 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 3 Approve Financial Assistance to For For Management Related and Inter-related Parties 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- REDINGTON INDIA LIMITED Ticker: 532805 Security ID: Y72020111 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Tu, Shu-Chyuan as Director For For Management 4 Reelect Chen, Yi-Ju as Director For For Management 5 Approve Ernst & Young LLP, Singapore For For Management as Branch Auditor and Authorize Board to Fix Their Remuneration 6 Approve Payment of Remuneration to For For Management Non-Executive Directors -------------------------------------------------------------------------------- REGIONAL SAB DE CV Ticker: RA Security ID: P8008V109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report, Including For For Management Financial Statements and Statutory Reports 1.b Approve Board's Report For For Management 1.c Approve Audit Committee's Report For For Management Including Board's Opinion on CEO's Report 1.d Approve Corporate Practices For For Management Committee's Report 2.a Approve Allocation of Income For For Management 2.b Approve Cash Dividends For For Management 2.c Set Maximum Amount of Share Repurchase For For Management Reserve 2.d Present Report on Share Repurchase For For Management 3.a Approve Discharge of Board of Directors For For Management 3.b1 Fix Number of Directors at 14 For For Management 3.b2 Elect or Ratify Manuel G. Rivero For For Management Santos as Director 3.b2a Elect or Ratify Manuel Gerardo Rivero For For Management Zambrano as Director 3.b2b Elect or Ratify Sergio Eugenio For For Management Gonzalez Barragan as Director 3.b2c Elect or Ratify Hector Cantu Reyes as For For Management Director 3.b2d Elect or Ratify Alejandra Rivero Roel For For Management as Director 3.b2e Elect or Ratify Francisco Rogelio For For Management Garza Egloff as Director 3.b2f Elect or Ratify Alfonso Gonzalez For For Management Migoya as Director 3.b2g Elect or Ratify Jorge Humberto Santos For For Management Reyna as Director 3.b2h Elect or Ratify Isauro Alfaro Alvarez For For Management as Director 3.b2i Elect or Ratify Oswaldo Jose Ponce For For Management Hernandez as Director 3.b2j Elect or Ratify Juan Carlos Calderon For For Management Guzman as Director 3.b2k Elect or Ratify Daniel Adrian Abut as For For Management Director 3.b2l Elect or Ratify Carlos Arreola For For Management Enriquez as Director 3.b2m Elect or Ratify Luis Miguel Torre For For Management Amione as Director 3.b2n Elect or Ratify Marcelo Zambrano For For Management Lozano as Alternate Director 3.b3 Ratify Independence Classification of For For Management Independent Directors 3.b4 Ratify Jaime Alberto Rivero Santos For For Management Honorary Chairman of Board, Manuel G. Rivero Santos as Executive Chairman of Board, Manuel Gerardo Rivero Zambrano as CEO, Napoleon Garcia Cantu as Secretary and Enrique Navarro Ramirez as Deputy Secretary 3.b5 Approve Directors Liability and For For Management Indemnification 3.c1 Elect or Ratify Alfonso Gonzalez For For Management Migoya as Chairman of Audit and Corporate Practices Committees 3.c2 Elect or Ratify Alfonso Gonzalez For For Management Migoya as Chairman and Jorge Humberto Santos Reyna and Carlos Arreola Enriquez as Members of Audit Committee 3.c3 Elect or Ratify Alfonso Gonzalez For For Management Migoya as Chairman and Oswaldo Jose Ponce Hernandez, Daniel Adrian Abut and Jorge Humberto Santos Reyna as Members of Corporate Practices Committee 3.d1 Ratify Remuneration of Directors Paid For For Management Between 2020 AGM and This year AGM 3.d2 Remuneration of Directors, Commissars For For Management and Committee Members of Regional S.A. will be Approved by Banco Regional S. A., Institucion de Banca Multiple Banregio Grupo Financiero's Ordinary Meeting 4 Approve Certification of the Company's For For Management Bylaws 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- RELAXO FOOTWEARS LIMITED Ticker: 530517 Security ID: Y7255B162 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Deval Ganguly as Director For For Management 4 Approve Reappointment and Remuneration For For Management of Nikhil Dua as Whole-time Director 5 Approve Reappointment and Remuneration For For Management of Ritesh Dua as Executive Vice President (Finance) 6 Approve Reappointment and Remuneration For For Management of Gaurav Dua as Executive Vice President (Marketing) 7 Approve Reappointment and Remuneration For For Management of Nitin Dua as Executive Vice President (Retail) 8 Approve Reappointment and Remuneration For For Management of Rahul Dua as Assistant Executive Vice President (Manufacturing) -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72596102 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividends For For Management 3 Reelect Hital R. Meswani as Director For For Management 4 Reelect P.M.S. Prasad as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Hital R. Meswani as a Whole-time Director 6 Elect K. V. Chowdary as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72570180 Meeting Date: MAR 31, 2021 Meeting Type: Court Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72596102 Meeting Date: MAR 31, 2021 Meeting Type: Court Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72570206 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Nikhil R. Meswani as Director For For Management 4 Elect Pawan Kumar Kapil as Director For For Management 5 Reelect Shumeet Banerji as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD. Ticker: 500325 Security ID: Y72596102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Nikhil R. Meswani as Director For For Management 4 Elect Pawan Kumar Kapil as Director For For Management 5 Reelect Shumeet Banerji as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- REMGRO LTD. Ticker: REM Security ID: S6873K106 Meeting Date: NOV 30, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors with Anton Wentzel as the Individual Registered Auditor 3 Re-elect Sonja De Bruyn as Director For For Management 4 Re-elect Mariza Lubbe as Director For For Management 5 Re-elect Murphy Morobe as Director For For Management 6 Re-elect Johann Rupert as Director For For Management 7 Re-elect Neville Williams as Director For For Management 8 Elect P Neethling as Director For For Management 9 Elect G Nieuwoudt as Director For For Management 10 Elect K Rantloane as Alternate Director For For Management 11 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 12 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 13 Re-elect Phillip Moleketi as Member of For For Management the Audit and Risk Committee 14 Re-elect Frederick Robertson as Member For For Management of the Audit and Risk Committee 15 Place Authorised but Unissued Shares For For Management under Control of Directors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Implementation For For Management Report 1 Approve Directors' Remuneration For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- RENDONG HOLDINGS CO., LTD. Ticker: 002647 Security ID: Y988BY102 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Supplementary Pledges -------------------------------------------------------------------------------- RENDONG HOLDINGS CO., LTD. Ticker: 002647 Security ID: Y988BY102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application 7 Approve Provision of Guarantee For For Management 8 Approve Loan and Related Party For For Management Transactions 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- RENHE PHARMACY CO., LTD. Ticker: 000650 Security ID: Y4444S107 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Resolution For For Management Validity Period in Connection to Private Placement of Shares 2 Approve Adjustment on Authorization of For For Management the Board to Handle All Matters Related to Private Placement of Shares -------------------------------------------------------------------------------- RENHE PHARMACY CO., LTD. Ticker: 000650 Security ID: Y4444S107 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Transfer of Equity For For Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- RENHE PHARMACY CO., LTD. Ticker: 000650 Security ID: Y4444S107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Use of Own Funds For Financial For For Management Investment 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- REPCO HOME FINANCE LIMITED Ticker: 535322 Security ID: Y7S54C114 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect L. Munishwar Ganesan as For For Management Director 4 Approve Issuance of Non-Convertible For For Management Debentures and Commercial Paper on Private Placement Basis -------------------------------------------------------------------------------- RESILIENT REIT LTD. Ticker: RES Security ID: S6990F105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Monica Muller as Director For For Management 2.1 Re-elect Nick Hanekom as Director For For Management 2.2 Re-elect Umsha Reddy as Director For For Management 3.1 Re-elect Barry van Wyk as Director For For Management 3.2 Re-elect Thembi Chagonda as Director For For Management 4.1 Re-elect David Brown as Member of the For For Management Audit Committee 4.2 Elect Stuart Bird as Member of the For For Management Audit Committee 4.3 Re-elect Des Gordon as Member of the For For Management Audit Committee 4.4 Re-elect Protas Phili as Member of the For For Management Audit Committee 5 Reappoint PKF Octagon Inc. as Auditors For For Management with H Schalekamp as the Designated Audit Partner 6 Authorise Board to Issue Shares for For For Management Cash 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2 Authorise Repurchase of Issued Share For For Management Capital 3.1 Approve Non-executive Directors' Fees For For Management 3.2 Approve Non-executive Directors' Fees For For Management for Special Committee Meetings 7 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- REUNERT Ticker: RLO Security ID: S69566156 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohamed Husain as Director For For Management 2 Re-elect John Hulley as Director For For Management 3 Re-elect Sean Jagoe as Director For For Management 4 Re-elect Sarita Martin as Director For For Management 5 Re-elect Tumeka Matshoba-Ramuedzisi as For For Management Director 6 Re-elect Mohini Moodley as Director For For Management 7 Re-elect Trevor Munday as Director For For Management 8 Re-elect Pierre Fourie as Member of For For Management the Audit Committee 9 Re-elect Tasneem Abdool-Samad as For For Management Member of the Audit Committee 10 Re-elect Alex Darko as Member of the For For Management Audit Committee 11 Re-elect Sarita Martin as Member of For For Management the Audit Committee 12 Re-elect Tumeka Matshoba-Ramuedzisi as For For Management Member of the Audit Committee 13 Reappoint Deloitte & Touche as For For Management Auditors and Authorise Their Remuneration 14 Reappoint Nita Ranchod as the For For Management Individual Designated Auditor 15 Approve Resolutions or Agreements of For For Management Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Implementation For For Management Report 18 Approve Issue of Shares in Terms of For For Management the Reunert 2006 Share Option Scheme 19 Authorise Repurchase of Issued Share For For Management Capital 20 Approve Non-Executive Directors' For For Management Remuneration 21 Approve Non-Executive Directors' For For Management Remuneration for Ad Hoc Assignments 22 Approve Financial Assistance Relating For For Management to Share Repurchases of Reunert's Shares and Share Plans 23 Approve Financial Assistance Relating For For Management to Securities for the Advancement of Commercial Interests 24 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 25 Amend Memorandum of Incorporation For For Management 26 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- REXON INDUSTRIAL CORP. LTD. Ticker: 1515 Security ID: Y7277D105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect CHEN,LI-MEI, Representative of For For Management KUNJU CO., LTD, with Shareholder No. 87472, as Non-Independent Director 4 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- RHB BANK BERHAD Ticker: 1066 Security ID: Y72783106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Ong Leong Huat @ Wong Joo Hwa as For For Management Director 3 Elect Ong Ai Lin as Director For For Management 4 Elect Ahmad Badri Mohd Zahir as For For Management Director 5 Elect Donald Joshua Jaganathan as For For Management Director 6 Elect Iain John Lo as Director For For Management 7 Approve Directors' Fees and Board For For Management Committees' Allowances 8 Approve Directors' Remuneration For For Management (Excluding Directors' Fees and Board Committees' Allowances) 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Proposed Dividend Reinvestment For For Management Plan (DRP) 12 Approve Issuance of Shares under the For For Management Dividend Reinvestment Plan (DRP) -------------------------------------------------------------------------------- RICH DEVELOPMENT CO. LTD. Ticker: 5512 Security ID: Y7286N128 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Endorsement and For For Management Guarantees 4.1 Elect GUO SHU-ZHEN, with Shareholder For For Management No. 6, as Non-independent Director 4.2 Elect GUO,JI-GANG, with Shareholder No. For For Management 466, as Non-independent Director 4.3 Elect GUO,JI-AN, with Shareholder No. For For Management 467, as Non-independent Director 4.4 Elect YANG, QIONG-RU, with Shareholder For For Management No. 718, as Non-independent Director 4.5 Elect HONG, QUAN-FU, a Representative For For Management of GUANXIANG INVESTMENT CO LTD., with Shareholder No. 3383, as Non-independent Director 4.6 Elect GUO, KE-ZHONG, a Representative For For Management of SHUN YU INVESTMENT CO LTD., with Shareholder No. 62885, as Non-independent Director 4.7 Elect LIN, JUN-LIANG, with Shareholder For For Management No. R103035XXX, as Independent Director 4.8 Elect GE, SHU-REN, with Shareholder No. For For Management Q120868XXX, as Independent Director 4.9 Elect KANG, XIE-YI, with Shareholder For For Management No. P121396XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- RICHWAVE TECHNOLOGY CORP. Ticker: 4968 Security ID: Y7287C105 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- RIPLEY CORP. SA Ticker: RIPLEY Security ID: P8130Y104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income; Present For For Management Dividend Policy c Appoint Auditors For For Management d Designate Risk Assessment Companies For For Management e Approve Remuneration of Directors and For For Management Present Report on their Expenses f Approve Remuneration and Budget of For For Management Directors' Committee g Present Directors' Committee Report on For For Management Activities and Expenses h Receive Report Regarding Related-Party For For Management Transactions i Present Report on Processing, For For Management Printing, and Mailing Information To Shareholders Required by Chilean Law j Other Business For Against Management -------------------------------------------------------------------------------- RISEN ENERGY CO., LTD. Ticker: 300118 Security ID: Y7286M104 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Against Management Changzhou Siweike Guangfu New Material Co., Ltd. 2 Approve Provision of Guarantee for For For Management Dongfang Risheng New Energy (Hong Kong) Co., Ltd. -------------------------------------------------------------------------------- RISEN ENERGY CO., LTD. Ticker: 300118 Security ID: Y7286M104 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Provision of Guarantees to For For Management Dongfang Risheng (Yiwu) New Energy Co. , Ltd. 5 Approve Provision of Guarantees to For For Management Ninghai Xindian Power Development Co., Ltd. -------------------------------------------------------------------------------- RISEN ENERGY CO., LTD. Ticker: 300118 Security ID: Y7286M104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Approve Provision of Guarantee For Against Management 9 Approve Forward Foreign Exchange For For Management Transactions and Foreign Exchange Options Business 10 Approve Termination of Spin-off For For Management 11 Approve Amendments to Articles of For For Management Association 12.1 Approve Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12.2 Approve Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12.3 Approve Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12.4 Approve Working System for Independent For Against Management Directors 12.5 Approve Management System of For Against Management Directors, Supervisors and Senior Management Members Holding and Trading Company Share 12.6 Approve Management System for For Against Management Providing External Guarantees 12.7 Approve Management System for For Against Management Providing External Investments 12.8 Approve Related-Party Transaction For Against Management Management System 12.9 Approve Management System of Raised For Against Management Funds 12.10 Approve Information Disclosure For Against Management Management System -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing Plan For For Management 2 Approve Authorization of the Chairman For For Management or Relevant Persons Authorized by the Chairman to Handle All Related Matters -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board on Private Placement 3.1 Approve Issue Scale For For Management 3.2 Approve Bond Type and Maturity For For Management 3.3 Approve Bond Interest Rate and Method For For Management of Payment 3.4 Approve Use of Proceeds For For Management 3.5 Approve Issue Manner and Target For For Management Subscribers 3.6 Approve Guarantee Arrangement For For Management 3.7 Approve Placing Arrangement for For For Management Shareholders 3.8 Approve Listing Application For For Management 3.9 Approve Safeguard Measures of Debts For For Management Repayment 3.10 Approve Resolution Validity Period For For Management 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Plan for Asset-backed For For Management Establishment of Final Payment 2 Approve Provision of Interception and For For Management Replenishment as well as Balance Payment and Credit Enhancement for Special Plan for Asset-backed Final Payment 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee For For Management 5 Approve Provision of Guarantee for For For Management Lijiang Rongsheng Kanglv Real Estate Co., Ltd. 6 Approve Provision of Guarantee for For For Shareholder Hebei Rongsheng Building Materials Co. , Ltd. 7 Approve Provision of Guarantee for For For Shareholder Xianghe Wanlitong Industrial Co., Ltd. -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Jinan Rongfeng Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee to For For Management Hengshui Rongjun Real Estate Development Co., Ltd. 3 Approve Provision of Guarantee to For For Management Cangzhou Rongchuan Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee to For For Management Jiaxing Rongxiang Real Estate Co., Ltd. 5 Approve Provision of Guarantee to For For Management Zhengzhou Hongzhu Real Estate Co., Ltd. 6 Approve Provision of Guarantee to For For Management Puyang Rongyou Real Estate Development Co., Ltd. 7 Approve Provision of Guarantee to For For Management Taiyuan Rongde Real Estate Co., Ltd. -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- RISESUN REAL ESTATE DEVELOPMENT CO., LTD. Ticker: 002146 Security ID: Y7286J101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report and Audit For For Management Report 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Financial For For Management Auditor 9 Approve Issuance of Overseas Corporate For For Management Bonds and Related Matters -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Management 3.1 Elect Wu Zelin as Non-independent For For Management Director 3.2 Elect Liu Cong as Non-independent For For Management Director 3.3 Elect Wu Jianping as Non-independent For For Management Director 3.4 Elect Hong Yerong as Non-independent For For Management Director 3.5 Elect Tian Liang as Non-independent For For Management Director 4.1 Elect Guo Yong as Independent Director For For Management 4.2 Elect Yang Wenhao as Independent For For Management Director 4.3 Elect Zeng Yamin as Independent For For Management Director 5.1 Elect Luo Huawei as Supervisor For For Management 5.2 Elect He Yuan as Supervisor For For Management 5.3 Elect Lin Huiwei as Supervisor For For Management -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Remuneration Management For For Management Measures for the Chairman and Senior Executives 2 Approve to Appoint Auditor For For Management 3.1 Elect Liu Zilong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Guarantee For For Management -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Financing For For Management 7 Approve Guarantee Plan For For Management 8 Approve Related Party Transaction For For Management 9 Approve Provision of Financial For For Management Assistance by Indirect Controlling Shareholder to the Company -------------------------------------------------------------------------------- RISING NONFERROUS METALS SHARE CO., LTD. Ticker: 600259 Security ID: Y7304D102 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Conditional For For Management Subscription Agreement 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- RITEK CORP. Ticker: 2349 Security ID: Y7303N101 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation -------------------------------------------------------------------------------- RIYAD BANK Ticker: 1010 Security ID: M8215R118 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Discharge of Directors for FY For For Management 2020 4 Approve Remuneration of Directors of For For Management SAR 5,945 Thousand for FY 2020 5 Approve Dividends of SAR 0.50 Per For For Management Share for FY 2020 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Ratify Auditors and Fix Their For For Management Remuneration for Q1, Q2, Q3, Annual Financial Statement of FY 2021 and Q1 of FY 2022 and Provide Zakat and TAX Services 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 10 Approve Related Party Transactions Re: For For Management Saudi Telecom Company -------------------------------------------------------------------------------- RIYUE HEAVY INDUSTRY CO., LTD. Ticker: 603218 Security ID: Y7304F107 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Scale and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- RIYUE HEAVY INDUSTRY CO., LTD. Ticker: 603218 Security ID: Y7304F107 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds to For For Management Increase Capital in Subsidiary 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Application of Credit Lines For For Management 4 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- RIYUE HEAVY INDUSTRY CO., LTD. Ticker: 603218 Security ID: Y7304F107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- RIZHAO PORT CO., LTD. Ticker: 600017 Security ID: Y7303J100 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2.1 Elect Mou Wei as Non-independent For For Shareholder Director 2.2 Elect Zhang Maozong as Non-independent For For Shareholder Director 2.3 Elect Gao Jian as Non-independent For For Shareholder Director 2.4 Elect Wang Yufu as Non-independent For For Shareholder Director 2.5 Elect Li Yongjin as Non-independent For For Shareholder Director 2.6 Elect Zhao Bo as Non-independent For For Shareholder Director 2.7 Elect Lv Haipeng as Non-independent For For Shareholder Director 3.1 Elect Li Xuxiu as Independent Director For For Management 3.2 Elect Zhen Hong as Independent Director For For Management 3.3 Elect Zhao Jing as Independent Director For For Management 3.4 Elect Wang Ping as Independent Director For For Management 4.1 Elect Tan Enrong as Supervisor For For Shareholder 4.2 Elect Cui Liang as Supervisor For For Shareholder 4.3 Elect Wang Laixing as Supervisor For For Shareholder 4.4 Elect Li Huairen as Supervisor For For Shareholder 4.5 Elect Cao Xiuling as Supervisor For For Shareholder -------------------------------------------------------------------------------- RIZHAO PORT CO., LTD. Ticker: 600017 Security ID: Y7303J100 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- RIZHAO PORT CO., LTD. Ticker: 600017 Security ID: Y7303J100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Formulate the Remuneration For Against Management Plan of Directors 8 Approve Formulate the Remuneration For Against Management Plan of Supervisors 9 Approve Formulate the Production and For For Management Operation Plan 10 Approve Formulate the Fund Loan Plan For For Management 11 Approve Formulate the Profit For For Management Distribution Plan 12 Approve Internal Control Evaluation For For Management Report 13 Approve Corporate Social For For Management Responsibility Report 14 Approve Estimate Related Party For For Management Transaction 15 Approve Related Party Transactions For For Management with Rizhao Port Group Finance Co., Ltd. 16 Approve Appointment of Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Albertinah Kekana as Director For Against Management 1.2 Re-elect Per-Erik Lagerstrom as For For Management Director 1.3 Re-elect Murphy Morobe as Director For For Management 1.4 Elect Hermann Lucht as Director For For Management 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors and Authorise Their Remuneration 5.1 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 5.2 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.3 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For Against Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares or Options For For Management Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related or Inter-related Entities -------------------------------------------------------------------------------- ROBINSONS LAND CORPORATION Ticker: RLC Security ID: Y73196126 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For For Management Meeting of the Stockholders held on May 14, 2020 2 Approve the Financial Statements for For For Management the Preceding Year 3 Approve Amendment of Article Sixth of For For Management the Articles of Incorporation 4.1 Elect James L. Go as Director For For Management 4.2 Elect Lance Y. Gokongwei as Director For For Management 4.3 Elect Frederick D. Go as Director For For Management 4.4 Elect Patrick Henry C. Go as Director For For Management 4.5 Elect Johnson Robert G. Go, Jr. as For For Management Director 4.6 Elect Robina Y. Gokongwei-Pe as For For Management Director 4.7 Elect Bienvenido S. Bautista as For For Management Director 4.8 Elect Omar Byron T. Mier as Director For For Management 4.9 Elect Roberto F. De Ocampo as Director For For Management 5 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 6 Ratify the Acts of the Board of For For Management Directors and Its Committees, Officers and Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ROBINSONS RETAIL HOLDINGS, INC. Ticker: RRHI Security ID: Y7318T101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of the Shareholders held on May 14, 2020 2 Approve Audited Financial Statements For For Management for the Year Ended December 31, 2020 3.1 Elect James L. Go as a Director For For Management 3.2 Elect Lance Y. Gokongwei as a Director For For Management 3.3 Elect Robina Gokongwei-Pe as a Director For For Management 3.4 Elect Ian McLeod as a Director For For Management 3.5 Elect Samuel Sanghyun Kim as a Director For For Management 3.6 Elect Antonio L. Go as a Director For For Management 3.7 Elect Roberto R. Romulo as a Director For For Management 3.8 Elect Rodolfo P. Ang as a Director For For Management 3.9 Elect Cirilo P. Noel as a Director For For Management 4 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 5 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management Since the Last Annual Meeting of the Shareholders 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- ROCKCHIP ELECTRONICS CO., LTD. Ticker: 603893 Security ID: Y267F4103 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Foreign Investment Management For For Management System 5 Approve Revised Draft and Summary on For For Management Stock Option and Performance Share Incentive Plan 6 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised) 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ROCKCHIP ELECTRONICS CO., LTD. Ticker: 603893 Security ID: Y267F4103 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2.1 Elect Zhang Chongsong as Supervisor For For Management -------------------------------------------------------------------------------- ROCKCHIP ELECTRONICS CO., LTD. Ticker: 603893 Security ID: Y267F4103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration of Supervisors For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Use of Own Funds for Cash For For Management Management 11 Amend Articles of Association For For Management 12.1 Elect Zhang Shuai as Director For For Shareholder -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jiufang as Non-Independent For For Management Director 1.2 Elect Wang Congwei as Non-Independent For For Management Director 1.3 Elect Lan Donghai as Non-Independent For For Management Director 1.4 Elect Yu Kangqi as Non-Independent For For Management Director 1.5 Elect Zhang Weixin as Non-Independent For For Management Director 2.1 Elect Jiang Yuexiang as Independent For For Shareholder Director 2.2 Elect Guo Zhanhong as Independent For For Shareholder Director 2.3 Elect Yang Huajun as Independent For For Shareholder Director 3.1 Elect Tang Huiqin as Supervisor For For Management 3.2 Elect Zhu Kejie as Supervisor For For Management 4 Amend Articles of Association For Against Management 5 Approve Adjustment to Allowance of For For Management Independent Directors 6 Approve Use of Funds for Financial For For Management Products 7 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External For For Management Financial Assistance 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External For For Management Financial Assistance 2 Approve External Guarantee Provision For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Subsidiary 2 Approve Capital Increase in Controlled For For Management Subsidiary 3 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2 Approve External Guarantee Provision For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Amendments to Articles of For Against Management Association 7 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- RONGAN PROPERTY CO., LTD. Ticker: 000517 Security ID: Y6364R100 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Financial Assistance For For Management Provision 2 Approve Authorization to Use of For For Management Short-term Idle Funds to Purchase Financial Product -------------------------------------------------------------------------------- RONGSHENG PETROCHEMICAL CO., LTD. Ticker: 002493 Security ID: Y7324B102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7.1 Approve Signing of Purified For For Management Terephthalic Acid (PTA) Purchase and Sale Contract 7.2 Approve Signing of Crude Oil Purchase For For Management and Sale Contract 7.3 Approve Signing of Purchase Contract For For Management 7.4 Approve Signing of Purchase and Sale For For Management Contract of Aromatic Products 7.5 Approve Signing of Purchase and Sale For For Management Contract of Aromatics and Other Products 7.6 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Refined Oil Trading Co., Ltd. 7.7 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Petroleum Comprehensive Energy Sales Co., Ltd. 7.8 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Kunsheng Petrochemical Sales Co., Ltd. 7.9 Approve Signing of Purchase and Sale For For Management Contract of Refined Oil Products with Zhejiang Jurong Petrochemical Sales Co. , Ltd. 7.10 Approve Signing of Housing and Parking For For Management Space Contract 7.11 Approve Signing of Cargo For For Management Transportation Contract 7.12 Approve Signing of Purchase Contract For For Management with Suzhou Shenghui Equipment Co., Ltd. 7.13 Approve Handling of Deposit, Credit, For For Management Settlement and Other Businesses 7.14 Approve Loan from the Company's For For Management Controlling Shareholder 8 Approve Guarantee Provision For For Management 9 Approve External Guarantee Provision For Against Management 10 Approve Futures Hedging Business For For Management 11 Approve Foreign Exchange Derivatives For For Management Trading Business 12 Elect Shao Yiping as Independent For For Management Director -------------------------------------------------------------------------------- RONSHINE CHINA HOLDINGS LTD. Ticker: 3301 Security ID: G76368102 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zeng Feiyan as Director For For Management 3a2 Elect Ruan Youzhi as Director For For Management 3a3 Elect Chen Shucui as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ROO HSING CO., LTD. Ticker: 4414 Security ID: Y4480W103 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Amendments to Articles of For For Management Association 6 Approve Private Placement of Shares or For For Management Convertible Bonds 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ROSNEFT OIL CO. Ticker: ROSN Security ID: 67812M207 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Allocation of Income For Did Not Vote Management 4 Approve Dividends of RUB 6.94 per Share For Did Not Vote Management 5 Approve Remuneration of Directors For Did Not Vote Management 6 Approve Remuneration of Members of For Did Not Vote Management Audit Commission 7 Elect Directors None None Management 8.1 Elect Olga Andrianova as Member of For Did Not Vote Management Audit Commission 8.2 Elect Pavel Buchnev as Member of Audit For Did Not Vote Management Commission 8.3 Elect Aleksei Kulagin as Member of For Did Not Vote Management Audit Commission 8.4 Elect Sergei Poma as Member of Audit For Did Not Vote Management Commission 8.5 Elect Zakhar Sabantsev as Member of For Did Not Vote Management Audit Commission 9 Ratify Ernst and Young as Auditor For Did Not Vote Management -------------------------------------------------------------------------------- ROSSETI PJSC Ticker: RSTI Security ID: X7S96R104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4.1 Approve Dividends of RUB 0.058826 per For For Management Preferred Share 4.2 Approve Dividends of RUB 0.024533 per For For Management Ordinary Share 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For Against Management Audit Commission 7.1 Elect Stanislav Ashirov as Director None Against Management 7.2 Elect Maksim Bystrov as Director None Against Management 7.3 Elect Kirill Dmitriev as Director None Against Management 7.4 Elect Oleg Dubnov as Director None Against Management 7.5 Elect Aleksandr Kalinin as Director None Against Management 7.6 Elect Andrei Murov as Director None Against Management 7.7 Elect Aleksandr Novak as Director None Against Management 7.8 Elect Fedor Opadchii as Director None Against Management 7.9 Elect Nikolai Rogalev as Director None Against Management 7.10 Elect Andrei Riumin as Director None Against Management 7.11 Elect Pavel Snikkars as Director None Against Management 7.12 Elect Irek Faizullin as Director None Against Management 7.13 Elect Andrei Sharonov as Director None For Management 7.14 Elect Sergei Shmatko as Director None Against Management 7.15 Elect Nikolai Shulginov as Director None Against Management 8.1 Elect Diana Agamagomedova as Member of For For Management Audit Commission 8.2 Elect Sergei Balagurov as Member of For For Management Audit Commission 8.3 Elect Aleksei Kulagin as Member of For For Management Audit Commission 8.4 Elect Konstantin Pozdniakov as Member For For Management of Audit Commission 8.5 Elect Ilia Khazov as Member of Audit For For Management Commission 9 Ratify BDO Unicon as Auditor For For Management -------------------------------------------------------------------------------- ROYAL BAFOKENG PLATINUM LTD. Ticker: RBP Security ID: S7097C102 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2 Re-elect Mike Rogers as Director For For Management 3 Re-elect Steve Phiri as Director For For Management 4 Re-elect Zanele Matlala as Director For Against Management 5 Appoint KPMG as Auditors of the For For Management Company with Henning Opperman as the Individual Audit Representative 6 Re-elect Louisa Stephens as Chairman For For Management of the Audit and Risk Committee 7 Re-elect Mark Moffett as Member of the For For Management Audit and Risk Committee 8 Re-elect Zanele Matlala as Member of For Against Management the Audit and Risk Committee 9 Re-elect Peter Ledger as Member of the For For Management Audit and Risk Committee 10 Authorise Board to Issue Shares for For For Management Cash 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Implementation For Against Management Report 13 Approve Non-executive Directors' Fees For For Management 14 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Confirmation to For For Management Related Party Transactions 2 Approve Extension in Acquisition For For Management Purchase of Equity 3 Approve Guarantee Provision to Credit For For Management Line Bank Application 4 Approve Provision of External Guarantee For Against Management -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Change of Condition in Lifting For For Management Restrictions on Sale of Shares of Company's Shareholders 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee For For Management -------------------------------------------------------------------------------- ROYAL GROUP CO., LTD. Ticker: 002329 Security ID: Y2931G107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Approve Amendments to Articles of For For Management Association 6.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6.5 Amend Working System for Independent For For Management Directors 6.6 Amend Related Party Transaction For For Management Decision-making System 6.7 Amend Management System for Providing For For Management External Guarantees 6.8 Amend Management System for Providing For For Management External Investments 6.9 Amend Management System of Risk For For Management Investment 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- RUENTEX DEVELOPMENT CO., LTD. Ticker: 9945 Security ID: Y73659107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve the Issuance of New Shares by For For Management Capitalization of Profit -------------------------------------------------------------------------------- RUENTEX INDUSTRIES LTD. Ticker: 2915 Security ID: Y7367H107 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Shares by For For Management Capitalization of Profit 4.1 Elect WANG, TAY-CHANG with ID No. For For Management H120000XXX as Independent Director 4.2 Elect TANG, GIA-KHY with ID No. For For Management A111150XXX as Independent Director 4.3 Elect LIN, SU-MING with ID No. For For Management M120532XXX as Independent Director 4.4 Elect YIN WONG YEE-FAN, a For For Management Representative of HUEI HONG INVESTMENT CO., LTD. with Shareholder No. 014328, as Non-independent Director 4.5 Elect HSU, CHIH-CHANG, a For For Management Representative of HUEI HONG INVESTMENT CO., LTD. with Shareholder No. 014328, as Non-independent Director 4.6 Elect YEN, TIEN-CHENG, a For For Management Representative of HUEI HONG INVESTMENT CO., LTD. with Shareholder No. 014328, as Non-independent Director 4.7 Elect YIN, CHUNG-YAO, a Representative For For Management of RUN TAI SING CO., LTD. with Shareholder No. 014330, as Non-independent Director 4.8 Elect LEE, TIEN-CHIEN, a For For Management Representative of RUN TAI SING CO., LTD. with Shareholder No. 014330, as Non-independent Director 4.9 Elect LEE,CHIH-HUNG, a Representative For For Management of SHU-TIEN UROLOGY AND OPHTHALMOLOGY CLINIC with Shareholder No. 201834, as Non-independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- RUMO SA Ticker: RAIL3 Security ID: P8S114104 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Fix Number of Fiscal Council Members For For Management at Five 4.1 Elect Luis Claudio Rapparini Soares as For Abstain Management Fiscal Council Member and Carla Alessandra Trematore as Alternate 4.2 Elect Francisco Silverio Morales For Abstain Management Cespede as Fiscal Council Member and Helio Ribeiro Duarte as Alternate 4.3 Elect Cristina Anne Betts as Fiscal For Abstain Management Council Member and Guido Barbosa de Oliveira as Alternate 4.4 Elect Marcelo Curti as Fiscal Council For Abstain Management Member and Joao Marcelo Peixoto Torres as Alternate 5.1 Elect Reginaldo Ferreira Alexandre as None For Shareholder Fiscal Council Member and Walter Luis Bernardes Albertoni as Alternate Appointed by Minority Shareholder 5.2 Elect Marcos Tadeu de Siqueira as None Abstain Shareholder Fiscal Council Member and Geraldo Affonso Ferreira Filho as Alternate Appointed by Minority Shareholder 6 Elect Luis Claudio Rapparini Soares as For For Management Fiscal Council Chairman 7 Approve Remuneration of Company's For For Management Management 8 Approve Remuneration of Fiscal Council For For Management Members 9 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RUMO SA Ticker: RAIL3 Security ID: P8S114104 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Restricted Stock Plan For For Management 2 Amend Articles and Consolidate Bylaws For For Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RUMO SA Ticker: RAIL3 Security ID: P8S114104 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For For Management 2 Amend Article 6 to Reflect Changes in For For Management Capital and Consolidate Bylaws -------------------------------------------------------------------------------- RUMO SA Ticker: RAIL3 Security ID: P8S114104 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 20, 26 and 31 and For Did Not Vote Management Consolidate Bylaws -------------------------------------------------------------------------------- RUMO SA Ticker: RAIL3 Security ID: P8S114104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income For For Management 3 Fix Number of Directors at Ten For For Management 4 Approve Classification of Abel For For Management Gregorei Halpern, Marcos Sawaya Jank, and Janet Drysdale as Independent Directors 5 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7.1 Elect Rubens Ometto Silveira Mello as For Against Management Director 7.2 Elect Luis Henrique Cals De Beauclair For Against Management Guimaraes as Director 7.3 Elect Maria Rita de Carvalho Drummond For Against Management as Director 7.4 Elect Abel Gregorei Halpern as For For Management Independent Director 7.5 Elect Marcelo Eduardo Martins as For Against Management Director 7.6 Elect Janet Drysdale as Independent For For Management Director 7.7 Elect Burkhard Otto Cordes as Director For Against Management 7.8 Elect Julio Fontana Neto as Director For Against Management 7.9 Elect Riccardo Arduini as Director and For Against Management Giancarlo Arduini as Alternate 7.10 Elect Marcos Sawaya Jank as For For Management Independent Director 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Rubens Ometto Silveira Mello as Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Henrique Cals De Beauclair Guimaraes as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Rita de Carvalho Drummond as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Abel Gregorei Halpern as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Eduardo Martins as Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Janet Drysdale as Independent Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Burkhard Otto Cordes as Director 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Julio Fontana Neto as Director 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Riccardo Arduini as Director and Giancarlo Arduini as Alternate 9.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos Sawaya Jank as Independent Director 10 Elect Rubens Ometto Silveira Mello as For Against Management Board Chairman and Luis Henrique Cals De Beauclair Guimaraes as Vice-Chairman 11 Fix Number of Fiscal Council Members For For Management at Five 12.1 Elect Luis Claudio Rapparini Soares as For Abstain Management Fiscal Council Member and Carla Alessandra Trematore as Alternate 12.2 Elect Marcelo Curti as Fiscal Council For Abstain Management Member and Nadir Dancini Barsanulfo as Alternate 12.3 Elect Francisco Silverio Morales For Abstain Management Cespede as Fiscal Council Member and Helio Ribeiro Duarte as Alternate 12.4 Elect Cristina Anne Betts as Fiscal For Abstain Management Council Member and Guido Barbosa de Oliveira as Alternate 13 Elect Reginaldo Ferreira Alexandre as None For Shareholder Fiscal Council Member and Walter Luis Bernardes Altertoni as Alternate Appointed by Minority Shareholder 14 Elect Luis Claudio Rapparini Soares as For For Management Fiscal Council Chairman 15 Approve Remuneration of Company's For Against Management Management 16 Approve Remuneration of Fiscal Council For For Management Members 17 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RUMO SA Ticker: RAIL3 Security ID: P8S114104 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management without Cancellation of Shares 2 Amend Article 5 to Reflect Changes in For For Management Capital and Consolidate Bylaws 3 Amend Indemnity Policy For Against Management 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- RUN LONG CONSTRUCTION CO. LTD. Ticker: 1808 Security ID: Y48096104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit and Capital Surplus 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect Li Wencheng with ID No. For For Management A101359XXX as Independent Director 6.2 Elect Yen Yunchi with ID No. For Against Management G120842XXX as Independent Director 6.3 Elect Chen Yungchang with ID No. For For Management R101726XXX as Independent Director 6.4 Elect Tsai Chungping, a Representative For For Management of Da-Li Investment Co., Ltd with Shareholder No. 40547 as Non-independent Director 6.5 Elect Chiu Pingtse, a Representative For For Management of Kauang Yang Investment Co., Ltd. with Shareholder No. 22969 as Non-independent Director 6.6 Elect Chen Kuoyen, a Representative of For For Management Kauang Yang Investment Co., Ltd. with Shareholder No. 22969 as Non-independent Director 6.7 Elect Cheng Chiaowen, a Representative For For Management of Kauang Yang Investment Co., Ltd. with Shareholder No. 22969 as Non-independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- RUSSNEFT PJSC Ticker: RNFT Security ID: X74353107 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For Against Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.61 per Preferred Share and Omission of Dividends per Ordinary Share 4.1 Elect Mikail Gutseriev as Director None Against Management 4.2 Elect Said Gutseriev as Director None Against Management 4.3 Elect Andrei Derekh as Director None For Management 4.4 Elect Andrei Zarubin as Director None Against Management 4.5 Elect Avet Mirakian as Director None Against Management 4.6 Elect Viktor Martynov as Director None For Management 4.7 Elect Ann Victoria Nash as Director None Against Management 4.8 Elect Dmitrii Romanov as Director None Against Management 4.9 Elect Robert Jacob Alexander Skidelsky None For Management as Director 4.10 Elect Sergei Stepashin s Director None For Management 4.11 Elect Iana Tikhonova as Director None Against Management 4.12 Elect Roman Tian as Director None Against Management 5.1 Elect Elena Samorukova as Member of For For Management Audit Commission 5.2 Elect Elena Sergeeva as Member of For For Management Audit Commission 5.3 Elect Sergei Chernyshev as Member of For For Management Audit Commission 5.4 Elect Veronika Shkaldova as Member of For For Management Audit Commission 6 Ratify Intercom-Audit as RAS Auditor For For Management and Ernst and Young as IFRS Auditor 7 Approve Remuneration of Directors For Against Management 8 Approve Related-Party Transactions For For Management 9 Approve Related-Party Transaction with For For Management Global Energy Azerbaijan LTD Re: Supplement to Loan Agreement -------------------------------------------------------------------------------- RUSSNEFT PJSC Ticker: RNFT Security ID: X74353107 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Mikail Gutseriev as Director None Against Management 2.2 Elect Andrei Derekh as Director None For Management 2.3 Elect Anton Zhuchenko as Director None Against Management 2.4 Elect Andrei Zarubin as Director None Against Management 2.5 Elect Viktor Martynov as Director None For Management 2.6 Elect Ann Victoria Nash as Director None Against Management 2.7 Elect Dmitrii Romanov as Director None Against Management 2.8 Elect Svetlana Sagaidak as Director None Against Management 2.9 Elect Robert Jacob Alexander Skidelsky None For Management as Director 2.10 Elect Sergei Stepashin as Director None For Management 2.11 Elect Iana Tikhonova as Director None Against Management 2.12 Elect Roman Tian as Director None Against Management -------------------------------------------------------------------------------- S P SETIA BERHAD Ticker: 8664 Security ID: Y8132G101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Halipah binti Esa as Director For For Management 2 Elect Ab. Aziz bin Tengku Mahmud as For For Management Director 3 Elect Noraini binti Che Dan as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Directors' Other Remuneration For For Management and Benefit 6 Approve Ernst & Young PLT, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Raised Funds For For Management Investment Project 2 Amend Management System of Raised Funds For For Management 3 Amend External Investment Management For For Management System 4 Amend Related Party Transaction For For Management Internal Control and Decision System 5 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 6 Amend Working System for Independent For For Management Directors 7 Amend Implementing Rules for For For Management Cumulative Voting System 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Products of Wholly-Owned Subsidiary 2 Approve Provision of Guarantees for For For Management Debt Financing Products Issue by Wholly-Owned Subsidiary 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Share Type and Par Value For For Management 4.2 Approve Issue Manner and Issue Time For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 4.5 Approve Issue Size For For Management 4.6 Approve Lock-up Period For For Management 4.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.8 Approve Listing Exchange For For Management 4.9 Approve Use of Proceeds For For Management 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantee Provision For For Management Plan 8 Approve Use of Own Funds to Invest in For For Management Financial Products 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Wang Jia as Supervisor For For Management -------------------------------------------------------------------------------- S.F. HOLDING CO., LTD. Ticker: 002352 Security ID: Y7T80Y105 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Listing of Controlled For For Management Subsidiary in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 2 Approve Scheme for Overseas Listing of For For Management Controlled Subsidiary 3 Approve Commitment of Upholding the For For Management Independent Listing Status 4 Approve Description and Prospects of For For Management Sustained Profitability 5 Approve Authorization of the Board to For For Management Handle All Related Matters 6 Approve Acquisition of Equity For For Management 7 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SA CORPORATE REAL ESTATE LTD. Ticker: SAC Security ID: S7220D118 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Andre van Heerden as Director For For Management 2 Re-elect Gregory Heron as Director For For Management 3 Re-elect Robert John Biesman-Simons as For For Management Director 4 Elect Seapei Mafoyane as Director For For Management 5.1 Re-elect Naidene Ford-Hoon (Fok) as For For Management Member of the Audit Committee 5.2 Re-elect Andre van Heerden as Member For For Management of the Audit Committee 5.3 Elect Gregory Heron as Member of the For For Management Audit Committee 5.4 Elect Seapei Mafoyane as Member of the For For Management Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management (PwC) as Auditors with Jacques de Villiers as the Designated Audit Partner 7 Approve Remuneration Policy For For Management 8 Approve Implementation of the For For Management Remuneration Policy 9 Place Authorised but Unissued Shares For For Management under Control of Directors 10 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance in Terms For Against Management of Sections 44 and 45 of the Companies Act 2 Approve Non-Executive Directors' Fees For For Management 3 Authorise Issue of Shares to Directors For For Management Who Elect to Re-invest Their Distributions Under the Reinvestment Option 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SABIC AGRI-NUTRIENTS CO. Ticker: 2020 Security ID: M8T36M107 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2020 7 Approve Dividends of SAR 1 per Share For For Management for the First Half of FY 2020 8 Approve Dividends of SAR 1 per Share For For Management for the Second Half of FY 2020 9.1 Elect Mohammed Al Husni as Director None Abstain Management 9.2 Elect Ahmed Murad as Director None Abstain Management 9.3 Elect Abdulazeez Al Mahmoud as Director None Abstain Management 9.4 Elect Amr Kurdi as Director None Abstain Management 9.5 Elect Abdulsalam Al Tuweijiri as None Abstain Management Director 9.6 Elect Fahad Al Shueibi as Director None Abstain Management 9.7 Elect Mustafa Al Suweij as Director None Abstain Management 9.8 Elect Nael Fayiz as Director None Abstain Management 9.9 Elect Abdullah Al Nimri as Director None Abstain Management 9.10 Elect Waleed Bamaarouf as Director None Abstain Management 9.11 Elect Talal Al Moammar as Director None Abstain Management 9.12 Elect Sultan Qaramish as Director None Abstain Management 9.13 Elect Mujtaba Al Khuneizi as Director None Abstain Management 9.14 Elect Ahmed Al Madani as Director None Abstain Management 9.15 Elect Abdulwahab Abou Kweek as Director None Abstain Management 10 Approve Increase Size of Audit For For Management Committee From 3 to 4 and Elect Youssef Al Suheibani as Member of Audit Committee 11 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- SADBHAV ENGINEERING LIMITED Ticker: 532710 Security ID: Y7369C130 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shashin V. Patel as Director For For Management 3 Approve Manubhai & Shah LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Tarang M. Desai as Director For For Management 6 Reelect Purvi S. Parikh as Director For For Management 7 Approve Reappointment and Remuneration For For Management of Nitin R. Patel as Whole-time Director Designated as Executive Director 8 Approve Issuance of Secured/Unsecured For For Management Non-Convertible Debentures and/or other Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- SADBHAV ENGINEERING LIMITED Ticker: 532710 Security ID: Y7369C130 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: NOV 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of Promoter For For Management and Promoter Group to Public Category -------------------------------------------------------------------------------- SAHARA INTERNATIONAL PETROCHEMICAL CO. Ticker: 2310 Security ID: M8257M100 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Distributed Dividends of SAR 0. For For Management 50 per Share for FY 2020 6 Approve Remuneration of Directors of For For Management SAR 4,557,143 for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Authorize Share Repurchase Program Up For For Management to 66,347,931 of Company's Shares to be Allocated as Treasury Shares and Authorize the Board to Ratify and Execute the Approved Resolution 10 Amend Article 5 of Bylaws Re: For For Management Company's Head Office 11 Amend Article 17 of Bylaws Re: For For Management Repurchase of Own Shares 12 Amend Audit Committee Charter For For Management 13 Amend Nomination and Remuneration For For Management Committee Charter 14 Approve Competing Business Standards For For Management Policy -------------------------------------------------------------------------------- SAI MICROELECTRONICS, INC. Ticker: 300456 Security ID: Y62124105 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Yunchun as Non-independent For For Management Director 1.2 Elect Zhao Ye as Non-independent For For Management Director 1.3 Elect Miao Wei as Non-independent For For Management Director 1.4 Elect Zhang Abin as Non-independent For For Management Director 2.1 Elect Cong Peiguo as Independent For For Management Director 2.2 Elect Jing Guifei as Independent For For Management Director 2.3 Elect Liu Ting as Independent Director For For Management 3.1 Elect Ma Lin as Supervisor For For Management 3.2 Elect Yuan Li as Supervisor For For Management 4 Approve Transfer of Equity and Debt For For Management Claims -------------------------------------------------------------------------------- SAI MICROELECTRONICS, INC. Ticker: 300456 Security ID: Y62124105 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Amendments to Articles of For Against Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Working System for Independent For For Management Directors 16 Amend Management System for Providing For For Management External Investments 17 Amend Management System for Providing For For Management External Guarantees 18 Amend Related-Party Transaction For For Management Management System 19 Amend Management System of Raised Funds For For Management 20 Amend Information Disclosure For For Management Management System -------------------------------------------------------------------------------- SAI MICROELECTRONICS, INC. Ticker: 300456 Security ID: Y62124105 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Equity Transfer and Transfer For For Management of Raised Funds Investment Project -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4.1 Approve Repurchase Purpose For For Management 4.2 Approve Share Repurchase Type For For Management 4.3 Approve Share Repurchase Method For For Management 4.4 Approve Share Repurchase For For Management Implementation Period 4.5 Approve the Usage, Number, Proportion For For Management of the Company's Total Share Capital and Total Funds to be Used 4.6 Approve Share Repurchase Price For For Management 4.7 Approve Source of Funds for Share For For Management Repurchase 4.8 Approve Repurchase or Cancellation of For For Management the Shares Transferred According to Law Related Arrangements 4.9 Approve Relevant Authorization for For For Management Repurchase Matters -------------------------------------------------------------------------------- SAIC MOTOR CORP. LTD. Ticker: 600104 Security ID: Y7443N102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Formulate Shareholder For For Management Return Plan 8 Approve Daily Related Party For For Management Transactions 9 Approve Completion and Termination of For For Management Partial Raised Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Provision of Guarantee to SAIC For Against Management General Motors Finance Co., Ltd. 11 Approve Provision of Guarantees by For For Management Universal Chexiang Car Rental Co., Ltd. to Its Controlled Subsidiaries 12 Approve Provision of Guarantee by SAIC For Against Management Anji Logistics Co., Ltd. to Guangzhou Port Haijia Automobile Terminal Co., Ltd. 13 Approve Provision of Repurchase For For Management Guarantee for Vehicle Sales Business of Commercial Vehicle Company 14 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 15 Approve Appointment of Financial For For Management Auditor 16 Approve Appointment of Internal For For Management Control Auditor 17 Amend Articles of Association For For Shareholder 18 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 19 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors 20.1 Elect Chen Hong as Director For For Shareholder 20.2 Elect Wang Xiaoqiu as Director For For Shareholder 20.3 Elect Wang Jian as Director For For Shareholder 21.1 Elect Li Ruoshan as Director For For Shareholder 21.2 Elect Zeng Saixing as Director For For Shareholder 21.3 Elect Chen Naiwei as Director For For Shareholder 22.1 Elect Shen Xiaosu as Supervisor For For Shareholder 22.2 Elect Yi Lian as Supervisor For For Shareholder 22.3 Elect Xia Mingtao as Supervisor For For Shareholder -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management the Third Phase Project -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 7 Approve External Guarantees For Against Management 8 Approve Daily Related-party For For Management Transactions 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- SAILUN GROUP CO., LTD. Ticker: 601058 Security ID: Y74184105 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Changes in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SALFACORP SA Ticker: SALFACORP Security ID: P831B0108 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor a.1 Approve Annual Report For For Management a.2 Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income For For Management c Determine Dividend Policy For For Management d Elect Directors For For Management e Approve Remuneration of Directors For For Management f Approve Remuneration and Budget of For For Management Directors' Committee g Appoint Auditors and Designate Risk For For Management Assessment Companies h.1 Receive Report Regarding Related-Party For For Management Transactions h.2 Receive Board's Resolutions on Types For For Management of Transactions in Accordance with Title XVI of Chilean Companies Act h.3 Receive Report on Board's Expenses For For Management Presented on Annual Report i Designate Newspaper to Publish Meeting For For Management Announcements j Other Business For Against Management -------------------------------------------------------------------------------- SAMART CORP PUBLIC CO. LTD. Ticker: SAMART Security ID: Y7466V148 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Approve Allocation of Legal Reserve, For For Management Omission of Dividend Payment and Acknowledge Interim Dividend Payment 5.1.1 Elect Pradang Prichayangkun as Director For For Management 5.1.2 Elect Seri Suksathaporn as Director For For Management 5.1.3 Elect Watchai Vilailuck as Director For For Management 5.1.4 Elect Teerachai Phongpanangam as For For Management Director 5.2.1 Elect Pradang Prichayangkun as Audit For For Management Committee Member 5.2.2 Elect Tongchat Hongladaromp as Audit For For Management Committee Member 6 Approve Remuneration of Directors and For For Management Committees 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- SAMART CORP PUBLIC CO. LTD. Ticker: SAMART Security ID: Y7466V148 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Approve Allocation of Legal Reserve For For Management and Omission of Dividend Payment 5.1 Elect Charoenrath Vilailuck as Director For For Management 5.2 Elect Siripen Vilailuck as Director For For Management 5.3 Elect Sirichai Rasameechan as Director For For Management 5.4 Appoint Seri Suksathaporn as Audit For For Management Committee Member and Independent Director 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Warrants to Purchase Newly Issued Ordinary Shares to Existing Shareholders 9 Approve Increase of Registered Capital For For Management 10 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 11 Approve Allocation of Newly Issued For For Management Ordinary Shares to be Reserved for the Exercise of Warrant No. 3 to Existing Shareholders 12 Other Business For Against Management -------------------------------------------------------------------------------- SAMBA FINANCIAL GROUP Ticker: 1090 Security ID: M8234E114 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Merger Agreement Re: Samba For For Management Financial Group and the National Commercial Bank 1.2 Authorize Board or a Delegate of the For For Management Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- SAMBA FINANCIAL GROUP Ticker: 1090 Security ID: M8234E114 Meeting Date: MAR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Remuneration of Directors of For For Management SAR 4,810 Thousand for FY 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Allow Khalid Al Suweilim to Be For For Management Involved with Other Companies 7 Allow Fahad Al Mufraj to Be Involved For For Management with Other Companies 8 Allow Waleed Abanumai to Be Involved For For Management with Other Companies 9 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 10 Approve Related Party Transactions Re: For For Management General Organization for Social Insurance 11 Approve Related Party Transactions Re: For For Management Saudi Arabian Airlines Corporation 12 Approve Related Party Transactions Re: For For Management The General Authority for Civil Aviation 13 Approve Related Party Transactions Re: For For Management The General Authority for Civil Aviation 14 Approve Related Party Transactions Re: For For Management Dammam Airports Company 15 Approve Related Party Transactions Re: For For Management Etihad Etisalat Co (Mobily) -------------------------------------------------------------------------------- SAMPO CORP. Ticker: 1604 Security ID: Y74706105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SAN MIGUEL CORPORATION Ticker: SMC Security ID: Y75106115 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Ramon S. Ang as Director For For Management 1b Elect John Paul L. Ang as Director For Withhold Management 1c Elect Aurora T. Calderon as Director For Withhold Management 1d Elect Joselito D. Campos, Jr. as For Withhold Management Director 1e Elect Jose C. de Venecia, Jr. as For Withhold Management Director 1f Elect Menardo R. Jimenez as Director For Withhold Management 1g Elect Estelito P. Mendoza as Director For Withhold Management 1h Elect Alexander J. Poblador as Director For Withhold Management 1i Elect Thomas A. Tan as Director For Withhold Management 1j Elect Ramon F. Villavicencio as For Withhold Management Director 1k Elect Inigo Zobel as Director For Withhold Management 1l Elect Teresita J. Leonardo-De Castro For For Management as Director 1m Elect Diosdado M. Peralta as Director For For Management 1n Elect Reynato S. Puno as Director For For Management 1o Elect Margarito B. Teves as Director For For Management 2 Approve Minutes of the 2020 Annual For For Management Meeting of the Stockholders 3 Approve Annual Report of the Company For For Management for Year ended December 31, 2020 4 Ratify All the Acts of the Board of For For Management Directors and Officers Since the 2020 Annual Stockholders' Meeting 5 Approve Amendments to the Amended For For Management By-Laws of the Company 6 Approve Directors' Fees for 2020 For For Management 7 Approve Re-Election of Independent For For Management Directors 8 Appoint R.G. Manabat & Company CPAs as For For Management External Auditors -------------------------------------------------------------------------------- SAN MIGUEL FOOD & BEVERAGE, INC. Ticker: FB Security ID: Y7510J166 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ramon S. Ang as Director For For Management 1.2 Elect Francisco S. Alejo III as For Withhold Management Director 1.3 Elect Roberto N. Huang as Director For Withhold Management 1.4 Elect Emmanuel B. Macalalag as Director For Withhold Management 1.5 Elect Ferdinand K. Constantino as For Withhold Management Director 1.6 Elect Aurora T. Calderon as Director For Withhold Management 1.7 Elect Joseph N. Pineda as Director For Withhold Management 1.8 Elect Menardo R. Jimenez as Director For Withhold Management 1.9 Elect Ma. Romela M. Bengzon as Director For Withhold Management 1.10 Elect Francis H. Jardeleza as Director For Withhold Management 1.11 Elect John Paul L. Ang as Director For Withhold Management 1.12 Elect Minita V. Chico-Nazario as For For Management Director 1.13 Elect Ricardo C. Marquez as Director For For Management 1.14 Elect Cirilo P. Noel as Director For For Management 1.15 Elect Winston A. Chan as Director For For Management 2 Approve Minutes of the Annual For For Management Stockholders' Meeting on June 24, 2020 3 Approve Annual Report and Audited For For Management Financial Statements of the Company for Year ended December 31, 2020 4 Ratify All Acts of the Board of For For Management Directors and Officers Since the 2020 Annual Stockholders' Meeting 5 Appoint R.G. Manabat & Co. as External For For Management Auditor of the Company for Fiscal Year 2021 -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management and Construction Contract 2 Approve Authorization of the Company's For For Management Management to Handle All Matters Related to the Project Investment and Construction Contract -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Zhiqiang as Non-Independent For For Management Director 1.2 Elect Ren Kai as Non-Independent For For Management Director 1.3 Elect Lin Kechuang as Non-Independent For For Management Director 1.4 Elect Wei Daman as Non-Independent For For Management Director 1.5 Elect Lin Zhidong as Non-Independent For For Management Director 2.1 Elect Huang Xingluan as Independent For For Management Director 2.2 Elect Mu Zhirong as Independent For For Management Director 2.3 Elect Kang Junyong as Independent For For Management Director 3.1 Elect Fang Chongpin as Supervisor For For Shareholder 3.2 Elect Lv Yumei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Payment of Remuneration -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Payment of Remuneration 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SANAN OPTOELECTRONICS CO. LTD. Ticker: 600703 Security ID: Y7478M102 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Finance Lease and Related For For Management Party Transaction 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SANCHUAN WISDOM TECHNOLOGY CO., LTD. Ticker: 300066 Security ID: Y444AV103 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sui Jun as Independent Director For Did Not Vote Management -------------------------------------------------------------------------------- SANCHUAN WISDOM TECHNOLOGY CO., LTD. Ticker: 300066 Security ID: Y444AV103 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SANCHUAN WISDOM TECHNOLOGY CO., LTD. Ticker: 300066 Security ID: Y444AV103 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution Plan For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Amend Articles of Association For For Shareholder 5 Approve Merger by Absorption For For Shareholder 6 Approve Increase of Provision of Loan For For Shareholder to Employees -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Amend Articles of Association For Did Not Vote Shareholder 5 Approve Merger by Absorption For Did Not Vote Shareholder 6 Approve Increase of Provision of Loan For Did Not Vote Shareholder to Employees -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: Y7496N108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Financial Budget Report For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Use of Idle Own Funds for Cash For Did Not Vote Management Management 8 Approve Appointment of Auditor For Did Not Vote Management 9 Approve Allowance of Independent For Did Not Vote Management Directors 10 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 11 Approve Amendments to Articles of For Did Not Vote Management Association 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 14 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 15 Approve Supplementary Amendments to For Did Not Vote Shareholder Rules and Procedures Regarding Meetings of Board of Directors 16 Approve Supplementary Amendments to For Did Not Vote Shareholder Rules and Procedures Regarding Meetings of Board of Supervisors 17 Approve Supplementary Amendments to For Did Not Vote Shareholder Rules and Procedures Regarding General Meetings of Shareholders 18 Amend External Investment Management For Did Not Vote Shareholder Method -------------------------------------------------------------------------------- SANJIANG SHOPPING CLUB CO., LTD. Ticker: 601116 Security ID: Y75010101 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Chen Nianci as Non-Independent For For Management Director 3.2 Elect Xu Panhua as Non-Independent For For Management Director 3.3 Elect Li Yonghe as Non-Independent For For Management Director 3.4 Elect Zhuang Haiyan as Non-Independent For For Management Director 3.5 Elect Zheng Qingjun as Non-Independent For For Management Director 3.6 Elect Pan Xiaobo as Non-Independent For For Management Director 4.1 Elect Dong Wang as Independent Director For For Management 4.2 Elect Wu Jianyi as Independent Director For For Management 4.3 Elect Yan Guoqing as Independent For For Management Director 5.1 Elect Qiu Wuyang as Supervisor For For Management 5.2 Elect Jin Sang as Supervisor For For Management -------------------------------------------------------------------------------- SANJIANG SHOPPING CLUB CO., LTD. Ticker: 601116 Security ID: Y75010101 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Annual Report and Summary For For Management 8 Approve Change in the Usage of Raised For For Management Funds 9 Approve Daily Related Party For For Management Transactions 1 10 Approve Daily Related Party For For Management Transactions 2 11 Approve Signing of Leasing Agreement For For Management of Tobacco Retail Venue 12 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 13 Approve Management Method of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2020 2 Reappoint Ernst & Young Inc as Joint For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Reappoint KPMG Inc as Joint Auditors For For Management 4 Elect Nicolaas Kruger as Director For For Management 5.1 Re-elect Mathukana Mokoka as Director For For Management 5.2 Re-elect Karabo Nondumo as Director For For Management 5.3 Re-elect Johan van Zyl as Director For Against Management 6.1 Re-elect Paul Hanratty as Director For For Management 6.2 Elect Abigail Mukhuba as Director For For Management 7.1 Re-elect Andrew Birrell as Member of For For Management the Audit Committee 7.2 Elect Nicolaas Kruger as Member of the For For Management Audit Committee 7.3 Re-elect Mathukana Mokoka as Member of For For Management the Audit Committee 7.4 Re-elect Kobus Moller as Member of the For For Management Audit Committee 7.5 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For For Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2020 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2021 until 30 June 2022 B Authorise Repurchase of Issued Share For For Management Capital C Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act D Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- SANLUX CO. LTD. Ticker: 002224 Security ID: Y98936100 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For Did Not Vote Management and Amend Articles of Association 2 Approve Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- SANLUX CO. LTD. Ticker: 002224 Security ID: Y98936100 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Qiongying as Director For Did Not Vote Management 1.2 Elect Wu Peisheng as Director For Did Not Vote Management 1.3 Elect Guo Lijun as Director For Did Not Vote Management 1.4 Elect Hu Enbo as Director For Did Not Vote Management 2.1 Elect Sha Jianyao as Director For Did Not Vote Management 2.2 Elect Jiang Jianhua as Director For Did Not Vote Management 2.3 Elect Fan Weiwei as Director For Did Not Vote Management 3.1 Elect Shen Guojian as Supervisor For Did Not Vote Management 3.2 Elect Qian Jiang as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- SANLUX CO. LTD. Ticker: 002224 Security ID: Y98936100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Allowance of Independent For For Management Directors 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Related Party Transaction For For Management 10 Approve Completed Convertible Bonds For For Management Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SANOFI INDIA LIMITED Ticker: 500674 Security ID: Y04875103 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Special For For Management Dividend 3 Reelect Rajaram Narayanan as Director For For Management 4 Elect Cherian Mathew as Director For Against Management 5 Approve Appointment and Remuneration For Against Management of Cherian Mathew as Whole Time Director 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SANOFI INDIA LIMITED Ticker: 500674 Security ID: Y04875103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Special For For Management Dividend 3 Reelect Charles Billard as Director For For Management 4 Elect Rahul Bhatnagar as Director For For Management 5 Elect Marc-Antoine Lucchini as Director For For Management 6 Reelect Aditya Narayan as Director For For Management 7 Reelect Usha Thorat as Director For For Management 8 Elect Vaibhav Karandikar as Director For For Management 9 Approve Appointment and Remuneration For For Management of Vaibhav Karandikar as Whole Time Director 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SANQUAN FOODS CO., LTD. Ticker: 002216 Security ID: Y98934105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Use of Idle Own Funds for For For Management Investment in Financial Products 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SANSHENG INTELLECTUAL EDUCATION TECHNOLOGY CO., LTD. Ticker: 300282 Security ID: Y07745113 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Niu Daming as Non-independent For For Management Director 2 Elect Zeng Yijun as Supervisor For For Management 3 Approve Termination of Performance For For Management Share Incentive Plan and Repurchase and Cancellation of Performance Shares 4 Approve Decrease in Registered Capital For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SANSHENG INTELLECTUAL EDUCATION TECHNOLOGY CO., LTD. Ticker: 300282 Security ID: Y07745113 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Fundraising For For Management Projects and to Change the Use of Partial Raised Funds 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SANSHENG INTELLECTUAL EDUCATION TECHNOLOGY CO., LTD. Ticker: 300282 Security ID: Y07745113 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplemental For For Management Agreement of Equity Purchase Agreement -------------------------------------------------------------------------------- SANSIRI PUBLIC CO. LTD. Ticker: SIRI Security ID: Y7511B287 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report and Director's For For Management Report for 2019 3 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 4 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares for Private Placement 5 Approve Issuance of Ordinary For For Management Share-Purchase Warrants to Directors and Management/Employees of the Company and/or its Subsidiaries 6 Approve Allocation of Newly Issued For For Management Ordinary Shares for Private Placement 7 Approve Financial Statements For For Management 8 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payments 9.1 Elect Jesadavat Priebjrivat as Director For For Management 9.2 Elect Porntat Amatavivadhana as For For Management Director 9.3 Elect Srettha Thavisin as Director For For Management 9.4 Elect Wanchak Buranasiri as Director For For Management 9.5 Elect Weeranant Chuensuwan as Director For For Management 10 Approve Remuneration of Directors and For For Management Sub-Committees 11 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 12 Approve Increase of Debenture Issuance For For Management and Offering 13 Amend Articles of Association For For Management 14 Other Business For Against Management -------------------------------------------------------------------------------- SANSIRI PUBLIC CO. LTD. Ticker: SIRI Security ID: Y7511B287 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report and Report of For For Management the Board of Directors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Vichaya Chatikavanij as Director For For Management 5.2 Elect Thongchai Jira-alongkorn as For For Management Director 5.3 Elect Supanit Chaiyawat as Director For For Management 5.4 Elect Uthai Uthaisangsuk as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve EY Company Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Decrease in Registered Capital For For Management and Amend Memorandum of Association to Reflect Decrease in Registered Capital 9 Approve Extension of Allocation of For For Management Newly Issued Ordinary Shares Under the General Mandate 10 Other Business For Against Management -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD., FUJIAN Ticker: 002110 Security ID: Y75035108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Loan and Related Party For For Management Transactions 3 Approve Adjustment of Daily Related For For Management Party Transaction -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD., FUJIAN Ticker: 002110 Security ID: Y75035108 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application of Company 2 Approve Comprehensive Credit Line For For Management Application of Fujian Quanzhou Minguang Iron and Steel Co., Ltd. 3 Approve Comprehensive Credit Line For For Management Application of Fujian Luoyuan Minguang Iron and Steel Co., Ltd. 4 Approve Comprehensive Credit Line For For Management Application of Controlled Subsidiary 5 Approve Development of Bill Pool For Against Management Business 6 Approve Guarantee Provision Plan For For Management 7 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve Adjustment on Related Party For For Management Transaction -------------------------------------------------------------------------------- SANSTEEL MINGUANG CO., LTD., FUJIAN Ticker: 002110 Security ID: Y75035108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Investment Plan (Draft) For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Related Party Transaction with For For Management Fujian Sangang (Group) Co., Ltd. and Its Subsidiaries 9 Approve Related Party Transaction with For For Management Associate Companies 10 Approve Related Party Transaction with For For Management Fujian Metallurgical (Holding) Co., Ltd. and Its Subsidiaries -------------------------------------------------------------------------------- SANSURE BIOTECH, INC. Ticker: 688289 Security ID: Y7504D100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Remuneration of Supervisors For For Management 8 Elect Zhou Xin as Supervisor For For Management -------------------------------------------------------------------------------- SANSURE BIOTECH, INC. Ticker: 688289 Security ID: Y7504D100 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SANTAM LTD. Ticker: SNT Security ID: S73323115 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors and Appoint Chantel van den Heever as the Individual and Designated Auditor 2 Re-elect Junior Ngulube as Director For For Management 3 Re-elect Vusi Khanyile as Director For For Management 4 Re-elect Dawn Marole as Director For For Management 5 Re-elect Machiel Reyneke as Director For For Management 6 Re-elect Bruce Campbell as Director For For Management 7 Elect Monwabisi Fandeso as Director For For Management 8 Re-elect Bruce Campbell as Member of For For Management the Audit Committee 9 Re-elect Machiel Reyneke as Member of For For Management the Audit Committee 10 Elect Monwabisi Fandeso as Member of For For Management the Audit Committee 11 Re-elect Preston Speckmann as Member For For Management of the Audit Committee 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- SANTAM LTD. Ticker: SNT Security ID: S73323115 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Chantel van den Heever as the Individual and Designated Auditor 2 Re-elect Monwabisi Fandeso as Director For For Management 3 Re-elect Junior Ngulube as Director For For Management 4 Re-elect Preston Speckmann as Director For For Management 5 Re-elect Dawn Marole as Director For For Management 6 Re-elect Machiel Reyneke as Director For For Management 7 Elect Paul Hanratty as Director For Against Management 8 Elect Abigail Mukhuba as Director For For Management 9 Re-elect Lize Lambrechts as Director For For Management 10 Re-elect Monwabisi Fandeso as Member For For Management of the Audit Committee 11 Re-elect Preston Speckmann as Member For For Management of the Audit Committee 12 Re-elect Machiel Reyneke as Member of For For Management the Audit Committee 13 Approve Remuneration Policy For For Management 14 Approve Implementation Report For For Management 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- SANTOS BRASIL PARTICIPACOES SA Ticker: STBP3 Security ID: P8338G103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Elect Fiscal Council Members For For Management 4 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5 Approve Remuneration of Company's For For Management Management and Fiscal Council 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SANXIANG IMPRESSION CO., LTD. Ticker: 000863 Security ID: Y7743E109 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Elect Wang Sheng as Non-independent For For Management Director 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SANXIANG IMPRESSION CO., LTD. Ticker: 000863 Security ID: Y7743E109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Use of Own Funds for Entrusted For For Management Asset Management 6 Approve Provision of External For For Management Guarantees 7 Amend Related Party Transaction For Against Management Management System 8 Amend Management System of Raised Funds For Against Management 9 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- SANXIANG IMPRESSION CO., LTD. Ticker: 000863 Security ID: Y7743E109 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Authorization of the Board of For Against Management Directors to Approve Land Reserve Investment 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Supervisors For For Management 5.1 Elect Xu Wenzhi as Director For For Management 5.2 Elect Wang Sheng as Director For For Management 5.3 Elect Chen Jinsong as Director For For Management 5.4 Elect Huang Jian as Director For For Management 5.5 Elect Guo Yongqing as Director For For Management 6.1 Elect Jiang Changjian as Director For For Management 6.2 Elect Zhou Changsheng as Director For For Management 6.3 Elect Yang Haiyan as Director For For Management 6.4 Elect Guo Hongwei as Director For For Management 7.1 Elect Li Nongfan as Supervisor For For Management 7.2 Elect Liu Hong as Supervisor For For Management -------------------------------------------------------------------------------- SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 631 Security ID: G78163105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Qi Jian as Director For For Management 3 Elect Xiang Wenbo as Director For For Management 4 Elect Poon Chiu Kwok as Director For For Management 5 Approve Final Dividend For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Establishment and Application for the Issuance of Accounts Receivable Asset-backed Securities (ABS) 2 Approve Establishment of Sanyi Jinpiao For For Shareholder Supply Chain Collective Fund Trust Plan -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For Did Not Vote Management Connection to Establishment and Application for the Issuance of Accounts Receivable Asset-backed Securities (ABS) 2 Approve Establishment of Sanyi Jinpiao For Did Not Vote Shareholder Supply Chain Collective Fund Trust Plan -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in 2020 Mortgage and For For Management Financial Leasing Quota and 2021 Forecast Mortgage and Financing Leasing Business 2 Approve Carry Out Deposit, Loan and For For Management Financial Management in Related Banks 3 Approve Related Party Transaction For For Management 4 Approve Provision of Guarantee For Against Management 5 Approve Employee Share Purchase Plan For For Management 6 Approve Management Method of Employee For For Management Share Purchase Plan 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in 2020 Mortgage and For Did Not Vote Management Financial Leasing Quota and 2021 Forecast Mortgage and Financing Leasing Business 2 Approve Carry Out Deposit, Loan and For Did Not Vote Management Financial Management in Related Banks 3 Approve Related Party Transaction For Did Not Vote Management 4 Approve Provision of Guarantee For Did Not Vote Management 5 Approve Employee Share Purchase Plan For Did Not Vote Management 6 Approve Management Method of Employee For Did Not Vote Management Share Purchase Plan 7 Approve Authorization of the Board to For Did Not Vote Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Assessment Plan For For Management of Directors and Supervisors 7 Approve Application of Bank Credit For For Management Lines 8 Approve Daily Related Party Transaction For For Management 9 Approve Related Party Transaction in For Against Management Connection to Establishment of Sanyi Jinpiao Supply Chain Collective Fund Trust Plan 10 Approve to Appoint Auditor For For Management 11 Approve Financial Derivates Business For For Management 12 Approve Use of Idle Own Funds for For For Management Financial Products 13 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration Assessment Plan For Did Not Vote Management of Directors and Supervisors 7 Approve Application of Bank Credit For Did Not Vote Management Lines 8 Approve Daily Related Party Transaction For Did Not Vote Management 9 Approve Related Party Transaction in For Did Not Vote Management Connection to Establishment of Sanyi Jinpiao Supply Chain Collective Fund Trust Plan 10 Approve to Appoint Auditor For Did Not Vote Management 11 Approve Financial Derivates Business For Did Not Vote Management 12 Approve Use of Idle Own Funds for For Did Not Vote Management Financial Products 13 Approve Report of the Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Issuance of Debt Financing For For Management Instruments 3 Approve Financial Leasing Business For For Management 4 Approve Provision of Financing For For Management Guarantee to Controlled Subsidiary and Related Transaction 5 Approve Provision of Guarantee to For For Management Wholly-owned Subsidiary 6 Approve Employee Share Purchase Plan For For Management and Its Summary 7 Approve Management Method of Employee For For Management Share Purchase Plan 8 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 9 Approve Provision of Guarantee for For For Shareholder Wholly-owned Overseas Subsidiary -------------------------------------------------------------------------------- SANYANG MOTOR CO., LTD. Ticker: 2206 Security ID: Y7525U107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Trading Procedures Governing For For Management Derivatives Products 8 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SAO MARTINHO SA Ticker: SMTO3 Security ID: P8493J108 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Mar. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For Against Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Independent Board Chairman 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Krug Ometto as Board Vice-Chairman 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Fontes Ribeiro as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Carlos Costa Brega as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Campos Ometto as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Marques Ferreira Ometto as Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Olga Stankevicius Colpo as Director 7 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Fiscal Council Members For Abstain Management 10 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 11 Elect Fiscal Council Member Appointed None For Shareholder by Minority Shareholder 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- SAO MARTINHO SA Ticker: SMTO3 Security ID: P8493J108 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Articles For For Management 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- SAPPI LTD. Ticker: SAP Security ID: S73544108 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended September 2020 2.1 Re-elect Zola Malinga as Director For For Management 2.2 Re-elect Valli Moosa as Director For For Management 2.3 Re-elect Rob Jan Renders as Director For For Management 2.4 Re-elect Sir Nigel Rudd as Director For For Management 3.1 Re-elect Peter Mageza as Chairman of For For Management the Audit and Risk Committee 3.2 Re-elect Zola Malinga as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Dr Boni Mehlomakulu as Member For For Management of the Audit and Risk Committee 3.4 Re-elect Rob Jan Renders as Member of For For Management the Audit and Risk Committee 3.5 Re-elect Janice Stipp as Member of the For For Management Audit and Risk Committee 4 Reappoint KPMG Inc as Auditors with For For Management Coenie Basson as the Designated Registered Auditor 5 Authorise Specific Issue of Ordinary For For Management Shares to the Holders of Convertible Bonds 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Companies 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- SAPURA ENERGY BERHAD Ticker: 5218 Security ID: Y7516Y100 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shahriman Shamsuddin as Director For For Management 2 Elect Ramlan Abdul Rashid as Director For For Management 3 Elect Mohammad Azlan Abdullah as For For Management Director 4 Elect Syed Ali Syed Salem Alsagoff as For For Management Director 5 Elect Lim Tiang Siew as Director For For Management 6 Approve Directors' Fees and Benefits For For Management 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SARKUYSAN ELEKTROLITIK BAKIR SANAYI VE TICARET AS Ticker: SARKY Security ID: M82339108 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 9 Authorize Share Capital Increase For Against Management without Preemptive Rights 10 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 11 Receive Information on Remuneration None None Management Policy 12 Ratify External Auditors For For Management 13 Elect Independent Directors For For Management 14 Approve Director Remuneration For Against Management 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- SASA POLYESTER SANAYI AS Ticker: SASA Security ID: M82341104 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Elect Directors For For Management 7 Approve Director Remuneration For Against Management 8 Approve Allocation of Income For For Management 9 Receive Information on Share None None Management Repurchases 10 Receive Information on Donations Made None None Management in 2020 11 Approve Upper Limit of Donations for For Against Management 2021 12 Ratify External Auditors For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- SASOL LTD. Ticker: SOL Security ID: 803866102 Meeting Date: NOV 20, 2020 Meeting Type: Annual Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Colin Beggs as Director For For Management 1.2 Re-elect Nomgando Matyumza as Director For For Management 1.3 Re-elect Moses Mkhize as Director For For Management 1.4 Re-elect Mpho Nkeli as Director For For Management 1.5 Re-elect Stephen Westwell as Director For For Management 2 Elect Kathy Harper as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors 4.1 Re-elect Colin Beggs as Member of the For For Management Audit Committee 4.2 Elect Kathy Harper as Member of the For For Management Audit Committee 4.3 Re-elect Trix Kennealy as Member of For For Management the Audit Committee 4.4 Re-elect Nomgando Matyumza as Member For For Management of the Audit Committee 4.5 Re-elect Stephen Westwell as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation Report of the For For Management Remuneration Policy 7 Approve Remuneration of Non-Executive For For Management Directors 8 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- SASOL LTD. Ticker: SOL Security ID: 803866102 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Transaction Material Agreements as a Category 1 Transaction in Terms of the JSE Listings Requirements 2 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- SATURDAY CO., LTD. Ticker: 002291 Security ID: Y261DZ109 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Extension of Guarantee For Against Management 3 Elect Zhu Wuzhou as Supervisor For For Management -------------------------------------------------------------------------------- SATURDAY CO., LTD. Ticker: 002291 Security ID: Y261DZ109 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplemental For For Management Agreement to Limited Partnership Share Purchase Agreement 2 Approve Pledge of Partial Shares of For For Management Subsidiaries 3 Approve Acceptance of Financial For For Management Assistance -------------------------------------------------------------------------------- SATURDAY CO., LTD. Ticker: 002291 Security ID: Y261DZ109 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- SATURDAY CO., LTD. Ticker: 002291 Security ID: Y261DZ109 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Purchase of Liability For For Shareholder Insurance for Directors, Supervisors and Senior Management Members 5 Approve External Investment For For Shareholder -------------------------------------------------------------------------------- SATURDAY CO., LTD. Ticker: 002291 Security ID: Y261DZ109 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension of Resolution For For Management Validity Period 3 Approve Extension of Authorization of For For Management Board to Handle All Related Matters 4 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- SATURDAY CO., LTD. Ticker: 002291 Security ID: Y261DZ109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Change in Registered Capital For For Shareholder 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SAUDI AIRLINES CATERING CO. Ticker: 6004 Security ID: M8234B102 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Approve Remuneration of Directors of For For Management SAR 3,793,424 for FY 2020 8 Approve Related Party Transactions For For Management with Newrest Holding Group Re: Performance of Consultancy and Administrative Services, Supply of Manpower Support Services and Leasing Relationships for Administrative Offices for Strategic Catering Company 9 Approve Related Party Transactions For For Management with Newrest Holding Group Re: Performance of Consultancy and Administrative Services, Supply of Manpower Support Services and Leasing Relationships for Administrative Offices for Strategic Catering Company 10 Approve Related Party Transactions For For Management with Strategic Catering Company Re: Leasing Relationship for Administrative Offices 11 Approve Related Party Transactions For For Management with Al Hokair Holding Group Re: Performance of Several Lease Agreements of Retail Stores -------------------------------------------------------------------------------- SAUDI ARABIAN FERTILIZER CO. Ticker: 2020 Security ID: M8T36M107 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capital Increase for Up to For For Management 14.25% of Issued Share Capital in Relation to the Acquisition of SABIC Agri Nutrients Investment Company From The Saudi Basic Industries Corp 2 Approve Change of Company Name to For For Management SABIC Agri Nutrients 3 Amend Article 1 of Bylaws Re: For For Management Company's Name 4 Amend Article 5 of Bylaws Re: Capital For For Management Increase 5 Amend Article 6 of Bylaws Re: For For Management Subscription of Shares 6 Amend Article 16 of Bylaws Re: For For Management Financing Instruments and Sukuk 7 Amend Article 17 of Bylaws Re: Company For For Management Management 8 Amend Article 19 of Bylaws Re: Board For For Management Vacancy 9 Amend Article 20 of Bylaws Re: Board For For Management Powers 10 Amend Article 24 of Bylaws Re: Board For For Management Meetings Quorum 11 Amend Article 30 of Bylaws Re: General For For Management Meetings Attendance 12 Amend Article 34 of Bylaws Re: Holding For For Management of General Meetings 13 Approve Additional Remuneration of For For Management Auditors in Relation to the Acquisition and Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 14 Amend Remuneration and Nomination For For Management Committee Charter -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: OCT 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mussaed Al Ouhali as Director For For Management 2.1 Elect Yassir Al Ramyan as Director None For Management 2.2 Elect Khalid Al Mudeifir as Director None For Management 2.3 Elect Richard O'Brien as Director None For Management 2.4 Elect Samuel Walsh as Director None Abstain Management 2.5 Elect Ganesh Kishore as Director None Abstain Management 2.6 Elect Mohammed Al Qahtani as Director None Abstain Management 2.7 Elect Mussaed Al Ouhali as Director None For Management 2.8 Elect Suleiman Al Quiez as Director None For Management 2.9 Elect Abdulazeez Al Jarbouaa as None For Management Director 2.10 Elect Abdullah Al Doussari as Director None For Management 2.11 Elect Nabeelah Al Tunisi as Director None For Management 2.12 Elect Abdullah Al Fifi as Director None For Management 2.13 Elect Yahia Al Shinqiti as Director None Abstain Management 2.14 Elect Sameer Haddad as Director None Abstain Management 2.15 Elect Mohammed Al Ghamdi as Director None Abstain Management 2.16 Elect Fahad Al Shamri as Director None Abstain Management 2.17 Elect Hussam Al Deen Sadaqah as None For Management Director 2.18 Elect Abdulwahab Abu kweek as Director None Abstain Management 2.19 Elect Ghassan Kashmiri as Director None Abstain Management 2.20 Elect Ahmed Murad as Director None Abstain Management 2.21 Elect Mohammed Al Anzi as Director None Abstain Management 2.22 Elect Abdullah Al Husseini as Director None Abstain Management 2.23 Elect Tariq Lenjawi as Director None Abstain Management 2.24 Elect Amr Khashaqji as Director None Abstain Management 2.25 Elect Hamad Al Fouzan as Director None Abstain Management 2.26 Elect Adil Hashim as Director None For Management 2.27 Elect Abdulazeez Al Habardi as Director None Abstain Management 2.28 Elect Abdulrahman Al Khayal as Director None Abstain Management 2.29 Elect Shakir Al Oteibi as Director None Abstain Management 2.30 Elect Mutlaq Al Anzi as Director None Abstain Management 2.31 Elect Abdulrahman Al Zahrani as None Abstain Management Director 2.32 Elect Saad Al Haqeel as Director None Abstain Management 2.33 Elect Abdulrahman Badaoud as Director None Abstain Management 2.34 Elect Mohammed Al Suweid as Director None Abstain Management 3 Elect Members of Audit Committee and For For Management Approve its Charter and the Remuneration of Its Members -------------------------------------------------------------------------------- SAUDI ARABIAN MINING CO. Ticker: 1211 Security ID: M8236Q107 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Absence of Dividends for FY For For Management 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors for For For Management FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 and FY 2022 8 Amend Audit Committee Charter For For Management 9 Amend Remuneration and Nomination For For Management Committee Charter 10 Approve Remuneration Policy Re: For For Management Directors, Committees and Management -------------------------------------------------------------------------------- SAUDI BASIC INDUSTRIES CORP. Ticker: 2010 Security ID: M8T36U109 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Dividends of SAR 1.50 per For For Management Share for the First Half of FY 2020 6 Approve Dividends of SAR 1.50 per For For Management Share for the Second Half of FY 2020 7 Amend Audit Committee Charter For Against Management 8 Elect Khalid Al Dabbagh as Director For For Management 9 Elect Ziyad Al Murshad as Director For For Management 10 Elect Olivier Thorel as Director For For Management 11 Approve Increase Size of Audit For For Management Committee From 4 to 5 and Elect Salah Al Hariqi as Member of Audit Committee 12 Approve Discharge of Directors for FY For For Management 2020 13 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- SAUDI CEMENT CO. Ticker: 3030 Security ID: M8235J112 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Dividends of SAR 1.5 per Share For For Management for First Half of FY 2020 7 Approve Dividends of SAR 2 per Share For For Management for Second Half of FY 2020 8 Approve Remuneration of Directors of For For Management SAR 5,089,304 for FY 2020 9 Approve Related Party Transactions Re: For For Management United Cement Company 10 Approve Related Party Transactions Re: For For Management Cement Industry Products Company Ltd 11 Approve Related Party Transactions Re: For For Management Wataniya Insurance Company 12 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 13 Elect Salih Al Muhanna as Director For For Management -------------------------------------------------------------------------------- SAUDI CERAMIC CO. Ticker: 2040 Security ID: M8T401107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Appoint Abdulazeez Al Khureiji as For For Management Members of Audit Committee 5 Approve Related Party Transactions Re: For For Management Natural Gas Distribution Company 6 Approve Related Party Transactions Re: For For Management Ceramic Pipes Company 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Ratify Auditors and Fix Their For For Management Remuneration for Q2,Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 10 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:3 11 Amend Article 7 of Bylaws Re: Changes For For Management in Capital 12 Amend Article 8 of Bylaws Re: For For Management Subscription in Shares -------------------------------------------------------------------------------- SAUDI CHEMICAL CO. Ticker: 2230 Security ID: M8T402105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Remuneration of Directors of For For Management SAR 2,250,000 for FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q3 and Annual Statement of FY 2021 and Q1 and Q2 of FY 2022 7 Approve Dividends of SAR 0.5 Per Share For For Management for FY 2020 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Amend Corporate Governance Charter For For Management 10 Amend Audit Committee Charter For For Management 11 Amend Nomination and Remuneration For For Management Committee Charter 12 Amend Remuneration Policy Re: Board For For Management Members 13 Amend Board Membership Policies, For For Management Standards and Criteria -------------------------------------------------------------------------------- SAUDI ELECTRICITY CO. Ticker: 5110 Security ID: M8T51J104 Meeting Date: DEC 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Khalid Al Sultan as Director None Abstain Management 1.2 Elect Rashid Shareef as Director None Abstain Management 1.3 Elect Najm Al Zeid as Director None Abstain Management 1.4 Elect Issam Al Bayat as Director None Abstain Management 1.5 Elect Raed Al Rayis as Director None Abstain Management 1.6 Elect Nabeel Al Naeem as Director None Abstain Management 1.7 Elect Louai Bin Moussa as Director None Abstain Management 1.8 Elect Abdulkareem Al Ghamdi as Director None Abstain Management 1.9 Elect Khalid Al Houshan as Director None Abstain Management 1.10 Elect David Crane as Director None Abstain Management 1.11 Elect Abdulwahab Abou Kweek as Director None Abstain Management 1.12 Elect Fahad Bin Jumaah as Director None Abstain Management 1.13 Elect Mohammed Al Sakeet as Director None Abstain Management 1.14 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.15 Elect Nadheer Khashaqji Director None Abstain Management 1.16 Elect Ahmed Murad as Director None Abstain Management 1.17 Elect Abdullah Al Husseini as Director None Abstain Management 1.18 Elect Muqrin Al Dalbahi as Director None Abstain Management 1.19 Elect Saad Al Haqeel as Director None Abstain Management 1.20 Elect Waleed Shukri as Director None Abstain Management 1.21 Elect Abdulmajeed Al Areeni as Director None Abstain Management 1.22 Elect Nouf Al Haqbani as Director None Abstain Management 1.23 Elect Abdulazeez Al Dreess as Director None Abstain Management 1.24 Elect Fahad Al Sameeh as Director None Abstain Management 1.25 Elect Khalid Al Nuweisir as Director None Abstain Management 1.26 Elect Mubarak Al Omani as Director None Abstain Management 1.27 Elect Fayiz Al Zaydi as Director None Abstain Management 1.28 Elect Noha Suleimani as Director None Abstain Management 1.29 Elect Abdulmajeed Al Bahrani as None Abstain Management Director 1.30 Elect Mohammed Ba Dhareess as Director None Abstain Management 1.31 Elect Waleed Bamaarouf as Director None Abstain Management 1.32 Elect Abdulilah Al Sheikh as Director None Abstain Management 1.33 Elect Abdullah Al Miqbil as Director None Abstain Management 1.34 Elect Rana Al Humeidan as Director None Abstain Management 1.34 Elect Ali Al Maddah as Director None Abstain Management 1.36 Elect Ihssan Makhdoom as Director None Abstain Management 1.37 Elect Jihad Al Naqlah as Director None Abstain Management 1.38 Elect Fahad Al Shamri as Director None Abstain Management 1.39 Elect Fouad Al Shereibi as Director None Abstain Management 1.40 Elect Mansour Al Mudheifir as Director None Abstain Management 1,41 Elect Abdulrahman Al Suheibani as None Abstain Management Director 1.42 Elect Omar Makharish as Director None Abstain Management 1.43 Elect Abdulrahman Al Areeni as Director None Abstain Management 1.44 Elect Salih Al Awaji as Director None Abstain Management 1.45 Elect Khalid Al Khudheiri as Director None Abstain Management 1.46 Elect Thamir Al Wadee as Director None Abstain Management 1.47 Elect Talal Al Moammar as Director None Abstain Management 1.48 Elect Saad Al Dakheel as Director None Abstain Management 1.49 Elect Ali Al Omran as Director None Abstain Management 1.50 Elect Haytham Al Zeid as Director None Abstain Management 1.51 Elect Haytham Al Seef as Director None Abstain Management 1.52 Elect Salih Al Yami as Director None Abstain Management 1.53 Elect Nada Al Harthi as Director None Abstain Management 1.54 Elect Yazeed Al Subaie as Director None Abstain Management 2 Approve Treatment of the Profits of For For Management the Saudi Arabian Oil Company As a Debt in Favor to The Ministry of Finance 3 Approve Establishing and Allocating a For For Management Reserve in Relation to the Speculative Agreement with The Ministry of Finance 4 Authorize Board to Transfer from For For Management Remaining Company Earnings to Establish a New Reserve 5 Authorize Board to Use the Newly For For Management Established Reserve -------------------------------------------------------------------------------- SAUDI ELECTRICITY CO. Ticker: 5110 Security ID: M8T51J104 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members 2 Approve Related Party Transactions Re: For For Management The National Commercial Bank 3 Approve Related Party Transactions Re: For For Management Gulf International Bank -------------------------------------------------------------------------------- SAUDI ELECTRICITY CO. Ticker: 5110 Security ID: M8T51J104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Dividends of SAR 0.70 per For For Management Share for FY 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 892,500 for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Amend Nomination and Remuneration For For Management Committee Charter 10 Approve the Increase of the Audit For For Management Committee Size from 4 to 5 Members by Appointing Amr Kurdi as Audit Committee Member 11 Approve Related Party Transactions Re: For For Management GCC Electrical Testing Laboratory -------------------------------------------------------------------------------- SAUDI GROUND SERVICES CO. Ticker: 4031 Security ID: M8255M102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Elect Fahad Sendi as Director For For Management 7 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 8 Approve Related Party Transactions Re: For For Management Saudi Airlines 9 Approve Related Party Transactions Re: For For Management Saudia Cargo Ltd 10 Approve Related Party Transactions For For Management with Saudi Aerospace Engineering and Industry Company Re: Provision of Ground Handling Services at the Kingdom's Airports 11 Approve Related Party Transactions Re: For For Management Saudi Private Aviation Company 12 Approve Related Party Transactions Re: For For Management Royal Fleet Services Company 13 Approve Related Party Transactions Re: For For Management Flyadeal 14 Approve Related Party Transactions Re: For For Management Saudi Amad Company for Airport and Air Transport Support Services 15 Approve Related Party Transactions Re: For For Management Saudi Arabia Holding Company 16 Approve Related Party Transactions For For Management with Saudi Al-Amad Company for Airport and Air Transport Support Services Re: Providing Rental Service for Operating Vehicles at the Kingdom's Airport 17 Approve Related Party Transactions Re: For For Management Saudi Airlines Catering Company 18 Approve Related Party Transactions For For Management with Saudi Aerospace Engineering and Industry Company Re: Providing Maintenance Services for the Company's Equipment 19 Approve Related Party Transactions For For Management with Saudi Al-Amad Company for Airport and Air Transport Support Services Re: Provision of Services for Transporting Seafarers 20 Approve Related Party Transactions For For Management with Saudi Al-Amad Company for Airport and Air Transport Support Services Re: Civil Aviation Authority for Airports Services and Air Transport Support -------------------------------------------------------------------------------- SAUDI INDUSTRIAL INVESTMENT GROUP Ticker: 2250 Security ID: M8235U117 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Dividends of SAR 1 per Share For For Management for FY 2020 6 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 7 Elect Thamir Al Hamoud as Director For For Management 8 Elect Abdulrahman Al Rajhi as Members For For Management of Audit Committee 9 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 10.1 Elect Ahmed Murad as Director None Abstain Management 10.2 Elect Ahmed Khogeer as Director None Abstain Management 10.3 Elect Ahmed Al Madani as Director None Abstain Management 10.4 Elect Asma Hamdan as Director None Abstain Management 10.5 Elect Bandar Al Ghafees as Director None Abstain Management 10.6 Elect Jalban Al Jalban as Director None Abstain Management 10.7 Elect Wael Al Bassam as Director None Abstain Management 10.8 Elect Hamad Al Sayari as Director None Abstain Management 10.9 Elect Tariq Al Rasheed as Director None Abstain Management 10.10 Elect Talal Al Moammar as Director None Abstain Management 10.11 Elect Youssef Al Rajhi as Director None Abstain Management 10.12 Elect Majid Al Suweigh as Director None Abstain Management 10.13 Elect Mujtaba Al Khuneizi as Director None Abstain Management 10.14 Elect Mohammed Al Maashouq as Director None Abstain Management 10.15 Elect Mohammed Al Shamri as Director None Abstain Management 10.16 Elect Mohammed Al Ghamdi as Director None Abstain Management 10.17 Elect Mussaab Al Jaeed as Director None Abstain Management 10.18 Elect Moqead Al Oteibi as Director None Abstain Management 10.19 Elect Nabeel Al Mubarak as Director None Abstain Management 10.20 Elect Nael Faiyz as Director None Abstain Management 10.21 Elect Sultan Qaramish as Director None Abstain Management 10.22 Elect Sultan Ibrahim as Director None Abstain Management 10.23 Elect Suleiman Al Quweiz as Director None Abstain Management 10.24 Elect Saad Al Haqeel as Director None Abstain Management 10.25 Elect Saad Al Ruweite as Director None Abstain Management 10.26 Elect Saoud Al Arifi as Director None Abstain Management 10.27 Elect Adil Al Qureishi as Director None Abstain Management 10.28 Elect Abdulazeez Al Sudeis as Director None Abstain Management 10.29 Elect Abdulazeez Al Anbar as Director None Abstain Management 10.30 Elect Abdullah Al Husseini as Director None Abstain Management 10.31 Elect Abdulrahman Al Khayal as Director None Abstain Management 10.32 Elect Abdulrahman Al Rajhi as Director None Abstain Management 10.33 Elect Azeez Al Qahtani as Director None Abstain Management 10.34 Elect Amr Kurdi as Director None Abstain Management 10.35 Elect Fahad Al Shamri as Director None Abstain Management 10.36 Elect Fahad Al Maaekil as Director None Abstain Management 10.37 Elect Farraj Abou Thneen as Director None Abstain Management 10.38 Elect Salih Al Shabnan as Director None Abstain Management 10.39 Elect Salih Al Husseini as Director None Abstain Management 10.40 Elect Raad Al Qahtani as Director None Abstain Management 10.41 Elect Thamir Al Wadee as Director None Abstain Management 10.42 Elect Thamir Al Hamoud as Director None Abstain Management 10.43 Elect Khalid Al Hajjaj as Director None Abstain Management 10.44 Elect Khalid Al Suleiman as Director None Abstain Management 10.45 Elect Khalid Al Khudheiri as Director None Abstain Management 11 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members 12 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- SAUDI KAYAN PETROCHEMICAL CO. Ticker: 2350 Security ID: M82585106 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2021 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2020 7.1 Elect Ahmed Abou Talaf as Director None Abstain Management 7.2 Elect Ahmed Al Madani as Director None Abstain Management 7.3 Elect Ahmed Murad as Director None Abstain Management 7.4 Elect Bashar Kayyali as Director None Abstain Management 7.5 Elect Khalid Al Khudhari as Director None Abstain Management 7.6 Elect Tariq Al Anqari as Director None Abstain Management 7.7 Elect Talal Al Moammar as Director None Abstain Management 7.8 Elect Abdulazeez Al Sudeis as Director None Abstain Management 7.9 Elect Abdullah Barakat as Director None Abstain Management 7.10 Elect Abdullah Al Harbi as Director None Abstain Management 7.11 Elect Omar Mukharesh as Director None Abstain Management 7.12 Elect Ahad Ouweidhah as Director None Abstain Management 7.13 Elect Majid Al Suweigh as Director None Abstain Management 7.14 Elect Mohammed Al Moammar as Director None Abstain Management 7.15 Elect Hani Al Zeid as Director None Abstain Management 7.16 Elect Ahmed Al Sheikh as Director None Abstain Management 7.17 Elect Mohammed Al Zahrani as Director None Abstain Management 7.18 Elect Waleed Al Shalfan as Director None Abstain Management 7.19 Elect Khalid Al Qarni as Director None Abstain Management 8 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- SAUDI NATIONAL BANK Ticker: 1180 Security ID: M7S2CL107 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Dividends of SAR 0.80 per For For Management Share for FY 2020 5 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 6 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 7 Approve Remuneration of Directors of For For Management SAR 4,850,000 for FY 2020 8 Approve Discharge of Directors for FY For For Management 2020 9 Elect Ammar Al Khudheiri as Director For For Management 10 Elect Yazeed Al Humeid as Director For For Management 11 Amend the Policy, Criteria, and For For Management Procedures for Nomination to the Membership of the Board 12 Amend Directors and Committees For For Management Remuneration Policy 13 Allocate 3,241,313 Shares from the For For Management Treasury Shares which Resulted from the Merger Transaction to the Executive Employees Incentive Plan 14.1 Elect Ibrahim Al Moaajil as Director None Abstain Management 14.2 Elect Ahmed Khogeer as Director None Abstain Management 14.3 Elect Ahmed Murad as Director None Abstain Management 14.4 Elect Al Waleed Al Sheikh as Director None Abstain Management 14.5 Elect Anees Moamina as Director None Abstain Management 14.6 Elect Khalid Al Suweilim as Director None Abstain Management 14.7 Elect Rashid Shareef as Director None Abstain Management 14.8 Elect Ziad Al Tunisi as Director None Abstain Management 14.9 Elect Zeid Al Quweiz as Director None Abstain Management 14.10 Elect Saoud Al Juhani as Director None Abstain Management 14.11 Elect Saeed Al Ghamdi as Director None For Management 14.12 Elect Sultan Abdulsalam as Director None Abstain Management 14.13 Elect Sultan Garamish as Director None Abstain Management 14.14 Elect Sheila Al Ruweili as Director None Abstain Management 14.15 Elect Abdulrahman Al Oudan as Director None Abstain Management 14.16 Elect Abdullah Al Ruweiss as Director None Abstain Management 14.17 Elect Ammar Al Khudheiri as Director None Abstain Management 14.18 Elect Ghassan Kashmeeri as Director None Abstain Management 14.19 Elect Fahad Al Huweimani as Director None Abstain Management 14.20 Elect Mujtaba Al Khaneezi as Director None Abstain Management 14.21 Elect Nabeel Koshak as Director None Abstain Management 14.22 Elect Waleed Abanmi as Director None Abstain Management 14.23 Elect Yazeed Al Humeid as Director None Abstain Management 15 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members 16 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 17 Approve Related Party Transactions For For Management with Bupa Arabia for Cooperative Insurance Company 18 Approve Related Party Transactions For For Management with ELM Information Security Company 19 Approve Related Party Transactions For For Management with Saudi Credit Bureau Company 20 Approve Related Party Transactions For For Management with Saudi Telecom Company Re: Renewal of the Bulk SMS Contract 21 Approve Related Party Transactions For For Management with Saudi Telecom Company Re: Renewal of Microsoft License Agreement 22 Approve Related Party Transactions For For Management with Saudi Telecom Company Re: Renewal of Arbor Cloud for DDoS 23 Approve Related Party Transactions For For Management with Saudi Telecom Company Re: Renewal of the IP VPN Services 24 Approve Related Party Transactions For For Management with Saudi Telecom Company Re: Renewal of POS Communication Network 25 Approve Related Party Transactions For For Management with Saudi Telecom Company Re: Rental Contract of Four Multiple Automated Teller Machine Locations 26 Approve Related Party Transactions For For Management with Saudi Telecom Company Re: Rental Contract of Seven Multiple Automated Teller Machine Locations 27 Approve Related Party Transactions For For Management with Panda Retail Company 28 Approve Related Party Transactions For Against Management with Saudi Arabian Military Industries Company 29 Approve Related Party Transactions For For Management with Saudi Accenture Re: Agreement for Digital Vision Program 30 Approve Related Party Transactions For For Management with Saudi Accenture Re: Agreement to Provide Consulting Services Related to Al Ahli Esnad 31 Approve Related Party Transactions For For Management with Saudi Accenture Re: Signing a Consultancy Services Agreement to Support the Merger Project with Samba for IT Integration 32 Approve Related Party Transactions For For Management with Saudi Accenture Re: Agreement for NCB Mobile App Performance Remediation 33 Approve Related Party Transactions For For Management with Saudi Accenture Re: Agreement for Support Services for NCBC's Charles River System 34 Approve Related Party Transactions For For Management with Saudi Accenture Re: Consultancy Services related to the Bank's Data Strategy 35 Approve Related Party Transactions For For Management with Saudi Accenture Re: Signing an Agreement for Digital Vision Program Additional Scope 36 Approve Related Party Transactions For For Management with Saudi Accenture Re: Signing an Agreement for IT Integration Program NCB Samba Merger 37 Approve Related Party Transactions For For Management with Etihad Etisalat Company 38 Approve Related Party Transactions For For Management with Al khaleej Training and Education -------------------------------------------------------------------------------- SAUDI NATIONAL BANK Ticker: 1180 Security ID: M7S2CL107 Meeting Date: JUN 28, 2021 Meeting Type: Ordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Increase of the Audit For For Management Committee Size from 4 to 5 Members by Appointing Abdullah Al Ruweiss as Audit Committee Member -------------------------------------------------------------------------------- SAUDI PHARMACEUTICAL INDUSTRIES & MEDICAL APPLIANCES CORP. Ticker: 2070 Security ID: M8T589109 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 14 of Bylaws Re: Capital For For Management Increase 2 Amend Article 18 of Bylaws Re: Board For For Management Vacancy 3 Amend Article 19 of Bylaws Re: Board For For Management Powers 4 Amend Article 20 of Bylaws Re: Board For For Management Remuneration 5 Amend Article 21 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Powers 6 Amend Article 22 of Bylaws Re: Board For For Management Meetings 7 Amend Article 23 of Bylaws Re: Board For For Management Quorum 8 Amend Article 25 of Bylaws Re: General For For Management Meetings Attendance 9 Amend Article 29 of Bylaws Re: General For For Management Meetings Invitation 10 Amend Article 41 of Bylaws Re: For For Management Financial Documents 11 Amend Article 42 of Bylaws Re: For For Management Allocation of Dividends 12 Amend Board of Director, Committees, For For Management and Executive Management Remunerations Policy 13 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2019 -------------------------------------------------------------------------------- SAUDI PHARMACEUTICAL INDUSTRIES & MEDICAL APPLIANCES CORP. Ticker: 2070 Security ID: M8T589109 Meeting Date: MAY 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Transfer of SAR 7,947,176 form For For Management Consensual Reserve to Complete the Amount Allocated for Dividends for FY 2020 6 Approve Dividends of SAR 1 Per Share For For Management for FY 2020 7 Approve Remuneration of Directors of For For Management SAR 1,800,000 for FY 2020 8 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 9 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 10 Approve Related Party Transactions Re: For For Management Arac Healthcare Company 11 Approve Related Party Transactions Re: For For Management Arac Healthcare Company and Dammam Pharmaceutical Company 12 Approve Related Party Transactions Re: For For Management Riyad Bank -------------------------------------------------------------------------------- SAUDI PUBLIC TRANSPORT CO. Ticker: 4040 Security ID: M8T58D100 Meeting Date: NOV 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Results of Negotiations For For Management Between the Company and the Formed Committee Regarding the Company's Assets and Authorize Chairman to Sign the Agreement 2 Approve Increase Size of Audit For For Management Committee From 4 to 5 and Elect Turki Al Mubarak as Member of Audit Committee 3 Elect Mohammed Al Sheikh as Director For For Management -------------------------------------------------------------------------------- SAUDI PUBLIC TRANSPORT CO. Ticker: 4040 Security ID: M8T58D100 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Absence of Dividends for FY For For Management 2020 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 1,350,000 for FY 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 8 Approve Treatment of Losses by For For Management Transferring of SAR 22,067,000 From Statutory Reserve 9 Approve Transfer of SAR 20,663,000 For For Management from Statutory Reserve to Retained Earning Account 10 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law -------------------------------------------------------------------------------- SAUDI REAL ESTATE CO. Ticker: 4020 Security ID: M8T58E108 Meeting Date: APR 04, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nayif Al Hamdan as Director For For Management 2 Amend Article 18 of Bylaws Re: Company For For Management Management 3 Amend Article 23 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director and Secretary Powers 4 Amend Article 24 of Bylaws Re: Board's For For Management Meetings 5 Amend Article 26 of Bylaws Re: Board's For For Management Resolutions and its Deliberation 6 Amend Article 32 of Bylaws Re: General For For Management Meetings Invitations 7 Amend Article 43 of Bylaws Re: Audit For Against Management Committee Reports 8 Amend Article 47 of Bylaws Re: For Against Management Financial Documents 9 Appoint Nassir Bin Kadsah as Members For For Management of Audit Committee 10 Appoint Adeeb Abanami as Member of For For Management Audit Committee 11 Appoint Ahmed Al Muheimid as Member of For For Management Audit Committee -------------------------------------------------------------------------------- SAUDI REAL ESTATE CO. Ticker: 4020 Security ID: M8T58E108 Meeting Date: JUN 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Remuneration of Directors of For For Management SAR 1,850,000 for FY 2020 6 Approve Discharge of Directors for FY For For Management 2020 7 Allow Abdulfattah Kurdi to Be Involved For For Management with Competitor Companies 8 Allow Mohammed Bin Daoud to Be For For Management Involved with Competitor Companies -------------------------------------------------------------------------------- SAUDI RESEARCH & MARKETING GROUP Ticker: 4210 Security ID: M82595105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Amend Article 6 of Bylaws Re: For For Management Company's Name 7.1 Elect Khalid Al Hajaj as Director None Abstain Management 7.2 Elect Raad Al Qahtani as Director None Abstain Management 7.3 Elect Mohammed Outeedah as Director None Abstain Management 7.4 Elect Abdulrahman Al Khayal as Director None Abstain Management 7.5 Elect Sultan Abdulsalam as Director None Abstain Management 7.6 Elect Nael Fayiz as Director None Abstain Management 7.7 Elect Talal Al Moammar as Director None Abstain Management 7.8 Elect Maizn Shahawi as Director None Abstain Management 7.9 Elect Abdullah Al Shahri as Director None Abstain Management 7.10 Elect Ismaeel Shahada as Director None Abstain Management 7.11 Elect Wael Al Bassam as Director None Abstain Management 7.12 Elect Thamir Al Wadee as Director None For Management 7.13 Elect Ahmed Murad as Director None Abstain Management 7.14 Elect Sultan Garamish as Director None Abstain Management 7.15 Elect Mujtaba Al Khaneezi as Director None Abstain Management 7.16 Elect Bassim Al Saloum as Director None Abstain Management 7.17 Elect Hamad Al Fouzan as Director None Abstain Management 7.18 Elect Turki Baqshan as Director None For Management 7.19 Elect Majid Al Issa as Director None For Management 7.20 Elect Abdulrahman Al Ruweitaa as None For Management Director 7.21 Elect Amr Kurdi as Director None Abstain Management 7.22 Elect Saad Al Haqeel as Director None Abstain Management 7.23 Elect Abdulazeez Al Fahad as Director None For Management 7.24 Elect Adil Al Nassir as Director None For Management 7.25 Elect Abdulazeez Al Mahmoud as Director None Abstain Management 7.26 Elect Adil Al Tareefi as Director None For Management 7.27 Elect Moussa Al Omran as Director None For Management 7.28 Elect Amr Makharish as Director None Abstain Management 7.29 Elect Mohammed Al Moammar as Director None Abstain Management 7.30 Elect Hamad Al Omar as Director None For Management 7.31 Elect Muhyeddin Kamil as Director None For Management 7.32 Elect Jumana Al Rashid as Director None For Management 7.33 Elect Abdulilah Al Sheikh as Director None Abstain Management 7.34 Elect Abdullah Al Sheikh as Director None Abstain Management 7.35 Elect Waleed Abalkheil as Director None Abstain Management 7.36 Elect Ali Al Saqri as Director None Abstain Management 7.37 Elect Abdulazeez Al Abdulwahab as None Abstain Management Director 7.38 Elect Nabeel Koshak as Director None Abstain Management 7.39 Elect Abdullah Al Rabeean as Director None Abstain Management 7.40 Elect Hussam Sadaqah as Director None Abstain Management 7.41 Elect Jalban Al Jalban as Director None Abstain Management 7.42 Elect Abdulwahab Abu Kweek as Director None Abstain Management 8 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members 9 Approve Remuneration of Directors of For For Management SAR 2,400,000 for FY 2020 10 Approve Remuneration of Committees' For For Management Members of SAR 952,500 for FY 2020 11 Approve Related Party Transactions Re: For For Management Hala Printing Company 12 Approve Related Party Transactions Re: For For Management Medina Printing and Publishing Company 13 Approve Related Party Transactions Re: For For Management Al Madarat Advertising Company 14 Approve Related Party Transactions Re: For For Management Al Fahd Law Firm -------------------------------------------------------------------------------- SAUDI TELECOM CO. Ticker: 7010 Security ID: M8T596104 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Amend Article 17 of Bylaws Re: Board For For Management of Director 5.1 Elect Talal Al Moammar as Director None Abstain Management 5.2 Elect Yassir Al Harbi as Director None Abstain Management 5.3 Elect Thamir Al Wadee as Director None Abstain Management 5.4 Elect Sultan Garamish as Director None Abstain Management 5.5 Elect Mohammed Al Ghamdi as Director None Abstain Management 5.6 Elect Ahmed Murad as Director None Abstain Management 5.7 Elect Abdullah Al Haseeni as Director None Abstain Management 5.8 Elect Mohammed Al Nahas as Director None Abstain Management 5.9 Elect Amr Kurdi as Director None Abstain Management 5.10 Elect Ahmed Khogeer as Director None Abstain Management 5.11 Elect Ahmed Al Omran as Director None Abstain Management 5.12 Elect Fahad Al Shueibi as Director None Abstain Management 5.13 Elect Mujtaba Al Khaneezi as Director None Abstain Management 5.14 Elect Fahad Al Huweimani as Director None Abstain Management 5.15 Elect Abdullah Al Sheikh as Director None Abstain Management 5.16 Elect Nabeel Koshak as Director None Abstain Management 5.17 Elect Abdullah Abou Al Kheir as None Abstain Management Director 5.18 Elect Riyadh Najm as Director None Abstain Management 5.19 Elect Majid Al Suweigh as Director None Abstain Management 5.20 Elect Mohammed Al Feisal as Director None Abstain Management 5.21 Elect Waleed Shukri as Director None Abstain Management 5.22 Elect Hussam Al Suweilim as Director None Abstain Management 5.23 Elect Huda Al Ghoson as Director None Abstain Management 5.24 Elect Abdullah Al Aboudi as Director None Abstain Management 5.25 Elect Salman Al kahldi as Director None Abstain Management 5.26 Elect Sara Al Suheimi as Director None Abstain Management 5.27 Elect Bassim Al Saloum as Director None Abstain Management 5.28 Elect Abdulazeez Abdulwahab as Director None Abstain Management 5.29 Elect Sanjay Kapoor as Director None Abstain Management 5.30 Elect Khalid Biyari as Director None Abstain Management 5.31 Elect Arndt Rautenberg as Director None Abstain Management 5.32 Elect Rania Nashar as Director None Abstain Management 5.33 Elect Yazeed Al Hameed as Director None Abstain Management 5.34 Elect Jameel Al Milhim as Director None Abstain Management 5.35 Elect Oussama Al Khiyari as Director None Abstain Management 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 7 Approve Additional Dividends of SAR 1 For For Management per Share for FY 2020 and the Total of Dividend will be SAR 5 per Share for FY 2020 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Approve Related Party Transactions Re: For For Management Masdr Company 10 Approve Remuneration of Directors of For For Management SAR 4,425,000 for FY 2020 -------------------------------------------------------------------------------- SAUDI TELECOM CO. Ticker: 7010 Security ID: M8T596104 Meeting Date: JUN 01, 2021 Meeting Type: Ordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members 2 Amend Audit Committee Charter For For Management -------------------------------------------------------------------------------- SAUDIA DAIRY & FOODSTUFF CO. Ticker: 2270 Security ID: M8250T102 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program Up For For Management to 2,749,750 Shares to be Kept as Treasury Shares, Funding the Purchase from the Company's Internal Resources and Authorize the Board to Execute Approved Resolution 2 Approve to Keep the Purchased Shares For For Management for Up to 5 Years and Follow the Relevant Laws and Regulations Upon Expiration of the Period. 3.1 Elect Ahmed Murad as Director None Abstain Management 3.2 Elect Ahmed Al Marzouqi as Director None Abstain Management 3.3 Elect Mohammed Al Amoudi as Director None Abstain Management 3.4 Elect Hani Sab as Director None Abstain Management 3.5 Elect Suleiman Al Jarallah as Director None Abstain Management 3.6 Elect Mussaed Al Nassar as Director None Abstain Management 3.7 Elect Abdullah Bisharah as Director None Abstain Management 3.8 Elect Hamad Al Sabah as Director None Abstain Management 3.9 Elect Feisal Al Ayar as Director None Abstain Management 3.10 Elect Abdullah Al Nassar as Director None Abstain Management 3.11 Elect Saeed Ba Samh as Director None Abstain Management 3.12 Elect Abdulazeez Al Milhim as Director None Abstain Management 3.13 Elect Nadheer Khashaqji as Director None Abstain Management 3.14 Elect Mohammed Al Dar as Director None Abstain Management 3.15 Elect Mohammed Al Sakeet as Director None Abstain Management 3.16 Elect Abou Bakr Ba Abbad as Director None Abstain Management 3.17 Elect Abdullah Al Fifi as Director None Abstain Management 3.18 Elect Khalid Al Khudheiri as Director None Abstain Management 3.19 Elect Sameer Haddad as Director None Abstain Management 3.20 Elect Mohammed Al Ghamdi as Director None Abstain Management 3.21 Elect Abdulmajeed Al Bahrani as None Abstain Management Director -------------------------------------------------------------------------------- SAUDIA DAIRY & FOODSTUFF CO. Ticker: 2270 Security ID: M8250T102 Meeting Date: MAY 06, 2021 Meeting Type: Ordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- SAURER INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 600545 Security ID: Y9722N100 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Financial Statements For Against Management 3 Approve Financial Budget For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Changes in Accounting Policy For For Management 8 Approve Related Party Transaction and For For Management Authorizations 9 Approve Foreign Exchange Derivatives For For Management Trading 10 Approve External Guarantee For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SAURER INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 600545 Security ID: Y9722N100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Wang Shutian as Independent For For Management Director -------------------------------------------------------------------------------- SAURER INTELLIGENT TECHNOLOGY CO., LTD. Ticker: 600545 Security ID: Y9722N100 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Changes in Accounting Policy For For Management 8 Approve Related Party Transaction and For For Management Authorizations 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 10 Approve Foreign Exchange Derivatives For For Management Trading and Authorizations 11 Approve External Guarantee and For For Management Authorizations -------------------------------------------------------------------------------- SAVIOR LIFETEC CORP. Ticker: 4167 Security ID: Y7T31F106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Change in the Plan of Domestic For For Management Secured Convertible Corporate Bond 4 Approve Cash Distribution from Capital For For Management Reserve 5 Approve the Issuance of New Shares by For For Management Capitalization of Capital Surplus 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SAVOLA GROUP Ticker: 2050 Security ID: M8237G108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Remuneration of Directors of For For Management SAR 2,200,000 for FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021, FY 2022, and Q1 of FY 2023 7 Approve Dividends of SAR 0.75 per For For Management Share for FY 2020 8 Authorize Share Repurchase Program Up For For Management to 1,200,000 Shares as Treasury Shares and to be Allocated to Employees' Long Term Incentive Plan and Authorize the Board to Execute Approved Resolution 9 Elect Tariq Al Qaraawi as Member of For For Management Audit Committee 10 Approve Corporate Social For For Management Responsibility Policy 11 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Almarai Company 12 Approve Related Party Transactions Re: For For Management Between United Sugar Company and Almarai Company 13 Approve Related Party Transactions Re: For For Management Between International Food Industries Co and Almarai Company 14 Approve Related Party Transactions Re: For For Management Between Afia International Company and Almarai Company 15 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Mayar Foods Company 16 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Del Monte Saudi Arabia Company 17 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Del Monte Saudi Arabia Company 18 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Nestle Saudi Arabia Limited 19 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Al Manhal Water Factory Co. Ltd. 20 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Abdul Qader AlMuhaidib & Sons Co. 21 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Al Mahbaj Al Shamia Trading Company 22 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Waste Collection and Recycling Company Ltd 23 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Zohoor Alreef Company 24 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Aljazirah Dates and Food Factory 25 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Herfy Food Services Company 26 Approve Related Party Transactions Re: For For Management Between Afia International Company and Herfy Food Services Company 27 Approve Related Party Transactions Re: For For Management Between United Sugar Company and Herfy Food Services Company 28 Approve Related Party Transactions Re: For For Management Between International Food Industries Co and Herfy Food Services Company 29 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Dur Hospitality 30 Approve Related Party Transactions Re: For For Management Between Panda Retail Company and Kinan International -------------------------------------------------------------------------------- SBERBANK RUSSIA PJSC Ticker: SBER Security ID: X76317100 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Allocation of Income and For Did Not Vote Management Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share 3 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditor 4.1 Elect Esko Tapani Aho as Director None Did Not Vote Management 4.2 Elect Leonid Boguslavskii as Director None Did Not Vote Management 4.3 Elect Herman Gref as Director None Did Not Vote Management 4.4 Elect Bella Zlatkis as Director None Did Not Vote Management 4.5 Elect Sergei Ignatev as Director None Did Not Vote Management 4.6 Elect Mikhail Kovalchuk as Director None Did Not Vote Management 4.7 Elect Vladimir Kolychev as Director None Did Not Vote Management 4.8 Elect Nikolai Kudriavtsev as Director None Did Not Vote Management 4.9 Elect Aleksandr Kuleshov as Director None Did Not Vote Management 4.10 Elect Gennadii Melikian as Director None Did Not Vote Management 4.11 Elect Maksim Oreshkin as Director None Did Not Vote Management 4.12 Elect Anton Siluanov as Director None Did Not Vote Management 4.13 Elect Dmitrii Chernyshenko as Director None Did Not Vote Management 4.14 Elect Nadya Wells as Director None Did Not Vote Management 5 Approve Related-Party Transaction Re: For Did Not Vote Management Liability Insurance for Directors, Executives, and Company 6 Amend Charter For Did Not Vote Management -------------------------------------------------------------------------------- SBERBANK RUSSIA PJSC Ticker: SBER Security ID: X76317100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Allocation of Income and For Did Not Vote Management Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share 3 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditor 4.1 Elect Esko Tapani Aho as Director None Did Not Vote Management 4.2 Elect Natalie Alexandra Braginsky None Did Not Vote Management Mounier as Director 4.3 Elect Herman Gref as Director None Did Not Vote Management 4.4 Elect Bella Zlatkis as Director None Did Not Vote Management 4.5 Elect Sergei Ignatev as Director None Did Not Vote Management 4.6 Elect Mikhail Kovalchuk as Director None Did Not Vote Management 4.7 Elect Vladimir Kolychev as Director None Did Not Vote Management 4.8 Elect Nikolai Kudriavtsev as Director None Did Not Vote Management 4.9 Elect Aleksandr Kuleshov as Director None Did Not Vote Management 4.10 Elect Gennadii Melikian as Director None Did Not Vote Management 4.11 Elect Maksim Oreshkin as Director None Did Not Vote Management 4.12 Elect Anton Siluanov as Director None Did Not Vote Management 4.13 Elect Dmitrii Chernyshenko as Director None Did Not Vote Management 4.14 Elect Nadya Wells as Director None Did Not Vote Management 5 Approve New Edition of Charter For Did Not Vote Management 6 Approve Related-Party Transaction Re: For Did Not Vote Management Liability Insurance for Directors, Executives, and Company 7 Approve Remuneration of Directors For Did Not Vote Management 8 Amend Regulations on Remuneration of For Did Not Vote Management Directors -------------------------------------------------------------------------------- SBI CARDS & PAYMENT SERVICES LIMITED Ticker: 543066 Security ID: Y7T35P100 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment and Remuneration For For Management of Rama Mohan Rao Amara as Managing Director and CEO -------------------------------------------------------------------------------- SBI LIFE INSURANCE COMPANY LIMITED Ticker: 540719 Security ID: Y753N0101 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve S K Patodia & Associates, For For Management Chartered Accountants and S C Bapna & Associates, Chartered Accountants as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 3 Approve Appointment and Remuneration For For Management of Mahesh Kumar Sharma as Managing Director and Chief Executive Officer 4 Reelect Deepak Amin as Director For For Management 5 Elect Sunita Sharma as Director For For Management 6 Elect Ashutosh Pednekar as Director None None Management 7 Elect Narayan K. Seshadri as Director For For Management -------------------------------------------------------------------------------- SCHAEFFLER INDIA LIMITED Ticker: 505790 Security ID: Y7610D119 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Satish Patel as Director For Against Management 4 Reelect Dharmesh Arora as Director For For Management 5 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Eranti V. Sumithasri as Director For For Management 7 Approve Material Related Party For For Management Transactions with Schaeffler Technologies AG & Co. KG, Germany 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Shifting of Registered Office For For Management of the Company and Amend Memorandum of Association -------------------------------------------------------------------------------- SCIENTEX BERHAD Ticker: 4731 Security ID: Y7542A100 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue of New Ordinary For For Management Shares 2 Approve Issuance of Free Warrants For For Management -------------------------------------------------------------------------------- SCIENTEX BERHAD Ticker: 4731 Security ID: Y7542A100 Meeting Date: DEC 17, 2020 Meeting Type: Annual Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Mohd Sheriff Bin Mohd Kassim as For For Management Director 3 Elect Lim Peng Jin as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SCINOPHARM TAIWAN LTD. Ticker: 1789 Security ID: Y7540Z107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect Chih-Hsien Lo, a Representative For For Management of Uni-President Enterprises Corp., with Shareholder No. 4, as Non-Independent Director 4.2 Elect Tsung-Ming Su, a Representative For For Management of Uni-President Enterprises Corp., with Shareholder No. 4, as Non-Independent Director 4.3 Elect Fu-Jung Lai, a Representative of For Against Management Uni-President Enterprises Corp., with Shareholder No. 4, as Non-Independent Director 4.4 Elect Tsung-Pin Wu, a Representative For Against Management of Uni-President Enterprises Corp., with Shareholder No. 4, as Non-Independent Director 4.5 Elect Chin-Yuan Cheng, a For Against Management Representative of Uni-President Enterprises Corp., with Shareholder No. 4, as Non-Independent Director 4.6 Elect Jia-Horng Guo, a Representative For Against Management of Uni-President Enterprises Corp., with Shareholder No. 4, as Non-Independent Director 4.7 Elect Shiow-Ling Kao, a Representative For Against Management of Kao Chyuan Inv. Co., Ltd., with Shareholder No. 860, as Non-Independent Director 4.8 Elect Po-Ming Hou, a Representative of For Against Management Tainan Spinning Co., Ltd., with Shareholder No. 5, as Non-Independent Director 4.9 Elect Chiou-Ru Shih, a Representative For Against Management of President International Development Corp., with Shareholder No. 861, as Non-Independent Director 4.10 Elect Ming-Chuan Hsieh, a For Against Management Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-Independent Director 4.11 Elect Ya-Po Yang, a Representative of For Against Management National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-Independent Director 4.12 Elect Kuo-Hsi Wang, a Representative For Against Management of Taiwan Sugar Corporation, Executive Yuan, with Shareholder No. 2, as Non-Independent Director 4.13 Elect Lewis Lee, with Shareholder No. For For Management S120469XXX, as Independent Director 4.14 Elect Li-Tzong Chen, with Shareholder For For Management No. E101748XXX, as Independent Director 4.15 Elect Wen-Chang Chang, with For For Management Shareholder No. S102269XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors (Including Independent Directors) and Representatives -------------------------------------------------------------------------------- SDI CORP. Ticker: 2351 Security ID: Y7544F107 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Approve Amendment to Rules and For For Management Procedures for Election of Directors 9.1 Elect S.J. CHEN, with SHAREHOLDER NO. For For Management 3, as Non-Independent Director 9.2 Elect WEITE CHEN, with SHAREHOLDER NO. For For Management 377, as Non-Independent Director 9.3 Elect JEROME CHEN, with SHAREHOLDER NO. For For Management 5, as Non-Independent Director 9.4 Elect CHIEH HSUAN CHEN, with ID NO. For For Management L120604XXX, as Non-Independent Director 9.5 Elect a Representative of WILSON For Against Management INVESTMENT CO. LTD., with SHAREHOLDER NO.88339, as Non-Independent Director 9.6 Elect WEN I CHIANG, with ID NO. For For Management N120038XXX, as Independent Director 9.7 Elect TSUNG TING CHUNG, with ID NO. For For Management D101420XXX, as Independent Director 9.8 Elect KUO CHAO TSENG, with ID NO. For For Management B101473XXX, as Independent Director 9.9 Elect WEN CHENG CHENG, with ID NO. For For Management L102440XXX, as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SDIC CAPITAL CO., LTD. Ticker: 600061 Security ID: Y8045P107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Daily Related-Party Transaction For For Management 8 Approve Credit Line Application For For Management 9 Approve Guarantee For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 3 Approve Extension of Validity Period For For Management of GDR Issuance and Listing on London Stock Exchange 4 Approve Extension of Authorization of For For Management the Board on GDR Issuance and Listing on London Stock Exchange 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors (Revised Draft) 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors (Revised Draft) -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Work Report of the For For Management Eleventh Board of Directors Remuneration and Appraisal Committee -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Wenping as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: MAY 06, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Junli as Independent Director For For Management -------------------------------------------------------------------------------- SDIC POWER HOLDINGS CO., LTD. Ticker: 600886 Security ID: Y3746G100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Business Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Management System of Raised Funds For For Management 3 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Set-up of Asset Management For For Management Subsidiary and Change in Business Scope -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Chunmei as Non-Independent For For Shareholder Director 1.2 Elect Wang Haihe as Non-Independent For For Shareholder Director 1.3 Elect Wu Zenglin as Non-Independent For For Shareholder Director 1.4 Elect Zhang Jun as Non-Independent For For Shareholder Director 1.5 Elect Lin Guochao as Non-Independent For For Shareholder Director 1.6 Elect Qin Min as Non-Independent For For Shareholder Director 2.1 Elect Ni Shoubin as Independent For For Management Director 2.2 Elect Liu Jinrong as Independent For For Management Director 2.3 Elect Ruan Shuqi as Independent For For Management Director 3.1 Elect Jiang Manping as Supervisor For For Shareholder 3.2 Elect Wang Hongping as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Amend Management System for External For For Management Guarantees 7 Approve Formulation of External For For Management Financial Assistance Provision Management System -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.6 Approve Scale and Use of Raised Funds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve White Wash Waiver and Related For For Management Transactions 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SEALAND SECURITIES CO., LTD. Ticker: 000750 Security ID: Y2941X108 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Securities Investment Scale For For Management and Risk Limit 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve General Authorization to Issue For For Management Debt Financing Instruments 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SEAZEN GROUP LTD. Ticker: 1030 Security ID: G7956A109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Xiaosong as Director For For Management 3a2 Elect Zhang Shengman as Director For For Management 3a3 Elect Zhong Wei as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale and Manner For For Management 2.2 Approve Target Subscribers For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Use of Proceeds For For Management 2.5 Approve Credit Enhancement Mechanism For For Management 2.6 Approve Safeguard Measures of Debts For For Management Repayment 2.7 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Launch of Direct Financing For For Management 5 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Authorization of Board to For For Management Handle All Related Matters of Private Placement of Shares 3 Amend Articles of Association For For Management 4 Approve Loan Application For For Management 5 Approve Decrease in Capital for For For Management Co-Investment Project Companies -------------------------------------------------------------------------------- SEAZEN HOLDINGS CO. LTD. Ticker: 601155 Security ID: Y267C9105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Guarantee Plan For Against Management 9 Approve Investment Plan For Against Management 10.1 Elect Wang Xiaosong as Director For For Management 10.2 Elect Lyu Xiaoping as Director For For Management 10.3 Elect Liang Zhicheng as Director For For Management 10.4 Elect Qu Dejun as Director For For Management 11.1 Elect Chen Songxi as Director For For Management 11.2 Elect Chen Donghua as Director For For Management 11.3 Elect Xu Jiandong as Director For For Management 12.1 Elect Lu Zhongming as Supervisor For For Management 12.2 Elect Tang Guorong as Supervisor For For Management -------------------------------------------------------------------------------- SECURITY BANK CORP. (PHILIPPINES) Ticker: SECB Security ID: Y7571C100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of the Annual For Did Not Vote Management Stockholders' Meeting Held on April 28, 2020 2 Approve the Annual Report For Did Not Vote Management 3 Ratify the Acts, Resolutions and For Did Not Vote Management Proceedings of the Board of Directors, the Board Committees, the Management Committees, the Officers and Agents of the Corporation as Reflected in the Minutes 4.1 Elect Diana P. Aguilar as Director For Did Not Vote Management 4.2 Elect Gerard H. Brimo as Director For Did Not Vote Management 4.3 Elect Enrico S. Cruz as Director For Did Not Vote Management 4.4 Elect Frederick Y. Dy as Director For Did Not Vote Management 4.5 Elect Daniel S. Dy as Director For Did Not Vote Management 4.6 Elect Esther Wileen S. Go as Director For Did Not Vote Management 4.7 Elect Jikyeong Kang as Director For Did Not Vote Management 4.8 Elect Jose Perpetuo M. Lotilla as For Did Not Vote Management Director 4.9 Elect Napoleon L. Nazareno as Director For Did Not Vote Management 4.10 Elect Cirilo P. Noel as Director For Did Not Vote Management 4.11 Elect Alfonso L. Salcedo, Jr. as For Did Not Vote Management Director 4.12 Elect Hiroshi Masaki as Director For Did Not Vote Management 4.13 Elect Takashi Takeuchi as Director For Did Not Vote Management 4.14 Elect Alberto S. Villarosa as Director For Did Not Vote Management 4.15 Elect Sanjiv Vohra as Director For Did Not Vote Management -------------------------------------------------------------------------------- SEERA GROUP HOLDING Ticker: 1810 Security ID: M0854B108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Increase in Size of Audit For For Management Committee From 3 to 4 by Appointing Yazeed Al Muheizaa 7 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law -------------------------------------------------------------------------------- SEERA HOLDING GROUP Ticker: 1810 Security ID: M0854B108 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 16 of Bylaws Re: Board For Against Management Composition 2 Amend Article 17 of Bylaws Re: Board For For Management Remuneration and Powers 3 Amend Article 18 of Bylaws Re: Board For For Management Meetings and Resolutions 4 Amend Article 28 of Bylaws Re: General For For Management Meeting Invitation 5 Amend Article 38 of Bylaws Re: For For Management Dividend Distribution -------------------------------------------------------------------------------- SEERA HOLDING GROUP Ticker: 1810 Security ID: M0854B108 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nabeel Koshk as Director None For Management 1.2 Elect Awadh Al Oteibi as Director None Abstain Management 1.3 Elect Abdulwahab Abou Kweek as Director None Abstain Management 1.4 Elect Bassim Al Saloum as Director None For Management 1.5 Elect Abdulrahman Al Khayal as Director None Abstain Management 1.6 Elect Ghassan Kashmiri as Director None For Management 1.7 Elect Ahmed Murad as Director None Abstain Management 1.8 Elect Mohammed Al Ghamdi as Director None For Management 1.9 Elect Mohammed Al Khaleel as Director None For Management 1.10 Elect Ahmed Al Zaaeem as Director None Abstain Management 1.11 Elect Majid Al Nufaie as Director None Abstain Management 1.12 Elect Mazin Al Jubeir as Director None Abstain Management 1.13 Elect Ibrahim Al Rashid as Director None For Management 1.14 Elect Yazid Al Muheizaa as Director None For Management 1.15 Elect Abdullah Al Daoud as Director None Abstain Management 1.16 Elect Feisal Al Ahmari as Director None Abstain Management 2 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- SEKERBANK TAS Ticker: SKBNK Security ID: M82584109 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Amend Article 8 Re: Capital Related For Against Management 3 Wishes None None Management -------------------------------------------------------------------------------- SEKERBANK TAS Ticker: SKBNK Security ID: M82584109 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Amend Quorum Requirements For For Management 3 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- SEKERBANK TAS Ticker: SKBNK Security ID: M82584109 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Ratify Director Appointment For For Management 6 Amend Quorum Requirements For Against Management 7 Approve Discharge of Board For Against Management 8 Approve Allocation of Income For For Management 9 Elect Directors and Approve Their For Against Management Remuneration 10 Ratify External Auditors For Against Management 11 Wishes and Close Meeting None None Management -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E119 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement Between For Against Management the Company and Semiconductor Manufacturing North China (Beijing) Corporation and SMNC Framework Agreement Annual Caps 2 Approve Amendment Agreement Between For For Management the Company and Semiconductor Manufacturing South China Corporation and SMSC Framework Agreement Revised Annual Caps 3 Approve Centralized Fund Management For For Management Agreement Entered into Among the Company, Semiconductor Manufacturing International (Beijing) Corporation and Semiconductor Manufacturing South China Corporation and Centralized Fund Management Agreement Annual Caps 4 Approve Framework Agreement Between For For Management the Company and Sino IC Leasing Co., Ltd., and Sino IC Leasing Framework Agreement Annual Caps 5 Approve Grant of Restricted Share For For Management Units to Zhou Zixue Under the 2014 Equity Incentive Plan 6 Approve Grant of Restricted Share For For Management Units to Zhao Haijun Under the 2014 Equity Incentive Plan 7 Approve Grant of Restricted Share For For Management Units to Liang Mong Song Under the 2014 Equity Incentive Plan 8 Approve Grant of Restricted Share For For Management Units to Gao Yonggang Under the 2014 Equity Incentive Plan 9 Approve Grant of Restricted Share For For Management Units to Chen Shanzhi Under the 2014 Equity Incentive Plan 10 Approve Grant of Restricted Share For For Management Units to William Tudor Brown Under the 2014 Equity Incentive Plan 11 Approve Grant of Restricted Share For For Management Units to Tong Guohua Under the 2014 Equity Incentive Plan 12 Approve Grant of Restricted Share For For Management Units to Cong Jingsheng Jason Under the 2014 Equity Incentive Plan -------------------------------------------------------------------------------- SEMIRARA MINING AND POWER CORPORATION Ticker: SCC Security ID: Y7628G112 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held on May 6, 2019 2 Approve Management Report For For Management 3 Approve Audited Financial Statements For For Management for 2019 4 Ratify Acts of the Board of Directors For For Management and Management from the Date of the Last Annual Stockholders' Meeting Up to the Date of this Meeting 5.1 Elect Isidro A. Consunji as Director For For Management 5.2 Elect Jorge A. Consunji as Director For Withhold Management 5.3 Elect Cesar A. Buenaventura as Director For Withhold Management 5.4 Elect Herbert M. Consunji as Director For Withhold Management 5.5 Elect Maria Cristina C. Gotianun as For Withhold Management Director 5.6 Elect Ma. Edwina C. Laperal as Director For Withhold Management 5.7 Elect Josefa Consuelo C. Reyes as For Withhold Management Director 5.8 Elect Luz Consuelo A. Consunji as For Withhold Management Director 5.9 Elect Rogelio M. Murga as Director For For Management 5.10 Elect Honorio O. Reyes-Lao as Director For For Management 5.11 Elect Antonio Jose U. Periquet, Jr. as For For Management Director 6 Appoint Independent External Auditor For For Management -------------------------------------------------------------------------------- SEMIRARA MINING AND POWER CORPORATION Ticker: SCC Security ID: Y7628G112 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous For For Management Stockholders' Meeting Held on July 3, 2020 2 Approve President's Report For For Management 3 Approve Audited Financial Statements For For Management for 2020 4 Ratify Acts of the Board of Directors For For Management and Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting 5.1 Elect Isidro A. Consunji as Director For For Management 5.2 Elect Jorge A. Consunji as Director For For Management 5.3 Elect Cesar A. Buenaventura as Director For For Management 5.4 Elect Herbert M. Consunji as Director For For Management 5.5 Elect Maria Cristina C. Gotianun as For For Management Director 5.6 Elect Ma. Edwina C. Laperal as Director For For Management 5.7 Elect Josefa Consuelo C. Reyes as For For Management Director 5.8 Elect Rogelio M. Murga as Director For For Management 5.9 Elect Honorio O. Reyes-Lao as Director For For Management 5.10 Elect Antonio Jose U. Periquet, Jr. as For For Management Director 5.11 Elect Ferdinand M. dela Cruz as For For Management Director 6 Appoint Independent External Auditor For For Management -------------------------------------------------------------------------------- SENAO INTERNATIONAL CO., LTD. Ticker: 2450 Security ID: Y7632F100 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Corporate Director's Representatives -------------------------------------------------------------------------------- SENDAS DISTRIBUIDORA SA Ticker: ASAI3 Security ID: P8T81L100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Rectify Remuneration of Company's For For Management Management and Fiscal Council for 2021 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SENDAS DISTRIBUIDORA SA Ticker: ASAI3 Security ID: P8T81L100 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 43 Re: Indemnity For Against Management Provision 2 Remove Article 45 For For Management 3 Consolidate Bylaws For For Management 4 Approve Registration with JUCERJA of For For Management the Independent Firm's Appraisal (Re: Partial Spin-Off) from the last Dec. 31, 2020 EGM 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SENDAS DISTRIBUIDORA SA Ticker: ASAI3 Security ID: 81689T104 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Rectify Remuneration of Company's For For Management Management and Fiscal Council for 2021 1 Amend Article 43 Re: Indemnity For Against Management Provision 2 Remove Article 45 For For Management 3 Consolidate Bylaws For For Management 4 Approve Registration with JUCERJA of For For Management the Independent Firm's Appraisal (Re: Partial Spin-Off) from the last Dec. 31, 2020 EGM -------------------------------------------------------------------------------- SENSORTEK TECHNOLOGY CORP. Ticker: 6732 Security ID: Y7618Z104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 6 Amend Rules and Procedures for For For Management Election of Directors 7 Amend Trading Procedures Governing For For Management Derivatives Products -------------------------------------------------------------------------------- SERBA DINAMIK HOLDINGS BERHAD Ticker: 5279 Security ID: Y7632W103 Meeting Date: JUL 02, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hasman Yusri Bin Yusoff as For Against Management Director 2 Elect Abdul Kadier Sahib as Director For Against Management 3 Elect Hasmuddin Tengku Othman as For Against Management Director 4 Approve Directors' Fees and Benefits For For Management 5 Approve KPMG PLT as Auditors and For Against Management Authorize Board to Fix Their Remuneration 6 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 7 Authorize Share Repurchase Program For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SERBA DINAMIK HOLDINGS BERHAD Ticker: 5279 Security ID: Y7632W103 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Private Placement of For For Management New Ordinary Shares 2 Approve Proposed Placement to Mohd For For Management Abdul Karim Bin Abdullah -------------------------------------------------------------------------------- SERCOMM CORP. Ticker: 5388 Security ID: Y7670W106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Approve Issuance of New Common Shares For For Management for Cash or Overseas or Domestic Convertible Bonds via Private Placement -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.44 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: 818150302 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.44 For For Management per Share for First Six Months of Fiscal 2020 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 37.34 For For Management per Share for First Nine Months of Fiscal 2020 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: 818150302 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 37.34 For For Management per Share for First Nine Months of Fiscal 2020 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Anna Lvova as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None Against Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends of RUB 36.27 per Share 3 Approve Interim Dividends of RUB 46.77 For For Management per Share for First Quarter of Fiscal 2021 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: 818150302 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Anna Lvova as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None Against Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends of RUB 36.27 per Share 3 Approve Interim Dividends of RUB 46.77 For For Management per Share for First Quarter of Fiscal 2021 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SG MICRO CORP. Ticker: 300661 Security ID: Y7679C101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Related Party Transaction For For Management Management System 6 Amend External Guarantee System For For Management 7 Amend Foreign Investment System For For Management 8 Amend Investor Relations Management For For Management System 9 Amend Working System for Independent For For Management Directors 10 Amend Management System of Raised Funds For For Management 11 Approve Formulation of Detailed Rules For For Management for the Implementation of Online Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- SG MICRO CORP. Ticker: 300661 Security ID: Y7679C101 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SG MICRO CORP. Ticker: 300661 Security ID: Y7679C101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Amendments to Articles of For For Management Association 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Target Parties and Issue Scale For For Management 2.5 Approve Subscription Manner For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Introduction of Strategic For For Management Investor 5.1 Approve Signing of Conditional For For Management Subscription Agreement with Baowu Group Guangdong Shaoguan Iron and Steel Co., Ltd. 5.2 Approve Signing of Conditional For For Management Subscription Agreement with Guangdong Guangwu Holding Group Co., Ltd. 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Elect Xie Zhixiong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SGIS SONGSHAN CO., LTD. Ticker: 000717 Security ID: Y7676V102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Infrastructure Technology For For Management Reform Project Investment Framework Plan 10 Approve Application of Bank Credit For For Management Lines 11 Approve Financial Derivatives For For Management Investment Plan -------------------------------------------------------------------------------- SHAANXI AEROSPACE POWER HI-TECH CO., LTD. Ticker: 600343 Security ID: Y7680H107 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Qi as Non-Independent For For Shareholder Director 1.2 Elect Shen Jianhui as Non-Independent For For Shareholder Director 1.3 Elect Li Yanxi as Non-Independent For For Shareholder Director 1.4 Elect Xiao Mingjie as Non-Independent For For Shareholder Director 1.5 Elect Zhou Zhijun as Non-Independent For For Shareholder Director 1.6 Elect Zhang Changhong as For For Shareholder Non-Independent Director 2.1 Elect Peng Enze as Independent Director For For Management 2.2 Elect Zhang Ligang as Independent For For Management Director 2.3 Elect Wang Fengge as Independent For For Management Director 3.1 Elect Wang Lin as Supervisor For For Shareholder 3.2 Elect Zhu Kai as Supervisor For For Shareholder 3.3 Elect Wang Hua as Supervisor For For Shareholder 3.4 Elect Sun Bo as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHAANXI AEROSPACE POWER HI-TECH CO., LTD. Ticker: 600343 Security ID: Y7680H107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve to Adjust the Allowance of For For Management Independent Directors 3 Amend Articles of Association to For For Shareholder Expand Business Scope -------------------------------------------------------------------------------- SHAANXI AEROSPACE POWER HI-TECH CO., LTD. Ticker: 600343 Security ID: Y7680H107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors (Draft) 2 Approve Report of the Board of For For Management Supervisors (Draft) 3 Approve Financial Statements (Draft) For For Management 4 Approve Financial Budget Report (Draft) For For Management 5 Approve Profit Distribution (Draft) For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHAANXI AEROSPACE POWER HI-TECH CO., LTD. Ticker: 600343 Security ID: Y7680H107 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Zhenguo as Non-Independent For For Shareholder Director 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SHAANXI BROADCAST & TV NETWORK INTERMEDIARY (GROUP) CO., LTD. Ticker: 600831 Security ID: Y3744U101 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Special For For Management Financing Credit 2 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SHAANXI BROADCAST & TV NETWORK INTERMEDIARY (GROUP) CO., LTD. Ticker: 600831 Security ID: Y3744U101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change in Registered Capital For For Management 3 Approve Expansion of Business Scope For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHAANXI BROADCAST & TV NETWORK INTERMEDIARY (GROUP) CO., LTD. Ticker: 600831 Security ID: Y3744U101 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Debt Financing Plan For For Management 9 Approve Estimated Related Party For For Management Transaction -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Bingqi as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Bingqi as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholder Return Plan For For Management 2 Approve Renewal of Bank Credit and For For Management Provision of Guarantee -------------------------------------------------------------------------------- SHAANXI COAL INDUSTRY CO., LTD. Ticker: 601225 Security ID: Y7679D109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Cancellation and Repurchase of For For Management Shares 8 Approve Changes in Registered Capital For For Management and Amend Articles of Association 9 Approve Authorization of Board to For For Management Handle All Related Matters of Repurchase and Cancellation of Shares 10 Approve Adjustment of Guarantee For For Management Provision and Guarantee Renewal -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Financial Leasing of Subsidiary for CNY 180 Million 2 Approve Provision of Guarantee for For For Management Financial Leasing of Subsidiary for CNY 20 Million -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management from Ping An Bank Co., Ltd. Xi'an Branch 2 Approve Provision of Guarantee to For For Management Shanghai Pangyuan Machinery Leasing Co. , Ltd. 3 Approve Provision of Guarantee to For For Management Jiangsu Pangyuan Mechanical Engineering Co., Ltd. 4.1 Elect Yang Hongjun as Non-independent For For Shareholder Director 4.2 Elect Chai Zhaoyi as Non-independent For For Shareholder Director 4.3 Elect Li Changan as Non-independent For For Shareholder Director 4.4 Elect Shen Zhandong as Non-independent For For Shareholder Director 4.5 Elect Chen Yongze as Non-independent For For Shareholder Director 4.6 Elect Lu Qing as Non-independent For For Shareholder Director 5.1 Elect Wang Jianling as Independent For For Shareholder Director 5.2 Elect Wang Mancang as Independent For For Shareholder Director 5.3 Elect Wang Weixiong as Independent For For Shareholder Director 6.1 Elect Hu Liqun as Supervisor For For Shareholder 6.2 Elect Yue Jianhong as Supervisor For For Shareholder 6.3 Elect Liu Min as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Intelligent Equipment Maintenance and Remanufacturing Production Base 2 Approve Provision of Joint Liability For For Management Guarantee -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee for For For Management Shaoxing Pangyuan Machinery Technology Co., Ltd. 3 Approve Provision of Guarantee for For For Management Xi'an Heavy Equipment Construction Mechanization Engineering Co., Ltd. 4 Approve Provision of Guarantee for For For Management Jiangsu Pangyuan Mechanical Engineering Co., Ltd. 5 Approve Provision of Guarantee for For For Management Shanghai Yidong Machinery Construction Engineering Co., Ltd. the company 6 Approve Provision of Guarantee for For For Management Shanghai Pangyuan Machinery Construction Co., Ltd. 7 Approve Provision of Guarantee for For For Management Nantong Pangyuan Mechanical Engineering Co., Ltd. -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholders Change of For For Management Commitment to Increase Shareholding of the Company -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Acceptance For For Management Credit Line at Bank of Ningxia by the Company 2 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines of of 80 Million RMB Applied by Shanghai Pangyuan Machinery Leasing Co., Ltd 3 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines of 25 Million RMB Applied by Shanghai Pangyuan Machinery Leasing Co., Ltd 4 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Suzhou Pangyuan Construction Machinery Technology Co., Ltd. 5 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Xinjiang Pangyuan Mechanical Engineering Co., Ltd. 6 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Xi'an Heavy Equipment Construction Mechanization Engineering Co., Ltd. 7 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Zigong Tiancheng Construction Machinery Co., Ltd. 8 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Shaanxi Construction Steel Structure Co., Ltd. -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Report of the Independent For For Management Directors 7 Approve Profit Distribution For For Management 8 Approve Provision for Long-term Equity For For Management Investment Impairment 9 Approve Provision for Goodwill For For Management Impairment 10 Approve Signing of Machine Equipment For For Management Lease Supplementary Agreement 11 Approve Lease of Plant For For Management 12 Approve Related Party Transaction For For Management 13 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 14 Approve Loan of Short-term Working For For Management Capital -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2.1 Elect Hu Liqun as Director For For Shareholder 3.1 Elect Xu Jianping as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHAANXI CONSTRUCTION MACHINERY CO., LTD. Ticker: 600984 Security ID: Y7676H103 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for Credit For For Management Line Application of Shanghai Pangyuan Machinery Leasing Co., Ltd 2 Approve Guarantee Provision for Suzhou For For Management Pangyuan Construction Machinery Technology Co., Ltd 3 Approve Guarantee Provision for For For Management Financial Leasing Credit Business of Shanghai Pangyuan Machinery Leasing Co. , Ltd 4 Approve Application of Loan For For Management 5 Approve Guarantee Provision for For For Management Nantong Pangyuan Mechanical Engineering Co., Ltd -------------------------------------------------------------------------------- SHAANXI FENGHUO ELECTRONICS CO., LTD. Ticker: 000561 Security ID: Y77011107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares and Decrease in Registered Capital 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHAANXI INTERNATIONAL TRUST CO., LTD. Ticker: 000563 Security ID: Y7700Z103 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Lianhui as Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Issue Type and Par Value For For Management 4.2 Approve Issue Manner For For Management 4.3 Approve Target Parties and For For Management Subscription Manner 4.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 4.5 Approve Issue Scale For For Management 4.6 Approve Amount and Usage of Raised For For Management Funds 4.7 Approve Restriction Period Arrangement For For Management 4.8 Approve Listing Location For For Management 4.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Change in Registered Capital For For Management After Private Placement 9 Amend Articles of Association After For For Management Private Placement 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Shareholder Return Plan For For Management 13.1 Approve Introduction of Shaanxi For For Management Financial Holdings Group Co., Ltd. as Strategic Investor 13.2 Approve Introduction of Shaanxi Caijin For For Management Investment Management Co., Ltd. as Strategic Investor 13.3 Approve Introduction of Zhongtai For For Management Changan (Xi'an) Equity Investment Partnership (Limited Partnership) as Strategic Investor 14 Approve Signing of Conditional For For Management Subscription Agreement 15 Approve Related Party Transactions in For For Management Connection to Private Placement -------------------------------------------------------------------------------- SHAANXI INTERNATIONAL TRUST CO., LTD. Ticker: 000563 Security ID: Y7700Z103 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-Up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Changes In Registered Capital For For Management and Adjustment of Shareholding Structure 8 Amend Articles of Association For For Management 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHAANXI INTERNATIONAL TRUST CO., LTD. Ticker: 000563 Security ID: Y7700Z103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHAANXI J&R OPTIMUM ENERGY CO., LTD. Ticker: 300116 Security ID: Y7676Q103 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Name, Stock For For Management Name, Registered Capital 2 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital 3 Approve Adjustment in Remuneration of For For Management Chairman of the Board and Vice-chairman of the Board 4 Approve Adjustment in Allowance of For For Management Independent Directors 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Hongbo as Non-Independent For For Management Director 1.2 Elect Chen Dongsheng as For For Management Non-Independent Director 1.3 Elect Ren Miaoliang as Non-Independent For For Management Director 1.4 Elect Bi Wei as Non-Independent For For Management Director 1.5 Elect Yuan Junqi as Non-Independent For For Management Director 1.6 Elect Li Ning as Non-Independent For For Management Director 1.7 Elect Li Dongxue as Non-Independent For For Management Director 1.8 Elect Wang Yong as Non-Independent For For Management Director 1.9 Elect Peng Yuanzheng as Independent For For Management Director 1.10 Elect Wang Zhiwei as Independent For For Management Director 1.11 Elect Tian Qian as Independent Director For For Management 1.12 Elect Shen Yue as Independent Director For For Management 2.1 Elect Zhang Jun as Supervisor For For Management 2.2 Elect Xing Zhiyong as Supervisor For For Management 2.3 Elect Liu Jing as Supervisor For For Management 3.1 Approve Remuneration of Directors For For Management 3.2 Approve 2017-2019 Incentive For For Management Compensation of Directors 4.1 Approve Remuneration of Supervisors For For Management 4.2 Approve 2017-2019 Incentive For For Management Compensation of Supervisors -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management -------------------------------------------------------------------------------- SHAANXI PROVINCIAL NATURAL GAS CO., LTD. Ticker: 002267 Security ID: Y7676K106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Production and Operation Plan For For Management 7 Approve Fixed Assets Investment Plan For For Management 8 Approve Financial Budget Report For For Management -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For Against Management Huozhou Coal and Electricity Group Co. , Ltd. 2 Approve Additional Related Party For For Management Transactions 3 Approve Provision of Counter Guarantee For For Management for Shanxi Coking Coal Group Co., Ltd. 4 Approve Mutual Guarantee with Related For For Management Party -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Horizontal For For Management Competition Commitment -------------------------------------------------------------------------------- SHAN XI COKING CO., LTD. Ticker: 600740 Security ID: Y7701S108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Related Party Transaction For For Management 8 Approve Credit Line Bank Application For For Management 9 Approve Provision of Guarantee For For Management 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHAN XI HUA YANG GROUP NEW ENERGY CO. LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Distribution of Preferred For For Management Stock Dividends 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Estimated Related Party For For Management Transactions 9 Approve Report of the Independent For For Management Directors 10 Approve Duty Performance Report of the For For Management Audit Committee of the Board of Directors 11 Approve Internal Control Evaluation For For Management Report 12 Approve Internal Control Audit Report For For Management 13 Approve to Appoint Auditor For For Management 14 Amend Articles of Association For For Management 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHAN XI HUA YANG GROUP NEW ENERGY CO. LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- SHANDONG AIRLINES CO., LTD. Ticker: 200152 Security ID: Y7682N102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Related Party Transaction with For For Management Shandong Airlines Group Co., Ltd. 6.2 Approve Related Party Transaction with For For Management Shandong Taikoo Aircraft Engineering Co., Ltd. 6.3 Approve Related Party Transaction with For For Management Shandong Xiangyu Aviation Technology Service Co., Ltd. 6.4 Approve Related Party Transaction with For For Management Shandong Airlines Rainbow Auto Service Co., Ltd. 6.5 Approve Related Party Transaction with For For Management Shandong Airlines Xinzhihang Media Co. , Ltd. 6.6 Approve Related Party Transaction with For For Management Air China Corporation Limited 6.7 Approve Related Party Transaction with For For Management Beijing Aircraft Maintenance Engineering Co., Ltd. 6.8 Approve Related Party Transaction with For For Management Sichuan International Aero Engine Maintenance Co., Ltd. 6.9 Approve Related Party Transaction with For For Management China International Cargo Airlines Co. , Ltd. 7 Approve Appointment of Auditor For For Management 8 Approve Loan Application For For Management 9 Elect Li Dong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Confirmation of Related Party For For Management Transaction 2 Approve Related Party Purchase of For For Management Products and Related Transactions -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Company's Sales of Products 2 Approve Related Party Transaction in For For Management Connection to Company's Purchase of Products 3 Approve Related Party Transaction in For For Management Connection to Subsidiary's Sales of Products 4 Approve Related Party Transaction in For For Management Connection to Subsidiary's Purchase of Products 5.1 Elect Gong Shenyou as Non-Independent For For Shareholder Director 5.2 Elect Lin Xinyang as Non-Independent For For Shareholder Director 5.3 Elect Wang Lexiang as Non-Independent For For Shareholder Director 5.4 Elect Yu Yang as Non-Independent For For Shareholder Director 6.1 Elect Wang Quandi as Independent For For Shareholder Director 6.2 Elect Guo Huaping as Independent For For Shareholder Director 6.3 Elect Xie Dan as Independent Director For For Shareholder 7.1 Elect Lv Jingzhou as Supervisor For For Shareholder 7.2 Elect Xiang Kaijun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Guarantee Provision Plan For For Management 3 Approve Related Party Transaction For For Management 4 Approve Related Party Transaction in For For Management Connection to Subsidiary's Real Estate Rental 5 Approve to Terminate the Purchase of For For Management Dormitory Buildings from Related Parties and Related Party Transactions -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction of For For Management High-grade Packaging Cardboard and Its Supporting Projects -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management 8 Approve Related Party Transaction For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANDONG BOHUI PAPER INDUSTRY CO., LTD. Ticker: 600966 Security ID: Y767A4123 Meeting Date: MAY 18, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANDONG BUCHANG PHARMACEUTICALS CO., LTD. Ticker: 603858 Security ID: Y767AS104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Report of the Board of For For Management Supervisors 11 Approve Application for Financing and For Against Management Guarantee Provision 12 Approve Allowance Standards of For For Management Directors 13 Approve Allowance Standards of For For Management Supervisors 14 Approve Change to the Company's For For Management Purchase of Office Properties 15 Amend Articles of Association For For Management 16.1 Elect Zhao Tao as Director For For Shareholder 16.2 Elect Zhao Chao as Director For For Shareholder 16.3 Elect Wang Yimin as Director For For Shareholder 16.4 Elect Xue Renhun as Director For For Shareholder 16.5 Elect Li Weijun as Director For For Shareholder 16.6 Elect Pu Xiaoping as Director For For Shareholder 16.7 Elect Zhao Jing as Director For For Shareholder 16.8 Elect Wang Yafeng as Director For For Shareholder 16.9 Elect Gao Yu as Director For For Shareholder 16.10 Elect Li Chunyi as Director For For Shareholder 17.1 Elect Chi Deqiang as Director For For Shareholder 17.2 Elect Wang Yi as Director For For Shareholder 17.3 Elect Cheng Hua as Director For For Shareholder 17.4 Elect Huang Jun as Director For For Shareholder 17.5 Elect Pu Xiaoming as Director For For Shareholder 18.1 Elect Xu Yuhua as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Kang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Kang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Kang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Huanggang Chenming Phase For For Management II Construction Project -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Huanggang Chenming Phase For For Management II Construction Project -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Huanggang Chenming Phase For For Management II Construction Project -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Non-Controlling For For Management Interest in a Subsidiary of the Company and External Guarantee 2 Approve External Guarantee Under the For For Management Equity Transfer to the Group 3 Approve Issuance of USD Bonds by a For For Management Subsidiary of the Company and Provision of Guarantee -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Non-Controlling For For Management Interest in a Subsidiary of the Company and External Guarantee 2 Approve External Guarantee Under the For For Management Equity Transfer to the Group 3 Approve Issuance of USD Bonds by a For For Management Subsidiary of the Company and Provision of Guarantee -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Non-Controlling For For Management Interest in a Subsidiary of the Company and External Guarantee 2 Approve External Guarantee Under the For For Management Equity Transfer to the Group 3 Approve Issuance of USD Bonds by a For For Management Subsidiary of the Company and Provision of Guarantee -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on the Domestic For For Management Listed Foreign Shares of the Company Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 2 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 3 Authorize Designation of Persons by For For Management the Board 4 Amend Articles of Association For For Management 5 Approve Validity Period of the For For Management Resolution Regarding the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on the Domestic For For Management Listed Foreign Shares of the Company Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 2 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 3 Authorize Designation of Persons by For For Management the Board 4 Amend Articles of Association For For Management 5 Approve Validity Period of the For For Management Resolution Regarding the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on the Domestic For For Management Listed Foreign Shares of the Company Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 2 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 3 Authorize Designation of Persons by For For Management the Board 4 Amend Articles of Association For For Management 5 Approve Validity Period of the For For Management Resolution Regarding the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on the Domestic For For Management Listed Foreign Shares of the Company Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 2 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 3 Authorize Designation of Persons by For For Management the Board 4 Amend Articles of Association For For Management 5 Approve Validity Period of the For For Management Resolution Regarding the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal on the Domestic For For Management Listed Foreign Shares of the Company Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 2 Authorize Board and Its Authorized For For Management Persons to Deal with All Matters in Relation to the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion 3 Authorize Designation of Persons by For For Management the Board 4 Amend Articles of Association For For Management 5 Approve Validity Period of the For For Management Resolution Regarding the Domestic Listed Foreign Shares Changing Listing Venue to be Listed and Traded on the Main Board of The Stock Exchange of Hong Kong Limited by Way of Conversion -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V120 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Report of the Independent For For Management Directors 4 Approve 2020 Annual Report and Its For For Management Summary 5 Approve 2020 Financial Report For For Management 6 Approve 2020 Profit Appropriation For For Management Proposal 7 Approve Appointment of Auditors For For Management 8 Approve Annual Remuneration Scheme of For For Management Directors, Supervisors and Senior Management 9 Approve Commencement of Factoring For For Management Business 10 Approve Application to Financial For Against Management Institutions for General Credit Lines 11 Approve Adjustment of Guarantee Amount For Against Management for Certain Subsidiaries 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V112 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Report of the Independent For For Management Directors 4 Approve 2020 Annual Report and Its For For Management Summary 5 Approve 2020 Financial Report For For Management 6 Approve 2020 Profit Appropriation For For Management Proposal 7 Approve Appointment of Auditors For For Management 8 Approve Annual Remuneration Scheme of For For Management Directors, Supervisors and Senior Management 9 Approve Commencement of Factoring For For Management Business 10 Approve Application to Financial For Against Management Institutions for General Credit Lines 11 Approve Adjustment of Guarantee Amount For Against Management for Certain Subsidiaries 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANDONG CHENMING PAPER HOLDINGS LIMITED Ticker: 200488 Security ID: Y7682V104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Report of the Independent For For Management Directors 4 Approve 2020 Annual Report and Its For For Management Summary 5 Approve 2020 Financial Report For For Management 6 Approve 2020 Profit Appropriation For For Management Proposal 7 Approve Appointment of Auditors For For Management 8 Approve Annual Remuneration Scheme of For For Management Directors, Supervisors and Senior Management 9 Approve Commencement of Factoring For For Management Business 10 Approve Application to Financial For Against Management Institutions for General Credit Lines 11 Approve Adjustment of Guarantee Amount For Against Management for Certain Subsidiaries 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANDONG DAWN POLYMER CO., LTD. Ticker: 002838 Security ID: Y7T7GC108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve External Guarantee For For Management 10 Approve Use of Funds for Financial For For Management Products 11 Approve Use of Own Funds for Financial For For Management Products 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANDONG DENGHAI SEEDS CO., LTD. Ticker: 002041 Security ID: Y767A0113 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG DONGYUE ORGANOSILICON MATERIALS CO., LTD. Ticker: 300821 Security ID: Y768GC101 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Amend Information Disclosure For Against Management Management System 13 Amend Implementing Rules for For Against Management Cumulative Voting System 14 Amend Related-Party Transaction For Against Management Management System 15 Amend Management System of Raised Funds For Against Management 16 Amend External Investment Management For Against Management System 17 Amend Financing and External Guarantee For Against Management Management Regulations 18.1 Elect Cao Xianjun as Director For For Management 18.2 Elect Zhang Yongde as Director For For Management 18.3 Elect Liu Shengyuan as Director For For Management 19.1 Elect Wang Weidong as Director For For Management 19.2 Elect Zhang Zhefeng as Director For For Management 19.3 Elect Liu Jing as Director For For Management 19.4 Elect Zheng Jianqing as Director For For Management 19.5 Elect Zhang Xiulei as Director For For Management 19.6 Elect Yi Gang as Director For For Management 20.1 Elect Wang Huawei as Supervisor For For Management 20.2 Elect Zhang Hailei as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreeing Non-Ferrous Group, For For Management Wang Zhiqiang and Jinmao Mining to Extend the Term of Commitment in Relation to Remedying Defects of the Land and Property Ownership of Penglai Mining 2 Approve Share Compensation Plan for For For Management Not Realizing Performance Commitment of the Subject Assets Under the Material Asset Restructuring of the Company 3 Authorize Board with Full Discretion For For Management to Facilitate the Buy-Back or Grant of Compensation Shares -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreeing Non-Ferrous Group, For For Management Wang Zhiqiang and Jinmao Mining to Extend the Term of Commitment in Relation to Remedying Defects of the Land and Property Ownership of Penglai Mining 2 Approve Share Compensation Plan for For For Management Not Realizing Performance Commitment of the Subject Assets Under the Material Asset Restructuring of the Company 3 Authorize Board with Full Discretion For For Management to Facilitate the Buy-Back or Grant of Compensation Shares -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Compensation Plan for For For Management Not Realizing Performance Commitment of the Subject Assets Under the Material Asset Restructuring of the Company -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Compensation Plan for For For Management Not Realizing Performance Commitment of the Subject Assets Under the Material Asset Restructuring of the Company -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for the For For Management Financing of an Overseas Subsidiary of the Company -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for the For For Management Financing of an Overseas Subsidiary of the Company -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for Public Issuance of Renewable Corporate Bonds 2.01 Approve Issue Size For For Management 2.02 Approve Par Value and Issue Price For For Management 2.03 Approve Issue Method For For Management 2.04 Approve Issue Target and Arrangement For For Management for Placement to Shareholders of the Company 2.05 Approve Term of the Bonds For For Management 2.06 Approve Interest Rate and Payment of For For Management Interests 2.07 Approve Terms of Guarantee For For Management 2.08 Approve Use of Proceeds For For Management 2.09 Approve Proposed Place of Listing For For Management 2.10 Approve Measures to Secure Repayment For For Management 2.11 Approve Underwriting For For Management 2.12 Approve Validity of the Resolution For For Management 3 Authorize Board with Full Discretion For For Management to Handle the Matters Related to the Company's Public Issuance of Renewable Corporate Bonds -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: OCT 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for Public Issuance of Renewable Corporate Bonds 2.01 Approve Issue Size For For Management 2.02 Approve Par Value and Issue Price For For Management 2.03 Approve Issue Method For For Management 2.04 Approve Issue Target and Arrangement For For Management for Placement to Shareholders of the Company 2.05 Approve Term of the Bonds For For Management 2.06 Approve Interest Rate and Payment of For For Management Interests 2.07 Approve Terms of Guarantee For For Management 2.08 Approve Use of Proceeds For For Management 2.09 Approve Proposed Place of Listing For For Management 2.10 Approve Measures to Secure Repayment For For Management 2.11 Approve Underwriting For For Management 2.12 Approve Validity of the Resolution For For Management 3 Authorize Board with Full Discretion For For Management to Handle the Matters Related to the Company's Public Issuance of Renewable Corporate Bonds -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types and Nominal Value of For For Management Shares to be Issued 1.02 Approve Method and Time of Issuance For For Management 1.03 Approve Target Subscribers and Method For For Management of Subscription 1.04 Approve Size of Issuance For For Management 1.05 Approve Share Exchange Ratio For For Management 1.06 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profits 1.07 Approve Place of Listing For For Management 1.08 Approve Validity Period of the For For Management Resolution 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issue of and the Listing of the New H Shares on the Stock Exchange 3 Approve Reports on the Use of Proceeds For For Management from Previous Issunce -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types and Nominal Value of For For Management Shares to be Issued 1.02 Approve Method and Time of Issuance For For Management 1.03 Approve Target Subscribers and Method For For Management of Subscription 1.04 Approve Size of Issuance For For Management 1.05 Approve Share Exchange Ratio For For Management 1.06 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profits 1.07 Approve Place of Listing For For Management 1.08 Approve Validity Period of the For For Management Resolution 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issue of and the Listing of the New H Shares on the Stock Exchange 3 Approve Reports on the Use of Proceeds For For Management from Previous Issunce -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types and Nominal Value of For For Management Shares to be Issued 1.02 Approve Method and Time of Issuance For For Management 1.03 Approve Target Subscribers and Method For For Management of Subscription 1.04 Approve Size of Issuance For For Management 1.05 Approve Share Exchange Ratio For For Management 1.06 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profits 1.07 Approve Place of Listing For For Management 1.08 Approve Validity Period of the For For Management Resolution -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Types and Nominal Value of For For Management Shares to be Issued 1.02 Approve Method and Time of Issuance For For Management 1.03 Approve Target Subscribers and Method For For Management of Subscription 1.04 Approve Size of Issuance For For Management 1.05 Approve Share Exchange Ratio For For Management 1.06 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profits 1.07 Approve Place of Listing For For Management 1.08 Approve Validity Period of the For For Management Resolution -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors, For For Management Special Advisor to the Board, Supervisors and Senior Management 2 Approve Comprehensive Service For For Management Framework Agreement and Confirmation of the Caps of Continuing Connected Transactions During the Years of 2021 to 2023 3.01 Elect Li Guohong as Director For For Management 3.02 Elect Wang Lijun as Director For For Management 3.03 Elect Wang Xiaoling as Director For For Management 3.04 Elect Liu Qin as Director For For Management 3.05 Elect Wang Shuhai as Director For For Management 3.06 Elect Tang Qi as Director For For Management 4.01 Elect Wang Yunmin as Director For For Management 4.02 Elect Liew Fui Kiang as Director For For Management 4.03 Elect Zhao Feng as Director For For Management 5.01 Elect Li Xiaoping as Supervisor For For Management 5.02 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors, For For Management Special Advisor to the Board, Supervisors and Senior Management 2 Approve Comprehensive Service For For Management Framework Agreement and Confirmation of the Caps of Continuing Connected Transactions During the Years of 2021 to 2023 3.01 Elect Li Guohong as Director For For Management 3.02 Elect Wang Lijun as Director For For Management 3.03 Elect Wang Xiaoling as Director For For Management 3.04 Elect Liu Qin as Director For For Management 3.05 Elect Wang Shuhai as Director For For Management 3.06 Elect Tang Qi as Director For For Management 4.01 Elect Wang Yunmin as Director For For Management 4.02 Elect Liew Fui Kiang as Director For For Management 4.03 Elect Zhao Feng as Director For For Management 5.01 Elect Li Xiaoping as Supervisor For For Management 5.02 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes of Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes of Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831125 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Work Report of the Independent For For Management Non-Executive Directors 4 Approve Final Financial Report For For Management 5 Approve Annual Report and Its Extracts For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision for Impairment of For For Management Assets 8 Approve TianYuanQuan Certified Public For For Management Accountants (Special General Partnership) as Domestic Auditor and ShineWing (HK) CPA Limited as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve TianYuanQuan Certified Public For For Management Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 10 Approve Appraisal Report on Internal For For Management Control 11 Approve Social Responsibility Report For For Management 12 Approve Special Report on the Deposit For For Management and Use of Proceeds 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 14 Approve Guarantee Facility for the For For Management Hong Kong Subsidiary 15 Approve Change in Registered Capital For For Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG GOLD MINING CO., LTD. Ticker: 1787 Security ID: Y76831109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Work Report of the Independent For For Management Non-Executive Directors 4 Approve Final Financial Report For For Management 5 Approve Annual Report and Its Extracts For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision for Impairment of For For Management Assets 8 Approve TianYuanQuan Certified Public For For Management Accountants (Special General Partnership) as Domestic Auditor and ShineWing (HK) CPA Limited as International Auditor and Authorize Board to Fix Their Remuneration 9 Approve TianYuanQuan Certified Public For For Management Accountants (Special General Partnership) as Internal Control Auditor and Authorize Board to Fix Their Remuneration 10 Approve Appraisal Report on Internal For For Management Control 11 Approve Social Responsibility Report For For Management 12 Approve Special Report on the Deposit For For Management and Use of Proceeds 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 14 Approve Guarantee Facility for the For For Management Hong Kong Subsidiary 15 Approve Change in Registered Capital For For Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG HI-SPEED CO., LTD. Ticker: 600350 Security ID: Y767AH108 Meeting Date: NOV 21, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Invest in the For For Management Reconstruction and Expansion Project 2 Approve Shareholder Return Plan For For Management 3 Approve Financial Budget Plan For Against Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Related Party Transaction For For Management Management System -------------------------------------------------------------------------------- SHANDONG HI-SPEED CO., LTD. Ticker: 600350 Security ID: Y767AH108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Adjustment of Performance For For Management Commitment Period and Additional Performance Commitments 9 Approve Deposit and Loan For For Management 10 Approve Issuance of Super Short-term For For Management Commercial Papers 11 Approve Provision of Financing For For Management Guarantee -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size For For Management 1.2 Approve Medium-term Notes Maturity For For Management 1.3 Approve Issue Manner For For Management 1.4 Approve Interest Rate For For Management 1.5 Approve Target Subscribers For For Management 1.6 Approve Listing Exchange For For Management 1.7 Approve Use of Proceeds For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters to Issuance of Medium-term Notes 3 Approve Company's Eligibility for For For Management Corporate Bond Issuance 4.1 Approve Issue Subject For For Management 4.2 Approve Issue Size For For Management 4.3 Approve Issue Manner and Target For For Management Subscribers 4.4 Approve Bond Maturity For For Management 4.5 Approve Use of Proceeds For For Management 4.6 Approve Listing Exchange For For Management 4.7 Approve Guarantees For For Management 4.8 Approve Safeguard Measures of Debts For For Management Repayment 4.9 Approve Resolution Validity Period For For Management 5 Approve Authorization of Board to For For Management Handle All Related Matters to Corporate Bond Issuance 6 Approve Adjustment on Related Party For For Management Transactions -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Financial Management System For For Management 2 Amend Remuneration Management System For For Management for Directors, Supervisors, and Senior Management 3 Approve Related Party Transaction in For For Management Connection to Subsidiary's Participation in the Bidding of the Jinan-Weifang Expressway Project 4 Approve Supply Chain Financial Asset For For Management Securitization Business -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Subsidiary's Plan to Subscribe for the Share of Beijing-Taiwan Partnership 2 Approve Change in Registered Address For For Shareholder and Amend Articles of Association -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of China For For Management Shandong International Economic and Technical Cooperation Group Co., Ltd. 2 Approve Equity Acquisition of Shandong For For Management Expressway Niluo Investment Development Co., Ltd. -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation of Linzi-Linyi For For Management Expressway Project Bidding -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management and Amend Articles of Association 2 Approve Change of Company's English For For Management Name and Amend Articles of Association 3 Approve Increase Designated For For Management Information Disclosure Media and Amend Articles of Association 4 Approve Increase the Number of Board For For Management Members and Amend the Articles of Association and Related Systems 5.1 Elect Chang Chunlin as Non-Independent For For Shareholder Director 5.2 Elect Li Wenhu as Non-Independent For For Shareholder Director 6 Elect Guan Qingyou as Independent For For Management Director 7 Elect Peng Xueguo as Supervisor For For Shareholder 8 Approve Joint Investment to Establish For For Management Shandong Expressway West Construction Investment Management Co., Ltd. 9 Approve Joint Investment to Establish For For Management Shandong Expressway Hubei Construction Investment Management Co., Ltd. -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE GROUP CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bidding for Mingcun-Dongjiakou For For Management Highway Project 2 Approve Bidding for Section 1-3 of For For Management Jinan to Weifang Expressway Project 3 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE GROUP CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in the Bidding For For Management for the Construction of the Jinan-Zaozhuang Railway 2 Approve Establishment of Project For For Shareholder Company -------------------------------------------------------------------------------- SHANDONG HI-SPEED ROAD & BRIDGE GROUP CO., LTD. Ticker: 000498 Security ID: Y1969Q102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Daily Related Party For For Management Transactions 9 Approve Related Party Transactions in For For Management Connection with Deposit and Loan 10 Approve Provision of Guarantee For For Management 11 Approve Participation in Bidding for For For Shareholder the North Ring Section of the Second Ring Road of Jinan Ring Expressway -------------------------------------------------------------------------------- SHANDONG HOMEY AQUATIC DEVELOPMENT CO., LTD. Ticker: 600467 Security ID: Y767A8116 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line, Credit Guarantee For For Management Conditions and Loan Authorizations 8 Approve Related-party Transactions For For Management 9 Approve Correction on Previous For For Management Accounting Errors 10 Elect Kong Yunfei as Non-independent For For Shareholder Director 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD. Ticker: 600426 Security ID: Y76843104 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Hubei Jingzhou For For Management Project 2 Approve Investment in Park Gas Power For For Management Platform Project 3 Approve Investment in Syngas For For Management Comprehensive Utilization Project -------------------------------------------------------------------------------- SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD. Ticker: 600426 Security ID: Y76843104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Related Party Transactions For For Management 10 Approve Use of Own Funds for For For Management Structured Deposits 11 Amend the Remuneration Management For For Management System of the Company's Directors, Supervisors and Senior Management 12.1 Elect Chang Huaichun as Director For For Management 12.2 Elect Dong Yan as Director For For Management 12.3 Elect Ding Jiansheng as Director For For Management 12.4 Elect Gao Jinghong as Director For For Management 12.5 Elect Zhuang Guangshan as Director For For Management 12.6 Elect Zhang Chengyong as Director For For Management 12.7 Elect Liu Chengtong as Director For For Management 13.1 Elect Qian Yitai as Director For For Management 13.2 Elect Cao Yiping as Director For For Management 13.3 Elect Lou Hetong as Director For For Management 13.4 Elect Rong Yihao as Director For For Management 14.1 Elect Zhao Jingguo as Supervisor For For Management 14.2 Elect Yang Zhiyong as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG HUATAI PAPER CO. LTD. Ticker: 600308 Security ID: Y7680S103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Issuance of Convertible Bonds For For Management 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Related to Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Safekeeping of Raised Funds For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds -------------------------------------------------------------------------------- SHANDONG HUATAI PAPER CO. LTD. Ticker: 600308 Security ID: Y7680S103 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Duty Performance Report of For For Management Audit Committee 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Auditor and Internal For For Management Control Auditor 9 Approve Daily Related Party For For Management Transactions 10 Approve Signing of Related Party For For Management Transaction Agreement 11 Approve Allowances and Expenses of For For Management Independent Directors 12 Approve Exemption on Fulfillment of For For Shareholder Commitment 13.1 Elect Li Xiaoliang as Director For For Management 13.2 Elect Wei Wenguang as Director For For Management 13.3 Elect Wei Lijun as Director For For Management 13.4 Elect Zhang Fengshan as Director For For Management 13.5 Elect Zhu Yonghe as Director For For Management 13.6 Elect Liu Jianyu as Director For For Management 14.1 Elect Wang Zefeng as Director For For Management 14.2 Elect Kou Xianghe as Director For For Management 14.3 Elect Tian Guoxing as Director For For Management 15.1 Elect Li Yan as Supervisor For For Management 15.2 Elect Li Shishan as Supervisor For For Management 15.3 Elect Wang Cuizhen as Supervisor For For Management 15.4 Elect Li Jianjun as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yongmei as Independent For For Management Director 2 Approve to Appoint Auditor For For Management 3 Approve Additional Investment Plan For For Management 4 Approve Investment in Construction of For For Management Gold Mine Expansion and Capacity Expansion Project 5 Approve Issuance of Medium-term Notes For For Management and Super Short-term Commercial Papers -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Asset For For Management 2 Approve Capital Increase in For For Management Wholly-owned Subsidiary 3 Approve Wholly-owned Subsidiary to For For Management Investment in Establishment of a Subsidiary 4 Amend Articles of Association For For Management 5 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Investment Plan For For Management 9 Approve Capital Budget For For Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Hedging Business For For Management 12 Approve Application of Credit Lines For Against Management 13 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution and For Did Not Vote Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Investment Plan For Did Not Vote Management 9 Approve Capital Budget For Did Not Vote Management 10 Approve Daily Related Party For Did Not Vote Management Transactions 11 Approve Hedging Business For Did Not Vote Management 12 Approve Application of Credit Lines For Did Not Vote Management 13 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- SHANDONG HUMON SMELTING CO. LTD. Ticker: 002237 Security ID: Y76834103 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Ruqing as Director For For Shareholder -------------------------------------------------------------------------------- SHANDONG IRON & STEEL CO., LTD. Ticker: 600022 Security ID: Y7677W109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Fixed Asset Investment Plan For For Management 6 Approve Financial Statements and For Against Management Financial Budget 7 Approve Profit Distribution For For Management 8 Approve Capitalization of Capital For For Management Reserves 9 Approve Amendment and Signing of Daily For For Management Related Party Transactions Agreement 10 Approve Financial Services Agreement For For Management 11 Approve Related Party Transactions For For Management 12 Approve to Appoint Auditor For For Management 13 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 14.1 Elect Wang Xiangdong as Director For For Management 14.2 Elect Miao Gang as Director For For Management 14.3 Elect Sun Ridong as Director For For Management 14.4 Elect Chen Xiaohong as Director For For Management 15.1 Elect Xu Jinwu as Director For For Management 15.2 Elect Wang Jinkuan as Director For For Management 15.3 Elect Wang Aiguo as Director For For Management 15.4 Elect Liu Bing as Director For For Management 15.5 Elect Ma Jianchun as Director For For Management 16.1 Elect Gao Fengjuan as Supervisor For For Management 16.2 Elect Luo Wenjun as Supervisor For For Management 16.3 Elect Xu Feng as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG JINCHENG PHARMACEUTICAL GROUP CO., LTD. Ticker: 300233 Security ID: Y767AB101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Related Party Transaction For Against Management Decision System 16 Amend External Investment For Against Management Decision-making System 17 Amend Major Transaction Decision System For Against Management 18 Amend External Guarantee For Against Management Decision-making System 19 Amend Special Storage and Usage For Against Management Management System for Raised Funds 20 Amend Implementing Rules for For Against Management Cumulative Voting System 21 Elect Fu Miaoqing as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANDONG JINJING SCIENCE & TECHNOLOGY STOCK CO., LTD. Ticker: 600586 Security ID: Y7677B105 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Subscription Method For For Management 2.5 Approve Pricing Reference Date and For For Management Issue Price 2.6 Approve Issue Size For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Use of Proceeds For For Management 3 Approve Plan for Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG JINJING SCIENCE & TECHNOLOGY STOCK CO., LTD. Ticker: 600586 Security ID: Y7677B105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve to Appoint Auditor For For Management 6 Approve to Appoint Internal Control For For Management Auditor 7 Approve Profit Distribution For For Management 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Change in Registered Capital For For Management 4 Approve Change in Expand Business Scope For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Business Plan and Financial For For Management Budget Report 7 Approve Daily Related Party For For Management Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Report of the Independent For For Management Directors -------------------------------------------------------------------------------- SHANDONG LINGLONG TYRE CO., LTD. Ticker: 601966 Security ID: Y76796104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Outline of Medium and Long-term For For Management Development Strategic Plan 2 Approve Investment in Building Factory For For Management and Establishment of Subsidiary -------------------------------------------------------------------------------- SHANDONG LONGDA MEAT FOODSTUFF CO., LTD. Ticker: 002726 Security ID: Y768A0103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Approve Change the Nature of the For For Management Company -------------------------------------------------------------------------------- SHANDONG LUKANG PHARMACEUTICAL CO., LTD. Ticker: 600789 Security ID: Y7678Y112 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related-Party For For Management Transactions 10.1 Elect Peng Xin as Director For For Management 10.2 Elect Dong Kun as Director For For Management 10.3 Elect Zhang Jie as Director For For Management 10.4 Elect Liu Songqiang as Director For For Management 10.5 Elect Cong Kechun as Director For For Management 10.6 Elect Li Li as Director For For Management 11.1 Elect Deng Zixin as Director For For Management 11.2 Elect Qi Haodong as Director For For Management 11.3 Elect Feng Liliang as Director For For Management 12.1 Elect Yang Zhiyong as Supervisor For For Management 12.2 Elect Liu Chengtong as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Bond Maturity and Type For For Management 2.3 Approve Use of Proceeds For For Management 2.4 Approve Guarantee Method For For Management 2.5 Approve Issue Manner For For Management 2.6 Approve Payment Manner of Capital and For For Management Interest 2.7 Approve Resolution Validity Period For For Management 2.8 Approve Safeguard Measures of Debts For For Management Repayment 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Extension of Provision of For For Management Financing Loan 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Management System for Providing For For Management External Guarantees 7 Approve Related Party Transaction For For Management Decision System -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Provision of Financial Loans 2 Approve Asset Pool Business and For For Management Guarantee Provision Plan 3 Approve Financing from Financial For For Management Institutions and Financial Enterprises -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Jinxin as Independent For For Management Director 2 Approve Additional Guarantee Provision For For Management -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Asset Pool For For Management Business and Mutual Guarantee -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SHANDONG MEICHEN ECOLOGY & ENVIRONMENT CO. LTD. Ticker: 300237 Security ID: Y7685C103 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Guarantee for For For Management Parent Company 9 Approve Related Party Transaction For For Management 10 Approve Appointment of Auditor For For Management 11 Approve Use of Own Funds for Entrusted For For Management Asset Management 12 Amend Working System for Independent For Against Management Directors 13 Amend Management System of Raised Funds For Against Management 14 Approve Provision for Asset Impairment For For Management 15.1 Elect Dou Maogong as Non-Independent For For Shareholder Director 15.2 Elect Pang Anquan as Non-Independent For For Shareholder Director 15.3 Elect Wang Yonggang as Non-Independent For For Shareholder Director 15.4 Elect Li Ruilong as Non-Independent For For Shareholder Director 15.5 Elect Xu Haiqin as Non-Independent For For Shareholder Director 15.6 Elect Zhang Lei as Non-Independent For For Shareholder Director 15.7 Elect Liu Jinxin as Independent For For Shareholder Director 15.8 Elect Wu Hui as Independent Director For For Shareholder 15.9 Elect Chen Xiangyi as Independent For For Shareholder Director 16.1 Elect Li Lei as Supervisor For For Shareholder 16.2 Elect Zhang Shuzhen as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG MINHE ANIMAL HUSBANDRY CO., LTD. Ticker: 002234 Security ID: Y76833105 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Total Amount and Use of For For Management Proceeds 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Deposit and For For Management Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend Management System of Use of For For Management Raised Funds -------------------------------------------------------------------------------- SHANDONG MINHE ANIMAL HUSBANDRY CO., LTD. Ticker: 002234 Security ID: Y76833105 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bondholders 2.18 Approve Amount and Use of Proceeds For For Management 2.19 Approve Guarantee Matter For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Trustee Matters For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders -------------------------------------------------------------------------------- SHANDONG MINHE ANIMAL HUSBANDRY CO., LTD. Ticker: 002234 Security ID: Y76833105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Formulation of Shareholder For For Management Return Plan 9 Approve Amendments to Articles of For For Management Association 10 Elect Cheng Yongfeng as Independent For For Management Director -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Domestic Guarantee Provision For For Management and Foreign Loan Extension for Shandong Nanshan Aluminum Industry Europe Co., Ltd. 2 Approve Domestic Guarantee Provision For For Management and Foreign Loan Extension for Nanshan America Co., Ltd. -------------------------------------------------------------------------------- SHANDONG NANSHAN ALUMINUM CO., LTD. Ticker: 600219 Security ID: Y7680L108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Other Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Signing of Comprehensive For For Management Service Agreement and Daily Related Party Transaction with Nanshan Group Co., Ltd. 11 Approve Signing of Comprehensive For For Management Service Agreement and Daily Related Party Transaction with Xinnanshan International Holdings Co., Ltd. 12 Amend Interim Measures for the For For Management Management of Fund Transactions 13 Approve Related Party Transaction with For For Management Finance Company 14 Approve Signing of Amended Schedule of For For Management Comprehensive Service Agreement -------------------------------------------------------------------------------- SHANDONG NEW BEIYANG INFORMATION TECHNOLOGY CO., LTD. Ticker: 002376 Security ID: Y7683U105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Annual Report and Summary For For Management 8.1 Approve Daily Related Party For For Management Transactions with Weihai Beiyang Electric Group Co., Ltd. and Its Subsidiaries 8.2 Approve Daily Related Party For For Management Transactions with Shandong Hualing Electronics Co., Ltd. 8.3 Approve Daily Related Party For For Management Transactions with Weihai Xingdi Electronics Co., Ltd. 8.4 Approve Daily Related Party For For Management Transactions with Nanjing Centennial Bank Equipment Development Co., Ltd. 8.5 Approve Daily Related Party For For Management Transactions with Beijing Huaxin Chuangyin Technology Co., Ltd. 8.6 Approve Daily Related Party For For Management Transactions with Xiamen Yirong Electromechanical Equipment Co., Ltd. 8.7 Approve Daily Related Party For For Management Transactions with Jiangsu Bainian Banking Equipment Co., Ltd. 8.8 Approve Daily Related Party For For Management Transactions with Shandong Tongda Financial Leasing Co., Ltd. 8.9 Approve Daily Related Party For For Management Transactions with Weihai Youwei Technology Co., Ltd. 8.10 Approve Daily Related Party For For Management Transactions with Weihai Honglin Power Technology Co., Ltd. 9 Approve Appointment of Auditor For For Management 10 Approve Formulation of Shareholder For For Management Return Plan 11 Amend Articles of Association For For Management 12.1 Elect Cong Qiangzi as Director For For Management 12.2 Elect Chen Fuxu as Director For For Management 12.3 Elect Qu Bin as Director For For Management 12.4 Elect Song Sen as Director For For Management 12.5 Elect Rong Bo as Director For For Management 13.1 Elect Qu Guoxia as Director For For Management 13.2 Elect Jiang Aili as Director For For Management 13.3 Elect Ji Zhenzhou as Director For For Management 13.4 Elect Qian Suxin as Director For For Management 14.1 Elect Wang Tao as Supervisor For For Management 14.2 Elect Liu Jundi as Supervisor For For Management 14.3 Elect She Yisheng as Supervisor For For Management 14.4 Elect Nie Rui as Supervisor For For Management 15 Approve Provision of Financing For Against Management Guarantee -------------------------------------------------------------------------------- SHANDONG PHARMACEUTICAL GLASS CO., LTD. Ticker: 600529 Security ID: Y7678P103 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Remuneration of Directors and For For Management Supervisors 5 Approve Provision of Incentive Funds For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Financial Statements and For For Management Financial Budget Report 9 Approve Authorization of Chairman of For For Management the Board to Use Own Funds to Purchase Financial Products 10 Approve Authorization of Chairman of For For Management the Board of Directors to Apply for Credit Lines 11 Approve Appointment of Auditor For For Management 12 Approve Expansion of Production For For Management Capacity of Pre-filled Products 13 Elect Jiao Shouhua as Non-independent For For Management Director 14.1 Elect Gu Weijun as Director For For Management 14.2 Elect Sun Zongbin as Director For For Management -------------------------------------------------------------------------------- SHANDONG POLYMER BIO-CHEMICALS CO., LTD. Ticker: 002476 Security ID: Y7684C104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Elect Zhong Hongrui as Supervisor For For Shareholder 8.1 Elect Tao Xucheng as Director For For Shareholder 8.2 Elect Zhao Gang as Director For For Shareholder -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For Did Not Vote Management Internal Control Auditor -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Funds to Invest in For For Management Financial Products 8 Approve Use of Raised Funds to Invest For For Management in Financial Products 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee For For Management 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Use of Funds to Invest in For Did Not Vote Management Financial Products 8 Approve Use of Raised Funds to Invest For Did Not Vote Management in Financial Products 9 Approve Daily Related-party For Did Not Vote Management Transactions 10 Approve Provision of Guarantee For Did Not Vote Management 11 Approve Appointment of Financial For Did Not Vote Management Auditor and Internal Control Auditor 12 Approve Allowance of Independent For Did Not Vote Management Directors -------------------------------------------------------------------------------- SHANDONG SHANDA WIT SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000915 Security ID: Y76793101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Change of Company Name For For Shareholder -------------------------------------------------------------------------------- SHANDONG SHENGLI CO., LTD. Ticker: 000407 Security ID: Y76799108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHANDONG SINOBIOWAY BIOMEDICINE CO., LTD. Ticker: 002581 Security ID: Y9894Z105 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANDONG SINOBIOWAY BIOMEDICINE CO., LTD. Ticker: 002581 Security ID: Y9894Z105 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Solutions to Non-operating For For Management Capital Occupation by Controlling Shareholders -------------------------------------------------------------------------------- SHANDONG SINOBIOWAY BIOMEDICINE CO., LTD. Ticker: 002581 Security ID: Y9894Z105 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Elect Li Yuan as Independent Director For For Management -------------------------------------------------------------------------------- SHANDONG SINOBIOWAY BIOMEDICINE CO., LTD. Ticker: 002581 Security ID: Y9894Z105 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Equipment Transfer For For Management Contract of Wholly-owned Subsidiary and Related Party Transactions 2 Approve Capital Increase and Related For For Management Party Transactions -------------------------------------------------------------------------------- SHANDONG SINOBIOWAY BIOMEDICINE CO., LTD. Ticker: 002581 Security ID: Y9894Z105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For Against Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Raised Funds Investment For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Private Placement of Shares For For Management 5.1 Approve Signing of Share Subscription For For Management Agreement with Zhang Xi 5.2 Approve Signing of Share Subscription For For Management Agreement with Zhuhai Gaoling Yicheng Equity Investment Partnership (Limited Partnership) 6 Approve Signing of Strategic For For Management Cooperation Agreement 7 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 8 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Internal Control For For Management Self-Evaluation Report -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Company's Management Systems For Against Management -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: Y76867103 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jidong as Independent For For Shareholder Director and Member of Special Committee of the Board of Directors -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Handle Project Financing For For Management through Establishment of Syndicated Loan 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANDONG SUNPAPER CO., LTD. Ticker: 002078 Security ID: Y7681V105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related-party For For Management Transaction with Shandong Sun Plaza International Hotel Co., Ltd. 6.2 Approve Daily Related-party For For Management Transaction with Wanguo Paper Sun White Cardboard Co., Ltd. 6.3 Approve Daily Related-party For For Management Transaction with Shandong International Paper Sun Cardboard Co., Ltd. 6.4 Approve Daily Related-party For For Management Transaction with Shandong Wanguo Sun Food Packaging Materials Co., Ltd. 6.5 Approve Daily Related Party For For Management Transaction with Guangxi Sun Paper Cardboard Co., Ltd. 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Formulation of Shareholder For For Management Return Plan 12 Amend Working System for Independent For For Management Directors 13 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 14 Approve Methods to Assess the For For Management Performance of Plan Participants 15 Approve Authorization of the Board to For For Management Handle All Related Matters 16 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- SHANDONG SUNWAY PETROCHEMICAL ENGINEERING CO., LTD. Ticker: 002469 Security ID: Y7684B106 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Major Asset For For Management Restructuring Plan 2 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4.1 Approve Manner, Target Assets and For For Management Transaction Parties 4.2 Approve Price of the Transaction For For Management 4.3 Approve Consideration Payment Method For For Management 4.4 Approve Share Type and Par Value For For Management 4.5 Approve Target Subscribers For For Management 4.6 Approve Issue Manner and Subscription For For Management Method 4.7 Approve Pricing Reference Date and For For Management Issue Price 4.8 Approve Issue Size For For Management 4.9 Approve Lock-Up Period Arrangement For For Management 4.10 Approve Listing Exchange For For Management 4.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.12 Approve Cash Payment Plan For For Management 4.13 Approve Arrangement of Profit and Loss For For Management During the Transition Period of Target Assets 4.14 Approve Cumulative Earnings For For Management Arrangement of Target Assets 4.15 Approve Performance Commitment and For For Management Performance Compensation 4.16 Approve Target Assets Delivery For For Management 4.17 Approve Resolution Validity Period For For Management 4.18 Approve Overview of Raising Supporting For For Management Funds 4.19 Approve Share Type and Par Value For For Management 4.20 Approve Issue Manner and Issue Time For For Management 4.21 Approve Target Subscribers and For For Management Subscription Method 4.22 Approve Pricing Reference Date and For For Management Issue Price 4.23 Approve Issue Size For For Management 4.24 Approve Lock-up Period For For Management 4.25 Approve Listing Exchange For For Management 4.26 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.27 Approve Total Amount and Use of For For Management Proceeds 4.28 Approve Remedial Measures for For For Management Insufficient or Failed Raising Supporting Funds 4.29 Approve Resolution Validity Period For For Management 5 Approve Transaction Does Not For For Management Constitute as Major Adjustment 6 Approve Draft and Summary on For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 7 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 9 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Fairness and Validity of the For For Management Pricing Basis 13 Approve Relevant Audit Report, Pro For For Management forma Consolidated Financial Statement Review Report and Asset Valuation Report of the Transaction 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Signing of Asset Acquisition For For Management and Issuance of Shares Agreement 16 Approve Cancellation Agreement of For For Management Asset Acquisition and Issuance of Shares Agreement 17 Approve Signing of Supplemental For For Management Agreement of Asset Acquisition and Issuance of Shares Agreement 18 Approve Signing of Strategic For For Management Cooperation Agreement 19 Approve Introduction of Strategic For For Management Investors 20 Approve Share Subscription Agreement For For Management 21 Approve Supplementary Agreement of For For Management Share Subscription Agreement 22 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG SUNWAY PETROCHEMICAL ENGINEERING CO., LTD. Ticker: 002469 Security ID: Y7684B106 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Plan for Raising For For Management Supporting Funds in Connection to Major Asset Restructure 2.1 Approve Overall Plan For For Management 2.2 Approve Issue Type and Par Value For For Management 2.3 Approve Issue Manner and Period For For Management 2.4 Approve Target Parties and For For Management Subscription Manner 2.5 Approve Pricing Reference Date and For For Management Issue Price 2.6 Approve Issue Scale For For Management 2.7 Approve Restriction Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Amount and Usage of Raised For For Management Funds 2.11 Approve Remedial Measures for For For Management Insufficient or Failed Raising Supporting Funds 2.12 Approve Resolution Validity Period For For Management 3 Approve Transaction Does Not For For Management Constitute as Major Adjustment 4 Approve Amendments to the Draft and For For Management Summary of Issuance of Shares to Purchase Assets and Cash Consideration and Raising Supporting Funds and Related Party Transactions 5 Approve Signing of Effective For For Management Conditions on Supplemental Agreement on Non-public Offering of Shares Subscription Agreement 6 Approve Signing of Termination For For Management Agreement of Strategic Cooperation Agreement 7 Approve Signing of Effective For For Management Conditions on the Non-public Offering of Shares Subscription Agreement and its Supplementary Agreement Termination Agreement 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction -------------------------------------------------------------------------------- SHANDONG SUNWAY PETROCHEMICAL ENGINEERING CO., LTD. Ticker: 002469 Security ID: Y7684B106 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7.1 Approve Remuneration Plan of For For Management Non-Independent Directors 7.2 Approve Allowance of Independent For For Management Directors 7.3 Approve Remuneration Plan of For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Investment in Financial For For Management Products 10 Approve Shareholder Return Plan For For Management 11 Amend of External Financial Assistance For Against Management Provision Management System 12.1 Elect Cui Kexian as Director For For Management 12.2 Elect Feng Yiyuan as Director For For Management -------------------------------------------------------------------------------- SHANDONG SUNWAY PETROCHEMICAL ENGINEERING CO., LTD. Ticker: 002469 Security ID: Y7684B106 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Securities Abbreviation 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Report of the Board of For For Management Directors 3 Approve 2019 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors, Supervisors and Senior Management 7 Elect Zhang Hua Wei as Director For For Management 8 Elect Wang Yi as Director For For Management 9 Elect Zhou Shu Hua as Director For For Management 10 Elect Hu Yun Yong as Supervisor For For Management 11 Elect Gu Mei Jun as Supervisor For For Management 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 13 Authorize Repurchase of Issued H Share For For Management Capital 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution of Interim For For Management Dividend -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Logistic and Distribution For For Management Services Framework Agreement, Annual Caps and Related Transactions 2 Approve Purchase Framework Agreement, For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase Framework Agreement For For Management (as Amended by the Supplemental Purchase Framework Agreement), Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mandate for the Issuance of For Against Management Debt Securities -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Share Awards For For Management 2 Amend Articles of Association For For Management 3 Elect Chen Lin as Director For For Management 4 Elect Tang Zheng Peng as Director For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED Ticker: 1066 Security ID: Y76810103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Consolidated Financial For For Management Statements 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Elect Cong Rinan as Director For For Management 8 Elect Lian Xiaoming as Director For For Management 9 Elect Lo Wai Hung Lo as Director For For Management 10 Elect Fu Mingzhong as Director For For Management 11 Elect Wang Jinxia as Director For For Management 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 13 Authorize Repurchase of Issued H Share For For Management Capital 14 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG WOHUA PHARMACEUTICAL CO., LTD. Ticker: 002107 Security ID: Y76825101 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANDONG WOHUA PHARMACEUTICAL CO., LTD. Ticker: 002107 Security ID: Y76825101 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For Against Management -------------------------------------------------------------------------------- SHANDONG WOHUA PHARMACEUTICAL CO., LTD. Ticker: 002107 Security ID: Y76825101 Meeting Date: FEB 19, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Loan Provision For Against Management 8 Elect Zhou Wanhui as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG XIANTAN CO., LTD. Ticker: 002746 Security ID: Y768A1101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANDONG XIANTAN CO., LTD. Ticker: 002746 Security ID: Y768A1101 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Use of Own Funds for Cash For For Management Management 4 Approve Guarantee Provision for For For Management Subsidiaries 5 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 6 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANDONG XIANTAN CO., LTD. Ticker: 002746 Security ID: Y768A1101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Postpone the Company's For For Management Fundraising Projects 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Comprehensive Credit Line and For For Management Authorize Chairman of the Board for Signing Bank Loan Related Contracts 11 Approve Use of Idle Own Funds for For For Management Securities Investment -------------------------------------------------------------------------------- SHANDONG XINCHAO ENERGY CORP. LTD. Ticker: 600777 Security ID: Y9740C102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report Auditor and Payment of Remuneration 7 Approve Appoint of Internal Control For For Management Auditor and Payment of Remuneration 8 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- SHANDONG XINHUA PHARMACEUTICAL COMPANY LIMITED Ticker: 719 Security ID: Y76811119 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Share Option Scheme 2.1 Elect Zhang Daiming as Director For For Management 2.2 Elect Du Deping as Director For For Management 2.3 Elect Xu Lie as Director For For Management 2.4 Elect He Tongqing as Director For For Management 2.5 Elect Cong Kechun as Director For For Management 3.1 Elect Pan Guangcheng as Director For For Management 3.2 Elect Zhu Jianwei as Director For For Management 3.3 Elect Lo Wah Wai as Director For For Management 4.1 Elect Liu Chengtong as Supervisor For For Management 4.2 Elect Tao Zhichao as Supervisor For For Management 4.3 Elect Xiao Fangyu as Supervisor For For Management -------------------------------------------------------------------------------- SHANDONG XINHUA PHARMACEUTICAL COMPANY LIMITED Ticker: 719 Security ID: Y76811119 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Amendments to the For For Management Share Option Scheme -------------------------------------------------------------------------------- SHANDONG XINHUA PHARMACEUTICAL COMPANY LIMITED Ticker: 719 Security ID: Y76811119 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholders' Return Plan for For For Management the Next Three Years 2 Approve Annual Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Supervisory For For Management Committee 5 Approve Audited Financial Statements For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve ShineWing Certified Public For For Management Accountants (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Compliance with the Conditions For For Management of the Proposed Non-Public Issuance of New A Shares of the Company to Hualu Investment Co., Ltd. Pursuant to a Subscription Agreement 10.1 Approve Class and Par Value of A For For Management Shares to be Issued 10.2 Approve Method and Timing of the For For Management Issuance of A Shares 10.3 Approve Subscriber and Method of For For Management Subscription by the Subscriber 10.4 Approve Pricing Principle and Issue For For Management Price of the A Shares to be Issued 10.5 Approve Number of A Shares to be Issued For For Management 10.6 Approve Lock-Up Period Applicable to For For Management the A Shares that will be Issued 10.7 Approve Amount of Total Funds to be For For Management Raised from the Issuance of A Shares and the Proposed Use of Proceeds 10.8 Approve Listing Place of A Shares to For For Management be Issued 10.9 Approve Validity Period of the For For Management Resolutions Regarding the Proposed A Shares Issue 10.10 Approve Arrangement Concerning For For Management Retained but Undistributed Profits of the Company Prior to the Proposed A Shares Issue 11 Approve Proposal for Non-Public For For Management Issuance of A Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Proposed A Shares Issue 13 Approve Report on Use of Proceeds from For For Management Previous Fund Raising Activities 14 Approve Subscription of A Shares Under For For Management the Proposed A Shares Issue 15 Approve Conditional A Share For For Management Subscription Agreement 16 Approve Dilution of Current Return as For For Management a Result of the Proposed A Shares Issue and the Adoption of Remedial Measures 17 Approve Specific Mandate to the Board For For Management to Deal with Matters Related to the Proposed A Shares Issue 18 Approve Application of the Waiver in For For Management Respect of the General Offer Obligation Over the A Shares by Hualu Investment 19 Approve Whitewash Waiver For For Management 20 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANDONG XINHUA PHARMACEUTICAL COMPANY LIMITED Ticker: 719 Security ID: Y76811119 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 10.1 Approve Class and Par Value of A For For Management Shares to be Issued 10.2 Approve Method and Timing of the For For Management Issuance of A Shares 10.3 Approve Subscriber and Method of For For Management Subscription by the Subscriber 10.4 Approve Pricing Principle and Issue For For Management Price of the A Shares to be Issued 10.5 Approve Number of A Shares to be Issued For For Management 10.6 Approve Lock-Up Period Applicable to For For Management the A Shares that will be Issued 10.7 Approve Amount of Total Funds to be For For Management Raised from the Issuance of A Shares and the Proposed Use of Proceeds 10.8 Approve Listing Place of A Shares to For For Management be Issued 10.9 Approve Validity Period of the For For Management Resolutions Regarding the Proposed A Shares Issue 10.10 Approve Arrangement Concerning For For Management Retained but Undistributed Profits of the Company Prior to the Proposed A Shares Issue 11 Approve Proposal for Non-Public For For Management Issuance of A Shares 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Proposed A Shares Issue 14 Approve Subscription of A Shares Under For For Management the Proposed A Shares Issue 15 Approve Conditional A Share For For Management Subscription Agreement 17 Approve Specific Mandate to the Board For For Management to Deal with Matters Related to the Proposed A Shares Issue -------------------------------------------------------------------------------- SHANDONG YISHENG LIVESTOCK & POULTRY BREEDING CO., LTD. Ticker: 002458 Security ID: Y76849101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- SHANDONG YISHENG LIVESTOCK & POULTRY BREEDING CO., LTD. Ticker: 002458 Security ID: Y76849101 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Use and Amount of Raised Funds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement of Shares 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG YISHENG LIVESTOCK & POULTRY BREEDING CO., LTD. Ticker: 002458 Security ID: Y76849101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Related Party Transaction For For Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANDONG YULONG GOLD CO., LTD. Ticker: 601028 Security ID: Y444CS108 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANDONG YULONG GOLD CO., LTD. Ticker: 601028 Security ID: Y444CS108 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Comprehensive Credit Line For Against Management Application and Guarantee Provision 9 Approve Provision of Guarantee for For Against Management Controlled Subsidiary 10 Approve Futures Hedging Business For For Management -------------------------------------------------------------------------------- SHANG GONG GROUP CO., LTD. Ticker: 900924 Security ID: Y7678C102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- SHANG GONG GROUP CO., LTD. Ticker: 900924 Security ID: Y7678C102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Work Report and For For Management Budget Indicator 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For For Management 8 Approve to Appoint Auditors and For For Management Payment of Remuneration 9 Elect Tang Lei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI 2345 NETWORK HOLDING GROUP CO., LTD. Ticker: 002195 Security ID: Y7683P106 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Amend Articles of Association For For Management 8 Approve Guarantee Provision Plan For For Management 9 Approve Shareholder Return Plan For For Management 10 Elect Li Huizhong as Independent For For Management Director and Member of the Strategic Committee of the Board -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer (with For For Management Appraisal Value) -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor 2.1 Elect Zhao Chunguang as Independent For For Management Director 2.2 Elect Guo Bin as Independent Director For For Management 2.3 Elect Wan Xigan as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Related Party For For Management Transactions 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SHANGHAI AEROSPACE AUTOMOBILE ELECTROMECHANICAL CO., LTD. Ticker: 600151 Security ID: Y7681D105 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Provision for Asset Impairment For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Financial Budget Report For For Management 8 Approve Comprehensive Credit Line For For Management Application from Finance Company 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Joining the Cross-border For Against Management Capital Pool and Export Funds to Overseas Subsidiary 11 Approve Issuance of Entrusted Loan For Against Management 12 Approve Application of Entrusted Loan For For Management -------------------------------------------------------------------------------- SHANGHAI AIKO SOLAR ENERGY CO., LTD. Ticker: 600732 Security ID: Y76892101 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Stock Option For For Management Incentive Plan 2 Approve Adjustment to Stock Option For For Management Incentive Plan and Its Summary and Methods to Assess the Performance of Plan Participants -------------------------------------------------------------------------------- SHANGHAI AIKO SOLAR ENERGY CO., LTD. Ticker: 600732 Security ID: Y76892101 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Formulation of Investment Plan For For Management 5 Approve Financial Statements For For Management 6 Approve the Implementation of For For Management Performance Commitments and the Extension of Performance Commitments 7 Approve Profit Distribution For For Management 8 Approve Financing Application For Against Management 9 Approve Guarantee Provision Plan For For Management 10 Approve Guarantee Provision for the For For Management Company 11 Approve Foreign Exchange Hedging For For Management Business 12 Approve Formulation of Remuneration For Against Management Plan of Directors 13 Approve Formulation of Remuneration For Against Management Plan of Supervisors 14 Approve Report of the Independent For For Management Directors 15 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI AIKO SOLAR ENERGY CO., LTD. Ticker: 600732 Security ID: Y76892101 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment For For Management Framework Agreement 2 Approve Investment in the Construction For For Management of New-generation High-efficiency Crystalline Silicon Solar Cell Project in Zhuhai 3 Approve Investment in the Construction For For Management of Yiwu's Annual Production of New Generation High-efficiency Crystalline Silicon Solar Cell Construction Project Phase One 4 Approve Company's Eligibility for For For Management Private Placement of Shares 5.1 Approve Share Type and Par Value For For Management 5.2 Approve Issue Manner For For Management 5.3 Approve Issue Time For For Management 5.4 Approve Issue Size For For Management 5.5 Approve Target Subscribers For For Management 5.6 Approve Subscription Method For For Management 5.7 Approve Pricing Reference Date, For For Management Pricing Method and Issue Price 5.8 Approve Lock-up Period For For Management 5.9 Approve Amount and Use of Proceeds For For Management 5.10 Approve Listing Exchange For For Management 5.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 5.12 Approve Resolution Validity Period For For Management 6 Approve Plan for Private Placement of For For Management Shares 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI AJ GROUP CO., LTD. Ticker: 600643 Security ID: Y7679X105 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Size For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Type and Term For For Management 2.4 Approve Bond Interest Rate and For For Management Interest Payment Method 2.5 Approve Guarantee Arrangements For For Management 2.6 Approve Use of Proceeds For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.9 Approve Listing Arrangements For For Management 2.10 Approve Terms of Redemption, Terms of For For Management Sell-Back and Adjustment Interest Rate 2.11 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 2.12 Approve Resolution Validity Period For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI AJ GROUP CO., LTD. Ticker: 600643 Security ID: Y7679X105 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the External For For Management Guarantees -------------------------------------------------------------------------------- SHANGHAI AJ GROUP CO., LTD. Ticker: 600643 Security ID: Y7679X105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management (Draft) 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Guarantee Provision Plan For Against Management 8 Approve Estimate Related Party For For Management Transaction 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI AMARSOFT INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300380 Security ID: Y7689B101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI AMARSOFT INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300380 Security ID: Y7689B101 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 6 Amend Related-Party Transaction For Against Management Management System 7 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- SHANGHAI AMARSOFT INFORMATION & TECHNOLOGY CO., LTD. Ticker: 300380 Security ID: Y7689B101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Use of Idle Own Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- SHANGHAI ATHUB CO., LTD. Ticker: 603881 Security ID: Y768CZ104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in @HUB 2020-1 and For For Management Other Data Center Projects 2 Approve Investment in China Unicom For For Management (Huilai) Big Data Innovation Industrial Park Phase I Project 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANGHAI ATHUB CO., LTD. Ticker: 603881 Security ID: Y768CZ104 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Guarantee Provision Plan For For Management 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Luo Lan as Director For For Shareholder 11.2 Elect Zeng Li as Director For For Shareholder 11.3 Elect Chen Jun as Director For For Shareholder 11.4 Elect Wu Hao as Director For For Shareholder 11.5 Elect Xu Jun as Director For For Shareholder 12.1 Elect Jin Yuan as Director For For Shareholder 12.2 Elect Mei Xiangrong as Director For For Shareholder 12.3 Elect Zeng Zhaobin as Director For For Shareholder 13.1 Elect Zhang Songyan as Supervisor For For Shareholder 13.2 Elect Cheng Jia as Supervisor For For Shareholder 13.3 Elect Huang Meng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ATHUB CO., LTD. Ticker: 603881 Security ID: Y768CZ104 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Project and Replenish Working Capital with Raised Funds 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI BAILIAN GROUP CO., LTD. Ticker: 900923 Security ID: Y7682E110 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Related Party Transactions For For Management 9 Approve Related Party Transaction in For For Management Connection to the Investment and Financial Cooperation Framework Agreement 10 Approve Provision of Guarantee For For Management 11 Approve Allowance of Independent For For Shareholder Directors 12.1 Elect Ye Yongming as Director For For Shareholder 12.2 Elect Xu Ziying as Director For For Shareholder 12.3 Elect Zhang Shenyu as Director For For Shareholder 12.4 Elect Dong Xiaochun as Director For For Shareholder 12.5 Elect Cheng Dali as Director For For Shareholder 12.6 Elect Huang Zhen as Director For For Shareholder 13.1 Elect Wang Zhiqiang as Director For For Shareholder 13.2 Elect Jiang Qingyun as Director For For Shareholder 13.3 Elect Zhu Hongchao as Director For For Shareholder 14.1 Elect Yang Aguo as Supervisor For For Shareholder 14.2 Elect Li Feng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI BAILIAN GROUP CO., LTD. Ticker: 900923 Security ID: Y7682E102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements and For Did Not Vote Management Financial Budget Report 5 Approve Profit Distribution Plan For Did Not Vote Management 6 Approve Appointment of Financial For Did Not Vote Management Auditor 7 Approve Appointment of Internal For Did Not Vote Management Control Auditor 8 Approve Related Party Transactions For Did Not Vote Management 9 Approve Related Party Transaction in For Did Not Vote Management Connection to the Investment and Financial Cooperation Framework Agreement 10 Approve Provision of Guarantee For Did Not Vote Management 11 Approve Allowance of Independent For Did Not Vote Shareholder Directors 12.1 Elect Ye Yongming as Director For Did Not Vote Shareholder 12.2 Elect Xu Ziying as Director For Did Not Vote Shareholder 12.3 Elect Zhang Shenyu as Director For Did Not Vote Shareholder 12.4 Elect Dong Xiaochun as Director For Did Not Vote Shareholder 12.5 Elect Cheng Dali as Director For Did Not Vote Shareholder 12.6 Elect Huang Zhen as Director For Did Not Vote Shareholder 13.1 Elect Wang Zhiqiang as Director For Did Not Vote Shareholder 13.2 Elect Jiang Qingyun as Director For Did Not Vote Shareholder 13.3 Elect Zhu Hongchao as Director For Did Not Vote Shareholder 14.1 Elect Yang Aguo as Supervisor For Did Not Vote Shareholder 14.2 Elect Li Feng as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve to Appoint Auditor For For Management 9 Approve External Guarantee For For Management 10 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD. Ticker: 002568 Security ID: Y76853103 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Raised Funds and For For Management Implementation Method 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Trustee Related Matters For For Management 2.21 Approve Liability for Breach of For For Management Contract 2.22 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Incentive Object For For Management of Performance Share Incentive Plan 2 Approve Capital Injection For For Management 3 Amend Articles of Association For Against Management 4.1 Elect Wang Juan as Non-Independent For Against Management Director 5.1 Elect Wan Hong as Supervisor For Against Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z104 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Incentive Object For For Management of Performance Share Incentive Plan 2 Approve Capital Injection For For Management 3 Amend Articles of Association For Against Management 4.1 Elect Wang Juan as Non-Independent For Against Management Director 5.1 Elect Wan Hong as Supervisor For Against Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 2.1 Approve Overall Plan For For Management 2.2 Approve the Underlying Asset For For Management Transaction Price and Pricing Basis 2.3 Approve Share Type and Par Value For For Management 2.4 Approve Issue Manner and Target For For Management Subscribers 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Number of Issued Shares For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.11 Approve Resolution Validity Period For For Management 3 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 4 Approve Transaction Constitute as For For Management Related Party Transaction 5 Approve Signing of Conditional For For Management Supplementary Agreement with the Counterparty 6 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Does Not For For Management Constitute as Major Asset Restructure and Does Not Constitute as Restructure and Listing 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Fluctuation of Company's Stock For For Management Price Does Not Meet the Relevant Standards of Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Compliance of the Relevant For For Management Entities of this Transaction Regarding the Interpretation of Article 13 of the Interim Provisions on Strengthening the Supervision of Abnormal Stock Trading Related to the Material Asset Restructuring of Listed Companies 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Relevant Audit Reports, Asset For For Management Evaluation Reports and Pro Forma Review Reports 16 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Basis and Fairness of Pricing For For Management for This Transaction -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z104 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 2.1 Approve Overall Plan For For Management 2.2 Approve the Underlying Asset For For Management Transaction Price and Pricing Basis 2.3 Approve Share Type and Par Value For For Management 2.4 Approve Issue Manner and Target For For Management Subscribers 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Number of Issued Shares For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.11 Approve Resolution Validity Period For For Management 3 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions 4 Approve Transaction Constitute as For For Management Related Party Transaction 5 Approve Signing of Conditional For For Management Supplementary Agreement with the Counterparty 6 Approve Transaction Complies with For For Management Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Transaction Does Not For For Management Constitute as Major Asset Restructure and Does Not Constitute as Restructure and Listing 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Fluctuation of Company's Stock For For Management Price Does Not Meet the Relevant Standards of Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Compliance of the Relevant For For Management Entities of this Transaction Regarding the Interpretation of Article 13 of the Interim Provisions on Strengthening the Supervision of Abnormal Stock Trading Related to the Material Asset Restructuring of Listed Companies 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Relevant Audit Reports, Asset For For Management Evaluation Reports and Pro Forma Review Reports 16 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Basis and Fairness of Pricing For For Management for This Transaction -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z112 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jianhu as Director For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z104 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jianhu as Director For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 900926 Security ID: Y7691Z104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget Report For For Management 7 Approve Related Party Transaction For For Management 8.1 Elect Jiang Yuxiang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSTEEL PACKAGING CO., LTD. Ticker: 601968 Security ID: Y768AE103 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Financial Services Agreement 2.1 Approve Target Assets and Transaction For For Management Parties 2.2 Approve Issue Type and Par Value For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Listing Location For For Management 2.5 Approve Pricing Reference Date, For For Management Pricing Basis and Issue Price 2.6 Approve Underlying Asset Pricing and For For Management Evaluation 2.7 Approve Issue Size For For Management 2.8 Approve Lock-up Period Arrangement For For Management 2.9 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 3 Approve Report (Draft) and Summary on For For Management Acquisition by Issuance of Shares and Related Party Transactions 4 Approve Signing of Supplemental For For Management Agreement and Conditional Agreement on Acquisition by Issuance of Shares 5 Approve Transaction Constitutes as For For Management Major Asset Restructure and Related Party Transaction 6 Approve Purchase and Disposal of For For Management Assets for the Last Twelve Months 7 Approve Company's Plan for Acquisition For For Management by Issuance of Shares and Related Party Transaction Complies with Relevant Laws and Regulations 8 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 10 Approve Relevant Audit Report, For For Management Evaluation Report and Preparation Review Report 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Pricing Basis of the For For Management Transaction and Its Fairness 13 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 14 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve the Adjustment of the For For Management Transaction Plan Does Not Constitute as Major Adjustment to the Restructuring Plan 17 Approve Transaction Does Not For For Management Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 18 Approve Whether the Stock Price For For Management Volatility Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI BAOSTEEL PACKAGING CO., LTD. Ticker: 601968 Security ID: Y768AE103 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Qing as Non-independent For For Management Director 1.2 Elect Liu Changwei as Non-independent For For Management Director 1.3 Elect Li Yongdong as Non-independent For For Management Director 1.4 Elect He Taiping as Non-independent For For Management Director 1.5 Elect Liu Jun as Non-independent For For Management Director 1.6 Elect Edgar George Hotard as For For Management Non-independent Director 2.1 Elect Yan Yan as Independent Director For For Management 2.2 Elect Han Xiuchao as Independent For For Management Director 2.3 Elect Zhang Suyang as Independent For For Management Director 3.1 Elect Zhou Baoying as Supervisor For For Shareholder 3.2 Elect Zhang Yingrui as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI BAOSTEEL PACKAGING CO., LTD. Ticker: 601968 Security ID: Y768AE103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSTEEL PACKAGING CO., LTD. Ticker: 601968 Security ID: Y768AE103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Remuneration Performance For For Management Report of Directors, Supervisors and Senior Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget For Against Management 8 Approve Internal Control Evaluation For For Management Report 9 Approve Daily Related Party For For Management Transactions 10.1 Elect Liu Fengwei as Director For For Management -------------------------------------------------------------------------------- SHANGHAI BELLING CO., LTD. Ticker: 600171 Security ID: Y7680P109 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Acquisition of Equity For For Management 3 Approve Equity Transfer Agreement For For Management 4 Approve Preliminary Plan of For For Management Supplementary Agreement (1) of the Equity Transfer Agreement 5 Approve Plan on Supplementary For For Management Agreement (2) of the Equity Transfer Agreement -------------------------------------------------------------------------------- SHANGHAI BELLING CO., LTD. Ticker: 600171 Security ID: Y7680P109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Financial Services Cooperation For For Management 8 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 9 Approve Methods to Assess the For For Management Performance of Plan Participants 10 Approve Authorization of Board to For For Management Handle All Related Matters 11.1 Elect Liu Jun as Director For For Shareholder 11.2 Elect Huang Yun as Director For For Shareholder 12.1 Elect Hu Renyu as Director For For Management 12.2 Elect Chen Lijie as Director For For Management 13.1 Elect Li Gang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CHENGTOU HOLDING CO., LTD. Ticker: 600649 Security ID: Y7689R106 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Remuneration of Chairman of For For Management the Board -------------------------------------------------------------------------------- SHANGHAI CHENGTOU HOLDING CO., LTD. Ticker: 600649 Security ID: Y7689R106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget 4 Approve Related Party Transaction For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Asset Backed Securitization For For Management 8 Approve Payment of Annual Report Audit For For Management Fee and Internal Control Audit Fee 9 Approve Appointment of Auditor For For Management 10 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANGHAI CHINAFORTUNE CO., LTD. Ticker: 600621 Security ID: Y7686G103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Finance Work Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Auditor For For Management 8 Approve Purchase of Financial Products For For Management 9 Approve Provision for Credit Impairment For For Management 10 Approve Related Party Transaction For For Management 11 Approve Listing and Disposal of 39% For For Management Shareholding in a Subsidiary 12 Approve Listing and Disposal of 36% For For Management Shareholding in a Subsidiary 13.1 Approve Scale For For Management 13.2 Approve Term For For Management 13.3 Approve Interest Rate For For Management 13.4 Approve Guarantee Matters For For Management 13.5 Approve Use of Proceeds For For Management 13.6 Approve Safeguard Measures of Debts For For Management Repayment 13.7 Approve Authorized Matters For For Management 13.8 Approve Resolution Validity Period For For Management 14 Approve Provision of Guarantee For For Management 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SHANGHAI CHLOR-ALKALI CHEMICAL CO., LTD. Ticker: 900908 Security ID: Y76771115 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4.1 Approve Financial Statements For For Management 4.2 Approve Financial Budget For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Bank Financing For For Management 6.2 Approve Special Loan For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Report of the Board of For For Management Independent Directors 10.1 Elect Gu Hui as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Spin-off on For For Management Shanghai Stock Exchange -------------------------------------------------------------------------------- SHANGHAI CONSTRUCTION GROUP CO., LTD. Ticker: 600170 Security ID: Y7680W104 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee and For For Management Authorization of Board 8 Approve Investment Plan and For For Management Authorization of Board 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI DATUN ENERGY RESOURCES CO., LTD. Ticker: 600508 Security ID: Y7680G109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Related Party Transaction For For Management 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve Remuneration Management Method For Against Management of Independent Directors, External Directors and Supervisor 11 Approve Amendments to Articles of For For Management Association 12.1 Elect Bao Zhengming as Director For For Management 12.2 Elect Mao Zhonghua as Director For For Management 12.3 Elect Zhang Shaoping as Director For For Management 12.4 Elect Zhu Jiachun as Director For For Management 13.1 Elect Wei Zhen as Director For For Management 13.2 Elect Wu Na as Director For For Management 14.1 Elect Wang Wenzhang as Supervisor For For Shareholder 14.2 Elect Xiang Kaiman as Supervisor For For Shareholder 14.3 Elect Ji Wenbo as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI DAZHONG PUBLIC UTILITIES (GROUP) CO., LTD. Ticker: 1635 Security ID: Y7689D107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Use of Proceeds For For Management Raised from H Shares of the Company -------------------------------------------------------------------------------- SHANGHAI DAZHONG PUBLIC UTILITIES (GROUP) CO., LTD. Ticker: 1635 Security ID: Y7689D107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report and For For Management Financial Budget Report 4 Approve Profit Distribution Proposal For For Management 5.01 Approve Estimated Ongoing Ordinary For For Management Related Party Transactions that Shanghai Dazhong Gas, Nantong Dazhong Gas and Other Subsidiaries of the Company Purchased Natural Gas and LNG, and Conducted Construction Work from Shanghai Gas Co., Ltd 5.02 Approve Estimated Ongoing Ordinary For For Management Related Party Transactions that Shanghai Dazhong Gas, a Subsidiary of the Company Leased Office Space from Shanghai Gas Co., Ltd. 5.03 Approve Estimated Ongoing Ordinary For For Management Related Party Transactions that the Company and Its Subsidiaries Leased Office Space from Dazhong Building 5.04 Approve Estimated Ongoing Ordinary For For Management Related Party Transactions of Dazhong Transportation and Its Controlling Subsidiaries, Dazhong Auction, Leased Office Space and Purchased Goods and Services from the Company 5.05 Approve Estimated Ongoing Ordinary For For Management Related Party Transactions that the Company Commissioned Dazhong Business Management and Shanghai Dazhong Hebinto Provide Operational, Management and Services to the Company's Properties and their Users 6 Approve Application of Bank Credit For For Management Facilities of the Company 7 Approve Provision of Guarantee for For Against Management Controlled Subsidiaries 8 Approve Use of Idle Funds for Cash For For Management Management 9 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic and Internal Control Auditor 10 Approve BDO Limited as Overseas Auditor For For Management 11 Approve Registration and Issuance of For For Management Super-Short-Term Commercial Papers and Short-Term Commercial Papers 12 Approve Registration and Issuance of For For Management Medium-Term Notes -------------------------------------------------------------------------------- SHANGHAI DIESEL ENGINE CO., LTD. Ticker: 900920 Security ID: Y7679L101 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overall Plan For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Assets For For Management 2.4 Approve Pricing Basis and Transaction For For Management Price 2.5 Approve Asset Consideration Payment For For Management Method 2.6 Approve Issuance Type and Par Value For For Management 2.7 Approve Method of Share Issuance For For Management 2.8 Approve Target Subscribers and For For Management Subscription Method 2.9 Approve Pricing Reference Date and For For Management Issue Price 2.10 Approve Amount of Share Issuance For For Management 2.11 Approve Lock-Up Period Arrangement For For Management 2.12 Approve Cash Consideration Payment For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.14 Approve Profit Forecast Compensation For For Management 2.15 Approve Asset Delivery and Liability For For Management for Breach of Contract 2.16 Approve Listing Exchange For For Management 2.17 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.18 Approve Resolution Validity Period For For Management 2.19 Approve Issue Type and Par Value in For For Management Connection to Raising Supporting Funds 2.20 Approve Issue Manner and Issue Time in For For Management Connection to Raising Supporting Funds 2.21 Approve Target Subscribers and For For Management Subscription Method in Connection to Raising Supporting Funds 2.22 Approve Pricing Reference Date and For For Management Issue Price in Connection to Raising Supporting Funds 2.23 Approve Issue Scale and Issue Amount For For Management in Connection to Raising Supporting Funds 2.24 Approve Lock-up Period in Connection For For Management to Raising Supporting Funds 2.25 Approve Use of Proceeds For For Management 2.26 Approve Listing Exchange in Connection For For Management to Raising Supporting Funds 2.27 Approve Distribution Arrangement of For For Management Cumulative Earnings in Connection to Raising Supporting Funds 2.28 Approve Resolution Validity Period in For For Management Connection to Raising Supporting Funds 3 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 4 Approve Transaction Constitute as For For Management Related-Party Transaction 5 Approve Transaction Constitute as For For Management Major Asset Restructuring but Does Not Constitute as Major Asset Restructuring and Listing 6 Approve Signing of Relevant Agreements For For Management for this Transaction 7 Approve Signing of Relevant For For Management Supplementary Agreements and Performance Commitment Compensation Agreement for this Transaction 8 Approve Relevant Audit Reports, Pro For For Management Forma Review Report and Asset Appraisal Report of this Transaction 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve White Wash Waiver and Related For For Management Transactions 11 Approve to Formulate the Shareholder For For Management Return Plan 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI DRAGON CORP. Ticker: 600630 Security ID: Y7679W107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget 4 Approve Withdrawal of Asset Impairment For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Daily Related Party Transaction For For Management 10 Approve Financial Derivatives For For Management Transactions 11 Approve Salary Assessment of Senior For For Management Managers 12 Approve Signing of Financial Service For For Management Framework Agreement 13 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI DRAGONNET TECHNOLOGY CO. LTD. Ticker: 300245 Security ID: Y7685H102 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.2 Amend Working System for Independent For For Management Directors 2.3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.4 Amend Related-Party Transaction For For Management Decision-making System 2.5 Amend Management System for Providing For For Management External Guarantees 2.6 Amend Major Investment and Transaction For For Management Decision-making System -------------------------------------------------------------------------------- SHANGHAI DRAGONNET TECHNOLOGY CO. LTD. Ticker: 300245 Security ID: Y7685H102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Elect Xu Jiang as Director For For Management 6.2 Elect Xiao Zuoyi as Director For For Management 7 Elect Wang Quande as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yunhong as Director For For Management 2 Approve Continuing Connected For For Shareholder Transactions in Relation to Certain Purchases from Siemens Group and the Related Party Transactions in Relation to Certain Sales to Siemens Group 3 Approve Privatization by Way of Merger For For Shareholder by Absorption of Shanghai Prime Machinery Company Limited -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Shareholder Transactions in Relation to Certain Purchases from Siemens Group and the Related Party Transactions in Relation to Certain Sales to Siemens Group 2 Approve Privatization by Way of Merger For For Shareholder by Absorption of Shanghai Prime Machinery Company Limited 3.1 Elect Liu Yunhong as Director For For Management -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gan Pin as Director For For Shareholder 2 Amend Articles of Association For For Management 3 Approve Issuance of Equity or For For Shareholder Equity-Linked Securities without Preemptive Rights 4 Approve Compliance with the Conditions For For Shareholder of Non-Public Issuance of A Shares 5.1 Approve Class and Par Value of Shares For For Shareholder to be Issued 5.2 Approve Method and Time of Issuance For For Shareholder 5.3 Approve Target Subscribers and For For Shareholder Subscription Method 5.4 Approve Pricing Benchmark Date, Issue For For Shareholder Price and Pricing Principles 5.5 Approve Number of Shares to be Issued For For Shareholder 5.6 Approve Lock-Up Period Arrangement For For Shareholder 5.7 Approve Place of Listing of the New A For For Shareholder Shares to be Issued 5.8 Approve Arrangement of Accumulated For For Shareholder Undistributed Profits 5.9 Approve Validity of the Resolutions in For For Shareholder Respect of the Non-Public Issuance of A Shares 5.10 Approve Use of Proceeds For For Shareholder 6 Approve Plan for the Non-Public For For Shareholder Issuance of A Shares 7 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds from the Non-Public Issuance of A Shares 8 Approve Report on the Use of For For Shareholder Previously Raised Proceeds of the Company 9 Approve Remedial Measures for the For For Shareholder Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 10 Approve Plan on Shareholders' Return For For Shareholder for the Upcoming Three Years (2021-2023) 11 Authorize Board and Its Authorized For For Shareholder Persons to Deal with All Matters in Relation to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For For Shareholder Equity-Linked Securities without Preemptive Rights 3 Approve Compliance with the Conditions For For Shareholder of Non-Public Issuance of A Shares 4.1 Approve Class and Par Value of Shares For For Shareholder to be Issued 4.2 Approve Method and Time of Issuance For For Shareholder 4.3 Approve Target Subscribers and For For Shareholder Subscription Method 4.4 Approve Pricing Benchmark Date, Issue For For Shareholder Price and Pricing Principles 4.5 Approve Number of Shares to be Issued For For Shareholder 4.6 Approve Lock-Up Period Arrangement For For Shareholder 4.7 Approve Place of Listing of the New A For For Shareholder Shares to be Issued 4.8 Approve Arrangement of Accumulated For For Shareholder Undistributed Profits 4.9 Approve Validity of the Resolutions in For For Shareholder Respect of the Non-Public Issuance of A Shares 4.10 Approve Use of Proceeds For For Shareholder 5 Approve Plan for the Non-Public For For Shareholder Issuance of A Shares 6 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds from the Non-Public Issuance of A Shares 7 Approve Report on the Use of For For Shareholder Previously Raised Proceeds of the Company 8 Approve Remedial Measures for the For For Shareholder Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 9 Approve Plan on Shareholders' Return For For Shareholder for the Upcoming Three Years (2021-2023) 10 Authorize Board and Its Authorized For For Shareholder Persons to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 11.1 Elect Gan Pin as Director For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board For For Management 3 Approve Report of the Supervisory For For Management Committee 4 Approve Report of the Financial Results For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 7 Approve Ratification of Emoluments For For Management Paid to the Directors and Supervisors for the Year of 2020 and Approve Emoluments of the Directors and Supervisors for the Year of 2021 8 Approve Renewal of Liability Insurance For For Management for the Directors, Supervisors and Senior Management 9 Approve Provision of External For Against Management Guarantees 10 Elect Cai Xiaoqing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ELECTRIC GROUP COMPANY LIMITED Ticker: 2727 Security ID: Y76824112 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board For For Management 3 Approve Report of the Supervisory For For Management Committee 4 Approve Report of the Financial Results For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve PwC Zhong Tian as Auditor and For For Management Authorize Board to Fix Their Remuneration 7 Approve Ratification of Emoluments For For Management Paid to the Directors and Supervisors for the Year of 2020 and Approve Emoluments of the Directors and Supervisors for the Year of 2021 8 Approve Renewal of Liability Insurance For For Management for the Directors, Supervisors and Senior Management 9 Approve Provision of External For Against Management Guarantees 10.1 Elect Cai Xiaoqing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Juliang as Non-independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Jiandong as Non-independent For For Management Director 2 Approve Change of Commitment Period of For For Management Assets for Issuance of Shares and Cash Payment to Purchase Assets -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Registration and Issuance For For Management Multiple Types of Debt Financing Instruments 9 Approve to Appoint Auditor For For Management 10 Elect Xu Ji as Non-independent Director For For Shareholder 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANGHAI ELECTRIC POWER CO., LTD. Ticker: 600021 Security ID: Y7T829116 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Scale and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Special Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of the Board to For For Management Handle All Related Matters 9 Approve Introduction of Strategic For For Management Investors 10 Approve Signing of Strategic For For Management Cooperation Agreement with Strategic Investors 11 Approve Conditional Shares For For Management Subscription Agreement with Controlling Shareholder in Connection to the Private Placement 12 Approve Conditional Shares For For Management Subscription Agreement with Strategic Investors in Connection to the Private Placement 13.1 Elect Hu Jiandong as Director For For Shareholder 13.2 Elect Wei Juliang as Director For For Shareholder 13.3 Elect Wang Haimin as Director For For Shareholder 13.4 Elect Liu Hongliang as Director For For Shareholder 13.5 Elect Nie Yitao as Director For For Shareholder 13.6 Elect Wang Hao as Director For For Shareholder 13.7 Elect Xu Ji as Director For For Shareholder 13.8 Elect Guo Zhigang as Director For For Shareholder 14.1 Elect Gu Yufang as Director For For Management 14.2 Elect Rui Mingjie as Director For For Management 14.3 Elect Yue Kesheng as Director For For Management 14.4 Elect Tang Yiwen as Director For For Management 14.5 Elect Guo Yongqing as Director For For Management 14.6 Elect Pan Bin as Director For For Management 15.1 Elect Huang Yuntao as Supervisor For For Shareholder 15.2 Elect Qiu Lin as Supervisor For For Shareholder 15.3 Elect Chen Weimin as Supervisor For For Shareholder 15.4 Elect Zhang Chao as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI ENVIRONMENT GROUP CO., LTD. Ticker: 601200 Security ID: Y7T82C101 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve Adjustment in Remuneration of For For Management Directors, Supervisors 3.1 Elect Wang Selan as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI ENVIRONMENT GROUP CO., LTD. Ticker: 601200 Security ID: Y7T82C101 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions for 2020 and 2021 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For Against Management 7 Approve Financial Statements and For Against Management Financial Budget 8 Approve Remuneration of Auditor For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Issuance of Debt Financing For For Management Instruments 11 Approve Additional Daily Related Party For For Management Transactions for 2021 12 Approve Amendments to Articles of For For Management Association to Change Business Scope 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- SHANGHAI FLYCO ELECTRICAL APPLIANCE CO., LTD. Ticker: 603868 Security ID: Y7T82Q100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Use of Own Funds for Entrusted For For Management Asset Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Elect Zhang Houlin as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Elect Zhang Houlin as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfilment of the Conditions For For Management for the Non-Public Issuance of A Shares by the Company 2.1 Approve Class and Nominal Value of the For For Management Shares to be Issued 2.2 Approve Method of Issuance For For Management 2.3 Approve Subscribers and Subscription For For Management Method 2.4 Approve Price Determination Date, For For Management Issue Price and Pricing Principles 2.5 Approve Number of the Shares to be For For Management Issued 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-Up Period For For Management 2.8 Approve Place of Listing For For Management 2.9 Approve Arrangements for the For For Management Accumulated Profits of the Company Prior to the Proposed Non-Public Issuance 2.10 Approve Validity Period of the For For Management Resolutions in Relation to the Plan of the Proposed Non-Public Issuance of A Shares 3 Approve Proposal for the Proposed For For Management Non-Public Issuance 4 Approve Feasibility Report on the Use For For Management of Proceeds from the Proposed Non-Public Issuance 5 Approve Report on the Use of For For Management Previously Raised Proceeds 6 Approve Dilution of Immediate Return For For Management Resulting from the Proposed Non-Public Issuance and Its Remedial Measures 7 Approve Undertakings in Relation to For For Management the Remedial Measures for the Dilution of Immediate Return Resulting from the Proposed Non-Public Issuance 8 Approve Shareholders' Return Plan for For For Management the Years 2020-2022 9 Authorize Board to Deal with All For For Management Matters Relating to the Proposed Non-Public Issuance -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfilment of the Conditions For For Management for the Non-Public Issuance of A Shares by the Company 2.1 Approve Class and Nominal Value of the For For Management Shares to be Issued 2.2 Approve Method of Issuance For For Management 2.3 Approve Subscribers and Subscription For For Management Method 2.4 Approve Price Determination Date, For For Management Issue Price and Pricing Principles 2.5 Approve Number of the Shares to be For For Management Issued 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-Up Period For For Management 2.8 Approve Place of Listing For For Management 2.9 Approve Arrangements for the For For Management Accumulated Profits of the Company Prior to the Proposed Non-Public Issuance 2.10 Approve Validity Period of the For For Management Resolutions in Relation to the Plan of the Proposed Non-Public Issuance of A Shares 3 Approve Proposal for the Proposed For For Management Non-Public Issuance 4 Approve Feasibility Report on the Use For For Management of Proceeds from the Proposed Non-Public Issuance 5 Approve Report on the Use of For For Management Previously Raised Proceeds 6 Approve Dilution of Immediate Return For For Management Resulting from the Proposed Non-Public Issuance and Its Remedial Measures 7 Approve Undertakings in Relation to For For Management the Remedial Measures for the Dilution of Immediate Return Resulting from the Proposed Non-Public Issuance 8 Approve Shareholders' Return Plan for For For Management the Years 2020-2022 9 Authorize Board to Deal with All For For Management Matters Relating to the Proposed Non-Public Issuance -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer Contract and Related For For Management Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer Contract and Related For For Management Transactions -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Work Report of the Board For For Management 3 Approve Work Report of the Supervisory For For Management Committee 4 Approve Final Accounts Report For For Management 5 Approve Profit Distribution Proposal For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve Appraisal Results and For For Management Remunerations of Executive Directors 8 Approve Estimates of Ongoing Related For For Management Party Transactions of the Group 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Authorization of the For For Management Management to Dispose of the Shares of the Listed Companies Held by the Group 12 Approve Renewed and Additional For For Management Guarantee Quota of the Group 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 14 Authorize Repurchase of Issued H Share For For Management Capital 15 Authorize Repurchase of Issued A Share For For Management Capital 16 Approve Adoption of 2021 Restricted For For Management Share Incentive Scheme and the Proposed Grant 17 Approve Management Measures for the For For Management Appraisal System of the 2021 Restricted Share Incentive Scheme 18 Approve Authorization of the Board to For For Management Handle All Matters Related to the Restricted Share Incentive Scheme 19a Elect Wang Quandi as Director For For Management 19b Elect Yu Tze Shan Hailson as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Work Report of the Board For For Management 3 Approve Work Report of the Supervisory For For Management Committee 4 Approve Final Accounts Report For For Management 5 Approve Profit Distribution Proposal For For Management 6 Approve Ernst & Young Hua Ming LLP as For For Management PRC Financial Report and Internal Control Report Auditors and Ernst & Young as International Financial Report Auditors and Authorize Board to Fix Their Remuneration 7 Approve Appraisal Results and For For Management Remunerations of Executive Directors 8 Approve Estimates of Ongoing Related For For Management Party Transactions of the Group 9 Approve Renewed and Additional For For Management Entrusted Loan/Borrowing Quota of the Group 10 Approve Additional Bank Credit For For Management Applications 11 Approve Authorization of the For For Management Management to Dispose of the Shares of the Listed Companies Held by the Group 12 Approve Renewed and Additional For For Management Guarantee Quota of the Group 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 14 Authorize Repurchase of Issued H Share For For Management Capital 15 Authorize Repurchase of Issued A Share For For Management Capital 16 Approve Adoption of 2021 Restricted For For Management Share Incentive Scheme and the Proposed Grant 17 Approve Management Measures for the For For Management Appraisal System of the 2021 Restricted Share Incentive Scheme 18 Approve Authorization of the Board to For For Management Handle All Matters Related to the Restricted Share Incentive Scheme 19.1 Elect Wang Quandi as Director For For Management 19.2 Elect Yu Tze Shan Hailson as Director For For Management -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D117 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital 3 Approve Adoption of 2021 Restricted For For Management Share Incentive Scheme and the Proposed Grant 4 Approve Management Measures for the For For Management Appraisal System of the 2021 Restricted Share Incentive Scheme 5 Approve Authorization of the Board to For For Management Handle All Matters Related to the Restricted Share Incentive Scheme -------------------------------------------------------------------------------- SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. Ticker: 2196 Security ID: Y7687D109 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Authorize Repurchase of Issued A Share For For Management Capital 3 Approve Adoption of 2021 Restricted For For Management Share Incentive Scheme and the Proposed Grant 4 Approve Management Measures for the For For Management Appraisal System of the 2021 Restricted Share Incentive Scheme 5 Approve Authorization of the Board to For For Management Handle All Matters Related to the Restricted Share Incentive Scheme -------------------------------------------------------------------------------- SHANGHAI FRIENDESS ELECTRONIC TECHNOLOGY CORP., LTD. Ticker: 688188 Security ID: Y7T83N106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration Plan of Directors For For Management 7 Approve Remuneration Plan of For For Management Supervisors 8 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 9.1 Approve Share Type and Par Value For For Management 9.2 Approve Issue Manner and Issue Time For For Management 9.3 Approve Target Subscribers and For For Management Subscription Method 9.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 9.5 Approve Issue Size For For Management 9.6 Approve Lock-up Period Arrangement For For Management 9.7 Approve Scale and Use of Raised Funds For For Management 9.8 Approve Listing Location For For Management 9.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 9.10 Approve Resolution Validity Period For For Management 10 Approve Plan for Issuance of Shares to For For Management Specific Targets 11 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 12 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Internal Control For For Management Self-Evaluation Report 15 Approve the Company's Non-recurring For For Management Profit and Loss Details 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Shareholder Dividend Return For For Management Plan 18 Approve the Company's Explanation on For For Management the Investment of the Funds Raised this time Belongs to the Field of Scientific and Technological Innovation 19 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI FRIENDESS ELECTRONIC TECHNOLOGY CORP., LTD. Ticker: 688188 Security ID: Y7T83N106 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Partial Raised For For Management Funds Investment Project 2 Approve Use of Excess Raised Funds to For For Management Construct New Project and Replenish Working Capital 3.1 Elect Tang Ye as Director For For Management 3.2 Elect Dai Tiantian as Director For For Management 3.3 Elect Lu Lin as Director For For Management 3.4 Elect Hu Jia as Director For For Management 4.1 Elect Jin Jianzhong as Director For For Management 4.2 Elect Xi Juntong as Director For For Management 4.3 Elect Zhang Feng as Director For For Management 5.1 Elect Wan Zhang as Supervisor For For Management 5.2 Elect Xie Miao as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI FUDAN FORWARD S&T CO., LTD. Ticker: 600624 Security ID: Y2617R104 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chu Jianping as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI FUDAN FORWARD S&T CO., LTD. Ticker: 600624 Security ID: Y2617R104 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association and Related Systems 2.1 Elect Chu Jianping as Non-independent For For Shareholder Director 2.2 Elect Wang Chunyuan as Non-independent For For Shareholder Director 2.3 Elect Lu Yan as Non-independent For For Shareholder Director 2.4 Elect Zhuang Yue as Non-independent For For Shareholder Director 2.5 Elect Qian Wei as Non-independent For For Shareholder Director 2.6 Elect Chen Min as Non-independent For For Shareholder Director 3.1 Elect Lu Changqi as Independent For For Shareholder Director 3.2 Elect Lyu Yong as Independent Director For For Shareholder 3.3 Elect Bao Xiaolin as Independent For For Shareholder Director 4.1 Elect Weng Leigang as Supervisor For For Shareholder 4.2 Elect Xu Ming as Supervisor For For Shareholder 4.3 Elect Sun Jianying as Supervisor For For Shareholder 4.4 Elect Jiang Zhongming as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI FUDAN FORWARD S&T CO., LTD. Ticker: 600624 Security ID: Y2617R104 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage For For Management 1.2 Approve Type For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Period of the Share Repurchase For For Management 1.5 Approve Use, Number, Proportion of the For For Management Total Share Capital and Total Capital of the Share Repurchase 1.6 Approve Repurchase Price For For Management 1.7 Approve Source of Funds For For Management 1.8 Approve Relevant Arrangements for For For Management Cancellation or Transfer In Accordance with the Law 1.9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI FUDAN FORWARD S&T CO., LTD. Ticker: 600624 Security ID: Y2617R104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Provision of Financing For For Management Guarantee 9 Approve Allowance of Independent For For Management Directors 10 Approve Appointment of Auditor For For Management 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Approve Provision for Asset Impairment For For Management 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LIMITED Ticker: 1385 Security ID: Y7682H105 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Fund Raising For For Management Amount and Investing in the Projects with Proceeds from the Initial Public A Share Offering 2 Amend Articles of Association For For Management 3 Amend Articles of Association (Draft) For For Management 4 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LIMITED Ticker: 1385 Security ID: Y7682H105 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Fund Raising For For Management Amount and Investing in the Projects with Proceeds from the Initial Public A Share Offering -------------------------------------------------------------------------------- SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LIMITED Ticker: 1385 Security ID: Y7682H105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Report of the Supervisory For For Management Committee 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Related Party Transactions For For Management 5a Approve New Cooperation Agreement and For For Management Related Transactions 5b Approve 2022-2024 Annual Caps under For For Management the New Cooperation Agreement and Revise the 2021 Annual Cap under Old Cooperation Agreement and the New Cooperation Agreement under the Old Cooperation Agreement and the New Cooperation Agreement 5c Authorize Board to Deal with All For For Management Matters in Relation to New Cooperation Agreement and Related Transactions 6 Approve Extension of the Validity For For Management Period In Respect of the Proposed A Share Offering 7 Authorize Board to Handle All Matters For For Management in Relation to the IPO and Listing of A Shares 8a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 8b Authorize Board to Make an Offer, an For For Management Agreement or Grant an Option During the Relevant Period 8c Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares 8d Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 8e Approve PRC Regulatory Authorities For For Management 8f Approve Relevant Period and Related For For Management Transactions 8g Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LIMITED Ticker: 1385 Security ID: Y7682H105 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period In Respect of the Proposed A Share Offering 2 Authorize Board to Handle All Matters For For Management in Relation to the IPO and Listing of A Shares -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Annual Report For For Management 4 Accept 2020 Financial Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management and Final Dividend Distribution Plan 6 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Approve 2020 Remuneration of Directors For For Management and Supervisors and 2021 Relevant Proposal 8 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management 9 Approve Use of Proceeds from the A For For Management Shares Offering 10 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 11 Approve Draft and Summary of 2021 For For Management Restrictive Incentive Scheme 12 Approve Assessment Management Measures For For Management of the 2021 Restrictive Incentive Scheme 13 Approve Authorization of the Board to For For Management Handle All Matters in Relation to the Restricted Incentive -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO. LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company 2 Approve Draft and Summary of 2021 For For Management Restrictive Incentive Scheme 3 Approve Assessment Management Measures For For Management of the 2021 Restrictive Incentive Scheme 4 Approve Authorization of the Board to For For Management Handle All Matters in Relation to the Restricted Incentive -------------------------------------------------------------------------------- SHANGHAI FUDAN ZHANGJIANG BIO-PHARMACEUTICAL CO., LTD. Ticker: 1349 Security ID: Y7682Y108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sales and Distribution For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For Against Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Zhu Yue as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Adjustment on Loan Provision 2 Approve Related Party Transaction in For Against Management Connection to Adjustment on Mutual Loans -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Issuance of For For Management Shares and Relevant Commitments -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Guarantee Provision for the For Against Management Credit Lines Applied by the Subsidiary 11 Approve Provision of Guarantee for For Against Management Procurement and Supply to Shanghai Gangyin E-Commerce Co., Ltd. 12 Approve Application of Financing For For Management 13 Approve Development of Hedging Business For For Management 14 Approve Development of Foreign For For Management Exchange Hedging Business 15 Approve Loan Between Company and For Against Management Subsidiaries and Related Transaction 16 Approve Loan from Shanghai Ganglian For For Management Wulianwang Co., Ltd. 17 Approve Loan from Shanghai Longzhi For For Management Equity Investment Fund 18 Approve Loan from Shanghai Zhiwei For For Management Industry and Trade Co., Ltd. 19 Approve Loan from Shanghai Zhijin For For Management Trading Co., Ltd. 20 Approve Provision of Guarantee to For For Management Shanghai Jiyun Logistics Technology Co. , Ltd and Subsidiaries 21 Approve Provision of Guarantee to For For Management Clients -------------------------------------------------------------------------------- SHANGHAI GANGLIAN E-COMMERCE HOLDINGS CO., LTD. Ticker: 300226 Security ID: Y7685A107 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application For For Management -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Limei as Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Hailun as Non-independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI GREAT WISDOM CO., LTD. Ticker: 601519 Security ID: Y7684Y106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Use of Idle Own Funds for For For Management Financial Products 8 Approve Application of Comprehensive For For Management Credit Lines 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SHANGHAI GREENCOURT INVESTMENT GROUP CO., LTD. Ticker: 900919 Security ID: Y7679K103 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 7 Approve Asset Mortgage and Pledge For For Management Matters 8 Approve Loan Matters For For Management 9 Approve External Guarantee For For Management 10 Approve Authorization for Disposal of For For Management Financial Assets 11 Approve Use of Funds for Entrusted For For Management Financial Management 12 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital 13 Approve Annual Report For For Management 14.1 Elect Long Lian as Non-Independent For For Management Director 14.2 Elect Zhu Jiafei as Non-Independent For For Management Director 14.3 Elect Lin Pengcheng as Non-Independent For For Management Director 14.4 Elect Lan Yucheng as Non-Independent For For Management Director 14.5 Elect Zhang Yi as Non-Independent For For Management Director 14.6 Elect Sun Weiling as Non-Independent For For Management Director 14.7 Elect Liu Zhaoheng as Independent For For Management Director 14.8 Elect Chen Gang as Independent Director For For Management 14.9 Elect Liu Yuansheng as Independent For For Management Director 15.1 Elect Yang Lei as Supervisor For For Management 15.2 Elect Hu Qianqi as Supervisor For For Management 16 Approve Allowance of Directors and For Against Management Supervisors -------------------------------------------------------------------------------- SHANGHAI GREENCOURT INVESTMENT GROUP CO., LTD. Ticker: 900919 Security ID: Y7679K103 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Restructuring of For For Management Shanghai Yuehe Real Estate Co., Ltd. and Signing of Framework Agreement for Restructuring Investment 2 Approve Management System for Project For For Management Follow-up Investment 3 Approve Follow-up Investment by For For Management Directors, Supervisors and Senior Management in Company's Projects and Related Party Transactions -------------------------------------------------------------------------------- SHANGHAI GUANGDIAN ELECTRIC GROUP CO., LTD. Ticker: 601616 Security ID: Y76851107 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SHANGHAI GUANGDIAN ELECTRIC GROUP CO., LTD. Ticker: 601616 Security ID: Y76851107 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Bank Financing For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Working System for Independent For Against Management Directors 14 Amend Related-Party Transaction For Against Management Management System 15 Amend Management System for Providing For Against Management External Guarantees 16 Amend Management System for Providing For Against Management External Investments -------------------------------------------------------------------------------- SHANGHAI HAIXIN GROUP CO., LTD. Ticker: 900917 Security ID: Y7683H104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Appointment of Financial For For Management Report Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Xia Yuan as Non-Independent For For Shareholder Director 11 Elect Jiang Shoulei as Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI HAIXIN GROUP CO., LTD. Ticker: 900917 Security ID: Y7682J101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Appointment of Financial For For Management Report Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Xia Yuan as Non-Independent For For Shareholder Director 11 Elect Jiang Shoulei as Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI HANBELL PRECISE MACHINERY CO., LTD. Ticker: 002158 Security ID: Y76832107 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Partial Performance Shares and Adjustment in Repurchase Price 2.1 Elect Yu Yuxuan as Non-independent For For Shareholder Director 2.2 Elect Zeng Wenzhang as Non-independent For For Shareholder Director 2.3 Elect Chen Jiaxing as Non-independent For For Shareholder Director 2.4 Elect Ke Yongchang as Non-independent For For Shareholder Director 2.5 Elect Liao Zhisheng as Non-independent For For Shareholder Director 2.6 Elect Wu Kuanyu as Non-independent For For Shareholder Director 3.1 Elect Zhang Luyang as Independent For For Management Director 3.2 Elect Zhou Bo as Independent Director For For Management 3.3 Elect Zhou Zhihua as Independent For For Management Director 4.1 Elect Tang Shunling as Supervisor For For Shareholder 4.2 Elect Huang Mingjun as Supervisor For For Shareholder 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI HANBELL PRECISE MACHINERY CO., LTD. Ticker: 002158 Security ID: Y76832107 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI HANBELL PRECISE MACHINERY CO., LTD. Ticker: 002158 Security ID: Y76832107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party Transaction For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Remuneration of Directors and For For Management Senior Management Members 11 Approve Authorization of Management For For Management for Financing Quota and Daily Business with Banks 12 Approve Use of Idle Own Funds for For For Management Financial Investment 13 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Reports For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Appointment of Auditors and For For Management Internal Control Auditor 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W102 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W110 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Reports For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Appointment of Auditors and For For Management Internal Control Auditor 7 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO., LTD. Ticker: 6826 Security ID: Y7690W110 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares of the Company -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U106 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Remuneration of Directors For For Management 3.1 Elect Ding Guoliang as Non-Independent For For Management Director 3.2 Elect Zhuang Hua as Non-Independent For For Shareholder Director 3.3 Elect Li Haibin as Non-Independent For For Shareholder Director 3.4 Elect Li Chunqi as Non-Independent For For Shareholder Director 3.5 Elect Zheng Jiandong as For For Shareholder Non-Independent Director 3.6 Elect Dong Jianhua as Non-Independent For For Shareholder Director 3.7 Elect Wang Yu as Independent Director For For Management 3.8 Elect Yan Jie as Independent Director For For Management 3.9 Elect Yu Zhuoping as Independent For For Management Director 4.1 Elect Xu Jianguo as Supervisor For For Shareholder 4.2 Elect Xin Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U114 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Remuneration of Directors For For Management 3.1 Elect Ding Guoliang as Non-Independent For For Management Director 3.2 Elect Zhuang Hua as Non-Independent For For Shareholder Director 3.3 Elect Li Haibin as Non-Independent For For Shareholder Director 3.4 Elect Li Chunqi as Non-Independent For For Shareholder Director 3.5 Elect Zheng Jiandong as For For Shareholder Non-Independent Director 3.6 Elect Dong Jianhua as Non-Independent For For Shareholder Director 3.7 Elect Wang Yu as Independent Director For For Management 3.8 Elect Yan Jie as Independent Director For For Management 3.9 Elect Yu Zhuoping as Independent For For Management Director 4.1 Elect Xu Jianguo as Supervisor For For Shareholder 4.2 Elect Xin Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U106 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super-short-term For For Management Commercial Papers 2 Approve Acquisition of Equity For For Management 3 Approve Increase in Capital For For Management 4 Approve Application for M&A Loans For For Management -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U114 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super-short-term For For Management Commercial Papers 2 Approve Acquisition of Equity For For Management 3 Approve Increase in Capital For For Management 4 Approve Application for M&A Loans For For Management -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U114 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Signing of Conditional For For Management Subscription Agreement 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Adjustment to Performance For For Management Shares Incentive Plan -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U114 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Provision of Guarantee For Against Management 3 Approve Pledge of Equity For For Management -------------------------------------------------------------------------------- SHANGHAI HIGHLY (GROUP) CO., LTD. Ticker: 900910 Security ID: Y7682U114 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Related Party Transaction For For Management 8 Approve Provision of External Guarantee For Against Management 9 Approve Bank Bill Pledge For For Management -------------------------------------------------------------------------------- SHANGHAI HILE BIO-TECHNOLOGY CO., LTD. Ticker: 603718 Security ID: Y768AG108 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancel Some of Special Account For For Management for Raised Funds and Use Remaining Raised Funds to Permanently Supplement Working Capital 2 Approve Signing of Compensation For For Management Agreement for Expropriation of Non-Residential Houses on State-owned Land 3 Approve Authorization of the Board of For For Management Directors to Handle the Company's Requisition and Relocation Related Matters -------------------------------------------------------------------------------- SHANGHAI HILE BIO-TECHNOLOGY CO., LTD. Ticker: 603718 Security ID: Y768AG108 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Capital For For Management Injection -------------------------------------------------------------------------------- SHANGHAI HILE BIO-TECHNOLOGY CO., LTD. Ticker: 603718 Security ID: Y768AG108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9 Approve to Appoint Auditor For For Management 10 Approve Use of Remaining Raised Funds For For Management to Supplement Working Capital 11 Approve Report of the Board of For For Management Supervisors 12 Approve Capital Injection For For Shareholder 13.1 Elect Zhang Yue as Director For For Management 13.2 Elect Chen Xiao as Director For For Management 13.3 Elect Lin Qun as Director For For Management 13.4 Elect Fang Zhangle as Director For For Management 14.1 Elect Liu Tianmin as Director For For Management 14.2 Elect Cheng Anlin as Director For For Management 14.3 Elect Chen Lei as Director For For Management 15.1 Elect Zhao Youshu as Supervisor For For Management 15.2 Elect Xu Fanhong as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI HONGDA MINING CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Nirong as Non-independent For For Shareholder Director 1.2 Elect Lu Fenqi as Non-independent For For Shareholder Director 1.3 Elect Guo Weiliang as Non-independent For For Shareholder Director 2.1 Elect Hao Jun as Independent Director For For Shareholder 2.2 Elect Liu Wenxin as Independent For For Shareholder Director 3.1 Elect Qu Yanna as Supervisor For For Shareholder 3.2 Elect Ling Sheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI HONGDA MINING CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Invstment to Acquire For For Management Equity 2 Approve Amendments to Articles of For For Management Association 3 Amend Articles of Association to For For Shareholder Expand Business Scope -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F117 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Renliang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F109 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Renliang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F117 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F109 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F117 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F109 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F117 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve External Guarantee Provision For For Management 8 Approve Profit Distribution Plan For For Management 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANGHAI HUAYI GROUP CORP. LTD. Ticker: 900909 Security ID: Y2105F109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Daily Related-Party For For Management Transactions 7 Approve External Guarantee Provision For For Management 8 Approve Profit Distribution Plan For For Management 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 600748 Security ID: Y7689G100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 8 Elect Xu Xiaobing as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL HOLDINGS LIMITED Ticker: 363 Security ID: Y7683K107 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Shen Xiao Chu as Director For For Management 3b Elect Xu Bo as Director For For Management 3c Elect Cheng Hoi Chuen, Vincent as For For Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LIMITED Ticker: 563 Security ID: G8065B103 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a Elect Tang Jun as Director For For Management 3b Elect Ye Weiqi as Director For For Management 3c Elect Fan Ren Da, Anthony as Director For For Management 3d Elect Li Ka Fai, David as Director For For Management 3e Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHANGHAI INDUSTRIAL URBAN DEVELOPMENT GROUP LTD. Ticker: 563 Security ID: G8065B103 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription Agreement and For For Management Related Transactions 2 Elect Huang Haiping as Director For For Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Shujun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: Y7682X100 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7.1 Elect Zhu Chuanwu as Director For For Shareholder 7.2 Elect Liu Wei as Director For For Shareholder 8.1 Elect Huang Guangye as Supervisor For For Shareholder 8.2 Elect Zhu Ligang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Letter of Guarantee For Against Management 2 Elect Sun Ligan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Hao as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD. Ticker: 600018 Security ID: Y7683N101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Budget Report For For Management 6 Approve Deposits and Loans from For For Management Related Bank 7 Approve Annual Report and Summary For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Appointment of Auditor For For Management 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants and Management Method of the Plan 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI JAHWA UNITED CO., LTD. Ticker: 600315 Security ID: Y7685E109 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Feng Guohua as Independent For For Shareholder Director 2 Approve Draft and Summary of For For Management Performance Share Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- SHANGHAI JAHWA UNITED CO., LTD. Ticker: 600315 Security ID: Y7685E109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Purchase of Fund For Against Management 9 Approve Financial Investment Plan For For Management 10 Approve Appointment of Auditor For For Management 11 Amend Articles of Association For For Management 12 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- SHANGHAI JIAO YUN GROUP CO., LTD. Ticker: 600676 Security ID: Y76868101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Yuanhu as Non-independent For For Shareholder Director 2.1 Elect Yan Jie as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI JIAO YUN GROUP CO., LTD. Ticker: 600676 Security ID: Y76868101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Yuanhu as Non-independent For Did Not Vote Shareholder Director 2.1 Elect Yan Jie as Independent Director For Did Not Vote Management -------------------------------------------------------------------------------- SHANGHAI JIAO YUN GROUP CO., LTD. Ticker: 600676 Security ID: Y76868101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve to Appoint Financial Auditor For For Management 4 Approve Appointment of Internal For For Management Control Auditor 5 Approve Annual Report and Summary For For Management 6 Approve Financial Statements For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Related Party Transaction For For Management 9 Approve Profit Distribution For For Management 10 Approve Application of Entrusted Loans For For Management 11.1 Elect Zheng Yuanhu as Director For For Management 11.2 Elect Chen Hongpeng as Director For For Management 11.3 Elect Yang Guoping as Director For For Management 11.4 Elect Dai Zhiwei as Director For For Management 11.5 Elect Xia Jian as Director For For Management 12.1 Elect Yan Jie as Director For For Management 12.2 Elect Huo Jiazhen as Director For For Management 12.3 Elect Hong Liang as Director For For Management 13.1 Elect Yu Huibin as Supervisor For For Management 13.2 Elect Zhao Jinsheng as Supervisor For For Management 13.3 Elect Zhong Baoguo as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG CAPITAL COMPANY LIMITED Ticker: 2006 Security ID: Y7688D108 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deemed Disposal of Equity For For Management Interest in Shanghai Jin Jiang International Hotels Company Limited -------------------------------------------------------------------------------- SHANGHAI JIN JIANG CAPITAL COMPANY LIMITED Ticker: 2006 Security ID: Y7688D108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditors' Report 4 Approve Profit Distribution Plan and For For Management Final Dividend Distribution Plan 5 Approve PricewaterhouseCoopers, Hong For For Management Kong Certified Public Accountants as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 7 Elect Zhao Qi as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD. Ticker: 900934 Security ID: Y7688C118 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing Manner For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Provision of Guarantee for GDL For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD. Ticker: 900934 Security ID: Y7688C100 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Issue Price and Pricing Manner For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Shareholder Return Plan For For Management 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Provision of Guarantee for GDL For For Management 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD. Ticker: 900934 Security ID: Y7688C118 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Payment of Audit Fees For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Related Party Transaction For For Management 9 Amend Articles of Association For Against Management 10.1 Elect Zhang Xiaoqiang as Director For For Management 10.2 Elect Zhu Qian as Director For For Management 11.1 Elect Zhang Huiming as Director For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD. Ticker: 900934 Security ID: Y7688C100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Payment of Audit Fees For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Related Party Transaction For For Management 9 Amend Articles of Association For Against Management 10.1 Elect Zhang Xiaoqiang as Director For For Management 10.2 Elect Zhu Qian as Director For For Management 11.1 Elect Zhang Huiming as Director For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL INDUSTRIAL INVT. CO., LTD. Ticker: 900914 Security ID: Y7686D118 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Change Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Xu Ming as Non-Independent For For Management Director 4.2 Elect Zhou Dongxiao as Non-Independent For For Management Director 4.3 Elect Shen Li as Non-Independent For For Management Director 4.4 Elect Zhang Xian as Non-Independent For For Management Director 5.1 Elect Zhang Jue as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG INTERNATIONAL INDUSTRIAL INVT. CO., LTD. Ticker: 900914 Security ID: Y7687J106 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name For For Management 2 Approve Change Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Xu Ming as Non-Independent For For Management Director 4.2 Elect Zhou Dongxiao as Non-Independent For For Management Director 4.3 Elect Shen Li as Non-Independent For For Management Director 4.4 Elect Zhang Xian as Non-Independent For For Management Director 5.1 Elect Zhang Jue as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI JIN JIANG ONLINE NETWORK SERVICE CO., LTD. Ticker: 900914 Security ID: Y7686D118 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Authorization on Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- SHANGHAI JIN JIANG ONLINE NETWORK SERVICE CO., LTD. Ticker: 900914 Security ID: Y7687J106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Authorization on Guarantee For For Management Provision Plan -------------------------------------------------------------------------------- SHANGHAI JINFENG WINE CO. LTD. Ticker: 600616 Security ID: Y7T82J114 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Buildings and Related For For Management Party Transactions 2 Approve Financial Service Agreement For For Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association 4.1 Elect Xia Xiaoping as Non-independent For For Shareholder Director 5.1 Elect Yang Fan as Supervisor For For Shareholder 5.2 Elect Deng Chunshan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI JINFENG WINE CO. LTD. Ticker: 600616 Security ID: Y7T82J114 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tang Wenjie as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI JINFENG WINE CO. LTD. Ticker: 600616 Security ID: Y7T82J114 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Supervisors 5 Approve Related Party Transaction For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANGHAI JINJIANG INTERNATIONAL TRAVEL CO., LTD. Ticker: 900929 Security ID: Y76806101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Auditor For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8.1 Elect Xu Ming as Director For For Management 9.1 Elect Ren Yongping as Director For For Management 9.2 Elect Yao Kai as Director For For Management -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D119 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report and For For Management Operation Plan 6 Approve Annual Report For For Management 7 Approve to Appoint Financial Report For For Management and Internal Control Auditor 8 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI JINQIAO EXPORT PROCESSING ZONE DEVELOPMENT CO. LTD. Ticker: 900911 Security ID: Y4443D101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report and For For Management Operation Plan 6 Approve Annual Report For For Management 7 Approve to Appoint Financial Report For For Management and Internal Control Auditor 8 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI JOIN BUY CO., LTD. Ticker: 600838 Security ID: Y76885105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Distribution of House For For Management Expropriation Compensation and Related Transaction -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Hualiang as Director For For Management 2 Approve License Agreement with Anwita For For Management and Related Party Transaction 3 Approve Utilizing Part of the Over For For Management Subscription Proceeds for Permanent Replenishment of Liquidity 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 5 Approve Amendment of the Articles of For For Management Association and Industrial and Commercial Registration of the Changes 6 Approve 2020 Restricted A Share For For Management Incentive Scheme of the Company (Draft) and Its Summary 7 Approve Assessment Management Measures For For Management for the Implementation of the 2020 Restricted A Share Incentive Scheme of the Company 8 Authorize Board to Deal with All For For Management Matters in Relation to the Restricted A Share Incentives -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of the Articles of For For Management Association and Industrial and Commercial Registration of the Changes 2 Approve 2020 Restricted A Share For For Management Incentive Scheme of the Company (Draft) and Its Summary 3 Approve Assessment Management Measures For For Management for the Implementation of the 2020 Restricted A Share Incentive Scheme of the Company 4 Authorize Board to Deal with All For For Management Matters in Relation to the Restricted A Share Incentives -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Report and Its For For Management Summary 4 Approve 2020 Financial Accounts Report For For Management 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve Application to Bank(s) for For For Management Credit Lines for 2021 7 Approve PRC and Overseas Auditors for For For Management 2021 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10.1 Elect Xiong Jun as Director For For Management 10.2 Elect Li Ning as Director For For Management 10.3 Elect Feng Hui as Director For For Management 10.4 Elect Zhang Zhuobing as Director For For Management 10.5 Elect Yao Sheng as Director For For Management 10.6 Elect Wu Hai as Director For Against Management 10.7 Elect Li Cong as Director For Against Management 10.8 Elect Tang Yi as Director For Against Management 10.9 Elect Yi Qingqing as Director For Against Management 10.10 Elect Lin Lijun as Director For Against Management 11.1 Elect Chen Lieping as Director For For Management 11.2 Elect Zhang Chun as Director For Against Management 11.3 Elect Jiang Hualiang as Director For For Management 11.4 Elect Roy Steven Herbst as Director For For Management 11.5 Elect Qian Zhi as Director For Against Management 12.1 Elect Wu Yu as Supervisor For For Management 12.2 Elect Wang Pingping as Supervisor For For Management 13 Approve Addition of the Estimated For For Management External Guarantee Quota for 2021 14 Amend Articles of Association, Rules For For Management of Procedures Regarding General Meetings of Shareholders, Rules of Procedures Regarding Meetings of Board of Directors and Board of Supervisors and Industrial and Commercial Registration of Change 15 Approve Grant of General Mandate to For Against Management Issue Domestic and/or Overseas Debt Financing Instruments 16 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares -------------------------------------------------------------------------------- SHANGHAI JUNSHI BIOSCIENCES CO., LTD. Ticker: 1877 Security ID: Y768ER100 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association, Rules For For Management of Procedures Regarding General Meetings of Shareholders, Rules of Procedures Regarding Meetings of Board of Directors and Board of Supervisors and Industrial and Commercial Registration of Change -------------------------------------------------------------------------------- SHANGHAI KAIBAO PHARMACEUTICAL CO., LTD. Ticker: 300039 Security ID: Y7684G105 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mu Jingwei as Non-independent For For Management Director 1.2 Elect Wang Guoming as Non-independent For For Management Director 1.3 Elect Zhou Yingbin as Non-independent For For Management Director 1.4 Elect Xue Dongsheng as Non-independent For For Management Director 1.5 Elect Zhao Ningbo as Non-independent For For Management Director 1.6 Elect Fu Shizhong as Non-independent For For Management Director 2.1 Elect Tao Jiansheng as Independent For For Management Director 2.2 Elect Ye Zuguang as Independent For For Management Director 2.3 Elect Li Zhengni as Independent For For Management Director 3.1 Elect Liu Shaoyong as Supervisor For For Management 3.2 Elect Zhao Keji as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI KAIBAO PHARMACEUTICAL CO., LTD. Ticker: 300039 Security ID: Y7684G105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Audit Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Appointment of Auditor For For Management 9 Approve Use of Idle Own Funds to For For Management Conduct Entrusted Asset Management 10 Amend Articles of Association For For Management 11 Approve Change to the Implementation For For Management Method of Excess Raised Funds Investment Projects -------------------------------------------------------------------------------- SHANGHAI KEHUA BIO-ENGINEERING CO., LTD. Ticker: 002022 Security ID: Y7684L104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI KEHUA BIO-ENGINEERING CO., LTD. Ticker: 002022 Security ID: Y7684L104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Audit Fees For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application and For For Management Provision of Guarantee 9 Approve Amendments to Articles of For Against Management Association 10 Amend Management System of Raised Funds For Against Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dai Ming as Independent Director For Did Not Vote Management -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Chong as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For Did Not Vote Management Commitment, Performance Incentive and Compensation Obligationas 2 Approve Adjustment of M&A Loan Period For Did Not Vote Management and Provision of Guarantees 3 Approve Credit Line Application For Did Not Vote Management -------------------------------------------------------------------------------- SHANGHAI KINETIC MEDICAL CO., LTD. Ticker: 300326 Security ID: Y7686B104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Allowance of Independent For Did Not Vote Management Directors 7 Approve Appointment of Financial For Did Not Vote Management Auditor -------------------------------------------------------------------------------- SHANGHAI LANSHENG CORP. Ticker: 600826 Security ID: Y7686H101 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI LIANGXIN ELECTRICAL CO,. LTD. Ticker: 002706 Security ID: Y76899106 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage For For Management 1.2 Approve Manner For For Management 1.3 Approve Price, Pricing Range and For For Management Pricing Basis 1.4 Approve Type, Scale and Proportion to For For Management Share Capital 1.5 Approve Amount and Source of Funds For For Management 1.6 Approve Implementation Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI LIANGXIN ELECTRICAL CO,. LTD. Ticker: 002706 Security ID: Y76899106 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Guarantee Provision For For Management 3 Approve Bill Pool Business For Against Management -------------------------------------------------------------------------------- SHANGHAI LIANGXIN ELECTRICAL CO,. LTD. Ticker: 002706 Security ID: Y76899106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANGHAI LIANGXIN ELECTRICAL CO,. LTD. Ticker: 002706 Security ID: Y76899106 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S114 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Bin as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI LINGANG HOLDINGS CORP. LTD. Ticker: 900928 Security ID: Y7679S114 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Application of Credit Lines For Against Management 8 Approve Provision of Guarantees For Against Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Extension of Horizontal For For Management Competition Preventive Performance Period 13 Approve Amendments to Articles of For For Management Association and Amend Rules and Procedures Regarding Meetings of Board of Directors -------------------------------------------------------------------------------- SHANGHAI LONYER FUELS CO., LTD. Ticker: 603003 Security ID: Y7687F104 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANGHAI LONYER FUELS CO., LTD. Ticker: 603003 Security ID: Y7687F104 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- SHANGHAI LONYER FUELS CO., LTD. Ticker: 603003 Security ID: Y7687F104 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in Usage of Second For For Management Phase Repurchase of Shares and Cancellation -------------------------------------------------------------------------------- SHANGHAI LONYER FUELS CO., LTD. Ticker: 603003 Security ID: Y7687F104 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Amendments to Articles of For For Management Association 7 Approve Application of Bank Credit For For Management Lines 8 Approve Guarantee Provision Plan For Against Management 9 Approve Provision for Asset Impairment For For Management 10 Approve to Adjust the Remuneration of For For Management Independent Directors 11.1 Elect Xu Zengzeng as Director For For Management 11.2 Elect Liu Zhenguang as Director For For Management 11.3 Elect Liu Ce as Director For For Management 11.4 Elect Lu Yuping as Director For For Management 12.1 Elect Yan Jianjun as Director For For Management 12.2 Elect Zhou Tongyu as Director For For Management 12.3 Elect Wang Chenming as Director For For Management 13.1 Elect Fan Juanping as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Financing Amount For For Management 8 Approve Profit Distribution For For Management 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Related Party Transaction in For For Management Connection to Purchase of Trust Products 15 Approve Allowance of Independent For For Management Directors 16.1 Elect Li Jinzhao as Director For For Management 16.2 Elect Xu Erjin as Director For For Management 16.3 Elect Guo Rong as Director For For Management 16.4 Elect Li Zuoqiang as Director For For Management 16.5 Elect Deng Weili as Director For For Management 17.1 Elect Wang Zhong as Director For For Management 17.2 Elect Qiao Wenjun as Director For For Management 17.3 Elect He Wanpeng as Director For For Management 17.4 Elect Huang Feng as Director For For Management 18.1 Elect Shen Xiaoming as Supervisor For For Shareholder 18.2 Elect Li Minkun as Supervisor For For Shareholder 18.3 Elect Xu Haiyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD. Ticker: 900932 Security ID: Y7686Q119 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors, Work Report and Work Plan Report 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Financing Amount For For Management 8 Approve Profit Distribution For For Management 9 Approve Accept Loans from Controlling For For Management Shareholder 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Related Party Transaction in For For Management Connection to Purchase of Trust Products 15 Approve Allowance of Independent For For Management Directors 16.1 Elect Li Jinzhao as Director For For Management 16.2 Elect Xu Erjin as Director For For Management 16.3 Elect Guo Rong as Director For For Management 16.4 Elect Li Zuoqiang as Director For For Management 16.5 Elect Deng Weili as Director For For Management 17.1 Elect Wang Zhong as Director For For Management 17.2 Elect Qiao Wenjun as Director For For Management 17.3 Elect He Wanpeng as Director For For Management 17.4 Elect Huang Feng as Director For For Management 18.1 Elect Shen Xiaoming as Supervisor For For Shareholder 18.2 Elect Li Minkun as Supervisor For For Shareholder 18.3 Elect Xu Haiyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI M&G STATIONERY, INC. Ticker: 603899 Security ID: Y7689W105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Estimate Related Party For For Management Transaction 7 Approve Financial Budget Report For For Management 8 Approve Remuneration Standard of For Against Management Directors 9 Approve Appointment of Financial For For Management Report and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Wu Jian as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management 2 Approve Investment and Construction of For For Management Fengxian Bay Livestock Farm Project -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Application of Credit Lines For For Management from Industrial and Commercial Bank of China Shanghai Branch 3 Elect Guo Lin as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Framework For For Management Agreement and Related Party Transactions 2 Approve Provision of Entrusted Loan For For Management 3 Approve Bank Loan Extension For For Management 4 Approve Application of Comprehensive For For Management Credit Lines from Industrial and Commercial Bank of China Limited 5 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Subsidiary 2 Approve Provision of Guarantee to For For Management Indirect Subsidiary -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI MALING AQUARIUS CO., LTD. Ticker: 600073 Security ID: Y7687M109 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T116 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Zhang Yan as For For Management Non-independent Director 2 Approve Resignation of Zhang Hongbin For For Management as Non-independent Director 3 Approve Resignation of Hu Kang as For For Management Supervisor 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7.1 Elect Zhang Mingjie as Non-Independent For For Management Director 7.2 Elect Wang Xiaodi as Non-Independent For For Management Director 8.1 Elect Ding Weigang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T108 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Zhang Yan as For For Management Non-independent Director 2 Approve Resignation of Zhang Hongbin For For Management as Non-independent Director 3 Approve Resignation of Hu Kang as For For Management Supervisor 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7.1 Elect Zhang Mingjie as Non-Independent For For Management Director 7.2 Elect Wang Xiaodi as Non-Independent For For Management Director 8.1 Elect Ding Weigang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T116 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Zhang Mingjie as Director For For Management 7.2 Elect Wan Zhongpei as Director For For Management 7.3 Elect Wang Xiaodi as Director For For Management 7.4 Elect Fu Haiying as Director For For Management 7.5 Elect Chen Jiaming as Director For For Management 7.6 Elect Ma Xing as Director For For Management 8.1 Elect Gui Shuifa as Director For For Management 8.2 Elect Li Zhiqiang as Director For For Management 8.3 Elect Xue Shuang as Director For For Management 9.1 Elect Li Min as Supervisor For For Management 9.2 Elect Ding Weigang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI MECHANICAL & ELECTRICAL INDUSTRY CO., LTD. Ticker: 900925 Security ID: Y7691T108 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7.1 Elect Zhang Mingjie as Director For For Management 7.2 Elect Wan Zhongpei as Director For For Management 7.3 Elect Wang Xiaodi as Director For For Management 7.4 Elect Fu Haiying as Director For For Management 7.5 Elect Chen Jiaming as Director For For Management 7.6 Elect Ma Xing as Director For For Management 8.1 Elect Gui Shuifa as Director For For Management 8.2 Elect Li Zhiqiang as Director For For Management 8.3 Elect Xue Shuang as Director For For Management 9.1 Elect Li Min as Supervisor For For Management 9.2 Elect Ding Weigang as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI METERSBONWE FASHION & ACCESSORIES CO., LTD. Ticker: 002269 Security ID: Y7686S107 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI METERSBONWE FASHION & ACCESSORIES CO., LTD. Ticker: 002269 Security ID: Y7686S107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Receipt of Loan Assistance For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital 9 Approve Profit Distribution For For Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Scale of Credit Line For Against Management -------------------------------------------------------------------------------- SHANGHAI MICROPORT ENDOVASCULAR MEDTECH CO., LTD. Ticker: 688016 Security ID: Y768FM100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Report of the Board of For Did Not Vote Management Directors (Including Independent Directors Report and Audit Committee Performance Report) 4 Approve Report of the Board of For Did Not Vote Management Supervisors 5 Approve Related Party Transaction For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 8 Approve Application for New Investment For Did Not Vote Management Projects and Change the Use of Partial Raised Funds for Investment Projects 9 Approve Remuneration of Directors For Did Not Vote Management 10 Approve Remuneration of Supervisors For Did Not Vote Management 11 Approve Related Party Transaction in For Did Not Vote Management Connection to Implementing Capital Increase and Share Expansion -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale and Total Raised For For Management Funds 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Strategic Cooperation For For Management Agreement with Target Subscribers 2 Approve Investment Agreement with For For Management Target Subscribers 3 Approve Private Placement of Shares For For Management Complies with Relevant Laws and Regulations 4.1 Approve Share Type and Par Value For For Management 4.2 Approve Issue Manner and Issue Time For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Issue Price and Pricing Basis For For Management 4.5 Approve Issue Size and Raised Funds For For Management Amount 4.6 Approve Lock-up Period For For Management 4.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.8 Approve Listing Exchange For For Management 4.9 Approve Raised Funds Amount and For For Management Investment Project 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 8 Approve Conditional Shares For For Management Subscription Agreement 9 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 10 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Partnership For Did Not Vote Management Agreement -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Social Responsibility Report For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Application for Loan and For Against Management Credit Line as well as Provision of Guarantees 12 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI NEW CULTURE MEDIA GROUP CO., LTD. Ticker: 300336 Security ID: Y76889107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report on the Deposit and For For Management Usage of Raised Funds 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Audit Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Elec Liu Fang as Supervisor For For Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Loan and Related Party For For Management Transactions 15 Approve Uncovered Losses Reach For For Management One-third of the Total Paid-in Share Capital 16 Approve Signing of Relevant Agreements For For Management -------------------------------------------------------------------------------- SHANGHAI NEW HUANG PU INDUSTRIAL GROUP CO., LTD. Ticker: 600638 Security ID: Y7689A103 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Zhengrong as For For Management Non-Independent Director 2.1 Elect Lv Hongbing as Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI NEW HUANG PU INDUSTRIAL GROUP CO., LTD. Ticker: 600638 Security ID: Y7689A103 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution of Prepayment For For Management Matters 2 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI NEW HUANG PU INDUSTRIAL GROUP CO., LTD. Ticker: 600638 Security ID: Y7689A103 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Allowance of For For Management Independent Directors 2.1 Elect Hao Yeli as Independent Director For For Management -------------------------------------------------------------------------------- SHANGHAI NEW HUANG PU INDUSTRIAL GROUP CO., LTD. Ticker: 600638 Security ID: Y7689A103 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement of For For Management Prepayment Matters of Debt Settlement Agreement -------------------------------------------------------------------------------- SHANGHAI NEW HUANG PU INDUSTRIAL GROUP CO., LTD. Ticker: 600638 Security ID: Y7689A103 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Comprehensive Credit Line For Against Management Application and Guarantee Matter 7 Amend Articles of Association For Against Management 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI NEW WORLD CORP. LTD. Ticker: 600628 Security ID: Y76884108 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Voluntary Share For For Management Lock-in Commitment -------------------------------------------------------------------------------- SHANGHAI NEW WORLD CORP. LTD. Ticker: 600628 Security ID: Y76884108 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Payment of Remuneration 6 Approve Application of Loan For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Final Accounts Report and For Against Management Financial Budget 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantees For Against Management 8 Approve Proposed Acquisition in a For For Management Wholly-Owned Subsidiary of a Controlling Shareholder and Related Transactions 9 Approve Issuance of Debt Financing For For Management Products 10 Approve Satisfaction of the Conditions For For Management for Issuing Corporate Bonds 11 Approve Public Issuance of Corporate For For Management Bonds 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 2607 Security ID: Y7685S116 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Final Accounts Report and For Against Management Financial Budget 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve External Guarantees For Against Management 8 Approve Proposed Acquisition in a For For Management Wholly-Owned Subsidiary of a Controlling Shareholder and Related Transactions 9 Approve Issuance of Debt Financing For For Management Products 10 Approve Satisfaction of the Conditions For For Management for Issuing Corporate Bonds 11 Approve Public Issuance of Corporate For For Management Bonds 11.1 Approve Par Value, Issuance Price and For For Management Issuance Scale 11.2 Approve Bond Interest Rate and Method For For Management of Determination 11.3 Approve Bond Types and Maturity For For Management 11.4 Approve Method for the Repayment of For For Management Principal and Interest 11.5 Approve Issue Manner For For Management 11.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 11.7 Approve Usage of Raised Funds For For Management 11.8 Approve Guarantee Situation For For Management 11.9 Approve Safeguard Measures of Debts For For Management Repayment 11.10 Approve Underwriting Method For For Management 11.11 Approve Listing Arrangements For For Management 11.12 Approve Resolution Validity Period For For Management 11.13 Approve to Authorize the Executive For For Management Committee of the Board of Directors to Handle All Related Matters 12 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHANGHAI PHICHEM MATERIAL CO., LTD. Ticker: 300398 Security ID: Y768A4105 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Convertible Bond Conversion Price -------------------------------------------------------------------------------- SHANGHAI PHICHEM MATERIAL CO., LTD. Ticker: 300398 Security ID: Y768A4105 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For Against Management -------------------------------------------------------------------------------- SHANGHAI PHOENIX ENTERPRISE (GROUP) CO., LTD Ticker: 900916 Security ID: Y7691A109 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Acquisition by Cash and For For Management Issuance of Shares 2.3 Approve Target Assets For For Management 2.4 Approve Transaction Price and Pricing For For Management Basis 2.5 Approve Transaction Parties For For Management 2.6 Approve Type, Par Value and Listing For For Management Exchange 2.7 Approve Issue Manner and Target For For Management Subscribers 2.8 Approve Pricing Reference Date For For Management 2.9 Approve Issue Price and Pricing Basis For For Management 2.10 Approve Issue Size and Amount Paid in For For Management Cash 2.11 Approve Cash Payment Method For For Management 2.12 Approve Price Adjustment Mechanism For For Management 2.13 Approve Lock-Up Period For For Management 2.14 Approve Performance Commitment and For For Management Compensation Arrangements 2.15 Approve Profit and Loss During the For For Management Transition Period 2.16 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.17 Approve Raising of Supporting Funds For For Management 2.18 Approve Type, Par Value and Listing For For Management Exchange of Raising of Supporting Funds 2.19 Approve Issue Manner and Target For For Management Subscribers of Raising of Supporting Funds 2.20 Approve Issue Price and Pricing Basis For For Management of Raising of Supporting Funds 2.21 Approve Issue Size of Raising of For For Management Supporting Funds 2.22 Approve Amount and Use of Raising of For For Management Supporting Funds 2.23 Approve Lock-Up Period Arrangement of For For Management Raising of Supporting Funds 2.24 Approve Resolution Validity Period of For For Management Raising of Supporting Funds 3 Approve Report and Summary on For For Management Company's Assets Purchase By Cash Payment and Issuance of New Shares as well as Raising Supporting Funds and Related Party Transaction 4 Approve Transaction Constitute as For For Management Related-Party Transaction 5 Approve Transaction Constitute as For For Management Major Asset Restructuring 6 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve This Transaction Does Not Have For For Management the Relevant Standards of Article 39 Interim Measures for the Administration of Securities Issuance 12 Approve Audit Report, Asset Valuation For For Management Report and Review Report of the Transaction 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Signing of Acquisition by Cash For For Management and Issuance of Shares Agreement, Acquisition by Cash Agreement and Issuance of Shares Agreement 15 Approve Signing of Supplementary For For Management Agreement of Acquisition by Cash and Issuance of Shares Agreement, Acquisition by Cash Agreement, Issuance of Shares Agreement as well as Profit Forecast Compensation Agreement of Asset Acquisition and Issuance of Shares 16 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Shareholder Return Plan For For Management 19 Approve Formulation of Management For For Management System of Raised Funds 20 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI PHOENIX ENTERPRISE (GROUP) CO., LTD Ticker: 900916 Security ID: Y7691A109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Payment of Auditor Fee and For For Management Appointment of Auditor 8 Approve Report of the Independent For For Management Directors 9 Approve Use of Own Idle Funds to For For Management Invest in Bank Financial Products 10 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- SHANGHAI PRET COMPOSITES CO. LTD. Ticker: 002324 Security ID: Y76881104 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Use of Funds to For For Management Purchase Financial Products -------------------------------------------------------------------------------- SHANGHAI PRET COMPOSITES CO. LTD. Ticker: 002324 Security ID: Y76881104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For For Management 10 Elect Wu Jie as Non-Independent For For Management Director and Special Committee Members 11 Approve Use of Funds for Financial For For Management Products -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Guilin as Non-independent For For Management Director 2 Elect Wang Jianping as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Ticker: 600000 Security ID: Y7689F102 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Extension of Authorization of For For Management Issuance of Financial Bonds 7 Approve Issuance of Capital Bonds For For Management -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qiu Chang as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHANGHAI PUDONG ROAD & BRIDGE CONSTRUCTION CO., LTD. Ticker: 600284 Security ID: Y7687U101 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Loan Amount For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Signing of Bank-Enterprise For For Management Cooperation Agreement 10 Approve Structured Deposits and For For Management Low-risk Product Investment 11 Approve Project Investment For Against Management 12 Approve to Appoint Auditor For For Management 13 Approve Daily Related Party Transaction For For Management 14 Approve Remuneration of Directors and For For Management Supervisors 15 Approve Adjustment to Allowance of For For Management Independent Directors 16 Approve Shareholder Return Plan For For Management 17 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Resolution For For Management Validity Period of Private Placement of New Shares 2 Approve Private Placement of Shares For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Repurchase Price For For Management and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Daily Related Party Transaction For For Management 4 Approve Use of Funds for Cash For For Management Management 5 Approve Change in the Implementation For For Management Subject and Implementation Location of Raised Funds Investment Project 6 Approve External Investment and For For Management Related Party Transaction 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For Did Not Vote Management 2 Approve Provision of Guarantee For Did Not Vote Management 3 Approve Daily Related Party Transaction For Did Not Vote Management 4 Approve Use of Funds for Cash For Did Not Vote Management Management 5 Approve Change in the Implementation For Did Not Vote Management Subject and Implementation Location of Raised Funds Investment Project 6 Approve External Investment and For Did Not Vote Management Related Party Transaction 7 Amend Articles of Association For Did Not Vote Management -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: Y7T892106 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve the Investment and For For Management Construction of Sichuan Production Base Project -------------------------------------------------------------------------------- SHANGHAI QIANGSHENG HOLDING CO., LTD. Ticker: 600662 Security ID: Y7689K101 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Major Asset For For Management Swap and Issuance of Shares to Purchase Assets as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Major Asset Swap - Target For For Management Parties 2.3 Approve Major Asset Swap - Target Asset For For Management 2.4 Approve Major Asset Swap - Pricing For For Management Basis 2.5 Approve Major Asset Swap - Asset Swap For For Management 2.6 Approve Major Asset Swap - Processing For For Management Method of Replacement Balance 2.7 Approve Major Asset Swap - Attribution For For Management of Profit and Loss During the Transition Period 2.8 Approve Issuance of Shares to Purchase For For Management Assets - Issue Type and Par Value 2.9 Approve Issuance of Shares to Purchase For For Management Assets - Issue Manner, Target Parties and Subscription Method 2.10 Approve Issuance of Shares to Purchase For For Management Assets - Pricing Reference Date and Issue Price 2.11 Approve Issuance of Shares to Purchase For For Management Assets - Issue Scale 2.12 Approve Issuance of Shares to Purchase For For Management Assets - Lock-up Period 2.13 Approve Issuance of Shares to Purchase For For Management Assets - Distribution Arrangement of Undistributed Earnings 2.14 Approve Issuance of Shares to Purchase For For Management Assets - Listing Location 2.15 Approve Raising Supporting Funds - For For Management Issue Type and Par Value 2.16 Approve Raising Supporting Funds - For For Management Issue Manner, Target Parties and Subscription Manner 2.17 Approve Raising Supporting Funds - For For Management Pricing Reference Date and Issue Price 2.18 Approve Raising Supporting Funds - For For Management Amount of Raised Funds 2.19 Approve Raising Supporting Funds - For For Management Issue Scale 2.20 Approve Raising Supporting Funds - For For Management Lock-up Period Arrangement 2.21 Approve Raising Supporting Funds - For For Management Listing Location 2.22 Approve Raising Supporting Funds - For For Management Usage of Raised Funds 2.23 Approve Raising Supporting Funds - For For Management Attribution of Accumulated Profits Prior to the Reference Date 2.24 Approve Delivery - Settlement of Assets For For Management 2.25 Approve Delivery - Personnel For For Management Arrangement of Divested Assets 2.26 Approve Delivery - Delivery of For For Management Purchased Assets 2.27 Approve Delivery - Delivery of New For For Management Shares for Issuance of Shares to Purchase Assets 2.28 Approve Delivery - Payment of For For Management Subscription Price and Share Registration of Raising Supporting Funds 2.29 Approve Earnings Forecast Compensation For For Management Arrangement - Determination of Performance Commitment Period 2.30 Approve Earnings Forecast Compensation For For Management Arrangement - Determination of Profit Forecast 2.31 Approve Earnings Forecast Compensation For For Management Arrangement - Compensation Obligation 2.32 Approve Earnings Forecast Compensation For For Management Arrangement - Commitment and Implementation of Performance Compensation 2.33 Approve Earnings Forecast Compensation For For Management Arrangement - Impairment Test and Compensation 2.34 Approve Earnings Forecast Compensation For For Management Arrangement - Implementation of Compensation 2.35 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Related Party Transaction 4 Approve Transaction Complies with For For Management Article 11 & 43 of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies and Article 4 of Administrative Measures for the Material Asset Reorganizations of Listed Companies 5 Approve Transaction is in Compliance For For Management with Article 13 of Measures for the Administration of Major Asset Reorganizations of Listed Companies and the Relevant Provisions of the Measures for the Administration of Initial Public Offerings and Listings 6 Approve Draft and Summary for Major For For Management Asset Swap and Issuance of Shares to Purchase Assets as well as Raising Supporting Funds 7 Approve Signing of Major Asset For For Management Restructure Agreement 8 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve White Wash Waiver For For Management 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Amend Management System of Raised Funds For For Management 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI QIANGSHENG HOLDING CO., LTD. Ticker: 600662 Security ID: Y7689K101 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Guarantee Provision Plan for For For Management Subsidiaries -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Exclusive Agency Agreement -------------------------------------------------------------------------------- SHANGHAI RAAS BLOOD PRODUCTS CO., LTD. Ticker: 002252 Security ID: Y7687Z100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANGHAI RONGTAI HEALTH TECHNOLOGY CORP., LTD. Ticker: 603579 Security ID: Y7T896107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve External Loan (1) For For Management 7.2 Approve External Loan (2) For For Management 7.3 Approve External Loan (3) For For Management 7.4 Approve External Loan (4) For For Management 7.5 Approve External Loan (5) For For Management 7.6 Approve External Loan (6) For For Management 7.7 Approve External Loan (7) For For Management 7.8 Approve External Loan (8) For For Management 7.9 Approve External Loan (9) For For Management 8 Approve Use of Own Funds to Purchase For For Management Financial Products 9 Approve Use of Raised Funds for Cash For For Management Management 10 Approve Use of Convertible Bonds to For For Management Raise Funds for Cash Management 11 Approve Forward Foreign Exchange For For Management Transactions and Foreign Exchange Derivatives Business 12 Approve Remuneration of Directors and For For Management Senior Management Members 13 Approve Report of the Board of For For Management Supervisors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 16 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 17 Approve Amendments to Articles of For For Management Association 18 Elect Wu Xiaogang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Asset Acquisition and Related For For Shareholder Party Transactions 3.1 Elect Wu Weizhong as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Registration For For Management and Issuance of Medium-term Notes 2 Approve Related Party Transaction in For For Management Connection to Equity Acquisition of Shanghai Runlin Medical Technology Co. , Ltd. 3 Approve Related Party Transaction in For For Management Connection to Equity Acquisition of Hefei Sanli Medical Technology Co., Ltd. 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI RUNDA MEDICAL TECHNOLOGY CO., LTD. Ticker: 603108 Security ID: Y7T88T108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Guarantee Plan For For Management 10 Approve Related Party Transaction For For Management 11 Approve Extension of Raised Funds For For Management Investment Project 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI SHENDA CO., LTD. Ticker: 600626 Security ID: Y7691U105 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 3.4 Approve Issue Size For For Management 3.5 Approve Target Subscribers and For For Management Subscription Method 3.6 Approve Lock-up Period For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Resolution Validity Period For For Management 3.10 Approve Use of Proceeds For For Management 4 Approve Plan for Issuance of Shares For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Signing of Share Subscription For For Management Contract 8 Approve Whitewash Waiver and Related For For Management Transactions 9 Approve Related Party Transactions in For For Management Connection to Private Placement 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 12 Approve Shareholder Return Plan For For Management 13 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI SHENDA CO., LTD. Ticker: 600626 Security ID: Y7691U105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of General Manager For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve No Profit Distribution For For Management 6 Approve No Capitalization of Capital For For Management Reserves 7 Approve Annual Report and Summary For For Management 8 Approve Purchase of Financial Products For For Management 9 Approve Provision of Guarantees For Against Management 10 Approve Remuneration of Operators for For For Management 2020 11 Approve Remuneration of Operators for For Against Management 2021 12 Approve to Appoint Auditor For For Management 13 Approve Appointment of Internal For For Management Control Auditor 14 Approve Amendments to Articles of For For Management Association to Expand Business Scope 15 Approve Financial Services Agreement For For Management 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Elect Qu Yuanqing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI SHENTONG METRO CO., LTD. Ticker: 600834 Security ID: Y7686N108 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Budget Preparation and For For Management Business Plan 7 Approve Daily Related-party For For Management Transactions 8 Approve Change of Auditor For For Management 9 Approve Amendments to Articles of For Against Management Association (I) 10 Approve Amendments to Articles of For For Shareholder Association (II) 11 Elect Gu Haiying as Supervisor For For Management 12 Approve Issuance of Medium-term Notes For Against Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P124 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset-backed Plan For For Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset-backed Plan For For Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P124 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Type and Maturity For For Management 2.4 Approve Bond Interest Rate, For For Management Determination Method and Payment Manner of Capital and Interest 2.5 Approve Target Parties For For Management 2.6 Approve Redemption or Resale Clause For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Guarantee Arrangement For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Transaction and Transfer of For For Management Listing 2.11 Approve Underwriting Manner For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Par Value and Issue Price For For Management 2.3 Approve Bond Type and Maturity For For Management 2.4 Approve Bond Interest Rate, For For Management Determination Method and Payment Manner of Capital and Interest 2.5 Approve Target Parties For For Management 2.6 Approve Redemption or Resale Clause For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Guarantee Arrangement For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Transaction and Transfer of For For Management Listing 2.11 Approve Underwriting Manner For For Management 2.12 Approve Safeguard Measures of Debts For For Management Repayment 2.13 Approve Resolution Validity Period For For Management 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P124 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change in Internal Control For For Management Auditor -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change in Internal Control For For Management Auditor -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P124 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Related Party Transaction For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Acceptance of Financial For For Management Assistance 10 Approve External Financing Plan For For Management -------------------------------------------------------------------------------- SHANGHAI SHIBEI HI-TECH CO., LTD. Ticker: 900902 Security ID: Y7681P116 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Related Party Transaction For For Management 6 Approve Financial Statements and For For Management Financial Budget Report 7 Approve Profit Distribution For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Acceptance of Financial For For Management Assistance 10 Approve External Financing Plan For For Management -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Linghua as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Application for Issuance of For For Management Project Income Notes by Controlled Subsidiary -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity and For For Management Joint Investment 2 Approve Joint Investment and Related For For Management Transactions 3 Approve Change in Partial Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- SHANGHAI SHIMAO CO., LTD. Ticker: 600823 Security ID: Y7708Q105 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Provision of Guarantee For For Management 11 Approve Issuance of Supply Chain For For Management Finance Asset-Backed Notes 12 Approve Company's Eligibility for For For Management Corporate Bond Issuance 13.1 Approve Issue Size For For Management 13.2 Approve Par Value and Issue Price For For Management 13.3 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 13.4 Approve Bond Maturity and Type For For Management 13.5 Approve Bond Interest Rate and Method For For Management of Determination 13.6 Approve Guarantee Method For For Management 13.7 Approve Issue Manner For For Management 13.8 Approve Use of Proceeds For For Management 13.9 Approve Safeguard Measures of Debts For For Management Repayment 13.10 Approve Listing of the Bonds For For Management 13.11 Approve Authorization Matters For For Management 13.12 Approve Resolution Validity Period For For Management 14 Approve Provision of External Guarantee For For Management 15 Approve Adjustment of Allowance of For For Management Independent Directors 16.1 Elect Xu Rongmao as Director For For Management 16.2 Elect Xu Weiwei as Director For For Management 16.3 Elect Xu Shitan as Director For For Management 16.4 Elect Wu Linghua as Director For For Management 16.5 Elect Wang Ying as Director For For Management 17.1 Elect Wu Sizong as Director For For Management 17.2 Elect Xu Jianxin as Director For For Management 17.3 Elect Qian Xieliang as Director For For Management 17.4 Elect Wang Hongwei as Director For For Management 18.1 Elect Tang Fei as Supervisor For For Management 18.2 Elect Feng Peijie as Supervisor For For Management 18.3 Elect Sun Yan as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI SHUNHO NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 002565 Security ID: Y7710Q101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Cancellation of Shares For For Management Repurchased, Decrease in Registered Capital and Amend Articles of Association 9 Approve Use of Idle Own Funds for For For Management Securities Investment 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Completion or Termination of For For Management Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHANGHAI SHUNHO NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 002565 Security ID: Y7710Q101 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Zhenglin as Director For For Management 1.2 Elect Yan Ming as Director For For Management 1.3 Elect Liu Shenggui as Director For For Management 1.4 Elect Xu Meng as Director For For Management 1.5 Elect Du Yunbo as Director For For Management 1.6 Elect Ni Li as Director For For Management 2.1 Elect Xie Hongbing as Director For For Management 2.2 Elect Li Jian as Director For For Management 2.3 Elect Liu Zhijie as Director For For Management 3.1 Elect Zhou Yinjue as Supervisor For For Management 3.2 Elect Lei Ming as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI SHYNDEC PHARMACEUTICAL CO., LTD. Ticker: 600420 Security ID: Y76874117 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve Financial Service Agreement For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantee For For Management 11 Approve Continue to Allocate Funds For Against Management Through Entrusted Loans 12 Approve to Appoint Auditor For For Management 13 Elect Liu Yong as Non-independent For For Management Director 14 Elect Wu Fanhong as Independent For For Management Director -------------------------------------------------------------------------------- SHANGHAI SINYANG SEMICONDUCTOR MATERIALS CO., LTD. Ticker: 300236 Security ID: Y7688G101 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2 Approve Issuance of Shares to Specific For For Management Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI SINYANG SEMICONDUCTOR MATERIALS CO., LTD. Ticker: 300236 Security ID: Y7688G101 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2 Approve Formulation of Information For For Management Disclosure Management System for Debt Financing Instruments 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI SINYANG SEMICONDUCTOR MATERIALS CO., LTD. Ticker: 300236 Security ID: Y7688G101 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI SINYANG SEMICONDUCTOR MATERIALS CO., LTD. Ticker: 300236 Security ID: Y7688G101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Allowance of Directors For For Management 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI SK PETROLEUM & CHEMICAL EQUIPMENT CORP. LTD. Ticker: 002278 Security ID: Y7688K102 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Fangying as Non-independent For For Shareholder Director 1.2 Elect Gu Chengyu as Non-independent For For Shareholder Director 1.3 Elect Zhao Xinyi as Non-independent For For Shareholder Director 1.4 Elect Ye Ming as Non-independent For For Shareholder Director 1.5 Elect Zhu Fengxue as Non-independent For For Shareholder Director 1.6 Elect Shao Jianping as Non-independent For For Shareholder Director 2.1 Elect Zhao Ming as Independent Director For For Shareholder 2.2 Elect Zhong Guangfa as Independent For For Shareholder Director 2.3 Elect Duan Aiqun as Independent For For Shareholder Director 3.1 Elect Lu Canfang as Supervisor For For Shareholder 3.2 Elect Zhang Xia as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI STEP ELECTRIC CO., LTD. Ticker: 002527 Security ID: Y7688L100 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI STEP ELECTRIC CO., LTD. Ticker: 002527 Security ID: Y7688L100 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6.1 Approve Remuneration of Directors and For For Management Senior Management 6.2 Approve Remuneration of Independent For For Management Directors 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Funds for Financial For For Management Products 9 Approve Change in Registered Capital For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Report of the Board of For For Management Supervisors 12 Elect Fang Qizong as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI TIANCHEN CO., LTD. Ticker: 600620 Security ID: Y76934101 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization on Disposal of For For Management Financial Assets -------------------------------------------------------------------------------- SHANGHAI TIANCHEN CO., LTD. Ticker: 600620 Security ID: Y76934101 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of East Block 1A Project of "Tianchen Health City" -------------------------------------------------------------------------------- SHANGHAI TIANCHEN CO., LTD. Ticker: 600620 Security ID: Y76934101 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Controlled Subsidiary and Related Party Transaction -------------------------------------------------------------------------------- SHANGHAI TIANCHEN CO., LTD. Ticker: 600620 Security ID: Y76934101 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditors For For Management and Internal Control Auditors 7 Approve Capital Injection For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Elect Wei Bo as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI TOFFLON SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300171 Security ID: Y76894107 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Purchase of Financial Products For For Shareholder -------------------------------------------------------------------------------- SHANGHAI TOFFLON SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300171 Security ID: Y76894107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Remuneration Plan of Directors For For Management and Senior Management Members 9 Approve Remuneration Plan of For For Management Supervisors 10 Approve Change of Company Name For For Management 11 Amend Articles of Association For For Management 12 Approve Use of Raised Funds for For For Management External Investment -------------------------------------------------------------------------------- SHANGHAI TONGJI SCIENCE & TECHNOLOGY INDUSTRIAL CO., LTD. Ticker: 600846 Security ID: Y7692D102 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap and Related Party For For Management Transactions -------------------------------------------------------------------------------- SHANGHAI TONGJI SCIENCE & TECHNOLOGY INDUSTRIAL CO., LTD. Ticker: 600846 Security ID: Y7692D102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Investment Plan For For Management 8 Approve Application of Bank Loan For For Management 9 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Report of the Independent For For Management Directors 12 Approve Daily Related Party Transaction For For Shareholder 13 Elect Xu Zhengguang as Non-Independent For For Shareholder Director 14 Elect Wang Sihai as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI TOPCARE MEDICAL SERVICES CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI TOPCARE MEDICAL SERVICES CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Financial Assets For For Management -------------------------------------------------------------------------------- SHANGHAI TOPCARE MEDICAL SERVICES CO., LTD. Ticker: 600532 Security ID: Y76813107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- SHANGHAI TUNNEL ENGINEERING CO., LTD. Ticker: 600820 Security ID: Y7692K106 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SHANGHAI TUNNEL ENGINEERING CO., LTD. Ticker: 600820 Security ID: Y7692K106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Related Party Transaction For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Company's Eligibility for For For Management Corporate Bond Issuance 9.1 Approve Par Value and Issue Size For For Management 9.2 Approve Bond Maturity For For Management 9.3 Approve Bond Interest Rate and Method For For Management and Term for the Repayment of Interest 9.4 Approve Issue Manner For For Management 9.5 Approve Guarantee in Relation to Bond For For Management Issuance 9.6 Approve Terms of Redemption or Terms For For Management of Sell-Back 9.7 Approve Use of Proceeds For For Management 9.8 Approve Target Subscribers and Placing For For Management Arrangement for Original Shareholders 9.9 Approve Underwriting Manner and For For Management Listing of the Bonds 9.10 Approve Bond Creditability and For For Management Safeguard Measures of Debts Repayment 9.11 Approve Resolution Validity Period For For Management 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11.1 Elect Tian Sainan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI WAIGAOQIAO FREE TRADE ZONE GROUP CO., LTD. Ticker: 900912 Security ID: Y7688F103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For Against Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Implementation of External For Against Management Guarantee and External Guarantee Plan 8 Approve Daily Related Party For For Management Transactions 9 Approve Appointment of Auditor and For For Management Internal Control Auditor 10 Approve Authorization of Real Estate For Against Management Project Reserves 11 Approve Remuneration of For For Management Non-Independent Directors and Supervisors 12.1 Elect Liu Hong as Director For For Shareholder 12.2 Elect Yu Yong as Director For For Shareholder 12.3 Elect Zhang Hao as Director For For Shareholder 12.4 Elect Li Wei as Director For For Shareholder 12.5 Elect Mo Zhenhui as Director For For Shareholder 13.1 Elect Zong Shu as Director For For Shareholder 13.2 Elect Wu Jian as Director For For Shareholder 13.3 Elect Huang Feng as Director For For Shareholder 13.4 Elect Lyu Wei as Director For For Shareholder 14.1 Elect Tang Weimin as Supervisor For For Shareholder 14.2 Elect Li Ping as Supervisor For For Shareholder 14.3 Elect Xin Liwei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI WANYE ENTERPRISES CO., LTD. Ticker: 600641 Security ID: Y7699G108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Amend Articles of Association For For Management 10 Approve Report of the Independent For For Management Directors 11 Approve Adjust the Purpose of Share For For Management Repurchase 12 Approve Employee Share Purchase Plan For For Management 13 Approve Management Method of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 15.1 Elect Yang Zhengfan as Director For For Shareholder 16.1 Elect Xia Xue as Director For For Shareholder 17.1 Elect Zou Fei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI WEAVER NETWORK CO., LTD. Ticker: 603039 Security ID: Y76958100 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wei Lidong as Non-Independent For For Management Director 1.2 Elect Jin Ge as Non-Independent For For Management Director 1.3 Elect Bao Xiaojuan as Non-Independent For For Management Director 1.4 Elect Zhou Junfeng as Non-Independent For For Management Director 1.5 Elect Wang Chenzhi as Non-Independent For For Management Director 1.6 Elect Xiong Xuewu as Non-Independent For For Management Director 2.1 Elect Hong Liang as Independent For For Management Director 2.2 Elect Ling Xufeng as Independent For For Management Director 2.3 Elect Zhao Guohong as Independent For For Management Director 3.1 Elect Liu Xiaoling as Supervisor For For Management 3.2 Elect Yu Yiming as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI WEAVER NETWORK CO., LTD. Ticker: 603039 Security ID: Y76958100 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds to For For Management Increase Capital in Wholly-owned Subsidiary 2 Approve Use of Idle Raised Funds to For For Management Purchase Bank Financial Products -------------------------------------------------------------------------------- SHANGHAI WEAVER NETWORK CO., LTD. Ticker: 603039 Security ID: Y76958100 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Replenishment of Capital by For For Management Raised Funds 2.1 Elect Li Zhifeng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI WEAVER NETWORK CO., LTD. Ticker: 603039 Security ID: Y76958100 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- SHANGHAI WEAVER NETWORK CO., LTD. Ticker: 603039 Security ID: Y76958100 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Report of the Independent For For Management Directors 8 Approve Related Party Transaction For For Management 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve Use of Idle Funds to Purchase For For Management Financial Products 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANGHAI XINHUA MEDIA CO., LTD. Ticker: 600825 Security ID: Y7681R104 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisors 2.1 Elect Chen Qiwei as Non-Independent For For Management Director 2.2 Elect Cheng Feng as Non-Independent For For Management Director 2.3 Elect Wu Xiaohui as Non-Independent For For Management Director 2.4 Elect Li Xiang as Non-Independent For For Management Director 2.5 Elect Li Shuang as Non-Independent For For Management Director 2.6 Elect Liu Hang as Non-Independent For For Management Director 3.1 Elect Wang Yue as Independent Director For For Management 3.2 Elect Qian Yiliang as Independent For For Management Director 3.3 Elect Yuan Huagang as Independent For For Management Director 4.1 Elect Liu Ke as Supervisor For For Management 4.2 Elect Chen Xian as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI XINHUA MEDIA CO., LTD. Ticker: 600825 Security ID: Y7681R104 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Financial Product For For Management -------------------------------------------------------------------------------- SHANGHAI XINHUA MEDIA CO., LTD. Ticker: 600825 Security ID: Y7681R104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision for Goodwill For For Management Impairment -------------------------------------------------------------------------------- SHANGHAI XINNANYANG ONLY EDUCATION & TECHNOLOGY CO., LTD. Ticker: 600661 Security ID: Y7686V100 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Accumulated Related Party For For Management Transaction -------------------------------------------------------------------------------- SHANGHAI XINNANYANG ONLY EDUCATION & TECHNOLOGY CO., LTD. Ticker: 600661 Security ID: Y7686V100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Financial Budget Draft For Against Management 9 Approve Loan For For Management 10 Approve Related Party Transaction For For Management 11 Approve Use of Liquidity for Cash For For Management Management 12 Approve Use of Funds for Cash For For Management Management 13 Approve Authorization of Management For For Management for Disposal of Shares 14 Approve Disposal of Idle Assets For For Management -------------------------------------------------------------------------------- SHANGHAI YANHUA SMARTECH GROUP CO., LTD. Ticker: 002178 Security ID: Y76920100 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tian Kunru as Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI YANHUA SMARTECH GROUP CO., LTD. Ticker: 002178 Security ID: Y76920100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Use of Own Funds to Purchase For For Management Financial Products 9 Approve Unfulfilled Performance For For Management Commitment and Related Measures -------------------------------------------------------------------------------- SHANGHAI YAOJI TECHNOLOGY CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Equity For For Management Incentive Plan (Phase Two) 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI YAOJI TECHNOLOGY CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI YAOJI TECHNOLOGY CO., LTD. Ticker: 002605 Security ID: Y76927105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Remuneration and Assessment For For Management Plan of Directors, Supervisors and Senior Management Members 9 Approve Daily Related Party For For Management Transactions 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHANGHAI YATONG CO., LTD. Ticker: 600692 Security ID: Y76991101 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Zhenlei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANGHAI YIMIN COMMERCIAL GROUP CO., LTD. Ticker: 600824 Security ID: Y76994105 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Transaction Price of Target For For Management Assets 2.4 Approve Payment Manner For For Management 2.5 Approve Share Type, Par Value and For For Management Listing Exchange 2.6 Approve Issue Price and Pricing Basis For For Management 2.7 Approve Target Subscribers For For Management 2.8 Approve Issue Size For For Management 2.9 Approve Lock-Up Period Arrangement For For Management 2.10 Approve Type and Par Value For For Management 2.11 Approve Issue Manner For For Management 2.12 Approve Target Subscribers For For Management 2.13 Approve Issue Size For For Management 2.14 Approve Conversion Price For For Management 2.15 Approve Adjustment of Conversion Price For For Management 2.16 Approve Lock-Up Period Arrangement For For Management 2.17 Approve Source of Converted Shares For For Management 2.18 Approve Bond Maturity For For Management 2.19 Approve Conversion Period For For Management 2.20 Approve Terms of Redemption For For Management 2.21 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.22 Approve Terms of Pre-Sell Back For For Management 2.23 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.24 Approve Bond Interest Rate and For For Management Interest Payment Method 2.25 Approve Other Matters For For Management 2.26 Approve Cash Consideration Payment for For For Management Asset Acquisition 2.27 Approve Raising of Supporting Funds For For Management 2.28 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary on For For Management Acquisition by Cash and Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds 4 Approve Signing of Issuance of Shares For For Management and Convertible Bonds as well as Asset Acquisition by Cash Agreement and Profit Forecast Compensation Agreement 5 Approve Transaction Constitute as For For Management Related-Party Transaction 6 Approve Relevant Audit Report, Remarks For For Management Review Report and Evaluation Report of the Transaction 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Fairness and Validity of the For For Management Pricing Basis 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Transaction Constitute as For For Management Major Asset Restructuring 12 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 13 Approve White Wash Waiver and Related For For Management Transactions 14 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 15 Approve Transaction Complies with For For Management Article 11, 43 and 44 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 16 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 17 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 18 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 19 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gao Min as Non-Independent For For Management Director 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Appointment of Shareholding For For Management Plan Asset Management Agency 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Loan and Provision of Guarantee For Against Management 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9 Approve Authorization for Total For Against Management Investment in Composite Real Estate Business 10 Approve 2020 Daily Related Party For For Management Transactions in Relation to Sales and Purchases of Goods, Provision and Acceptance of Labor Services, Rent and Lease, Deposits and Loans of Related Companies and 2021 Daily Related Party Transactions 11 Approve 2020 Daily Related Party For For Management Transactions Relating to Property Lease and 2021 Daily Related Party Transactions 12 Elect Hao Yuming as Non-Independent For For Management Director 13 Approve Application for Unified For For Management Registration of Multiple Types of Debt Financing Instruments (DFI) -------------------------------------------------------------------------------- SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD. Ticker: 600655 Security ID: Y7710N108 Meeting Date: MAY 19, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For For Management Party Transactions 2 Approve Related Party Transaction in For For Management Connection to Signing of Financial Services Agreement -------------------------------------------------------------------------------- SHANGHAI ZHANGJIANG HI-TECH PARK DEVELOPMENT CO., LTD. Ticker: 600895 Security ID: Y7699D105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 7 Approve Stock Funds Management For For Management 8 Approve Issuance of Debt Financing For For Management Instrument 9 Approve Allowance of Independent For For Management Directors 10.1 Elect Liu Ying as Director For For Management 10.2 Elect He Dajun as Director For For Management 11.1 Elect Li Ting Wei as Director For For Management 11.2 Elect Zhang Ming as Director For For Management 11.3 Elect Lyu Wei as Director For For Management 12.1 Elect Tao Mingchang as Supervisor For For Management 12.2 Elect Fan Jing as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F118 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Chengyun as Director For For Management -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F100 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Chengyun as Director For For Management -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F118 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Credit Line Application For Against Management 10 Approve Signing of Deposit Service For For Management Framework Agreement and Loan Service Framework Agreement 11 Approve Provision of Guarantee For For Management 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 16.1 Elect Liu Chengyun as Director For For Management 16.2 Elect Liu Qizhong as Director For For Management 16.3 Elect Zhu Xiaohuai as Director For For Management 17.1 Elect Zhang Hua as Director For For Management 17.2 Elect Sheng Leiming as Director For For Management 17.3 Elect Zhao Zhanbo as Director For For Management 17.4 Elect Bai Yunxia as Director For For Management 18.1 Elect Wang Cheng as Supervisor For For Management 18.2 Elect You Hua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZHENHUA HEAVY INDUSTRIES CO., LTD. Ticker: 900947 Security ID: Y7699F100 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve to Appoint Auditor For For Management 9 Approve Credit Line Application For Against Management 10 Approve Signing of Deposit Service For For Management Framework Agreement and Loan Service Framework Agreement 11 Approve Provision of Guarantee For For Management 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 16.1 Elect Liu Chengyun as Director For For Management 16.2 Elect Liu Qizhong as Director For For Management 16.3 Elect Zhu Xiaohuai as Director For For Management 17.1 Elect Zhang Hua as Director For For Management 17.2 Elect Sheng Leiming as Director For For Management 17.3 Elect Zhao Zhanbo as Director For For Management 17.4 Elect Bai Yunxia as Director For For Management 18.1 Elect Wang Cheng as Supervisor For For Management 18.2 Elect You Hua as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZHEZHONG GROUP CO., LTD. Ticker: 002346 Security ID: Y7693P104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Use of Own Funds for For For Management Securities Investment 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Elect Wu Qinwei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANGHAI ZIJIANG ENTERPRISE GROUP CO., LTD. Ticker: 600210 Security ID: Y7699M105 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Han as Supervisor For For Management -------------------------------------------------------------------------------- SHANGHAI ZIJIANG ENTERPRISE GROUP CO., LTD. Ticker: 600210 Security ID: Y7699M105 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Subsidiary's Initial Public For For Management Offering and Listing on the ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 10 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle Matters on Spin-off -------------------------------------------------------------------------------- SHANGHAI ZIJIANG ENTERPRISE GROUP CO., LTD. Ticker: 600210 Security ID: Y7699M105 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHANGYING GLOBAL CO., LTD. Ticker: 600146 Security ID: Y63656105 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Mediation Agreement For For Management -------------------------------------------------------------------------------- SHANGYING GLOBAL CO., LTD. Ticker: 600146 Security ID: Y63656105 Meeting Date: JUL 13, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Allowance of Directors For For Management 8 Approve Allowance of Supervisors For For Management 9 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 10 Approve Report on the Deposit and For For Management Usage of Raised Funds 11 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- SHANTOU DONGFENG PRINTING CO., LTD. Ticker: 601515 Security ID: Y76992109 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Scale and Usage of Raised Funds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis and Conclusion as well as Applicability of the Appraisal Method 9 Approve Amendments to Articles of For For Management Association 10 Amend Working System for Independent For For Management Directors 11 Amend Related Party Transaction For For Management Decision-making System -------------------------------------------------------------------------------- SHANTOU DONGFENG PRINTING CO., LTD. Ticker: 601515 Security ID: Y76992109 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANTOU DONGFENG PRINTING CO., LTD. Ticker: 601515 Security ID: Y76992109 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Remuneration of Directors For For Management 8 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 9 Approve Application of Credit Line and For For Management Financing -------------------------------------------------------------------------------- SHANTUI CONSTRUCTION MACHINERY CO., LTD. Ticker: 000680 Security ID: Y7701J116 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve White Wash Waiver and Related For For Management Transactions 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Matters Related to Private Placement of Shares 12 Approve Draft and Summary of For For Management Performance Share Incentive Plan 13 Approve Methods to Assess the For For Management Performance of Plan Participants 14 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 15 Amend Raised Fund Management and Usage For For Management System -------------------------------------------------------------------------------- SHANTUI CONSTRUCTION MACHINERY CO., LTD. Ticker: 000680 Security ID: Y7701J116 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management and Asset Write-off 4 Approve Report of the Board of For For Management Supervisors on the Company's Provision for Asset Impairment and Asset Write-off 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Financial Budget Report For For Management 9 Approve Comprehensive Credit Line Bank For Against Management Application 10 Approve Cooperative Credit Business of For For Management Construction Machinery with Relevant Banks and Financial Leasing Company 11 Approve Financial Leasing Business For For Management 12 Approve to Appoint Auditor For For Management 13.1 Approve Related Party Transaction with For For Management Weichai Power Co., Ltd. 13.2 Approve Related Party Transaction with For For Management Linyi Shanzhong Excavator Co., Ltd. 13.3 Approve Related Party Transaction with For For Management Shanzhong Reconstruction Machinery Co. , Ltd. 13.4 Approve Related Party Transaction with For For Management Komatsu Shantui Construction Machinery Co., Ltd. 13.5 Approve Related Party Transaction with For For Management Dezhou Degong Machinery Co., Ltd. 13.6 Approve Related Party Transaction with For For Management China Zhongqi Group Jinan Truck Co., Ltd. 13.7 Approve Related Party Transaction with For For Management China Zhongqi Group International Co., Ltd. 13.8 Approve Related Party Transaction with For For Management Leiwo Construction Machinery Group Co. , Ltd. 13.9 Approve Related Party Transaction with For For Management Kaiao Baoli (Jiangsu) Forklift Co., Ltd. 14 Approve Cooperative Credit Business of For For Management Construction Machinery with Relevant Banks -------------------------------------------------------------------------------- SHANTUI CONSTRUCTION MACHINERY CO., LTD. Ticker: 000680 Security ID: Y7701J116 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Jianyi as Non-independent For For Management Director -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction 2 Amend Management System of Raised Funds For For Management 3 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SHANXI BLUE FLAME HOLDING CO., LTD. Ticker: 000968 Security ID: Y7701B105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement 2 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 3 Approve the Relevant Audit Report and For For Management Evaluation Report of this Transaction 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiao Yuqiang as Supervisor For For Shareholder 2.1 Elect Wang Shasha as Non-Independent For For Shareholder Director 2.2 Elect Wu Haijun as Non-Independent For For Shareholder Director 2.3 Elect Zhao Qiang as Non-Independent For For Shareholder Director 2.4 Elect Wu Yan as Non-Independent For For Shareholder Director 2.5 Elect Wang Yandong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xin Maoxun as Independent For For Management Director 2 Elect Zhong Xiaoqiang as Supervisor For For Shareholder 3 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 4 Approve Related Party Transaction For For Management 5 Approve Credit Line Application For Against Management 6 Approve Provision of Guarantee For For Management 7 Approve Signing of Financial Service For For Management Agreement -------------------------------------------------------------------------------- SHANXI COAL INTERNATIONAL ENERGY GROUP CO., LTD. Ticker: 600546 Security ID: Y7699Q106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management 8 Approve Provision for Asset Impairment For For Management and Credit Impairment -------------------------------------------------------------------------------- SHANXI COKING COAL ENERGY GROUP CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Daily Related Party For For Management Transactions 7 Approve 2021 Daily Related Party For For Management Transactions 8 Approve Financial Services Agreement For For Management 9 Approve Formulation of Shareholder For For Management Dividend Return Plan 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Provision of Guarantee For For Management 13 Approve Provision of Entrusted Loans For For Management -------------------------------------------------------------------------------- SHANXI GUOXIN ENERGY CORP. LTD. Ticker: 900913 Security ID: Y7710R117 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Scale and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Signing of Shares Subscription For For Management Agreement 7 Approve Transaction Constitute as For For Management Related-Party Transaction 8 Approve Whitewash Waiver and Related For For Management Transactions 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Shareholder Return Plan For For Management 12 Approve Amendments to Articles of For For Management Association 13.1 Approve Provision of Guarantee for For For Management Linfen Chengran Natural Gas Co., Ltd. 13.2 Approve Provision of Guarantee for For For Management Shanxi Zhongran Guoxin City Gas Co., Ltd -------------------------------------------------------------------------------- SHANXI GUOXIN ENERGY CORP. LTD. Ticker: 900913 Security ID: Y7710R117 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds of For For Management Wholly-Owned Subsidiary 2.1 Approve Adjustment on Daily Related For For Management Party Transactions 1 2.2 Approve Adjustment on Daily Related For For Management Party Transactions 2 2.3 Approve Adjustment on Daily Related For For Management Party Transactions 3 2.4 Approve Adjustment on Daily Related For For Management Party Transactions 4 3 Approve Signing of Equity Transfer For For Management Agreement and Related Party Transactions 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANXI GUOXIN ENERGY CORP. LTD. Ticker: 900913 Security ID: Y7710R117 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8.1 Approve Provision of Guarantee to For For Management Linfen City Fuel Natural Gas Co., Ltd. 8.2 Approve Provision of Guarantee to For For Management Shanxi Puhua Gas Co., Ltd. 8.3 Approve Provision of Guarantee to For For Management Shanxi Sanjin New Energy Development Co., Ltd. 9.1 Approve Related Party Transaction (1) For For Management 9.2 Approve Related Party Transaction (2) For For Management 9.3 Approve Related Party Transaction (3) For For Management 9.4 Approve Related Party Transaction (4) For For Management 10 Approve Issuance of Short-term For For Management Corporate Bonds 11 Approve Issuance of Debt Financing For For Management Instruments 12 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHANXI GUOXIN ENERGY CORP. LTD. Ticker: 900913 Security ID: Y7710R117 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jia Chenfei as Non-independent For For Shareholder Director 1.2 Elect Yang Guangyu as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHANXI LANHUA SCI-TECH VENTURE CO., LTD. Ticker: 600123 Security ID: Y7702G103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Financial Statement and For For Management Financial Budget 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Related Party Transaction For For Management 9 Approve Provision of Guarantee For For Management 10 Approve Remuneration Management For For Management Measures for Senior Managers -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Provision of Financial Support For Against Management -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial Support For For Management to Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Elect Wang Zhiqing as Non-Independent For For Shareholder Director 2.2 Elect Wang Qiang as Non-Independent For For Shareholder Director 2.3 Elect Cui Shujiang as Non-Independent For For Shareholder Director 2.4 Elect Lyu Weiyun as Non-Independent For For Shareholder Director 2.5 Elect Mao Yonghong as Non-Independent For For Shareholder Director 2.6 Elect Xu Haidong as Non-Independent For For Shareholder Director 2.7 Elect Li Qinglian as Independent For For Management Director 2.8 Elect Zhao Lixin as Independent For For Management Director 2.9 Elect Wu Huizhong as Independent For For Management Director 3.1 Elect Wu Kebin as Supervisor For For Shareholder 3.2 Elect Ding Dong as Supervisor For For Shareholder 3.3 Elect Wang Yue as Supervisor For For Shareholder 3.4 Elect Li Bingjiang as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD. Ticker: 601699 Security ID: Y7699U107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Provision of Financial Support For Against Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Approve to Appoint Auditor For For Management 11 Approve Internal Control Evaluation For For Management Report 12 Approve Internal Control Audit Report For For Management 13 Approve Social Responsibility Report For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Provision of Guarantee for For For Shareholder Feichi Qiche -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Acquisition of Equity of For For Management Shanxi Meijin Group Jinhui Coal Industry Co., Ltd. and Related Party Transaction 2 Approve Mining Rights Evaluation For For Management Report and Asset Evaluation Report on Cash Acquisition of Equity of Shanxi Meijin Group Jinhui Coal Industry Co., Ltd. 3 Approve Provision of Guarantee to For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Types of Securities Issued For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Term and Method for the For For Management Repayment of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method for Determining the For For Management Number of Shares for Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Downward Adjustment of For For Management Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Original Shareholders 2.16 Approve Relevant Terms of the For For Management Bondholder Meeting 2.17 Approve Usage and Method of For For Management Implementation of Raised Funds 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposits and Account for For For Management Raised Funds 2.20 Approve Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Convertible Bonds Issuance 7 Approve to Formulate the Convertible For For Management Corporate Bondholders Meeting Rules 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANXI MEIJIN ENERGY CO., LTD. Ticker: 000723 Security ID: Y769A4103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association 11 Amend Management System for Providing For For Management External Guarantees 12 Approve Adjustment of Remuneration of For For Management Directors and Supervisors -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Related-Party Transaction For For Management Management System 6.1 Elect Hou Wei as Non-independent For For Management Director 6.2 Elect Liu Pengfei as Non-independent For For Management Director 6.3 Elect Wang Yili as Non-independent For For Management Director 6.4 Elect Li Xiaoping as Non-independent For For Management Director 6.5 Elect Zhou Jinxiao as Non-independent For For Management Director 6.6 Elect Xia Guisuo as Non-independent For For Management Director 7.1 Elect Xing Huiqiang as Independent For For Management Director 7.2 Elect Zhu Qi as Independent Director For For Management 7.3 Elect Li Haitao as Independent Director For For Management 7.4 Elect Guo Jie as Independent Director For For Management 8.1 Elect Jiao Yang as Supervisor For For Management 8.2 Elect Guo Zhihong as Supervisor For For Management 8.3 Elect Liu Qiwang as Supervisor For For Management 8.4 Elect Wang Yugang as Supervisor For For Management 8.5 Elect Li Guolin as Supervisor For For Management 8.6 Elect Wu Aidong as Supervisor For For Management 8.7 Elect Bai Jingbo as Supervisor For For Management 8.8 Elect Cui Qiusheng as Supervisor For For Management -------------------------------------------------------------------------------- SHANXI SECURITIES CO., LTD. Ticker: 002500 Security ID: Y7700J109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5.1 Approve Related Party Transaction with For For Management Shanxi Financial Investment Holding Group Co., Ltd. 5.2 Approve Related Party Transaction with For For Management Taiyuan Iron and Steel (Group) Co., Ltd. 5.3 Approve Related Party Transaction with For For Management Shanxi International Power Group Co., Ltd. 5.4 Approve Related Party Transaction with For For Management Deutsche Bank AG 5.5 Approve Related Party Transactions For For Management with Those Directly or Indirectly Controlled by Related Natural Persons Under the Circumstances Specified in Article 10.1.5 of the Shenzhen Stock Exchange Stock Listing Rules 5.6 Approve Related Party Transaction with For For Management Legal Persons or Natural Persons Under One of the Circumstances Specified in Article 10.1.3 or 10.1.5 of the "Shenzhen Stock Exchange Stock Listing Rules" 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Remuneration of Senior For For Management Management Members -------------------------------------------------------------------------------- SHANXI TAIGANG STAINLESS STEEL CO., LTD. Ticker: 000825 Security ID: Y8481S102 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mao Xinping as Independent For For Management Director 1.2 Elect Liu Xinquan as Independent For For Management Director 2 Elect Zhang Xiaolei as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHANXI TAIGANG STAINLESS STEEL CO., LTD. Ticker: 000825 Security ID: Y8481S102 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Chengwen as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHANXI TAIGANG STAINLESS STEEL CO., LTD. Ticker: 000825 Security ID: Y8481S102 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Comprehensive Budget For For Management 7 Approve Fixed Asset Investment Budget For For Management Plan 8 Approve Related Party Transaction For For Management 9 Approve Financial Derivatives Hedging For For Management Scheme 10 Approve Financial Leasing Business For For Management 11 Elect Wang Jianhua as Independent For For Management Director -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: Y77013103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Chen Ying as Director For For Shareholder -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Corporate Bond For For Management Issuance 1.1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 1.2 Approve Issue Scale For For Management 1.3 Approve Target Subscribers For For Management 1.4 Approve Bond Period and Type For For Management 1.5 Approve Bond Interest Rate and Method For For Management of Repayment 1.6 Approve Guarantees For For Management 1.7 Approve Issue Manner For For Management 1.8 Approve Underwriting Method and Use of For For Management Proceeds 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Listing Exchange For For Management 1.11 Approve Resolution Validity Period For For Management 1.12 Approve Authorization of Board to For For Management Handle All Related Matters to Corporate Bond Issuance 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Jianze as Non-independent For For Shareholder Director 1.2 Elect Chen Xuzhong as Non-independent For For Shareholder Director 1.3 Elect Ma Bucai as Non-independent For For Shareholder Director 1.4 Elect Li Tangsuo as Non-independent For For Shareholder Director 1.5 Elect Hu Wenqiang as Non-independent For For Shareholder Director 1.6 Elect Ma Lingyun as Non-independent For For Shareholder Director 2.1 Elect Li Yumin as Independent Director For For Shareholder 2.2 Elect Zhao Lixin as Independent For For Shareholder Director 2.3 Elect Li Yongqing as Independent For For Shareholder Director 2.4 Elect Deng Shuping as Independent For For Shareholder Director 3.1 Elect Chen Kai as Supervisor For For Shareholder 3.2 Elect Huang Hao as Supervisor For For Shareholder 3.3 Elect Meng Jun as Supervisor For For Shareholder 3.4 Elect Zhong Xiaoqiang as Supervisor For For Shareholder 4 Approve Change in Company Name and For For Shareholder Stock Name 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 000983 Security ID: Y7701C103 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Huozhou For For Management Coal and Electricity Group Hejin Tenghui Coal Industry Co., Ltd. 2 Approve Equity Acquisition of Shanxi For For Management Fenxi Mining Group Shuiyu Coal Industry Co., Ltd. -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business and For For Management Provision of Guarantee 2 Approve Guarantee Provision Plan For For Management 3 Approve Issuance of Green Corporate For For Management Bonds 4 Approve Provision of Entrusted Loan For Against Management 5 Approve Issuance of Perpetual For For Management Medium-term Notes -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Leasing Business For For Management 2 Approve Provision of Entrusted Loans For For Management 3 Approve Financial Leasing Business by For For Management Controlled Subsidiary and Provision of Its Guarantee 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shi Xiaowen as Non-independent For For Shareholder Director 2 Approve Issuance of Commercial Papers For For Management 3 Approve Financial Leasing of For For Management Wholly-owned Subsidiary and Provision of Guarantee 4 Approve Provision of Guarantee for For For Management Financing of Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Securities Abbreviation 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Renewable For For Management Corporate Bonds 2 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 3 Approve Provision of Guarantee for For For Management Controlled Subsidiary -------------------------------------------------------------------------------- SHANXI ZHANGZE ELECTRIC POWER CO,. LTD. Ticker: 000767 Security ID: Y7701M101 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.4 Approve Issue Scale For For Management 2.5 Approve Target Parties and For For Management Subscription Manner 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Mingwu as Non-Independent For For Management Director 1.2 Elect Pan Jintang as Non-Independent For For Management Director 1.3 Elect Lian Qiaoling as Non-Independent For For Management Director 1.4 Elect Sun Xiaomin as Non-Independent For For Management Director 2.1 Elect Fang Guigan as Independent For For Management Director 2.2 Elect Wei Xiongwen as Independent For For Management Director 2.3 Elect Chen Han as Independent Director For For Management 3.1 Elect Zhan Zhengfeng as Supervisor For For Management 3.2 Elect Zhang Jiasheng as Supervisor For For Management -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHANYING INTERNATIONAL HOLDINGS CO., LTD. Ticker: 600567 Security ID: Y0139P101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements and For For Management Operational Plan 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Related Party Transaction For For Management 10 Approve Comprehensive Credit Line For For Management Application 11 Approve Financial Derivatives For For Management Investment Business 12 Approve Guarantee Plan For Against Management 13 Approve Provision of Asset Mortgage For For Management 14 Approve Issuance of Short-term For For Management Commercial Papers and Medium-term Notes 15 Approve Amendments to Articles of For For Management Association 16 Approve Formulation of Responsibility For For Management Target Assessment and Incentive Management Measures -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Hefu as Non-Independent For For Shareholder Director 2.1 Elect Shang Xian as Independent For For Management Director 2.2 Elect Wu Junan as Independent Director For For Management 3.1 Elect Liu Hongwei as Supervisor For For Shareholder 3.2 Elect Wang Yonghong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Approve Provision of Guarantee to For For Management Associate Company -------------------------------------------------------------------------------- SHEN MA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SHENERGY CO., LTD. Ticker: 600642 Security ID: Y7T046109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Appointment of Financial For For Management Auditor and Payment of Remuneration 7 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 8 Approve Related Party Transaction on For For Management Financial Leasing 9 Approve Amendments to Articles of For For Management Association 10 Approve Draft and Summary of For For Management Performance Share Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Management Measures for the For For Management Implementation of Performance Share Incentive Plan 13.1 Approve Share Repurchase Purpose For For Management 13.2 Approve Manner of Share Repurchase For For Management 13.3 Approve Price of Repurchased Shares For For Management 13.4 Approve Type, Size and Proportion of For For Management Share Repurchase 13.5 Approve Total Funds and Source of For For Management Funds for Share Repurchase 13.6 Approve Implementation Period for For For Management Share Repurchase 13.7 Approve Resolution Validity Period For For Management 14 Approve Application for Registration For For Management of Issuance of Corporate Bonds 15.1 Approve Authorization of the Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 15.2 Approve Authorization of the Board and For For Management Board Authorized Person to Handle All Matters Related to Share Repurchase Plan 15.3 Approve Authorization of the Company's For For Management Management Team to Handle All Matters Related to Corporate Bonds Issuance 16 Elect Wu Baijun as Independent Director For For Management -------------------------------------------------------------------------------- SHENG YU STEEL CO., LTD. Ticker: 2029 Security ID: Y7741C105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- SHENGDA RESOURCES CO., LTD. Ticker: 000603 Security ID: Y2930A101 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENGDA RESOURCES CO., LTD. Ticker: 000603 Security ID: Y2930A101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Allowance of Independent For For Management Directors 8 Approve Amendments to Articles of For For Management Association 9.1 Elect Zhu Shengli as Director For For Shareholder 9.2 Elect Zhao Qing as Director For For Shareholder 9.3 Elect Wang Xuewu as Director For For Shareholder 9.4 Elect Zhao Min as Director For For Shareholder 9.5 Elect Zhang Kaiyan as Director For For Shareholder 9.6 Elect Zhao Yanquan as Director For For Shareholder 10.1 Elect Ma Xiaodong as Director For For Management 10.2 Elect Zhong Hong as Director For For Management 10.3 Elect Luan Fugui as Director For For Management 11.1 Elect Gao Guodong as Supervisor For For Shareholder 11.2 Elect Dang Zhongqing as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENGHE RESOURCES HOLDING CO., LTD. Ticker: 600392 Security ID: Y8817A106 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Equity Transfer For For Management 3 Approve Signing of Debt Settlement For For Management Agreement 4 Approve Purchase of Liability For For Shareholder Insurance for Company, Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENGHE RESOURCES HOLDING CO., LTD. Ticker: 600392 Security ID: Y8817A106 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Jinsong as Non-Independent For For Shareholder Director 2 Approve Additional Daily Related Party For For Management Transaction -------------------------------------------------------------------------------- SHENGHE RESOURCES HOLDING CO., LTD. Ticker: 600392 Security ID: Y8817A106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Increase in Asset Custody Fees For For Management and Supplementary Agreements and Related Party Transactions 8 Approve Remuneration of Directors, For For Management Supervisors 9 Approve Provision of Guarantee For For Management 10 Approve Internal Control Evaluation For For Management Report 11 Approve Internal Control Audit Report For For Management 12 Approve Report on the Deposit and For For Management Usage of Raised Funds 13 Approve Provision for Asset Impairment For For Management for Goodwill -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENGYI TECHNOLOGY CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Appointment of Internal For For Management Control Auditor and Payment of Remuneration 9.1 Approve Daily Related Party For For Management Transactions with Yangzhou Tianqi, Wanrong Technology and Its Affiliated Companies 9.2 Approve Daily Related Party For For Management Transactions with Lianrui New Materials, Shanghai Manku and Jiangsu Manku 10 Approve Amendments to Articles of For For Management Association 11.1 Elect Liu Shufeng as Director For For Management 11.2 Elect Chen Renxi as Director For For Management 11.3 Elect Deng Chunhua as Director For For Management 11.4 Elect Xu Liqun as Director For For Management 11.5 Elect Tang Yingmin as Director For For Management 11.6 Elect Zhu Dan as Director For For Management 11.7 Elect Xie Jingyun as Director For For Management 12.1 Elect Chu Xiaoping as Director For For Management 12.2 Elect Li Junyin as Director For For Management 12.3 Elect Wei Jun as Director For For Management 12.4 Elect Lu Xin as Director For For Management 13.1 Elect Zhuang Dingding as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENMA INDUSTRY CO., LTD. Ticker: 600810 Security ID: Y77406109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loans and Related Party For For Management Transactions 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3 Approve to Appoint Auditor For For Management 4 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENNAN CIRCUITS CO., LTD. Ticker: 002916 Security ID: Y774D3102 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget Report For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Profit Distribution For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8.1 Elect Yang Zhicheng as Director For For Shareholder 8.2 Elect Zhou Jinqun as Director For For Shareholder 8.3 Elect Zhang Zhibiao as Director For For Shareholder 8.4 Elect Xiao Yi as Director For For Shareholder 8.5 Elect Xiao Zhanglin as Director For For Shareholder 8.6 Elect Li Peiyin as Director For For Shareholder 9.1 Elect Li Mian as Director For For Management 9.2 Elect Huang Yaying as Director For For Management 9.3 Elect Yu Hongyu as Director For For Management 10.1 Elect Wang Mingchuan as Supervisor For For Shareholder 10.2 Elect Zhang Lan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Scale of Issuance For For Management 1.2 Approve Method of Issuance For For Management 1.3 Approve Placing Arrangement for For For Management Shareholders of the Company 1.4 Approve Maturity of Bonds For For Management 1.5 Approve Type of Bonds For For Management 1.6 Approve Interest Rate of Bonds and Its For For Management Determination Methods 1.7 Approve Target Subscribers For For Management 1.8 Approve Place of Listing For For Management 1.9 Approve Use of Proceeds For For Management 1.10 Approve Guarantees For For Management 1.11 Approve Validity Period of This For For Management Resolution 1.12 Approve Authorization For For Management 2 Approve Granting of General Mandate to For For Management the Board to Issue Additional A Shares and H Shares of the Company 3 Approve Plan on Authorization to the For For Management Board by the General Meeting of Shenwan Hongyuan Group Co., Ltd. (2020) 4 Elect Yeung Siuman Shirley as Director For For Management -------------------------------------------------------------------------------- SHENWAN HONGYUAN GROUP CO., LTD. Ticker: 6806 Security ID: Y774B4102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the Board For For Management of Supervisors 3 Approve 2020 Annual Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve 2020 Annual Report For For Management 6.1 Approve Ordinary Related Party For For Management Transactions with China Jianyin Investment Ltd. and Its Subsidiaries 6.2 Approve Ordinary Related Party For For Management Transactions with Other Related Parties 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 8 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) 9 Approve Provision of Guarantee for For For Management Hongyuan Hengli (Shanghai) Industrial Co., Ltd. 10 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors, Respectively and Authorize Board to Fix Their Remuneration 11 Approve Amendments to Articles of For Against Management Association 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Plan of Granting Authorization For For Management by the General Meeting to the Board of Directors 15.1 Elect Chu Xiaoming as Director For For Shareholder 15.2 Elect Yang Wenqing as Director For For Shareholder 15.3 Elect Huang Hao as Director For For Shareholder 15.4 Elect Ge Rongrong as Director For For Shareholder 15.5 Elect Ren Xiaotao as Director For For Shareholder 15.6 Elect Zhang Yigang as Director For For Shareholder 15.7 Elect Zhu Zhilong as Director For For Shareholder 16.1 Elect Yeung Siuman Shirley as Director For For Shareholder 16.2 Elect Wu Changqi as Director For For Shareholder 16.3 Elect Chen Hanwen as Director For For Shareholder 16.4 Elect Zhao Lei as Director For For Shareholder 17.1 Elect Xu Yiyang as Supervisor For For Shareholder 17.2 Elect Chen Yan as Supervisor For For Shareholder 17.3 Elect Jiang Yang as Supervisor For For Management -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Xianghong as Independent For For Management Director 1.2 Elect Bu Xinping as Independent For For Management Director -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Guorui as Supervisor For For Management -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Shareholder Return Plan For For Management 5 Approve Financial Service Agreement For For Management 6 Approve Related Party Transaction For For Management 7 Approve Application of Bank Credit For Against Management Lines 8 Approve Guarantee Provision For For Management 9 Approve Report of the Board of For For Management Supervisors 10 Approve to Appoint Financial and For For Management Internal Control Auditor 11 Approve Use of Own Funds to Invest in For For Management Structured Deposits 12 Approve Related Transaction on For For Management Borrowing from Controlling Shareholder 13 Approve Equity Transfer Entrusted For For Management Service Agreement 14 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENYANG CHEMICAL INDUSTRY CO., LTD. Ticker: 000698 Security ID: Y7742Q103 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ge Yougen as Non-Independent For For Management Director 2 Elect Wu Li as Independent Director For For Management -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Credit Line For For Management -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan For For Management 2 Approve Extension on the Commitment For For Management Fulfillment -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Restructuring Plan 2.1 Approve Overview of Transaction Plan For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Assets For For Management 2.4 Approve Pricing Basis and Transaction For For Management Price 2.5 Approve Consideration Payment Manner For For Management 2.6 Approve Attribution of Profit and Loss For For Management During the Period 2.7 Approve Target Assets Delivery For For Management 2.8 Approve Staff Placement Plan For For Management 2.9 Approve Disposal of Creditor's Rights For For Management and Debts 2.10 Approve Resolution Validity Period For For Management 3 Approve Signing of Equity Transfer For For Management Agreement 4 Approve Transaction Constitute as For For Management Related-Party Transaction 5 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition 6 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 10 Approve Pro Forma Review Report and For For Management Wealth Assessment Report of the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 13 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 14 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Waiver of Pre-emptive Right For For Management 16 Approve Provision of Guarantee For For Management 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENYANG JINBEI AUTOMOTIVE CO., LTD. Ticker: 600609 Security ID: Y769AP106 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7.1 Approve Increase in Loan and Rollover For For Management Loan 7.2 Approve Provision of Guarantee for For For Management Subsidiary 7.3 Approve Provision of Guarantee for For For Management Shenyang Jinfa Automobile Gangquan Manufacturing Co., Ltd. 7.4 Approve Provision of Guarantee for For For Management Shenyang Jinbei Automobile Muju Manufacturing Co., Ltd. 7.5 Approve Provision of Guarantee for For For Management Huachen Auto Jinbei (Xixian New District) Industrial Park Co., Ltd. 7.6 Approve Provision of Guarantee for For For Management Shenyang Jinbei Vehicle Manufacturing Co., Ltd. 8 Approve Investment Plan For For Management 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SHENYANG XINGQI PHARMACEUTICAL CO., LTD. Ticker: 300573 Security ID: Y774B5109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Raised Funds Management System For Against Management 12 Amend Related Party Transaction For Against Management Management System 13 Amend External Guarantee Management For Against Management System -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Luo Yanjun as Non-independent For For Shareholder Director 2 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association 5 Approve Shareholder Return Plan For For Management 6 Approve Application of Bank Credit For Against Management Lines 7 Elect Ren Congni as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Pricing Reference Date and For For Management Issue Price 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 7 Approve Related Party Transactions in For For Management Connection to Share Issuance and Signing of Shares Subscription Agreement 8 Approve Whitewash Waiver and Related For For Management Transactions 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN ABSEN OPTOELECTRONIC CO., LTD. Ticker: 300389 Security ID: Y7748Q107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5.1 Approve Remuneration of Ding Yanhui For For Management 5.2 Approve Remuneration of Ren Yonghong For For Management 5.3 Approve Remuneration of Deng Jiangbo For For Management 5.4 Approve Remuneration of Luo Yanjun For For Management 5.5 Approve Remuneration of Niu Yongning For For Management 5.6 Approve Remuneration of Liu Guangling For For Management 5.7 Approve Remuneration of Xie Chunhua For For Management 5.8 Approve Remuneration of Jihong For For Management Sanderson 5.9 Approve Remuneration of Supervisor For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Appointment System for For For Management Accountants 2 Amend Funding System for Preventing For For Management the Use of Funds by Controlling Shareholder and Related Parties 3 Amend Management System of Raised Funds For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Remuneration For For Management Incentive and Restraint Plan -------------------------------------------------------------------------------- SHENZHEN AGRICULTURAL PRODUCTS GROUP CO., LTD. Ticker: 000061 Security ID: Y7741H104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Profit Distribution For For Management 3 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Related Party Transaction For For Management Decision-making System 3 Amend External Guarantee For For Management Decision-making System 4 Amend Management System of Raised Funds For For Management 5 Amend Working System for Independent For For Management Directors 6 Approve Use of Own Funds to Purchase For For Management Guaranteed Financial Products -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Renewal of Apron Lease For For Management Agreement with Shenzhen Airport (Group) Co., Ltd. and Related Party Transaction 9 Approve Signing of Lease Agreement for For For Management No. 2 International Cargo Terminal with Shenzhen Airport International Cargo Terminal Co., Ltd. and Related Party Transaction 10 Approve Provision of Financial For For Management Assistance by Controlling Shareholder -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Comprehensive For For Management Credit Line Application (I) 2 Approve Provision of Guarantee For For Management 3 Approve Additional Comprehensive For For Management Credit Line Application (II) 4 Approve External Investment For For Management -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to the For Against Management Financing of Subsidiary 2 Approve Use of Own Funds for For For Management Comprehensive Management 3 Approve Application of Credit Lines For Against Management 4 Approve Capital Increase and Signing For For Management of Related Agreement -------------------------------------------------------------------------------- SHENZHEN AISIDI CO., LTD. Ticker: 002416 Security ID: Y77227109 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve Remuneration of Chairman of For For Management the Board and Vice Chairman of the Board 7 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SHENZHEN ANCHE TECHNOLOGIES CO., LTD. Ticker: 300572 Security ID: Y7722G109 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Manner and Issue Time For For Management 2.2 Approve Issue Size For For Management 3 Approve Plan on Private Placement of For For Management Shares (Revised) 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement (Revised) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 7 Approve Internal Control Verification For For Management Report 8 Approve Non-recurring Profit and Loss For For Management Verification Report 9.1 Approve Signing of Conditional For For Management Supplemental Agreement for the Share Subscription Contract with Shenzhen Xinshi Xinxing Industrial M&A Equity Investment Fund Partnership Enterprise (Limited Partnership) 9.2 Approve Signing of Conditional For For Management Supplemental Agreement for the Share Subscription Contract with Wuhu Xinshi Xinneng Equity Investment Partnership (Limited Partnership) 9.3 Approve Signing of Conditional For For Management Supplemental Agreement for the Share Subscription Contract with Shenzhen Yuanzhi Ruixin Mixed Reform Equity Investment Fund Partnership (Limited Partnership) 9.4 Approve Signing of Conditional For For Management Supplemental Agreement for the Share Subscription Contract with Gongqingcheng Weiding Investment Partnership (Limited Partnership) 9.5 Approve Signing of Conditional For For Management Supplemental Agreement for the Share Subscription Contract with Hualing Jinshan (Tianjin) Industrial Investment Fund Partnership (Limited Partnership) 9.6 Approve Signing of Conditional For For Management Supplemental Agreement for the Share Subscription Contract with Xie Jianlong 10.1 Approve Signing of Conditional For For Management Supplemental Agreement to Strategic Cooperation Agreement with Xinda Kunpeng (Shenzhen) Equity Investment Management Co., Ltd. 10.2 Approve Signing of Conditional For For Management Supplemental Agreement to Strategic Cooperation Agreement with Shenzhen Yuanzhi Ruixin Equity Investment Management Co., Ltd. 10.3 Approve Signing of Conditional For For Management Supplemental Agreement to Strategic Cooperation Agreement with Gongqingcheng Weiding Investment Partnership (Limited Partnership) 10.4 Approve Signing of Conditional For For Management Supplemental Agreement to Strategic Cooperation Agreement with Hualing Jinshan (Tianjin) Industrial Investment Fund Partnership (Limited Partnership) 10.5 Approve Signing of Conditional For For Management Supplemental Agreement to Strategic Cooperation Agreement with Xie Jianlong 11 Approve Authorization of Board and For For Management Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN ANCHE TECHNOLOGIES CO., LTD. Ticker: 300572 Security ID: Y7722G109 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets on ChiNext 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Principles and Issue For For Management Price 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds and Verification Report on the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN ANCHE TECHNOLOGIES CO., LTD. Ticker: 300572 Security ID: Y7722G109 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN ANCHE TECHNOLOGIES CO., LTD. Ticker: 300572 Security ID: Y7722G109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Audit Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9.1 Approve Remuneration of He Xianning For For Management 9.2 Approve Remuneration of Shen Jichun For For Management 9.3 Approve Remuneration of Dong Haiguang For For Management 9.4 Approve Remuneration of Zhuang Li For For Management 9.5 Approve Remuneration of Liu Shengming For For Management 9.6 Approve Remuneration of Tan Kan For For Management 9.7 Approve Remuneration of Wang Guan For For Management 10.1 Approve Remuneration of Pan Mingxiu For For Management 10.2 Approve Remuneration of Luan Hailong For For Management 10.3 Approve Remuneration of Zhou Nani For For Management 11 Approve Application of Bank Credit For For Management Lines and Provision of Guarantees by Related Parties 12 Approve Use of Funds for Investment in For For Management Financial Products -------------------------------------------------------------------------------- SHENZHEN BATIAN ECOTYPIC ENGINEERING CO., LTD. Ticker: 002170 Security ID: Y77225103 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application For For Management 2 Approve Guarantee For For Management 3 Approve Provision of Asset Mortgage For For Management 4.1 Elect Xiang Jing as Independent For For Management Director 4.2 Elect Li Weixiang as Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN BATIAN ECOTYPIC ENGINEERING CO., LTD. Ticker: 002170 Security ID: Y77225103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Audited Financial Report For For Management 4 Approve Financial Statements For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Approve Report of the Board of For For Management Supervisors 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO., LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peng Ling as Independent Director For For Management -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO., LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Conditional Share For For Management Subscription Contract 6 Approve Related Party Transaction in For For Management Connection to Private Placement of Shares 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of the Board and For For Management Its Authorized Person to Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve White Wash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO., LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN BAUING CONSTRUCTION HOLDING GROUP CO., LTD. Ticker: 002047 Security ID: Y7742S109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financing Application For Against Management 7 Approve Guarantee Provision For For Management 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Directors and For For Management Senior Management Members 10 Approve Remuneration of Supervisors For For Management 11 Approve to Appoint Auditor For For Management 12 Elect Huang Lili as Supervisor For For Management 13.1 Elect Qi Yanbing as Director For For Management 13.2 Elect Ma Ke as Director For For Management 13.3 Elect Huang Ruhua as Director For For Management -------------------------------------------------------------------------------- SHENZHEN BEAUTY STAR CO., LTD. Ticker: 002243 Security ID: Y7740G107 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of Partial Raised For For Management Funds Investment Project 2 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- SHENZHEN BEAUTY STAR CO., LTD. Ticker: 002243 Security ID: Y7740G107 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Abbreviation of Securities 2 Approve Amendments to Articles of For For Management Association 3 Approve Remuneration Assessment Plan For Against Management for Directors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN BEAUTY STAR CO., LTD. Ticker: 002243 Security ID: Y7740G107 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audit Report on Transfer of For For Management Assets 2 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Nantong Xinzhoubang New Electronic Chemical Project 2 Approve Company's Plan for Major For For Shareholder Assets Acquisition Complies with Relevant Laws and Regulations 3.1 Approve Plan Overview For For Shareholder 3.2 Approve Transaction Parties For For Shareholder 3.3 Approve Target Assets For For Shareholder 3.4 Approve Pricing Basis and Transaction For For Shareholder Consideration of Target Assets 3.5 Approve Form of Consideration For For Shareholder 3.6 Approve Payment For For Shareholder 3.7 Approve Delivery For For Shareholder 3.8 Approve Profit and Loss During the For For Shareholder Transition Period 3.9 Approve Resolution Validity Period For For Shareholder 4 Approve Report (Draft) and Summary on For For Shareholder Company's Major Assets Acquisition 5 Approve Transaction Complies with For For Shareholder Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Does Not Comply For For Shareholder with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Shareholder Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Does Not For For Shareholder Constitute as Related-party Transaction 9 Approve Signing of Equity Transfer For For Shareholder Agreement 10 Approve Signing of Supplementary For For Shareholder Agreement of Equity Transfer Agreement 11 Approve Audit Report, Remarks Review For For Shareholder Report and Evaluation Report of the Transaction 12 Approve Independence of Appraiser, the For For Shareholder Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Fairness and Validity of the For For Shareholder Pricing Basis 14 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 15 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Stock Price Volatility Does For For Shareholder Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 17 Approve Relevant Entities Does Not For For Shareholder Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 18 Approve Authorization of Board to For For Shareholder Handle All Related Matters 19 Approve Comprehensive Credit Line For For Shareholder Application -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Forward Foreign Exchange For For Management Settlement and Sale Business 10 Approve Use of Idle Raised Funds for For For Management Cash Management 11 Approve Use of Idle Own Funds for Cash For For Management Management 12 Approve Authorization of the Board to For For Management Handle All Matters Related to the Issuance of Shares to Specific Targets 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 17 Amend Working Rules of the Nomination For Against Management Committee of the Board of Directors 18 Amend Working Rules of the For Against Management Remuneration and Appraisal Committee of the Board of Directors 19 Amend Working Rules of the Strategy For Against Management Committee of the Board of Directors 20 Amend Working Rules of the Audit For Against Management Committee of the Board of Directors 21 Amend Working System of Independent For Against Management Directors 22 Amend Related Party Transaction For Against Management Decision-making System 23 Amend Investment Decision-making For Against Management Procedures and Rules 24 Amend External Guarantees Management For Against Management System 25 Amend Raised Funds Management System For Against Management -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: Y77316100 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Semiconductor Chemicals and Lithium Battery Materials Project 2 Approve External Investment and For For Management Establishment of a Joint Venture Company 3 Approve Investment in the Construction For For Management of Lithium Battery Additive Project -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Size For For Management 1.2 Approve Issue Manner For For Management 1.3 Approve Issue Date For For Management 1.4 Approve Issuance Rate For For Management 1.5 Approve Issue Period For For Management 1.6 Approve Use of Proceeds For For Management 1.7 Approve Credit Enhancement Measures For For Management 1.8 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Xinbing as Non-independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in the Implementation For For Management Entity of the Raised Funds Investment Project and Increase in the Implementation Site 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement 2 Approve Participation in the For For Management Establishment of Investment Funds -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Luo Xiaoyan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For For Management Shares Incentive Plan and Repurchase and Cancellation of Performance Shares 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Postponement of Partial Raised For For Management Fund Projects 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For For Management 10 Approve Decrease in Capital of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN CENTER POWER TECH. CO., LTD. Ticker: 002733 Security ID: Y774C8102 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital, For For Management Expand Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN CENTRALCON INVESTMENT HOLDING CO., LTD. Ticker: 000042 Security ID: Y8345B105 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jia Shuai as Non-Independent For For Shareholder Director 1.2 Elect Tan Huasen as Non-Independent For For Shareholder Director 1.3 Elect Shen Chengwen as Non-Independent For For Shareholder Director 1.4 Elect Wu Tianzhou as Non-Independent For For Shareholder Director 1.5 Elect Wang Daohai as Non-Independent For For Shareholder Director 1.6 Elect Peng Weidong as Non-Independent For For Shareholder Director 2.1 Elect Zhong Pengyi as Independent For For Management Director 2.2 Elect Zhang Ying as Independent For For Management Director 2.3 Elect Ye Ping as Independent Director For For Management 3.1 Elect Chen Ling as Supervisor For For Shareholder 3.2 Elect Zhao Chunyang as Supervisor For For Shareholder 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN CENTRALCON INVESTMENT HOLDING CO., LTD. Ticker: 000042 Security ID: Y8345B105 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Did Not Vote Management 2 Approve Extension of Resolution For Did Not Vote Management Validity Period of Private Placement 3 Approve Extension of Authorization of For Did Not Vote Management the Board on Private Placement -------------------------------------------------------------------------------- SHENZHEN CENTRALCON INVESTMENT HOLDING CO., LTD. Ticker: 000042 Security ID: Y8345B105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Profit Distribution and For For Management Dividend Plan 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantees for For Against Management Controlled Subsidiary 8 Approve Provision of Guarantees for For For Management Associate Company 9 Approve External Financial Assistance For For Management Provision 10 Approve Extension of Validity Period For For Management of Loan -------------------------------------------------------------------------------- SHENZHEN CHANGHONG TECHNOLOGY CO., LTD. Ticker: 300151 Security ID: Y7740A100 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds and For For Management Implementation Method 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Raised Funds Management and For For Management Deposit Account 2.21 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bond Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve There is No Need for Report on For For Management the Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Principles of Bondholders For For Management Meeting 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Raised Fund Management System For For Management -------------------------------------------------------------------------------- SHENZHEN CHANGHONG TECHNOLOGY CO., LTD. Ticker: 300151 Security ID: Y7740A100 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Settlement For For Management Agreement -------------------------------------------------------------------------------- SHENZHEN CHANGHONG TECHNOLOGY CO., LTD. Ticker: 300151 Security ID: Y7740A100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line For For Management Application 7 Elect He Qian as Independent Director For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 15 Amend Management System of Raised Funds For Against Management 16 Amend Management System for Providing For Against Management External Investments 17 Amend Related Party Transaction For Against Management Decision-making System 18 Amend Management System for Providing For Against Management External Guarantees 19 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- SHENZHEN CHENGXIN LITHIUM GROUP CO., LTD. Ticker: 002240 Security ID: Y2931D104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For Did Not Vote Management and Amendment of Articles of Association 2 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN CHENGXIN LITHIUM GROUP CO., LTD. Ticker: 002240 Security ID: Y2931D104 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to Bank For Did Not Vote Management Loans -------------------------------------------------------------------------------- SHENZHEN CHENGXIN LITHIUM GROUP CO., LTD. Ticker: 002240 Security ID: Y2931D104 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Related For Did Not Vote Management Party Transactions -------------------------------------------------------------------------------- SHENZHEN CHENGXIN LITHIUM GROUP CO., LTD. Ticker: 002240 Security ID: Y2931D104 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN CHENGXIN LITHIUM GROUP CO., LTD. Ticker: 002240 Security ID: Y2931D104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Provision of Guarantee For Did Not Vote Management 9 Approve Amendments to Articles of For Did Not Vote Management Association 10 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 13 Amend Working System for Independent For Did Not Vote Management Directors 14 Amend Related-Party Transaction For Did Not Vote Management Management System 15 Amend Management System for Providing For Did Not Vote Management External Guarantees -------------------------------------------------------------------------------- SHENZHEN CHIPSCREEN BIOSCIENCES CO., LTD. Ticker: 688321 Security ID: Y774H6101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For Against Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Subproject Changes and Amount For For Management Adjustments of the Company's Fundraising Projects 7 Approve Annual Report and Summary For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Share Repurchase Plan For For Management 10 Approve Authorization of the Board to For For Management Handle All Matters Related to the Share Repurchase Plan 11 Approve Draft and Summary of For For Management Performance Share Incentive Plan 12 Approve Methods to Assess the For For Management Performance of Plan Participants 13 Approve Authorization of the Board to For For Management Handle All Matters Related to the Performance Share Incentive Plan 14 Approve Draft and Summary of Stock For For Management Appreciation Rights Incentive Plan 15 Approve Implementation Assessment For For Management Management Method of Stock Appreciation Rights Incentive Plan 16 Approve Authorization of the Board to For For Management Handle All Matters Related to the Stock Appreciation Rights Incentive Plan 17 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN CLICK TECHNOLOGY CO., LTD. Ticker: 002782 Security ID: Y1566B102 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN CLICK TECHNOLOGY CO., LTD. Ticker: 002782 Security ID: Y1566B102 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Annual Report and Summary For For Management 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Report of the Board of For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Financial Derivate Trading For For Management Business 10 Approve Remuneration Plan of For Against Management Directors, Supervisors and Senior Management Members 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN CLICK TECHNOLOGY CO., LTD. Ticker: 002782 Security ID: Y1566B102 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yu as Supervisor For For Shareholder 1.2 Elect Sun Hanbing as Supervisor For For Shareholder 2.1 Elect Xiao Keng as Director For For Management 2.2 Elect Gu Jie as Director For For Management 2.3 Elect Xiao Jin as Director For For Management 2.4 Elect Wu Chunxia as Director For For Management 3.1 Elect Tang Qiuying as Director For For Management 3.2 Elect Yan Lei as Director For For Management 3.3 Elect Chen Wei as Director For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 8 Amend Cumulative Voting System For Against Management 9 Amend Related-Party Transaction For Against Management Management System 10 Amend External Guarantee Management For Against Management Regulations 11 Amend Funding System for Preventing For Against Management the Use of Funds by Controlling Shareholder and Related Parties 12 Amend Working System for Independent For Against Management Directors 13 Approve External Investment Management For Against Management System -------------------------------------------------------------------------------- SHENZHEN CLICK TECHNOLOGY CO., LTD. Ticker: 002782 Security ID: Y1566B102 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Shares and For For Management Related Party Transaction -------------------------------------------------------------------------------- SHENZHEN COMIX GROUP CO., LTD. Ticker: 002301 Security ID: Y7740H105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantees For For Management 10 Approve Amendments to Articles of For For Management Association to Expand Business Scope 11 Approve Shareholder Return Plan For For Management 12 Approve Termination or Completion of For For Management Raised Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: AUG 14, 2020 Meeting Type: Annual Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Fan as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN DANBOND TECHNOLOGY CO., LTD. Ticker: 002618 Security ID: Y7745U101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan For For Management -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN DAS INTELLITECH CO., LTD. Ticker: 002421 Security ID: Y7740M104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Provision for Asset Impairment For For Management 12 Amend Asset Depreciation Reserve For Against Management Management System 13 Amend Asset Loss Management System For Against Management 14 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN DEREN ELECTRONIC CO., LTD. Ticker: 002055 Security ID: Y7740E102 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Qiu Jianmin as Non-Independent For For Management Director 1.2 Elect Qiu Yang as Non-Independent For For Management Director 1.3 Elect Lan Yuping as Non-Independent For For Management Director 1.4 Elect Wang Yuan as Non-Independent For For Management Director 2.1 Elect Chen Junde as Independent For For Management Director 2.2 Elect Yu Xichun as Independent Director For For Management 2.3 Elect Liang Chi as Independent Director For For Management 3.1 Elect Huo Zhudong as Supervisor For For Management 3.2 Elect Peng Guojing as Supervisor For For Management 4 Approve Comprehensive Credit Line For For Management Application 5 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHENZHEN DEREN ELECTRONIC CO., LTD. Ticker: 002055 Security ID: Y7740E102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Articles of Association For For Management 8 Amend Management System of Raised Funds For Against Management 9 Approve Feasibility Report of Forward For For Management Foreign Exchange Transactions 10 Approve Forward Foreign Exchange For For Management Transactions 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Approve Provision of Guarantee For Against Management 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 15 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7742A108 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Acquisition Agreement -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7742A108 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Jie as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7751V100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Dividend Distribution Plan 3 Approve to Appoint External Auditor For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Annual Report and Summary For For Management 7 Approve Use Idle Funds to Purchase For For Management Financial Products 8 Approve Develop Financial Derivatives For For Management Investment Business 9 Approve Provision of Guarantee For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Allowance of Independent For For Management Directors 12.1 Elect Liu Qi as Director For For Shareholder 12.2 Elect He Wenbin as Director For For Shareholder 12.3 Elect Jiang Jie as Director For For Shareholder 12.4 Elect Li Bingbing as Director For For Shareholder 12.5 Elect Wu Lichong as Director For For Shareholder 12.6 Elect Yang Zhichao as Director For For Shareholder 13.1 Elect Wu Liming as Director For For Shareholder 13.2 Elect Song Wenji as Director For For Shareholder 13.3 Elect Li Han as Director For For Shareholder 14.1 Elect Xia Zhiwu as Supervisor For For Shareholder 14.2 Elect Luo Shihong as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN DESAY BATTERY TECHNOLOGY CO., LTD. Ticker: 000049 Security ID: Y7751V100 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN DYNANONIC CO., LTD. Ticker: 300769 Security ID: Y774ET104 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Joint Venture For For Management Agreement and Establishment of Joint Venture Company 2 Approve Signing of Investment For For Management Agreement for an Annual Output of 150,000 Tons of Lithium Iron Phosphate Production Base Project -------------------------------------------------------------------------------- SHENZHEN DYNANONIC CO., LTD. Ticker: 300769 Security ID: Y774ET104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Provision of Guarantees For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ma Yanzhao as Non-independent For For Shareholder Director 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Scale and Type For For Management 3.2 Approve Par Value and Issue Price For For Management 3.3 Approve Bond Period For For Management 3.4 Approve Interest Rate and For For Management Determination Method 3.5 Approve Debt Repayment Method For For Management 3.6 Approve Issue Manner and Target Parties For For Management 3.7 Approve Usage of Raised Funds For For Management 3.8 Approve Placement Arrangement to For For Management Shareholders 3.9 Approve Underwriting Method and For For Management Listing Arrangement 3.10 Approve Guarantee Manner For For Management 3.11 Approve Special Release Terms For For Management 3.12 Approve Resolution Validity Period For For Management 4 Approve Authorization of Board to For For Management Handle All Related Matters 5 Approve Issuance of Medium-term Notes For For Management with Long Term Rights 6 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wei Zhongqian as Supervisor For For Shareholder 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Issuance of Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Syndicated Financing For For Management 2 Approve Acquisition of Related For Against Management Guarantee -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Cong as Non-Independent For For Shareholder Director 2 Elect Zhu Tao as Supervisor For For Shareholder 3 Approve Investment in the Construction For For Management of Wind Power Project and Provision of Guarantee -------------------------------------------------------------------------------- SHENZHEN ENERGY GROUP CO., LTD. Ticker: 000027 Security ID: Y7740R103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report and Profit For For Management Distribution 4 Approve Annual Report and Summary For For Management 5 Approve Annual Budget Plan For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Increase in Provision of For Against Management Guarantee 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN ESUN DISPLAY CO., LTD. Ticker: 002751 Security ID: Y7T418100 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Project and Use Remaining Funds to Replenish Working Capital 2 Approve Shareholder Return Plan For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN ESUN DISPLAY CO., LTD. Ticker: 002751 Security ID: Y7T418100 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN ESUN DISPLAY CO., LTD. Ticker: 002751 Security ID: Y7T418100 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Xue as Independent Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN ESUN DISPLAY CO., LTD. Ticker: 002751 Security ID: Y7T418100 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Self-Inspection Report on For For Management Implementing Internal Control Rules 9 Approve Profit Distribution For For Management 10 Approve Financial Budget Report For For Management 11 Approve Daily Related-party For For Management Transactions 12 Approve Credit Line Applications For For Management 13 Approve Appointment of Auditor For For Management 14 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend Related-Party Transaction For For Management Management System 6 Amend Management System of Raised Funds For For Management 7 Amend Management System for External For For Management Guarantees -------------------------------------------------------------------------------- SHENZHEN EVERWIN PRECISION TECHNOLOGY CO., LTD. Ticker: 300115 Security ID: Y7744V100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Audited Financial Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Foreign Exchange Derivatives For For Management Transactions -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption and Merger of For For Management Certain Wholly-Owned Subsidiaries 2 Elect Chen Zhi Sheng as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption and Merger of For For Management Certain Wholly-Owned Subsidiaries 2 Elect Chen Zhi Sheng as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisory Committee 2.01 Elect Lin Ji Tong as Supervisor For For Management 2.02 Elect Wang Chao as Supervisor For For Shareholder 3.01 Elect Hu Wei as Director For For Management 3.02 Elect Liao Xiang Wen as Director For For Management 3.03 Elect Wang Zeng Jin as Director For For Management 3.04 Elect Wen Liang as Director For For Management 3.05 Elect Chen Zhi Sheng as Director For For Management 3.06 Elect Dai Jing Ming as Director For For Management 3.07 Elect Li Xiao Yan as Director For For Management 3.08 Elect Chen Hai Shan as Director For For Management 4.01 Elect Wan Siu Wah Wilson as Director For For Management 4.02 Elect Chen Xiao Lu as Director For For Management 4.03 Elect Bai Hua as Director For For Management 4.04 Elect Li Fei Long as Director For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisory Committee 2.01 Elect Lin Ji Tong as Supervisor For For Management 2.02 Elect Wang Chao as Supervisor For For Shareholder 3.01 Elect Hu Wei as Director For For Management 3.02 Elect Liao Xiang Wen as Director For For Management 3.03 Elect Wang Zeng Jin as Director For For Management 3.04 Elect Wen Liang as Director For For Management 3.05 Elect Chen Zhi Sheng as Director For For Management 3.06 Elect Dai Jing Ming as Director For For Management 3.07 Elect Li Xiao Yan as Director For For Management 3.08 Elect Chen Hai Shan as Director For For Management 4.01 Elect Wan Siu Wah Wilson as Director For For Management 4.02 Elect Chen Xiao Lu as Director For For Management 4.03 Elect Bai Hua as Director For For Management 4.04 Elect Li Fei Long as Director For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Accounts For For Management 4 Approve 2020 Distribution Scheme of For For Management Profits Including Declaration of Final Dividend 5 Approve 2021 Budget Report For Against Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee for For Against Management Subsidiaries 8.01 Approve Issue Size and Method For For Management 8.02 Approve Target Subscribers and For For Management Arrangement for Placement to Shareholders 8.03 Approve Type of the Debentures For For Management 8.04 Approve Maturity of the Debentures For For Management 8.05 Approve Interest Rate For For Management 8.06 Approve Use of Proceeds For For Management 8.07 Approve Listing For For Management 8.08 Approve Guarantee For For Management 8.09 Approve Validity of the Resolution For For Management 8.10 Approve Authorization Arrangement For For Management 9.01 Amend Articles of Association For For Management 9.02 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.01 Approve Type and Nominal Value of For For Management Shares to be Issued 10.02 Approve Method and Timing of Issuance For For Management 10.03 Approve Method of Subscription For For Management 10.04 Approve Target Subscribers For For Management 10.05 Approve Size of the Issuance For For Management 10.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangement for Accumulated For For Management Undistributed Profits Before the Completion of the Issuance 10.09 Approve Place of Listing For For Management 10.10 Approve Validity Period of the For For Management Resolutions 10.11 Approve Directors Authorization Matters For For Management 11.01 Elect Miao Jun as Director For For Management 11.02 Elect Xu Hua Xiang as Director For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of For For Management Shares to be Issued 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Method of Subscription For For Management 1.04 Approve Target Subscribers For For Management 1.05 Approve Size of the Issuance For For Management 1.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 1.07 Approve Use of Proceeds For For Management 1.08 Approve Arrangement for Accumulated For For Management Undistributed Profits Before the Completion of the Issuance 1.09 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolutions 1.11 Approve Directors Authorization Matters For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Accounts For For Management 4 Approve 2020 Distribution Scheme of For For Management Profits Including Declaration of Final Dividend 5 Approve 2021 Budget Report For Against Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee for For Against Management Subsidiaries 8.01 Approve Issue Size and Method For For Management 8.02 Approve Target Subscribers and For For Management Arrangement for Placement to Shareholders 8.03 Approve Type of the Debentures For For Management 8.04 Approve Maturity of the Debentures For For Management 8.05 Approve Interest Rate For For Management 8.06 Approve Use of Proceeds For For Management 8.07 Approve Listing For For Management 8.08 Approve Guarantee For For Management 8.09 Approve Validity of the Resolution For For Management 8.10 Approve Authorization Arrangement For For Management 9.01 Amend Articles of Association For For Management 9.02 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.01 Approve Type and Nominal Value of For For Management Shares to be Issued 10.02 Approve Method and Timing of Issuance For For Management 10.03 Approve Method of Subscription For For Management 10.04 Approve Target Subscribers For For Management 10.05 Approve Size of the Issuance For For Management 10.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 10.07 Approve Use of Proceeds For For Management 10.08 Approve Arrangement for Accumulated For For Management Undistributed Profits Before the Completion of the Issuance 10.09 Approve Place of Listing For For Management 10.10 Approve Validity Period of the For For Management Resolutions 10.11 Approve Directors Authorization Matters For For Management 11.01 Elect Miao Jun as Director For For Management 11.02 Elect Xu Hua Xiang as Director For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type and Nominal Value of For For Management Shares to be Issued 1.02 Approve Method and Timing of Issuance For For Management 1.03 Approve Method of Subscription For For Management 1.04 Approve Target Subscribers For For Management 1.05 Approve Size of the Issuance For For Management 1.06 Approve Method of Pricing, Pricing For For Management Benchmark Date, Issue Price and Adjustment of Issue Price 1.07 Approve Use of Proceeds For For Management 1.08 Approve Arrangement for Accumulated For For Management Undistributed Profits Before the Completion of the Issuance 1.09 Approve Place of Listing For For Management 1.10 Approve Validity Period of the For For Management Resolutions 1.11 Approve Directors Authorization Matters For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741B107 Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholders' Return Plan for For For Management 2021-2023 -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LIMITED Ticker: 548 Security ID: Y7741G114 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shareholders' Return Plan for For For Management 2021-2023 -------------------------------------------------------------------------------- SHENZHEN FASTPRINT CIRCUIT TECH CO., LTD. Ticker: 002436 Security ID: Y7744R109 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Raised Funds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management 9 Approve Application of Credit Lines For For Management 10 Approve Application of Credit Lines of For For Management Subsidiary 11 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN FASTPRINT CIRCUIT TECH CO., LTD. Ticker: 002436 Security ID: Y7744R109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8.1 Elect Qiu Xingya as Director For For Management 8.2 Elect Liu Xinhua as Director For For Management 8.3 Elect Chen Lan as Director For For Management 8.4 Elect Fan Xiaoning as Director For For Management 9.1 Elect Liu Ruilin as Director For For Management 9.2 Elect Wang Mingqiang as Director For For Management 9.3 Elect Zhu Ning as Director For For Management 10.1 Elect Wang Yan as Supervisor For For Management 10.2 Elect Chang Xu as Supervisor For For Management 11 Approve Transfer of Equity For For Management 12 Approve Use of Idle Own Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- SHENZHEN FASTPRINT CIRCUIT TECH CO., LTD. Ticker: 002436 Security ID: Y7744R109 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- SHENZHEN FOUNTAIN CORP. Ticker: 000005 Security ID: Y77416108 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Amend the Project For Did Not Vote Management Cooperation Development Agreement -------------------------------------------------------------------------------- SHENZHEN FRD SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300602 Security ID: Y774C0109 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Management 3 Elect Xie Huogui as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN FRD SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300602 Security ID: Y774C0109 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Related-Party Transaction For For Management Management System 5 Amend Management System for Providing For For Management External Investments 6 Amend Management System for Providing For For Management External Guarantees 7 Amend Management System of Raised Funds For For Management 8 Approve Construction of Smart Power For For Management Supply and New Material Project -------------------------------------------------------------------------------- SHENZHEN FRD SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300602 Security ID: Y774C0109 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Shareholder Return Plan For For Management 3 Approve Signing of Supplementary For For Management Agreement of Equity Transfer Agreement -------------------------------------------------------------------------------- SHENZHEN FRD SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300602 Security ID: Y774C0109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Amend Related-party Transaction For Against Management Management Measures 9 Amend Information Disclosure For Against Management Management System 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN FUANNA BEDDING & FURNISHING CO. LTD. Ticker: 002327 Security ID: Y77448101 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on For For Shareholder Performance Share Incentive Plan 1.1 Approve Purpose of Implementing the For For Shareholder Incentive Plan 1.2 Approve Criteria to Select Plan For For Shareholder Participants 1.3 Approve Plan Participants Name List For For Shareholder and Allocation 1.4 Approve Type, Source and Number of For For Shareholder Underlying Stocks in Connection to the Performance Share Incentive Plan 1.5 Approve Duration, Grant Date, Locking For For Shareholder Period, Unlocking Period and Lock-up Period in Connection to the Performance Share Incentive Plan 1.6 Approve Grant Price and Price-setting For For Shareholder Basis 1.7 Approve Conditions for Granting and For For Shareholder Unlocking 1.8 Approve Granting and Unlocking For For Shareholder Procedures 1.9 Approve Methods and Procedures to For For Shareholder Adjust the Incentive Plan 1.10 Approve Accounting Treatment, Fair For For Shareholder Value Measurement and Cost Amortization 1.11 Approve Rights and Obligations of the For For Shareholder Plan Participants and the Company 1.12 Approve Change and Termination of For For Shareholder Incentive Plan 1.13 Approve Settlement Mechanism When For For Shareholder There Are Disputes Between the Company and Plan Participants 2 Approve Formulation of Methods to For For Shareholder Assess the Performance of Plan Participants 3 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN FUANNA BEDDING & FURNISHING CO. LTD. Ticker: 002327 Security ID: Y77448101 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Financial For For Management Products -------------------------------------------------------------------------------- SHENZHEN FUANNA BEDDING & FURNISHING CO. LTD. Ticker: 002327 Security ID: Y77448101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Remuneration of Directors and For For Management Senior Management 9 Approve Use of Idle Own Funds for For For Management Investment in Financial Products 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Settlement of Convertible Bond For For Management Fundraising Projects and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Capital Increase in For Against Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Yan as Non-independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Yunfu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Formulate Company's For For Management Long-Term Incentive and Restraint Plan -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Audited Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Asset Swap For For Management -------------------------------------------------------------------------------- SHENZHEN GLORY MEDICAL CO., LTD. Ticker: 002551 Security ID: Y7745C101 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 7 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN GONGJIN ELECTRONICS CO., LTD. Ticker: 603118 Security ID: Y7T45L107 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Cuiqun as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN GONGJIN ELECTRONICS CO., LTD. Ticker: 603118 Security ID: Y7T45L107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3.1 Elect Wang Dawei as Non-Independent For For Management Director 3.2 Elect Tang Funan as Non-Independent For For Management Director 3.3 Elect Hu Zumin as Non-Independent For For Management Director 3.4 Elect He Yimeng as Non-Independent For For Management Director 3.5 Elect Long Xiaojing as Non-Independent For For Management Director 3.6 Elect Wei Honghai as Non-Independent For For Management Director 4.1 Elect Wang Yanming as Independent For For Shareholder Director 4.2 Elect Xia Shutao as Independent For For Shareholder Director 4.3 Elect Yuan Guangda as Independent For For Shareholder Director 4.4 Elect Ding Tao as Independent Director For For Shareholder 5.1 Elect Wu Jiannan as Supervisor For For Management 5.2 Elect Yu Yixia as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN GONGJIN ELECTRONICS CO., LTD. Ticker: 603118 Security ID: Y7T45L107 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of Chairman Wang For Against Management Dawei 6.2 Approve Remuneration of Director Tang For Against Management Fonan 6.3 Approve Remuneration of Director and For Against Management General Manager Hu Zumin 6.4 Approve Remuneration of Vice Chairman For Against Management and Deputy General Manager Long Xiaojing 6.5 Approve Remuneration of Director Wei For Against Management Honghai 6.6 Approve Remuneration of Director and For Against Management Secretary of the Board He Yimeng 6.7 Approve Remuneration of Independent For Against Management Directors 6.8 Approve Remuneration of Chairman of For Against Management the Supervisory Board Wu Jiannan 6.9 Approve Remuneration of Supervisor Yu For Against Management Yixia 6.10 Approve Remuneration of Employee For Against Management Representative Supervisor He Weidi 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Working System for Independent For Against Management Directors 12 Amend External Guarantee Management For Against Management System 13 Amend External Investment Management For Against Management System 14 Amend Related-party Transaction For Against Management Management System 15 Amend Accounting Firm Selection System For Against Management 16 Amend the Detailed Rules for the For Against Management Implementation of the Cumulative Voting System 17 Approve Appointment of Auditor For For Management 18 Approve Forward Foreign Exchange For For Management Business 19 Approve Extension of Resolution For For Management Validity Period and Authorization Period of the Private Placement of Shares 20 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management System of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Amend Performance Shares Incentive For For Management Plan and Company-level Performance Assessment Related Documents 5 Amend Stock Option and Performance For For Management Share Incentive Plan as well Company-level Performance Assessment Related Documents -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve to Appoint Auditor For For Management 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHENZHEN GOODIX TECHNOLOGY CO., LTD. Ticker: 603160 Security ID: Y774BW100 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants Regarding Stock Option Incentive Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters to Stock Option Incentive Plan 4 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 5 Approve Methods to Assess the For For Management Performance of Plan Participants Regarding Employee Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fan Zhiquan as Non-Independent For For Management Director 1.2 Elect Ye Jiaming as Non-Independent For For Management Director 1.3 Elect Wang Yang as Non-Independent For For Management Director 1.4 Elect Ye Yuandong as Non-Independent For For Management Director 1.5 Elect Xu Li as Non-Independent Director For For Management 1.6 Elect Pan Genfeng as Non-Independent For For Management Director 2.1 Elect Liu Pingchun as Independent For For Management Director 2.2 Elect Liu Biao as Independent Director For For Management 2.3 Elect Cai Qiang as Independent Director For For Management 3.1 Elect Wang Hongkun as Supervisor For For Management 3.2 Elect Zhou Qing as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN GRANDLAND GROUP CO., LTD. Ticker: 002482 Security ID: Y7744Y104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of For For Management Non-Independent Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN GUANGJU ENERGY CO. LTD. Ticker: 000096 Security ID: Y7742D102 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN GUANGJU ENERGY CO. LTD. Ticker: 000096 Security ID: Y7742D102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Dividend Distribution Plan 5 Approve Annual Report and Summary For For Management 6 Approve Application of Loan For For Management 7 Approve Financial Assistance For For Management 8 Approve to Appoint Financial and For For Management Internal Control Auditor and to Fix Their Remuneration 9 Elect Fang Jianhui as Supervisor For For Shareholder 10.1 Elect Zhang Guiquan as Director For For Shareholder 10.2 Elect Chen Dalong as Director For For Shareholder 10.3 Elect Guo Libang as Director For For Shareholder 10.4 Elect Huang Bangxin as Director For For Shareholder 10.5 Elect Zhang Yan as Director For For Shareholder 10.6 Elect Xia Zhiwen as Director For For Shareholder 10.7 Elect Yan Qinghua as Director For For Shareholder 11.1 Elect Tang Tianyun as Director For For Management 11.2 Elect Zhang Ping as Director For For Shareholder 11.3 Elect Liu Quansheng as Director For For Management 11.4 Elect Li Ximing as Director For For Management -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Profit Forecast Compensation For For Management Agreement -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: MAR 18, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Financial Statements For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve to Appoint Financial Auditor For For Management 9 Approve Provision of Guarantees to For For Management Subsidiaries 10 Approve Remuneration of Senior For For Management Management Members 11 Approve Remuneration of Directors and For For Management Senior Management Members 12 Approve Use of Idle Own Funds and Idle For For Management Raised Funds to Purchase Financial Products 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN H&T INTELLIGENT CONTROL CO., LTD. Ticker: 002402 Security ID: Y7744P103 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on the For For Management Main Board of the Shenzhen Stock Exchange in Accordance with Relevant Laws and Regulations 2 Approve Subsidiary's Initial Public For For Management Offering of RMB Ordinary Shares (A Shares) 3 Approve Spin-off of Subsidiary on the For For Management Main Board of the Shenzhen Stock Exchange (Revised Draft) 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Shareholdings of Some For For Management Directors and Senior Management Members in the Spin-off of Subsidiary and Related Party Transaction 10 Approve Whether the Stock Price For For Management Volatility Had Achieved the Relevant Standards of Article 5 of Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 9989 Security ID: Y7744K104 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Li as Non-independent Director For For Management 1.2 Elect Sun Xuan as Non-independent For For Management Director 1.3 Elect Li Tan as Non-independent For For Management Director 1.4 Elect Shan Yu as Non-independent For For Management Director 1.5 Elect Bu Haihua as Non-independent For For Management Director 2.1 Elect Chen Junfa as Independent For For Management Director 2.2 Elect Wang Zhaohui as Independent For For Management Director 2.3 Elect Lu Chuan as Independent Director For For Management 3.1 Elect Zheng Zehui as Supervisor For For Management 3.2 Elect Tang Haijun as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Application for Credit Lines For For Management and Provision of Guarantees to the Banks 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 9989 Security ID: Y7744K104 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as Domestic Financial and Internal Control Auditor and Overseas Financial Report Auditor, Respectively, and Authorize Board to Fix Their Remuneration 2.00 Approve Application for Credit Line to For For Management China Guangfa Bank and Industrial Bank and Provision of Guarantees 3.00 Approve Application for Credit to For For Management China Development Bank and Provision of Guarantees 4.00 Approve Credit Line Adjustment of Bank For For Management of China and Provision of Guarantees -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 9989 Security ID: Y774G2101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Work Report of the Board of For For Management Directors 2.00 Approve Work Report of the Board of For For Management Supervisors 3.00 Approve Annual Report and Its Summary For For Management 4.00 Approve Final Financial Report For For Management 5.00 Approve Profit Distribution Proposal For For Management 6.00 Approve to Appoint Ernst & Young Hua For For Management Ming LLP and Ernst & Yong as Domestic Financial and Internal Control Auditor and Ernst & Young as Overseas Financial Report Auditor 7.00 Approve Shareholder Return Three-Year For For Management Plan 8.00 Approve Application for Credit Line For For Management and Providing Guarantee to Certain Banks 9.00 Approve Purchase of Wealth Management For For Management Products and Cash Flow Management Using Part of Unemployed H Shares IPO Proceeds 10.00 Elect Zhang Bin as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO., LTD. Ticker: 9989 Security ID: Y7744K104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Work Report of the Board of For For Management Directors 2.00 Approve Work Report of the Board of For For Management Supervisors 3.00 Approve Annual Report and Its Summary For For Management 4.00 Approve Final Financial Report For For Management 5.00 Approve Profit Distribution Proposal For For Management 6.00 Approve to Appoint Ernst & Young Hua For For Management Ming LLP and Ernst & Yong as Domestic Financial and Internal Control Auditor and Ernst & Young as Overseas Financial Report Auditor 7.00 Approve Shareholder Return Three-Year For For Management Plan 8.00 Approve Application for Credit Line For For Management and Providing Guarantee to Certain Banks 9.00 Approve Purchase of Wealth Management For For Management Products and Cash Flow Management Using Part of Unemployed H Shares IPO Proceeds 10.00 Elect Zhang Bin as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management 2 Approve to Appoint Internal Control For For Management Auditor -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Equity Pledge For For Management Guarantee -------------------------------------------------------------------------------- SHENZHEN HEUNGKONG HOLDING CO., LTD. Ticker: 600162 Security ID: Y76785107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Project Development Investment For For Management Plan 8 Approve Daily Related-Party For For Management Transactions 9 Approve Guarantee Plan For For Management 10 Approve Credit Line Application For For Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- SHENZHEN HONGTAO GROUP CO., LTD. Ticker: 002325 Security ID: Y77447103 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance 2 Approve Terms for Downward Adjustment For For Management of Conversion Price -------------------------------------------------------------------------------- SHENZHEN HONGTAO GROUP CO., LTD. Ticker: 002325 Security ID: Y77447103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Auditor For For Management 6 Elect Jian Jinying as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN HUAKONG SEG CO. LTD. Ticker: 000068 Security ID: Y7742R101 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Bo as Non-Independent For For Shareholder Director 1.2 Elect Zhang Jian as Non-Independent For For Shareholder Director 1.3 Elect Chai Hongjie as Non-Independent For For Shareholder Director 1.4 Elect Wei Bingzhang as Non-Independent For For Shareholder Director 1.5 Elect Tong Libin as Non-Independent For For Shareholder Director 1.6 Elect Li Baohua as Non-Independent For For Shareholder Director 1.7 Elect Qin Junping as Non-Independent For For Shareholder Director 1.8 Elect Guo Jintao as Non-Independent For For Shareholder Director 2.1 Elect Ren Yi as Independent Director For For Shareholder 2.2 Elect Zan Zhihong as Independent For For Shareholder Director 2.3 Elect Fan Yanping as Independent For For Shareholder Director 2.4 Elect Chen Yunhong as Independent For For Shareholder Director 3.1 Elect Fan Chonglan as Supervisor For For Shareholder 3.2 Elect Zhi Yanqing as Supervisor For For Shareholder 4 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- SHENZHEN HUAKONG SEG CO. LTD. Ticker: 000068 Security ID: Y7742R101 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHENZHEN HUAKONG SEG CO. LTD. Ticker: 000068 Security ID: Y7742R101 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 2 Amend the Independent Director System For Against Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN HUAKONG SEG CO. LTD. Ticker: 000068 Security ID: Y7742R101 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Amend Management System for Guarantees For Against Management 7 Amend Annual Report Accounting Firm For Against Management Selection and Appointment Measures 8 Elect Han Xingkai as Supervisor For For Shareholder 9 Elect Fang Jianhong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary on the For For Management ChiNext 2.1 Approve Listing Location For For Management 2.2 Approve Type For For Management 2.3 Approve Par Value For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Listing Time For For Management 2.6 Approve Issuance Method For For Management 2.7 Approve Issuance Scale For For Management 2.8 Approve Pricing Method For For Management 2.9 Approve Other Matters Related to the For For Management Issuance 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext (Revised Draft) 4 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 5 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 6 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 7 Approve Proposal on the Company's For For Management Independence and Sustainability 8 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 9 Approve Purpose, Commercial For For Management Rationality and Necessity of Spin-off 10 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle Matters on Spin-off 11 Approve Guarantee Provision Plan For For Management 12 Elect Hou Junjie as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN HUAQIANG INDUSTRY CO., LTD. Ticker: 000062 Security ID: Y7741A109 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Amendments to Articles of For For Management Association 7 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 10 Approve Shareholder Dividend Return For For Management Plan 11.1 Elect Hu Xin'an as Director For For Management 11.2 Elect Zhang Hengchun as Director For For Management 11.3 Elect Li Shucheng as Director For For Management 11.4 Elect Zheng Yi as Director For For Management 11.5 Elect Zhang Zehong as Director For For Management 11.6 Elect Wang Ying as Director For For Management 12.1 Elect Zhou Shengming as Director For For Management 12.2 Elect Yao Jiayong as Director For For Management 12.3 Elect Deng Lei as Director For For Management 13.1 Elect Shi Shihui as Supervisor For For Management 13.2 Elect Hou Junjie as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve Related Party Transaction in For For Management Connection to Provision of Counter Guarantee 5 Approve Adjustment on Guarantee For For Management Provision Plan 6 Approve to Adjust the Remuneration of For For Management Independent Directors -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Rental Property For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SHENZHEN INFINOVA LTD. Ticker: 002528 Security ID: Y77455106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Credit Lines For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Amendments to Articles of For For Management Association 9 Approve Shareholder Return Plan For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN INFOGEM TECHNOLOGIES CO., LTD. Ticker: 300085 Security ID: Y7744Q101 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Allowance of Independent Directors 2 Approve Remuneration of Supervisors For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Approve Related Party Transaction For For Management Decision System 7 Amend Management System for Providing For For Management External Guarantees 8 Amend Management System for Providing For For Management External Investments 9 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SHENZHEN INFOGEM TECHNOLOGIES CO., LTD. Ticker: 300085 Security ID: Y7744Q101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Usage of Raised For For Management Funds 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Signing of Conditional Equity For For Management Transfer Agreement 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Stock Option Incentive Plan For For Management and Its Summary 12 Approve Methods to Assess the For For Management Performance of Plan Participants 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Shareholder Return Plan For For Management 15 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: Y7744Z101 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Draft and Summary on Long-term For For Management Incentive Shareholding Plan 8 Approve Management Method of Long-term For For Management Incentive Shareholding Plan 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Amend Information Disclosure Affairs For Against Management Management System 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 13 Approve Use of Idle Raised Funds to For For Management Invest in Financial Products 14 Approve Amendments to Articles of For Against Management Association 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 16 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 17 Amend External Guarantee Management For Against Management System 18 Amend Related Party Transaction For Against Management Decision-making System 19 Amend the Management System for the For Against Management Use of Raised Funds 20.1 Elect Zhu Xingming as Director For For Shareholder 20.2 Elect Li Juntian as Director For For Shareholder 20.3 Elect Song Junen as Director For For Shareholder 20.4 Elect Zhou Bin as Director For For Shareholder 20.5 Elect Liu Yuchuan as Director For For Shareholder 20.6 Elect Zhao Jinrong as Director For For Shareholder 21.1 Elect Zhang Taowei as Director For For Shareholder 21.2 Elect Zhao Jinlin as Director For For Shareholder 21.3 Elect Huang Pei as Director For For Shareholder 22.1 Elect Bai Ziping as Supervisor For For Shareholder 22.2 Elect Lu Songquan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN INTERNATIONAL HOLDINGS LIMITED Ticker: 152 Security ID: G8086V146 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Share Option Scheme For For Management 2 Elect Pan Chao Jin as Director For For Management 3 Elect Chan King Chung as Director For For Management -------------------------------------------------------------------------------- SHENZHEN INTERNATIONAL HOLDINGS LIMITED Ticker: 152 Security ID: G8086V146 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Li Haitao as Director For For Management 3.2 Elect Wang Peihang as Director For For Management 3.3 Elect Dai Jingming as Director For For Management 3.4 Elect Hu Wei as Director For For Management 3.5 Elect Zhou Zhiwei as Director For For Management 3.6 Elect Cheng Tai Chiu, Edwin as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHENZHEN INVESTMENT LIMITED Ticker: 604 Security ID: Y7743P120 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Wei as Director For For Management 4 Elect Cai Xun as Director For For Management 5 Elect Dong Fang as Director For For Management 6 Elect Wu Wai Chung, Michael as Director For For Management 7 Elect Li Wai Keung as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For For Management Shares 13 Approve Grant of Options Under the For For Management Share Option Scheme -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan of Wholly-owned For For Management Subsidiary and Provision of Guarantee 2 Approve Credit Line of Subsidiary and For For Management Provision of Guarantee 3.1 Elect Xin Ran as Independent Director For For Management 3.2 Elect Sun Junying as Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2.1 Approve Provision of Guarantee to INVT For Against Management Electric Vehicle Drive Technology (Shenzhen) Co., Ltd. 2.2 Approve Provision of Guarantee to INVT For For Management Solar Technology (Shenzhen) Co., Ltd. 2.3 Approve Provision of Guarantee to INVT For Against Management Industrial Technology (Shanghai) Co., Ltd. 3 Approve Purchase of Financial Products For For Management 4 Approve Bill Pool Business For Against Management 5 Approve Management System of Foreign For For Management Exchange Derivatives Trading 6 Approve Foreign Exchange Derivatives For For Management Transactions -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN INVT ELECTRIC CO., LTD. Ticker: 002334 Security ID: Y77449109 Meeting Date: MAY 26, 2021 Meeting Type: Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management and Its Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Approve Shareholder Return Plan For For Management 5 Approve Provision of Counter-Guarantees For For Management -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use Remaining Raised Funds to Supplement Working Capital 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Articles of Association For For Management 4.1 Elect Chen Xiaoning as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- SHENZHEN JIESHUN SCIENCE & TECHNOLOGY INDUSTRY CO., LTD. Ticker: 002609 Security ID: Y7745T104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Related Party Transaction For For Management 10 Approve Application of Credit Lines For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds and Additional Raised Funds Projects 2 Amend Special Storage for Raised Funds For For Management and Usage Management System -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Elect Cao Zheng as Non-independent For For Management Director 5 Approve Formulation of Shareholder For For Management Return Plan 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Completion of Raised Funds For For Management Investment Projects and Use of Excess Raised Funds to Replenish Working Capital 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Working System for Independent For For Management Directors 15 Amend Related-party Transaction For For Management Decision-making System 16 Amend Directors, Supervisors and For For Management Senior Management's Shareholdings in the Company and Its Changes Management System 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Approve Application of Credit Lines For For Management and Provision of External Guarantee -------------------------------------------------------------------------------- SHENZHEN JINJIA GROUP CO., LTD. Ticker: 002191 Security ID: Y7743D101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Part of Raised For For Management Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Privatization by Agreement and For For Management Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties, Subscription For For Management Manner and Placement Arrangement to Shareholders 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve External Investment in For For Management Establishment of Subsidiary -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Comprehensive For For Management Cooperative Financial Agreement and Related Party Transactions 2 Elect Chen Zhujiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN KAIFA TECHNOLOGY CO., LTD. Ticker: 000021 Security ID: Y7740Z105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Guarantee Provision For Against Management -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository Account for Raised For For Management Funds 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD. Ticker: 300601 Security ID: Y774C4101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Use of Own Funds for For For Management Investment in Financial Products -------------------------------------------------------------------------------- SHENZHEN KEDALI INDUSTRY CO., LTD. Ticker: 002850 Security ID: Y774C5108 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Jianli as Non-independent For For Management Director 1.2 Elect Li Jianju as Non-independent For For Management Director 1.3 Elect Shi Huifeng as Non-independent For For Management Director 1.4 Elect Hu Dianjun as Non-independent For For Management Director 2.1 Elect Xu Kaibing as Independent For For Management Director 2.2 Elect Chen Weiyue as Independent For For Management Director 2.3 Elect Xu Gang as Independent Director For For Management 3.1 Elect Li Liaoyuan as Supervisor For For Management 3.2 Elect Li Wuzhang as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN KEDALI INDUSTRY CO., LTD. Ticker: 002850 Security ID: Y774C5108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve to Appoint Auditor For For Management 3 Amend Management System of Raised Funds For For Management 4 Approve Change in Registered Capital For For Management and Amend Articles of Association 5 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management -------------------------------------------------------------------------------- SHENZHEN KEDALI INDUSTRY CO., LTD. Ticker: 002850 Security ID: Y774C5108 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Working System for Independent For For Management Directors 5 Amend Related-Party Transaction For For Management Management System 6 Amend Management System for Providing For For Management External Guarantees 7 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- SHENZHEN KEDALI INDUSTRY CO., LTD. Ticker: 002850 Security ID: Y774C5108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Credit Line Application and For For Management Authorization -------------------------------------------------------------------------------- SHENZHEN KEDALI INDUSTRY CO., LTD. Ticker: 002850 Security ID: Y774C5108 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: JUL 07, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Location For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Credit Line and Provision of For For Management Counter Guarantee 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhao Jian as Non-Independent For For Management Director 1.2 Elect Du Xuan as Non-Independent For For Management Director 1.3 Elect Li Jieyi as Non-Independent For For Management Director 1.4 Elect Xu Minbo as Non-Independent For For Management Director 1.5 Elect Huang Yuxiang as Non-Independent For For Management Director 1.6 Elect Yang Zhenghong as Independent For For Management Director 1.7 Elect Li Jun as Independent Director For For Management 1.8 Elect Wang Wenruo as Independent For For Management Director 2.1 Elect Liu Ying as Supervisor For For Management 2.2 Elect Li Shicong as Supervisor For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 2 Approve Provision of Guarantee For For Management 3 Amend Appointment System for For For Management Accountants -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management 2 Amend Related-Party Transaction System For Against Management 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN KINGDOM SCI-TECH CO., LTD. Ticker: 600446 Security ID: Y7742M102 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management 2 Approve Appointment of Financial For Did Not Vote Management Auditor -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Conversion Price for Jing 20 Convertible Bonds -------------------------------------------------------------------------------- SHENZHEN KINWONG ELECTRONIC CO., LTD. Ticker: 603228 Security ID: Y774BX108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application and For Against Management Provision of Guarantee 7 Approve Provision of Bank Acceptance For For Management Bill Pledge Guarantee -------------------------------------------------------------------------------- SHENZHEN KSTAR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002518 Security ID: Y77454109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Related Party Transaction For For Management Decision System 3 Approve Use of Funds for Securities For For Management Investment -------------------------------------------------------------------------------- SHENZHEN KSTAR SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002518 Security ID: Y77454109 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Foreign Exchange Hedging For For Management Transactions 8 Approve Use of Own Funds to Purchase For For Management Financial Products 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN LAIBAO HI-TECH CO., LTD. Ticker: 002106 Security ID: Y77431107 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Medium and For For Management Long-term Incentive Fund -------------------------------------------------------------------------------- SHENZHEN LAIBAO HI-TECH CO., LTD. Ticker: 002106 Security ID: Y77431107 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Summary Report of Audit Work For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Adjustment of Raised Funds For For Management Investment Project Construction Content and Investment Progress for New Display Panel R&D and Test Center Project -------------------------------------------------------------------------------- SHENZHEN LEAGUER CO., LTD. Ticker: 002243 Security ID: Y7740G107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Annual Report and Summary For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Performance Commitments For For Management Relating to Underlying Assets for the Acquisition by Cash and Share Issuance as well as Raising Supporting Funds 10 Approve Change in Registered Capital For For Management 11 Approve Use of Funds to Purchase Bank For For Management Structured Deposit Products 12 Approve Comprehensive Credit Line For For Management Application 13 Approve Provision of Guarantee For For Management 14 Approve Provision of Phased Guarantees For For Management to Controlled Subsidiaries 15 Approve to Appoint Auditor For For Management 16 Approve Formulation of Related-Party For For Management Transaction Management System 17 Approve Formulation of Management For For Management System for Providing External Guarantees -------------------------------------------------------------------------------- SHENZHEN LEAGUER CO., LTD. Ticker: 002243 Security ID: Y7740G107 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Chairman of For For Management the Supervisory Board 2 Approve Investment in the Construction For For Management of Guangzhou Lihe Science and Technology Innovation Center Project -------------------------------------------------------------------------------- SHENZHEN LIANTRONICS CO., LTD. Ticker: 300269 Security ID: Y7745Y103 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Approve Detailed Rules for Online For For Management Voting of the Shareholders General Meeting 4 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Accounts For Did Not Vote Management Receivable Asset Securitization -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Niansheng as Non-Independent For Did Not Vote Shareholder Director 1.2 Elect Li Zhijiang as Non-Independent For Did Not Vote Management Director 1.3 Elect Chen Shi as Non-Independent For Did Not Vote Shareholder Director 1.4 Elect Zhang Yizhong as Non-Independent For Did Not Vote Shareholder Director 1.5 Elect Xie Xiangzhi as Non-Independent For Did Not Vote Shareholder Director 1.6 Elect Shao Liwei as Non-Independent For Did Not Vote Management Director 2.1 Elect Cai Yu as Independent Director For Did Not Vote Shareholder 2.2 Elect Ma Chuangang as Independent For Did Not Vote Shareholder Director 2.3 Elect Xiong Zhengping as Independent For Did Not Vote Management Director 3.1 Elect Liang Hong as Supervisor For Did Not Vote Shareholder 3.2 Elect Yao Wen as Supervisor For Did Not Vote Shareholder 4 Approve Remuneration of Directors For Did Not Vote Management 5 Approve Remuneration of Supervisors For Did Not Vote Management 6 Approve Provision of Guarantee for For Did Not Vote Management Wholly-owned Subsdiary 7 Approve Provision of Counter Guarantee For Did Not Vote Management 8 Approve Credit Line Application and For Did Not Vote Shareholder Provision of Guarantee -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For Did Not Vote Management Provision of Guarantees 2 Approve Credit Line Application of For Did Not Vote Management Shenzhen Mason Technologies Co., Ltd. and Provision of Guarantees 3 Approve Credit Line Application of For Did Not Vote Management Shenzhen Mason Comprehensive Energy Co. , Ltd. and Provision of Counter-Guarantees 4 Approve Changes in Registered Capital For Did Not Vote Management and Amend Articles of Association -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Compensation Shares of Major Asset Restructuring Target Company Performance Compensation Obligor 2 Approve Authorization of the Board to For For Management Handle Matters Related to the Shares Repurchase and Cancellation 3 Approve Application of Bank Credit For For Management Line and Provision of Guarantees -------------------------------------------------------------------------------- SHENZHEN MASON TECHNOLOGIES CO., LTD. Ticker: 002654 Security ID: Y7746E106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Chairman of For For Management the Board of Directors 7 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- SHENZHEN MEGMEET ELECTRICAL CO., LTD. Ticker: 002851 Security ID: Y774C7104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Provision of Guarantee For Against Management 11 Approve Provision of Loan For Against Management 12 Approve Related Party Transaction For For Management 13 Approve Use of Idle Raised Funds for For For Management Cash Management 14 Approve Use of Idle Own Funds for Cash For For Management Management 15 Approve Pledged Bank Acceptance Bills For For Management 16 Approve Performance Commitments in For For Management Connection to Acquisition by Cash and Issuance of Shares and Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN MICROGATE TECHNOLOGY CO., LTD. Ticker: 300319 Security ID: Y7746L100 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Usage and Amount of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement of Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Shareholder Return Plan For For Management 12 Approve Related Party Transaction in For For Management Connection to Establishment of a Joint Venture Company -------------------------------------------------------------------------------- SHENZHEN MICROGATE TECHNOLOGY CO., LTD. Ticker: 300319 Security ID: Y7746L100 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 2 Approve Increase in Registered Capital For For Management and Amendments to Articles of Association 3.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.2 Amend Management System for Providing For For Management External Investments 3.3 Amend Related-Party Transaction For For Management Management System 3.4 Amend Management System for Providing For For Management External Guarantees 3.5 Amend Remuneration Management System For For Management for Directors, Supervisors and Senior Managers 4 Approve Signing of Lease Agreement For For Shareholder -------------------------------------------------------------------------------- SHENZHEN MICROGATE TECHNOLOGY CO., LTD. Ticker: 300319 Security ID: Y7746L100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee For For Management 10 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Guarantee Provision 2 Approve Extension of Resolution For For Management Validity Period of Use of Idle Funds for Cash Management -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zeng Huiming as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN MINDATA HOLDING CO. LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Abbreviation 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Ticker: 300760 Security ID: Y774E3101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Social Responsibility Report For For Management 7 Approve Change of Partial Raised Funds For For Management Investment Project 8 Approve Appointment of Auditor For For Management 9 Elect Liang Huming as Independent For For Management Director 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Change Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association 13.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 13.4 Amend Decision-making System for For Against Management Providing External Investments 13.5 Amend Management System for Providing For Against Management External Guarantees 13.6 Amend Related Party Transaction For Against Management Decision-making System 13.7 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds Usage For For Management Plan -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- SHENZHEN MINKAVE TECHNOLOGY CO., LTD. Ticker: 300506 Security ID: Y774AQ104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Application of Bank Credit For Did Not Vote Management Lines 7 Approve Authorization of the Board to For Did Not Vote Management Handle All Matters Related to Small-scale Rapid Financing -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management for Shenzhen Zhaochi Lighting Co., Ltd. 2 Approve Provision of Counter Guarantee For For Management for Shenzhen Fengxing Multimedia Co., Ltd. -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Derivate Trading For For Management Business 2 Approve Formulation of Internal For For Management Control System of Financial Derivate Trading Business -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee by For For Management Controlling Shareholder to the Company 3 Approve Use of Idle Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Provision of Guarantees For Against Management 10 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN MTC CO., LTD. Ticker: 002429 Security ID: Y7744S107 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Spin-off of Subsidiary 2 Approve Spin-off of Subsidiary and For For Management Initial Public Offering and Listing on the ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on the ChiNext 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Elect Tian Peijie as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Target Subscribers For For Management 2.5 Approve Pricing Reference Date For For Management 2.6 Approve Pricing Method or Price Range For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Subscription Method For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Amount and Use of Proceeds For For Management 2.11 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.12 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Conditional Share For For Management Subscription Contract 9 Approve White Wash Waiver and Related For For Management Transactions 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Implementation of For For Management Horizontal Competition Preventive Commitment of Controlling Shareholder and Ultimate Controller 2 Approve Provision of Guarantee For For Management 3 Approve Guarantee Continuation For Against Management Constitutes External Guarantee -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision for For For Management Controlled Subsidiaries 3 Approve Guarantee Provision for For For Management Associate Company -------------------------------------------------------------------------------- SHENZHEN NEPTUNUS BIOENGINEERING CO., LTD. Ticker: 000078 Security ID: Y7741K107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve External Guarantees For For Management -------------------------------------------------------------------------------- SHENZHEN NEW INDUSTRIES BIOMEDICAL ENGINEERING CO., LTD. Ticker: 300832 Security ID: Y774FY102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Adjustment on the Investment For For Management on New Industry Biological Research and Development Building Project 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution Plan For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Product 10 Approve Use of Idle Raised Funds for For For Management Cash Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN NEW NANSHAN HOLDING (GROUP) CO. LTD. Ticker: 002314 Security ID: Y97256104 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management 2 Approve Issuance of Medium-term Notes For For Management and Perpetual Medium-term Notes 3 Approve Issuance of Asset-backed For For Management Securities 4 Approve Waiver of Pre-emptive Right For For Management 5 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SHENZHEN NEW NANSHAN HOLDING (GROUP) CO. LTD. Ticker: 002314 Security ID: Y97256104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Signing of Supplementary For For Management Agreement for the Use of the North Site of Chiwan 2nd Road -------------------------------------------------------------------------------- SHENZHEN NEW NANSHAN HOLDING (GROUP) CO. LTD. Ticker: 002314 Security ID: Y97256104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Signing of Financial Service For For Management Agreement and Related Party Transaction 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Guarantee Provision For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Provision of Financial For For Management Assistance 11 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Scale and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Comprehensive Credit Line For For Management Application 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision Plan For For Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Amendments to Articles of For For Management Association 5 Amend Company's Authorization For For Management Management System 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Amend Company's Raised Funds For For Management Management System 9 Amend Related Party Transaction For For Management Decision-making System 10 Amend Management System for External For For Management Financial Assistance Provision 11 Amend External Guarantee Management For For Management System 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Related Party Transaction For For Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve Provision of Guarantee For For Management 13 Approve Use of Own Funds to Purchase For For Management Guaranteed Financial Product 14 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by the Wholly-owned Subsidiary 15 Approve Financing Application and Use For For Management Structured Deposits as Pledge 16 Approve Permission of Use of Brand Name For For Management 17 Approve Provision of Counter-Guarantees For For Management -------------------------------------------------------------------------------- SHENZHEN NOPOSION AGROCHEMICALS CO., LTD. Ticker: 002215 Security ID: Y7743V101 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Capital Injection For For Management 3 Amend Articles of Association For For Management 4 Amend Working System for Independent For Against Management Directors 5 Approve Adjustment of List of Plan For For Shareholder Participants and Grant Price of Performance Share Incentive Plan -------------------------------------------------------------------------------- SHENZHEN OVERSEAS CHINESE TOWN CO., LTD. Ticker: 000069 Security ID: Y7582E103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Credit Line Application For For Management 6 Approve Loan Application For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Provision of Financial For For Management Assistance to Associate Company 9 Approve Provision of Financial For For Management Assistance 10 Approve Daily Related Party For For Management Transactions 11 Approve to Appoint Auditor For For Management 12 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 13 Elect Supervisor For Against Management -------------------------------------------------------------------------------- SHENZHEN PROLTO SUPPLY CHAIN MANAGEMENT CO., LTD. Ticker: 002769 Security ID: Y77494105 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN PROPERTIES & RESOURCES DEVELOPMENT (GROUP) CO. LTD. Ticker: 200011 Security ID: Y77418112 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction 2 Amend Articles of Association For Against Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Approve External Investment for For For Management Establishment of Overseas Subsidiary -------------------------------------------------------------------------------- SHENZHEN PROPERTIES & RESOURCES DEVELOPMENT (GROUP) CO. LTD. Ticker: 200011 Security ID: Y77418112 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Application of Credit Lines For For Management 8 Approve Use of Own Funds to Invest in For For Management Financial Products 9 Approve Commercial Property Mortgage For For Management Asset-backed Securitization Products 10 Approve Related Party Transaction For For Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN RAPOO TECHNOLOGY CO., LTD. Ticker: 002577 Security ID: Y7745K103 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN RAPOO TECHNOLOGY CO., LTD. Ticker: 002577 Security ID: Y7745K103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN RAPOO TECHNOLOGY CO., LTD. Ticker: 002577 Security ID: Y7745K103 Meeting Date: MAR 01, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 6 Approve Profit Distribution For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Location For For Management 2.9 Approve Amount and Usage of Raised For For Management Funds 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Bank Credit Lines 2 Approve Change in Usage of Raised Funds For For Management 3 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Remuneration of For For Management Non-Independent Directors 7 Approve Remuneration of Independent For For Management Directors 8 Approve Remuneration of Supervisors For For Management 9 Approve Report on the Deposit and For For Management Usage of Raised Funds 10 Approve to Appoint Auditor For For Management 11.1 Elect Yu Zhong as Director For For Management 11.2 Elect Zuo Guojun as Director For For Management 11.3 Elect Liang Meizhen as Director For For Management 11.4 Elect Li Shijun as Director For For Management 11.5 Elect Wu Bo as Director For For Management 11.6 Elect Li Ying as Director For For Management 12.1 Elect Zhu Yujie as Director For For Management 12.2 Elect Lin Anzhong as Director For For Management 12.3 Elect Du Jisheng as Director For For Management 13.1 Elect Liu Feng as Supervisor For For Management 13.2 Elect Huang Wei as Supervisor For For Management 14 Approve Acquisition of Equity and For For Management Related Transaction -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: Y774E4109 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Establishment of Special For For Management Raised Funds Account 6 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Elect Yang Ling as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Authorization of Board to For For Management Handle All Related Matters 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Elect Zhu Houjia as Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD. Ticker: 002294 Security ID: Y77443102 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Convertible Bonds 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Application for Financial Support -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Payment of Remuneration 2 Amend Articles of Association For For Management 3 Approve Use of Idle Own Funds to For For Management Invest in Financial Products -------------------------------------------------------------------------------- SHENZHEN SDG INFORMATION CO., LTD. Ticker: 000070 Security ID: Y7741L105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SHENZHEN SEA STAR TECHNOLOGY CO., LTD. Ticker: 002137 Security ID: Y77434101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7.1 Approve Remuneration of Chen Yamei and For For Management Qiao Xin 7.2 Approve Remuneration of Zhu Lei For For Management 7.3 Approve Remuneration of Yuan Suhua For For Management 7.4 Approve Remuneration of Gao Liqiang For For Management 7.5 Approve Remuneration of Liao Jianzhong For For Management 7.6 Approve Allowance of Independent For For Management Directors 8.1 Approve Remuneration of Zeng Huiming For For Management 8.2 Approve Remuneration of Jiang Jianhu For For Management 8.3 Approve Remuneration of Fang Bingyu For For Management 8.4 Approve Remuneration of Chen Xiaoyan For For Management 8.5 Approve Remuneration of Feng Min For For Management 8.6 Approve Remuneration of Yuan Suhua For For Management 9.1 Elect Bian Jiangtao as Supervisor For For Shareholder 10 Approve Forward Foreign Exchange For For Shareholder Transactions -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Elect Zeng Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal Agreement For For Management 2 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Elect Xu Mingwei as Independent For For Management Director 3 Elect Li Hongliu as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Related Party Transactions For For Management 3 Approve Issuance of Targeted Financing For For Management Plan (1) 4 Approve Issuance of Targeted Financing For For Management Plan (2) -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lei Wenlong as Director For For Management 1.2 Elect Li Jingbin as Director For For Management -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors and Work Plan 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- SHENZHEN SELEN SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002341 Security ID: Y7744D100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Exchange For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan for Private Placement of For For Management Shares 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Special Account for Raised For For Management Funds 9 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- SHENZHEN SENIOR TECHNOLOGY MATERIAL CO., LTD. Ticker: 300568 Security ID: Y774BJ109 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN SENIOR TECHNOLOGY MATERIAL CO., LTD. Ticker: 300568 Security ID: Y774BJ109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Application of Comprehensive For For Management Credit Lines 7 Approve Remuneration of For For Management Non-Independent Directors and Senior Management 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 12 Approve Amendments to Articles of For For Management Association 13 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SHENZHEN SENIOR TECHNOLOGY MATERIAL CO., LTD. Ticker: 300568 Security ID: Y774BJ109 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN SILVER BASIS TECHNOLOGY CO., LTD. Ticker: 002786 Security ID: Y774AM103 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Fund For For Management Investment Project (Large-scale Complex Precision Mold Expansion Project) and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Completion of Raised Fund For For Management Investment Project (Large-scale Complex Precision Mold Key Technology and Process Research and Development Projects) and Use of Excess Raised Funds to Replenish Working Capital 3 Elect Long Xiaoqiu as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN SILVER BASIS TECHNOLOGY CO., LTD. Ticker: 002786 Security ID: Y774AM103 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Loan Extension For For Management and Related Party Transactions -------------------------------------------------------------------------------- SHENZHEN SILVER BASIS TECHNOLOGY CO., LTD. Ticker: 002786 Security ID: Y774AM103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Loan Application and Credit For Against Management Line Application 5 Approve Loan Application For Against Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Profit Distribution For For Management 9 Approve Annual Report and Summary For For Management 10 Approve Increase in Registered Capital For For Management and Amendments to Articles of Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- SHENZHEN SINOVATIO TECHNOLOGY CO., LTD. Ticker: 002912 Security ID: Y774DC102 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 2 Approve Use of Idle Funds for Cash For For Management Management -------------------------------------------------------------------------------- SHENZHEN SINOVATIO TECHNOLOGY CO., LTD. Ticker: 002912 Security ID: Y774DC102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiao Youmei as Director For For Shareholder 1.2 Elect Le Hongwei as Director For For Shareholder 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Xijun as Independent For For Management Director 2 Approve Completion of Raised Funds For For Management Project from Issuance of Shares to Purchase Assets and Raising Supporting Funds and Use Remaining Raised Funds to Permanently Supplement Working Capital 3 Approve Completion of Raised Funds For For Management Project from Private Placement and Use Remaining Raised Funds to Permanently Supplement Working Capital 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Amendments to Articles of For For Management Association 3.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3.3 Amend Working System for Independent For Against Management Directors 3.4 Amend Related-Party Transaction For Against Management Management System 4 Approve Waiver of Preemptive Rights For Against Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Related Party Transaction For For Management 9 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLINE TECH CO., LTD. Ticker: 300348 Security ID: Y7746Q109 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yuan Jinyu as Non-Independent For For Management Director 1.2 Elect Shi Hongyang as Non-Independent For For Management Director 1.3 Elect Li Youyun as Non-Independent For For Management Director 1.4 Elect Yuan Cong as Non-Independent For For Management Director 2.1 Elect Gu Qun as Independent Director For For Management 2.2 Elect Li Xiao as Independent Director For For Management 2.3 Elect Wang Tianguang as Independent For For Management Director 2.4 Elect Lu Xiaoyan as Independent For For Management Director 2.5 Elect Wang Zhan as Independent Director For For Management 3 Elect Huang Ping as Supervisor For For Management 4 Approve Remuneration of Directors and For For Management Supervisors 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management Method of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Related Party Transaction For For Management 12 Amend Working System for Independent For Against Management Directors 13 Amend Articles of Association For For Management 14 Approve Change of Corporate Form from For For Management Foreign Enterprise to Domestic Enterprise -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN SUNLORD ELECTRONICS CO., LTD. Ticker: 002138 Security ID: Y77435108 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Management Rule of Employee For For Management Share Purchase Plan 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resignation of Director and For For Shareholder Elect Yang Minghui as Non-Independent Director 2 Approve Report on the Usage of For For Management Previously Raised Funds 3 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for the Company 4 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Provision of Loan Guarantee to Wholly-owned Subsidiary 2 Approve Amendments to Articles of For For Management Association 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Issuance of Shares to Specific Targets 2 Approve Extension of Authorization of For For Management the Board on Issuance of Shares to Specific Targets 3 Approve Extension of Authorization of For For Management the Relevant Personnel to Handle Related Matters on Issuance of Shares to Specific Targets -------------------------------------------------------------------------------- SHENZHEN SUNWAY COMMUNICATION CO., LTD. Ticker: 300136 Security ID: Y77453101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Foreign Exchange Hedging For For Management Business 7 Approve Comprehensive Credit Line Bank For For Management Application and Provision of Guarantee 8 Approve Equity Acquisition and Related For For Management Party Transactions 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Products -------------------------------------------------------------------------------- SHENZHEN TAGEN GROUP CO., LTD. Ticker: 000090 Security ID: Y7743F106 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment Adjustment For For Management 2 Approve Participation in Auction of For For Management Land Use Rights and Subsequent Land Development -------------------------------------------------------------------------------- SHENZHEN TAGEN GROUP CO., LTD. Ticker: 000090 Security ID: Y7743F106 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Approve Use of Surplus Funds to For For Management Replenish Working Capital 5 Approve Issuance of Perpetual Bond For For Shareholder 6.1 Elect Song Yang as Director For For Management 6.2 Elect Wang Chao as Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN TAGEN GROUP CO., LTD. Ticker: 000090 Security ID: Y7743F106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For For Management 7 Approve Comprehensive Credit Line and For Against Management Guarantee 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor as well as Payment of Remuneration 9 Approve Participation in Bidding for a For For Management Renovation Project and Subsequent Project Implementation 10 Elect Sun Huirong as Non-Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Use of Funds to Purchase For For Management Financial Products 8 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SHENZHEN TELLUS HOLDING CO., LTD. Ticker: 200025 Security ID: Y7741Y115 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Financial Budget Report For Did Not Vote Management 7 Approve Use of Funds to Purchase For Did Not Vote Management Financial Products 8 Approve Application of Bank Credit For Did Not Vote Management Lines -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 5 Amend Investment Management System For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Transfer of For Did Not Vote Management Equity in Shenzhen Guanhua Printing and Dyeing Co., Ltd. 2 Approve Provision of Guarantees For Did Not Vote Management 3 Amend Articles of Association For Did Not Vote Management 4 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jian as Non-Independent For Did Not Vote Management Director 1.2 Elect Zhu Meizhu as Non-Independent For Did Not Vote Management Director 1.3 Elect Ning Maozi as Non-Independent For Did Not Vote Management Director 1.4 Elect Yin Kefei as Non-Independent For Did Not Vote Management Director 1.5 Elect He Fei as Non-Independent For Did Not Vote Management Director 1.6 Elect Sun Minghui as Non-Independent For Did Not Vote Management Director 2.1 Elect He Zuowen as Independent Director For Did Not Vote Management 2.2 Elect Cai Yuanqing as Independent For Did Not Vote Management Director 2.3 Elect Wang Kai as Independent Director For Did Not Vote Management 3.1 Elect Ma Yi as Supervisor For Did Not Vote Management 3.2 Elect Yuan Shuwen as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution Plan For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Provision for Asset Impairment For Did Not Vote Management 7 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares -------------------------------------------------------------------------------- SHENZHEN TEXTILE (HOLDINGS) CO., LTD. Ticker: 200045 Security ID: Y7741Z112 Meeting Date: JUN 09, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SHENZHEN TOPRAY SOLAR CO., LTD. Ticker: 002218 Security ID: Y7743W109 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Dingbian Tuori Modern Agriculture Co., Ltd. 2 Approve Guarantee Provision for For For Management Shaanxi Tuori (Dingbian) New Energy Technology Co., Ltd. 3 Approve Guarantee Provision for For For Management Chengcheng County Dongfang New Energy Co., Ltd. 4 Approve Company's Eligibility for For For Management Corporate Bond Issuance 5.1 Approve Issue Scale For For Management 5.2 Approve Issue Manner For For Management 5.3 Approve Bond Type and Maturity For For Management 5.4 Approve Par Value and Issue Price For For Management 5.5 Approve Bond Interest Rate, For For Management Determination Method and Payment Manner of Capital and Interest 5.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 5.7 Approve Redemption or Resale Clause For For Management 5.8 Approve Guarantee Arrangement For For Management 5.9 Approve Use of Proceeds For For Management 5.10 Approve Safeguard Measures of Debts For For Management Repayment 5.11 Approve Underwriting Manner For For Management 5.12 Approve Listing Location For For Management 5.13 Approve Resolution Validity Period For For Management 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN TOPRAY SOLAR CO., LTD. Ticker: 002218 Security ID: Y7743W109 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN TOPRAY SOLAR CO., LTD. Ticker: 002218 Security ID: Y7743W109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Loan Application and Related For For Management Transaction -------------------------------------------------------------------------------- SHENZHEN TOPRAY SOLAR CO., LTD. Ticker: 002218 Security ID: Y7743W109 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Qinghai Chuanghui New Energy Co., Ltd 2 Approve Provision of Guarantee to For For Management Hainan Feilico New Energy Co., Ltd 3 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares 4 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN TOPWAY VIDEO COMMUNICATION CO., LTD. Ticker: 002238 Security ID: Y7743X107 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participate in Establishment For For Management of China Broadcasting Network Co., Ltd -------------------------------------------------------------------------------- SHENZHEN TRANSSION HOLDING CO., LTD. Ticker: 688036 Security ID: Y774FC100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Internal Control Evaluation For For Management Report 10 Approve Changes and Postponement of For For Management Partial Raised Funds Investment Projects 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Management System of Raised Funds For For Management 3 Amend Shareholders' Meeting Online For For Management Voting Work Measures 4 Amend Working System for Independent For For Management Directors 5 Amend Appointment of Auditor Special For For Management System 6 Amend Remuneration Management Method For For Management of Directors and Supervisors -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Project Loan of Wholly-owned For For Management Subsidiary and Guarantee Provision -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Remuneration of For For Management Non-Independent Directors 10 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SHENZHEN WOER HEAT-SHRINKABLE MATERIAL CO., LTD. Ticker: 002130 Security ID: Y77433103 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management and Amend Articles of Association 2 Amend Related Party Transaction Fair For For Management Decision-making System -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Termination of Issuance of For For Management Convertible Bonds -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplementary For For Management Agreement of Strategic Cooperation Framework Agreement 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Hu Jia as Non-Independent For For Shareholder Director 3.2 Elect Tian Wei as Non-Independent For For Shareholder Director 3.3 Elect Deng Feng as Non-Independent For For Shareholder Director 4.1 Elect Guo Tianwu as Independent For For Shareholder Director 4.2 Elect Ma Zhida as Independent Director For For Shareholder -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of New Directors For For Management and Senior Management 2 Approve Related Party Transaction in For For Management Connection to Loan Provision 3 Approve to Change the Implementation For For Management Method of Partial Raised Funds Investment Projects 4 Approve External Investments For For Management -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Stock Option Incentive Plan and Cancellation of Stock Options 2 Approve Signing of Asset Management For For Management Entrusted Service Framework Agreement and Related Party Transaction 3 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Raised Funds for For For Management Investment Projects and Equity Disposal -------------------------------------------------------------------------------- SHENZHEN WORLDUNION GROUP, INC. Ticker: 002285 Security ID: Y77440108 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors and Senior Management 11 Approve Purchase of Liability For For Management Insurance for Supervisors 12 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SHENZHEN YAN TIAN PORT HOLDINGS CO., LTD. Ticker: 000088 Security ID: Y7742W100 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Changgui as Supervisor For For Shareholder -------------------------------------------------------------------------------- SHENZHEN YAN TIAN PORT HOLDINGS CO., LTD. Ticker: 000088 Security ID: Y7742W100 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Increase in Registered Capital For For Management -------------------------------------------------------------------------------- SHENZHEN YAN TIAN PORT HOLDINGS CO., LTD. Ticker: 000088 Security ID: Y7742W100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Non-Capitalization of Capital Reserves 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Performance Report of the For For Management Independent Directors 6 Approve Annual Budget For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Cash For For Management Management 2 Approve Extension of the Raised Funds For For Management Investment Project 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restructuring of Controlled For For Management Subsidiary's Shareholding System and Application for Listing on National Equities and Quotations System -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjust the Performance For For Management Commitment of Subsidiary 2 Approve Related Party Transaction For For Management 3 Approve Financial Service Agreement For For Management -------------------------------------------------------------------------------- SHENZHEN YINGHE TECHNOLOGY CO., LTD. Ticker: 300457 Security ID: Y7748U108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Profit Distribution For For Management 4 Approve Financial Statements For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Provision of Guarantee For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Approve to Appoint Auditor For For Management 11 Approve Report of the Board of For For Management Supervisors 12.1 Elect Qin Hui as Director For For Management 12.2 Elect Weng Zhiyi as Director For For Management -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2.1 Elect Liao Shixiu as Non-independent For For Management Director 2.2 Elect Deng Bing as Non-independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 5 Amend Working System for Independent For Against Management Directors 6 Amend Management System for Providing For Against Management External Investments 7 Amend Management System for Providing For Against Management External Guarantees 8 Amend Related-Party Transaction For Against Management Management System 9 Amend Information Disclosure For Against Management Management System 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SHENZHEN YSSTECH INFORMATION TECHNOLOGY CO., LTD. Ticker: 300377 Security ID: Y77485103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 2 Approve Increase in Business Scope, For For Management Change Registered Capital and Amendments to Articles of Association 3 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For Did Not Vote Management to Replenish Working Capital 2 Approve Increase in Business Scope, For Did Not Vote Management Change Registered Capital and Amendments to Articles of Association 3 Amend Management System of Raised Funds For Did Not Vote Management -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHENZHEN YUTO PACKAGING TECHNOLOGY CO., LTD. Ticker: 002831 Security ID: Y7T460102 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Board of For For Management Independent Directors 6 Approve Internal Control For For Management Self-evaluation Report 7 Approve Profit Distribution For For Management 8 Approve Credit Line and Adjustment of For Against Management Guarantee 9 Approve Development of Asset Pooling For Against Management Business 10 Approve Appointment of Auditor For For Management 11 Approve Change in the Usage of For For Management Repurchase Shares and Cancellation 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Dissolution and Liquidation of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hong Yerong as Non-Independent For For Management Director 1.2 Elect Li Jinkun as Non-Independent For For Management Director 1.3 Elect Tang Yi as Non-Independent For For Management Director 2.1 Elect Huang Junhui as Independent For For Management Director 2.2 Elect Luo Shaode as Independent For For Management Director -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- SHENZHEN ZHONGJIN LINGNAN NONFEMET CO., LTD. Ticker: 000060 Security ID: Y77458100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve to Formulate the Management For For Management Measures for Remuneration and Appraisal of Directors, Supervisors and Senior Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 9 Approve Application of Credit Lines For For Management 10 Approve Annual Report and Summary For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Financial Services Agreement For For Management -------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Guanlin as Director For For Management 4 Elect Ma Renhe as Director For For Management 5 Elect Zhang Bingsheng as Director For For Management 6 Elect Liu Chunhong as Director For For Management 7 Elect Liu Xinggao as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHIJIAZHUANG CHANGSHAN BEIMING TECHNOLOGY CO., LTD. Ticker: 000158 Security ID: Y7789J103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 8 Approve Daily Related-party For For Management Transactions 9 Approve Provision of Guarantee For For Management 10 Amend Remuneration and Performance For For Management Appraisal Measures of Directors, Supervisors and Senior Management Members 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Adjustment on the Usage of the For For Management Repurchased Shares and Cancellation of Repurchased Shares 3 Approve Amendments to Articles of For For Management Association 4.1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 4.3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4.4 Amend Working System for Independent For Against Management Directors 4.5 Amend Related-Party Transaction For Against Management Management System 5 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD. Ticker: 002603 Security ID: Y7745S106 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHIMAO GROUP HOLDINGS LIMITED Ticker: 813 Security ID: G81043104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Hui Sai Tan, Jason as Director For For Management 3.2 Elect Ye Mingjie as Director For For Management 3.3 Elect Lyu Hong Bing as Director For For Management 3.4 Elect Lam Ching Kam as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SHIN ZU SHING CO., LTD. Ticker: 3376 Security ID: Y7755T127 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- SHINING BUILDING BUSINESS CO., LTD. Ticker: 5531 Security ID: Y77507112 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- SHINKONG SYNTHETIC FIBERS CORP. Ticker: 1409 Security ID: Y77522103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Shangfeng as Non-Independent For For Management Director 1.2 Elect Wang Yuquan as Non-Independent For For Management Director 1.3 Elect Zhao Yu as Non-Independent For For Management Director 1.4 Elect Cui Hongtao as Non-Independent For For Management Director 1.5 Elect Zhao Xiaoli as Non-Independent For For Management Director 2.1 Elect Gu Weijun as Independent Director For For Management 2.2 Elect Gao Xiuhua as Independent For For Management Director 2.3 Elect Pan Ailing as Independent For For Management Director 3.1 Elect Cai Zhaoyan as Supervisor For For Management -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yueyong as Non-Independent For For Management Director 1.2 Elect Li Xiaoli as Non-Independent For For Management Director 2.1 Elect Jiang Liyong as Independent For For Management Director 3.1 Elect Mou Lehai as Supervisor For For Management -------------------------------------------------------------------------------- SHINVA MEDICAL INSTRUMENT CO., LTD. Ticker: 600587 Security ID: Y7763D106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve External Guarantee For Against Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Application of Comprehensive For For Management Bank Credit Lines and Corresponding Authorization -------------------------------------------------------------------------------- SHOPRITE HOLDINGS LTD. Ticker: SHP Security ID: S76263102 Meeting Date: NOV 16, 2020 Meeting Type: Annual Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2020 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with MC Hamman as the Individual Registered Auditor 3 Elect Wendy Lucas-Bull as Director For For Management 4 Re-elect Dr Anna Mokgokong as Director For For Management 5 Re-elect Johannes Basson as Director For For Management 6 Re-elect Joseph Rock as Director For For Management 7 Re-elect Johannes Basson as For For Management Chairperson of the Audit and Risk Committee 8 Re-elect Alice le Roux as Member of For For Management the Audit and Risk Committee 9 Re-elect Joseph Rock as Member of the For For Management Audit and Risk Committee 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions 13.1 Approve Remuneration Policy For Against Management 13.2 Approve Implementation of the For Against Management Remuneration Policy 1a Approve Fees of the Chairperson of the For For Management Board 1b Approve Fees of the Lead Independent For Against Management Director 1c Approve Fees of the Non-executive For For Management Directors 1d Approve Fees of the Chairperson of the For For Management Audit and Risk Committee 1e Approve Fees of the Members of the For For Management Audit and Risk Committee 1f Approve Fees of the Chairperson of the For For Management Remuneration Committee 1g Approve Fees of the Members of the For For Management Remuneration Committee 1h Approve Fees of the Chairperson of the For For Management Nomination Committee 1i Approve Fees of the Members of the For For Management Nomination Committee 1j Approve Fees of the Chairperson of the For For Management Social and Ethics Committee 1k Approve Fees of the Members of the For For Management Social and Ethics Committee 2 Approve Financial Assistance to For For Management Subsidiaries, Related and Inter-related Entities 3 Authorise Repurchase of Issued Share For For Management Capital 4 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- SHOUCHENG HOLDINGS LIMITED Ticker: 697 Security ID: Y78299123 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended and Restated Sale and For For Management Purchase Agreement and Related Transactions -------------------------------------------------------------------------------- SHOUCHENG HOLDINGS LTD. Ticker: 697 Security ID: Y78299123 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhao Tianyang as Director For For Management 3b Elect Liu Jingwei as Director For For Management 3c Elect Ho Gilbert Chi Hang as Director For For Management 3d Elect Li Hao as Director For For Management 3e Elect Wang Xin as Director For For Management 4 Elect Zhao Xianming as Director For For Management 5 Elect Zhuge Wenjing as Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHOUGANG FUSHAN RESOURCES GROUP LIMITED Ticker: 639 Security ID: Y7760F104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ding Rucai as Director For For Management 3B Elect Choi Wai Yin as Director For For Management 3C Elect Japhet Sebastian Law as Director For For Management 3D Elect Wang Dongming as Director For Against Management 3E Elect Chen Jianxiong as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SHOUGANG FUSHAN RESOURCES GROUP LIMITED Ticker: 639 Security ID: Y7760F104 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Master Sales and Purchase For For Management Agreement, Proposed Caps and Related Transactions -------------------------------------------------------------------------------- SHREE CEMENT LIMITED Ticker: 500387 Security ID: Y7757Y132 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Prashant Bangur as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Uma Ghurka as Director For For Management 6 Reelect Sanjiv Krishnaji Shelgikar as For For Management Director -------------------------------------------------------------------------------- SHREE CEMENT LIMITED Ticker: 500387 Security ID: Y7757Y132 Meeting Date: JAN 09, 2021 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Advance Loan(s) and/or For For Management Corporate Guarantee to Company's Subsidiaries, Associates, Group Entities, and Other Person Specified -------------------------------------------------------------------------------- SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Ticker: 511218 Security ID: Y7758E119 Meeting Date: AUG 19, 2020 Meeting Type: Annual Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Puneet Bhatia as Director For Against Management 4a Authorize Board to Fix Remuneration of For For Management Haribhakti & Co. LLP, Chartered Accountants as Joint Auditors 4b Authorize Board to Fix Remuneration of For For Management Pijush Gupta & Co. Chartered Accountants, Gurugram as Joint Auditors 5 Approve Enhancement of Limit for For For Management Securitization of Receivables 6 Approve Conversion of Loan to Equity For For Management Shares 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Ticker: 511218 Security ID: Y7758E119 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of Limit for Issuance For For Management of Redeemable Non-Convertible Debentures, Subordinated Debentures, Bonds or Any Other Structured/Hybrid Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- SHRIRAM TRANSPORT FINANCE COMPANY LIMITED Ticker: 511218 Security ID: Y7758E119 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Final Dividend and Confirm 2 For For Management Interim Dividends 4 Reelect D. V. Ravi as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Haribhakti & Co. LLP, Chartered Accountants as Joint Auditors 6 Authorize Board to Fix Remuneration of For For Management Pijush Gupta & Co. Chartered Accountants as Joint Auditors 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Approve Payment of Commission to For For Management Independent Directors 9 Approve Re-Designation of Umesh For For Management Revankar as Vice Chairman and Managing Director -------------------------------------------------------------------------------- SHUANGLIANG ECO-ENERGY SYSTEMS CO., LTD. Ticker: 600481 Security ID: Y5054R107 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHUANGLIANG ECO-ENERGY SYSTEMS CO., LTD. Ticker: 600481 Security ID: Y5054R107 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment and For For Management Signing of Baotou Monocrystalline Silicon Project Cooperation Agreement -------------------------------------------------------------------------------- SHUANGLIANG ECO-ENERGY SYSTEMS CO., LTD. Ticker: 600481 Security ID: Y5054R107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Approve Related Party Transaction For For Management 9 Approve External Loan For For Management -------------------------------------------------------------------------------- SHUANGLIANG ECO-ENERGY SYSTEMS CO., LTD. Ticker: 600481 Security ID: Y5054R107 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Company's For For Management Shares by Auction Trading 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SHUNFA HENGYE CORP. Ticker: 000631 Security ID: Y1293W106 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial and For For Management Internal Control Auditor and Payment of Remuneration 7 Approve Signing of Financial Services For For Management Framework Agreement 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Approve Payment of Allowances for For Against Management Independent Directors 11.1 Elect Wang Jingnan as Director For For Management 11.2 Elect Gu Genyong as Director For For Management 11.3 Elect Wang Hongmin as Director For For Management 11.4 Elect Sheng Shuhao as Director For For Management 11.5 Elect Sun Hongtao as Director For For Management 11.6 Elect Hai Xia as Director For For Management 12.1 Elect Li Libing as Director For For Management 12.2 Elect Shao Shao as Director For For Management 12.3 Elect Zheng Gang as Director For For Management 13.1 Elect Guan Dayuan as Supervisor For For Management 13.2 Elect Peng Jian as Supervisor For For Management -------------------------------------------------------------------------------- SIAM CITY CEMENT PUBLIC COMPANY LIMITED Ticker: SCCC Security ID: Y7887N139 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Board of Directors' Report None None Management 2 Approve Financial Statements For For Management 3 Approve Dividend Payment For For Management 4 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 5.1 Elect Paul Heinz Hugentobler as For Against Management Director 5.2 Elect Vanchai Tosomboon as Director For Against Management 5.3 Elect Nopporn Tirawattanagool as For Against Management Director 5.4 Elect Sunee Sornchaitanasuk as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Other Business For Against Management -------------------------------------------------------------------------------- SIAM GLOBAL HOUSE PUBLIC COMPANY LIMITED Ticker: GLOBAL Security ID: Y78719120 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results and For For Management Approve Financial Statements 3 Approve Allocation of Income and For For Management Dividend Payment 4 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 5 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 6 Approve Allocation of Ordinary Shares For For Management to Support Stock Dividend Payment 7 Approve M&R Associates Co., Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8.1 Elect Apisit Rujikeatkamjorn as For For Management Director 8.2 Elect Nithi Patarachoke as Director For For Management 8.3 Elect Bunn Kasemsup as Director For For Management 9 Approve Remuneration of Directors For For Management 10 Other Business For Against Management -------------------------------------------------------------------------------- SIAM MAKRO PUBLIC COMPANY LIMITED Ticker: MAKRO Security ID: Y7923E135 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operations Report For For Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment None None Management 4.1 Elect Suphachai Chearavanont as For For Management Director 4.2 Elect Prasert Jarupanich as Director For For Management 4.3 Elect Pittaya Jearavisitkul as Director For For Management 4.4 Elect Suchada Ithijarukul as Director For For Management 4.5 Elect Saowaluck Thithapant as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7.1 Amend Company's Objectives For For Management 7.2 Amend Memorandum of Association Re: For For Management Company's Objective 8 Other Business For Against Management -------------------------------------------------------------------------------- SIAM MAKRO PUBLIC COMPANY LIMITED Ticker: MAKRO Security ID: Y7923E135 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operations Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Legal Reserve For For Management and Dividend Payment 4.1 Elect Joti Bhokavanij as Director For For Management 4.2 Elect Rawat Chamchalerm as Director For For Management 4.3 Elect Kannika Ngamsopee as Director For For Management 4.4 Elect Jukr Boon-Long as Director For For Management 4.5 Elect Piyawat Titasattavorakul as For For Management Director 5 Approve Remuneration of Directors For For Management 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7 Other Business For Against Management -------------------------------------------------------------------------------- SIASUN ROBOT & AUTOMATION CO., LTD. Ticker: 300024 Security ID: Y7912E104 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken -------------------------------------------------------------------------------- SIASUN ROBOT & AUTOMATION CO., LTD. Ticker: 300024 Security ID: Y7912E104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SIBANYE STILLWATER LTD. Ticker: SSW Security ID: S7627K103 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Implementation of the For For Management Odd-lot Offer 2 Authorise Ratification of Approved For For Management Resolutions 1 Amend Memorandum of Incorporation For For Management 2 Authorise Specific Repurchase of For For Management Shares from the Odd-lot Holders 3 Authorise Specific Repurchase of For For Management Shares from the Specific Holders -------------------------------------------------------------------------------- SIBANYE STILLWATER LTD. Ticker: SSW Security ID: S7627K103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Lance Tomlinson as the Designated Individual Partner 2 Elect Sindiswa Zilwa as Director For For Management 3 Re-elect Rick Menell as Director For For Management 4 Re-elect Keith Rayner as Director For For Management 5 Re-elect Jerry Vilakazi as Director For For Management 6 Re-elect Keith Rayner as Chair of the For For Management Audit Committee 7 Re-elect Timothy Cumming as Member of For For Management the Audit Committee 8 Re-elect Savannah Danson as Member of For For Management the Audit Committee 9 Re-elect Rick Menell as Member of the For For Management Audit Committee 10 Re-elect Nkosemntu Nika as Member of For For Management the Audit Committee 11 Re-elect Susan van der Merwe as Member For For Management of the Audit Committee 12 Elect Sindiswa Zilwa as Member of the For For Management Audit Committee 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Authorise Board to Issue Shares for For For Management Cash 15 Approve Remuneration Policy For For Management 16 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Fees of Investment Committee For For Management Members 3 Approve Per Diem Allowance For For Management 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SICHUAN CHANGHONG ELECTRIC CO., LTD. Ticker: 600839 Security ID: Y7931Y107 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Guarantee Provision for For Against Management Subsidiary 3 Approve Change of Business Scope and For For Management Amend Articles of Association 4 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SICHUAN CHANGHONG ELECTRIC CO., LTD. Ticker: 600839 Security ID: Y7931Y107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Provision for Asset Impairment For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve External Guarantee For Against Management 9 Approve Shareholder Return Plan For For Management 10 Approve Bill Pool Business For Against Management 11 Approve Foreign Exchange Forward For For Management Transactions 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 13 Approve Increase of Related Party For For Management Transaction -------------------------------------------------------------------------------- SICHUAN CHUANTOU ENERGY CO., LTD. Ticker: 600674 Security ID: Y7925C103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Production and Operation Plan For Against Management and Financial Budget Report 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Proposal Report on Reviewing For Against Management the Financing of the Company's Headquarters 8 Approve Appointment of Auditor and For For Management Payment of Remuneration 9 Approve Amendments to Articles of For Against Management Association 10 Approve Equity Acquisition and Related For For Management Party Transactions 11 Approve Temporary Non-acquisition of For For Management Equity 12 Approve to Adjust the Allowances of For Against Management Directors and Supervisors -------------------------------------------------------------------------------- SICHUAN EM TECHNOLOGY CO., LTD. Ticker: 601208 Security ID: Y7929F102 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Pricing Reference Date, For For Management Pricing Method and Issue Price 2.3 Approve Issue Manner and Issue Time For For Management 2.4 Approve Target Subscribers and For For Management Subscription Method 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Usage of Raised For For Management Funds 2.7 Approve Lock-up Period Arrangement For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Dividend Return For For Management Plan 7 Approve Signing of Conditional Share For For Management Subscription Agreement 8 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SICHUAN EM TECHNOLOGY CO., LTD. Ticker: 601208 Security ID: Y7929F102 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Reorganization For For Management Investment Agreement -------------------------------------------------------------------------------- SICHUAN EM TECHNOLOGY CO., LTD. Ticker: 601208 Security ID: Y7929F102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Bill Pool Business For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 13 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 14 Approve Amendments to Articles of For For Management Association 15 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 16 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 18 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 19 Approve Capital Injection in For For Management Controlled Subsidiary Using Raised Funds to Implement Raised Funds Projects and Related Party Transaction 20 Approve Use of Idle Raised Funds for For For Management Cash Management 21 Approve Transfer of Fixed Assets and For For Management Ancillary Facilities -------------------------------------------------------------------------------- SICHUAN EM TECHNOLOGY CO., LTD. Ticker: 601208 Security ID: Y7929F102 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Agreement with Government of Youxian District, Mianyang City 2 Approve Investment in the For For Management Establishment of Subsidiary by Jiangsu Dongcai New Material Co., Ltd. 3 Approve Purchase of Land Use Rights For For Management 4 Approve Investment in Construction of For For Management High-performance Polyester Base Film Project 5 Approve Investment in Construction of For For Management Optical Grade Polyester Base Film Project 6 Approve Investment in Construction of For For Management Special Functional Polyester Film Project -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325109 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Scheme of Li Wenhu For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Related Transactions 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325117 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Scheme of Li Wenhu For For Management 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Related Transactions -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction Framework For For Management Agreement, Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325117 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction Framework For For Management Agreement, Proposed Annual Cap and Related Transactions -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of the For For Management Corporate Bonds 2 Approve 2020 Proposed Profit For For Management Appropriations and Dividend Distribution Plan 3 Approve 2020 Work Report of the Board For For Management of Directors 4 Approve 2020 Work Report of the For For Management Supervisory Committee 5 Approve 2020 Duty Performance Report For For Management of Independent Non-Executive Directors 6 Approve 2020 Financial Budget For Against Management Implementation Report 7 Approve 2020 Audited Financial Report For For Management 8 Approve 2021 Financial Budget Proposal For Against Management 9 Approve Shinewing Certified Public For For Management Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration 10 Approve Ernst & Young Certified Public For For Management Accountants as International Auditor and Authorize Board to Fix Their Remuneration 11 Approve the Liability Insurance of For For Management Directors, Supervisors and the Senior Management 12 Approve Remuneration Scheme for Yu For For Management Haizong 13 Elect Yu Haizong as Director For For Management -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LIMITED Ticker: 107 Security ID: Y79325117 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of the For For Management Corporate Bonds 2 Approve 2020 Proposed Profit For For Management Appropriations and Dividend Distribution Plan 3 Approve 2020 Work Report of the Board For For Management of Directors 4 Approve 2020 Work Report of the For For Management Supervisory Committee 5 Approve 2020 Duty Performance Report For For Management of Independent Directors 6 Approve 2020 Financial Budget For Against Management Implementation Report 7 Approve 2020 Annual Report and Its For For Management Summary 8 Approve 2021 Financial Budget Proposal For Against Management 9 Approve Shinewing Certified Public For For Management Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration 10 Approve Ernst & Young Certified Public For For Management Accountants as International Auditor and Authorize Board to Fix Their Remuneration 11 Approve the Liability Insurance of For For Management Directors, Supervisors and the Senior Management 12 Approve Remuneration Scheme for Yu For For Management Haizong 13.1 Elect Yu Haizong as Director For For Management -------------------------------------------------------------------------------- SICHUAN HAITE HIGH-TECH CO., LTD. Ticker: 002023 Security ID: Y7931C105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantee to For For Management Subsidiaries 10 Approve Provision of Guarantee by For For Management Subsidiary to the Company 11 Amend Articles of Association For For Management 12 Approve Capital Injection of For For Management Controlled Subsidiary and Bring in Investor -------------------------------------------------------------------------------- SICHUAN HEBANG BIOTECHNOLOGY CO., LTD. Ticker: 603077 Security ID: Y7931D103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Financial Plan For For Management 7 Approve External Guarantee For For Management 8 Approve Amendments to Articles of For For Management Association 9 Elect Qin Xueling as Non-Independent For For Management Director 10 Approve Grant Allowance of Directors For For Management 11 Approve Grant Allowance of Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN HONGDA CO., LTD. Ticker: 600331 Security ID: Y7932M102 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- SICHUAN HONGDA CO., LTD. Ticker: 600331 Security ID: Y7932M102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For Against Management 5 Approve Annual Report and Summary For Against Management 6 Approve Provision for Impairment of For For Management Long-term Equity Investments 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve the Company's Unrecovered For For Management Losses Reach One-third of the Total Paid-in Share Capital 9 Approve Comprehensive Credit Line Bank For For Management Application 10 Approve Appointment of Financial and For For Management Internal Control Auditor 11 Approve Write-off of Company Assets For For Management 12.1 Elect Luo Xiaodong as Director For For Management 12.2 Elect Liu Yinggang as Director For For Management 12.3 Elect Pu Tangdong as Director For For Management -------------------------------------------------------------------------------- SICHUAN JIUYUAN YINHAI SOFTWARE CO., LTD. Ticker: 002777 Security ID: Y7939L107 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Amendments to Articles of For For Management Association 3 Approve Authorization of the Board to For For Management Handle Amendments to Articles of Association -------------------------------------------------------------------------------- SICHUAN JIUYUAN YINHAI SOFTWARE CO., LTD. Ticker: 002777 Security ID: Y7939L107 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lian Chunhua as Non-Independent For For Management Director 1.2 Elect Song Xiaopei as Non-Independent For For Management Director 1.3 Elect Qing Yong as Non-Independent For For Management Director 1.4 Elect Chen Quangen as Non-Independent For For Management Director 1.5 Elect Gao Jing as Non-Independent For For Management Director 1.6 Elect Zhan Kaiming as Non-Independent For For Management Director 2.1 Elect Feng Jian as Independent Director For For Management 2.2 Elect Qin Zhiguang as Independent For For Management Director 2.3 Elect Li Guangjin as Independent For For Management Director 3.1 Elect Hou Chunmei as Supervisor For For Management 3.2 Elect Huang Dan as Supervisor For For Management 3.3 Elect You Xin as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financing For For Management 2 Approve Issuance of Non-financial For For Management Corporate Debt Financing Instruments 3 Approve Bill Pool Business For Against Management 4 Approve Guarantee Provision Plan For Against Management 5 Approve Use of Funds to Purchase For For Management Financial Products 6 Approve Increase of Financial For Against Management Assistance Provision for Sichuan Kelun Botai Pharmaceutical Co., Ltd. 7 Approve Financial Assistance Provision For Against Management for Sichuan Kelun Pharmaceutical Research Institute Co., Ltd. 8 Approve to Adjust the Usage of For For Management Repurchased Shares and Cancellation Matters 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SICHUAN KELUN PHARMACEUTICAL CO., LTD. Ticker: 002422 Security ID: Y7931Q104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Related Party Transaction with For For Management Shisiyao Group 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Shareholder 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Provision of Financial For Against Management Assistance 13 Approve Company's Eligibility for For For Shareholder Issuance of Convertible Bonds 14.1 Approve Type For For Shareholder 14.2 Approve Issue Size For For Shareholder 14.3 Approve Par Value and Issue Price For For Shareholder 14.4 Approve Bond Maturity For For Shareholder 14.5 Approve Bond Interest Rate For For Shareholder 14.6 Approve Period and Manner of Repayment For For Shareholder of Interest 14.7 Approve Guarantee Matters For For Shareholder 14.8 Approve Conversion Period For For Shareholder 14.9 Approve Determination and Adjustment For For Shareholder of Conversion Price 14.10 Approve Terms for Downward Adjustment For For Shareholder of Conversion Price 14.11 Approve Method on Handling Fractional For For Shareholder Shares Upon Conversion 14.12 Approve Terms of Redemption For For Shareholder 14.13 Approve Terms of Sell-Back For For Shareholder 14.14 Approve Attribution of Profit and Loss For For Shareholder During the Conversion Period 14.15 Approve Issue Manner and Target For For Shareholder Subscribers 14.16 Approve Placing Arrangement for For For Shareholder Shareholders 14.17 Approve Matters Relating to Meetings For For Shareholder of Bondholders 14.18 Approve Use of Proceeds For For Shareholder 14.19 Approve Deposit Account of Raised Funds For For Shareholder 14.20 Approve Resolution Validity Period For For Shareholder 14.21 Approve Liability for Breach of For For Shareholder Contract 15 Approve Issuance of Convertible Bonds For For Shareholder 16 Approve Rules and Procedures Regarding For For Shareholder General Meetings of Convertible Bondholders 17 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 18 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Shareholder Return Plan For For Shareholder 20 Approve Authorization of Board to For For Shareholder Handle All Related Matters 21 Approve Spin-off of Subsidiary on For For Shareholder ChiNext in Accordance with Relevant Laws and Regulations 22 Approve Plan on Spin-off of Subsidiary For For Shareholder on ChiNext 23 Approve Spin-off of Subsidiary on For For Shareholder ChiNext 24 Approve Compliance with Provisions on For For Shareholder Pilot Domestic Listing of Subsidiaries of Listed Companies 25 Approve Listing to Safeguard the For For Shareholder Legitimate Rights and Interests of Shareholders and Creditors 26 Approve Company's Maintaining For For Shareholder Independence and Continuous Operation Ability 27 Approve Corresponding Standard For For Shareholder Operation Ability 28 Approve Purpose, Commercial For For Shareholder Rationality, Necessity and Feasibility Analysis of this Transaction 29 Approve Completeness and Compliance of For For Shareholder Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 30 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Spin-off of Subsidiary on ChiNext 31.1 Elect Liu Gexin as Director For For Shareholder 31.2 Elect Liu Sichuan as Director For For Shareholder 31.3 Elect Wang Jingyi as Director For For Shareholder 31.4 Elect Shao Wenbo as Director For For Shareholder 31.5 Elect He Guosheng as Director For For Shareholder 31.6 Elect Wang Guangji as Director For For Shareholder 32.1 Elect Ren Shichi as Director For For Shareholder 32.2 Elect Gao Jinbo as Director For For Shareholder 32.3 Elect Chen Jie as Director For For Shareholder 33.1 Elect Guo Yunpei as Supervisor For For Shareholder 33.2 Elect Wan Peng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management 2 Approve Change in Registered Capital For Did Not Vote Management and Amend Articles of Association -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Lei as Non-independent For For Management Director -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Lei as Non-independent For Did Not Vote Management Director -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Zhenggang as Non-Independent For For Management Director 2 Approve Adjustment of Guarantee For For Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lyu Zhenggang as Non-Independent For Did Not Vote Management Director 2 Approve Adjustment of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Sichuan For For Management Blu-ray Jiabao Service Group Co., Ltd. -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer of Sichuan For Did Not Vote Management Blu-ray Jiabao Service Group Co., Ltd. -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of For For Management Independent Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Additional Guarantee Limit For Against Management 9 Approve Land Investment Plan For Against Management 10 Approve Authorization for Issuance of For For Management Direct Debt Financing Instruments 11 Approve Related Party Transaction in For For Management Connection to Signing Financing Provision and Guarantee Arrangements 12.1 Elect Yang Keng as Director For For Management 12.2 Elect Yang Wuzheng as Director For For Management 12.3 Elect Chi Feng as Director For For Management 12.4 Elect Ou Junming as Director For For Management 12.5 Elect Chen Lei as Director For For Management 12.6 Elect Lyu Zhenggang as Director For For Management 13.1 Elect Huang Yijian as Director For For Management 13.2 Elect Kou Gang as Director For For Management 13.3 Elect He Zhen as Director For For Management 14.1 Elect Wang Xiaoying as Supervisor For For Management 14.2 Elect Jiang Shuping as Supervisor For For Management 15 Approve Allowances of Directors and For For Management Supervisors 16 Approve to Authorize the Approval For For Management Authority of the Vice Chairman -------------------------------------------------------------------------------- SICHUAN LANGUANG DEVELOPMENT CO., LTD. Ticker: 600466 Security ID: Y7933E109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Board of For Did Not Vote Management Independent Directors 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Appointment of Financial For Did Not Vote Management Auditor and Internal Control Auditor 8 Approve Additional Guarantee Limit For Did Not Vote Management 9 Approve Land Investment Plan For Did Not Vote Management 10 Approve Authorization for Issuance of For Did Not Vote Management Direct Debt Financing Instruments 11 Approve Related Party Transaction in For Did Not Vote Management Connection to Signing Financing Provision and Guarantee Arrangements 12.1 Elect Yang Keng as Director For Did Not Vote Management 12.2 Elect Yang Wuzheng as Director For Did Not Vote Management 12.3 Elect Chi Feng as Director For Did Not Vote Management 12.4 Elect Ou Junming as Director For Did Not Vote Management 12.5 Elect Chen Lei as Director For Did Not Vote Management 12.6 Elect Lyu Zhenggang as Director For Did Not Vote Management 13.1 Elect Huang Yijian as Director For Did Not Vote Management 13.2 Elect Kou Gang as Director For Did Not Vote Management 13.3 Elect He Zhen as Director For Did Not Vote Management 14.1 Elect Wang Xiaoying as Supervisor For Did Not Vote Management 14.2 Elect Jiang Shuping as Supervisor For Did Not Vote Management 15 Approve Allowances of Directors and For Did Not Vote Management Supervisors 16 Approve to Authorize the Approval For Did Not Vote Management Authority of the Vice Chairman -------------------------------------------------------------------------------- SICHUAN MEIFENG CHEMICAL INDUSTRY CO., LTD. Ticker: 000731 Security ID: Y7932U104 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- SICHUAN MEIFENG CHEMICAL INDUSTRY CO., LTD. Ticker: 000731 Security ID: Y7932U104 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management a Legal Person or Other Organization Controlled by China Petrochemical Corporation 1.2 Approve Related Party Transaction with For For Management Sichuan Meiqing Chemical Co., Ltd. 1.3 Approve Related Party Transaction with For For Management Other Related Parties -------------------------------------------------------------------------------- SICHUAN MEIFENG CHEMICAL INDUSTRY CO., LTD. Ticker: 000731 Security ID: Y7932U104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve No Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Deposit, Loan and Other For For Management Relevant Financial Services Related-party Transactions 8 Approve to Adjust the Allowance of For For Management Independent Directors 9.1 Approve Purpose of the Share Repurchase For For Management 9.2 Approve Eligibility for Share For For Management Repurchase 9.3 Approve Manner and Price Range of For For Management Share Repurchase 9.4 Approve Type, Usage, Number, For For Management Proportion of the Company's Total Share Capital and Total Capital Used for the Share Repurchase 9.5 Approve Capital Source Used for the For For Management Share Repurchase 9.6 Approve Implementation Period of the For For Management Share Repurchase 9.7 Approve Authorization to Handle All For For Management Matters of Share Repurchase 10 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Zhenba (Sichuan-Shaanxi For For Management Boundary) to Guang'an Expressway Project -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 3 Amend Related-Party Transaction For For Management Management System 4 Approve Related Party Transaction For For Management 5 Approve Issuance of Medium-term Notes For For Management 6 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Daily Related Party Transaction For For Management 3 Approve Credit Line and Guarantee Plan For Against Management -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Shareholder For For Management Return Plan -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Internal Control Evaluation For For Management Report 9 Approve Financial Budget Report For For Management 10 Approve Company's Eligibility for For For Management Corporate Bond Issuance 11.1 Approve Issue Size For For Management 11.2 Approve Par Value and Issue Price For For Management 11.3 Approve Bond Maturity and Type For For Management 11.4 Approve Guarantee Method For For Management 11.5 Approve Use of Proceeds For For Management 11.6 Approve Issue Manner For For Management 11.7 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 11.8 Approve Safeguard Measures of Debts For For Management Repayment 11.9 Approve Underwriting Manner For For Management 11.10 Approve Listing Exchange For For Management 11.11 Approve Resolution Validity Period For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13.1 Elect Zhou Yousu as Independent For For Management Director -------------------------------------------------------------------------------- SICHUAN ROAD & BRIDGE CO., LTD. Ticker: 600039 Security ID: Y7932N100 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Expressway For For Management Bundled Project 2 Approve Acquisition of Companies For For Management 3 Approve Adjustment of Related Party For For Management Transaction 4 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xie Jianping as Non-Independent For For Management Director 1.2 Elect Lin Dongliang as Non-Independent For For Management Director 1.3 Elect Huang Canwen as Non-Independent For For Management Director 1.4 Elect Yang Shijia as Non-Independent For For Management Director 1.5 Elect Zhang Taowei as Non-Independent For For Management Director 1.6 Elect Wu Yongjie as Non-Independent For For Management Director 2.1 Elect Zhang Yichi as Independent For For Management Director 2.2 Elect Hu Biliang as Independent For For Management Director 2.3 Elect Feng Yuan as Independent Director For For Management 3.1 Elect Lv Lei as Supervisor For For Management 3.2 Elect Qin Yifeng as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Approve Related Party Transaction in For For Management Connection to Continued Fulfillment of Management Agreement 7 Approve Formulation of Private Equity For For Management Investment Management System -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Transfer of Subscription Shares of Henan Harmonious Jinyu Industrial Investment Fund (Limited Partnership) -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Subscription For For Management Shares and Related Transactions -------------------------------------------------------------------------------- SICHUAN SHUANGMA CEMENT CO., LTD. Ticker: 000935 Security ID: Y7932Y106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Budget Plan For For Management 6 Approve Development Strategy For For Management 7 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SICHUAN SWELLFUN CO., LTD. Ticker: 600779 Security ID: Y7932B106 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Zhang Peng as Independent For For Management Director 4 Elect Chen Daili as Supervisor For For Management 5.1 Elect Jiang Leifeng as Non-Independent For For Management Director 5.2 Elect Sanjeev Churiwala as For For Management Non-Independent Director -------------------------------------------------------------------------------- SICHUAN SWELLFUN CO., LTD. Ticker: 600779 Security ID: Y7932B106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantees For For Management 9 Approve Amendments to Articles of For For Management Association to Change Business Scope 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11.1 Elect John Fan as Director For For Management 11.2 Elect Chu ChunHo as Director For For Management 11.3 Elect Jiang Leifeng as Director For For Management 11.4 Elect Samuel A.Fischer as Director For For Management 11.5 Elect Sanjeev Churiwala as Director For For Management 12.1 Elect Zhang Peng as Director For For Management 12.2 Elect Ma Yongqiang as Director For For Management 12.3 Elect Li Xin as Director For For Management 13.1 Elect Chen Daili as Supervisor For For Management 13.2 Elect Derek Chang as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN TEWAY FOOD GROUP CO., LTD. Ticker: 603317 Security ID: Y793CM101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Use of Idle Own Funds for Cash For For Management Management 11 Approve Use of Idle Raised Funds for For For Management Cash Management 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve to Appoint Auditor For For Management 14 Approve Repurchase and Cancellation of For For Shareholder Performance Shares (II) 15 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- SICHUAN TIANYI COMHEART TELECOM CO., LTD. Ticker: 300504 Security ID: Y793B3104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Cai Xuebing as Non-Independent For For Management Director -------------------------------------------------------------------------------- SICHUAN TIANYI COMHEART TELECOM CO., LTD. Ticker: 300504 Security ID: Y793B3104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Funds for Cash For For Management Management 8 Approve Comprehensive Credit Line and For For Management Provision of Mortgage or Pledge Guarantee 9 Approve Provision of Guarantee by For For Management Controlling Shareholder and Ultimate Controller 10 Approve Remuneration Plan of Directors For For Management 11 Approve Remuneration Plan of For For Management Supervisors -------------------------------------------------------------------------------- SICHUAN TIANYI COMHEART TELECOM CO., LTD. Ticker: 300504 Security ID: Y793B3104 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 6 Amend Working System for Independent For Against Management Directors 7 Amend Related-Party Transaction For Against Management Management System 8 Amend Management System of Raised Funds For Against Management 9 Amend Management System for Providing For Against Management External Guarantees 10 Approve External Investment Management For Against Management System -------------------------------------------------------------------------------- SICHUAN TUOPAI SHEDE SPIRITS CO., LTD. Ticker: 600702 Security ID: Y7932G105 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 2 Approve Interim Profit Distribution For For Management 3.1 Elect Zhang Shuping as Non-independent For For Management Director 3.2 Elect Pu Jizhou as Non-independent For For Management Director 3.3 Elect Yu Dong as Non-independent For For Management Director 3.4 Elect Xu Chao as Non-independent For For Management Director 4.1 Elect Nie Shijun as Independent For For Management Director 4.2 Elect Song Zhijie as Independent For For Management Director 4.3 Elect Liu Shoumin as Independent For For Management Director 5.1 Elect Liu Qiang as Supervisor For For Management 5.2 Elect Li Jian as Supervisor For For Management 5.3 Elect Liu Ziyue as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN TUOPAI SHEDE SPIRITS CO., LTD. Ticker: 600702 Security ID: Y7932G105 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Ping as Non-Independent For For Management Director 1.2 Elect Ren Lixia as Non-Independent For For Management Director -------------------------------------------------------------------------------- SICHUAN XUN YOU NETWORK TECHNOLOGY CO., LTD. Ticker: 300467 Security ID: Y79397108 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Performance For For Management Compensation Supplementary Agreement 2 Approve the Company Intends to For For Management Repurchase the Priority Partner Shares of the M&A Fund in Installments -------------------------------------------------------------------------------- SICHUAN XUN YOU NETWORK TECHNOLOGY CO., LTD. Ticker: 300467 Security ID: Y79397108 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Removal of Zhang Jianwei For Against Shareholder 2 Approve Removal of Yuan Xu For For Shareholder -------------------------------------------------------------------------------- SICHUAN XUN YOU NETWORK TECHNOLOGY CO., LTD. Ticker: 300467 Security ID: Y79397108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Audit Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- SICHUAN YAHUA INDUSTRIAL GROUP CO., LTD. Ticker: 002497 Security ID: Y7933T106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Allowance of Independent For For Management Directors 9 Approve Appointment of Auditor For For Management 10 Approve Application of Bank Credit For For Management Lines 11 Approve Amendments to Articles of For For Management Association 12 Approve Adjustment in Raised Funds For For Management Investment Project 13 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- SICHUAN YAHUA INDUSTRIAL GROUP CO., LTD. Ticker: 002497 Security ID: Y7933T106 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zheng Rong as Director For For Management 1.2 Elect Gao Xin as Director For For Management 1.3 Elect Liang Yuanqiang as Director For For Management 1.4 Elect Meng Yan as Director For For Management 1.5 Elect Yang Qing as Director For For Management 1.6 Elect Zhai Xiongying as Director For For Management 2.1 Elect Hou Shuiping as Director For For Management 2.2 Elect Zheng Jiaju as Director For For Management 2.3 Elect Luo Huawei as Director For For Management 3.1 Elect Hu Qiang as Supervisor For For Management 3.2 Elect Wu Mingfu as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SIEMENS LIMITED Ticker: 500550 Security ID: Y7934G137 Meeting Date: FEB 12, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve that the Vacancy on the Board For For Management Not Be Filled from the Retirement of Mariel von Schumann 4 Elect Tim Holt as Director For For Management 5 Elect Matthias Rebellius as Director For Against Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SIEYUAN ELECTRIC CO., LTD. Ticker: 002028 Security ID: Y7688J105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10.1 Elect Yang Zhihua as Director For For Shareholder 10.2 Elect Wu Shengzhang as Director For For Shareholder -------------------------------------------------------------------------------- SIGURD MICROELECTRONICS CORP. Ticker: 6257 Security ID: Y79355106 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD. Ticker: 460 Security ID: G8162K113 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Jionglong as Director For For Management 3a2 Elect Choi Yiau Chong as Director For For Management 3a3 Elect Chen Yanling as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SILERGY CORP. Ticker: 6415 Security ID: G8190F102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors and Independent Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- SILICON INTEGRATED SYSTEMS CORP. Ticker: 2363 Security ID: Y7935P102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- SIME DARBY BERHAD Ticker: 4197 Security ID: Y7962G108 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Nirmala Menon as Director For For Management 4 Elect Ahmad Badri Mohd Zahir as For For Management Director 5 Elect Ahmad Pardas Senin as Director For For Management 6 Elect Thayaparan Sangarapillai as For For Management Director 7 Elect Jeffri Salim Davidson as Director For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Related Parties Involving Interest of AmanahRaya Trustee Berhad - Amanah Saham Bumiputera 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Related Parties Involving Interest of Bermaz Auto Berhad -------------------------------------------------------------------------------- SIME DARBY PLANTATION BHD. Ticker: 5285 Security ID: Y7962H106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For For Management 2 Approve Directors' Remuneration For For Management Framework 3 Approve Directors' Benefits For For Management 4 Elect Najmuddin Datuk Seri Dr Haji For For Management Megat Khas as Director 5 Elect Halipah Esa as Director For For Management 6 Elect Mohd Anwar Yahya as Director For For Management 7 Elect Zaiton Mohd Hassan as Director For For Management 8 Elect Mohd Nizam Zainordin as Director For For Management 9 Elect Henry Sackville Barlow as For For Management Director 10 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SIME DARBY PROPERTY BERHAD Ticker: 5288 Security ID: Y7962J102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ahmad Johan Mohammad Raslan as For For Management Director 2 Elect Soam Heng Choon as Director For For Management 3 Elect Mohamed Ridza Mohamed Abdulla as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Directors' Benefits For For Management 6 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Ahmad Shah Alhaj Ibni Almarhum For For Management Sultan Salahuddin Abdul Aziz Shah Alhaj to Continue Office as Independent Non-Executive Director 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- SIMEI MEDIA CO., LTD. Ticker: 002712 Security ID: Y7938L108 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SIMEI MEDIA CO., LTD. Ticker: 002712 Security ID: Y7938L108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Appointment of Auditor For For Management 9 Approve Application of Financing For For Management 10 Amend Articles of Association For Against Management 11 Approve Provision of Guarantees by For For Management Controlling Shareholders -------------------------------------------------------------------------------- SIMPAR SA Ticker: SIMH3 Security ID: P8T99C100 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management -------------------------------------------------------------------------------- SIMPAR SA Ticker: SIMH3 Security ID: P8T99C100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- SIMPLO TECHNOLOGY CO., LTD. Ticker: 6121 Security ID: Y7987E104 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- SINA CORP. Ticker: SINA Security ID: G81477104 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Approve Authorization of the Board to For For Management Handle Matters Regarding Merger Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SINCERE NAVIGATION CORP. Ticker: 2605 Security ID: Y7991E108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LIMITED Ticker: 1177 Security ID: G8167W138 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Tse Ping as Director For For Management 4 Elect Li Yi as Director For For Management 5 Elect Li Mingqin as Director For For Management 6 Elect Lu Hong as Director For For Management 7 Elect Zhang Lu Fu as Director For For Management 8 Elect Li Kwok Tung Donald as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 11A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11B Authorize Repurchase of Issued Share For For Management Capital 11C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINO BIOPHARMACEUTICAL LTD. Ticker: 1177 Security ID: G8167W138 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue For For Management 2 Approve Increase in Authorized Share For For Management Capital -------------------------------------------------------------------------------- SINO GEOPHYSICAL CO., LTD. Ticker: 300191 Security ID: Y7999Y106 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Use of Funds for Financial For For Management Products -------------------------------------------------------------------------------- SINO GEOPHYSICAL CO., LTD. Ticker: 300191 Security ID: Y7999Y106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Raised Funds For For Management Investment Projects and Raised Funds Special Account 2 Approve Signing of Drilling Turnkey For For Management Service Contract and Related Party Transaction -------------------------------------------------------------------------------- SINO GEOPHYSICAL CO., LTD. Ticker: 300191 Security ID: Y7999Y106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Amendments to Articles of For For Management Association 7 Approve External Guarantee Management For Against Management Regulations 8 Amend External Investment Management For Against Management Method 9 Amend Related-Party Transaction For Against Management Management System 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Approve Authorization of the Board to For For Management Handle Matters Related to Issuance of Shares to Specific Targets through Simplified Procedures -------------------------------------------------------------------------------- SINO WEALTH ELECTRONIC LTD. Ticker: 300327 Security ID: Y7762K101 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For For Management Purchase Low-risk Financial Product 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SINO WEALTH ELECTRONIC LTD. Ticker: 300327 Security ID: Y7762K101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve to Appoint Auditor For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Approve Detailed Rules for Online For Against Management Voting of the Shareholders General Meeting 8 Approve Report of the Board of For For Management Supervisors 9 Approve Changes in Registered Capital For For Management and Amend Articles of Association 10 Approve Repurchase and Cancellation of For For Management 2017 Performance Shares 11 Approve Repurchase and Cancellation of For For Management 2020 Performance Shares 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 14.1 Elect Zhang Yu as Director For For Management 14.2 Elect Zhang Xuefeng as Director For For Management 15 Approve Repurchase and Cancellation of For For Shareholder Performance Shares (II) 16 Amend Articles of Association (II) For For Shareholder -------------------------------------------------------------------------------- SINO-AMERICAN SILICON PRODUCTS, INC. Ticker: 5483 Security ID: Y8022X107 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Profit Distribution 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Amend Trading Procedures Governing For For Management Derivatives Products 6 Approve Issuance of Marketable For For Management Securities via Public Offering or Private Placement -------------------------------------------------------------------------------- SINO-OCEAN GROUP HOLDING LIMITED Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cui Hongjie as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- SINO-OCEAN GROUP HOLDING LIMITED Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Li Ming and Authorize Board to For For Management Fix His Remuneration 3B Elect Huang Xiumei as Director and For For Management Authorize Board to Fix Her Remuneration 3C Elect Fu Fei as Director and Authorize For For Management Board to Fix His Remuneration 3D Elect Li Liling as Director and For For Management Authorize Board to Fix Her Remuneration 3E Elect Wang Zhifeng as Director and For For Management Authorize Board to Fix His Remuneration 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINO-PLATINUM METALS CO., LTD. Ticker: 600459 Security ID: Y8041D108 Meeting Date: MAR 22, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SINO-PLATINUM METALS CO., LTD. Ticker: 600459 Security ID: Y8041D108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Additional Daily Related Party For For Management Transaction 6 Approve Application of Bank Credit For For Management Lines 7.1 Approve Provision of Guarantee for For For Management Guiyan Resources (Yimen) Co., Ltd. 7.2 Approve Provision of Guarantee for For For Management Guiyan Jinshu (Shanghai) Co., Ltd. 7.3 Approve Provision of Guarantee for For For Management Kunming Guiyan Catalyst Co., Ltd. 7.4 Approve Provision of Guarantee for For For Management Yongxing Guiyan Resources Co., Ltd. 7.5 Approve Provision of Guarantee for For For Management Guiyan Industrial Catalyst (Yunnan) Co. , Ltd. 7.6 Approve Provision of Guarantee for For For Management Guiyan Zhongxi (Shanghai) New Material Technology Co., Ltd. 7.7 Approve Provision of Guarantee for For For Management Guiyan Chemical Materials (Yunnan) Co. , Ltd. 8.1 Approve Provision of Guarantee for For For Management Guiyan Resources (Yimen) Co., Ltd. 8.2 Approve Provision of Guarantee for For For Management Yongxing Guiyan Resources Co., Ltd. 9.1 Approve Short-term Loan to Guiyan For For Management Resources (Yimen) Co., Ltd. 9.2 Approve Short-term Loan to Guiyan For For Management Jinshu (Shanghai) Co., Ltd. 9.3 Approve Short-term Loan to Kunming For For Management Guiyan Catalyst Co., Ltd. 9.4 Approve Short-term Loan to Yongxing For For Management Guiyan Resources Co., Ltd. 9.5 Approve Short-term Loan to Guiyan For For Management Industrial Catalyst (Yunnan) Co., Ltd. 9.6 Approve Short-term Loan to Guiyan For For Management Zhongxi (Shanghai) New Material Technology Co., Ltd. 9.7 Approve Short-term Loan to Guiyan For For Management International Trade Co., Ltd. 9.8 Approve Short-term Loan to Guiyan For For Management Chemical Materials (Yunnan) Co., Ltd. 10 Approve Precious Metal Hedging Strategy For For Management 11 Approve Report of the Board of For For Management Independent Directors 12 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 13 Approve Shareholder Return Plan For For Management 14 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- SINO-THAI ENGINEERING & CONSTRUCTION PUBLIC CO. LTD. Ticker: STEC Security ID: Y8048P229 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management and Approve Omission of Dividend Payment 5.1 Elect Vallop Rungkijvorasathien as For Against Management Director 5.2 Elect Pakpoom Srichamni as Director For For Management 5.3 Elect Thanathip Vidhayasirinun as For For Management Director 5.4 Elect Anilrat Nitisaroj as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- SINO-THAI ENGINEERING & CONSTRUCTION PUBLIC CO. LTD. Ticker: STEC Security ID: Y8048P229 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Minutes of Previous Meeting For For Management 2 Approve Acquisition of the Business of For For Management STIT Co., Ltd. 3 Other Business For Against Management -------------------------------------------------------------------------------- SINO-THAI ENGINEERING & CONSTRUCTION PUBLIC CO. LTD. Ticker: STEC Security ID: Y8048P229 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results and None None Management Annual Report 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Rawat Chamchalerm as Director For For Management 5.2 Elect Jate Mongkolhutthi as Director For For Management 5.3 Elect Suchai Poopichayapongs as For For Management Director 5.4 Elect Chaiyong Satjipanon as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- SINOCARE, INC. Ticker: 300298 Security ID: Y12984103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SINOCARE, INC. Ticker: 300298 Security ID: Y12984103 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve Remuneration and Allowance of For For Management Directors, Supervisors and Senior Management Members 8 Approve Use of Idle Raised Funds and For For Management Idle Own Funds for Cash Management 9 Approve Draft and Summary of Employee For For Management Share Purchase Plan 10 Approve Management Method of Employee For For Management Share Purchase Plan 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Authorization of the Board to For For Management Handle All Matters Related to Issuance of Shares 13 Approve Amendments to Articles of For For Management Association 14 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve the Notion that the Company For For Management Does Not Need to Prepare a Report on the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Formulation of Shareholder For For Management Return Plan 8 Approve Signing of Conditional Share For For Management Subscription Agreement and Related Party Transactions 9 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Acquisition 2.1 Approve Overview of Transaction Plan For For Management 2.2 Approve Target Assets and Transaction For For Management Manner 2.3 Approve Transaction Price For For Management 2.4 Approve Source of Funds For For Management 2.5 Approve Cash Payment Deadline For For Management 2.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.7 Approve Liability for Breach of For For Management Contract 2.8 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related-party Transaction 4 Approve Transaction Does Not For For Management Constitute Reorganization of Listed Companies 5 Approve Report (Draft) and Summary on For For Management Company's Major Assets Acquisition 6 Approve Framework Agreement and Its For For Management Supplement 7 Approve Equity Transfer Agreement For For Management 8 Approve Undertakings of Remedial For For Management Measures in Relation to the Dilution of Current Returns as a Result of the Major Asset Restructuring 9 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 10 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 11 Approve Determination of Whether Stock For For Management Price Volatility Has Achieved the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 12 Approve Relevant Audit Reports, Review For For Management Report and Evaluation Report of this Transaction 13 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction -------------------------------------------------------------------------------- SINOCHEM INTERNATIONAL CORP. Ticker: 600500 Security ID: Y80231106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For Against Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Amend Articles of Association For For Management 7 Approve Related Party Transaction For For Management 8 Approve External Guarantee For Against Management 9 Approve Issuance of Long-term and For For Management Short-term Bonds 10.1 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Simeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Plan For For Management 7 Approve Use of Own Funds for For For Management Investment in Financial Products 8 Approve Guarantee For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Allowance of Independent For For Management Directors 11 Approve Remuneration of Chairman of For For Management the Board of Directors 12 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- SINODATA CO., LTD. Ticker: 002657 Security ID: Y7762H108 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Yan as Non-Independent For For Management Director -------------------------------------------------------------------------------- SINOFERT HOLDINGS LIMITED Ticker: 297 Security ID: G8403G103 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Agreement for the Use of Fund and Related Transactions -------------------------------------------------------------------------------- SINOFERT HOLDINGS LIMITED Ticker: 297 Security ID: G8403G103 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement, Proposed For For Management Annual Caps and Related Transactions 2 Elect J. Erik Fyrwald as Director For For Management -------------------------------------------------------------------------------- SINOFERT HOLDINGS LIMITED Ticker: 297 Security ID: G8403G103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Qin Hengde as Director For For Management 3B Elect Ko Ming Tung, Edward as Director For For Management 3C Elect Tse Hau Yin, Aloysius as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINOFIBERS TECHNOLOGY CO., LTD. Ticker: 300777 Security ID: Y799AC102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Use of Idle Own Funds to For For Management Purchase Financial Product 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yunhong as Independent For For Management Director -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7.1 Approve Related Party Transactions For For Management with Changsha Yongjin (Group) Co., Ltd. , Yongjin Investment Holdings Co., Ltd. , Yunnan International Trust Co., Ltd. and the Ultimate Controlling Shareholder 7.2 Approve Related Party Transactions For For Management with Sinolink Yongfu Assets Management Co., Ltd. and Joint Venture Companies 7.3 Approve Related Party Transactions For For Management with Directors, Supervisors, Senior Managers and Other Related Parties such as Companies in which the Related Natural Persons serves as Directors and Senior Managers 8 Approve Special Explanation on the For For Management Remuneration of Directors 9 Approve Special Explanation on the For For Management Remuneration of Supervisors 10 Approve General Authorization for For For Management Corporate Debt Financing 11 Approve Related Party Transaction in For For Management Connection to Debt Financing 12 Approve Guarantee Provision Plan For For Management 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of Asset For For Management Management Subsidiary -------------------------------------------------------------------------------- SINOLINK SECURITIES CO., LTD. Ticker: 600109 Security ID: Y8004P106 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Wenguo as Non-Independent For For Shareholder Director 2 Elect Jin Peng as Supervisor For For Shareholder -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: JUL 23, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve Company's Eligibility for For For Management Corporate Bond Issuance 3.1 Approve Issue Size For For Management 3.2 Approve Par Value and Issue Price For For Management 3.3 Approve Bond Interest Rate and For For Management Interest Payment Method 3.4 Approve Type and Bond Maturity For For Management 3.5 Approve Issue Manner, Target For For Management Subscribers and Placing Arrangement for Shareholders 3.6 Approve Guarantees For For Management 3.7 Approve Redemption Clause or Resale For For Management Clause 3.8 Approve Use of Proceeds For For Management 3.9 Approve Underwriting Manner For For Management 3.10 Approve Listing Arrangement For For Management 3.11 Approve Resolution Validity Period For For Management 3.12 Approve Authorization Matters For For Management 4 Approve Authorization of the Board and For For Management Relevant Parties to Handle All Related Matters 5 Approve Guarantee Provision Plan For For Management 6 Approve Amendments to Articles of For Against Management Association 7 Elect Huang Zhendong as For For Shareholder Non-Independent Director 8 Elect Hu Jinyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yan as Non-Independent For For Management Director -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Auditor and Internal For For Management Control Auditor 2.1 Elect Liu Yan as Non-Independent For For Shareholder Director 2.2 Elect Fu Jinguang as Non-Independent For For Shareholder Director 2.3 Elect Yu Mingqing as Non-Independent For For Shareholder Director 2.4 Elect Yin Zhisong as Non-Independent For For Shareholder Director 2.5 Elect Xia Zhiyun as Non-Independent For For Shareholder Director 2.6 Elect Jiang Zhongwen as For For Shareholder Non-Independent Director 3.1 Elect Zhang Xiaoyan as Independent For For Shareholder Director 3.2 Elect Jiao Dian as Independent Director For For Shareholder 3.3 Elect Zhou Xiaoming as Independent For For Shareholder Director 4.1 Elect Hu Jinyu as Supervisor For For Shareholder 4.2 Elect Xing Wanli As Supervisor For For Shareholder -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Adjustment of Foreign Exchange For For Management Hedging Transaction Quota and Business Varieties 8 Amend Related-Party Transaction For Against Management Management System 9 Approve Shareholder Return Plan For For Management 10 Approve Estimate Related Party For For Management Transaction 11 Approve Expand Business Scope, For For Management Decrease in Registered Capital and Amend Articles of Association -------------------------------------------------------------------------------- SINOMA INTERNATIONAL ENGINEERING CO., LTD. Ticker: 600970 Security ID: Y80024105 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares 2.1 Approve Counterparties For For Management 2.2 Approve Underlying Assets For For Management 2.3 Approve Payment Method For For Management 2.4 Approve Issue Type and Par Value For For Management 2.5 Approve Issue Manner For For Management 2.6 Approve Target Parties and For For Management Subscription Method 2.7 Approve Issue Price and Pricing Basis For For Management 2.8 Approve Consideration for Equity For For Management Transfer of Target Company 2.9 Approve Issue Scale For For Management 2.10 Approve Lock-up Period For For Management 2.11 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.12 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.13 Approve Listing Location For For Management 2.14 Approve Resolution Validity Period For For Management 3 Approve Transaction Does Not For For Management Constitute as Major Asset Reorganization and Reorganization and Listing 4 Approve Cancellation of Raising For For Management Supporting Funds 5 Approve Cancellation of Raising For For Management Supporting Funds that Does Not Constitute as Major Adjustment to the Reorganization Plan 6 Approve Issuance of Shares and Payment For For Management of Cash to Purchase Assets Constitutes as Related Party Transaction 7 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares 8 Approve Signing of Agreement to Issue For For Management Shares and Cash Payment to Purchase Assets and Equity Purchase Agreement with Effective Conditions 9 Approve Signing of Supplemental For For Management Agreement to Issue Shares and Cash Payment to Purchase Assets and Equity Purchase Agreement with Effective Conditions 10 Approve Audit Report, Review Report For For Management and Appraisal Report of the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Commitment from Controlling For For Management Shareholders, Directors, Senior Management Regarding Counter-dilution Measures 15 Approve White Wash Waiver For For Management 16 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures on Material Asset Restructuring of Listed Companies 17 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 18 Approve Signing of Performance For For Management Commitment Compensation Agreement with Effective Conditions 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve Increase in External For For Management Guarantees Due to Reorganization -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For Against Management Association 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Zaiman as Non-Independent For For Management Director 1.2 Elect Zhang Qi as Non-Independent For For Management Director 2 Elect Cao Qinming as Supervisor For For Management 3 Approve Extension of Implementation of For For Management Horizontal Competition Preventive Commitment -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Loan Application and Related For For Management Authorization 8 Approve Change in Guarantee Period For Against Management 9 Approve Issuance of Commercial Papers For For Management 10 Approve Issuance of Green Corporate For For Management Bonds 11 Approve Guarantee and Mutual Guarantees For For Management -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: Y80025102 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Integration of Company's For For Management Lithium Membrane Industry Assets 2 Approve Provision of Guarantee For For Management 3 Elect Yu Mingqing as Non-independent For For Management Director -------------------------------------------------------------------------------- SINOPAC FINANCIAL HOLDINGS CO., LTD. Ticker: 2890 Security ID: Y8009U100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Dejun as Director and For For Management Authorize Board to Fix His Remuneration 2 Elect Zhou Yingguan as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board For For Management 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Final Dividend For For Management Distribution Plan 5 Approve 2021 Interim Profit For For Management Distribution Plan 6 Approve 2021 Business Operation Plan, For For Management Investment Plan and Financial Budget 7 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 8 Elect Zhang Xinming as Supervisor For For Management 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares 2 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC KANTONS HOLDINGS LIMITED Ticker: 934 Security ID: G8165U100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Ren Jiajun as Director For For Management 3B Elect Sang Jinghua as Director For For Management 3C Elect Wong Pui Sze, Priscilla as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SINOPEC OILFIELD EQUIPMENT CORP. Ticker: 000852 Security ID: Y4446M108 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Yanbing as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC OILFIELD EQUIPMENT CORP. Ticker: 000852 Security ID: Y4446M108 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Junqiao as Non-Independent For For Management Director 2 Elect Shi Shangqiang as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC OILFIELD EQUIPMENT CORP. Ticker: 000852 Security ID: Y4446M108 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 7 Approve Conditional Shares For For Management Subscription Agreement in Connection to the Private Placement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of the Board to For For Management Handle All Related Matters 11 Approve Daily Related Party For For Management Transactions 12 Approve Deposit and Loan Transactions For For Management with Related Financial Company 13 Approve Financial Services Agreement For For Management with Sinopec Finance Co., Ltd. Wuhan Branch 14 Approve Financial Services Agreement For For Management with Sinopec Shengjun International Investment Company 15 Approve Product Mutual Supply For For Management Framework Agreement with China Petrochemical Corporation 16 Approve Land Use Rights and Real For For Management Estate Lease Framework Agreement with China Petrochemical Corporation 17 Approve Technology R&D Framework For For Management Agreement with China Petrochemical Corporation 18 Approve Integrated Service Framework For For Management Agreement with China Petrochemical Corporation 19 Approve Application of Entrusted Loan For For Management -------------------------------------------------------------------------------- SINOPEC OILFIELD EQUIPMENT CORP. Ticker: 000852 Security ID: Y4446M108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Report For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equipment Leasing Framework For For Management Agreement, the Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y9841Z109 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equipment Leasing Framework For For Management Agreement, the Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy for For For Management Directors and Supervisors 2.01 Elect Chen Xikun as Director For For Management 2.02 Elect Yuan Jianqiang as Director For For Management 2.03 Elect Lu Baoping as Director For For Management 2.04 Elect Fan Zhonghai as Director For For Management 2.05 Elect Wei Ran as Director For For Management 2.06 Elect Zhou Meiyun as Director For For Management 3.01 Elect Chen Weidong as Director For Against Management 3.02 Elect Dong Xiucheng as Director For Against Management 3.03 Elect Zheng Weijun as Director For For Management 4.01 Elect Ma Xiang as Supervisor For For Management 4.02 Elect Du Jiangbo as Supervisor For For Management 4.03 Elect Zhang Qin as Supervisor For For Management 4.04 Elect Zhang Jianbo as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y9845Y108 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy for For For Management Directors and Supervisors 2.01 Elect Chen Xikun as Director For For Management 2.02 Elect Yuan Jianqiang as Director For For Management 2.03 Elect Lu Baoping as Director For For Management 2.04 Elect Fan Zhonghai as Director For For Management 2.05 Elect Wei Ran as Director For For Management 2.06 Elect Zhou Meiyun as Director For For Management 3.01 Elect Chen Weidong as Director For Against Management 3.02 Elect Dong Xiucheng as Director For Against Management 3.03 Elect Zheng Weijun as Director For For Management 4.01 Elect Ma Xiang as Supervisor For For Management 4.02 Elect Du Jiangbo as Supervisor For For Management 4.03 Elect Zhang Qin as Supervisor For For Management 4.04 Elect Zhang Jianbo as Supervisor For For Management -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditor's Report 4 Approve Profit Distribution Plan For For Management 5 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiaries and Joint Venture 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 8 Authorize Board to Repurchase Domestic For For Management Shares and/or Overseas-Listed Foreign Shares -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y8038V103 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Repurchase Domestic For For Management Shares and/or Overseas-Listed Foreign Shares -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y9845Y108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management and Auditor's Report 4 Approve Profit Distribution Plan For For Management 5 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and Internal Control Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 6 Approve Provision of Guarantee for For For Management Wholly-Owned Subsidiaries and Joint Venture 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 8 Authorize Board to Repurchase Domestic For For Management Shares and/or Overseas-Listed Foreign Shares -------------------------------------------------------------------------------- SINOPEC OILFIELD SERVICE CORPORATION Ticker: 1033 Security ID: Y9845Y108 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Repurchase Domestic For For Management Shares and/or Overseas-Listed Foreign Shares -------------------------------------------------------------------------------- SINOPEC SHANDONG TAISHAN PETROLEUM CO., LTD. Ticker: 000554 Security ID: Y76803108 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Zhishen as Supervisor For For Management 2.1 Elect Wang Mingchang as For For Management Non-Independent Director 2.2 Elect Ma Jie as Non-Independent For For Management Director 2.3 Elect Zhang Shumiao as Non-Independent For For Management Director 2.4 Elect Song Kefeng as Non-Independent For For Management Director -------------------------------------------------------------------------------- SINOPEC SHANDONG TAISHAN PETROLEUM CO., LTD. Ticker: 000554 Security ID: Y76803108 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Financial Budget Report For Against Management 6 Approve KPMG Huazhen LLP as Domestic For For Management Auditor and KPMG as International Auditor and Authorize Board to Fix Their Remuneration 7 Elect Du Jun as Director For For Management 8 Approve Authorization to the Board to For Against Management Decide on the Issuance of Debt Financing Instruments 9 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED Ticker: 338 Security ID: Y80373114 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Financial Budget Report For Against Management 6 Approve KPMG Huazhen LLP as Domestic For For Management Auditor and KPMG as International Auditor and Authorize Board to Fix Their Remuneration 7 Elect Du Jun as Non-independent For For Management Director 8 Approve Authorization to the Board to For Against Management Decide on the Issuance of Debt Financing Instruments 9 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- SINOPHARM GROUP CO. LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Procurement Framework For For Management Agreement, Proposed Annual Caps and Related Transactions 2 Approve 2020 Financial Services For For Management Framework Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- SINOPHARM GROUP CO. LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management of the Company and Its Subsidiaries and the Auditors' Report 4 Approve Profit Distribution Plan and For For Management Payment of Final Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 7 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditors and Ernst & Young as International Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration 8 Approve Provision of Guarantees For For Management 9 Elect Li Dongjiu as Director, For For Management Authorize Board to Fix His Remuneration and Enter into a Service Contract with Him 10 Elect Guan Xiaohui as Supervisor, For For Management Authorize Supervisory Committee to Fix Her Remuneration and Enter into a Service Contract with Her 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- SINOPHARM GROUP CO. LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- SINOPHARM GROUP CO., LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Zhiming as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 2 Elect Yu Qingming as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 3 Elect Liu Yong as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 4 Elect Chen Qiyu as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 5 Elect Ma Ping as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 6 Elect Hu Jianwei as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 7 Elect Deng Jindong as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 8 Elect Wen Deyong as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 9 Elect Guan Xiaohui as Director and For For Management Authorize Board to Fix Her Remuneration and to Enter Into a Service Contract with Her 10 Elect Feng Rongli as Director and For For Management Authorize Board to Fix Her Remuneration and to Enter Into a Service Contract with Her 11 Elect Zhuo Fumin as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 12 Elect Chen Fangruo as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 13 Elect Li Peiyu as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 14 Elect Wu Tak Lung as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 15 Elect Yu Weifeng as Director and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 16 Elect Wu Yifang as Supervisor and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 17 Elect Liu Zhengdong as Supervisor and For For Management Authorize Board to Fix His Remuneration and to Enter Into a Service Contract with Him 18 Elect Li Xiaojuan as Supervisor and For For Management Authorize Board to Enter Into a Service Contract with Her 19 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SINOSOFT CO., LTD. Ticker: 603927 Security ID: Y8T129119 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Financial Budget Plan For Against Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For For Management 11 Approve Completion of Raised Funds For For Management Projects and Use of Excess Raised Funds to Replenish Working Capital 12 Approve Appointment of Auditor For For Management 13 Elect Li Xin as Independent Director For For Shareholder 14 Amend Articles of Association For For Management 15 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use and Implementation Method For For Management of Raised Funds 2.18 Approve Proceeds Management and For For Management Deposit Account 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management and Provision of Guarantee 2 Approve Guarantee Provision Plan For For Management 3 Approve Remuneration of Independent For For Management Directors -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Internal Control Evaluation For For Management Report 6 Approve Financial Statements For For Management 7 Approve Related Party Transaction For For Management 8 Approve Profit Distribution Plan For For Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SINOSTEEL ENGINEERING & TECHNOLOGY CO., LTD. Ticker: 000928 Security ID: Y4443Q102 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Credit Line For For Management Application and Guarantee Period -------------------------------------------------------------------------------- SINOSUN TECHNOLOGY CO., LTD. Ticker: 300333 Security ID: Y8012E101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital 6 Approve Remuneration and Allowance of For For Management Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Appointment of Auditor For For Management 10 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Procedural For Against Management Rules for Meetings of the Board of Directors, Procedural Rules for Meetings of the Supervisory Committee, Working Manual for the Independent Directors and Policy for the Management of Related Party Transactions 2 Approve Financial Services Agreement, For For Management Proposed Annual Caps and Related Transactions 3 Approve Provision of Financial For For Management Services by China Merchants Bank to the Group 4 Approve Master Services Agreement For For Management (China Merchants), Proposed Annual Caps and Related Transactions 5 Approve Master Lease Agreement, For For Management Proposed Annual Caps and Related Transactions 6 Approve Master Services Agreement For For Management (Sinotrans Shandong Hongzhi), Proposed Annual Caps and Related Transactions 7 Approve Daily Related Party For For Management Transactions Framework Agreement -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J112 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Procedural For Against Management Rules for Meetings of the Board of Directors, Procedural Rules for Meetings of the Supervisory Committee, Working Manual for the Independent Directors and Policy for the Management of Related Party Transactions 2 Approve Financial Services Agreement, For For Management Proposed Annual Caps and Related Transactions 3 Approve Provision of Financial For For Management Services by China Merchants Bank to the Group 4 Approve Master Services Agreement For For Management (China Merchants), Proposed Annual Caps and Related Transactions 5 Approve Master Lease Agreement, For For Management Proposed Annual Caps and Related Transactions 6 Approve Master Services Agreement For For Management (Sinotrans Shandong Hongzhi), Proposed Annual Caps and Related Transactions 7 Approve Daily Related Party For For Management Transactions Framework Agreement -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 4 Approve Estimated Guarantees of the For Against Management Company 5 Approve 2020 Work Report of the Board For For Management of Directors 6 Approve 2020 Work Report of the For For Management Supervisory Committee 7 Approve 2020 Work Report of For For Management Independent Non-Executive Directors 8 Approve 2020 Final Financial Accounts For For Management Report 9 Approve 2020 Annual Report and Its For For Management Summary 10 Approve 2021 Financial Budget For For Management 11 Approve 2020 Profit Distribution Plan For For Management 12 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 13 Approve Remuneration of Directors For For Management 14 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 15 Approve Adjustment of Business Scope For For Management 16 Approve Amendments to Articles of For For Management Association 17.1 Elect Li Guanpeng as Director For For Management 17.2 Elect Song Rong as Director For Against Management 17.3 Elect Song Dexing as Director For For Management 17.4 Elect Liu Weiwu as Director For For Management 17.5 Elect Xiong Xianliang as Director For For Management 17.6 Elect Jiang Jian as Director For For Management 17.7 Elect Jerry Hsu as Director For Against Management 18.1 Elect Wang Taiwen as Director For For Management 18.2 Elect Meng Yan as Director For For Management 18.3 Elect Song Haiqing as Director For For Management 18.4 Elect Li Qian as Director For For Management 19.1 Elect Liu Yingjie as Supervisor For For Management 19.2 Elect Zhou Fangsheng as Supervisor For For Management 19.3 Elect Fan Zhaoping as Supervisor For For Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J112 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Work Report of the Board For For Management of Directors 2 Approve 2020 Work Report of the For For Management Supervisory Committee 3 Approve 2020 Work Report of For For Management Independent Non-Executive Directors 4 Approve 2020 Final Financial Accounts For For Management Report 5 Approve 2020 Annual Report and Its For For Management Summary 6 Approve 2021 Financial Budget For For Management 7 Approve 2020 Profit Distribution Plan For For Management 8 Approve ShineWing Certified Public For For Management Accountants LLP as Auditor 9 Approve Remuneration of Directors For For Management 10 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 11 Approve Adjustment of Business Scope For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Authorize Repurchase of Issued H Share For For Management Capital 15 Approve Updated Mandate of the Issue For For Management of Debt Financing Instruments 16 Approve Estimated Guarantees of the For Against Management Company 17.1 Elect Li Guanpeng as Director For For Management 17.2 Elect Song Rong as Director For For Management 17.3 Elect Song Dexing as Director For For Management 17.4 Elect Liu Weiwu as Director For For Management 17.5 Elect Xiong Xianliang as Director For For Management 17.6 Elect Jiang Jian as Director For For Management 17.7 Elect Jerry Hsu as Director For Against Management 18.1 Elect Wang Taiwen as Director For For Management 18.2 Elect Meng Yan as Director For For Management 18.3 Elect Song Haiqing as Director For For Management 18.4 Elect Li Qian as Director For For Management 19.1 Elect Liu Yingjie as Supervisor For For Management 19.2 Elect Zhou Fangsheng as Supervisor For For Management 19.3 Elect Fan Zhaoping as Supervisor For For Management -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J112 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRANS LIMITED Ticker: 598 Security ID: Y6145J104 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- SINOTRUK (HONG KONG) LIMITED Ticker: 3808 Security ID: Y8014Z102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Dai Lixin as Director For Against Management 3B Elect Li Shaohua as Director For Against Management 3C Elect Matthias Grundler as Director For For Management 3D Elect Andreas Tostmann as Director For For Management 3E Elect Wang Dengfeng as Director For For Management 3F Elect Zhao Hang as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve 2023 Products Purchase For For Management Agreement, Proposed Annual Caps and Related Transactions 6 Approve 2021 Weichai Parts Purchase For For Management Agreement, Proposed Annual Cap and Related Transactions 7A Elect Li Xia as Director For Against Management 7B Authorize Board to Fix the For For Management Remuneration of Li Xia -------------------------------------------------------------------------------- SINYI REALTY, INC. Ticker: 9940 Security ID: Y8062B106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- SISTEMA PJSFC Ticker: AFKS Security ID: 48122U204 Meeting Date: JUN 26, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Anna Belova as Director None For Management 3.2 Elect Vladimir Evtushenkov as Director None Against Management 3.3 Elect Feliks Evtushenkov as Director None Against Management 3.4 Elect Ron Sommer as Director None Against Management 3.5 Elect Iaroslav Kuzminov as Director None For Management 3.6 Elect Roger Munnings as Director None For Management 3.7 Elect Vladimir Chirakhov as Director None Against Management 3.8 Elect Anatolii Chubais as Director None Against Management 3.9 Elect Mikhail Shamolin as Director None Against Management 3.10 Elect Etienne Schneider as Director None For Management 3.11 Elect Aleksandr Shokhin as Director None For Management 3.12 Elect David Iakobashvili as Director None For Management 4.1 Ratify Deloitte & Touche as RAS Auditor For For Management 4.2 Ratify Deloitte & Touche as IFRS For For Management Auditor 5 Approve New Edition of Regulations on For For Management Remuneration of Directors -------------------------------------------------------------------------------- SITRONIX TECHNOLOGY CORP. Ticker: 8016 Security ID: Y8118H107 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Vincent Mao, with SHAREHOLDER NO. For For Management 00000011 as Non-independent Director 1.2 Elect Wen-Bin Lin, with SHAREHOLDER NO. For For Management 00000026 as Non-independent Director 1.3 Elect I-Hsi Cheng, with SHAREHOLDER NO. For For Management 00000024 as Non-independent Director 1.4 Elect a Representative of Silicon For Against Management Power Computer and Communications Inc. , with SHAREHOLDER NO.00061339 as Non-independent Director 1.5 Elect Sheng-Su Lee, with SHAREHOLDER For For Management NO.00000044 as Non-independent Director 1.6 Elect Cheng-Chieh Dai, with For Against Management SHAREHOLDER NO.00042917 as Independent Director 1.7 Elect Yu-Nu Lin, with SHAREHOLDER NO. For For Management Q222114XXX as Independent Director 1.8 Elect Jui-Hsiang Lo, with SHAREHOLDER For For Management NO.J101175XXX as Independent Director 1.9 Elect Ching-Jung Hsu, with SHAREHOLDER For For Management NO.A102657XXX as Independent Director 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4 Approve Amendments to Lending For For Management Procedures and Caps 5 Amendments to Trading Procedures For For Management Governing Derivatives Products 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SIX OF OCTOBER DEVELOPMENT & INVESTMENT (SODIC) Ticker: OCDI Security ID: M84139100 Meeting Date: NOV 01, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Capital Increase of 2 Percent For Did Not Vote Management of Company's Issued Capital to be Allocated to the Fourth and Fifth Tranches of Rewards System for Employees, Managers and Executive Board Members and Amend Articles 6 and 7 of Bylaws -------------------------------------------------------------------------------- SIX OF OCTOBER DEVELOPMENT & INVESTMENT (SODIC) Ticker: OCDI Security ID: M84139100 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Corporate Governance Report For Did Not Vote Management and Related Auditors' Report for FY 2020 3 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 5 Approve Allocation of Income and For Did Not Vote Management Dividends 6 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 7 Approve Related Party Transactions for For Did Not Vote Management FY 2020 and FY 2021 8 Approve Discharge of Chairman, For Did Not Vote Management Managing Director, and Directors for FY 2020 9 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors, and the Monthly and Annual Remuneration of Chairman for FY 2021 10 Approve Charitable Donations for FY For Did Not Vote Management 2020 and Donations above EGP 1,000 for FY 2021 11 Approve the Appointment of Financial For Did Not Vote Management Advisors to Evaluate and Study the Offer by Aldar Properties to Acquire Company's Shares 12 Elect Director (Cumulative Voting) None Did Not Vote Shareholder 13 Amend Item Number 7 of the Ordinary None Did Not Vote Shareholder General Assembly Agenda -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development of Accounts For For Management Receivable Asset Securitization 2 Approve Increase in External Guarantee For Against Management Plan and Application of Bank Credit Lines 3 Approve Change of Registered Capital For For Management and Amend Articles of Association 4 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the Investment For For Management Amount of the Sichuan Qionglai Industrial Park Production Base Project and Signing of Supplementary Agreement 2 Approve Investment and Construction of For For Management Production Base Project in Yingcheng City, Hubei Province and Signing of Investment Agreement 3 Approve Signing of Investment For For Management Agreement with Anhui Mingguang Economic Development Zone Management Committee and to Invest in the Construction of Production Base Project -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve the Scale and Use of Raised For For Management Funds 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Formulation of Shareholder For For Management Return Plan 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve to Adjust the Implementation For For Management Content of the High-tech Materials Comprehensive Industrial Park Project 10 Amend the Administrative Measures on For Against Management the Use of Raised Funds -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: Y806G4107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Guarantee Provision Plan and For Against Management Credit Line Bank Application 8 Approve External Guarantees For For Management -------------------------------------------------------------------------------- SKYFAME REALTY (HOLDINGS) LTD. Ticker: 59 Security ID: G8220B147 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Wen Xiaobing as Director For For Management 3B Elect Wong Lok as Director For For Management 3C Elect Choy Shu Kwan as Director For For Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SKYWORTH DIGITAL CO., LTD. Ticker: 000810 Security ID: Y7932T107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control Evaluation For For Management Report 7.1 Approve Daily Related Party For For Management Transaction with Skyworth Group Co., Ltd. 7.2 Approve Daily Related Party For For Management Transaction with Fengmang Xinxi and Xiaopai Keji 8 Approve Related Lease Transactions For For Management 9 Approve Signing of Financial Services For For Management Agreement 10 Approve Development of Financial For For Management Business 11 Approve Adjustment of Amount and Term For For Management of Provision of Guarantee 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Authorization of Board to For For Management Handle All Related Matters and Amend Articles of Association 14 Approve Forward Foreign Exchange For For Management Transactions 15 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 16 Approve Remuneration Plan of For For Management Supervisors 17.1 Elect Lai Weide as Director For For Management 17.2 Elect Liu Tangzhi as Director For For Management 17.3 Elect Shi Chi as Director For For Management 17.4 Elect Lin Jin as Director For For Management 17.5 Elect Zhang Zhi as Director For For Management 17.6 Elect Ying Yiming as Director For For Management 18.1 Elect Bai Hua as Director For For Management 18.2 Elect Peng Ning as Director For For Management 18.3 Elect Ma Shaoping as Director For For Management 19.1 Elect Huang Wenbo as Supervisor For For Management 19.2 Elect Liu Zebin as Supervisor For For Management -------------------------------------------------------------------------------- SKYWORTH GROUP LIMITED Ticker: 751 Security ID: G8181C100 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conditional Cash Offer by DBS For For Management Asia Capital Limited on Behalf of the Company to Buy-Back Shares 2 Approve Whitewash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- SKYWORTH GROUP LIMITED Ticker: 751 Security ID: G8181C100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lai Weide as Director For For Management 2B Elect Lin Jin as Director For For Management 2C Elect Li Weibin as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SLC AGRICOLA SA Ticker: SLCE3 Security ID: P8711D107 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- SLC AGRICOLA SA Ticker: SLCE3 Security ID: P8711D107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Eduardo Silva Logemann as For For Management Director 4.2 Elect Jorge Luiz Silva Logemann as For For Management Director 4.3 Elect Fernando Castro Reinach as For For Management Independent Director 4.4 Elect Osvaldo Burgos Schirmer as For For Management Independent Director 4.5 Elect Andre Souto Maior Pessoa as For For Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Silva Logemann as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jorge Luiz Silva Logemann as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Castro Reinach as Independent Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Osvaldo Burgos Schirmer as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Souto Maior Pessoa as Independent Director 7 Approve Remuneration of Company's For For Management Management and Fiscal Council 8 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- SLC AGRICOLA SA Ticker: SLCE3 Security ID: P8711D107 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of Terra Santa Agro SA 2 Ratify Deloitte Touche Tohmatsu as For For Management Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Acquisition of All Shares of For For Management Terra Santa Agro SA 5 Authorize Capital Increase in For For Management Connection with the Transaction and Amend Article 5 Accordingly 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- SM INVESTMENTS CORP. Ticker: SM Security ID: Y80676102 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of Previous Annual For For Management Stockholders' Meeting 2 Approve 2020 Annual Report For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management 4.1 Elect Teresita T. Sy as Director For For Management 4.2 Elect Henry T. Sy, Jr. as Director For For Management 4.3 Elect Harley T. Sy as Director For For Management 4.4 Elect Jose T. Sio as Director For For Management 4.5 Elect Frederic C. DyBuncio as Director For For Management 4.6 Elect Tomasa H. Lipana as Director For For Management 4.7 Elect Alfredo E. Pascual as Director For For Management 4.8 Elect Robert G. Vergara as Director For For Management 5 Elect SyCip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SM PRIME HOLDINGS, INC. Ticker: SMPH Security ID: Y8076N112 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on June 15, 2020 2 Approve 2020 Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and the Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting 4.1 Elect Henry T. Sy, Jr. as Director For For Management 4.2 Elect Hans T. Sy as Director For For Management 4.3 Elect Herbert T. Sy as Director For For Management 4.4 Elect Jeffrey C. Lim as Director For For Management 4.5 Elect Jorge T. Mendiola as Director For For Management 4.6 Elect Amando M. Tetangco, Jr. as For For Management Director 4.7 Elect J. Carlitos G. Cruz as Director For For Management 4.8 Elect Darlene Marie B. Berberabe as For For Management Director 5 Elect Sycip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capital Budget For For Management 4 Approve Remuneration of Company's For For Management Management 5 Fix Number of Directors at Five For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7.1 Elect Constantino de Oliveira Junior For For Management as Board Chairman 7.2 Elect Joaquim Constantino Neto as For Abstain Management Director 7.3 Elect Ricardo Constantino as Director For For Management 7.4 Elect Renato Chiodaro as Independent For For Management Director 7.5 Elect Leonardo Porciuncula Gomes For For Management Pereira as Independent Director 7.6 Elect Rogerio Rodrigues Bimbi as None For Shareholder Independent Director as Minority Representative Under Majority Board Election 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Constantino de Oliveira Junior as Board Chairman 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Joaquim Constantino Neto as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Constantino as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Chiodaro as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Leonardo Porciuncula Gomes Pereira as Independent Director 9.6 Percentage of Votes to Be Assigned - None For Management Elect Rogerio Rodrigues Bimbi as Independent Director Appointed by Minority Shareholder 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Rogerio Rodrigues Bimbi as None For Shareholder Director Appointed by Minority Shareholder 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 Elect Ricardo Magalhaes Gomes as None For Shareholder Fiscal Council Member and Raphael Manhaes Martins as Alternate Appointed by Minority Shareholder 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: AUG 20, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Invalidation of the 13th and Against Against Shareholder 14th Contracts of Advanced Ticket Purchases with Gol Linhas Aereas Inteligentes S.A 2 Approve Reimbursement by Gol Linhas Against Against Shareholder Aereas Inteligentes S.A to the Company Related to Expenses with External Financial and Legal Advisors Related to the Corporate Reorganization Process 3 Approve Filing of Lawsuit Against Against Against Shareholder Company's Executives that Signed the 13th and 14th Contracts of Anticipated Purchase of Airline Tickets with Gol Linhas Aereas Inteligentes S.A. -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Filing of Lawsuit Against Against Against Shareholder Constantino de Oliveira Junior, Joaquim Constantino Neto, Ricardo Constantino, Claudio Eugenio Stiller Galeazzi, Andre Coji, Leonardo Dutra de Moraes Horta, Leonardo Porciuncula Gomes Pereira and Edmar Prado Lopes Neto -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Installation of an Independent Against For Shareholder Committee in Accordance with PO 35/08 to Negotiate Terms and Conditions of the Proposal 2.a Approve One of the Alternatives for Against Abstain Shareholder the Composition of the Independent Committee: Independent Committee Composed Exclusively of the Company's Administrators, Being the Majority of Them Independent 2.b Approve One of the Alternatives for Against Abstain Shareholder the Composition of the Independent Committee: Independent Committee Composed of Persons Who Are Not Administrators of the Company, Being All of Them Independent and with Broadly Recognized Technical Skills 2.c Approve One of the Alternatives for Against For Shareholder the Composition of the Independent Committee: Independent Committee Composed of an Administrator Chosen by the Majority of the Board, a Director Elected by the Non-Controlling Shareholders, and a Third Party 3 Elect Members of the Independent Against Abstain Shareholder Committee to Be Elected by the Shareholders -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Delisting from the For Did Not Vote Management Novo Mercado Segment and Waive Tender Offer 2 Approve Acquisition Agreement between For Did Not Vote Management Gol Linhas Aereas Inteligentes SA and Smiles Fidelidade SA 3 Ratify Apsis Consultoria e Avaliacoes For Did Not Vote Management Ltda. as the Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For Did Not Vote Management 5 Approve Acquisition of Smiles For Did Not Vote Management Fidelidade SA by Gol Linhas Aereas Inteligentes SA 6 Authorize Board to Subscribe the New For Did Not Vote Management Common Shares and New Preferred Shares to be Issued by GLA and to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- SMILES FIDELIDADE SA Ticker: SMLS3 Security ID: P8T12X108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capital Budget For For Management 4 Approve Remuneration of Company's For Against Management Management 5 Fix Number of Directors at Five For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Constantino de Oliveira Junior as Board Chairman 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Kakinoff as Director 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Constantino as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Rogerio Rodrigues Bimbi as Independent Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Anre Coji as Independent Director 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SMOORE INTERNATIONAL HOLDINGS LTD. Ticker: 6969 Security ID: G8245V102 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chen Zhiping as Director For For Management 3b Elect Xiong Shaoming as Director For For Management 3c Elect Wang Guisheng as Director For For Management 3d Elect Liu Jincheng as Director For For Management 3e Elect Zhong Shan as Director For For Management 3f Elect Yim Siu Wing, Simon as Director For For Management 3g Elect Liu Jie as Director For For Management 3h Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SMU SA Ticker: SMU Security ID: P8719A105 Meeting Date: SEP 22, 2020 Meeting Type: Extraordinary Shareholders Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Compliance Committee For For Management -------------------------------------------------------------------------------- SMU SA Ticker: SMU Security ID: P8719A105 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of CLP 1.84 None For Shareholder Per Share -------------------------------------------------------------------------------- SMU SA Ticker: SMU Security ID: P8719A105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Auditors' Report For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors and For For Management Committee Members for FY 2021and Present Report on Directors' Expenses for FY 2020 5 Approve Remuneration of Directors' For For Management Committee and Present Their Report on Activities and Expenses 6 Receive Report Regarding Related-Party For For Management Transactions 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Approve Allocation of Income and For For Management Dividends of CLP 2.04 per Share 10 Designate Newspaper to Publish Company For For Management Announcements 11 Other Business For Against Management -------------------------------------------------------------------------------- SOBHA LIMITED Ticker: 532784 Security ID: Y806AJ100 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ravi PNC Menon as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Srivathsala Kanchi Nandagopal as For For Management Director 6 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis 7 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of USD 0.38 For For Management per Share -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: 833635105 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of USD 0.38 For For Management per Share -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital via For For Management Issuance of up to 22.44 Million New Series B Shares with Preemptive Rights 2 Authorize Board to Set Price, Form, For For Management Time, Procedure and other Conditions for Placement of Shares in Connection with Capital Increase 3 Amend Articles to Reflect Changes in For Against Management Capital 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: 833635105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Share Capital via For For Management Issuance of up to 22.44 Million New Series B Shares with Preemptive Rights 2 Authorize Board to Set Price, Form, For For Management Time, Procedure and other Conditions for Placement of Shares in Connection with Capital Increase 3 Amend Articles to Reflect Changes in For For Management Capital 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: 833635105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SOCIETATEA NATIONALA NUCLEARELECTRICA SA Ticker: SNN Security ID: X8T90Q109 Meeting Date: APR 05, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Secretary of Meeting For For Management 2 Approve Strategy for Project Cernavoda For For Management NPP Unit 3 and 4 3 Approve Meeting's Record Date For For Management 4 Approve Meeting's Ex-Date For For Management 5 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOCIETATEA NATIONALA NUCLEARELECTRICA SA Ticker: SNN Security ID: X8T90Q109 Meeting Date: APR 05, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Secretary of Meeting For For Management 2 Establish Wholly Owned Subsidiary None Against Shareholder 3 Empower Board to Complete Formalities None Against Shareholder Pursuant to Item Above 4 Approve Capital Increase of Subsidiary For For Management EnergoNuclear SA for RON 25 Million 5 Delegate Powers to Representatives to For For Management Proceed to Capital Increase Measures 6 Authorize Board to Complete For For Management Formalities Pursuant to Capital Increase 7 Approve Bearing of Phase I of For For Management Cernavoda NPP Units 3 and 4 Project Expenses 8 Amend Bylaws For For Management 9 Approve Meeting's Record Date For For Management 10 Approve Ex-Date For For Management 11 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOCIETATEA NATIONALA NUCLEARELECTRICA SA Ticker: SNN Security ID: X8T90Q109 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Secretary of Meeting For For Management 2 Approve Standalone Financial For For Management Statements for Fiscal Year 2020 3 Approve Consolidated Financial For For Management Statements for Fiscal Year 2020 4 Approve Annual Report for Fiscal Year For For Management 2020 5 Approve Allocation of Income and For For Management Dividends of RON 1.5651 per Share 6 Approve Board's Activity Report for Q4 For For Management 2020 7 Approve Discharge of Directors For For Management 8 Approve Remuneration Policy For For Management 9 Receive Information Re: Transactions None None Management with Directors, Executives, Employees, or Controlling Companies and Affiliates between November 16, 2020 and February 26, 2021 10 Receive Information Re: Transactions None None Management with State-Controlled Companies or Supervisory Bodies between November 16, 2020 and February 26, 2021 11 Receive Information Re: Approval of None None Management Specific Financing Facilities 12 Approve Meeting's Record Date For For Management 13 Approve Meeting's Ex-Date For For Management 14 Approve Dividends' Payment Date For For Management 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOCIETATEA NATIONALA NUCLEARELECTRICA SA Ticker: SNN Security ID: X8T90Q109 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Secretary of Meeting For For Management 2 Approve Refurbishment Project of For For Management Cernavoda NPP Unit 1 3 Approve Meeting's Record Date For For Management 4 Approve Meeting's Ex-Date For For Management 5 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOCIETATEA NATIONALA NUCLEARELECTRICA SA Ticker: SNN Security ID: X8T90Q109 Meeting Date: MAY 06, 2021 Meeting Type: Ordinary Shareholders Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Secretary of Meeting For For Management 2 Approve Provisionary Budget for Fiscal For For Management Year 2021 3 Approve Meeting's Record Date For For Management 4 Approve Meeting's Ex-Date For For Management 5 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOCIETATEA NATIONALA NUCLEARELECTRICA SA Ticker: SNN Security ID: X8T90Q109 Meeting Date: MAY 06, 2021 Meeting Type: Extraordinary Shareholders Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Secretary of Meeting For For Management 2 Receive Information Re: Completion of None None Management the Negotiations with National Uranium Company SA 3 Approve Meeting's Record Date For For Management 4 Approve Meeting's Ex-Date For For Management 5 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SODA SANAYII A.S. Ticker: SODA Security ID: M9067M108 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Receive Information on Merger None None Management Agreement to be Discussed Under Item 4 4 Approve Merger Agreement For For Management 5 Approve Liquidation For For Management 6 Wishes None None Management -------------------------------------------------------------------------------- SOFT-WORLD INTERNATIONAL CORP. Ticker: 5478 Security ID: Y80720108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 6.1 Elect WANG,CHIN-PO, with SHAREHOLDER For For Management NO.0000001 as Non-independent Director 6.2 Elect WANG,CHIUNG-FEN, with For For Management SHAREHOLDER NO.B120295XXX as Non-independent Director 6.3 Elect SHIH,MING-HAO, with SHAREHOLDER For For Management NO.0043559 as Non-independent Director 6.4 Elect CHIEN,CHIN-CHENG, with For For Management SHAREHOLDER NO.S100797XXX as Non-independent Director 6.5 Elect CHANG,HUNG-YUAN, with For For Management SHAREHOLDER NO.K101243XXX as Non-independent Director 6.6 Elect WU, AI-YUN, with SHAREHOLDER NO. For For Management P222029XXX as Non-independent Director 6.7 Elect SHYU, SO-DE, with SHAREHOLDER NO. For For Management E101428XXX as Independent Director 6.8 Elect LIN,HSUAN-CHU, with SHAREHOLDER For For Management NO.E122270XXX as Independent Director 6.9 Elect CHUANG,PI-HUA, with SHAREHOLDER For For Management NO.P221154XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- SOGOU, INC. Ticker: SOGO Security ID: 83409V104 Meeting Date: JAN 27, 2021 Meeting Type: Annual Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Zhang as Director For For Management 1.2 Elect Xiaochuan Wang as Director For For Management 1.3 Elect Yu Yin as Director For Against Management 1.4 Elect Joanna Lu as Director For Against Management 1.5 Elect Bin Gao as Director For For Management 1.6 Elect Janice Lee as Director For For Management 1.7 Elect Jinmei He as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LL as Independent Auditor -------------------------------------------------------------------------------- SOHO CHINA LTD. Ticker: 410 Security ID: G82600100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Pan Zhang Xin Marita as Director For For Management 3 Elect Huang Jingsheng as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SOHU.COM LIMITED Ticker: SOHU Security ID: 83410S108 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Zhang For Withhold Management 1.2 Elect Director Zhonghan Deng For Withhold Management 1.3 Elect Director Dave De Yang For Withhold Management 2 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors -------------------------------------------------------------------------------- SOK MARKETLER TICARET AS Ticker: SOKM Security ID: M8T8CL101 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Ratify Director Appointment For For Management 8 Approve Allocation of Income For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Remuneration None None Management Policy 11 Approve Director Remuneration For Against Management 12 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Close Meeting None None Management -------------------------------------------------------------------------------- SOK MARKETLER TICARET AS Ticker: SOKM.E Security ID: M8T8CL101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Elect Directors and Approve Their For Against Management Remuneration 8 Approve Allocation of Income For For Management 9 Ratify External Auditors For For Management 10 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Close Meeting None None Management -------------------------------------------------------------------------------- SOLAR APPLIED MATERIALS TECHNOLOGY CORP. Ticker: 1785 Security ID: Y806A7148 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Restricted Stocks For For Management 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 7 Approve Release of Restrictions of For For Management Competitive Activities of the 8th Board of Directors -------------------------------------------------------------------------------- SOLAREAST HOLDINGS CO., LTD. Ticker: 603366 Security ID: Y4S4BA102 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Assistance by Controlling Shareholder -------------------------------------------------------------------------------- SOLAREAST HOLDINGS CO., LTD. Ticker: 603366 Security ID: Y4S4BA102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantee For For Management 8 Approve Provision of Loan For For Management 9 Approve Provision for Asset Impairment For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SONDA SA Ticker: SONDA Security ID: P87262104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income, Ratify For For Management Interim Dividends as Definitive and Future Dividend Policy 3 Approve Remuneration of Directors; For For Management Approve Remuneration of Directors' Committee and Their Budget 4 Present Directors' Committee Report on For For Management Activities and Expenses 5 Receive Report Regarding Related-Party For For Management Transactions 6 Appoint Auditors and Designate Risk For For Management Assessment Companies 7 Designate Newspaper to Publish For For Management Announcements 8 Present Report on Processing, For For Management Printing, and Mailing Information Required by Chilean Law 9 Other Business For Against Management -------------------------------------------------------------------------------- SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD. Ticker: 300144 Security ID: Y30421104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Provision for Asset Impairment For For Management 9.1 Elect Yang Yiqing as Director For For Management -------------------------------------------------------------------------------- SONGZ AUTOMOBILE AIR CONDITIONING CO., LTD. Ticker: 002454 Security ID: Y76847105 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SONIX TECHNOLOGY CO., LTD. Ticker: 5471 Security ID: Y8071M101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6 Approve Amendments to Lending For For Management Procedures and Caps 7 Amend Procedures for Endorsement and For For Management Guarantees 8.1 Elect Samuel Chen, with SHAREHOLDER NO. For Against Management 1 as Non-independent Director 8.2 Elect James Pao, with SHAREHOLDER NO.3 For For Management as Non-independent Director 8.3 Elect Chan Yee Hsiung, with For Against Management SHAREHOLDER NO.2 as Non-independent Director 8.4 Elect Daniel Pan, with SHAREHOLDER NO. For Against Management 5 as Non-independent Director 8.5 Elect Chris Ko, with SHAREHOLDER NO.11 For Against Management as Non-independent Director 8.6 Elect Ching Hui Kuo, with SHAREHOLDER For Against Management NO.325 as Non-independent Director 8.7 Elect Chih Cheng Chou, with For Against Management SHAREHOLDER NO.A102012XXX as Independent Director 8.8 Elect Kao Chung Tsai, with SHAREHOLDER For Against Management NO.E121382XXX as Independent Director 8.9 Elect Mao Tien Shen, with SHAREHOLDER For For Management NO.G101499XXX as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve to Build a High-end Medical For For Management Devise R&D and Production Base in Wuhan -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Zhiqiang as Non-Independent For For Management Director 1.2 Elect Wu Kunxiang as Non-Independent For For Management Director 1.3 Elect Huang Yibo as Non-Independent For For Management Director 1.4 Elect Zhou Wenping as Non-Independent For For Management Director 2.1 Elect Sun Bin as Independent Director For For Management 2.2 Elect Hua Xiaoning as Independent For For Management Director 2.3 Elect Xu Shunzhi as Independent For For Management Director 3.1 Elect Lin Qihua as Supervisor For For Management 3.2 Elect Zhou Yulu as Supervisor For For Management -------------------------------------------------------------------------------- SONOSCAPE MEDICAL CORP. Ticker: 300633 Security ID: Y8077M105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Special Audit Report on the For For Management Occupation of Company's Funds by Controlling Shareholders and Other Related Parties 8 Approve Application of Bank Credit For For Management Lines 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve to Appoint Auditor For For Management 11 Approve Foreign Exchange Derivatives For For Management Trading Business 12 Approve Remuneration of Directors and For For Management Supervisorss 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Amendments to Articles of For For Management Association 15 Approve Goodwill Asset Group For For Management Impairment Test Report -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fan Li as Director For For Shareholder 1.2 Elect Zhu Jian as Director For For Shareholder 1.3 Elect Shen Guangjun as Director For For Shareholder 1.4 Elect Zhu Jiangen as Director For For Shareholder 1.5 Elect Zheng Gang as Director For For Shareholder 1.6 Elect Ma Xiao as Director For For Shareholder 1.7 Elect Pei Ping as Director For For Shareholder 1.8 Elect Yin Chen as Director For For Shareholder 1.9 Elect Quan Xiaofeng as Director For For Shareholder 1.10 Elect Chen Zhongyang as Director For For Shareholder 2.1 Elect Huang Yan as Supervisor For For Shareholder 2.2 Elect Liu Fan as Supervisor For For Shareholder 2.3 Elect Tang Ye as Supervisor For For Shareholder 2.4 Elect Ding Huiqin as Supervisor For For Shareholder 3.1 Approve Issuance Scale For For Management 3.2 Approve Placing Arrangement for For For Management Shareholders 3.3 Approve Varieties of Debt Financing For For Management Instruments 3.4 Approve Bond Maturity For For Management 3.5 Approve Interest Rate and Method of For For Management Determination 3.6 Approve Use of Proceeds For For Management 3.7 Approve Listing of Debt Financing For For Management Instruments 3.8 Approve Guarantee Matters For For Management 3.9 Approve Resolution Validity Period For For Management 3.10 Approve Authorization of the Board to For For Management Handle All Related Matters 3.11 Approve Safeguard Measures of Debts For For Management Repayment -------------------------------------------------------------------------------- SOOCHOW SECURITIES CO., LTD. Ticker: 601555 Security ID: Y8074Z117 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Proprietary Investment Scale For For Management 9 Approve Company's Eligibility for For For Management Rights Issue 10.1 Approve Share Type and Par Value For For Management 10.2 Approve Issue Manner For For Management 10.3 Approve Base, Proportion and Number of For For Management Shares 10.4 Approve Price and Pricing Basis For For Management 10.5 Approve Target Subscribers For For Management 10.6 Approve Use of Proceeds For For Management 10.7 Approve Issue Time For For Management 10.8 Approve Underwriting Manner For For Management 10.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 10.10 Approve Resolution Validity Period For For Management 10.11 Approve Listing Exchange For For Management 11 Approve Plan of Company's Rights Issue For For Management Scheme 12 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 13 Approve Report on the Usage of For For Management Previously Raised Funds 14 Approve Counter-dilution Measures in For For Management Connection to the Company's Rights Issue Scheme 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Elect E Hua as Supervisor For For Shareholder -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Terms for Downward Adjustment For For Management of Conversion Price 2 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- SOU YU TE GROUP CO., LTD. Ticker: 002503 Security ID: Y209B8100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Internal Control For For Management Self-Evaluation Report 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Formulation of Shareholder For For Management Return Plan 9 Approve to Appoint Auditor For For Management 10 Approve Remuneration of Directors and For For Management Supervisors 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Credit Line Bank Application For For Management 13 Approve Provision of Guarantee For For Management 14 Approve Change in Registered Capital For For Management and Business Scope 15 Approve Amendments to Articles of For For Management Association 16 Approve Change of Company's Legal For For Management Representative -------------------------------------------------------------------------------- SOUTH HUITON CO., LTD. Ticker: 000920 Security ID: Y8090H109 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SOUTH HUITON CO., LTD. Ticker: 000920 Security ID: Y8090H109 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jin Yan as Non-Independent For For Management Director -------------------------------------------------------------------------------- SOUTH HUITON CO., LTD. Ticker: 000920 Security ID: Y8090H109 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Shan as Independent Director For For Management 1.2 Elect Xu Xiang as Independent Director For For Management -------------------------------------------------------------------------------- SOUTH HUITON CO., LTD. Ticker: 000920 Security ID: Y8090H109 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- SOUTH INDIAN BANK LIMITED Ticker: 532218 Security ID: Y8089N141 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Paul Antony as Director For For Management 3 Approve Varma & Varma, Chartered For For Management Accountants, Kochi as Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Appointment and Remuneration For For Management of Salim Gangadharan as Non-Executive - Part Time Chairman 6 Approve Appointment and Remuneration For For Management of Murali Ramakrishnan as Managing Director and Chief Executive Officer 7 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of For For Management Bonds/Debentures/Securities on Private Placement Basis 10 Approve Increase in Limit on Foreign For For Management Investment 11 Amend The South Indian Bank Employees For Against Management Stock Option Scheme - 2008 12 Amend Object Clause of Memorandum of For For Management Association 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SOUTH INDIAN BANK LIMITED Ticker: 532218 Security ID: Y8089N141 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis -------------------------------------------------------------------------------- SOUTHERN PROVINCE CEMENT CO. Ticker: 3050 Security ID: M8479W118 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hamad Al Bazaee as Director None Abstain Management 1.2 Elect Abdullah Abou Thneen as Director None Abstain Management 1.3 Elect Mohammed Al Nabit as Director None Abstain Management 1.4 Elect Mansour Al Sagheer as Director None Abstain Management 1.5 Elect Ahmed Al Luheidan as Director None Abstain Management 1.6 Elect Safar Bin Dhafeer as Director None Abstain Management 1.7 Elect Majid Al Assaf as Director None Abstain Management 1.8 Elect Abdullah Al Qaaed as Director None Abstain Management 1.9 Elect Jassir Al Jassir as Director None Abstain Management 1.10 Elect Saad Al Haqeel as Director None Abstain Management 1.11 Elect Ahmed Murad as Director None Abstain Management 1.12 Elect Mishaal Al Katheeri as Director None Abstain Management 1.13 Elect Hamad Al Duaelij as Director None Abstain Management 1.14 Elect Fahad Al Hussein as Director None Abstain Management 1.15 Elect Mohammed Al Ghamdi as Director None Abstain Management 1.16 Elect Ali Al Qahtani as Director None Abstain Management 1.17 Elect Mohammed Al Maashouq as Director None Abstain Management 1.18 Elect Thamir Al Maheed as Director None Abstain Management 1.19 Elect Saeed Obeid as Director None Abstain Management 1.20 Elect Salman Al Houawi as Director None Abstain Management 1.21 Elect Ahmed Al Attas as Director None Abstain Management -------------------------------------------------------------------------------- SOUTHERN PROVINCE CEMENT CO. Ticker: 3050 Security ID: M8479W118 Meeting Date: APR 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Dividends of SAR 2.25 per For For Management Share for the First Half of FY 2020 5 Approve Dividends of SAR 2.5 per Share For For Management for the Second Half of FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 7 Approve Interim Dividends Semi For For Management Annually for FY 2021 8 Elect Ahmed Al Luheidan as Chairman of For For Management the Audit Committee 9 Approve Related Party Transactions Re: For For Management Saudi Chemical Holding Company 10 Approve Related Party Transactions Re: For For Management United Cooperative Insurance Company -------------------------------------------------------------------------------- SOUTHERN PUBLISHING & MEDIA CO. LTD. Ticker: 601900 Security ID: Y8088P105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve Related Party Transaction with For For Management Guangdong Guanghong Holdings Co., Ltd. 9 Approve Financial Statements For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SOUTHERN SHUANGLIN BIO-PHARMACY CO., LTD. Ticker: 000403 Security ID: Y9829H105 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transaction Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Pricing Basis and Transaction For For Management Price 2.4 Approve Underlying Asset Consideration For For Management Payment Method 2.5 Approve Share Type and Par Value For For Management 2.6 Approve Issue Manner For For Management 2.7 Approve Target Subscribers and For For Management Subscription Method 2.8 Approve Issue Price For For Management 2.9 Approve Issue Size For For Management 2.10 Approve Lock-Up Period Arrangement For For Management 2.11 Approve Cash Consideration Payment For For Management 2.12 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.13 Approve the Performance Commitment For For Management Compensation and Excess Performance Awards Involved in this Transaction 2.14 Approve Transfer of Ownership of For For Management Underlying Assets and Liability for Breach of Contract 2.15 Approve Listing Exchange For For Management 2.16 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.17 Approve Resolution Validity Period For For Management 3.1 Approve Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Price For For Management 3.5 Approve Issue Size For For Management 3.6 Approve Lock-Up Period For For Management 3.7 Approve Usage of Proceeds For For Management 3.8 Approve Listing Exchange For For Management 3.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 5 Approve Signing of Conditional For For Management Acquisition by Issuance of Shares Agreement and Acquisition by Cash and Issuance of Shares Agreement 6 Approve Signing of Supplemental For For Management Agreement on Conditional Acquisition by Issuance of Shares Agreement (1) and Acquisition by Cash and Issuance of Shares Agreement (1) 7.1 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with Chenghe Co., Ltd. and Shenzhen Shipping Health Technology Co., Ltd. 7.2 Approve Signing of Conditional For For Management Strategic Cooperation Agreement with Fu Shaolan 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Signing of Supplemental For For Management Agreement on Conditional Share Subscription Agreement (1) 10 Approve Signing of Conditional For For Management Performance Commitment Compensation Agreement 11 Approve Transaction Constitute as For For Management Related Party Transaction 12 Approve Transaction Constitute as For For Management Major Asset Restructuring 13 Approve Transaction Does Not For For Management Constitute Article 13 of Management Approach Regarding Major Asset Restructuring of Listed Companies 14 Approve Authorization of the Board and For For Management Board Authorized Persons to Handle All Related Matters 15 Approve Relevant Audit report, For For Management Preparation Review Report and Asset Assessment Report 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SOUTHERN SHUANGLIN BIO-PHARMACY CO., LTD. Ticker: 000403 Security ID: Y9829H105 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SOUTHERN SHUANGLIN BIO-PHARMACY CO., LTD. Ticker: 000403 Security ID: Y9829H105 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Strategic For For Management Cooperation Agreement -------------------------------------------------------------------------------- SOUTHERN SHUANGLIN BIO-PHARMACY CO., LTD. Ticker: 000403 Security ID: Y9829H105 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 2.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 2.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 2.4 Amend Management System of Raised Funds For Against Management 3.1 Elect Fu Shaolan as Director For For Shareholder 3.2 Elect Huang Lingmou as Director For For Shareholder 3.3 Elect Yuan Huagang as Director For For Shareholder 3.4 Elect Zhang Huagang as Director For For Shareholder 3.5 Elect Yang Li as Director For For Shareholder 3.6 Elect Luo Jun as Director For For Shareholder 3.7 Elect Zhang Jingrui as Director For For Shareholder 3.8 Elect Wu Di as Director For For Shareholder 4.1 Elect Zhang Shengjie as Director For For Shareholder 4.2 Elect Yu Junxian as Director For For Shareholder 4.3 Elect He Qing as Director For For Shareholder 4.4 Elect Wang Xianan as Director For For Shareholder 4.5 Elect Dong Zuojun as Director For For Shareholder 5.1 Elect Zhou Guanxin as Supervisor For For Shareholder 5.2 Elect Yang Pengyun as Supervisor For For Shareholder 5.3 Elect Wang Weizheng as Supervisor For For Shareholder 6 Approve Change of Company Name and For For Shareholder Abbreviation of Securities -------------------------------------------------------------------------------- SOUTHERN SHUANGLIN BIO-PHARMACY CO., LTD. Ticker: 000403 Security ID: Y9829H105 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SOUTHWEST SECURITIES CO., LTD. Ticker: 600369 Security ID: Y8103U105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4.1 Approve Related Party Transactions For For Management with Various Companies 4.2 Approve Related Party Transactions For For Management with Chongqing City Construction Investment (Group) Co., Ltd. 4.3 Approve Related Party Transactions For For Management with Chongqing Jiangbeizui Central Business District Investment Group Co. , Ltd. 4.4 Approve Related Party Transactions For For Management with China Jianyin Investment Co., Ltd. 4.5 Approve Related Party Transactions For For Management with Chongqing Expressway Group Company Ltd. 4.6 Approve Related Party Transactions For For Management with Other Related Parties 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Proprietary Investment Scale For For Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 16, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2020 2 Elect Brett Botten as Director For For Management 3 Elect Graham O'Connor as Director For For Management 4 Re-elect Marang Mashologu as Director For For Management 5 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors and Appoint Thomas Howatt as the Designated Individual Audit Partner 6.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 6.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 6.3 Re-elect Andrew Waller as Chairman of For For Management the Audit Committee 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 8 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 9 Approve Remuneration Policy For For Management 10 Approve Remuneration Implementation For For Management Report 11 Approve Financial Assistance to For For Management Related or Inter-related Companies 12 Approve Non-Executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPCG PUBLIC CO. LTD. Ticker: SPCG Security ID: Y8118C124 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Investment of Solar Farm For For Management Project in the New City Area of Eastern Economic Corridor and Entire Business Transfer from Mitsu Power Group Co., Ltd. 3 Authorize Board to Carry Out Actions For For Management Stipulated in Agenda 2 4 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 5 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 6 Approve Share Allotment of the Private For For Management Placement 7 Approve Share Allotment of the General For For Management Mandate for Private Placement 8 Amend Company's Objectives and Amend For For Management Memorandum of Association 9 Other Business For Against Management -------------------------------------------------------------------------------- SPCG PUBLIC CO. LTD. Ticker: SPCG Security ID: Y8118C124 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve Remuneration of Directors and For For Management Sub-Committees 6 Approve Bonus of Directors For For Management 7.1 Elect Wanchai Lawattanatrakul as For For Management Director 7.2 Elect Withoon Manomaikul as Director For For Management 7.3 Elect Narinporn Malasri as Director For For Management 8 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- SPEED TECH CORP. Ticker: 5457 Security ID: Y8166F102 Meeting Date: OCT 22, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Employee Stock For Against Management Warrants -------------------------------------------------------------------------------- SPEED TECH CORP. Ticker: 5457 Security ID: Y8166F102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transactions 2 Approve Financial Assistance Provision For Against Management -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Waiver of Capital Contribution Rights 2 Approve Related Party Transaction in For For Management Connection to Waiver of Pre-emptive Rights -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Entrusted Asset Management For For Management -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Zhiwei as Non-independent For For Shareholder Director 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report For For Management 5 Approve Financial Statements For For Management 6 Approve Adjusted Profit Distribution For For Shareholder 7 Approve Investment Plan For For Management 8 Approve Financing Plan For For Management 9 Approve Provision of Temporary For For Management Borrowing Funds 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- SPIC DONGFANG NEW ENERGY CORP. Ticker: 000958 Security ID: Y7789P109 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Entrusted For For Management Management of Equity of State Power Investment Corporation Finance Co., Ltd. Complies with Relevant Laws and Regulations 2 Approve Termination of Entrusted For For Management Management of Major Assets and Related Party Transaction 3.1 Approve Overall Plan of the Transaction For For Management 3.2 Approve Resolution Validity Period For For Management 4 Approve Draft and Summary of Report For For Management for Termination of Entrusted Management of Major Assets and Related Party Transaction 5 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 6 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures on Material Asset Restructuring of Listed Companies 8 Approve Pro Forma Review Report of For For Management this Transaction 9 Approve Relevant Measure Taken on For For Management Impact of Dilution of Current Returns on Major Financial Indicators and Matters Related to Commitment 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Fluctuation of the Company's For For Management Stock Price that Does Not Meet the Relevant Standards of Article 5 of the Circular on Regulating Information Disclosure of Listed Companies and the Relevant Parties' Behaviors 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Signing of Conditional For For Management Termination Agreement of Equity Entrusted Management and Its Supplementary Agreement -------------------------------------------------------------------------------- SPIC YUANDA ENVIRONMENTAL-PROTECTION CO., LTD. Ticker: 600292 Security ID: Y1584R105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Performance Report of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget For For Management 8 Approve Related Party Transaction For For Management 9 Approve Provision of Financing For For Management Guarantee 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Approve Provision of M&A Loan Guarantee For For Management 13 Approve Shareholder Return Plan For For Management 14.1 Elect Wu Liancheng as Director For For Management 14.2 Elect Guo Feng as Director For For Management -------------------------------------------------------------------------------- SPORTON INTERNATIONAL INC. Ticker: 6146 Security ID: Y8129X109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Trading Procedures Governing For For Management Derivatives Products 8 Amend Rules for Election of Directors For For Management and Supervisors, and Change Its Name into Rules for Election of Directors 9 Approve the Issuance of New Shares by For For Management Capitalization of Profit 10.1 Elect HUANG WEN-LIANG, a For For Management Representative of YOU XING INVESTMENT CO., LTD. with Shareholder No. 41, as Non-independent Director 10.2 Elect YANG CHIH-HSIANG, a For For Management Representative of YOU XING INVESTMENT CO., LTD. with Shareholder No. 41, as Non-independent Director 10.3 Elect CHANG CHAO-PIN, with Shareholder For For Management No. 63, as Non-independent Director 10.4 Elect HUANG MING-CHIH, with For For Management Shareholder No. 5755, as Non-independent Director 10.5 Elect YAO JUI with ID No. C220535XXX For For Management as Independent Director 10.6 Elect WU,TA-REN with Shareholder No. For For Management 76 as Independent Director 10.7 Elect CHEN,TIAN-LUN with ID No. For For Management A100105XXX as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors (including Independent Directors) and Its Representatives -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Matters 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SPRING AIRLINES CO., LTD. Ticker: 601021 Security ID: Y8131G102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Remuneration of Supervisors For For Management 8 Approve Daily Related-Party For For Management Transactions 9 Approve External Guarantee Provision For For Management Plan 10 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 11 Approve Issuance of Overseas Debt For For Management Financing Instruments 12 Approve Shareholder Return Plan For For Management 13 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 14 Approve Methods to Assess the For For Management Performance of Plan Participants 15 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 16 Approve Company's Eligibility for For For Management Private Placement of Shares 17.1 Approve Share Type and Par Value For For Management 17.2 Approve Issue Manner and Issue Time For For Management 17.3 Approve Target Subscribers and For For Management Subscription Method 17.4 Approve Issue Size For For Management 17.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 17.6 Approve Lock-up Period and Listing For For Management Arrangement 17.7 Approve Amount and Use of Proceeds For For Management 17.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 17.9 Approve Listing Exchange For For Management 17.10 Approve Resolution Validity Period For For Management 18 Approve Plan on Private Placement of For For Management Shares 19 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 20 Approve Report on the Usage of For For Management Previously Raised Funds 21 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 22 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SRF LIMITED Ticker: 503806 Security ID: Y8133G134 Meeting Date: AUG 17, 2020 Meeting Type: Annual Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Pramod Gopaldas Gujarathi as For For Management Director 3 Approve Reappointment and Remuneration For For Management of Pramod Gopaldas Gujarathi as a Whole-Time Director Designated as Director (Safety & Environment) and Occupier 4 Approve Reappointment and Remuneration For For Management of Ashish Bharat Ram as Managing Director 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Offer or Invitation to For For Management Subscribe to Redeemable Non-Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- SRF LIMITED Ticker: 503806 Security ID: Y8133G134 Meeting Date: OCT 08, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SRI TRANG AGRO-INDUSTRY PUBLIC COMPANY LIMITED Ticker: STA Security ID: Y81375217 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Results and For For Management Approve Financial Statements 3 Approve Dividend Payment and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Thanasorn Pongarna as Director For For Management 4.2 Elect Viyavood Sincharoenkul as For For Management Director 4.3 Elect Veerasith Sinchareonkul as For For Management Director 4.4 Elect Lee Paul Sumade as Director For For Management 5 Approve Increase in Number of For For Management Directors from 12 to 13 Directors and Elect Thanatip Upatising 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Increase in Amount of For For Management Debenture Issuance and Offering 9 Other Business For Against Management -------------------------------------------------------------------------------- SRI TRANG GLOVES (THAILAND) PUBLIC CO. LTD. Ticker: STGT Security ID: Y813B5121 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Results and For For Management Approve Financial Statements 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Weerakorn Ongsakul as Director For For Management 4.2 Elect Viyavood Sincharoenkul as For For Management Director 4.3 Elect Thanawan Sa-ngiamsak as Director For For Management 4.4 Elect Chia Chee Ping as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve EY Office Company Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures 8 Other Business For Against Management -------------------------------------------------------------------------------- SRISAWAD CORPORATION PUBLIC COMPANY LIMITED Ticker: SAWAD Security ID: Y81387105 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve Issuance of Warrants to For For Management Existing Shareholders 6 Approve Decrease in Registered Capital For For Management 7 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 8 Approve Increase in Registered Capital For For Management 9 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 10.1 Elect Sukont Kanjanahuttakit as For For Management Director 10.2 Elect Chatchai Kaewbootta as Director For For Management 10.3 Elect Weerachai Ngarmdeevilaisak as For For Management Director 10.4 Elect Doungchai Kaewbootta as Director For For Management 11 Elect Kudun Sukhumananda as Director For For Management 12 Approve Remuneration of Directors For For Management 13 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 14 Amend Articles of Association For For Management 15 Other Business For Against Management -------------------------------------------------------------------------------- SRISAWAD CORPORATION PUBLIC COMPANY LIMITED Ticker: SAWAD Security ID: Y81387105 Meeting Date: FEB 17, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Joint Investment Transaction For For Management with Government Savings Bank in Fast Money Co., Ltd. 3 Approve Joint Investment Transaction For For Management with Noble Development Public Company Limited in SWP Asset Management Co., Ltd. 4 Amend Articles of Association For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- SRISAWAD CORPORATION PUBLIC COMPANY LIMITED Ticker: SAWAD Security ID: Y81387105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve Decrease in Registered Capital For For Management 6 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 7 Approve Increase in Registered Capital For For Management 8 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 9.1 Elect Pharnu Kerdlarppho as Director For For Management 9.2 Elect Somyot Ngerndamrong as Director For For Management 9.3 Elect Pinit Puapan as Director For For Management 9.4 Elect Veera Veerakool as Director For For Management 9.5 Elect Tzung-Han Tsai as Director For Against Management 10 Approve Remuneration of Directors For For Management 11 Approve PricewaterhouseCoopers ABAS For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 12 Other Business For Against Management -------------------------------------------------------------------------------- SSY GROUP LIMITED Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Wang Yibing as Director For For Management 2B Elect Leung Chong Shun as Director For For Management 2C Elect Feng Hao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SSY GROUP LIMITED Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Master Sale and Purchase For For Management Agreement, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- STAIDSON (BEIJING) BIOPHARMACEUTICALS CO., LTD. Ticker: 300204 Security ID: Y8138L104 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- STAIDSON (BEIJING) BIOPHARMACEUTICALS CO., LTD. Ticker: 300204 Security ID: Y8138L104 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Systems 1.1 Approve Amendments to Articles of For For Management Association 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 1.4 Amend Related Party Transaction For For Management Decision-making System 1.5 Amend External Guarantee Management For For Management System 1.6 Amend Foreign Investment Management For For Management Method 1.7 Amend Working System for Independent For For Management Directors 1.8 Amend Management System of Raised Funds For For Management 1.9 Amend Implementation Rules for For For Management Cumulative Voting System 1.10 Amend Management System for For For Management Remuneration and Performance Appraisal of Directors, Supervisors and Senior Management 2 Approve Draft and Summary of For For Management Performance Share Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- STAIDSON (BEIJING) BIOPHARMACEUTICALS CO., LTD. Ticker: 300204 Security ID: Y8138L104 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Name, For For Management Implementation Content and Implementation Progress of Fund-raising Investment Project as well as to Lower the Total Investment of Fund-raising Investment Project 2 Approve Use of Raised Funds to For For Management Replenish Working Capital 3 Approve Signing of Related Party For For Management Transaction Framework Agreement 4 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- STAIDSON (BEIJING) BIOPHARMACEUTICALS CO., LTD. Ticker: 300204 Security ID: Y8138L104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares and Authorization of Board to Handle All Related Matters 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD. Ticker: SBK Security ID: S80605140 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paul Cook as Director For For Management 1.2 Re-elect Thulani Gcabashe as Director For For Management 1.3 Elect Xueqing Guan as Director For For Management 1.4 Re-elect Kgomotso Moroka as Director For For Management 1.5 Re-elect Atedo Peterside as Director For For Management 1.6 Re-elect Myles Ruck as Director For For Management 1.7 Re-elect Lubin Wang as Director For For Management 2.1 Reappoint KPMG Inc as Auditors For For Management 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Place Authorised but Unissued For For Management Non-redeemable Preference Shares under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For For Management Report 6 Authorise Repurchase of Issued For For Management Ordinary Share Capital 7 Authorise Repurchase of Issued For For Management Preference Share Capital 8 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- STANDARD FOODS CORP. Ticker: 1227 Security ID: Y8151Z105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- STANLEY AGRICULTURAL GROUP CO., LTD. Ticker: 002588 Security ID: Y8151R103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Internal Control For For Management Self-Evaluation Report 8 Approve Appointment of Auditor For For Management 9 Approve Financial Investment For For Management 10 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- STAR PETROLEUM REFINING PUBLIC COMPANY LIMITED Ticker: SPRC Security ID: Y8162W117 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance and None None Management the Annual Report 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment For For Management and Omission of Dividend Payment 5.1 Elect Brant Thomas Fish as Director For For Management 5.2 Elect Nicolas Michel Bossut as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- STAR PETROLEUM REFINING PUBLIC COMPANY LIMITED Ticker: SPRC Security ID: Y8162W117 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management 5.1 Elect Barbara Frances Harrison as For For Management Director 5.2 Elect Robert Stair Guthrie as Director For For Management 5.3 Elect Veerapong Chaiperm as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- STARPOWER SEMICONDUCTOR LTD. Ticker: 603290 Security ID: Y8156L101 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Hua as Non-Independent For For Shareholder Director 1.2 Elect Chen Youxing as Non-Independent For For Shareholder Director 1.3 Elect Hu Wei as Non-Independent For For Shareholder Director 1.4 Elect Gong Yangna as Non-Independent For For Shareholder Director 2.1 Elect Guo Qing as Independent Director For For Management 2.2 Elect Huang Surong as Independent For For Management Director 2.3 Elect Xu Pan as Independent Director For For Management 3.1 Elect Liu Zhihong as Supervisor For For Shareholder 3.2 Elect Li Junyue as Supervisor For For Shareholder -------------------------------------------------------------------------------- STARPOWER SEMICONDUCTOR LTD. Ticker: 603290 Security ID: Y8156L101 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken and Commitment from Relevant Parties 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- STARPOWER SEMICONDUCTOR LTD. Ticker: 603290 Security ID: Y8156L101 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- STARPOWER SEMICONDUCTOR LTD. Ticker: 603290 Security ID: Y8156L101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Appraisal and Remuneration of For For Management Director and Supervisor 8 Approve Related Party Transaction For For Management 9 Approve Application of Financing For For Management 10 Approve Change in Accounting Policy For For Management 11 Approve Provision for Asset Impairment For For Management 12 Approve Internal Control Evaluation For For Management Report 13 Approve Report on the Deposit and For For Management Usage of Raised Funds 14 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: 500112 Security ID: Y8155P103 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: 500112 Security ID: Y8155P103 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: 500112 Security ID: Y8155P103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- STATE GRID INFORMATION & COMMUNICATION CO., LTD. Ticker: 600131 Security ID: Y7933P104 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Raised Funds For For Management Investment Project 2 Approve Use of Raised Funds to For For Management Increase Capital for Fund-raising Projects 3 Approve Additional Related Party For For Management Transaction -------------------------------------------------------------------------------- STATE GRID INFORMATION & COMMUNICATION CO., LTD. Ticker: 600131 Security ID: Y7933P104 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions and Financial Services Related Transactions 7 Approve Financial Budget For Against Management 8 Approve Application of Entrusted Loan For For Management from Controlling Shareholder and Related Party Transaction 9 Approve Appointment of Financial and For For Management Internal Control Auditor 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12.1 Elect Yuan Fusheng as Director For For Management 13.1 Elect Lu Li as Director For For Shareholder -------------------------------------------------------------------------------- STATE GRID YINGDA CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Leasing Intent For For Management Contract 2 Approve Additional Daily Related Party For For Management Transaction 3 Approve Additional Guarantee and For For Management Authorization of Board to Handle All Related Matters -------------------------------------------------------------------------------- STATE GRID YINGDA CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration and Appraisal For For Management Plan for Directors, Supervisors and Senior Managers 2.1 Elect Yang Dongwei as Non-independent For For Management Director 2.2 Elect Hu Rui as Non-independent For For Management Director -------------------------------------------------------------------------------- STATE GRID YINGDA CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company Address For For Management 2 Approve Change in Business Scope For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Signing of Property Lease and For For Management Service Contracts and Related Transactions 5 Approve Subsidiary's Transfer of For For Management Capital Reserve to Increase Registered Capital -------------------------------------------------------------------------------- STATE GRID YINGDA CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Related Party Financing For For Management -------------------------------------------------------------------------------- STATE GRID YINGDA CO., LTD. Ticker: 600517 Security ID: Y7699H106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Related Party Transaction For For Management 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Financial Budget Report For For Management 9 Approve Provision of Guarantee For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Financial Service Agreement For For Management 12 Approve Issuance of Subordinated Debt For For Management by Subsidiary 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14 Approve Remuneration of Directors For For Management 15 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- STEEL AUTHORITY OF INDIA LIMITED Ticker: 500113 Security ID: Y8166R114 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect Harinand Rai as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Elect Amit Sen as Director and Approve For Against Management Appointment of Amit Sen as Whole Time Director 5 Elect Nidgurti Shankarappa as Director For For Management 6 Elect Anirban Dasgupta as Director and For Against Management Approve Appointment of Anirban Dasgupta as Whole Time Director 7 Approve Remuneration of Cost Auditors For For Management 8 Elect Amarendu Prakash as Director and For Against Management Approve Appointment of Amarendu Prakash as Whole Time Director -------------------------------------------------------------------------------- STEINHOFF INTERNATIONAL HOLDINGS NV Ticker: SNH Security ID: N8248H102 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by Management Board None None Management 3 Allow Questions None None Management 4.1 Receive Report of Management Board and None None Management Supervisory Board 4.2 Approve Remuneration Report For Against Management 4.3 Discussion on Company's Corporate None None Management Governance Structure 4.4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.5 Adopt Financial Statements For Against Management 5.1 Amend Remuneration Policy for For Against Management Management Board 5.2 Approve Remuneration Policy for For For Management Supervisory Board 5.3 Amend Remuneration of Supervisory Board For For Management 6 Amend Articles to Reflect Changes in For For Management Capital 7 Approve Reduction in Share Capital For For Management through Cancellation of Shares 8 Authorize Repurchase of Shares For For Management 9 Ratify Mazars Accountants N.V. as For For Management Auditors 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- STEINHOFF INTERNATIONAL HOLDINGS NV Ticker: SNH Security ID: N8248H102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by Management Board None None Management 3 Allow Questions None None Management 4.1 Receive Report of Management Board and None None Management Supervisory Board (Non-Voting) 4.2 Approve Remuneration Report For Against Management 4.3 Discussion on Company's Corporate None None Management Governance Structure 4.4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.5 Adopt Financial Statements For Against Management 5 Reelect Peter Wakkie to Supervisory For For Management Board 6 Amend Remuneration Policy for For For Management Management Board 7 Authorize Repurchase of Shares For For Management 8 Discuss Selection of Statutory Audit None None Management Firm for FY 2022 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- STERLITE TECHNOLOGIES LIMITED Ticker: 532374 Security ID: Y8170C137 Meeting Date: AUG 31, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Pratik Agarwal as Director For Against Management 4 Approve Reappointment and Remuneration For Against Management of Pravin Agarwal as Whole-time Director 5 Approve Reappointment and Remuneration For Against Management of Anand Agarwal as Whole-time Director 6 Approve Shifting of Registered Office For For Management of the Company 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- STO EXPRESS CO., LTD. Ticker: 002468 Security ID: Y988B5105 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of the Company's For For Management Shares 2 Approve Amendments to Articles of For For Management Association 3 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- STO EXPRESS CO., LTD. Ticker: 002468 Security ID: Y988B5105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party and For For Management Daily Related Party Transaction 2 Elect Jin Jianyun as Supervisor For For Management 3.1 Elect Chen Dejun as Non-Independent For For Management Director 3.2 Elect Wang Wenbin as Non-Independent For For Management Director 3.3 Elect Chen Haijian as Non-Independent For For Management Director 3.4 Elect Shentu Junsheng as For For Management Non-Independent Director 3.5 Elect Han Yongyan as Non-Independent For For Management Director 4.1 Elect Zhang Wusheng as Independent For For Management Director 4.2 Elect Yu Leping as Independent Director For For Management 4.3 Elect Shen Hongbo as Independent For For Management Director -------------------------------------------------------------------------------- STO EXPRESS CO., LTD. Ticker: 002468 Security ID: Y988B5105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Use of Idle Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- STRAIT INNOVATION INTERNET CO., LTD. Ticker: 300300 Security ID: Y29839100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cao Yang as Non-Independent For For Shareholder Director 1.2 Elect Lin Xiangyang as Non-Independent For For Shareholder Director 1.3 Elect Li Tongtong as Non-Independent For For Shareholder Director 1.4 Elect Ni Chenxun as Non-Independent For For Shareholder Director 1.5 Elect Xie Jiaqing as Non-Independent For For Shareholder Director 1.6 Elect Zeng Zhiyong as Non-Independent For For Shareholder Director 2.1 Elect Zhou Yali as Independent Director For For Shareholder 2.2 Elect Liu Jianzhong as Independent For For Shareholder Director 2.3 Elect Zhang Mei as Independent Director For For Shareholder 3.1 Elect Fang Xiao as Supervisor For For Management 3.2 Elect Li Yinyu as Supervisor For For Management 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend the General Manager's Work Rules For For Management 8 Approve to Formulate the Allowance and For For Management Remuneration Management System for Directors, Supervisors and Senior Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- STRAIT INNOVATION INTERNET CO., LTD. Ticker: 300300 Security ID: Y29839100 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- STRAIT INNOVATION INTERNET CO., LTD. Ticker: 300300 Security ID: Y29839100 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- STREAMAX TECHNOLOGY CO., LTD. Ticker: 002970 Security ID: ADPV45407 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- STREAMAX TECHNOLOGY CO., LTD. Ticker: 002970 Security ID: ADPV45407 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors and For For Management Senior Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11.1 Elect Zhao Zhijian as Director For For Management 11.2 Elect Wang Xidian as Director For For Management 11.3 Elect Liu Wentao as Director For For Management 11.4 Elect Sun Jiye as Director For For Management 11.5 Elect Liu Hongmao as Director For For Management 11.6 Elect Wu Mingzhu as Director For For Management 12.1 Elect Xiang Huaikun as Director For For Management 12.2 Elect Liu Zhiyong as Director For For Management 12.3 Elect Jin Zhenchao as Director For For Management 13.1 Elect Jiang Mingjun Supervisor For For Management 13.2 Elect Xie Changlang as Supervisor For For Management -------------------------------------------------------------------------------- STRIDES PHARMA SCIENCE LIMITED Ticker: 532531 Security ID: Y8175G117 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend and Confirm For For Management Interim Dividend 3 Reelect Arun Kumar as Director For For Management 4 Elect Kausalya Santhanam as Director For For Management 5 Elect R Ananthanarayanan as Director For Against Management and Approve Appointment and Remuneration of R Ananthanarayanan as Managing Director & Chief Executive Officer 6 Approve Reappointment and Remuneration For Against Management of Badree Komandur as Executive Director-Finance & Group CFO 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- STRIDES PHARMA SCIENCE LIMITED Ticker: 532531 Security ID: Y8175G117 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of SeQuent For For Management Scientific Limited from Promoter Group to Public Category -------------------------------------------------------------------------------- STRIDES PHARMA SCIENCE LIMITED Ticker: 532531 Security ID: Y8175G117 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Bharat Dhirajlal Shah as For For Management Director -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related-Party For For Management Transactions 2.1 Elect Liu Xiuhong as Non-Independent For For Shareholder Director 2.2 Elect Peng Zhixiong as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Elect Wu Jian as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SUFA TECHNOLOGY INDUSTRY CO., LTD., CNNC Ticker: 000777 Security ID: Y9890N106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget For For Management 5 Approve Annual Report and Summary For For Management 6 Approve After-tax Profit Distribution For For Management Plan 7 Approve Daily Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Elect Ma Ying as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SUI NORTHERN GAS PIPELINES LTD. Ticker: SNGP Security ID: Y8184G108 Meeting Date: AUG 15, 2020 Meeting Type: Annual Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Adjourned For For Management Extraordinary General Meeting Held June 23, 2020 2 Approve Minutes of Reconvened For For Management Extraordinary General Meeting Held July 6, 2020 3 Accept Financial Statements and For Against Management Statutory Reports 4 Approve Cash Dividend For For Management 5 Approve Deloitte Yousaf Adil as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Other Business For Against Management -------------------------------------------------------------------------------- SUI SOUTHERN GAS COMPANY LTD. Ticker: SSGC Security ID: Y8184N103 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For Against Management Statutory Reports 3 Approve Deloitte Yousuf Adil as For Against Management Auditors and Authorize Board to Fix Their Remuneration 4 Other Business For Against Management -------------------------------------------------------------------------------- SUL AMERICA SA Ticker: SULA11 Security ID: P87993120 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Ten For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Patrick Antonio Claude de Larragoiti Lucas as Board Chairman 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Infante Santos de Castro as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Catia Yuassa Tokoro as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect David Lorne Levy as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Isabelle Rose Marie de Segur Lamoignon as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jorge Hilario Gouvea Vieira as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Pierre Claude Perrenoud as Independent Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Russo as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Romeu Cortes Domingues as Independent Director 8.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Walter Roberto de Oliveira Longo as Independent Director 9 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 As a Preferred Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Director Appointed by Minority None Abstain Shareholder Shareholder 12 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 13 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 14 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 15 Approve Remuneration of Company's For Against Management Management 16 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- SUL AMERICA SA Ticker: SULA11 Security ID: P87993120 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Fix Number of Directors at 11 For Did Not Vote Management 4 Do You Wish to Adopt Cumulative Voting None Did Not Vote Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Did Not Vote Management 6 In Case There is Any Change to the None Did Not Vote Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Patrick Antonio Claude de Larragoiti Lucas as Director 8.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Carlos Infante Santos de Castro as Director 8.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Catia Yussa Tokoro as Independent Director 8.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect David Lorne Levy as Independent Director 8.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Denizar Vianna Araujo as Independent Director 8.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Gabriel Portella Fagundes Filho as Director 8.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Isabelle Rose Marie de Segur Lamoignon as Director 8.8 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Jorge Hilario Gouvea Vieira as Director 8.9 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Pierre Claude Perrenoud as Independent Director 8.10 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Renato Russo as Independent Director 8.11 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Walter Roberto de Oliveira Longo as Independent Director 9 As an Ordinary Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 As a Preferred Shareholder, Would You None Did Not Vote Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Director Appointed by Minority None Did Not Vote Shareholder Shareholder 12 In Case Neither Class of Shares None Did Not Vote Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 13 Elect Director Appointed by Preferred None Did Not Vote Shareholder Shareholder 14 In Case Neither Class of Shares None Did Not Vote Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 15 Approve Remuneration of Company's For Did Not Vote Management Management 16 Do You Wish to Request Installation of None Did Not Vote Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- SUL AMERICA SA Ticker: SULA11 Security ID: P87993120 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue 2 Amend Article 5 to Reflect Changes in For Did Not Vote Management Capital 3 Amend Article 14 For Did Not Vote Management 4 Amend Article 21 For Did Not Vote Management 5 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- SUMITOMO CHEMICAL INDIA LIMITED Ticker: 542920 Security ID: Y81880109 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ninad D. Gupte as Director For For Management 4 Elect Masanori Uzawa as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SUN CREATE ELECTRONICS CO., LTD. Ticker: 600990 Security ID: Y013A9113 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Financial Budget For Did Not Vote Management 5 Approve Profit Distibution For Did Not Vote Management 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Related Party Transaction For Did Not Vote Management 8 Approve Financial Service Agreement For Did Not Vote Management 9 Approve Report of the Board of For Did Not Vote Management Independent Directors -------------------------------------------------------------------------------- SUN CREATE ELECTRONICS CO., LTD. Ticker: 600990 Security ID: Y013A9113 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Signing of Financial Services For For Management Agreement 3.1 Elect Chen Xinping as Director For For Management 3.2 Elect Guo Guanbin as Director For For Management 3.3 Elect Sheng Jingtai as Director For For Management 3.4 Elect Wang Lu as Director For For Management 3.5 Elect Zhang Chuncheng as Director For For Management 3.6 Elect Chen Yonghong as Director For For Management 3.7 Elect Yang Lin as Director For For Management 4.1 Elect Xu Shuping as Director For For Management 4.2 Elect Pan Lisheng as Director For For Management 4.3 Elect Shen Zejiang as Director For For Management 4.4 Elect Li Bo as Director For For Management 5.1 Elect Wu Junxiang as Supervisor For For Management 5.2 Elect Huang Zhao as Supervisor For For Management 5.3 Elect Sun Wenhua as Supervisor For For Management -------------------------------------------------------------------------------- SUN INTERNATIONAL LTD. Ticker: SUI Security ID: S8250P120 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Incorporation For For Management 2 Authorise Issue of Additional Shares For Against Management under Section 41 of the Companies Act 1 Place Authorised but Unissued Shares For Against Management under Control of Directors Pursuant to the Proposed Rights Offer 2 Approve Waiver of Mandatory Offer For For Management -------------------------------------------------------------------------------- SUN INTERNATIONAL LTD. Ticker: SUI Security ID: S8250P120 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal by Sun Latam of 50 For For Management Percent Interest in Sun Dreams to Pacifico 2 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- SUN INTERNATIONAL LTD. Ticker: SUI Security ID: S8250P120 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Tapiwa Ngara as Director For For Management 2.1 Re-elect Peter Bacon as Director For For Management 2.2 Re-elect Jabu Mabuza as Director For For Management 2.3 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Director 2.4 Re-elect Sam Sithole as Director For For Management 2.5 Re-elect Zimkhitha Zatu as Director For For Management 3 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors and Appoint Elenor Jensen as the Designated Individual Auditor 4.1 Re-elect Peter Bacon as Member of the For For Management Audit Committee 4.2 Re-elect Enrique Cibie as Member of For For Management the Audit Committee 4.3 Re-elect Caroline Henry as Member of For For Management the Audit Committee 4.4 Re-elect Zimkhitha Zatu as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation of the For Against Management Remuneration Policy 7 Ratify Any Resolutions or Agreements For For Management of Executive Directors and Prescribed Officers of the Company in Contravention of Section 75 of the Act 1 Authorise Repurchase of Issued Share For For Management Capital 2 Approve Fees of Non-executive Chairman For Against Management 3 Approve Fees of Lead Independent For For Management Director 4 Approve Fees of Non-executive Directors For For Management 5.1 Approve Fees of Audit Committee For For Management Chairman 5.2 Approve Fees of Audit Committee Member For For Management 5.3 Approve Fees of Remuneration Committee For For Management Chairman 5.4 Approve Fees of Remuneration Committee For For Management Member 5.5 Approve Fees of Risk Committee Chairman For For Management 5.6 Approve Fees of Risk Committee Member For For Management 5.7 Approve Fees of Nomination Committee For For Management Chairman 5.8 Approve Fees of Nomination Committee For For Management Member 5.9 Approve Fees of Social and Ethics For For Management Committee Chairman 5.10 Approve Fees of Social and Ethics For For Management Committee Member 5.11 Approve Fees of Investment Committee For For Management Chairman 5.12 Approve Fees of Investment Committee For For Management Member 6 Approve Financial Assistance Relating For For Management to the Issue of Securities to Employee Share Scheme Participants 7 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- SUN PHARMA ADVANCED RESEARCH COMPANY LTD. Ticker: 532872 Security ID: Y8240G100 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect T. Rajamannar as Director For For Management 3 Elect Robert J. Spiegel as Director For For Management 4 Reelect Bhavna Doshi as Director For For Management 5 Reelect Ferzaan Engineer as Director For For Management 6 Approve Shifting of Registered Office For For Management of the Company 7 Approve Line of Credit Availed from For For Management Shanghvi Finance Pvt. Ltd 8 Approve Continuation of Transactions For For Management with Sun Pharmaceutical Industries Ltd. under Master Support Service Agreement 9 Approve Continuation of Transactions For For Management with Sun Pharma Global FZE under Master Licensing Agreement 10 Approve Continuation of Transactions For For Management with Sun Pharma Laboratories Ltd. under Master Licensing Agreement 11 Approve Continuation of Transactions For For Management with Sun Pharmaceutical Industries Ltd. under Master Licensing Agreement 12 Increase Authorized Share Capital and For For Management Amend Memorandum of Association -------------------------------------------------------------------------------- SUN PHARMA ADVANCED RESEARCH COMPANY LTD. Ticker: 532872 Security ID: Y8240G100 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Borrowing Powers For Against Management 2 Approve Pledging of Assets for Debt For Against Management -------------------------------------------------------------------------------- SUN PHARMA ADVANCED RESEARCH COMPANY LTD. Ticker: 532872 Security ID: Y8240G100 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Convertible For For Management Warrants on Preferential Basis -------------------------------------------------------------------------------- SUN PHARMACEUTICAL INDUSTRIES LIMITED Ticker: 524715 Security ID: Y8523Y158 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Standalone Financial Statements For For Management and Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Israel Makov as Director For For Management 4 Reelect Sudhir V. Valia as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Payment of Remuneration to For For Management Dilip S. Shanghvi as Managing Director -------------------------------------------------------------------------------- SUN PHARMACEUTICAL INDUSTRIES LIMITED Ticker: 524715 Security ID: Y8523Y158 Meeting Date: MAR 16, 2021 Meeting Type: Court Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- SUN TV NETWORK LIMITED Ticker: 532733 Security ID: Y8295N133 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect S. Selvam as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SUNAC CHINA HOLDINGS LIMITED Ticker: 1918 Security ID: G8569A106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Chi Xun as Director For For Management 3A2 Elect Sun Kevin Zheyi as Director For For Management 3A3 Elect Poon Chiu Kwok as Director For For Management 3A4 Elect Zhu Jia as Director For For Management 3A5 Elect Yuan Zhigang as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares 6 Amend Existing Memorandum of For Against Management Association and Articles of Association and Adopt the Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- SUNAC SERVICES HOLDINGS LTD. Ticker: 1516 Security ID: G8569B104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Wang Mengde as Director For For Management 3A2 Elect Cao Hongling as Director For For Management 3A3 Elect Gao Xi as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SUNDARAM FINANCE LTD. Ticker: 590071 Security ID: Y8210G114 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend and Interim For For Management Dividend 3 Reelect A N Raju as Director For For Management 4 Reelect Harsha Viji as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Harsha Viji as Deputy Managing Director 6 Approve Appointment and Remuneration For For Management of Rajiv C Lochan as Director - Strategy -------------------------------------------------------------------------------- SUNDARAM FINANCE LTD. Ticker: 590071 Security ID: Y8210G114 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ganesh Lakshminarayan as Director For For Management 2 Approve Appointment and Remuneration For For Management of Harsha Viji as Executive Vice Chairman 3 Approve Appointment and Remuneration For For Management of Rajiv C Lochan as Managing Director 4 Approve Appointment and Remuneration For For Management of A N Raju as Deputy Managing Director -------------------------------------------------------------------------------- SUNDRAM FASTENERS LIMITED Ticker: 500403 Security ID: Y8209Q131 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Arundathi Krishna as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Elect S Meenakshisundaram as Director For For Management and Approve His Appointment and Remuneration as Whole-Time Director (Designated as Whole-Time Director and Chief Financial Officer) -------------------------------------------------------------------------------- SUNDRAM FASTENERS LIMITED Ticker: 500403 Security ID: Y8209Q131 Meeting Date: MAR 16, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Suresh Krishna as Chairman and Non - Executive Director 2 Approve Remuneration of Suresh Krishna For Against Management as Chairman and Non-Executive Director for the Financial Year Ending March 31, 2022 3 Approve Reappointment and Remuneration For Against Management of Arathi Krishna as Managing Director -------------------------------------------------------------------------------- SUNDY LAND INVESTMENT CO., LTD. Ticker: 600077 Security ID: Y8836V107 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- SUNFLOWER PHARMACEUTICAL GROUP CO., LTD. Ticker: 002737 Security ID: Y8T8A8109 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Partial Raised For For Management Funds Investment Project and Permanently Supplementing Working Capital 2 Approve Amendments to Articles of For For Management Association 3.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.3 Amend Working System for Independent For For Management Directors 3.4 Amend Management System for External For For Management Guarantee 3.5 Amend Related Party Transaction For For Management Management System 3.6 Amend Management System for Prevention For For Management of Controlling Shareholders and Related Parties from Occupying Company Funds 3.7 Amend Management System of Raised Funds For For Management 3.8 Amend Information Disclosure For For Management Management System 3.9 Amend Financing Decision System For For Management 3.10 Amend Foreign Investment Management For For Management Method 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve to Appoint Auditor For For Management 6.1 Elect Guan Yuxiu as Non-Independent For For Management Director 6.2 Elect Guan Yi as Non-Independent For For Management Director 6.3 Elect Guan Yanling as Non-Independent For For Management Director 6.4 Elect Ren Jingshang as Non-Independent For For Management Director 6.5 Elect He Guozhong as Non-Independent For For Management Director 6.6 Elect Jia Shihong as Non-Independent For For Management Director 7.1 Elect Lin Ruichao as Independent For For Management Director 7.2 Elect Li Huajie as Independent Director For For Management 7.3 Elect Cui Lijing as Independent For For Management Director 8.1 Elect Na Chunyan as Supervisor For For Management 8.2 Elect He Yan as Supervisor For For Management -------------------------------------------------------------------------------- SUNFLOWER PHARMACEUTICAL GROUP CO., LTD. Ticker: 002737 Security ID: Y8T8A8109 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNFLOWER PHARMACEUTICAL GROUP CO., LTD. Ticker: 002737 Security ID: Y8T8A8109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Credit Line Bank Application For For Management 8 Approve Guarantee For Against Management 9 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Approve to Appoint Auditor For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Increase the Company's For For Management Household Photovoltaic, Industrial and Commercial Distributed Business Guarantor -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Basis For For Management of Pricing and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Shares to Specific Targets 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Provision of Guarantee For For Management 11 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: Y8211M102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantees For Against Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Approve Amendments to Articles of For For Management Association 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 11 Approve Guarantee Provision Plan For For Management 12 Approve Foreign Exchange Hedging For For Management Business 13 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Guiping as Non-Independent For For Management Director 1.2 Elect Zhang Kangli as Non-Independent For For Management Director 1.3 Elect Li Wei as Non-Independent For For Management Director 1.4 Elect Jiang Libo as Non-Independent For For Management Director 2.1 Elect Yu Honghai as Independent For For Management Director 2.2 Elect Cheng Dejun as Independent For For Management Director 2.3 Elect Yin Junming as Independent For For Management Director 3.1 Elect Li Jun as Supervisor For For Management 3.2 Elect Shi Zhen as Supervisor For For Management -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Fund-raising For For Management Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- SUNING UNIVERSAL CO., LTD. Ticker: 000718 Security ID: Y8234T100 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve to Appoint Internal Control For For Management Auditor 8 Approve Provision of Guarantee For For Management 9 Approve Related Party Transaction For For Management 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Usage of Raised For For Management Funds 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management -------------------------------------------------------------------------------- SUNING.COM CO., LTD. Ticker: 002024 Security ID: Y82211106 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management 2 Approve Expand Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- SUNNY LOAN TOP CO., LTD. Ticker: 600830 Security ID: Y8300S101 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- SUNNY LOAN TOP CO., LTD. Ticker: 600830 Security ID: Y8300S101 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Qiuhua as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- SUNNY LOAN TOP CO., LTD. Ticker: 600830 Security ID: Y8300S101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Plan For For Management 2 Approve Provision of Guarantee for For Against Management Xiangyi Danbao 3 Approve Provision of Guarantee for For Against Management Xiangyi Zulin 4 Approve Guarantee Business Plan For For Management 5 Approve Financial Investment Business For For Management Plan -------------------------------------------------------------------------------- SUNNY LOAN TOP CO., LTD. Ticker: 600830 Security ID: Y8300S101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Elect Wang Zhenzhou as Independent For For Management Director -------------------------------------------------------------------------------- SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED Ticker: 2382 Security ID: G8586D109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Sun Yang as Director For For Management 3b Elect Feng Hua Jun as Director For For Management 3c Elect Shao Yang Dong as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SUNPLUS TECHNOLOGY CO., LTD. Ticker: 2401 Security ID: Y83011109 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Procedures For Against Management Governing the Acquisition or Disposal of Assets 4 Approve Proposal on Cancellation of For For Management the Stock Release Restriction on the Original Shares Held by the Affiliated Company "iCatch Technology Co., Ltd." that Adopts the Equity Method 5.1 Elect Huang Zhoujie (HUANG CHOU-CHYE), For For Shareholder with Shareholder No. 1, as Non-independent Director 5.2 Elect Zhan Wenxiong (CHAN WEN-HSIUNG), For For Shareholder with Shareholder No. S121154XXX, as Non-independent Director 5.3 Elect a Representative of GLOBAL VIEW For Against Shareholder CO., LTD. (GLOBAL VIEW TECHNOLOGY CO. LTD.) with Shareholder No. 9, as Non-independent Director 5.4 Elect Wei Zhehe with ID No. L101566XXX For Against Management as Independent Director 5.5 Elect Huang Zeren with ID No. For For Management N120030XXX as Independent Director 5.6 Elect Chen Ruiqi (CHEN JUI-CHI) with For For Management ID No. E125031XXX as Independent Director 5.7 Elect Guo Congling (KUO TSUNG LING) For For Management with ID No. Q120043XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Li Xiang as Non-Independent For For Shareholder Director 2.2 Elect Yang Tao as Non-Independent For For Shareholder Director 3.1 Elect Xu Minbo as Independent Director For For Shareholder 3.2 Elect Liu Xiaoming as Independent For For Shareholder Director 4 Elect Cai Sulan as Supervisor For For Shareholder -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Yongping as Non-Independent For For Management Director -------------------------------------------------------------------------------- SUNSEA AIOT TECHNOLOGY CO., LTD. Ticker: 002313 Security ID: Y8241Q107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report on Audit Work Summary For For Management of Accounting Firm 7 Approve Provision of Guarantees For Against Management -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Authorization of Board to For For Management Handle All Related Matters 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Shareholder Return Plan For For Management 9 Approve White Wash Waiver For For Management 10 Approve Related Party Transactions in For For Management Connection to Private Placement 11 Approve Signing of Conditional For For Management Subscription Agreement -------------------------------------------------------------------------------- SUNSTONE DEVELOPMENT CO., LTD. Ticker: 603612 Security ID: Y8241X102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve to Appoint Auditor For For Management 9.1 Approve Related Party Transactions For For Management with Related Party 9.2 Approve Related Party Transactions on For For Management Lease Transaction 9.3 Approve Related Party Transaction on For For Management Transportation Services and Other Related Party Transactions 10 Approve Financing Plan and Related For Against Management Authorizations 11 Approve External Guarantee and Related For Against Management Authorizations 12 Approve External Donation Plan For For Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For For Management Share Incentive Plan and Repurchase Cancellation of Performance Shares 2 Approve Termination of Methods to For For Management Assess the Performance of Performance Shares Incentive Plan Participants as a Result of the Repurchase and Cancellation 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUNTAK TECHNOLOGY CO., LTD. Ticker: 002815 Security ID: Y774CC103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Use of Funds to Purchase For For Management Financial Products 7 Approve Provision of Credit Guarantee For For Management -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Credit Line Application For Did Not Vote Management 7 Approve Use of Funds for Cash For Did Not Vote Shareholder Management -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guan Jinlian as Supervisor For For Management 2.1 Elect Qin Feng as Non-Independent For For Management Director 2.2 Elect Wang Qijun as Non-Independent For For Management Director -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Equity Transfer For For Management Framework Agreement and Implement a New Compensation Plan 2 Approve Asset Swap For For Management -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price Range and Pricing For For Management Principle of the Share Repurchase 1.4 Approve Type, Number and Proportion of For For Management the Total Share Repurchase 1.5 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.6 Approve Period of the Share Repurchase For For Management 1.7 Approve Resolution Validity Period For For Management 1.8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: FEB 18, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Downward Adjustment of For For Management Convertible Bond Conversion Price -------------------------------------------------------------------------------- SUNVIM GROUP CO., LTD. Ticker: 002083 Security ID: Y8295P104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Use of Idle Funds for Cash For For Management Management 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management 12 Amend Working System for Independent For Against Management Directors 13 Amend Related Party Transaction For Against Management Decision-making System 14 Amend Management System for Providing For Against Management External Guarantees 15 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Mortgage Loan For For Management 2 Approve Issuance of Super Short-term For For Management Commercial Papers 3 Approve Issuance of Asset-backed For For Management Securities -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Provision of Credit For For Management Impairment, Asset Impairment and Write off Assets 8 Approve Internal Control Evaluation For For Management Report 9 Approve Adjustment of Repurchase Price For For Management of Performance Share Incentive Plan 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Comprehensive Credit Line For Against Management Application 12 Approve Marketing Business Guarantee For For Management Credit 13 Approve Guarantee Plan For Against Management 14 Approve Change in the Investment of For For Management Finance Leasing Company 15 Approve Financial Derivate Trading For For Management Business 16 Approve Use of Funds for Financial For For Management Products 17 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve Signing of Contract For For Management -------------------------------------------------------------------------------- SUNWARD INTELLIGENT EQUIPMENT CO. LTD. Ticker: 002097 Security ID: Y37673111 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- SUNWAY BERHAD Ticker: 5211 Security ID: Y8309C115 Meeting Date: SEP 02, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Lin See Yan as Director For For Management 4 Elect Sarena Cheah Yean Tih as Director For For Management 5 Elect Philip Yeo Liat Kok as Director For For Management 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Wong Chin Mun to Continue For For Management Office as Independent Non-Executive Director 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management 11 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Scheme -------------------------------------------------------------------------------- SUNWAY BERHAD Ticker: 5211 Security ID: Y8309C115 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renounceable Rights Issue of For For Management Irredeemable Convertible Preference Shares (ICPS) 1 Amend Constitution to Facilitate the For For Management Proposed Rights Issue of ICPS -------------------------------------------------------------------------------- SUNWAY CONSTRUCTION GROUP BERHAD Ticker: 5263 Security ID: Y83096100 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Johari Bin Basri as Director For For Management 4 Elect Chew Chee Kin as Director For For Management 5 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SUNWAY REAL ESTATE INVESTMENT TRUST Ticker: 5176 Security ID: Y83099104 Meeting Date: OCT 02, 2020 Meeting Type: Annual Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Implementation of Unitholders' For For Management Mandate for Recurrent Related Party Transactions 3 Approve Distribution Reinvestment For For Management Scheme 4 Approve Issuance of New Units Under For For Management the Distribution Reinvestment Scheme -------------------------------------------------------------------------------- SUNWAY REAL ESTATE INVESTMENT TRUST Ticker: 5176 Security ID: Y83099104 Meeting Date: OCT 02, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management 2 Approve Proposed Private Placement For For Management 3 Approve Allocation of Placement Units For For Management to Sunway REIT Holdings 4 Approve Allocation of Placement Units For For Management to Employees Provident Fund Board and/or Connected Persons -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Management System of Employee For For Management Share Purchase Plan 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 5 Approve Amendments to Articles of For For Management Association 6 Approve Capital Injection by For For Management Wholly-Owned Subsidiary to Nanjing Sunwoda New Energy Co., Ltd. -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Wei as Non-Independent For For Management Director 1.2 Elect Xiao Guangyu as Non-Independent For For Management Director 1.3 Elect Zhou Xiaoxiong as For For Management Non-Independent Director 1.4 Elect Zeng Di as Non-Independent For For Management Director 2.1 Elect Zhong Mingxia as Independent For For Management Director 2.2 Elect Liu Zhengbing as Independent For For Management Director 2.3 Elect Zhang Jianjun as Independent For For Management Director 3.1 Elect Yuan Huiqiong as Supervisor For For Management 3.2 Elect Liu Rongbo as Supervisor For For Management 4 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For For Management 3 Approve Waiver of Voluntary Share For For Management Sales Restriction Commitment -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: Y8309D105 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2 Approve Application of Credit Lines For For Management 3 Approve Foreign Exchange Hedging For For Management Business 4 Approve Use of Idle Own Funds for Cash For For Management Management 5 Approve Guarantee Provision for For For Management Subsidiaries 6 Approve Issuance of Overseas Bonds by For For Management Overseas Wholly-owned Subsidiary and Guarantee Provision Plan 7 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 8.1 Approve Share Type and Par Value For For Management 8.2 Approve Issue Manner For For Management 8.3 Approve Target Subscribers and For For Management Subscription Method 8.4 Approve Issue Price and Pricing For For Management Principles 8.5 Approve Issue Size For For Management 8.6 Approve Lock-up Period For For Management 8.7 Approve Listing Location For For Management 8.8 Approve Use of Proceeds For For Management 8.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.10 Approve Resolution Validity Period For For Management 9 Approve Plan for Issuance of Shares to For For Management Specific Targets 10 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 11 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 12 Approve Report on the Usage of For For Management Previously Raised Funds 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14 Approve Shareholder Dividend Return For For Management Plan 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Issuance of Shares to Specific Targets 17 Approve Report of the Board of For For Management Directors 18 Approve Report of the Board of For For Management Supervisors 19 Approve Annual Report and Summary For For Management 20 Approve Financial Statements For For Management 21 Approve Profit Distribution For For Management 22 Approve Guarantee Provision for For For Management Controlled Subsidiaries 23 Approve External Investment For For Management 24 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUNYARD SYSTEM ENGINEERING CO., LTD. Ticker: 600571 Security ID: Y3043B101 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Land Acquisition and Storage For For Management Relocation 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUNYARD SYSTEM ENGINEERING CO., LTD. Ticker: 600571 Security ID: Y3043B101 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Land Purchase and Storage For For Management -------------------------------------------------------------------------------- SUNYARD TECHNOLOGY CO., LTD. Ticker: 600571 Security ID: Y3043B101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- SUNYARD TECHNOLOGY CO., LTD. Ticker: 600571 Security ID: Y3043B101 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Termination of External For For Management Investment as well as Dissolution and Liquidation of Indirect Subsidiary 3 Approve Adjustment of Investment Plan For For Management -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Intent 2 Amend External Investment Management For For Management System -------------------------------------------------------------------------------- SUOFEIYA HOME COLLECTION CO., LTD. Ticker: 002572 Security ID: Y29336107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Daily Related Party Transaction For For Management 10 Approve Use of Own Funds to Purchase For For Management Capital Protected Bank Financial Products 11 Approve Use of Raised Funds to For For Management Purchase Capital Protected Bank Financial Products 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 16 Approve External Guarantee Management For Against Management Regulations 17 Amend Related-Party Transaction For Against Management Management System 18 Amend Code of Conduct of Directors, For Against Management Supervisors and Senior Executives 19 Amend Dividend Distribution Policy For Against Management 20 Amend Management System for External For Against Management Financial Assistance 21 Amend Securities Investment Management For Against Management System and Abolition of Risk Investment Management System 22 Amend Working System for Independent For Against Management Directors 23 Amend Code of Conduct for Controlling For Against Management Shareholders and Ultimate Controller 24 Amend Implementing Rules for For Against Management Cumulative Voting System 25 Approve Financing Amount For For Management 26 Approve External Guarantee For For Management -------------------------------------------------------------------------------- SUPALAI PUBLIC COMPANY LIMITED Ticker: SPALI Security ID: Y8309K190 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Company's Performance and For For Management Approve Financial Statements 2 Approve Allocation of Income and For For Management Dividend Payment 3.1 Elect Prateep Tangmatitham as Director For For Management 3.2 Elect Tritecha Tangmatitham as Director For For Management 3.3 Elect Prasas Tangmatitam as Director For For Management 4 Approve Remuneration of Directors and For For Management Sub-Committees 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Issuance and Offering of For For Management Debentures 7 Amend Company's Objectives For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- SUPER ENERGY CORP. PUBLIC CO. LTD. Ticker: SUPER Security ID: Y82979108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance and None None Management Annual Report 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Trithip Sivakriskul as Director For Against Management 5.2 Elect Vanida Majjimanonda as Director For Against Management 5.3 Elect Warinthip Chaisungka as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Amend Articles of Association For For Management 8 Approve Amendment of the Authorized For For Management Directors of the Company 9 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Company Limited as Auditors and Authorize Board to Fix Their Remuneration 10 Other Business For Against Management -------------------------------------------------------------------------------- SUPER GROUP LTD Ticker: SPG Security ID: S09130154 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pitsi Mnisi as Director For For Management 1.2 Elect Simphiwe Mehlomakulu as Director For For Management 2 Reappoint KPMG Inc as Auditors and For For Management Appoint David Read as the Individual Designated Auditor 3.1 Re-elect David Cathrall as Member of For For Management the Group Audit Committee 3.2 Re-elect Valentine Chitalu as Member For For Management of the Group Audit Committee 3.3 Elect Pitsi Mnisi as Member of the For For Management Group Audit Committee 4.1 Elect Pitsi Mnisi as Member of the For For Management Group Social and Ethics Committee 4.2 Elect Simphiwe Mehlomakulu as Member For For Management of the Group Social and Ethics Committee 4.3 Elect Peter Mountford as Member of the For For Management Group Social and Ethics Committee 5 Approve Remuneration Policy For For Management 6 Approve Implementation of the For For Management Remuneration Policy 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Deferred Share Plan 2020 For For Management 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SUPERMAX CORPORATION BERHAD Ticker: 7106 Security ID: Y8310G105 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue of New Ordinary For For Management Shares -------------------------------------------------------------------------------- SUPERMAX CORPORATION BERHAD Ticker: 7106 Security ID: Y8310G105 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Cecile Jaclyn Thai as Director For For Management 5 Elect Albert Saychuan Cheok as Director For For Management 6 Approve RSM Malaysia as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Ting Heng Peng to Continue For For Management Office as Independent Non-Executive Director 10 Approve Rashid Bin Bakar to Continue For For Management Office as Independent Non-Executive Director -------------------------------------------------------------------------------- SUPREME ELECTRONICS CO. LTD. Ticker: 8112 Security ID: Y83133101 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- SUPREME INDUSTRIES LTD. Ticker: 509930 Security ID: Y83139140 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect V.K Taparia as Director For For Management 3 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Reelect Ramanathan Kannan as Director For For Management 5 Reelect Rajeev M Pandia as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SUPREME INDUSTRIES LTD. Ticker: 509930 Security ID: Y83139140 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect B. L. Taparia as Director For For Management 3 Declare Final Dividend and Confirm For For Management Interim Dividend 4 Approve Lodha & Co., Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SURFILTER NETWORK TECHNOLOGY CO., LTD. Ticker: 300311 Security ID: Y8064Q101 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- SURFILTER NETWORK TECHNOLOGY CO., LTD. Ticker: 300311 Security ID: Y8064Q101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Appointment of Auditor For For Management 8 Elect Lin Fei as Non-independent For For Management Director 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SURFILTER NETWORK TECHNOLOGY CO., LTD. Ticker: 300311 Security ID: Y8064Q101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Disposal of Assets 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 5 Amend Working Rules for Independent For Against Management Directors 6 Amend Related Party Transaction System For Against Management 7 Amend Management System for the Use of For Against Management Raised Funds -------------------------------------------------------------------------------- SURGUTNEFTEGAS PJSC Ticker: SNGS Security ID: 868861204 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends 4 Approve Remuneration of Directors None None Management 5 Approve Remuneration of Members of For Did Not Vote Management Audit Commission 6.1 Elect Aleksandr Agarev as Director None Did Not Vote Management 6.2 Elect Vladimir Bogdanov as Director None None Management 6.3 Elect Aleksandr Bulanov as Director None Did Not Vote Management 6.4 Elect Ivan Dinichenko as Director None Did Not Vote Management 6.5 Elect Valerii Egorov as Director None Did Not Vote Management 6.6 Elect Vladimir Erokhin as Director None Did Not Vote Management 6.7 Elect Viktor Krivosheev as Director None Did Not Vote Management 6.8 Elect Nikolai Matveev as Director None Did Not Vote Management 6.9 Elect Georgii Mukhamadeev as Director None Did Not Vote Management 6.10 Elect Ildus Usmanov as Director None Did Not Vote Management 7.1 Elect Valentina Musikhina as Member of For Did Not Vote Management Audit Commission 7.2 Elect Tamara Oleinik as Member of For Did Not Vote Management Audit Commission 7.3 Elect Liudmila Prishchepova as Member For Did Not Vote Management of Audit Commission 8 Ratify Auditor For Did Not Vote Management -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb AGFA, For For Management Asapir, Paineiras, Ondurman, Facepa, Fibria and Futuragene 2 Ratify PricewaterhouseCoopers For For Management Auditores Independentes (PwC) as the Independent Firm to Appraise Proposed Transactions 3 Approve Independent Firm's Appraisals For For Management 4 Approve Absorption of AGFA, Asapir, For For Management Paineiras, Ondurman, Facepa, Fibria and Futuragene 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 3 Approve Treatment of Net Loss For For Management 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- SUZANO SA Ticker: SUZB3 Security ID: P8T20U187 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 and Consolidate Bylaws 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Miao Yanqiao as Non-Independent For For Management Director 3 Amend Management System of Raised Funds For For Management 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUZHOU ANJIE TECHNOLOGY CO., LTD. Ticker: 002635 Security ID: Y8319E101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report and Implementation of Self-check Internal Control Rules 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9.1 Approve Purpose For For Management 9.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 9.3 Approve Manner and Price Range of For For Management Share Repurchase 9.4 Approve Type, Use, Number, Proportion For For Management of the Total Share Capital and Total Capital of the Share Repurchase 9.5 Approve Capital Source Used for the For For Management Share Repurchase 9.6 Approve Implementation Period For For Management 9.7 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Restructuring Plan 2.1 Approve Overall Plan and Transaction For For Management Parties 2.2 Approve Target Assets For For Management 2.3 Approve Basis of Pricing and For For Management Transaction Price 2.4 Approve Transaction Consideration For For Management Payment 2.5 Approve Performance Commitment For For Management Compensation 2.6 Approve Delivery Arrangement For For Management 2.7 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.8 Approve Liability for Breach of For For Management Contract 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Debt and Guarantee Arrangements For For Management 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Signing of Asset Purchase For For Management Agreement and Its Supplementary Agreement 5 Approve Report (Draft) and Summary on For For Management Company's Major Assets Restructuring Plan 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Does Not Comply For For Management with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Evaluation Report, Audit For For Management Report and Remarks Review Report of the Transaction 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve Adjustment of the New Related For For Management Guarantee after the Completion of the Transaction 17 Approve Provision of Guarantee For For Management 18 Approve Extension of Audit Report and For For Management Review Report of the Transaction 19 Approve Confirming Relevant Matters For For Management -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Comprehensive For For Management Credit Lines 2 Approve Guarantee Provision Plan For Against Management 3 Approve Formulation of Securities For For Management Investment and Derivatives Transaction Management System -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For For Management Zhongxin Chunxing New Energy Power (Suzhou) Co., Ltd. -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For Did Not Vote Management Zhongxin Chunxing New Energy Power (Suzhou) Co., Ltd. -------------------------------------------------------------------------------- SUZHOU CHUNXING PRECISION MECHANICAL CO., LTD. Ticker: 002547 Security ID: Y8318U106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Forward Foreign Exchange For For Management Transactions 9 Approve Bill Pool Business For For Management 10 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 11.1 Elect Yuan Jing as Director For For Management 11.2 Elect Rong Zhijian as Director For For Management 11.3 Elect Lu Yong as Director For For Management 11.4 Elect Cao Youqiang as Director For For Management 12.1 Elect Lu Wenlong as Director For For Management 12.2 Elect Qi Zhendong as Director For For Management 13.1 Elect Zhao Zhongwu as Supervisor For For Management 13.2 Elect Liu Gangqiao as Supervisor For For Management 14 Approve Signing of Supplementary For For Shareholder Agreement for Yuansheng Zhihui Industrial Project Investment 15 Approve Provision of Counter-guarantee For For Shareholder 16 Approve Signing of Transfer Repurchase For For Shareholder Agreement 17 Approve Signing of Haixia Yuansheng For For Shareholder Fund Share Repurchase and Payment Agreement 18 Approve Unrecovered Losses Reached a For For Shareholder Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD. Ticker: 002384 Security ID: Y8318L106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Bank and Financial Credit Line For For Management Application 11.1 Approve Guarantee for Dragon For For Management Electronix Holdings,Inc. and its Controlled Subsidiaries 11.2 Approve Guarantee for Hong Kong For For Management Dongshan Holding Limited 11.3 Approve Guarantee for Yancheng For For Management Dongshan Precision Manufacturing Co., Ltd. 11.4 Approve Guarantee for Multek Group For For Management (Hong Kong) Ltd. and its Controlled Subsidiaries 11.5 Approve Guarantee for Mudong For For Management Optoelectronics Technology Co., Ltd. 11.6 Approve Guarantee for Suzhou For For Management Yongchuang Metal Technology Co., Ltd. 11.7 Approve Guarantee for Hong Kong For For Management Dongshan Precision United Optoelectronics Co., Ltd. 11.8 Approve Guarantee for Yancheng For For Management Dongshan Communication Technology Co., Ltd. 11.9 Approve Guarantee for Suzhou Aifu For For Management Electronic Communication Co., Ltd. 11.10 Approve Guarantee for Dongguan For For Management Dongshan Precision Manufacturing Co., Ltd. 11.11 Approve Guarantee for Suzhou Chenggan For For Management Precision Manufacturing Co., Ltd. 11.12 Approve Guarantee for Suzhou Dongbo For For Management Precision Manufacturing Co., Ltd. 11.13 Approve Guarantee for Suzhou Tengran For For Management Electrical Equipment Co., Ltd. 11.14 Approve Guarantee for Suzhou Leigete For For Management Intelligent Equipment Co., Ltd. 11.15 Approve Guarantee for Shanghai Fushan For For Management Precision Manufacturing Co., Ltd. 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SUZHOU ELECTRICAL APPARATUS SCIENCE ACADEMY CO., LTD. Ticker: 300215 Security ID: Y83197106 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purpose of Share Repurchase For For Management 2 Approve Manner of Share Repurchase For For Management 3 Approve Amount and Capital Source for For For Management the Share Repurchase 4 Approve Price or Price Range and For For Management Pricing Principle of the Share Repurchase 5 Approve Use, Type, Number and For For Management Proportion of the Total Share Repurchase 6 Approve Period of the Share Repurchase For For Management 7 Approve Resolution Validity Period of For For Management the Share Repurchase 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUZHOU ELECTRICAL APPARATUS SCIENCE ACADEMY CO., LTD. Ticker: 300215 Security ID: Y83197106 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Financing Plan For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUZHOU ELECTRICAL APPARATUS SCIENCE ACADEMY CO., LTD. Ticker: 300215 Security ID: Y83197106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve to Appoint Financial Auditor For For Management 6 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 7 Approve Use of Idle Own Funds to For For Management Purchase Financial Product -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Price or Price Range and For For Management Pricing Principle of the Share Repurchase 1.5 Approve Type, Usage, Number, For For Management Proportion of the Total Share Capital and Total Capital Used for the Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Implementation Period of the For For Management Share Repurchase 1.8 Approve Authorization of Board to For For Management Handle All Related Matters 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Credit Line Application For For Management 7 Approve Provision of Guarantee for For Against Management Subsidiaries within the Scope of Consolidated Statements 8 Approve Provision of Guarantee for For For Management Business Undertake of Subsidiary 9 Approve Provision of Guarantee for For For Management Loan of Singapore Gold Mantis Pte. Ltd. 10 Approve Bill Pool Business For For Management 11 Approve Accounts Receivable Factoring For For Management Business 12 Approve Financial Asset Transfer and For For Management Repurchase Business 13 Approve Use of Own Funds to Purchase For For Management Financial and Trust Products 14 Approve to Appoint Financial Auditor For For Management 15 Approve Adjustment to Allowance of For For Management Independent Directors 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17 Approve Change of Registered Capital For For Management and Amend Articles of Association 18.1 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 18.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 18.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 18.4 Amend Implementing Rules for For Against Management Cumulative Voting System 18.5 Amend Working System for Independent For Against Management Directors 18.6 Amend External Guarantee System For Against Management 18.7 Amend Related-Party Transaction System For Against Management 18.8 Amend Securities Investment and For Against Management Derivatives Transaction Management System 18.9 Amend External Investment Management For Against Management System -------------------------------------------------------------------------------- SUZHOU GOLD MANTIS CONSTRUCTION & DECORATION CO., LTD. Ticker: 002081 Security ID: Y8315V107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Annual Report and Summary For Did Not Vote Management 6 Approve Credit Line Application For Did Not Vote Management 7 Approve Provision of Guarantee for For Did Not Vote Management Subsidiaries within the Scope of Consolidated Statements 8 Approve Provision of Guarantee for For Did Not Vote Management Business Undertake of Subsidiary 9 Approve Provision of Guarantee for For Did Not Vote Management Loan of Singapore Gold Mantis Pte. Ltd. 10 Approve Bill Pool Business For Did Not Vote Management 11 Approve Accounts Receivable Factoring For Did Not Vote Management Business 12 Approve Financial Asset Transfer and For Did Not Vote Management Repurchase Business 13 Approve Use of Own Funds to Purchase For Did Not Vote Management Financial and Trust Products 14 Approve to Appoint Financial Auditor For Did Not Vote Management 15 Approve Adjustment to Allowance of For Did Not Vote Management Independent Directors 16 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 17 Approve Change of Registered Capital For Did Not Vote Management and Amend Articles of Association 18.1 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 18.2 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 18.3 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 18.4 Amend Implementing Rules for For Did Not Vote Management Cumulative Voting System 18.5 Amend Working System for Independent For Did Not Vote Management Directors 18.6 Amend External Guarantee System For Did Not Vote Management 18.7 Amend Related-Party Transaction System For Did Not Vote Management 18.8 Amend Securities Investment and For Did Not Vote Management Derivatives Transaction Management System 18.9 Amend External Investment Management For Did Not Vote Management System -------------------------------------------------------------------------------- SUZHOU GOOD-ARK ELECTRONICS CO., LTD. Ticker: 002079 Security ID: Y8315Q108 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Nianbo as Non-Independent For For Management Director 1.2 Elect Wu Wenhao as Non-Independent For For Management Director 1.3 Elect Teng Youxi as Non-Independent For For Management Director 1.4 Elect Wang Yi as Non-Independent For For Management Director 2.1 Elect Guan Yamei as Independent For For Management Director 2.2 Elect Zhang Jie as Independent Director For For Management 2.3 Elect Zhu Liangbao as Independent For For Management Director 3.1 Elect Chen Minzhang as Supervisor For For Management 3.2 Elect Jiang Xiaohang as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SUZHOU GOOD-ARK ELECTRONICS CO., LTD. Ticker: 002079 Security ID: Y8315Q108 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Annual Report and Summary For For Management 9 Approve Use of Funds to Purchase For For Management Financial Products 10 Approve Forward Foreign Exchange For For Management Settlement and Sale Business, CNY-to-Forex Option Portfolio Business and Foreign Exchange Swap 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SUZHOU JINFU TECHNOLOGY CO., LTD. Ticker: 300128 Security ID: Y83168107 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Overview of Transaction Plan For For Management 2.2 Approve Transaction Parties For For Management 2.3 Approve Target Assets For For Management 2.4 Approve Transaction Price and Basis of For For Management Pricing 2.5 Approve Payment for Consideration For For Management 2.6 Approve Issue Type and Par Value For For Management 2.7 Approve Issue Manner For For Management 2.8 Approve Target Subscribers and For For Management Subscription Method 2.9 Approve Issue Price and Pricing Basis For For Management 2.10 Approve Issue Amount For For Management 2.11 Approve Listing Exchange For For Management 2.12 Approve Lock-Up Period For For Management 2.13 Approve Profit and Loss During the For For Management Transition Period 2.14 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.15 Approve Contract Obligations and For For Management Liability for Breach of Contract for the Transfer of Ownership of the Target Assets 2.16 Approve Performance Commitment For For Management 2.17 Approve Compensation Arrangement For For Management 2.18 Approve Compensation for Impairment For For Management 2.19 Approve Incentives for Super For For Management Performance 2.20 Approve Resolution Validity Period For For Management 2.21 Approve Issue Type and Par Value For For Management 2.22 Approve Issue Manner For For Management 2.23 Approve Target Subscribers and For For Management Subscription Method 2.24 Approve Issue Price and Pricing Basis For For Management 2.25 Approve Amount of Supporting Financing For For Management 2.26 Approve Issue Amount For For Management 2.27 Approve Listing Exchange For For Management 2.28 Approve Lock-Up Period For For Management 2.29 Approve Use of Proceeds For For Management 2.30 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.31 Approve Resolution Validity Period For For Management 3 Approve Amended Report (Draft) and For For Management Summary on Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 4 Approve Signing of Conditional For For Management Transaction Documents with Transaction Parties 5 Approve Supplemental Agreement to the For For Management Subscription Agreement 6 Approve Supplemental Agreement to For For Management Agreement of Performance Commitments and Incentives for Super Performance 7 Approve Transaction Does Not For For Management Constitute Major Assets Restructuring 8 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 9 Approve Transaction Constitute as For For Management Related Party Transaction 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Does Not Comply For For Management with Articles 11 & 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Transaction Complies with For For Management Relevant Articles of the Administrative Measures for the Registration and Administration of Securities Issuance of Companies Listed on the ChiNext 14 Approve Compliance with Article 18 & For For Management 21 of the Measures for the Continuous Supervision of Listed Companies on ChiNext and Shenzhen Stock Exchange and Articles 7 & 9 of the Rules for the Review of Major Asset Reorganizations of Listed Companies on ChiNext 15 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 16 Approve Whether Stock Price Volatility For For Management Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken and Commitment from Relevant Parties 18 Approve Basis of Transaction Price For For Management Setting and its Fairness 19 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 20 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 21 Approve Report on the Usage of For For Management Previously Raised Funds 22 Approve Shareholder Return Plan For For Management 23 Approve Authorization of the Board to For For Management Handle All Related Matters 24 Amend Management System of Raised Funds For Against Management 25 Approve Loan and Provision of For For Management Guarantees 26 Approve Remuneration Management System For For Management for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- SUZHOU JINFU TECHNOLOGY CO., LTD. Ticker: 300128 Security ID: Y83168107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- SUZHOU MAXWELL TECHNOLOGIES CO., LTD. Ticker: 300751 Security ID: Y831GX101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management and Amend Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Management System for Providing For For Management External Guarantees 4 Amend Management System for Providing For For Management External Investments 5 Amend Related-Party Transaction For For Management Management System 6 Amend Working System for Independent For For Management Directors 7 Amend Management System of Raised Funds For For Management 8 Approve Report of the Board of For For Management Directors 9 Approve Financial Statements For For Management 10 Approve Estimated Related Party For For Management Transaction 11 Approve Annual Report and Summary For For Management 12 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 13 Approve to Appoint Auditor For For Management 14 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by the Wholly-owned Subsidiary 15 Approve Use of Idle Own Funds for Cash For For Management Management 16 Amend Management Method of Loan to For Against Management Employee 17 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization on Issuance of For For Management Debt Financing Instruments 2.1 Elect Zhou Zhongsheng as Independent For For Management Director 2.2 Elect Fang Xianming as Independent For For Management Director -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Ming as Non-Independent For For Management Director -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Long Juan as Non-Independent For For Management Director -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Overseas Issuance of Bonds by For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Comprehensive Credit Line For Against Management Application 8 Approve Provision of Financing For Against Management Guarantee 9 Approve Authorization on Issuance of For For Management Debt Financing Instruments 10 Approve Use of Idle Own Funds to For For Management Purchase Guaranteed Financial Products 11 Approve Special Authorization for Land For For Management Auction 12 Approve Adjustment of Allowance of For For Management Independent Directors 13 Elect Shi Liping as Independent For For Management Director -------------------------------------------------------------------------------- SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL CO., LTD. Ticker: 600736 Security ID: Y8318H105 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Chuanjian as Supervisor For For Management -------------------------------------------------------------------------------- SUZHOU TA&A ULTRA CLEAN TECHNOLOGY CO., LTD. Ticker: 300390 Security ID: Y831BX106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Development of Foreign For For Management Exchange Derivatives Transaction Business 8 Approve Use of Idle Own Funds and Idle For For Management Raised Funds for Cash Management 9 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zhinong as Non-independent For For Shareholder Director 1.2 Elect Zhu Guodong as Non-independent For For Shareholder Director 1.3 Elect Ou Yang as Non-independent For For Shareholder Director 1.4 Elect Wang Zhihong as Non-independent For For Shareholder Director 1.5 Elect Pan Jiafeng as Non-independent For For Shareholder Director 1.6 Elect Ju Yongfu as Non-independent For For Shareholder Director 2.1 Elect Zhou, Zhiping as Independent For For Shareholder Director 2.2 Elect Xu Fei as Independent Director For For Shareholder 2.3 Elect Geng Huimin as Independent For For Shareholder Director 3.1 Elect Wang Xianmou as Supervisor For For Shareholder 3.2 Elect Li Hengyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2018 Stock Option and Performance Share Incentive Plan 2 Approve Change of Registered Capital For For Management and Amend Articles of Association 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Use of Idle Raised Funds for For For Management Cash Management 5 Approve Draft and Summary of For For Management Performance Share Incentive Plan 6 Approve Methods to Assess the For For Management Performance of Plan Participants 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUZHOU TFC OPTICAL COMMUNICATION CO., LTD. Ticker: 300394 Security ID: Y831BY104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Completed Raised Fund For For Management Investment Project and Use Its Raised Funds to Replenish Working Capital 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend External Investment Management For Against Management Method 15 Approve to Appoint Auditor For For Management 16 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Yugen as Non-Independent For For Management Director 1.2 Elect Xu Yang as Non-Independent For For Management Director 1.3 Elect Yang Jinyuan as Non-Independent For For Management Director 1.4 Elect Liu Jin as Non-Independent For For Shareholder Director 1.5 Elect Huang Hui as Independent Director For For Management 1.6 Elect Zhang Xuefen as Independent For For Management Director 2.1 Elect Liu Longyu as Supervisor For For Management 2.2 Elect Shen Jun as Supervisor For For Management -------------------------------------------------------------------------------- SUZHOU VICTORY PRECISION MANUFACTURE CO., LTD. Ticker: 002426 Security ID: Y83165103 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Deliberation on the For For Management Equity Disposal Agreement -------------------------------------------------------------------------------- SUZHOU ZELGEN BIOPHARMACEUTICALS CO., LTD. Ticker: 688266 Security ID: ADPV45984 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Financial Budget Report For Did Not Vote Management 6 Approve Report of the Board of For Did Not Vote Management Independent Directors 7 Approve Profit Distribution For Did Not Vote Management 8 Approve to Appoint Auditor For Did Not Vote Management 9 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 10 Approve Amendments to Articles of For Did Not Vote Management Association 11 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 12 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 13 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 14 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- SUZLON ENERGY LIMITED Ticker: 532667 Security ID: Y8315Y119 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Tulsi R.Tanti as Director For For Management 3 Reelect Vinod R. Tanti as Director For Against Management 4 Elect Rakesh Sharma as Director For For Management 5 Elect Sameer Shah as Director For For Management 6 Elect Seemantinee Khot as Director For For Management 7 Elect Gautam Doshi as Director For For Management 8 Elect Hiten Timbadia as Director For For Management 9 Approve Remuneration of Cost Auditors For For Management 10 Reelect Per Hornung Pedersen as For For Management Director 11 Approve Payment of Remuneration to For Against Management Vinod R. Tanti as Whole-time Director & Chief Operating Officer 12 Amend Articles of Association For Against Management 13 Authorize Issuance of Redeemable For For Management Non-Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- SWANCOR HOLDING CO., LTD. Ticker: 3708 Security ID: Y831CS106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Carry out Stock Dilution of For For Management the Sunwell Carbon Fiber Composite Corporation in Installment and Give Up on the Cash Capital Increase. -------------------------------------------------------------------------------- SYARIKAT TAKAFUL MALAYSIA KELUARGA BERHAD Ticker: 6139 Security ID: Y8344M102 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Azman Sulaiman as Director For For Management 2 Elect Suraya Hassan as Director For For Management 3 Elect Mohammed Haji Che Hussein as For For Management Director 4 Approve Directors' Fees and Benefits For For Management 5 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with BHB Group -------------------------------------------------------------------------------- SYARIKAT TAKAFUL MALAYSIA KELUARGA BERHAD Ticker: 6139 Security ID: Y8344M102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohd Azman Sulaiman as Director For For Management 2 Elect Mustaffa Ahmad as Director For For Management 3 Elect Mohamad Salihuddin Ahmad as For For Management Director 4 Elect Bazlan Osman as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Directors' Benefits For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 9 Amend Constitution For For Management -------------------------------------------------------------------------------- SYMPHONY LIMITED Ticker: 517385 Security ID: Y8320B104 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Three Interim Dividends For For Management (Including Special Dividend) 4 Reelect Nrupesh Shah as Director For For Management 5 Approve Deloitte Haskins and Sells, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Reelect Naishadh Parikh as Director For For Management -------------------------------------------------------------------------------- SYNCMOLD ENTERPRISE CORP. Ticker: 1582 Security ID: Y83211113 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SYNGENE INTERNATIONAL LIMITED Ticker: 539268 Security ID: Y8T288113 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect John Shaw as Director For For Management 3 Elect Kiran Mazumdar Shaw as Director For For Management 4 Reelect Vijay Kumar Kuchroo as Director For Against Management 5 Reelect Vinita Bali as Director For For Management 6 Elect Sharmila Abhay Karve as Director For For Management 7 Elect Carl Peter Decicco as Director For For Management 8 Approve Appointment and Remuneration For Against Management of Jonathan Hunt as Managing Director and Chief Executive Officer -------------------------------------------------------------------------------- SYNGENE INTERNATIONAL LIMITED Ticker: 539268 Security ID: Y8T288113 Meeting Date: AUG 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Syngene Restricted Stock Unit For Against Management Long Term Incentive Plan FY 2020 -------------------------------------------------------------------------------- SYNNEX TECHNOLOGY INTERNATIONAL CORP. Ticker: 2347 Security ID: Y8344J109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.1 Elect Miau, Matthew Feng Chiang, a For For Management Representative of Mei-Feng Inc, with SHAREHOLDER NO.249508, as Non-independent Director 4.2 Elect Tu Shu-Wu, with SHAREHOLDER NO. For For Management 99, as Non-independent Director 4.3 Elect Chou The-Chien, a Representative For For Management of Mitac Inc., with SHAREHOLDER NO.2, as Non-independent Director 4.4 Elect Yang Hsiang-Yun, a For For Management Representative of Mitac Inc., with SHAREHOLDER NO.2, as Non-independent Director 4.5 Elect Hsuan Chien-Shen, with For For Management SHAREHOLDER NO.A102948XXX as Independent Director 4.6 Elect Yeh Kuang-Shih, with SHAREHOLDER For For Management NO.U101317XXX as Independent Director 4.7 Elect Ling-Long Shen, with SHAREHOLDER For For Management NO.X100005XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SYSTEX CORP. Ticker: 6214 Security ID: Y8345P104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management and Provision of Guarantees -------------------------------------------------------------------------------- SZZT ELECTRONICS CO., LTD. Ticker: 002197 Security ID: Y7743J108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Division of Company's For For Management Qualifications 12 Approve Draft and Summary of Employee For Against Management Share Purchase Plan 13 Approve Management Method of Employee For Against Management Share Purchase Plan 14 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- TA CHEN STAINLESS PIPE CO., LTD. Ticker: 2027 Security ID: Y8358R104 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- TA YA ELECTRIC WIRE & CABLE CO., LTD. Ticker: 1609 Security ID: Y8548S103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Procedures for Endorsement and For For Management Guarantees 7.1 Elect Shang-Hung Shen, with For For Management Shareholder No. 11, as Non-Independent Director 7.2 Elect Shang-Pang She, with Shareholder For For Management No. 3, as Non-Independent Director 7.3 Elect San-Yi Shen, with Shareholder No. For For Management 5, as Non-Independent Director 7.4 Elect Shang-Tao Shen, with Shareholder For For Management No. 12, as Non-Independent Director 7.5 Elect Lan-Horng Horng, with For For Management Shareholder No. 37, as Non-Independent Director 7.6 Elect Chun-Hsien Wei, with ID No. For For Management E101010XXX, as Independent Director 7.7 Elect Wen-Ching Chou, with ID No. For For Management F223178XXX, as Independent Director 7.8 Elect Chun-Huei Ho, with ID No. For For Management D120843XXX, as Independent Director 7.9 Elect Kuang-Hsun Yu, with ID No. For For Management E100996XXX, as Independent Director 8 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- TA-I TECHNOLOGY CO. LTD. Ticker: 2478 Security ID: Y8549M105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- TABUK CEMENT CO. Ticker: 3090 Security ID: M8733M104 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Annual Statement of FY 2021 and Q1 of FY 2022 -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Authorization to Handle Land For For Management or Project Bidding 7 Approve Authorize to Handle of Daily For For Management Financing Matters 8 Approve Loan from Related Parties For For Management 9 Approve External Financial Assistance For For Management Provision 10 Approve Additional Financial For For Management Assistance Provision -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve External Guarantee For For Management 3 Approve Authorize Management to Handle For For Management Daily Financing Matters -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Xiaoqing as Supervisor For For Shareholder 1.2 Elect Yu Chunjiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- TAHOE GROUP CO., LTD. Ticker: 000732 Security ID: Y8664P107 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Provision for Asset Impairment For For Management 6 Approve Profit Distribution For For Management 7 Approve Loan from Related Parties For For Management 8 Approve Provision of External Guarantee For For Management 9 Approve Financial Assistance Provision For For Management 10 Approve Provision of External For For Management Financial Assistance 11 Approve Shareholder Return Plan For For Management 12 Approve Capital Reduction of For For Shareholder Industrial M&A Funds -------------------------------------------------------------------------------- TAIDOC TECHNOLOGY CORP. Ticker: 4736 Security ID: Y8358E111 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 9.1 Elect CHEN,CHAO-WANG, with Shareholder For For Management No. 00000001, as Non-independent Director 9.2 Elect CHI,HUNG-CHIH, with Shareholder For For Management No. 00000401, as Non-independent Director 9.3 Elect CHAN,TUNG-CHUAN, a For For Management Representative of BO YOUNG MEDICAL CORPORATION, with Shareholder No. 00000112, as Non-independent Director 9.4 Elect CHENG,TUNG-WEN, with Shareholder For For Management No. 00001378, as Independent Director 9.5 Elect SHAO,YAO-HUA, with Shareholder For For Management No. F121788XXX, as Independent Director 9.6 Elect KUO,YU-TING, with Shareholder No. For For Management 00004443, as Independent Director 9.7 Elect CHANG,HSIN-HUNG, with For For Management Shareholder No. Q123481XXX, as Independent Director 10 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TAIFLEX SCIENTIFIC CO., LTD. Ticker: 8039 Security ID: Y83737109 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect Yung-Shun Chuang, with For For Management Shareholder No. Q102245XXX as Independent Director -------------------------------------------------------------------------------- TAIGEN BIOPHARMACEUTICALS HOLDINGS LTD. Ticker: 4157 Security ID: G86617100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Code of Conduct for Controlling For For Management Shareholders and Actual Controllers 7 Amend Working System for Independent For For Management Directors 8 Amend Related-Party Transaction For For Management Management System 9 Amend Management System for Providing For For Management External Investments 10 Amend Management System for Providing For For Management External Guarantees 11 Amend Management System of Raised Funds For For Management 12 Amend Decision-making and Management For For Management of Non-daily Business Transactions -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Management System for Providing For Against Management External Guarantees -------------------------------------------------------------------------------- TAIJI COMPUTER CORP. LTD. Ticker: 002368 Security ID: Y83605108 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party Transaction For For Management 7 Approve Credit Line and Provision of For Against Management Guarantee 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- TAIMED BIOLOGICS, INC. Ticker: 4147 Security ID: Y83622103 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAINAN SPINNING CO., LTD. Ticker: 1440 Security ID: Y83790108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve to Terminate Rules and For For Management Procedures for Election of Directors and Reformulate Rules and Procedures for Election of Directors 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAISHIN FINANCIAL HOLDINGS CO., LTD. Ticker: 2887 Security ID: Y84086100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Common Shares For For Management from Earnings 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect Wu, Tong-Liang, Representative For For Management of Chia Hao Co., Ltd, with Shareholder NO.533102, as Non-Independent Director 6.2 Elect Wu, Cheng-Ching, Representative For For Management of TASCO Chemical Co., Ltd, with Shareholder NO.24482, as Non-Independent Director 6.3 Elect Kuo, Jui-Sung, Representative of For For Management Hsiang-Chao Co., Ltd, with Shareholder NO.345123, as Non-Independent Director 6.4 Elect Wang, Chu-Chan, Representative For For Management of Santo Arden Co., Ltd, with Shareholder NO.492483, as Non-Independent Director 6.5 Elect Lin, Yi-Fu, with Shareholder NO. For For Management A103619XXX, as Independent Director 6.6 Elect Chang, Min-Yu, with Shareholder For For Management NO.A221327XXX, as Independent Director 6.7 Elect Kuan, Kuo-Lin, with Shareholder For For Management NO.D120043XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN BUSINESS BANK Ticker: 2834 Security ID: Y8414R106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5.1 Elect CHIEN-HAO LIN, a Representative For For Shareholder of MINISTRY OF FINANCE with Shareholder No. 0085515, as Non-independent Director 5.2 Elect CHIH-CHIEN CHANG, a For For Shareholder Representative of MINISTRY OF FINANCE with Shareholder No. 0085515, as Non-independent Director 5.3 Elect SHIU-YEN LIN, a Representative For For Shareholder of MINISTRY OF FINANCE with Shareholder No. 0085515, as Non-independent Director 5.4 Elect HUNG-SHENG YU, a Representative For For Shareholder of MINISTRY OF FINANCE with Shareholder No. 0085515, as Non-independent Director 5.5 Elect CHIN-WEN HUANG , a For For Shareholder Representative of MINISTRY OF FINANCE with Shareholder No. 0085515, as Non-independent Director 5.6 Elect SHIH-YUAN TAI, a Representative For For Shareholder of BANK OF TAIWAN with Shareholder No. 0001002, as Non-independent Director 5.7 Elect WEN-CHIEH WANG, a Representative For For Shareholder of BANK OF TAIWAN with Shareholder No. 0001002, as Non-independent Director 5.8 Elect TZU-HAO TSAI, a Representative For For Shareholder of BANK OF TAIWAN with Shareholder No. 0001002, as Non-independent Director 5.9 Elect CHUN-HSIEN YEH, a Representative For For Shareholder of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN with Shareholder No. 0549061, as Non-independent Director 5.10 Elect MING-HUEI CHEN, a Representative For For Shareholder of TBB CORPORATE UNION with Shareholder No. 0076436, as Non-independent Director 5.11 Elect CHE-NAN WANG, with Shareholder None Against Shareholder No. 0146685, as Non-independent Director 5.12 Elect XIN-WU LIN with ID No. For For Shareholder M120777XXX as Independent Director 5.13 Elect YUNG-CHENG CHUANG with ID No. For For Shareholder A121329XXX as Independent Director 5.14 Elect JIN-LONG LIU, with ID No. For For Shareholder D120708XXX as Independent Director 5.15 Elect SHAO-YUAN CHANG with ID No. For For Shareholder H102025XXX as Independent Director 5.16 Elect CHIOU-MIEN LIN with ID No. For For Shareholder A221530XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - MINISTRY OF FINANCE 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - BANK OF TAIWAN 8 Approve Release of Restrictions of For For Management Competitive Activities of Director - Shih-Yuan Tai, Representative of Bank of Taiwan -------------------------------------------------------------------------------- TAIWAN CEMENT CORP. Ticker: 1101 Security ID: Y8415D106 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3.1 Elect Chang, An-Ping, a Representative For For Management of Chia Hsin R.M.C Corp., with Shareholder No. 20048715, as Non-Independent Director 3.2 Elect Li, Jong-Peir, a Representative For For Management of C. F. Koo Foundation, with Shareholder No. 20178935, as Non-Independent Director 3.3 Elect Chang Kang-Lung, Jason, a For For Management Representative of Chia Hsin Cement Corp, with Shareholder No. 20016949, as Non-Independent Director 3.4 Elect Lo, C.M. Kenneth, a For For Management Representative of International CSRC Investment Holdings Co., Ltd., with Shareholder No. 20055830, as Non-Independent Director 3.5 Elect Wang, Por-Yuan, a Representative For For Management of Fu Pin Investment Co., Ltd., with Shareholder No. 20420701, as Non-Independent Director 3.6 Elect Koo, Kung-Yi, a Representative For For Management of Tai Ho Farming Co., Ltd., with SHAREHOLDER NO.20040219, as Non-Independent Director 3.7 Elect Chen, Chi-Te, a Representative For For Management of Chia Hsin Cement Corp., with SHAREHOLDER NO.20016949, as Non-Independent Director 3.8 Elect Hsieh, Chi-Chia, a For For Management Representative of Fu Pin Investment Co. , Ltd., with SHAREHOLDER NO.20420701, as Non-Independent Director 3.9 Elect Wen, Chien, a Representative of For For Management Heng Qiang Investment Co., Ltd., with SHAREHOLDER NO.20420700, as Non-Independent Director 3.10 Elect Tsai, Chih-Chung, a For For Management Representative of Heng Qiang Investment Co., Ltd., with SHAREHOLDER NO.20420700, as Non-Independent Director 3.11 Elect Chiao, Yu-Cheng with ID No. For For Management A120667XXX as Independent Director 3.12 Elect Wang, Victor with ID No. For For Management Q100187XXX as Independent Director 3.13 Elect Chou, Ling-Tai Lynette (Chou For For Management Ling Tai), with SHAREHOLDER NO. 20180174 as Independent Director 3.14 Elect Lin, Mei-Hwa, with ID No. For For Management F201284XXX as Independent Director 3.15 Elect Lin, Shiou-Ling, with ID No. For For Management A202924XXX as Independent Director 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TAIWAN COGENERATION CORP. Ticker: 8926 Security ID: Y84162109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Change of Plan of Cash Capital For For Management Increase by Issuance of Ordinary Shares -------------------------------------------------------------------------------- TAIWAN COOPERATIVE FINANCIAL HOLDING CO., LTD. Ticker: 5880 Security ID: Y8374C107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN FAMILYMART CO., LTD. Ticker: 5903 Security ID: Y24098108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors 6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 7 Amend Method for Endorsement and For For Management Guarantees 8.1 Elect Yeh Jung-Ting, Representative of For For Management Japan FamilyMart Co., Ltd, with Shareholder NO.1, as Non-Independent Director 8.2 Elect Oda Fuminobu, Representative of For Against Management Japan FamilyMart Co., Ltd, with Shareholder NO.1, as Non-Independent Director 8.3 Elect Pan Jin-Tin, Representative of For Against Management Japan FamilyMart Co., Ltd, with Shareholder NO.1, as Non-Independent Director 8.4 Elect Chang Ren-Tun, Representative of For Against Management Japan FamilyMart Co., Ltd, with Shareholder NO.1, as Non-Independent Director 8.5 Elect Hsueh Tung-Tu, Representative of For For Management Japan FamilyMart Co., Ltd, with Shareholder NO.1, as Non-Independent Director 8.6 Elect Kiriyama Yoshifumi, For Against Management Representative of Japan FamilyMart Co. , Ltd, with Shareholder NO.1, as Non-Independent Director 8.7 Elect Kazuhiro Matsumoto, For Against Management Representative of P.F. Investment Co., Ltd, with Shareholder NO.30337, as Non-Independent Director 8.8 Elect Chan Yi-Hong, Representative of For Against Management Taishanyuan Co., Ltd, with Shareholder NO.24422, as Non-Independent Director 8.9 Elect Chan Ching-Chao, Representative For Against Management of Taishanyuan Co., Ltd, with Shareholder NO.24422, as Non-Independent Director 8.10 Elect Hsieh Chih-Teng, Representative For Against Management of Sanyo Pharmaceutical Co., Ltd, with Shareholder NO.337, as Non-Independent Director 8.11 Elect Lee Yen-Sung, with Shareholder For For Management NO.H102119XXX, as Independent Director 8.12 Elect Weng Chien, with Shareholder NO. For For Management A122269XXX, as Independent Director 8.13 Elect Yen Daho, with Shareholder NO. For For Management N102205XXX, as Independent Director 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN FERTILIZER CO., LTD. Ticker: 1722 Security ID: Y84171100 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Non-independent Directors and Independent Directors 5.1 Elect Huang Yao Hsing, a For For Management Representative of Council of Agriculture, Executive Yuan, with Shareholder No. 173116, as Non-independent Director 5.2 Elect Hu Jong I, a Representative of For For Management Council of Agriculture, Executive Yuan, with Shareholder No. 173116, as Non-independent Director 5.3 Elect Fan Mei Ling, a Representative For For Management of Council of Agriculture, Executive Yuan, with Shareholder No. 173116, as Non-independent Director 5.4 Elect Tai, Ko Yuan, a Representative For For Management of Council of Agriculture, Executive Yuan, with Shareholder No. 173116, as Non-independent Director 5.5 Elect Hsu, Min Lin, a Representative For For Management of Council of Agriculture, Executive Yuan, with Shareholder No. 173116, as Non-independent Director 5.6 Elect Tsao, Chi Hung, with Shareholder For For Management No. T102667XXX, as Non-independent Director 5.7 Elect Lin, Su Ming, with Shareholder For For Management No. M120532XXX, as Independent Director 5.8 Elect Ho Yen Sheng, with Shareholder For For Management No. F123902XXX, as Independent Director 5.9 Elect Weng Ming Jang, with Shareholder For For Management No. D120098XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of the 35th Term, Council of Agriculture, Executive Yuan 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Candidate Tsao, Chi Hung 8 Approve Release of Restrictions of For For Management Competitive Activities of Independent Director Candidate Lin, Su Ming 9 Approve Release of Restrictions of For For Management Competitive Activities of Independent Director Candidate Weng, Ming Jang -------------------------------------------------------------------------------- TAIWAN GLASS INDUSTRY CORP. Ticker: 1802 Security ID: Y8420M109 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect LIN, S. C., with Shareholder No. For For Management N100131XXX, as Independent Director 4.2 Elect LIN, Z. Y., with Shareholder No. For For Management P124097XXX, as Independent Director 4.3 Elect WANG, Y. C., with Shareholder No. For For Management J120434XXX, as Independent Director 4.4 Elect LIN, P. F., with Shareholder No. For For Management 00000003, as Non-independent Director 4.5 Elect LIN, P. S., with Shareholder No. For For Management 00000004, as Non-independent Director 4.6 Elect LIN, P. C., with Shareholder No. For Against Management 00000385, as Non-independent Director 4.7 Elect LIM, H. T., with Shareholder No. For Against Management 00013249, as Non-independent Director 4.8 Elect PENG, C. H., with Shareholder No. For Against Management 00184330, as Non-independent Director 4.9 Elect HSU, L. L., a Representative of For Against Management TAI HONG INVESTMENT CORP., with Shareholder No. 00000219, as Non-independent Director 4.10 Elect LIN, C. H., a Representative of For Against Management TAI HONG INVESTMENT CORP., with Shareholder No. 00000219, as Non-independent Director 4.11 Elect SU, Y. T., a Representative of For Against Management TAI HONG INVESTMENT CORP., with Shareholder No. 00000219, as Non-independent Director 4.12 Elect LIN, C. Y., a Representative of For Against Management TAI HONG INVESTMENT CORP., with Shareholder No. 00000219, as Non-independent Director 4.13 Elect LIN, C. M., a Representative of For Against Management HO HO INVESTMENT CORP., with Shareholder No. 00006012, as Non-independent Director 4.14 Elect TSAI, T. M., a Representative of For Against Management HO HO INVESTMENT CORP., with Shareholder No. 00006012, as Non-independent Director 4.15 Elect LIEN, S. W., with Shareholder No. For Against Management 00200527, as Non-independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TAIWAN HIGH SPEED RAIL CORP. Ticker: 2633 Security ID: Y8421F103 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Guidelines for Corporate For For Management Governance 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- TAIWAN HON CHUAN ENTERPRISE CO., LTD. Ticker: 9939 Security ID: Y8421M108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- TAIWAN LAND DEVELOPMENT CORP. Ticker: 2841 Security ID: Y8416V105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Common Shares or For For Management Preferred Shares via Private Placement -------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. Ticker: 3045 Security ID: Y84153215 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Return Out of Capital For For Management Surplus 4 Approve Amendments to Articles of For For Management Association 5 Approve Release of Restrictions of For For Management Competitive Activities of Director Daniel M. Tsai 6 Approve Release of Restrictions of For For Management Competitive Activities of Director Chris Tsai -------------------------------------------------------------------------------- TAIWAN SAKURA CORP. Ticker: 9911 Security ID: Y84600108 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- TAIWAN SECOM CO., LTD. Ticker: 9917 Security ID: Y8461H100 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR CO., LTD. Ticker: 5425 Security ID: Y84623100 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect WANG SHIU TING, with SHAREHOLDER For For Management NO.1 as Non-independent Director 5.2 Elect a Representative of TSC AUTO ID For Against Management TECHNOLOGY CO., LTD., with SHAREHOLDER NO.108742 as Non-independent Director 5.3 Elect a Representative of UMC CAPITAL, For Against Management with SHAREHOLDER NO.152301 as Non-independent Director 5.4 Elect JHAN CIAN LONG, with SHAREHOLDER For Against Management NO.H121201XXX as Independent Director 5.5 Elect LIN BO SHENG, with SHAREHOLDER For Against Management NO.J100273XXX as Independent Director 5.6 Elect FAN HONG SHU, with SHAREHOLDER For Against Management NO.F121857XXX as Independent Director 5.7 Elect MA SHU ZHUANG, with SHAREHOLDER For For Management NO.A170191XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Issuance of Restricted Stocks For For Management 4.1 Elect Mark Liu, with Shareholder No. For For Management 10758, as Non-independent Director 4.2 Elect C.C. Wei, with Shareholder No. For For Management 370885, as Non-independent Director 4.3 Elect F.C. Tseng, with Shareholder No. For For Management 104, as Non-independent Director 4.4 Elect Ming Hsin Kung. a Representative For For Management of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director 4.5 Elect Peter L. Bonfield, with For For Management Shareholder No. 504512XXX, as Independent Director 4.6 Elect Kok Choo Chen, with Shareholder For For Management No. A210358XXX, as Independent Director 4.7 Elect Michael R. Splinter, with For For Management Shareholder No. 488601XXX, as Independent Director 4.8 Elect Moshe N. Gavrielov, with For For Management Shareholder No. 505930XXX, as Independent Director 4.9 Elect Yancey Hai, with Shareholder No. For For Management D100708XXX, as Independent Director 4.10 Elect L. Rafael Reif, with Shareholder For For Management No. 545784XXX, as Independent Director -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 3 Approve Issuance of Restricted Stocks For For Management 4.1 Elect Mark Liu, with Shareholder No. For For Management 10758, as Non-independent Director 4.2 Elect C.C. Wei, with Shareholder No. For For Management 370885, as Non-independent Director 4.3 Elect F.C. Tseng, with Shareholder No. For For Management 104, as Non-independent Director 4.4 Elect Ming Hsin Kung. a Representative For For Management of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director 4.5 Elect Peter L. Bonfield, with For For Management Shareholder No. 504512XXX, as Independent Director 4.6 Elect Kok Choo Chen, with Shareholder For For Management No. A210358XXX, as Independent Director 4.7 Elect Michael R. Splinter, with For For Management Shareholder No. 488601XXX, as Independent Director 4.8 Elect Moshe N. Gavrielov, with For For Management Shareholder No. 505930XXX, as Independent Director 4.9 Elect Yancey Hai, with Shareholder No. For For Management D100708XXX, as Independent Director 4.10 Elect L. Rafael Reif, with Shareholder For For Management No. 545784XXX, as Independent Director -------------------------------------------------------------------------------- TAIWAN STYRENE MONOMER CORP. Ticker: 1310 Security ID: Y84630105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN SURFACE MOUNTING TECHNOLOGY CORP. Ticker: 6278 Security ID: Y84660102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN TEA CORP. Ticker: 2913 Security ID: Y84720104 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- TAIWAN UNION TECHNOLOGY CORP. Ticker: 6274 Security ID: Y84735102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 5.1 Elect Hsin, Chung-Heng,SHAREHOLDER NO. For For Management 8 as Non-independent Director 5.2 Elect Hsin, Yao-Chi, with SHAREHOLDER For For Management NO.252 as Non-independent Director 5.3 Elect Hsin, Yao-Hung, with SHAREHOLDER For For Management NO.115 as Non-independent Director 5.4 Elect Shih, Chin-Tay, with SHAREHOLDER For For Management NO.R101349XXX as Independent Director 5.5 Elect Gene Su, with SHAREHOLDER NO. For For Management A120778XXX as Independent Director 5.6 Elect Chen, Cheng-Yi, with SHAREHOLDER For For Management NO.A121880XXX as Independent Director 5.7 Elect Li, Yu-Ying, with SHAREHOLDER NO. For For Management 270 as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIYEN BIOTECH CO. LTD. Ticker: 1737 Security ID: Y8460R109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Subscription Method For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Lock-up Period For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve White Wash Waiver and Related For For Management Transactions 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Shareholder Return Plan For For Management 11 Approve Special Account for Raised For For Management Funds 12 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Hao Jiefeng as Non-Independent For For Management Director 3.1 Elect Su Weizhong as Supervisor For For Management -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Capital Increase in For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Comprehensive Budget For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For Against Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Elect Wu Peiguo as Independent Director For For Management 14 Approve the Company's Unrecovered For For Management Losses Reaching One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- TAIYUAN HEAVY INDUSTRY CO., LTD. Ticker: 600169 Security ID: Y8481T100 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management 2 Approve Adjustment of Daily Related For For Management Party Transaction 3 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- TALAAT MOUSTAFA GROUP HOLDING Ticker: TMGH Security ID: M8763H108 Meeting Date: MAR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report and Corporate For Did Not Vote Management Governance Report on Company Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Approve Financial Statements and For Did Not Vote Management Allocation of Income for FY 2020 4 Approve Discharge of Directors for FY For Did Not Vote Management 2020 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 6 Approve Directors Sitting Fees and For Did Not Vote Management Transportation Allowances for FY 2021 7 Approve Charitable Donations Above EGP For Did Not Vote Management 1000 for FY 2021 -------------------------------------------------------------------------------- TALKWEB INFORMATION SYSTEM CO., LTD. Ticker: 002261 Security ID: Y37675108 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- TALKWEB INFORMATION SYSTEM CO., LTD. Ticker: 002261 Security ID: Y37675108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peng Weijuan as Supervisor For For Management -------------------------------------------------------------------------------- TALKWEB INFORMATION SYSTEM CO., LTD. Ticker: 002261 Security ID: Y37675108 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Credit Line Bank Application For For Management 9 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares -------------------------------------------------------------------------------- TANDE CO., LTD. Ticker: 600665 Security ID: Y4440T109 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Company Project Follow-up For Against Management Management Measures 3 Approve Extension of Resolution For For Management Validity Period on Private Placement 4 Approve Extension of Authorization of For For Management the Board on Private Placement -------------------------------------------------------------------------------- TANDE CO., LTD. Ticker: 600665 Security ID: Y4440T109 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Securitization of Supply Chain For For Management Financial Assets 2 Approve Authorization of Management For For Management for Securitization of Supply Chain Financial Assets 3 Approve Adjustment and Extension of For For Management Horizontal Competition Preventive Agreement -------------------------------------------------------------------------------- TANDE CO., LTD. Ticker: 600665 Security ID: Y4440T109 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loans Application For For Management -------------------------------------------------------------------------------- TANDE CO., LTD. Ticker: 600665 Security ID: Y4440T109 Meeting Date: JAN 12, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Equity Transfer For For Management Agreement -------------------------------------------------------------------------------- TANGEL CULTURE CO., LTD. Ticker: 300148 Security ID: Y37676106 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiao Shu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TANGEL CULTURE CO., LTD. Ticker: 300148 Security ID: Y37676106 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Implementation For For Management of Equity Incentive Plan and Cancel Stock Options and Repurchase and Cancellation of Performance Shares 2 Approve Capital Reduction in Associate For For Management Company 3 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- TANGEL CULTURE CO., LTD. Ticker: 300148 Security ID: Y37676106 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TANGEL CULTURE CO., LTD. Ticker: 300148 Security ID: Y37676106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Draft and Summary of For For Management Performance Share Incentive Plan 8 Approve Methods to Assess the For For Management Performance of Plan Participants 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Proposal on the Uncovered Loss For For Management Reaching One-third of the Total Paid-in Share Capital -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Green Hog Breeding For For Management Project Investment Agreement 2 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Green Hog Breeding For Did Not Vote Management Project Investment Agreement 2 Approve Provision of External Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Use and Amount of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Adjustment to Allowance of For For Management Independent Directors 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner and Issue Time For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For Did Not Vote Management Price and Pricing Basis 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Use and Amount of Proceeds For Did Not Vote Management 2.7 Approve Lock-up Period For Did Not Vote Management 2.8 Approve Listing Exchange For Did Not Vote Management 2.9 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Private Placement of Shares For Did Not Vote Management 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For Did Not Vote Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters 9 Approve Adjustment to Allowance of For Did Not Vote Management Independent Directors 10 Approve Provision of Guarantee For Did Not Vote Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Subsidiary 2 Approve Guarantee Provision Plan For Against Management 3 Elect Li Longbing as Non-Independent For For Shareholder Director 4 Approve Signing of Investment Agreement For For Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For Did Not Vote Management Subsidiary 2 Approve Guarantee Provision Plan For Did Not Vote Management 3 Elect Li Longbing as Non-Independent For Did Not Vote Shareholder Director 4 Approve Signing of Investment Agreement For Did Not Vote Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commodity Futures Hedging For For Management Business 2 Approve Application for Comprehensive For For Management Credit Financing Line from Banks 3 Approve 2021 External Guarantees For Against Management 4 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Commodity Futures Hedging For Did Not Vote Management Business 2 Approve Application for Comprehensive For Did Not Vote Management Credit Financing Line from Banks 3 Approve 2021 External Guarantees For Did Not Vote Management 4 Approve External Guarantee Provision For Did Not Vote Management Plan -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management 2 Amend Special Management System for For For Management Raised Funds 3 Approve Change in the Use of Proceeds For For Management 4 Approve Completion of Raised Fund For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 5 Approve Continued Use of Idle Raised For For Management Funds for Cash Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Did Not Vote Management 2 Amend Special Management System for For Did Not Vote Management Raised Funds 3 Approve Change in the Use of Proceeds For Did Not Vote Management 4 Approve Completion of Raised Fund For Did Not Vote Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 5 Approve Continued Use of Idle Raised For Did Not Vote Management Funds for Cash Management -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Audit Report For For Management 6.1 Approve Remuneration of Director Tao For For Management Yishan 6.2 Approve Remuneration of Director Tao Ye For For Management 6.3 Approve Remuneration of Director Huang For For Management Guosheng 6.4 Approve Remuneration of Director Guo For For Management Yonghua 6.5 Approve Remuneration of Director Sun For For Management Shuangsheng 6.6 Approve Remuneration of Director Li For For Management Longbing 6.7 Approve Remuneration of Jiang Fan For For Management 6.8 Approve Remuneration of Director Yu For For Management Xinglong 6.9 Approve Remuneration of Director Zhang For For Management Shaoqiu 6.10 Approve Remuneration of Supervisor Liu For For Management Hong 6.11 Approve Remuneration of Supervisor For For Management Huang Xiyuan 6.12 Approve Remuneration of Supervisor For For Management Long Weihua 6.13 Approve Remuneration of Supervisor For For Management Yang Weihong 6.14 Approve Remuneration of Supervisor For For Management Deng Xiangjian 6.15 Approve Remuneration of Senior Manager For For Management Tao Ye 6.16 Approve Remuneration of Senior Manager For For Management Sun Shuangsheng 6.17 Approve Remuneration of Senior Manager For For Management Yang Zhi 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Appointment of Auditor For For Management 9 Approve Signing of Investment Agreement For For Management 10 Approve Use of Idle Funds for Cash For For Management Management 11 Approve Joint Investment and Related For For Management Party Transactions 12 Approve Signing of Related Agreements For For Management and Related Party Transaction of Subsidiaries 13 Approve Provision of Guarantee For For Management 14 Approve Daily Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Profit Distribution For Did Not Vote Management 5 Approve Audit Report For Did Not Vote Management 6.1 Approve Remuneration of Director Tao For Did Not Vote Management Yishan 6.2 Approve Remuneration of Director Tao Ye For Did Not Vote Management 6.3 Approve Remuneration of Director Huang For Did Not Vote Management Guosheng 6.4 Approve Remuneration of Director Guo For Did Not Vote Management Yonghua 6.5 Approve Remuneration of Director Sun For Did Not Vote Management Shuangsheng 6.6 Approve Remuneration of Director Li For Did Not Vote Management Longbing 6.7 Approve Remuneration of Jiang Fan For Did Not Vote Management 6.8 Approve Remuneration of Director Yu For Did Not Vote Management Xinglong 6.9 Approve Remuneration of Director Zhang For Did Not Vote Management Shaoqiu 6.10 Approve Remuneration of Supervisor Liu For Did Not Vote Management Hong 6.11 Approve Remuneration of Supervisor For Did Not Vote Management Huang Xiyuan 6.12 Approve Remuneration of Supervisor For Did Not Vote Management Long Weihua 6.13 Approve Remuneration of Supervisor For Did Not Vote Management Yang Weihong 6.14 Approve Remuneration of Supervisor For Did Not Vote Management Deng Xiangjian 6.15 Approve Remuneration of Senior Manager For Did Not Vote Management Tao Ye 6.16 Approve Remuneration of Senior Manager For Did Not Vote Management Sun Shuangsheng 6.17 Approve Remuneration of Senior Manager For Did Not Vote Management Yang Zhi 7 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 8 Approve Appointment of Auditor For Did Not Vote Management 9 Approve Signing of Investment Agreement For Did Not Vote Management 10 Approve Use of Idle Funds for Cash For Did Not Vote Management Management 11 Approve Joint Investment and Related For Did Not Vote Management Party Transactions 12 Approve Signing of Related Agreements For Did Not Vote Management and Related Party Transaction of Subsidiaries 13 Approve Provision of Guarantee For Did Not Vote Management 14 Approve Daily Related Party Transaction For Did Not Vote Shareholder -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For For Management Funds -------------------------------------------------------------------------------- TANGRENSHEN GROUP CO., LTD. Ticker: 002567 Security ID: Y84860108 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Raised For Did Not Vote Management Funds -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kong Qinghui as Non-independent For For Shareholder Director 1.2 Elect Liu Yu as Non-independent For For Shareholder Director 1.3 Elect Zhou Chengwei as Non-independent For For Shareholder Director 1.4 Elect Li Yan as Non-independent For For Shareholder Director 1.5 Elect Ren Qianjin as Non-independent For For Shareholder Director 1.6 Elect Liu Sumin as Non-independent For For Shareholder Director 2.1 Elect Kong Xiangzhong as Independent For For Shareholder Director 2.2 Elect Yao Yi as Independent Director For For Shareholder 2.3 Elect Wu Peng as Independent Director For For Shareholder 3.1 Elect Tian Dachun as Supervisor For For Shareholder 3.2 Elect Yang Beifang as Supervisor For For Shareholder 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Related Party Transaction For For Management 7 Approve Deposit Transactions with BBMG For For Management Finance Co., Ltd. 8 Approve Loan Transactions with BBMG For For Management Finance Co., Ltd. 9 Approve Provision of Financial For For Management Assistance -------------------------------------------------------------------------------- TANGSHAN JIDONG CEMENT CO. LTD. Ticker: 000401 Security ID: Y8534M102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditors For For Management and to Fix Their Remuneration 7 Approve to Appoint Internal Control For For Management Auditor and to Fix Their Remuneration 8 Approve Remuneration of For For Management Non-Independent Directors 9 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TANGSHAN PORT GROUP CO., LTD. Ticker: 601000 Security ID: Y8488K102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Amend Articles of Association For Against Management 9 Amend Management System for Providing For Against Management External Guarantees 10 Approve Issuance of Super Short-term For For Management Commercial Papers 11.1 Elect Xuan Guobao as Director For For Management 11.2 Elect Mi Xianwei as Director For For Management 11.3 Elect Li Xuejiang as Director For For Management 11.4 Elect Zhang Xiaoqiang as Director For For Management 11.5 Elect Meng Yumei as Director For For Management 11.6 Elect Jin Dongguang as Director For For Management 11.7 Elect Li Jianzhen as Director For For Management 11.8 Elect Shan Lixia as Director For For Management 11.9 Elect Li Shunping as Director For For Management 11.10 Elect Li Lidong as Director For For Management 12.1 Elect Li Yuejun as Director For For Management 12.2 Elect Yang Zhiming as Director For For Management 12.3 Elect Zhang Zixue as Director For For Management 12.4 Elect Xiao Xiang as Director For For Management 12.5 Elect Xu Yang as Director For For Management 13.1 Elect Zhang Zhihui as Supervisor For For Management 13.2 Elect Xiao Xiang as Supervisor For For Management 13.3 Elect Liu Kun as Supervisor For For Management 13.4 Elect Gao Haiying as Supervisor For For Management 13.5 Elect Tu Qian as Supervisor For For Management 13.6 Elect Ji Xinyu as Supervisor For For Management -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Chunsheng as For For Shareholder Non-Independent Director 1.2 Elect Yu Deyou as Non-Independent For For Shareholder Director 1.3 Elect Dong Weicheng as Non-Independent For For Shareholder Director 1.4 Elect Bi Jingxi as Non-Independent For For Shareholder Director 1.5 Elect Li Ruixin as Non-Independent For For Shareholder Director 1.6 Elect Li Jianyuan as Non-Independent For For Shareholder Director 1.7 Elect Ma Lianming as Non-Independent For For Shareholder Director 1.8 Elect Zheng Baishan as Non-Independent For For Shareholder Director 1.9 Elect Wang Bing as Non-Independent For For Shareholder Director 1.10 Elect Zhang Xuejin as Non-Independent For For Shareholder Director 2.1 Elect Deng Wensheng as Independent For For Management Director 2.2 Elect Zhao Xuan as Independent Director For For Management 2.3 Elect Chen Aizhen as Independent For For Management Director 2.4 Elect Chen Shenghua as Independent For For Management Director 2.5 Elect Zhao Xiangdong as Independent For For Management Director 3.1 Elect Zhou Jinzhu as Supervisor For For Shareholder 3.2 Elect Qian Xiaoming as Supervisor For For Shareholder 3.3 Elect Ma Dechun as Supervisor For For Shareholder 3.4 Elect Lei Shijun as Supervisor For For Shareholder -------------------------------------------------------------------------------- TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD. Ticker: 600409 Security ID: Y8534X108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Work Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Investment Plan for For For Management Infrastructure and Technological Transformation Projects 7 Approve Financing Plan For For Management 8 Approve Provision of Guarantees to For For Management Subsidiaries 9 Approve Guarantee Provision Plan For For Management 10 Approve to Appoint Financial Auditor For For Management 11 Approve to Appoint Internal Control For For Management Auditor 12 Approve Assessment of Salary of For For Management Directors and Supervisors 13 Approve Investment in the Construction For For Management of Combined Heat and Power Projects 14 Approve Investment in the Construction For For Management of Organic Silicon Expansion Project 15 Approve Investment in the Construction For For Management of New Solvent Method Green Cellulose Fiber Project (Phase 1) -------------------------------------------------------------------------------- TANLA PLATFORMS LIMITED Ticker: 532790 Security ID: Y8490U106 Meeting Date: JUN 19, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Tanla Platforms Limited - For Against Management Restricted Stock Unit Plan 2021 and Grant of Restricted Stock Units to Eligible Employees of the Company 2 Approve Grant of Restricted Stock For Against Management Units to the Employees of Subsidiary Company(ies) Under the Tanla Platforms Limited - Restricted Stock Unit Plan 2021 -------------------------------------------------------------------------------- TAOKAENOI FOOD & MARKETING PUBLIC CO. LTD. Ticker: TKN Security ID: Y8527J116 Meeting Date: AUG 17, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance For For Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payment 5.1 Elect Yuth Worachattarn as Director For For Management 5.2 Elect Orrapat Peeradechapan as Director For For Management 5.3 Elect Jirapong Suntipiromkul as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- TAOKAENOI FOOD & MARKETING PUBLIC CO. LTD. Ticker: TKN Security ID: Y8527J116 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Performance For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Wanee Thasanamontien as Director For Against Management 5.2 Elect Itthipat Peeradechapan as For Against Management Director 5.3 Elect Porntera Rongkasiriphan as For Against Management Director 6 Approve Remuneration of Directors For For Management 7 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Company's Objectives and Amend For For Management Memorandum of Association 9 Other Business For Against Management -------------------------------------------------------------------------------- TASLY PHARMACEUTICAL GROUP CO., LTD. Ticker: 600535 Security ID: Y8T28F109 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Credit Line Bank Application For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Repurchase of Shares Through For For Management Centralized Bidding 11.1 Elect Yan Kaijing as Director For For Management 11.2 Elect Jiang Xiaomeng as Director For For Management 11.3 Elect Sun He as Director For For Management 11.4 Elect Wu Naifeng as Director For For Management 11.5 Elect Zhu Yonghong as Director For For Management 11.6 Elect Su Jing as Director For For Management 12.1 Elect Zhang Bin as Director For For Management 12.2 Elect Wang Aijian as Director For For Management 12.3 Elect Xin Liu as Director For For Management 13.1 Elect Ye Zhengliang as Supervisor For For Management 13.2 Elect Liu Hongwei as Supervisor For For Management 13.3 Elect Zhang Shunnan as Supervisor For For Management -------------------------------------------------------------------------------- TAT GIDA SANAYI AS Ticker: TATGD Security ID: M8740J102 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Article 6 Re: Capital Related For Against Management 8 Elect Directors For For Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2020 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- TATA CHEMICALS LIMITED Ticker: 500770 Security ID: Y85478116 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect R. Mukundan as Director For For Management 5 Elect C. V. Natraj as Director For For Management 6 Elect K. B. S. Anand as Director For For Management 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA COMMUNICATIONS LIMITED Ticker: 500483 Security ID: Y8550P112 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Maruthi Prasad Tangirala as For For Management Director 5 Approve S.R. Batliboi & Associates For For Management LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Reelect Renuka Ramnath as Director For For Management 7 Approve Appointment and Remuneration For For Management of Amur Swaminathan Lakshminarayanan as Managing Director and Chief Executive Officer 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Payment of Commission to Non For Against Management Whole-time Directors -------------------------------------------------------------------------------- TATA COMMUNICATIONS LIMITED Ticker: 500483 Security ID: Y8550P112 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Srinath Narasimhan as Director For For Management 5 Approve S.R. Batliboi & Associates For For Management LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Cost Auditors For For Management 7 Amend Object Clause of Memorandum of For For Management Association 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividends and Declare For For Management Final Dividend 3 Reelect N Chandrasekaran as Director For For Management -------------------------------------------------------------------------------- TATA CONSUMER PRODUCTS LIMITED Ticker: 500800 Security ID: Y85484130 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: JUN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Harish Bhat as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect Sunil D'Souza as Director and For For Management Approve Appointment and Remuneration of Sunil D'Souza as Managing Director and Chief Executive Officer -------------------------------------------------------------------------------- TATA CONSUMER PRODUCTS LIMITED Ticker: 500800 Security ID: Y85484130 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management 2 Accept Consolidated Financial For For Management Statements 3 Approve Dividend For For Management 4 Reelect N. Chandrasekaran as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect P. B. Balaji as Director For For Management -------------------------------------------------------------------------------- TATA ELXSI LIMITED Ticker: 500408 Security ID: Y8560N107 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association - Board For For Management Related -------------------------------------------------------------------------------- TATA ELXSI LIMITED Ticker: 500408 Security ID: Y8560N107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect N. Ganapathy Subramaniam as For For Management Director 4 Elect Anurag Kumar as Director For For Management 5 Reelect Sudhakar Rao as Director For For Management 6 Approve Payment of Commission to For Against Management Non-Executive Directors 7 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Ralf Speth as Director For For Management 4 Approve Payment of Minimum For For Management Remuneration to Guenter Butschek as Chief Executive Officer and Managing Director for FY 2019-20 5 Approve Payment of Minimum For For Management Remuneration to Guenter Butschek as Chief Executive Officer and Managing Director in Case of No/Inadequate Profits During FY 2020-21 6 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740275 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Ralf Speth as Director For For Management 4 Approve Payment of Minimum For For Management Remuneration to Guenter Butschek as Chief Executive Officer and Managing Director for FY 2019-20 5 Approve Payment of Minimum For For Management Remuneration to Guenter Butschek as Chief Executive Officer and Managing Director in Case of No/Inadequate Profits During FY 2020-21 6 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740267 Meeting Date: MAR 05, 2021 Meeting Type: Court Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA MOTORS LIMITED Ticker: 500570 Security ID: Y85740275 Meeting Date: MAR 05, 2021 Meeting Type: Court Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA POWER COMPANY LIMITED Ticker: 500400 Security ID: Y85481169 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Hemant Bhargava as Director For For Management 5 Approve Issuance of Equity Shares to For For Management Tata Sons Private Limited on Preferential Basis 6 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATA POWER COMPANY LIMITED Ticker: 500400 Security ID: Y85481169 Meeting Date: FEB 16, 2021 Meeting Type: Court Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Composite Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TATA STEEL LIMITED Ticker: 500470 Security ID: Y8547N139 Meeting Date: AUG 20, 2020 Meeting Type: Annual Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect N. Chandrasekaran as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Payment of Commission to For Against Management Non-Executive Directors -------------------------------------------------------------------------------- TATA STEEL LIMITED Ticker: 500470 Security ID: Y8547N139 Meeting Date: MAR 26, 2021 Meeting Type: Court Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- TATA STEEL LIMITED Ticker: 500470 Security ID: Y8547N139 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Saurabh Agrawal as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2020 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: 876629205 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2020 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None For Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None For Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Albert Nafigin as Director None Against Management 4.8 Elect Rafail Nurmukhametov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None For Management 5.1 Elect Marsel Abdullin as Member of For For Management Audit Commission 5.2 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.3 Elect Ilnur Gabidullin as Member of For For Management Audit Commission 5.4 Elect Guzal Gilfanova as Member of For For Management Audit Commission 5.5 Elect Tatiana Malakhova as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Ramil Khairullin as Member of For For Management Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify Auditor For For Management -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: 876629205 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None For Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None For Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Albert Nafigin as Director None Against Management 4.8 Elect Rafail Nurmukhametov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None For Management 5.1 Elect Marsel Abdullin as Member of For For Management Audit Commission 5.2 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.3 Elect Ilnur Gabidullin as Member of For For Management Audit Commission 5.4 Elect Guzal Gilfanova as Member of For For Management Audit Commission 5.5 Elect Tatiana Malakhova as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Ramil Khairullin as Member of For For Management Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify Auditor For For Management -------------------------------------------------------------------------------- TATUNG CO. Ticker: 2371 Security ID: Y8548J103 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect WKANG-HSIANG WANG, Against For Shareholder Representative of GINDON INVESTMENT CO. , with Shareholder No. 853477, as Non-Independent Director 1.2 Elect WEN-YUAN LIN, Representative of Against Against Shareholder GINDON INVESTMENT CO., with Shareholder No. 853477, as Non-Independent Director 1.3 Elect XIA-ZHEN YEH, Representative of Against Against Shareholder GINDON INVESTMENT CO., with Shareholder No. 853477, as Non-Independent Director 1.4 Elect TEN-HUEI GUO, Representative of Against Against Shareholder GINDON INVESTMENT CO., with Shareholder No. 853477, as Non-Independent Director 1.5 Elect PAO-YUAN CHEN, Representative of Against Against Shareholder GINDON INVESTMENT CO., with Shareholder No. 853477, as Non-Independent Director 1.6 Elect HUNG-HSIN LIN, Representative of Against Against Shareholder XIN TONG INVESTMENT CONSULTANCY CO., with Shareholder No. 834443, as Non-Independent Director 1.7 Elect SHENG-TSHENG LEE, with ID No. Against Against Shareholder P121941XXX, as Independent Director 1.8 Elect CHUNG-ZUNG KUNG, with ID No. Against For Shareholder A120251XXX, as Independent Director 1.9 Elect CHAO-HSUN CHEN, with ID No. Against Against Shareholder A110776XXX, as Independent Director 1.10 Elect WEN-YEN K. LIN, Representative For Against Management of TATUNG HIGH SCHOOL, with Shareholder No. 2, as Non-Independent Director 1.11 Elect I-HUA CHANG, Representative of For For Management TATUNG HIGH SCHOOL, with Shareholder No. 2, as Non-Independent Director 1.12 Elect WEN-CHIEH PENG, with ID No. For For Management Q120954XXX, as Non-Independent Director 1.13 Elect BO-YEN SHEN, with ID No. For For Management P120289XXX, as Non-Independent Director 1.14 Elect PENG-FEI SU, with ID No. For For Management S121332XXX, as Non-Independent Director 1.15 Elect SHENG-WEN TSAI, with ID No. For For Management Q121440XXX, as Non-Independent Director 1.16 Elect TZONG-DER LIOU, with ID No. For Against Management C100036XXX, as Independent Director 1.17 Elect IN-SHENG HSIEH, with ID No. For For Management A122644XXX, as Independent Director 1.18 Elect CHIN-LAI WANG, with ID No. For For Management N120284XXX, as Independent Director -------------------------------------------------------------------------------- TAV HAVALIMANLARI HOLDING AS Ticker: TAVHL Security ID: M8782T109 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Remuneration Policy For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For For Management 10 Ratify External Auditors For For Management 11 Receive Information on Share None None Management Repurchase Program 12 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 13 Receive Information on Related Party None None Management Transactions 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- TCI CO., LTD. Ticker: 8436 Security ID: Y8T4HC102 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors and Representatives -------------------------------------------------------------------------------- TCL ELECTRONICS HOLDINGS LIMITED Ticker: 1070 Security ID: G8701T138 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement and For For Management Related Transactions 2 Approve Disposal Agreement and Related For For Management Transactions 3 Approve Deed of Termination (2020) and For For Management Related Transactions 4 Approve Deed of Non-Competition (2020) For For Management and Related Transactions -------------------------------------------------------------------------------- TCL ELECTRONICS HOLDINGS LIMITED Ticker: 1070 Security ID: G8701T138 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Elect Hu Dien Chien as Director For For Management 5a Elect Li Dongsheng as Director For For Management 5b Elect Wang Cheng as Director For For Management 5c Elect Li Yuhao as Director For For Management 5d Elect Lau Siu Ki as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares 10 Approve Grant of Specific Mandate for For Against Management Issuance and Allotment of New Shares Under the Share Award Scheme -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Debt Financing For For Management Instruments in the Inter-bank Bond Market 2 Approve Matters Related to the For For Management Issuance of Asset Securitization Products 3 Approve Adjustment on Guarantee For For Management Provision Plan 4 Approve Amendments to Articles of For For Management Association 5 Approve Adjustment on Performance For For Management Share Incentive Plan and Draft and Summary of Phase 2 Global Create Enjoyment Plan 6 Approve Adjustment on Performance For For Management Share Incentive Plan and Methods to Assess the Performance of Plan Participants 7 Approve Draft and Summary on Phase 3 For Against Management Global Partner Program 8 Approve Management System of Phase 3 For Against Management Global Partner Program 9 Approve Authorization of the Board to For Against Management Handle All Related Matters 10.1 Approve Overview of Raising Supporting For For Management Funds 10.2 Approve Type, Par Value and Listing For For Management Location 10.3 Approve Target Subscribers For For Management 10.4 Approve Pricing Reference Date and For For Management Issue Price 10.5 Approve Issue Manner For For Management 10.6 Approve Issue Size For For Management 10.7 Approve Lock-Up Period Arrangement For For Management 10.8 Approve Type, Par Value and Listing For For Management Location after Conversion 10.9 Approve Target Subscribers and For For Management Subscription Method 10.10 Approve Issuance Method For For Management 10.11 Approve Issue Number For For Management 10.12 Approve Conversion Price For For Management 10.13 Approve Source of Conversion Shares For For Management 10.14 Approve Bond Maturity For For Management 10.15 Approve Bond Interest Rates For For Management 10.16 Approve Conversion Period For For Management 10.17 Approve Lock-Up Period For For Management 10.18 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 10.19 Approve Principal and Interest Payments For For Management 10.20 Approve Conditional Mandatory For For Management Conversion Clause 10.21 Approve Conditional Resale Clause For For Management 10.22 Approve Terms for Downward Adjustment For For Management of Conversion Price 10.23 Approve Terms for Upward Adjustment of For For Management Conversion Price 10.24 Approve Conditional Redemption Clause For For Management 10.25 Approve Guarantee and Rating For For Management 10.26 Approve Other Matters For For Management 10.27 Approve Use of Proceeds For For Management 10.28 Approve Resolution Validity Period For For Management 11 Approve Adjustment of the Transaction For For Management Plan Does Not Constitute as Major Adjustment of the Restructuring Plan 12 Approve Termination of Strategic For For Management Cooperation Agreements, Conditional Share Subscription Agreements and their Supplementary Agreements, Conditional Convertible Corporate Bond Subscription Agreements and their Supplements 13 Approve Report (Revised Draft) and For For Management Summary on Company's Acquisition by Cash Payment and Issuance of Shares and Convertible Corporate Bonds as well as Raising Supporting Funds 14 Approve Relevant Audit Report and Pro For For Management Forma Review Report 15 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 16 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 17 Approve Transaction Complies with For For Management Article 11 and Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 18 Approve Transaction Does not For For Management Constitute as Major Asset Restructuring and Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Dongsheng as Non-Independent For For Shareholder Director 1.2 Elect Liang Weihua as Non-Independent For For Shareholder Director 1.3 Elect Du Juan as Non-Independent For For Shareholder Director 1.4 Elect Jin Xuzhi as Non-Independent For For Shareholder Director 1.5 Elect Liao Qian as Non-Independent For For Shareholder Director 1.6 Elect Shen Haoping as Non-Independent For For Shareholder Director 2.1 Elect Gan Yong as Independent Director For For Shareholder 2.2 Elect Chen Shiyi as Independent For For Shareholder Director 2.3 Elect Wan Liangyong as Independent For For Shareholder Director 2.4 Elect Liu Xunci as Independent Director For For Shareholder 3.1 Elect He Zhuohui as Supervisor For For Shareholder 3.2 Elect Qiu Haiyan as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Adjustment of Securities For For Management Investment and Financial Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Guangzhou Huaxing's 8.6th Generation Oxide Semiconductor New Display Device Production Line Project 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Daily Related Party For For Management Transactions 10 Approve Financial Services Agreement For For Management 11 Approve Provision of Guarantees For For Management 12 Approve Matters Related to Securities For For Management Investment and Financial Management 13 Approve Company's Eligibility for For For Management Private Placement of Shares 14.1 Approve Share Type and Par Value For For Management 14.2 Approve Issue Manner For For Management 14.3 Approve Target Subscribers and For For Management Subscription Method 14.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 14.5 Approve Issue Size For For Management 14.6 Approve Lock-up Period For For Management 14.7 Approve Listing Exchange For For Management 14.8 Approve Use of Proceeds For For Management 14.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 14.10 Approve Resolution Validity Period For For Management 15 Approve Plan for Private Placement of For For Management Shares 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 18 Approve Impact of Dilution of Current For For Management Returns and the Relevant Measures to be Taken 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Liu Kun as Non-independent For For Shareholder Director 3 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- TCL TECHNOLOGY GROUP CORP. Ticker: 000100 Security ID: Y8549C107 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Related For For Management Party Transactions 2 Approve Development of Accounts For For Management Receivable Factoring Business and Related Party Transactions -------------------------------------------------------------------------------- TDG HOLDING CO., LTD. Ticker: 600330 Security ID: Y98917100 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management Draft and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- TDG HOLDING CO., LTD. Ticker: 600330 Security ID: Y98917100 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Reduction of Shares in Other Listed Companies -------------------------------------------------------------------------------- TDG HOLDING CO., LTD. Ticker: 600330 Security ID: Y98917100 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Application of Bank Credit For For Management Lines 9 Approve Related Party Transaction in For For Management Connection to Reduction of Shares in Other Listed Companies -------------------------------------------------------------------------------- TEAMAX SMART CITY TECHNOLOGY CORP. LTD. Ticker: 000662 Security ID: Y29309104 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Internal Control For For Management Self-Evaluation Report 4 Approve Report of the Board of For For Management Directors 5 Approve Profit Distribution For For Management 6 Elect Wang Yao as Supervisor For For Management -------------------------------------------------------------------------------- TEAMLEASE SERVICES LIMITED Ticker: 539658 Security ID: Y8562M115 Meeting Date: SEP 04, 2020 Meeting Type: Annual Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Audited Standalone Financial For Against Management Statements and Auditor's Report 2 Accept Audited Consolidated Financial For Against Management Statements and Auditor's Report 3 Accept Report of the Board of Directors For Against Management 4 Reelect Ashok Reddy as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Manish Mahendra Sabharwal as Whole Time Director and Chairman 6 Approve Reappointment and Remuneration For For Management of Ashok Reddy as Managing Director 7 Reelect Latika Pradhan as Director For Against Management 8 Reelect Narayan Ramachandran as For Against Management Director 9 Reelect V. Raghunathan as Director For Against Management 10 Amend TeamLease Services Limited For For Management Employee - Stock Appreciation Rights (ESAR) Plan 2019 11 Approve Reclassification of Holdings For For Management of Dhana Management Consultancy LLP and Anupama Gupta from Promoter and Promoter Group to Public Category -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Green Short-term For For Management Commercial Papers 2 Approve Issuance of Medium-term Notes For For Management 3 Approve Issuance of Super Short-term For For Management Commercial Papers 4 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management Xinjiang TBEA Group Co., Ltd. 2 Approve Related Party Transaction with For Against Management Xinjiang Joinworld Co., Ltd. -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of High-purity Polysilicon Green Energy Recycling Economic Construction Project -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewable Debt Financing Plan For For Management -------------------------------------------------------------------------------- TEBIAN ELECTRIC APPARATUS STOCK CO., LTD. Ticker: 600089 Security ID: Y8550D101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Hedging and Forward Foreign For For Management Exchange Transactions 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm Interim Dividend and Declare For For Management Final Dividend 4 Reelect C. P. Gurnani as Director For For Management 5 Elect Anish Shah as Director For For Management -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Hog Breeding Project For For Management Construction Plan 2 Amend Management System of Raised Funds For For Management 3 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds to For For Management Increase Capital of Subsidiaries 2 Approve Provision of Guarantee For For Management 3 Approve Related Party Transaction For For Management 4 Approve Amendments to Articles of For For Management Association 5 Elect Deng Cheng as Non-independent For For Shareholder Director 6 Approve Scope of the Company's For For Shareholder Long-term Incentive Plan 7 Elect Zhang Banghui as Supervisor For For Shareholder -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Settlement For For Management Method of Daily Related Party Transactions 2 Approve Signing of Biomedicine For For Management Industrialization Base Investment Agreement and Registration of Subsidiary -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Elect Zhang Bingliang as Supervisor For For Management -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Application of Credit Lines For For Management and Authorization 8 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management and 2021 Performance Appraisal 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Provision of External For For Management Guarantees 11 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- TECH-BANK FOOD CO., LTD. Ticker: 002124 Security ID: Y62988103 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Termination of Performance For For Shareholder Share Incentive Plan -------------------------------------------------------------------------------- TECO ELECTRIC & MACHINERY CO., LTD. Ticker: 1504 Security ID: Y8563V106 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect CHWEN-JY CHIU, a Representative For For Management of TUNG KUANG INVESTMENT CO., LTD., with Shareholder No. 00016234, as Non-independent Director 3.2 Elect CHENG-TSUNG HUANG, with For For Management Shareholder No. 00007623, as Non-independent Director 3.3 Elect WEN-CHYI ONG, a Representative For For Management of TONG AN INVESTMENT CO., LTD, with Shareholder No. 00191462, as Non-independent Director 3.4 Elect MAO-HSIUNG, HUANG, a For For Management Representative of TONG HO GLOBAL INVESTMENT CO., LTD., with Shareholder No. 00167061, as Non-independent Director 3.5 Elect WEY-CHUAN GAU, a Representative For For Management of WALSIN LIHWA CORPORATION, with Shareholder No. 00005345, as Non-independent Director 3.6 Elect SHOW-SHOUN CHOU, with For For Management Shareholder No. A120277XXX, as Non-independent Director 3.7 Elect PEN-CHING CHENG, a For For Management Representative of HO YUAN INTERNATIONAL INVESTMENT CO., LTD., with Shareholder No. 00536673, as Non-independent Director 3.8 Elect LI CHONG HUANG, a Representative Against Against Shareholder of YINGE INT. INV. CO., LTD., with Shareholder No. 00503017, as Non-independent Director 3.9 Elect YU-REN HUANG, a Representative Against Against Shareholder of CREATIVE SENSOR INC., with Shareholder No. 00367160, as Non-independent Director 3.10 Elect SONG-REN FANG, with Shareholder Against Against Shareholder No. A122225XXX, as Non-independent Director 3.11 Elect WEI-CHI, LIU, with Shareholder For For Management No. A103838XXX, as Independent Director 3.12 Elect SHIANG-CHUNG CHEN, with For For Management Shareholder No. A122829XXX, as Independent Director 3.13 Elect HSIEH-HSING HUANG, with For For Management Shareholder No. L120657XXX, as Independent Director 3.14 Elect LI-CHEN LIN, with Shareholder No. For For Management E200978XXX, as Independent Director 3.15 Elect MING-SHIUAN LEE, with Against Against Shareholder Shareholder No. Y220550XXX, as Independent Director 3.16 Elect CHI-HUSAN LIU, with Shareholder Against Against Shareholder No. A120720XXX, as Independent Director 3.17 Elect YO-WEN SUN, with Shareholder No. Against Against Shareholder A203168XXX, as Independent Director 3.18 Elect CHIH-SHENG HOU, with Shareholder Against Against Shareholder No. D120947XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors 5 Approve Improvement on Reinvestment of Against Against Shareholder Business -------------------------------------------------------------------------------- TECON BIOLOGY CO., LTD. Ticker: 002100 Security ID: Y9729V105 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- TEKFEN HOLDING AS Ticker: TKFEN Security ID: M8788F103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Financial Statements and Audit For For Management Report 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Approve Director Remuneration For For Management 7 Elect Directors For Against Management 8 Ratify External Auditors For For Management 9 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 10 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- TELECOM EGYPT Ticker: ETEL Security ID: M87886103 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 21 of Bylaws Re: Board For Did Not Vote Management of Directors and its Elections 2 Amend Article 43 of Bylaws Re: General For Did Not Vote Management Meetings -------------------------------------------------------------------------------- TELECOM EGYPT Ticker: ETEL Security ID: M87886103 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2020 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2020 3 Approve Corporate Governance Report For Did Not Vote Management for FY 2020 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2020 5 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2021 6 Ratify Changes in the Composition of For Did Not Vote Management the Board 7 Elect Directors (Bundled) For Did Not Vote Management 8 Approve Discharge of Directors for FY For Did Not Vote Management 2020 9 Approve Charitable Donations for FY For Did Not Vote Management 2021 10 Approve Sitting Fees and Travel For Did Not Vote Management Allowances of Directors for FY 2021 11 Approve Related Party Transactions for For Did Not Vote Management FY 2020 and FY 2021 12 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2020 -------------------------------------------------------------------------------- TELEFONICA BRASIL SA Ticker: VIVT4 Security ID: P9T369168 Meeting Date: OCT 01, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 2 Ratify Amendment of Article 9 For For Management -------------------------------------------------------------------------------- TELEFONICA BRASIL SA Ticker: VIVT4 Security ID: 87936R106 Meeting Date: OCT 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 2 Ratify Amendment of Article 9 For For Management -------------------------------------------------------------------------------- TELEFONICA BRASIL SA Ticker: VIVT3 Security ID: P9T369176 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3.1 Elect Cremenio Medola Netto as Fiscal For Did Not Vote Management Council Member and Juarez Rosa da Silva as Alternate 3.2 Elect Charles Edwards Allen as Fiscal For Did Not Vote Management Council Member and Stael Prata Silva Filho as Alternate 4 Approve Remuneration of Company's For Did Not Vote Management Management and Fiscal Council -------------------------------------------------------------------------------- TELEFONICA BRASIL SA Ticker: VIVT3 Security ID: 87936R205 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Cremenio Medola Netto as Fiscal For For Management Council Member and Juarez Rosa da Silva as Alternate 3.2 Elect Charles Edwards Allen as Fiscal For For Management Council Member and Stael Prata Silva Filho as Alternate 4 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- TELEKOM MALAYSIA BERHAD Ticker: 4863 Security ID: Y8578H118 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Siti Zauyah Md Desa as Director For For Management 2 Elect Anis Rizana Mohd Zainudin @ Mohd For For Management Zainuddin as Director 3 Elect Shazril Imri Mokhtar as Director For For Management 4 Elect Mohd Naim Daruwish as Director For For Management 5 Elect Hisham Zainal Mokhtar as Director For For Management 6 Elect Suhendran Sockanathan as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits For For Management 9 Approve Ernst & Young PLT (EY) as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 11 Approve Implementation of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Axiata Group Berhad and its Subsidiaries (Axiata Group) 12 Approve Implementation of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Tenaga Nasional Berhad and its Subsidiaries (TNB Group) -------------------------------------------------------------------------------- TELESITES SAB DE CV Ticker: SITESB.1 Security ID: P90355135 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Restructuring Plan For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TELESITES SAB DE CV Ticker: SITESB.1 Security ID: P90355135 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Restructuring Plan For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- TELESITES SAB DE CV Ticker: SITESB.1 Security ID: P90355135 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report Including For For Management External Auditor's Report and Board's Opinion on CEO's Report 1.2 Approve Board Report on Principal For For Management Accounting Policies and Criteria Followed in Preparation of Financial Information 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board 1.4 Approve Consolidated Financial For For Management Statements 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 2 Approve Allocation of Income For For Management 3 Elect or Ratify Directors and Company For Against Management Secretary and Deputy Secretary; Verify Independence of Directors 4 Approve Remuneration of Directors and For For Management Company Secretary and Deputy Secretary 5 Elect or Ratify Members of Audit and For Against Management Corporate Practices Committee 6 Approve Remuneration of Audit and For For Management Corporate Practices Committee 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TELESITES SAB DE CV Ticker: SITESB.1 Security ID: P90355135 Meeting Date: APR 29, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Treasury For For Management Shares and Consequently Amend Articles 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TELKOM SA SOC LTD. Ticker: TKG Security ID: S84197102 Meeting Date: SEP 10, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Sibusiso Luthuli as Director For For Management 1.2 Re-elect Dolly Mokgatle as Director For For Management 1.3 Re-elect Sello Moloko as Director For For Management 1.4 Re-elect Louis Von Zeuner as Director For For Management 2.1 Re-elect Navin Kapila as Director For For Management 3.1 Re-elect Keith Rayner as Member of the For For Management Audit Committee 3.2 Re-elect Sibusiso Luthuli as Member of For For Management the Audit Committee 3.3 Re-elect Kholeka Mzondeki as Member of For For Management the Audit Committee 3.4 Re-elect Rex Tomlinson as Member of For For Management the Audit Committee 3.5 Re-elect Louis Von Zeuner as Member of For For Management the Audit Committee 4.1 Reappoint PricewaterhouseCoopers as For For Management Auditors with Skalo Dikana as the Individual Designated Auditor 4.2 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton as Auditors with M Hafiz as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 1 Authorise Board to Issue Shares for For For Management Cash 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Remuneration of Non-executive For For Management Directors 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Issuance of Debt Financing Plan For For Management 3.1 Elect Wang Peng as Supervisor For For Shareholder -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Strategic For For Management Investors and Transfer of Shares and Capital Increase -------------------------------------------------------------------------------- TELLHOW SCI-TECH CO., LTD. Ticker: 600590 Security ID: Y8997A108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Guarantees For Against Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Financial Auditor and Internal For For Management Control Auditor 10 Approve Provision for Asset Impairment For For Management 11 Approve Asset Impairment Test Results For For Management of Asset Impairment Compensation -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment For For Management 2 Approve External Guarantee For For Management -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Medium-term Notes For For Management 3 Approve External Guarantee For For Management -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Receipt of Entrusted Loan from For For Management Controlling Shareholder -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Counter Guarantee For For Management 3 Approve External Guarantee For For Shareholder -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Senior Management Members 7 Approve Appointment of Financial For For Management Auditor 8 Approve Appointment of Internal For For Management Control Auditor 9 Approve Provision for Asset Impairment For For Management 10 Approve Provision of Guarantee to For For Management Telling Telecommunication Co., Ltd. 11 Approve Provision of Guarantee to For For Management Telling Information Service (Beijing) Co., Ltd. 12 Approve Provision of Guarantee to For For Management Shenzhen Tianlian Terminal Co., Ltd. 13 Approve Provision of Guarantee to For For Management Shanghai Nengliang Electronic Technology Co., Ltd. 14 Approve Provision of Guarantee to For For Management Telling Telecom (HK) Co., Ltd. 15 Approve Guarantee Provision Plan For For Management 16 Approve Provision of Guarantee by For For Management Telling Telecommunication Co., Ltd. to Telling Information Service (Beijing) Co., Ltd. 17 Approve Provision of Guarantee by For For Management Shanghai Nengliang Electronic Technology Co., Ltd. to Shanghai Dangshi E-Commerce Co., Ltd. 18 Approve Authorization of Chairman of For For Management the Board to Sign Documents Required for Credit Financing Guarantee of Subsidiaries 19 Approve Bank Acceptance Bills, Letters For For Management of Credit Letters of Guarantee and Other Financing Products and Provision of Pledge Guarantees 20 Approve Daily Related Party For For Management Transactions with Telling Telecommunication Co., Ltd. 21 Approve Daily Related Party For For Management Transactions 22 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- TELLING TELECOMMUNICATION HOLDING CO., LTD. Ticker: 000829 Security ID: Y8346M100 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- TEMPUS GLOBAL BUSINESS SERVICE GROUP HOLDING LTD. Ticker: 300178 Security ID: Y7745A105 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Wenhang as Non-Independent For For Management Director 2 Elect Zhong Renzhao as Supervisor For For Management -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Juniwati Rahmat Hussin as For For Management Director 2 Elect Gopala Krishnan K. Sundaram as For For Management Director 3 Elect Asri bin Hamidin @ Hamidon as For For Management Director 4 Elect Nawawi bin Ahmad as Director For For Management 5 Elect Rawisandran a/l Narayanan as For For Management Director 6 Elect Baharin bin Din as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Grant and Allotment of Shares For For Management to Baharin bin Din Under the Long Term Incentive Plan 11 Approve Grant and Allotment of Shares For For Management to Noor Liyana binti Baharin Under the Long Term Incentive Plan -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yang Siu Shun as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Plan of China For For Management Literature Limited -------------------------------------------------------------------------------- TENGDA CONSTRUCTION GROUP CO., LTD. Ticker: 600512 Security ID: Y8585G103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration and Incentive For For Management Assessment of Directors, Supervisors and Senior Management Members 6 Approve Appointment of Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares for a For For Management Private Placement 2 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: OCT 20, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Issued Share For For Management Capital via Cancelation of Treasury Shares 2 Authorize Share Repurchase Program For For Management 3 Amend Company Articles For For Management -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: TENERGY Security ID: X8979G108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.a Approve Allocation of Income and For For Management Dividends 2.b Approve Remuneration of Directors For Against Management 3 Approve Management of Company For For Management 4 Approve Discharge of Auditors For For Management 5 Advisory Vote on Remuneration Report For For Management 6 Receive Audit Committee's Activity For For Management Report 7 Approve Auditors and Fix Their For For Management Remuneration 8.1 Elect George Peristeris as Director For For Management 8.2 Elect Emmanouil Maragoudakis as For For Management Director 8.3 Elect George Spyrou as Director For For Management 8.4 Elect Aristotelis Spiliotis as Director For For Management 8.5 Elect Michael Gourzis as Director For For Management 8.6 Elect Nikolaos Voutichtis as Director For For Management 8.7 Elect George Mergos as Director For For Management 8.8 Elect Marina Sarkisian Ochanesoglou as For For Management Director 8.9 Elect Andreas Tapratzis as Director For For Management 8.10 Elect Sofia Kounenaki Efraimoglou as For For Management Director 8.11 Elect Tatiana Karapanagioti as Director For For Management 9 Elect Members of Audit Committee For For Management (Bundled) 10 Amend Articles For For Management 11 Amend Remuneration Policy For For Management 12 Approve Suitability Policy for For For Management Directors 13 Various Announcements None None Management -------------------------------------------------------------------------------- TERRAFINA Ticker: TERRA13 Security ID: P2R51T187 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Clause VI of Trust Agreement Re: For For Management Common Representative 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TERRAFINA Ticker: TERRA13 Security ID: P2R51T187 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report For For Management 3.1 Ratify Alberto Chretin Castillo as For For Management Technical Committee Member 3.2 Ratify Enrique Lavin Trevino as For For Management Technical Committee Member 3.3 Ratify Eduardo Solis Sanchez as For For Management Technical Committee Member 3.4 Ratify Arturo D'Acosta Ruiz as For For Management Technical Committee Member 3.5 Ratify Jose Luis Barraza Gonzalez as For For Management Technical Committee Member 3.6 Ratify Victor David Almeida Garcia as For For Management Technical Committee Member 3.7 Ratify Carmina Abad Sanchez as For For Management Technical Committee Member 3.8 Ratify Enrique Torres as Director For For Management 4 Ratify Leverage Requirements For For Management 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TERRITORIAL GENERATING CO. NO 1 PJSC Ticker: TGKA Security ID: X89840106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 0.00107 per Share 3.1 Elect Parviz Abdushukurov as Director None Against Management 3.2 Elect Albert Bikmurzin as Director None Against Management 3.3 Elect Dmitrii Borovikov as Director None Against Management 3.4 Elect Vadim Vederchik as Director None Against Management 3.5 Elect Evgenii Zemlianoi as Director None Against Management 3.6 Elect Aleksandr Ivannikov as Director None Against Management 3.7 Elect Irina Korobkina as Director None Against Management 3.8 Elect Vitalii Markelov as Director None Against Management 3.9 Elect Mario Dietmar Mazidowski as None Against Management Director 3.10 Elect Aleksandr Rogov as Director None Against Management 3.11 Elect Gennadii Sukhov as Director None Against Management 3.12 Elect Denis Fedorov as Director None Against Management 3.13 Elect Andrei Khorev as Director None Against Management 3.14 Elect Aleksandr Chuvaev as Director None Against Management 3.15 Elect Pavel Shatskii as Director None Against Management 4 Approve New Edition of Charter For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Ratify BDO Unicon as Auditor For For Management 7 Approve Remuneration of Directors For Against Management -------------------------------------------------------------------------------- TEST RITE INTERNATIONAL CO., LTD. Ticker: 2908 Security ID: Y85920109 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Lee, Judy, with Shareholder No. For For Management 2, as Non-independent Director 5.2 Elect Ho, Tony, with Shareholder No. For For Management 1, as Non-independent Director 5.3 Elect Ho. Robin, with Shareholder No. For For Management 40, as Non-independent Director 5.4 Elect Lai, Yung Chi, with Shareholder For For Management No. R103142XXX, as Independent Director 5.5 Elect Liu, Ting-Yang, with Shareholder For For Management No. A120494XXX, as Independent Director 5.6 Elect Huang, Hsin Hsien, with For For Management Shareholder No. D120892XXX, as Independent Director 5.7 Elect Li, I-Chuan, with Shareholder No. For For Management Q120783XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- THAI AIRWAYS INTERNATIONAL PUBLIC CO. LTD. Ticker: THAI Security ID: Y8615C114 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Chairman's Report None None Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Chaiyapruk Didyasarin as Director For For Management 7.2 Elect Vachara Tuntariyanond as Director For For Management 7.3 Elect Chanyoot Sirithumakul as Director For For Management 7.4 Elect Peraphon Thawornsupacharoen as For Against Management Director 7.5 Elect Chakkrit Parapuntakul as Director For For Management 8 Amend Articles of Association For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- THAI OIL PUBLIC COMPANY LIMITED Ticker: TOP Security ID: Y8620B119 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restructure of the For For Management Shareholding in Power Business and Entire Business Transfer from Thaioil Power Company Limited 2 Other Business For Against Management -------------------------------------------------------------------------------- THAI OIL PUBLIC COMPANY LIMITED Ticker: TOP Security ID: Y8620B119 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results and For For Management Approve Financial Statements 2 Approve Dividend Payment For For Management 3 Approve Remuneration of Directors For For Management 4 Approve PricewaterhouseCoopers ABAS For Against Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Supot Teachavorasinskun as For For Management Director 5.2 Elect Wirat Uanarumit as Director For For Management 5.3 Elect Prasert Sinsukprasert as Director For For Management 5.4 Elect Pasu Decharin as Director For Against Management 5.5 Elect Sompop Pattanariyankool as For For Management Director 6 Other Business For Against Management -------------------------------------------------------------------------------- THAI UNION GROUP PUBLIC CO. LTD. Ticker: TU Security ID: Y8730K116 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report and Acknowledge None None Management Operational Results 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5.1 Elect Thiraphong Chansiri as Director For For Management 5.2 Elect Chuan Tangchansiri as Director For For Management 5.3 Elect Thamnoon Ananthothai as Director For For Management 5.4 Elect Nart Liuchareon as Director For For Management 6 Approve Remuneration for the Year 2020 For For Management and Bonus of Directors for the Year 2019 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8.1 Amend Articles 24 and 25 of the For For Management Articles of Association 8.2 Amend Article 27 of the Articles of For For Management Association 8.3 Amend Article 31 of the Articles of For For Management Association 9 Amend Company's Objectives and Amend For For Management Memorandum of Association 10 Other Business None None Management -------------------------------------------------------------------------------- THAI UNION GROUP PUBLIC CO. LTD. Ticker: TU Security ID: Y8730K116 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Annual Report and None None Management Operational Results 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5.1 Elect Kraisorn Chansiri as Director For For Management 5.2 Elect Rittirong Boonmechote as Director For For Management 5.3 Elect Kirati Assakul as Director For For Management 5.4 Elect Ravinder Singh Grewal Sarbjit S For For Management as Director 6 Approve Remuneration and Bonus of For For Management Directors 7 Approve Price Water House Coopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Memorandum of Association Re: For For Management Company's Business Objectives 9 Approve Offering of New Ordinary For For Management Shares of Thai Union Feedmill PCL to Its Directors, Executives and Employees 10 Other Business None None Management -------------------------------------------------------------------------------- THAI VEGETABLE OIL PUBLIC CO. LTD. Ticker: TVO Security ID: Y9013V159 Meeting Date: JUL 03, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Result None None Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payments 5.1 Elect Bowon Vongsinudom as Director For For Management 5.2 Elect Vorravuth Tangpiroonthum as For For Management Director 5.3 Elect Vichai Vitayathanagorn as For For Management Director 5.4 Elect Aranya Vitayatanagorn as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- THAI VEGETABLE OIL PUBLIC CO. LTD. Ticker: TVO Security ID: Y9013V159 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Performance Result None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Apichart Chirabandhu as Director For For Management 5.2 Elect Kitcha Urairong as Director For For Management 5.3 Elect Kuna Vitayatanagorn as Director For For Management 5.4 Elect Suvimol Chrityakierne as Director For For Shareholder 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Amend Memorandum of Association Re: For For Management Company's Objectives 9 Other Business For Against Management -------------------------------------------------------------------------------- THAICOM PUBLIC COMPANY LIMITED Ticker: THCOM Security ID: Y8617K122 Meeting Date: JUL 22, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed None None Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management and Omission of Dividend Payment 5 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Winid Silamongkol as Director For For Management 6.2 Elect Teeranun Srihong as Director For For Management 6.3 Elect Anant Kaewruamvongs as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Amend Article 28 and 31 of the For For Management Articles of Association 9 Approve the Prohibition of Business For For Management Domination by Foreigners 10 Other Business For Against Management -------------------------------------------------------------------------------- THAICOM PUBLIC COMPANY LIMITED Ticker: THCOM Security ID: Y8617K122 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed None None Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5 Approve Deloitte Touche Tohmatsu For For Management Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect Anek Pana-Apichon as Director For For Management 6.2 Elect Phuwieng Prakhammintara as For For Management Director 6.3 Elect Willy Chow as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve the Prohibition of Business For For Management Domination by Foreigners 9 Other Business For Against Management -------------------------------------------------------------------------------- THAIFOODS GROUP PUBLIC COMPANY LIMITED Ticker: TFG Security ID: Y8636A113 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 5.1 Elect Prasit Wasupath as Director For For Management 5.2 Elect Siriluck Tangwiboonpanich as For For Management Director 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Debentures 9 Other Business For Against Management -------------------------------------------------------------------------------- THAIFOODS GROUP PUBLIC COMPANY LIMITED Ticker: TFG Security ID: Y8636A113 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment and Acknowledge Interim Dividend Payment 5.1 Elect Weerasak Ungkajornkul as Director For For Management 5.2 Elect Winai Teawsomboonkij as Director For For Management 5.3 Elect Udomsak Nitimontree as Director For Against Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance and Offering of For For Management Warrants to Purchase Ordinary Shares No. 3 to Existing Shareholders 9 Approve Reduction of Registered Capital For For Management 10 Amend Memorandum of Association to For For Management Reflect Reduction in Registered Capital 11 Approve Increase of Registered Capital For For Management 12 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 13 Approve Allocation of Shares to For For Management Accommodate Exercise of the Warrants to Existing Shareholders 14 Other Business For Against Management -------------------------------------------------------------------------------- THANACHART CAPITAL PUBLIC COMPANY LIMITED Ticker: TCAP Security ID: Y8738D197 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operations Report None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and None None Management Acknowledge Interim Dividend Payment 5.1 Approve Remuneration of Directors and For For Management Standing Committees 5.2 Approve Performance Allowance for For For Management Board of Directors 6.1 Elect Suphadej Poonpipat as Director For For Management 6.2 Elect Siripen Sitasuwan as Director For For Management 6.3 Elect Tiraphot Vajrabhaya as Director For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- THANACHART CAPITAL PUBLIC COMPANY LIMITED Ticker: TCAP Security ID: Y8738D197 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operations Report None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Approve Remuneration of Directors and For For Management Standing Committees 5.2 Approve Performance Allowance for For For Management Board of Directors 6.1 Elect Suvarnapha Suvarnaprathip as For For Management Director 6.2 Elect Somjate Moosirilert as Director For For Management 6.3 Elect Thanachart Numnonda as Director For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- THE AMBASSADOR HOTEL LTD. Ticker: 2704 Security ID: Y0100V103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3.1 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 3.2 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect EMMET HSU, with SHAREHOLDER NO. For For Management 272 as Non-independent Director 4.2 Elect HSU, SHU-WAN, a Representative For Against Management of YEANG DER INVESTMENT CO., LTD. with SHAREHOLDER NO.248, as Non-independent Director 4.3 Elect LIN, PO-FONG, a Representative For Against Management of SHIN-PO INVESTMENT CO., LTD., with SHAREHOLDER NO.167094, as Non-independent Director 4.4 Elect LI, CHANG-LIN, a Representative For Against Management of HUO SHENG INVESTMENT LTD., with SHAREHOLDER NO.162158, as Non-independent Director 4.5 Elect LIN, ZHAN-CHUAN, a For Against Management Representative of YEANG DER INVESTMENT CO., LTD., with SHAREHOLDER NO.248, as Non-independent Director 4.6 Elect LI, DONG-LIANG, a Representative For Against Management of CHAN DER INVESTMENT CORP., with SHAREHOLDER NO.127229, as Non-independent Director 4.7 Elect KUO, TUN-YU, a Representative of For Against Management YEANG DER INVESTMENT CO., LTD., with SHAREHOLDER NO.248, as Non-independent Director 4.8 Elect LIN, HAN-DONG, a Representative For Against Management of SHIHLIN ELECTRIC AND ENGINEERING CORP., with SHAREHOLDER NO.171, as Non-independent Director 4.9 Elect DU, HENG-YI, a Representative of For Against Management TING LIN ENTERPRISE CO., LTD., with SHAREHOLDER NO.167118, as Non-independent Director 4.10 Elect LEE, YING-CHU, a Representative For Against Management of SHIHLIN ELECTRIC AND ENGINEERING CORP., with SHAREHOLDER NO.171, as Non-independent Director 4.11 Elect HSIEH, HAN-CHANG, a For For Management Representative of SHIHLIN ELECTRIC AND ENGINEERING CORP. ,SHAREHOLDER NO.171, as Non-independent Director 4.12 Elect LIN, XING-GUO, a Representative For Against Management of CHAN DER INVESTMENT CORP., with SHAREHOLDER NO.127229, as Non-independent Director 4.13 Elect LIANG, WEN-JING, with For For Management SHAREHOLDER NO.AD30268XXX as Independent Director 4.14 Elect HUANG, YA-HUEI, with SHAREHOLDER For For Management NO.J220331XXX as Independent Director 4.15 Elect LI, SHU-JHEN, with SHAREHOLDER For For Management NO.F220250XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- THE BIDVEST GROUP LTD. Ticker: BVT Security ID: S1201R162 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Eric Diack as Director For For Management 1.2 Re-elect Gillian McMahon as Director For For Management 1.3 Re-elect Alex Maditse as Director For For Management 2.1 Elect Myles Ruck as Director For For Management 2.2 Elect Zukie Siyotula as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Craig West as the Individual Registered Auditor 4.1 Re-elect Eric Diack as Member of the For For Management Audit Committee 4.2 Re-elect Renosi Mokate as Member of For For Management the Audit Committee 4.3 Elect Zukie Siyotula as Member of the For For Management Audit Committee 4.4 Re-elect Norman Thomson as Member of For For Management the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Payment of Dividend by Way of For For Management Pro Rata Reduction of Share Capital or Share Premium 8 Approve Ratification Relating to For For Management Personal Financial Interest Arising From Multiple Offices in the Group 9 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Implementation of Remuneration For For Management Policy 1 Adopt New Memorandum of Incorporation For For Management 2 Approve Remuneration of Non-Executive For For Management Directors 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- THE BOMBAY BURMAH TRADING CORPORATION, LIMITED Ticker: 501425 Security ID: Y0927D112 Meeting Date: JUL 24, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Nusli N. Wadia as Director For For Management 4 Approve Walker Chandiok & Co. LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Increase in Borrowing Limits For For Management 8 Approve Pledging of Assets for Debt For For Management 9 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate -------------------------------------------------------------------------------- THE CHEMICAL WORKS OF GEDEON RICHTER PLC Ticker: RICHT Security ID: X3124S107 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agenda of Meeting None None Management 2 Authorize Company to Produce Sound and None None Management Video Recording of Meeting Proceedings 3 Elect Chairman and Other Meeting None None Management Officials 4 Approve Consolidated Financial None None Management Statements 5 Approve Management Board Report on None None Management Company's Operations, Business Policy, and Financial Standing 6 Approve Financial Statements None None Management 7 Approve Allocation of Income and None None Management Dividends of HUF 225 per Share 8 Approve Company's Corporate Governance None None Management Statement 9 Amend Bylaws Re: Board of Directors None None Management 10 Approve Report on Share Repurchase None None Management Program 11 Authorize Share Repurchase Program None None Management 12 Reelect Balint Szecsenyi as Management None None Management Board Member 13 Reelect Anett Pandurics as Management None None Management Board Member 14 Elect Nandor Pal Acs as Management None None Management Board Member 15 Elect Laszlo Szabo as Management Board None None Management Member 16 Reelect Attila Chikan as Supervisory None None Management Board Member 17 Reelect Jonathan Robert Bedros as None None Management Supervisory Board Member 18 Elect Zoltan Matos as Supervisory None None Management Board Member 19 Elect Livia Pavlik as Supervisory None None Management Board Member 20 Elect Krisztina Gal as Supervisory None None Management Board Member 21 Elect Peter Mueller as Supervisory None None Management Board Member 22 Reelect Attila Chikan as Audit None None Management Committee Member 23 Elect Zoltan Matos and Dr. Livia None None Management Pavlik as Audit Committee Members 24 Approve Remuneration of Management None None Management Board Members 25 Approve Remuneration of Management None None Shareholder Board Members 26 Approve Remuneration of Supervisory None None Management Board Members 27 Approve Auditor's Remuneration None None Management 28 Transact Other Business None None Management -------------------------------------------------------------------------------- THE COMPANY FOR COOPERATIVE INSURANCE Ticker: 8010 Security ID: M7225K105 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Remuneration of Directors of For For Management SAR 5,162,500 for FY 2020 7 Approve Corporate Governance Charter For For Management 8 Amend Audit Committee Charter For For Management 9 Approve Dividends of SAR 0.8 per Share For For Management for FY 2020 10 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 11 Approve Related Party Transactions For For Management with Public Pension Agency Re: Insurance Policies 12 Approve Related Party Transactions For For Management with Tawuniya Real Estate investment Company Re: Insurance Policies 13 Approve Related Party Transactions For For Management with Tawuniya Real Estate investment Company Re: Rental Contract 14 Approve Related Party Transactions For For Management with Saudi Investment Bank Re: Insurance Policies 15 Approve Related Party Transactions For For Management with United Insurance Company Re: Insurance Policies 16 Approve Related Party Transactions For For Management with United Insurance Company Re: Insurance Claims 17 Approve Related Party Transactions For For Management with National Consulting House Company Re: Insurance Policies 18 Approve Related Party Transactions For For Management with Saudi Entertainment Ventures Company Re: Insurance Policies 19 Approve Related Party Transactions For For Management with Tahakom Group Re: Insurance Policies 20 Approve Related Party Transactions For For Management with Al Essa Trading Company Re: Insurance Policies 21 Approve Related Party Transactions For For Management with Umm Alqura Cement Company Re: Insurance Policies 22 Approve Related Party Transactions For For Management with Saudi Railways Company Re: Insurance Policies 23 Approve Related Party Transactions For For Management with Flyadeal Re: Insurance Policies 24 Approve Related Party Transactions For For Management with General Organization for Social Insurance Re: Insurance Policies 25 Approve Related Party Transactions For Against Management with General Organization for Social Insurance Re: Service Agreement 26 Approve Related Party Transactions For For Management with Jabal Omar Development Company Re: Insurance Policies 27 Approve Related Party Transactions For For Management with Raza Company Re: Insurance Policies 28 Approve Related Party Transactions For For Management with Raza Company Re: Rental Contract 29 Approve Related Party Transactions For For Management with Saudi Stock Exchange Re: Insurance Policies 30 Approve Related Party Transactions For Against Management with Saudi Stock Exchange Re: Service Agreement 31 Approve Related Party Transactions For For Management with Waseel Company Re: Insurance Policies 32 Approve Related Party Transactions For Against Management with Waseel Company Re: Service Agreement -------------------------------------------------------------------------------- THE FEDERAL BANK LIMITED (INDIA) Ticker: 500469 Security ID: Y24781182 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Shyam Srinivasan as Director For For Management 3 Approve Varma & Varma, Chartered For For Management Accountants, Kochi and Borkar & Muzumdar, Chartered Accountants, Mumbai as Joint Central Statutory Auditors and Authorize Board to Fix Their Remuneration 4 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Reappointment and Remuneration For For Management of Shyam Srinivasan as Managing Director & Chief Executive Officer 6 Approve Appointment and Remuneration For For Management of Grace Koshie as Part-Time Chairperson 7 Elect Grace Koshie as Director For For Management 8 Elect Sudarshan Sen as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Ashutosh Khajuria as Executive Director and Chief Financial Officer 10 Elect Shalini Warrier as Director and For For Management Approve Appointment and Remuneration of Shalini Warrier as Executive Director and Chief Operating Officer 11 Approve Issuance of Bonds, For For Management Non-Convertible Debentures or Other Debt Securities on Private Placement Basis 12 Increase Authorized Share Capital and For Against Management Amend Memorandum of Association 13 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 14 Amend Object Clause of Memorandum of For For Management Association -------------------------------------------------------------------------------- THE FOSCHINI GROUP LTD. Ticker: TFG Security ID: S29260155 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Board to Issue Rights Offer For For Management Shares for the Purposes of Implementing the Rights Offer 2 Place the Rights Offer Shares under For For Management Control of the Board 3 Elect Alexander Murray as Director For For Management 4 Elect Colin Coleman as Director For For Management 5 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- THE FOSCHINI GROUP LTD. Ticker: TFG Security ID: S29260155 Meeting Date: SEP 16, 2020 Meeting Type: Annual Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Reappoint Deloitte & Touche as For For Management Auditors with Michael van Wyk as the Designated Partner 3 Re-elect Nomahlubi Simamane as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Ronnie Stein as Director For For Management 6 Re-elect Graham Davin as Director For For Management 7 Re-elect Eddy Oblowitz as Member of For For Management the Audit Committee 8 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Member of the Audit Committee 9 Elect Ronnie Stein as Member of the For For Management Audit Committee 10 Re-elect Nomahlubi Simamane as Member For For Management of the Audit Committee 11 Re-elect David Friedland as Member of For For Management the Audit Committee 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For For Management Report 14 Approve Share Appreciation Rights Plan For For Management 15 Approve Forfeitable Share Plan For For Management 1 Approve Implementation of Share For For Management Appreciation Rights Plan 2 Approve Implementation of Forfeitable For For Management Share Plan 3 Amend Memorandum of Incorporation For For Management 4 Approve Remuneration of Non-executive For For Management Directors 5 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 16 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- THE GULF BANK OF KUWAIT Ticker: GBK Security ID: M5246Y104 Meeting Date: OCT 31, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors (Bundled) For Against Management -------------------------------------------------------------------------------- THE GULF BANK OF KUWAIT Ticker: GBK Security ID: M5246Y104 Meeting Date: MAR 27, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Special Report on Penalties For For Management and Violations 4 Accept Financial Statements and For For Management Statutory Reports for FY 2020 5 Approve Transfer of 10 Percent of Net For For Management Income of KWD 3,029,000 to Statutory Reserve 6 Approve Dividends of KWD 0.005 Per For For Management Share for FY 2020 7 Approve Remuneration of Directors of For For Management KWD 113,542 for FY 2020 8 Authorize Share Repurchase Program of For For Management Up to 10 Percent of Issued Share Capital 9 Authorize Issuance of For Against Management Bonds/Debentures/Sukuk and Authorize Board to Set Terms of Issuance 10 Approve Directors' Loans For Against Management 11 Approve Related Party Transactions for For Against Management FY 2020 and FY 2021 12 Approve Discharge of Directors for FY For For Management 2020 13 Elect Directors (Bundled) For Against Management 14 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 -------------------------------------------------------------------------------- THE HUB POWER COMPANY LTD. Ticker: HUBC Security ID: Y3746T102 Meeting Date: SEP 24, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 1 Other Business For Against Management -------------------------------------------------------------------------------- THE INDIA CEMENTS LIMITED Ticker: 530005 Security ID: Y39167153 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Chitra Srinivasan as Director For For Management 5 Elect Nalini Murari Ratnam as Director For For Management 6 Elect Krishna Prasad Nair as Director For For Management 7 Approve Reappointment and Remuneration For For Management of Rupa Gurunath as Wholetime Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- THE NATIONAL COMMERCIAL BANK CJSC Ticker: 1180 Security ID: M7S2CL107 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Bylaws For For Management 2.1 Approve Merger Agreement Re: The For For Management National Commercial Bank and Samba Financial Group 2.2 Approve Issue Shares from SAR For For Management 30,000,000,000 to SAR 44,780,000,000 2.3 Amend Articles of Bylaws Related to For For Management the Merger Agreement 2.4 Authorize Board or a Delegate of the For For Management Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- THE PHOENIX MILLS LIMITED Ticker: 503100 Security ID: Y6973B132 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Warrants on For For Management Preferential Basis -------------------------------------------------------------------------------- THE PHOENIX MILLS LIMITED Ticker: 503100 Security ID: Y6973B132 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Reelect Shishir Shrivastava as Director For For Management 4 Reelect Shweta Vyas as Director and For For Management Approve Her Re-appointment as Director for a Second Term 5 Approve Payment of Commission to For For Management Non-Executive Independent Directors 6 Approve Increase in Borrowing Limits For For Management 7 Approve Pledging of Assets for Debt For For Management 8 Approve Payment of Remuneration to For For Management Rajendra Kalkar as Whole-Time Director -------------------------------------------------------------------------------- THE PHOENIX MILLS LIMITED Ticker: 503100 Security ID: Y6973B132 Meeting Date: DEC 29, 2020 Meeting Type: Court Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation (Merger For For Management by Absorption) -------------------------------------------------------------------------------- THE PHOENIX MILLS LIMITED Ticker: 503100 Security ID: Y6973B132 Meeting Date: APR 30, 2021 Meeting Type: Court Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation (Merger For For Management by Absorption) -------------------------------------------------------------------------------- THE RAMCO CEMENTS LIMITED Ticker: 500260 Security ID: Y53727148 Meeting Date: SEP 07, 2020 Meeting Type: Annual Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect P. R. Venketrama Raja as For For Management Director 3 Elect M.S. Krishnan as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- THE SAUDI BRITISH BANK Ticker: 1060 Security ID: M8234F111 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 6 Approve Remuneration of Directors of For For Management SAR 5,091,011 for FY 2020 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 8 Approve Authorization of the Board For For Management Regarding Future Related Party Transactions According to Article 71 of the Companies Law 9 Amend Article 12 of Bylaws Re: For For Management Purchase of Own Shares and Allocating it to Employees 10 Amend Article 13 of Bylaws Para 1 Re: For For Management Capital Increase 11 Amend Article 13 of Bylaws Para 2 Re: For For Management Capital Increase 12 Amend Article 13 Para 3 Re: Shares For For Management Pre-emption Right 13 Amend Article 14 of Bylaws Re: Capital For For Management Decrease 14 Amend Article 17 of Bylaws Re: For For Management Composition of the Board 15 Amend Article 22 of Bylaws Para 1 Re: For For Management Designating Chairman, Vice-Chairman and Managing Director 16 Amend Article 22 of Bylaws Para 2 Re: For For Management Chairman Representing the company in All Relevant Authorities and Judiciary 17 Amend Article 22 of Bylaws Re: Courts For For Management and Security Authorities 18 Amend Article 23 of Bylaws Para 22 Re: For For Management Powers of Negotiate, Execute and Perform All Types of Risk Management, Treasury and Other Hedging Products 19 Amend Article 23 of Bylaws Para 23 Re: For For Management Managing Company's Business, Affairs and Employees 20 Amend Article 24 of Bylaws Re: Forming For For Management Audit Committee 21 Amend Article 27 of Bylaws Re: Forming For For Management Executive Committee 22 Amend Article 29 of Bylaws Para Re: For For Management Board Resolutions on Urgent Matters 23 Amend Article 36 of Bylaws Para 1 Re: For For Management General Meetings Requested by the Board 24 Amend Article 36 of Bylaws Para 3 Re: For For Management General Meetings Invitation through Electronic Means 25 Amend Article 44 of Bylaws Para 2 Re: For For Management Auditors 26 Amend Article 45 of Bylaws Para 1 Re: For For Management Auditors Access to Company's Books and Other Documents 27 Amend Article 48 of Bylaws Para 3 Re: For For Management Publishing Financial Statements 28 Amend Article 49 of Bylaws Re: Annual For For Management or Interim Profit 29 Amend Article 49 of Bylaws Para 1 Re: For For Management Annual or Interim Profit 30 Amend Article 52 of Bylaws Para 3 Re: For For Management Liquidation of the Company 31 Amend Audit Committee Charter For For Management 32 Approve Employees Long Term Incentive For For Management Program and Authorize the Board to Approve any Future Amendments 33 Authorize Share Repurchase Program Up For For Management to 4 Million Shares to be Allocated to Employee Share Scheme and Authorize the Board to Execute Approved Resolution 34 Approve Transfer of SAR 9,062 Million For For Management from Share Premium Reserve to Statutory Reserve 35 Approve Related Party Transactions Re: For For Management HSBC Saudi Arabia -------------------------------------------------------------------------------- THE SEARLE COMPANY LTD. Ticker: SEARL Security ID: Y7561Y104 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve A.F. Ferguson and Co. as For Against Management Auditors and Fix Their Remuneration 5.1 Reelect Adnan Asdar Ali as Director For Against Management 5.2 Reelect Rashid Abdulla as Director For Against Management 5.3 Reelect S. Nadeem Ahmed as Director For For Management 5.4 Reelect Zubair Razzak Palwala as For Against Management Director 5.5 Reelect Ayaz Abdulla as Director For Against Management 5.6 Reelect Asad Abdulla as Director For Against Management 5.7 Reelect Shaista Khaliq Rehman as For Against Management Director 6 Approve Remuneration of Executive For For Management Director and Chief Executive Officer 7 Approve Related Party Transactions for For Against Management Year Ended June 30, 2020 8 Authorize Board to Approve Related For Against Management Party Transactions for Year Ending June 30, 2021 9 Other Business For Against Management -------------------------------------------------------------------------------- THE SEARLE COMPANY LTD. Ticker: SEARL Security ID: Y7561Y104 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Sale of 100 Percent For Against Management Shareholdings in IBL Identity (Private) Limited to Universal Ventures (Private) Limited, Associated Company 3 Other Business For Against Management -------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. Ticker: SCC Security ID: Y7866P147 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: FEB 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4.1 Elect Satitpong Sukvimol as Director For For Management 4.2 Elect Chumpol NaLamlieng as Director For For Management 4.3 Elect Kasem Watanachai as Director For For Management 4.4 Elect Roongrote Rangsiyopash as For For Management Director 5 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Sub-Committees -------------------------------------------------------------------------------- THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Ticker: SCB Security ID: Y7905M113 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements For For Management 3 Acknowledge Allocation of Income and For For Management Approve Dividend Payment 4.1 Elect Vichit Suraphongchai as Director For For Management 4.2 Elect Weerawong Chittmittrapap as For For Management Director 4.3 Elect Pailin Chuchottaworn as Director For For Management 4.4 Elect Jareeporn Jarukornsakul as For For Management Director 4.5 Elect Arthid Nanthawithaya as Director For For Management 4.6 Elect Pantip Sripimol as Director For For Management 5 Approve Remuneration of Directors for For For Management the Year 2021 and Bonus of Directors for the Year 2020 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THERMAX LIMITED Ticker: 500411 Security ID: Y87948140 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Pheroz Pudumjee as Director For For Management 4 Approve SRBC & Co LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Extension of Term of M. S. For For Management Unnikrishnan as Managing Director & CEO 7 Elect Ashish Bhandari as Director For For Management 8 Approve Appointment and Remuneration For For Management of Ashish Bhandari as Managing Director & CEO -------------------------------------------------------------------------------- THINKING ELECTRONIC INDUSTRIAL CO., LTD. Ticker: 2428 Security ID: Y8801T103 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- THINKINGDOM MEDIA GROUP LTD. Ticker: 603096 Security ID: Y9000U107 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- THINKINGDOM MEDIA GROUP LTD. Ticker: 603096 Security ID: Y9000U107 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- THINKINGDOM MEDIA GROUP LTD. Ticker: 603096 Security ID: Y9000U107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Approve Use of Raised Funds to For For Management Purchase Bank Financial Products 9 Approve Related Party Transaction For For Management 10 Approve Postponement of Raised Funds For For Management Investment Project 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- THOMAS COOK (INDIA) LIMITED Ticker: 500413 Security ID: Y8806V137 Meeting Date: SEP 11, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chandran Ratnaswami as Director For For Management 3 Approve Reappointment and Remuneration For Against Management of Madhavan Menon as Chairman and Managing Director 4 Reelect Pravir Kumar Vohra as Director For For Management 5 Approve Borrowing Powers For For Management 6 Approve Pledging of Assets for Debt For For Management 7 Approve Loans, Guarantees and/or For Against Management Securities in Other Body Corporate 8 Authorize Issuance of Secured or For For Management Unsecured, Redeemable Non Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- THORESEN THAI AGENCIES PUBLIC CO. LTD. Ticker: TTA Security ID: Y8808K170 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 5.1 Elect Prasert Bunsumpun as Director For For Management 5.2 Elect Ausana Mahagitsiri as Director For For Management 5.3 Elect Jitender Pal Verma as Director For For Management 5.4 Elect Mohammed Rashed Ahmad M. Al For Against Management Nasseri as Director 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors and For For Management Sub-Committees -------------------------------------------------------------------------------- THORESEN THAI AGENCIES PUBLIC CO. LTD. Ticker: TTA Security ID: Y8808K170 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Results For For Management 2 Approve Financial Statements and For For Management Statutory Reports 3 Acknowledge Interim Dividend Payment For For Management 4.1 Elect Somboonkiat Kasemsuwan as For For Management Director 4.2 Elect Cherdpong Siriwit as Director For For Management 4.3 Elect Jean Paul Thevenin as Director For For Management 4.4 Elect Kamolsut Dabbaransi as Director For For Management 5 Approve Remuneration of Directors and For For Management Sub-Committees 6 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures 8 Amend Articles of Association For For Management 9 Approve Amendment Directors' Scope of For For Management Authority 10 Other Business For Against Management -------------------------------------------------------------------------------- THREE SQUIRRELS, INC. Ticker: 300783 Security ID: Y444ZB100 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Management System of Raised Funds For For Management 4 Amend Related-Party Transaction For For Management Management System 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Information Disclosure For For Management Management System 7 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- THREE SQUIRRELS, INC. Ticker: 300783 Security ID: Y444ZB100 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee For For Management -------------------------------------------------------------------------------- THREE SQUIRRELS, INC. Ticker: 300783 Security ID: Y444ZB100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Approve Use of Funds for Financial For For Management Product 9 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Share Issuance -------------------------------------------------------------------------------- THREES COMPANY MEDIA GROUP CO., LTD. Ticker: 605168 Security ID: Y4453Z109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Use of Idle Raised Funds for For For Management Cash Management 9 Approve Use of Idle Own Funds for Cash For For Management Management 10 Approve Application of Credit Line and For For Management Provision of Guarantees 11 Approve Amendments to Articles of For For Management Association 12 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 13 Approve Annual Report and Summary For For Management 14.1 Elect Qian Jundong as Director For For Shareholder 14.2 Elect Wang Chuan as Director For For Shareholder 14.3 Elect Zhang Hao as Director For For Shareholder 14.4 Elect Guo Xianwei as Director For For Shareholder 15.1 Elect Ding Junjie as Director For For Management 15.2 Elect Liu Shoubao as Director For For Management 15.3 Elect Liao Guanmin as Director For For Management 16.1 Elect Dai Xiuju as Supervisor For For Management 16.2 Elect Zhang Shan as Supervisor For For Management -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan 4 Approve Use of Temporary Idle Raised For For Management Funds to Conduct Cash Management 5 Approve Guarantee Provision Plan For For Management 6 Elect Wang Zilin as Non-Independent For For Management Director and Allowance of Director 7.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7.3 Amend Working System for Independent For For Management Directors 7.4 Amend Management System for External For For Management Investment 7.5 Amend Related Party Transaction For For Management Management System 8 Approve Increase in Registered Capital For For Management and Amend Articles of Association 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Share Incentive Plan 2 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: APR 06, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Allowance of Directors For For Management 8 Approve Credit Line Application For For Management 9 Approve Use of Idle Raised Funds for For For Management Cash Management -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: Y444KZ103 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Jie as Independent Director For For Management -------------------------------------------------------------------------------- TIANDI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600582 Security ID: Y8817K104 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiao Baogui as Non-independent For For Management Director -------------------------------------------------------------------------------- TIANDI SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600582 Security ID: Y8817K104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Working System for Independent For For Management Directors 3 Approve Provision of Guarantee For For Management Commitment -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve the Board of Directors For For Management Authorized the Company's Management to Handle All Matters Related to this Private Placement of Shares based on the Approval of the Shareholders Meeting -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Linjing as Non-Independent For For Management Director -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- TIANFENG SECURITIES CO., LTD. Ticker: 601162 Security ID: Y8817L102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-party For For Management Transactions 8 Approve Company's Self-investment Quota For For Management 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Amend Articles of Association For For Management 12.1 Elect Yu Lei as Director For For Management 12.2 Elect Zhang Jun as Director For For Management 12.3 Elect Wang Linjing as Director For For Management 12.4 Elect Zhang Xiaodong as Director For For Management 12.5 Elect Du Yuexin as Director For For Management 12.6 Elect Ding Zhenguo as Director For For Management 12.7 Elect Lei Yingchun as Director For For Management 12.8 Elect Ma Quanli as Director For For Management 12.9 Elect Shao Bo as Director For For Management 13.1 Elect Liao Yi as Director For For Management 13.2 Elect Yuan Jianguo as Director For For Management 13.3 Elect He Guohua as Director For For Management 13.4 Elect Sun Jin as Director For For Management 13.5 Elect Wu Yiwen as Director For For Management 14.1 Elect Hu Jian as Supervisor For For Management 14.2 Elect Yu Hao as Supervisor For For Management -------------------------------------------------------------------------------- TIANGONG INTERNATIONAL COMPANY LIMITED Ticker: 826 Security ID: G88831113 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhu Xiaokun as Director For For Management 3a2 Elect Yan Ronghua as Director For For Management 3a3 Elect Wang Xuesong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD. Ticker: 603712 Security ID: Y8811K100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Daily Related Party For For Management Transactions 3 Elect Xu Jun as Non-Independent For For Shareholder Director 4 Elect Li Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN 712 COMMUNICATION & BROADCASTING CO., LTD. Ticker: 603712 Security ID: Y8811K100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- TIANJIN BENEFO TEJING ELECTRIC CO., LTD. Ticker: 600468 Security ID: Y8831M102 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Incentive Fund Withdrawal and For For Management Distribution Plan 2 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANJIN BENEFO TEJING ELECTRIC CO., LTD. Ticker: 600468 Security ID: Y8831M102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value of Shares For For Management to be Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target of Issuance and Method For For Management of Subscription 1.4 Approve Issue Price and Pricing For For Management Principle 1.5 Approve Number of Shares Issued, For For Management Amount of Funds Raised and Subscription 1.6 Approve Use of Proceeds For For Management 1.7 Approve Lock-up Arrangement For For Management 1.8 Approve Place of Listing For For Management 1.9 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profit 1.10 Approve Validity Period For For Management 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2020) 3 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 4 Approve Shareholders' Return Plan for For For Management the Coming Three Years (2020-2022) 5.1 Approve Introduction of Yangtze For For Management Ecology as the Strategic Investor 5.2 Approve Introduction of Three Gorges For For Management Capital as the Strategic Investor 6 Approve Conditional Agreement on For For Management Introduction of Strategic Investors and Subscription of Non-Public Issuance of Shares between the Company, Yangtze Ecology and Three Gorges Capital 7 Approve Conditional Agreement for For For Management Subscription of Non-Public Issuance of A Shares Entered into between the Company and TMICL 8 Approve Risk Alert on the Dilution of For For Management the Current Returns due to the Non-Public Issuance of A Shares and the Relevant Remedial Measures 9 Authorize Board to Deal with Matters For For Management Related to the Non-Public Issuance of A Shares 10 Approve Provision of Guarantee for the For For Shareholder Loan Granted to Karamay Tianchuang Water Company Limited 11 Amend Articles of Association For For Shareholder 1 Approve Satisfaction of the Criteria For For Management for Non-Public Issuance of A Shares 2 Approve Undertakings of the For For Management Controlling Shareholders, Indirect Controlling Shareholders, the Directors and the Senior Management in Relation to the Implementation of the Measures to Fill the Diluted Current Returns 3.1 Approve Proposed Introduction of the For For Management Strategic Investor Subscription which Constitutes Connected Transaction 3.2 Approve Proposed TMICL Subscription For For Management which Constitutes Connected Transaction 4 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value to be For For Management Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target of Issuance and Method For For Management of Subscription 1.4 Approve Issue Price and Pricing For For Management Principle 1.5 Approve Number of Shares Issued, For For Management Amount of Funds Raised and Subscription 1.6 Approve Use of Proceeds For For Management 1.7 Approve Lock-up Arrangement For For Management 1.8 Approve Place of Listing For For Management 1.9 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profit 1.10 Approve Validity Period For For Management 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2020) 3 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 4 Approve Shareholders' Return Plan for For For Management the Coming Three Years (2020-2022) 5.1 Approve Introduction of Yangtze For For Management Ecology as the Strategic Investor 5.2 Approve Introduction of Three Gorges For For Management Capital as the Strategic Investor 6 Approve Conditional Agreement on For For Management Introduction of Strategic Investors and Subscription of Non-Public Issuance of Shares between the Company, Yangtze Ecology and Three Gorges Capital 7 Approve Conditional Agreement for For For Management Subscription of Non-Public Issuance of A Shares Entered into between the Company and TMICL 8 Approve Risk Alert on the Dilution of For For Management the Current Returns due to the Non-Public Issuance of A Shares and the Relevant Remedial Measures -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Criteria For For Management for Non-Public Issuance of A Shares 2.1 Approve Class and Par Value of Shares For For Management to be Issued 2.2 Approve Method and Time of Issuance For For Management 2.3 Approve Target of Issuance and Method For For Management of Subscription 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Number of Shares Issued, For For Management Amount of Funds Raised and Subscription 2.6 Approve Use of Proceeds For For Management 2.7 Approve Lock-up Arrangement For For Management 2.8 Approve Place of Listing For For Management 2.9 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profit 2.10 Approve Validity Period For For Management 3 Approve Proposed Non-Public Issuance For For Management of A Shares (2020) 4 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 5 Approve Shareholders' Return Plan for For For Management the Coming Three Years (2020-2022) 6.1 Approve Introduction of Yangtze For For Management Ecology as the Strategic Investor 6.2 Approve Introduction of Three Gorges For For Management Capital as the Strategic Investor 7 Approve Conditional Agreement on For For Management Introduction of Strategic Investors and Subscription of Non-Public Issuance of Shares between the Company, Yangtze Ecology and Three Gorges Capital 8 Approve Conditional Agreement for For For Management Subscription of Non-Public Issuance of A Shares Entered into between the Company and TMICL 9.1 Approve Proposed Introduction of the For For Management Strategic Investor Subscription which Constitutes Connected Transaction 9.2 Approve Proposed TMICL Subscription For For Management which Constitutes Connected Transaction 10 Approve Risk Alert on the Dilution of For For Management the Current Returns due to the Non-Public Issuance of A Shares and the Relevant Remedial Measures 11 Approve Undertakings of the For For Management Controlling Shareholders, Indirect Controlling Shareholders, the Directors and the Senior Management in Relation to the Implementation of the Measures to Fill the Diluted Current Returns 12 Authorize Board to Deal with Matters For For Management Related to the Non-Public Issuance of A Shares 13 Amend Articles of Association For For Shareholder 14 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 15 Approve Provision of Guarantee for the For For Shareholder Loan Granted to Karamay Tianchuang Water Company Limited -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Par Value to be For For Management Issued 1.2 Approve Method and Time of Issuance For For Management 1.3 Approve Target of Issuance and Method For For Management of Subscription 1.4 Approve Issue Price and Pricing For For Management Principle 1.5 Approve Number of Shares Issued, For For Management Amount of Funds Raised and Subscription 1.6 Approve Use of Proceeds For For Management 1.7 Approve Lock-up Arrangement For For Management 1.8 Approve Place of Listing For For Management 1.9 Approve Arrangement Relating to the For For Management Accumulated Undistributed Profit 1.10 Approve Validity Period For For Management 2 Approve Proposed Non-Public Issuance For For Management of A Shares (2020) 3 Approve Feasibility Report on the Use For For Management of Proceeds from the Non-Public Issuance of A Shares 4 Approve Shareholders' Return Plan for For For Management the Coming Three Years (2020-2022) 5.1 Approve Introduction of Yangtze For For Management Ecology as the Strategic Investor 5.2 Approve Introduction of Three Gorges For For Management Capital as the Strategic Investor 6 Approve Conditional Agreement on For For Management Introduction of Strategic Investors and Subscription of Non-Public Issuance of Shares between the Company, Yangtze Ecology and Three Gorges Capital 7 Approve Conditional Agreement for For For Management Subscription of Non-Public Issuance of A Shares Entered into between the Company and TMICL 8 Approve Risk Alert on the Dilution of For For Management the Current Returns due to the Non-Public Issuance of A Shares and the Relevant Remedial Measures -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For For Management Scheme (Draft) and Its Summary 2 Approve Evaluation Methods in Respect For For Management of the Implementation of the 2020 Share Option Incentive Scheme 3 Approve Evaluation Methods in Respect For For Management of the 2020 Share Option Incentive Scheme 4 Approve Authorization to the Board for For For Management Handling the Matters Related to the 2020 Share Option Incentive Scheme 5 Approve Application by the Company for For For Management the Registration in Respect of the Issuance of Green Corporate Bonds with the CSRC and the SSE 6.1 Approve Issue Size of the Green For For Management Corporate Bonds: Principal Amount of Not More than RMB 2,000,000,000 6.2 Approve Term of the Green Corporate For For Management Bonds: No More than Ten Years (Subject to Flexible Adjustment According to Market and Capital Requirements) 6.3 Approve Interest Rate of the Green For For Management Corporate Bonds: Adopt Fixed Rate, which Shall be Determined by Book Building 6.4 Approve Guarantee for the Green For For Management Corporate Bonds: No Guarantee 6.5 Approve Credit Rating: The Credit For For Management Rating of Green Corporate Bonds is Expected to be AA+, and the Credit Rating of the Issuer is Expected to be AA+ 6.6 Approve Use of Proceeds: To be Used For For Management for Repaying the Company's Interest-Bearing Liabilities, Replenishing Working Capital, Project Construction, Acquisition Capital and for Other Investable Purposes in Relation to the Issuance of Green Corporate Bonds 6.7 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests: The Company's Stable Operating Income, Future Cash Flow from Operating Activities and Smooth Financing Channels in Relation to the Issuance of Green Corporate Bonds 7 Approve Authorization to the General For For Management Manager Office of the Company to be Fully Responsible for the Matters Relating to the Issuance of the Green Corporate Bonds 8 Approve Application by the Company for For For Management the Registration and in Respect of the Issuance of Corporate Bonds with the CSRC and the SSE 9.1 Approve Issue Size of the Corporate For For Management Bonds: Principal Amount of Not More than RMB 2,000,000,000 9.2 Approve Term of the Corporate Bonds: For For Management No More than Ten Years (Subject to Flexible Adjustment According to Market and Capital Requirements) 9.3 Approve Interest Rate of the Corporate For For Management Bonds: Adopt Fixed Rate, which Shall be Determined by Book Building 9.4 Approve Guarantee for the Corporate For For Management Bonds: No Guarantee 9.5 Approve Credit Rating: The Credit For For Management Rating of Corporate Bonds is Expected to be AA+, and the Credit Rating of the Issuer is Expected to be AA+ 9.6 Approve Use of Proceeds: To be Used For For Management for Repaying the Company's Interest-Bearing Liabilities, Replenishing Working Capital, Project Construction, Acquisition Capital and for Other Investable Purposes in Relation to the Issuance of Corporate Bonds 9.7 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests: The Company's Stable Operating Income, Future Cash Flow from Operating Activities and Smooth Financing Channels in Relation to the Issuance of Corporate Bonds 10 Approve Authorization to the General For For Management Manager Office of the Company to be Fully Responsible for the Matters Relating to the Issuance of the Corporate Bonds 11 Amend Articles of Association For For Management 1 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For For Management Scheme (Draft) and Its Summary 2 Approve Evaluation Methods in Respect For For Management of the Implementation of the 2020 Share Option Incentive Scheme 3 Approve Evaluation Methods in Respect For For Management of the 2020 Share Option Incentive Scheme 4 Approve Authorization to the Board for For For Management Handling the Matters Related to the 2020 Share Option Incentive Scheme 5 Approve Application by the Company for For For Management the Registration in Respect of the Issuance of Green Corporate Bonds with the CSRC and the SSE 6.1 Approve Issue Size of the Green For For Management Corporate Bonds: Principal Amount of Not More than RMB 2,000,000,000 6.2 Approve Term of the Green Corporate For For Management Bonds: No More than Ten Years (Subject to Flexible Adjustment According to Market and Capital Requirements) 6.3 Approve Interest Rate of the Green For For Management Corporate Bonds: Adopt Fixed Rate, which Shall be Determined by Book Building 6.4 Approve Guarantee for the Green For For Management Corporate Bonds: No Guarantee 6.5 Approve Credit Rating: The Credit For For Management Rating of Green Corporate Bonds is Expected to be AA+, and the Credit Rating of the Issuer is Expected to be AA+ 6.6 Approve Use of Proceeds: To be Used For For Management for Repaying the Company's Interest-Bearing Liabilities, Replenishing Working Capital, Project Construction, Acquisition Capital and for Other Investable Purposes in Relation to the Issuance of Green Corporate Bonds 6.7 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests: The Company's Stable Operating Income, Future Cash Flow from Operating Activities and Smooth Financing Channels in Relation to the Issuance of Green Corporate Bonds 7 Approve Authorization to the General For For Management Manager Office of the Company to be Fully Responsible for the Matters Relating to the Issuance of the Green Corporate Bonds 8 Approve Application by the Company for For For Management the Registration and in Respect of the Issuance of Corporate Bonds with the CSRC and the SSE 9.1 Approve Issue Size of the Corporate For For Management Bonds: Principal Amount of Not More than RMB 2,000,000,000 9.2 Approve Term of the Corporate Bonds: For For Management No More than Ten Years (Subject to Flexible Adjustment According to Market and Capital Requirements) 9.3 Approve Interest Rate of the Corporate For For Management Bonds: Adopt Fixed Rate, which Shall be Determined by Book Building 9.4 Approve Guarantee for the Corporate For For Management Bonds: No Guarantee 9.5 Approve Credit Rating: The Credit For For Management Rating of Corporate Bonds is Expected to be AA+, and the Credit Rating of the Issuer is Expected to be AA+ 9.6 Approve Use of Proceeds: To be Used For For Management for Repaying the Company's Interest-Bearing Liabilities, Replenishing Working Capital, Project Construction, Acquisition Capital and for Other Investable Purposes in Relation to the Issuance of Corporate Bonds 9.7 Approve Source of Funds for the For For Management Repayment of Principal and the Payment of Interests: The Company's Stable Operating Income, Future Cash Flow from Operating Activities and Smooth Financing Channels in Relation to the Issuance of Corporate Bonds 10 Approve Authorization to the General For For Management Manager Office of the Company to be Fully Responsible for the Matters Relating to the Issuance of the Corporate Bonds 11 Approve Change of Registered Address For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For For Management Scheme (Draft) and Its Summary 2 Approve Evaluation Methods in Respect For For Management of the Implementation of the 2020 Share Option Incentive Scheme 3 Approve Administrative Measures in For For Management Respect of the 2020 Share Option Incentive Scheme 4 Approve Authorization to the Board for For For Management Handling the Matters Related to the 2020 Share Option Incentive Scheme -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For For Management Scheme (Draft) and Its Summary 2 Approve Evaluation Methods in Respect For For Management of the Implementation of the 2020 Share Option Incentive Scheme 3 Approve Administrative Measures in For For Management Respect of the 2020 Share Option Incentive Scheme 4 Approve Authorization to the Board for For For Management Handling the Matters Related to the 2020 Share Option Incentive Scheme -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Non-Competition For For Management Undertakings by Indirect Controlling Shareholder of the Company -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Non-Competition For For Management Undertakings by Indirect Controlling Shareholder of the Company -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228112 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary of For For Management the Report Announced within the PRC and Overseas 2 Approve Working Report of the Board of For For Management Directors and Operating Strategy 3 Approve Final Financial Accounts and For For Management Financial Budget 4 Approve Profit Appropriation Plan For For Management 5 Approve Working Report of the For For Management Supervisory Committee 6 Approve Working Report of Independent For For Management Directors 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 1 Approve Provision of Additional For For Management Guarantees -------------------------------------------------------------------------------- TIANJIN CAPITAL ENVIRONMENTAL PROTECTION GROUP COMPANY LIMITED Ticker: 1065 Security ID: Y88228104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary of For For Management the Report Announced within the PRC and Overseas 2 Approve Working Report of the Board of For For Management Directors and Operating Strategy 3 Approve Final Financial Accounts and For For Management Financial Budget 4 Approve Profit Appropriation Plan For For Management 5 Approve Working Report of the For For Management Supervisory Committee 6 Approve Working Report of Independent For For Management Directors 7 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration 8 Approve Provision of Additional For For Management Guarantees -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Li as Independent Director For For Management 2 Approve Credit Line Application and For For Management Guarantee Provision Matters -------------------------------------------------------------------------------- TIANJIN CHASE SUN PHARMACEUTICAL CO., LTD. Ticker: 300026 Security ID: Y88081107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANJIN DEVELOPMENT HOLDINGS LIMITED Ticker: 882 Security ID: Y8822M103 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- TIANJIN FUTONG INFORMATION SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Use of Proceeds For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Signing of Conditional Share For For Management Subscription Agreement 6 Approve Related Party Transaction in For For Management Connection to Private Placement of Shares 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of the Board and For For Management Its Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Horizontal For For Management Competition Preventive Commitment 2 Approve Exemption on Fulfillment of For For Management Commitment and Asset Disposal -------------------------------------------------------------------------------- TIANJIN FUTONG XINMAO SCIENCE & TECHNOLOGY CO., LTD. Ticker: 000836 Security ID: Y2692Q104 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Securities Abbreviation 2 Amend Articles of Association For For Management 3 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for Fuzhou For For Management Luneng Real Estate Co., Ltd. 2 Approve Guarantee Provision Plan For For Management 3 Approve Changes to Avoid Horizontal For For Management Competition Commitments -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Joint Investment in Real Estate Projects -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For Against Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 1.3 Amend Working System for Independent For For Management Directors 1.4 Approve Internal Reporting System for For For Management Major Events 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 3 Approve to Appoint Financial and For For Management Internal Control Auditor 4 Approve Provision of Financial For For Management Assistance 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Ke as Non-Independent For For Shareholder Director 1.2 Elect Li Jinghai as Non-Independent For For Shareholder Director 1.3 Elect Cai Hongjun as Non-Independent For For Shareholder Director 1.4 Elect Zhou Xiankun as Non-Independent For For Shareholder Director 2.1 Elect Feng Ke as Independent Director For For Management 2.2 Elect Li Shufeng as Independent For For Management Director 2.3 Elect Zhai Yehu as Independent Director For For Management 3.1 Elect Zhao Xiaoqin as Supervisor For For Shareholder 3.2 Elect Li Zhenjiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in For For Management Wholly-Owned Subsidiary 2 Approve Development of Supply Chain For For Management Asset-Backed Notes 3 Approve Compensation to the For For Management Controlling Shareholders for the Obligation of Bearing the Principal and Interest Difference Payment for Company's Supply Chain Asset-Backed Notes -------------------------------------------------------------------------------- TIANJIN GUANGYU DEVELOPMENT CO., LTD. Ticker: 000537 Security ID: Y88289106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Profit Distribution For For Management 7 Approve Financial Assistance Provision For For Management 8 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- TIANJIN PORT CO., LTD. Ticker: 600717 Security ID: Y8829W104 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management Framework Agreement 2.1 Elect Xue Xiaoli as Non-Independent For For Management Director 2.2 Elect Ju Zhaoxin as Non-Independent For For Management Director 3.1 Elect Yu Jia as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN PORT CO., LTD. Ticker: 600717 Security ID: Y8829W104 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Annual Report Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Report of the Independent For For Management Directors 6 Approve Financial Statements For For Management 7 Approve Financial Budget For For Management 8 Approve Profit Distribution For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve to Adjust the Remuneration of For For Management Independent Directors 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Chu Bin as Director For For Management 3b Elect Luo Xunjie as Director For For Management 3c Elect Shi Jing as Director For For Management 3d Elect Cheng Chi Pang, Leslie as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Property and Assets Lease For For Management Framework Agreement, Proposed Annual Caps, and Related Transactions 2 Approve 2020 Integrated Services For For Management Framework Agreement, Proposed Annual Caps, and Related Transactions -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: MAR 03, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Assets Transfer Agreement, For For Management Acquisition, and Related Transactions 2 Elect Xue Xiaoli as Director For For Management -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For Against Management Tianjin Tianji Real Estate Development Co., Ltd. 2 Approve Guarantee Provision for For For Management Tianjin Huabo Real Estate Development Co., Ltd. 3 Approve Guarantee Provision for For For Management Tianjin Seaview Industrial Co., Ltd. 4 Approve the Company's 2020 Guarantee For For Management Limit -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Corporate Bond Issuance 2.1 Approve Issue Size For For Shareholder 2.2 Approve Bond Maturity For For Shareholder 2.3 Approve Bond Interest Rate and Its For For Shareholder Determination Method 2.4 Approve Manner of Repayment of Capital For For Shareholder and Interest 2.5 Approve Issue Manner For For Shareholder 2.6 Approve Target Subscribers and Placing For For Shareholder Arrangement for Shareholders 2.7 Approve Use of Proceeds For For Shareholder 2.8 Approve Underwriting Manner For For Shareholder 2.9 Approve Trading of the Bonds For For Shareholder 2.10 Approve Guarantee Manner For For Shareholder 2.11 Approve Safeguard Measures of Debts For For Shareholder Repayment 2.12 Approve Resolution Validity Period For For Shareholder 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lei Yu as Non-independent For For Management Director 2 Elect Li Xiaolong as Independent For For Management Director 3 Approve Provision of Financial For For Management Guarantee -------------------------------------------------------------------------------- TIANJIN REALITY DEVELOPMENT (GROUP) CO., LTD. Ticker: 600322 Security ID: Y88313104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Wang as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of PPP Project of Dongkou County Domestic Waste Incineration Power Generation -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Board of General For For Management Manager 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Financing Amount and Authorize For For Management Chairman of the Board in Signing of Relevant Legal Documents 8 Approve Guarantee Amount and Authorize For For Management Chairman of the Board in Signing of Relevant Legal Documents 9 Approve Bidding in Eco-environmental For For Management Protection Industry Project 10 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee and For For Management Authorize the Chairman of the Board to Sign Related Legal Documents -------------------------------------------------------------------------------- TIANJIN TEDA CO., LTD. Ticker: 000652 Security ID: Y8T08M108 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Wang as Director For For Shareholder 1.2 Elect Cao Hongmei as Director For For Shareholder 1.3 Elect Wang Guanghua as Director For For Shareholder 1.4 Elect Shang Yongxin as Director For For Shareholder 1.5 Elect Cui Mingwei as Director For For Shareholder 1.6 Elect Wei Xi as Director For For Shareholder 2.1 Elect Yang Hongyan as Director For For Management 2.2 Elect Li Li as Director For For Management 2.3 Elect Ge Shunqi as Director For For Management 3.1 Elect Han Yingda as Supervisor For For Shareholder 3.2 Elect Jiang Xiaopeng as Supervisor For For Shareholder 3.3 Elect Han Lin as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xia Zhonghao as Non-Independent For For Management Director 1.2 Elect Hou Haixing as Non-Independent For For Management Director 1.3 Elect Xue Xiaofang as Non-Independent For For Management Director 1.4 Elect Wang Xiaotong as Non-Independent For For Management Director 2.1 Elect Yan Jianwei as Independent For For Shareholder Director 2.2 Elect Yu Haisheng as Independent For For Shareholder Director 2.3 Elect Zhang Kun as Independent Director For For Shareholder 3.1 Elect Sun Jingyu as Supervisor For For Management 3.2 Elect Dong Guangpei as Supervisor For For Management -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- TIANJIN TIANBAO INFRASTRUCTURE CO., LTD. Ticker: 000965 Security ID: Y88237105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TIANJIN TIANYAO PHARMACEUTICALS CO., LTD. Ticker: 600488 Security ID: Y8831N100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Draft Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIANJIN ZHONG XIN PHARMACEUTICAL GROUP CORPORATION LIMITED Ticker: 600329 Security ID: Y8815V102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Liqun as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TIANJIN ZHONG XIN PHARMACEUTICAL GROUP CORPORATION LIMITED Ticker: 600329 Security ID: Y8815V102 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Chairman of the Board 2 Approve Report of the Board of For For Management Directors 3 Approve Supervisory Committees' Report For For Management 4 Approve Financial Report and Audit For For Management Report 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve Remuneration of Wong Gang For For Management 7 Approve Remuneration of Liew Yoke For For Management Pheng Joseph 8 Approve Remuneration of Timothy Chen For For Management Teck-Leng 9 Approve Remuneration of Qiang Zhi Yuan For For Management 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Elect Li Qing as Independent Director For For Management 13 Approve Mandate for Interested Person For For Management Transactions 14 Approve Credit Line For For Management 15 Approve ShineWing Certified Public For For Management Accountants LLP and RSM Chio Lim LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Dongsheng as Non-independent For For Shareholder Director 1.2 Elect Shen Haoping as Non-independent For For Shareholder Director 1.3 Elect Liao Qian as Non-independent For For Shareholder Director 1.4 Elect Yu Kexiang as Non-independent For For Shareholder Director 1.5 Elect An Yanqing as Non-independent For For Shareholder Director 1.6 Elect Zhang Changxu as Non-independent For For Shareholder Director 2.1 Elect Chen Rongling as Independent For For Shareholder Director 2.2 Elect Zhou Hong as Independent Director For For Shareholder 2.3 Elect Bi Xiaofang as Independent For For Shareholder Director 3.1 Elect Mao Tianxiang as Supervisor For For Shareholder 3.2 Elect Qin Xiangling as Supervisor For For Shareholder 4 Amend Articles of Association and For For Management Related Company Systems 5 Approve Related Party Transaction For For Management 6 Approve Joint Investment to Establish For For Management a Joint Venture Company 7 Approve Authorization of Management For For Management for Financing from Financial Institutions -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Financial Services Framework Agreement 2 Approve Related Party Transaction For For Management 3 Approve Change in Usage of Raised For For Management Funds, Completion of Partial Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 4 Approve to Amend the Company's Related For For Management Systems -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Withdrawal of Equity Incentive For For Management Fund 2 Approve Equity Incentive Fund For For Management Distribution Plan 3 Approve Draft and Summary of Employee For For Management Share Purchase Plan 4 Approve Methods to Assess the For For Management Performance of Plan Participants 5 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Provision of Guarantee For Against Shareholder -------------------------------------------------------------------------------- TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD. Ticker: 002129 Security ID: Y88171106 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Manner and Issue Price For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANLI EDUCATION INTERNATIONAL HOLDINGS LIMITED Ticker: 1773 Security ID: G88846103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Yang Zhaotao as Director For For Management 3.2 Elect Tian Mu as Director For For Management 3.3 Elect Yang Dong as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO., LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Financial Services Agreement -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO., LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zhibiao as Non-Independent For For Shareholder Director 1.2 Elect Xiao Yi as Non-Independent For For Shareholder Director 2.1 Elect Zhang Guangjian as Supervisor For For Shareholder 2.2 Elect Jiao Yan as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANMA MICROELECTRONICS CO., LTD. Ticker: 000050 Security ID: Y77427105 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Independent For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Allocation of Income and For For Management Dividends 7 Approve Remuneration of Chairman of For For Management the Board 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Financial Derivatives Trading For For Management Business 10 Approve Financial Derivatives Trading For For Management Feasibility Analysis Report 11 Approve Appointment of Auditor For For Management 12 Approve Issuance of Super-short-term For For Management Commercial Papers 13 Approve Company's Eligibility for For For Management Corporate Bond Issuance 14.1 Approve Par Value and Issue Size For For Management 14.2 Approve Bond Interest Rate and Method For For Management of Determination 14.3 Approve Bond Maturity and Bond Type For For Management 14.4 Approve Use of Proceeds For For Management 14.5 Approve Issue Manner, Target For For Management Subscribers and Placing Arrangement for Original Shareholders 14.6 Approve Method of Guarantee For For Management 14.7 Approve Terms of Redemption or Terms For For Management of Sell-Back 14.8 Approve Bond Creditability and For For Management Safeguard Measures of Debts Repayment 14.9 Approve Underwriting Manner For For Management 14.10 Approve Listing of the Bonds For For Management 14.11 Approve Resolution Validity Period For For Management 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANNENG POWER INTERNATIONAL LIMITED Ticker: 819 Security ID: G8655K109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Kaihong as Director For For Management 3b Elect Shi Borong as Director For For Management 3c Elect Zhang Yong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Zhonghui Anda CPA Limited as For For Management Auditors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIANQI LITHIUM CORP. Ticker: 002466 Security ID: Y79327105 Meeting Date: NOV 04, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Guoqiong as Independent For For Management Director 2.1 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 2.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TIANQI LITHIUM CORP. Ticker: 002466 Security ID: Y79327105 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Capital Injection and Share For For Management Expansion as well as Introduction of Strategic Investors 4 Approve Changes in the Implementation For For Management of Raised Funds Investment Projects 5 Approve Acceptance of Financial For For Shareholder Assistance 6 Approve Loan Extension and Provision For For Shareholder of Guarantee -------------------------------------------------------------------------------- TIANQI LITHIUM CORP. Ticker: 002466 Security ID: Y79327105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Rules and Procedures Regarding Meetings of Board of Directors 2.1 Elect Xia Juncheng as Non-Independent For For Management Director 2.2 Elect Li Bo as Non-Independent Director For For Management -------------------------------------------------------------------------------- TIANQI LITHIUM CORP. Ticker: 002466 Security ID: Y79327105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Provision of Guarantee For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- TIANSHAN ALUMINUM GROUP CO., LTD. Ticker: 002532 Security ID: Y9894M104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Removal of Kuang Yibin For For Shareholder 9 Elect Zeng Wensheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIANSHUI HUATIAN TECHNOLOGY CO., LTD. Ticker: 002185 Security ID: Y8817B104 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Issue Size For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Amount For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Exchange For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIANSHUI HUATIAN TECHNOLOGY CO., LTD. Ticker: 002185 Security ID: Y8817B104 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: NOV 24, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revise the Performance For For Management Appraisal Index at Company Level of Performance Share Incentive Plan 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yurong as Independent For For Management Director 2 Approve Application of Bank Credit For For Management Lines 3 Approve the Use of Raised Funds to For For Management Increase the Capital of Wholly-Owned Subsidiary 4 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 3 Approve Related Party Transaction in For For Management Connection to Trademark Cross-licensing -------------------------------------------------------------------------------- TIBET CHEEZHENG TIBETAN MEDICINE CO., LTD. Ticker: 002287 Security ID: Y8843L100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Shareholder 8 Approve Remuneration of Supervisors For For Shareholder 9.1 Elect Lei Jufang as Director For For Shareholder 9.2 Elect Liu Kailie as Director For For Shareholder 9.3 Elect Luo Xielong as Director For For Shareholder 9.4 Elect Suolang Ouzhu as Director For For Shareholder 10.1 Elect Du Shouying as Director For For Shareholder 10.2 Elect Li Chunyu as Director For For Shareholder 10.3 Elect Wang Yurong as Director For For Shareholder 11.1 Elect Jia Yu as Supervisor For For Shareholder 11.2 Elect He Zhijian as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIBET MINERAL DEVELOPMENT CO., LTD. Ticker: 000762 Security ID: Y88358109 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds to For For Management Purchase Financial Products -------------------------------------------------------------------------------- TIBET MINERAL DEVELOPMENT CO., LTD. Ticker: 000762 Security ID: Y88358109 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zeng Tai as Non-Independent For For Shareholder Director 2 Elect Zhang Jintao as Non-Independent For For Shareholder Director 3 Elect Ni La as Non-Independent Director For For Shareholder 4 Elect Buqiong Ciren as Non-Independent For For Shareholder Director 5 Elect Mou Wen as Independent Director For For Management 6 Elect Wang Bei as Independent Director For For Management 7 Elect Yang Yong as Independent Director For For Management 8 Elect Yan Hong as Independent Director For For Management 9 Elect Deng Zhaoping as Independent For For Management Director 10 Elect Laba Jiangcun as Supervisor For For Management 11 Elect Du Qiu as Supervisor For For Management 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- TIBET MINERAL DEVELOPMENT CO., LTD. Ticker: 000762 Security ID: Y88358109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- TIBET MINERAL DEVELOPMENT CO., LTD. Ticker: 000762 Security ID: Y88358109 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised For For Management Funds to Replenish Working Capital 2 Approve Use of Own Idle Funds to For For Management Purchase Short-term Financial Product and Related Transaction -------------------------------------------------------------------------------- TIBET RHODIOLA PHARMACEUTICAL HOLDING CO. Ticker: 600211 Security ID: Y9722L104 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to Covid-19 For For Management Vaccine Project 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TIBET RHODIOLA PHARMACEUTICAL HOLDING CO. Ticker: 600211 Security ID: Y9722L104 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Wei as Independent Director For For Management -------------------------------------------------------------------------------- TIBET RHODIOLA PHARMACEUTICAL HOLDING CO. Ticker: 600211 Security ID: Y9722L104 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Board of For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Use of Funds for Cash For For Management Management 9 Approve Provision of Guarantees For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- TIBET SUMMIT RESOURCES CO. LTD. Ticker: 600338 Security ID: Y9723V101 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Independent Directors 6 Approve Remuneration of Supervisors For For Management 7 Approve Extension of Term in the For For Management Provision of Financial Assistance 8 Approve Related Party Transactions in For For Management Connection with Loan 9 Approve Financial Budget Report For For Management -------------------------------------------------------------------------------- TIBET SUMMIT RESOURCES CO. LTD. Ticker: 600338 Security ID: Y9723V101 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIBET SUMMIT RESOURCES CO. LTD. Ticker: 600338 Security ID: Y9723V101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Allowance of Directors and For For Management Independent Directors 6 Approve Allowance of Supervisors For For Management 7 Approve Extension of Term in the For For Management Provision of Financial Assistance 8 Approve Related Party Transactions in For For Management Connection with Loan 9 Approve Annual Report and Summary For For Management 10 Approve Financial Budget Report For For Management 11.1 Elect Huang Jianrong as Director For For Shareholder 11.2 Elect Zhang Jieyuan as Director For For Shareholder 11.3 Elect He Yaping as Director For For Shareholder 11.4 Elect Zhou Aimin as Director For For Shareholder 12.1 Elect Liu Fanglai as Director For For Shareholder 12.2 Elect Hu Yuechuan as Director For For Shareholder 12.3 Elect Dai Xinmiao as Director For For Shareholder 13.1 Elect Li Huiming as Supervisor For For Shareholder 13.2 Elect Qu Shuguang as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Issue Scale For For Management 1.2 Approve Par Value, Issue Price For For Management 1.3 Approve Bond Maturity For For Management 1.4 Approve Bond Interest Rate For For Management 1.5 Approve Issue Manner For For Management 1.6 Approve Target Parties and Placement For For Management Arrangement to Shareholders 1.7 Approve Use of Proceeds For For Management 1.8 Approve Guarantee Arrangement For For Management 1.9 Approve Safeguard Measures of Debts For For Management Repayment 1.10 Approve Lead Underwriter For For Management 1.11 Approve Listing Arrangement For For Management 1.12 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2.1 Elect Chen Lin as Non-independent For For Shareholder Director 2.2 Elect Qiu Bo as Non-independent For For Shareholder Director 2.3 Elect Dawa Tashi as Non-independent For For Shareholder Director 2.4 Elect Gesang Luobu as Non-independent For For Shareholder Director 2.5 Elect Mei Zhen as Non-independent For For Shareholder Director 2.6 Elect Sun Xu as Non-independent For For Shareholder Director 3.1 Elect Lu Yixin as Independent Director For For Management 3.2 Elect Luo Huiyuan as Independent For For Management Director 3.3 Elect Sun Maozhu as Independent For For Management Director 4.1 Elect Tashi Nyima as Supervisor For For Shareholder 4.2 Elect Deji Wangmu as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIBET TIANLU CO., LTD. Ticker: 600326 Security ID: Y9724Q101 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Guarantee Provision Plan For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Provision of Guarantee for For For Management Controlled Subsidiaries 11 Approve Allowance of Independent For For Management Directors and Other Fee 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- TIBET URBAN DEVELOPMENT & INVESTMENT CO., LTD. Ticker: 600773 Security ID: Y88355105 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loan Application For For Management 2 Approve Change of Registered Address For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Working System for Independent For For Management Directors 5 Approve External Investment Management For For Management System 6 Amend Management System of Raised Funds For For Management 7 Approve Formulation of Corporate Bond For For Management Fund Raising Management System -------------------------------------------------------------------------------- TIBET URBAN DEVELOPMENT & INVESTMENT CO., LTD. Ticker: 600773 Security ID: Y88355105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor and For For Management Internal Control Auditor 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors For For Management 8.1 Elect Zhu Xianlin as Director For For Shareholder 8.2 Elect Zeng Yun as Director For For Shareholder 8.3 Elect Chen Weidong as Director For For Shareholder 8.4 Elect Wang Xinjing as Director For For Shareholder 8.5 Elect Wei Fei as Director For For Shareholder 8.6 Elect Li Wu as Director For For Shareholder 9.1 Elect Jin Jianzhong as Director For For Shareholder 9.2 Elect Di Chaoping as Director For For Shareholder 9.3 Elect Huang Yi as Director For For Shareholder 10.1 Elect Shen Jieying Supervisor For For Shareholder 10.2 Elect Wu Sufen as Supervisor For For Shareholder -------------------------------------------------------------------------------- TIBET URBAN DEVELOPMENT & INVESTMENT CO., LTD. Ticker: 600773 Security ID: Y88355105 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Shaanxi Shimao Mingcheng Construction Development Co., Ltd 2 Approve Provision of Guarantee to For For Management Shaanxi Shimao Xincheng Construction Development Co., Ltd -------------------------------------------------------------------------------- TIGER BRANDS LTD. Ticker: TBS Security ID: S84594142 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 1 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- TIGER BRANDS LTD. Ticker: TBS Security ID: S84594142 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ian Burton as Director For For Management 1.2 Elect Geraldine Fraser-Moleketi as For For Management Director 1.3 Elect Deepa Sita as Director For For Management 1.4 Elect Olivier Weber as Director For For Management 2.1 Re-elect Noel Doyle as Director For For Management 2.2 Re-elect Gail Klintworth as Director For For Management 2.3 Re-elect Maya Makanjee as Director For For Management 2.4 Re-elect Emma Mashilwane as Director For For Management 3.1 Elect Ian Burton as Member of Audit For For Management Committee 3.2 Re-elect Cora Fernandez as Member of For For Management Audit Committee 3.3 Re-elect Donald Wilson as Member of For For Management Audit Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors with Ahmed Bulbulia as the Lead Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman 3 Approve Remuneration Payable to For For Management Non-executive Directors Participating in Sub-committees 4 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Unscheduled/Extraordinary Meetings 5 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Ad Hoc Meetings of the Investment Committee 6 Approve Non-resident Directors' Fees For For Management 7 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement between the For For Management Company and TIM S.A. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. and Apsis Consultoria Empresarial Ltda. as the Independent Firms to Appraise Proposed Transactions 3 Approve Independent Firm's Appraisals For For Management 4 Approve Merger between the Company and For For Management TIM S.A. and Subsequent Extinction of the Company 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Amend Long-Term Incentive Plans For Against Management -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: 88706P205 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement between the For For Management Company and TIM S.A. 2 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. and Apsis Consultoria Empresarial Ltda. as the Independent Firms to Appraise Proposed Transactions 3 Approve Independent Firm's Appraisals For For Management 4 Approve Merger between the Company and For For Management TIM S.A. and Subsequent Extinction of the Company 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Amend Long-Term Incentive Plans For Against Management -------------------------------------------------------------------------------- TIM SA Ticker: TIMS3 Security ID: P9153B104 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For Did Not Vote Management Dividends 3 Fix Number of Directors at Ten For Did Not Vote Management 4 Approve Classification of Flavia Maria For Did Not Vote Management Bittencourt, Gesner Jose de Oliveira Filho, Herculano Anibal Alves and Nicandro Durante as Independent Directors 5 Elect Directors For Did Not Vote Management 6 In Case There is Any Change to the None Did Not Vote Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Did Not Vote Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Agostino Nuzzolo as Director 8.2 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Carlo Nardello as Director 8.3 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Elisabetta Paola Romano as Director 8.4 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Flavia Maria Bittencourt as Independent Director 8.5 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Gesner Jose de Oliveira Filho as Independent Director 8.6 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Herculano Anibal Alves as Independent Director 8.7 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Michele Valensise as Director 8.8 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Nicandro Durante as Independent Director 8.9 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Pietro Labriola as Director 8.10 Percentage of Votes to Be Assigned - None Did Not Vote Management Elect Sabrina Di Bartolomeo as Director 9 Fix Number of Fiscal Council Members For Did Not Vote Management at Three 10 Elect Fiscal Council Members For Did Not Vote Management 11 In Case One of the Nominees Leaves the None Did Not Vote Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 12 Approve Remuneration of Company's For Did Not Vote Management Management and Fiscal Council -------------------------------------------------------------------------------- TIM SA Ticker: TIMS3 Security ID: P9153B104 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Prolonging of Cooperation and For Did Not Vote Management Support Agreement between Telecom Italia S.p.A and TIM S.A. 2 Approve Long-Term Incentive Plan For Did Not Vote Management 3 Amend Articles and Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- TIM SA Ticker: TIMS3 Security ID: 88706T108 Meeting Date: MAR 30, 2021 Meeting Type: Annual/Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Ten For For Management 4 Approve Classification of Flavia Maria For For Management Bittencourt, Gesner Jose de Oliveira Filho, Herculano Anibal Alves and Nicandro Durante as Independent Directors 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 Fix Number of Fiscal Council Members For For Management at Three 8 Elect Fiscal Council Members For For Management 9 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 10 Approve Remuneration of Company's For Against Management Management and Fiscal Council 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. 2 Approve Long-Term Incentive Plan For For Management 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TIME DOTCOM BERHAD Ticker: 5031 Security ID: Y8839J101 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Elakumari Kantilal as Director For For Management 2 Elect Ronnie Kok Lai Huat as Director For For Management 3 Elect Afzal Abdul Rahim as Director For For Management 4 Elect Koh Cha-Ly as Director For For Management 5 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Ronnie Kok Lai Huat to For For Management Continue Office as Independent Non-Executive Director 8 Approve Directors' Fees For For Management 9 Approve Directors' Benefits For For Management -------------------------------------------------------------------------------- TIME PUBLISHING & MEDIA CO., LTD. Ticker: 600551 Security ID: Y92777104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TIME PUBLISHING & MEDIA CO., LTD. Ticker: 600551 Security ID: Y92777104 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for For For Management Short-term Financial Management -------------------------------------------------------------------------------- TIME PUBLISHING & MEDIA CO., LTD. Ticker: 600551 Security ID: Y92777104 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer For For Management -------------------------------------------------------------------------------- TIME PUBLISHING & MEDIA CO., LTD. Ticker: 600551 Security ID: Y92777104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TIMES CHINA HOLDINGS LIMITED Ticker: 1233 Security ID: G8904A100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Guan Jianhui as Director For For Management 3A2 Elect Bai Xihong as Director For For Management 3A3 Elect Li Qiang as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIMES NEIGHBORHOOD HOLDINGS LTD. Ticker: 9928 Security ID: G8903A101 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Asiaciti Agreement, 2020 For For Management Times China Agreement, 2021 Agreement, Proposed Annual Caps, and Authorize Board to Deal with All Matters in Relation to the Agreements -------------------------------------------------------------------------------- TIMES NEIGHBORHOOD HOLDINGS LTD. Ticker: 9928 Security ID: G8903A101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yao Xusheng as Director For For Management 3a2 Elect Zhou Rui as Director For For Management 3a3 Elect Wong Kong Tin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TIPCO ASPHALT PUBLIC CO. LTD. Ticker: TASCO Security ID: Y8841G251 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Investment and Divestment For For Management Plans for 2021 5 Approve Dividend Payment For For Management 6.1 Approve Appointment of EY Office For For Management Limited as Auditors 6.2 Approve Audit Fee For For Management 7 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 8 Approve Reduction of Number of For For Management Directors from 15 to 14 9.1 Amend Clause 13 of Articles of For For Management Association 9.2 Amend Clause 23 of Articles of For For Management Association 10 Approve Variable Remuneration to For For Management Parnchalerm Sutatam 11 Approve Payment of Extraordinary For For Management Variable Remuneration to Non-Executive Board Members 12.1 Approve Fixed Remuneration of For For Management Directors and Sub-Committees 12.2 Approve Variable Remuneration of For For Management Directors 13.1 Elect Jacques Marechal as Director For For Management 13.2 Elect Nopporn Thepsithar as Director For For Management 13.3 Elect Niphon Suthimai as Director For For Management 13.4 Elect Phirasilp Subhapholsiri as For For Management Director 13.5 Elect Laksana Supsakorn as Director For For Management 14 Other Business None None Management -------------------------------------------------------------------------------- TISCO FINANCIAL GROUP PUBLIC COMPANY LIMITED Ticker: TISCO Security ID: Y8843E171 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Board of Directors' Business For For Management Activities 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Fix Number of Directors at 13 For For Management 6.2A Elect Pliu Mangkornkanok as Director For For Management 6.2B Elect Hon Kit Shing as Director For For Management 6.2C Elect Suthas Ruangmanamongkol as For For Management Director 6.2D Elect Angkarat Priebjrivat as Director For For Management 6.2E Elect Pranee Tinakorn as Director For For Management 6.2F Elect Teerana Bhongmakapat as Director For For Management 6.2G Elect Sathit Aungmanee as Director For For Management 6.2H Elect Charatpong Chotigavanich as For For Management Director 6.2I Elect Kulpatra Sirodom as Director For For Management 6.2J Elect Kanich Punyashthiti as Director For For Management 6.2K Elect Chi-Hao Sun as Director For For Management 6.2L Elect Satoshi Yoshitake as Director For For Management 6.2M Elect Sakchai Peechapat as Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- TITAN COMPANY LIMITED Ticker: 500114 Security ID: Y88425148 Meeting Date: AUG 11, 2020 Meeting Type: Annual Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Noel Naval Tata as Director For For Management 5 Elect Kakarla Usha as Director For For Management 6 Elect Bhaskar Bhat as Director For For Management 7 Elect C. K. Venkataraman as Director For For Management 8 Approve Appointment and Remuneration For Against Management of C. K. Venkataraman as Managing Director 9 Elect Sindhu Gangadharan as Director For For Management 10 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 11 Approve Payment of Commission to For Against Management Non-Executive Directors -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Related Party Transactions 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve the Pricing Basis and For For Management Transaction Price of the Underlying Asset 2.4 Approve Share Type, Par Value and For For Management Listing Location 2.5 Approve Target Subscribers, Method of For For Management Issuing Shares and Subscription Method 2.6 Approve Pricing Method and Price of For For Management Issued Shares 2.7 Approve Issue Size and Payment For For Management Consideration 2.8 Approve Attribution of Profit and Loss For For Management during the Period 2.9 Approve Performance Commitment and For For Management Compensation Arrangements 2.10 Approve Handling of Ownership Transfer For For Management Procedures and Liability for Breach of Contract 2.11 Approve Lock-up Period Arrangement For For Management 2.12 Approve Resolution Validity Period For For Management 3 Approve Report (Revised Draft) and For For Management Summary on Acquisition by Cash and Issuance of Shares as well as Related Party Transactions 4 Approve Transaction Constitutes as For For Management Related-party Transaction 5 Approve This Transaction Does Not For For Management Constitutes as Major Restructure Listing 6 Approve the Notion that the For For Management Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 8 Approve Transaction Complies with For For Management Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies 9 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13 10 Approve the Notion that the Stock For For Management Price Volatility Did Not Reach the Relevant Standards in the Article 5 of Notice Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties 11 Approve Signing of Conditional For For Management Acquisition by Cash and Issuance of Shares Agreement 12 Approve Signing of Conditional For For Management Performance Compensation Agreement 13 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Basis and Fairness of Pricing For For Management for This Transaction 15 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 16 Approve Relevant Audit Reports, Asset For For Management Evaluation Reports and Pro Forma Review Reports 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Authorization of the Board to For For Management Handle All Related Matters 19 Approve Draft and Summary on Employee For For Management Share Purchase Plan 20 Approve Management Method of Employee For For Management Share Purchase Plan 21 Approve Authorization of the Board to For For Management Handle All Matters Related to the Employee Share Purchase Plan -------------------------------------------------------------------------------- TITAN WIND ENERGY (SUZHOU) CO., LTD. Ticker: 002531 Security ID: Y88433100 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Internal Control Evaluation For For Management Report 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Application of Bank Credit For For Management Lines 8 Amend Articles of Association For For Management 9 Approve Provision of Guarantee For For Management 10 Elect Zhu Bin as Director For For Management -------------------------------------------------------------------------------- TMB BANK PUBLIC COMPANY LIMITED Ticker: TMB Security ID: Y57710264 Meeting Date: AUG 17, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Ekniti Nitithanprapas as Director For For Management 4.2 Elect Michal Jan Szczurek as Director For For Management 4.3 Elect Chumpol Rimsakorn as Director For For Management 4.4 Elect Yokporn Tantisawetrat as Director For For Management 4.5 Elect Nattaphon Narkphanit as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Bonus of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Debentures For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- TMB BANK PUBLIC COMPANY LIMITED Ticker: TMB Security ID: Y57710264 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operating Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Philippe G.J.E.O. Damas as For For Management Director 4.2 Elect Praisun Wongsmith as Director For For Management 4.3 Elect Teeranun Srihong as Director For For Management 4.4 Elect Prinya Hom-anek as Director For For Management 4.5 Elect Piti Tantakasem as Director For For Management 5 Approve Remuneration of Directors for For For Management 2021 6 Approve Bonus of Directors for 2020 For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Change in Company Name and For For Management Amend Memorandum of Association to Reflect Change in Company Name 9 Amend Company's Objectives and Amend For For Management Memorandum of Association 10 Approve Issuance and Offering of Newly For For Management Issued Ordinary Shares Under the Stock Retention Program to Executives and Employees 11 Approve Reduction in Registered For For Management Capital and Amend Memorandum of Association to Reflect Reduction in Registered Capital 12 Approve Increase in Registered Capital For For Management and Amend Memorandum of Association to Reflect Increase in Registered Capital 13 Approve Allocation of Newly Issued For For Management Ordinary Shares to Accommodate the Share Allocations Under the 2021 Stock Retention Program and the 2019 Stock Retention Program 14 Acknowledge Progress of the Entire None None Management Business Transfer 15 Other Business For Against Management -------------------------------------------------------------------------------- TMK PAO Ticker: TRMK Security ID: X6561F108 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of RUB 9.67 per Share 2.1 Elect Frank-Detlef Wende as Director None For Management 2.2 Elect Andrei Kaplunov as Director None Against Management 2.3 Elect Andrei Komarov as Director None Against Management 2.4 Elect Sergei Kravchenko as Director None For Management 2.5 Elect Iaroslav Kuzminov as Director None For Management 2.6 Elect Aleksandr Pumpianskii as Director None Against Management 2.7 Elect Dmitrii Pumpianskii as Director None Against Management 2.8 Elect Mikhail Khodorovskii as Director None Against Management 2.9 Elect Natalia Chervonenko as Director None For Management 2.10 Elect Anatolii Chubais as Director None Against Management 2.11 Elect Aleksandr Shiriaev as Director None Against Management 2.12 Elect Aleksandr Shokhin as Director None For Management 3 Ratify Auditor For For Management 4 Approve New Edition of Charter For For Management 5 Approve New Edition of Regulations on For For Management General Meetings 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- TOA PAINT (THAILAND) PUBLIC COMPANY LIMITED Ticker: TOA Security ID: Y88495125 Meeting Date: AUG 07, 2020 Meeting Type: Annual Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results For For Management 3 Approve Financial Statements For For Management 4 Approve Omission of Dividend Payment For For Management and Acknowledge Interim Dividend Payments 5.1 Elect Laor Tangkaravakoon as Director For For Management 5.2 Elect Vonnarat Tangkaravakoon as For Against Management Director 5.3 Elect Veerasak Kositpaisal as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve PricewaterhouseCoopers ABAS For For Management Company Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Acknowledge Change in Objectives of For For Management Utilization of Proceeds Obtained from Initial Public Offering (IPO) 10 Other Business For Against Management -------------------------------------------------------------------------------- TOA PAINT (THAILAND) PUBLIC COMPANY LIMITED Ticker: TOA Security ID: Y88495125 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operational Results For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Prachak Tangkaravakoon as For For Management Director 5.2 Elect Busatree Wanglee as Director For For Management 5.3 Elect Prisana Praharnkhasuk as Director For For Management 6 Approve Remuneration of Directors and For For Management Sub-Committees 7 Approve PricewaterhouseCoopers ABAS For For Management Company Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- TOFAS TURK OTOMOBIL FABRIKASI AS Ticker: TOASO Security ID: M87892101 Meeting Date: MAR 16, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Amend Article 6 Re: Capital Related For Against Management 9 Elect Directors For Against Management 10 Approve Remuneration Policy and For For Management Receive Information on Director Remuneration for 2020 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve to Appoint Auditor For For Management 8.1 Approve Remuneration of For For Management Non-Independent Directors Wu Xueliang, Wu Xuequn, Sheng Yali, Wu Xuedong and Sheng Long 8.2 Approve Remuneration of Independent For For Management Directors Song Changfa, Liu Chengqing, Wu Fei and Huang Yu 9 Approve Remuneration of Supervisors For For Management 10 Approve Use of Idle Own Funds to For For Management Invest in Entrusted Financial Products 11 Approve Application of Bank Credit For For Management Lines 12 Approve Use of Idle Raised Funds to For For Management Invest in Entrusted Financial Products 13 Approve Amendments to Articles of For For Management Association 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Amend the Independent Director System For For Management 17 Amend the Controlled Subsidiaries For For Management Management System 18 Amend External Guarantee Management For For Management System 19 Amend External Investment Management For For Management System 20 Amend the Raised Funds Usage and For For Management Management System -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in the Investment For For Management Amount and Implementation Progress of Raised Funds Investment Project -------------------------------------------------------------------------------- TON YI INDUSTRIAL CORP. Ticker: 9907 Security ID: Y8895R104 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Revision of the Annual Caps For For Management Under the Distribution Framework Agreement and Related Transactions -------------------------------------------------------------------------------- TONG REN TANG TECHNOLOGIES CO. LTD. Ticker: 1666 Security ID: Y8884M108 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Consolidated Financial For For Management Statements 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as For For Management Overseas Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 7 Elect Gu Hai Ou as Director, Authorize For For Management Board to Fix His Remuneration and Enter into Service Contract with Him 8 Elect Wang Yu Wei as Director, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 9 Elect Fang Jia Zhi as Director, For For Management Authorize Board to Fix Her Remuneration and Enter into Service Contract with Her 10 Elect Jin Tao as Director, Authorize For For Management Board to Fix His Remuneration and Enter into Service Contract with Him 11 Elect Ma Guan Yu as Director, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 12 Elect Wu Qian as Director, Authorize For For Management Board to Fix Her Remuneration and Enter into Service Contract with Her 13 Elect Ting Leung Huel, Stephen as For For Management Director, Authorize Board to Fix His Remuneration, and Enter into Service Contract with Him 14 Elect Chan Ching Har, Eliza as For For Management Director, Authorize Board to Fix Her Remuneration and Enter into Service Contract with Her 15 Elect Zhan Yuan Jing as Director, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 16 Elect Su Li as Supervisor, Authorize For For Management Board to Fix Her Remuneration and Enter into Service Contract with Her 17 Elect Wu Yi Gang as Supervisor, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 18 Elect Li Yuan Hong as Supervisor, For For Management Authorize Board to Fix His Remuneration and Enter into Service Contract with Him 19 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 20 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Amend Articles of Association to Reflect New Capital Structure -------------------------------------------------------------------------------- TONG YANG INDUSTRY CO., LTD. Ticker: 1319 Security ID: Y8886R105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Director Yeong-Maw Wu -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Tencent Payment Services For For Management Framework Agreement, Relevant Annual Caps and Related Transactions 2 Authorize Board to Deal with All For For Management Matters in Relation to the Tencent Payment Services Framework Agreement 3 Approve Trip.com Travelling Resources For For Management Provision Framework Agreement, Relevant Annual Caps and Related Transactions 4 Authorize Board to Deal with All For For Management Matters in Relation to the Trip.com Travelling Resources Provision Framework Agreement -------------------------------------------------------------------------------- TONGCHENG-ELONG HOLDINGS LIMITED Ticker: 780 Security ID: G8918W106 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Jiang Hao as Director For For Management 2a2 Elect Dai Xiaojing as Director For For Management 2a3 Elect Han Yuling as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TONGDA GROUP HOLDINGS LIMITED Ticker: 698 Security ID: G8917X121 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Wang Hung Man as Director For For Management 2b Elect Hui Wai Man as Director For For Management 2c Elect Cheung Wah Fung, Christopher as For For Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TONGDAO LIEPIN GROUP Ticker: 6100 Security ID: G8919T102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Shao Yibo as Director For For Management 2b Elect Zuo Lingye as Director For For Management 2c Elect Ding Gordon Yi as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TONGDING INTERCONNECTION INFORMATION CO., LTD. Ticker: 002491 Security ID: Y444BB106 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shen Xiaoping as Non-Independent For For Management Director 1.2 Elect Qian Huifang as Non-Independent For For Management Director 1.3 Elect Wang Jiaxin as Non-Independent For For Management Director 1.4 Elect He Zhongliang as Non-Independent For For Management Director 1.5 Elect Chen Fei as Non-Independent For For Management Director 1.6 Elect Wang Bo as Non-Independent For For Management Director 2.1 Elect Lin Jintong as Independent For For Management Director 2.2 Elect Wang Zebin as Independent For For Management Director 2.3 Elect Wu Shimin as Independent Director For For Management 3.1 Elect Cui Fei as Supervisor For For Management 3.2 Elect Gao Zhirong as Supervisor For For Management -------------------------------------------------------------------------------- TONGDING INTERCONNECTION INFORMATION CO., LTD. Ticker: 002491 Security ID: Y444BB106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Application of Financing from For For Management Financial Institutions and Relevant Authorization 9 Approve to Appoint Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Elect Liu Dongyang as Non-Independent For For Management Director -------------------------------------------------------------------------------- TONGFU MICROELECTRONICS CO., LTD. Ticker: 002156 Security ID: Y6199W100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Employee Share Purchase Plan For For Management 4 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 5.1 Elect Shi Mingda as Non-independent For For Management Director 5.2 Elect Shi Lei as Non-independent For For Management Director 5.3 Elect Xia Xin as Non-independent For For Management Director 5.4 Elect Fan Xiaoning as Non-independent For For Management Director 5.5 Elect Zhang Haodai as Non-independent For For Management Director 6.1 Elect Chen Xuebin as Independent For For Management Director 6.2 Elect Liu Zhigeng as Independent For For Management Director 6.3 Elect Yuan Xueli as Independent For For Management Director 7.1 Elect Lyu Yumei as Supervisor For For Management 7.2 Elect Zhang Dong as Supervisor For For Management -------------------------------------------------------------------------------- TONGFU MICROELECTRONICS CO., LTD. Ticker: 002156 Security ID: Y6199W100 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Business Objectives and For For Management Business Plan 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve to Appoint Auditor For For Management 9 Approve Signing of Credit Line For Against Management Agreement and Provision of Guarantee 10 Elect Zhang Li as Supervisor For For Shareholder -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Wang Wei as Non-Independent For For Shareholder Director 3.2 Elect Ju Anshen as Non-Independent For For Shareholder Director 4.1 Elect Bi Yan as Independent Director For For Management 5.1 Elect Wang Junye as Supervisor For For Shareholder -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: OCT 30, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of the Production base of Insulin Bulk Medicine and Injection 2 Approve Investment in the Construction For For Management of Injection Production Base Project 3 Approve Change in Usage of Raised For For Management Funds Project 4 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters 7 Approve Employee Share Purchase Plan For For Management 8 Approve Management Method of Employee For For Management Share Purchase Plan 9 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- TONGHUA DONGBAO PHARMACEUTICAL CO., LTD. Ticker: 600867 Security ID: Y8864T107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor 7 Approve Daily Related Party For For Management Transactions 8 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Project Investment For For Management Agreement 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Listing Exchange For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Share Subscription Agreement For For Management 6 Approve Whitewash Waiver and Related For For Management Transactions 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TONGKUN GROUP CO., LTD. Ticker: 601233 Security ID: Y8851U109 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Financial Auditor For For Management 10 Approve Guarantee Provision Between For For Management Company and Subsidiary 11 Approve to Authorized Company and For Against Management Subsidiary for the Financing Application 12.1 Approve Related Party Transaction with For For Management Controlling Shareholders and Its Subsidiaries 12.2 Approve Related Party Transaction with For For Management Zhejiang Petroleum & Chemical Co., Ltd. 12.3 Approve Related Party Transaction with For For Management Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co. , Ltd. 12.4 Approve Transaction with Related For For Management Parties 13.1 Approve Estimated Related Party For For Management Transaction with Controlling Shareholders and Its Subsidiaries 13.2 Approve Estimated Related Party For For Management Transaction with Zhejiang Petroleum & Chemical Co., Ltd. 13.3 Approve Estimated Related Party For For Management Transaction with Zhejiang Hengchuang Advanced Functional Fiber Innovation Center Co., Ltd. 13.4 Approve Transaction with Other Related For For Management Parties -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 3.1 Approve Listing Exchange For For Management 3.2 Approve Type For For Management 3.3 Approve Par Value For For Management 3.4 Approve Target Subscribers For For Management 3.5 Approve Listing Time For For Management 3.6 Approve Issue Manner For For Management 3.7 Approve Issue Size For For Management 3.8 Approve Manner of Pricing For For Management 3.9 Approve Implementation of Strategic For For Management Placement at the Time of Issuance 3.10 Approve Use of Proceeds For For Management 3.11 Approve Underwriting Manner For For Management 4 Approve Spin-off of Subsidiary on For For Management ChiNext 5 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 6 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 7 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 8 Approve Corresponding Standard For For Management Operation Ability 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Budget For For Management Implementation and Financial Budget Arrangements 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Comprehensive For For Management Bank Credit Lines 7 Approve Foreign Exchange Trading For For Management Business 8 Approve Appointment of Auditor For For Management 9 Approve Estimated Related Party For For Management Transaction 10 Approve Shareholder Return Plan For For Management 11 Approve Signing of Financial Services For For Management Agreement and Continued Related Party Transactions 12 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- TONGLING NONFERROUS METALS GROUP CO., LTD. Ticker: 000630 Security ID: Y8883H118 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment and Related For For Management Transaction -------------------------------------------------------------------------------- TONGTAI MACHINE & TOOL CO., LTD. Ticker: 4526 Security ID: Y8884R107 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of Chengdu Tongwei For For Management Industrial Co., Ltd. -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TONGWEI CO., LTD. Ticker: 600438 Security ID: Y8884V108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Provision of Guarantee For Against Management 10 Approve Provision of Guarantee for For For Management Corporate Customers 11 Approve Bill Pool Business For Against Management 12 Approve Shareholder Dividend Return For For Management Plan 13 Approve to Adjust the Total Investment For For Management Scale of Investment Projects with Partial Raised Funds 14 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 15.1 Approve Issue Type For For Management 15.2 Approve Issue Scale For For Management 15.3 Approve Par Value and Issue Price For For Management 15.4 Approve Bond Maturity For For Management 15.5 Approve Bond Interest Rate For For Management 15.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 15.7 Approve Conversion Period For For Management 15.8 Approve Determination and Adjustment For For Management of Conversion Price 15.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 15.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 15.11 Approve Terms of Redemption For For Management 15.12 Approve Terms of Sell-Back For For Management 15.13 Approve Dividend Distribution Post For For Management Conversion 15.14 Approve Issue Manner and Target For For Management Subscribers 15.15 Approve Placing Arrangement for For For Management Shareholders 15.16 Approve Bondholders and Bondholder For For Management Meetings 15.17 Approve Use of Proceeds For For Management 15.18 Approve Depository of Raised Funds For For Management 15.19 Approve Guarantee Matters For For Management 15.20 Approve Resolution Validity Period For For Management 16 Approve Plan for Issuance of For For Management Convertible Bonds 17 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 18 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 19 Approve Meeting Rules for A Share For For Management Convertible Corporate Bondholders 20 Approve Authorization of Board to For For Management Handle All Related Matters 21 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters of the Stock Option Scheme 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For Did Not Vote Management and Its Summary 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters of the Stock Option Scheme 4 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use Remaining Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For Did Not Vote Management Investment Project and Use Remaining Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Private Placement of For For Management New Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Return Plan For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Forward Foreign Exchange For For Management Settlement and Sale Business and Foreign Exchange Swap Business 9 Approve Application of Bank Credit For For Management Lines 10 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- TONGYU COMMUNICATION, INC. Ticker: 002792 Security ID: Y88727105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 8 Approve Forward Foreign Exchange For Did Not Vote Management Settlement and Sale Business and Foreign Exchange Swap Business 9 Approve Application of Bank Credit For Did Not Vote Management Lines 10 Approve Use of Idle Own Funds for Cash For Did Not Vote Management Management -------------------------------------------------------------------------------- TONGYU HEAVY INDUSTRY CO., LTD. Ticker: 300185 Security ID: Y8871Z104 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ou Huisheng as Non-Independent For For Shareholder Director 1.2 Elect Si Xingkui as Non-Independent For For Shareholder Director 1.3 Elect Si Yong as Non-Independent For For Shareholder Director 1.4 Elect Zhou Juan as Non-Independent For For Shareholder Director 1.5 Elect Huang Wenfeng as Non-Independent For For Shareholder Director 1.6 Elect Li Chunmei as Non-Independent For For Shareholder Director 2.1 Elect Guo Guoqing as Independent For For Shareholder Director 2.2 Elect Zhao Xibu as Independent Director For For Shareholder 2.3 Elect Tang Jiong as Independent For For Shareholder Director 3.1 Elect Zhen Honglun as Supervisor For For Shareholder 3.2 Elect Li Jing as Supervisor For For Shareholder 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Management System of Raised Funds For For Management 8 Amend Related Party Transaction For For Management Management System 9 Approve Termination of the Previous For For Management Private Placement of Shares 10 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 11 Approve Issuance of Shares to Specific For For Management Targets 11.1 Approve Share Type and Par Value For For Management 11.2 Approve Issue Manner and Issue Time For For Management 11.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 11.4 Approve Target Subscribers and For For Management Subscription Method 11.5 Approve Issue Size For For Management 11.6 Approve Lock-up Period For For Management 11.7 Approve Use of Proceeds For For Management 11.8 Approve Listing Exchange For For Management 11.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 11.10 Approve Resolution Validity Period For For Management 12 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 13 Approve Plan for Issuance of Shares to For For Management Specific Targets 14 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Related Party Transaction in For For Management Connection to Issuance of Shares to Specific Targets 18 Approve Signing of Conditional Share For For Management Subscription Agreement 19 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TONGYU HEAVY INDUSTRY CO., LTD. Ticker: 300185 Security ID: Y8871Z104 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2 Approve Credit Sales Business For For Management 3 Approve Financing Application and For Against Management Guarantee 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- TONGYU HEAVY INDUSTRY CO., LTD. Ticker: 300185 Security ID: Y8871Z104 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Financing and External Guarantee For For Management Management Regulations 6 Amend Working System for Independent For For Management Directors 7 Amend Related-Party Transaction For For Management Management System 8 Amend Management System of Raised Funds For For Management 9 Approve Reformulation of Management For For Management System for Investment Decision-making 10 Approve Formulation of Performance For For Management Assessment and Remuneration Incentive Management System of Directors, Supervisors and Senior Management Members 11 Approve Formulation of Management For For Management System for Development Quality Incentive Funds 12 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- TONGYU HEAVY INDUSTRY CO., LTD. Ticker: 300185 Security ID: Y8871Z104 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Withdrawal of the Development For For Management Quality Award Fund 7 Approve Remuneration of Directors For For Management 8 Approve Financing Application from For Against Management Financial Institutions and Authorization on Guarantee Provision 9 Approve Business Cooperation Framework For For Management Agreement and Related Party Transactions 10 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TOP ENERGY CO., LTD. SHANXI Ticker: 600780 Security ID: Y88961100 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Daily Related For For Management Party Transaction 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TOP ENERGY CO., LTD. SHANXI Ticker: 600780 Security ID: Y88961100 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xuan Hongbin as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TOP ENERGY CO., LTD. SHANXI Ticker: 600780 Security ID: Y88961100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Duty Performance Report of the For For Management Independent Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Business Proposal Plan For For Management 8 Approve Daily Related-Party For For Management Transactions -------------------------------------------------------------------------------- TOP GLOVE CORPORATION BHD Ticker: 7113 Security ID: Y88965101 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Issue For For Management -------------------------------------------------------------------------------- TOP GLOVE CORPORATION BHD Ticker: 7113 Security ID: Y88965101 Meeting Date: JAN 06, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Han Boon as Director For Against Management 2 Elect Rainer Althoff as Director For Against Management 3 Elect Noripah Kamso as Director For Against Management 4 Elect Norma Mansor as Director For Against Management 5 Elect Sharmila Sekarajasekaran as For For Management Director 6 Elect Lim Andy as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 9 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Lim Han Boon to Continue For Against Management Office as Independent Non-Executive Director 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wen Leiyun as Non-Independent For For Management Director -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets and Equity For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Fangmin as Non-independent For For Management Director 2 Amend Special Storage and Use For Against Management Management System for Raised Funds 3 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplemental For For Management Agreement on Transfer of Assets and Subsidiary Equity Matters -------------------------------------------------------------------------------- TOP RESOURCE CONSERVATION & ENVIRONMENT CORP. Ticker: 300332 Security ID: Y88984102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: Y0772A106 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Dental Business For For Management -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: Y0772A106 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan on Partial Change in For For Management Prevention and Resolving Potential Horizontal Competition 2 Approve Provision of Financial Support For For Management for the Construction of Headquarters Building -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: Y0772A106 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplementary Proposal to the For For Management Horizontal Competition Preventive Plan 2 Approve the Use of Leased Property of For For Management Wholly-Owned Subsidiary for Hangzhou Cunji Zijinggang Hospital Project 3 Approve Remuneration of Independent For For Management Directors 4.1 Elect Lyu Jianming as Director For For Shareholder 4.2 Elect Wang Yi as Director For For Shareholder 4.3 Elect Chen Danpeng as Director For For Shareholder 4.4 Elect Fu Ming as Director For For Shareholder 5.1 Elect Cao Maoxi as Director For For Management 5.2 Elect Wang Shouyang as Director For For Management 5.3 Elect Zhang Yinan as Director For For Management 6.1 Elect Zhang Xiaolu as Supervisor For For Management 6.2 Elect Zhao Min as Supervisor For For Shareholder -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: Y0772A106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- TOPCO SCIENTIFIC CO., LTD. Ticker: 5434 Security ID: Y8896T109 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- TOPKEY CORP. Ticker: 4536 Security ID: Y8912M104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect She Jiangxuan as Independent For For Management Director -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Credit Line and Provision of For For Management Guarantee 8 Approve Report of the Board of For For Management Supervisors 9 Approve Remuneration of Supervisors For For Management 10 Approve Repurchase and Cancellation of For For Management Stock Option and Performance Shares -------------------------------------------------------------------------------- TOPSEC TECHNOLOGIES GROUP, INC. Ticker: 002212 Security ID: Y2931A100 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TOPSPORTS INTERNATIONAL HOLDINGS LIMITED Ticker: 6110 Security ID: G8924B104 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4a1 Elect Yu Wu as Director For For Management 4a2 Elect Sheng Baijiao as Director For For Management 4a3 Elect Sheng Fang as Director For For Management 4a4 Elect Chow Kyan Mervyn as Director For For Management 4a5 Elect Yung Josephine Yuen Ching as For For Management Director 4a6 Elect Hu Xiaoling as Director For For Management 4a7 Elect Lam Yiu Kin as Director For For Management 4a8 Elect Hua Bin as Director For For Management 4a9 Elect Huang Victor as Director For For Management 4b Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TOREAD HOLDINGS GROUP CO. LTD. Ticker: 300005 Security ID: Y0775L109 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Credit For For Management Impairment and Asset Impairment 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Working System for Independent For For Management Directors 6 Amend Related Party Transaction For For Management Decision-making System 7 Amend Rules and Procedures Regarding For For Management Investment Decision-making 8 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- TOREAD HOLDINGS GROUP CO. LTD. Ticker: 300005 Security ID: Y0775L109 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Li Ming as Non-Independent For For Shareholder Director 3.2 Elect Gao Wei as Non-Independent For For Shareholder Director 3.3 Elect He Huajie as Non-Independent For For Shareholder Director 3.4 Elect Dong Jiapeng as Non-Independent For For Shareholder Director 4.1 Elect Gao Zicheng as Independent For For Shareholder Director 4.2 Elect Li Donghong as Independent For For Shareholder Director 4.3 Elect Wang Yue as Independent Director For For Shareholder 5.1 Elect Li Kai as Supervisor For For Shareholder 5.2 Elect Mao Yalin as Supervisor For For Shareholder -------------------------------------------------------------------------------- TOREAD HOLDINGS GROUP CO. LTD. Ticker: 300005 Security ID: Y0775L109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Adjustment of Allowance of For For Management Directors 6 Approve Adjustment of Allowance of For For Management Supervisor 7 Approve Management Method of For For Management Remuneration of Chairman of the Board and Senior Management 8 Approve Provision for Asset Impairment For For Management 9 Approve Financial Statements For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TORRENT PHARMACEUTICALS LIMITED Ticker: 500420 Security ID: Y8896L148 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend (Including For For Management Special Dividend) 3 Reelect Chaitanya Dutt as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Payment of Commission to For For Management Sudhir Mehta as Chairman Emeritus -------------------------------------------------------------------------------- TORRENT POWER LIMITED Ticker: 532779 Security ID: Y8903W103 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Samir Mehta as Director For For Management 4 Elect Sunaina Tomar as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Payment of Remuneration to For For Management Sudhir Mehta as Non-Executive Directors and Chairman Emeritus 7 Authorize Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- TORRENT POWER LIMITED Ticker: 532779 Security ID: Y8903W103 Meeting Date: SEP 15, 2020 Meeting Type: Court Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- TORUNLAR GAYRIMENKUL YATIRIM ORTAKLIGI AS Ticker: TRGYO Security ID: M8820E106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Board For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 12 Receive Information on Related Party None None Management Transactions 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire Linx S.A. For For Management (Linx) by Katrina Participacoes S.A. (Katrina) and Absorption of Katrina Participacoes S.A. (Katrina) by the Company 2 Ratify Ernst & Young Auditores For For Management Independentes S.S. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Acquisition of Linx S.A. For For Management (Linx) by Katrina Participacoes S.A. (Katrina) and Absorption of Katrina Participacoes S.A. (Katrina) by the Company 5 Approve Issuance of Shares in For For Management Connection with the Proposed Transaction and Amend Article 5 Accordingly 6 Approve Investment in Katrina For For Management Participacoes S.A. (Katrina) to Pay the Redemption Amount by Subscription of New Shares 7 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 10 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TOTVS SA Ticker: TOTS3 Security ID: P92184103 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Long-Term Incentive Plan For For Management 2 Authorize Capitalization of Reserves For For Management Without Issuance of Shares 3 Amend Article 5 to Reflect Changes in For For Management Capital 4 Approve Increase in Authorized Capital For For Management and Amend Article 6 Accordingly 5 Amend Article 16 Re: Fix Maximum For For Management Number of Board Members to Seven 6 Amend Article 19: Amendment of Point For For Management "XV", "XVI" and "XXI" 7 Amend Article 22 Re: Adding Point "IV" For For Management and "V" 8 Amend Article 23 For For Management 9 Amend Article 26 For For Management 10 Amend Article 37 For For Management 11 Add Article 55 Re: Indemnity Provision For Against Management 12 Approve Renumbering of Articles For For Management 13 Consolidate Bylaws For For Management 14 Approve Agreement to Absorb Neolog For For Management Consultoria de Sistemas SA 15 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda as the Independent Firm to Appraise Proposed Transaction 16 Approve Independent Firm's Appraisal For For Management 17 Approve Absorption of Neolog For For Management Consultoria de Sistemas SA 18 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 19 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- TOUNG LOONG TEXTILE MFG. CO., LTD. Ticker: 4401 Security ID: Y8905L105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target Parties For For Management 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Usage of Raised Funds For For Management 2.19 Approve Raised Funds Deposit Account For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Convertible Bond Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Principles of Bondholders For For Management Meeting 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Change in Registered Capital For For Management 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Working System for Independent For For Management Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 17 Amend Rules for Online Voting of the For For Management Shareholders General Meeting 18 Amend Daily Production and Operation For For Management Decision-making Management System 19 Amend Related-Party Transaction For For Management Management System 20 Amend Management System for Providing For For Management External Guarantees 21 Amend Management System for Providing For For Management External Investments 22 Amend Management System of Raised Funds For For Management 23 Amend Information Disclosure For For Management Management System 24 Amend Investor Relations Management For For Management System -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Scale For For Management 2.2 Approve Use of Proceeds For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds (Revised Draft) 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds (Revised Draft) 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds (Revised Draft) 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) 7 Elect Fang Yifu as Non-Independent For For Management Director -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TOYOU FEIJI ELECTRONICS CO., LTD. Ticker: 300302 Security ID: Y8316F101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- TPI POLENE POWER PUBLIC COMPANY LIMITED Ticker: TPIPP Security ID: Y8898K122 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Report None None Management 3 Acknowledge Audit Committee Report on None None Management the 2019 Operating Results 4 Approve Financial Statements For For Management 5 Approve Allocation of Legal Reserve For For Management and Acknowledge Interim Dividend Payment 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Thiraphong Vikiset as Director For Against Management 7.2 Elect Khantachai Vichakkhana as For Against Management Director 7.3 Elect Pakkapol Leopairut as Director For Against Management 7.4 Elect Malinee Leopairut as Director For Against Management 7.5 Elect Pattrapan Leopairut as Director For Against Management 8 Acknowledge Remuneration of Directors None None Management 9 Approve Issuance of Offering of For Did Not Vote Management Debentures 10 Other Business For Against Management -------------------------------------------------------------------------------- TPI POLENE POWER PUBLIC COMPANY LIMITED Ticker: TPIPP Security ID: Y8898K122 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Report None None Management 3 Acknowledge Audit Committee Report on None None Management the 2019 Operating Results 4 Approve Financial Statements For For Management 5 Approve Allocation of Legal Reserve For For Management and Acknowledge Interim Dividend Payment 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Thiraphong Vikiset as Director For For Management 7.2 Elect Khantachai Vichakkhana as For For Management Director 7.3 Elect Pakkapol Leopairut as Director For Against Management 7.4 Elect Malinee Leopairut as Director For For Management 7.5 Elect Pattrapan Leopairut as Director For Against Management 8 Acknowledge Remuneration of Directors None None Management 9 Approve Issuance of Offering of For For Management Debentures 10 Other Business For Against Management -------------------------------------------------------------------------------- TPI POLENE POWER PUBLIC COMPANY LIMITED Ticker: TPIPP Security ID: Y8898K122 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Report None None Management 3 Acknowledge Audit Committee Report on None None Management the 2020 Operating Results 4 Approve Financial Statements For For Management 5 Approve Allocation of Legal Reserve For For Management and Dividend Payment 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Prachai Leophairatana as Director For For Management 7.2 Elect Pramuan Leophairatana as Director For For Management 7.3 Elect Prayad Liewphairatana as Director For Against Management 7.4 Elect Nitawan Leophairatana as Director For Against Management 7.5 Elect Porakrit Leophairatana as For Against Management Director 8 Acknowledge Remuneration of Directors None None Management 9 Other Business For Against Management -------------------------------------------------------------------------------- TPI POLENE PUBLIC CO. LTD. Ticker: TPIPL Security ID: Y88989119 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge 2019 Operating Results None None Management 3 Acknowledge Audit Committee's Report None None Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Legal Reserve For For Management and Acknowledge Interim Dividend Payment 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7.1 Elect Khantachai Vichakkhana as For For Management Director 7.2 Elect Orapin Leophairatana as Director For Against Management 7.3 Elect Prayad Liewphairatana as Director For Against Management 7.4 Elect Tayuth Sriyuksiri as Director For Against Management 7.5 Elect Manas Sooksmarn as Director For For Management 8 Acknowledge Remuneration of Directors None None Management 9 Approve Issuance and Offering of For For Management Debentures 10 Other Business For Against Management -------------------------------------------------------------------------------- TPI POLENE PUBLIC CO. LTD. Ticker: TPIPL Security ID: Y8939N101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Report None None Management 3 Acknowledge Audit Committee's Report None None Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Legal Reserve For For Management and Dividend Payment 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 7.1 Elect Pramuan Leophairatana as Director For Against Management 7.2 Elect Malinee Leophairatana as Director For For Management 7.3 Elect Pornpol Suwanamas as Director For For Management 7.4 Elect Tavich Taychanavakul as Director For For Management 7.5 Elect Pises Iamsakulrat as Director For For Management 8 Acknowledge Remuneration of Directors None None Management 9 Other Business For Against Management -------------------------------------------------------------------------------- TPK HOLDING CO., LTD. Ticker: 3673 Security ID: G89843109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TQM CORP. PCL Ticker: TQM Security ID: Y8939P122 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Elect Thana Thienachariya as Director For For Management 3 Amend Articles of Association For For Management 4 Approve Delegation of Authority For For Management 5 Approve Remuneration of Directors For For Management 6 Acknowledge the Investment by For Against Management Acquiring TO 2020 Company Limited's Shares 7 Other Business For Against Management -------------------------------------------------------------------------------- TQM CORP. PCL Ticker: TQM Security ID: Y8939P122 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements and For For Management Acknowledge Statutory Reports 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Unchalin Punnipa as Director For For Management 5.2 Elect Marut Simasathien as Director For For Management 5.3 Elect Ampon Oniam as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- TRAKYA CAM SANAYII AS Ticker: TRKCM Security ID: M8811Q100 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Receive Information on Merger None None Management Agreement to be Discussed Under Item 4 4 Approve Merger Agreement For For Management 5 Approve Liquidation For For Management 6 Wishes None None Management -------------------------------------------------------------------------------- TRANSACTION CAPITAL LTD. Ticker: TCP Security ID: S87138103 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Specific Issue of Shares to For For Management RBH SPV 2 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- TRANSACTION CAPITAL LTD. Ticker: TCP Security ID: S87138103 Meeting Date: MAR 05, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Christopher Seabrooke as For For Management Director 2 Re-elect Buhle Hanise as Director For For Management 3 Re-elect Diane Radley as Director For For Management 4 Re-elect Michael Mendelowitz as For For Management Director 5 Elect Sharon Wapnick as Director For For Management 6 Elect Ian Kirk as Director For For Management 7 Elect Suresh Kana as Director For For Management 8 Re-elect Diane Radley as Member of the For For Management Audit, Risk and Compliance Committee 9 Re-elect Buhle Hanise as Member of the For For Management Audit, Risk and Compliance Committee 10 Elect Ian Kirk as Member of the Audit, For For Management Risk and Compliance Committee 11 Elect Suresh Kana as Member of the For For Management Audit, Risk and Compliance Committee 12 Reappoint Deloitte & Touche as For For Management Auditors and Appoint Stephen Munro as the Designated Auditor 13 Approve Remuneration Policy For For Management 14 Approve Remuneration Implementation For Against Management Report 15 Place Authorised but Unissued Shares For For Management under Control of Directors 16 Authorise Ratification of Approved For For Management Resolutions 1 Adopt New Memorandum of Incorporation For For Management 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital 6 Authorise Board to Issue Shares for For For Management Cash -------------------------------------------------------------------------------- TRANSCEND INFORMATION, INC. Ticker: 2451 Security ID: Y8968F102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect SHU, CHUNG-WON, with Shareholder For For Management No. 1, as Non-independent Director 5.2 Elect SHU, CHUNG-CHENG, with For Against Management Shareholder No. 2, as Non-independent Director 5.3 Elect CHUI, LI-CHU, with Shareholder For Against Management No. E220696XXX, as Non-independent Director 5.4 Elect HSU, CHIA-HSIAN, with For Against Management Shareholder No. 3, as Non-independent Director 5.5 Elect CHEN, PO-SHOU, with Shareholder For Against Management No. E122097XXX, as Non-independent Director 5.6 Elect WU, KUAN-DE, with Shareholder No. For Against Management A127988XXX, as Non-independent Director 5.7 Elect WANG, YI-HSIN, with Shareholder For Against Management No. A220468XXX, as Independent Director 5.8 Elect CHEN, YI-LIANG, with Shareholder For Against Management No. E100213XXX, as Independent Director 5.9 Elect CHEN, LO-MIN, with Shareholder For Against Management No. A123489XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TRANSFAR ZHILIAN CO., LTD. Ticker: 002010 Security ID: Y98924106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve Daily Related-party For For Management Transactions 8 Approve Application of Credit Lines For For Management 9 Approve Provision of Guarantee For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Signing of Financial Service For For Management Agreement and Related Party Transaction 12 Approve Shareholder Return Plan For For Management 13 Approve Repurchase and Cancellation of For For Management Performance Shares 14 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 15 Approve Adjustment of Remuneration of For For Management Independent Directors 16 Approve Issuance of Medium-term Notes For For Management 17 Approve Adjustment of Performance For For Shareholder Commitments and Signing of Supplementary Agreement -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 12, 19 and 20 and For For Management Consolidate Bylaws 2 Amend Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Bernardo Vargas Gibsone as For Against Management Director 4.2 Elect Celso Maia de Barros as For For Management Independent Director 4.3 Elect Cesar Augusto Ramirez Rojas as For Against Management Director 4.4 Elect Fernando Augusto Rojas Pinto as For Against Management Director 4.5 Elect Fernando Bunker Gentil as For Against Management Director 4.6 Elect Hermes Jorge Chipp as For For Management Independent Director 4.7 Elect Reynaldo Passanezi Filho as For For Management Director 4.8 Elect Jose Joao Abdalla Filho as For Against Management Director 4.9 Elect Reinaldo Le Grazie as Director For Against Management 4.10 Elect Jose Reinaldo Magalhaes as For Against Management Director 4.11 Elect Daniel Faria Costa as Director For Against Management 4.12 Elect Francois Moreau as Independent For For Management Director 4.13 Elect Luis Augusto Barcelos Barbosa as For For Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Vargas Gibsone as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Maia de Barros as Independent Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Augusto Ramirez Rojas as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Augusto Rojas Pinto as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Bunker Gentil as Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Hermes Jorge Chipp as Independent Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Reynaldo Passanezi Filho as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Joao Abdalla Filho as Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Reinaldo Le Grazie as Director 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Reinaldo Magalhaes as Director 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Faria Costa as Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Francois Moreau as Independent Director 6.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Augusto Barcelos Barbosa as Independent Director 7 Fix Number of Fiscal Council Members For For Management at Minimum Three and Maximum Five Members 8.1 Elect Manuel Domingues de Jesus e For Abstain Management Pinho as Fiscal Council Member and Joao Henrique de Souza Brum as Alternate 8.2 Elect Custodio Antonio de Mattos as For Abstain Management Fiscal Council Member and Eduardo Jose de Souza as Alternate 8.3 Elect Julia Figueiredo Goytacaz For Abstain Management SantAnna as Fiscal Council Member and Luiz Felipe da Silva Veloso as Alternate 9 Elect Luis Antonio Esteves Noel as None Abstain Shareholder Fiscal Council Member and Joao Vicente Silva Machado as Alternate Appointed by Minority Shareholder 10 Elect Marcello Joaquim Pacheco as None For Shareholder Fiscal Council Member and Alberto Jorge Oliveira da Costa as Alternate Appointed by Minority Shareholder 11 Elect Luciano Luiz Barsi as Fiscal None Abstain Shareholder Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder 12 Elect Murici dos Santos as Fiscal None For Shareholder Council Member and Renato Venicius da Silva as Alternate Appointed by Preferred Shareholder 13 Approve Remuneration of Company's For For Management Management 14 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Directors to Carry Out the Eastern Airlines Transaction, Proposed Annual Caps and Related Transactions -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Lichao as Supervisor For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TRAVELSKY TECHNOLOGY LIMITED Ticker: 696 Security ID: Y8972V101 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Allocation of Profit and For For Management Distribution of Final Dividend 5 Approve BDO China Shu Lun Pan For For Management (Certified Public Accountants LLP) as Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TRIANGLE TYRE CO., LTD. Ticker: 601163 Security ID: Y89772100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For For Management Transaction with Triangle Group Co., Ltd. 8 Approve Daily Related Party For For Management Transaction with Zhongguo Zhongqi 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Supervisors For Against Management 11 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 12 Approve Comprehensive Credit Line and For Against Management Daily Loans -------------------------------------------------------------------------------- TRINA SOLAR CO., LTD. Ticker: 688599 Security ID: Y897BJ108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Performance Report of the For Did Not Vote Management Company's Independent Directors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Managers 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Allocation of Income and For Did Not Vote Management Dividends 8 Approve Appointment of Auditor For Did Not Vote Management 9 Approve Related Party Transactions For Did Not Vote Management 10 Approve Bank Credit Line, Financing For Did Not Vote Management and External Guarantees -------------------------------------------------------------------------------- TRIP.COM GROUP LTD. Ticker: TCOM Security ID: 89677Q107 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company's Authorized For For Management Share Capital by One-to-Eight Subdivision of Shares -------------------------------------------------------------------------------- TRIPOD TECHNOLOGY CORP. Ticker: 3044 Security ID: Y8974X105 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of For For Management Association 5.1 Elect Jing-Chun Wang, with Shareholder For For Management NO.1, as Non-Independent Director 5.2 Elect Jing-Xiu Hu, with Shareholder NO. For For Management 167, as Non-Independent Director 5.3 Elect Chao-Kuei Hsu, with Shareholder For For Management NO.6, as Non-Independent Director 5.4 Elect Zheng-Ting Wang, Representative For For Management of Yun Jie Investment Ltd, with Shareholder NO.44224, as Non-Independent Director 5.5 Elect Zheng-Ming Wang, Representative For For Management of Yun An Investment Ltd, with Shareholder NO.44225, as Non-Independent Director 5.6 Elect Chao-Wei Hu, Representative of For For Management Chao Sheng Investment Co., Ltd, with Shareholder NO.24186, as Non-Independent Director 5.7 Elect Yong-Cheng Wu, with Shareholder For For Management NO.J120325XXX, as Independent Director 5.8 Elect Xing-Zheng Dai, with Shareholder For For Management NO.H101424XXX, as Independent Director 5.9 Elect Wei-Bin Tang, with Shareholder For For Management NO.S221305XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TRIUMPH SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600552 Security ID: Y8978R104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect An Guangshi as Independent For For Management Director 1.2 Elect Zhang Lin as Independent Director For For Management -------------------------------------------------------------------------------- TRIUMPH SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600552 Security ID: Y8978R104 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Write-off Bad Debts For For Management 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- TRIUMPH SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600552 Security ID: Y8978R104 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Jing as Independent Director For For Management 2 Approve Continuing Related Party For For Management Transaction -------------------------------------------------------------------------------- TRIUMPH SCIENCE & TECHNOLOGY CO., LTD. Ticker: 600552 Security ID: Y8978R104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve to Appoint Auditor For For Management 8 Elect Sheng Mingquan as Independent For For Management Director -------------------------------------------------------------------------------- TRUE CORP. PUBLIC CO., LTD. Ticker: TRUE Security ID: Y3187S225 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Business Operation Result None None Management 2 Approve Finance Statement For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Suphachai Chearavanont as For For Management Director 4.2 Elect Kosol Petchsuwan as Director For For Management 4.3 Elect Joti Bhokavanij as Director For For Management 4.4 Elect Rawat Chamchalerm as Director For For Management 4.5 Elect Preeprame Seriwongse as Director For For Management 4.6 Elect Warapatr Todhanakasem as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures -------------------------------------------------------------------------------- TRUKING TECHNOLOGY LTD. Ticker: 300358 Security ID: Y8977B100 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital, For For Management Additional Business Scope and Amendments to Articles of Association 2 Elect Fu Guowei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- TRUKING TECHNOLOGY LTD. Ticker: 300358 Security ID: Y8977B100 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2 Amend Management Method for the Usage For Did Not Vote Management of Raised Funds 3.1 Approve Bond Coupon Rate and Payment For Did Not Vote Management Manner 3.2 Approve Terms of Redemption at Maturity For Did Not Vote Management -------------------------------------------------------------------------------- TRUKING TECHNOLOGY LTD. Ticker: 300358 Security ID: Y8977B100 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Extension of Raised Funds For For Management Investment Project 10 Approve Provision for Asset Impairment For For Management 11.1 Approve Amendments to Articles of For For Management Association 11.2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11.3 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11.4 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD. Ticker: TRU Security ID: S8793H130 Meeting Date: NOV 05, 2020 Meeting Type: Annual Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 28 June 2020 2.1 Re-elect Hilton Saven as Director For For Management 2.2 Re-elect David Pfaff as Director For For Management 2.3 Re-elect Hans Hawinkels as Director For For Management 2.4 Re-elect Maya Makanjee as Director For For Management 2.5 Elect Tshidi Mokgabudi as Director For For Management 3 Authorise Board to Issue Shares for For For Management Cash 4 Authorise Repurchase of Issued Share For For Management Capital 5 Reappoint Ernst & Young Inc as For For Management Auditors of the Company With Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration 6.1 Approve Fees of the Non-executive For For Management Chairman 6.2 Approve Fees of the Non-executive For For Management Directors 6.3 Approve Fees of the Audit Committee For For Management Chairman 6.4 Approve Fees of the Audit Committee For For Management Member 6.5 Approve Fees of the Remuneration For For Management Committee Chairman 6.6 Approve Fees of the Remuneration For For Management Committee Member 6.7 Approve Fees of the Risk Committee For For Management Member (Non-executive Only) 6.8 Approve Fees of the Nomination For For Management Committee Chairman 6.9 Approve Fees of the Nomination For For Management Committee Member 6.10 Approve Fees of the Social and Ethics For For Management Committee Chairman 6.11 Approve Fees of the Social and Ethics For For Management Committee Member (Non-executive Only) 7.1 Re-elect Roddy Sparks as Member of the For For Management Audit Committee 7.2 Re-elect Michael Thompson as Member of For For Management the Audit Committee 7.3 Re-elect Rob Dow as Member of the For For Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Implementation Report For For Management 9 Approve Social and Ethics Committee For For Management Report 10.1 Re-elect Michael Thompson as Member of For For Management the Social and Ethics Committee 10.2 Re-elect Maya Makanjee as Member of For For Management the Social and Ethics Committee 10.3 Re-elect David Pfaff as Member of the For For Management Social and Ethics Committee 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date and For For Management Pricing Basis 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Introduction of National For For Management Military-civilian Integration Industry Investment Fund Co., Ltd. as Strategic Investors 7 Approve Introduction of Strategic For For Management Investors and Share Subscription Contract 8 Approve Signing of Share Subscription For For Management Contract with Controlling Shareholder 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Shareholder Return Plan For For Management 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Self-inspection Report on For For Management Company's Real Estate Business and Related Commitments 14 Elect Hu Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management (Second Revision) 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Reference Date and For For Management Pricing Principle 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares (Second Revision) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Second Revision) 5 Approve Related Party Transactions in For For Management Connection to Private Placement (Second Revision) 6 Approve Signing of Conditional Share For For Management Subscription Agreement 7 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement 8 Approve White Wash Waiver and Related For For Management Transactions 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Second Revision) 11 Approve Shareholder Dividend Return For For Management Plan 12 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 13 Approve the Special Self-inspection For For Management Report and Related Commitments of the Real Estate Business of the Company's Private Placement of Shares -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Financial Leasing Business 2 Approve Related Party Transaction in For For Management Connection to Factoring Business 3 Approve Related Party Transaction in For For Management Connection to Equity Transfer of Real Estate Business Subsidiaries 4 Approve Related Party Transaction in For For Management Connection to Equity Transfer of Two Real Estate Business Subsidiaries -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wen Xinli as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- TSINGHUA TONGFANG CO., LTD. Ticker: 600100 Security ID: Y8997R119 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor and For For Management Payment of Remuneration 8 Approve Related Party Transaction For For Management 9 Approve Financial Leasing Business For For Management with China Nuclear Financial Leasing Co., Ltd and Related Transaction 10 Approve Financial Leasing Business For For Management with China Nuclear Commercial Factoring Co., Ltd and Related Transaction 11.1 Approve Application of Comprehensive For For Management Credit Lines 11.2 Approve Provision of Guarantee for For Against Management Comprehensive Credit Line Application of Subsidiary 11.3 Approve Provision of Guarantee for For Against Management Subsidiary 12.1 Approve Guarantee Provision to For Against Management Subsidiary 12.2 Approve to Authorize the Company's For Against Management Chairman or President to Implement Specific Guarantees 13 Amend Articles of Association For Against Management 14 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- TSINGTAO BREWERY CO., LTD. Ticker: 168 Security ID: Y8997D110 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Xiu Zhang as Supervisor For For Management -------------------------------------------------------------------------------- TSINGTAO BREWERY COMPANY LIMITED Ticker: 168 Security ID: Y8997D102 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Xiu Zhang as Supervisor For For Management -------------------------------------------------------------------------------- TSINGTAO BREWERY COMPANY LIMITED Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Financial Report (Audited) For For Management 4 Approve Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7.1 Elect Huang Ke Xing as Director For For Shareholder 7.2 Elect Yu Zhu Ming as Director For For Shareholder 7.3 Elect Wang Rui Yong as Director For For Shareholder 7.4 Elect Shi Kun as Director For For Shareholder 7.5 Elect Xiao Geng as Director For For Management 7.6 Elect Sheng Lei Ming as Director For For Management 7.7 Elect Jiang Xing Lu as Director For For Management 7.8 Elect Rania Zhang as Director For For Management 8.1 Elect Guo Xiu Zhang as Supervisor For For Shareholder 8.2 Elect Yao Yu as Supervisor For For Shareholder 8.3 Elect Li Yan as Supervisor For For Management 8.4 Elect Wang Ya Ping as Supervisor For For Management 9 Approve Remuneration Plan of Directors For For Management and Supervisors 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- TSINGTAO BREWERY COMPANY LIMITED Ticker: 168 Security ID: Y8997D110 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Financial Report (Audited) For For Management 4 Approve Profit and Dividend For For Management Distribution Plan 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 7.1 Elect Huang Ke Xing as Director For For Shareholder 7.2 Elect Yu Zhu Ming as Director For For Shareholder 7.3 Elect Wang Rui Yong as Director For For Shareholder 7.4 Elect Shi Kun as Director For For Shareholder 7.5 Elect Xiao Geng as Director For For Management 7.6 Elect Sheng Lei Ming as Director For For Management 7.7 Elect Jiang Xing Lu as Director For For Management 7.8 Elect Rania Zhang as Director For For Management 8.1 Elect Guo Xiu Zhang as Supervisor For For Shareholder 8.2 Elect Yao Yu as Supervisor For For Shareholder 8.3 Elect Li Yan as Supervisor For For Management 8.4 Elect Wang Ya Ping as Supervisor For For Management 9 Approve Remuneration Plan of Directors For For Management and Supervisors 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- TSOGO SUN GAMING LTD. Ticker: TSG Security ID: S8T49T101 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Reappoint PwC as Auditors with S For For Management Murugen as the Registered Audit Partner 3.1 Elect Annelize Hoyer as Director For For Management 3.2 Elect Farzanah Mall as Director For For Management 3.3 Re-elect Marcel Golding as Director For For Management 3.4 Re-elect Yunis Shaik as Director For For Management 4.1 Elect Farzanah Mall as Chairperson of For For Management the Audit and Risk Committee 4.2 Re-elect Busi Mabuza as Member of the For For Management Audit and Risk Committee 4.3 Re-elect Rachel Watson as Member of For For Management the Audit and Risk Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For Against Management 2 Approve Remuneration Implementation For Against Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Approve Issuance of Shares or Options For For Management and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes -------------------------------------------------------------------------------- TSOGO SUN HOTELS LTD. Ticker: TGO Security ID: S8T49S103 Meeting Date: AUG 07, 2020 Meeting Type: Written Consent Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Authorise Issue of Shares in Terms of For For Management Section 41(1) of the Companies Act -------------------------------------------------------------------------------- TSOGO SUN HOTELS LTD. Ticker: TGO Security ID: S8T49S103 Meeting Date: OCT 20, 2020 Meeting Type: Annual Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chris Gina as Director For For Management 1.2 Elect Dr Moretlo Molefi as Director For For Management 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors with Pietro Calicchio as the Registered Audit Partner 3.1 Re-elect Mohamed Ahmed as Chair of the For For Management Audit and Risk Committee 3.2 Re-elect Chris Gina as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Dr Moretlo Molefi as Member For For Management of the Audit and Risk Committee 3.4 Re-elect Jabulani Ngcobo as Member of For For Management the Audit and Risk Committee 4 Place Authorised but Unissued Shares For Against Management under Control of Directors 1 Approve Remuneration Policy For Against Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TSOGO SUN HOTELS LTD. Ticker: TGO Security ID: S8T49S103 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Hospitality For For Management Shares 2 Authorise Ratification of Approved For For Management Resolution -------------------------------------------------------------------------------- TSRC CORP. Ticker: 2103 Security ID: Y84690109 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3.1 ELECT NITA ING, a Representative of For For Management WEI-DAR DEVELOPMENT CO,. LTD., with SHAREHOLDER NO.17471, as Non-independent Director 3.2 Elect JING-LUNG HUANG, a For For Management Representative of WEI-DAR DEVELOPMENT CO., LTD., with SHAREHOLDER NO.17471, as Non-independent Director 3.3 Elect CHIN-SHAN CHIANG, a For For Management Representative of HAN-DE CONSTRUCTION CO., LTD., with SHAREHOLDER NO.147214, as Non-independent Director 3.4 Elect JOHN T. YU, a Representative of For For Management HAN-DE CONSTRUCTION CO., LTD. with SHAREHOLDER NO.147214, as Non-independent Director 3.5 Elect ROBERT HUNG, with SHAREHOLDER NO. For For Management C100504XXX as Independent Director 3.6 Elect SEAN CHAO, with SHAREHOLDER NO. For For Management A103389XXX as Independent Director 3.7 Elect REX YANG, with SHAREHOLDER NO. For For Management J100632XXX as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- TTK PRESTIGE LIMITED Ticker: 517506 Security ID: Y89993110 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect T. T. Mukund as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TTW PUBLIC COMPANY LIMITED Ticker: TTW Security ID: Y9002L113 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Annual Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Elect Thanong Bidaya as Director For For Management 6.2 Elect Phairuch Mekarporn as Director For For Management 6.3 Elect Shunsuke Murai as Director For For Management 6.4 Elect Hideo Matsumoto as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- TTW PUBLIC COMPANY LIMITED Ticker: TTW Security ID: Y9002L113 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Annual Performance Report None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Elect Plew Trivisvavet as Director For For Management 6.2 Elect Phongsarit Tantisuvanitchkul as For For Management Director 6.3 Elect Somnuk Chaidejsuriya as Director For For Management 6.4 Elect Suvich Pungchareon as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- TTY BIOPHARM CO. LTD. Ticker: 4105 Security ID: Y90017107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors 4.1 Elect Lin, Chuan, with Shareholder No. For For Management 94736, as Non-Independent Director 4.2 Elect Chang, Wen-Hwa, with Shareholder For For Management No. 27, as Non-Independent Director 4.3 Elect Carl, Hsiao, Representative of For For Management Dawan Technology Company Limited, with Shareholder No. 548, as Non-Independent Director 4.4 Elect Yang, Tze-Kaing, with For For Management Shareholder No. A102241XXX, as Non-Independent Director 4.5 Elect Chang, Hsiu-Chi, with For For Management Shareholder No. 182, as Non-Independent Director 4.6 Elect Liao, Ying-Ying, with For For Management Shareholder No. Y220049XXX, as Non-Independent Director 4.7 Elect Tsai, Duei, with Shareholder No. For For Management L100933XXX, as Independent Director 4.8 Elect Hsueh, Ming-Ling, with For For Management Shareholder No. B101077XXX, as Independent Director 4.9 Elect Lin, Tien-Fu, with Shareholder For For Management No. A102932XXX, as Independent Director 5 Approve Release of Restrictions on For For Management Competitive Activities of Lin, Chuan 6 Approve Release of Restrictions on For For Management Competitive Activities of Chang, Wen-Hwa 7 Approve Release of Restrictions on For For Management Competitive Activities of Carl, Hsiao, Representative of Dawan Technology Company Limited 8 Approve Release of Restrictions on For For Management Competitive Activities of Yang, Tze-Kaing 9 Approve Release of Restrictions on For For Management Competitive Activities of Chang, Hsiu-Chi 10 Approve Release of Restrictions on For For Management Competitive Activities of Tsai, Duei 11 Approve Release of Restrictions on For For Management Competitive Activities of Hsueh, Ming-Ling 12 Approve Release of Restrictions on For For Management Competitive Activities of Lin, Tien-Fu -------------------------------------------------------------------------------- TUBE INVESTMENTS OF INDIA LIMITED Ticker: 540762 Security ID: Y9001B173 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Interim Dividend For For Management 4 Reelect M M Murugappan as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management S R Batliboi & Associates LLP, Chartered Accountants as Statutory Auditors 6 Approve Payment of Commission to M M For For Management Murugappan as Chairman (Non-Executive, Promoter) 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TUBE INVESTMENTS OF INDIA LIMITED Ticker: 540762 Security ID: Y9001B173 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loans, Guarantees, Security For For Management and Investments to CG Power and Industrial Solutions Limited and Any Subsidiaries -------------------------------------------------------------------------------- TUBE INVESTMENTS OF INDIA LIMITED Ticker: 540762 Security ID: Y9001B173 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity Shares on For For Management Preferential Basis to Entities Not Belonging to the Promoter or Promoter Group 2 Elect K R Srinivasan as Director and For For Management Approve His Appointment and Remuneration as President and Whole-time Director -------------------------------------------------------------------------------- TUNG HO STEEL ENTERPRISE CORP. Ticker: 2006 Security ID: Y90030100 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Capital Decrease via Cash For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- TUNG THIH ELECTRONIC CO., LTD. Ticker: 3552 Security ID: Y9001J119 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6 Amend Procedures for Endorsement and For Against Management Guarantees -------------------------------------------------------------------------------- TUNGHSU AZURE RENEWABLE ENERGY CO., LTD. Ticker: 000040 Security ID: Y7740V104 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Jun as Non-Independent For For Management Director 1.2 Elect Wang Zhengjun as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association 3.1 Elect Wang Zhibo as Supervisor For For Management -------------------------------------------------------------------------------- TUNGHSU AZURE RENEWABLE ENERGY CO., LTD. Ticker: 000040 Security ID: Y7740V104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For Against Management 3 Approve Annual Report and Summary For Against Management 4 Approve Profit Distribution For For Management 5 Approve Provision of Guarantee For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report of the Board of For For Management Supervisors 8 Elect Zhao Yanjun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TUNGHSU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- TUNGHSU OPTOELECTRONIC TECHNOLOGY CO., LTD. Ticker: 200413 Security ID: Y7789C116 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Shaogang as Non-independent For For Management Director -------------------------------------------------------------------------------- TUNGKONG INC. Ticker: 002117 Security ID: Y9004P104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Use of Funds for Financial For For Management Products 6 Approve Credit Business For For Management 7 Elect Ge Xuegang as Non-Independent For For Shareholder Director 8 Elect Guo Xiaona as Supervisor For For Shareholder 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Treatment of Net Loss For For Management 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4 Fix Number of Directors at Nine For For Management 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Paula Regina Goto as Director and Jose Eduardo Moreira Bergo as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger Allan Downey as Director and Abidias Jose De Sousa Junior as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Otavio Wagner as Director and Wilsa Figueiredo as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Gabriel Stoliar as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Jose Rubens de La Rosa as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Ricardo Antonio Weiss as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Elisa de Pinho Soares as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Doria Durazzo as Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Silva Araujo de Azeredo Santos as Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Elect Ricardo Doria Durazzo as Board For For Management Chairman and Marcelo Otavio Wagner as Vice-Chairman 11 Elect Fiscal Council Members For Abstain Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 As an Ordinary Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 14 Elect Joao Augusto Monteiro as Fiscal None For Shareholder Council Member and Massao Fabio Oya as Alternate Appointed by Minority Shareholder 15 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- TURK HAVA YOLLARI AO Ticker: THYAO Security ID: M8926R100 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointment For For Management 9 Elect Directors For For Management 10 Ratify External Auditors For Against Management 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 13 Wishes None None Management -------------------------------------------------------------------------------- TURK TELEKOMUNIKASYON AS Ticker: TTKOM Security ID: M9T40N131 Meeting Date: JUL 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Receive Board Report None None Management 4 Receive Audit Report None None Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Ratify Director Appointment For Against Management 8 Approve Director Remuneration For Against Management 9 Approve Allocation of Income For For Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Receive Information in Accordance to None None Management Article 1.3.1 of Capital Market Board Corporate Governance Principles 14 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 15 Receive Information on Remuneration None None Management Policy 16 Authorize Board to Acquire Businesses For For Management up to a EUR 125 Million Value 17 Authorize Board to Establish New For For Management Companies in Relation to Business Acquired 18 Authorize Board to Repurchase Shares For For Management 19 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 20 Wishes None None Management -------------------------------------------------------------------------------- TURK TELEKOMUNIKASYON AS Ticker: TTKOM Security ID: M9T40N131 Meeting Date: MAR 19, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Receive Board Report None None Management 4 Receive Audit Report None None Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Director Remuneration For Against Management 8 Approve Allocation of Income For For Management 9 Ratify External Auditors For For Management 10 Approve Donations Made in 2020 For For Management 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Receive Information in Accordance to None None Management Article 1.3.1 of Capital Market Board Corporate Governance Principles 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 14 Receive Information on Remuneration None None Management Policy 15 Authorize Board to Acquire Businesses For For Management up to a EUR 125 Million Value 16 Authorize Board to Establish New For For Management Companies in Relation to Business Acquired 17 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 18 Wishes None None Management -------------------------------------------------------------------------------- TURK TRAKTOR VE ZIRAAT MAKINELERI AS Ticker: TTRAK Security ID: M9044T101 Meeting Date: MAR 22, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For Against Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Amend Article 6 Re: Capital Related For Against Management 9 Elect Directors For Against Management 10 Approve Remuneration Policy and For For Management Director Remuneration for 2020 11 Approve Director Remuneration For Against Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2021 and Donation Policy, Receive Information on Donations Made in 2020 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: OCT 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Amend Company Articles For For Management 4 Accept Board Report For For Management 5 Accept Audit Report For For Management 6 Accept Financial Statements For For Management 7 Approve Discharge of Board For For Management 8 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 9 Ratify Director Appointment For For Management 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Allocation of Income For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Close Meeting None None Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 8 Ratify Director Appointment and Elect For Against Management Directors 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Allocation of Income For For Management 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Close Meeting None None Management -------------------------------------------------------------------------------- TURKIYE GARANTI BANKASI AS Ticker: GARAN Security ID: M4752S106 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Amend Article 7 Re: Capital Related For Against Management 6 Approve Discharge of Board For Against Management 7 Approve Allocation of Income For For Management 8 Ratify Director Appointment For For Management 9 Receive Information on Director None None Management Appointment 10 Ratify External Auditors For For Management 11 Receive Information on Remuneration None None Management Policy 12 Approve Director Remuneration For Against Management 13 Approve Upper Limit of Donations for For For Management 2020 and Receive Information on Donations Made in 2019 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles -------------------------------------------------------------------------------- TURKIYE GARANTI BANKASI AS Ticker: GARAN Security ID: M4752S106 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Ratify External Auditors For For Management 9 Receive Information on Remuneration None None Management Policy 10 Approve Director Remuneration For Against Management 11 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles -------------------------------------------------------------------------------- TURKIYE HALK BANKASI AS Ticker: HALKB Security ID: M9032A106 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For Against Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Board and For Against Management Internal Auditors 6 Elect Board of Directors and Internal For Against Management Auditors 7 Approve Remuneration of Directors and For Against Management Internal Auditors 8 Ratify External Auditors For For Management 9 Receive Information on Donations Made None None Management in 2020 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 11 Receive Information on Share None None Management Repurchases 12 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE IS BANKASI AS Ticker: ISCTR Security ID: M8933F115 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Financial Statements and For Against Management Statutory Reports 3 Approve Discharge of Board For Against Management 4 Approve Allocation of Income For For Management 5 Elect Director For For Management 6 Approve Director Remuneration For Against Management 7 Ratify External Auditors For For Management 8 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Amend Working Principles of the For For Management General Assembly 10 Amend Company Articles 25, 28 and 62 For For Management 11 Receive Information in Accordance with None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 12 Receive Information on Donations Made None None Management in 2020 -------------------------------------------------------------------------------- TURKIYE PETROL RAFINERILERI AS Ticker: TUPRS Security ID: M8966X108 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Company Articles 4, 6 and 14 For Against Management 8 Elect Directors For For Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2020 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE SIGORTA AS Ticker: TURSG Security ID: M5246Z101 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointments For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For For Management 12 Receive Information on Donations Made None None Management in 2020 13 Approve Upper Limit of Donations for For Against Management 2021 14 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE SINAI KALKINMA BANKASI AS Ticker: TSKB Security ID: M8973M103 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For Against Management 4 Ratify Director Appointments For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made For For Management in 2020 and Approve Upper Limit of Donations for 2021 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Receive Information in Accordance with None None Management the Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board -------------------------------------------------------------------------------- TURKIYE SISE VE CAM FABRIKALARI AS Ticker: SISE Security ID: M9013U105 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Receive Information on Merger None None Management Agreement to be Discussed Under Item 4 4 Approve Merger Agreement For For Management 5 Amend Company Articles For For Management 6 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE SISE VE CAM FABRIKALARI AS Ticker: SISE Security ID: M9013U105 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to sign Meeting Minutes 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 8 Approve Allocation of Income For For Management 9 Authorize Board to Distribute Advance For For Management Dividends 10 Receive Information on Share None None Management Repurchase Program 11 Authorize Share Capital Increase with For For Management Preemptive Rights 12 Ratify External Auditors For Against Management 13 Approve Upper Limit of Donations in For For Management 2021 and Receive Information on Donations Made in 2020 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE VAKIFLAR BANKASI TAO Ticker: VAKBN Security ID: M9037B109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For Against Management 4 Approve Discharge of Board For Against Management 5 Approve Allocation of Income For For Management 6 Elect Directors For Against Management 7 Appoint Internal Statutory Auditors For Against Management 8 Approve Remuneration of Directors and For Against Management Internal Auditors 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Ratify External Auditors For Against Management 11 Receive Information on Share None None Management Repurchase Program 12 Approve Working Principles of the For For Management General Assembly 13 Receive Information on Donations Made None None Management in 2020 14 Receive Information on Sustainability None None Management Activities 15 Wishes None None Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: AUG 11, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve External Provision of Guarantee For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion and Termination of For For Management Raised Funds Projects and Use Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Share Subscription For For Management Contract 9 Approve Whitewash Waiver and Related For For Management Transactions 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Termination of Repurchase of For For Shareholder the Company's Shares -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Related For For Management Party Transactions 2 Approve Application of Comprehensive For For Management Credit Lines 3 Approve External Guarantee Provision For For Management 4 Elect Wang Shugui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Loan Contract and For For Management Related Party Transactions 2 Elect Tan Wei as Non-Independent For For Management Director 3 Approve Provision for Impairment of For For Management Construction in Progress -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acceptance of Financial For For Management Assistance and Provision of Guarantee -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Credit Lines For For Management 2 Approve Provision of External For For Management Guarantees 3.1 Elect Wang Shugui as Director For For Management 3.2 Elect Tan Wei as Director For For Management 3.3 Elect Li Xingwen as Director For For Management 3.4 Elect Guo Meng as Director For For Management 3.5 Elect Dai Xiaoji as Director For For Management 3.6 Elect Sun Xudong as Director For For Management 4.1 Elect Han Jiangang as Director For For Management 4.2 Elect Chen Zheng as Director For For Management 4.3 Elect Tian Menglin as Director For For Management 5.1 Elect Yang Lei as Supervisor For For Management 5.2 Elect Cao Yuzhi as Supervisor For For Management -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Application of Comprehensive For For Management Credit Lines and Loans 9 Approve External Guarantee Provision For For Management 10 Approve Daily Related-party For For Management Transactions 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- TUS ENVIRONMENTAL SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000826 Security ID: Y8076H107 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity in For For Management Zhengzhou Qidi Zero Carbon Technology Co., Ltd. 2 Approve Transfer of Equity in For For Management Subsidiaries of Wuhan Tus Eco-Environmental Protection Technology Co., Ltd. -------------------------------------------------------------------------------- TV18 BROADCAST LIMITED Ticker: 532800 Security ID: Y2714T110 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Jyoti Deshpande as Director For For Management 3 Reelect Dhruv Subodh Kaji as Director For For Management 4 Reelect Rajiv Krishan Luthra as For For Management Director 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TVS MOTOR COMPANY LIMITED Ticker: 532343 Security ID: Y9014B103 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Lakshmi Venu as Director For Against Management 3 Reelect H Lakshmanan as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- TXC CORP. Ticker: 3042 Security ID: Y90156103 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- TYC BROTHER INDUSTRIAL CO., LTD. Ticker: 1522 Security ID: Y9015F103 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect WU, CHUN-CHI, with SHAREHOLDER For For Management NO.1, as Non-Independent Director 4.2 Elect WU, CHUN-LANG, with SHAREHOLDER For For Management NO.2, as Non-Independent Director 4.3 Elect WU, CHUN-I, with SHAREHOLDER NO. For For Management 3, as Non-Independent Director 4.4 Elect CHEN, CHIN-CHAO, a For For Management Representative of YUAN-HONG INVESTMENT CO., LTD, with SHAREHOLDER NO.36341, as Non-Independent Director 4.5 Elect WU, KUO-CHEN, a Representative For For Management of KUO-CHI-MIN INVESTMENT CO., LTD, with SHAREHOLDER NO.36340, as Non-Independent Director 4.6 Elect CHUANG,TAI-SHIE, with ID NO. For For Management C100751XXX, as Non-Independent Director 4.7 Elect HUANG,CHUNG-HUI, with ID NO. For For Management P121448XXX, as Independent Director 4.8 Elect HOU,RONG-HSIEN, with ID NO. For For Management R121437XXX, as Independent Director 4.9 Elect HSU,CHIANG, with ID NO. For For Management D100139XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- TYNTEK CORP. Ticker: 2426 Security ID: Y90179105 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2.1 Elect Li, Bin-Jie, a Representative of For For Management LIANG DIAN INVESTMENT CO., LTD., with Shareholder No. 143977, as Non-independent Director 2.2 Elect Huang, Deng-Huei, a For For Management Representative of WEI BAN INVESTMENT CORPORATION, with Shareholder No. 270749, as Non-independent Director 2.3 Elect Li, Rong-Huan, a Representative For For Management of ENNOSTAR INC, with Shareholder No. 270767, as Non-independent Director 2.4 Elect WILL CHOU, with Shareholder No. For For Management 30100, as Non-independent Director 2.5 Elect Liu, Yin-Fei, with Shareholder For For Management No. J220211XXX, as Independent Director 2.6 Elect Chiang, Huei-Chung, with For For Management Shareholder No. S120170XXX, as Independent Director 2.7 Elect Hsieh, Chia-Ying, with For For Management Shareholder No. J120074XXX, as Independent Director 3 Approve Release of Restrictions of For Against Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- U CITY PUBLIC CO. LTD. Ticker: U Security ID: Y9018E251 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Message from the Chairman to the None None Management Meeting 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Operational Report None None Management 4 Approve Financial Statements and For For Management Statutory Reports 5 Approve Omission of Dividend Payment For For Management 6.1 Elect Keeree Kanjanapas as Director For For Management 6.2 Elect Kavin Kanjanapas as Director For For Management 6.3 Elect Kong Chi Keung as Director For For Management 7 Approve Remuneration of Directors and For For Management Sub-Committee 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Other Business For Against Management -------------------------------------------------------------------------------- U CITY PUBLIC CO. LTD. Ticker: U Security ID: Y9018E251 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed by the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Operating Results None None Management 4 Approve Financial Statements For For Management 5 Approve Omission of Dividend Payment For For Management 6.1 Elect Rungson Sriworasat as Director For For Management 6.2 Elect Surajit Gongvatana as Director For For Management 6.3 Elect Soraya Satiangoset as Director For For Management 7 Approve Remuneration of Directors and For For Management Sub-Committees 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9.1 Approve Disposal of Assets for the For For Management Joint Venture with Noble Development Public Company Limited 9.2 Approve Partial Disposal of Assets For For Management 9.3 Approve Partial Disposal of Assets in For For Management Europe 10 Approve Decrease in Registered Capital For For Management 11 Amend Memorandum of Association to For For Management Reflect Decrease in Registered Capital 12 Approve Increase in Registered Capital For For Management 13 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 14 Amend Articles of Association For For Management 15.1 Approve Allocation of Newly Issued For For Management Preferred Shares to Existing Shareholders 15.2 Approve Allocation of Newly Issued For For Management Preferred Shares to Specific Investors by Means of the General Mandate 15.3 Approve Allocation of Newly Issued For For Management Ordinary Shares to Accommodate the Rights Adjustment of Warrants 16 Other Business For Against Management -------------------------------------------------------------------------------- U-MING MARINE TRANSPORT CORP. Ticker: 2606 Security ID: Y9046H102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- UEM SUNRISE BERHAD Ticker: 5148 Security ID: Y90347124 Meeting Date: JUL 09, 2020 Meeting Type: Annual Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Anwar Syahrin Abdul Ajib as For For Management Director 2 Elect Mohd Izani Ghani as Director For For Management 3 Elect Effizal Faiz Zulkifly as Director For For Management 4 Approve Director's Fees For For Management 5 Approve Director's Benefits (Excluding For For Management Directors' Fees) 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- UEM SUNRISE BERHAD Ticker: 5148 Security ID: Y90347124 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chari T.V. Thirumala as Director For For Management 2 Elect Poh Ying Loo as Director For For Management 3 Approve Director's Fees For For Management 4 Approve Director's Benefits (Excluding For For Management Directors' Fees) 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ULKER BISKUVI SANAYI AS Ticker: ULKER Security ID: M90358108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Receive Information on Remuneration None None Management Policy 8 Elect Directors For For Management 9 Approve Allocation of Income For For Management 10 Amend Company Article 10 For For Management 11 Approve Profit Distribution Policy For For Management 12 Ratify External Auditors For For Management 13 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Close Meeting None None Management -------------------------------------------------------------------------------- ULKER BISKUVI SANAYI AS Ticker: ULKER Security ID: M90358108 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Director Remuneration For Against Management 8 Approve Allocation of Income For For Management 9 Ratify External Auditors For For Management 10 Approve Upper Limit of Donations for For Against Management 2021 and Receive Information on Donations Made in 2020 11 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 13 Close Meeting None None Management -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at 11 For For Management 2 Elect Alexandre Teixeira de Assumpcao For For Management Saigh as Director -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alexandre Teixeira de Assumpcao Saigh as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Paula Vitali Janes Vescovi as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavia Buarque de Almeida as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jorge Marques de Toledo Camargo as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Gallo as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Alqueres as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Mauricio Pereira Coelho as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Lucio de Castro Andrade Filho as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos Marinho Lutz as Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Otavio Lopes Castello Branco Neto as Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Wongtschowski as Director 8 Approve Remuneration of Company's For For Management Management 9.1 Elect Flavio Cesar Maia Luz as Fiscal For For Management Council Member and Marcio Augustus Ribeiro as Alternate 9.2 Elect Geraldo Toffanello as Fiscal For For Management Council Member and Pedro Ozires Predeus as Alternate 9.3 Elect William Bezerra Cavalcanti Filho For For Management as Fiscal Council Member and Sandra Regina de Oliveira as Alternate 10 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA Ticker: UGPA3 Security ID: P94396127 Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Formalize the Exercise of Preemptive None None Management Rights in the Acquisition of Shares Issued by Imifarma Produtos Farmaceuticos e Cosmeticos SA -------------------------------------------------------------------------------- ULTRATECH CEMENT LTD. Ticker: 532538 Security ID: Y9046E109 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reelect Rajashree Birla as Director For Against Management 4 Approve BSR & Co. LLP, Chartered For For Management Accountants, Mumbai as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Appointment and Remuneration For For Management of Kailash Chandra Jhanwar as Managing Director 7 Approve Rajashree Birla to Continue For Against Management Office as Non-Executive Director 8 Approve Revision in Remuneration of For For Management Atul Daga as Whole-time Director and Chief Financial Officer 9 Reelect Alka Bharucha as Director For For Management -------------------------------------------------------------------------------- UNI-PRESIDENT ENTERPRISES CORP. Ticker: 1216 Security ID: Y91475106 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Deletion of the For For Management Non-competition Promise Ban Imposed Upon the Company's Directors and Independent Directors According to the Article 209 of Company Act -------------------------------------------------------------------------------- UNIFIN FINANCIERA SAB DE CV Ticker: UNIFINA Security ID: P94461103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO and Auditors' Reports on For For Management Financial Statements and Statutory Reports 1b Approve Board's Report on their For For Management Activities and Operations and Board's Opinion on CEO's Report 1c Approve Financial Statements For For Management 1d Approve Audit and Corporate Practices For For Management Committee's Report on Their Activities 1e Approve Report on Compliance with For For Management Fiscal Obligations 2 Approve Allocation of Income For For Management 3 Set Maximum Amount of Share Repurchase For Against Management Reserve; Approve Share Repurchase Report 4 Elect or Ratify Directors; Verify For Against Management Independence Classification of Directors; Elect or Ratify Chairman and Members of Audit and Corporate Practices Committee; Elect Secretary and Deputy Secretary (Non-Members) and Fix their Remuneration 5 Approve Financing Plan For Against Management 6 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Securitization of Company's For For Management Accounts Receivable -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Miao Gang as Non-Independent For For Shareholder Director 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Number of For For Management Conversion Shares 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Deposit Account for Raised For For Management Funds 2.20 Approve Resolution Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve No Need for Report on the For For Management Usage of Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders (Amended Version) 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Amend Management System of Raised Funds For Against Management 10 Approve Provision of Guarantees For For Management 11 Approve Guarantee Provision Plan For For Shareholder -------------------------------------------------------------------------------- UNIGROUP GUOXIN MICROELECTRONICS CO., LTD. Ticker: 002049 Security ID: Y8488J105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Amend Articles of Association For Against Management 9 Amend Related-Party Transaction For Against Management Management System 10 Amend Working Rule for Independent For Against Management Directors 11 Approve Termination of Provision of For For Management Guarantee 12 Approve Signing of Financial Services For For Shareholder Agreement and Provision of Guarantee -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Repurchase and Cancellation of For For Management Performance Shares 5 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Provision of For For Management Guarantee 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- UNILUMIN GROUP CO., LTD. Ticker: 300232 Security ID: Y9049K102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Comprehensive Credit Line For For Management Application and Project Loan 7 Approve Provision of Guarantee For Against Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Daily Related Party For For Management Transactions 10 Amend Related Party Transaction For Against Management Management System 11 Amend Raised Funds Management System For Against Management 12 Amend External Guarantee For Against Management Decision-making System 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- UNIMICRON TECHNOLOGY CORP. Ticker: 3037 Security ID: Y90668107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- UNION BANK OF INDIA Ticker: 532477 Security ID: Y90885115 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Setting Off the Accumulated For For Management Losses from Share Premium Account -------------------------------------------------------------------------------- UNION BANK OF INDIA Ticker: 532477 Security ID: Y90885115 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- UNION PROPERTIES LTD. Ticker: UPP Security ID: M93972103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Chairman to Appoint the For For Management Meeting Rapporteur and Vote Collector 2 Approve Board Report on Company For For Management Operations and Financial Position for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Accept Financial Statements and For Against Management Statutory Reports for FY 2020 5 Approve Discharge of Directors for FY For Against Management 2020 6 Approve Discharge of Auditors for FY For For Management 2020 7 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 8 Approve the Appointment of For For Management Representatives for the Shareholders and Fix Their Remuneration 9 Allow Directors to Engage in For For Management Commercial Transactions with Competitors 10 Approve Board Remuneration Policy For For Management 11 Amend Company's Article of Association For For Management -------------------------------------------------------------------------------- UNIPAR CARBOCLORO SA Ticker: UNIP6 Security ID: P9441U104 Meeting Date: JUL 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 2 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 3 Elect Paulo Henrique Zukanovich None For Shareholder Funchal as Fiscal Council Member and Fabricio Santos Debortoli as Alternate Appointed by Preferred Shareholder 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 5 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Luiz Barsi Filho as Director and None For Shareholder Louise Barsi as Alternate Appointed by Preferred Shareholder 7 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- UNIPAR CARBOCLORO SA Ticker: UNIP6 Security ID: P9441U104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 2 As a Preferred Shareholder, Would You None For Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? 4 Elect Paulo Henrique Zukanovich None For Shareholder Funchal as Fiscal Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- UNIPRO PJSC Ticker: UPRO Security ID: X2156X109 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 0.11 For For Management per Share for First Nine Months of Fiscal 2020 -------------------------------------------------------------------------------- UNIPRO PJSC Ticker: UPRO Security ID: X2156X109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 0.13 per Share 3.1 Elect Georgii Abdushelishvili as None For Management Director 3.2 Elect Anna Belova as Director None For Management 3.3 Elect David Bryson as Director None Against Management 3.4 Elect Oleg Viugin as Director None For Management 3.5 Elect Prof. Dr. Klaus-Dieter Maubach None Against Management as Director 3.6 Elect Dr. Sascha Fehlemann as Director None Against Management 3.7 Elect Uwe Fip as Director None Against Management 3.8 Elect Reiner Hartmann as Director None Against Management 3.9 Elect Maksim Shirokov as Director None Against Management 4 Ratify PricewaterhouseCoopers Audit as For For Management Auditor 5 Approve New Edition of Charter For For Management 6 Approve New Edition of Regulations on For For Management General Meetings 7 Approve New Edition of Regulations on For For Management Board of Directors 8 Approve Regulations on Remuneration of For For Management Directors 9 Approve Remuneration of Directors For Against Management -------------------------------------------------------------------------------- UNIQUE ENGINEERING AND CONSTRUCTION PUBLIC COMPANY LIMITED Ticker: UNIQ Security ID: Y9105S114 Meeting Date: AUG 06, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed by the Chairman For For Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Operational Result and For For Management Annual Report 4 Approve Financial Statements For For Management 5A1 Elect Korapat Suvivattanachai as For Against Management Director 5A2 Elect Supalak Pinitpuvadol as Director For Against Management 5A3 Elect Pereya Suviwattanachai as For Against Management Director 5A4 Elect Toemphong Mohsuwan as Director For Against Management 5B Approve Remuneration of Directors For For Management 6 Approve Baker Tilly Audit and Advisory For For Management Services (Thailand) Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 8 Other Business For Against Management -------------------------------------------------------------------------------- UNIQUE ENGINEERING AND CONSTRUCTION PUBLIC COMPANY LIMITED Ticker: UNIQ Security ID: Y9105S114 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed by the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Operational Result and None None Management Annual Report 4 Approve Financial Statements For For Management 5A1 Elect Boonchai Pritivichakant as For Against Management Director 5A2 Elect Somprasong Makkasaman as Director For Against Management 5A3 Elect Virach Rungrojsaratis as Director For Against Management 5A4 Elect Warintra Wongsongja as Director For Against Management 5B Approve Remuneration of Directors For For Management 6 Approve Baker Tilly Audit and Advisory For For Management Services (Thailand) Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Allocation of Income and For For Management Omission of Dividend Payment 8 Approve Issuance of Corporate Bonds For For Management 9 Other Business None None Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Jingrong as Supervisor For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Credit Line Bank Application 2 Approve Provision of Guarantee for For For Management Credit Line Manufacturer Application 3 Amend Articles of Association For Against Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Bank Application -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report and Internal Control Auditor as well as Payment of Remuneration 7 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Subsidiary 8 Approve Provision of Guarantee to For For Management Supplier 9 Approve Signing of Financial Services For For Management Agreement and Provision of Guarantee 10.1 Elect Yu Yingtao as Director For For Management 10.2 Elect Wang Hongtao as Director For For Management 10.3 Elect Wang Huixuan as Director For For Management 10.4 Elect Li Tianchi as Director For For Management 11.1 Elect Wang Xinxin as Director For For Management 11.2 Elect Xu Jingchang as Director For For Management 11.3 Elect Zhao Shaopeng as Director For For Management 12.1 Elect Guo Jingrong as Supervisor For For Management 12.2 Elect Zhu Wuxiang as Supervisor For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement -------------------------------------------------------------------------------- UNITECH PRINTED CIRCUIT BOARD CORP. Ticker: 2367 Security ID: Y9167M104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect Chang, Yuan-Min, a For For Management Representative of GUO-LING INVESTMENT CO. LTD with Shareholder No. 36, as Non-independent Director 5.2 Elect Chang, Yuan-Fu, a Representative For For Management of GUO-LING INVESTMENT CO. LTD with Shareholder No. 36, as Non-independent Director 5.3 Elect Chen, Cheng-Hsiung, with For For Management Shareholder No. 10, as Non-independent Director 5.4 Elect Ko, Wen-Sheng, with Shareholder For For Management No. 341, as Non-independent Director 5.5 Elect Chu, Ming-Hsien with ID No. For For Management K120352XXX as Independent Director 5.6 Elect Wang, Feng-Kwei with ID No. For For Management A120989XXX as Independent Director 5.7 Elect Hsu, Wen-Hsin with ID No. For For Management R222816XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- UNITED BANK LTD. Ticker: UBL Security ID: Y91486103 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Final Cash Dividend For For Management 4 Approve A.F. Ferguson and Co. as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors for For For Management Attending Board and Committees Meetings 6 Other Business For Against Management -------------------------------------------------------------------------------- UNITED BREWERIES LIMITED Ticker: 532478 Security ID: Y9181N153 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Christiaan August Josef Van For For Management Steenbergen as Director 4 Elect Jan Cornelis van der Linden as For For Management Director 5 Elect Rishi Pardal as Director For For Management 6 Approve Appointment and Remuneration For For Management of Rishi Pardal as Managing Director 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Borrowing by Issuance of For For Management Commercial Paper on Private Placement Basis -------------------------------------------------------------------------------- UNITED BREWERIES LIMITED Ticker: 532478 Security ID: Y9181N153 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Remuneration to For For Management Rishi Pardal as Managing Director 2 Approve Payment of Remuneration to For For Management Shekhar Ramamurthy as Former Managing Director -------------------------------------------------------------------------------- UNITED COMPANY RUSAL PLC Ticker: RUAL Security ID: X9513D106 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Regulations on Audit Commission For For Management 2.1 Elect Tatiana Plotnikova as Member of For For Management Audit Commission 2.2 Elect Anton Drozdov as Member of Audit For For Management Commission 2.3 Elect Iurii Perevalov as Member of For For Management Audit Commission -------------------------------------------------------------------------------- UNITED COMPANY RUSAL PLC Ticker: RUAL Security ID: X9513D106 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Consolidated Financial For For Management Statements 3 Accept Financial Statements For For Management 4 Approve Allocation of Income and For For Management Omission of Dividends 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6.1 Elect Evgenii Vavilov as Director For For Management 6.2 Elect Anna Vasilenko as Director For For Management 6.3 Elect Bernard Zonneveld as Director For For Management 6.4 Elect Vladimir Kolmogorov as Director For For Management 6.5 Elect Evgeny Kuryanov as Director For For Management 6.6 Elect Evgenii Nikitin as Director For For Management 6.7 Elect Vyacheslav Solomin as Director For For Management 6.8 Elect Evgeny Shvarts as Director For For Management 6.9 Elect Marco Musetti as Director For For Management 6.10 Elect Dmitry Vasiliev as Director For For Management 6.11 Elect Randolph Reynolds as Director For For Management 6.12 Elect Kevin Parker as Director For For Management 6.13 Elect Christopher Burnham as Director For Against Management 6.14 Elect Nicholas Jordan as Director For Against Management 7 Approve Remuneration of Directors For Against Management 8.1 Elect Tatiana Plotnikova as Member of For For Management Audit Commission 8.2 Elect Anton Drozdov as Member of Audit For For Management Commission 8.3 Elect Yuri Perevalov as Member of For For Management Audit Commission 8.4 Elect Alexey Kundius as Member of For Against Management Audit Commission 8.5 Elect Vyacheslav Lavrentiev as Member For Against Management of Audit Commission 9 Amend Charter For For Management -------------------------------------------------------------------------------- UNITED ELECTRONICS CO. Ticker: 4003 Security ID: M9T66G101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Distributed Dividend of SAR 3 For For Management per Share for FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Annual Statement of FY 2021 and Q1 of FY 2022 7 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 8 Amend Article 19 of Bylaws Re: For For Management Chairman, Vice Chairman, Managing Director, and Secretary 9 Approve Related Party Transactions For For Management with Abdul Latif and Mohamed Al Fozan Company Re: Warehouse Lease 10 Approve Related Party Transactions For For Management with Abdul Latif and Mohamed Al Fozan Company Re: land Lease 11 Approve Related Party Transactions For For Management with Madar Building Materials Company Re: Warehouse Lease 12 Approve Related Party Transactions For For Management with United Home Appliances Company Re: Sales Space lease 13 Approve Related Party Transactions For For Management with United Home Appliances Company Re: Expenses Related to the Lease Contracts 14 Approve Related Party Transactions For Against Management with United Home Appliances Company Re: Legal Services Agreement 15 Approve Related Party Transactions For Against Management with Al Fozan Holding Company Re: Legal Services Agreement 16 Approve Related Party Transactions For For Management with United Home Appliances Company Re: Commercial Transactions 17 Approve Related Party Transactions For For Management with Al Fozan Holding Company Re: Commercial Transactions 18 Approve Related Party Transactions For For Management with Retal for Urban Development Company Re: Commercial Transactions 19 Approve Related Party Transactions For For Management with Madar Hardware Company Re: Commercial Transactions 20.1 Elect Ahmed Murad as Director None Abstain Management 20.2 Elect Asmaa Hamdan as Director None Abstain Management 20.3 Elect Ahmed Al Saqr as Director None Abstain Management 20.4 Elect Khalid Al Khudheiri as Director None Abstain Management 20.5 Elect Khalid Al Khalaf as Director None Abstain Management 20.6 Elect Khalid Al Shareef as Director None Abstain Management 20.7 Elect Raad Al Qahtani as Director None Abstain Management 20.8 Elect Talal Al Moammar as Director None Abstain Management 20.9 Elect Adil Mureb as Director None Abstain Management 20.10 Elect Abdulilah Al Sheikh as Director None Abstain Management 20.11 Elect Abduljabbar Al Abduljabbar as None Abstain Management Director 20.12 Elect Abdulrahman Al Khayal as Director None Abstain Management 20.13 Elect Abdulazeez Al Breikan as Director None Abstain Management 20.14 Elect Abdullah Al Sheikh as Director None Abstain Management 20.15 Elect Abdullah Al Majdouee as Director None Abstain Management 20.16 Elect Abdullah Fateehi as Director None Abstain Management 20.17 Elect Ali Al Saqri as Director None Abstain Management 20.18 Elect Ali Faramawi as Director None Abstain Management 20.19 Elect Amr Kurdi as Director None Abstain Management 20.20 Elect Fouzan Al Fouzan as Director None Abstain Management 20.21 Elect Majid Al Suweigh as Director None Abstain Management 20.22 Elect Mohammed Al Ansari as Director None Abstain Management 20.23 Elect Mohammed Al Shamri as Director None Abstain Management 20.24 Elect Mohammed Fahmi as Director None For Management 20.25 Elect Mansour Al Busseeli as Director None Abstain Management 20.26 Elect Nael Fayiz as Director None Abstain Management 21 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members 22 Amend Remuneration Policy Re: For For Management Directors, Committees, and Executive Management 23 Approve Competitive Business Standards For For Management Policy -------------------------------------------------------------------------------- UNITED INTEGRATED SERVICES CO., LTD. Ticker: 2404 Security ID: Y9210Q102 Meeting Date: AUG 06, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect a Representative of LIANGYI For Against Management INVESTMENT CO., LTD., with Shareholder No. 246, as Non-Independent Director 1.2 Elect CHEN,YOU-AN (Yu-an Chen), with For For Management Shareholder No. 7, as Non-Independent Director 1.3 Elect LI,RUO-SE (Joseph Lee), with ID For For Management No. J101155XXX, as Non-Independent Director 2 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- UNITED INTEGRATED SERVICES CO., LTD. Ticker: 2404 Security ID: Y9210Q102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendments to Articles of Against For Shareholder Association 5 Approve Capital Decrease via Cash and Against Against Shareholder Refund of Reduced Capital to Shareholders 6.1 Elect C.S. CHEN, with Shareholder No. For Against Management 00000003, as Non-independent Director 6.2 Elect BENNY CHEN, with Shareholder No. For For Management 00000010, as Non-independent Director 6.3 Elect JOSEPH LEE, with Shareholder No. For For Management J101155XXX, as Non-independent Director 6.4 Elect KUAN-MING LIN, with Shareholder For For Management No. P100481XXX, as Non-independent Director 6.5 Elect YU-AN CHEN, with Shareholder No. For For Management 00000007, as Non-independent Director 6.6 Elect CHIH-MING LAI, a Representative Against Against Shareholder of LIANG YI INVESTMENT CO., LTD, with Shareholder No. 00000246, as Non-independent Director 6.7 Elect BELLE LEE, with Shareholder No. Against Against Shareholder 00000095, as Non-independent Director 6.8 Elect WEI-HSIN MA (Ma Wei-Xin), with Against Against Shareholder Shareholder No. A220629XXX, as Non-independent Director 6.9 Elect HSIAO-PANG YANG, with Against Against Shareholder Shareholder No. A122158XXX, as Non-independent Director 6.10 Elect TING HOU, with Shareholder No. For For Management E102559XXX, as Independent Director 6.11 Elect KUO-CHI TSAI, with Shareholder For For Management No. A100138XXX, as Independent Director 6.12 Elect TE-YING LIAO, with Shareholder Against Against Shareholder No. 00150434, as Independent Director 6.13 Elect KUN-HSIEN LIN, with Shareholder Against Against Shareholder No. C101312XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- UNITED INTERNATIONAL TRANSPORTATION CO. LTD. Ticker: 4260 Security ID: M95429102 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Consolidated Financial For For Management Statements and Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for FY 2022, FY 2023 and FY 2024 5 Approve Remuneration of Directors of For For Management SAR 3,160,000 for FY 2020 6 Elect Khalid Al Dabl as Member of For For Management Audit Committee 7.1 Elect Ahmed Khogeer as Director None Abstain Management 7.2 Elect Raad Al Qahtani as Director None Abstain Management 7.3 Elect Abdulilah Al Sheikh as Director None Abstain Management 7.4 Elect Abdulazeez Al Mahmoud as Director None Abstain Management 7.5 Elect Abdullah Fateehi as Director None Abstain Management 7.6 Elect Amr Kurdi as Director None Abstain Management 7.7 Elect Mazin Shahawi as Director None Abstain Management 7.8 Elect Mohammed Al Moammar as Director None Abstain Management 7.9 Elect Waleed Al Qassim as Director None Abstain Management 7.10 Elect Ahmed Murad as Director None Abstain Management 7.11 Elect Abdullah Al Sheikh as Director None Abstain Management 7.12 Elect Ahmed Al Dahlawi as Director None Abstain Management 7.13 Elect Abdullah Al Nimri as Director None Abstain Management 7.14 Elect Moqead Al Khamees as Director None Abstain Management 7.15 Elect Abdullah Al Harbi as Director None Abstain Management 7.16 Elect Salih Al Hameedan as Director None Abstain Management 7.17 Elect Feisal Al Harbi as Director None Abstain Management 7.18 Elect Ahmed Al Barrak as Director None Abstain Management 7.19 Elect Mohammed AL Ghannam as Director None Abstain Management 7.20 Elect Abdulrahman Bakheet as Director None Abstain Management 7.21 Elect Bassim Alim as Director None Abstain Management 7.22 Elect Abdulazeez Al Ouhali as Director None Abstain Management 7.23 Elect Khalild Al Dabl as Director None Abstain Management 7.24 Elect Khuloud Al Dabl as Director None Abstain Management 7.25 Elect Youssef Al Rajhi as Director None Abstain Management 7.26 Elect Ghassan Kashmeeri as Director None Abstain Management 7.27 Elect Asaad Al Sadah as Director None Abstain Management 7.28 Elect Alaa Banajah as Director None Abstain Management 7.29 Elect Abdulrahman Bajbaa as Director None Abstain Management 7.30 Elect Ali Al Saqri as Director None Abstain Management 7.31 Elect Fahad Al Hussein as Director None Abstain Management 7.32 Elect Abdullah Al Saawi as Director None Abstain Management 7.33 Elect Khalid Al Hajaj as Director None Abstain Management 7.34 Elect Mohammed Badhrees as Director None Abstain Management 7.35 Elect Fahad Al Shamri as Director None Abstain Management 7.36 Elect Fahad Al Abdulateef as Director None Abstain Management 7.37 Elect Omar Al Mohammadi as Director None Abstain Management 7.38 Elect Abdullah Al Salih as Director None Abstain Management 8 Elect Members of Audit Committee, For For Management Approve its Charter and Remuneration of Its Members 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 10 Approve Dividends of SAR 1.25 for For For Management Second Half of FY 2020 11 Approve Related Party Transactions Re: For For Management Zahid Tractors Company Ltd 12 Approve Related Party Transactions Re: For For Management Office of Dr. Bassim bin Abdullah Alim and Co for legal advice and advocacy 13 Approve Related Party Transactions Re: For For Management Office of Dr. Bassim bin Abdullah Alim and Co for legal advice and advocacy 14 Allow Aladdin Sami to Be Involved with For For Management Other Companies 15 Approve Discharge of Directors for FY For For Management 2020 -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP. Ticker: 2303 Security ID: Y92370108 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance Plan of Private For For Management Placement for Common Shares, DRs or Euro/Domestic Convertible Bonds 4.1 Elect Wenyi Chu with ID No. E221624XXX For For Management as Independent Director 4.2 Elect Lih J. Chen with ID No. For For Management J100240XXX as Independent Director 4.3 Elect Jyuo-Min Shyu with ID No. For For Management F102333XXX as Independent Director 4.4 Elect Kuang Si Shiu with ID No. For For Management F102841XXX as Independent Director 4.5 Elect Wen-Hsin Hsu with ID No. For For Management R222816XXX as Independent Director 4.6 Elect Ting-Yu Lin with Shareholder No. For For Management 5015 as Non-independent Director 4.7 Elect Stan Hung with Shareholder No. For For Management 111699 as Non-independent Director 4.8 Elect SC Chien, a Representative of For For Management Hsun Chieh Investment Co., Ltd. with Shareholder No. 195818 as Non-independent Director 4.9 Elect Jason Wang, a Representative of For For Management Silicon Integrated Systems Corp. with Shareholder No. 1569628 as Non-independent Director -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP. Ticker: 2303 Security ID: 910873405 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance Plan of Private For For Management Placement for Common Shares, DRs or Euro/Domestic Convertible Bonds 4.1 Elect Wenyi Chu with ID No. E221624XXX For For Management as Independent Director 4.2 Elect Lih J. Chen with ID No. For For Management J100240XXX as Independent Director 4.3 Elect Jyuo-Min Shyu with ID No. For For Management F102333XXX as Independent Director 4.4 Elect Kuang Si Shiu with ID No. For For Management F102841XXX as Independent Director 4.5 Elect Wen-Hsin Hsu with ID No. For For Management R222816XXX as Independent Director 4.6 Elect Ting-Yu Lin with Shareholder No. For For Management 5015 as Non-independent Director 4.7 Elect Stan Hung with Shareholder No. For For Management 111699 as Non-independent Director 4.8 Elect SC Chien, a Representative of For For Management Hsun Chieh Investment Co., Ltd. with Shareholder No. 195818 as Non-independent Director 4.9 Elect Jason Wang, a Representative of For For Management Silicon Integrated Systems Corp. with Shareholder No. 1569628 as Non-independent Director -------------------------------------------------------------------------------- UNITED RENEWABLE ENERGY CO., LTD. Ticker: 3576 Security ID: Y9251U103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Capital Reduction to Offset For For Management Losses 4 Approve Cash Capital Increase by For For Management Issuance of Ordinary Shares or Issuance of New Common Shares for Cash Through GDR Offering 5 Approve Capital Increase by Private For For Management Placement 6.1 Elect HONG, CHUM-SAM, with Shareholder For For Management No. 26, as Non-Independent Director 6.2 Elect LIN, KUN-SI, with Shareholder No. For Against Management 102, as Non-Independent Director 6.3 Elect PAN, WEN-WHE, with Shareholder For For Management No. 281767, as Non-Independent Director 6.4 Elect LIN, WEN-YUAN, with ID No. For Against Management E101931XXX, as Non-Independent Director 6.5 Elect LIU, KONG-HSIN, a Representative For Against Management of LONG DEED CORPORATION, with Shareholder No. 263663, as Non-Independent Director 6.6 Elect FAA-JENG LIN, a Representative For Against Management of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, with Shareholder No. 325818, as Non-Independent Director 6.7 Elect CHOU CHUNG-PIN, a Representative For Against Management of YAOHUA GLASS CO., LTD. MANAGEMENT COMMISSION, with Shareholder No. 325819, as Non-Independent Director 6.8 Elect CHIANG, WEN-HSING, with ID No. For Against Management B121076XXX, as Non-Independent Director 6.9 Elect CHANG JING-SHIN, with ID No. For For Management P120307XXX, as Independent Director 6.10 Elect TSAI MING-FANG, with ID No. For For Management Q122686XXX, as Independent Director 6.11 Elect CHANG,CHIEN-YI, with ID No. For For Management G120853XXX, as Independent Director 7 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- UNITED SPIRITS LIMITED Ticker: 532432 Security ID: Y92311128 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Randall Ingber as Director For For Management -------------------------------------------------------------------------------- UNITY OPTO TECHNOLOGY CO., LTD. Ticker: 2499 Security ID: Y9279D109 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For Against Management Individual Financial Statements and Consolidated Financial Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amendments to Trading Procedures For For Management Governing Derivatives Products 8 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 9 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 10.1 Elect Supervisor No. 1 None Against Shareholder 10.2 Elect Supervisor No. 2 None Against Shareholder -------------------------------------------------------------------------------- UNITY OPTO TECHNOLOGY CO., LTD. Ticker: 2499 Security ID: Y9279D109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 3 Amend Procedures for Endorsement and For For Management Guarantees 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Amend Trading Procedures Governing For For Management Derivatives Products 6 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 7 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 8 Approve Revocation of Public Issuing For For Management Company Status 9.1 Elect Non-Independent Director No. 1 None Against Shareholder 9.2 Elect Non-Independent Director No. 2 None Against Shareholder 9.3 Elect Non-Independent Director No. 3 None Against Shareholder 9.4 Elect Supervisor No. 1 None Against Shareholder 9.5 Elect Supervisor No. 2 None Against Shareholder -------------------------------------------------------------------------------- UNIVENTURES PUBLIC COMPANY LIMITED Ticker: UV Security ID: Y9282R178 Meeting Date: JAN 25, 2021 Meeting Type: Annual Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Company's Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Suwit Chindasanguan Director For For Management 5.2 Elect Thapana Sirivadhanabhakdi as For For Management Director 5.3 Elect Nararat Limnararat as Director For For Management 6 Approve the Addition of Director and For For Management Elect Khumpol Poonsonee as Director 7 Approve Amendment of the Authorized For For Management Directors 8 Approve Remuneration of Directors For For Management 9 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Amend Articles of Association Re: For For Management Electronic Meetings 11 Other Business For Against Management -------------------------------------------------------------------------------- UNIVERSAL ROBINA CORPORATION Ticker: URC Security ID: Y9297P100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual Meeting For For Management of the Stockholders held on May 14, 2020 2 Approve Financial Statements For the For For Management Preceding Year 3 Approve Amendment of Article Second of For For Management the Articles of Incorporation of the Corporation in Order to Include Additional Clauses in the Corporation's Primary and Secondary Purposes 4.1 Elect James L. Go as Director For For Management 4.2 Elect Lance Y. Gokongwei as Director For For Management 4.3 Elect Patrick Henry C. Go as Director For For Management 4.4 Elect Johnson Robert G. Go, Jr. as For For Management Director 4.5 Elect Irwin C. Lee as Director For For Management 4.6 Elect Cesar V. Purisima as Director For For Management 4.7 Elect Rizalina G. Mantaring as Director For For Management 4.8 Elect Christine Marie B. Angco as For For Management Director 4.9 Elect Antonio Jose U. Periquet, Jr. as For For Management Director 5 Appoint SyCip Gorres Velayo & Co. as For For Management External Auditor 6 Ratify Acts of the Board of Directors For For Management and Its Committees, Officers and Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Coupon Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.9 Approve Determination and Adjustment For For Management of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Use of Proceeds For For Management 2.17 Approve Guarantee Matters For For Management 2.18 Approve Matters Relating to Meetings For For Management of Bondholders 2.19 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 9 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 10 Approve Methods to Assess the For Against Management Performance of Plan Participants 11 Approve Authorization of Board to For Against Management Handle All Related Matters Regarding Employee Share Purchase Plan -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Related Party Transaction For For Management 7 Approve 2021 Related Party Transaction For For Management 8 Approve Use of Idle Own Funds to For Against Management Invest in Financial Products 9 Approve Application of Bank Credit For Against Management Lines 10 Approve Financial Derivatives For For Management Transactions 11 Approve to Appoint Financial Auditor For For Management 12 Approve to Appoint Internal Control For For Management Auditor 13 Approve Amendments to Articles of For For Management Association 14 Approve Mutual Guarantees For For Management 15 Amend External Guarantee Management For Against Management System 16.1 Elect Gilles Baruk Benhamou as Director For For Management -------------------------------------------------------------------------------- UNIVERSAL VISION BIOTECHNOLOGY CO. LTD. Ticker: 3218 Security ID: Y9297L109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Amend Rules and Procedures for For For Management Election of Directors 6.1 Elect CHEN, YAN-JUN, with Shareholder For Against Management NO.Y120105XXX, as Independent Director 6.2 Elect XIAO, MIN-ZHI, with Shareholder For Against Management NO.A123641XXX, as Independent Director 6.3 Elect LIU, WEN-LONG, with Shareholder For For Management NO.AC30243XXX, as Independent Director 6.4 Elect YANG, YUN-HUA, with Shareholder For For Management NO.F121845XXX, as Independent Director 6.5 Elect OU, SHU-FANG, Representative of For For Management Qunyi Development Enterprise Co., Ltd, with Shareholder NO.00018241, as Non-Independent Director 6.6 Elect LIN, PI-RONG, Representative of For For Management Qunyi Development Enterprise Co., Ltd, with Shareholder NO.00018241, as Non-Independent Director 6.7 Elect ZHOU, CAN-DE, Representative of For Against Management Qunyi Development Enterprise Co., Ltd, with Shareholder NO.00018241, as Non-Independent Director 6.8 Elect WENG, SU-HUI, Representative of For Against Management Qunyi Development Enterprise Co., Ltd, with Shareholder NO.00018241, as Non-Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- UPL LIMITED Ticker: 512070 Security ID: Y9305P100 Meeting Date: AUG 31, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Sandra Shrof as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Payment of Commission to For Against Management Non-Executive Directors 7 Elect Usha Rao-Monari as Director For For Management 8 Reelect Hardeep Singh as Director For For Management 9 Reelect Vasant Gandhi as Director For For Management -------------------------------------------------------------------------------- USI CORP. Ticker: 1304 Security ID: Y9316H105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- USINAS SIDERURGICAS DE MINAS GERAIS SA-USIMINAS Ticker: USIM5 Security ID: P9632E125 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Distribution of Dividends For For Management 4 Approve Remuneration of Company's For For Management Management 5 Elect Fiscal Council Members For For Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Du Qingwei as Supervisor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Zhang Zhishun as Independent For For Shareholder Director -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- UTOUR GROUP CO., LTD. Ticker: 002707 Security ID: Y0776L108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Amend Articles of Association For For Management 8 Approve Profit Distribution For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantees For For Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- V-GUARD INDUSTRIES LIMITED Ticker: 532953 Security ID: Y93650102 Meeting Date: AUG 12, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend For For Management 3 Reelect Mithun K Chittilappilly as For For Management Director 4 Approve Reappointment and Remuneration For For Management of Ramachandran V as Whole-time Director Designated as Director and Chief Operating Officer 5 Elect B Jayaraj as Director For For Management 6 Approve Remuneration of Cost Auditors For For Management 7 Approve Payment of Commission to For For Management Kochouseph Chittilappilly as Past Chairman and Non-Executive Director 8 Approve Further Number of Options for For Against Management Grant Under the Employee Stock Option Scheme 2013 9 Approve Increase of Overall Managerial For For Management Remuneration Payable 10 Approve Increase of Managerial For For Management Remuneration Payable to Ramachandran V as Whole-Time Director -------------------------------------------------------------------------------- V-GUARD INDUSTRIES LIMITED Ticker: 532953 Security ID: Y93650102 Meeting Date: OCT 05, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect George Muthoot Jacob as Director For For Management -------------------------------------------------------------------------------- V-MART RETAIL LIMITED Ticker: 534976 Security ID: Y9T79L102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Madan Gopal Agarwal as Director For For Management 3 Reelect Sonal Mattoo as Director For For Management 4 Reelect Murli Ramachandran as Director For For Management 5 Approve V-Mart Retail Ltd. Employee For Against Management Stock Option Plan 2020 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Increase Authorized Share Capital and For For Management Amend Memorandum of Association -------------------------------------------------------------------------------- V.S. INDUSTRY BERHAD Ticker: 6963 Security ID: Y9382T108 Meeting Date: JAN 08, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Elect Gan Sem Yam as Director For For Management 4 Elect Gan Tiong Sia as Director For For Management 5 Elect Beh Chern Wei (Ma Chengwei) as For For Management Director 6 Elect Gan Pee Yong as Director For For Management 7 Elect Wong Cheer Feng as Director For For Management 8 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with V.S. International Group Limited, Its Subsidiaries and Associates 12 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Lip Sheng International Ltd and/or Lip Sheng Precision (Zhuhai) Co., Ltd 13 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions with Beeantah Pte. Ltd. 14 Approve Shareholders' Mandate for For For Management Recurrent Related Party Transactions with Liphup Mould Sdn. Bhd. -------------------------------------------------------------------------------- V.S. INDUSTRY BERHAD Ticker: 6963 Security ID: Y9382T108 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bonus Issue of New For For Management Ordinary Shares 2 Approve Proposed Bonus Issue of Free For For Management Warrants -------------------------------------------------------------------------------- VA TECH WABAG LIMITED Ticker: 533269 Security ID: Y9356W111 Meeting Date: SEP 23, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Reelect S Varadarajan as Director For For Management 3 Approve Reappointment and Remuneration For For Management of Rajiv Mittal as Managing Director & Group CEO 4 Elect Vijaya Sampath as Director For For Management 5 Approve Issuance of Equity Shares to For For Management the Proposed Investors on Preferential Basis 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- VAIBHAV GLOBAL LIMITED Ticker: 532156 Security ID: Y9337W115 Meeting Date: APR 24, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sub-Division of Equity Shares For For Management 2 Amend Capital Clause of the Memorandum For For Management of Association Re: Sub-Division of Equity Shares -------------------------------------------------------------------------------- VAKRANGEE LIMITED Ticker: 511431 Security ID: Y9316P107 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Nishikant Hayatnagarkar as For For Management Director 4 Elect Hari Chand Mittal as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Nishikant Hayatnagarkar as Whole-time Director 6 Approve Change in Designation of For For Management Dinesh Nandwana from Executive Director to Managing Director & Group CEO -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: P9661Q155 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Did Not Vote Management 2 Amend Articles 9 and 11 For Did Not Vote Management 3 Amend Article 11 Re: Fix Minimum For Did Not Vote Management Number of Board Members to 11 4 Amend Article 11 Re: Independent Board For Did Not Vote Management Members 5 Amend Article 11 Re: Board Chairman For Did Not Vote Management and Vice-Chairman 6 Amend Article 11 Re: Lead Independent For Did Not Vote Management Board Member 7 Amend Article 11 Re: Election of the For Did Not Vote Management Board Members 8 Amend Article 11 Re: Election of the For Did Not Vote Management Board Members 9 Amend Article 11 Re: Renumbering and For Did Not Vote Management Adjustment of Points 11 and 12 10 Amend Article 12 For Did Not Vote Management 11 Amend Articles 14 and 29 For Did Not Vote Management 12 Amend Article 15 For Did Not Vote Management 13 Amend Article 23 For Did Not Vote Management 14 Consolidate Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: 91912E105 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Amend Articles 9 and 11 For For Management 3 Amend Article 11 Re: Fix Minimum For For Management Number of Board Members to 11 4 Amend Article 11 Re: Independent Board For For Management Members 5 Amend Article 11 Re: Board Chairman For For Management and Vice-Chairman 6 Amend Article 11 Re: Lead Independent For For Management Board Member 7 Amend Article 11 Re: Election of the For For Management Board Members 8 Amend Article 11 Re: Election of the For Against Management Board Members 9 Amend Article 11 Re: Renumbering and For For Management Adjustment of Points 11 and 12 10 Amend Article 12 For For Management 11 Amend Articles 14 and 29 For For Management 12 Amend Article 15 For For Management 13 Amend Article 23 For For Management 14 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: P9661Q155 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Luciano Duarte Penido as For For Management Independent Director 5.2 Elect Fernando Jorge Buso Gomes as For Against Management Director 5.3 Elect Clinton James Dines as For For Management Independent Director 5.4 Elect Eduardo de Oliveira Rodrigues For For Management Filho as Director 5.5 Elect Elaine Dorward-King as For For Management Independent Director 5.6 Elect Jose Mauricio Pereira Coelho as For Against Management Director 5.7 Elect Ken Yasuhara as Director For Against Management 5.8 Elect Manuel Lino Silva de Sousa For For Management Oliveira (Ollie Oliveira) as Independent Director 5.9 Elect Maria Fernanda dos Santos For For Management Teixeira as Independent Director 5.10 Elect Murilo Cesar Lemos dos Santos For For Management Passos as Independent Director 5.11 Elect Roger Allan Downey as For For Management Independent Director 5.12 Elect Sandra Maria Guerra de Azevedo For For Management as Independent Director 5.13 Elect Marcelo Gasparino da Silva as None For Shareholder Independent Director Appointed by Shareholders 5.14 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Independent Director Appointed by Shareholders 5.15 Elect Roberto da Cunha Castello Branco None Against Shareholder as Independent Director Appointed by Shareholders 5.16 Elect Rachel de Oliveira Maia as None For Shareholder Independent Director Appointed by Shareholders 6 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luciano Duarte Penido as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Jorge Buso Gomes as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Clinton James Dines as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Oliveira Rodrigues Filho as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Elaine Dorward-King as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Mauricio Pereira Coelho as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ken Yasuhara as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Fernanda dos Santos Teixeira as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger Allan Downey as Independent Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Sandra Maria Guerra de Azevedo as Independent Director 7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders 7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders 7.15 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders 7.16 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders 8 Elect Jose Luciano Duarte Penido as For For Management Board Chairman 9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder as Board Chairman Appointed by Shareholders 10 Elect Fernando Jorge Buso Gomes as For Abstain Management Board Vice-Chairman 11 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Board Vice-Chairman Appointed by Shareholders 12.1 Elect Cristina Fontes Doherty as For For Management Fiscal Council Member and Nelson de Menezes Filho as Alternate 12.2 Elect Marcus Vinicius Dias Severini as For For Management Fiscal Council Member and Vera Elias as Alternate 12.3 Elect Marcelo Moraes as Fiscal Council For For Management Member 12.4 Elect Raphael Manhaes Martins as For For Management Fiscal Council Member and Adriana de Andrade Sole as Alternate 13 Approve Remuneration of Company's For For Management Management and Fiscal Council -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: P9661Q155 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Restricted Stock Plan For For Management 2 Approve Agreement to Absorb Companhia For For Management Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) 3 Ratify Macso Legate Auditores For For Management Independentes (Macso) as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Absorption of Companhia For For Management Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Increase and without Issuance of Shares 6 Approve Agreement for Partial Spin-Off For For Management of Mineracoes Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Spun-Off Assets 7 Ratify Macso Legate Auditores For For Management Independentes (Macso) as Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisal For For Management 9 Approve Absorption of Spun-Off Assets For For Management without Capital Increase and without Issuance of Shares -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: 91912E105 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 13 For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Luciano Duarte Penido as For For Management Independent Director 5.2 Elect Fernando Jorge Buso Gomes as For Against Management Director 5.3 Elect Clinton James Dines as For For Management Independent Director 5.4 Elect Eduardo de Oliveira Rodrigues For For Management Filho as Director 5.5 Elect Elaine Dorward-King as For For Management Independent Director 5.6 Elect Jose Mauricio Pereira Coelho as For Against Management Director 5.7 Elect Ken Yasuhara as Director For Against Management 5.8 Elect Manuel Lino Silva de Sousa For For Management Oliveira (Ollie Oliveira) as Independent Director 5.9 Elect Maria Fernanda dos Santos For For Management Teixeira as Independent Director 5.10 Elect Murilo Cesar Lemos dos Santos For For Management Passos as Independent Director 5.11 Elect Roger Allan Downey as For For Management Independent Director 5.12 Elect Sandra Maria Guerra de Azevedo For For Management as Independent Director 5.13 Elect Marcelo Gasparino da Silva as None For Shareholder Independent Director Appointed by Shareholders 5.14 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Independent Director Appointed by Shareholders 5.15 Elect Rachel de Oliveira Maia as None For Shareholder Independent Director Appointed by Shareholders 5.16 Elect Roberto da Cunha Castello Branco None Against Shareholder as Independent Director Appointed by Shareholders 6 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luciano Duarte Penido as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Jorge Buso Gomes as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Clinton James Dines as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo de Oliveira Rodrigues Filho as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Elaine Dorward-King as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Mauricio Pereira Coelho as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Ken Yasuhara as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Maria Fernanda dos Santos Teixeira as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Roger Allan Downey as Independent Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Sandra Maria Guerra de Azevedo as Independent Director 7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders 7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders 7.15 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders 7.16 Percentage of Votes to Be Assigned - None Abstain Shareholder Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders 8 Elect Jose Luciano Duarte Penido as For For Management Board Chairman 9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder as Board Chairman Appointed by Shareholders 10 Elect Fernando Jorge Buso Gomes as For Abstain Management Board Vice-Chairman 11 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Board Vice-Chairman Appointed by Shareholders 12.1 Elect Cristina Fontes Doherty as For For Management Fiscal Council Member and Nelson de Menezes Filho as Alternate 12.2 Elect Marcus Vinicius Dias Severini as For For Management Fiscal Council Member and Vera Elias as Alternate 12.3 Elect Marcelo Moraes as Fiscal Council For For Management Member 12.4 Elect Raphael Manhaes Martins as For For Management Fiscal Council Member and Adriana de Andrade Sole as Alternate 13 Approve Remuneration of Company's For For Management Management and Fiscal Council 1 Amend Restricted Stock Plan For For Management 2 Approve Agreement to Absorb Companhia For For Management Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) 3 Ratify Macso Legate Auditores For For Management Independentes (Macso) as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Absorption of Companhia For For Management Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Increase and without Issuance of Shares 6 Approve Agreement for Partial Spin-Off For For Management of Mineracoes Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Spun-Off Assets 7 Ratify Macso Legate Auditores For For Management Independentes (Macso) as Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisal For For Management 9 Approve Absorption of Spun-Off Assets For For Management without Capital Increase and without Issuance of Shares -------------------------------------------------------------------------------- VALIANT CO., LTD. Ticker: 002643 Security ID: Y9732W116 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Completion of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Supplement Working Capital -------------------------------------------------------------------------------- VALIANT CO., LTD. Ticker: 002643 Security ID: Y9732W116 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Elect Li Wei as Non-independent For For Management Director 10 Elect Qiu Hong as Independent Director For For Management 11 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- VANGUARD INTERNATIONAL SEMICONDUCTOR CORP. Ticker: 5347 Security ID: Y9353N106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4.1 Elect Leuh Fang, a Representative of For For Management Taiwan Semiconductor Manufacturing Co. , Ltd. (TSMC), with Shareholder No. 2, as Non-independent Director 4.2 Elect F.C. Tseng, a Representative of For Against Management Taiwan Semiconductor Manufacturing Co. , Ltd. (TSMC), with Shareholder No. 2, as Non-independent Director 4.3 Elect Lai Shou Su, a Representative of For Against Management National Development Fund Executive Yuan, with Shareholder No. 1629, as Non-independent Director 4.4 Elect Edward Y. Way, with Shareholder For Against Management No. A102143XXX, as Non-independent Director 4.5 Elect Benson W.C. Liu, with For For Management Shareholder No. P100215XXX, as Independent Director 4.6 Elect Kenneth Kin, with Shareholder No. For Against Management F102831XXX, as Independent Director 4.7 Elect Chintay Shih, with Shareholder For Against Management No. R101349XXX, as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- VANTONE NEO DEVELOPMENT GROUP CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- VANTONE NEO DEVELOPMENT GROUP CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Yihui as Non-Independent For For Shareholder Director 1.2 Elect Mei Zhiming as Non-Independent For For Shareholder Director 1.3 Elect Zhang Jiajing as Non-Independent For For Shareholder Director 1.4 Elect Wu Danmao as Non-Independent For For Shareholder Director 1.5 Elect Sun Hua as Non-Independent For For Shareholder Director 1.6 Elect Yang Dongping as Non-Independent For For Shareholder Director 2.1 Elect Jiang Desong as Independent For For Management Director 2.2 Elect Xiong Chengyu as Independent For For Management Director 2.3 Elect Zhang Jianping as Independent For For Management Director 3.1 Elect Zhao Yi as Supervisor For For Shareholder 3.2 Elect Chu Dan as Supervisor For For Shareholder -------------------------------------------------------------------------------- VANTONE NEO DEVELOPMENT GROUP CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of the Agreement For For Management on the General Transfer of Rights and Obligations of the Equity Transfer and Cooperative Development Agreement -------------------------------------------------------------------------------- VANTONE NEO DEVELOPMENT GROUP CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- VANTONE NEO DEVELOPMENT GROUP CO., LTD. Ticker: 600246 Security ID: Y0770T107 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Report and Internal Control Auditor -------------------------------------------------------------------------------- VARUN BEVERAGES LIMITED Ticker: 540180 Security ID: Y9T53H101 Meeting Date: APR 07, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Ravi Jaipuria as Director For For Management 3 Reelect Raj Gandhi as Director For Against Management 4 Approve Naresh Trehan to Continue For For Management Office as Non-Executive Independent Director 5 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- VARUN BEVERAGES LIMITED Ticker: 540180 Security ID: Y9T53H101 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- VATS LIQUOR CHAIN STORE MANAGEMENT JOINT STOCK CO. LTD. Ticker: 300755 Security ID: Y9277X107 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 10 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: JAN 06, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- VATTI CORP. LTD. Ticker: 002035 Security ID: Y98928107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- VEDANTA LIMITED Ticker: 500295 Security ID: Y9364D105 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Confirm First Interim Dividend For For Management 4 Reelect GR Arun Kumar as Director For For Management 5 Elect Anil Kumar Agarwal as Director For For Management 6 Reelect Priya Agarwal as Director For For Management 7 Approve Reappointment and Remuneration For For Management of GR Arun Kumar as Whole-Time Director Designated as Chief Financial Officer (CFO) 8 Approve Payment of Remuneration to For Against Management Srinivasan Venkatakrishnan as Whole-Time Director Designated as Chief Executive Officer (CEO) 9 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- VELESTO ENERGY BERHAD Ticker: 5243 Security ID: Y9036W101 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Razalee Amin as Director For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits Payable For For Management 4 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VENUS MEDTECH (HANGZHOU) INC. Ticker: 2500 Security ID: Y9277Y105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Annual Report For For Management 2 Approve 2020 Work Report of the Board For For Management of Directors 3 Approve 2020 Work Report of the For For Management Supervisory Committee 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve Ernst & Young Hua Ming LLP as For For Management Auditors for 2021 and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- VENUS MEDTECH (HANGZHOU) INC. Ticker: 2500 Security ID: Y9277Y105 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Usage of Raised Funds For For Management 2 Approve Company's Exemption from For For Management Fulfilling Commitments Related to Fundraising Projects 3 Approve Increase the Implementation For For Management Subject of Fundraising Projects and Use Partial Raised Funds to Increase Capital -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Investment in Financial Products 2 Amend Management System of Raised Funds For For Management 3 Amend Management System for Providing For For Management External Guarantees 4.1 Elect Liu Junyan as Independent For For Management Director 4.2 Elect Zhang Xiaoting as Independent For For Management Director -------------------------------------------------------------------------------- VENUSTECH GROUP INC. Ticker: 002439 Security ID: Y07764106 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Transfer of Assets of For For Management Terminated Fund Raising Project and Use Recovered Funds to Permanently Replenish Working Capital -------------------------------------------------------------------------------- VERISILICON MICROELECTRONICS (SHANGHAI) CO., LTD. Ticker: 688521 Security ID: Y92782104 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Estimate Related Party For For Management Transaction 8 Approve to Appoint Financial Auditor For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Elect Zou Fei as Supervisor For For Shareholder -------------------------------------------------------------------------------- VESTEL ELEKTRONIK SANAYI VE TICARET AS Ticker: VESTL Security ID: M9747B100 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Director Remuneration For Against Management 8 Approve Allocation of Income For For Management 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Authorize Share Capital Increase For Against Management without Preemptive Rights 14 Approve Working Principles of the For For Management General Assembly 15 Close Meeting None None Management -------------------------------------------------------------------------------- VGI PCL Ticker: VGI Security ID: Y936DJ102 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Message of the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Acknowledge Company's Performance None None Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Dividend Payment 6.1 Elect Kiet Srichomkwan as Director For For Management 6.2 Elect Marut Athakaivalvatee as Director For For Management 6.3 Elect Surapong Laoha-Unya as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Extension of the Allotment For For Management Period of the Newly Issued Ordinary Shares Under General Mandate 10 Other Business For Against Management -------------------------------------------------------------------------------- VIA TECHNOLOGIES, INC. Ticker: 2388 Security ID: Y9363G109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- VIA VAREJO SA Ticker: VVAR3 Security ID: P9783A104 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Re-Ratify Remuneration of Company's For Against Management Management Approved at the June 4, 2020 AGM 2 Approve Treatment of Net Loss For For Management 3 Approve Stock Option Plan and For Against Management Restricted Stock Plan 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- VIA VAREJO SA Ticker: VVAR3 Security ID: P9783A104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Remuneration of Company's For For Management Management 3 Do You Wish to Request Installation of Abstain For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 4 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Industrial Project For For Management Development Agreement Between the Company and the Haimen Economic and Technological Development Zone Management Committee 2 Approve Application of Credit Lines For For Management from Standard Chartered Bank (China) Limited Shenzhen Branch 3 Approve Application of Credit Lines For For Management from Agricultural Bank of China Co., Ltd. Huizhou Huiyang Sub-branch -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application to For For Management Bank of China 2 Approve Credit Line Application to For For Management Exim Bank of China -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Report on the Usage of Funds For For Management by Controlling Shareholder and Other Related Parties 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Credit Line Application to For For Management Guangdong Huaxing Bank Co., Ltd. 11 Approve Credit Line Application to For For Management Industrial and Commercial Bank of China 12 Approve Credit Line Application to For For Management Agricultural Bank of China Co., Ltd. 13 Approve Credit Line Application to For For Management Standard Chartered Bank (China) Co., Ltd. 14 Approve Credit Line Application to For For Management Pudong Development Bank -------------------------------------------------------------------------------- VICTORY GIANT TECHNOLOGY (HUIZHOU) CO., LTD. Ticker: 300476 Security ID: Y9367N100 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Arrangement For For Management 2.8 Approve Amount and Usage of Raised For For Management Funds 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Authorization of the Board to For For Management Handle All Related Matters 8 Approve Shareholder Dividend Return For For Management Plan 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement -------------------------------------------------------------------------------- VINA CONCHA Y TORO SA Ticker: CONCHATORO Security ID: P9796J100 Meeting Date: APR 22, 2021 Meeting Type: Annual/Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 29.80 Per Share 3 Approve Dividend Policy For For Management 3 Approve Remuneration of Directors For For Management 4 Receive Report on Board's Expenses For For Management 5 Receive Directors' Committee Report on For For Management Activities and Expenses 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Designate Newspaper to Publish Meeting For For Management Announcements 10 Receive Report Regarding Related-Party For For Management Transactions 11 Other Business For Against Management 1 Add New Article Two Bis and New For Against Management Section to Article Fourth Re: Certification as B Company 2 Authorize Share Repurchase Program For Against Management 3 Set Maximum Amount, Objective and For Against Management Duration of Share Repurchase Program 4 Adopt Necessary Agreements to For Against Management Implement Share Repurchase Program 5 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- VINATI ORGANICS LIMITED Ticker: 524200 Security ID: Y9376K147 Meeting Date: SEP 26, 2020 Meeting Type: Annual Record Date: SEP 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Vinati Saraf Mutreja as For For Management Director 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Vinod Saraf as Whole-time Director, Designated as Executive Chairman 6 Elect Jagdish Chandra Laddha as For For Management Director -------------------------------------------------------------------------------- VIOHALCO SA/NV Ticker: VIO Security ID: B97150104 Meeting Date: SEP 02, 2020 Meeting Type: Annual/Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.01 per Share 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditors For For Management 7.1 Reelect Nikolaos Stassinopoulos as For Against Management Director 7.2 Reelect Jacques Moulaert as Director For Against Management 7.3 Reelect Evangelos Moustakas as Director For For Management 7.4 Reelect Michail Stassinopoulos as For Against Management Director 7.5 Reelect Ippokratis Ioannis For Against Management Stasinopoulos as Director 7.6 Reelect Jean Charles Faulx as Director For Against Management 7.7 Reelect Thanasis Molokotos as Director For Against Management 7.8 Reelect Xavier Bedoret as Director For Against Management 7.9 Reelect Marion Jenny Steiner For Against Management Stassinopoulos as Director 7.10 Reelect Margaret Zakos as Director For Against Management 7.11 Reelect Efthimios Christodoulou as For For Management Independent Director 7.12 Reelect Francis Mer as Independent For For Management Director 7.13 Reelect Kay Marie Breeden as For For Management Independent Director 7.14 Reelect Astrid de Launoit as For For Management Independent Director 7.15 Elect Bernadette Christine Blampain as For For Management Independent Director 8 Approve Remuneration Report For For Management 9 Approve Remuneration of Directors For For Management 1.1 Amend Article 1 Re: Corporate Name For For Management 1.2 Amend Article 3.3 Re: Website and For For Management E-mail Adress 1.3 Amend Article 5.4 Re: Restrict or For For Management Cancel Preferential Subscription Right 1.4 Amend Article 12.5 Re: Adopt Unanimous For For Management Written Decisions 1.5 Amend Article 18.2 Re: Convening of For For Management the General Meeting 1.6 Amend Article 18.4 Re: Convening For For Management Notice for Any General Meeting 1.7 Amend Article 18.6 Re: Communication For For Management of the Convening Notices 1.8 Amend Article 19.1 Re: Right of a For For Management Shareholder to Participate to a General Meeting and to Exercise his or her Voting Right 1.9 Amend Article 19.2 Re: Voting Rights For For Management 1.10 Amend Article 20.3 Re: Voting in the For For Management General Meeting 1.11 Adopt New Article 22.4 Re: Treatment For For Management of Abstentions 1.12 Amend Article 28 Re: Payment of For For Management Interim Dividends 2 Authorize Coordination of Articles and For For Management Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- VIOHALCO SA/NV Ticker: VIO Security ID: B97150104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.02 per Share 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditors For For Management 7.1 Reelect Nikolaos Stassinopoulos as For For Management Director 7.2 Reelect Evangelos Mustakas as Director For For Management 7.3 Reelect Michail Stassinopoulos as For For Management Director 7.4 Reelect Ippokratis Ioannis For For Management Stassinopoulos as Director 7.5 Reelect Jean Charles Faulx as Director For For Management 7.6 Reelect Thanasis Molokotos as Director For For Management 7.7 Reelect Xavier Bedoret as Director For Against Management 7.8 Reelect Patrick Kron as Director For For Management 7.9 Reelect Marion Jenny Steiner For For Management Stassinopoulos as Director 7.10 Reelect Margaret Zakos as Director For Against Management 7.11 Reelect Efthimios Christodoulou as For For Management Independent Director 7.12 Reelect Francis Mer as Independent For For Management Director 7.13 Reelect Kay Marie Breeden as For For Management Independent Director 7.14 Reelect Astrid De Launoit as For For Management Independent Director 7.15 Reelect Bernadette Christine Blampain For For Management as Independent Director 8 Approve Remuneration Policy For Against Management 9 Approve Remuneration Report For For Management 1 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Guarantee of For For Management M&A Loan 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Related Party Transactions 2 Approve Issuance of Debt Financing For For Shareholder Instruments -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Patent Transfer For For Management Contract 2 Approve Additional Guarantee For For Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management 2 Approve Signing of Technology For For Shareholder Licensing and Service Contracts 3 Approve Provision of Guarantee for For Against Shareholder Financial Leasing Business -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Counter Guarantee For For Management to Controlled Indirect Subsidiary -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Application and Provision For For Management of Counter-Guarantees 2 Approve Signing of Equipment Transfer For For Management Contract -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee for For Against Management Controlled Subsidiary 3 Approve Provision of Guarantee and For Against Management Additional Mortgage for Controlled Subsidiary -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For Did Not Vote Management Wholly-owned Subsidiary 2 Approve Provision of Guarantee for For Did Not Vote Management Controlled Subsidiary 3 Approve Provision of Guarantee and For Did Not Vote Management Additional Mortgage for Controlled Subsidiary -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantees For For Management 9 Approve to Handle Deposit and For For Management Settlement Business with Langfang Bank Co., Ltd. and Related Party Transaction 10 Amend Articles of Association For For Management 11.1 Elect Zhang Deqiang as Director For For Shareholder 11.2 Elect Cheng Tao as Director For For Shareholder 11.3 Elect Xie Gongping as Director For For Shareholder 11.4 Elect Xu Gang as Director For For Shareholder 11.5 Elect Liu Yuzhou as Director For For Shareholder 12.1 Elect Yang Youhong as Director For For Management 12.2 Elect Lou Aidong as Director For For Management 12.3 Elect Zhang Qifeng as Director For For Management 13.1 Elect Zhao Jianguang as Supervisor For For Shareholder 13.2 Elect Ren Hua as Supervisor For For Shareholder -------------------------------------------------------------------------------- VISIONOX TECHNOLOGY, INC. Ticker: 002387 Security ID: Y0916V107 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement 2 Approve Extension of Authorization of For For Management the Board to Handle All Related Matters on Private Placement -------------------------------------------------------------------------------- VISTA LAND & LIFESCAPES, INC. Ticker: VLL Security ID: Y9382G106 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Last Annual For For Management Meeting of Stockholders Held on June 17, 2019 2 Noting of the President's Report and For For Management Management Report and Approval of Audited Financial Statements for the Year 2019 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management from the Date of the Last Annual Stockholders' Meeting Until the Date of this Meeting 4.1 Elect Manuel B. Villar as Director For For Management 4.2 Elect Manuel Paolo A. Villar as For For Management Director 4.3 Elect Cynthia J. Javarez as Director For Against Management 4.4 Elect Camille A. Villar as Director For Against Management 4.5 Elect Frances Rosalie T. Coloma as For Against Management Director 4.6 Elect Marilou O. Adea as Director For For Management 4.7 Elect Ruben O. Fruto as Director For For Management 5 Appoint Sycip, Gorres Velayo & Co. as For For Management External Auditor -------------------------------------------------------------------------------- VISTA LAND & LIFESCAPES, INC. Ticker: VLL Security ID: Y9382G106 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Last Annual For For Management Meeting of Stockholders Held on July 15, 2020 2 Noting of the President's Report and For For Management Management Report and Approval of the Audited Financial Statements for the Year 2020 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management from the Date of the Last Annual Stockholders' Meeting Until the Date of this Meeting 4.1 Elect Manuel B. Villar, Jr. as Director For For Management 4.2 Elect Manuel Paolo A. Villar as For For Management Director 4.3 Elect Cynthia J. Javarez as Director For Against Management 4.4 Elect Camille A. Villar as Director For Against Management 4.5 Elect Frances Rosalie T. Coloma as For Against Management Director 4.6 Elect Justina F. Callangan as Director For For Management 4.7 Elect Romulo L. Neri as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditor -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management 2 Approve Change of Business Scope For For Management 3 Amend Articles of Association For For Management 4 Approve Provision of Guarantees to For For Management Subsidiaries 5 Approve Draft and Summary on Stock For For Management Option Incentive Plan 6 Approve Methods to Assess the For For Management Performance of Plan Participants 7 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- VISUAL CHINA GROUP CO., LTD. Ticker: 000681 Security ID: Y75408107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Profit Distribution For For Management 3 Approve Financial Statements For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Internal Control Evaluation For For Management Report 7 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- VISUAL PHOTONICS EPITAXY CO., LTD. Ticker: 2455 Security ID: Y9379U100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- VITROX CORPORATION BERHAD Ticker: 0097 Security ID: Y937A3108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fee For For Management 3 Elect Kiew Kwong Sen as Director For For Management 4 Elect Ahmad Fadzil Bin Mohamad Hani as For For Management Director 5 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 6 Approve Crowe Malaysia PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Kiew Kwong Sen to Continue For For Management Office as Independent Non-Executive Director 8 Approve Ahmad Fadzil Bin Mohamad Hani For For Management to Continue Office as Independent Non-Executive Director 9 Approve Chuah Poay Ngee to Continue For For Management Office as Independent Non-Executive Director 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VIVA BIOTECH HOLDINGS Ticker: 1873 Security ID: G9390W101 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: OCT 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Share For For Management Capital -------------------------------------------------------------------------------- VIVA BIOTECH HOLDINGS Ticker: 1873 Security ID: G9390W101 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Purchase Agreement and For For Management Related Transactions 1b Authorize Board to Deal with All For For Management Matters in Relation to the Share Purchase Agreement -------------------------------------------------------------------------------- VIVA BIOTECH HOLDINGS Ticker: 1873 Security ID: G9390W101 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VIVA BIOTECH HOLDINGS Ticker: 1873 Security ID: G9390W101 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Mao Chen Cheney as Director For For Management 2b Elect Wu Ying as Director For For Management 2c Elect Ren Delin as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Final Dividend For For Management 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Indemnification Agreement For Against Management between the Company and Company's Management 2 Amend Articles For Against Management 3 Consolidate Bylaws For Against Management -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2020 3 Approve Allocation of Income and For For Management Dividends 4 Fix Number of Directors at Five For For Management 5 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6 Elect Directors For For Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Cox Neto as Independent Director 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Sylvia de Souza Leao Wanderley as Independent Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fabio Jose Silva Coelho as Independent Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Anna Andrea Votta Alves Chaia as Independent Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Monteiro Kaufman as Director 10 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Classification of Joao Cox For For Management Neto, Sylvia de Souza Leao Wanderley, Fabio Jose Silva Coelho and Anna Andrea Votta Alves Chaia as Independent Directors 12 Approve Remuneration of Company's For For Management Management 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- VIVOTEK, INC. Ticker: 3454 Security ID: Y937A0112 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- VODACOM GROUP LTD. Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Elect Khumo Shuenyane as Director For For Management 3 Elect Leanne Wood as Director For Against Management 4 Elect Pierre Klotz as Director For Against Management 5 Elect Clive Thomson as Director For For Management 6 Re-elect Vivek Badrinath as Director For Against Management 7 Re-elect Shameel Aziz Joosub as For For Management Director 8 Reappoint Ernst & Young Inc. as For For Management Auditors with Vinodhan Pillay as the Individual Registered Auditor 9 Approve Remuneration Policy For For Management 10 Approve Implementation of the For For Management Remuneration Policy 11 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 12 Elect Clive Thomson as Member of the For For Management Audit, Risk and Compliance Committee 13 Elect Khumo Shuenyane as Member of the For For Management Audit, Risk and Compliance Committee 14 Elect Nomkhita Ngweni as Member of the For For Management Audit, Risk and Compliance Committee 15 Authorise Repurchase of Issued Share For For Management Capital 16 Approve Increase in Non-Executive For For Management Directors' Fees -------------------------------------------------------------------------------- VODAFONE IDEA LIMITED Ticker: 532822 Security ID: Y3857E100 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Debnarayan Bhattacharya as For For Management Director 3 Reelect Vivek Badrinath as Director For Against Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Appointment of Ravinder Takkar For For Management as Managing Director & Chief Executive Officer 6 Approve Material Related Party For For Management Transactions with Indus Towers Limited 7 Approve Material Related Party For For Management Transactions with Bharti Infratel Limited 8 Approve Borrowing Powers For For Management 9 Approve Pledging of Assets for Debt For For Management 10 Amend Articles of Association For For Management 11 Approve Issuance of Non-Convertible For For Management Debentures and Equity Securities -------------------------------------------------------------------------------- VOLTAS LIMITED Ticker: 500575 Security ID: Y93817149 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Pradeep Kumar Bakshi as For For Management Director 5 Reelect Vinayak Deshpande as Director For For Management 6 Approve Reappointment and Remuneration For Against Management of Pradeep Kumar Bakshi as Managing Director and Chief Executive Officer 7 Approve Payment of Commission to For Against Management Non-Executive Directors 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- VOLTRONIC POWER TECHNOLOGY CORP. Ticker: 6409 Security ID: Y937BE103 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5.1 Elect Hsieh Chuo-Ming, with For For Management Shareholder No. 1, as Non-independent Director 5.2 Elect CHEN Tsui-Fang, a Representative For For Management of Open Great International Investment Limited Company, with Shareholder No. 3, as Non-independent Director 5.3 Elect CHENG Ya-Jen, a Representative For For Management of FSP TECHNOLOGY INC, with Shareholder No. 7, as Non-independent Director 5.4 Elect Passuello Fabio, with For For Management Shareholder No. YA4399XXX, as Non-independent Director 5.5 Elect Li Chien-Jan, with Shareholder For For Management No. F122404XXX, as as Independent Director 5.6 Elect Wang Hsiu-Chi, with Shareholder For For Management No. N200364XXX, as Independent Director 5.7 Elect Sam Ho, with Shareholder No. For For Management F126520XXX, as Independent Director 5.8 Elect Liao Kuei-Fang, with Shareholder For For Management No. H220375XXX, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- VTRON GROUP CO., LTD. Ticker: 002308 Security ID: Y937AC108 Meeting Date: AUG 25, 2020 Meeting Type: Special Record Date: AUG 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hou Jingang as Non-Independent For For Management Director 1.2 Elect Zhan Yubao as Non-Independent For For Management Director 1.3 Elect Gu Guixin as Non-Independent For For Management Director 1.4 Elect Wang Guohua as Non-Independent For For Management Director 1.5 Elect Wang Qin as Non-Independent For For Management Director 1.6 Elect Liu Xiujun as Non-Independent For For Management Director 2.1 Elect Zhang Shaofeng as Independent For For Management Director 2.2 Elect Gao Shuzhi as Independent For For Management Director 2.3 Elect Li Yuanyang as Independent For For Management Director 3.1 Elect Nie Weicai as Supervisor For For Management 3.2 Elect Gao Bin as Supervisor For For Management -------------------------------------------------------------------------------- VTRON GROUP CO., LTD. Ticker: 002308 Security ID: Y937AC108 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Use of Idle Raised Funds for For For Management Cash Management 5 Approve Use of Idle Own Funds for Cash For For Management Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- VTRON GROUP CO., LTD. Ticker: 002308 Security ID: Y937AC108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Supplemental Agreement of For For Management Equity Acquisition Agreement 9 Approve Supplemental Agreement of For For Management Investment Agreement -------------------------------------------------------------------------------- VUKILE PROPERTY FUND LTD. Ticker: VKE Security ID: S9468N170 Meeting Date: OCT 02, 2020 Meeting Type: Annual Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3.1 Approve Non-executive Directors' For For Management Retainer 3.2 Approve Board Chairman's Retainer For For Management 3.3 Approve Audit and Risk Committee For For Management Chairman's Retainer 3.4 Approve Social, Ethics and Human For For Management Resources Committee Chairman's Retainer 3.5 Approve Property and Investment For For Management Committee Chairman's Retainer 3.6 Approve Lead Independent Director's For For Management Retainer 3.7 Approve Board Attendance Fees For For Management 3.8 Approve Audit and Risk Committee For For Management Attendance Fees 3.9 Approve Social, Ethics and Human For For Management Resources Committee Attendance Fees 3.10 Approve Property and Investment For For Management Committee Attendance Fees 4 Authorise Repurchase of Issued Share For For Management Capital 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Reappoint PwC as Auditors with A For For Management Taylor as the Designated Registered Auditor 3.1 Re-elect Dr Renosi Mokate as Director For For Management 3.2 Re-elect Babalwa Ngonyama as Director For For Management 3.3 Re-elect Hatla Ntene as Director For For Management 3.4 Re-elect Laurence Rapp as Director For For Management 4.1 Re-elect Dr Steve Booysen as Member of For Against Management the Audit and Risk Committee 4.2 Re-elect Dr Renosi Mokate as Member of For For Management the Audit and Risk Committee 4.3 Re-elect Babalwa Ngonyama as Member of For For Management the Audit and Risk Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 8 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Expropriation of Factory Area For For Management of Subsidiary -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan Guarantee For For Management for Subsidiaries 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Lin Bin as Non-Independent For For Management Director 2.2 Elect Cui Guiliang as Non-Independent For For Management Director 2.3 Elect Ren Dong as Non-Independent For For Management Director 2.4 Elect Cao Rongkai as Non-Independent For For Management Director 2.5 Elect Meng Zhaoyong as Non-Independent For For Management Director 2.6 Elect Wan Hui as Non-Independent For For Management Director 3.1 Elect Zhao Changsheng as Independent For For Shareholder Director 3.2 Elect Zhang Yingming as Independent For For Shareholder Director 3.3 Elect Liu Shuxiang as Independent For For Shareholder Director 4.1 Elect Ding Jinli as Supervisor For For Management 4.2 Elect Liu Min as Supervisor For For Management -------------------------------------------------------------------------------- VV FOOD & BEVERAGE CO., LTD. Ticker: 600300 Security ID: Y9724R109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- WABCO INDIA LIMITED Ticker: 533023 Security ID: Y9381Z121 Meeting Date: SEP 25, 2020 Meeting Type: Annual Record Date: SEP 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Acknowledge Lisa Brown be not For For Management Reappointed as Director and that the Vacancy on the Board Not be Filled 3 Elect Mahesh Chhabria as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Related Party Transactions For Against Management with WABCO Europe BVBA -------------------------------------------------------------------------------- WAFER WORKS CORP. Ticker: 6182 Security ID: Y9390R102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect PING-HAI, CHIAO, with For For Management SHAREHOLDER NO.00000181 as Non-independent Director 6.2 Elect NAN-YANG, WU, with SHAREHOLDER For For Management NO.E121424XXX as Non-independent Director 6.3 Elect ZHEN-TU, LIU, with SHAREHOLDER For For Management NO.00000088 as Non-independent Director 6.4 Elect MIN-SHIANG, LIN, a For For Management Representative of HUA ENG WIRE AND CABLE CO., LTD., with SHAREHOLDER NO. 00000022, as Non-independent Director 6.5 Elect CHUNG-HOU, TAI, with SHAREHOLDER For For Management NO.00000025 as Non-independent Director 6.6 Elect CHUN-LIN, CHEN, a Representative For For Management of HITECH HOLDING BVI CORP., with SHAREHOLDER NO.00000008, as Non-independent Director 6.7 Elect YONG-SONG, TSAI, with For For Management SHAREHOLDER NO.A104631XXX as Independent Director 6.8 Elect FENG-I, LIN, with SHAREHOLDER NO. For For Management V101038XXX as Independent Director 6.9 Elect TE-WEI, CHOU, with SHAREHOLDER For For Management NO.J120985XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WAH LEE INDUSTRIAL CORP. Ticker: 3010 Security ID: Y9435R109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of New Shares for For For Management Capital Increase from Capital Surplus Transfer 4 Approve Amendments to Articles of For For Management Association 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Rules and Procedures Regarding For For Management Shareholders General Meeting -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Report of Audit and Corporate For For Management Practices Committees 1b Approve CEO's Report and Board Opinion For For Management on CEO's Report 1c Approve Board of Directors' Report For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of MXN 1.63 Per Share 4 Approve Report and Resolutions Re: For Against Management Employee Stock Purchase Plan 5 Approve Report on Share Repurchase For For Management Reserves 6a1 Elect or Ratify Enrique Ostale as For For Management Director 6a2 Elect or Ratify Richard Mayfield as For For Management Director 6a3 Elect or Ratify Amanda Whalen as For For Management Director 6a4 Elect or Ratify Tom Ward as Director For For Management 6a5 Elect or Ratify Kirsten Evans as For For Management Director 6a6 Elect or Ratify Guilherme Loureiro as For For Management Director 6a7 Elect or Ratify Adolfo Cerezo as For For Management Director 6a8 Elect or Ratify Blanca Trevino as For For Management Director 6a9 Elect or Ratify Roberto Newell as For For Management Director 6a10 Elect or Ratify Ernesto Cervera as For For Management Director 6a11 Elect or Ratify Eric Perez Grovas as For For Management Director 6b1 Elect or Ratify Adolfo Cerezo as For For Management Chairman of Audit and Corporate Practices Committees 6b2 Approve Discharge of Board of For For Management Directors and Officers 6b3 Approve Directors and Officers For For Management Liability 6c1 Approve Remuneration of Board Chairman For For Management 6c2 Approve Remuneration of Director For For Management 6c3 Approve Remuneration of Chairman of For For Management Audit and Corporate Practices Committees 6c4 Approve Remuneration of Member of For For Management Audit and Corporate Practices Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: JUN 22, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 Re: Corporate Purpose For Against Management 2 Approve Report and Resolutions Re: For Against Management Employee Stock Purchase Plan 3 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- WALSIN LIHWA CORP. Ticker: 1605 Security ID: Y9489R104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Chairman of the Board CHIAO YU LUN 6 Approve Release of Restrictions of For For Management Competitive Activities of Director MA WEI-HSIN -------------------------------------------------------------------------------- WALSIN TECHNOLOGY CORP. Ticker: 2492 Security ID: Y9494B102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Jiankang as For For Management Non-Independent Director 1.2 Elect Fan Yongwu as Non-Independent For For Management Director 2 Elect Zhao Jianmei as Independent For For Management Director 3 Elect Ding Shiqing as Supervisor For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Issuance of Shares to Purchase For For Management Assets and Completion of Raised Funds Investment Project as well as Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For Against Management Connection to Waiver of Pre-emptive Rights -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing in Hong Kong Stock Exchange as well as Conversion to an Overseas Fundraising Company 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Time For For Management 2.3 Approve Issue Manner For For Management 2.4 Approve Issue Size For For Management 2.5 Approve Pricing Method For For Management 2.6 Approve Target Subscribers For For Management 2.7 Approve Principles of Offering For For Management 2.8 Approve Application for Listing on the For For Management Stock Exchange 2.9 Approve Resolution Validity Period For For Management 3 Approve Issuance of H Shares For For For Management Fund-Raising Use Plan 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members and Prospectus Liability Insurance Matters 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Elect Huang Shida as Independent For For Management Director 8 Approve Arrangements on Roll-forward For For Management Profits 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Management System for the Usage For For Management of Raised Funds 14 Amend the Work System for Independent For For Management Non-executive Directors 15 Amend Related Party Transaction For For Management Decision-making System 16 Amend Rules and Procedures Regarding For For Management Investment Decision-making 17 Amend Management System for External For For Management Guarantees 18 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WALVAX BIOTECHNOLOGY CO., LTD. Ticker: 300142 Security ID: Y9486E106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Report For For Management 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Adjustment of Walvax For For Management Biotechnology Innovation Center Project -------------------------------------------------------------------------------- WAN HAI LINES LTD. Ticker: 2615 Security ID: Y9507R102 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Lending For For Management Procedures and Caps 5 Amend Procedures for Endorsement and For For Management Guarantees 6 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7 Approve Amendments to Articles of For For Management Association 8 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Working System for Independent For For Management Directors 5 Amend External Investment Management For For Management System 6 Elect Yin Xiangjin as Non-Independent For For Shareholder Director 7 Approve Change of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- WANDA FILM HOLDING CO., LTD. Ticker: 002739 Security ID: Y94885103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Internal Control Evaluation For For Management Report 8 Approve Daily Related Party For For Management Transactions 9 Approve Application of Financing For For Management 10 Approve Provision of Guarantees For Against Management 11 Approve Provision for Asset Impairment For For Management 12 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 13 Approve Adjustment on Performance For For Management Commitment Plan of Subsidiaries 14 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Extension of Capital Injection For For Management Plan -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WANGFUJING GROUP CO., LTD. Ticker: 600859 Security ID: Y0775J104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Dividend Payout Plan 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Merger by Absorption as well For For Management as Raising Supporting Funds Complies with Relevant Laws and Regulation 8.1 Approve Brief Introduction For For Management 8.2 Approve Transaction Parties For For Management 8.3 Approve Issue Type and Par Value For For Management 8.4 Approve Share Swap Target and Merger For For Management Implementation Share Record Date 8.5 Approve Conversion Price and For For Management Conversion Ratio 8.6 Approve Issue Size For For Management 8.7 Approve Listing Exchange For For Management 8.8 Approve Lock-up Period For For Management 8.9 Approve Handling of Limited Rights of For For Management Shares 8.10 Approve Wangfujing's Dissenting For For Management Shareholders' Benefit Protection Mechanism 8.11 Approve Interests Protection Mechanism For For Management of the Dissident Shareholders of Shoushang Co., Ltd. 8.12 Approve Disposal of Creditor's Rights For For Management 8.13 Approve Arrangement of Transitional For For Management Period 8.14 Approve Arrangements for Transfer or For For Management Delivery of Related Assets 8.15 Approve Staff Placement For For Management 8.16 Approve Distribution Arrangement of For For Management Undistributed Earnings 8.17 Approve Amount of Raised Funds For For Management 8.18 Approve Share Type and Par Value For For Management 8.19 Approve Target Subscribers and Issue For For Management Manner 8.20 Approve Pricing Basis and Issue Price For For Management 8.21 Approve Issue Size For For Management 8.22 Approve Listing Exchange For For Management 8.23 Approve Lock-up Period For For Management 8.24 Approve Approve Distribution For For Management Arrangement of Undistributed Earnings 8.25 Approve Use of Proceeds of Raised For For Management Funds Arrangement 8.26 Approve Resolution Validity Period For For Management 9 Approve Signing of Share Swap and For For Management Merger Agreement 10 Approve Signing of Shares Subscription For For Management Agreement 11 Approve Draft and Summary of Report on For For Management Merger by Absorption as well as Raising Supporting Funds 12 Approve Transaction Constitute as For For Management Major Asset Restructuring 13 Approve Transaction Constitute as For For Management Related-Party Transaction 14 Approve Relevant Preparation Review For For Management Report 15 Approve Valuation Report Related to For For Management this Transaction 16 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 18 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies 19 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Restructuring of Listed Companies 20 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 21 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 22 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over 23 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 24 Approve Report on the Usage of For For Management Previously Raised Funds 25 Approve Whitewash Waiver and Related For For Management Transactions 26 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amendments to Articles of Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Working System for Independent For For Management Directors 6 Amend Management System of Related For For Management Party Transactions 7 Amend Management System for Providing For For Management External Guarantees 8 Amend Management System for Providing For For Management External Investments 9 Amend Management System of Raised Funds For For Management 10 Approve Adjustments to 2017 Stock For For Management Option Plan and Performance Shares Incentive Plan, Grant to Incentive Objects, Number of Options and Repurchase and Cancellation of Performance Shares 11 Approve Adjustments to 2020 Stock For For Management Option Plan and Performance Shares Incentive Plan, Grant to Incentive Objects, Number of Options and Repurchase and Cancellation of Performance Shares 12 Approve Provision of Guarantee For Against Management 13 Approve to Appoint Auditor For For Management 14 Approve Use of Funds for Financial For For Shareholder Products -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Term For For Management Extension for External Loan 2 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares 3 Approve Adjustment on Incentive Object For For Management and Number of Stock Options Granted on the Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Term For Did Not Vote Management Extension for External Loan 2 Approve Adjustment on Incentive Object For Did Not Vote Management and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares 3 Approve Adjustment on Incentive Object For Did Not Vote Management and Number of Stock Options Granted on the Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- WANGSU SCIENCE & TECHNOLOGY CO., LTD. Ticker: 300017 Security ID: Y7689Q108 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration Plan of the For For Management Company's Chairman 7 Approve Repurchase and Cancellation of For For Management the First Grant of Stock Option and Performance Share Incentive Plan 8 Approve Repurchase and Cancellation of For For Management the Reserved Grant of Stock Option and Performance Share Incentive Plan 9 Amend Articles of Association For For Management 10 Approve Extension of Investment Period For For Shareholder in the Usage of Funds to Purchase Financial Products 11 Approve Adjustment in the Usage of For For Shareholder Funds for Cash Management and Extension of Investment Period 12 Approve Adjustment of Incentive For For Shareholder Objects and Number of Stock Option and Performance Share Incentive Plan as well as Repurchase and Cancellation of Performance Shares -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and For For Management Fundraising Projects -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: Y9520G109 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Completion of 2020 Investment For Against Management Plan and 2021 Investment Plan Report 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Remuneration of Auditor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Provision of Guarantee to For Against Management Subsidiary and Guarantee Provision Between Subsidiaries 12 Approve Provision of Guarantee to For For Management Joint Venture Enterprise 13 Approve Change of Registered Address For For Management and Amend Articles of Association 14 Approve Issuance of Debt Financing For For Management Instruments 15 Approve Increase in Foreign Forward For For Management Exchange Settlement and Sale as well as Amend Relevant Systems 16 Approve Provision of Financial Support For For Management 17 Approve Merger by Absorption For For Management 18 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- WANXIANG QIANCHAO CO., LTD. Ticker: 000559 Security ID: Y9505H106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Signing of Financial Services For For Management Framework Agreement 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Credit Line Application For For Management 10 Approve Provision of Guarantee for For For Management Comprehensive Credit Line 11 Approve Provision of Guarantee for For For Management Comprehensive Credit Line to Wanxiang Finance Co., Ltd. 12 Elect Yang Zhengchun as For For Management Non-Independent Director 13 Approve Capital Injection For For Management 14 Approve Signing of Fund Borrowing For For Management Framework Agreement -------------------------------------------------------------------------------- WARBA BANK KSC Ticker: WARBABANK Security ID: M9763Z106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 17 of Bylaws Re: Board For For Management Composition and Election -------------------------------------------------------------------------------- WARBA BANK KSC Ticker: WARBABANK Security ID: M9763Z106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect an Independent Director For Against Management 2 Elect an Independent Supplementary For Against Management Director -------------------------------------------------------------------------------- WARBA BANK KSC Ticker: WARBABANK Security ID: M9763Z106 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Approve Shariah Supervisory Board For For Management Report for FY 2020 4 Approve External Shariah Auditor For For Management Report for FY 2020 5 Approve Special Report on Penalties For For Management for FY 2020 6 Accept Financial Statements and For For Management Statutory Reports for FY 2020 7 Approve Absence of Dividends and Bonus For For Management Shares for FY 2020 8 Approve Discontinuing the Transfer of For For Management 10 Percent Mandatory Reserve of Net Income for FY 2020 9 Approve Remuneration of Directors of For For Management KWD 62.5 Thousand for FY 2020 10 Approve Related Party Transactions For Against Management 11 Approve Directors' Loans For Against Management 12 Authorize Issuance of Sukuk or Other For Against Management Shariah Compliant Instruments and Authorize Board to Set Terms of Issuance 13 Approve Discharge of Directors for FY For For Management 2020 14 Ratify External Sharia Auditors and For For Management Fix Their Remuneration for FY 2021 15 Elect Sharia Supervisory Board Members For For Management (Bundled) and Fix Their Remuneration for FY 2021 16 Ratify Auditors and Fix Their For For Management Remuneration for FY 2021 17 Elect a Director For Against Management -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WASU MEDIA HOLDING CO., LTD. Ticker: 000156 Security ID: Y9532N100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Amend Articles of Association For For Management 4 Approve Equity Distribution For For Management 5 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 6 Approve Financial Statements For For Management 7 Approve Financial Budget Report For Against Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Daily Related-party For For Management Transactions 10 Approve to Appoint Auditor and For For Management Internal Control Auditor 11 Approve Report of the Board of For For Management Supervisor -------------------------------------------------------------------------------- WCT HOLDINGS BERHAD Ticker: 9679 Security ID: Y9532D102 Meeting Date: AUG 05, 2020 Meeting Type: Annual Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Lim Siew Choon as Director For For Management 3 Elect Marzuki Bin Mohd Noor as Director For For Management 4 Elect Ng Sooi Lin as Director For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 10 Authorize Share Repurchase Program For For Management 11 Approve Grant of Options to Goh Kai For Against Management Hang 12 Approve Grant of Options to Liang Ee Eu For Against Management -------------------------------------------------------------------------------- WCT HOLDINGS BERHAD Ticker: 9679 Security ID: Y9532D102 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Liang Kai Chong as Director For For Management 3 Elect Ng Soon Lai @ Ng Siek Chuan as For For Management Director 4 Elect Rahana Binti Abdul Rashid as For For Management Director 5 Elect Chow Ying Choon as Director For For Management 6 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 11 Authorize Share Repurchase Program For For Management 12 Approve Grant of Options to Chow Ying For Against Management Choon -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget, Allocation of For For Management Income, Ratify Distribution of Dividends and Interest-on-Capital-Stock Payments 3 Approve Remuneration of Company's For For Management Management 4 Elect Fiscal Council Members For Abstain Management 5 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 6 Elect Lucia Maria Martins Casasanta as None For Shareholder Fiscal Council Member and Patricia Valente Stierli as Alternate Appointed by Minority Shareholder 7 Approve Remuneration of Fiscal Council For For Management Members 8 Designate Newspapers to Publish For For Management Company Announcements -------------------------------------------------------------------------------- WEG SA Ticker: WEGE3 Security ID: P9832B129 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2-for-1 Stock Split and Amend For For Management Article 5 Accordingly 2 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 3 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- WEI CHUAN FOODS CORP. Ticker: 1201 Security ID: Y95335108 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- WEIBO CORPORATION Ticker: WB Security ID: 948596101 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Charles Chao For Against Management 2 Elect Director P Christopher Lu For For Management 3 Elect Director Gaofei Wang For Against Management -------------------------------------------------------------------------------- WEICHAI HEAVY MACHINERY CO., LTD. Ticker: 000880 Security ID: Y7677S108 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yin Xiaoqing as Non-Independent For For Management Director 2 Approve Sale of Diesel Engine Parts, For For Management Raw Materials, Steel and Scrap Metals, Diesel Engines and Related Products, Labor Services and Processing Services -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of the Guarantees by the For For Management Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of the Guarantees by the For For Management Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Weichai Sale and Processing Services Agreement and Relevant New Caps 2 Approve Supplemental Agreement to the For For Management Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services and Relevant New Caps 3 Approve Supplemental Agreement to the For For Management Weichai Heavy Machinery Purchase and Processing Services Agreement and Relevant New Caps 4 Approve Supplemental Agreement to the For For Management Weichai Power Diesel Engines Supply Framework Agreement and the Weichai Yangzhou Diesel Engines Supply Framework Agreement and Relevant New Caps 5 Approve Supplemental Agreement to the For For Management Transmissions Supply Framework Agreement and Relevant New Caps 6 Approve Supplemental Agreement to the For For Management Axles Supply Framework Agreement and Relevant New Caps 7 Approve Supplemental Agreement to the For For Management Weichai Westport Supply Agreement and Relevant New Caps 8 Approve Supplemental Agreement to the For For Management Weichai Westport Purchase Agreement and Relevant New Caps 9 Approve Supplemental Agreement to the For For Management Weichai Westport Logistics Agreement and Relevant New Caps 10 Approve Supplemental Agreement to the For For Management Weichai Westport Leasing Agreement and Relevant New Caps 11 Approve Grant of the Guarantee(s) by For For Management the Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Weichai Sale and Processing Services Agreement and Relevant New Caps 2 Approve Supplemental Agreement to the For For Management Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services and Relevant New Caps 3 Approve Supplemental Agreement to the For For Management Weichai Heavy Machinery Purchase and Processing Services Agreement and Relevant New Caps 4 Approve Supplemental Agreement to the For For Management Weichai Power Diesel Engines Supply Framework Agreement and the Weichai Yangzhou Diesel Engines Supply Framework Agreement and Relevant New Caps 5 Approve Supplemental Agreement to the For For Management Transmissions Supply Framework Agreement and Relevant New Caps 6 Approve Supplemental Agreement to the For For Management Axles Supply Framework Agreement and Relevant New Caps 7 Approve Supplemental Agreement to the For For Management Weichai Westport Supply Agreement and Relevant New Caps 8 Approve Supplemental Agreement to the For For Management Weichai Westport Purchase Agreement and Relevant New Caps 9 Approve Supplemental Agreement to the For For Management Weichai Westport Logistics Agreement and Relevant New Caps 10 Approve Supplemental Agreement to the For For Management Weichai Westport Leasing Agreement and Relevant New Caps 11 Approve Grant of the Guarantee(s) by For For Management the Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of the General Mandate For For Management to Issue Shares to the Board 2 Approve Compliance with the Conditions For For Management of Non-Public Issuance of A Shares 3.1 Approve Class and Par Value of Shares For For Management to be Issued 3.2 Approve Method and Time of Issuance For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing 3.5 Approve Number of Shares to be Issued For For Management 3.6 Approve Lock-Up Period Arrangement For For Management 3.7 Approve Place of Listing of the New A For For Management Shares to be Issued 3.8 Approve Arrangement of Accumulated For For Management Undistributed Profits 3.9 Approve Validity of the Resolutions in For For Management Respect of the Non-Public Issuance of A Shares 3.10 Approve Use of Proceeds For For Management 4 Approve Plan for the Non-Public For For Management Issuance of A Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Absence of Need to Prepare a For For Management Report on the Use of Previously Raised Proceeds 7 Approve Remedial Measures for the For For Management Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 8 Approve Plan on Shareholders' Return For For Management for the Upcoming Three Years (2021-2023) 9 Authorize Board and Its Authorized For For Management Persons Board to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 10 Approve Proposed Amendments to the For For Management Management Measures on the Use of Raised Proceeds -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of the General Mandate For For Management to Issue Shares to the Board 2 Approve Compliance with the Conditions For For Management of Non-Public Issuance of A Shares 3.1 Approve Class and Par Value of Shares For For Management to be Issued 3.2 Approve Method and Time of Issuance For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing 3.5 Approve Number of Shares to be Issued For For Management 3.6 Approve Lock-Up Period Arrangement For For Management 3.7 Approve Place of Listing of the New A For For Management Shares to be Issued 3.8 Approve Arrangement of Accumulated For For Management Undistributed Profits 3.9 Approve Validity of the Resolutions in For For Management Respect of the Non-Public Issuance of A Shares 3.10 Approve Use of Proceeds For For Management 4 Approve Plan for the Non-Public For For Management Issuance of A Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Absence of Need to Prepare a For For Management Report on the Use of Previously Raised Proceeds 7 Approve Remedial Measures for the For For Management Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 8 Approve Plan on Shareholders' Return For For Management for the Upcoming Three Years (2021-2023) 9 Authorize Board and Its Authorized For For Management Persons Board to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 10 Approve Proposed Amendments to the For For Management Management Measures on the Use of Raised Proceeds -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the Relevant Laws and Regulations 2 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange 3 Approve the Plan for the Spin-off and For For Management Listing of Weichai Torch Technology Co. , Ltd., a Subsidiary of Weichai Power Co., Ltd., on the ChiNext Board of the Shenzhen Stock Exchange 4 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the "Certain Provisions on Pilot Domestic Listing of Spin-off Subsidiaries of Listed Companies" 5 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange which Benefits to Safeguard the Legal Rights and Interests of the Shareholders and Creditors of the Company 6 Approve the Ability of the Company to For For Management Maintain Its Independence and Sustainable Operation Ability 7 Approve the Capacity of Weichai Torch For For Management Technology Co., Ltd. to Operate in Accordance with the Corresponding Regulations 8 Approve the Explanation Regarding the For For Management Completeness and Compliance of the Statutory Procedures Performed for the Spin-Off and the Validity of the Legal Documents to be Submitted in Relation Thereto 9 Approve the Analysis in Relation to For For Management the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 10 Authorize the Board to Deal with the For For Management Matters Relating to the Spin-off 11 Amend Articles of Association For For Management 12 Approve the Continuing Connected For Against Management Transaction between the Company and Its Subsidiaries 13 Approve the CNHTC Purchase Agreement For For Management and the Relevant New Cap 14 Approve the CNHTC Supply Agreement and For For Management the Relevant New Cap -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: MAY 21, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the Relevant Laws and Regulations 2 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange 3 Approve the Plan for the Spin-off and For For Management Listing of Weichai Torch Technology Co. , Ltd., a Subsidiary of Weichai Power Co., Ltd., on the ChiNext Board of the Shenzhen Stock Exchange 4 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the "Certain Provisions on Pilot Domestic Listing of Spin-off Subsidiaries of Listed Companies" 5 Approve the Spin-off and Listing of For For Management Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange which Benefits to Safeguard the Legal Rights and Interests of the Shareholders and Creditors of the Company 6 Approve the Ability of the Company to For For Management Maintain Its Independence and Sustainable Operation Ability 7 Approve the Capacity of Weichai Torch For For Management Technology Co., Ltd. to Operate in Accordance with the Corresponding Regulations 8 Approve the Explanation Regarding the For For Management Completeness and Compliance of the Statutory Procedures Performed for the Spin-Off and the Validity of the Legal Documents to be Submitted in Relation Thereto 9 Approve the Analysis in Relation to For For Management the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off 10 Authorize the Board to Deal with the For For Management Matters Relating to the Spin-off 11 Amend Articles of Association For For Management 12 Approve the Continuing Connected For Against Management Transaction between the Company and Its Subsidiaries 13 Approve the CNHTC Purchase Agreement For For Management and the Relevant New Cap 14 Approve the CNHTC Supply Agreement and For For Management the Relevant New Cap -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Final Financial Report For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 9 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Intensive Logistics Co., Ltd. 10 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Reconstruction Co., Ltd. 11 Approve Adjusted Proposal for the For For Shareholder Distribution of Profit 12 Approve Payment of Interim Dividend For For Shareholder 13a Elect Tan Xuguang as Director For For Management 13b Elect Zhang Liangfu as Director For For Management 13c Elect Jiang Kui as Director For For Management 13d Elect Zhang Quan as Director For For Management 13e Elect Xu Xinyu as Director For For Management 13f Elect Sun Shaojun as Director For For Management 13g Elect Yuan Hongming as Director For For Management 13h Elect Yan Jianbo as Director For For Management 13i Elect Gordon Riske as Director For For Management 13j Elect Michael Martin Macht as Director For For Management 14a Elect Li Hongwu as Director For Against Management 14b Elect Wen Daocai as Director For Against Management 14c Elect Jiang Yan as Director For Against Management 14d Elect Yu Zhuoping as Director For Against Management 14e Elect Zhao Huifang as Director For Against Management 15a Elect Lu Wenwu as Supervisor For For Management 15b Elect Wu Hongwei as Supervisor For For Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Final Financial Report For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Hexin Accountants LLP as For For Management Internal Control Auditors 9 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Intensive Logistics Co., Ltd. 10 Approve Merger and Absorption of For For Management Weichai Power (Weifang) Reconstruction Co., Ltd. 11 Approve Adjusted Proposal for the For For Shareholder Distribution of Profit 12 Approve Payment of Interim Dividend For For Shareholder 13.1 Elect Tan Xuguang as Director For For Management 13.2 Elect Zhang Liangfu as Director For For Management 13.3 Elect Jiang Kui as Director For For Management 13.4 Elect Zhang Quan as Director For For Management 13.5 Elect Xu Xinyu as Director For For Management 13.6 Elect Sun Shaojun as Director For For Management 13.7 Elect Yuan Hongming as Director For For Management 13.8 Elect Yan Jianbo as Director For For Management 13.9 Elect Gordon Riske as Director For For Management 13.10 Elect Michael Martin Macht as Director For For Management 14.1 Elect Li Hongwu as Director For Against Management 14.2 Elect Wen Daocai as Director For Against Management 14.3 Elect Jiang Yan as Director For Against Management 14.4 Elect Yu Zhuoping as Director For Against Management 14.5 Elect Zhao Huifang as Director For Against Management 15.1 Elect Lu Wenwu as Supervisor For For Management 15.2 Elect Wu Hongwei as Supervisor For For Management -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338110 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338102 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338110 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Amend Senior Management Remuneration For Against Management Management Measures 7 Approve Allowance of Independent For For Management Directors 8 Approve Daily Related Party For For Management Transactions 9 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Elect Chen Ran as Supervisor For For Management 13.1 Elect Wang Xiaodong as Director For For Management 13.2 Elect Xu Yunfeng as Director For For Management 13.3 Elect Ou Jianbin as Director For For Management 13.4 Elect Kirsch Christoph as Director For For Management 13.5 Elect Chen Yudong as Director For For Management 13.6 Elect Zhao Hong as Director For For Management 13.7 Elect Huang Rui as Director For For Management 14.1 Elect Yu Xiaoli as Director For For Management 14.2 Elect Xing Min as Director For For Management 14.3 Elect Feng Kaiyan as Director For For Management 14.4 Elect Pan Xinggao as Director For For Management -------------------------------------------------------------------------------- WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. Ticker: 200581 Security ID: Y95338102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Amend Senior Management Remuneration For Against Management Management Measures 7 Approve Allowance of Independent For For Management Directors 8 Approve Daily Related Party For For Management Transactions 9 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 10 Approve Appointment of Financial For For Management Auditor 11 Approve Appointment of Internal For For Management Control Auditor 12 Elect Chen Ran as Supervisor For For Management 13.1 Elect Wang Xiaodong as Director For For Management 13.2 Elect Xu Yunfeng as Director For For Management 13.3 Elect Ou Jianbin as Director For For Management 13.4 Elect Kirsch Christoph as Director For For Management 13.5 Elect Chen Yudong as Director For For Management 13.6 Elect Zhao Hong as Director For For Management 13.7 Elect Huang Rui as Director For For Management 14.1 Elect Yu Xiaoli as Director For For Management 14.2 Elect Xing Min as Director For For Management 14.3 Elect Feng Kaiyan as Director For For Management 14.4 Elect Pan Xinggao as Director For For Management -------------------------------------------------------------------------------- WEIHAI GUANGTAI AIRPORT EQUIPMENT CO., LTD. Ticker: 002111 Security ID: Y9532J109 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association 5 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 6.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6.3 Amend Working System for Independent For For Management Directors 6.4 Amend Related-Party Transaction For For Management Management System 6.5 Amend Management System for Providing For For Management External Guarantees 6.6 Approve Major Investment Decision For For Management System 6.7 Approve Measures for Administration of For For Management Providing External Financial Assistance 6.8 Amend Management System of Raised Funds For For Management 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- WEIHAI GUANGTAI AIRPORT EQUIPMENT CO., LTD. Ticker: 002111 Security ID: Y9532J109 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for Cash For For Management Management -------------------------------------------------------------------------------- WEIHAI GUANGTAI AIRPORT EQUIPMENT CO., LTD. Ticker: 002111 Security ID: Y9532J109 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Emergency For For Management Support and Rescue Equipment Production Base Project 2 Approve Adjustment on the List of Plan For For Management Participants and Amount of Underlying Stocks Granted -------------------------------------------------------------------------------- WEIHAI GUANGTAI AIRPORT EQUIPMENT CO., LTD. Ticker: 002111 Security ID: Y9532J109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve to Appoint Auditor For For Management 8 Elect Li Yaozhong as Independent For For Management Director -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Liang as Non-Independent For For Management Director 1.2 Elect Lu Zhaojun as Non-Independent For For Management Director 1.3 Elect Li Shuxiang as Non-Independent For For Management Director 1.4 Elect Wang Wenyi as Non-Independent For For Management Director 1.5 Elect Yang Di as Non-Independent For For Management Director 1.6 Elect Zhang Yueyi as Non-Independent For For Management Director 2.1 Elect Meng Hong as Independent Director For For Management 2.2 Elect Li Wentao as Independent Director For For Management 2.3 Elect Tian Wenguang as Independent For For Management Director 3.1 Elect Cong Zongjie as Supervisor For For Management 3.2 Elect Jiang Yuanhu as Supervisor For For Management -------------------------------------------------------------------------------- WEIHAI GUANGWEI COMPOSITES CO., LTD. Ticker: 300699 Security ID: Y953AT108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantees and For For Management Financial Assistance 7 Approve Credit Line Application, Bank For For Management Loan and Corresponding Guarantees 8 Approve Remuneration Plan of Directors For For Management and Supervisors 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Approve Shareholder Return Plan For For Management 12 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WEIMOB INC. Ticker: 2013 Security ID: G9T20A106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A1 Elect Sun Taoyong as Director For For Management 2A2 Elect Sun Mingchun as Director For For Management 2A3 Elect Li Xufu as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 4B Authorize Repurchase of Issued Share For For Management Capital 4C Authorize Reissuance of Repurchased For For Management Shares 5 Approve RSU Scheme Annual Mandate For For Management -------------------------------------------------------------------------------- WELLHOPE FOODS CO., LTD. Ticker: 603609 Security ID: Y5S62L100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transactions For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Approve Amendments to Articles of For For Management Association 11 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- WELSPUN CORP. LIMITED Ticker: 532144 Security ID: Y9536Y102 Meeting Date: AUG 31, 2020 Meeting Type: Annual Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Vipul Mathur as Director For For Management 4 Reelect Balkrishan Goenka as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Approve Borrowing by Issuance of For For Management Non-Convertible Debentures and/or Commercial Papers on Private Placement Basis 7 Approve Payment of Remuneration by way For For Management of Commission to Balkrishan Goenka as Non-Executive Chairman 8 Approve Listing and Offer for Sale of For For Management Partial Investment in Welspun Middle East Pipes LLC -------------------------------------------------------------------------------- WELSPUN CORP. LIMITED Ticker: 532144 Security ID: Y9536Y102 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Objects Clause of Memorandum of For For Management Association 2 Approve Issuance of Secured/Unsecured, For For Management Redeemable, Non-Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- WELSPUN INDIA LIMITED Ticker: 514162 Security ID: Y9T340128 Meeting Date: SEP 29, 2020 Meeting Type: Annual Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Balkrishan Goenka as Director For Against Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Payment of Remuneration to For For Management Balkrishan Goenka as Non-Executive Chairman -------------------------------------------------------------------------------- WELSPUN INDIA LIMITED Ticker: 514162 Security ID: Y9T340128 Meeting Date: APR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Secured or For For Management Unsecured, Redeemable, Non-Convertible Debentures, ESG Bonds, Commercial Papers Whether on Private Placement Basis or in Domestic and/or International Market -------------------------------------------------------------------------------- WELTREND SEMICONDUCTOR, INC. Ticker: 2436 Security ID: Y95351105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 11 Approve Repurchase and Cancellation of For For Management Performance Shares 12.1 Approve Amendments to Articles of For For Management Association 12.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12.5 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Interim Profit Distribution For For Management 3 Approve Use of Excess Raised Funds For For Shareholder 4 Approve Overseas Issuance of Bonds For For Shareholder -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Par Value, Issue Price and For For Management Issue Size 2.2 Approve Bond Maturity and Type For For Management 2.3 Approve Bond Interest Rate and Method For For Management of Determination as well as Payment Manner of Capital and Interest 2.4 Approve Issue Manner For For Management 2.5 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.6 Approve Use of Proceeds For For Management 2.7 Approve Guarantee Method For For Management 2.8 Approve Listing of Bonds For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Resolution Validity Period For For Management 3 Approve Issuance of Medium-term Notes For For Management 4 Approve Guarantee Provision Plan For Against Management 5.1 Approve Amendments to Articles of For For Management Association 5.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5.4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5.5 Amend Working System for Independent For For Management Directors 5.6 Amend Related Party Transaction For For Management Management System 5.7 Amend External Guarantee For For Management Decision-making System 5.8 Amend Investment Management System For For Management 5.9 Amend Information Disclosure For For Management Management System 5.10 Amend Management System of External For For Management Donations -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Related Party Transaction For For Management 9 Approve Disposal of Real Estate For For Management 10 Approve Provision of Payment Guarantee For Against Management 11 Approve Guarantee Provision for For For Management Comprehensive Credit Lines Application 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve to Appoint Auditor For For Management 14 Approve Issuance of Super Short-term For For Management Commercial Papers 15 Approve Use of Raised Funds for Cash For For Management Management 16 Approve Draft and Summary of For For Shareholder Performance Shares Incentive Plan 17 Approve Methods to Assess the For For Management Performance of Plan Participants 18 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WEN'S FOODSTUFF GROUP CO., LTD. Ticker: 300498 Security ID: Y2R30P108 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Changes in Registered Capital For For Management and Amend Articles of Association 3 Approve Provision of Guarantee for For For Management Credit Line Application 4 Approve Provision of Loan Guarantee For Against Management -------------------------------------------------------------------------------- WENFENG GREAT WORLD CHAIN DEVELOPMENT CORP. Ticker: 601010 Security ID: Y9534Z101 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jia Yunbo as Non-Independent For For Management Director 1.2 Elect Min Zhenyu as Non-Independent For For Management Director 1.3 Elect Wang Yue as Non-Independent For For Management Director 1.4 Elect Sun Yining as Non-Independent For For Management Director 1.5 Elect Huang Mingxuan as For For Management Non-Independent Director 1.6 Elect Zhang Yijun as Non-Independent For For Management Director 2.1 Elect Zhou Chongqing as Independent For For Management Director 2.2 Elect Yan Jun as Independent Director For For Management 2.3 Elect Liu Sipei as Independent Director For For Management 3.1 Elect Yang Jianhua as Supervisor For For Management 3.2 Elect Tang Ping as Supervisor For For Management -------------------------------------------------------------------------------- WENFENG GREAT WORLD CHAIN DEVELOPMENT CORP. Ticker: 601010 Security ID: Y9534Z101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Miao Zhe as Non-Independent For For Management Director -------------------------------------------------------------------------------- WENFENG GREAT WORLD CHAIN DEVELOPMENT CORP. Ticker: 601010 Security ID: Y9534Z101 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- WEST CHINA CEMENT LIMITED Ticker: 2233 Security ID: G9550B111 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4a Elect Zhang Jimin as a Director For For Management 4b Elect Ma Weiping as a Director For For Management 4c Elect Liu Yan as a Director For For Management 4d Elect Lee Kong Wai Conway as a Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Deloitte & Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Information Disclosure For For Management Management System 6 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management 2.1 Elect Wang Haifeng as Non-Independent For For Shareholder Director 2.2 Elect Li Yibang as Non-Independent For For Shareholder Director 2.3 Elect Luo Yichong as Non-Independent For For Shareholder Director 2.4 Elect Kang Yanyong as Non-Independent For For Shareholder Director 3.1 Elect Luo Jinren as Independent For For Shareholder Director 3.2 Elect Huang Daze as Independent For For Shareholder Director 3.3 Elect Di Xinning as Independent For For Shareholder Director 4.1 Elect Li Wei as Supervisor For For Shareholder 4.2 Elect Zeng Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Payment of Remuneration 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Elect Duan Yunning as Supervisor For For Management -------------------------------------------------------------------------------- WESTERN MINING CO., LTD. Ticker: 601168 Security ID: Y9535G102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Related Party Transactions For For Management with Western Mining Group Co., Ltd. and Its Affiliates 6.2 Approve Related Party Transactions For For Management with Xining Special Steel Group Co., Ltd. and Its Affiliates 7 Approve Allowance of Directors For For Management 8.1 Approve Related Party Transactions For For Management with Western Mining Group Co., Ltd. and Its Affiliates 8.2 Approve Related Party Transactions For For Management with Xining Special Steel Group Co., Ltd. and Its Affiliates 9 Approve Financial Budget Report For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Reconsideration of the Related For For Management Party Transactions Framework Agreement 12 Approve Shareholder Return Plan For For Management 13 Elect Ma Mingde as Non-Independent For For Management Director -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Implementation of Hedge For For Management Transaction and Additional Hedge Transaction 3 Approve Allowance of Independent For For Management Directors 4.1 Elect He Jianzhang as Non-Independent For For Shareholder Director 4.2 Elect Yu Guojun as Non-Independent For For Shareholder Director 4.3 Elect Duan Weidong as Non-Independent For For Shareholder Director 4.4 Elect Liu Chaohui as Non-Independent For For Shareholder Director 4.5 Elect Song Haibo as Non-Independent For For Shareholder Director 4.6 Elect Wang Yong as Non-Independent For For Shareholder Director 5.1 Elect Chen Jianguo as Independent For For Management Director 5.2 Elect Yang Lifang as Independent For For Management Director 5.3 Elect Chen Yingru as Independent For For Management Director 6.1 Elect Cai Li as Supervisor For For Management 6.2 Elect Xiao Fei as Supervisor For For Management 6.3 Elect Zhu Wenbin as Supervisor For For Management -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Jun as Non-Independent For For Shareholder Director 2 Elect Wang Yong as Supervisor For For Shareholder -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ding Kun as Supervisor For For Shareholder 2.1 Elect Zhuang Keming as Non-independent For For Shareholder Director 2.2 Elect Tang Xiangyang as For For Shareholder Non-independent Director -------------------------------------------------------------------------------- WESTERN REGION GOLD CO., LTD. Ticker: 601069 Security ID: Y95387109 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Production Plan For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Internal Control Audit Report For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Annual Report and Summary For For Management 10 Approve Credit Line Application For For Management 11 Approve to Appoint Auditor For For Management 12 Approve Gold Hedging Business and For For Management Apply for Guarantee Amount 13 Approve Implementation and Estimation For For Management of Hedging Transaction 14 Approve Implementation and Estimation For For Management of Related Party Transaction 15 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: NOV 10, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Shaanxi Investment Group Co., Ltd. 1.2 Approve Related Party Transaction with For For Management Shaanxi Huashan Venture Co., Ltd. 1.3 Approve Related Party Transaction with For For Management Shaanxi Juncheng Financial Leasing Co. , Ltd. 1.4 Approve Related Party Transaction with For For Management Shaanxi Growth Enterprise Guidance Fund Management Co., Ltd. 1.5 Approve Related Party Transaction with For For Management Shanghai Urban Investment Holdings Investment Co., Ltd. -------------------------------------------------------------------------------- WESTERN SECURITIES CO., LTD. Ticker: 002673 Security ID: Y9382Q104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Own Capital Investment For For Management Business Scale and Risk Limit Indicators 6 Approve Authorization to Issue Debt For For Management Financing Instruments 7.1 Approve Related Party Transactions For For Management with Shaanxi Investment Group Co., Ltd. and Its Controlling Enterprises 7.2 Approve Related Party Transactions For For Management with Shanghai Chengtou Holding Co., Ltd. and Its Controlling Enterprises 7.3 Approve Related Party Transactions For For Management with Western Trust Co., Ltd. 7.4 Approve Related Party Transactions For For Management with Other Related Parties 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WESTERN SUPERCONDUCTING TECHNOLOGIES CO., LTD. Ticker: 688122 Security ID: Y9T35V103 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- WESTPORTS HOLDINGS BERHAD Ticker: 5246 Security ID: Y95440106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees and Benefits For For Management 2 Elect Ruben Emir Gnanalingam bin For For Management Abdullah as Director 3 Elect Yusli bin Mohamed Yusoff as For For Management Director 4 Elect Ruth Sin Ling Tsim as Director For For Management 5 Elect Chan Chu Wei as Director For For Management 6 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WHA CORP. PUBLIC CO. LTD. Ticker: WHA Security ID: Y95310168 Meeting Date: JUL 13, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance None None Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Legal Reserve For For Management and Dividend Payment 5 Approve Issuance and Offering of For For Management Debentures 6.1 Elect Jareeporn Jarukornsakul as For For Management Director 6.2 Elect Kritsana Sukboonyasatit as For For Management Director 6.3 Elect Somsak Pratomsrimek as Director For For Management 7 Acknowledge Remuneration of Directors For For Management for the Year 2019 and Approve Remuneration of Directors for the Year 2020 8 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 9 Amend Articles of Association For For Management 10 Other Business For Against Management -------------------------------------------------------------------------------- WHA CORP. PUBLIC CO. LTD. Ticker: WHA Security ID: Y95310168 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Performance and None None Management Management Discussion Analysis 3 Approve Financial Statements For For Management 4 Approve Allocation of Legal Reserve For For Management and Dividend Payment 5.1 Elect Anchalee Chavanich as Director For For Management 5.2 Elect Prachya Chalermwat as Director For For Management 5.3 Elect Kamphol Panyagometh as Director For For Management 5.4 Elect Anuchit Anuchitanukul as Director For For Management 5.5 Elect Chakkrit Parapuntakul as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- WHA PREMIUM GROWTH FREEHOLD & LEASEHOLD REAL ESTATE INVESTMENT Ticker: WHART Security ID: Y95314111 Meeting Date: JUN 14, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Additional Investment in For For Management Immovable Properties, Leasehold and Sub-Leasehold Rights of Immovable Properties and Other Related Assets of the Additional Investment Assets 3 Approve Sixth Capital Increase through For For Management Issuance and Offering of Additional Trust Units 4 Approve Offering of Trust Units to WHA For For Management and/or Associated Persons 5.1 Approve Offer for Sale and Allocation For For Management Method for Additional Trust Units in the Sixth Capital Increase and Listing of the Trust Units on the Stock Exchange of Thailand In Case There is the Offering for Sale Parts of Trust Units 5.2 Approve Offer for Sale and Allocation For For Management Method for Additional Trust Units in the Sixth Capital Increase and Listing of the Trust Units on the Stock Exchange of Thailand In Case There is No Offering for Sale Parts of Trust Units 6 Approve Loan for the Investment in For For Management Immovable Properties, Leasehold and Sub-Leasehold Rights of Immovable Properties and Related Assets 7 Approve Amendment of Trust Deed to be For For Management in Line with the Investment in the Additional Investment Assets 8 Approve Offering of Debentures For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- WHIRLPOOL CHINA CO. LTD. Ticker: 600983 Security ID: Y3122T106 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor and For For Management Internal Control Auditor 2.1 Elect Hu Hong as Non-Independent For For Management Director 3.1 Elect Shan Lingxuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- WHIRLPOOL CHINA CO. LTD. Ticker: 600983 Security ID: Y3122T106 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation on the Related For For Management Transactions of Inventory Sale and Purchase Agreement as well as Inventory Transactions -------------------------------------------------------------------------------- WHIRLPOOL CHINA CO. LTD. Ticker: 600983 Security ID: Y3122T106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Work Report of President For For Management (Approve Financial Statements) 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Business Plan and Financial For Against Management Budget Report 7.1 Approve Related Party Transactions For For Management with Whirlpool Group and Its Related Parties 7.2 Approve Related Party Transactions For For Management with Hefei State-Owned Assets Holdings Co., Ltd. 8 Approve Use of Funds for Financial For For Management Products and Money Market Funds 9 Approve Forward Foreign Exchange For For Management Settlement and Sale Business 10 Approve Report of the Independent For For Management Directors 11 Approve Financing Application For For Management 12 Approve Signing of Brand License For For Shareholder Agreement, Technology and Intellectual Property License Agreement and Global Supply Agreement 13 Amend Articles of Association For For Shareholder 14 Approve Cash Acquisition of Guangdong For For Shareholder Whirlpool Home Appliances Co., Ltd. Fulfillment of Performance Commitments 15.1 Elect Liang Zhaoxian as Director For For Shareholder 15.2 Elect Liang Huiqiang as Director For For Shareholder 15.3 Elect Chen Jincong as Director For For Shareholder 15.4 Elect Yang Qianchun as Director For For Shareholder 15.5 Elect Hu Ran as Director For For Shareholder 15.6 Elect Tang Tianshen as Director For For Shareholder 15.7 Elect Jiang Chaohui as Director For For Shareholder 15.8 Elect Wu Shengbo as Director For For Shareholder 16.1 Elect Wang Zeying as Director For For Shareholder 16.2 Elect Guo Zunhua as Director For For Shareholder 16.3 Elect Cai Zhigang as Director For For Shareholder 16.4 Elect Sheng Weili as Director For For Shareholder 17.1 Elect Li Yong as Supervisor For For Shareholder 17.2 Elect Wang Sha as Supervisor For For Shareholder 17.3 Elect Hu Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- WHIRLPOOL OF INDIA LIMITED Ticker: 500238 Security ID: Y4641Q128 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Anil Berera as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Elect Vishal Bhola as Director For For Management 6 Approve Appointment and Remuneration For For Management of Vishal Bhola as Managing Director 7 Approve Reappointment and Remuneration For For Management of Anil Berera as Executive Director -------------------------------------------------------------------------------- WHOLESALE GENERATING CO. 2 PJSC Ticker: OGKB Security ID: X7762E106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Nikolai Rogalev as Director None Against Management 3.2 Elect Nikita Osin as Director None Against Management 3.3 Elect Mikhail Fedorov as Director None Against Management 3.4 Elect Roman Abdullin as Director None Against Management 3.5 Elect Denis Fedorov as Director None Against Management 3.6 Elect Irina Korobkina as Director None Against Management 3.7 Elect Aleksandr Rogov as Director None Against Management 3.8 Elect Pavel Shatskii as Director None Against Management 3.9 Elect Evgenii Zemlianoi as Director None Against Management 3.10 Elect Albert Bikmurzin as Director None Against Management 3.11 Elect Artem Semikolenov as Director None Against Management 3.12 Elect Zaurbek Dzhambulatov as Director None Against Management 3.13 Elect Valerii Piatnitsev as Director None Against Management 3.14 Elect Elena Khimichuk as Director None Against Management 3.15 Elect Oleg Fedorov as Director None For Management 4 Approve New Edition of Charter For For Management 5 Approve New Edition of Internal For For Management Documents 6 Ratify Auditor For For Management 7 Approve Remuneration of Directors For Against Management -------------------------------------------------------------------------------- WILCON DEPOT, INC. Ticker: WLCON Security ID: Y9584X105 Meeting Date: SEP 21, 2020 Meeting Type: Annual Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve 2019 Annual Report and Audited For For Management Financial Statements 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management during the Preceding Year 4 Approve Amendment to the By-Laws For Against Management 5.1 Elect Bertram B. Lim as Director For For Management 5.2 Elect Ricardo S. Pascua as Director For For Management 5.3 Elect Rolando S. Narciso as Director For For Management 5.4 Elect Delfin L. Warren as Director For For Management 5.5 Elect Lorraine Belo-Cincochan as For For Management Director 5.6 Elect Mark Andrew Y. Belo as Director For For Management 5.7 Elect Careen Y. Belo as Director For For Management 6 Appoint Reyes Tacandong & Co. as For For Management External Auditor -------------------------------------------------------------------------------- WILCON DEPOT, INC. Ticker: WLCON Security ID: Y9584X105 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve 2020 Annual Report and AFS For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management during the Preceding Year 4.1 Elect Bertram B. Lim as Director For For Management 4.2 Elect Ricardo S. Pascua as Director For For Management 4.3 Elect Rolando S. Narciso as Director For For Management 4.4 Elect Delfin L. Warren as Director For For Management 4.5 Elect Lorraine Belo-Cincochan as For For Management Director 4.6 Elect Mark Andrew Y. Belo as Director For For Management 4.7 Elect Careen Y. Belo as Director For For Management 5 Appoint Reyes Tacandong & Co. as For For Management External Auditor -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Related to Bondholders For For Management Meeting 2.17 Approve Use of Proceeds and For For Management Implementation 2.18 Approve Safekeeping of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management Convertible Corporate Bondholders Meeting 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Registration For For Management and Issuance of Non-financial Corporate Debt Financing Instruments in the Inter-bank Bond Market -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: Y9584K103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on Performance of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Approve Related Party Transactions For For Management 9 Approve Comprehensive Credit Line Bank For For Management Application and Authorized Signing of Related Bank Loans 10 Approve Provision of Guarantee For For Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Amend Articles of Association For For Management 13.1 Elect Hu Renyu as Director For For Management 13.2 Elect Wu Xingjun as Director For For Management -------------------------------------------------------------------------------- WILSON BAYLY HOLMES-OVCON LTD. Ticker: WBO Security ID: S5923H105 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint BDO South Africa Inc as For For Management Auditors with J Schoeman as the Designated Auditor 2.1 Re-elect Savannah Maziya as Director For For Management 2.2 Re-elect Hatla Ntene as Director For For Management 2.3 Re-elect Ross Gardiner as Director For For Management 3.1 Re-elect Cobus Bester as Chairperson For For Management of the Audit Committee 3.2 Re-elect Ross Gardiner as Member of For For Management the Audit Committee 3.3 Re-elect Savannah Maziya as Member of For For Management the Audit Committee 3.4 Re-elect Karen Forbay as Member of the For For Management Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report on the For Against Management Remuneration Policy 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- WIN SEMICONDUCTORS CORP. Ticker: 3105 Security ID: Y9588T126 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Amendments to Articles of For For Management Association 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- WINALL HI-TECH SEED CO., LTD. Ticker: 300087 Security ID: Y95857101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WINBOND ELECTRONICS CORP. Ticker: 2344 Security ID: Y95873108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting, Rules and Procedures for Election of Directors and Procedures for Endorsement and Guarantees 5 Approve Release of Restrictions of For For Management Competitive Activities of Chairman of the Board of Directors - Arthur Yu Cheng Chiao 6 Approve Release of Restrictions of For For Management Competitive Activities of Vice Chairman of the Board of Directors - Tung Yi Chan 7 Approve Release of Restrictions of For For Management Competitive Activities of Independent Director - Jerry Hsu 8 Approve Release of Restrictions of For For Management Competitive Activities of Corporate Director Representative - Yuan Mou Su 9 Approve Release of Restrictions of For For Management Competitive Activities of Non-independent Director - Wei Hsin Ma -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Real Estate For For Management Assets as well as Target Asset and Transfer Price of Equity Transfer -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Investment in Construction of For For Management 12-inch Power Semiconductor Automated Wafer Manufacturing Center Project -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method for Determining the For For Management Number of Shares for Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Use of Proceeds For For Management 2.17 Approve Guarantee Matters For For Management 2.18 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Shareholder Return Plan For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: Y3745E106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- WINNER MEDICAL CO., LTD. Ticker: 300888 Security ID: ADPV48495 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 7 Approve Remuneration of For For Management Non-independent Directors 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Auditor For For Management 10 Approve to Formulate the Auditing Firm For For Management Selection System 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Raised Funds Management System For Against Management 13 Amend External Investment Management For Against Management System 14 Amend External Guarantee Management For Against Management System 15 Amend Related Party Transaction For Against Management Management System 16 Amend Rules for the Implementation of For Against Management Cumulative Voting System 17 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Working System for Independent For For Management Directors 6 Amend Related Party Transaction For For Management Management System 7 Amend External Guarantee Management For For Management System 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Wei as Non-Independent For For Management Director 1.2 Elect Liu Ning as Non-Independent For For Management Director 1.3 Elect WANG TAO as Non-Independent For For Management Director 1.4 Elect Jin Mao as Non-Independent For For Management Director 2.1 Elect Yao Baojing as Independent For For Management Director 2.2 Elect Wang Weisong as Independent For For Management Director 2.3 Elect Feng Jinfeng as Independent For For Management Director 3.1 Elect Lu Yanna as Supervisor For For Management 3.2 Elect He Weihong as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors 5 Approve Extension of Resolution For For Management Validity Period in Connection to Convertible Bonds Issuance 6 Approve Extension in Authorization for For For Management Board to Handle All Matters Related to Convertible Bonds Issuance -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WINNING HEALTH TECHNOLOGY GROUP CO. LTD. Ticker: 300253 Security ID: Y7685K105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Amend Management Method of Raised Funds For Against Management -------------------------------------------------------------------------------- WINTIME ENERGY CO., LTD. Ticker: 600157 Security ID: Y9649L104 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cui Hailiang as Supervisor For For Management -------------------------------------------------------------------------------- WINTIME ENERGY CO., LTD. Ticker: 600157 Security ID: Y9649L104 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restructuring Plan (Draft) and For For Management Plan for Adjustment of Investors Equities -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: Y96659142 Meeting Date: JUL 13, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Azim H. Premji as Director For For Management 4 Elect Thierry Delaporte as Director For Against Management and Approve Appointment and Remuneration of Thierry Delaporte as Chief Executive Officer and Managing Director 5 Elect Deepak M. Satwalekar as Director For For Management -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: JUL 13, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Azim H. Premji as Director For For Management 4 Elect Thierry Delaporte as Director For Against Management and Approve Appointment and Remuneration of Thierry Delaporte as Chief Executive Officer and Managing Director 5 Elect Deepak M. Satwalekar as Director For For Management -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: Y96659142 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buyback of Equity Shares For For Management -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: Y96659142 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Patrick J. Ennis as Director For For Management 2 Reelect Patrick Dupuis as Director For For Management -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: JUN 06, 2021 Meeting Type: Special Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Patrick J. Ennis as Director For For Management 2 Reelect Patrick Dupuis as Director For For Management -------------------------------------------------------------------------------- WISDOM EDUCATION INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 6068 Security ID: G97228103 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Agreement, Issuance of For For Management New Shares Under Specific Mandate and Related Transactions -------------------------------------------------------------------------------- WISDOM EDUCATION INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 6068 Security ID: G97228103 Meeting Date: JAN 18, 2021 Meeting Type: Annual Record Date: JAN 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Liu Xuebin as Director For For Management 3b Elect Wang Yongchun as Director For For Management 3c Elect Sun Kai Lit Cliff as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- WISDOM MARINE LINES CO. LTD. Ticker: 2637 Security ID: G9721M103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Cash Distribution from Capital For For Management Reserve 6.1 Elect Lan, Chun-Sheng, with For For Management Shareholder No. 1, as Non-independent Director 6.2 Elect Chao, Tzu-Lung, with Shareholder For For Management No. 110, as Non-independent Director 6.3 Elect Fukui Masayuki, with Shareholder For For Management No. 393, as Non-independent Director 6.4 Elect Chen, Ming-Shang, a For For Management Representative of Jinzhou Investment Co., Ltd., with Shareholder No.15, as Non-independent Director 6.5 Elect Lin,Tse-Chun, with Shareholder For For Management No. P122469XXX, as Independent Director 6.6 Elect Chiu,Yung-Ho, with Shareholder For For Management No. E101777XXX, as Independent Director 6.7 Elect Liu,Tsai-Ching, with Shareholder For For Management No. A223670XXX, as Independent Director 6.8 Elect Maa, Kwo-Juh, with Shareholder For For Management No. G120949XXX, as Independent Director 6.9 Elect Chen, Ching-Yi, with Shareholder For For Management No. H220569XXX, as Independent Director 7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- WISESOFT CO., LTD. Ticker: 002253 Security ID: Y9656B106 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Qingyun as Independent For For Management Director -------------------------------------------------------------------------------- WISESOFT CO., LTD. Ticker: 002253 Security ID: Y9656B106 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Elect Zhao Ping as Supervisor For For Management -------------------------------------------------------------------------------- WISTRON CORP. Ticker: 3231 Security ID: Y96738102 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of GDR and/or Issuance of Ordinary Shares via Public Offering and Private Placement and/or Issuance of Ordinary Shares to Participate in the Issuance of GDR via Private Placement 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors 7.1 Elect Simon Lin (Hsien-Ming Lin), with For For Management SHAREHOLDER NO.2, as Non-Independent Director 7.2 Elect Robert Huang (Po-Tuan Huang), For For Management with SHAREHOLDER NO.642, as Non-Independent Director 7.3 Elect Haydn Hsieh (Hong-Po Hsieh), a For For Management Representative of WISTRON NEWEB CORPORATION, with SHAREHOLDER NO. 377529, as Non-Independent Director 7.4 Elect Philip Peng (Chin-Bing Peng), For For Management with SHAREHOLDER NO.5, as Non-Independent Director 7.5 Elect Jack Chen (Yu-Liang Chen), with For For Management ID NO. R102686XXX, as Independent Director 7.6 Elect S. J. Paul Chien (Shyur-Jen For For Management Chien), with ID NO. A120799XXX, as Independent Director 7.7 Elect Christopher Chang (Liang-Chi For For Management Chang), with ID NO. Q100154XXX, as Independent Director 7.8 Elect Sam Lee (Ming-Shan Lee), with ID For For Management NO. K121025XXX, as Independent Director 7.9 Elect Peipei Yu (Pei-Pei Yu), with ID For For Management NO. F220938XXX, as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WISTRON NEWEB CORP. Ticker: 6285 Security ID: Y96739100 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors and their Representatives -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Acquisition of 40 Percent of For For Management the Share Capital of CMG Corretora de Seguros Ltda. -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For Against Management 2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisca de Assis Araujo Silva as Alternate Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Januario Rodrigues Neto as Alternate Director 4.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Fernando Leite Solino as Director 4.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Julio de Albuquerque Bierrenbach as Director -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Flavio Bauer as Director For Against Management 2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4 Percentage of Votes to Be Assigned - None Abstain Management Elect Flavio Bauer as Director -------------------------------------------------------------------------------- WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA Ticker: WIZS3 Security ID: P98806105 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Revision of Capital Budget For For Management Approved at the March 23, 2020 AGM 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- WOCKHARDT LIMITED Ticker: 532300 Security ID: Y73505136 Meeting Date: AUG 03, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Reelect Zahabiya Khorakiwala as For For Management Director 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WOLONG ELECTRIC GROUP CO. LTD. Ticker: 600580 Security ID: Y9891E105 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2.1 Elect Chen Jiancheng as For For Shareholder Non-Independent Director 2.2 Elect Pang Xinyuan as Non-Independent For For Shareholder Director 2.3 Elect Li Ming as Non-Independent For For Shareholder Director 2.4 Elect Wan Chuangqi as Non-Independent For For Shareholder Director 2.5 Elect Zhu Yajuan as Non-Independent For For Shareholder Director 2.6 Elect Wu Jianbo as Non-Independent For For Shareholder Director 3.1 Elect Deng Chunhua as Independent For For Shareholder Director 3.2 Elect Huang Sujian as Independent For For Shareholder Director 3.3 Elect Chen Weihua as Independent For For Shareholder Director 4.1 Elect Sun Huifang as Supervisor For For Shareholder 4.2 Elect Luo Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- WOLONG ELECTRIC GROUP CO. LTD. Ticker: 600580 Security ID: Y9891E105 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Type of the Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Period of the Share Repurchase For For Management 1.5 Approve Price Range of the Share For For Management Repurchase 1.6 Approve Total Capital and Capital For For Management Source Used for the Share Repurchase 1.7 Approve Number and Proportion of the For For Management Total Share Repurchase 1.8 Approve Authorization of Board to For For Management Handle All Related Matters 1.9 Approve Resolution Validity Period For For Management -------------------------------------------------------------------------------- WOLONG ELECTRIC GROUP CO. LTD. Ticker: 600580 Security ID: Y9891E105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- WOLONG REAL ESTATE GROUP CO., LTD. Ticker: 600173 Security ID: Y6147D105 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Elect Qin Ming as Non-independent For For Management Director 3.1 Elect Du Qiulong as Supervisor For For Shareholder -------------------------------------------------------------------------------- WOLONG REAL ESTATE GROUP CO., LTD. Ticker: 600173 Security ID: Y6147D105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditors and to Fix Their Remuneration 8 Approve Remuneration of Directors, For For Management Supervisors -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Related Party For For Management Transaction Framework Agreement 2 Approve Increase in Related Party For For Management Transactions -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Issue Size For For Management 2.5 Approve Amount and Use of Proceeds For For Management 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Introduction of Strategic For For Management Investors 7 Approve Share Subscription Agreement For For Management 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10.1 Approve Undertakings of Remedial For For Management Measures by the Company's Largest Shareholder and Its Concerted Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10.2 Approve Undertakings of Remedial For For Management Measures by the Company's Directors and Senior Management Members in Relation to the Dilution of Current Returns as a Result of the Private Placement 11 Approve Report on the Usage of For For Management Previously Raised Funds as of March 31, 2020 12 Approve Shareholder Return Plan For For Management 13 Approve Authorization of Board to For For Management Handle All Related Matters 14 Amend Management and Usage System of For For Management Raised Funds 15 Approve Report on the Usage of For For Management Previously Raised Funds as of June 30, 2020 16 Approve Internal Control For For Management Self-Evaluation Report 17 Approve Special Audit Report on For For Management Non-recurring Profit and Loss -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Audit Report For For Management 6 Approve Provision for Asset Impairment For For Management and Credit Impairment Losses 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For Against Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Amend Related Party Transaction For For Management Decision-making System 14 Amend External Guarantee System For For Management 15 Elect Yang Chuanyong as Supervisor For For Shareholder -------------------------------------------------------------------------------- WONDERS INFORMATION CO., LTD. Ticker: 300168 Security ID: Y9669S104 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Approve to Formulate the Implementing For Against Management Rules for Cumulative Voting System 4 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- WOOLWORTHS HOLDINGS LTD. Ticker: WHL Security ID: S98758121 Meeting Date: NOV 25, 2020 Meeting Type: Annual Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Roy Bagattini as Director For For Management 2.1 Re-elect Zarina Bassa as Director For For Management 2.2 Re-elect Reeza Isaacs as Director For For Management 2.3 Re-elect Sam Ngumeni as Director For For Management 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Re-elect Thembisa Skweyiya as Member For For Management of the Audit Committee 3.3 Re-elect Christopher Colfer as Member For For Management of the Audit Committee 3.4 Re-elect Clive Thomson as Member of For For Management the Audit Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with the Designated Audit Partner 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Implementation For Against Management Report 7 Approve Remuneration of Non-Executive For For Management Directors 8 Approve Issuance of Shares or Options For For Management and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes 9 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 10 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- WORKPOINT ENTERTAINMENT PUBLIC COMPANY LIMITED Ticker: WORK Security ID: Y9695B117 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Vichanee Srisawat as Director For Against Management 5.2 Elect Somkiat Tiloklert as Director For Against Management 5.3 Elect Veerawat Kunanukool as Director For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Amend Articles of Association For Against Management 9 Other Business For Against Management -------------------------------------------------------------------------------- WOWPRIME CORP. Ticker: 2727 Security ID: Y969B9107 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Transfer of Treasury Shares At For For Management Lower than the Actual Average Repurchase Price to Employees 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting -------------------------------------------------------------------------------- WPG HOLDINGS LTD. Ticker: 3702 Security ID: Y9698R101 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect Kathy Yang, with SHAREHOLDER NO. For For Management 45, as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- WT MICROELECTRONICS CO., LTD. Ticker: 3036 Security ID: Y9657B105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Issuance of Restricted Stocks For For Management 5 Approve Issuance of Ordinary Shares For For Management for Cash Domestically and/or Issuance of Ordinary Shares for Cash to Sponsor the Issuance of Overseas Depositary Receipts 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 8 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Hairong as Supervisor For For Shareholder 2 Approve Application for Registration For For Management and Issuance of Debt Financing Instruments 3 Approve Company's Compliance with the For For Management Conditions for Optimizing Financing Regulatory Standards for Corporate Bond Issuance 4 Approve Corporate Bond Issuance For For Management 5 Approve Authorization of the Board to For For Management Handle All Matters Related to Corporate Bond Issuance 6 Approve Authorization of the Board to For For Management Handle All Matters Related to taking Corresponding Measures When the Bond Principal and Interest are not Paid on Time at Maturity 7 Approve Spin-off of Subsidiary on the For For Management Main Board of the Shanghai Stock Exchange in Accordance with Relevant Laws and Regulations 8 Approve Spin-off of Subsidiary on the For For Management Main Board of the Shanghai Stock Exchange 8.1 Approve Listing Location For For Management 8.2 Approve Types of Issued Shares For For Management 8.3 Approve Par Value For For Management 8.4 Approve Target Subscribers For For Management 8.5 Approve Listing Time For For Management 8.6 Approve Issue Manner For For Management 8.7 Approve Issue Scale For For Management 8.8 Approve Pricing Method For For Management 8.9 Approve Other Matters Related to the For For Management Issuance 9 Approve Plan on Spin-off of Subsidiary For For Management on the Main Board of the Shanghai Stock Exchange (Revised Draft) 10 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 11 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 12 Approve Proposal on the Company's For For Management Independence and Sustainability 13 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 14 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 15 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 16 Approve Authorization of the Board and For For Management Its Authorized Persons to Handle Matters on Spin-off -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Establishment of Board Rule of For For Management Law Committee 3 Elect Lin Weiqing as Non-Independent For For Management Director 4 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- WUCHAN ZHONGDA GROUP CO., LTD. Ticker: 600704 Security ID: Y9890U100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jiang Jianjun as Supervisor For For Shareholder 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve External Guarantee For Against Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- WUHAN DEPARTMENT STORE GROUP CO., LTD. Ticker: 000501 Security ID: Y9715H102 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Jun as Non-Independent For For Shareholder Director 1.2 Elect Qin Qin as Non-Independent For For Shareholder Director 1.3 Elect Chen Changyi as Non-Independent For For Shareholder Director 1.4 Elect Xu Panhua as Non-Independent For For Shareholder Director 1.5 Elect Hong Xiaoyan as Non-Independent For For Shareholder Director 1.6 Elect Wu Ke as Independent Director For For Management 1.7 Elect Tang Jianxin as Independent For For Management Director 1.8 Elect Zheng Dongping as Independent For For Management Director 1.9 Elect Yue Qinfang as Independent For For Shareholder Director 2.1 Elect Wu Haifang as Supervisor For For Shareholder 2.2 Elect Yang Tingjie as Supervisor For For Shareholder 2.3 Elect Ai Xuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- WUHAN DEPARTMENT STORE GROUP CO., LTD. Ticker: 000501 Security ID: Y9715H102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line and Loan For Against Management 8 Approve Increase of Pledge For For Management 9 Approve Issuance of Super-short-term For For Management Commercial Papers 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders, Amend Rules and Procedures Regarding Meetings of Board of Directors, Amend Working System for Independent Directors and Amend Related Party Transaction Decision-making Rule 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Elect Tang Jun as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- WUHAN DR LASER TECHNOLOGY CORP., LTD. Ticker: 300776 Security ID: Y9715F106 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUHAN DR LASER TECHNOLOGY CORP., LTD. Ticker: 300776 Security ID: Y9715F106 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Depository of Raised Funds For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Authorization of Relevant For For Management Person to Handle All Related Matters 11 Approve Postponement of the Raised For For Management Funds Investment Project -------------------------------------------------------------------------------- WUHAN DR LASER TECHNOLOGY CORP., LTD. Ticker: 300776 Security ID: Y9715F106 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WUHAN FINGU ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002194 Security ID: Y97081106 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- WUHAN FINGU ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002194 Security ID: Y97081106 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Hong as Non-Independent For For Management Director 1.2 Elect Wu Hao as Non-Independent For For Management Director 1.3 Elect Meng Fanbo as Non-Independent For For Management Director 1.4 Elect Xia Yong as Non-Independent For For Management Director 1.5 Elect Zhu Hui as Non-Independent For For Management Director 1.6 Elect Zhong Weigang as Non-Independent For For Management Director 2.1 Elect Wang Zheng as Independent For For Management Director 2.2 Elect Ma Hong as Independent Director For For Management 2.3 Elect Tang Bin as Independent Director For For Management 3.1 Elect Li Yanhua as Supervisor For For Management 3.2 Elect Yu Ying as Supervisor For For Management -------------------------------------------------------------------------------- WUHAN FINGU ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 002194 Security ID: Y97081106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- WUHAN GUIDE INFRARED CO., LTD. Ticker: 002414 Security ID: Y97082104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Raised Funds Management System For Against Management 9 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ji Xiaoqin as Independent For For Management Director 1.2 Elect Lu Zaiping as Independent For For Management Director -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: OCT 09, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Share For Against Management Expansion -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Listing Location For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15 Amend Working System for Independent For For Management Directors 16 Amend Related-Party Transaction For For Management Management System 17 Amend Management System for Providing For For Management External Investments 18 Amend Management System of Raised Funds For For Management 19 Amend Major Transaction Decision System For For Management 20 Amend Management System for Providing For For Management External Guarantees 21 Amend Profit Distribution Management For For Management System 22 Approve Provision of Guarantee For For Management 23 Approve Foreign Investment and Signing For For Management of Zone Entry Agreement -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address, For For Management Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Raised Funds to For Against Management Implement Capital Increase and Share Expansion in Subsidiaries 2 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Application For Against Management 8 Approve Provision of Guarantee For Against Management 9 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 10 Approve Completed Convertible Bonds For For Management Raised Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Amend Articles of Association For For Management 3 Approve Signing of Cooperation For For Management Agreement and External Investment -------------------------------------------------------------------------------- WUHAN JINGCE ELECTRONIC GROUP CO., LTD. Ticker: 300567 Security ID: Y970AF102 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For Against Management 2 Approve Formulation of Management For For Management System for Providing External Financial Assistance -------------------------------------------------------------------------------- WUHAN KEQIAN BIOLOGY CO., LTD. Ticker: 688526 Security ID: Y971E0109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors For Against Management 9 Approve Remuneration of Supervisors For Against Management 10 Approve Related Party Transaction For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: SEP 03, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2.1 Approve Amendments to Articles of For For Management Association 2.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.3 Amend Related-Party Transaction For For Management Management System 2.4 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Amendments to Articles of For For Management Association 1.2 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Usage of the Share For For Management Repurchase 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Manner and Price Range of the For For Management Share Repurchase 1.4 Approve Type, Number, Proportion of For For Management the Company's Total Share Capital and Total Funds Used for the Repurchase 1.5 Approve Source of Funds for Share For For Management Repurchase 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Provision for Asset Impairment For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- WUHAN P&S INFORMATION TECHNOLOGY CO., LTD. Ticker: 300184 Security ID: Y9714F107 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Guangqiang as Independent For For Management Director -------------------------------------------------------------------------------- WUHAN RAYCUS FIBER LASER TECHNOLOGIES CO., LTD. Ticker: 300747 Security ID: Y9714L104 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Partial Raised For For Management Fund Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WUHAN RAYCUS FIBER LASER TECHNOLOGIES CO., LTD. Ticker: 300747 Security ID: Y9714L104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Financial For For Management Cooperation Agreement -------------------------------------------------------------------------------- WUHAN RAYCUS FIBER LASER TECHNOLOGIES CO., LTD. Ticker: 300747 Security ID: Y9714L104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Supervisors For For Management 12 Approve Long-term Equity Incentive For For Management Plan Draft and Summary 13 Approve First Phase of Equity For For Management Incentive Plan Draft and Summary 14 Approve Methods to Assess the For For Management Performance of Plan Participants 15 Approve Management Method of Long-term For For Management Equity Incentive Plan 16 Approve Authorization of the Board to For For Management Handle All Matters Related to First Phase of Equity Incentive Plan 17 Approve Signing of Investment Agreement For For Management 18 Approve Related Party Transaction with For For Management Finance Company 19 Approve List of Incentive Objects of For For Management First Phase of Equity Incentive Plan -------------------------------------------------------------------------------- WUHAN YANGTZE COMMUNICATION INDUSTRY GROUP CO., LTD. Ticker: 600345 Security ID: Y9717M109 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Yinxiang as Independent For For Management Director -------------------------------------------------------------------------------- WUHAN YANGTZE COMMUNICATION INDUSTRY GROUP CO., LTD. Ticker: 600345 Security ID: Y9717M109 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Yongdong as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- WUHAN YANGTZE COMMUNICATION INDUSTRY GROUP CO., LTD. Ticker: 600345 Security ID: Y9717M109 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Use of Funds to Invest in For For Management Short-term Financial Products 4 Approve Daily Related-Party For For Management Transactions 5 Approve Financial Service Agreement For For Management 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Report of the Independent For For Management Directors 9 Approve Annual Report and Summary For For Management 10 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 11 Approve Working System for Independent For For Management Directors 12.1 Elect Xiong Xiangfeng as Director For For Management 12.2 Elect Ren Weilin as Director For For Shareholder 12.3 Elect Yu Bo as Director For For Shareholder 12.4 Elect Li Ronghua as Director For For Shareholder 12.5 Elect Wu Haibo as Director For For Shareholder 12.6 Elect Gao Yongdong as Director For For Shareholder 13.1 Elect Li Kewu as Director For For Management 13.2 Elect Li Yinxiang as Director For For Management 13.3 Elect Jiang Xiaoping as Director For For Management 14.1 Elect Luo Feng as Supervisor For For Shareholder 14.2 Elect Wei Hong as Supervisor For For Shareholder -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Credit Line Application For For Management 3 Elect Hu Yuhang as Non-Independent For For Management Director -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Private Placement of Shares -------------------------------------------------------------------------------- WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD. Ticker: 002555 Security ID: Y9717X105 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Adjustment of Remuneration of For For Management Non-Independent Directors 9 Approve Use of Idle Own Funds for For For Management Securities Investment 10 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Qianwen as Non-independent For For Management Director 1.2 Elect Li Qiang as Non-independent For For Management Director 1.3 Elect Fang Rong as Non-independent For For Management Director 1.4 Elect Zheng Jianjun as Non-independent For For Management Director 1.5 Elect Xu Shuhua as Non-independent For For Management Director 1.6 Elect Li Jun as Non-independent For For Management Director 1.7 Elect Xing Hui as Non-independent For For Management Director 2.1 Elect Wang Hong as Independent Director For For Management 2.2 Elect Liu Fangduan as Independent For For Management Director 2.3 Elect Ding Lijian as Independent For For Management Director 2.4 Elect Liu Zhengdong as Independent For For Management Director 3.1 Elect Zhu Lixiang as Supervisor For For Management 3.2 Elect Zhou Ziqian as Supervisor For For Management 4 Approve Change in Registered Capital, For For Management Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment and For For Management Establishment of Subsidiary -------------------------------------------------------------------------------- WUHU TOKEN SCIENCE CO., LTD. Ticker: 300088 Security ID: Y9717T104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve Provision of Guarantee For Against Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Shareholder Return Plan For For Management 10 Approve Changes in Registered Capital For Against Management and Amend Articles of Association 11 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: Y9718N106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For Against Management 9 Approve Comprehensive Budget Plan For For Management 10 Elect Jiang Wenchun as Supervisor For For Management 11.1 Elect Jiang Lin as Director For For Shareholder 11.2 Elect Xu Bo as Director For For Shareholder 12.1 Elect Xie Zhihua as Director For For Management 12.2 Elect Wu Yue as Director For For Management 12.3 Elect Lang Dingchang as Director For For Management -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Additional Foreign Exchange For For Management Derivatives Transaction -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For Did Not Vote Management Performance Shares 2 Amend Articles of Association For Did Not Vote Management 3 Approve Additional Foreign Exchange For Did Not Vote Management Derivatives Transaction -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Did Not Vote Management Option Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD. Ticker: 002463 Security ID: Y9716K104 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line For For Management Application and Guarantee Provision 8 Elect Gao Qiquan as Independent For For Management Director -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan to For Against Management Subsidiary and Indirect Subsidiary -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Loan to For Did Not Vote Management Subsidiary and Indirect Subsidiary -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Issue Price and Pricing For For Management Principles 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Raised Funds Amount For For Management 3.8 Approve Use of Proceeds For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Location of this Issuance For For Management 3.11 Approve Resolution Validity Period For For Management 4 Approve Plan for Issuance of Shares to For For Management Specific Targets 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 6 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- WUTONG HOLDING GROUP CO., LTD. Ticker: 300292 Security ID: Y444E2103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8.1 Approve Remuneration of Chairman of For For Management the Board of Directors 8.2 Approve Remuneration of Zhang Jianguo For For Management 8.3 Approve Remuneration of Shen Weixin For For Management 8.4 Approve Remuneration of Wan Ji For For Management 8.5 Approve Remuneration of Wang Derui For For Management 8.6 Approve Remuneration of Xia Yongxiang For For Management 8.7 Approve Remuneration of Cui Xiaozhong For For Management 9.1 Approve Remuneration of Shen Yuliang For For Management 9.2 Approve Remuneration of Hang Taihua For For Management 9.3 Approve Remuneration of Li Yang For For Management 9.4 Approve Remuneration of Chen Daxing For For Management 10 Approve Comprehensive Credit Line Bank For For Management Application 11 Approve Provision of Guarantee For Against Management 12 Approve Development of Asset Pool For For Management Business 13 Approve Provision of Loan to For Against Management Associated Enterprises 14 Approve Provision of Loan to For Against Management Subsidiaries 15 Approve Provision of Loan to Indirect For For Management Subsidiaries 16 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital 17 Amend Articles of Association For For Shareholder 18.1 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 18.2 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 18.3 Amend Related Party Transaction For For Shareholder Decision-making System 18.4 Amend External Guarantee Management For For Shareholder Regulations 18.5 Amend External Investment Management For For Shareholder System 18.6 Amend Major Event Decision-making For For Shareholder Management System 18.7 Amend Working System for Independent For For Shareholder Directors -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adoption of the H Share Award For For Management and Trust Scheme 2 Approve Grant of Awards to the For For Management Connected Selected Participants 3 Approve Authorization to the Board For For Management and/or the Delegate to Handle Matters Pertaining to the H Share Award and Trust Scheme with Full Authority 4 Elect Boyang Wu as Supervisor For For Shareholder 5 Approve Adjustment of the Remuneration For For Management Scheme of Supervisors 6 Approve Change of Registered Capital For For Management 7 Amend Articles of Association For For Management 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adoption of the H Share Award For For Management and Trust Scheme 2 Approve Grant of Awards to the For For Management Connected Selected Participants 3 Approve Authorization to the Board For For Management and/or the Delegate to Handle Matters Pertaining to the H Share Award and Trust Scheme with Full Authority 4 Approve Change of Registered Capital For For Management 5 Amend Articles of Association For For Management 6 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 8 Elect Boyang Wu as Supervisor For For Shareholder 9 Approve Adjustment of the Remuneration For For Management Scheme of Supervisors -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Financial Report For For Management 4 Approve Provision of External For Against Management Guarantees 5 Approve Authorization to Dispose For For Management Listed and Trading Shares of Listed Companies Held by the Company 6 Amend Working System for Independent For For Management Directors 7 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 8 Approve Foreign Exchange Hedging Limit For For Management 9 Approve Adjustment of Allowances of For For Management Directors 10 Approve Application for Shares, For For Management Amended and Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions 11 Approve 2020 Profit Distribution Plan For For Management 12 Approve Increase in Registered Capital For For Management 13 Approve Amendments to Articles of For For Management Association 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued A and H For For Management Share Capital 16 Approve Proposed Issuance of For For Management Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Financial Report For For Management 4 Approve 2020 Profit Distribution Plan For For Management 5 Approve Provision of External For Against Management Guarantees 6 Approve Deloitte Touche Tohmatsu (a For For Management Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration 7 Approve Foreign Exchange Hedging Limit For For Management 8 Approve Application for Shares, For For Management Amended and Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions 9 Approve Authorization to Dispose For For Management Listed and Trading Shares of Listed Companies Held by the Company 10 Approve Increase in Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Working System for Independent For For Management Directors 13 Approve Adjustment of Allowances of For For Management Independent Directors 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 15 Authorize Repurchase of Issued A and H For For Management Share Capital 16 Approve Proposed Issuance of For For Management Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1118 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve Proposed Issuance of For For Management Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters -------------------------------------------------------------------------------- WUXI APPTEC CO., LTD. Ticker: 2359 Security ID: Y971B1100 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Profit Distribution Plan For For Management 2 Authorize Repurchase of Issued A and H For For Management Share Capital 3 Approve Proposed Issuance of For For Management Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN) INC. Ticker: 2269 Security ID: G97008117 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect William Robert Keller as Director For For Management 2b Elect Teh-Ming Walter Kwauk as Director For For Management 3 Elect Ning Zhao as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares 9 Approve Grant of Specific Mandate to For For Management the Directors to Issue and Allot the Connected Restricted Shares 10 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Zhisheng Chen 11 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Weichang Zhou 12 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to William Robert Keller 13 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk 14 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Kenneth Walton Hitchner III 15 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Jian Dong 16 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Angus Scott Marshall Turner 17 Approve Grant of Connected Restricted For For Management Shares Pursuant to the Scheme to Brendan McGrath -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN), INC. Ticker: 2269 Security ID: G97008109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management -------------------------------------------------------------------------------- WUXI BOTON TECHNOLOGY CO., LTD. Ticker: 300031 Security ID: Y9716D100 Meeting Date: JUL 27, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yang as Non-Independent For For Management Director 2.1 Elect Ji Zhicheng as Independent For For Management Director 2.2 Elect Ma Jianguo as Independent For For Management Director -------------------------------------------------------------------------------- WUXI BOTON TECHNOLOGY CO., LTD. Ticker: 300031 Security ID: Y9716D100 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Meng Yang as Supervisor For For Management -------------------------------------------------------------------------------- WUXI BOTON TECHNOLOGY CO., LTD. Ticker: 300031 Security ID: Y9716D100 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Own Funds for For For Management Investment in Securities and Financial Products 7 Approve Application of Bank Credit For For Management Lines 8 Approve Hedging Business For For Management 9 Approve Provision of Guarantees For Against Management 10 Approve Appointment of Auditor For For Management 11 Amend Articles of Association For For Management 12.1 Elect Bao Zhifang as Director For For Management 12.2 Elect Tang Yu as Director For For Management 12.3 Elect Wang Yang as Director For For Management 12.4 Elect Zhang Liqian as Director For For Management 12.5 Elect Sun Yebin as Director For For Management 13.1 Elect Ma Jianguo as Director For For Management 13.2 Elect Ji Zhicheng as Director For For Management 13.3 Elect Zhang Huifen as Director For For Management 14.1 Elect Zhu Jiancheng as Supervisor For For Management 14.2 Elect Ding Jing as Supervisor For For Management -------------------------------------------------------------------------------- WUXI COMMERCIAL MANSION GRAND ORIENT CO., LTD. Ticker: 600327 Security ID: Y97179108 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Subscription of Equity For For Management Investment Fund Partnership (Limited Partnership) and Related Transactions -------------------------------------------------------------------------------- WUXI COMMERCIAL MANSION GRAND ORIENT CO., LTD. Ticker: 600327 Security ID: Y97179108 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Capital Injection For For Shareholder 3.1 Elect Gao Binghua as Non-independent For For Management Director 3.2 Elect Xi Guoliang as Non-independent For For Management Director 3.3 Elect Ni Jun as Non-independent For For Management Director 3.4 Elect Wang Jinglong as Non-independent For For Management Director 3.5 Elect Zhang Zhihua as Non-independent For For Management Director 3.6 Elect Shao Qiong as Non-independent For For Management Director 4.1 Elect Tang Song as Independent Director For For Management 4.2 Elect Li Bailing as Independent For For Management Director 4.3 Elect Ju Xiaolin as Independent For For Management Director 5.1 Elect Lin Naiji as Supervisor For For Management 5.2 Elect Chen Yanqiu as Supervisor For For Management 5.3 Elect Hang Dongxia as Supervisor For For Management 5.4 Elect Xu Jianjun as Supervisor For For Management -------------------------------------------------------------------------------- WUXI COMMERCIAL MANSION GRAND ORIENT CO., LTD. Ticker: 600327 Security ID: Y97179108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report For For Management 6 Approve Remuneration of Senior For For Management Management Members 7 Approve Remuneration Assessment Method For For Management of Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Comprehensive Credit Line For Against Management Application and Provision of Guarantee 10 Approve Use of Own Funds for For For Management Securities Investment and Sale of Securities Investment Assets -------------------------------------------------------------------------------- WUXI HODGEN TECHNOLOGY CO., LTD. Ticker: 300279 Security ID: Y9716S115 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Target in ChiNext 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner and Period For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Issue Scale For For Management 2.5 Approve Reference Date, Issue Price For For Management and Pricing Basis 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of Shares to For For Management Specific Parties 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Special Report on the Usage of For For Management Previously Raised Funds 7 Approve Attestation Report on the For For Management Usage of Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Signing of Conditional For For Management Subscription Agreement 10 Approve Transaction Constitutes as For For Management Related Party Transactions 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Amend Decision Making System for For For Management Providing External Guarantees 13 Amend Authorization Management Rules For For Management -------------------------------------------------------------------------------- WUXI HODGEN TECHNOLOGY CO., LTD. Ticker: 300279 Security ID: Y9716S115 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary for the Company -------------------------------------------------------------------------------- WUXI HUADONG HEAVY MACHINERY CO., LTD. Ticker: 002685 Security ID: Y97184108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Audit Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantees For Against Management 9 Approve Appointment of Auditor For For Management 10 Approve Provision for Goodwill For For Management Impairment -------------------------------------------------------------------------------- WUXI HUAGUANG ENVIRONMENT & ENERGY GROUP CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- WUXI HUAGUANG ENVIRONMENT & ENERGY GROUP CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management and Super Short-term Commercial Papers -------------------------------------------------------------------------------- WUXI HUAGUANG ENVIRONMENT & ENERGY GROUP CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- WUXI HUAGUANG ENVIRONMENT & ENERGY GROUP CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoping as Independent For For Shareholder Director -------------------------------------------------------------------------------- WUXI HUAGUANG ENVIRONMENT & ENERGY GROUP CO., LTD. Ticker: 600475 Security ID: G9806H102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Related Party Transaction For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Related Party Transactions in For For Management Connection to Issuance of Shares to Specific Targets 7 Approve the Company's Introduction of For For Management Strategic Investors 8 Approve Signing of Conditional For For Management Strategic Cooperation Agreement 9 Approve Signing of Conditional Share For For Management Subscription Agreement 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Authorization of Board or For For Management Board Authorized Person to Handle All Related Matters 12 Approve Related Party Transaction in For For Management Connection to Abandonment of 1 Joint Patent Right -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Related Party For For Management Transactions -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Operating Related Party For For Management Transaction 2 Approve Comprehensive Credit Line For For Management Application 3 Approve Provision of Guarantee For For Management 4 Approve Change in Registered Capital For For Management 5 Approve Amendments to Articles of For For Management Association 6 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 7 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 8 Amend Working System for Independent For Against Management Directors 9 Amend Related Party Transaction For Against Management Decision System 10 Amend External Guarantee Management For Against Management Regulations 11 Amend External Investment Management For Against Management System 12 Amend Management System of Raised Funds For Against Management 13.1 Elect Wang Yanqing as Non-Independent For For Management Director 13.2 Elect Wang Jianxin as Non-Independent For For Management Director 13.3 Elect You Zhiliang as Non-Independent For For Management Director 13.4 Elect Wang Lei as Non-Independent For For Management Director 14.1 Elect Zhang Mingyan as Independent For For Management Director 14.2 Elect Sun Qinglong as Independent For For Management Director 14.3 Elect Zhao Kanglian as Independent For For Management Director 15.1 Elect Cai Jianbo as Supervisor For For Management 15.2 Elect Wang Qingyan as Supervisor For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: Y9717H100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Capital Occupation by For For Management Controlling Shareholders and Other Related-parties and Provision of External Guarantees 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve to Appoint Auditor For For Management 9 Approve Authorization of the Board to For For Management Handle All Matters Related to Small-scale Rapid Financing -------------------------------------------------------------------------------- WUXI NCE POWER CO., LTD. Ticker: 605111 Security ID: Y971E1107 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Plan For Against Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Use of Idle Own Funds for Cash For For Management Management 11 Elect Zhu Heping as Independent For For Management Director -------------------------------------------------------------------------------- WUXI NCE POWER CO., LTD. Ticker: 605111 Security ID: Y971E1107 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Registered Capital For For Management 2 Approve Change of Registered Address For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WUXI RURAL COMMERCIAL BANK CO., LTD. Ticker: 600908 Security ID: Y97193109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Board of Supervisors' For For Management Evaluation Report on the Performance of the Board of Directors 4 Approve Evaluation Report of the Board For For Management of Supervisors on the Performance of Senior Management 5 Approve Board of Supervisors' For For Management Evaluation Report on Supervisors' Duty Performance 6 Approve Annual Report and Summary For For Management 7 Approve Financial Statements and For For Management Financial Budget Report 8 Approve Profit Distribution For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve 2020 Report on Related Party For For Management Transaction 12 Approve Amendments to Articles of For For Management Association 13 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- WUXI RURAL COMMERCIAL BANK CO., LTD. Ticker: 600908 Security ID: Y97193109 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shao Hui as Director For For Management 1.2 Elect Tao Chang as Director For For Management 1.3 Elect Wang Xu as Director For For Management 1.4 Elect Shi Wei as Director For For Management 1.5 Elect You Yun as Director For For Management 1.6 Elect Zhou Weiping as Director For For Management 1.7 Elect Yin Xinzhong as Director For For Management 1.8 Elect Sun Zhiqiang as Director For For Management 1.9 Elect Wan Niya as Director For For Management 1.10 Elect Shao Leping as Director For For Management 1.11 Elect Liu Yiping as Director For For Management 1.12 Elect Sun Jian as Director For For Management 1.13 Elect Liu Ning as Director For For Management 1.14 Elect Wu Lan as Director For For Management 1.15 Elect Zhang Lei as Director For For Management 2.1 Elect Zhao Hanmin as Supervisor For For Management 2.2 Elect Qian Yungao as Supervisor For For Management 2.3 Elect Bao Ming as Supervisor For For Management 2.4 Elect Bao Ke as Supervisor For For Management 2.5 Elect Dong Xiaolin as Supervisor For For Management 2.6 Elect Chen Wenting as Supervisor For For Management 3 Approve to Formulate Administrative For Against Management Measures for Directors' Remuneration and Expenses 4 Approve to Formulate Administrative For Against Management Measures for Supervisors' Remuneration and Expenses -------------------------------------------------------------------------------- WUXI SHANGJI AUTOMATION CO., LTD. Ticker: 603185 Security ID: Y971CB107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI SHANGJI AUTOMATION CO., LTD. Ticker: 603185 Security ID: Y971CB107 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Depository of Raised Funds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI TAIJI INDUSTRY CO., LTD. Ticker: 600667 Security ID: Y97185105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Related Party Transaction For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Report of the Independent For For Management Directors 10 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Approve to Establish Xuzhou Xugong For Against Management Industrial M&A Partnership Enterprise (Limited Partnership) and Related Party Transactions -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary Jiangsu For For Management Xugong Information Technology Co., Ltd. on Shenzhen Stock Exchange ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary Jiangsu For For Management Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext 3 Approve Plan (Revised) on Spin-off of For For Management Subsidiary Jiangsu Xugong Information Technology Co., Ltd. on the Shenzhen Stock Exchange ChiNext 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Jiangsu Xugong Information For For Management Technology Co., Ltd.'s Corresponding Standard Operational Ability 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off 11.1 Approve Purchase of Materials or For For Management Products 11.2 Approve Selling Materials or Products For For Management 11.3 Approve Rent or Lease of Properties, For For Management Equipment and Products 11.4 Approve Use of Licensing Trademark For For Management 11.5 Approve Cooperative Technology For For Management Development 11.6 Approve Provision or Acceptance of For For Management Services 11.7 Approve Entrust Operations to Related For For Management Parties 12 Approve Provision of Guarantees to For For Management Subsidiaries 13 Approve Adjustment of Guarantee For For Management Provision Plan 14.1 Approve Provision of Guarantees for For For Management Mortgage Business 14.2 Approve Provision of Guarantees for For For Management Financial Leasing Business 14.3 Approve Provision of Guarantees for For For Management Supply Chain Finance Business 15 Approve Credit Line Application For For Management -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Remuneration System of Senior For Against Management Management Members -------------------------------------------------------------------------------- XCMG CONSTRUCTION MACHINERY CO., LTD. Ticker: 000425 Security ID: Y9T17R112 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Budget Plan For For Management 6 Approve to Appoint Auditors and For For Management Payment of Their Remuneration 7 Approve Amendments to Articles of For For Management Association 8 Elect Geng Chengxuan as Independent For For Management Director 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- XD, INC. Ticker: 2400 Security ID: G9830N109 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Liu Wei as Director For For Management 2.2 Elect Liu Qianli as Director For For Management 2.3 Elect Fan Shuyang as Director For For Management 2.4 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares 7 Adopt Share Option Plan For For Management -------------------------------------------------------------------------------- XI'AN INTERNATIONAL MEDICAL INVESTMENT CO., LTD. Ticker: 000516 Security ID: Y972CT106 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Amend Articles of Association For For Management 5 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- XI'AN INTERNATIONAL MEDICAL INVESTMENT CO., LTD. Ticker: 000516 Security ID: Y972CT106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Auditor For For Management 8.1 Elect Shi Jin as Director For For Management 8.2 Elect Wang Aiping as Director For For Management 8.3 Elect Cao Heling as Director For For Management 8.4 Elect Liu Xu as Director For For Management 8.5 Elect Liu Ruixuan as Director For For Management 8.6 Elect Sun Wenguo as Director For For Management 9.1 Elect Li Fuyou as Director For For Management 9.2 Elect Shi Ping as Director For For Management 9.3 Elect Zhang Baotong as Director For For Management 10.1 Elect Cao Jianan as Supervisor For For Shareholder 10.2 Elect Wang Zhifeng as Supervisor For For Shareholder 10.3 Elect Li Kai as Supervisor For For Shareholder -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by For For Management Controlled Subsidiary to its Subsidiary 2 Approve Credit Line of Controlled For For Management Subsidiary and Provision of Guarantee by Indirect Subsidiary 3 Approve Provision of Guarantee to For For Management Indirect Subsidiary -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for the For For Management Loan Applied by Xi'an Evergreen Power Financial Leasing Co., Ltd. 2 Approve Guarantee Provision for the For For Management Loan Applied by Shaangu Power (Hong Kong) Co., Ltd. -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report For For Management 3 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 4 Approve Asset Investment Project Plan For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Statements For For Management 8 Approve Completion of Financial Budget For For Management 9 Approve Financial Budget Draft For For Management 10 Approve Related Party Transaction For For Management 11 Approve Purchase of Financial Products For For Management 12 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- XI'AN SHAANGU POWER CO. LTD. Ticker: 601369 Security ID: Y9725A105 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Financial Asset Pledge Sharing For Against Management Business 3.1 Elect Li Hongan as Director For For Management 3.2 Elect Chen Dangmin as Director For For Management 3.3 Elect Niu Dongru as Director For For Management 3.4 Elect Wang Jianxuan as Director For For Management 3.5 Elect Li Fujun as Director For For Management 3.6 Elect Ning Min as Director For For Management 4.1 Elect Li Shuhua as Director For For Management 4.2 Elect Feng Genfu as Director For For Management 4.3 Elect Wang Zhe as Director For For Management 5.1 Elect Li Yisheng as Supervisor For For Management 5.2 Elect Luo Kejun as Supervisor For For Management -------------------------------------------------------------------------------- XI'AN TIAN HE DEFENSE TECHNOLOGY CO. LTD. Ticker: 300397 Security ID: Y972A2107 Meeting Date: AUG 24, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Issuance of Shares as well as Raising Supporting Funds 2.1 Approve Target Asset For For Management 2.2 Approve Transaction Price For For Management 2.3 Approve Issue Type and Par Value For For Management 2.4 Approve Issue Manner and Target Parties For For Management 2.5 Approve Issue Price and Pricing Basis For For Management 2.6 Approve Adjustment Mechanism of Issue For For Management Price 2.7 Approve Number of Shares Subscribed by For For Management Counterparty 2.8 Approve Lock-up Period of Counterparty For For Management to Subscribe for Shares 2.9 Approve Transitional Gains and Losses For For Management 2.10 Approve Contact Obligations and For For Management Liability for Breach of Contract for Transfer of Ownership of Underlying Assets 2.11 Approve Listing Location For For Management 2.12 Approve Issue Type and Par Value For For Management 2.13 Approve Issue Manner and Target Parties For For Management 2.14 Approve Issue Price and Pricing Basis For For Management 2.15 Approve Issue Scale For For Management 2.16 Approve Lock-up Period For For Management 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Listing Location For For Management 2.19 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.20 Approve Resolution Validity Period For For Management 3 Approve Transaction Does Not For For Management Constitute as Related Party Transactions 4 Approve Transaction Constitute as For For Management Major Asset Restructure 5 Approve Transaction Does Constitute as For For Management Reorganization and Listing 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Raising Supporting Raised For For Management Funds Complies with Requirements of Registration Management Measures 11 Approve Transaction Complies with For For Management Article 18 and 21 Measures for the Continuous Supervision of Listed Companies on the Growth Enterprise Market and Articles 7 and 9 of the Rules for the Review of Major Asset Reorganizations of Listed Companies 12 Approve Signing of Agreement of For For Management Issuance of Shares to Purchase Assets 13 Approve Signing of Supplemental For For Management Agreement of Issuance of Shares to Purchase Assets 14 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Issuance of Shares as well as Raising Supporting Funds 15 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 16 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 17 Approve Fairness and Reasonability For For Management Statement of Pricing Basis of Transaction 18 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 19 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 20 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 21 Approve Authorization of the Board to For For Management Handle All Related Matters 22 Approve Shareholder Return Plan For For Management 23 Approve Amendments to Articles of For For Management Association to Expand Business Scope of Subsidiary 24 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- XI'AN TIAN HE DEFENSE TECHNOLOGY CO. LTD. Ticker: 300397 Security ID: Y972A2107 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- XI'AN TIAN HE DEFENSE TECHNOLOGY CO. LTD. Ticker: 300397 Security ID: Y972A2107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XI'AN TRIANGLE DEFENSE CO., LTD. Ticker: 300775 Security ID: ADPV46254 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Resolution For For Management Validity Period of Convertible Bond Issuance 2 Approve Adjustment of Authorization of For For Management the Board on Convertible Bond Issuance 3 Approve Amendment Draft on Issuance of For For Management Convertible Bonds -------------------------------------------------------------------------------- XI'AN TRIANGLE DEFENSE CO., LTD. Ticker: 300775 Security ID: ADPV46254 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Financial Statements For For Management -------------------------------------------------------------------------------- XI'AN TRIANGLE DEFENSE CO., LTD. Ticker: 300775 Security ID: ADPV46254 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Use Remaining Excess Raised For For Management Funds to Supplement Working Capital 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope 4 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Use Remaining Excess Raised For Did Not Vote Management Funds to Supplement Working Capital 3 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope 4 Approve Remuneration of Supervisors For Did Not Vote Management -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Weiwei as Supervisor For Did Not Vote Management 2 Elect Yu Chengbin as Non-independent For Did Not Vote Management Director 3 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope -------------------------------------------------------------------------------- XIAMEN 35.COM TECHNOLOGY CO., LTD. Ticker: 300051 Security ID: Y97259108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Elect Hong Jianzhang as For Did Not Vote Management Non-independent Director -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Target Parties and Placement For For Management Arrangement to Shareholders 2.5 Approve Bond Period For For Management 2.6 Approve Interest Rate and For For Management Determination Method 2.7 Approve Usage of Raised Funds For For Management 2.8 Approve Safeguard Measures of Debts For For Management Repayment 2.9 Approve Guarantee Matters For For Management 2.10 Approve Underwriting Method and For For Management Listing Arrangement 2.11 Approve Resolution Validity Period For For Management 3 Approve Plan on Corporate Bond Issuance For For Management 4 Approve Authorization of the Board to For For Management Handle All Related Matters 5 Approve Company's Eligibility for For For Management Renewable Corporate Bond Issuance 6.1 Approve Issue Scale for Renewable For For Management Corporate Bond Issuance 6.2 Approve Issue Manner for Renewable For For Management Corporate Bond Issuance 6.3 Approve Par Value and Issue Price for For For Management Renewable Corporate Bond Issuance 6.4 Approve Target Parties and Placement For For Management Arrangement to Shareholders for Renewable Corporate Bond Issuance 6.5 Approve Bond Period for Renewable For For Management Corporate Bond Issuance 6.6 Approve Interest Rate and For For Management Determination Method for Renewable Corporate Bond Issuance 6.7 Approve Deferred Interest Payment For For Management Option for Renewable Corporate Bond Issuance 6.8 Approve Restrictions on Mandatory and For For Management Deferred Interest Payment for Renewable Corporate Bond Issuance 6.9 Approve Usage of Raised Funds for For For Management Renewable Corporate Bond Issuance 6.10 Approve Safeguard Measures of Debts For For Management Repayment for Renewable Corporate Bond Issuance 6.11 Approve Guarantee Matters for For For Management Renewable Corporate Bond Issuance 6.12 Approve Underwriting Method and For For Management Listing Arrangement for Renewable Corporate Bond Issuance 6.13 Approve Resolution Validity Period for For For Management Renewable Corporate Bond Issuance 7 Approve Plan on Renewable Corporate For For Management Bond Issuance 8 Approve Authorization of the Board to For For Management Handle All Related Matters on Renewable Corporate Bond Issuance 9 Approve Adjustment of Provision of For For Shareholder Guarantee 10.1 Elect Chen Dongxu as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: SEP 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- XIAMEN CD INC. Ticker: 600153 Security ID: Y9721Y107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For Against Management 7 Approve Provision of Loan For Against Management 8 Approve Debt Financing Instruments For For Management 9 Approve Foreign Exchange Derivatives For For Management Business 10 Approve Commodity Derivatives Business For For Management 11 Approve Daily Related Party For For Management Transactions 12 Approve Related Party Transaction with For For Management Financial Institutions 13 Approve Use of Idle Own Funds for Cash For For Management Management 14 Approve Appointment of Auditor For For Management 15 Approve Formulation of Shareholder For For Management Return Plan 16 Approve Repurchase and Cancellation of For For Management Performance Shares 17 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- XIAMEN COMFORT SCIENCE & TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Partial Stock For For Management Options and Repurchase Cancellation of Performance Shares -------------------------------------------------------------------------------- XIAMEN COMFORT SCIENCE & TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Guarantee Provision Plan For For Management 3 Approve to Increase the Financial For For Management Derivatives Transactions 4 Approve Financial Derivatives Trading For For Management Plan -------------------------------------------------------------------------------- XIAMEN COMFORT SCIENCE & TECHNOLOGY GROUP CO., LTD. Ticker: 002614 Security ID: Y9717P102 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Financial Budget Report For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Postponement of Partial Raised For For Management Funds Investment Project -------------------------------------------------------------------------------- XIAMEN FARATRONIC CO., LTD. Ticker: 600563 Security ID: Y9721Z104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Entrusted Asset Management For For Management 9 Approve Shareholder Return Plan For Against Management -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL AIRPORT CO., LTD. Ticker: 600897 Security ID: Y9721R102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Related Party Transaction For For Management 8 Approve Use of Idle Own Funds for For For Management Entrusted Financial Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL PORT CO., LTD Ticker: 3378 Security ID: Y97186103 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase Agreement, For For Management Capital Contribution Transactions and Related Transactions 2 Approve Adjustment to the Registered For For Management Amount of the New Super Short-Term Notes -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Matters Related to Performance Share Incentive Plan -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Acquisition and Issuance For For Management of New Shares in Accordance with the Relevant Laws and Regulations 2.1 Approve Overview Plan For For Management 2.2 Approve Assessed Value of and For For Management Transaction Price of Target Assets 2.3 Approve Issue Type and Par Value For For Management 2.4 Approve Target Subscribers and Issue For For Management Manner 2.5 Approve Pricing Basis and Issue Price For For Management 2.6 Approve Issue Amount For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Lock-Up Period Arrangement For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Profit and Loss During the For For Management Transition Period 2.11 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Asset For For Management Acquisition and Issuance of New Shares as well as Related Party Transactions 4 Approve Transaction Constitute as For For Management Related-party Transaction 5 Approve Transaction Does Not For For Management Constitute as Major Asset Restructuring 6 Approve Transaction Does Not For For Management Constitute as Restructure for Listing 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 11 Approve Signing of Asset Acquisition For For Management and Issuance of Shares Agreement 12 Approve Signing of Supplementary For For Management Agreement of Asset Acquisition and Issuance of Shares Agreement 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 15 Approve Authorization of Board to For For Management Handle All Related Matters 16 Approve White Wash Waiver and Related For For Management Transactions 17 Approve Fairness and Validity of the For For Management Pricing Basis 18 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 19 Approve Audit Report, Wealth For For Management Assessment Report and Remarks Review Report of the Transaction 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Self-Inspection Report For For Management Involving Real Estate Business and Related Commitments 22 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Development Strategy Plan For For Management 2 Approve Shareholder Return Plan For For Management 3.1 Elect Lin Ruijin as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For Against Management Lines 2 Approve Guarantee Provision Plan For Against Management 3 Approve Use of Own Funds to Conduct For For Management Entrusted Asset Management 4 Approve Commodity Derivatives Business For For Management 5 Approve Foreign Exchange Derivatives For For Management Business 6 Approve 2021-2023 Daily Related Party For For Management Transactions 7 Approve 2021 Daily Related Party For For Management Transactions 8 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and the For For Management 2021 Budget 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration and Performance For Against Management Management System for Chairman of the Board of Directors and Senior Management 8.1 Elect Gao Shaoyong as Director For For Management 8.2 Elect Xu Xiaoxi as Director For For Management 8.3 Elect Chen Jinming as Director For For Management 8.4 Elect Li Zhihuang as Director For For Management 8.5 Elect Wu Yunxuan as Director For For Management 8.6 Elect Xiao Wei as Director For For Management 9.1 Elect Zheng Ganshu as Director For For Management 9.2 Elect Liu Feng as Director For For Management 9.3 Elect Dai Yiyi as Director For For Management 10.1 Elect Wang Yanhui as Supervisor For For Management 10.2 Elect Lin Ruijin as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN INTERNATIONAL TRADE GROUP CORP. LTD. Ticker: 600755 Security ID: Y9721U105 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-party Transaction in For For Management Connection to Disposal of Assets 2 Approve the Formation of Related For For Management Guarantees and Solutions due to Asset Disposal -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: JUL 01, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lin Songhua as Non-Independent For For Management Director 1.2 Elect Wu Kaiting as Non-Independent For For Management Director 1.3 Elect Yang Ming as Non-Independent For For Management Director 1.4 Elect Wang Zhangqing as For For Management Non-Independent Director 1.5 Elect Lin Xianfeng as Non-Independent For For Management Director 1.6 Elect Wu Xuefen as Non-Independent For For Management Director 2.1 Elect Wang Xianrong as Independent For For Management Director 2.2 Elect Qi Shujie as Independent Director For For Management 2.3 Elect Lan Bangsheng as Independent For For Management Director 3.1 Elect Wu Wenjiang as Supervisor For For Management 3.2 Elect Chen Yongxin as Supervisor For For Management 4 Approve Change in Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members 2 Approve Change of Business Scope and For For Management Amend Articles of Association 3 Approve to Adjust the Allowances of For For Management External Non-Independent Directors and External Supervisors 4 Approve to Increase the Amount of Idle For For Management Own funds for Cash Management -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital, For For Management Business Scope and Amendments to Articles of Association -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Amend Measures for the Administration For For Management of Loans for the Purchase of Houses by Employees 5 Approve Use of Idle Raised Funds and For For Management Own Funds for Cash Management 6 Approve Development of Forward Foreign For For Management Exchange Settlement and Sale Business -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project and Use of Remaining Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Guarantee Amount For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members -------------------------------------------------------------------------------- XIAMEN INTRETECH, INC. Ticker: 002925 Security ID: Y972FZ109 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares for 2018 2 Approve Repurchase and Cancellation of For For Management Performance Shares for 2021 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XIAMEN JIHONG TECHNOLOGY CO., LTD. Ticker: 002803 Security ID: Y9719S104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Elect Zhang Guoqing as Independent For For Management Director 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Comprehensive Credit Line For Against Management Application and Provision of Guarantee 10 Approve Guarantee Provision Plan For Against Management 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XIAMEN JIHONG TECHNOLOGY CO., LTD. Ticker: 002803 Security ID: Y9719S104 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Syndicated Loan and Provision For Against Management of Guarantee -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Jianye as Non-Independent For For Shareholder Director 1.2 Elect Xie Siyu as Non-Independent For For Shareholder Director 1.3 Elect Chen Wei as Non-Independent For For Shareholder Director 1.4 Elect Lin Chong as Non-Independent For For Shareholder Director 2.1 Elect Ye Shengji as Independent For For Shareholder Director 2.2 Elect Zhao Bei as Independent Director For For Shareholder 2.3 Elect Guo Xiaodong as Independent For For Shareholder Director 3.1 Elect Chen Jie as Supervisor For For Shareholder 3.2 Elect Huang Xuemin as Supervisor For For Shareholder -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subsidiaries to Provide For For Management Customers with Financing Guarantee 2 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 3 Approve Company's Forward Foreign For For Management Exchange Transactions 4 Approve Provision of Guarantees to For For Management Subsidiaries -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Provision for Asset Impairment For For Management 6 Approve Annual Report For For Management 7 Approve Perpetual Bond Application For For Management 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- XIAMEN KING LONG MOTOR GROUP CO., LTD. Ticker: 600686 Security ID: Y97221108 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Chong as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- XIAMEN KINGDOMWAY GROUP CO. Ticker: 002626 Security ID: Y9718S105 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Yi as Non-Independent Director For For Shareholder 2 Approve Provision of Guarantees For For Management 3 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- XIAMEN KINGDOMWAY GROUP CO. Ticker: 002626 Security ID: Y9718S105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XIAMEN KINGDOMWAY GROUP CO. Ticker: 002626 Security ID: Y9718S105 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change Business Scope For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XIAMEN MEIYA PICO INFORMATION CO., LTD. Ticker: 300188 Security ID: Y97264108 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Cancellation of Stock Options For For Management as well as Repurchase and Cancellation of Performance Shares (I) 3 Approve Cancellation of Stock Options For For Management as well as Repurchase and Cancellation of Performance Shares (II) -------------------------------------------------------------------------------- XIAMEN MEIYA PICO INFORMATION CO., LTD. Ticker: 300188 Security ID: Y97264108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Application of Credit Lines For For Management 9 Approve Cancellation of Stock Options For For Management and Repurchase and Cancellation of Performance Shares 10 Approve Shareholder Return Plan For For Management 11 Amend Articles of Association For For Management 12 Approve Strategic Planning Outline For For Management -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO. LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Change in Registered Capital For For Management and Amend Articles of Association 3.1 Elect Hu Yubin as Non-Independent For For Management Director -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO., LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO., LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Formulation of Shareholder For For Management Return Plan 2 Approve Borrowings from Indirect For For Management Controlling Shareholders and Related Party Transactions 3 Approve Development of Forward Foreign For For Management Exchange Settlement and Forward Foreign Exchange Sales 4 Approve Guarantee Provision for Xiamen For For Management Port Trading Co., Ltd. and Its Wholly-Owned Subsidiaries 5 Approve Continued Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO., LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Zhaohui as Non-Independent For For Management Director 1.2 Elect Hu Yubin as Non-Independent For For Management Director 1.3 Elect Bai Xueqing as Non-Independent For For Management Director 1.4 Elect Wu Yansong as Non-Independent For For Management Director 1.5 Elect Lin Fuguang as Non-Independent For For Management Director 1.6 Elect Chen Yun as Non-Independent For For Management Director 2.1 Elect Zhang Yongfeng as Independent For For Management Director 2.2 Elect Lin Xiaoyue as Independent For For Management Director 2.3 Elect Chen Zhiming as Independent For For Management Director 3.1 Elect Liao Guosheng as Supervisor For For Management 3.2 Elect Chen Zhen as Supervisor For For Management 3.3 Elect Lin Xueling as Supervisor For For Management -------------------------------------------------------------------------------- XIAMEN PORT DEVELOPMENT CO., LTD. Ticker: 000905 Security ID: Y9724F105 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party Transaction For For Management 6 Approve Comprehensive Budget Plan For For Management -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment of Daily Related For For Management Party Transactions with Fujian Yejin (Holdings) Co., Ltd. 1.2 Approve Adjustment of Daily Related For For Management Party Transactions with Zhongwu Gaoxin Materials Co., Ltd. 1.3 Approve Adjustment of Daily Related For For Management Party Transactions with Japan United Materials Company 1.4 Approve Adjustment of Daily Related For For Management Party Transactions with Suzhou Aichi Gaosi Motor Co., Ltd. 1.5 Approve Adjustment of Daily Related For For Management Party Transactions with Various Companies 2.1 Approve Signing of Framework Agreement For For Management for Daily Related Party Transactions with Fujian Yejin (Holdings) Co., Ltd. 2.2 Approve Signing of Framework Agreement For For Management for Daily Related Party Transactions with Zhongwu Gaoxin Materials Co., Ltd. 2.3 Approve Signing of Framework Agreement For For Management for Daily Related Party Transactions with Jiangxi Jutong Industry Co., Ltd. 2.4 Approve Signing of Framework Agreement For For Management for Daily Related Party Transactions with Jiangxi Xiushui Ganbei Industry Co., Ltd. -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Adjustment of Daily Related For Did Not Vote Management Party Transactions with Fujian Yejin (Holdings) Co., Ltd. 1.2 Approve Adjustment of Daily Related For Did Not Vote Management Party Transactions with Zhongwu Gaoxin Materials Co., Ltd. 1.3 Approve Adjustment of Daily Related For Did Not Vote Management Party Transactions with Japan United Materials Company 1.4 Approve Adjustment of Daily Related For Did Not Vote Management Party Transactions with Suzhou Aichi Gaosi Motor Co., Ltd. 1.5 Approve Adjustment of Daily Related For Did Not Vote Management Party Transactions with Various Companies 2.1 Approve Signing of Framework Agreement For Did Not Vote Management for Daily Related Party Transactions with Fujian Yejin (Holdings) Co., Ltd. 2.2 Approve Signing of Framework Agreement For Did Not Vote Management for Daily Related Party Transactions with Zhongwu Gaoxin Materials Co., Ltd. 2.3 Approve Signing of Framework Agreement For Did Not Vote Management for Daily Related Party Transactions with Jiangxi Jutong Industry Co., Ltd. 2.4 Approve Signing of Framework Agreement For Did Not Vote Management for Daily Related Party Transactions with Jiangxi Xiushui Ganbei Industry Co., Ltd. -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Xiamen Tungsten For For Management New Energy Materials Co., Ltd. and Initial Public Offering and Listing on the SSE STAR Market 2 Approve Spin-off of Xiamen Tungsten For For Management New Energy Materials Co., Ltd. to be Listed on the SSE STAR Market 3 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 4 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 5 Approve Proposal on the Company's For For Management Independence and Sustainability 6 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 7 Approve Transaction Complies with For For Management Relevant Laws and Regulations 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted by Spin-off and Listing of Subsidiary of the Company 9 Approve Purpose, Commercial For For Management Rationality and Necessity of Spin-off 10 Approve Authorization of the Board to For For Management Handle Matters on Spin-off -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Xiamen Tungsten For Did Not Vote Management New Energy Materials Co., Ltd. and Initial Public Offering and Listing on the SSE STAR Market 2 Approve Spin-off of Xiamen Tungsten For Did Not Vote Management New Energy Materials Co., Ltd. to be Listed on the SSE STAR Market 3 Approve Transaction Complies with For Did Not Vote Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 4 Approve Transaction is Conducive to For Did Not Vote Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 5 Approve Proposal on the Company's For Did Not Vote Management Independence and Sustainability 6 Approve Subsidiary's Corresponding For Did Not Vote Management Standard Operational Ability 7 Approve Transaction Complies with For Did Not Vote Management Relevant Laws and Regulations 8 Approve Explanation of the For Did Not Vote Management Completeness, Compliance and Validity of Legal Documents Submitted by Spin-off and Listing of Subsidiary of the Company 9 Approve Purpose, Commercial For Did Not Vote Management Rationality and Necessity of Spin-off 10 Approve Authorization of the Board to For Did Not Vote Management Handle Matters on Spin-off -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Related Party Transaction For For Management 5 Amend Implementation Plan of the For For Management Annual Salary System -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Approve Related Party Transaction For Did Not Vote Management 5 Amend Implementation Plan of the For Did Not Vote Management Annual Salary System -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establisment of New Materials For For Management Fund and Related Party Transactions -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establisment of New Materials For Did Not Vote Management Fund and Related Party Transactions -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Fujian Metallurgical (Holding) Co., Ltd and its Direct or Indirect Holding Companies 1.2 Approve Related Party Transaction with For For Management Jiangxi Jutong Industrial Co., Ltd 1.3 Approve Related Party Transaction with For For Management China Tungsten Advanced Materials Co., Ltd and its Direct or Indirect Holding Companies 1.4 Approve Related Party Transaction with For For Management Japan United Materials Co., Ltd and TMA Corporation 1.5 Approve Related Party Transaction with For For Management Suzhou Aichi Goss Motor Co., Ltd 1.6 Approve Related Party Transaction with For For Management Fujian Changting Qiandong Rare Earth Co., Ltd 1.7 Approve Related Party Transaction with For For Management Jiangxi Xiushui Ganbei Tungsten Industry Co., Ltd -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For Did Not Vote Management Fujian Metallurgical (Holding) Co., Ltd and its Direct or Indirect Holding Companies 1.2 Approve Related Party Transaction with For Did Not Vote Management Jiangxi Jutong Industrial Co., Ltd 1.3 Approve Related Party Transaction with For Did Not Vote Management China Tungsten Advanced Materials Co., Ltd and its Direct or Indirect Holding Companies 1.4 Approve Related Party Transaction with For Did Not Vote Management Japan United Materials Co., Ltd and TMA Corporation 1.5 Approve Related Party Transaction with For Did Not Vote Management Suzhou Aichi Goss Motor Co., Ltd 1.6 Approve Related Party Transaction with For Did Not Vote Management Fujian Changting Qiandong Rare Earth Co., Ltd 1.7 Approve Related Party Transaction with For Did Not Vote Management Jiangxi Xiushui Ganbei Tungsten Industry Co., Ltd -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Shareholder Return Plan For For Management 7 Approve Provision of Guarantee for For For Management Controlled Subsidiaries 8 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Xiamen Penglu Metal Industry Co., Ltd. 9 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Jinlu Cemented Carbide (Thailand) Co., Ltd. 10 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Japan Jinlu Cemented Carbide Co., Ltd. 11 Approve Provision of Guarantee by For For Management Xiamen Golden Egret Special Alloy Co. Ltd. for Xiamen Jinlu Cemented Carbide Co., Ltd. 12 Approve Provision of Guarantee for For Against Management Sanming Xia Tungsten New Energy Materials Co., Ltd. 13 Approve Provision of Guarantee for For For Management Xiamen Xiangyu Minglu International Trade Co., Ltd. 14 Approve Provision of Guarantee for For For Management Xiamen Jinglu New Energy Materials Co. , Ltd. 15 Approve to Appoint Auditor For For Management 16 Approve Amendments to Articles of For For Management Association 17 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 19 Approve Repurchase and Cancellation of For For Management Performance Shares 20 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 21 Approve Entrusted Management For For Shareholder 22.1 Elect Huang Changgeng as Director For For Shareholder 22.2 Elect Wang Dan as Director For For Shareholder 22.3 Elect Yoshida Yushi as Director For For Shareholder 22.4 Elect Hou Xiaoliang as Director For For Shareholder 22.5 Elect Zhou Min as Director For For Shareholder 22.6 Elect Wu Gaochao as Director For For Shareholder 23.1 Elect Hong Maochun as Director For For Shareholder 23.2 Elect Ye Xiaojie as Director For For Shareholder 23.3 Elect Cheng Wenwen as Director For For Shareholder 24.1 Elect Xu Jisong as Supervisor For For Shareholder 24.2 Elect Yu Mu as Supervisor For For Shareholder 24.3 Elect Fukaya Yoshitake as Supervisor For For Shareholder 24.4 Elect Chen Guanghong as Supervisor For For Shareholder 24.5 Elect Xie Xiaotong as Supervisor For For Shareholder 24.6 Elect Nie Xinsen as Supervisor For For Shareholder -------------------------------------------------------------------------------- XIAMEN TUNGSTEN CO., LTD. Ticker: 600549 Security ID: Y6454T107 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Pre-emptive Right For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Corporate Bond Issuance 2.1 Approve Issue Scale For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 2.5 Approve Bond Maturity For For Management 2.6 Approve Bond Interest Rate and Method For For Management of Determination 2.7 Approve Method for Principal Repayment For For Management and Interest Payment 2.8 Approve Use of Proceeds For For Management 2.9 Approve Safeguard Measures of Debts For For Management Repayment 2.10 Approve Guarantee Matters For For Management 2.11 Approve Underwriting Manner and For For Management Listing Arrangement 2.12 Approve Resolution Validity Period For For Management 2.13 Approve Authorization Matters For For Management 3 Approve Company's Eligibility for For For Management Issuance of Renewable Corporate Bonds 4.1 Approve Issue Scale For For Management 4.2 Approve Issue Manner For For Management 4.3 Approve Par Value and Issue Price For For Management 4.4 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 4.5 Approve Bond Maturity For For Management 4.6 Approve Renewal Options For For Management 4.7 Approve Bond Interest Rate, For For Management Determination and Adjustment Method 4.8 Approve Deferred Interest Payment For For Management 4.9 Approve Restrictions on Mandatory and For For Management Deferred Interest Payments 4.10 Approve Redemption Option For For Management 4.11 Approve Method for Principal Repayment For For Management and Interest Payment 4.12 Approve Use of Proceeds For For Management 4.13 Approve Safeguard Measures of Debts For For Management Repayment 4.14 Approve Guarantee Matters For For Management 4.15 Approve Underwriting Manner and For For Management Listing Arrangement 4.16 Approve Resolution Validity Period For For Management 4.17 Approve Authorization Matters For For Management 5.1 Approve Special Account for Corporate For For Management Bond Proceeds 5.2 Approve Special Account for Funds For For Management Raised from Renewable Corporate Bonds -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Plan for Asset-backed For For Management Issuance of Accounts Receivable Application 2 Approve Special Plan for Asset-backed For For Management Issuance of Supply Chain Application -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option and Performance For For Management Share Incentive Plan and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Daily Related Party Transaction For For Shareholder -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2.1 Approve to Increase the Related Party For For Management Transaction for Receiving Services 2.2 Approve to Increase the Related Party For For Management Transaction for Sales of Goods -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related Party Transaction with For For Management Xiamen Xiangyu Group Co., Ltd. 1.2 Approve Related Party Transaction with For For Management Fujian Nanping Solar Cable Co., Ltd. 1.3 Approve Related Party Transaction with For For Management Xiamen Container Terminal Group Co., Ltd. 1.4 Approve Related Party Transaction with For For Management Xiamen Gold Investment Co., Ltd. 1.5 Approve Related Party Transaction with For For Management Xiamen Modern Terminal Co., Ltd. 2 Approve Related Party Transaction with For For Management PT Obsidian Stainless Steel 3.1 Approve Related Party Transaction with For For Management Harbin Rural Commercial Bank Co., Ltd. 3.2 Approve Related Party Transaction with For For Management Xiamen Rural Commercial Bank Co., Ltd. 3.3 Approve Related Party Transaction with For For Management Xiamen International Bank Co., Ltd. 4 Approve Loans with Controlling For For Management Shareholder 5 Approve Application of Bank Credit Line For Against Management 6 Approve Provision of Guarantee For Against Management 7 Approve Short-term Investment and For For Management Financial Management 8 Approve Forward Foreign Exchange For For Management Transactions -------------------------------------------------------------------------------- XIAMEN XIANGYU CO., LTD. Ticker: 600057 Security ID: Y9722J109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Futures Hedging Business For For Management 8 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 9 Approve Adjustment to Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- XIAMEN XINDE CO., LTD. Ticker: 000701 Security ID: Y9722V102 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Elect Shi Xuefang as Supervisor For Did Not Vote Shareholder -------------------------------------------------------------------------------- XIAN BRIGHT LASER TECHNOLOGIES CO., LTD. Ticker: 688333 Security ID: Y972LR100 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8.1 Elect Ma Zhuanzhuan as Supervisor For For Management -------------------------------------------------------------------------------- XIANGCAI CO., LTD. Ticker: 600095 Security ID: Y3067X104 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Corporate Bond Issuance 2.1 Approve Issue Size For Did Not Vote Management 2.2 Approve Par Value and Issue Price For Did Not Vote Management 2.3 Approve Bond Type and Maturity For Did Not Vote Management 2.4 Approve Target Subscribers For Did Not Vote Management 2.5 Approve Bond Interest Rate and Method For Did Not Vote Management of Determination 2.6 Approve Method and Term for the For Did Not Vote Management Repayment of Principal and Interest 2.7 Approve Guarantee Arrangement For Did Not Vote Management 2.8 Approve Arrangement on Redemption and For Did Not Vote Management Sale-back 2.9 Approve Use of Proceeds For Did Not Vote Management 2.10 Approve Issue Manner For Did Not Vote Management 2.11 Approve Listing Exchange For Did Not Vote Management 2.12 Approve Underwriting Manner For Did Not Vote Management 2.13 Approve Safeguard Measures of Debts For Did Not Vote Management Repayment 2.14 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters 4 Approve Amendments to Articles of For Did Not Vote Management Association -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Letter of Guarantee to Replace For For Management Seized Property and Signing of Settlement Agreement 2 Approve Signing of Supplemental For For Management Agreement 3 Approve Participation in the For For Management Establishment of Industrial Investment Fund -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares and Adjustment in Repurchase Price 2 Approve Amendments to Articles of For For Management Association 3 Approve Authorization of the Board on For For Management Amendments to Articles of Association 4 Approve Supplemental Confirmation on For For Management External Loans 5 Approve Supplemental Confirmation on For For Management External Loans and Related Party Transactions -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: APR 22, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of For For Management Guangzhou Xiehe Precision Medical Co., Ltd. 2 Approve Equity Acquisition of For For Management Guangzhou Xiehe Precision Medical Co., Ltd. and Supplementary Related Party Transactions 3 Approve Waiver of Voluntary Share For For Management Lock-in Commitment -------------------------------------------------------------------------------- XIANGXUE PHARMACEUTICAL CO., LTD. Ticker: 300147 Security ID: Y9725W107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Statements For For Management 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Comprehensive Credit Line Bank For For Management Application and Bank Loan 7 Approve Guarantee Amount within the For For Management Scope of the Company's Consolidated Financial Statements 8 Approve Related Party Transaction For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve Provision for Asset Impairment For For Management 11 Amend Articles of Association (II) For For Shareholder 12 Approve Authorization of Board to For For Shareholder Handle All Related Matters Regarding Amend Articles of Association (II) -------------------------------------------------------------------------------- XIANHE CO., LTD. Ticker: 603733 Security ID: Y67350101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Related Guarantee with Joint For For Management Venture Company 10 Approve Report on the Usage of For For Management Previously Raised Funds 11 Approve Remuneration of Directors and For For Management Supervisors 12 Approve Amendments to Articles of For For Management Association to Expand Business Scope 13 Approve to Invest in the Construction For For Management of a High-performance Paper-based New Material Recycling Economy Project -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Independent For For Management Directors 2.1 Elect Zhuang Kuilong as For For Management Non-Independent Director 2.2 Elect Zhuang Yaozhong as For For Management Non-Independent Director 2.3 Elect Shen Jianyu as Non-Independent For For Management Director 2.4 Elect Yang Jianfei as Non-Independent For For Management Director 2.5 Elect Xu Jizhong as Non-Independent For For Management Director 3.1 Elect Dai Lixing as Independent For For Management Director 3.2 Elect Shao Jianzhong as Independent For For Management Director 3.3 Elect Cheng Qingying as Independent For For Management Director 4.1 Elect Yao Mingang as Supervisor For For Management 4.2 Elect Lu Douping as Supervisor For For Management -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Construction For For Management Investment of New Polyester Material Integration Project Investment Agreement -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization Period in Connection to the Convertible Bond Issuance 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend Management System for Providing For Against Management External Guarantees 4 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- XIN FENG MING GROUP CO. LTD. Ticker: 603225 Security ID: Y972EP102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Profit Distribution For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Guarantees For For Management 9 Approve Application of Financing For Against Management 10 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 11 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- XIN JIANG READY HEALTH INDUSTRY CO., LTD. Ticker: 600090 Security ID: Y9722A108 Meeting Date: AUG 28, 2020 Meeting Type: Annual Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report of the Board of For For Management Independent Directors 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Related Party Transaction For For Management 9 Approve Credit Line Application and For Against Management Provision of Guarantee 10 Approve Dismissal of Zhang Meihua For For Shareholder 11 Approve Dismissal of Li Qing For For Shareholder 12 Approve Dismissal of Wei Junqiao For For Shareholder 13 Approve Dismissal of Sun Yuping For For Shareholder 14 Approve Dismissal of Lin Xiaobing For For Shareholder 15 Approve Dismissal of Wang Yuan For For Shareholder -------------------------------------------------------------------------------- XINGDA INTERNATIONAL HOLDINGS LIMITED Ticker: 1899 Security ID: G9827V106 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Liu Jinlan as Director For For Management 3A2 Elect Tao Jinxiang as Director For For Management 3A3 Elect William John Sharp as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: JUL 07, 2020 Meeting Type: Annual Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Annual Report and Summary For For Management 9 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhu Chaojie as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Equity Disposal Agreement 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type and Par Value For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 3.4 Approve Issue Size For For Management 3.5 Approve Target Subscribers and For For Management Subscription Method 3.6 Approve Lock-up Period For For Management 3.7 Approve Listing Exchange For For Management 3.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.9 Approve Resolution Validity Period For For Management 3.10 Approve Use of Proceeds For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Signing of Conditional Share For For Management Subscription Agreement and Related Party Transactions in Connection to Private Placement of Shares 9 Approve White Wash Waiver and Related For For Management Transactions 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Formulation of Shareholder For For Management Return Plan 12 Approve to Establish a Special Account For For Management for Raised Funds -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Sale of Equity and Signing of For For Management Relevant Agreements and Related Transactions -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to For For Management Subsidiary -------------------------------------------------------------------------------- XINGMIN INTELLIGENT TRANSPORTATION SYSTEMS (GROUP) CO., LTD. Ticker: 002355 Security ID: Y76839102 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve to Appoint Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Annual Report and Summary For For Management 9 Approve Industry Fund Reduction and For For Management Transfer of Partnership Share 10 Approve Change Business Scope For For Shareholder -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Foreign USD Bonds For For Management and Provision of Cross-Border Guarantees -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Qilong Industrial For For Management Equity Transfer and Project Development Cooperation Agreement -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Appraisal Measures of the For For Management Stock Option Incentive Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- XINHU ZHONGBAO CO., LTD. Ticker: 600208 Security ID: Y9724T105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Provision of Guarantee to For Against Management Subsidiary 9 Approve Provision of Guarantee For For Management 10 Approve to Appoint Financial Auditor For For Management 11 Approve Remuneration and Allowance of For For Management Directors and Supervisors -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X105 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Adoption of the For For Management Outline of Strategic Planning (2021-2025) -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X113 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Adoption of the For For Management Outline of Strategic Planning (2021-2025) -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X105 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Products Sales and Cooperation For For Management Framework Agreement, Annual Cap and Related Transactions 2 Approve Publications Purchase For For Management Framework Agreement, Annual Cap and Related Transactions -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X113 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Products Sales and Cooperation For For Management Framework Agreement, Annual Cap and Related Transactions 2 Approve Publications Purchase For For Management Framework Agreement, Annual Cap and Related Transactions -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING AND MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the Auditors and Internal Control Auditor and Authorize the Board to Fix Their Remunerations 6 Approve Report of the Supervisory For For Management Committee 7 Elect Luo Yong as Director For For Shareholder 8 Elect Liu Longzhang as Director For For Shareholder 9 Elect Dai Weidong as Director For For Shareholder -------------------------------------------------------------------------------- XINHUA WINSHARE PUBLISHING AND MEDIA CO., LTD. Ticker: 811 Security ID: Y9725X113 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan and For For Management Final Dividend 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the Auditors and Internal Control Auditor and Authorize the Board to Fix Their Remunerations 6 Approve Report of the Supervisory For For Management Committee 7.1 Elect Luo Yong as Director For For Shareholder 7.2 Elect Liu Longzhang as Director For For Shareholder 7.3 Elect Dai Weidong as Director For For Shareholder -------------------------------------------------------------------------------- XINHUANET CO., LTD. Ticker: 603888 Security ID: Y972E1105 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Chairman of the Board to Serve For For Management as President 2.1 Elect Tian Shubin as Non-Independent For For Management Director 2.2 Elect Xu Shanna as Non-Independent For For Management Director 2.3 Elect Ding Ping as Non-Independent For For Management Director 2.4 Elect Shen Jiangying as For For Management Non-Independent Director 2.5 Elect Liu Jiawen as Non-Independent For For Management Director 2.6 Elect Ye Zhi as Non-Independent For For Management Director 3.1 Elect Wu Zhenhua as Independent For For Management Director 3.2 Elect Zeng Jianqiu as Independent For For Management Director 3.3 Elect Huang Chengqing as Independent For For Management Director 3.4 Elect Yu Mingxuan as Independent For For Management Director 4.1 Elect Wu Bin as Supervisor For For Management -------------------------------------------------------------------------------- XINHUANET CO., LTD. Ticker: 603888 Security ID: Y972E1105 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 13 Amend Working System for Independent For Against Management Directors 14 Amend Information Disclosure For Against Management Management System -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2.1 Elect Wang Qinghai as Non-Independent For For Management Director 2.2 Elect Yu Bin as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- XINING SPECIAL STEEL CO., LTD. Ticker: 600117 Security ID: Y9723N109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Related Party Transaction For For Management 7 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- XINJIANG BA YI IRON & STEEL CO., LTD. Ticker: 600581 Security ID: Y9723B105 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Progress of Completion of For For Management Major Asset Restructuring Commitments and Controlling Shareholder's Application for Change of Deadline for Completion of Certain Commitments 2 Approve Horizontal Competition For For Management Preventive Commitment of Controlling Shareholder and Ultimate Controlling Shareholder -------------------------------------------------------------------------------- XINJIANG BA YI IRON & STEEL CO., LTD. Ticker: 600581 Security ID: Y9723B105 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- XINJIANG BA YI IRON & STEEL CO., LTD. Ticker: 600581 Security ID: Y9723B105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Independent Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines and Authorized to Handle Specific Matters 9 Approve Daily Related Party Transaction For For Management 10 Approve Entrusted Management of For For Management Related Party Assets 11 Approve Key Fixed Asset Investment For For Management Projects 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- XINJIANG BEIXIN ROAD & BRIDGE GROUP CO., LTD. Ticker: 002307 Security ID: Y97253101 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition and Related For Did Not Vote Management Party Transactions -------------------------------------------------------------------------------- XINJIANG COMMUNICATIONS CONSTRUCTION GROUP CO., LTD. Ticker: 002941 Security ID: Y972K0100 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity of Convertible Bonds -------------------------------------------------------------------------------- XINJIANG COMMUNICATIONS CONSTRUCTION GROUP CO., LTD. Ticker: 002941 Security ID: Y972K0100 Meeting Date: MAR 09, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Hongyin as Non-Independent For For Management Director 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINJIANG COMMUNICATIONS CONSTRUCTION GROUP CO., LTD. Ticker: 002941 Security ID: Y972K0100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Budget Report For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Credit Line Application For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Approve Related Party Transaction For For Management 12.1 Elect Shen Jinsheng as Director For For Management 12.2 Elect Wang Cheng as Director For For Management 12.3 Elect Yu Hongyin as Director For For Management 12.4 Elect Hu Shujun as Director For For Management 13.1 Elect Gong Qiaoli as Director For For Management 13.2 Elect Shen Jianwen as Director For For Management 13.3 Elect Zhang Shangkun as Director For For Management 14.1 Elect Liu Yan as Supervisor For For Management 14.2 Elect Zhang Fangdong as Supervisor For For Management 14.3 Elect Bao Haijuan as Supervisor For For Management 15 Approve Change of Usage of Raised For For Management Funds to Replenish Working Capital -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Zhenyu as Director For For Shareholder 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For Against Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dong Zhenyu as Director For For Shareholder 2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For Against Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Annual Cap for For For Management Continuing Connected Transactions (A Share) for 2021 2 Approve Application for a Letter of For For Management Guarantee from the Bank on Behalf of Australia White Rock Wind Farm 3 Approve Purchasing Liability Insurance For For Management for Directors, Supervisors and Senior Management 4 Approve Proposed Revision of Annual For For Shareholder Caps for Continuing Connected Transactions (H Share) for 2020 and 2021 Under the Product Sales Framework Agreement (2019-2021) -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimated Annual Cap for For For Management Continuing Connected Transactions (A Share) for 2021 2 Approve Application for a Letter of For For Management Guarantee from the Bank on Behalf of Australia White Rock Wind Farm 3 Approve Purchasing Liability Insurance For For Management for Directors, Supervisors and Senior Management 4 Approve Proposed Revision of Annual For For Shareholder Caps for Continuing Connected Transactions (H Share) for 2020 and 2021 Under the Product Sales Framework Agreement (2019-2021) -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237112 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonds and For For Management Asset-backed Securities 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements and Auditors' Report 4 Approve Final Dividend Distribution For For Management 5 Approve Annual Report For For Management 6 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of its Subsidiaries 7 Approve Provision of New Guarantees by For Against Management the Company for its Subsidiaries 8 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 9 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) 10 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 11 Approve Revision of Annual Caps (A For For Management Shares) for Transactions with Related Party 12 Approve Revision of Annual Caps (H For For Management Shares) for Transactions with Related Party under Product Sales Framework Agreement 13 Elect Wang Kaiguo as Director For For Shareholder -------------------------------------------------------------------------------- XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD. Ticker: 2208 Security ID: Y97237104 Meeting Date: JUN 28, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonds and For For Management Asset-backed Securities 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Consolidated Financial For For Management Statements and Auditors' Report 5 Approve Final Dividend Distribution For For Management 6 Approve Annual Report For For Management 7 Approve Provision of Letter of For Against Management Guarantee by the Company for the Benefit of its Subsidiaries 8 Approve Provision of New Guarantees by For Against Management the Company for its Subsidiaries 9 Approve the Proposed Operation of For For Management Exchange Rate Hedging Business 10 Approve Shareholders' Return Plan for For For Management the Next Three Years (2021-2023) 11 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as the PRC Auditors and Deloitte Touche Tohmatsu as the International Auditors and Authorize Board to Fix Their Remuneration 12 Approve Revision of Annual Caps (A For For Management Shares) for Transactions with Related Party 13 Approve Revision of Annual Caps (H For For Management Shares) for Transactions with Related Party under Product Sales Framework Agreement 14 Elect Wang Kaiguo as Director For For Shareholder -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issue 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Base, Proportion and Number of For For Management Rights Issue 2.4 Approve Pricing Basis and Price For For Management 2.5 Approve Placement Target For For Management 2.6 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.7 Approve Issue Time For For Management 2.8 Approve Underwriting Manner For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 2.11 Approve Listing Location For For Management 3 Approve Issuance of Rights Issue Scheme For For Management 4 Approve Risk Warning and Remedial For For Management Measures for Diluted Current Returns 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction with For For Management TBEA Co., Ltd. and Xinjiang TBEA Group Co., Ltd. 2 Approve Related Party Transaction with For For Management Zhuhai Gree Xinyuan Electronic Co., Ltd. 3 Approve Related Party Transaction with For For Management Chengdu Fujiang Machinery Manufacturing Co., Ltd. and Henan Yuanyang Powder Technology Co., Ltd. -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan for For For Management the First Three Quarters of 2020 -------------------------------------------------------------------------------- XINJIANG JOINWORLD CO., LTD. Ticker: 600888 Security ID: Y9722K106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Report of the Independent For For Management Directors 6 Approve Annual Report and Summary For For Management 7 Approve Guarantee Provision Plan to For Against Management Subsidiary 8 Approve Futures Hedging Business and For For Management Foreign Exchange Transactions 9 Approve Credit Line Application and For Against Management Authorization to Handle All Related Matters 10 Approve Appointment of Auditor and For For Management Payment of Remuneration -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Han Jian as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lu Huafei as Non-Independent For For Management Director -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Guarantee Provision -------------------------------------------------------------------------------- XINJIANG MACHINERY RESEARCH INSTITUTE CO., LTD. Ticker: 300159 Security ID: Y97261104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve to Appoint Financial Auditor For For Management -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xiao Jiaxiang as Non-Independent For For Shareholder Director 1.2 Elect Cai Guobin as Non-Independent For For Shareholder Director 2 Elect Hu Jinyu as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Loan Application 2 Approve Provision of Guarantees and For For Management Mutual Guarantees Between Subsidiaries 3.1 Approve Daily Related Party For For Management Transactions with China National Building Materials Group Co., Ltd. 3.2 Approve Daily Related Party For For Management Transactions with China Construction West Construction Co., Ltd. 3.3 Approve Daily Related Party For For Management Transactions with Xinjiang New Energy (Group) Environmental Development Co., Ltd. 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: APR 01, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 2 Approve the Plan for Acquisition by For For Management Cash and Issuance of Shares as well as Raising Supporting Funds Constitute as Related-Party Transaction 3.1 Approve Target Assets For For Management 3.2 Approve Pricing Basis and Transaction For For Management Price 3.3 Approve Consideration Payment Method For For Management 3.4 Approve Transaction Parties For For Management 3.5 Approve Issue Type and Par Value For For Management 3.6 Approve Issue Manner and Subscription For For Management Method 3.7 Approve Pricing Reference Date and For For Management Issue Price 3.8 Approve Adjustment Mechanism of Pricing For For Management 3.9 Approve Pricing Amount, Consideration For For Management Payment and Issue Amount 3.10 Approve Lock-Up Period Arrangement For For Management 3.11 Approve Arrangement of Profit and Loss For For Management During the Transition Period 3.12 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.13 Approve Liability for Breach of the For For Management Transfer of the Underlying Asset Ownership 3.14 Approve Listing Exchange For For Management 3.15 Approve Compensation for Asset For For Management Impairment Period 3.16 Approve Arrangement of Compensation For For Management for Asset Impairment 3.17 Approve Amount of Raising Supporting For For Management Funds and Issue Amount 3.18 Approve Pricing Reference Date and For For Management Issue Price of Raising Supporting Funds 3.19 Approve Lock-Up Period Arrangement of For For Management Raising Supporting Funds 3.20 Approve the Relationship between For For Management Acquisition by Cash and Issuance of Shares and Raising Supporting Funds 3.21 Approve Use of Proceeds For For Management 4 Approve Transaction Constitute as For For Management Major Asset Restructuring Plan but Does Not Constitute as Asset Reorganizations of Listed Companies 5 Approve Signing of Acquisition For For Management Agreement 6 Approve Signing of Acquisition and For For Management Supplemental Agreement 7 Approve Signing of Asset Impairment For For Management Compensation Agreement 8 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 9 Approve Report (Draft) and Summary on For For Management Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 10 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 11 Approve Counter-dilution Measures in For For Management Connection to the Restructuring 12 Approve Authorization of the Board to For For Management Handle All Related Matters 13 Approve White Wash Waiver and Related For For Management Transactions 14 Approve Signing of Related Party For For Management Transaction Framework Agreement 15 Approve Shareholder Return Plan For For Management 16 Approve Signing of Equity Custody For For Management Agreement -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO., LTD. Ticker: 000877 Security ID: Y97241106 Meeting Date: JUN 10, 2021 Meeting Type: Special Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kong Xiangzhong as Director For For Shareholder 1.2 Elect Lu Zhengfei as Director For For Shareholder -------------------------------------------------------------------------------- XINJIANG XINTAI NATURAL GAS CO., LTD. Ticker: 603393 Security ID: Y972KK106 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Elect Chen Jianxin as Director For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Related Party Transaction For For Management 11 Approve Changes in Registered Capital For For Management 12 Amend Articles of Association and For For Management Changes in Business Registration 13 Approve Extension of Resolution For For Shareholder Validity Period of Private Placement of Shares 14 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- XINJIANG XINTAI NATURAL GAS CO., LTD. Ticker: 603393 Security ID: Y972KK106 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Investment in For For Management Securities 2 Approve Application of Financing For For Management 3 Approve Provision of Guarantees For For Management 4 Approve Authorization of the Board to For For Management Handle Matters Related to External Investment -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For Did Not Vote Management 2 Approve Amendments to Articles of For Did Not Vote Management Association to Expand Business Scope -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: FEB 02, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Report of the Independent For Did Not Vote Management Directors 4 Approve Financial Statements For Did Not Vote Management 5 Approve Report on the Deposit and For Did Not Vote Management Usage of Raised Funds 6 Approve Annual Report and Summary For Did Not Vote Management 7 Approve Profit Distribution For Did Not Vote Management 8 Approve Financial Budget Plan For Did Not Vote Management 9 Approve Application of Bank Credit For Did Not Vote Management Lines 10 Approve Provision of Guarantee to For Did Not Vote Management Subsidiary 11 Approve Receipt of Financing Guarantee For Did Not Vote Management from Controlling Shareholders 12 Approve External Donation Plan For Did Not Vote Management 13 Approve Capital Injection and Related For Did Not Vote Management Transaction 14 Approve Changes in Registered Capital For Did Not Vote Management and Amend Articles of Association -------------------------------------------------------------------------------- XINJIANG XUEFENG SCI-TECH (GROUP) CO., LTD. Ticker: 603227 Security ID: Y972AB107 Meeting Date: JUN 17, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Guarantee Provision for For For Management Shanghai Zhongtai Duojing Trading Co., Ltd. 1.2 Approve Guarantee Provision for Bazhou For For Management Jinfu Special Yarn Industry Co., Ltd. by Xinjiang Zhongtai Textile Group Co. , Ltd. 1.3 Approve Guarantee Provision for Bazhou For For Management Jinfu Special Yarn Industry Co., Ltd. 1.4 Approve Guarantee Provision for For For Management Zhongtai International Development (Hong Kong) Co., Ltd. 2 Approve Issuance of Medium-term Notes For For Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Remaining Raised Funds For For Management to Replenish Working Capital 2.1 Approve Guarantee Provision for Alar For For Management Zhongtai Textile Technology Co., Ltd. 2.2 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 2.3 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. and Its Joint Tenant Xinjiang Shengxiong Energy Co., Ltd. 2.4 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Energy Co., Ltd. -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expansion of Business Scope For For Management 2 Approve Amendments to Articles of For For Management Association 3 Elect Wang Changhui as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Financial Assistance Provision For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Annual Operational Performance For For Management Assessment and Salary Management Measures for Senior Managers 2.1 Approve Provision of Guarantee to Alar For For Management Zhongtai Textile Technology Co., Ltd. 2.2 Approve Provision of Guarantee to For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 2.3 Approve Provision of Guarantee to For For Management Xinjiang Lantian Petrochemical Logistics Co., Ltd. 3 Approve Provision of Counter Guarantee For For Management to Related Parties and Subsidiaries 4 Approve Provision of Financial For For Management Assistance by Xinjiang Zhongtai Textile Group Co., Ltd. to Alar Zhongtai Textile Technology Co., Ltd. -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 03, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Application of Bank Credit For For Management Lines 1.2 Approve Guarantee Provision for For For Management Xinjiang Huatai Heavy Chemical Co., Ltd. 1.3 Approve Guarantee Provision for For Against Management Xinjiang Zhongtai Chemical Fukang Energy Co., Ltd. 1.4 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 1.5 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Chemical Toksun Energy Chemical Co., Ltd. 1.6 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Textile Group Co., Ltd. 1.7 Approve Guarantee Provision for Bazhou For For Management Jinfu Special Yarn Industry Co., Ltd. 1.8 Approve Guarantee Provision for For Against Management Xinjiang Fuli Zhenlun Cotton Spinning Co., Ltd. 1.9 Approve Guarantee Provision for Alar For For Management Zhongtai Textile Technology Co., Ltd. 1.10 Approve Guarantee Provision for Bazhou For Against Management Taichang Pulp Co., Ltd. 1.11 Approve Guarantee Provision for For For Management Shanghai Zhongtai Duojing International Trade Co., Ltd. 1.12 Approve Guarantee Provision for For For Management Guangzhou Chuangying Chemical Material Co., Ltd. 1.13 Approve Zhejiang Taixin Materials Co., For For Management Ltd. Application for a Financing Business and Taixin Materials Pledged Cotton 1.14 Approve Guarantee Provision for For For Management Xinjiang Zhongtai Import and Export Trade Co., Ltd. 1.15 Approve Guarantee Provision for For For Management Zhongtai International Development (Hong Kong) Co., Ltd. 1.16 Approve Guarantee Provision for For For Management Xinjiang Lantian Petrochemical Logistics Co., Ltd. 1.17 Approve Guarantee Provision for For For Management Xinjiang Tiantong Modern Logistics Co. , Ltd. 1.18 Approve Guarantee Provision for For For Management Xinjiang Weizhen Petrochemical Co., Ltd. 1.19 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 1.20 Approve Guarantee Provision for For For Management Xinjiang Shengxiong Calcium Carbide Co. , Ltd. 2 Approve the Company's Use of For For Management Short-term Idle Funds to Conduct National Debt Reverse Repurchase Investment 3 Approve Financial Assistance Provision For For Management and Related Party Transactions -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Asset Sale Meets the Conditions for Major Asset Restructuring of Listed Companies 2.1 Approve Transaction Objects and Target For For Management Assets 2.2 Approve Transaction Price For For Management 2.3 Approve Payment Manner For For Management 2.4 Approve Payment Period For For Management 2.5 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.6 Approve Delivery of Underlying Equity For For Management 2.7 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related Party Transaction 4 Approve Transfer of Equity Agreement For For Management and Provision of Counter Guarantee 5 Approve Report (Draft) and Summary on For For Management Company's Sale of Major Assets 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 8 Approve Determination of Whether Stock For For Management Price Volatility Achieves the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 9 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report 10 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 11 Approve Basis and Fairness of Pricing For For Management for This Transaction 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Approve Provision of Guarantees After For For Management the Major Asset Sale 16 Approve Extension of Resolution For For Management Validity Period of Private Placement 17 Approve Extension of Authorization of For For Management Board to Handle All Related Matters of Private Placement 18 Amend Management System for Providing For Against Management External Guarantees -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Guarantee Provision for the For For Management Working Capital Loan Applied by Xinjiang Zhongtai Textile Group Co., Ltd 1.2 Approve Guarantee Provision for the For For Management Sale and Leaseback Business Applied by Alar Zhongtai Textile Technology Co., Ltd 1.3 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Applied by Qingdao Qitai Technology Co., Ltd 1.4 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Applied by Shanghai Zhongtai Duojing International Trade Co., Ltd 1.5 Approve Guarantee Provision for the For For Management Comprehensive Credit Line Applied by Shanghai Zhongtai Duojing International Trade Co., Ltd from Bank of Ningbo Co., Ltd. Shanghai Branch -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Daily Related Party For For Management Transactions 10.1 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Energy Co., Ltd. and its joint tenant Xinjiang Zhongtai Mining and Metallurgy Co., Ltd. 10.2 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Calcium Carbide Co. , Ltd. 10.3 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Chlor-Alkali Co., Ltd. 10.4 Approve Provision of Guarantees to For For Management Xinjiang Shengxiong Cement Co., Ltd. -------------------------------------------------------------------------------- XINJIANG ZHONGTAI CHEMICAL CO., LTD. Ticker: 002092 Security ID: Y9723L103 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2.1 Approve Provision of Credit Guarantee For Against Management for Xinjiang Zhongtai Chemical Co., Ltd. 2.2 Approve Provision of Guarantee for For For Management Bazhou Jinfu Special Yarn Industry Co. , Ltd. 2.3 Approve Provision of Guarantee for For For Management Xinjiang Fuli Zhenlun Cotton Spinning Co., Ltd. 2.4 Approve Provision of Guarantee for For For Management Alar Zhongtai Textile Technology Co., Ltd. 2.5 Approve Provision of Guarantee for For For Management Zhongtai Dayou Wuyu (Shanghai) International Logistics Co., Ltd. 2.6 Approve Provision of Guarantee for For For Management Xinjiang Zhongtai Chemical Toksun Energy Chemical Co., Ltd. 2.7 Approve Provision of Guarantee for For For Management Xinjiang Xinye Energy Chemical Co., Ltd. 2.8 Approve Provision of Guarantee for For For Management Xinjiang Zhongtai Haihong Textile Printing and Dyeing Co., Ltd. 3 Elect Liu Hong as Non-independent For For Management Director 4 Amend Working System for Independent For Against Management Directors 5 Amend Implementing Rules for For Against Management Cumulative Voting System -------------------------------------------------------------------------------- XINTEC, INC. Ticker: 3374 Security ID: Y9723M127 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- XINXIANG CHEMICAL FIBER CO., LTD. Ticker: 000949 Security ID: Y9722T107 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Issuance of For For Management Shares via Private Placement 2 Approve Plan on Issuance of Shares via For For Management Private Placement (Revised Draft) 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised Draft) 4 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised Draft) 5 Approve Adjustment to Authorization of For For Management Board to Handle All Related Matters 6 Elect Wang Wenli as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- XINXIANG CHEMICAL FIBER CO., LTD. Ticker: 000949 Security ID: Y9722T107 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Scale and Use of Raised Funds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Audit Report on the Usage of For For Management Previously Raised Funds 8 Approve Related Party Transactions in For For Management Connection to Private Placement 9 Approve Signing of Share Subscription For For Management Contract 10 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Whitewash Waiver and Related Transactions 11 Approve Appointment of Intermediary For For Management Institution 12 Approve Authorization of Board to For For Management Handle All Related Matters 13 Approve Implementation of Retreating For For Management from the City to the Park Work -------------------------------------------------------------------------------- XINXIANG CHEMICAL FIBER CO., LTD. Ticker: 000949 Security ID: Y9722T107 Meeting Date: MAR 19, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Estimate Related Party For For Management Transaction 2 Approve Adjustment of Depreciation For For Management Period of Fixed Assets -------------------------------------------------------------------------------- XINXIANG CHEMICAL FIBER CO., LTD. Ticker: 000949 Security ID: Y9722T107 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Tongbo as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of Partial For For Management Performance Shares -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Tongbo as Non-Independent For For Shareholder Director 1.2 Elect Chen Boshi as Non-Independent For For Shareholder Director 1.3 Elect Wang Li as Non-Independent For For Shareholder Director 1.4 Elect Huang Mengkui as Non-Independent For For Shareholder Director 1.5 Elect He Qishu as Non-Independent For For Shareholder Director 1.6 Elect Xue Zhenyu as Non-Independent For For Shareholder Director 2.1 Elect Yan Huahong as Independent For For Shareholder Director 2.2 Elect Wang Zhongcheng as Independent For For Shareholder Director 2.3 Elect Wen Ping as Independent Director For For Shareholder 3 Amend Articles of Association For For Management 4.1 Elect Shi Junlong as Supervisor For For Shareholder 4.2 Elect Ge Penghui as Supervisor For For Shareholder -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: MAR 04, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Budget Plan For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Approve Appointment of Financial For For Management Auditor -------------------------------------------------------------------------------- XINXING DUCTILE IRON PIPES CO., LTD. Ticker: 000778 Security ID: Y9722X108 Meeting Date: MAY 20, 2021 Meeting Type: Special Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Commercial Papers For For Management 2 Approve Extension of Resolution For For Management Validity Period of Corporate Bond Issuance -------------------------------------------------------------------------------- XINYANGFENG AGRICULTURAL TECHNOLOGY CO., LTD. Ticker: 000902 Security ID: Y1427T102 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner For For Management 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target Parties For For Management 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bond Holders 2.17 Approve Usage of Raised Funds For For Management 2.18 Approve Raised Funds Management For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Resolution Validity Period For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Plan on Convertible Bond For For Management Issuance 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Commitment from Controlling For For Management Shareholder, Ultimate Controlling Shareholder, Directors, Senior Management Regarding Counter-dilution Measures 8 Approve Principles of Bondholders For For Management Meeting 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- XINYANGFENG AGRICULTURAL TECHNOLOGY CO., LTD. Ticker: 000902 Security ID: Y1427T102 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XINYANGFENG AGRICULTURAL TECHNOLOGY CO., LTD. Ticker: 000902 Security ID: Y1427T102 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Caixue as Non-Independent For For Shareholder Director 1.2 Elect Yang Huafeng as Non-Independent For For Shareholder Director 1.3 Elect Yang Caibin as Non-Independent For For Shareholder Director 1.4 Elect Huang Bin as Non-Independent For For Shareholder Director 1.5 Elect Yang Xiaohong as Non-Independent For For Shareholder Director 1.6 Elect Song Fan as Non-Independent For For Shareholder Director 2.1 Elect Sun Qi as Independent Director For For Shareholder 2.2 Elect Wang Zuolin as Independent For For Shareholder Director 2.3 Elect Zhang Yongji as Independent For For Shareholder Director 3.1 Elect Wang Ping as Supervisor For For Shareholder 3.2 Elect Dong Yihua as Supervisor For For Shareholder 4 Approve Change in Usage of the Shares For For Management Repurchase -------------------------------------------------------------------------------- XINYANGFENG AGRICULTURAL TECHNOLOGY CO., LTD. Ticker: 000902 Security ID: Y1427T102 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management -------------------------------------------------------------------------------- XINYI ENERGY HOLDINGS LIMITED Ticker: 3868 Security ID: G9833A104 Meeting Date: FEB 11, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Exercise of the Call Option For For Management (Group 2A) for the Acquisition of the Call Right Assets (Group 2A), Call Notice (Group 2A) and Solar Farm (Group 2A) Agreement 1b Authorize Board to Deal With All For For Management Matters in Relation to the Exercise of the Call Option (Group 2A) and/or the Solar Farm (Group 2A) Agreement 2a Approve Exercise of the Call Option For For Management (Group 2B) for the Acquisition of the Call Right Assets (Group 2B), Call Notice (Group 2B) and Solar Farm (Group 2B) Agreement 2b Authorize Board to Deal With All For For Management Matters in Relation to the Exercise of the Call Option (Group 2B) and/or the Solar Farm (Group 2B) Agreement -------------------------------------------------------------------------------- XINYI ENERGY HOLDINGS LIMITED Ticker: 3868 Security ID: G9833A104 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Lee Shing Put as Director For For Management 3A2 Elect Tung Fong Ngai as Director For For Management 3A3 Elect Cheng Shu E as Director For For Management 3A4 Elect Leung Ting Yuk as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- XINYI SOLAR HOLDINGS LIMITED Ticker: 968 Security ID: G9829N102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Chen Xi as Director For For Management 3A2 Elect Lee Shing Put as Director For For Management 3A3 Elect Cheng Kwok Kin, Paul as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- XINYU IRON & STEEL CO., LTD. Ticker: 600782 Security ID: Y9723C103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XINYU IRON & STEEL CO., LTD. Ticker: 600782 Security ID: Y9723C103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Use of Idle Own Funds for For For Management Financial Management 8 Approve Related Party Transaction For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Futures Hedging For For Management 11 Approve Development of Futures Hedging For For Management Business 12 Approve Provision of Guarantee For For Management 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- XISHUI STRONG YEAR CO., LTD. INNER MONGOLIA Ticker: 600291 Security ID: Y4085N102 Meeting Date: JUL 02, 2020 Meeting Type: Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Zhou Zhigang as Supervisor For For Shareholder 3 Approve Allowance of Chairman of For For Management Supervisory Board -------------------------------------------------------------------------------- XISHUI STRONG YEAR CO., LTD. INNER MONGOLIA Ticker: 600291 Security ID: Y4085N102 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision for Asset Impairment For For Management 2 Approve Provision for Goodwill For For Management Impairment 3 Approve Provision for Long-Term Equity For For Management Investment Impairment -------------------------------------------------------------------------------- XISHUI STRONG YEAR CO., LTD. INNER MONGOLIA Ticker: 600291 Security ID: Y4085N102 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Rong as Supervisor For For Shareholder -------------------------------------------------------------------------------- XISHUI STRONG YEAR CO., LTD. INNER MONGOLIA Ticker: 600291 Security ID: Y4085N102 Meeting Date: MAR 02, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XISHUI STRONG YEAR CO., LTD. INNER MONGOLIA Ticker: 600291 Security ID: Y4085N102 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- XIWANG FOODSTUFFS CO., LTD. Ticker: 000639 Security ID: Y9891Y101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Internal Control Evaluation For For Management Report 5 Approve Financial Statements For For Management 6 Approve Non-distribution of Profit For For Management 7 Approve Related Party Transaction For For Management 8 Approve Application of Credit Lines For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction on For For Management Purchase of Machinery and Equipment -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Approve Additional Daily Related Party For For Management Transaction 5 Approve 2021 Daily Related Party For For Management Transaction 6 Approve Financial Business Service For For Management Agreement 7 Approve 2021 Financial Business Service For For Management -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 000400 Security ID: Y9722U104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- XTEP INTERNATIONAL HOLDINGS LIMITED Ticker: 1368 Security ID: G98277109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Ding Ming Zhong as Director For For Management 4 Elect Bao Ming Xiao as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- XUCHANG YUANDONG DRIVE SHAFT CO., LTD. Ticker: 002406 Security ID: Y9725B103 Meeting Date: JUL 07, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Yansheng as Non-Independent For For Management Director 1.2 Elect Zhao Baojiang as Non-Independent For For Management Director 1.3 Elect Liu Yaxue as Non-Independent For For Management Director 1.4 Elect Ma Xiling as Non-Independent For For Management Director 1.5 Elect Qi Jianfeng as Non-Independent For For Management Director 1.6 Elect Quan Shuqi as Non-Independent For For Management Director 2.1 Elect Li Qingwen as Independent For For Management Director 2.2 Elect Wang Liting as Independent For For Management Director 2.3 Elect Zheng Yuanwu as Independent For For Management Director 3.1 Elect Zhou Jianxi as Supervisor For For Management 3.2 Elect Meng Huitao as Supervisor For For Management 3.3 Elect Hu Dianshen as Supervisor For For Management 3.4 Elect Zhao He as Supervisor For For Management -------------------------------------------------------------------------------- XUCHANG YUANDONG DRIVE SHAFT CO., LTD. Ticker: 002406 Security ID: Y9725B103 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 7 Approve Appointment of Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Amend Company Management System For Against Management 10 Approve Extension of Raised Funds For For Management Projects -------------------------------------------------------------------------------- XUZHOU HANDLER SPECIAL VEHICLE CO., LTD. Ticker: 300201 Security ID: Y97265105 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Huamin as Independent For For Management Director 1.2 Elect Zhang Fubo as Independent For For Management Director -------------------------------------------------------------------------------- XUZHOU HANDLER SPECIAL VEHICLE CO., LTD. Ticker: 300201 Security ID: Y97265105 Meeting Date: JAN 27, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Auditor For For Management -------------------------------------------------------------------------------- XUZHOU HANDLER SPECIAL VEHICLE CO., LTD. Ticker: 300201 Security ID: Y97265105 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Against Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Credit Line Bank Application For For Management and Provision of Guarantee 8 Approve Related Party Transaction For For Management 9 Approve Transfer of Equity For For Management 10.1 Elect Jin Shiwei as Director For For Management 10.2 Elect Bo Xiaoming as Director For For Management 10.3 Elect Dong Dai as Director For For Management 10.4 Elect Tong Xiaomin as Director For For Management 10.5 Elect Ma Chao as Director For For Management 10.6 Elect Deng Haojie as Director For For Management 11.1 Elect Zhang Fubo as Director For For Management 11.2 Elect Huang Huamin as Director For For Management 11.3 Elect Sun Jian as Director For For Management 12.1 Elect Li Yuhua as Supervisor For For Management 12.2 Elect Chen You as Supervisor For For Management -------------------------------------------------------------------------------- XUZHOU HANDLER SPECIAL VEHICLE CO., LTD. Ticker: 300201 Security ID: Y97265105 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Du Min as Independent Director For For Management -------------------------------------------------------------------------------- XXENTRIA TECHNOLOGY MATERIALS CO., LTD. Ticker: 8942 Security ID: Y9724X106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For Against Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5 Approve Issuance of Restricted Stocks For For Management -------------------------------------------------------------------------------- YABAO PHARMACEUTICAL GROUP CO., LTD. Ticker: 600351 Security ID: Y7701H102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YADEA GROUP HOLDINGS LTD. Ticker: 1585 Security ID: G9830F106 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Li Zongwei as Director For For Management 3A2 Elect Wu Biguang as Director For For Management 3A3 Elect Yao Naisheng as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YAGUANG TECHNOLOGY GROUP CO. LTD. Ticker: 300123 Security ID: Y8184H106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Application of Comprehensive For Against Management Credit Lines and Related Guarantees 7 Approve Provision of Guarantee for the For For Management Company and Subsidiaries 8 Approve Termination of the Issuance of For For Management Convertible Corporate Bonds 9 Approve Amendments to Articles of For For Management Association 10 Amend External Guarantee Management For Against Management System 11 Amend Related Party Transaction For Against Management Decision-making System -------------------------------------------------------------------------------- YAMAMAH SAUDI CEMENT CO. Ticker: 3020 Security ID: M9868H100 Meeting Date: MAR 28, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3 and Q4 of FY 2021 and Q1 of FY 2022 6 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 7 Approve Related Party Transactions Re: For For Management Saudi Yamani Company 8 Approve Related Party Transactions Re: For For Management Arabian Shield Insurance Company 9 Approve Related Party Transactions Re: For For Management Zain Saudi Company 10 Approve Related Party Transactions Re: For For Management Cement Product Industry Company 11 Approve Remuneration of Directors of For For Management SAR 2,400,000 for FY 2020 12 Amend Article 2 of Bylaws Re: For For Management Company's Name 13 Amend Article 3 of Bylaws Re: For For Management Corporate Purposes 14 Amend Article 20 of Bylaws Re: Company For For Management Management 15 Approve Adding Article 26 to Bylaws For For Management Re: Chairman's Power 16 Approve Cancellation of Article 41 and For For Management Merging it with Article 54 of Bylaws Re: Shareholders' Rights 17 Amend Article 54 of Bylaws Re: For For Management Shareholders' Rights and Liability Claim 18 Amend Articles of Bylaws Re: For For Management Reorganizing Articles and Numbering 19 Amend Nomination and Remuneration For For Management Committee Charter 20 Amend Audit Committee Charter For For Management 21 Amend Board Membership Policies, For For Management Standards and Procedures 22 Amend Directors, Committees, and For For Management Executives Remuneration Policy 23.1 Elect Turki Al Saoud as Director None Abstain Management 23.2 Elect Khalid Al Saoud as Director None Abstain Management 23.3 Elect Nayif Al Kabeer as Director None Abstain Management 23.4 Elect Fahad Al Thanian as Director None Abstain Management 23.5 Elect Feisal Al Rajhi as Director None Abstain Management 23.6 Elect Abdullah Al Bahooth as Director None Abstain Management 23.7 Elect Nizar Al Tuweijiri as Director None Abstain Management 23.8 Elect Asmaa Hamdan as Director None Abstain Management 23.9 Elect Thamir Al Wadee as Director None Abstain Management 23.10 Elect Khalid Al Hajaj as Director None Abstain Management 23.11 Elect Khalid Al Nuweisir as Director None Abstain Management 23.12 Elect Abdullah Al Husseini as Director None Abstain Management 23.13 Elect Abdulazeez Al Sudeis as Director None Abstain Management 23.14 Elect Abdullah Al Harbi as Director None Abstain Management 23.15 Elect Abdullah Al Obeikan as Director None Abstain Management 23.16 Elect Abdullah Barakat as Director None Abstain Management 23.17 Elect Majid Al Suweigh as Director None Abstain Management 23.18 Elect Mohammed Al Shamri as Director None Abstain Management 23.19 Elect Mohammed Al Ghamdi as Director None Abstain Management 23.20 Elect Nael Fayiz as Director None Abstain Management 23.21 Elect Fahad Al Shamri as Director None Abstain Management 23.22 Elect Abou Bakr Ba Abbad as Director None Abstain Management 23.23 Elect Nawaf Al Sabhan as Director None Abstain Management 23.24 Elect Sultan Abdulsalam as Director None Abstain Management 23.25 Elect Hani Al Zeid as Director None Abstain Management 24 Elect Members of Audit Committee, For Against Management Approve its Charter and Remuneration of Its Members -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds for Cash For For Management Management -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YAN TAI SHUANG TA FOOD CO., LTD. Ticker: 002481 Security ID: Y9732V100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the General Managers For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Financial Statements For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Profit Distribution For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For For Management 11 Approve Remuneration Plan of For For Management Directors, Supervisors and Senior Management Members 12 Approve Dissolution and Liquidation of For For Management Controlled Subsidiary 13 Approve Changes in Accounting Policies For For Management -------------------------------------------------------------------------------- YANBU CEMENT CO. Ticker: 3060 Security ID: M9869M108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, Q4 and Annual Statement of FY 2021 and Q1 of FY 2022 6 Approve Interim Dividends Semi For For Management Annually for FY 2021 7 Elect Ibrahim Al Rashid as Member of For For Management Audit Committee 8 Amend Audit Committee Charter For For Management 9 Amend Nomination and Remuneration For Against Management Committee Charter 10 Amend Remuneration Policy of Board For For Management Members, Committees, and Executive Management -------------------------------------------------------------------------------- YANBU NATIONAL PETROCHEMICAL CO. Ticker: 2290 Security ID: M98699107 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 3 of Bylaws Re: Company For For Management Purposes 2 Amend Article 4 of Bylaws Re: For For Management Participation and Ownership 3 Amend Article 6 of Bylaws Re: For For Management Company's Term 4 Amend Article 21 of Bylaws Re: Board For For Management Powers 5 Amend Article 23 of Bylaws Re: For For Management Chairman and Vice Chairman Powers 6 Amend Article 27 of Bylaws Re: General For For Management Meetings Attendance 7 Adopt New Article 28 of Bylaws Re: For For Management General Meetings Attendance 8 Amend Article 30 of Bylaws Re: General For For Management Meetings Invitation 9 Amend Article 41 of Bylaws Re: Audit For For Management Committee Reports 10 Amend Article 45 of Bylaws Re: For For Management Financial Documents 11 Amend Article 46 of Bylaws Re: For For Management Allocation of Dividends 12 Approve Rearrangement and Numbering of For For Management Company's Articles of Association -------------------------------------------------------------------------------- YANBU NATIONAL PETROCHEMICAL CO. Ticker: 2290 Security ID: M98699107 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 2 Accept Financial Statements and For For Management Statutory Reports for FY 2020 3 Approve Board Report on Company For For Management Operations for FY 2020 4 Ratify Auditors and Fix Their For For Management Remuneration for Q1,Q2,Q3,Q4 and Annual Quarter of FY 2021 5 Approve Discharge of Directors for FY For For Management 2020 6 Approve Remuneration of Directors of For For Management SAR 1,400,000 for FY 2020 7 Approve Dividends of SAR 1.25 per For For Management Share for First Half of FY 2020 8 Approve Dividends of SAR 1.25 per For For Management Share for Second Half of FY 2020 9 Approve Interim Dividends Semi For For Management Annually or Quarterly for FY 2021 -------------------------------------------------------------------------------- YANG GUANG CO., LTD. Ticker: 000608 Security ID: Y29301101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan and Related Party For For Management Transactions of Beijing Xingtai Real Estate Development Co., Ltd. 2 Approve Signing of House Lease For For Management Contract and Related Party Transactions 3 Approve Signing of Property Management For For Management Service Contract and Related Party Transactions 4 Elect Zhang Li as Independent Director For For Management 5 Elect Li Yunchang as Supervisor For For Management -------------------------------------------------------------------------------- YANG GUANG CO., LTD. Ticker: 000608 Security ID: Y29301101 Meeting Date: APR 23, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of External Guarantee For For Management -------------------------------------------------------------------------------- YANG GUANG CO., LTD. Ticker: 000608 Security ID: Y29301101 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Approve Formulation of Performance For For Management Appraisal Measures and Remuneration Management System of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- YANG MING MARINE TRANSPORT CORP. Ticker: 2609 Security ID: Y9729D105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect CHENG-MOUNT CHENG, a For For Management Representative of MOTC, with Shareholder No. 1, as Non-Independent Director 3.2 Elect JIANG-REN CHANG, a For Against Management Representative of MOTC, with Shareholder No. 1, as Non-Independent Director 3.3 Elect AN-CHUNG KU, a Representative of For Against Management MOTC, with Shareholder No. 1, as Non-Independent Director 3.4 Elect KEH-HER SHIH, a Representative For Against Management of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, with Shareholder No. 00626257, as Non-Independent Director 3.5 Elect CHIEN-YI CHANG, a Representative For Against Management of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, with Shareholder No. 00626257, as Non-Independent Director 3.6 Elect CHIH -LI CHEN, a Representative For Against Management of NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN, with Shareholder No. 00626257, as Non-Independent Director 3.7 Elect SHAO-LIANG CHEN, a For Against Management Representative of TAIWAN INTERNATIONAL PORTS CORPORATION, with Shareholder No. 00585382, as Non-Independent Director 3.8 Elect WEN-CHING LIU, a Representative For Against Management of TAIWAN NAVIGATION CO., LTD., with Shareholder No. 00585383, as Non-Independent Director 3.9 Elect TAR-SHING TANG, with ID No. For For Management C101032XXX, as Independent Director 3.10 Elect TZE-CHUN WANG, with ID No. For For Management J120369XXX, as Independent Director 3.11 Elect JEI-FUU CHEN, with ID No. For For Management A120773XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Representative of MOTC: CHENG-MOUNT CHENG 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - Representative of TAIWAN INTERNATIONAL PORTS CORPORATION: SHAO-LIANG CHEN. 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - REPRESENTATIVE OF TAIWAN NAVIGATION CO. , LTD: WEN-CHING LIU. 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - MOTC 8 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN. 9 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - TAIWAN INTERNATIONAL PORTS CORPORATION, LTD. 10 Approve Release of Restrictions of For Against Management Competitive Activities of Directors - TAIWAN NAVIGATION CO., LTD. 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 13 Approve Issuance of Common Shares to For For Management Raise Capital Via Book Building -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization Period of Preferred Stock 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3.1 Elect Yang Naishi as Non-Independent For For Shareholder Director 3.2 Elect Wu Xuegang as Non-Independent For For Management Director 3.3 Elect Liu Wenchang as Non-Independent For For Shareholder Director 3.4 Elect Wang Pinghao as Non-Independent For For Management Director 3.5 Elect Fan Hongqing as Non-Independent For For Management Director 3.6 Elect Li Yifei as Non-Independent For For Shareholder Director 4.1 Elect Sun Guorui as Independent For For Management Director 4.2 Elect Xin Maoxun as Independent For For Management Director 4.3 Elect Liu Zhiyuan as Independent For For Management Director -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Raw Coal Purchase For For Management Agreement with Controlling Shareholder 2 Approve Signing of Equipment Lease For For Management Agreement with Controlling Shareholder -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Entrusted Loan to For For Management Subsidiaries 2 Approve Credit Line Application and For For Management Bank Loan Matters -------------------------------------------------------------------------------- YANG QUAN COAL INDUSTRY (GROUP) CO., LTD. Ticker: 600348 Security ID: Y7703G102 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Amendment of Articles of Association -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Tianjin Rongjin Xinsheng Real Estate Development Co., Ltd. 2 Approve Guarantee Provision for For For Management Minqing Meiyuan Real Estate Development Co., Ltd. 3 Approve Guarantee Provision for For For Management Hangzhou Yiguang Real Estate Development Co., Ltd. 4 Approve Guarantee Provision for For For Management Guangxi Tangsheng Investment Co., Ltd. 5 Approve Guarantee Provision for For For Management Wenzhou Dexin Dongchen Real Estate Co. , Ltd. 6 Approve Guarantee Provision for Foshan For For Management Xincai Real Estate Co., Ltd. (Nanzhuang Project) -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision to Fuzhou For For Management Deyuan Real Estate 2 Approve Guarantee Provision to Suzhou For For Management Xiaojun Real Estate -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Backed Securitization of For For Management REITs Properties -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on the Provision of For For Management Shareholders' Investment to Some Real Estate Project Company and Use of Surplus Funds of Subsidiary by the Company and its Partners According to Their Shareholding -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Employee Share Purchase Plan For For Management Management Method 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Approve Provision of Guarantee for For For Management Hefei Guangyu Real Estate Development Co., Ltd. 5 Approve Provision of Guarantee for For For Management Taicang Wanxin Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Use Supply Chain Accounts For For Management Receivable Debt for Financing 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Nanning Yangzheng Xuguang Real Estate Development Co., Ltd. 2 Approve Provision of Guarantee for For For Management Wuxi Fuyang Real Estate Development Co. , Ltd. 3 Approve Provision of Guarantee for For For Management Wuxi Huiyang Real Estate Development Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Elect Xia Dawei as Independent Director For For Management 3.1 Elect Chen Yilun as Non-independent For For Shareholder Director 3.2 Elect Jiang Jiali as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Hangzhou Nanguang Real Estate Co., Ltd. 2 Approve Provision of Guarantee to For For Management Wuhan Dexin Zhiguang Real Estate Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Second Phase For For Management Commercial Real Estate Mortgage Asset Backed Securities Plan 2 Approve Provision of Guarantee to For For Management Dongguan Qiruo Enterprise Management Co., Ltd. 3 Approve Provision of Guarantee to For For Management Dongguan Guifangyuan Real Estate Development Co., Ltd. 4 Approve Provision of Guarantee to For For Management Shenzhen Huizhu Industrial Co., Ltd. 5 Approve Use Part of Mortgage For For Management Receivable Claims for Asset Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shelf Issuance of 1.5 Billion For For Management Yuan Supply Chain Asset-Backed Notes 2 Approve Shelf Issuance of 1 Billion For For Management Yuan Supply Chain Asset-Backed Notes 3 Approve Use of Supply Chain Accounts For For Management Receivable Claims for 322.5 Million Yuan in Assets Management 4 Approve Use of Supply Chain Accounts For For Management Receivable Claims for 1 Billion Yuan in Assets Management 5 Approve Provision for Guarantees For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Long-term For For Management Rental Apartment REITs Securitization Project 2 Approve Special Plan for Asset-backed For For Management Issuance of Final Payment 3 Approve Provision of Guarantee for For For Management Guangxun Hengrong Real Estate 4 Approve Provision of Guarantee for For For Management Hangzhou Lianyu Real Estate 5 Approve Provision of Guarantee for For For Management Hengguang Longen Real Estate -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Application of Financing For For Management 11 Approve Authorization of Management to For For Management Acquire Land Through Bidding 12 Approve Provision of Guarantee For For Management 13 Approve Shareholder Return Plan For For Management 14 Approve Provision of Shareholder Input For For Management to Some Real Estate Project Companies, Transfer of Surplus Funds of Controlled Subsidiaries According to the Equity Ratio and Authorization of Management to Handle Related Matters 15 Approve Scheme for Overseas Listing of For For Management Shanghai Sunshine Zhibo Life Service Group Co., Ltd. 16 Approve Overseas Listing of Shanghai For For Management Sunshine Zhibo Life Service Group Co., Ltd. in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China 17 Approve Commitment of Upholding the For For Management Independent Listing Status 18 Approve Statement and Prospects of For For Management Company's Continued Profitability 19 Approve Authorization of the Board to For For Management Handle All Related Matters 20 Approve Application for Full For For Management Circulation of Company's Shareholdings in Shanghai Sunshine Zhibo Life Service Group Co., Ltd. 21 Approve Shareholdings of Company's For For Management Directors and Senior Management Members in Shanghai Sunshine Zhibo Life Service Group Co., Ltd. -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Management For For Management 2 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Debt Transfer For Against Management Contract of Supply Chain Business 2 Approve Provision of Guarantee to For For Management Jiaxing Fengqi Real Estate Development Co., Ltd 3 Approve Provision of Guarantee to For For Management Jianyang Hexu Real Estate Development Co., Ltd 4 Approve Provision of Guarantee to For For Management Ningbo Haoguang Real Estate Co., Ltd -------------------------------------------------------------------------------- YANGO GROUP CO., LTD. Ticker: 000671 Security ID: Y2653W108 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Accounts Receivable For For Management Claims for Assets Management 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F100 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Company's Subsidiary -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F118 Meeting Date: AUG 04, 2020 Meeting Type: Special Record Date: JUL 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Company's Subsidiary -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Final Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve KPMG Huazhen LLP as Auditors For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 8 Approve Annual External Guarantee For For Management Amount and Related Transactions -------------------------------------------------------------------------------- YANGTZE OPTICAL FIBRE AND CABLE JOINT STOCK LIMITED COMPANY Ticker: 6869 Security ID: Y9737F118 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Final Financial Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve KPMG Huazhen LLP as Auditors For For Management 7 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 8 Approve Annual External Guarantee For For Management Amount and Related Transactions -------------------------------------------------------------------------------- YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 300373 Security ID: Y97292109 Meeting Date: JUL 07, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Amount and Intended Usage of For For Management Raised Funds 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO., LTD. Ticker: 300373 Security ID: Y97292109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD. Ticker: BS6 Security ID: Y9728A102 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Ren Letian as Director For For Management 5 Elect Song Shuming as Director For For Management 6 Elect Toe Teow Heng as Director For For Management 7 Elect Chen Timothy Teck-Leng @ Chen For For Management Teck Leng as Director 8 Approve Teo Yi-Dar (Zhang Yida) to For For Management Continue Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(A) of the SGX-ST 9 Approve Teo Yi-Dar (Zhang Yida) to For For Management Continue Office as Independent Director for the Purposes of Rule 210(5)(d)(iii)(B) of the SGX-ST 10 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YANKERSHOP FOOD CO., LTD. Ticker: 002847 Security ID: Y973A4101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Financial Report For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Financial Statements For For Management 8 Approve Shareholder Return Plan For For Management 9 Approve Profit Distribution For For Management 10 Approve Annual Report and Summary For For Management 11 Approve Internal Control For For Management Self-Evaluation Report 12 Approve Self-check List for the For For Management Implementation of Internal Control Rules 13 Approve 2021 Daily Related Party For For Management Transactions 14 Approve to Appoint Auditor For For Management 15 Approve Social Responsibility Report For For Management 16 Approve Repurchase and Cancellation of For For Management Performance Shares and Registration of Change in Registered Capital 17 Approve Application of Credit Lines For For Management 18 Approve Adjustment on 2020 Daily For For Management Related Party Transactions -------------------------------------------------------------------------------- YANLORD LAND GROUP LIMITED Ticker: Z25 Security ID: Y9729A101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Zhong Sheng Jian as Director For For Management 5 Elect Zhong Iek Ka as Director For For Management 6 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YANTAI CHANGYU PIONEER WINE CO., LTD. Ticker: 200869 Security ID: Y9739T108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Financial Budget Report For For Shareholder -------------------------------------------------------------------------------- YANTAI DONGCHENG BIOCHEMICALS CO., LTD. Ticker: 002675 Security ID: Y9727E105 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect You Shouyi as Non-Independent For For Management Director 1.2 Elect Xin Hongbo as Non-Independent For For Management Director 1.3 Elect Luo Zhigang as Non-Independent For For Management Director 2.1 Elect Li Fang as Independent Director For For Management 2.2 Elect Zhao Dayong as Independent For For Management Director 3.1 Elect Liu Qinglin as Supervisor For For Management 3.2 Elect Sun Hongtao as Supervisor For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Supervisors For For Management 6 Approve Credit Line Application For For Management 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 11 Amend External Investment Management For For Management System 12 Amend Raised Funds Special Management For For Management System -------------------------------------------------------------------------------- YANTAI DONGCHENG BIOCHEMICALS CO., LTD. Ticker: 002675 Security ID: Y9727E105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Raised Funds and For For Management Own Funds to Invest in Financial Products -------------------------------------------------------------------------------- YANTAI EDDIE PRECISION MACHINERY CO., LTD. Ticker: 603638 Security ID: Y9740J107 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANTAI EDDIE PRECISION MACHINERY CO., LTD. Ticker: 603638 Security ID: Y9740J107 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Did Not Vote Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of the Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- YANTAI EDDIE PRECISION MACHINERY CO., LTD. Ticker: 603638 Security ID: Y9740J107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Report on the Deposit and For For Management Usage of Raised Funds 8 Amend Articles of Association For For Management 9 Approve Financial Budget Report For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YANTAI EDDIE PRECISION MACHINERY CO., LTD. Ticker: 603638 Security ID: Y9740J107 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Song Fei as Director For For Management 1.2 Elect Xu Shangwu as Director For For Management 1.3 Elect Song Peng as Director For For Management 1.4 Elect Song Ou as Director For For Management 1.5 Elect Song Yuxuan as Director For For Management 1.6 Elect Zhang Peidong as Director For For Management 2.1 Elect Chen Zhengli as Director For For Management 2.2 Elect Tang Yun as Director For For Management 2.3 Elect Wu Rendong as Director For For Management 3.1 Elect Sun Yongzheng as Supervisor For For Management 3.2 Elect Fang Zhidong as Supervisor For For Management -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Eligibility for Spin-off of For For Management Subsidiary 2 Approve Spin-off of Subsidiary, For For Management Initial Public Offering and Listing on ChiNext 3 Approve Spin-off of Subsidiary on For For Management ChiNext 4 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 5 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 6 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 7 Approve Corresponding Standard For For Management Operation Ability 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve to Appoint Financial Auditor For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Approve Credit Line Application and For Against Management Provision of Guarantee 9 Approve Foreign Exchange Hedging For For Management Business -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: MAY 14, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of "Fendou For For Management No. 6" Employee Share Purchase Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants Regarding "Fendou No. 6" Employee Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to ""Fendou No. 6" Employee Share Purchase Plan 4 Approve Draft and Summary of "Business For For Management Partner Phase 1" Employee Share Purchase Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants Regarding "Business Partner Phase 1" Employee Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to "Business Partner Phase 1" Employee Share Purchase Plan -------------------------------------------------------------------------------- YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD. Ticker: 002353 Security ID: Y9729Z106 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 6 Approve Shareholder Return Plan For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For For Management 2 Approve Remuneration Management of For For Management Professional Manager and Implementation Measures of Excess Profit Commission Incentives -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Relocation of Work -------------------------------------------------------------------------------- YANTAI TAYHO ADVANCED MATERIALS CO., LTD. Ticker: 002254 Security ID: Y9732U102 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related-Party For For Management Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Remuneration Management of For For Management Professional Manager and Implementation Measures of Excess Profit Commission Incentives (Revised Draft) -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Elect Wang Jifa as Independent Director For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4.3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4.4 Amend External Guarantee For For Management Decision-making System 4.5 Amend Related Party Transaction For For Management Decision-making System 4.6 Amend Major Transaction Decision System For For Management 4.7 Amend Internal Control Rules For For Management -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Investment Agreement For For Management -------------------------------------------------------------------------------- YANTAI ZHENGHAI MAGNETIC MATERIAL CO., LTD. Ticker: 300224 Security ID: Y9739J100 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417102 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417110 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING CO., LTD. Ticker: 1171 Security ID: Y97417110 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Interests and Assets For For Management Transfer Agreement 2 Approve Supplemental Authorization for For For Management the Company to Carry Out Domestic and Overseas Financing Activities 3 Approve Increase in the 2020-2024 Cash For For Management Dividend Ratio 4 Approve Capital Increase Agreement of For For Management Yankuang (Hainan) Intelligent Logistics Science and Technology Co., Ltd. and Related Transactions -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Interests and Assets For For Management Transfer Agreement 2 Approve Supplemental Authorization for For For Management the Company to Carry Out Domestic and Overseas Financing Activities 3 Approve Increase in the 2020-2024 Cash For For Management Dividend Ratio 4 Approve Capital Increase Agreement of For For Management Yankuang (Hainan) Intelligent Logistics Science and Technology Co., Ltd. and Related Transactions -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Proposed Provision of For For Management Materials Supply Agreement, Relevant Annual Caps and Related Transactions 1.02 Approve Proposed Mutual Provision of For For Management Labour and Services Agreement, Relevant Annual Caps and Related Transactions 1.03 Approve Proposed Provision of For For Management Insurance Fund Administrative Services Agreement, Relevant Annual Caps and Related Transactions 1.04 Approve Proposed Provision of For For Management Products, Materials and Assets Leasing Agreement, Relevant Annual Caps and Related Transactions 1.05 Approve Proposed Bulk Commodities Sale For For Management and Purchase Agreement, Relevant Annual Caps and Related Transactions 1.06 Approve Proposed Entrusted Management For For Management Agreement, Relevant Annual Caps and Related Transactions 1.07 Approve Proposed Finance Lease For For Management Agreement, Relevant Annual Caps and Related Transactions 2.01 Approve Existing Glencore Framework For For Management Coal Sales Agreement, Relevant Annual Caps and Related Transactions 2.02 Approve Existing Glencore Framework For For Management Coal Purchase Agreement, Relevant Annual Caps and Related Transactions 2.03 Approve Relevant Annual Caps of For For Management Existing HVO Services Contract 2.04 Approve Relevant Annual Caps of For For Management Existing HVO Sales Contract 3 Approve Provision of Financial For Against Management Guarantee -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417110 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Proposed Provision of For For Management Materials Supply Agreement, Relevant Annual Caps and Related Transactions 1.02 Approve Proposed Mutual Provision of For For Management Labour and Services Agreement, Relevant Annual Caps and Related Transactions 1.03 Approve Proposed Provision of For For Management Insurance Fund Administrative Services Agreement, Relevant Annual Caps and Related Transactions 1.04 Approve Proposed Provision of For For Management Products, Materials and Assets Leasing Agreement, Relevant Annual Caps and Related Transactions 1.05 Approve Proposed Bulk Commodities Sale For For Management and Purchase Agreement, Relevant Annual Caps and Related Transactions 1.06 Approve Proposed Entrusted Management For For Management Agreement, Relevant Annual Caps and Related Transactions 1.07 Approve Proposed Finance Lease For For Management Agreement, Relevant Annual Caps and Related Transactions 2.01 Approve Existing Glencore Framework For For Management Coal Sales Agreement, Relevant Annual Caps and Related Transactions 2.02 Approve Existing Glencore Framework For For Management Coal Purchase Agreement, Relevant Annual Caps and Related Transactions 2.03 Approve Relevant Annual Caps of For For Management Existing HVO Sales Contract 2.04 Approve Relevant Annual Caps of For For Management Existing HVO Services Contract 3 Approve Provision of Financial For Against Management Guarantee -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Approve Amendments to Articles of For For Management Association 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417110 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Audited Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Authorize Board to Distribute Cash Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Grant of Authorization to Yancoal Australia Limited and Its Subsidiaries to Provide Guarantees in Relation to Daily Operations to the Subsidiaries of the Company in Australia 9 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Businesses 10 Approve Amendments to Articles of For For Management Association 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417110 Meeting Date: JUN 18, 2021 Meeting Type: Special Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YAPI VE KREDI BANKASI AS Ticker: YKBNK Security ID: M9869G101 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Board For For Management 4 Approve Actions of the Board and For For Management Discharge Directors 5 Elect Directors For Against Management 6 Approve Remuneration Policy and For For Management Director Remuneration for 2020 7 Approve Director Remuneration For Against Management 8 Approve Allocation of Income For For Management 9 Ratify External Auditors For For Management 10 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- YATAS YATAK VE YORGAN SANAYI TICARET AS Ticker: YATAS.E Security ID: M9878S104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For For Management 12 Authorize Share Capital Increase For Against Management without Preemptive Rights 13 Approve Donation Policy For For Management 14 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 15 Receive Information in Accordance to None None Management Article 1.3.6 of Capital Market Board Corporate Governance Principles 16 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 17 Approve Share Repurchase Program For For Management 18 Receive Information on Related Party None None Management Transactions 19 Wishes None None Management -------------------------------------------------------------------------------- YC INOX CO. LTD. Ticker: 2034 Security ID: Y98034104 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect Chang, Chin-Peng, Representative For For Management of Tai Chyang Investment Co., Ltd, with Shareholder NO.41, as Non-Independent Director 5.2 Elect Shih, Sung-Lin, Representative For For Management of Chin Ying Fa Mechanical Ind Co., Ltd, with Shareholder NO.7811, as Non-Independent Director 5.3 Elect Chang, Chin-Yu, with Shareholder For For Management NO.21, as Non-Independent Director 5.4 Elect Hsieh, Ming-Hong, with For For Management Shareholder NO.28, as Non-Independent Director 5.5 Elect Chang, Po-Kai, with Shareholder For For Management NO.10927, as Non-Independent Director 5.6 Elect Pan, Cheng-Hsiung, with For For Management Shareholder NO.39854, as Independent Director 5.7 Elect Chen, Tai-Shan, with Shareholder For For Management NO.22460, as Independent Director 5.8 Elect Kuo, Chao-sung, with Shareholder For For Management NO.46140, as Independent Director 5.9 Elect Chang, Wei-Lun, with Shareholder For For Management NO.142055, as Independent Director 6 Approve Release of Restrictions on For Against Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- YEAHKA LIMITED Ticker: 9923 Security ID: G9835C108 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement and For For Management Related Transactions, Issuance of Consideration Shares, and Authorize Board to Deal with Matters Relating to the Agreement -------------------------------------------------------------------------------- YEAHKA LIMITED Ticker: 9923 Security ID: G9835C108 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Elect Liu Yingqi as Director For For Management 2a2 Elect Yao Zhijian as Director For For Management 2a3 Elect Luo Xiaohui as Director For For Management 2a4 Elect Mathias Nicolaus Schilling as For For Management Director 2a5 Elect Akio Tanaka as Director For For Management 2a6 Elect Tam Bing Chung Benson as Director For For Management 2a7 Elect Yao Wei as Director For For Management 2a8 Elect Yang Tao as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust Some Performance For For Management Evaluation Indicators of the Performance Share Incentive Plan in 2018 2 Approve to Adjust Some Performance For For Management Evaluation Indicators of the Performance Share Incentive Plan in 2020 -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase Cancellation of For For Management Performance Shares and to Adjust the Repurchase Quantity and Price (Updated) 2 Approve Change of Registered Capital For For Management and Amend Articles of Association 1 (Updated) 3 Approve Repurchase and Cancellation of For For Management Performance Shares (Updated) 4 Approve Change of Registered Capital For For Management and Amend Articles of Association 2 (Updated) 5 Approve Change and Postponement of the For For Management Implementation Method of Partial Raised Funds Investment Projects -------------------------------------------------------------------------------- YEALINK NETWORK TECHNOLOGY CORP. LTD. Ticker: 300628 Security ID: Y9750S104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8.1 Elect Chen Zhisong as Director For For Management 8.2 Elect Wu Zhongyi as Director For For Management 8.3 Elect Lu Rongfu as Director For For Management 8.4 Elect Zhou Jiwei as Director For For Management 8.5 Elect Zhang Lianchang as Director For For Management 9.1 Elect Wei Zhihua as Director For For Management 9.2 Elect Zhang Junli as Director For For Management 9.3 Elect Ye Lirong as Director For For Management 9.4 Elect Yang Huai as Director For For Management 10.1 Elect Ai Zhimin as Supervisor For For Management 10.2 Elect Lai Zhihao as Supervisor For For Management 11 Approve Use of Idle Raised Funds for For For Management Cash Management 12 Approve Use of Idle Own Funds for Cash For For Management Management 13 Approve Application of Bank Credit For For Management Lines 14 Approve Construction of Intelligent For For Management Manufacturing Industrial Park Project -------------------------------------------------------------------------------- YECHIU METAL RECYCLING (CHINA) LTD. Ticker: 601388 Security ID: Y97278108 Meeting Date: JUL 13, 2020 Meeting Type: Annual Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Loans For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve External Guarantee For For Management -------------------------------------------------------------------------------- YECHIU METAL RECYCLING (CHINA) LTD. Ticker: 601388 Security ID: Y97278108 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters 4 Elect Li Minggui as Independent For For Management Director -------------------------------------------------------------------------------- YECHIU METAL RECYCLING (CHINA) LTD. Ticker: 601388 Security ID: Y97278108 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Internal Control For For Management Self-Evaluation Report 7 Approve to Appoint Auditor For For Management 8 Approve Application of Credit Loans For For Management 9 Approve External Guarantee Plan For Against Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YEONG GUAN ENERGY TECHNOLOGY GROUP CO., LTD. Ticker: 1589 Security ID: G98429106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect CHANG, TE-WEN, with SHAREHOLDER For For Management NO.A110691XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Independent Directors -------------------------------------------------------------------------------- YFY, INC. Ticker: 1907 Security ID: Y98715108 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5.1 Elect Hui-Jean Liu, a Representative For For Management of Yuen Foong Paper Co., Ltd. with Shareholder No. 17, as Non-Independent Director 5.2 Elect Willie Tsai, a Representative of For For Management Yuen Foong Paper Co., Ltd. with Shareholder No. 17, as Non-Independent Director 5.3 Elect Kirk Hwang, a Representative of For For Management Yuen Foong Paper Co., Ltd. with Shareholder No. 17, as Non-Independent Director 5.4 Elect Chin-San Wang, a Representative For For Management of Shin-Yi Enterprise Co., Ltd. with Shareholder No. 5, as Non-Independent Director 5.5 Elect Chun-Chieh Huang, a For For Management Representative of Shin-Yi Enterprise Co., Ltd. with Shareholder No. 5, as Non-Independent Director 5.6 Elect Hsi-Peng Lu with ID No. For For Management A120604XXX as Independent Director 5.7 Elect Di-Shi Huang with ID No. For For Management Y100592XXX as Independent Director 5.8 Elect Yie-Yun Chang with ID No. For For Management T220318XXX as Independent Director 5.9 Elect Jin-li Hu with ID No. A123599XXX For For Management as Independent Director 6 Approve to Remove the Non-competition For For Management Restriction for YFY's New Directors and the Institutional Entities they Represent is Hereby Presented for Resolution -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: SEP 22, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Lihao as Non-Independent For For Management Director 1.2 Elect Jiang Hao as Non-Independent For For Management Director 1.3 Elect Liu Quan as Non-Independent For For Management Director 1.4 Elect Wang Xinyong as Non-Independent For For Management Director 1.5 Elect Huang Xiaohua as Non-Independent For For Management Director 2.1 Elect Fan Yong as Independent Director For For Management 2.2 Elect Qi Feng as Independent Director For For Management 2.3 Elect Liang Huaquan as Independent For For Management Director 3.1 Elect Sun Desheng as Supervisor For For Management 3.2 Elect Ma Xu as Supervisor For For Management 3.3 Elect Lu Feng as Supervisor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management 2 Approve Adjustment to Allowance of For For Management Independent Directors 3 Approve to Appoint Auditor For For Management 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YGSOFT INC. Ticker: 002063 Security ID: Y29316109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Formulation of Remuneration For For Management Management and Performance Assessment Methods for Directors and Supervisors 3 Approve Change in Accounting Estimates For For Management -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Ziqiang as Independent For For Management Director 2 Approve Loan from Related Party For For Management -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: AUG 31, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hua Shurui as Non-Independent For For Management Director 1.2 Elect Liao Zhourong as Non-Independent For For Management Director -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Entrusted Loans and Provision For Against Management of Counter Guarantee -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: JAN 14, 2021 Meeting Type: Special Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Provision of Counter Guarantee For For Management -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Approve External Guarantee For Against Management 3 Approve Bank Comprehensive Credit For For Management Asset Mortgage 4 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- YIBIN TIANYUAN GROUP CO., LTD. Ticker: 002386 Security ID: Y9803C106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Report of the Board of For For Management Supervisors -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Distribution of Interim For For Management Dividend 2 Elect Li Xuechen as Director For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Consolidated Financial For For Management Statements 4 Approve 2020 Annual Report For For Management 5 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 6 Elect Jiang Juncai as Director For For Management 7 Elect Wang Danjin as Director For For Management 8 Elect Chen Yangui as Director For For Management 9 Elect Li Shuang as Director For For Management 10 Elect Tang Xinfa as Director For For Management 11 Elect Eddy Huang as Director For For Management 12 Elect Tang Jianxin as Director For For Management 13 Elect Zhao Dayao as Director For For Management 14 Elect Xiang Ling as Director For For Management 15 Elect Li Xuechen as Director For For Management 16 Elect Tang Jinlong as Supervisor For For Management 17 Elect Luo Zhonghua as Supervisor For For Management 18 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 19 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD. Ticker: 1558 Security ID: Y9828F100 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transactions Under the Revised For For Management Non-Competition Agreements 2 Approve Purchase Transactions, Annual For For Management Caps and Clarithromycin and Azithromycin Purchase Transaction 3 Approve Entrusted Transactions and For For Management Annual Caps -------------------------------------------------------------------------------- YIEH PHUI ENTERPRISE CO., LTD. Ticker: 2023 Security ID: Y9840D109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors -------------------------------------------------------------------------------- YIFAN PHARMACEUTICAL CO., LTD. Ticker: 002019 Security ID: Y98922100 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Hongquan as Independent For For Management Director 2.1 Approve Repurchase and Cancellation of For For Management Partial Performance Shares from 2019 Performance Shares Incentive Plan (June 2020) 2.2 Approve Repurchase and Cancellation of For For Management Partial Performance Shares from 2019 Performance Shares Incentive Plan (August 2020) 3 Approve Decrease in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YIFAN PHARMACEUTICAL CO., LTD. Ticker: 002019 Security ID: Y98922100 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application and For For Management Guarantees 7 Approve to Appoint Auditor For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Termination of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Use of Own Funds to Invest in For For Management Financial Products 11.1 Approve Repurchase and Cancellation of For For Management Performance Shares (January 2021) 11.2 Approve Repurchase and Cancellation of For For Management Performance Shares (March 2021) 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YIFENG PHARMACY CHAIN CO., LTD. Ticker: 603939 Security ID: Y982AC104 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration (Allowance) of For For Management Directors 2 Approve Remuneration (Allowance) of For For Management Supervisors 3 Approve Termination of Raised Funds For For Shareholder Investment Project and Use of Remaining Raised Funds to Replenish Working Capital 4.1 Elect Gao Yi as Director For For Management 4.2 Elect Gao Feng as Director For For Management 4.3 Elect Gao Youcheng as Director For For Management 4.4 Elect Xu Xin as Director For For Management 4.5 Elect Chai Mingang as Director For For Management 4.6 Elect Ye Weitao as Director For For Management 5.1 Elect Yan Aimin as Director For For Management 5.2 Elect Wang Hongxia as Director For For Management 5.3 Elect Yi Languang as Director For For Management 6.1 Elect Chen Bin as Supervisor For For Management 6.2 Elect Liu Yi as Supervisor For For Management -------------------------------------------------------------------------------- YIFENG PHARMACY CHAIN CO., LTD. Ticker: 603939 Security ID: Y982AC104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For For Management Lines and Receive Guarantees from Related Party 8 Approve Provision of Guarantee For For Management 9 Approve Use of Idle Own Funds to For For Management Purchase Financial Product 10 Approve Use of Idle Raised Funds to For For Management Purchase Financial Product 11 Approve Changes in Registered Capital, For For Management Business Scope and Amend Articles of Association -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Haidilao Master Sales For For Management Agreement, the Relevant Annual Caps and Related Transactions 2 Approve Shuhai Sales Agreement, the For For Management Relevant Annual Caps and Related Transactions 3 Approve Shuhai Purchase Agreement, the For For Management Relevant Annual Caps and Related Transactions 4 Approve Joint Venture Framework Sales For For Management and Purchase Agreements, the Relevant Annual Caps and Related Transactions 5 Elect Zhao Xiaokai as Director For For Management -------------------------------------------------------------------------------- YIHAI INTERNATIONAL HOLDING LTD. Ticker: 1579 Security ID: G98419107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Guo Qiang as Director and For For Management Authorize Board to Fix His Remuneration 3 Elect Shu Ping as Director and For For Management Authorize Board to Fix Her Remuneration 4 Elect Yau Ka Chi as Director and For For Management Authorize Board to Fix His Remuneration 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6 Approve Final Dividend For For Management 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Issued Share For For Management Capital 9 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Apply for Loan from Bank and For For Management Provision of Mortgage Guarantee 2 Elect Zhou Guangjian as Supervisor For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Amend Related-Party Transaction For For Management Management System 8 Amend Management System for Providing For For Management External Guarantees 9 Amend Management System for Providing For For Management External Investments -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management 2 Approve Signing of Liquidation For Against Management Agreement 3 Approve Loan Application and Provision For For Shareholder of Mortgage Guarantee -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Elect Ding Haifang as Independent For For Management Director -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplemental For For Management Agreement of Liquidation Agreement -------------------------------------------------------------------------------- YIHUA HEALTHCARE CO., LTD. Ticker: 000150 Security ID: Y53644103 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Credit Line Application For For Management 9 Approve Hospital Management Service For For Management Agreement 10 Approve Provision of Guarantee For For Management 11 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- YIJIAHE TECHNOLOGY CO., LTD. Ticker: 603666 Security ID: Y982AS109 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Use of Idle Raised Funds for For For Management Cash Management 3 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- YIJIAHE TECHNOLOGY CO., LTD. Ticker: 603666 Security ID: Y982AS109 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6.1 Approve Remuneration of Zhu Fuyun For For Management 6.2 Approve Remuneration of Jiang Jie For For Management 6.3 Approve Remuneration of Xu Chunshan For For Management 6.4 Approve Remuneration of Lan Xinli For For Management 6.5 Approve Remuneration of Independent For For Management Directors 7 Approve Remuneration of Supervisors For For Management 8 Approve Comprehensive Credit Line Bank For For Management Application -------------------------------------------------------------------------------- YIJIAHE TECHNOLOGY CO., LTD. Ticker: 603666 Security ID: Y982AS109 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Horizontal For For Management Competition Prevention Commitment -------------------------------------------------------------------------------- YINCHUAN XINHUA COMMERCIAL GROUP CO., LTD. Ticker: 600785 Security ID: Y6365T105 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Xinbai Main Store Expansion For For Management Project 2 Approve Helan Xinbai Commercial Plaza For For Management Construction Project -------------------------------------------------------------------------------- YINGKOU PORT LIABILITY CO., LTD. Ticker: 600317 Security ID: Y8103G106 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Swap Merger and For For Management Absorption and Raising Supporting Funds Complies with Relevant Laws and Regulations Regarding Major Asset Restructuring of Listed Companies 2.1 Approve Overview of this Transaction For For Management Plan 2.2 Approve Counterparties For For Management 2.3 Approve Issue Type and Par Value For For Management 2.4 Approve Target Parties and For For Management Implementation Share Registration Date 2.5 Approve Pricing Basis, Conversion For For Management Price and Conversion Ratio 2.6 Approve Issue Scale For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Rights Protection Mechanism For For Management for Dissenting Shareholders 2.9 Approve Creditor's Rights and Debt For For Management Disposal and Creditor's Rights Protection Mechanism Involved in this Merger 2.10 Approve Transitional Arrangements For For Management 2.11 Approve Arrangements for the Transfer For For Management or Delivery of Related Assets Involved in this Merger 2.12 Approve Staff Placement For For Management 2.13 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.14 Approve Amount and Usage of Raising For For Management Supporting Funds 2.15 Approve Issue Type and Par Value of For For Management Raising Supporting Funds 2.16 Approve Target Parties and Issue For For Management Manner of Raising Supporting Funds 2.17 Approve Pricing Basis and Issue Price For For Management of Raising Supporting Funds 2.18 Approve Issue Scale of Raising For For Management Supporting Funds 2.19 Approve Listing Location of Raising For For Management Supporting Funds 2.20 Approve Lock-up Period of Raising For For Management Supporting Funds 2.21 Approve Distribution Arrangement of For For Management Undistributed Earnings of Raising Supporting Funds 2.22 Approve Resolution Validity Period For For Management 3 Approve Draft and Summary of Share For For Management Swap Merger and Absorption and Raising Supporting Funds 4 Approve Signing of Merger by For For Management Absorption via Share Swap 5 Approve Signing Supplemental Agreement For For Management on Share Swap Merger 6 Approve Transaction Constitutes as For For Management Related Party Transaction 7 Approve Relevant Audit Report of the For For Management Transaction 8 Approve Confirmation of Valuation For For Management Report of the Transaction 9 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 10 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 11 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 14 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YINSON HOLDINGS BERHAD Ticker: 7293 Security ID: Y98415105 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Lim Chern Yuan as Director For For Management 5 Elect Zaharaton binti Raja Zainal For For Management Abidin as Director 6 Elect Wee Hoe Soon @ Gooi Hoe Soon as For For Management Director 7 Elect Rohaya binti Mohammad Yusof as For For Management Director 8 Elect Sharifah Munira bt. Syed Zaid For For Management Albar as Director 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Medium-term Capitalization of For For Management Capital Reserves 2 Approve Increase in Audit Fees For For Management 3 Approve External Guarantee Provision For For Management Plan -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Haifei as Non-Independent For For Shareholder Director 1.2 Elect Wang Shui as Non-Independent For For Shareholder Director 1.3 Elect Ou Xingong as Non-Independent For For Shareholder Director 1.4 Elect Liu Liming as Non-Independent For For Shareholder Director 1.5 Elect Yuan Meirong as Non-Independent For For Shareholder Director 1.6 Elect Lu Sheng as Non-Independent For For Shareholder Director 2.1 Elect Wang Yaping as Independent For For Management Director 2.2 Elect Cui Jin as Independent Director For For Management 2.3 Elect Zhang Da as Independent Director For For Management 3.1 Elect Liu Weimin as Supervisor For For Shareholder 3.2 Elect Zhao Shimei as Supervisor For For Shareholder 4 Approve Increase in Registered Capital For For Management 5 Amend Articles of Association For For Management 6 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- YINTAI GOLD CO., LTD. Ticker: 000975 Security ID: Y1584S103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Independent For For Management Directors 6 Approve Profit Distribution For For Management 7 Approve Use of Own Idle Funds to For For Management Invest in Entrusted Financial Products 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines of Company and Wholly-owned Subsidiary 2 Approve Credit Line of Wholly-owned For For Management Subsidiary and Provision of Guarantee 3 Approve to Appoint Auditor For For Management 4 Approve Use of Idle Raised Funds from For For Management Private Placement to Purchase Bank Financial Products 5 Approve Use of Idle Raised Funds from For For Management Convertible Bond Issuance to Purchase Bank Financial Products 6 Approve Use of Idle Own Funds to For For Management Purchase Bank Financial Products 7 Approve Related Party Transaction For For Management Between Honwing Pharma Co., Ltd. and its Controlled Enterprises, and Yunnan Tonghong Hot Spring Co., Ltd. 8 Approve Related Party Transaction For For Management Between Liu Qiong and Companies Under its Control 9 Approve Related Party Transaction with For For Management Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd. 10 Approve Remuneration of Directors For For Management 11 Approve Allowance of Independent For For Management Directors 12 Approve Remuneration of Supervisors For For Management 13 Approve Change in Registered Capital For For Management and Amend Articles of Association 14 Approve Shareholder Dividend Return For For Management Plan -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on the Deposit and For For Management Usage of Raised Funds 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 4 Approve Rent of Property For For Management 5 Approve Related Party Transaction For For Management 6 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Purchase of Land Use Rights For For Management 3 Approve Application of Credit Line and For For Management Provision of Guarantee -------------------------------------------------------------------------------- YLZ INFORMATION TECHNOLOGY CO. LTD. Ticker: 300096 Security ID: Y9840M109 Meeting Date: SEP 18, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Working System for Independent For For Management Directors 4 Amend Management and Use System of For For Management Raised Funds 5 Amend External Guarantee System For For Management 6 Approve Related Party Transaction For For Management Decision System 7 Approve Supplemental Confirmation of For For Management Related Party Transactions -------------------------------------------------------------------------------- YLZ INFORMATION TECHNOLOGY CO. LTD. Ticker: 300096 Security ID: Y9840M109 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Parties and For For Management Subscription Manner 2.4 Approve Pricing Method and Issue Price For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Restriction Period Arrangement For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve Related Party Transactions in For For Management Connection to Private Placement 8 Approve White Wash Waiver For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YLZ INFORMATION TECHNOLOGY CO. LTD. Ticker: 300096 Security ID: Y9840M109 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YONGGAO CO., LTD. Ticker: 002641 Security ID: Y9841S105 Meeting Date: AUG 07, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lu Zhenyu as Non-independent For For Management Director 1.2 Elect Zhang Wei as Non-independent For For Management Director 1.3 Elect Ji Xiong as Non-independent For For Management Director 1.4 Elect Zhang Hangyuan as For For Management Non-independent Director 1.5 Elect Chen Zhiguo as Non-independent For For Management Director 1.6 Elect Weng Yelong as Non-independent For For Management Director 2.1 Elect Wang Xu as Independent Director For For Management 2.2 Elect Mao Meiying as Independent For For Management Director 2.3 Elect Xiao Yan as Independent Director For For Management 3.1 Elect Li Honghui as Supervisor For For Management 3.2 Elect Tao Jinsuo as Supervisor For For Management 4 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- YONGGAO CO., LTD. Ticker: 002641 Security ID: Y9841S105 Meeting Date: MAR 10, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YONGGAO CO., LTD. Ticker: 002641 Security ID: Y9841S105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 12 Amend Management System for Providing For Against Management External Investments -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditors and to Fix For For Management Their Remuneration -------------------------------------------------------------------------------- YONGHUI SUPERSTORES CO., LTD. Ticker: 601933 Security ID: Y9841N106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Credit Lines For For Management and Loans 8 Approve Authorization of the Company For For Management to Invest in Financial Products 9 Approve Appointment of Auditor For For Management 10 Approve Internal Control Audit Report For For Management 11 Approve Internal Control Evaluation For For Management Report 12 Approve Remuneration of Directors and For For Management Supervisors 13 Approve Provision for Goodwill For For Management Impairment 14 Approve Implementation of New Lease For For Management Standards and Change in Related Accounting Policies 15 Approve Development of Project Plan For For Management for the Securitization of Accounts Receivable Assets 16 Elect Sun Baowen as Independent For For Management Director 17 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Construction in For For Management the Battery Grade Lithium Carbonate Project 2 Approve Investment and Construction in For For Management the Lithium Ore Efficient Beneficiation and Comprehensive Utilization Project 3 Approve Investment and Construction in For For Management the Lithium Mine Resources Series Comprehensive Value Improvement Research and Development Project 4 Approve Investment and Construction in For For Management the Baishi Cunhuashan Porcelain Mine Lithium Ore Technological Transformation and Expansion Project -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YONGXING SPECIAL MATERIALS TECHNOLOGY CO., LTD. Ticker: 002756 Security ID: Y98421103 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YONYOU NETWORK TECHNOLOGY CO., LTD. Ticker: 600588 Security ID: Y9042R104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve 2020 Remuneration of Directors For For Management and 2021 Remuneration Plan 9 Approve 2020 Remuneration of For For Management Supervisors and 2021 Remuneration Plan 10 Approve Change in Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Spin-off of Subsidiary on SSE For For Management STAR Market in Accordance with Relevant Laws and Regulations 13 Approve Plan of Spin-off of Subsidiary For For Management on SSE Star Market 14 Approve Spin-off of Subsidiary on SSE For For Management STAR Market (Revised Draft) 15 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 16 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 17 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 18 Approve Corresponding Standard For For Management Operation Ability 19 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 20 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 21 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YOOZOO INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Usage of Funds by Controlling For For Management Shareholder and Other Related Parties 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Guarantee Plan For For Management 9 Approve Shareholder Return Plan For For Management 10 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 11 Approve to Appoint Auditor For For Management 12 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 13 Approve Management Method of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 15 Approve Draft and Summary of Stock For For Management Option Incentive Plan 16 Approve Methods to Assess the For For Management Performance of Plan Participants 17 Approve Authorization of the Board to For For Management Handle All Related Matters of the Stock Option Scheme 18.1 Elect XUFENFEN as Director For For Management 18.2 Elect Chen Fang as Director For For Management 18.3 Elect Zheng Jiayao as Director For For Management 18.4 Elect Sun Li as Director For For Management 18.5 Elect Liu Wanqin as Director For For Management 18.6 Elect Li Yong as Director For For Management 19.1 Elect Tan Qunzhao as Director For For Management 19.2 Elect Zhang Zijun as Director For For Management 19.3 Elect He Ting as Director For For Management 20.1 Elect Yu Guoxin as Supervisor For For Management 20.2 Elect Lu Wei as Supervisor For For Management -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Internal Control For For Management Self-Evaluation Report 5 Approve Appointment of Auditor and For For Management Internal Control Auditor 6 Approve Report of the Board of For For Management Directors 7 Approve Report of the Board of For For Management Supervisors 8 Approve Annual Report and Summary For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Annual Credit Lines and For For Management Financial Assistance Plan for Subsidiaries 11 Approve Forward Foreign Exchange For For Management Business 12 Approve Cooperation with Bank in For Against Management Factoring Business 13 Approve Use of Own Funds for For For Management Securities Investment 14 Approve Futures Trading Business For For Management 15 Approve Use of Idle Own Funds to For For Management Conduct Cash Management 16 Approve Use of Idle Raised Funds to For For Management Conduct Cash Management -------------------------------------------------------------------------------- YOTRIO GROUP CO., LTD. Ticker: 002489 Security ID: Y9847C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 2 Approve Financial Statements For Did Not Vote Management 3 Approve Profit Distribution For Did Not Vote Management 4 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 5 Approve Appointment of Auditor and For Did Not Vote Management Internal Control Auditor 6 Approve Report of the Board of For Did Not Vote Management Directors 7 Approve Report of the Board of For Did Not Vote Management Supervisors 8 Approve Annual Report and Summary For Did Not Vote Management 9 Approve Daily Related Party For Did Not Vote Management Transactions 10 Approve Annual Credit Lines and For Did Not Vote Management Financial Assistance Plan for Subsidiaries 11 Approve Forward Foreign Exchange For Did Not Vote Management Business 12 Approve Cooperation with Bank in For Did Not Vote Management Factoring Business 13 Approve Use of Own Funds for For Did Not Vote Management Securities Investment 14 Approve Futures Trading Business For Did Not Vote Management 15 Approve Use of Idle Own Funds to For Did Not Vote Management Conduct Cash Management 16 Approve Use of Idle Raised Funds to For Did Not Vote Management Conduct Cash Management -------------------------------------------------------------------------------- YOUNGOR GROUP CO., LTD. Ticker: 600177 Security ID: Y9858M108 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Authorization of Management to For Against Management Dispose of Equity Investment Projects 2 Approve Authorization of Management to For For Management Conduct Cash Management -------------------------------------------------------------------------------- YOUNGOR GROUP CO., LTD. Ticker: 600177 Security ID: Y9858M108 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve First Phase Core Management For Against Management Team Shareholding Plan Draft and Summary 2 Approve Management Method of Core For Against Management Management Team Shareholding Plan 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters on Performance Shares Incentive Plan -------------------------------------------------------------------------------- YOUNGOR GROUP CO., LTD. Ticker: 600177 Security ID: Y9858M108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Financial Report For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Related Party Transaction in For For Management Connection to Bank Business 8 Approve Guarantee Provision Plan For Against Management 9 Approve Authorization of Operation For Against Management Management to Dispose of Equity Investment Projects 10 Approve Authorization of Operation For For Management Management to Conduct Cash Management 11 Approve Authorization of Management to For For Management Exercise Decision-Making Power on the Acquisition of Project Reserves 12 Approve Amendments to Articles of For For Management Association 13 Elect Li Peiguo as Supervisor For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: OCT 14, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Property Leasing 2 Elect Zhao Yuli as Non-Independent For For Management Director -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Disposal For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Fenfen as Non-Independent For For Management Director -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YOUZU INTERACTIVE CO., LTD. Ticker: 002174 Security ID: Y8315B101 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YTL CORPORATION BERHAD Ticker: 4677 Security ID: Y98610101 Meeting Date: DEC 01, 2020 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yeoh Seok Kian as Director For For Management 2 Elect Yeoh Soo Min as Director For For Management 3 Elect Yeoh Seok Hong as Director For For Management 4 Elect Cheong Keap Tai as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve Directors' Meeting Attendance For For Management Allowance 7 Approve HLB Ler Lum PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Cheong Keap Tai to Continue For For Management Office as Independent Non-Executive Director 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- YTL CORPORATION BERHAD Ticker: 4677 Security ID: Y98610101 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of New For Against Management Employees' Share Option Scheme (ESOS) 2 Approve Grant of ESOS Options to For Against Management Francis Yeoh Sock Ping 3 Approve Grant of ESOS Options to Yeoh For Against Management Seok Kian 4 Approve Grant of ESOS Options to Chong For Against Management Keap Tai @ Cheong Keap Tai 5 Approve Grant of ESOS Options to Yeoh For Against Management Soo Min 6 Approve Grant of ESOS Options to Yeoh For Against Management Seok Hong 7 Approve Grant of ESOS Options to For Against Management Michael Yeoh Sock Siong 8 Approve Grant of ESOS Options to Yeoh For Against Management Soo Keng 9 Approve Grant of ESOS Options to Mark For Against Management Yeoh Seok Kah 10 Approve Grant of ESOS Options to Ahmad For Against Management Fuaad Bin Mohd Dahalan 11 Approve Grant of ESOS Options to For Against Management Abdullah Bin Syed Abd. Kadir 12 Approve Grant of ESOS Options to Faiz For Against Management Bin Ishak 13 Approve Grant of ESOS Options to For Against Management Noorma Binti Raja Othman 14 Approve Grant of ESOS Options to Tan For Against Management Kai Yong @ Tan Kay Neong 15 Approve Grant of ESOS Options to For Against Management Kathleen Chew Wai Lin 16 Approve Grant of ESOS Options to Yeoh For Against Management Pei Cheen 17 Approve Grant of ESOS Options to Yeoh For Against Management Keong Yeow 18 Approve Grant of ESOS Options to Yeoh For Against Management Keong Shyan 19 Approve Grant of ESOS Options to Yeoh For Against Management Keong Junn 20 Approve Grant of ESOS Options to Yeoh For Against Management Pei Wenn 21 Approve Grant of ESOS Options to For Against Management Geraldine Shushan Dreiser 22 Approve Grant of ESOS Options to Yeoh For Against Management Pei Leeng 23 Approve Grant of ESOS Options to Yeoh For Against Management Pei Nee 24 Approve Grant of ESOS Options to Yeoh For Against Management Pei Teeng 25 Approve Grant of ESOS Options to Yeoh For Against Management Keong Wei 26 Approve Grant of ESOS Options to Tan For Against Management Chien Hwei 27 Approve Grant of ESOS Options to Yeoh For Against Management Keong Yuan 28 Approve Grant of ESOS Options to Yeoh For Against Management Pei Tsen 29 Approve Grant of ESOS Options to Yeoh For Against Management Keong Yeen -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2 Approve Private Placement of Shares For For Management 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, For For Management Pricing Principle and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve the Commitment to Ensure that For For Management the Company's Return Measures Can be Fulfilled Effectively 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board and Its For For Management Authorized Persons to Handle All Related Matters 10 Approve to Adjust the Company's For For Management Performance Appraisal Index for the Phase 3 Performance Share Incentive Plan and Phase 1 Stock Option Incentive Plan -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Did Not Vote Management Private Placement of Shares 2 Approve Private Placement of Shares For Did Not Vote Management 2.1 Approve Share Type and Par Value For Did Not Vote Management 2.2 Approve Issue Manner For Did Not Vote Management 2.3 Approve Target Subscribers and For Did Not Vote Management Subscription Method 2.4 Approve Pricing Reference Date, For Did Not Vote Management Pricing Principle and Issue Price 2.5 Approve Issue Size For Did Not Vote Management 2.6 Approve Lock-up Period For Did Not Vote Management 2.7 Approve Distribution Arrangement of For Did Not Vote Management Undistributed Earnings 2.8 Approve Listing Exchange For Did Not Vote Management 2.9 Approve Use of Proceeds For Did Not Vote Management 2.10 Approve Resolution Validity Period For Did Not Vote Management 3 Approve Plan on Private Placement of For Did Not Vote Management Shares 4 Approve Feasibility Analysis Report on For Did Not Vote Management the Use of Proceeds 5 Approve Report on the Usage of For Did Not Vote Management Previously Raised Funds 6 Approve Impact of Dilution of Current For Did Not Vote Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve the Commitment to Ensure that For Did Not Vote Management the Company's Return Measures Can be Fulfilled Effectively 8 Approve Shareholder Return Plan For Did Not Vote Management 9 Approve Authorization of Board and Its For Did Not Vote Management Authorized Persons to Handle All Related Matters 10 Approve to Adjust the Company's For Did Not Vote Management Performance Appraisal Index for the Phase 3 Performance Share Incentive Plan and Phase 1 Stock Option Incentive Plan -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Xiao as Non-Independent For For Management Director -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Xiao as Non-Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of External For For Management Guarantees 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YTO EXPRESS GROUP CO., LTD. Ticker: 600233 Security ID: Y1963V107 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-term Notes For For Management and Super-short-term Commercial Papers -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: JUL 06, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mao Changqing as Non-Independent For For Management Director 1.2 Elect Yuan Dingjiang as For For Management Non-Independent Director 1.3 Elect Zhang Jian as Non-Independent For For Management Director 1.4 Elect Luo Yonggen as Non-Independent For For Shareholder Director 1.5 Elect Wang Weiping as Non-Independent For For Management Director 1.6 Elect Wang Yibo as Non-Independent For For Management Director 1.7 Elect Ma Dehua as Non-Independent For For Management Director 1.8 Elect Lin Xiang as Non-Independent For For Management Director 1.9 Elect Sang Yu as Non-Independent For For Shareholder Director 2.1 Elect Pang Shoulin as Independent For For Management Director 2.2 Elect Tang Hong as Independent Director For For Management 2.3 Elect Chen Chao as Independent Director For For Management 2.4 Elect Dai Xiaofeng as Independent For For Management Director 2.5 Elect Gao Yisheng as Independent For For Management Director 3.1 Elect Peng Guangjian as Supervisor For For Management 3.2 Elect Fu Jianping as Supervisor For For Management 3.3 Elect Chen Hongyi as Supervisor For For Management 4 Approve Amendments to Articles of For Against Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Yuanzhu as Non-Independent For For Management Director -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: JAN 13, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Deposits, Loans and Other For For Management Businesses with China CITIC Bank Co., Ltd. and Other Related Parties -------------------------------------------------------------------------------- YUAN LONGPING HIGH-TECH AGRICULTURE CO., LTD. Ticker: 000998 Security ID: Y9862T107 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase and Share For For Management Expansion of Controlled Subsidiary and Transfer of Equity of Controlled Subsidiary -------------------------------------------------------------------------------- YUANTA FINANCIAL HOLDING CO. LTD. Ticker: 2885 Security ID: Y2169H108 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures for For For Management Election of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 13, 2020 Meeting Type: Special Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Acquisitions and Related For For Management Transactions -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhaoyuan as Director For For Management 3.2 Elect Liu Yan as Director For For Management 3.3 Elect Lee Ka Lun as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For For Management Shares 5D Approve Share Consolidation and For For Management Related Transactions -------------------------------------------------------------------------------- YUEXIU REAL ESTATE INVESTMENT TRUST Ticker: 405 Security ID: Y9865D109 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Leasing For For Management Transactions, Relevant New Annual Caps and Related Transactions 2 Approve Connected TSAs, Relevant New For For Management Annual Caps and Related Transactions 3 Approve Connected PMAs, Relevant New For For Management Annual Caps and Related Transactions 4 Approve 2020 Waiver Extension and For For Management Related Transactions -------------------------------------------------------------------------------- YUEXIU REAL ESTATE INVESTMENT TRUST Ticker: 405 Security ID: Y9865D109 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chan Chi On, Derek as Director, For Against Management Chairman of the Disclosures Committee and Member of Each of the Audit Committee, the Finance and Investment Committee, the Remuneration and Nomination Committee and Authorize Manager to Do All Such Acts and Things -------------------------------------------------------------------------------- YUEXIU REAL ESTATE INVESTMENT TRUST Ticker: 405 Security ID: Y9865D109 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Trust Deed Re: Geographical For For Management Scope Amendments and Approve Related Transactions 2 Amend Trust Deed Re: Property For For Management Development Amendments and Approve Related Transactions 3 Amend Trust Deed Re: Relevant For For Management Investments Amendments and Approve Related Transactions -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LIMITED Ticker: 1052 Security ID: G9880L102 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Bank Deposits Agreement, For For Management New Annual Caps and Related Transactions -------------------------------------------------------------------------------- YUEXIU TRANSPORT INFRASTRUCTURE LIMITED Ticker: 1052 Security ID: G9880L102 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Feng as Director For For Management 3.2 Elect He Baiqing as Director For For Management 3.3 Elect Chen Jing as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption For For Management 2 Approve Expansion of Business Scope For For Management and Amend Articles of Association 3 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Liu Yulu as Non-independent For For Management Director -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Yan as Non-Independent For For Management Director 2 Approve Signing of Related Party For For Management Transaction Framework Agreement 3 Approve Signing of Framework Agreement For For Management for Supply of Goods and Services -------------------------------------------------------------------------------- YUEYANG FOREST & PAPER CO., LTD. Ticker: 600963 Security ID: Y9866G101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve Guarantee Provision Plan For For Management 7 Approve Annual Report and Summary For For Management 8 Elect Zheng Yunshui as Supervisor For For Management 9 Approve Expand Business Scope and For For Management Amend Articles of Association 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve Methods to Assess the For For Management Performance of Plan Participants 12 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- YUEYANG XINGCHANG PETRO-CHEMICAL CO., LTD. Ticker: 000819 Security ID: Y9871Z102 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Related Party Transaction For For Management 1.1 Approve Related Party Transaction on For For Management Procurement of Raw and Auxiliary Materials 1.2 Approve Related Party Transaction on For For Management Procurement of Fuel and Power 1.3 Approve Related Party Transaction on For For Management Purchase of Refined Oil 1.4 Approve Related Party Transaction on For For Management Sales of Products 1.5 Approve Related Party Transaction on For For Management Acceptance of Labor Services and Sale of Products 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- YULON FINANCE CORP. Ticker: 9941 Security ID: Y84124109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- YULON MOTOR CO., LTD. Ticker: 2201 Security ID: Y9870K106 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors 5 Approve Cancellation of For For Management Non-competition Restrictions on the Directors of the 16th Meeting -------------------------------------------------------------------------------- YULON NISSAN MOTOR CO., LTD. Ticker: 2227 Security ID: Y98769113 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendment to Rules and For For Management Procedures for Election of Directors 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5.1 Elect Yen Chen, Li Lien, a For For Management Representative of Yulon Motor Co., Ltd. with Shareholder No. 000000001, as Non-independent Director 5.2 Elect Chen-Hsiang Yao, a For Against Management Representative of Yulon Motor Co., Ltd. with Shareholder No. 000000001, as Non-independent Director 5.3 Elect Wen-Rong Tsay, a Representative For For Management of Yulon Motor Co., Ltd. with Shareholder No. 000000001, as Non-independent Director 5.4 Elect Leman C.C. Lee, a Representative For Against Management of Yulon Motor Co., Ltd. with Shareholder No. 000000001, as Non-independent Director 5.5 Elect Hideki KIMATE, a Representative For Against Management of Nissan Motor Co., Ltd. with Shareholder No. 000000002, as Non-independent Director 5.6 Elect Atsushi KUBO, a Representative For Against Management of Nissan Motor Co., Ltd. with Shareholder No. 000000002, as Non-independent Director 5.7 Elect Atsuo TANAKA, a Representative For Against Management of Nissan Motor Co., Ltd. with Shareholder No. 000000002, as Non-independent Director 5.8 Elect Motoo SATO, a Representative of For Against Management Nissan Motor Co., Ltd. with Shareholder No. 000000002, as Non-independent Director 5.9 Elect Yun-Hua Yang with Shareholder No. For For Management 000000001 and ID No. F121845XXX as Independent Director 5.10 Elect Hung-Wen Chang with Shareholder For For Management No. 000000001 and ID No. A110406XXX as Independent Director 5.11 Elect Jung-Fang Kuo with Shareholder For For Management No. 000000002 and ID No. D101404XXX as Independent Director 6 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Issuance of Medium-term Notes For For Management 4 Approve Issuance of Super Short-term For For Management Commercial Papers 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Carry-out Asset For For Management Securitization of Wholly-owned Subsidiary 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Provision of For For Management Guarantee -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Adjustment of the Performance For For Management Assess Indicators -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Provision of Guarantee For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Own Funds for Entrusted For For Management Financial Management 8 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 9 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 10 Approve Financial Assistance Provision For For Management 11 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- YUNDA HOLDING CO., LTD. Ticker: 002120 Security ID: Y62996106 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Bond Maturity For For Management 2.4 Approve Par Value and Issue Price For For Management 2.5 Approve Coupon Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Guarantee Matters For For Management 2.9 Approve Determination of Conversion For For Management Price 2.10 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.11 Approve Downward Adjustment of For For Management Conversion Price 2.12 Approve Method for Determining the For For Management Number of Shares for Conversion 2.13 Approve Terms of Redemption For For Management 2.14 Approve Terms of Sell-Back For For Management 2.15 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.16 Approve Issue Manner and Target For For Management Subscribers 2.17 Approve Placing Arrangement for For For Management Shareholders 2.18 Approve Matters Relating to Meetings For For Management of Bondholders 2.19 Approve Usage of Raised Funds For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Rating Matters For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Shareholder Return Plan For For Management 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- YUNGSHIN GLOBAL HOLDING CORP. Ticker: 3705 Security ID: Y9879S100 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Repeal and Re-establishment of For For Management Rules and Procedures Regarding Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: JAN 08, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Issuance and Subscription For For Management Manner 2.3 Approve Target Parties For For Management 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Scale For For Management 2.6 Approve Raised Funds Investment For For Management 2.7 Approve Restriction Period Arrangement For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Related Party Transactions in For For Management Connection to Private Placement 6 Approve Signing of Conditional For For Management Subscription Agreement 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management 11 Approve Related Party Transaction For For Management 12.1 Elect Zhang Zhengji as Non-independent For For Shareholder Director 12.2 Elect Xu Feng as Non-independent For For Shareholder Director 12.3 Elect Ding Jilin as Non-independent For For Shareholder Director 12.4 Elect Lu Zengjin as Non-independent For For Shareholder Director 12.5 Elect Chen Debin as Non-independent For For Shareholder Director 12.6 Elect Jiao Yun as Non-independent For For Shareholder Director 12.7 Elect Zheng Lihai as Non-independent For For Shareholder Director 13.1 Elect Bao Huifang as Independent For For Management Director 13.2 Elect Wang Tao as Independent Director For For Management 13.3 Elect Yang Jiwei as Independent For For Management Director 13.4 Elect Shi Zhe as Independent Director For For Management 14.1 Elect Yang Wei as Supervisor For For Shareholder 14.2 Elect Liang Minghong as Supervisor For For Shareholder 14.3 Elect Li Changhao as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN ALUMINIUM CO., LTD. Ticker: 000807 Security ID: Y9881Y103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Daily Related Party For For Management Transactions 6 Approve Renewal of Financial Services For For Management Agreement 7 Approve Continued Purchase of For For Management Electricity from Yunnan Huineng Power Sales Co., Ltd. 8 Approve Debt Financing Plan For For Management -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 9 Approve Management Method of Employee For For Management Share Purchase Plan 10 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Elect Liu Guoen as Independent Director For For Shareholder -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of Major Asset For For Management Acquisition and Related Party Transactions with Major Asset Acquisition Conditions 2 Approve Major Asset Acquisition For For Management Constitutes as Related Party Transaction 3.1 Approve Overview of this Transaction For For Management Plan 3.2 Approve Transaction Parties and Target For For Management Assets 3.3 Approve Pricing Basis and Transaction For For Management Price 3.4 Approve Payment Method and Payment For For Management Period of this Transaction 3.5 Approve Source of Funds For For Management 4 Approve Draft and Summary Report on For For Management Company's Major Asset Acquisition and Related Party Transactions 5 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures on Material Asset Restructuring of Listed Companies 6 Approve Transaction Does Not For For Management Constitute Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Constitute as For For Management Major Asset Restructuring 9 Approve the Completeness and For For Management Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Relevant Pro Forma Review For For Management Report and Valuation Report of Major Asset Acquisition 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- YUNNAN CHIHONG ZINC & GERMANIUM CO., LTD. Ticker: 600497 Security ID: Y9881B103 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Chong as Non-Independent For For Management Director 2 Elect Wang Qiang as Non-Independent For For Management Director -------------------------------------------------------------------------------- YUNNAN CHIHONG ZINC & GERMANIUM CO., LTD. Ticker: 600497 Security ID: Y9881B103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Annual Report and Summary For For Management 8 Approve Application of Financing For For Management 9 Approve Provision of Guarantee For Against Management 10 Approve Development of Factoring For For Management Business and Related Party Transactions 11 Approve Financial Auditor and Internal For For Management Control Auditor 12 Approve Formulation of Shareholder For For Management Return Plan 13 Approve Daily Related Party For For Management Transactions 14 Approve Completion of the Raised Funds For For Management Investment Projects and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For Did Not Vote Management 2 Approve Amendments to Articles of For Did Not Vote Management Association 3 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Shuxiong as Non-Independent For Did Not Vote Shareholder Director -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption and Merger Between For Did Not Vote Management the Company's Wholly-owned Subsidiaries -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Remuneration of Directors and For For Management Senior Management Members 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party Transaction For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- YUNNAN COAL & ENERGY CO., LTD. Ticker: 600792 Security ID: Y9882A104 Meeting Date: JUN 22, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transaction -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: DEC 30, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Chengyu as Non-Independent For For Management Director 2.1 Elect Yang Yong as Director For For Management 2.2 Elect Na Pengjie as Director For For Management -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Annual Report Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Plan For For Management 7 Approve Profit Distribution For For Management 8 Approve to Formulate the Shareholder For For Management Return Plan 9 Approve Comprehensive Credit Line For Against Management Application from Various Financial Institutions 10 Approve Financial Services Agreement For For Management 11 Approve Commodity Derivatives Trading For For Management Business -------------------------------------------------------------------------------- YUNNAN COPPER CO., LTD. Ticker: 000878 Security ID: Y9879P106 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity and Related For For Management Claims of Subsidiary -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Honghe Energy Investment Natural Gas Industry Development Co., Ltd. and Yunnan Natural Gas Co., Ltd. 2 Approve Provision of Guarantee to For For Management Honghe Nengtou Natural Gas Industry Development Co., Ltd. 3 Approve Provision of Guarantee to For For Management Qujing Nengtou Natural Gas Industry Development Co., Ltd. 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 5 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Na Chaohong as Independent For For Management Director -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Funds for For For Management Entrusted Asset Management 2.1 Approve Related Party Transaction on For For Management Purchase of Woven Bags and Sale of Salt Traceable QR Code Labels 2.2 Approve Related Party Transaction on For For Management Purchase of Composite Film 2.3 Approve Related Party Transaction on For For Management Purchase of Soda Ash 2.4 Approve Related Party Transaction on For For Management Sale of Yuanming Powder 2.5 Approve Related Party Transaction on For For Management Sale of Yuanming Powder by a Wholly-owned Subsidiary 2.6 Approve Related Party Transaction on For For Management Sale of Industrial Salt 2.7 Approve Related Party Transaction on For For Management Provision of Equipment Pipeline Engineering Services 2.8 Approve Related Party Transaction on For For Management Provision of Container Hoisting, Transportation, Railway Dedicated Line Station Services 2.9 Approve Related Party Transaction on For For Management Provision of Design, Construction and Maintenance Services for the First Phase of Salt Traceability System 2.10 Approve Related Party Transaction on For For Management Provision of Design, Construction and Maintenance Services for the Second Phase of Salt Traceability System 2.11 Approve Related Party Transaction on For For Management Lease of Housing and Property 2.12 Approve Related Party Transaction on For For Management Railway Dedicated Line 2.13 Approve Related Party Transaction on For For Management Provision of Security Cleaning Services, Canteen Management Services and Purchase of Drinking Water 2.14 Approve Related Party Transaction on For For Management Purchase of Composite Film and Sale of Anti-Counterfeit Marks 2.15 Approve Related Party Transaction on For For Management Purchase of Caustic Soda, Hydrochloric Acid and Provision of Special Railway Yards Station Service 2.16 Approve Related Party Transaction on For For Management Purchase of Raw Coal 2.17 Approve Related Party Transaction on For For Management Purchase of Raw Coal of Wholly-owned Subsidiary 2.18 Approve Related Party Transaction of For For Management Wholly-owned Subsidiary with Kunming Yunneng Chemical Co., Ltd. 2.19 Approve Related Party Transaction of For For Management Wholly-owned Subsidiary with Yunnan Tianye Chemical Co., Ltd. 2.20 Approve Related Party Transaction of For For Management Wholly-owned Subsidiary with Honghe Comprehensive Bonded Zone Energy Investment Industry Investment Co., Ltd. 2.21 Approve Related Party Transaction of For For Management Wholly-owned Subsidiary with Yunnan Energy Investment Weixin Coal Co., Ltd. 2.22 Approve Related Party Transaction on For For Management Provision of SCADA System Access and Monitoring System Services 2.23 Approve Related Party Transaction on For For Management Provision of Business Services on Digital Energy Investment 2.24 Approve Related Party Transaction on For For Management Provision of Road Transport Services 2.25 Approve Related Party Transaction on For For Management Provision of Computer Room and Network Security Maintenance Services and Other Services 2.26 Approve Related Party Transaction on For For Management Provision of Energy Cloud Service for Salt Traceability System 2.27 Approve Related Party Transaction on For For Management Lease of Vehicles 2.28 Approve Related Party Transaction on For For Management Lease of Entry Road 2.29 Approve Related Party Transaction on For For Management Sale of Salt Products -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Qinghua as Director For For Shareholder 1.2 Elect Zhou Manfu as Director For For Management 1.3 Elect Yang Jianjun as Director For For Management -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Joint Liability For For Management Guarantee -------------------------------------------------------------------------------- YUNNAN ENERGY INVESTMENT CO., LTD. Ticker: 002053 Security ID: Y9881V109 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Qingyan as Supervisor For For Shareholder 1.2 Elect Wen Chunyan as Supervisor For For Management -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance Provision For For Management -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Carry Out Deposit, Loan and For Against Management Guarantee Business in Related Banks -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: SEP 24, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds for For For Management Cash Management 2 Approve Use of Idle Raised Funds to For For Management Supplement Working Capital -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For Against Management -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Changshou Economic For For Management and Technological Development Zone Project Investment Agreement -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor 7 Approve Daily Related Party For For Management Transactions 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Credit Line Application For Against Management 11 Approve Provision of Guarantees For Against Management 12 Approve Deposit, Loan and Guarantee For Against Management Business in Related Bank 13 Approve Performance Commitments For For Management Description for Company's Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds and Related Party Transactions 14 Approve Financial Assistance Provision For For Management 15 Approve Adjustment on Remuneration of For For Management Directors and Senior Management Members -------------------------------------------------------------------------------- YUNNAN ENERGY NEW MATERIAL CO., LTD. Ticker: 002812 Security ID: Y9881M109 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in Changshou For For Management Economic and Technological Development Zone Project -------------------------------------------------------------------------------- YUNNAN LINCANG XINYUAN GERMANIUM INDUSTRIAL CO., LTD. Ticker: 002428 Security ID: Y9881E107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Resolution Validity Period For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Amount and Use of Proceeds For For Management 2.11 Approve Implementation Entity of For For Management Raised Funds 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Share Subscription Agreement For For Management and Supplemental Agreement of Share Subscription Agreement 10 Approve Equity Acquisition and Signing For For Management of Relevant Agreements 11 Approve Shareholder Return Plan For For Management 12 Approve Whitewash Waiver and Related For For Management Transactions 13 Approve Related Party Transactions in For For Management Connection to Private Placement 14 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 15 Approve Audit Report and Asset For For Management Valuation Report of this Acquisition 16 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 17 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Approve Related Party Transaction For For Management 3 Approve Signing and Continuous For For Management Fulfillment of Related Party Transaction 4 Approve Hedging Plan For For Management 5 Approve Asset Investment Plan For For Management -------------------------------------------------------------------------------- YUNNAN TIN CO., LTD. Ticker: 000960 Security ID: Y9882W106 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Operational Budget Plan For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application For For Management 7 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- YUNNAN WENSHAN ELECTRIC POWER CO., LTD. Ticker: 600995 Security ID: Y9882G101 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dissolution and Cancellation For Did Not Vote Management of Wenshan Pingyuan Power Supply Co., Ltd. -------------------------------------------------------------------------------- YUNNAN WENSHAN ELECTRIC POWER CO., LTD. Ticker: 600995 Security ID: Y9882G101 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Financial Budget Report For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Business Plan For Did Not Vote Management 8 Approve Fixed Assets Investment Plan For Did Not Vote Management 9 Approve Daily Related Party Transaction For Did Not Vote Management 10 Approve Hydropower Purchase and Sale For Did Not Vote Management Contract 11 Approve Purchase and Sale Agreement For Did Not Vote Management with Guangxi Power Grid Co., Ltd. and Guangxi New Power Investment Group Debao Power Supply Co., Ltd. 12 Approve Purchase and Sale Agreement For Did Not Vote Management with Guangxi Power Grid Co., Ltd. and Guangxi New Power Investment Group Co. , Ltd. 13 Approve Appointment of Financial For Did Not Vote Management Auditor and Internal Control Auditor 14 Approve Remuneration of Directors and For Did Not Vote Management Supervisors 15 Approve Purchase of Liability For Did Not Vote Management Insurance for Directors, Supervisors and Senior Management Members 16 Approve Amendments to Articles of For Did Not Vote Management Association 17 Amend Working System for Independent For Did Not Vote Management Directors 18 Elect Ma Jun as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- YUNNAN WENSHAN ELECTRIC POWER CO., LTD. Ticker: 600995 Security ID: Y9882G101 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Non-Independent Director For For Management 2 Approve Amendments to Articles of For Against Management Association and Formulation of Implementing Rules for Cumulative Voting System 3 Approve Formulation of Related-Party For Against Management Transaction Management System -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: JUL 31, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition Agreement For For Management 2 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For For Management Plan 2 Approve Additional Related Party For For Management Transactions -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee of For For Management Controlling Shareholder to the Company -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Guarantee Provision For Against Management Plan -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantees For For Management 2 Elect Mo Qiushi as Non-Independent For For Shareholder Director 3 Elect Li Dan as Supervisor For For Shareholder -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: JAN 21, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: FEB 23, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shen Heping as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: MAR 26, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee and For For Management Related Party Transactions 2 Approve Provision of Guarantee by For For Management Controlling Shareholder for the Company and Related Party Transactions 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Financial Budget Report For Against Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Daily Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- YUNNAN YUNTIANHUA CO., LTD. Ticker: 600096 Security ID: Y9882C100 Meeting Date: MAY 07, 2021 Meeting Type: Special Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantees to the For For Management Financing Business of Associate Companies According to Shareholdings 2 Approve to Increase the Amount of For For Management Guarantee for Subsidiaries 3 Approve Change of Commitments from For For Management Company's Controlling Shareholder -------------------------------------------------------------------------------- YUSYS TECHNOLOGIES CO., LTD. Ticker: 300674 Security ID: Y988GD103 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Financial Assistance Provision -------------------------------------------------------------------------------- YUSYS TECHNOLOGIES CO., LTD. Ticker: 300674 Security ID: Y988GD103 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Own Funds for Cash For For Management Management 2 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YUSYS TECHNOLOGIES CO., LTD. Ticker: 300674 Security ID: Y988GD103 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Manner For For Management of Pricing and Issue Price 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Total Amount and Use of For For Management Proceeds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 9 Approve Shareholder Return Plan For For Management 10 Approve Establishing a Special Storage For For Management Account for Raised Funds 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Transfer of Shares and Related For For Management Party Transacations -------------------------------------------------------------------------------- YUSYS TECHNOLOGIES CO., LTD. Ticker: 300674 Security ID: Y988GD103 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exemption on Fulfillment of For For Management Commitment 2 Approve Equity Transfer For For Management 3 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- YUSYS TECHNOLOGIES CO., LTD. Ticker: 300674 Security ID: Y988GD103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report on the Usage of For For Management Previously Raised Funds 7.1 Approve Remuneration of For For Management Non-independent Directors 7.2 Approve Remuneration of Independent For For Management Directors 8 Approve Remuneration of Supervisors For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary 11 Approve Related Party Transaction For For Management 12 Approve Provision of Guarantee by For For Management Ultimate Controlling Shareholder to the Credit Line of the Company 13 Approve Credit Line Application and For For Management Provision of Guarantee by Ultimate Controlling Shareholder 14 Approve Change in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- YUZHOU PROPERTIES COMPANY LIMITED Ticker: 1628 Security ID: G9884T101 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lam Lung On as Director For For Management 3b Elect Wee Henny Soon Chiang as Director For For Management 3c Elect Zhai Pu as Director For For Management 3d Elect Xie Mei as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZAI LAB LIMITED Ticker: ZLAB Security ID: 98887Q104 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Share For Against Management Capital 2 Amend Memorandum of Association For Against Management -------------------------------------------------------------------------------- ZAI LAB LIMITED Ticker: 9688 Security ID: G9887T108 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Amend Articles For For Management 3 Amend Articles to Adopt the Fifth For For Management Amendment of Articles of Association 4 Ratify Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors -------------------------------------------------------------------------------- ZAI LAB LIMITED Ticker: 9688 Security ID: 98887Q104 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Amend Articles For For Management 3 Amend Articles to Adopt the Fifth For For Management Amendment of Articles of Association 4 Ratify Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors -------------------------------------------------------------------------------- ZAMIL INDUSTRIAL INVESTMENT CO. Ticker: 2240 Security ID: M9T90X104 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2020 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2020 3 Accept Financial Statements and For For Management Statutory Reports for FY 2020 4 Approve Discharge of Directors for FY For For Management 2020 5 Approve Remuneration of Directors of For For Management SAR 1,600,000 for FY 2020 6 Ratify Auditors and Fix Their For For Management Remuneration for Q2, Q3, and Annual Statement of FY 2021 and Q1 of FY 2022 7 Approve Related Party Transactions Re: For For Management Zamil Architectural Holding Company 8 Approve Related Party Transactions Re: For For Management Zamil Chem Plast Industries 9 Approve Related Party Transactions Re: For For Management Zamil Trade and Services Holding Company 10 Approve Related Party Transactions Re: For For Management Zamil Real Estate Holding Company -------------------------------------------------------------------------------- ZEDER INVESTMENTS LTD. Ticker: ZED Security ID: S9897L100 Meeting Date: JUL 17, 2020 Meeting Type: Annual Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Mohammad Karaan as Director For For Management 1.2 Re-elect Nonhlanhla Mjoli-Mncube as For For Management Director 1.3 Re-elect Chris Otto as Director For For Management 2.1 Re-elect George Eksteen as Member of For For Management the Audit and Risk Committee 2.2 Re-elect Rudi Jansen as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Chris Otto as Member of the For For Management Audit and Risk Committee 2.4 Re-elect Nonhlanhla Mjoli-Mncube as For For Management Member of the Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Anton Hugo as the Designated Auditor 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report on the For For Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-Executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ZEE ENTERTAINMENT ENTERPRISES LIMITED Ticker: 505537 Security ID: Y98893152 Meeting Date: SEP 18, 2020 Meeting Type: Annual Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend on the Preference For For Management Shares 3 Approve Dividend For For Management 4 Reelect Ashok Kurien as Director For For Management 5 Approve Remuneration of Cost Auditors For For Management 6 Elect R Gopalan as Director For For Management 7 Elect Piyush Pandey as Director For For Management 8 Elect Alicia Yi as Director For For Management 9 Approve Reappointment and Remuneration For For Management of Punit Goenka as Managing Director & Chief Executive Officer 10 Approve Payment of Commission to For For Management Non-Executive Directors -------------------------------------------------------------------------------- ZENG HSING INDUSTRIAL CO., LTD. Ticker: 1558 Security ID: Y9887W119 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 5 Approve Amendments to Articles of For For Management Association 6 Amend Procedures for Lending Funds to For For Management Other Parties and Procedures for Endorsement and Guarantees 7 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 8 Approve Issuance of Restricted Stocks For For Management 9.1 Elect CHIH-CHENG LIN, with Shareholder For For Management No. 5, as Non-Independent Director 9.2 Elect CHONG-TING TSAI, with For Against Management Shareholder No. 35, as Non-Independent Director 9.3 Elect FENG-TZU LI, with Shareholder No. For Against Management 2, as Non-Independent Director 9.4 Elect SHU-CHENG LIAO, with Shareholder For Against Management No. 10, as Non-Independent Director 9.5 Elect JUI-I HUNG, with Shareholder No. For Against Management 4, as Non-Independent Director 9.6 Elect MENG-TSONG HO, with Shareholder For Against Management No. 60, as Non-Independent Director 9.7 Elect PO-SUNG CHANG, with Shareholder For Against Management No. 14, as Non-Independent Director 9.8 Elect CHIH-SHENG WU, with ID No. For For Management L121744XXX, as Independent Director 9.9 Elect MING-LIANG TANG, with ID No. For For Management T121823XXX, as Independent Director 9.10 Elect CHUN-MING HSU, with ID No. For For Management A121694XXX, as Independent Director 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- ZHANGJIAGANG FURUI SPECIAL EQUIPMENT CO., LTD. Ticker: 300228 Security ID: Y988BF103 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Feng as Non-Independent For For Management Director 1.2 Elect Li Xin as Non-Independent For For Management Director 1.3 Elect Wang Jun as Non-Independent For For Management Director 1.4 Elect Yang Bei as Non-Independent For For Management Director 2.1 Elect Wang Jiqing as Independent For For Management Director 2.2 Elect Yuan Lei as Independent Director For For Management 2.3 Elect Jiang Lin as Independent Director For For Management 3 Elect Sun Xiuying as Supervisor For For Management 4 Approve Application of Bank Credit For For Management Lines and Provision of Guarantee -------------------------------------------------------------------------------- ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD. Ticker: 600436 Security ID: Y9890Q109 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Elect Hong Dongming as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD. Ticker: 600436 Security ID: Y9890Q109 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Jie as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD. Ticker: 600436 Security ID: Y9890Q109 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Appointment of Auditor and to For For Management Fix Their Remuneration 5 Approve Daily Related-party For For Management Transactions 6 Approve Annual Report and Summary For For Management 7 Approve Financial Statements and For For Management Financial Budget Report 8 Amend External Guarantee System For Against Management 9 Approve Profit Distribution For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management and Related Transactions 2 Approve Issuance of Medium-term Notes For For Management and Related Transactions 3 Approve Issuance of Perpetual For For Management Medium-term Notes and Related Transactions 4a Amend Articles of Association For For Management 4b Authorize Board to Deal With All For For Management Matters in Relation to the Amendment of Articles of Association -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Deposit and Bills For For Management Discounting Services and the Relevant Proposed Annual Caps Under the 2020 Group Financial Services Agreement 2 Approve Provision of Deposit, Loan and For For Management Bills Discounting Services and the Relevant Proposed Annual Caps Under the 2020 Parent Group Financial Services Agreement 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Report For For Management 4 Approve Final Dividend For For Management 5 Approve Ernst & Young and Ernst & For For Management Young Hua Ming LLP as International Auditor and the PRC Auditor of the Company Respectively and Authorize Board to Fix Their Remuneration 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 07, 2021 Meeting Type: Special Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares of the Company -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Did Not Vote Management Association 2 Approve Related Party Transaction For Did Not Vote Management 3 Approve Financial Assistance Provision For Did Not Vote Management 4 Approve Formulation of Securities For Did Not Vote Management Investment and Derivatives Transaction Management System -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Credit Line Application and For Against Management Guarantee Matters 7 Approve to Appoint Auditor For For Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEFU HOLDING GROUP CO., LTD. Ticker: 002266 Security ID: Y988AR108 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Credit Line Application and For Did Not Vote Management Guarantee Matters 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Related Party Transaction For Did Not Vote Management -------------------------------------------------------------------------------- ZHEJIANG AOKANG SHOES CO., LTD. Ticker: 603001 Security ID: Y988BW106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of Chairman Wang For For Management Zhentao 6.2 Approve Remuneration of Director and For For Management President Wang Jinquan 6.3 Approve Remuneration of Other For For Management Directors and Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Own Funds for Cash For For Management Management 9 Approve Provision for Asset Impairment For For Management 10 Approve External Guarantee For For Management 11 Approve Change in the Usage of the For For Management Repurchased Shares 12 Approve Draft and Summary on Employee For For Management Share Purchase Plan 13 Approve Management Method of Employee For For Management Share Purchase Plan 14 Approve Authorization of the Board to For For Management Handle All Related Matters 15 Elect Zhang Shijie as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG AUSUN PHARMACEUTICAL CO., LTD. Ticker: 603229 Security ID: Y988ES102 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in New For For Management International Preparation Industry Base Project (Phase I) by Wholly-Owned Subsidiary 2 Approve Capital Injection of For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- ZHEJIANG AUSUN PHARMACEUTICAL CO., LTD. Ticker: 603229 Security ID: Y988ES102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Approve Application of Credit Lines For For Management 9 Approve Provision of External For For Management Guarantees -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: JAN 04, 2021 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase External Investment For For Management -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Exempting the Company's For For Management Controlling Shareholder, Ultimate Controlling Shareholder and their Concerted Parties Wang Yifeng, Wang Juanzhen and Dingtong Investment from Fulfilling Relevant Commitments 2 Approve Disposal of Indirect For For Shareholder Subsidiary Control -------------------------------------------------------------------------------- ZHEJIANG CENTURY HUATONG GROUP CO., LTD. Ticker: 002602 Security ID: Y988BH109 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 7 Approve Application of Credit Lines For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management for 2020 9.1 Approve Remuneration of For Against Management Non-independent Directors 9.2 Approve Remuneration of Independent For Against Management Directors 9.3 Approve Remuneration of Supervisors For Against Management 10 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG CF MOTO POWER CO., LTD. Ticker: 603129 Security ID: Y988F1100 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.4 Approve Amount of Proceeds For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Issue Size For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Use of Proceeds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Authorization of Board to For For Management Handle All Related Matters 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG CF MOTO POWER CO., LTD. Ticker: 603129 Security ID: Y988F1100 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Financial Statements For For Management 8 Approve Profit Distribution For For Management 9 Approve Related Party Transaction For For Management 10 Approve Use of Idle Own Funds for For For Management Entrusted Asset Management 11 Approve Application of Bank Credit For For Management Lines 12 Approve Forward Foreign Exchange For For Management Transactions 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 14.1 Elect Ren Jiahua as Director For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors For For Management 2 Elect Wang Jinjian as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Elect Gu Zhixu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luo Jinming as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: APR 19, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Injection Agreement -------------------------------------------------------------------------------- ZHEJIANG CHINA COMMODITIES CITY GROUP CO., LTD. Ticker: 600415 Security ID: Y98916102 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Issuance of Debt Financing For For Management Instruments -------------------------------------------------------------------------------- ZHEJIANG CHINA LIGHT & TEXTILE INDUSTRIAL CITY GROUP CO., LTD. Ticker: 600790 Security ID: Y9891A103 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cheng Huifang as Independent For For Management Director 1.2 Elect Lou Dongping as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG CHINA LIGHT & TEXTILE INDUSTRIAL CITY GROUP CO., LTD. Ticker: 600790 Security ID: Y9891A103 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Pan Jianhua as Non-independent For For Management Director 2.1 Elect Chen Xiongjian as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINA LIGHT & TEXTILE INDUSTRIAL CITY GROUP CO., LTD. Ticker: 600790 Security ID: Y9891A103 Meeting Date: MAR 15, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gao Fei as Non-independent For For Management Director 1.2 Elect Fan Huichuan as Non-independent For For Management Director 2.1 Elect Zhang Yongjian as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG CHINA LIGHT & TEXTILE INDUSTRIAL CITY GROUP CO., LTD. Ticker: 600790 Security ID: Y9891A103 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in the Construction For For Management of Textile Digital Logistics Port Project -------------------------------------------------------------------------------- ZHEJIANG CHINA LIGHT & TEXTILE INDUSTRIAL CITY GROUP CO., LTD. Ticker: 600790 Security ID: Y9891A103 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 8 Approve Allowance of Independent For For Management Directors 9 Approve Use of Own Funds to Purchase For Against Management Financial Product and Develop Entrusted Loan Business 10.1 Elect Pan Jianhua as Director For For Management 10.2 Elect Yu Weiqiang as Director For For Management 10.3 Elect Wang Haiming as Director For For Management 10.4 Elect He Ming as Director For For Management 10.5 Elect Gao Fei as Director For For Management 10.6 Elect Fan Huichuan as Director For For Management 11.1 Elect Cheng Huifang as Director For For Management 11.2 Elect Lou Dongping as Director For For Management 11.3 Elect Zhang Yongjian as Director For For Management 12.1 Elect Chen Xiongjian as Supervisor For For Management 12.2 Elect Yu Jianmiao as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Signing of Financial Service For For Management Agreement 3 Approve External Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG CHINT ELECTRICS CO., LTD. Ticker: 601877 Security ID: Y988AY103 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Additional External Guarantee For Against Management 9 Approve External Guarantee For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Additional Provision of For For Management Entrusted Loan Arrangements -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For Did Not Vote Management 2 Approve Additional Provision of For Did Not Vote Management Entrusted Loan Arrangements -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rao Jintu as Director For For Shareholder 1.2 Elect Teng Zhenyu as Director For For Shareholder 1.3 Elect Jin Zhenhua as Director For For Shareholder 1.4 Elect He Xinlong as Director For For Shareholder 1.5 Elect Wu Wei as Director For For Management 1.6 Elect Dong Xingming as Director For For Management 1.7 Elect Mao Zhengyu as Director For For Management 2.1 Elect Jin Yingchun as Director For For Management 2.2 Elect Fan Hong as Director For For Management 2.3 Elect Zhao Min as Director For For Management 2.4 Elect Xu Rongqiao as Director For For Management 3.1 Elect Lyu Jiangying as Supervisor For For Shareholder 3.2 Elect Li Feng as Supervisor For For Shareholder 3.3 Elect Zhou Zhongjun as Supervisor For For Shareholder 4 Approve Provision of Entrusted Loans For For Management 5 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: APR 12, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rao Jintu as Director For Did Not Vote Shareholder 1.2 Elect Teng Zhenyu as Director For Did Not Vote Shareholder 1.3 Elect Jin Zhenhua as Director For Did Not Vote Shareholder 1.4 Elect He Xinlong as Director For Did Not Vote Shareholder 1.5 Elect Wu Wei as Director For Did Not Vote Management 1.6 Elect Dong Xingming as Director For Did Not Vote Management 1.7 Elect Mao Zhengyu as Director For Did Not Vote Management 2.1 Elect Jin Yingchun as Director For Did Not Vote Management 2.2 Elect Fan Hong as Director For Did Not Vote Management 2.3 Elect Zhao Min as Director For Did Not Vote Management 2.4 Elect Xu Rongqiao as Director For Did Not Vote Management 3.1 Elect Lyu Jiangying as Supervisor For Did Not Vote Shareholder 3.2 Elect Li Feng as Supervisor For Did Not Vote Shareholder 3.3 Elect Zhou Zhongjun as Supervisor For Did Not Vote Shareholder 4 Approve Provision of Entrusted Loans For Did Not Vote Management 5 Approve Guarantee Provision Plan For Did Not Vote Management -------------------------------------------------------------------------------- ZHEJIANG COMMUNICATIONS TECHNOLOGY CO., LTD. Ticker: 002061 Security ID: Y988A3101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Amendments to Articles of For For Management Association 9 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG CONBA PHARMACEUTICAL CO., LTD. Ticker: 600572 Security ID: Y9889P104 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Related Party Transactions For For Management 3.1 Elect Ying Chunxiao as Supervisor For For Shareholder 3.2 Elect Wu Zhongshi as Supervisor For For Shareholder 4.1 Elect Hu Jiqiang as Non-Independent For For Shareholder Director 4.2 Elect Luo Guoliang as Non-Independent For For Shareholder Director 4.3 Elect Cheng Xinghua as Non-Independent For For Shareholder Director 4.4 Elect Chen Ming as Non-Independent For For Shareholder Director 4.5 Elect Wang Yang as Non-Independent For For Shareholder Director 4.6 Elect Hu Bei as Non-Independent For For Shareholder Director 4.7 Elect Yang Junde as Non-Independent For For Shareholder Director 5.1 Elect Lv Jiuqin as Independent Director For For Shareholder 5.2 Elect Dong Zuojun as Independent For For Shareholder Director 5.3 Elect Wu Yongjiang as Independent For For Shareholder Director 5.4 Elect Liu En as Independent Director For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG CONBA PHARMACEUTICAL CO., LTD. Ticker: 600572 Security ID: Y9889P104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Daily Related Party For For Management Transactions with Yingte Group Company 6.2 Approve Daily Related Party For For Management Transactions with Kangenbei Group Company 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration of Chairman of For For Management the Board of Directors -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: AUG 03, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Capital Increase in Wholly-owned Subsidiary 2 Approve Authorization of the Board or For For Management Board Authorized Person to Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Joint Venture For For Management Establishment of Industrial Investment Funds -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Asset Transfer -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Issue Type For For Management 2.2 Approve Par Value For For Management 2.3 Approve Issue Price and Pricing Basis For For Management 2.4 Approve Issue Scale For For Management 2.5 Approve Scale and Raised Funds For For Management Investment Project 2.6 Approve Issue Manner For For Management 2.7 Approve Target Parties and For For Management Subscription Manner 2.8 Approve Issue Period For For Management 2.9 Approve Listing Location For For Management 2.10 Approve Restriction Period Arrangement For For Management 2.11 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.12 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 10.1 Approve Listing Exchange For For Management 10.2 Approve Type For For Management 10.3 Approve Par Value For For Management 10.4 Approve Target Subscribers For For Management 10.5 Approve Listing Time For For Management 10.6 Approve Issue Manner For For Management 10.7 Approve Issue Size For For Management 10.8 Approve Manner of Pricing For For Management 10.9 Approve Other Matters Related to For For Management Issuance 11 Approve Spin-off of Subsidiary on For For Management ChiNext 12 Approve Compliance with Provisions on For For Management Pilot Domestic Listing of Subsidiaries of Listed Companies 13 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 14 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 15 Approve Corresponding Standard For For Management Operation Ability 16 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 17 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG CRYSTAL-OPTECH CO., LTD. Ticker: 002273 Security ID: Y98938106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of Raised For For Management Funds 7 Approve Remuneration of Directors For For Management 8 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Signing of Equity Transfer Agreement 2 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary 3 Approve Guarantee Provision for For Against Management Controlled Subsidiary -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fu Liquan as Non-Independent For For Management Director 1.2 Elect Wu Jun as Non-Independent For For Management Director 1.3 Elect Zhang Xingming as For For Management Non-Independent Director 1.4 Elect Zhu Jiangming as Non-Independent For For Management Director 1.5 Elect Chen Ailing as Non-Independent For For Management Director 2.1 Elect Yang Huayong as Independent For For Management Director 2.2 Elect Liu Hanlin as Independent For For Management Director 2.3 Elect Zhang Yuli as Independent For For Management Director 3 Elect Zheng Jieping as Supervisor For For Management 4 Approve Remuneration of Independent For For Management Directors 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Decrease in Registered Capital For For Management and Amend Articles of Association 7 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Decrease of Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JAN 22, 2021 Meeting Type: Special Record Date: JAN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Core Staff Venture Capital New For Against Management Business Management Measures 2 Approve to Abandon Capital Injection For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Foreign Exchange Hedging For For Management Transactions 9 Approve Credit Line Application For For Management 10 Approve Bill Pool Business For Against Management 11 Approve Provision of Guarantees to For Against Management Subsidiaries 12 Amend Related-Party Transaction For Against Management Management System 13 Approve Formulation of Management For For Management System of Securities Investment and Derivatives Transaction 14 Approve Company's Eligibility for For For Shareholder Private Placement of Shares 15.1 Approve Share Type and Par Value For For Shareholder 15.2 Approve Issue Manner and Issue Time For For Shareholder 15.3 Approve Target Subscribers and For For Shareholder Subscription Method 15.4 Approve Issue Price and Pricing Basis For For Shareholder 15.5 Approve Issue Amount For For Shareholder 15.6 Approve Lock-up Period For For Shareholder 15.7 Approve Use of Proceeds For For Shareholder 15.8 Approve Distribution Arrangement of For For Shareholder Undistributed Earnings 15.9 Approve Listing Exchange For For Shareholder 15.10 Approve Resolution Validity Period For For Shareholder 16 Approve Private Placement of Shares For For Shareholder 17 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 18 Approve that the Company Does Not Need For For Shareholder to Produce a Report on the Usage of Previously Raised Funds 19 Approve Signing of Share Subscription For For Shareholder Agreement 20 Approve Signing of Strategic For For Shareholder Cooperation Agreement 21 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 22 Approve Shareholder Return Plan For For Shareholder 23 Approve Transaction Constitute as For For Shareholder Related-party Transaction 24 Approve Authorization of Board to For For Shareholder Handle All Related Matters 25 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 26 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG DAHUA TECHNOLOGY CO. LTD. Ticker: 002236 Security ID: Y988AP102 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For Against Management Transaction -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cheng Weimin as Non-Independent For For Shareholder Director 1.2 Elect Zhang Xuenan as Non-Independent For For Management Director 1.3 Elect Fu Ailing as Non-Independent For For Shareholder Director 2.1 Elect Huang Dongliang as Independent For For Management Director 2.2 Elect Feng Yan as Independent Director For For Management 3.1 Elect Qi Yin as Supervisor For For Management 3.2 Elect Jin Jing as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary (Revised Draft) 2 Approve Methods to Assess the For For Management Performance of Plan Participants (Revised Draft) 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report on Remuneration For For Management Distribution of Directors 8 Approve Report on Remuneration For For Management Distribution of Supervisors 9 Approve Annual Appraisal and For Against Management Remuneration Distribution of Directors 10 Approve Annual Appraisal and For Against Management Remuneration Distribution of Supervisors 11 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG DAILY DIGITAL CULTURE GROUP CO., LTD. Ticker: 600633 Security ID: Y9896U104 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG DALI TECHNOLOGY CO., LTD. Ticker: 002214 Security ID: Y988AM109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Credit Authorization For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management -------------------------------------------------------------------------------- ZHEJIANG DINGLI MACHINERY CO., LTD. Ticker: 603338 Security ID: Y988CW105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management 8 Approve Remuneration of Supervisors For For Management 9 Approve Provision of Guarantee for For For Management Customers 10 Approve Provision of Guarantee for For For Management Wholly-owned Subsidiaries 11 Approve Application of Credit Lines For For Management 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG DINGLI MACHINERY CO., LTD. Ticker: 603338 Security ID: Y988CW105 Meeting Date: JUN 16, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date and For For Management Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: DEC 23, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve HangNing Equity Purchase For For Management Agreement and Related Transactions 2 Approve LongLiLiLong Equity Purchase For For Management Agreement and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: JAN 20, 2021 Meeting Type: Special Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Senior Notes and For For Management Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Directors For For Management 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Audited Financial For For Management Statements 4 Approve 2020 Final Dividend For For Management 5 Approve 2020 Final Accounts and 2021 For Against Management Financial Budget 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as Hong Kong Auditor and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public For For Management Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares and Related Transactions -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Zhihong as Director For For Management 2 Elect Chen Ninghui as Director For For Management 3 Elect Yuan Yingjie as Director For For Management 4 Elect Jin Chaoyang as Director For For Management 5 Elect Fan Ye as Director For For Management 6 Elect Huang Jianzhang as Director For For Management 7 Elect Pei Ker-Wei as Director and For For Management Approve Continuous Appointment as Independent Non-Executive Director 8 Elect Lee Wai Tsang, Rosa as Director For For Management 9 Elect Chen Bin as Director For For Management 10 Approve Remuneration and Allowance For For Management Package of Directors 11.1 Elect Zheng Ruchun as Supervisor and For For Management Authorize Board to Fix His Remuneration 11.2a Elect He Meiyun as Supervisor and For For Management Authorize Board to Fix Her Remuneration 11.2b Elect Wu Qingwang as Supervisor and For For Management Authorize Board to Fix His Remuneration 12 Authorize Board to Approve the For For Management Directors' Service Contracts, Supervisors' Service Contracts and All Other Relevant Documents and Authorize Any Executive Director to Deal With All Related Matters -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Increase in Subsidiary For For Management 2 Approve Credit Line of Subsidiary and For Against Management Provision of Guarantee 3 Elect Liu Langwen as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan For For Management -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment Agreement For For Management 2 Approve Debt to Equity Capital Increase For For Management 3 Approve Provision of Guarantee For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: NOV 30, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Related Party Transactions in For For Management Connection to Share Issuance 5 Approve Share Subscription Agreement For For Management 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For For Management 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Provision of Guarantee For For Shareholder 13 Approve Loan For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Working System for Independent For For Management Directors 6 Amend Related Party Transaction For For Management Management System 7 Amend External Guarantee Management For For Management System 8 Amend Foreign Investment Management For For Management System 9 Amend Raised Funds Management System For For Management 10 Elect Chen Xiaoling as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Senior Management Members 2 Approve Signing of Supplementary For For Management Agreement and Related Party Transactions -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Tie as Non-Independent For For Management Director 2 Approve Proposal on Uncovered Loss For For Management Reaching One-Third of Total Paid-In Share Capital -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Financing Application For For Management 7 Approve Unrecovered Losses Reached a For For Management Total of One-third of Paid-up Share Capital 8 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lan Zijian as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG FIRSTAR PANEL TECHNOLOGY CO., LTD. Ticker: 300256 Security ID: Y988BJ105 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name and For For Management Address 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Progress of Foreign For For Management Investment and the Establishment of Lishui Fangde Intelligent Driving Application Technology Research Institute Co., Ltd. -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period Arrangement For For Management 2.7 Approve Usage and Amount of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Location For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Related Party Transactions in For For Management Connection to Private Placement of Shares 8 Approve Signing of Conditional Share For For Management Subscription Agreement 9 Approve Authorization of Board and For For Management Board Authorized Persons to Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment and Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: APR 14, 2021 Meeting Type: Special Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Feng Rong as Director For For Management 1.2 Elect Zou Jiansheng as Director For For Management 1.3 Elect He Dejun as Director For For Management 1.4 Elect Niu Mingkui as Director For For Management 1.5 Elect Mou Jian as Director For For Management 1.6 Elect Xu Huayue as Director For For Management 2.1 Elect Xiao Yongmin as Director For For Management 2.2 Elect Cang Yongtao as Director For For Management 2.3 Elect Ying Xiaochen as Director For For Management 3.1 Elect Liu Yu as Supervisor For For Management 3.2 Elect Zhao Chuan as Supervisor For For Management 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG FOUNDER MOTOR CO., LTD. Ticker: 002196 Security ID: Y988AH100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Credit Line Bank Application For For Management and Authorization of Chairman of the Board of Directors to Sign Relevant Documents 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Report on the Usage of For For Shareholder Previously Raised Funds 10 Approve Adjustment of List of Plan For For Shareholder Participants of Performance Shares Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wan Jiao as Non-independent For For Shareholder Director 1.2 Elect Sun Zhen as Non-independent For For Shareholder Director 1.3 Elect Zhang Jie as Non-independent For For Shareholder Director 1.4 Elect Chen Xiang as Non-independent For For Shareholder Director 1.5 Elect Liu Qi as Non-independent For For Shareholder Director 1.6 Elect Tang Guanxin as Non-independent For For Shareholder Director 2.1 Elect Chen Hangjun as Independent For For Shareholder Director 2.2 Elect Fu Qi as Independent Director For For Shareholder 2.3 Elect Lin Jie as Independent Director For For Shareholder 3.1 Elect Zhang Xudong as Supervisor For For Management 3.2 Elect Chen Shuang'e as Supervisor For For Management 3.3 Elect Fan Kai as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Guarantee Provision For For Management Plan 2 Approve Provision of Guarantees For For Management 3 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: APR 08, 2021 Meeting Type: Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Industrial For For Management Enterprise Dismantlement Compensation Agreement 2 Approve Signing of Industrial For For Management Enterprise Dismantlement Compensation Agreement of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- ZHEJIANG FUCHUNJIANG ENVIRONMENTAL THERMOELECTRIC CO., LTD. Ticker: 002479 Security ID: Y988B6103 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH CO., LTD. Ticker: 300401 Security ID: Y9898J107 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Shao Qinxiang as Non-independent For For Management Director 1.2 Elect Shao Xujun as Non-independent For For Management Director 1.3 Elect Ma Huanzheng as Non-independent For For Management Director 1.4 Elect Liu Jiangang as Non-independent For For Management Director 1.5 Elect Qian Guoping as Non-independent For For Management Director 1.6 Elect Yu Quanheng as Non-independent For For Management Director 2.1 Elect Yan Jianmiao as Independent For For Management Director 2.2 Elect Shao Yiping as Independent For For Management Director 2.3 Elect Jin Can as Independent Director For For Management 3.1 Elect Ren Xiangqian as Supervisor For For Management 3.2 Elect Zhu Hong as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH CO., LTD. Ticker: 300401 Security ID: Y9898J107 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG GUYUELONGSHAN SHAOXING WINE CO., LTD. Ticker: 600059 Security ID: Y9891V115 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Aibao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG GUYUELONGSHAN SHAOXING WINE CO., LTD. Ticker: 600059 Security ID: Y9891V115 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Type and Par Value For For Management 1.2 Approve Issue Manner and Issue Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 1.5 Approve Issue Size and Issue Scale For For Management 1.6 Approve Lock-up Period For For Management 1.7 Approve Listing Exchange For For Management 1.8 Approve Arrangements on Roll-forward For For Management Profits 1.9 Approve Raised Funds Investment For For Management 1.10 Approve Resolution Validity Period For For Management 2 Approve Revision of Private Placement For For Management of Shares 3 Approve Revision of Feasibility For For Management Analysis Report on the Use of Proceeds -------------------------------------------------------------------------------- ZHEJIANG GUYUELONGSHAN SHAOXING WINE CO., LTD. Ticker: 600059 Security ID: Y9891V115 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period of Private Placement of Shares 2 Approve Extension of Authorization of For For Management the Board on Private Placement of Shares -------------------------------------------------------------------------------- ZHEJIANG GUYUELONGSHAN SHAOXING WINE CO., LTD. Ticker: 600059 Security ID: Y9891V115 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statement and For For Management Financial Budget Report 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve to Appoint Auditor For For Management 8 Approve Use of Idle Funds to Purchase For For Management Financial Products 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HAILIANG CO. LTD. Ticker: 002203 Security ID: Y988AK103 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG HAILIANG CO. LTD. Ticker: 002203 Security ID: Y988AK103 Meeting Date: OCT 29, 2020 Meeting Type: Special Record Date: OCT 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Shuguang as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HAILIANG CO. LTD. Ticker: 002203 Security ID: Y988AK103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Comprehensive Credit Line For Against Management Application 9 Approve Provision of Guarantee for For For Management Controlled Subsidiary 10 Approve Provision of Guarantee for For For Management Controlling Shareholder 11 Approve Social Responsibility Report For For Management 12 Approve Environmental Report For For Management 13 Approve Financial Derivatives For For Management Investment Business 14 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 15 Approve Phase 2 Employee Share For For Management Purchase Plan (Draft) 16 Approve Establishment of Joint Venture For For Shareholder Company -------------------------------------------------------------------------------- ZHEJIANG HAILIDE NEW MATERIAL CO., LTD. Ticker: 002206 Security ID: Y988AL101 Meeting Date: FEB 09, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Related Assets For For Management 2.1 Elect Wang Yuping as Independent For For Management Director 2.2 Elect Shao Yiping as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HAILIDE NEW MATERIAL CO., LTD. Ticker: 002206 Security ID: Y988AL101 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Application of Bank Credit For Against Management Lines 8 Approve Development of Forward Foreign For For Management Exchange Transactions 9 Approve Provision of Guarantee For For Management 10 Approve Bill Pool Business For For Management -------------------------------------------------------------------------------- ZHEJIANG HANGKE TECHNOLOGY, INC. CO. Ticker: 688006 Security ID: Y989L4105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve Use of Idle Own Funds for For For Management Investment in Financial Products 11 Approve Application of Credit Lines For For Management -------------------------------------------------------------------------------- ZHEJIANG HANGMIN CO., LTD. Ticker: 600987 Security ID: Y988A8100 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Liu Jian as Non-independent For For Shareholder Director 2.1 Elect Zhang Peihua as Independent For For Management Director 2.2 Elect Qian Shuitu as Independent For For Management Director 2.3 Elect Gong Qihui as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HANGMIN CO., LTD. Ticker: 600987 Security ID: Y988A8100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Profit Distribution For For Management 8 Approve Appointment of Financial and For For Management Internal Control Auditor 9 Approve Use of Idle Funds for For For Management Investment and Wealth Management Business or Entrusted Loan 10 Approve Guarantee For Against Management 11 Approve Report of the Independent For For Management Directors 12 Approve Extension of Performance For For Management Commitment Performance Period in Connection with Asset Acquisition and Issuance of Shares 13.1 Elect Xu Yaming as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment for For For Management Establishment of Industrial Funds 2 Elect Li Hongming as Non-Independent For For Management Director 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Management System of Raised Funds For For Management -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve External Investment for For Did Not Vote Management Establishment of Industrial Funds 2 Elect Li Hongming as Non-Independent For Did Not Vote Management Director 3 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 6 Amend Management System of Raised Funds For Did Not Vote Management -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: AUG 05, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For Did Not Vote Management (Draft) and Summary 2 Approve Methods to Assess the For Did Not Vote Management Performance of Plan Participants 3 Approve Authorization of Board to For Did Not Vote Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve Foreign Exchange Derivatives For For Management Trading Business -------------------------------------------------------------------------------- ZHEJIANG HISOAR PHARMACEUTICAL CO., LTD. Ticker: 002099 Security ID: Y988A7102 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Special Report on the Deposit For Did Not Vote Management and Usage of Raised Funds 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management Members 9 Approve Foreign Exchange Derivatives For Did Not Vote Management Trading Business -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: SEP 21, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Transaction Parties For For Management 2.2 Approve Target Assets For For Management 2.3 Approve Pricing Basis and Transaction For For Management price 2.4 Approve Payment Manner For For Management 2.5 Approve Share Type, Par Value and For For Management Listing Exchange 2.6 Approve Target Subscribers and For For Management Subscription Method 2.7 Approve Issue Manner For For Management 2.8 Approve Pricing Reference Date and For For Management Issue Price 2.9 Approve Adjustment Mechanism Issue For For Management Price of the Transaction 2.10 Approve Issue Size For For Management 2.11 Approve Lock-Up Period Arrangement For For Management 2.12 Approve Type, Par Value and Listing For For Management Exchange after Conversion 2.13 Approve Target Subscribers and For For Management Subscription Method 2.14 Approve Issue Manner For For Management 2.15 Approve Issue Size For For Management 2.16 Approve Bond Maturity For For Management 2.17 Approve Bond Interest Rate For For Management 2.18 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.19 Approve Conversion Period For For Management 2.20 Approve Determination and Adjustment For For Management of Conversion Price 2.21 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.22 Approve Number of Shares Converted For For Management 2.23 Approve Mandatory Conversion For For Management 2.24 Approve Terms of Sell-Back For For Management 2.25 Approve Lock-up Period For For Management 2.26 Approve Guarantee Matters For For Management 2.27 Approve Rating Matters For For Management 2.28 Approve Source of Converted Shares For For Management 2.29 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.30 Approve Cash Consideration to Purchase For For Management Assets 2.31 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.32 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.33 Approve Resolution Validity Period For For Management 3.1 Approve Type, Par Value and Listing For For Management Exchange 3.2 Approve Target Subscribers and For For Management Subscription Method 3.3 Approve Pricing Reference Date and For For Management Issue Price 3.4 Approve Issue Manner For For Management 3.5 Approve Issue Size For For Management 3.6 Approve Lock-Up Period Arrangement For For Management 3.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.8 Approve Type, Par Value and Listing For For Management Exchange after Conversion 3.9 Approve Target Subscribers and For For Management Subscription Method 3.10 Approve Issue Manner For For Management 3.11 Approve Issue Size For For Management 3.12 Approve Bond Maturity For For Management 3.13 Approve Bond Interest Rate For For Management 3.14 Approve Payment of Principal and For For Management Interest 3.15 Approve Conversion Period For For Management 3.16 Approve Conversion Price For For Management 3.17 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.18 Approve Number of Shares Converted For For Management 3.19 Approve Mandatory Conversion For For Management 3.20 Approve Terms of Sell-Back For For Management 3.21 Approve Lock-up Period For For Management 3.22 Approve Guarantee Matters For For Management 3.23 Approve Rating Matters For For Management 3.24 Approve Source of Converted Shares For For Management 3.25 Approve Attribution of Profit and Loss For For Management During the Conversion Period 3.26 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.27 Approve Use of Raised Supporting Funds For For Management 3.28 Approve Resolution Validity Period For For Management 4 Approve Transaction Constitute as For For Management Related-party Transaction 5 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 9 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares and Convertible Bonds as well as Raising Supporting Funds 12 Approve Signing of Acquisition by For For Management Cash, Issuance of Shares and Convertible Bonds Agreement 13 Approve Signing of Acquisition by For For Management Cash, Issuance of Shares and Convertible Bonds Supplementary Agreement (I) 14 Approve Formulation of Employee Share For For Management Purchase Plan (Draft) and Summary 15 Approve Formulation of Methods to For For Management Assess the Performance of Plan Participants 16 Approve Signing of Share Subscription For For Management Agreement and Convertible Bond Subscription Agreement 17 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 18 Approve Audit Report, Remarks Review For For Management Report and Evaluation Report of the Transaction 19 Approve Fairness and Validity of the For For Management Pricing Basis 20 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 21 Approve Shareholder Return Plan For For Management 22 Approve White Wash Waiver and Related For For Management Transactions 23 Approve Authorization of Board to For For Management Handle All Related Matters 24 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Employee Share Purchase Plan 25 Approve Issuance of Super Short-term For For Management Commercial Papers 26 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: APR 12, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application for the For For Management Comprehensive Credit Line of Bank Loans 7 Approve Provision of Guarantee For For Management 8 Approve Foreign Exchange Hedging For For Management Business 9 Approve Appointment of Auditor and For For Management Payment of Remuneration 10 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 11 Approve Remuneration of Directors and For For Management Supervisors 12 Elect Yu Tieming as Non-Independent For For Shareholder Director 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HISUN PHARMACEUTICAL CO., LTD. Ticker: 600267 Security ID: Y9891W105 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Audit Report For For Management 6 Approve Provision for Asset Impairment For For Management and Write-off of Bad Debts 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Application of Bank Credit For For Management Lines 10 Approve Use of Idle Own Funds to For For Management Purchase Financial Product 11 Approve to Appoint Auditor For For Management 12 Elect Li Weifeng as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG HUACE FILM & TV CO., LTD. Ticker: 300133 Security ID: Y988B8109 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Amend the Working Rules of Independent For Against Management Directors 4 Amend the Special Storage and For Against Management Management System of Raised Funds 5 Amend the External Investment For Against Management Management System 6 Amend the External Guarantee System For Against Management 7 Amend the Related Party Transaction For Against Management System 8 Approve to Adjust the Amount of Raised For For Management Funds and Change the Partial Raised Funds Investment Project 9 Approve Increase in the Usage of Idle For For Management Own Funds to Invest in Financial Products -------------------------------------------------------------------------------- ZHEJIANG HUAFENG SPANDEX CO., LTD. Ticker: 002064 Security ID: Y988A4109 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD. Ticker: 600521 Security ID: Y9891X103 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12.1 Approve Purpose and Usage of the Share For For Management Repurchase 12.2 Approve Company's Eligibility for For For Management Repurchase of Shares 12.3 Approve Type of the Share Repurchase For For Management 12.4 Approve Manner of Share Repurchase For For Management 12.5 Approve Period of the Share Repurchase For For Management 12.6 Approve Price Range of the Share For For Management Repurchase 12.7 Approve Capital Source and Total For For Management Capital Used for the Share Repurchase 12.8 Approve Number and Proportion of the For For Management Share Repurchase 12.9 Approve Authorization Related Matters For For Management of Share Repurchase -------------------------------------------------------------------------------- ZHEJIANG HUAMEI HOLDING CO., LTD. Ticker: 000607 Security ID: Y37450106 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Sign the Supplementary For For Management Agreement of the Authorized Operation Agreement and Revenue Sharing Agreement as well as to Change the Implementation Subject of the Daily Related Party Transactions 2 Approve Application of Bank Credit For For Management Lines 3 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes 4 Approve Amendments to Articles of For Against Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Working System for Independent For For Management Directors 8 Amend Implementation Rules for For For Management Cumulative Voting System 9 Amend Management System for External For For Management Investment 10 Amend Management System for Providing For For Management External Guarantees -------------------------------------------------------------------------------- ZHEJIANG HUAMEI HOLDING CO., LTD. Ticker: 000607 Security ID: Y37450106 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dong Yue as Non-Independent For For Management Director 1.2 Elect Zhang Jianqiu as Non-Independent For For Management Director 1.3 Elect Tong Weizhong as Non-Independent For For Management Director 1.4 Elect Zhang Shaoheng as For For Management Non-Independent Director 1.5 Elect Pei Rong as Non-Independent For For Management Director 2.1 Elect Cao Guoxiong as Non-Independent For For Management Director 2.2 Elect Zhang Feng as Non-Independent For For Management Director 2.3 Elect Fu Huaiquan as Non-Independent For For Management Director 3.1 Elect Shen Xuwei as Supervisor For For Management 3.2 Elect Chen Junxiong as Supervisor For For Management 3.3 Elect Li Hongya as Supervisor For For Management 4 Approve Daily Related Party For For Management Transactions 5 Approve Acceptance of Financial For For Shareholder Assistance -------------------------------------------------------------------------------- ZHEJIANG HUAMEI HOLDING CO., LTD. Ticker: 000607 Security ID: Y37450106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision for Asset Impairment For For Management 7 Approve Application of Bank Credit For For Management Lines 8 Approve Provision of Guarantee For For Management 9 Approve Provision of Mortgage Guarantee For For Management 10 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- ZHEJIANG HUATONG MEAT PRODUCTS CO., LTD. Ticker: 002840 Security ID: Y989C2109 Meeting Date: JUL 21, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Elect Zhu Kai as Non-independent For For Management Director 3.2 Elect Zhao Liang as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG HUATONG MEAT PRODUCTS CO., LTD. Ticker: 002840 Security ID: Y989C2109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Comprehensive Credit Line Bank For For Management Application 8 Approve Provision of Guarantee For Against Management 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amendments to Articles of Association For For Management 11 Approve Cancellation of Associate For For Management Company and Related Transaction 12 Approve Adjustment of Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: APR 19, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve 2020 Daily Related Party For For Management Transactions 6 Approve 2021 Daily Related Party For For Management Transactions 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 9 Approve to Appoint Auditor For For Management 10 Approve Financing Credit For Against Management 11 Approve Provision of Guarantees For Against Management 12 Approve Issuance of Debt Financing For For Management Instruments 13 Approve Forward Foreign Exchange For Against Management Transactions, Currency Swaps and Foreign Exchange Options 14 Approve Report of the Independent For For Management Directors 15 Approve Amendments to Articles of For For Management Association 16 Amend Rules and Procedures Regarding For Against Management General Meeting of Shareholders and Other Systems 16.1 Amend Working Rules of General Manager For Against Management 16.2 Amend Working Rules for the Secretary For Against Management of the Board of Directors 16.3 Amend Insider Registration Management For Against Management System 16.4 Amend Investor Relations Management For Against Management Method -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: MAY 17, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Signing of Equity Transfer For For Management Contract 3 Approve Signing of Voting Rights For For Management Entrustment Agreement 4 Approve External Investment to For For Management Establish Joint Venture Company and Provision of Guarantees 5 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG HUAYOU COBALT CO., LTD. Ticker: 603799 Security ID: Y9898D100 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Types of Securities Issued For For Management this time 2.2 Approve Issuance Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Related to the For For Management Bondholder Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 7 Approve Shareholder Dividend Return For For Management Plan 8 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Investment in the Construction For For Management of Ternary Precursors and Ternary Cathode Materials Projects -------------------------------------------------------------------------------- ZHEJIANG JIECANG LINEAR MOTION TECHNOLOGY CO. LTD. Ticker: 603583 Security ID: Y988G2107 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Application of Comprehensive For For Management Credit Lines 8 Approve Related Party Transactions For For Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Appointment of Auditor For For Management 12 Approve Forward Foreign Exchange For For Management Transactions 13 Approve Internal Control Evaluation For For Management Report 14 Approve Use of Raised Funds for Cash For For Management Management 15 Approve Use of Own Funds for Cash For For Management Management 16 Approve Provision of Guarantee For For Management 17 Approve Use of Foreign Exchange as a For For Management Payment for Raised Fund Investment Project and Replace them with Raised Funds in Equal Amount 18 Approve Increase in Registered Capital For For Management and Amend Articles of Association 19.1 Elect Zhou Aibiao as Director For For Management 20.1 Elect Hu Guoliu as Director For For Management -------------------------------------------------------------------------------- ZHEJIANG JIECANG LINEAR MOTION TECHNOLOGY CO. LTD. Ticker: 603583 Security ID: Y988G2107 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG JIEMEI ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 002859 Security ID: Y988E1101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Funds to Replenish For For Management Working Capital 2 Elect Zhang Yonghui as Non-Independent For For Management Director 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Amend Related-Party Transaction For For Management Management System 8 Amend Working System for Independent For For Management Directors 9 Amend Financing and External For For Management Guarantees Management Method 10 Amend Management System of Use of For For Management Raised Funds 11 Amend Funding System for Preventing For For Management the Use of Funds by Controlling Shareholder and Related Parties 12 Amend Investor Relation Management For For Management System 13 Approve Extension on the Resolution For For Management Validity Period of Convertible Bonds 14 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Convertible Bonds -------------------------------------------------------------------------------- ZHEJIANG JIEMEI ELECTRONIC & TECHNOLOGY CO., LTD. Ticker: 002859 Security ID: Y988E1101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Credit Line Bank Application For For Management and Authorize Legal Representative to Sign Loan Contract 9 Approve Mutual Guarantee For For Management 10 Approve Related Party Transaction For For Management 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: Y9803K108 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: Y9803K108 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Elect Zhu Liwen as Non-independent For For Management Director 7 Approve Provision of Guarantee For For Management 8 Approve Repurchase and Cancellation of For For Management Performance Shares 9 Amend Articles of Association For For Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Repurchased For For Management Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Fengfeng as Non-independent For For Management Director 1.2 Elect Ni Yonghua as Non-independent For For Management Director 1.3 Elect Jin Jiayan as Non-independent For For Management Director 1.4 Elect Yu Feng as Non-independent For For Management Director 1.5 Elect Sun Hongjun as Non-independent For For Management Director 1.6 Elect Gao Yunchuan as Non-independent For For Management Director 2.1 Elect Xu Zhikang as Independent For For Management Director 2.2 Elect Cheng Feng as Independent For For Management Director 2.3 Elect Li Jianyang as Independent For For Management Director 3.1 Elect Zhu Dan as Supervisor For For Management 3.2 Elect Sun Yufan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Wei as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction Involved in For For Management Equity Restructuring 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Daily Related-party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG JINGU CO., LTD. Ticker: 002488 Security ID: Y988B7101 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Equity For For Management 2 Approve Sale of Equity and Related For Against Management Party Transaction -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: JUL 03, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Purchase of Property Assets -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Amount and Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Related Party Transactions in For For Management Connection to Private Placement 4 Approve Private Placement of Shares For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Signing of Termination For For Management Agreement of Share Subscription Contract 8 Approve Signing of Termination For For Management Agreement of Strategic Cooperation Agreement 9 Approve Signing of Share Subscription For For Management Contract 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Shareholder Return Plan For For Management 13 Approve Whitewash Waiver and Related For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Repurchase of For For Management the Company's Shares 2 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Share Type and Par Value For For Management 1.2 Approve Issue Manner and Issue Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 1.5 Approve Issue Size For For Management 1.6 Approve Lock-up Period Arrangement For For Management 1.7 Approve Listing Exchange For For Management 1.8 Approve Amount and Use of Proceeds For For Management 1.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.10 Approve Resolution Validity Period For For Management 2 Approve Private Placement of Shares For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 4 Approve Signing of Supplemental For For Management Agreement of Share Subscription Contract 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Employee Share Purchase Plan For For Management (Draft) and Summary 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINGXIN PHARMACEUTICAL CO., LTD. Ticker: 002020 Security ID: Y988AC101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For For Management 8 Approve Use of Idle Own Funds for For For Management Entrusted Financial Products 9 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD. Ticker: 002067 Security ID: Y988AD109 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Zailong as Non-Independent For For Management Director 1.2 Elect Ge Haihua as Non-Independent For For Management Director 1.3 Elect Wang Weimin as Non-Independent For For Management Director 1.4 Elect Wang Zhiming as Non-Independent For For Management Director 1.5 Elect Yao Jieqing as Non-Independent For For Management Director 1.6 Elect Sheng Xiaoying as For For Management Non-Independent Director 2.1 Elect Pan Yushuang as Independent For For Management Director 2.2 Elect Wang Shipeng as Independent For For Management Director 2.3 Elect Jin Zanfang as Independent For For Management Director 3.1 Elect Shen Qiang as Supervisor For For Management 3.2 Elect Lu Fugui as Supervisor For For Management 4 Approve Fund Transfer of Shanghai For For Management Jinpu Guodiao and Acquisition of Equity Investment Fund Partnership (Limited Partnership) 5 Approve Investment in the Construction For For Management of Natural Antibacterial High-quality Household Paper Project -------------------------------------------------------------------------------- ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD. Ticker: 002067 Security ID: Y988AD109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines and Relevant Authorization 2 Approve Provision of Guarantees For For Management 3 Approve Renewal of Mutual Guarantee For For Management Agreement 4 Amend Articles of Association For Against Management 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Working System for Independent For Against Management Directors 8 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 9 Amend Profit Distribution Management For Against Management System 10 Amend Related Party Transaction For Against Management Decision-making System 11 Approve Report of the Board of For For Management Directors 12 Approve Report of the Board of For For Management Supervisors 13 Approve Annual Report and Summary For For Management 14 Approve Financial Statements For For Management 15 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 16 Approve Appointment of Auditor For For Management 17 Approve Profit Distribution For For Management 18 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 19 Elect Zhang Hongying as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wang Jian as Non-Independent For For Management Director 1.2 Elect Zhu Tian as Non-Independent For For Management Director 1.3 Elect Zhang Weizhang as For For Management Non-Independent Director 1.4 Elect Deng Chunhua as Independent For For Management Director 1.5 Elect Jiang Xianpin as Independent For For Management Director 2.1 Elect Xu Xiaohong as Supervisor For For Management 2.2 Elect Zhou Juan as Supervisor For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Target Equity Assessment and For For Management Price 1.2 Approve Payment Manner and Source of For For Management Funds 1.3 Approve Transitional Arrangements For For Management 1.4 Approve Impairment Test and For For Management Compensation 1.5 Approve External Guarantee For For Management 2 Approve Transaction Does Not For For Management Constitute as Major Asset Restructure and Restructure for Listing 3 Approve Transaction Constitute as For For Management Related-Party Transaction 4 Approve Audit Report and Asset For For Management Valuation Report of the Transaction 5 Approve Independence of Audit For For Management Institutions and Evaluation Institutions 6 Approve the Validity of Hypothesis, For For Management the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 7 Approve Signing of Equity Transfer For For Management Agreement 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Address For For Management and Amend Articles of Association 2 Elect Ying Yanqing as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhu Zhigang as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Zhengfeng as For For Management Non-independent Director 2 Approve Signing of Authorization on For For Management License Agreement and Related Party Transactions 3 Approve Signing of Theme Park For For Management Authorization License Agreement and Related Party Transactions -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: APR 09, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continued Mutual Guarantee For For Management 2 Approve External Financing Extension For For Management of Wholly-Owned Subsidiary and Provision of Guarantees -------------------------------------------------------------------------------- ZHEJIANG JINKE CULTURE INDUSTRY CO., LTD. Ticker: 300459 Security ID: Y9898K104 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve No Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Financial Budget Report For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Appointment of Auditor For For Management 10 Approve Amendments to Articles of For For Management Association 11 Approve Unrecovered Losses Exceed For For Management One-third of the Total Paid-up Share Capital -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhou Zhijiang as Non-Independent For For Management Director 1.2 Elect Li Zhengzhou as Non-Independent For For Management Director 1.3 Elect Zhang Yuxu as Non-Independent For For Management Director 1.4 Elect Xu Amin as Non-Independent For For Management Director 1.5 Elect Yang Peifen as Non-Independent For For Management Director 1.6 Elect Cai Liming as Non-Independent For For Management Director 2.1 Elect Zheng Wanqing as Independent For For Management Director 2.2 Elect Miao Lanjuan as Independent For For Management Director 2.3 Elect Sun Hanhong as Independent For For Management Director 3.1 Elect Shi Quanbing as Supervisor For For Management 3.2 Elect Shen Yufeng as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment on Remuneration of For For Management Independent Directors -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report and Attestation For For Management Report on the Deposit and Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Auditor For For Management 9 Approve Forward Foreign Exchange For For Management Settlement and Sales Plan 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JIULI HI-TECH METALS CO., LTD. Ticker: 002318 Security ID: Y988AW107 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Changcheng as For For Management Non-Independent Director 2 Elect Zhao Zhiyi as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG JIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603456 Security ID: Y988CE105 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG JIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603456 Security ID: Y988CE105 Meeting Date: SEP 23, 2020 Meeting Type: Special Record Date: SEP 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers, For For Management Subscription Method and Placing Arrangement for Shareholders 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Amount and Use of Proceeds For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Report on the Usage of For For Management Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603456 Security ID: Y988CE105 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Handle Matters on For For Management Business Registration Procedures and Other Related Matters 2 Amend Articles of Association For For Management 3 Approve Signing of Investment Agreement For For Shareholder 4.1 Elect Hua Lirong as Non-independent For For Management Director 4.2 Elect Hua Xiaohui as Non-independent For For Management Director 4.3 Elect Mei Yijiang as Non-independent For For Management Director 4.4 Elect Wang Bin as Non-independent For For Management Director 4.5 Elect Li Wenze as Non-independent For For Management Director 4.6 Elect Lin Huilu as Non-independent For For Management Director 5.1 Elect Kong Delan as Independent For For Management Director 5.2 Elect Li Jicheng as Independent For For Management Director 5.3 Elect Yu Biao as Independent Director For For Management 6.1 Elect Sun Mengsheng as Supervisor For For Management 6.2 Elect Wu Xingqiu as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG JIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603456 Security ID: Y988CE105 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Remuneration Plan of Directors For For Management and Supervisors 9 Approve Foreign Exchange Forward For For Management Transactions 10 Approve Investment Budget For For Management 11 Approve Credit Line Bank Application For For Management 12 Approve Credit Line Bank Application For For Management and Provision of Asset Collateral 13 Approve Provision of Loan and Guarantee For For Management 14 Approve Provision of Guarantee For For Management 15 Approve Adjustment of Implementation For For Management Content of Raised Fund Investment Project 16 Approve Amendments to Articles of For For Management Association 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 18 Amend Remuneration Management System For For Management of Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHEJIANG JIUZHOU PHARMACEUTICAL CO., LTD. Ticker: 603456 Security ID: Y988CE105 Meeting Date: JUN 03, 2021 Meeting Type: Special Record Date: MAY 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JUHUA CO., LTD. Ticker: 600160 Security ID: Y9890M108 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial and For For Management Internal Control Auditor and Payment of Remuneration 8 Approve Daily Related Party For For Management Transactions 9 Approve Completion of Raised Funds For For Management Investment Project and Use of Excess Raised Funds to Replenish Working Capital 10 Approve Related Party Transaction in For For Management Connection to Signing of Daily Production and Operation Contract 11 Approve Amendments to Articles of For For Management Association 12 Approve Shareholder Return Plan For For Management 13 Elect Li Jun as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG KAISHAN COMPRESSOR CO., LTD. Ticker: 300257 Security ID: Y9895A109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve Related Party Transaction For For Management 8 Approve to Appoint Financial Auditor For For Management 9 Approve Internal Control For For Management Self-Evaluation Report 10 Approve Application of Comprehensive For For Management Credit Lines 11 Approve Change of Business Scope, For For Management Company Name and Registered Address 12 Approve Amendments to Articles of For For Management Association and Authorization of the Board to Change Business Registration 13.1 Elect Cao Kejian as Director For For Shareholder 13.2 Elect Tang Yan as Director For For Shareholder 13.3 Elect Bruce P. Biederman as Director For For Shareholder 13.4 Elect Yang Jianjun as Director For For Shareholder 14.1 Elect Shen Jiang as Director For For Shareholder 14.2 Elect Fang Huaiyu as Director For For Shareholder 14.3 Elect Shi Ximin as Director For For Shareholder 15.1 Elect Fang Yanming as Supervisor For For Shareholder 15.2 Elect Zhao Xiaowei as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft of Employee Share For For Management Purchase Plan 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Authorization of Chairman of For For Management the Board to Handle Subsequent Land Matters Related to Old District Renovation Project 5 Elect Zhao Gang as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG LONGSHENG GROUP CO., LTD. Ticker: 600352 Security ID: Y98918108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantees For Against Management 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG MEDICINE CO., LTD. Ticker: 600216 Security ID: Y9891M107 Meeting Date: APR 21, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Supplemental For For Management Agreement -------------------------------------------------------------------------------- ZHEJIANG MEDICINE CO., LTD. Ticker: 600216 Security ID: Y9891M107 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor and For For Management Payment of Remuneration 7 Approve Adjustment of Allowance of For For Management Independent Directors 8 Approve Amendments to Articles of For Against Management Association 9.1 Elect Li Chunbo as Director For For Management 9.2 Elect Yin Zhifeng as Director For For Management 9.3 Elect Yin Guanqiao as Director For For Management 9.4 Elect Lyu Chunlei as Director For For Management 9.5 Elect Li Nanxing as Director For For Management 9.6 Elect Yu Yuqing as Director For For Management 9.7 Elect Chu Zhenhua as Director For For Management 10.1 Elect Chen Naiwei as Director For For Management 10.2 Elect Qiu Yizheng as Director For For Management 10.3 Elect Xia Qing as Director For For Management 11.1 Elect Tang Haifeng as Supervisor For For Management 11.2 Elect Cao Yong as Supervisor For For Management 11.3 Elect Cao Ruiwei as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG MEIDA INDUSTRIAL CO., LTD. Ticker: 002677 Security ID: Y9803L106 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Evaluation For For Management Report 7 Approve Use of Funds for Cash For For Management Management 8 Approve Shareholder Return Plan For For Management 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG MING JEWELRY CO., LTD. Ticker: 002574 Security ID: Y9894X100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 5 Approve Annual Report and Summary For Against Management 6 Approve Daily Related Party For For Management Transactions 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Formulation of Implementing For For Management Rules for Cumulative Voting System 10 Approve Formulation of Online Voting For For Management Regulations 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Approve Shareholder Return Plan For For Management 13.1 Elect Yu Awu as Director For For Management 13.2 Elect Yu Haohua as Director For For Management 13.3 Elect Yin Ageng as Director For For Management 13.4 Elect Yin Shangliang as Director For For Management 14.1 Elect Zhang Yongjian as Director For For Management 14.2 Elect Lyu Yan as Director For For Management 14.3 Elect Lin Mingbo as Director For For Management 15.1 Elect Yu Chuliang as Supervisor For For Management 15.2 Elect Zhang Shiliang as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination on Issuance of For For Management Convertible Bonds 2 Approve Company's Eligibility for For For Management Private Placement of Shares 3.1 Approve Share Type For For Management 3.2 Approve Issue Manner and Issue Time For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Reference Date and For For Management Issue Price 3.5 Approve Issue Size For For Management 3.6 Approve Lock-up Period For For Management 3.7 Approve Scale and Usage of Raised Funds For For Management 3.8 Approve Listing Exchange For For Management 3.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 3.10 Approve Resolution Validity Period For For Management 4 Approve Plan on Private Placement of For For Management Shares 5 Approve Demonstration Analysis Report For For Management in Connection to Private Placement 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Supplementary Confirmation of For For Management Related Party Transactions 10 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend Management System for Providing For For Management External Guarantees 6 Amend Working System for Independent For For Management Directors 7 Amend Related Party Transaction Fair For For Management Decision-making System 8 Approve Additional Guarantee For Against Shareholder -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Raised Funds For For Management Investment Project 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: JAN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Sign the Land Acquisition For For Management Compensation Agreement -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG NARADA POWER SOURCE CO., LTD. Ticker: 300068 Security ID: Y9893Z106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Continued Postponement of For For Management Raised Funds Investment Project 8 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 9 Approve Amendments to Articles of For For Management Association 10 Amend Raised Funds Management System For Against Management -------------------------------------------------------------------------------- ZHEJIANG NETSUN CO., LTD. Ticker: 002095 Security ID: Y9892M106 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHEJIANG NETSUN CO., LTD. Ticker: 002095 Security ID: Y9892M106 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Loan and Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHEJIANG NHU CO. LTD. Ticker: 002001 Security ID: Y98910105 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Hu Baifan as Non-Independent For For Management Director 1.2 Elect Hu Baiyan as Non-Independent For For Management Director 1.3 Elect Shi Guanqun as Non-Independent For For Management Director 1.4 Elect Wang Xuewen as Non-Independent For For Management Director 1.5 Elect Wang Zhengjiang as For For Management Non-Independent Director 1.6 Elect Zhou Guiyang as Non-Independent For For Management Director 1.7 Elect Yu Baijin as Non-Independent For For Management Director 2.1 Elect Huang Can as Independent Director For For Management 2.2 Elect Jin Zanfang as Independent For For Management Director 2.3 Elect Zhu Jianmin as Independent For For Management Director 2.4 Elect Ji Jianyang as Independent For For Management Director 3.1 Elect Lv Guofeng as Supervisor For For Management 3.2 Elect Shi Fangbin as Supervisor For For Management 3.3 Elect Yu Hongwei as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG NHU CO. LTD. Ticker: 002001 Security ID: Y98910105 Meeting Date: NOV 11, 2020 Meeting Type: Special Record Date: NOV 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Employee For For Management Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG NHU CO. LTD. Ticker: 002001 Security ID: Y98910105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Raised Funds for For For Management Cash Management 7 Approve Bill Pool Business For Against Management 8 Approve Provision of Guarantees For For Management 9 Approve to Appoint Auditor For For Management 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG ORIENT FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 600120 Security ID: Y9891C109 Meeting Date: OCT 19, 2020 Meeting Type: Special Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve to Appoint Auditor For For Management 3.1 Elect Jin Chaoping as Non-independent For For Management Director 3.2 Elect Xu Xiaodong as Non-independent For For Management Director 3.3 Elect Lin Ping as Non-independent For For Management Director 3.4 Elect Qiu Yiping as Non-independent For For Management Director 3.5 Elect Yu Yanmei as Non-independent For For Management Director 3.6 Elect Chen Xinyun as Non-independent For For Management Director 4.1 Elect Ben Shenglin as Independent For For Management Director 4.2 Elect Wang Yizhong as Independent For For Management Director 4.3 Elect Xiao Zuoping as Independent For For Management Director 5.1 Elect Jin Gang as Supervisor For For Management 5.2 Elect Wang Zheng as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG ORIENT FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 600120 Security ID: Y9891C109 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend System for Independent Directors For Against Management 2 Approve Adjustment of Allowance of For For Management Independent Directors 3 Approve Company's Eligibility for For For Management Private Placement of Shares 4.1 Approve Share Type and Par Value For For Management 4.2 Approve Issue Manner and Issue Time For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Pricing Reference Date, For For Management Approve Issue Price and Pricing Basis 4.5 Approve Issue Size For For Management 4.6 Approve Lock-up Period For For Management 4.7 Approve Amount and Use of Proceeds For For Management 4.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.9 Approve Listing Exchange For For Management 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 8 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Raised Funds Investment For For Management Projects Constitute as Related Party Transactions in Connection to Private Placement -------------------------------------------------------------------------------- ZHEJIANG ORIENT FINANCIAL HOLDINGS GROUP CO., LTD. Ticker: 600120 Security ID: Y9891C109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Supervisors For For Management 7 Approve Use of Idle Funds to Purchase For For Management Financial Products 8 Approve Application of Comprehensive For For Management Grant from Banks and Financial Institutions 9 Approve Provision of Guarantee For Against Management 10 Approve Daily Related Party Transaction For For Management 11 Approve Annual Report and Summary For For Management -------------------------------------------------------------------------------- ZHEJIANG ORIENT GENE BIOTECH CO., LTD. Ticker: 688298 Security ID: Y989MB108 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Assets For For Management 2 Approve Changes in the Implementation For For Management Method and Location of Projects Invested by Raised Funds -------------------------------------------------------------------------------- ZHEJIANG ORIENT GENE BIOTECH CO., LTD. Ticker: 688298 Security ID: Y989MB108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Budget Report For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Supervisor For Against Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Amendments to Articles of For For Management Association 13 Approve Authorization Management For Against Management System (Revised April 2021) 14 Approve Related Party Transaction For Against Management Decision-making System (Revised April 2021) -------------------------------------------------------------------------------- ZHEJIANG QIANJIANG MOTORCYCLE CO., LTD. Ticker: 000913 Security ID: Y98903100 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve to Appoint Auditor For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Application of Bank Credit For For Management Lines and Financing Plan 8 Approve Forward Foreign Exchange For For Management Transactions 9 Approve Provision for Asset Impairment For For Management 10 Approve Use of Funds for Entrusted For For Management Asset Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 14.1 Elect Xu Zhihao as Director For For Management 14.2 Elect Yang Jian as Director For For Management 14.3 Elect Huang Haiyan as Director For For Management 14.4 Elect Xu Bing as Director For For Management 14.5 Elect Guo Dongshao as Director For For Management 14.6 Elect Liu Wenjun as Director For For Management 15.1 Elect Xu Bo as Director For For Shareholder 15.2 Elect Liu Xin as Director For For Shareholder 15.3 Elect Jin Guanxing as Director For For Shareholder 16.1 Elect Ye Weilie as Supervisor For For Management 16.2 Elect Peng Jiahu as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG RED DRAGONFLY FOOTWEAR CO., LTD. Ticker: 603116 Security ID: Y9898Z101 Meeting Date: JUL 15, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Raised Funds For For Management Investment Project -------------------------------------------------------------------------------- ZHEJIANG RED DRAGONFLY FOOTWEAR CO., LTD. Ticker: 603116 Security ID: Y9898Z101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Supervisors For For Management 11 Approve Use of Idle Raised Funds for For For Management Investment in Financial Products 12 Approve Use of Own Funds to Purchase For For Management Financial Products 13 Approve Provision of External Guarantee For For Management 14 Approve Amendments to Articles of For For Management Association 15 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- ZHEJIANG RUNTU CO., LTD. Ticker: 002440 Security ID: Y98947107 Meeting Date: AUG 14, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ruan Jingbo as Non-independent For For Management Director 1.2 Elect Ruan Jiachun as Non-independent For For Management Director 1.3 Elect Xu Wanfu as Non-independent For For Management Director 1.4 Elect Ru Heng as Non-independent For For Management Director 1.5 Elect Zhao Guosheng as Non-independent For For Management Director 1.6 Elect Ruan Guongdong as For For Management Non-independent Director 2.1 Elect Hao Jiming as Independent For For Management Director 2.2 Elect Zhao Wanyi as Independent For For Management Director 2.3 Elect Zhang Yimin as Independent For For Management Director 3.1 Elect Zhang Zhifeng as Supervisor For For Management 3.2 Elect Wang Wei as Supervisor For For Management 4 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- ZHEJIANG RUNTU CO., LTD. Ticker: 002440 Security ID: Y98947107 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Remuneration of Directors and For For Management Supervisors 7 Approve Appointment of Auditor For For Management 8 Approve Provision of Guarantee For Against Management 9 Amend Related Party Transaction Fair For Against Management Decision-making System 10 Amend Authorization Management System For Against Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: AUG 28, 2020 Meeting Type: Special Record Date: AUG 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management 2 Approve Merger by Absorption For For Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2 Approve Issuance of Convertible Bonds For For Management 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 2.7 Approve Guarantee Matters For For Management 2.8 Approve Conversion Period For For Management 2.9 Approve Method for Determining the For For Management Number of Shares for Conversion 2.10 Approve Determination and Adjustment For For Management of Conversion Price 2.11 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Bondholders and Bondholders For For Management Meeting 2.17 Approve Use of Proceeds For For Management 2.18 Approve Raised Funds Deposit Account For For Management 2.19 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of For For Management Convertible Bonds 4 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 5 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 6 Approve Shareholder Return Plan For For Management 7 Approve Formulation of Rules and For For Management Procedures Regarding Convertible Corporate Bondholders Meeting 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Authorization of Board and For For Management Board Authorized Person to Handle All Related Matters 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pan Yalan as Independent Director For For Management -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Application of Bank Credit For For Management Lines 8 Approve Bill Pool Business For Against Management 9 Approve Provision of Guarantees to For For Management Controlled Subsidiaries 10 Approve to Appoint Auditor For For Management 11 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 12 Approve Use of Excess Raised Funds to For For Management Replenish Working Capital -------------------------------------------------------------------------------- ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD. Ticker: 002050 Security ID: Y9890L126 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: JUL 14, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lease Negotiations and Ship For For Management Transfer 2 Approve Authorization of the Board and For For Management Board Authorized Person to Handle All Related Matters 3 Approve Additional External Guarantee For For Management Provision -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Transportation For For Management Service Agreement -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Weidong as Non-Independent For For Management Director 1.2 Elect Ma Guolin as Non-Independent For For Management Director 1.3 Elect Yang Yuying as Non-Independent For For Management Director 1.4 Elect Zhu Xiaodong as Non-Independent For For Management Director 2.1 Elect Gao Changyou as Independent For For Management Director 2.2 Elect Pan Yushuang as Independent For For Management Director 2.3 Elect Fei Jinhong as Independent For For Management Director 3.1 Elect Tang Wenrong as Supervisor For For Management 3.2 Elect Hu Xiaolong as Supervisor For For Management 4 Approve Amendment of Company-level For For Shareholder Performance Evaluation Indicators of Performance Shares Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Share Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of External Investment For For Management Framework Agreement 2 Approve Additional External Guarantee For For Management -------------------------------------------------------------------------------- ZHEJIANG SATELLITE PETROCHEMICAL CO., LTD. Ticker: 002648 Security ID: Y98961116 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Development of Commodity For For Management Derivatives Transaction 7 Approve Development of Foreign For For Management Exchange Hedging Business 8 Approve External Guarantee Provision For For Management Plan 9 Approve External Guarantee Provision For For Management Plan of Subsidiary 10 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer Agreement For For Management 2 Approve Acceptance of Provision of For For Management Counter Guarantee -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: DEC 25, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ji Xiaofen as Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SEMIR GARMENT CO., LTD. Ticker: 002563 Security ID: Y9894U106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 9 Approve Repurchase and Cancellation of For For Management Performance Shares 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG SHUANGHUAN DRIVELINE CO., LTD. Ticker: 002472 Security ID: Y9894E102 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan 4 Elect Min Zhang as Non-independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SHUANGHUAN DRIVELINE CO., LTD. Ticker: 002472 Security ID: Y9894E102 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG SHUANGHUAN DRIVELINE CO., LTD. Ticker: 002472 Security ID: Y9894E102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision of Financing For Against Management Guarantee 8 Approve to Appoint Auditor For For Management 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG STARRY PHARMACEUTICAL CO., LTD. Ticker: 603520 Security ID: Y989AB101 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Investment in For For Management Industrial Funds 2 Approve Equity Transfer and Related For For Management Party Transactions -------------------------------------------------------------------------------- ZHEJIANG STARRY PHARMACEUTICAL CO., LTD. Ticker: 603520 Security ID: Y989AB101 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 6 Approve Duty Performance Report of For For Management Audit Committee 7 Approve Profit Distribution For For Management 8 Approve Appointment of Auditor For For Management 9 Approve Application of Bank Credit For For Management Lines 10 Approve Provision of Guarantee For For Management 11 Approve Foreign Exchange Hedging For For Management Business 12 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 13 Approve Change in Accounting Policies For For Management 14 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- ZHEJIANG SUNRIVER CULTURE CO., LTD. Ticker: 600576 Security ID: Y97181104 Meeting Date: SEP 09, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Zhenxiang as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG SUNRIVER CULTURE CO., LTD. Ticker: 600576 Security ID: Y97181104 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lai Zhilin as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: NOV 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Daily Related Party For For Management Transaction Agreement 8 Approve Use of Own Idle Funds for For For Management Short-term Financial Products 9 Approve Guarantee Provision For For Management 10 Approve Repurchase and Cancellation of For For Management Performance Shares 11 Elect Delphine SEGURA VAYLET as For For Management Non-Independent Director 12 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG SUPOR CO., LTD. Ticker: 002032 Security ID: Y98925103 Meeting Date: MAY 12, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve the Purpose and Usage of the For For Management Shares to Be Repurchased 1.2 Approve Manner of Share Repurchase For For Management 1.3 Approve Price and Pricing Principle of For For Management the Share Repurchase 1.4 Approve Type, Number and Proportion of For For Management the Share Repurchase 1.5 Approve Total Capital Used for the For For Management Share Repurchase 1.6 Approve Capital Source Used for the For For Management Share Repurchase 1.7 Approve Implementation Period of the For For Management Share Repurchase 1.8 Approve Resolution Validity Period For For Management 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: JUL 16, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Application of Bank Credit Lines 2 Approve Related Party Transaction in For For Management Connection to Loan Application -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: OCT 26, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Xu Dongliang as Non-Independent For For Shareholder Director 1.2 Elect Jin Jun as Non-Independent For For Shareholder Director 1.3 Elect Ma Baozhou as Non-Independent For For Shareholder Director 1.4 Elect Pan Weiming as Non-Independent For For Shareholder Director 1.5 Elect Gu Yuanfeng as Non-Independent For For Shareholder Director 1.6 Elect Jing Xufeng as Non-Independent For For Shareholder Director 1.7 Elect Weng Xiaofeng as Non-Independent For For Shareholder Director 2.1 Elect Li Yongming as Independent For For Shareholder Director 2.2 Elect Li Zongyan as Independent For For Shareholder Director 2.3 Elect Xu Pengle as Independent Director For For Shareholder 2.4 Elect Kong Fanjun as Independent For For Shareholder Director 3.1 Elect Li Jibing as Supervisor For For Shareholder 3.2 Elect Lv Liping as Supervisor For For Shareholder 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Approve Remuneration of Directors For For Management 7 Approve Loan Application to Financial For For Management Institution 8 Approve Loan Application to For For Management Shareholders -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System for Providing For For Management External Guarantees 2 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 3 Approve Amendments to Articles of For Against Management Association 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Management System for Providing For For Management External Investments 6 Amend Related-Party Transaction For Against Management Management System 7 Amend Management System for Regulating For For Management and Managing Fund Transactions with Related Parties 8 Approve Signing of Joint Investment For For Management Contract and Related Party Transactions 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Issue Size and Target For For Management Subscribers 2.4 Approve Subscription Method For For Management 2.5 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Share Issuance For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Related Party Transactions in For For Management Connection to Share Issuance 7 Approve Share Subscription Agreement For For Management 8 Approve Supplemental Agreement of For For Management Share Subscription Agreement 9 Approve Signing of Termination For For Management Agreement of Strategic Cooperation Agreement and Termination Agreement of the Share Subscription Agreement 10 Approve Whitewash Waiver and Related For For Management Transactions 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 13 Approve Special Report on the Usage of For For Management Previously Raised Funds 14 Approve Verification Report on the For For Management Usage of Previously Raised Funds 15 Approve Shareholder Return Plan For For Management 16 Approve Authorization of Board to For For Management Handle All Related Matters 17 Approve Repurchase and Cancellation of For For Management Performance Shares 18 Approve Amendments to Articles of For For Management Association 19 Approve Loan Application For For Management -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For Did Not Vote Management 2 Approve Report of the Board of For Did Not Vote Management Directors 3 Approve Report of the Board of For Did Not Vote Management Supervisors 4 Approve Financial Report For Did Not Vote Management 5 Approve Financial Statements For Did Not Vote Management 6 Approve Profit Distribution For Did Not Vote Management 7 Approve Internal Control For Did Not Vote Management Self-Evaluation Report 8 Approve Summary on Non-operating For Did Not Vote Management Capital Fund Occupation and Other Related-party Capital Transactions 9 Approve Remuneration of Directors For Did Not Vote Management 10 Approve Daily Related-party For Did Not Vote Management Transactions 11 Approve Amendments to Articles of For Did Not Vote Management Association 12 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 15 Approve Unrecovered Losses Reached a For Did Not Vote Shareholder Total of One-third of Paid-up Share Capital -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: JUN 02, 2021 Meeting Type: Special Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Joint Investment For For Management Contract and Related Party Transaction -------------------------------------------------------------------------------- ZHEJIANG TALENT TELEVISION & FILM CO. LTD. Ticker: 300426 Security ID: Y9898X106 Meeting Date: JUN 21, 2021 Meeting Type: Special Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity in For Against Management Associate Company -------------------------------------------------------------------------------- ZHEJIANG TIANYU PHARMACEUTICAL CO., LTD. Ticker: 300702 Security ID: Y989F6107 Meeting Date: JUL 08, 2020 Meeting Type: Special Record Date: JUL 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing For For Management Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Usage of Raised For For Management Funds 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns 8 Approve Report on the Usage of For For Management Previously Raised Funds 9 Approve Shareholder Dividend Return For For Management Plan 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG TIANYU PHARMACEUTICAL CO., LTD. Ticker: 300702 Security ID: Y989F6107 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Amend Articles of Association 4 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 5 Approve Methods to Assess the For For Management Performance of Plan Participants 6 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan -------------------------------------------------------------------------------- ZHEJIANG TIANYU PHARMACEUTICAL CO., LTD. Ticker: 300702 Security ID: Y989F6107 Meeting Date: APR 02, 2021 Meeting Type: Special Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG TIANYU PHARMACEUTICAL CO., LTD. Ticker: 300702 Security ID: Y989F6107 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Related Party Transaction For For Management 8 Approve Remuneration of Directors and For For Management Senior Management Members 9 Approve Remuneration of Supervisors For For Management 10 Approve Comprehensive Credit Line For For Management Application and Provision of Guarantee 11 Approve Forward Foreign Exchange For For Management Transactions 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO. LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: JUL 15, 2020 Meeting Type: Annual Record Date: JUL 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For Against Management 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6.1 Approve Guarantee Plan to Subsidiaries For For Management 6.2 Approve Provision of Guarantee to For Against Management Controlling Shareholder 7 Approve Loan Plans For For Management 8 Approve Aluminum Ingot Hedging Business For For Management 9 Approve Related Party Transaction For For Management 10 Amend Management System of Capital For For Management Transactions with Related Parties 11 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO., LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: AUG 19, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO., LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hu Xingxing as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO., LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO., LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: JAN 28, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Waiver of Priority Transfer For For Management Right -------------------------------------------------------------------------------- ZHEJIANG WANFENG AUTO WHEEL CO., LTD. Ticker: 002085 Security ID: Y9892K100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6.1 Approve Provision of Guarantee for For For Management Subsidiaries 6.2 Approve Provision of Guarantee for For For Management Controlling Shareholder 7 Approve Loan Plan For For Management 8 Approve Aluminum Ingot Hedging Business For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHEJIANG WANLIYANG CO., LTD. Ticker: 002434 Security ID: Y98945101 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Huang Heqing as Director For For Management 1.2 Elect Wu Yuehua as Director For For Management 1.3 Elect Liu Yang as Director For For Management 1.4 Elect Gu Yongting as Director For For Management 1.5 Elect Hu Chunrong as Director For For Management 1.6 Elect Zhang Leigang as Director For For Management 2.1 Elect Huang Liequn as Director For For Management 2.2 Elect Xu Pingping as Director For For Management 2.3 Elect Lyu Lan as Director For For Management 3.1 Elect Huang Renxing as Supervisor For For Management 3.2 Elect Gu Chunshan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WANMA CO., LTD. Ticker: 002276 Security ID: Y9893H106 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Meng Xianhong as Non-Independent For For Shareholder Director 1.2 Elect Xu Zhibin as Non-Independent For For Shareholder Director 1.3 Elect Li Gang as Non-Independent For For Shareholder Director 1.4 Elect Li Haiquan as Non-Independent For For Shareholder Director 2.1 Elect Fu Huaiquan as Independent For For Shareholder Director 3.1 Elect Wei Hongtao as Supervisor For For Shareholder 3.2 Elect Wang Chanjuan as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG WANMA CO., LTD. Ticker: 002276 Security ID: Y9893H106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Financial Budget Report 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Use of Idle Funds for Cash For For Management Management 9 Approve Provision of Guarantees to For For Management Subsidiaries 10 Approve Provision of Guarantees to For For Management Indirect Subsidiaries 11 Approve Remuneration of Directors and For For Management Supervisors -------------------------------------------------------------------------------- ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO., LTD. Ticker: 603568 Security ID: Y989A0105 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Provision of External Guarantee For Against Management 3.1 Elect Xiang Guangming as For For Management Non-independent Director 3.2 Elect Zhu Shanyin as Non-independent For For Management Director 3.3 Elect Chen Ge as Non-independent For For Management Director 3.4 Elect Zhu Shanyu as Non-independent For For Management Director 3.5 Elect Xiang Pengyu as Non-independent For For Management Director 3.6 Elect Xiang Yihao as Non-independent For For Management Director 4.1 Elect Wang Zexia as Independent For For Management Director 4.2 Elect Sun Xiaoxia as Independent For For Management Director 4.3 Elect Zhang Weixian as Independent For For Management Director 5.1 Elect Liu Xibing as Supervisor For For Management 5.2 Elect Li Yuyan as Supervisor For For Management -------------------------------------------------------------------------------- ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO., LTD. Ticker: 603568 Security ID: Y989A0105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of External Guarantee For For Management 10 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG WEIXING INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 002003 Security ID: Y9891B101 Meeting Date: SEP 10, 2020 Meeting Type: Special Record Date: SEP 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG WEIXING INDUSTRIAL DEVELOPMENT CO., LTD. Ticker: 002003 Security ID: Y9891B101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Shareholder Return Plan For For Management 8 Elect Zheng Yang as Non-Independent For For Management Director -------------------------------------------------------------------------------- ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD. Ticker: 002372 Security ID: Y9893V105 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Use of Idle Funds to Invest in For For Management Financial Products -------------------------------------------------------------------------------- ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD. Ticker: 002372 Security ID: Y9893V105 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Idle Own Funds for For For Management Investment and Financial Management Business 8 Approve Amendments to Articles of For For Management Association to Expand Business Scope 9 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: SEP 29, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Amend Working System for Independent For For Management Directors 7 Amend Related-Party Transaction For For Management Management System 8 Amend Management System for Providing For For Management External Guarantees 9 Amend Decision Making System for For For Management Providing External Investments 10 Amend Information Disclosure For For Management Management System -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Share Issuance 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Scale and Use of Raised Funds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Demonstration Analysis Report For For Management in Connection to Share Issuance 4 Approve Share Issuance For For Management 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 8 Approve That There is No Punishment or For For Management Regulatory Measures Taken by Securities Regulatory Authorities and Exchanges in the Past Five Years 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD. Ticker: 300357 Security ID: Y9897U103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 7.1 Approve Remuneration of Chairman and For For Management General Manager, Hu Gengxi 7.2 Approve Remuneration of Director and For For Management Deputy General Manager, Wang Lihong 7.3 Approve Remuneration of Director and For For Management Deputy General Manager, Zhang Lu 8.1 Approve Remuneration of Independent For For Management Director, Xu Guoliang 8.2 Approve Remuneration of Independent For For Management Director, Zhang Qifeng 9.1 Approve Remuneration of Supervisor, For For Management Jin Tao 9.2 Approve Remuneration of Supervisor, Ji For For Management Long 9.3 Approve Remuneration of Supervisor, For For Management Yang Huifeng 10 Amend Management Method of Raised Funds For Against Management -------------------------------------------------------------------------------- ZHEJIANG XIANJU PHARMACEUTICAL CO., LTD. Ticker: 002332 Security ID: Y9893R104 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve to Appoint Auditor For Did Not Vote Management 7 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 8 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Supervisors 9 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 10 Amend Working System for Independent For Did Not Vote Management Directors 11 Elect Hao Yunhong as Independent For Did Not Vote Management Director -------------------------------------------------------------------------------- ZHEJIANG XINAN CHEMICAL INDUSTRIAL GROUP CO., LTD. Ticker: 600596 Security ID: Y9891L109 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Plan for Acquisition For For Management by Cash and Issuance of Shares as well as Raising Supporting Funds Complies with Relevant Laws and Regulations 2.1 Approve Overall Plan For For Management 2.2 Approve Acquisition by Cash and For For Management Issuance of Shares Plan 2.3 Approve Target Assets For For Management 2.4 Approve Transaction Price and Pricing For For Management Basis 2.5 Approve Transaction Parties For For Management 2.6 Approve Share Type and Par Value For For Management 2.7 Approve Issue Manner and Target For For Management Subscribers 2.8 Approve Pricing Reference Date For For Management 2.9 Approve Issue Price and Pricing Basis For For Management 2.10 Approve Issue Size For For Management 2.11 Approve Listing Exchange For For Management 2.12 Approve Lock-Up Period Arrangement For For Management 2.13 Approve Performance Commitment and For For Management Compensation 2.14 Approve Profit and Loss During the For For Management Transition Period 2.15 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.16 Approve Resolution Validity Period of For For Management Acquisition by Cash and Issuance of Shares 2.17 Approve Raising of Supporting Funds For For Management Plan 2.18 Approve Issue Type and Par Value of For For Management Issuance of Shares of Raising Supporting Funds 2.19 Approve Issue Manner and Target For For Management Subscribers of Raising Supporting Funds 2.20 Approve Amount of Raised Supporting For For Management Funds and Issue Size 2.21 Approve Pricing Reference Date and For For Management Issue Price 2.22 Approve Use of Raised Supporting Funds For For Management 2.23 Approve Lock-Up Period Arrangement of For For Management Raising Supporting Funds 2.24 Approve Distribution Arrangement of For For Management Undistributed Earnings of Raising Supporting Funds 2.25 Approve Resolution Validity Period of For For Management Raising Supporting Funds 3 Approve Draft and Summary of For For Management Acquisition by Cash and Issuance of Shares as well as Raising Supporting Funds 4 Approve Transaction Constitute as For For Management Related-Party Transaction 5 Approve Transaction Does Not Comply For For Management with Article 12 and 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 6 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 7 Approve Transaction Complies with For For Management Article 11 and 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 8 Approve Stock Price Volatility Does For For Management Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 9 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 10 Approve Audit Report, Asset Valuation For For Management Report and Review Report of the Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Signing of Asset Acquisition For For Management and Issuance of Shares Agreement and Profit Compensation Agreement 13 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 14 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 15 Approve This Transaction Does Not Have For For Management the Relevant Standards of Article 39 Interim Measures for the Administration of Securities Issuance of GEM Listed Companies 16 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG XINAN CHEMICAL INDUSTRIAL GROUP CO., LTD. Ticker: 600596 Security ID: Y9891L109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Remuneration of Chairman of For For Management Board 8.1 Approve Related Party Transaction with For For Management Transchem Group Co., Ltd and its Subsidiaries 8.2 Approve Related Party Transaction with For For Management Jiaxing Fancheng Chemical Co., Ltd. 9.1 Approve Application of Bank Credit For For Management Lines 9.2 Approve Guarantee Provision Plan For For Management 10.1 Approve Provision of Guarantee to For For Management Jiande Xin'an Small Loan Co., Ltd. 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHEJIANG YANKON GROUP CO., LTD. Ticker: 600261 Security ID: Y9890Z109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Approve Remuneration of Directors and For For Management Supervisors 9 Approve Provision of Guarantees For For Management 10.1 Approve Purpose and Usage for Share For For Management Repurchase 10.2 Approve Type of Share Repurchase For For Management 10.3 Approve Manner of Share Repurchase For For Management 10.4 Approve Price of Share Repurchase For For Management 10.5 Approve Total Capital, Quantity and For For Management Proportion of Company's Total Share Capital for Share Repurchase 10.6 Approve Capital Source Used for Share For For Management Repurchase 10.7 Approve Period of the Share Repurchase For For Management 11 Approve Authorization of the Board to For For Management Handle All Related Matters 12 Approve Amendments to Articles of For For Management Association 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- ZHEJIANG YASHA DECORATION CO., LTD. Ticker: 002375 Security ID: Y9893W103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Application of Credit Lines For For Management 8 Approve Provision of Guarantees For For Management 9 Approve Use of Idle Own Funds for For For Management Investment in Financial Products and Trust Products 10 Approve Bill Pool Business For Against Management 11 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 12 Approve Appointment of Auditor For For Management 13 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHEJIANG YATAI PHARMACEUTICAL CO., LTD. Ticker: 002370 Security ID: Y9893U107 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision by For For Management Wholly-Owned Subsidiary -------------------------------------------------------------------------------- ZHEJIANG YONGGUI ELECTRIC EQUIPMENT CO., LTD. Ticker: 300351 Security ID: Y9896Q103 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Annual Report and Summary For Did Not Vote Management 4 Approve Financial Statements For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management 7 Approve to Appoint Auditor For Did Not Vote Management 8 Approve Use of Idle Funds to Invest in For Did Not Vote Management Financial Products 9 Approve Amendments to Articles of For Did Not Vote Management Association 10 Amend Rules and Procedures Regarding For Did Not Vote Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For Did Not Vote Management Meetings of Board of Directors 12 Amend Working Rules for Independent For Did Not Vote Management Directors 13 Amend Related Party Transaction For Did Not Vote Management Management System 14 Approve Postponement of Partial Raised For Did Not Vote Management Funds Investment Project -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Foreign Exchange Hedging For For Management Business 7 Approve Provision of Guarantees For Against Management 8 Approve Application of Credit Lines For For Management 9 Approve Disposal of Shares For For Management 10 Approve to Appoint Auditor For For Management 11.1 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11.2 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 11.3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 11.4 Amend Related-party Transaction For Against Management Decision-making System 11.5 Amend External Guarantee Management For Against Management System 11.6 Amend External Investment Management For Against Management System 11.7 Amend Management System of Raised Funds For Against Management 11.8 Amend Detailed Rules for the For Against Management Implementation of Online Voting of the Shareholders General Meeting 12 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZHEJIANG YONGTAI TECHNOLOGY CO., LTD. Ticker: 002326 Security ID: Y9893Q106 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Strategic Layout and Disposal For Against Management of Low Performance Project 2 Approve Signing of Asset Acquisition For For Management Agreement and Exit -------------------------------------------------------------------------------- ZHEJIANG ZHENENG ELECTRIC POWER CO., LTD. Ticker: 600023 Security ID: Y9897X107 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Transfer and Tender For For Management Offer Obligation -------------------------------------------------------------------------------- ZHEJIANG ZHENENG ELECTRIC POWER CO., LTD. Ticker: 600023 Security ID: Y9897X107 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial For For Management Auditor 7 Approve Appointment of Internal For For Management Control Auditor 8 Approve Annual Report and Summary For For Management 9 Approve Daily Related-Party For For Management Transactions 10 Approve Expand Business Scope and For For Management Amend Articles of Association 11.1 Elect Sun Weiheng as Director For For Shareholder 11.2 Elect Yu Guoping as Director For For Shareholder 11.3 Elect Zhao Mingchuan as Director For For Shareholder 11.4 Elect Zhang Qin as Director For For Shareholder 11.5 Elect Fang Zhixing as Director For For Shareholder 12.1 Elect He Daan as Director For For Shareholder 12.2 Elect Han Hongling as Director For For Shareholder 12.3 Elect Cheng Jinhua as Director For For Shareholder 13.1 Elect Sun Chaoyang as Supervisor For For Shareholder 13.2 Elect Chen Lixin as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHEJIANG ZHONGCHENG PACKING MATERIAL CO., LTD. Ticker: 002522 Security ID: Y9894J101 Meeting Date: MAR 01, 2021 Meeting Type: Special Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Jian as Non-Independent For For Management Director 1.2 Elect Huang Xusheng as Non-Independent For For Management Director 1.3 Elect Zhan Yueqiang as Non-Independent For For Management Director 1.4 Elect Wang Shenzheng as For For Management Non-Independent Director 2.1 Elect Wang Ping as Independent Director For For Management 2.2 Elect Yu Yi as Independent Director For For Management 2.3 Elect Wang Xu as Independent Director For For Management 3.1 Elect Ding Xiaowen as Supervisor For For Management 3.2 Elect Zhu Weipeng as Supervisor For For Management 4 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHEJIANG ZHONGCHENG PACKING MATERIAL CO., LTD. Ticker: 002522 Security ID: Y9894J101 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Use of Part of the For For Management Raised Funds and New Fund-Raising Projects -------------------------------------------------------------------------------- ZHEJIANG ZHONGCHENG PACKING MATERIAL CO., LTD. Ticker: 002522 Security ID: Y9894J101 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Remuneration of Directors, For Against Management Supervisors and Senior Management Members 9 Approve Use of Idle Raised Funds for For For Management Cash Management 10 Approve Use of Idle Own Funds for Cash For For Management Management 11 Approve Provision of Guarantees For Against Management 12 Approve Financial Assistance Provision For Against Management 13 Approve to Adjust the Allowance of For For Management Independent Directors -------------------------------------------------------------------------------- ZHENDE MEDICAL CO., LTD. Ticker: 603301 Security ID: Y989JZ109 Meeting Date: MAY 24, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve Forward Foreign Exchange For For Management Transactions 9 Approve Application of Bank Credit For For Management Lines 10 Approve to Appoint Auditor For For Management 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHENDE MEDICAL CO., LTD. Ticker: 603301 Security ID: Y989JZ109 Meeting Date: JUN 15, 2021 Meeting Type: Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Incentive Plan For For Management and Its Summary 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Employee Share Purchase Plan For For Management and Its Summary 5 Approve Management Method of Employee For For Management Share Purchase Plan 6 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Association For For Management 1.2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 2.1 Elect Jiao Chengyao as Director For For Shareholder 2.2 Elect Xiang Jiayu as Director For For Shareholder 2.3 Elect Fu Zugang as Director For For Shareholder 2.4 Elect Wang Xinying as Director For For Shareholder 2.5 Elect Cui Kai as Director For For Shareholder 2.6 Elect Yang Dongsheng as Director For For Shareholder 3.1 Elect Cheng Jinglei as Director For For Management 3.2 Elect Ji Feng as Director For For Management 3.3 Elect Guo Wenqing as Director For For Management 3.4 Elect Fang Yuan as Director For For Management 4.1 Elect Cheng Xiangdong as Supervisor For For Shareholder 4.2 Elect Wang Yue as Supervisor For For Shareholder 4.3 Elect Zhang Yonglong as Supervisor For For Shareholder 4.4 Elect Cui Zonglin as Supervisor For For Shareholder -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Performance Report of the For For Management Independent Non-Executive Directors 5 Approve Profit Distribution Plan For For Management 6 Approve Appointment of the External For For Management Auditors and Internal Control Auditors 7 Approve Provision of Repurchase For For Management Guarantee to Customers Under Finance Lease Business 8 Approve Provision of Guarantees to and For Against Management Among Controlling Subsidiaries 9 Approve Commencement of Hedging For For Management Business 10 Approve Restricted Share Incentive For For Management Scheme (Draft) of Zhengzhou Coal Mining Machinery Group Company Limited and the Summary 11 Approve Administrative Measures for For For Management Performance Evaluation Under the Restricted Share Incentive Scheme of Zhengzhou Coal Mining Machinery Group Company Limited 12 Approve Authorization of the Board to For For Management Handle All Matters Related to the Restricted Share Incentive Scheme -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: JUN 04, 2021 Meeting Type: Special Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted Share Incentive For For Management Scheme (Draft) of Zhengzhou Coal Mining Machinery Group Company Limited and the Summary 2 Approve Administrative Measures for For For Management Performance Evaluation Under the Restricted Share Incentive Scheme of Zhengzhou Coal Mining Machinery Group Company Limited 3 Approve Authorization of the Board to For For Management Handle All Matters Related to the Restricted Share Incentive Scheme -------------------------------------------------------------------------------- ZHENGZHOU COAL MINING MACHINERY GROUP COMPANY LIMITED Ticker: 564 Security ID: Y98949103 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Packages of For For Management Non-Independent Directors 2 Approve Remuneration Packages of For For Management Independent Directors 3 Approve Remuneration Packages of For For Management Supervisors -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO., LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO., LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Related Party Transaction For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Change of Company Name For For Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures for For Against Management Independent Directors 11 Approve Bill Pool Business For Against Management 12 Elect Guo Hui as Supervisor For For Management -------------------------------------------------------------------------------- ZHENRO PROPERTIES GROUP LIMITED Ticker: 6158 Security ID: G9897E109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Xianzhi as Director For For Management 4 Elect Li Yang as Director For For Management 5 Elect Loke Yu (alias Loke Hoi Lam) as For For Management Director 6 Elect Wang Chuanxu as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Issued Share For For Management Capital 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHESHANG SECURITIES CO., LTD. Ticker: 601878 Security ID: Y989BG109 Meeting Date: OCT 23, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Jiang Zhaohui as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- ZHESHANG SECURITIES CO., LTD. Ticker: 601878 Security ID: Y989BG109 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4.1 Approve Transactions with Controlling For For Management Shareholder and Its Related Parties 4.2 Approve Transactions with Other For For Management Related Companies 4.3 Approve Transactions with Related For For Management Natural Persons 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Report on the Usage of For For Management Previously Raised Funds 8 Approve the Control Cap of Financial For For Management Investment Scale 9 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken Regarding Private Placement of Shares (Revised Draft) 10 Amend Articles of Association For For Management 11 Approve Period Extension of Horizontal For For Management Competition Preventive Commitment of Ultimate Controller 12.1 Elect Jin Xuejun as Director For For Management -------------------------------------------------------------------------------- ZHEWEN INTERACTIVE GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Equity Distribution Plan For For Management 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 7 Approve to Appoint of Auditor and For For Management Payment of Remuneration 8 Approve Credit Line Application and For For Management Provision of Guarantee -------------------------------------------------------------------------------- ZHEWEN INTERACTIVE GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: MAY 13, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Change Business Scope -------------------------------------------------------------------------------- ZHEWEN INTERACTIVE GROUP CO., LTD. Ticker: 600986 Security ID: Y45915116 Meeting Date: JUN 01, 2021 Meeting Type: Special Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Performance Compensation of For For Management Beijing Aichuang Tianjie Marketing Technology Co., Ltd and Related Transaction 2 Approve Performance Compensation of For For Management Beijing Digital One hundred Information Technology Co., Ltd. -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Revised 2020 Annual Cap For For Management 1b Approve New Online Platform For For Management Cooperation Framework Agreement and Related Transactions 1c Authorize Board to Deal with All For For Management Matters in Relation to the New Online Platform Cooperation Framework Agreement, Revised 2020 Annual Cap and Related Transactions 2a Approve ZATI Share Option Scheme and For For Management Related Transactions 2b Approve ZA Life Share Option Scheme For For Management and Related Transactions 2c Approve ZA Tech Share Option Scheme For For Management and Related Transactions 3 Elect Shuang Zhang as Director For For Management -------------------------------------------------------------------------------- ZHONGAN ONLINE P&C INSURANCE CO., LTD. Ticker: 6060 Security ID: Y989DF109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Supervisory For For Management Committee 3 Approve 2020 Report of Auditors and For For Management Audited Financial Statements 4 Approve PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian LLP as PRC Auditors and Authorize Board to Fix Their Remuneration 5 Elect Xing Jiang as Director For For Management 6 Approve 2020 Performance Evaluation of For For Management the Directors 7 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: JUL 24, 2020 Meeting Type: Special Record Date: JUL 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Jun as Non-independent For For Shareholder Director 2 Approve Operator Salary Management For Against Management Measures -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition of Zhongbai For For Management Group Wuhan Fresh Food Processing and Distribution Co., Ltd. and Related Party Transactions 2 Approve Equity Acquisition of Wuhan For For Management Zhongbai Convenience Store Co., Ltd. and Related Party Transactions 3 Elect Zhang Yongsheng as For For Shareholder Non-Independent Director 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Amend Independent Director System For For Management 9 Amend Management System of Raised Funds For For Management 10 Approve to Formulate the Related Party For For Management Transaction Management System 11 Approve to Formulate the External For For Management Investment Management System -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Jun as Director For For Shareholder 1.2 Elect Wang Meifang as Director For For Shareholder 1.3 Elect Shao Bo as Director For For Shareholder 1.4 Elect Wu Limin as Director For For Shareholder 1.5 Elect Sun Hao as Director For For Shareholder 1.6 Elect Su Mingbo as Director For For Shareholder 2.1 Elect Huang Jing as Director For For Management 2.2 Elect Liu Qiliang as Director For For Management 2.3 Elect Sun Jin as Director For For Management 2.4 Elect Ji Zhibin as Director For For Management 3.1 Elect Hu Jian as Supervisor For For Management 3.2 Elect Jia Lei as Supervisor For For Management 3.3 Elect Wang Ying as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGBAI HOLDINGS GROUP CO., LTD. Ticker: 000759 Security ID: Y9715V101 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve Credit Line and Letter of For For Management Guarantee 8 Approve Provision of Guarantee For Against Management 9 Approve to Appoint Auditor For For Management 10 Approve Use of Funds for Financial For For Management Products -------------------------------------------------------------------------------- ZHONGCHANG BIG DATA CORP. LTD. Ticker: 600242 Security ID: Y2924T108 Meeting Date: JUL 20, 2020 Meeting Type: Annual Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For Did Not Vote Management Directors 2 Approve Report of the Board of For Did Not Vote Management Supervisors 3 Approve Financial Statements For Did Not Vote Management 4 Approve Annual Report and Summary For Did Not Vote Management 5 Approve Profit Distribution For Did Not Vote Management 6 Approve Remuneration of Directors and For Did Not Vote Management Senior Management 7 Approve Provision for Asset Impairment For Did Not Vote Management 8.1 Elect Li Qunnan as Non-independent For Did Not Vote Management Director 8.2 Elect Huang Qizao as Non-independent For Did Not Vote Management Director 8.3 Elect Ye Wei as Non-independent For Did Not Vote Management Director 8.4 Elect Xue Weijia as Non-independent For Did Not Vote Management Director 8.5 Elect Ling Yun as Non-Independent For Did Not Vote Shareholder Director 8.6 Elect Lv Jinbo as Non-Independent For Did Not Vote Shareholder Director 8.7 Elect Liu Guoxiu as Non-Independent For Did Not Vote Shareholder Director 8.8 Elect Li Bo as Non-Independent Director For Did Not Vote Shareholder 9.1 Elect Xin Zhanhong as Independent For Did Not Vote Management Director 9.2 Elect Li Chunhua as Independent For Did Not Vote Management Director 9.3 Elect Lu Xiaotian as Independent For Did Not Vote Management Director 9.4 Elect Li Beizhan as Independent For Did Not Vote Shareholder Director 10.1 Elect Qian Qian as Supervisor For Did Not Vote Management 10.2 Elect Wang Liyuan as Supervisor For Did Not Vote Management -------------------------------------------------------------------------------- ZHONGFU INFORMATION, INC. Ticker: 300659 Security ID: Y9908R107 Meeting Date: APR 20, 2021 Meeting Type: Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGFU INFORMATION, INC. Ticker: 300659 Security ID: Y9908R107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management 8 Approve Provision of Guarantee For For Management 9 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 12 Amend Management System for Providing For Against Management External Guarantees 13 Amend Implementing Rules for For Against Management Cumulative Voting System 14 Amend System for Preventing For Against Management Controlling Shareholders and Related Parties from Occupying Company Funds -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Partial Raised Funds For For Management to Replenish Working Capital -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Change of Business Scope and For For Management Amend Articles of Association -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Registered Address For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: APR 28, 2021 Meeting Type: Special Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Share Transfer For For Management Agreement -------------------------------------------------------------------------------- ZHONGFU STRAITS (PINGTAN) DEVELOPMENT CO., LTD. Ticker: 000592 Security ID: Y26557101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHONGHANG ELECTRONIC MEASURING INSTRUMENTS CO., LTD. Ticker: 300114 Security ID: Y9894C106 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audit Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Daily Related Party For For Management Transactions 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Amend Management System of For For Management Remuneration and Allowance of Directors, Supervisors and Senior Management 11.1 Elect Kang Xuejun as Director For For Management 11.2 Elect Zhou Yu as Director For For Management 11.3 Elect Ma Yili as Director For For Management 11.4 Elect Xia Baoqi as Director For For Management 11.5 Elect Gao Xi'an as Director For For Management 11.6 Elect Guo Jianfei as Director For For Management 12.1 Elect Xu Zhigang as Director For For Management 12.2 Elect Wang Fangjun as Director For For Management 12.3 Elect Zhao Shouguo as Director For For Management 13.1 Elect Dong Kang as Supervisor For For Management 13.2 Elect Yuan Changxun as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Bin as Independent Director For For Shareholder 2 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 3.1 Approve Type For For Management 3.2 Approve Issue Size For For Management 3.3 Approve Par Value and Issue Price For For Management 3.4 Approve Bond Maturity For For Management 3.5 Approve Bond Interest Rate For For Management 3.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 3.7 Approve Conversion Period For For Management 3.8 Approve Determination of Conversion For For Management Price 3.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 3.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 3.11 Approve Method for Determining the For For Management Number of Shares for Conversion 3.12 Approve Terms of Redemption For For Management 3.13 Approve Terms of Sell-Back For For Management 3.14 Approve Attribution of Profit and Loss For For Management During the Conversion Period 3.15 Approve Issue Manner and Target For For Management Subscribers 3.16 Approve Placing Arrangement for For For Management Shareholders 3.17 Approve Matters Relating to Meetings For For Management of Bondholders 3.18 Approve Amount and Use of Proceeds For For Management 3.19 Approve Guarantee Matters For For Management 3.20 Approve Depository of Raised Funds For For Management 3.21 Approve Resolution Validity Period For For Management 4 Approve Issuance of Convertible Bonds For For Management 5 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Relevant Audit Report and For For Management Evaluation Report of this Transaction 8 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Internal Control Assurance For For Management Report 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Convertible Bonds Issuance 13 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 14 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Issuance of Convertible Bonds 15 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 16 Approve Methods to Assess the For For Management Performance of Plan Participants 17 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 18 Approve Repurchase and Cancellation of For For Management Performance Shares 19 Amend Management System of Raised Funds For For Shareholder -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Application of Bank Credit For For Management Lines 9 Approve Provision of Guarantees For Against Management 10 Approve Appointment of Auditor For For Management 11 Approve Use of Idle Raised Fund for For For Management Cash Management 12 Approve Use of Idle Own Funds for Cash For For Management Management 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHONGJI INNOLIGHT CO., LTD. Ticker: 300308 Security ID: Y7685V101 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size and Subscription For For Management Method 2.6 Approve Lock-up Period For For Management 2.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.8 Approve Listing Exchange For For Management 2.9 Approve Amount and Use of Proceeds For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 8 Approve Company's Commitment Regarding For For Management Counter-dilution Measures in Connection to the Issuance of Shares to Specific Targets 9 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Auditor For For Management 2 Amend Articles of Association For Against Management 3.1 Elect Lu Jin as Non-Independent For For Management Director 3.2 Elect Liu Bing as Non-Independent For For Management Director 3.3 Elect Zhao Zhanguo as Non-Independent For For Management Director 3.4 Elect Li Yueqing as Non-Independent For For Management Director 3.5 Elect Peng Yong as Non-Independent For For Management Director 3.6 Elect Li Tienan as Non-Independent For For Management Director 4.1 Elect Hu Shiming as Independent For For Management Director 4.2 Elect Zhang Yue as Independent Director For For Management 4.3 Elect Xie Wenzheng as Independent For For Management Director 5.1 Elect Zhu Shuhong as Supervisor For For Management 5.2 Elect Sun Jie as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGJIN GOLD CORP. LTD. Ticker: 600489 Security ID: Y9890R107 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHONGLIANG HOLDINGS GROUP COMPANY LIMITED Ticker: 2772 Security ID: G9898C102 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A Elect Yang Jian as Director For For Management 3B Elect Wu Xiaobo as Director For For Management 3C Elect Au Yeung Po Fung as Director For For Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHONGLU CO., LTD. Ticker: 900915 Security ID: Y7682B108 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHONGLU CO., LTD. Ticker: 900915 Security ID: Y9896C104 Meeting Date: NOV 05, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Equity For For Management 2 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- ZHONGLU CO., LTD. Ticker: 900915 Security ID: Y9896C104 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Chen Shan as Non-Independent For For Management Director 2.2 Elect Zhang Jianjun as Non-Independent For For Management Director 2.3 Elect Zhang Li as Independent Director For For Management 2.4 Elect Gao Feng as Independent Director For For Management 2.5 Elect Jia Jianjun as Independent For For Management Director 2.6 Elect Chen Min as Non-Independent For For Management Director 3.1 Elect Yan Yiming as Supervisor For For Management 3.2 Elect Zhang Yan as Supervisor For For Management 4.1 Approve Issue Size For For Management 4.2 Approve Amount and Use of Proceeds For For Management 4.3 Approve Resolution Validity Period For For Management 5 Approve Adjustment of Plan on Private For For Management Placement of Shares 6 Approve Adjustment of Feasibility For For Management Analysis Report on the Use of Proceeds 7 Approve Adjustment of Counter-dilution For For Management Measures in Connection to the Private Placement 8 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGLU CO., LTD. Ticker: 900915 Security ID: Y9896C104 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Profit Distribution For For Management 4 Approve Financial Statements and For For Management Financial Budget 5 Approve Appointment of Auditor and For For Management Audit Fees 6 Approve Related Party Transaction For For Management 7 Approve Equity Disposal For For Management -------------------------------------------------------------------------------- ZHONGMAN PETROLEUM & NATURAL GAS GROUP CORP., LTD. Ticker: 603619 Security ID: Y989EH104 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Annual Report and Summary For Against Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Comprehensive Bank Credit For For Management Application 8 Approve Daily Related-party For For Management Transactions 9 Approve External Guarantee For For Management 10 Approve Supplementary Review and For For Management Approval on Pre-emptive Acquisition of Offshore Oil Blocks 11 Approve Change in Registered Address For For Management and Amendments to Articles of Association 12.1 Elect Li Chundi as Non-independent For For Management Director 12.2 Elect Zhu Fengxue as Non-independent For For Management Director 12.3 Elect Chen Qingjun as Non-independent For For Management Director 12.4 Elect Zhang Yun as Non-independent For For Management Director 12.5 Elect Li Shiguang as Non-independent For For Management Director 13.1 Elect Zuo Wenqi as Independent Director For For Management 13.2 Elect Du Jun as Independent Director For For Management 13.3 Elect Xie Xiaoxia as Independent For For Management Director 14.1 Elect Yao Guicheng as Supervisor For For Management 14.2 Elect Zhu Yongzhen as Supervisor For For Management -------------------------------------------------------------------------------- ZHONGMAN PETROLEUM & NATURAL GAS GROUP CORP., LTD. Ticker: 603619 Security ID: Y989EH104 Meeting Date: SEP 11, 2020 Meeting Type: Special Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management -------------------------------------------------------------------------------- ZHONGMAN PETROLEUM & NATURAL GAS GROUP CORP., LTD. Ticker: 603619 Security ID: Y989EH104 Meeting Date: DEC 03, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHONGMAN PETROLEUM & NATURAL GAS GROUP CORP., LTD. Ticker: 603619 Security ID: Y989EH104 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGMAN PETROLEUM & NATURAL GAS GROUP CORP., LTD. Ticker: 603619 Security ID: Y989EH104 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Comprehensive Bank Credit For Against Management Application 8 Approve Daily Related-party For For Management Transactions 9 Approve External Guarantee For For Management 10 Approve to Appoint Auditor For For Management 11 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Supervisors 14 Amend Working System for Independent For Against Management Directors 15 Amend Related Party Transaction For Against Management Management System 16 Amend External Guarantee Management For Against Management System 17 Amend External Investment Management For Against Management System 18 Amend Raised Funds Management System For Against Management -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: MAR 31, 2021 Meeting Type: Special Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Comprehensive Credit Line For For Management Application 2 Amend Information Disclosure For Against Management Management System 3 Elect Zhang Zhouyun as Non-Independent For For Management Director 4 Elect Lan Jiang as Supervisor For For Management 5 Approve Draft and Summary of Stock For For Management Option Incentive Plan 6 Approve Methods to Assess the For For Management Performance of Plan Participants 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGSHAN BROAD-OCEAN MOTOR CO., LTD. Ticker: 002249 Security ID: Y98937108 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Shareholder 7 Approve to Formulate Shareholder For For Management Return Plan 8 Approve Amendments to Articles of For For Management Association 9 Approve Draft and Summary of Employee For For Management Share Purchase Plan 10 Approve Management Method of Employee For For Management Share Purchase Plan 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Approve Appointment of Auditor For For Shareholder -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers and Medium-term Notes 2 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: SEP 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Jingyi as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Financial For For Management Guarantee -------------------------------------------------------------------------------- ZHONGSHAN PUBLIC UTILITIES GROUP CO., LTD. Ticker: 000685 Security ID: Y2618Q105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Audit Work Report For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 9 Approve Credit Line Application and For For Management Provision of Guarantee -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Guoqiang as Director For For Management 4 Elect Du Qingshan as Director For For Management 5 Elect Shen Jinjun as Director For For Management 6 Elect Chin Siu Wa Alfred as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHONGTAI SECURITIES CO., LTD. Ticker: 600918 Security ID: Y989B4106 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Annexes 2 Approve to Appoint Auditor For For Management 3.1 Approve Issue Type For For Management 3.2 Approve Issuer For For Management 3.3 Approve Issue Size For For Management 3.4 Approve Issue Manner For For Management 3.5 Approve Issue Period For For Management 3.6 Approve Issuance Interest Rate For For Management 3.7 Approve Guarantee and Other Credit For For Management Enhancement Arrangements 3.8 Approve Use of Proceeds For For Management 3.9 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 3.10 Approve Listing Arrangements For For Management 3.11 Approve Safeguard Measures of Debts For For Management Repayment 3.12 Approve Resolution Validity Period For For Management 3.13 Approve Authorization on Issuance of For For Management Domestic and Foreign Debt Financing Instruments 4 Approve Formulation of Management For For Management System for External Guarantees 5 Amend External Investment Management For For Management Method -------------------------------------------------------------------------------- ZHONGTAI SECURITIES CO., LTD. Ticker: 600918 Security ID: Y989B4106 Meeting Date: JUN 01, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Related Party Transaction with For For Management Laiwu Iron and Steel Group Co., Ltd and its subsidiaries 6.2 Approve Related Party Transaction with For For Management Shandong Iron and Steel Group Co., Ltd and its subsidiaries 6.3 Approve Related Party Transaction with For For Management Shandong Energy Group Co., Ltd 6.4 Approve Related Party Transaction with For For Management Shandong Lucion Investment Holdings Group Co., Ltd 6.5 Approve Related Party Transaction with For For Management Laishang Bank Co., Ltd 6.6 Approve Related Party Transaction with For For Management Dezhou Bank Co., Ltd 6.7 Approve Related Party Transaction with For For Management Shandong Laigang Yongfeng Iron and Steel Co., Ltd 6.8 Approve Related Party Transaction with For For Management Shandong Yongfeng International Trade Co., Ltd 6.9 Approve Related Party Transaction with For For Management Shandong Zhongtai Qidong Information Industry Development and Investment Center (Limited Partnership) 6.10 Approve Related Party Transaction with For For Management Wanjia Asset Management Co., Ltd. 6.11 Approve Related Party Transaction with For For Management Wanjia Co-Win Asset Management Co., Ltd. 6.12 Approve Related Party Transaction with For For Management Affiliated Legal Person 6.13 Approve Related Party Transaction with For For Management Affiliated Natural Person 7 Approve to Appoint Auditor For For Management 8 Approve Assessment of Remuneration and For For Management Remuneration of Director 9 Approve Assessment of Remuneration and For For Management Remuneration of Supervisor 10 Amend Remuneration Management and For For Management Performance Appraisal of Director and Supervisor 11 Approve Proprietary Investment Scale For For Management -------------------------------------------------------------------------------- ZHONGTIAN FINANCIAL GROUP CO., LTD. Ticker: 000540 Security ID: Y2943D100 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Chuanli as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGTIAN FINANCIAL GROUP CO., LTD. Ticker: 000540 Security ID: Y2943D100 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xiong Debin as Independent For For Management Director -------------------------------------------------------------------------------- ZHONGTIAN FINANCIAL GROUP CO., LTD. Ticker: 000540 Security ID: Y2943D100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Provision for Asset Impairment For For Management -------------------------------------------------------------------------------- ZHONGTONG BUS & HOLDING CO., LTD. Ticker: 000957 Security ID: Y9889M101 Meeting Date: AUG 13, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mi Baolun as Non-Independent For For Shareholder Director 2 Approve Amendments to Articles of For For Management Association to Expand Business Scope 3 Approve Disposal of Old Factory For For Management -------------------------------------------------------------------------------- ZHONGTONG BUS & HOLDING CO., LTD. Ticker: 000957 Security ID: Y9889M101 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ZHONGTONG BUS CO., LTD. Ticker: 000957 Security ID: Y9889M101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Change in Company Name and For For Management Amend Articles of Association 9 Elect Li Baicheng as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHONGYEDA ELECTRIC CO., LTD. Ticker: 002441 Security ID: Y98948105 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Approve Amendments to Articles of For For Management Association 3 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- ZHONGYEDA ELECTRIC CO., LTD. Ticker: 002441 Security ID: Y98948105 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHONGYEDA ELECTRIC CO., LTD. Ticker: 002441 Security ID: Y98948105 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Appointment of Financial For For Management Auditor 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Approve Formulation of Shareholder For For Management Return Plan 11 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHONGYU GAS HOLDINGS LIMITED Ticker: 3633 Security ID: G9891U133 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Wenliang as Director For For Management 3b Elect Li Yan as Director For For Management 3c Elect Luo Yongtai as Director For For Management 3d Authorize Board or the Remuneration For For Management Committee to Fix Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHONGYUAN UNION CELL & GENE ENGINEERING CORP. LTD. Ticker: 600645 Security ID: Y7694E108 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Allowance of For For Management Independent Directors 2 Amend Working System for Independent For For Management Directors 3 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHONGYUAN UNION CELL & GENE ENGINEERING CORP. LTD. Ticker: 600645 Security ID: Y7694E108 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve Changes of Implementation For For Management Method of Partial Raised Funds Projects 8 Elect Wang Xuehai as Non-independent For For Shareholder Director 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHOU HEI YA INTERNATIONAL HOLDINGS COMPANY LIMITED Ticker: 1458 Security ID: G98976106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Pan Pan as Director For For Management 3a2 Elect Chan Kam Ching, Paul as Director For For Management 3a3 Elect Lu Weidong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHUGUANG HOLDINGS GROUP COMPANY LIMITED Ticker: 1176 Security ID: G9908J105 Meeting Date: JUL 17, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Co-Development Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- ZHUGUANG HOLDINGS GROUP COMPANY LIMITED Ticker: 1176 Security ID: G9908J105 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: JUN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Chu Hing Tsung as Director For For Management 4.2 Elect Huang Jiajue as Director For For Management 4.3 Elect Wong Chi Keung as Director For Against Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6.2 Authorize Repurchase of Issued Share For For Management Capital 6.3 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ZHUHAI BOJAY ELECTRONICS CO., LTD. Ticker: 002975 Security ID: Y989LZ106 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Idle Own Funds for Cash Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHUHAI BOJAY ELECTRONICS CO., LTD. Ticker: 002975 Security ID: Y989LZ106 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHUHAI BOJAY ELECTRONICS CO., LTD. Ticker: 002975 Security ID: Y989LZ106 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Amendments to Articles of For Against Management Association 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors and Related Committees 8 Approve Remuneration of For For Management Non-independent Directors 9 Approve to Appoint Auditor For For Management 10 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 11.1 Approve Issue Type For For Management 11.2 Approve Issue Scale For For Management 11.3 Approve Par Value and Issue Price For For Management 11.4 Approve Bond Maturity For For Management 11.5 Approve Bond Interest Rate For For Management 11.6 Approve Method and Term for the For For Management Repayment of Principal and Interest 11.7 Approve Conversion Period For For Management 11.8 Approve Method on Handling Fractional For For Management Shares Upon Conversion 11.9 Approve Determination and Adjustment For For Management of Conversion Price 11.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 11.11 Approve Terms of Redemption For For Management 11.12 Approve Terms of Sell-Back For For Management 11.13 Approve Dividend Distribution Post For For Management Conversion 11.14 Approve Issue Manner and Target For For Management Subscribers 11.15 Approve Placing Arrangement for For For Management Shareholders 11.16 Approve Relevant Terms of Bondholders For For Management and Bondholder Meetings 11.17 Approve Use of Proceeds and For For Management Implementation Method 11.18 Approve Guarantee Matters For For Management 11.19 Approve Rating Matters For For Management 11.20 Approve Management and Deposit Account For For Management of Raised Funds 11.21 Approve Validity Period For For Management 12 Approve Plan for Issuance of For For Management Convertible Bonds 13 Approve Feasibility Analysis Report on For For Management the Intended Usage of Raised Funds 14 Approve Convertible Bondholders' For For Management Meeting Rules 15 Approve Report on the Usage of For For Management Previously Raised Funds 16 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 17 Approve Shareholder Return Plan For For Management 18 Approve Guarantees and Related Party For For Management Transactions Related to the Convertible Bonds Issuance 19 Approve Authorization of Board to For For Management Handle All Related Matters 20 Approve Signing of Project Investment For For Management Agreement 21 Approve Allowance of Independent For For Management Directors 22.1 Elect Wang Zhaochun as Director For For Management 22.2 Elect Chen Jun as Director For For Management 22.3 Elect Zeng Xianzhi as Director For For Management 22.4 Elect Wang Kai as Director For For Management 23.1 Elect Song Xiaoning as Director For For Management 23.2 Elect Yang Yongxing as Director For For Management 23.3 Elect Huang Baoshan as Director For For Management 24.1 Elect Cheng Jun Supervisor For For Management 24.2 Elect Liu Jialong as Supervisor For For Management -------------------------------------------------------------------------------- ZHUHAI BOJAY ELECTRONICS CO., LTD. Ticker: 002975 Security ID: Y989LZ106 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: JUL 09, 2020 Meeting Type: Special Record Date: JUL 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Parties (Revised) 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principles 2.5 Approve Issue Size For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Parties (Revised) 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Parties (Revised) 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds (Revised) 6.1 Approve to Introduce Guangzhou Yubo For For Management Investment Management Co., Ltd. as Strategic Investor and Signing of Strategic Cooperation Agreement 6.2 Approve to Introduce Beijing THDF For For Management Investment Management Co., Ltd. as Strategic Investor and Signing of Strategic Cooperation Agreement 6.3 Approve to Introduce Guangzhou Kunlun For For Management Investment Co., Ltd. and Guangdong Fuoxy Gold Management Co., Ltd. as Strategic Investors and Signing of Strategic Cooperation Agreement 6.4 Approve to Introduce Fortune Link For For Management Investment Holdings Co., Ltd. as Strategic Investor and Signing of Strategic Cooperation Agreement 7.1 Approve Signing of Conditional Share For For Management Subscription Agreement with Henan Lingchuang Medical Equipment Intelligent Technology Center (Limited Partnership) 7.2 Approve Signing of Conditional Share For For Management Subscription Agreement with Beijing THDF Investment Management Co., Ltd. on Behalf of Zhuhai Huamei Health No. 1 Investment Partnership (Limited Partnership) 7.3 Approve Signing of Conditional Share For For Management Subscription Agreement with Guangzhou Kunlun Investment Co., Ltd. and Guangdong Fuoxy Gold Management Co., Ltd. on Behalf of Zhuhai Hengqin Oxygen-Rich Kunlun Investment Partnership (Limited Partnership) 7.4 Approve Signing of Conditional Share For For Management Subscription Agreement with Fortune Link Investment Holdings Co., Ltd. on Behalf of the Proposed Private Equity Investment Fund 8.1 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement with Henan Lingchuang Medical Equipment Intelligent Technology Center (Limited Partnership) 8.2 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement with Beijing THDF Investment Management Co., Ltd. on Behalf of Zhuhai Huamei Health No. 1 Investment Partnership (Limited Partnership) 8.3 Approve Conditional Share Subscription For For Management Supplemental Agreement with Guangzhou Kunlun Investment Co., Ltd. and Guangdong Fuoxy Gold Management Co., Ltd. on Behalf of Zhuhai Hengqin Oxygen-Rich Kunlun Investment Partnership (Limited Partnership) 8.4 Approve Signing of Supplemental For For Management Agreement to the Conditional Share Subscription Agreement with Fortune Link Investment Holdings Co., Ltd. on Behalf of the Proposed Private Equity Investment Fund 9 Approve Report on the Usage of For For Management Previously Raised Funds 10 Approve Commitment on Impact of For For Management Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken (Revised) 11 Approve Formulation of Shareholder For For Management Return Plan 12 Approve Authorization of the Board to For For Management Handle All Related Matters (Revised) -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Debt Transfer Agreement For For Management 2 Amend Articles of Association to For For Shareholder Expand Business Scope 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: DEC 22, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Type and Listing Exchange For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Capital and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment For For Management of Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Attribution of Profit and Loss For For Management During the Conversion Period 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings For For Management of Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Guarantee Matters For For Management 2.19 Approve Rating Matters For For Management 2.20 Approve Depository of Raised Funds For For Management 2.21 Approve Resolution Validity Period For For Management 3 Approve Issuance of Convertible Bonds For For Management 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Rules and Procedures Regarding For For Management General Meetings of Convertible Bondholders 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors 14 Amend Working System for Independent For For Shareholder Directors 15 Amend Related Party Transaction For For Shareholder Decision System 16 Amend External Guarantee Management For For Shareholder Regulations 17 Amend Investment Management Method For For Shareholder 18 Approve Performance Shares Incentive For For Shareholder Plan as well as Repurchase and Cancellation of Performance Shares 19 Amend Articles of Association For For Shareholder 20 Approve Provision of Counter Guarantee For For Shareholder -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHUHAI HOKAI MEDICAL INSTRUMENTS CO., LTD. Ticker: 300273 Security ID: Y9895Q104 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisor 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Authorization of the Board to For For Management Handle All Matters Related to Credit or Financing Agreement 8 Approve Authorization of the Board to For For Management Handle All Matters Related to Small-scale Rapid Financing 9 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHUHAI HUAJIN CAPITAL CO., LTD. Ticker: 000532 Security ID: Y52205104 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Major Assets Restructuring 2.1 Approve Overall Plan For For Management 2.2 Approve Underlying Asset For For Management 2.3 Approve Transaction Parties For For Management 2.4 Approve Underlying Asset Valuation For For Management 2.5 Approve Transaction Method and For For Management Transfer Price Payment 2.6 Approve Attribution of Profit and Loss For For Management During the Transition Period 2.7 Approve Staff Placement For For Management 2.8 Approve Contractual Obligations and For For Management Liability for Breach of the Transfer of the Underlying Asset Ownership 2.9 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitute as For For Management Related Party Transaction 4 Approve Draft and Summary of Major For For Management Asset Sale 5 Approve Signing with Effective For For Management Conditions of Partnership Share Transfer Agreement 6 Approve Relevant Audit Report, Review For For Management Report and Evaluation Report of the Transaction 7 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 8 Approve Basis and Fairness and For For Management Reasonableness of Pricing of this Transaction 9 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 11 Approve Relevant Entities Does Not For For Management Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 12 Approve Transaction Does Not Comply For For Management with Article 13 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 13 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies and Article 4 of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 14 Approve Company's Stock Price For For Management Volatility Does Not Reach Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 15 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHUHAI HUAJIN CAPITAL CO., LTD. Ticker: 000532 Security ID: Y52205104 Meeting Date: NOV 09, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang Yanfei as Independent For For Shareholder Director -------------------------------------------------------------------------------- ZHUHAI HUAJIN CAPITAL CO., LTD. Ticker: 000532 Security ID: Y52205104 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period For For Management 2.8 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve that the Company Does Not Need For For Management to Produce a Report on the Usage of Previously Raised Funds 6 Approve Related Party Transactions in For For Management Connection to Private Placement 7 Approve Signing of Shares Subscription For For Management Contract 8 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 9 Approve Shareholder Return Plan For For Management 10 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHUHAI HUAJIN CAPITAL CO., LTD. Ticker: 000532 Security ID: Y52205104 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Guangning as Director For For Management 1.2 Elect Guo Jin as Director For For Management 1.3 Elect Xie Hao as Director For For Management 1.4 Elect He Zhen as Director For For Management 1.5 Elect Zou Chaoyong as Director For For Management 1.6 Elect Wang Yiming as Director For For Management 1.7 Elect Huang Jun as Director For For Management 1.8 Elect Huang Yanfei as Director For For Management 1.9 Elect Wang Huaibing as Director For For Management 1.10 Elect Dou Huan as Director For For Management 1.11 Elect An Shouhui as Director For For Management 2.1 Elect Zhou Youfen as Supervisor For For Management 2.2 Elect Li Weihuan as Supervisor For For Management 2.3 Elect Luo Hongjian as Supervisor For For Management -------------------------------------------------------------------------------- ZHUHAI HUAJIN CAPITAL CO., LTD. Ticker: 000532 Security ID: Y52205104 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For Against Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Guarantee Plan For Against Management 8 Approve to Appoint Auditor For For Management 9 Approve Signing of Financial Services For For Management Agreement -------------------------------------------------------------------------------- ZHUHAI ORBITA AEROSPACE SCIENCE & TECHNOLOGY CO. LTD. Ticker: 300053 Security ID: Y9893S102 Meeting Date: DEC 16, 2020 Meeting Type: Special Record Date: DEC 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Amend Related-Party Transaction For For Management Management System 5 Approve Equity Transfer For For Management 6 Approve Provision of Guarantee For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHUHAI ORBITA AEROSPACE SCIENCE & TECHNOLOGY CO. LTD. Ticker: 300053 Security ID: Y9893S102 Meeting Date: MAR 17, 2021 Meeting Type: Special Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sun Ce as Independent Director For For Shareholder -------------------------------------------------------------------------------- ZHUHAI ORBITA AEROSPACE SCIENCE & TECHNOLOGY CO. LTD. Ticker: 300053 Security ID: Y9893S102 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Report on the Deposit and For For Management Usage of Raised Funds 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in the Use of Proceeds For For Management 2 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: AUG 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve M&A Loan Application and Its For For Management Provision of Guarantee 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: SEP 08, 2020 Meeting Type: Special Record Date: SEP 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: SEP 28, 2020 Meeting Type: Special Record Date: SEP 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Super Short-term For For Management Commercial Papers 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Credit Line Application and For For Management Guarantee Provision -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose and Use of Repurchase For For Management of Shares 1.2 Approve Compliance with Relevant For For Management Conditions of Repurchase of Shares 1.3 Approve Manner and Price Range of the For For Management Share Repurchase 1.4 Approve Type, Number and Proportion of For For Management the Total Share Repurchase and Total Capital Used for the Share Repurchase 1.5 Approve Capital Source Used for the For For Management Share Repurchase 1.6 Approve Implementation Period For For Management 1.7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: DEC 31, 2020 Meeting Type: Special Record Date: DEC 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: JAN 07, 2021 Meeting Type: Special Record Date: DEC 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ou Huisheng as Non-Independent For For Shareholder Director 1.2 Elect Feng Xin as Non-Independent For For Shareholder Director 1.3 Elect Zhen Honglun as Non-Independent For For Shareholder Director 1.4 Elect Xue Nan as Non-Independent For For Shareholder Director 1.5 Elect Zhou Juan as Non-Independent For For Shareholder Director 1.6 Elect Lu Xiaoyan as Independent For For Shareholder Director 1.7 Elect Zou Junshan as Independent For For Shareholder Director 1.8 Elect Chen Dingyu as Independent For For Shareholder Director 1.9 Elect Liu Guoshan as Independent For For Shareholder Director 2.1 Elect Huang Zhihua as Supervisor For For Shareholder 2.2 Elect Li Chunmei as Supervisor For For Shareholder 3 Approve Adjustment of Remuneration of For For Management Independent Directors 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: MAR 12, 2021 Meeting Type: Special Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity For For Management 2 Approve Commitment Letters Related to For For Management the Equity Acquisition 3 Approve Change in Implementation For For Management Content of Project Invested By Raised Funds -------------------------------------------------------------------------------- ZHUHAI PORT CO., LTD. Ticker: 000507 Security ID: Y9894W110 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Development of Sale and For For Management Leaseback Business and Related Transaction 7 Approve Adjustment of Related Party For For Management Transaction 8 Approve Credit Line and Provision of For For Management Guarantee -------------------------------------------------------------------------------- ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Ticker: 3898 Security ID: Y9892N104 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Place of Listing For For Management 1.2 Approve Class of Shares to be Issued For For Management 1.3 Approve Nominal Value of Shares For For Management 1.4 Approve Target Subscribers For For Management 1.5 Approve Schedule of the Issue and For For Management Listing 1.6 Approve Method of Issue For For Management 1.7 Approve Issue Size For For Management 1.8 Approve Pricing Methodology For For Management 1.9 Approve Implementation of Strategic For For Management Placing Upon Issue 1.10 Approve Use of Proceeds For For Management 1.11 Approve Method of Underwriting For For Management 1.12 Approve Validity Period of Resolutions For For Management in Relation to the Issue and Listing 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issue of A Shares 3 Approve Projects to be Financed with For For Management Proceeds from the Issue of A Shares and Feasibility Analysis Report 4 Approve Accumulated Profit For For Management Distribution Plan Prior to the Issue of A Shares 5 Approve Formulation of the Plan for For For Management Stabilization of Price of A Shares within Three Years After the Issue of A Shares 6 Approve Dilution of Immediate Return For For Management by the Issue of A Shares and Recovery Measures 7 Approve Three-Year Dividend For For Management Distribution Plan for Shareholders After the Issue of A Shares 8 Approve Undertakings Regarding the For For Management Information Disclosure in the Prospectus for the Issue of A Shares 9 Amend Articles of Association For For Management 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 13 Approve Formulation of the Terms of For For Management Reference of the Independent Non-Executive Directors 14.1 Approve Management Policy for External For For Management Guarantees 14.2 Approve Management Policy for Related For For Management Party Transactions 14.3 Approve Management Policy for External For For Management Investments 14.4 Approve Policy for Preventing the For For Management Controlling Shareholders, Actual Controllers and Related Parties from Appropriating Funds 14.5 Approve Management Policy for Funds For For Management Raised from A Shares 15 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration 16 Approve 2020-23 Financial Services For For Management Framework Agreement I and Related Transactions 17 Approve 2021-23 Financial Services For For Management Framework Agreement II and Related Transactions 18 Approve 2021-23 Shiling Mutual Supply For For Management Framework Agreement and Related Transactions 19 Elect Shang Jing as Director For For Management -------------------------------------------------------------------------------- ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Ticker: 3898 Security ID: Y9892N104 Meeting Date: DEC 07, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Place of Listing For For Management 1.2 Approve Class of Shares to be Issued For For Management 1.3 Approve Nominal Value of Shares For For Management 1.4 Approve Target Subscribers For For Management 1.5 Approve Schedule of the Issue and For For Management Listing 1.6 Approve Method of Issue For For Management 1.7 Approve Issue Size For For Management 1.8 Approve Pricing Methodology For For Management 1.9 Approve Implementation of Strategic For For Management Placing Upon Issue 1.10 Approve Use of Proceeds For For Management 1.11 Approve Method of Underwriting For For Management 1.12 Approve Validity Period of Resolutions For For Management in Relation to the Issue and Listing 2 Authorize Board to Deal with All For For Management Matters in Relation to the Issue of A Shares 3 Approve Projects to be Financed with For For Management Proceeds from the Issue of A Shares and Feasibility Analysis Report 4 Approve Accumulated Profit For For Management Distribution Plan Prior to the Issue of A Shares 5 Approve Formulation of the Plan for For For Management Stabilization of Price of A Shares within Three Years After the Issue of A Shares 6 Approve Dilution of Immediate Return For For Management by the Issue of A Shares and Recovery Measures 7 Approve Three-Year Dividend For For Management Distribution Plan for Shareholders After the Issue of A Shares 8 Approve Undertakings Regarding the For For Management Information Disclosure in the Prospectus for the Issue of A Shares -------------------------------------------------------------------------------- ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Ticker: 3898 Security ID: Y9892N104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Consolidated Financial For For Management Statements and Auditor's Report 4 Approve Profit Distribution Plan and For For Management Omission of Dividend Payment 5 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Credit Line Bank Application For For Management 7 Approve 2020 Annual Report For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- ZHUZHOU HONGDA ELECTRONICS CORP., LTD. Ticker: 300726 Security ID: Y989F0100 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Investment and For For Management Construction of 5G Electronic Component Production Base Project -------------------------------------------------------------------------------- ZHUZHOU HONGDA ELECTRONICS CORP., LTD. Ticker: 300726 Security ID: Y989F0100 Meeting Date: JUL 22, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Foreign Investment and For Did Not Vote Management Construction of 5G Electronic Component Production Base Project -------------------------------------------------------------------------------- ZHUZHOU HONGDA ELECTRONICS CORP., LTD. Ticker: 300726 Security ID: Y989F0100 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- ZHUZHOU HONGDA ELECTRONICS CORP., LTD. Ticker: 300726 Security ID: Y989F0100 Meeting Date: JUN 23, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan for Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Shares to Specific Targets 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 14 Amend Working System for Independent For For Management Directors 15 Amend Related-Party Transaction For For Management Management System 16 Amend Management System for Providing For For Management External Guarantees 17 Amend Management System for Providing For For Management External Investments 18 Amend Management System of Usage of For For Management Raised Funds -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: OCT 12, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Employee Share Purchase Plan For For Management 2 Approve Management Method of Employee For For Management Share Purchase Plan 3 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase Credit Guarantee and For For Management Internal Borrowing Limits and Related Transactions 2 Amend Working System for Independent For For Management Directors 3 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: DEC 11, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Investment to Establish For For Management Subsidiary -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: FEB 24, 2021 Meeting Type: Special Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization Period of Convertible Bonds -------------------------------------------------------------------------------- ZHUZHOU KIBING GROUP CO., LTD. Ticker: 601636 Security ID: Y98959102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Company's Loan Renewal and New For For Management Bank Loan Credit 8 Approve Provision of Guarantees For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Amendment of Corporate For For Management Governance Related Systems 11 Approve Capital Injection and For For Management Investment in the Construction of Two 1200t Photovoltaic Glass Production Lines and Supporting Terminal Engineering Projects 12 Approve Investment in New 1200t For For Management Photovoltaic Glass Production Line Project -------------------------------------------------------------------------------- ZHUZHOU QIANJIN PHARMACEUTICAL CO., LTD. Ticker: 600479 Security ID: Y98921102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Directors and For For Management Supervisors 2 Amend Articles of Association and For For Management Change of Business Scope 3 Approve to Participate in the For For Management Establishment of Investment Funds and Related Party Transactions 4.1 Elect Jiang Duanyu as Non-Independent For For Management Director 4.2 Elect Jian Shun as Non-Independent For For Management Director 4.3 Elect Li Kui as Non-Independent For For Management Director 4.4 Elect Zhong Haibiao as Non-Independent For For Management Director 4.5 Elect Yuan Bin as Non-Independent For For Management Director 4.6 Elect Xie Aiwei as Non-Independent For For Management Director 5.1 Elect Deng Chao as Independent Director For For Management 5.2 Elect Deng Jianhua as Independent For For Management Director 5.3 Elect Wang Ruoguang as Independent For For Management Director 6.1 Elect Cao Daozhong as Supervisor For For Management 6.2 Elect Zhai Hao as Supervisor For For Management -------------------------------------------------------------------------------- ZHUZHOU QIANJIN PHARMACEUTICAL CO., LTD. Ticker: 600479 Security ID: Y98921102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Auditor For For Management 6 Approve Report of the Board of For For Management Supervisors 7 Approve Amendments to Articles of For For Management Association to Expand Business Scope -------------------------------------------------------------------------------- ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 600458 Security ID: Y9892D106 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection For For Management 2 Approve Extension of Horizontal For For Management Competition Preventive Commitment of Indirect Controlling Shareholder -------------------------------------------------------------------------------- ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 600458 Security ID: Y9892D106 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Approve Use of Funds to Replenish For For Management Working Capital 3 Approve Daily Related Party Transaction For For Management 4 Elect Zhang Xiangyang as For For Management Non-Independent Director -------------------------------------------------------------------------------- ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 600458 Security ID: Y9892D106 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Shareholder Return Plan For For Management 8 Approve Report on the Deposit and For For Management Usage of Raised Funds 9 Approve Related Party Transaction with For For Management CRRC Corporation Limited 10 Approve Related Party Transaction with For For Management CRRC Finance Company 11 Approve Use of Idle Own Funds to For For Management Purchase Financial Products 12 Approve Application of Bank Credit For Against Management Lines 13 Approve Provision of Guarantee For Against Management 14.1 Elect Yang Jun as Director For For Management 14.2 Elect Li Lue as Director For For Management 14.3 Elect Peng Huawen as Director For For Management 14.4 Elect Zhang Xiangyang as Director For For Management 14.5 Elect Liu Jianxun as Director For For Management 14.6 Elect Liu Jun as Director For For Management 15.1 Elect Li Zhonghao as Director For For Management 15.2 Elect He Shouhua as Director For For Management 15.3 Elect Ling Zhixiong as Director For For Management 16.1 Elect Ding Youjun as Supervisor For For Management 16.2 Elect Li Yuhui as Supervisor For For Management 16.3 Elect Zhang Le as Supervisor For For Management -------------------------------------------------------------------------------- ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY CO., LTD. Ticker: 600458 Security ID: Y9892D106 Meeting Date: JUN 24, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 4 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZIBO QIXIANG TENGDA CHEMICAL CO., LTD. Ticker: 002408 Security ID: Y98941100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Provision of Guarantee For Against Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 11 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Public Issuance of A Share Convertible Corporate Bonds of the Company 2.01 Approve Type of Securities to be Issued For For Management 2.02 Approve Size of the Issuance For For Management 2.03 Approve Par Value and Issue Price For For Management 2.04 Approve Term of the A Share For For Management Convertible Corporate Bonds 2.05 Approve Coupon Rate of the A Share For For Management Convertible Corporate Bonds 2.06 Approve Timing and Method of Repayment For For Management of Principal and Interest Payment 2.07 Approve Conversion Period For For Management 2.08 Approve Determination and Adjustment For For Management of the Conversion Price 2.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 2.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds Which is Insufficient to be Converted into One A Share 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sale Back For For Management 2.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 2.14 Approve Method of the Issuance and For For Management Target Subscribers 2.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 2.16 Approve Relevant Matters of For For Management Bondholders' Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating For For Management 2.19 Approve Management and Deposit for For For Management Proceeds Raised 2.20 Approve Guarantee and Security For For Management 2.21 Approve Validity Period of the For For Management Resolution of the Issuance 3 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 4 Approve Feasibility Report on the Use For For Management of Proceeds Raised in the Public Issuance of A Share Convertible Corporate Bonds of the Company 5.01 Approve Specific Report on the Use of For For Management Proceeds Previously Raised of the Company (as at 31 December 2019) 5.02 Approve Specific Report on the Use of For For Management Proceeds Previously Raised of the Company (as at 31 March 2020) 6 Approve Recovery Measures and For For Management Undertakings by Relevant Parties in Relation to Dilutive Impact on Immediate Returns of the Public Issuance of A Share Convertible Corporate Bonds of the Company 7 Approve Profit Distribution and Return For For Management Plan for the Next Three Years (Year 2020-2022) of the Company 8 Approve Formulation of Rules for A For For Management Share Convertible Corporate Bondholders' Meetings of the Company 9 Approve Possible Connected For For Management Transactions of Subscriptions of A Share Convertible Corporate Bonds Under the Public Issuance by the Substantial Shareholder, Directors and Supervisors and/or the Directors Under the Employee Stock Ownership Scheme 10 Approve Authorization to the Board of For For Management Directors or Its Authorized Persons to Handle All the Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company 11 Approve Provision of Guarantee for For For Management Financing to Gold Mountains (H.K.) International Mining Company Limited 12 Approve Provision of Guarantees for For For Management Financing for Acquisition and Construction of Julong Copper -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of the Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Term of the A Share For For Management Convertible Corporate Bonds 1.05 Approve Coupon Rate of the A Share For For Management Convertible Corporate Bonds 1.06 Approve Timing and Method of Repayment For For Management of Principal and Interest Payment 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 1.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds Which is Insufficient to be Converted into One A Share 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 1.14 Approve Method of the Issuance and For For Management Target Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Relevant Matters of For For Management Bondholders' Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Rating For For Management 1.19 Approve Management and Deposit for For For Management Proceeds Raised 1.20 Approve Guarantee and Security For For Management 1.21 Approve Validity Period of the For For Management Resolution of the Issuance 2 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 3 Approve Authorization to the Board of For For Management Directors or Its Authorized Persons to Handle All the Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management for the Public Issuance of A Share Convertible Corporate Bonds of the Company 2.01 Approve Type of Securities to be Issued For For Management 2.02 Approve Size of the Issuance For For Management 2.03 Approve Par Value and Issue Price For For Management 2.04 Approve Term of the A Share For For Management Convertible Corporate Bonds 2.05 Approve Coupon Rate of the A Share For For Management Convertible Corporate Bonds 2.06 Approve Timing and Method of Repayment For For Management of Principal and Interest Payment 2.07 Approve Conversion Period For For Management 2.08 Approve Determination and Adjustment For For Management of the Conversion Price 2.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 2.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds Which is Insufficient to be Converted into One A Share 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sale Back For For Management 2.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 2.14 Approve Method of the Issuance and For For Management Target Subscribers 2.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 2.16 Approve Relevant Matters of For For Management Bondholders' Meetings 2.17 Approve Use of Proceeds For For Management 2.18 Approve Rating For For Management 2.19 Approve Management and Deposit for For For Management Proceeds Raised 2.20 Approve Guarantee and Security For For Management 2.21 Approve Validity Period of the For For Management Resolution of the Issuance 3 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 4 Approve Feasibility Report on the Use For For Management of Proceeds Raised in the Public Issuance of A Share Convertible Corporate Bonds of the Company 5.01 Approve Specific Report on the Use of For For Management Proceeds Previously Raised of the Company (as at 31 December 2019) 5.02 Approve Specific Report on the Use of For For Management Proceeds Previously Raised of the Company (as at 31 March 2020) 6 Approve Recovery Measures and For For Management Undertakings by Relevant Parties in Relation to Dilutive Impact on Immediate Returns of the Public Issuance of A Share Convertible Corporate Bonds of the Company 7 Approve Profit Distribution and Return For For Management Plan for the Next Three Years (Year 2020-2022) of the Company 8 Approve Formulation of Rules for A For For Management Share Convertible Corporate Bondholders' Meetings of the Company 9 Approve Possible Connected For For Management Transactions of Subscriptions of A Share Convertible Corporate Bonds Under the Public Issuance by the Substantial Shareholder, Directors and Supervisors and/or the Directors Under the Employee Stock Ownership Scheme 10 Approve Authorization to the Board of For For Management Directors or Its Authorized Persons to Handle All the Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company 11 Approve Provision of Guarantee for For For Management Financing to Gold Mountains (H.K.) International Mining Company Limited 12 Approve Provision of Guarantees for For For Management Financing for Acquisition and Construction of Julong Copper -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: JUL 20, 2020 Meeting Type: Special Record Date: JUL 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Type of Securities to be Issued For For Management 1.02 Approve Size of the Issuance For For Management 1.03 Approve Par Value and Issue Price For For Management 1.04 Approve Term of the A Share For For Management Convertible Corporate Bonds 1.05 Approve Coupon Rate of the A Share For For Management Convertible Corporate Bonds 1.06 Approve Timing and Method of Repayment For For Management of Principal and Interest Payment 1.07 Approve Conversion Period For For Management 1.08 Approve Determination and Adjustment For For Management of the Conversion Price 1.09 Approve Terms of Downward Adjustment For For Management to Conversion Price 1.10 Approve Method for Determining the For For Management Number of A Shares for Conversion and Treatment for Remaining Balance of the A Share Convertible Corporate Bonds Which is Insufficient to be Converted into One A Share 1.11 Approve Terms of Redemption For For Management 1.12 Approve Terms of Sale Back For For Management 1.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 1.14 Approve Method of the Issuance and For For Management Target Subscribers 1.15 Approve Subscription Arrangement for For For Management the Existing A Shareholders 1.16 Approve Relevant Matters of For For Management Bondholders' Meetings 1.17 Approve Use of Proceeds For For Management 1.18 Approve Rating For For Management 1.19 Approve Management and Deposit for For For Management Proceeds Raised 1.20 Approve Guarantee and Security For For Management 1.21 Approve Validity Period of the For For Management Resolution of the Issuance 2 Approve Plan of the Public Issuance of For For Management A Share Convertible Corporate Bonds of the Company 3 Approve Authorization to the Board of For For Management Directors or Its Authorized Persons to Handle All the Matters Relating to the Public Issuance of A Share Convertible Corporate Bonds of the Company -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2020 (Revised Draft) and Its Summary 2 Approve Administrative Measures for For For Management Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020 3 Authorize the Board to Deal with All For For Management Matters in Relation to the Restricted A Share Incentive Scheme for 2020 4 Approve Amendment to the Remuneration For For Management and Assessment Proposal of Directors and Supervisors 5 Elect Bo Shaochuan as Director and For For Management Authorize Board to Enter Into Service Contract with Him 6.01 Approve Par Value and Size of the For For Management Issuance 6.02 Approve Coupon Rates or Their For For Management Determination Methods 6.03 Approve Term and Types of the Bonds For For Management 6.04 Approve Use of Proceeds For For Management 6.05 Approve Method of the Issuance, For For Management Targets of the Issuance and Placement to Existing Shareholders 6.06 Approve Guarantee Arrangement For For Management 6.07 Approve Redemption or Sell-Back For For Management Provisions 6.08 Approve Credit Standing of the Company For For Management and Safeguarding Measures for Repayment 6.09 Approve Underwriting For For Management 6.10 Approve Listing Arrangement For For Management 6.11 Approve Validity Period of the For For Management Resolution 7 Authorize the Board to Deal with All For For Management Matters in Relation to the Shelf Offering of Corporate Bonds -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2020 (Revised Draft) and Its Summary 2 Approve Administrative Measures for For For Management Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020 3 Authorize the Board to Deal with All For For Management Matters in Relation to the Restricted A Share Incentive Scheme for 2020 4 Approve Amendment to the Remuneration For For Management and Assessment Proposal of Directors and Supervisors 5 Elect Bo Shaochuan as Director and For For Management Authorize Board to Enter Into Service Contract with Him 6.01 Approve Par Value and Size of the For For Management Issuance 6.02 Approve Coupon Rates or Their For For Management Determination Methods 6.03 Approve Term and Types of the Bonds For For Management 6.04 Approve Use of Proceeds For For Management 6.05 Approve Method of the Issuance, For For Management Targets of the Issuance and Placement to Existing Shareholders 6.06 Approve Guarantee Arrangement For For Management 6.07 Approve Redemption or Sell-Back For For Management Provisions 6.08 Approve Credit Standing of the Company For For Management and Safeguarding Measures for Repayment 6.09 Approve Underwriting For For Management 6.10 Approve Listing Arrangement For For Management 6.11 Approve Validity Period of the For For Management Resolution 7 Authorize the Board to Deal with All For For Management Matters in Relation to the Shelf Offering of Corporate Bonds -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2020 (Revised Draft) and Its Summary 2 Approve Administrative Measures for For For Management Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020 3 Authorize the Board to Deal with All For For Management Matters in Relation to the Restricted A Share Incentive Scheme for 2020 -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: JAN 11, 2021 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Restricted A Share Incentive For For Management Scheme for 2020 (Revised Draft) and Its Summary 2 Approve Administrative Measures for For For Management Implementation of Appraisal for the Restricted A Share Incentive Scheme for 2020 3 Authorize the Board to Deal with All For For Management Matters in Relation to the Restricted A Share Incentive Scheme for 2020 -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H107 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Issuance of Debt Financing For For Management Instruments 3 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 4 Approve Arrangement of Guarantees to For Against Management Company's Subsidiaries, Associates and Other Party 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Independent For For Management Directors 7 Approve Report of the Supervisory For For Management Committee 8 Approve Financial Report For For Management 9 Approve Annual Report and Its Summary For For Management Report 10 Approve Profit Distribution Proposal For For Management 11 Approve Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 12 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration 13 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 2899 Security ID: Y9892H115 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Independent For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Annual Report and Its Summary For For Management Report 5 Approve Financial Report For For Management 6 Approve Profit Distribution Proposal For For Management 7 Approve Remuneration of Executive For For Management Directors and Chairman of Supervisory Committee 8 Amend Articles of Association For For Management 9 Approve Issuance of Debt Financing For For Management Instruments 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares 11 Approve Arrangement of Guarantees to For Against Management Company's Subsidiaries, Associates and Other Party 12 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 13 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration -------------------------------------------------------------------------------- ZINWELL CORP. Ticker: 2485 Security ID: Y98908109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Amend Procedures for Lending Funds to For For Management Other Parties 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Approve Share Release Plan and Waived For For Management Participation in the Company's Cash Capital Increase Plan 6.1 Elect Chun-Cheng Chen with ID No. For For Management Q120412XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: SEP 04, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Registered Capital, Total Number For For Management of Shares and Amend Articles of Association 2 Approve Increase Company's Registered For For Management Capital and Authorize Board of Directors to Handle Procedures for Industrial and Commercial Registration Change 3 Approve Signing of Debt Settlement For For Shareholder Agreement and Related Party Transactions -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Issue Price and Pricing Basis For For Management 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Distribution Arrangement For For Management Before Issuance of Cumulative Earnings 2.9 Approve Listing Exchange For For Management 2.10 Approve Resolution Validity Period For For Management 3 Approve Private Placement of Shares For For Management 4 Approve Report on the Usage of For For Management Previously Raised Funds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: DEC 24, 2020 Meeting Type: Special Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: JAN 05, 2021 Meeting Type: Special Record Date: DEC 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Withdrawal from Equity For For Management Investment Funds and Related Transactions -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: MAR 29, 2021 Meeting Type: Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZJBC INFORMATION TECHNOLOGY CO., LTD. Ticker: 000889 Security ID: Y71711108 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfilment of the Conditions For For Management for the Proposed Non-Public Issuance 2.1 Approve Class and Nominal Value of For For Management Shares to be Issued 2.2 Approve Issue Method and Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Subscription Method For For Management 2.5 Approve Price Determination Date and For For Management Issue Price 2.6 Approve Subscription Price and Issue For For Management Size 2.7 Approve Lock-Up Period For For Management 2.8 Approve Arrangement of Accumulated For For Management Profit Distribution Prior to Completion of the Issue 2.9 Approve Listing Venue For For Management 2.10 Approve Use of Proceeds For For Management 2.11 Approve Validity Period of the For For Management Resolution 3 Approve Proposal for the Proposed For For Management Non-Public Issuance 4.1 Approve Introduction of Maanshan For For Management Huaijin Cornerstone Equity Investment Partnership (Limited Partnership) as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 4.2 Approve Introduction of Taiping Life For For Management Insurance Co., Ltd. as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 4.3 Approve Introduction of Hainan For For Management Chengyisheng Enterprise Management Partnership (Limited Partnership) as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 4.4 Approve Introduction of Ningbo Shituo For For Management Enterprise Management Co., Ltd. as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 5 Approve Entry into Conditional For For Management Subscription Agreements with Subscribers of the Proposed Non-Public Issuance 6 Approve Entry into a Related Party For For Management Transaction with Hainan Chengyisheng in Relation to the Proposed Non-Public Issuance 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Proposed Non-Public Issuance 8 Approve Statement of Exemption from For For Management the Preparation of a Report on the Use of Proceeds from Previous Fund Raising Activities 9 Approve Measures on Making Up Diluted For For Management Returns for the Current Period Due to the Proposed Non-Public Issuance 10 Approve Undertakings in Relation to For For Management the Measures on Making Up Diluted Returns for the Current Period due to the Proposed Non-Public Issuance 11 Approve Shareholders' Return Plan for For For Management the Next Three Years (2020-2022) 12 Authorize Board and Its Authorized For For Management Persons to Handle All Matters Relating to the Proposed Non-Public Issuance within the Scope Permitted by the Relevant Laws and Regulations at their Discretion -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: AUG 12, 2020 Meeting Type: Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fulfilment of the Conditions For For Management for the Proposed Non-Public Issuance 2.1 Approve Class and Nominal Value of For For Management Shares to be Issued 2.2 Approve Issue Method and Time For For Management 2.3 Approve Target Subscribers For For Management 2.4 Approve Subscription Method For For Management 2.5 Approve Price Determination Date and For For Management Issue Price 2.6 Approve Subscription Price and Issue For For Management Size 2.7 Approve Lock-Up Period For For Management 2.8 Approve Arrangement of Accumulated For For Management Profit Distribution Prior to Completion of the Issue 2.9 Approve Listing Venue For For Management 2.10 Approve Use of Proceeds For For Management 2.11 Approve Validity Period of the For For Management Resolution 3 Approve Proposal for the Proposed For For Management Non-Public Issuance 4.1 Approve Introduction of Maanshan For For Management Huaijin Cornerstone Equity Investment Partnership (Limited Partnership) as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 4.2 Approve Introduction of Taiping Life For For Management Insurance Co., Ltd. as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 4.3 Approve Introduction of Hainan For For Management Chengyisheng Enterprise Management Partnership (Limited Partnership) as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 4.4 Approve Introduction of Ningbo Shituo For For Management Enterprise Management Co., Ltd. as the Company's Strategic Investor and Execution of a Conditional Strategic Cooperation Agreement 5 Approve Entry into Conditional For For Management Subscription Agreements with Subscribers of the Proposed Non-Public Issuance 6 Approve Entry into a Related Party For For Management Transaction with Hainan Chengyisheng in Relation to the Proposed Non-Public Issuance 7 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Proposed Non-Public Issuance 8 Approve Statement of Exemption from For For Management the Preparation of a Report on the Use of Proceeds from Previous Fund Raising Activities 9 Approve Measures on Making Up Diluted For For Management Returns for the Current Period Due to the Proposed Non-Public Issuance 10 Approve Undertakings in Relation to For For Management the Measures on Making Up Diluted Returns for the Current Period due to the Proposed Non-Public Issuance 11 Approve Shareholders' Return Plan for For For Management the Next Three Years (2020-2022) 12 Authorize Board and Its Authorized For For Management Persons to Handle All Matters Relating to the Proposed Non-Public Issuance within the Scope Permitted by the Relevant Laws and Regulations at their Discretion -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan and For For Management Distribution of Interim Dividend 2 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan and For For Management Distribution of Interim Dividend 2 Approve Merger by Absorption of For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Nominal Value of For For Management Shares to be Issued 1.2 Approve Issue Method and Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Size For For Management 1.6 Approve Lock-Up Period For For Management 1.7 Approve Arrangement of Accumulated For For Management Profit Distribution Prior to Completion of the Issue 1.8 Approve Listing Venue For For Management 1.9 Approve Use of Proceeds For For Management 1.10 Approve Validity Period of the For For Management Resolution 2 Approve Adjusted Non-Public Issuance For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Adjusted Non-Public Issuance 4 Approve Measures on Making up Diluted For For Management Returns for the Current Period Due to the Adjusted Non-Public Issuance 5 Authorize Board to Handle All Matters For For Management Relating to the Adjusted Non-Public Issuance -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Class and Nominal Value of For For Management Shares to be Issued 1.2 Approve Issue Method and Time For For Management 1.3 Approve Target Subscribers and For For Management Subscription Method 1.4 Approve Issue Price and Pricing For For Management Principles 1.5 Approve Issue Size For For Management 1.6 Approve Lock-Up Period For For Management 1.7 Approve Arrangement of Accumulated For For Management Profit Distribution Prior to Completion of the Issue 1.8 Approve Listing Venue For For Management 1.9 Approve Use of Proceeds For For Management 1.10 Approve Validity Period of the For For Management Resolution 2 Approve Adjusted Non-Public Issuance For For Management 3 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Adjusted Non-Public Issuance 4 Approve Measures on Making up Diluted For For Management Returns for the Current Period Due to the Adjusted Non-Public Issuance 5 Authorize Board to Handle All Matters For For Management Relating to the Adjusted Non-Public Issuance -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory Board For For Management 3 Approve Report of Settlement Accounts For For Management 4 Approve Full Text and Summary of the For For Management Annual Report of A Shares 5 Approve Annual Report of H Shares For For Management 6 Approve Profit Distribution Plan and For For Management Declaration and Distribution of Final Dividend 7 Approve Provisions for Asset Impairment For For Management 8.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 8.2 Approve KPMG as International Auditor For For Management 8.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 9 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 10 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 11 Approve Authorization to Zoomlion For For Management Agricultural Machinery to Engage in Business with Downstream Customers, Provide External Guarantees and Authorize the Management of Zoomlion Agricultural Machinery to Execute the Relevant Cooperation Agreements 12 Approve Provision of Guarantees in For Against Management Favour of 46 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 13 Approve Carrying Out of Low Risk For For Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 14 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 16 Approve Registration of Asset-Backed For For Management Securities Products, Undertaking of Obligations to Top Up the Shortfall, Provision of Guarantee by the Company in Favour of Zoomlion Finance and Leasing (China) and Related Transactions 17 Approve Registration of Supply Chain For For Management Asset-Backed Securities Products by Zoomlion Business Factoring (China) Co. , Ltd., Issue of Necessary Documents by the Company as Joint Debtor and Related Transactions 18.1 Approve Disposal of Equity Interest in For For Management the Target Company, which is a Related Party Transaction 18.2 Approve Continuing Provision of For Against Management Guarantees in Favour of the Target Company after Completion of the Transaction 19 Approve Continuing Development by the For For Management Company of Its Mortgage-Funded Sales Business and Finance Leasing and Sales Business, Establish Buyer's Credit and Sales Business and Provide Buy-Back Guarantees 20 Approve Registration of Debt Financing For Against Management Instruments and Related Transactions 21 Approve Issue of Medium-Term Notes and For For Management Related Transactions 22 Approve Compliance with the Conditions For For Management for the Issue of Bonds 23 Approve Issue of Bonds by Way of For For Management Public Offering 24 Authorize Board to Deal with All For For Management Matters in Connection with the Bond Issue 25 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y9895V103 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory Board For For Management 3 Approve Report of Settlement Accounts For For Management 4 Approve Full Text and Summary of the For For Management Annual Report of A Shares 5 Approve Annual Report of H Shares For For Management 6 Approve Profit Distribution Plan and For For Management Declaration and Distribution of Final Dividend 7 Approve Provisions for Asset Impairment For For Management 8.1 Approve Baker Tilly China Certified For For Management Public Accountants Co., Ltd. as Domestic Auditor and Internal Control Auditor 8.2 Approve KPMG as International Auditor For For Management 8.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing the Remuneration of Domestic and International Auditors and Authorize Company's Management to Determine Their Actual Remuneration Based on the Agreed Principles 9 Approve Application to Financial For For Management Institutions for General Credit Facilities and Financing with a Credit Limit and Authorize Zhan Chunxin to Execute Facility Agreements and Other Relevant Financing Documents and to Allocate the Credit Limit Available 10 Approve Authorization to Zoomlion For For Management Industrial Vehicles to Engage in Business with Its Distributors Through Banker's Acceptance Secured by Goods and Authorize the Management of Zoomlion Industrial Vehicles to Execute the Relevant Cooperation Agreements 11 Approve Authorization to Zoomlion For For Management Agricultural Machinery to Engage in Business with Downstream Customers, Provide External Guarantees and Authorize the Management of Zoomlion Agricultural Machinery to Execute the Relevant Cooperation Agreements 12 Approve Provision of Guarantees in For Against Management Favour of 46 Subsidiaries and Authorize Board to Adjust the Available Guarantee Amount Between the Guaranteed Parties 13 Approve Carrying Out of Low Risk For For Management Investments and Financial Management and Authorize the Chairman to Make All Investment Decisions and Execute Relevant Contracts and Agreements 14 Approve Investment in Financial For For Management Derivatives and Authorize the Chairman and His Authorized Persons to Make All Investment Decisions and Execute Relevant Contracts and Agreements 15 Approve Authorization to Hunan For For Management Zhicheng Financing And Guarantee Co., Ltd. to Engage in Business of Providing Guarantees 16 Approve Registration of Asset-Backed For For Management Securities Products, Undertaking of Obligations to Top Up the Shortfall, Provision of Guarantee by the Company in favour of Zoomlion Finance and Leasing (China) and Related Transactions 17 Approve Registration of Supply Chain For For Management Asset-Backed Securities Products by Zoomlion Business Factoring (China) Co. , Ltd., Issue of Necessary Documents by the Company as Joint Debtor and Related Transactions 18.1 Approve Disposal of Equity Interest in For For Management the Target Company, which is a Related Party Transaction 18.2 Approve Continuing Provision of For Against Management Guarantees in Favor of the Target Company after Completion of the Transaction 19 Approve Continuing Development by the For For Management Company of Its Mortgage-Funded Sales Business and Finance Leasing and Sales Business, Establish Buyer's Credit and Sales Business and Provide Buy-Back Guarantees 20 Approve Registration of Debt Financing For Against Management Instruments and Related Transactions 21 Approve Issue of Medium-Term Notes and For For Management Related Transactions 22 Approve Compliance with the Conditions For For Management for the Issue of Bonds 23 Approve Issue of Bonds by Way of For For Management Public Offering 24 Authorize Board to Deal with All For For Management Matters in Connection with the Bond Issue 25 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD. Ticker: 1157 Security ID: Y1293Y102 Meeting Date: MAY 28, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ZORLU ENERJI ELEKTRIK URETIM AS Ticker: ZOREN Security ID: M9895U108 Meeting Date: AUG 18, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management the Meeting Minutes 3 Receive Information on Partial None None Management Spin-Off Agreement to be Discussed Under Item 5 4 Receive Information on Absence of None None Management Right of Withdrawal 5 Approve Partial Spin-Off Agreement For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- ZORLU ENERJI ELEKTRIK URETIM AS Ticker: ZOREN Security ID: M9895U108 Meeting Date: FEB 19, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Meeting Minutes 3 Authorize Share Capital Increase For Against Management without Preemptive Rights 4 Close Meeting None None Management -------------------------------------------------------------------------------- ZORLU ENERJI ELEKTRIK URETIM AS Ticker: ZOREN Security ID: M9895U108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Allocation of Income For For Management 7 Approve Discharge of Board For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For Against Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For For Management 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Approve Upper Limit of Donations for For For Management 2021 and Receive Information on Donations Made in 2020 14 Close Meeting None None Management -------------------------------------------------------------------------------- ZOTYE AUTOMOBILE CO. LTD. Ticker: 000980 Security ID: Y37453100 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For Against Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For Against Management 6 Approve Application of Bank Credit For For Management Lines 7 Approve Provision for Asset Impairment For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Acquisition of Equity For For Management Interests in ZTE Microelectronics by Renxing Technology and the Waiver of Preemptive Subscription Rights by the Company 2.00 Approve Cooperation Agreement with For For Management Hengjian Xinxin and Huitong Rongxin -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Acquisition of Equity For For Management Interests in ZTE Microelectronics by Renxing Technology and the Waiver of Preemptive Subscription Rights by the Company 2.00 Approve Cooperation Agreement with For For Management Hengjian Xinxin and Huitong Rongxin -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Share Option Incentive For For Management Scheme (Draft) of ZTE Corporation and Its Summary 2 Approve 2020 Share Option Incentive For For Management Scheme Performance Appraisal System of ZTE Corporation 3 Approve Mandate Granted to the Board For For Management by the General Meeting to Deal with Matters Pertaining to the 2020 Share Option Incentive Scheme 4 Approve Management Stock Ownership For Against Management Scheme (Draft) of ZTE Corporation and Its Summary 5 Approve Measures for the For Against Management Administration of the Management Stock Ownership Scheme of ZTE Corporation 6 Approve Mandate Granted to the Board For Against Management by the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: NOV 06, 2020 Meeting Type: Special Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the 2020 Share Option For For Management Incentive Scheme (Draft) of ZTE Corporation and Its Summary 2 Approve 2020 Share Option Incentive For For Management Scheme Performance Appraisal System of ZTE Corporation 3 Approve Mandate Granted to the Board For For Management by the General Meeting to Deal with Matters Pertaining to the 2020 Share Option Incentive Scheme 4 Approve Management Stock Ownership For Against Management Scheme (Draft) of ZTE Corporation and Its Summary 5 Approve Measures for the For Against Management Administration of the Management Stock Ownership Scheme of ZTE Corporation 6 Approve the Mandate Granted to the For Against Management Board by the General Meeting to Deal with Matters Pertaining to the Management Stock Ownership Scheme -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Fulfillment of Criteria for For For Management the Acquisition of Assets by Issuance of Shares and Ancillary Fund-Raising 2.01 Approve General Plan For For Management 2.02 Approve Counterparties For For Management 2.03 Approve Target Assets For For Management 2.04 Approve Transaction Price of the For For Management Target Assets 2.05 Approve Method of Payment For For Management 2.06 Approve Class and Par Value of Shares For For Management to be Issued 2.07 Approve Place of Listing For For Management 2.08 Approve Issue Price and Pricing For For Management Principles 2.09 Approve Proposal in Relation to the For For Management Adjustment of Issue Price 2.10 Approve Number of Shares to be Issued For For Management 2.11 Approve Lock-up Period Arrangement For For Management 2.12 Approve Arrangement for the Retained For For Management Undistributed Profits 2.13 Approve Validity Period of the For For Management Resolution 2.14 Approve Class and Par Value of Shares For For Management to be Issued 2.15 Approve Place of Listing For For Management 2.16 Approve Target Subscribers For For Management 2.17 Approve Method of Issuance and Method For For Management of Subscription 2.18 Approve Issue Price and Pricing For For Management Principles 2.19 Approve Total Amount of the Ancillary For For Management Fund-Raising and Number of Shares to be Issued 2.20 Approve Lock-up Period Arrangement For For Management 2.21 Approve Use of the Ancillary For For Management Funds-Raising 2.22 Approve Arrangement for the Retained For For Management Undistributed Profits 2.23 Approve Validity Period of the For For Management Resolution 3.00 Approve Report on Acquisition of For For Management Assets by Issuance of Shares and Ancillary Fund-Raising of ZTE Corporation (Draft) (Revised Version) 4.00 Approve Resolution on the Transaction For For Management not Constituting a Connected Transaction 5.00 Approve Resolution on the Transaction For For Management not Constituting a Major Asset Restructuring 6.00 Approve Article 13 of the For For Management Administrative Measures for the Major Asset Restructuring of Listed Companies 7.00 Approve Compliance with Articles 11 For For Management and 43 of the Administrative Measures for the Major Asset Restructuring of Listed Companies 8.00 Approve Compliance with Article 4 of For For Management the Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies 9.00 Approve Conditional Agreement For For Management 10.00 Approve Conditional Supplemental For For Management Agreement 11.00 Approve Statement of Completeness and For For Management Compliance of Statutory Procedures Performed in Relation to the Transaction and the Validity of the Submission of Legal Documents 12.00 Approve Statement of Principals For For Management Involved in the Transaction not being Subject to Article 13 of the Interim Provisions on Strengthening Regulation over Unusual Trading in Stocks relating to Major Asset Restructuring of Listed Companies 13.00 Approve Shares Price Fluctuation under For For Management Article 5 of the Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties 14.00 Approve Audit Report, the Pro Forma For For Management Review Report and the Asset Valuation Report 15.00 Approve Independence of the Appraisal For For Management Institution, the Reasonableness of the Appraisal Assumptions, the Relevance between the Appraisal Method and the Appraisal Objectives and the Fairness of the Appraisal Consideration 16.00 Approve Statement of the Basis for, For For Management and Reasonableness and Fairness of, the Consideration for the Transaction 17.00 Approve Analysis on Dilution on For For Management Returns for the Current Period and Remedial Measures and the Relevant Undertakings in Relation to the Transaction 18.00 Authorize Board to Deal with All For For Management Matters in Relation to the Transaction -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Fulfillment of Criteria for For For Management the Acquisition of Assets by Issuance of Shares and Ancillary Fund-Raising 2.01 Approve General Plan For For Management 2.02 Approve Counterparties For For Management 2.03 Approve Target Assets For For Management 2.04 Approve Transaction Price of the For For Management Target Assets 2.05 Approve Method of Payment For For Management 2.06 Approve Class and Par Value of Shares For For Management to be Issued 2.07 Approve Place of Listing For For Management 2.08 Approve Issue Price and Pricing For For Management Principles 2.09 Approve Proposal in Relation to the For For Management Adjustment of Issue Price 2.10 Approve Number of Shares to be Issued For For Management 2.11 Approve Lock-up Period Arrangement For For Management 2.12 Approve Arrangement for the Retained For For Management Undistributed Profits 2.13 Approve Validity Period of the For For Management Resolution 2.14 Approve Class and Par Value of Shares For For Management to be Issued 2.15 Approve Place of Listing For For Management 2.16 Approve Target Subscribers For For Management 2.17 Approve Method of Issuance and Method For For Management of Subscription 2.18 Approve Issue Price and Pricing For For Management Principles 2.19 Approve Total Amount of the Ancillary For For Management Fund-Raising and Number of Shares to be Issued 2.20 Approve Lock-up Period Arrangement For For Management 2.21 Approve Use of the Ancillary For For Management Funds-Raising 2.22 Approve Arrangement for the Retained For For Management Undistributed Profits 2.23 Approve Validity Period of the For For Management Resolution 3.00 Approve Report on Acquisition of For For Management Assets by Issuance of Shares and Ancillary Fund-Raising of ZTE Corporation (Draft) (Revised Version) 4.00 Approve Resolution on the Transaction For For Management not Constituting a Connected Transaction 5.00 Approve Resolution on the Transaction For For Management not Constituting a Major Asset Restructuring 6.00 Approve Article 13 of the For For Management Administrative Measures for the Major Asset Restructuring of Listed Companies 7.00 Approve Compliance with Articles 11 For For Management and 43 of the Administrative Measures for the Major Asset Restructuring of Listed Companies 8.00 Approve Compliance with Article 4 of For For Management the Regulations on Certain Issues Concerning the Regulation of Major Asset Restructuring of Listed Companies 9.00 Approve Conditional Agreement For For Management 10.00 Approve Conditional Supplemental For For Management Agreement 11.00 Approve Statement of Completeness and For For Management Compliance of Statutory Procedures Performed in Relation to the Transaction and the Validity of the Submission of Legal Documents 12.00 Approve Statement of Principals For For Management Involved in the Transaction not being Subject to Article 13 of the Interim Provisions on Strengthening Regulation over Unusual Trading in Stocks relating to Major Asset Restructuring of Listed Companies 13.00 Approve Shares Price Fluctuation under For For Management Article 5 of the Notice on the Regulation of Information Disclosure by Listed Companies and Acts of Relevant Parties 14.00 Approve Audit Report, the Pro Forma For For Management Review Report and the Asset Valuation Report 15.00 Approve Independence of the Appraisal For For Management Institution, the Reasonableness of the Appraisal Assumptions, the Relevance between the Appraisal Method and the Appraisal Objectives and the Fairness of the Appraisal Consideration 16.00 Approve Statement of the Basis for, For For Management and Reasonableness and Fairness of, the Consideration for the Transaction 17.00 Approve Analysis on Dilution on For For Management Returns for the Current Period and Remedial Measures and the Relevant Undertakings in Relation to the Transaction 18.00 Authorize Board to Deal with All For For Management Matters in Relation to the Transaction -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Annual Report For For Management 2.00 Approve Report of the Board of For For Management Directors 3.00 Approve Report of the Supervisory For For Management Committee 4.00 Approve Report of the President For For Management 5.00 Approve Final Financial Accounts For For Management 6.00 Approve Profit Distribution For For Management 7.00 Approve Feasibility Analysis of For For Management Derivative Investment and Application for Derivative Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for PT. ZTE Indonesia 9.00 Approve Provision of Performance For Against Management Guarantee Limits for Overseas Subsidiaries 10.00 Approve Proposed Application for For Against Management Consolidated Registration for Issuance of Multiple Types of Debt Financing Instruments 11.00 Approve Proposed Application for For For Management Composite Credit Facilities 12.00 Approve Alignment in Preparation of For For Management Financial Statements in Accordance with PRC ASBEs and Cessation to Re-appoint Overseas Financial Report Auditor 13.01 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 13.02 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 14.00 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15.00 Approve Shareholders' Dividend Return For For Management Plan (2021-2023) 16.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 17.00 Approve Expansion of the Business For For Management Scope and Corresponding Amendment of Relevant Clause in the Articles of Association 18.00 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F121 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Annual Report For For Management 2.00 Approve Report of the Board of For For Management Directors 3.00 Approve Report of the Supervisory For For Management Committee 4.00 Approve Report of the President For For Management 5.00 Approve Final Financial Accounts For For Management 6.00 Approve Profit Distribution For For Management 7.00 Approve Feasibility Analysis of For For Management Derivative Investment and Application for Derivative Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for PT. ZTE Indonesia 9.00 Approve Provision of Performance For Against Management Guarantee Limits for Overseas Subsidiaries 10.00 Approve Proposed Application for For Against Management Consolidated Registration for Issuance of Multiple Types of Debt Financing Instruments 11.00 Approve Proposed Application for For For Management Composite Credit Facilities 12.00 Approve Alignment in Preparation of For For Management Financial Statements in Accordance with PRC ASBEs and Cessation to Re-appoint Overseas Financial Report Auditor 13.01 Approve Ernst & Young Hua Ming LLP as For For Management Auditor and Authorize Board to Fix Their Remuneration 13.02 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 14.00 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15.00 Approve Shareholders' Dividend Return For For Management Plan (2021-2023) 16.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 17.00 Approve Expansion of the Business For For Management Scope and Corresponding Amendment of Relevant Clause in the Articles of Association 18.00 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee -------------------------------------------------------------------------------- ZTO EXPRESS (CAYMAN) INC. Ticker: 2057 Security ID: G9897K105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 2 Adopt Third Amended and Restated For For Management Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- ZTO EXPRESS (CAYMAN) INC. Ticker: 2057 Security ID: 98980A105 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Chinese Name as Dual Foreign For For Management Name of the Company 2 Adopt Third Amended and Restated For For Management Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- ZYNP CORP. Ticker: 002448 Security ID: Y9895E101 Meeting Date: SEP 14, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Registered Capital For For Management and Amend Articles of Association 2 Approve External Guarantee Provision For For Management -------------------------------------------------------------------------------- ZYNP CORP. Ticker: 002448 Security ID: Y9895E101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 8 Approve Application of Comprehensive For For Management Bank Credit Lines 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Guarantee Provision Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Approve Formulation of Shareholder For For Management Return Plan 13 Elect Wang Zhong as Independent For For Management Director ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. VANGUARD INTERNATIONAL EQUITY INDEX FUNDS By: /s/Mortimer J. Buckley Mortimer J. Buckley* Chief Executive Officer, President, and Trustee Date: August 24, 2021 *By: /s/Anne E. Robinson Anne E. Robinson, pursuant to a Power of Attorney filed on October 23, 2020, see File Number 2-52698. Incorporated by Reference.